Burbank City Council
June 21, 2022

OPEN ACCE OPEN ACCESS TECHNOLOGY INTERNATIONAL, INC.
3660 Technology Drive NE | Minneapolis, MN 55418 | Phone 763.201.2000 | Fax 763.201.5333 | www.oati.com

This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without ex plicit permission of OATI, Inc.

THIS AGREEMENT (Agreement) is dated and executed as of July 01, 2022, (the Effective Date) between Open Access Technology International, Inc. (OATI), a Minnesota corporation, with principal offices located at 3660 Technology Drive NE , Minneapolis, Minnesota 55418, and ________________________________________ (Customer), a _____________________________ corporation, with principal offices located at __________________ _________________________________________________________. Each of OATI and Customer may be hereinafter referred to as “Party” or in the plural as “Parties.” A. OATI shall furnish the facilities, equipment, and personnel appropriate to carry out the OATI webTrader service listed in this Agreement consisting of OATI application programs or services that provide the functionality described and listed in the Service Compendium, Attachment A, attached hereto and incorporated herein by reference, which shall include Volume II of OATI’s Response to Customer’s Request For Proposal for Scheduling and Transaction Management System dated April 22, 2003, Functional Specification, and Change Orders. Hereinafter, use of “Service” shall refer to the service described in Attachment A.

B. Customer intends to use the subscribed Service according to generally accepted utility practice, present, and future.

C. A Monthly Recurring Fee plus a Service Initiation Fee are established for Service.

D. Customer desires to use and OATI agrees to provide the Service upon the terms and conditions contained in this Agreement.

For good and valuable consideration, including the mutual exchange of promises set forth herein, OATI and Customer agree as follows:

ARTICLE ONE

SERVICE

1.01. OATI Service. OATI grants Customer a nontransferable, nonexclusive right during the term of this Agreement to use Service, subject to the terms and conditions of this Agreement. Service shall be provided on a 24 hour per day 7 days per week basis.

1.02. Title. Legal title to Service is vested in OATI. There is no transfer of title to Service from OATI to Customer by virtue of this Agreement. OATI claims no right or title in or to Customer data entered into, residing in, and/or output from Service.

1.03. Site. OATI shall provide access to Service from an OATI Data Center located in Minneapolis, Minnesota, USA. Customer can access its data using web browser technology over the public Internet or using a direct private connection to the OATI Data Center.

ARTICLE TWO
FEES

2.01. Service Initiation Fee. Customer shall pay a Service Initiation Fee for the Service. The Service Initiation Fee is described in Attachment B, which is payable in accordance with the Payment Milestones.

2.02. Monthly Recurring Fee. There shall be a Monthly Recurring Fee for Service as described in the Pricing Schedule, Attachment B, attached hereto and incorporated herein by reference.

OATI WEBTRADER SERVICE AGREEMENT
ATTACHMENT 1
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webTrader Service Agreement v4.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without ex plicit permission of OATI, Inc.

The Monthly Recurring Fees for Service will commence as specified in the Payment Milestones contained in Attachment B.

2.03. Payment; Invoice. Customer agrees to pay OATI the Service Initiation Fee and Monthly Recurring Fee as specified in Attachment B, plus fees assessed by customer’s third-party portal providers such as ARIBA, etc., if required for submittal of invoices. OATI will invoice Customer for each milestone achieved and/or each Monthly Recurring Fee in accordance with generally accepted accounting practices. OATI will submit electronic invoices in accordance with the instructions in Attachment B. Customer may pay invoices electronically, accompanied by a remittance notification sent to [email protected]. Customer shall pay the invoice Net 30 days from date of invoice. Finance charges of 1.5% per month are assessed and payable on payments made beyond terms.

2.04. Taxes. Any amounts due and payable as sales or use taxes will be added as itemized lines to the amounts specified in Attachments to this Agreement.

ARTICLE THREE
WARRANTY; LIMITATION OF LIABILITY

3.01. Warranty. OATI warrants to Customer that it has the right to provide Service and grant the rights contained in this Agreement. Further, OATI warrants that Service , identified in Attachment A will be provided per the service levels identified in Attachment C..

3.02. EXCEPT AS PROVIDED IN THIS AGREEMENT, OATI MAKES NO OTHER WARRANTIES OF ANY

KIND, EXPRESS OR IMPLIED, INCLUDING, WITHOUT LIMITATION, WARRANTIES OF MERCHANTABILITY AND/OR FITNESS FOR A PARTICULAR PURPOSE.

3.03. Limitation of Liability. Neither Party shall be liable to the other for any special, punitive, or consequential damages arising out of the use, non-use or inability to use Service, even if advised of the possibility of such damages. Except for Article 8 obligations as well as gross negligence or willful misconduct, liability to Customer arising out of this Agreement shall be limited in the aggregate to a dollar value equal to twelve (12) months of the Monthly Service Fee. Customer agrees that Service is not consumer goods for purposes of the Uniform Commercial Code, international, U.S. Federal, or U.S. state warranty laws.

ARTICLE FOUR

NONDISCLOSURE

4.01. Nondisclosure Agreement.

A. During the Term of this Agreement, the Parties (Disclosing Party and Recipient, as applicable) anticipate that they will disclose certain proprietary or confidential business information and trade secrets and Customer’s data received by OATI or OATI has stored on the OATI system (Confidential Information) to one another.

B. OATI agrees to maintain the confidentiality of the identity of Customer’s data with that degree of care exercised by OATI with respect to the security and protection of its Confidential Information and using no less than a reasonable degree of care. With regard to Customer’s Confidential Information and with regard to OATI’s Confidential Information, the Recipient agrees to hold and use the Confidential Information in confidence. Th is Confidential Information shall be made available for use by the Recipient for the sole purpose of providing Service to Customer under this Agreement, or in Customer’s case, for the purpose of using Service for their intended purposes. The Recipient shall use the Confidential Information for the foregoing purposes only and shall make no other use of the Confidential Information without the express prior written consent of the Disclosing Party. Further, the Recipient shall take reasonable precautions to limit the disclosure of the Confidential Information to those of its employees only on ATTACHMENT 1
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webTrader Service Agreement v4.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without ex plicit permission of OATI, Inc. a need to know basis consistent with the purpose for which the Confidential Information is made available to the Recipient, and except as provided otherwise in this Agreement.

The degree of care exercised by the Recipient with respect to the security and protection of the Confidential Information shall not be less than the degree of care exercised by Recipient with respect to its proprietary and confidential information, and no less than a reasonable degree of care.

C. The Disclosing Party retains all right, title and interest in and to the Confidential Information, and except as otherwise expressly provided herein, no license or other right is hereby transferred or granted to the Recipient, including any license by implication, estoppel or otherwise, under any patent, trade secret, trademark or copyright now held by, or which may be obtained by, or which is or may be licensable by the Disclosing Party. The Recipient is prohibited from selling, leasing, licensing, or otherwise in any manner, directly or indirectly, assigning, transferring or disposing of any portion of the Confidential Information.

D. Nothing in this Agreement shall limit the Recipient's use or disclosure of information which: (1) is generally known or available on an unrestricted basis to the public; (2) is already in the Recipient's possession in writing without restriction as to its use or disclosure prior to its receipt from the Disclosing Party; (3) is acquired by the Recipient on an unrestricted basis from any third party, provided that the Recipient does not know or have reason to know, or is not informed subsequent to disclosure by such third party and prior to disclosure by the Recipient, that such information was acquired under an obligation of confidentiality; or (4) is independently developed by the Recipient without reference to the Confidential Information or other information that the Disclosing Party has disclosed in confidence to any third party.

E. The Recipient recognizes that unauthorized use or disclosure of the Confidential Information may give rise to irreparable injury to the Disclosing Party, inadequately compensable in damages, and that the Disclosing Party may seek injunctive relief against the breach or threatened breach of the Recipient's obligations under this Agreement, in addition to any other legal remedies which may be available to the Disclosing Party, at law or in equity.

4.02. Public Information Notice. OATI represents that Service and all data formats, displays, materials and information comprising Service are protected under U.S. and international copyright laws and are not considered by OATI to be public information or data.

4.03. Request for Production of Confidential Information. If Recipient is required to disclose the Confidential Information of the Disclosing Party pursuant to an order by a court or regulatory body of competent jurisdiction, Recipient shall promptly notify the Disclosing Party in writing of the court order. Recipient's notice to the Disclosing Party shall include the name, address, telephone and fax number of the requesting entity and a copy of the request issued to Recipient. Without limiting the foregoing, and notwithstanding any other provision of this Agreement, it is further agreed that in the case of a bona fide request received by Customer under the California Public Records Act (Cal. Gov’t Code § 6250 et seq.) for Confidential Information of OATI subject to this Agreement, Customer shall promptly notify OATI of such request and shall follow OATI’s reasonable instructions in responding thereto, including, without limitation, denial of access to records reasonably designated by OATI as “corporate proprietary information” within the meaning of Cal. Gov’t Code § 6254.15. In the event access to Confidential Information is denied and the third party requesting the same initiates litigation to compel access under the California Public Records Act, Customer shall promptly advise OATI of such litigation, which OATI may choose to defend at its own cost and expense, shall indemnify, defend and hold Customer free and harmless from any claim, suit, cost, expense, ATTACHMENT 1
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webTrader Service Agreement v4.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without ex plicit permission of OATI, Inc. judgement or order related to or arising from the denial of access to Confidential information to said third party.

4.04. Employees. This Article 4 is binding on all employees of OATI and Customer. Each Party agrees to accept responsibility for the actions of its employees relating to the Service provided under this Agreement.

ARTICLE FIVE
TERM; DEFAULT

5.01. Term. Unless terminated pursuant to this Agreement, this Agreement shall be effective upon execution by both Parties, with the initial term of sixty ( 60) months beginning upon the Effective Date. This Agreement may be optionally renewed for additional subsequent terms of twelve (12) months (Extended term) if agreed to by both the Customer and OATI. Longer term renewal periods are available upon mutual written agreement between the Parties.

5.02 Default. Either Party has the right, without prejudice to any other available rights or remedies to be cumulatively enforced, at law or equity, to terminate this Agreement and any user right granted, on written notice to the other Party if such other Party: (a) materially fails to perform any of its obligations under this Agreement or Attachment, which failure has not been corrected within a reasonable time after receipt of written notice thereof; or (b) takes action to liquidate and dissolve, becomes insolvent, suffers the appointment of a receiver, assigns all or part of its assets for the benefit of creditors, or is involved in any proceeding (voluntary or involuntary) under any bankruptcy or insolvency laws.

5.03 Termination for Convenience. Customer may terminate this Agreement for its convenience and in its discretion by giving no less than sixty (60) days prior written notice to OATI.

In the event Customer terminates this Agreement under this Article 5.03 , Customer shall pay OATI a sum equal to twelve (12) months of the Monthly Service Fee. All such fees shall be immediately accelerated.

ARTICLE SIX

GENERAL PROVISIONS

6.01. Relationship of the Parties. In performing its obligations under this Agreement, OATI shall be and shall act as an independent contractor. The Parties shall not represent themselves as agents or representatives of the other Party, and neither Party shall have the right or power to bind, commit or obligate the other Party.

6.02. Users. A User shall be limited to a human being using a workstation and a browser to connect to and interact with Service for its designed and intended purposes. Programmatic access or retrieval of information or data is strictly prohibited unless specifically authorized in writing by OATI or provided by an OATI service. As between Customer and OATI only, Customer is responsible for all acts or omissions of its employees, agents and subcontractors regarding the use of Service in a manner contrary to the terms and conditions of this Agreement.

6.03 Further Actions. The Parties agree to execute such further documents, and take such further actions, as may be reasonably required or expedient to carry out the provisions and intentions of this Agreement, or any agreement or document relating hereto or entered into in connection herewith, provided that the terms and conditions of such further documents, actions, or agreements are commercially reasonable and mutually acceptable.

6.04 Assignment. Neither Party's rights and obligations hereunder shall be assignable without the prior written consent of the other Party, provided, however, that either Party has the right to assign this Agreement in whole or in part to an entity acquiring all or substantially all of the business assets of the Party, assignee is not in litigation or other material dispute with the counter- ATTACHMENT 1
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webTrader Service Agreement v4.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without ex plicit permission of OATI, Inc. party, and which entity agrees to be bound by the provisions hereof, upon and no less than thirty (30) days notice to the other Party. Any attempted assignment in violation of this provision is void.

6.05 Choice of Law. This Agreement shall be governed and construed and enforced in accordance with the laws of the State of Minnesota without regard to its choice of law provisions.

OATI agrees to comply with all applicable laws.

6.06. Entire Agreement. This Agreement, with mutually executed attachments, supersedes any prior agreements and contains the entire agreement of the Parties and all representations with respect to the subject matter hereto. Any prior correspondence, memoranda or agreements, except those specifically attached hereto and incorporated herein, are replaced in total by this Agreement and the mutually executed attachments hereto. The schedules and attachments to this Agreement form an integral part of this Agreement and contain obligations and remedies which are part of this Agreement. The attachments are as follows:

Service Compendium Attachment “A”
Volume II —OATI Response to Request for Proposal
for Scheduling & Transaction Management System
Functional Specification
Change Orders
Price Schedule Attachment “B”
Service Level Agreement Attachment “C”

6.07. Changes. Any changes to this Agreement, including any changes required because of substantive changes in functional requirements or specifications (Changes in Scope) will be made pursuant to written change documents executed by both OATI and Customer.

6.08. Amendments. Any amendments or Change Orders to this Agreement negotiated between the Parties shall be in writing and signed by Customer and OATI.

6.09. Captions. Captions are for convenience only and shall not be deemed part of the contents of this Agreement.

6.10. Parties In Interest. This Agreement shall be binding upon and inure solely to the benefit of the Parties hereto and their permitted assigns, and nothing in this Agreement, expressed or implied, is intended to confer upon any other person any rights or remedies of any nature under or by reason of this Agreement.

6.11. Waiver. The waiver of any of the rights or remedies arising pursuant to this Agreement on any occasion by any Party shall not constitute a waiver of any rights or remedies in respect to any subsequent breach or default of the terms of this Agreement.

6.12. Force Majeure. Neither Party shall be liable or deemed in default for any delay or failure in performance of this Agreement resulting directly or indirectly from any cause beyond the control of that Party. Such causes shall include but not be limited to acts of God, civil or military authority, civil disturbance, war, strikes, fires, other catastrophes, or other force majeure events beyond the Party's reasonable control. Provided, however, that this provision shall not preclude either Party from canceling or terminating this Agreement or any portion thereof regardless of any force majeure event occurring to OATI, if OATI's performance hereunder will be delayed thereby for a period in excess of sixty (60) days.

6.13. Survival. The provisions of this Agreement which by their sense and context are intended to survive the performance thereof by either or both Parties, or where the Customer has an equitable interest in the survival of any provision due to the payment of money to OATI, such provisions shall survive the completion of performance and/or termination of this Agreement.

ATTACHMENT 1
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webTrader Service Agreement v4.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without ex plicit permission of OATI, Inc.

6.14. Notice. Unless otherwise specifically provided, all notices required or permitted by this Agreement shall be in writing and may be delivered personally, or may be sent by United States Postal Service certified mail, return receipt requested, or express courier, addressed:

If to OATI: Open Access Technology International, Inc. 3660 Technology Drive NE
Minneapolis, MN 554 18
Attention: Contracts Administration

If to Customer: ______________________________________
______________________________________
______________________________________
Attention: ____________________________
Any notice shall be deemed to have been received as follows: (1) personal delivery, upon receipt; or (2) the date of receipt noted on the certified mail receipt or documented in the courier tracking system.

ARTICLE SEVEN

INTELLECTUAL PROPERTY

7.01. All royalties or other charges for any patents, trade secrets, trademarks, copyrights or other proprietary rights associated with the use of Service shall be considered as included in the Monthly Recurring Fee. OATI represents and warrants that Service, including, without limitation, each component, module and any unit or part thereof, and Customer’s use thereof as permitted under this Agreement, shall not infringe upon or violate any United States patent, copyright, trade secret, or other proprietary rights of any third party. In the event of a third party claim against Customer asserting such a claim involving Service, OATI shall defend or settle the claim, at its expense, provided that Customer notifies OATI in writing within a reasonable time after Customer first receives written notice of the claim and gives OATI necessary authority, available information, and reasonable assistance for the defense or settlement of the claim, provided further, that OATI shall not assert any defense or settle any claim involving Customer’s admission of liability or guilt or any agreement to any additional costs or obligations unless OATI has obtained Customer’s prior written consent. Customer may be represented by and actively participate through its own counsel in any such suit or proceeding if it so desires, and the cost of such representation, including, but not limited to attorney fees and expenses, shall be paid by Customer.

In the event said Service or any part thereof is in such suit held to constitute an infringement and the use of said Service or part is enjoined and/or shall require the payment of any royalty or license to any third party, OATI shall, at its expense and without diminishing its obligations hereunder, as Customer’s exclusive remedy, either: (i) procure for Customer the right to continue using said Service or parts at no cost or charge to Customer; (ii) replace same with a non-infringing Service which is equivalent in function; or (iii) modify said Services so that it becomes non-infringing yet equivalent in function.

ARTICLE EIGHT

INDEMNIFICATION AND INSURANCE

8.01. Indemnification.

A. Customer shall indemnify OATI and OATI shall not be liable for any loss, injury, death, or damage to persons or property which at any time may be suffered or sustained by anyone (including, without limitation, Customer or by Customer’s agents, employees, contractors, licensees or invitees) who may at any time be using or occupying or visiting the premises of OATI ATTACHMENT 1
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webTrader Service Agreement v4.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without ex plicit permission of OATI, Inc. or Customer or be in, on, or about the same, to the extent such loss, injury, death, or damage shall be caused by, contributed by or in any way result from or arise out of any wrongful act or omission, or negligence of Customer, its agents, employees and contractors (excluding OATI).

B. OATI shall indemnify Customer and Customer shall not be liable for any loss, injury, death, or damage to persons or property which at any time may be suffered or sustained by anyone (including, without limitation, OATI or OATI’s agents, employees, contractors, licensee s or invitees) who may at any time be using or occupying or visiting the premises of OATI or Customer or be in, on, or about the same, to the extent such loss, injury, death, or damage shall be caused by, contributed by or in any way result from or arise out of any wrongful act or omission, or negligence of OATI, its agents, employees and contractors.

8.02. Insurance. OATI shall maintain the following insurance throughout the term of the project, and upon request, OATI shall show Customer evidence of such coverage:

A. If OATI uses, or intends to use, a personal automobile in the performance of this Agreement, automobile liability insurance with limits of not less than $100,000 per person and $300,000 per accident for bodily injury and not less than $25,000 per accident for property damage.

B. Workers’ Compensation Insurance and Employer’s Liability insurance on any employees of OATI providing work or performing services.

C. OATI shall maintain general liability insurance and property damage insurance in the amount of $1,000,000 combined single limit.

D. Unless expressly waived, OATI shall maintain Errors and Omissions Insurance that includes coverage for professional malpractice, in the amount of $1,000,000. The policy shall provide for coverage of all claims occurring during the term of the policy notwithstanding the fact that the claim may be asserted subsequent to the expiration of the policy.

E. Technology Professional Liability (Errors and Omissions) Insurance appropriate to the OATI’s profession, with limits not less than $2,000,000 per occurrence or claim, $2,000,000 aggregate. Coverage shall be sufficiently broad to respond to the duties and obligations as is undertaken by OATI in this agreement and shall include, but not be limited to, claims involving infringement of intellectual property, including but not limited to infringement of copyright, trademark, trade dress, invasion of privacy violations, information theft, damage to or destruction of electronic information, release of private information, alteration of electronic information, extortion and network security. The policy shall provide coverage for breach response costs as well as regulatory fines and penalties as well as credit monitoring expenses with limits sufficient to respond to these obligations.

OATI agrees that in the event of loss due to any of the perils for which it has agreed to provide insurance, OATI shall look solely to its insurance for recovery.

If requested by Customer, OATI shall furnish Certificates of Insurance evidencing the required coverages or the original of the insurance policies for review by Customer or the Designated Official.
/Signatures start on next page/

ATTACHMENT 1
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webTrader Service Agreement v4.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without ex plicit permission of OATI, Inc.

IN WITNESS WHEREOF, each Party has caused this Agreement to be executed by its authorized representative as of the Effective Date.

CITY OF BURBANK: OPEN ACCESS TECHNOLOGY
INTERNATIONAL, INC.:

By: By:

Name: Name: Sasan Mokhtari, Ph.D.

Title: Title: President and CEO
Date: Date:

ATTACHMENT 1
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OPEN ACCE OPEN ACCESS TECHNOLOGY INTERNATIONAL, INC.
3660 Technology Drive NE | Minneapolis, MN 55418 | Phone 763.201.2000 | Fax 763.201.5333 | www.oati.com ©2022 Open Access Technology International, Inc.

CITY OF BURBANK
MAY 2022

PROPRIETARY AND CONFIDENTIAL

WEBTRADER

ATTACHMENT A - SERVICE SPECIFICATION
V2.0

EXHIBIT A
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webTrader Attachment A – Service Compendium v2.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.

TRADE SECRET
This document and attachments contain confidential and
proprietary information of Open Access Technology International, Inc. This information is not to be used, disseminated, distributed, or otherwise transferred without the expressed written permission of Open Access Technology International, Inc.

PROPRIETARY NOTICE
OATI webTrader™, webSmartTag®, OATInet™, webSweep™, and webCARES™ are trademarks and service marks of Open Access Technology International, Inc. All rights reserved.

EXHIBIT A
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webTrader Attachment A – Service Compendium v2.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.

Table of Contents
City of Burbank Energy Solution Overview ...................................................... 4

1.1 Product Description ............................................................................. 4

1.1.1 Change Orders .......................................................................... 5

1.1.2 Unit Schedule Export Job .............................................................. 5 Project Schedule ..................................................................................... 6

2.1 Acceptance Testing: ............................................................................. 6 Appendix A [Separate File] ........................................................................ 6

EXHIBIT A
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webTrader Attachment A – Service Compendium v2.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.

City of Burbank Energy Solution Overview
Open Access Technology International, Inc. (OATI) is pleased to provide City of Burbank (BURB) the following OATI solution to meet BURB ’s need to extend OATI webTrader, OATInet, ETS Services, and related services for a period of five (5) years (“Extended Term”), for the services below, at the pricing specified in the Attachment B. This Agreement includes the addition of webValidate, and Unit Schedule Export Job with pricing specified in the Price Schedule.

In doing so, the OATI Solution will consist of:
 webTrader and Integration with SCADA
 webCALC
 webTrader Report Generator
 webTrader - Additional User IDs - Change Order #16
 webTrader - Scheduling - Change Order #18
 NAESB e-Tagging Spec 1.8.2
 webSmartTrader (Change Order #22)
 webSmartTag GHG CARB and Tag Reporting (Change Order #22)  webTrader User IDs (Change Order #22)
 Tag Agent
 Tag Approval
 Additional User IDs
 Additional User IDs (10)
 ETS webSweep (All Western Nodes)
 OATInet Communication and VPN Access (Double T1)
 webValidate – Provided for one transmission entity
 Unit Schedule Export Job

1.1 Product Description
Products are described in the Volume II—OATI Response to Request for Proposal for Scheduling & Transaction Management System, Functional Specification and the following Change Orders.

EXHIBIT A
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webTrader Attachment A – Service Compendium v2.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.

1.1.1 Change Orders
Change
Order Title
Issued
Date
Execution
Date
1 NOT EXECUTED 5/14/2004
2 Provide Training for webSAS, webSweep, E-Tagging, and webTrader at Burbank 6/11/2004 6/16/2004
4 Provide graphical representation of the Burbank transmission system with transmission position values 4/12/2005 4/21/2015
5 Provide capability to net on an interface basis on a new Netted Transmission Daily Position Report 4/12/2005 4/21/2005
6 NOT EXECUTED 3/4/2005
7 Extend term of webTrader Service Agreement to June 30, 2005 4/13/2005 4/21/2005 8 Extend term of webTrader Service Agreement 6/28/2005 11/17/2015 9 Multiple Profile Enhancements for Deal Automation and Report Generator 8/2/2006 9/7/2006
10 Company and Report Generator Enhancements 12/13/2006 2/20/2007 11 Add webTrader User IDs to the Burbank webTrader System 8/31/2006 12 Contract Extension 6/30/2008 8/18/2008
13 NOT EXECUTED 7/1/2009
14 webTrader, ETS and OATInet Extension of Service Term 5/29/2009 7/18/2009 15 NOT EXECUTED 4/23/2010
16 Increase the number of User IDs in the City of Burbank (Burbank) webTrader System 7/7/2013 8/2/2013
17 webTrader Data Export Services with Configurable Push/Pull Delivery Mechanisms 7/7/2010 8/2/2010
18 Add OATI webTrader Scheduling to the City of Burbank webTrader system 7/7/2010 8/2/2010
19 NOT EXECUTED 3/31/2011
20 Common Release Projects 9/20/2012 9/20/2012
21 webTrader, ETS, and OATInet Extension of Service Term 5/22/2015 6/23/2015 22 Burbank requests for a Change Order for webSmartTrader; webTag GHG Reporting and webCARB reporting 6/28/2016 7/15/2016 23 NOT EXECUTED 5/14/2020
24 NOT EXECUTED 11/3/2021
25 NOT EXECUTED 3/15/2022

1.1.2 Unit Schedule Export Job
OATI will create a new webTrader daily job to export Unit Schedule data to the webTrader Data Export Repository. BURB will retrieve the Unit Schedules from the Data Export Repository using the web service method WTDownloadAvailableObject. The daily job will move the current day plus nine (9) days, for a total of ten (10) days of Unit Schedules every day at 12:01 AM PPT.

Once data is retrieved by BURB, the web service method WTConfirmObjectRetrieval must be

EXHIBIT A
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webTrader Attachment A – Service Compendium v2.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.
used to clean up the Data Export Repository. Failure to do so will result in the same Unit Schedule data being export each time WTDownloadAvailableObject is called to export WTUnitSchedules.

The following Configuration settings will be added:
 Enable DA Unit Schedule Export : True/False
 Number of Days: Current + days in future (9 days max);  Export Time zone: Default CST
 Units: <List of Units>; Default All selected.
 Number of units will be restricted to 50 with this change. A validation will be thrown if the number of units > 50.

Note: Unit Schedules are exported when updated through the GUI or via WTUnitScheduleImport. Adding this daily Unit Schedule job may create redundant data in the Data Export Repository.

More than one (1) call may be needed to download all ten (10) days of Unit Schedules.

Project Schedule

2.1 Acceptance Testing:
webValidate functionality will be available for Customer Testing two (2) weeks following the execution of the Agreement.

The additional webTrader IDs will be available seven (7) business days after the execution of the Agreement.

The Unit Schedule Export Job functionality will be available for Customer Testing as part of the Product 9.0.11 Service Pack Release. Actual Service Pack subject to change pending execution of this Change Order by the Validity period stated below. Project Schedule and resource allocation are based on execution of the Agreement by the Validity date.

Two (2) weeks will be allocated for the webValidate Acceptance Testing. Acceptance Testing by BURB must be completed no later than four (4) weeks after the date the full functionality is available for testing the Development system.

One (1) week will be allocated for Unit Schedule Export Job Acceptance Testing. Acceptance Testing by BURB must be completed no later than one (1) week after the date the full functionality is available for testing on the Development System.

Appendix A [Separate File]

Filename: City of Burbank webTrader Attachment A – Service Specification v2.0

EXHIBIT A
A1-14

WEBTRADER

ATTACHMENT B - PRICE SCHEDULE
V2.0

CITY OF BURBANK
MAY 2022

PROPRIETARY AND CONFIDENTIAL

EXHIBIT B
A1-15

TRADE SECRET
This document and attachments contain confidential and
proprietary information of Open Access Technology International, Inc. This information is not to be used, disseminated, distributed, or otherwise transferred without the expressed written permission of Open Access Technology International, Inc.

PROPRIETARY NOTICE
OATI webTrader™, webSweep™, webSmartTag ®, webCARES™,
and OATInet™ are trademarks and service marks of Open Access Technology International, Inc. All rights reserved.

EXHIBIT B
A1-16
Service Solution (Hardware/Software hosted and maintained at the OATI Data Center) Item Service
Initiation
Fee (USD)
Monthly
Recurring Fee
(USD)
webTrader and Integration with SCADA N/A $7,877
webCALC N/A $1,845
webTrader Report Generator N/A $1,254
webTrader - Additional User IDs - Change
Order #16 N/A $1,194
webTrader - Scheduling - Change Order #18 N/A $900
NAESB e-Tagging Spec 1.8.2 N/A $348
webSmartTrader (Change Order #22) N/A $2,870
webSmartTag GHG CARB and Tag Reporting
(Change Order #22)
N/A $1,734
webTrader User IDs (Change Order #22) N/A $607
Tag Agent N/A $411
Tag Approval N/A $411
Additional User IDs N/A $253
Additional User IDs (10) N/A $553
ETS webSweep (All Western Nodes) N/A $983
OATInet Communication and VPN Access
(Double T1) N/A $3,225
webValidate $1,500
(Waived) $800
Unit Schedule Export Job $9,000 $0
TOTAL $9,000 $25,265

Pricing Notes:

1. All other OATI services are separate from these services quoted above.

2. All OATI travel is invoiced at OATI actual cost plus 10% for OATI travel services.

3. Additional communication services such as VPN and OATInet are available for an additional fee and can be quoted upon request by customer.

4. Pricing is based upon a five (5) year term.

EXHIBIT B
A1-17

5. Customer data are retained for lesser of contract term or six (6) years. Online data access is included for up to thirty-six (36) months.

6. This Agreement will automatically renew in successive one (1) year terms with a 5% annual increase unless Customer provides OATI written notice of cancellation no later than sixty (60) days prior to the end of the then-current term.

7. Finance charges of 1.5%/month will be charged for invoices paid beyond Net 30 terms.

8. Premium Market Compliance service excludes any necessary hardware upgrades which may be needed due to market requirement changes.

9. BURB will be subject to 10% increase in its Monthly Recurring Fee to maintain versions older than the immediately preceding two (2) Service Packs. OATI may not support versions older than the immediately preceding four (4) Service Packs.

10. Pricing is valid for acceptance until June 30, 2022.

Milestone Payment Table
Milestone Description Payment
(USD)
1 Effective Date of Service Agreement.
$4,500
Plus
Commencement of
$25,265
Monthly Recurring Fee
2 On the earliest of: a) resolution of the critical variances identified during Acceptance Testing on the BURB
webTrader Development System; b) the date on which
BURB has access to the functionality in the Production
Environment; or c) thirty (30) days after availability of functionality in the Development System if BURB does not initiate Structured Acceptance Testing within thirty (30) days of availability of functionality for Acceptance Testing in the BURB webTrader Development System. Payment
terms are Net 30.
$4,500

Filename: City of Burbank webTrader Attachment B – Price Schedule v2.0

EXHIBIT B
A1-18
OPEN ACCE OPEN ACCESS TECHNOLOGY INTERNATIONAL, INC.
3660 Technology Drive NE | Minneapolis, MN 55418 | Phone 763.201.2000 | Fax 763.201.5333 | www.oati.com This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without ex plicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.

Definitions
A. Availability. System availability is a percent measurement of the number of hours in a calendar month that OATI webTrader Service is operating in the OATI production environment and responds to commands from Customer users plus the first two (2) hours of Scheduled Outage periods, inter-site transitions, and total hours of Unscheduled Outages that are: i) the result of the interruption of third-party communication vendor services, ii) caused by modifications to or failure of software or other services provided by external parties, i.e., external information service providers, and/or iii) the failure of equipment under the control of Customer, divided by the total number of hours in the calendar month.

B. Outage. An Outage is defined as the loss of webTrader Service in the OATI production environment, under the direct control of OATI, with no workaround provided.

C. Normal Business Hours. OATI normal business hours are between the hours of 0700 and 1900 CT, Monday-Friday on days other than the holidays listed below:

1. New Year’s Day

2. Memorial Day

3. Independence Day

4. Labor Day

5. Thanksgiving

6. Day after Thanksgiving

7. Christmas Day

ARTICLE ONE

SERVICE
Section 1.01. Service. OATI will host and operate specified software and hardware components and functions that comprise webTrader Service.

Section 1.02. Outage. From time to time Service, or any portion of the Service, may be interrupted due to scheduled maintenance activities (Scheduled Outage) or due to unforeseen operational events (Unscheduled Outage). OATI will provide System usage Availability of at least

99.5% after the exclusion of the first two-hours of Scheduled Outages when measured over the period of a single calendar month. System components or functions that are included in the measure of Availability are computer hardware, network hardware, and software that OATI operates and maintains as part of the Service. However, OATI does not include the following in the measure of Availability: (i) communication network services provided by third-party vendors telephone company, Internet backbone providers, or equipment operated by Customer; (ii) caused by modifications to or failure of software or other services provided by external parties, i.e., market operators or external information service providers; (iii) Service failure that is caused by Customer’s action or inaction to the extent it prohibits OATI from performing its obligations under this Agreement; (iv) errors in Customer third-party software applications or data not owned or licensed by OATI under this Agreement; (v) Customer failure to exercise due diligence in reviewing Services provided hereunder in order to identify and notify OATI of Outages. a. Scheduled Outage. Certain maintenance activities to perform upgrades or modifications ATTACHMENT C:

OATI WEBTRADER SERVICE LEVEL AGREEMENT

EXHIBIT C
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OATI Service Level Agreement v1.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.
to system components will require the scheduling of webTrader Service unavailability , including monthly inter-site transition drills and service pack/release upgrades. OATI will pre-arrange a designated time period to perform Scheduled Outage events with Customer to accommodate business circumstances following reasonable practices with the attempt to limit Scheduled Outage periods to a minimal extent. OATI will take reasonable efforts not to extend a Scheduled Outage for more than a 30-minute length of time. An estimate of a Scheduled Outage will be provided to Customer at least 24 hours prior to a Scheduled Outage of up to one (1) hour in length and at least 48 hours prior notice will be provided for any Scheduled Outage of greater than one (1) hour in length. b. Unscheduled Outage. Operational events due to unforeseen misoperations or malfunctions of system components or functions can occur. OATI has included hardware and software components in the operations environment that provide redundancy for critical components and allow continuous operations. This environment will significantly reduce the number of webTrader Service interruptions due to Unscheduled Outage occurrences. OATI will take reasonable effort to expeditiously resolve the cause of an Unscheduled Outage and prevent a recurrence of an event and will return the service as soon as practicable.

Section 1.03. OATI Standard Support. OATI will provide support to webTrader Service 24 hours per day and 365 days per year by utilizing a single point of contact support staff. During Normal Business Hours the support staff can be contacted by telephone [763.201.2020] or by e- mail [[email protected]] as outlined in published OATI support contact information. All critical issues should be reported to OAIT via telephone at 763.201.2020. OATI will take all reasonable effort to ensure that the reported webTrader Service availability event or other Customer support related event is responded to within 30 minutes of the event notification when OATI published support procedures are followed. Emergency or critical issues must be reported by telephone to the OATI Help Desk at 763.201.2020.

OATI has implemented a three (3) tier after-hours emergency notification mechanism that provides a first point of contact for problem resolution or diagnostics. The second tier contact is for usage either by the contact representative for call escalation or by the tier-1 support professional for technical assistance. Tier-3 support is used primarily for environmental type of events that include system hardware failure, system software problems typically outside of the business application software functionality, electric energy supply interruptions, HVAC malfunctions or any other system, building, or other event that impacts System availability.

Section 1.04. Problem Resolution. Production environment issues or outages are reported to OATI by following OATI problem reporting processes. All issues or outages are assigned a severity level by mutual agreement of the parties. Issues which are considered Critical in severity should be reported to OATI via telephone at 763.201.2020. Issues considered High in severity can be reported to the OATI Help Desk via the support telephone number and in the online webSupport. Issues considered Medium or Low severity should be reported via the online webSupport tool only. The severity level classifications are defined as follows:

Critical: Issues that result in a critical feature or function becoming unavailable to the user and customer business is being impacted immediately. This includes drastic program or system errors such as application failures (exceptions), inability to perform data transfers, failure to access databases, and the inability to display information to the users, which makes the software unusable, and there is no workaround available.

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OATI Service Level Agreement v1.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.

High: Issues that affect a key functionality of a webTrader Service component and there is no work around available but immediate business impact is not present.

Medium: Operations are impacted, but satisfactory work around is in place to avoid business interruptions.

Low: User questions or reporting issues that create nuisances or inconveniences within the system. Minimal or no business impact is occurring.

ISSUE RESOLUTION

ACTION OATI RESPONSIBILITY TIME TO REMEDY
Correct a ‘Critical’ severity
issue. Customer end-user
will notify OATI support
procedure at any time.

Customer will call the OATI
Help Desk telephone
number.

OATI will begin corrective action
immediately upon report of a
‘Critical’ issue and work
continuously until either a
satisfactory work around is in place
or issue is resolved. Escalation to
responsible OATI senior
management will occur.

OATI will work continuously until
resolution is in place. This may
include a temporary work around
until a permanent resolution can be
scheduled and installed.

Correct a ‘High’ severity
issue. Customer end-user
will notify OATI support
procedure at any time.

Customer will enter issue
in webSupport.

OATI will begin corrective action
the next business day to reported
‘High’ severity issues. Escalation to
OATI assigned project manager will
occur.

OATI will provide an initial issue
analysis update the next business
day. This may include a
recommended temporary work
around until a permanent resolution
can be scheduled and installed.

Correct a ‘Medium’/‘Low’
severity issue. Customer
will enter issue in
webSupport.

OATI will schedule corrective action
jointly with Customer. Issues of
‘Medium’/‘Low’ severity should be
reported via webSupport.

OATI will provide an initial issue
analysis update within five (5)
business days of notification of issue.

An appropriate action plan and
resolution schedule will be mutually
agreed to with the Customer.

OATI will provide expedited issue resolution for Low severity issues outside of normal procedures on a time and material basis.

ARTICLE TWO

SYSTEM MODIFICATIONS
Section 2.01. System Modifications. Currently OATI provides service packs and one release in each year, which will be offered to Customer at no charge, provided however, that Customer will be responsible for the costs of integrating their customizations into the new release. It is customary for release notes to be provided and webcast sessions to be held in conjunction with new releases. From time to time Customer may request a modification to an existing software function or development of a new software enhancement. Minor modifications that require a reasonably minimal resource commitment from OATI staff will be included within a reasonable time period at no cost to Customer. System modifications that may have significant impact on service design or will impact OATI staff resource commitments more than minimally will be discussed with Customer and may in some instances require payment by Customer. In other

EXHIBIT C
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OATI Service Level Agreement v1.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.
instances modifications will be performed without payment if the impact to OATI staff and system design can be reasonably accommodated.

Customer requests for significant, identifiable changes to webTrader Service functionality or design will be discussed with and an estimated cost will be provided to Customer. Each of these significant change requests will be described within a Change Order. Each Change Order will be scheduled for implementation upon agreement with Customer as to cost and schedule. As much as practical, OATI will place customizations into the base OATI webTrader product.

Section 2.02. Industry Standards Compliance. OATI systems are in many cases designed and implemented to be compliant with industry standards set by the FERC , NERC, NAESB, other industry or governmental organizations, or information service providers. From time to time standards are modified to meet new industry business requirements and OATI will modify webTrader Service to meet the modified standards. OATI will take reasonable efforts to implement changes to industry standards and meet required industry implementation timelines and hold Customer cost to a minimum to maintain compliance and schedule. a. Minor Compliance Changes. OATI will perform a reasonable amount of webTrader Service modification to meet changes to industry standards that are generally agreed to by the industry as a usability enhancement, a minor enhancement to current application requirement, or a correction to a known bug or misunderstanding of industry standard implementation at no cost to Customer. Such items will be integrated into Customer’s system at no additional charge to Customer.
b. Substantive Compliance Change. Changes to industry standards that are generally agreed to by the industry as substantive changes to the functionality of a specific standard or the functionality of the system or service provided by an external market operator or information service provider, a significant change to the operation of an application that implements an industry standard or external system or service, or requires the replacement of a critical technology component of an application that implements an industry standard or interfaces to an external system or service may result in a monetary charge to Customer if continued compliance with the specific industry standard is deemed necessary. OATI will inform Customer within a reasonable time prior to the occurrence of an industry standard change or modification required to webTrader Service due to a change in an industry standard. A written Change Order will be negotiated and executed prior to the implementation of a Substantive Compliance Change.

Section 2.03. Performance and Capacity Planning. OATI staff will monitor webTrader Service usage in OATI production environments on a continuous basis and will recommend changes or enhancements to ensure system performance meets reasonable usage requirements.

OATI staff will provide necessary actions to manage capacity levels of databases and other potential capacity restrictive components of webTrader Service and will effect timely changes or enhancements to ensure system capacity allows for acceptable system usage. Network link performance between the OATI Data Center and Customer user workstation will not be included in webTrader Service performance base-line determination or performance measurement at any time.

2.03.1 Performance Responsibility. Customer is responsible for providing and upgrading work stations with adequate CPU and memory resources based on the number of applications intended to run on the work station and sufficient communication bandwidth. OATI will provide recommended hardware configurations and communication bandwidth upon request

EXHIBIT C
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OATI Service Level Agreement v1.0
This document contains proprietary and confidential information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. ©2022 Open Access Technology International, Inc.
or when significant recommended configuration changes occur. OATI staff will effect timely changes and/or enhancements to ensure webTrader Service performance meets usage requirements. Changes or enhancements to maintain webTrader Service performance and usage requirements will be performed and implemented by OATI without cost or expense to the Customer unless substantial usage loads have occurred due to: a) an increase in the number of contracted Customer users, entity codes, or served entities; b) regulatory changes or those mandated by such organizations as FERC, NAESB, NERC, etc.; c) changes in functionality; or d) other substantial business process changes requested by the Customer.

OATI personnel will provide necessary actions to manage capacity levels of databases and other potential capacity restrictive components of webTrader Service and will effect timely changes and/or enhancements to ensure OATI performance of all obligations under this Service Level Agreement including without limitation sufficient capacity for usage by the Customer. Changes or enhancements to manage capacity and meet usage and performance requirements will be performed and implemented by OATI without cost to the Customer unless due to: a) an increase in the number of contracted Customer users, entity codes , or served entities; b) regulatory changes or those mandated by such organizations as FERC, NAESB, NERC, etc.; c) changes in functionality; or d) other substantial business process changes requested by the Customer have occurred, and such changes will be assessed on change control documents.

2.04. System Modification Testing. OATI staff will implement the OATI standard software deployment processes which include end- to-end testing, and will resolve critical and high variances identified during such testing prior to release for customer testing. When necessary, Customer staff will also be required to perform tests and validation prior to the implementation of a modification or enhancement. OATI will provide access to an environment for the performance of necessary testing or validation by Customer.

ARTICLE THREE

ENVIRONMENT
Section 3.01. Security. OATI has a responsibility to maintain a secure environment for Customer’s data and systems. OATI has implemented security technology processes and practices in order to protect access to, and destruction of, Customer data and systems. The current security technology deployed by OATI in the Data Center and within systems includes firewall technology to restrict Internet access, user authentication with users identification and password access requirements, SSL certificates usage, physical site access restriction, browser implemented SSL encryption, and ISS Intrusion Detection. These technologies will be appropriately deployed, updated, and enhanced with new technologies to provide a secure environment for Customer’s data and systems.

Section 3.02. Data Retention. OATI has implemented an active/active architecture which provides replicated data at geographically dispersed data centers, each of which are available for use. Transfer of production operations between sites occurs regularly and can be accomplished in as little as five minutes. OATI retains on-line access to data for a period of thirty-six (36) months and off-line for a period of three (3) years. Data dumps are available for Customer retention of data beyond this time period. Additional data retention schemes are available upon request.

Filename: Attachment C – Service Level Agreement v1.0

EXHIBIT C
A1-23
NOTE: Added for reference.

Functionality may have changed pursuant to change orders.

INNOVATIVE SOLUTIONS FOR THE DEREGULATED ENERGY INDUSTRY City of Burbank
Technical Response
Volume II
Response to
Request For Proposal
For
Scheduling & Transaction
Management System
Open Access Technology International, Inc.
2300 Berkshire Lane North
Minneapolis, MN 55441
Phone: 763.201.2000 Fax: 763.553.2813

APPENDIX A

EXHIBIT D
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City of Burbank Page 2 of 27
Technical Response
This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

TRADE SECRET
This document and attachments contain confidential and proprietary information of Open Access Technology International, Inc. This information is not to be used, disseminated, distributed, or otherwise transferred without the expressed written permission of Open Access Technology International, Inc.

EXHIBIT D
A1-25
City of Burbank Page 3 of 27
Technical Response
This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

TABLE OF CONTENTS

1 INTRODUCTION ................................................................................................................................ ............... 4 2 OATI PROPOSED SOLUTIONS ................................................................................................ ...................... 5 3 HARDWARE CONFIGURATION ................................................................................................ ................... 6 4 TECHNICAL TABLE OF CONFORMANCE ............................................................................................... 10

EXHIBIT D
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Technical Response
This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. 1 Introduction
Open Access Technology International (OATI) presents this Technical Response to the City of Burbank’s (Burbank) Request for Proposal for a Scheduling and Transaction Management System. Within this Technical Response, OATI presents details of the two options being presented to Burbank for the OATI webTrader solution. Hardware configurations are also presented, as is the table of conformance per Burbank’s Technical Specifications.

In addition, a complete OATI webTrader Software Product Description is attached. OATI webTrader is a comprehensive solution and the details supporting the table of conformance can be located within this Product Description document.

EXHIBIT D
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City of Burbank Page 5 of 27
Technical Response
This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. 2 OATI Proposed Solutions
OATI proposes the OATI webTrader solution to Burbank to fully comply with Burbank’s technical requirements. OATI proposes that the OATI webTrader solution be utilized by Burbank in one of two options. It should be noted that both options present identical functionality. The difference is merely where the solution is physically located and who maintains the hardware/software. The two options are presented below:

Option 1
OATI proposes to deliver the OATI webTrader solution to Burbank’s site, to be maintained by Burbank, and integrated with OATI’s service solutions of OATI webTag and OATI webSweep.

Burbank would access the complete webTrader solution via the internet, but the hardware/software of OATI webTrader would be located within Burbank’s facilities.

Option 2
OATI proposes that the OATI webTrader solution be hosted at OATI’s Data Center in Minneapolis, MN, fully maintained by OATI staff, and integrated with OATI’s service solutions of OAIT webTag and OATI webSweep. Burbank would access the complete webTrader solution via the Internet.

Within each of the above options, OATI has the capability to meet all of Burbank’s technical requirements. OATI has provided the OATI webTrader solution multiple times for multiple customers in both of the above configurations. OATI is available to discuss any questions with Burbank regarding the options.

EXHIBIT D
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City of Burbank Page 6 of 27
Technical Response
This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. 3 Hardware Configuration
OATI proposes the following hardware configuration for Burbank. Please note that this hardware configuration is only necessary for Option 1 (OATI webTrader delivered to Burbank’s site). It should also be noted that should Burbank add additional functionality in the future, such as the OATI webTrader gas module, or a more comprehensive scheduling system for Control Areas, the following hardware configuration is sufficient to accommodate that expansion.

Dell Hardware Configuration Presented (Compaq also available if desired) Component Description Code

P/N
PowerEdge 1650: PowerEdge 1650,Intel Pentium III,1.26GHz w/512K Cach 165126 [220-8249] Additional
Processors: Dual Processor Intel® Pentium III,1.26GHz 2P126 [311-1479] Memory: 4GB SDRAM,133MHz,4X1GB DIMMs 4GB4D [311-1892]
Keyboard: No Keyboard Option N [310-3281]
Monitor: No Monitor Option N [320-0058]
Power Source: AC Power Option for Dell PowerEdge 1650 ACPWR [310-1357] PCI Riser: PCI Riser,2x64bit/66MHz slots 64BPCI [430-0288] First Hard Drive: 36GB 10K RPM Ultra 320 SCSI Drive 3610320 [340-7918] Primary Controller:

PERC3-DI,128MB Battery Backed Cache,1 Int,1 Ext
Channels- Embedded RAID ROMB128 [340-3605]
Diskette Drive: 1.44MB Diskette Drive FD [340-3612]
Operating System: No Factory Installed Operating System NOOS/W2 [310-1261] [420-
5100]
Mouse: No Mouse Option N [310-0024]
First Network
Adapter: Dual On-Board NICs OBNICS [430-8991]
CD ROM or DVD
ROM: 24X IDE Internal CD ROM Drive CD24X [313-0317]
Bezel: Active Bezel Option for Dell PowerEdge 1650 BEZEL [313-0868] Hard Drive
Backplane: 3 Bay (1x3) Hot Plug SCSI Hard Drive Backplane 1X3BKPL [311-1586] Documentation:

Users Manual,Installation and Trouble Shooting Guide on CD EDOCS [310-0438]
Second Hard Drive: 36GB 10K RPM Ultra 320 SCSI Drive 3610320 [340-7918] Secondary Controller: PERC3-DC,128MB,2-External Channels P3D128E [340-2489] Hard Drive
Configuration: On-Board RAID1,2 drives connected to on-board RAID MR1 [340-3607] Chassis
Configuration: RapidRails for Dell Rack RPDRAIL [310-1354] Hardware Support
Services:
3Yr Same Day 4Hr Response Parts + Onsite Labor (7
Days x 24 Hours) W3Y7X24
[900-2962] [950-
8750]
Installation Support
Services: Installation
Additional Power
Supplies: Redundant AC Power (2nd 275 Watt Power Supply) RDPWRAC [310-1358]

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Technical Response
This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

Shared Storage (Quantity 1)
Component Description Code

P/N
PowerVault 220/221:

PowerVault® 220S External SCSI Storage Array PV220R [220-4476] Primary Controller:

PowerVault 22XS, Dual, U160 Enclosure Management
Module EMM2 [340-3090]
Locking Bezel: PowerVault 220 Locking Bezel LCKBZL [313-1308] Cables:

Two 1 Meter, PERC/39160 Cable for PV22XS (Wide HD to
Slim VHDCI) DU3201M [310-0678]
Rack Rails:

Rapid Rails for Rack Mounting the PowerVault 220S in Dell Racks RPDRAIL [310-0684]
Hardware Support
Services:
3Yr Same Day 4Hr Response Parts + Onsite Labor (7
Days x 24 Hours) W3Y7X24
[900-2190] [900-
2192]
Installation Services: Installation
Power Supplies: Redundant 600W Power Supply for PowerVault 22XS

REDPWR

[310-0682] [310-0677]

1st Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 2nd Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 3rd Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 4th Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 5th Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 6th Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 7th Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 8th Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 9th Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 10th Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 11th Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 12th Hard Drive: 18GB 15K RPM Ultra 160 SCSI Hard Drive 18GB15K [340-3087] 13th Hard Drive: 18GB SCSI 15,000 RPM Hard Drive 18GB15K [340-3087] 14th Hard Drive: 18GB SCSI 15,000 RPM Hard Drive 18GB15K [340-3087]

Web Servers (Quantity 2)
PowerEdge 1650: PowerEdge 1650,Intel Pentium III,1.26GHz w/512K Cache 165126 [220-8249] Additional
Processors: Dual Processor Intel® Pentium III,1.26GHz 2P126 [311-1479] Memory: 1GB SDRAM,133MHz,2X512MB DIMMs 1GB2D [311-1896] Keyboard: No Keyboard Option N [310-3281]
Monitor: No Monitor Option N [320-0058]
Power Source: AC Power Option for Dell PowerEdge 1650 ACPWR [310-1357] PCI Riser: PCI Riser,2x64bit/66MHz slots 64BPCI [430-0288] First Hard Drive: 36GB 10K RPM Ultra 320 SCSI Drive 3610320 [340-7918] Primary Controller:

PERC3-DI,128MB Battery Backed Cache,1 Int,1 Ext
Channels- Embedded RAID ROMB128 [340-3605]
Diskette Drive: 1.44MB Diskette Drive FD [340-3612]
Operating System: No Factory Installed Operating System NOOS/W2 [310-1261] [420-
5100]
Mouse: No Mouse Option N [310-0024]
First Network
Adapter: Dual On-Board NICs OBNICS [430-8991]
CD ROM or DVD
ROM: 24X IDE Internal CD ROM Drive CD24X [313-0317]

EXHIBIT D
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Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

Bezel: Active Bezel Option for Dell PowerEdge 1650 BEZEL [313-0868] Hard Drive
Backplane: 3 Bay (1x3) Hot Plug SCSI Hard Drive Backplane 1X3BKPL [311-1586] Documentation:

Users Manual,Installation and Trouble Shooting Guide on CD EDOCS [310-0438]
Second Hard Drive: 36GB 10K RPM Ultra 320 SCSI Drive 3610320 [340-7918] Hard Drive
Configuration: On-Board RAID1,2 drives connected to on-board RAID MR1 [340-3607] Chassis
Configuration: RapidRails for Dell Rack RPDRAIL [310-1354] Hardware Support
Services:
3Yr Same Day 4Hr Response Parts + Onsite Labor (7
Days x 24 Hours) W3Y7X24
[900-2962] [950-
8750]
Installation Support
Services: Installation
Additional Power
Supplies: Redundant AC Power (2nd 275 Watt Power Supply) RDPWRAC [310-1358]

App Servers (Quantity 2)
PowerEdge 1650: PowerEdge 1650,Intel Pentium III,1.26GHz w/512K Cache 165126 [220-8249] Additional
Processors: Dual Processor Intel® Pentium III,1.26GHz 2P126 [311-1479] Memory: 1GB SDRAM,133MHz,2X512MB DIMMs 1GB2D [311-1896] Keyboard: No Keyboard Option N [310-3281]
Monitor: No Monitor Option N [320-0058]
Power Source: AC Power Option for Dell PowerEdge 1650 ACPWR [310-1357] PCI Riser: PCI Riser,2x64bit/66MHz slots 64BPCI [430-0288] First Hard Drive: 36GB 10K RPM Ultra 320 SCSI Drive 3610320 [340-7918] Primary Controller:

PERC3-DI, 128MB Battery Backed Cache,1 Int,1 Ext
Channels- Embedded RAID ROMB128 [340-3605]
Diskette Drive: 1.44MB Diskette Drive FD [340-3612]
Operating System: No Factory Installed Operating System NOOS/W2 [310-1261] [420-
5100]
Mouse: No Mouse Option N [310-0024]
First Network
Adapter: Dual On-Board NICs OBNICS [430-8991]
CD ROM or DVD
ROM: 24X IDE Internal CD ROM Drive CD24X [313-0317]
Bezel: Active Bezel Option for Dell PowerEdge 1650 BEZEL [313-0868] Hard Drive
Backplane: 3 Bay (1x3) Hot Plug SCSI Hard Drive Backplane 1X3BKPL [311-1586] Documentation:

Users Manual,Installation and Trouble Shooting Guide on CD EDOCS [310-0438]
Second Hard Drive: 36GB 10K RPM Ultra 320 SCSI Drive 3610320 [340-7918] Hard Drive
Configuration: On-Board RAID1,2 drives connected to on-board RAID MR1 [340-3607] Chassis
Configuration: RapidRails for Dell Rack RPDRAIL [310-1354] Hardware Support
Services:
3Yr Same Day 4Hr Response Parts + Onsite Labor (7
Days x 24 Hours) W3Y7X24
[900-2962] [950-
8750]
Installation Support
Services: Installation
Additional Power
Supplies: Redundant AC Power (2nd 275 Watt Power Supply) RDPWRAC [310-1358]

EXHIBIT D
A1-31
City of Burbank Page 9 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

THIRD-PARTY SOFTWARE
Windows 2000 Advanced Server (W/O SA) 5 $627,617.000
Media 1 $622,121.000
Windows 2000 Server (W/O SA) 1 $627,619.000
Media 1 $620,609.000
MKS TOOKLIT F/DEVELOPERS 8.5 6 MKS-M4416-8.5
SQL 2000 ENT PROC-RUNTIME (W/O SA) 2 960208
Media 1 615575

EXHIBIT D
A1-32
City of Burbank Page 10 of 27
Technical Response
This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc. 4 Technical Table of Conformance
The following Technical Table of Conformance is presented to Burbank. Each item listed within Burbank’s Technical Specifications section 5.1.2 is listed within this table, along with a Compliance statement and any OATI comments.

OATI is proud to announce 100% full compliance with Burbank’s requirements. OATI fully believes that Burbank will significantly benefit from the functionality and automation that OATI webTrader provides.

Requirement Compliance OATI comments
The software must be able to
schedule/trade capacity, energy,
emissions, and natural gas.

Fully
Compliant
OATI webTrader is capable of
handling all commodity types
listed. OATI’s proposal includes
capacity, energy and emissions in
the base product. OATI’s gas
module is an optional add on
module.

The software must be capable of
satisfying all NERC/WECC Control
Area requirements.

Fully
Compliant
OATI webTrader provides the
ability to create Control Area
Scheduled net interchanges and
perform Control Area checkouts
from the Scheduling module. This
Scheduling module satisfies the
NERC and WECC Control Area
requirements.

The software must be able to
automatically update any
NERC/FERC/WECC related data as it
pertains to scheduling and trading.

Fully
Compliant
OATI webTrader is compliant
with the NERC Policies for
scheduling and trading and
supports updates to necessary data
to support scheduling and trading
within the FERC/NERC/WECC
arenas.

All processes require the capability for 7
day x 24-hour operation.

Fully
Compliant
OATI webTrader is updated at the
time of confirmation. OATI
extended customer service
offering provides 7X24 hour
support.

EXHIBIT D
A1-33
City of Burbank Page 11 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

The software must be able to accomplish
hub and power pool trading.

Fully
Compliant
OATI webTrader features a
flexible 5-level hierarchical model
to support various forms of trading
activities including hub and power
pool trading.

The software must provide user-defined
portfolios and books.

Fully
Compliant
OATI webTrader provides a
flexible multi-level book structure
to provide enhanced functionality,
reporting and viewing capabilities
in OATI webTrader. The
hierarchical book structure
provides a comprehensive
implementation of static data
security that is enforced
throughout the OATI webTrader
system.

The software must have comprehensive
load and generation modeling.

Fully
Compliant
OATI webTrader supports the
modeling of Load and Generation

The software must provide real time
position reports.

Fully
Compliant
OATI webTrader provides
financial and/or physical position
reports in monthly, daily and real
time forms.

The software must support a test
environment.

Fully
Compliant
OATI provides a test node
interacting with a test tagging
node for project implementation,
testing and also future
enhancements.

The software must accommodate more
than one contract per counter party.

Fully
Compliant
OATI webTrader allows trading
with the same counterparty under
multiple contracts.

The Software must be able to
accommodate and track individual users
on the same workstation. All
transactions/deals must be capable of
being tracked to the individual trader
from initiation to completion.

Fully
Compliant
OATI webTrader uses the same
log-in environment as OATI E-
Tag, which the City of Burbank
already utilizes. The capability to
track each user and all actions
taken is supported within the audit
trail.

The software must be able to track
transactions with a unique identifier that
is permanently assigned.

Fully
Compliant
OATI webTrader provides a
unique deal number for all
purchases and sales as well as a

EXHIBIT D
A1-34
City of Burbank Page 12 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

unique schedule number that
represents the marriage of the two
deals. This number is permanent.

The software must be able to handle
multiple transactions by different users
simultaneously.

Fully
Compliant
OATI webTrader allows for
multiple users to handle multiple
transactions at the same time.

Each user is tracked within the
audit trail.

The software must enable the users to
retrieve individual transactions on a
daily, weekly, and monthly basis.

Fully
Compliant
OATI webTrader provides the
ability to filter for transactions
based on preset or definable time
queries.

The software must maintain at least 12
months of individual transactions
organized by buyer or seller online and
readily available upon request.

Fully
Compliant
All data is kept within OATI
webTrader for a minimum of 24
months. On line storage capacity
is only limited by the available
amount of physical disk storage
The software must be able to produce
reports of all transaction activity in
detail on a daily, weekly, monthly, and
annual basis organized by buyer and
seller.

Fully
Compliant
OATI webTrader provides
multiple summaries and reports to
present transaction activities by
buyer and seller. These reports
provide details at different time
parameters including monthly,
weekly and daily.

The software will provide the ability to
interface with BWP’s SCADA system
database and download all final
transactions along with associated
NERC tag numbers. The purpose of
this download is to provide a backup of
all transactions and to determine hourly
inadvertent interchange for Area Control
Error calculations, and to provide
Automatic Generation Control for BWP
generating units.

Fully
Compliant
OATI webTrader supports the
ability to interface with BWP’s
SCADA system to provide
minute-by-minute AGC profiles
for the BWP generating units.

OATI webTrader provides an
XML export interface of
“Schedules” data.

The software will accommodate changes
between Standard Time and Daylight
Savings Time for both transactions and
schedules.

Fully
Compliant
In OATI webTrader, deals and
schedules can be created in any
time zone and viewed in any time
zone. Support of Daylight Savings
time is standard feature in
webTrader.

EXHIBIT D
A1-35
City of Burbank Page 13 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

The software will support import and
export of information from and to Open
Data Base Connectivity (ODBC)
compliant databases.

Fully
Compliant
OATI webTrader supports
interfacing with multiple systems
via SOAP/XML; FTP file
transfers (XML, CSV) and ODBC
connections (for a delivered
system)
The software must have the ability to
enter and amend contracts, service
agreements, etc. and contract terms for
specific transactions and provide an
audit trail each transaction.

Fully
Compliant
OATI webTrader contract model
allows users to enter and modify
the contract definition and terms
on-line. All changes are tracked
within the audit trail.

The software must provide a standard
repository of all counter party-related
contract information and be able to
capture and share such information with
other systems.

Fully
Compliant
OATI webTrader provides the
ability for contact information for
counterparties and traders to be
stored in the system. This includes
names, addresses, phone numbers,
emails addresses, credit limits,
guarantee value, netting policy,
and other information. Contract
data is stored independently of the
counterparty information.

The contract model defines a
number of parameters that
identifies a particular contract
used for deal entry. A contract
field is present on all deal entry
displays. A contract is associated
with a specific confirmation form,
which is automatically constructed
for any deal entered into the
system.

The software must perform all standard
NERC tagging functions, book outs, and
volumetric cuts as required.

Fully
Compliant
OATI webTrader offers a
complete integration with NERC
E-Tagging functions. In most
cases, users do not have to deal
with tags. Instead, they create and
change deals. webTrader
propagates user actions on deals
into tagging actions. Tag changes
by other entities (i.e. curtailments,
termination, etc.) are automatically
intercepted and corresponding
changes are made in schedules and
deals. Users are notified about

EXHIBIT D
A1-36
City of Burbank Page 14 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

such changes via alarms. Changes
are recorded in the audit trail.

The software must provide entry and
review of data needed to create a
transaction including information
needed to make an OASIS reservation
and a NERC tag.

Fully
Compliant
OATI webTrader provides a one
stop shop approach which will
allow the trader to enter all
information needed for the deal in
one screen, which templates can
be built to provide more
efficiency, once all information is
entered then the trader clicks on
the confirmation button and this
brings a summary page to be
viewed to make sure all the
information is correct. Once the
trader is satisfied he or she can
then confirm again and the deal
information will be entered into
the system as well as a Tag being
submitted and the proper OASIS
scenario will take place.

The software must provide an interface
to the OASIS system in order to: 1)
request a reservation, 2) maintain its
status, and 3) assess the available unused
transmission reservations over each
Path.

Fully
Compliant
OATI webTrader interfaces with
OATI webSweep. OATI
webSweep allows a trader to view,
create, and act on OASIS
reservations as well as provide a
position report of all of the
customer’s transmission that is
available on OASIS. In addition,
webSweep provides ATC and
price data and allows users to
quickly purchase transmission for
any path that ATC is available.

The software must interface directly
with the OATI E-tagging system
currently used by Burbank.

Fully
Compliant
OATI webTrader is seamlessly
integrated with the OATI Data
Center and in particular OATI
tagging and OATI webSweep
products.

The software must provide a view of the
completed transaction, including
financial relationships to other
transactions.

Fully
Compliant
OATI webTrader features various
deal summaries that provide a
complete view of a deal and its
relationships with other deals.

EXHIBIT D
A1-37
City of Burbank Page 15 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

The software must allow quick and easy
modification of any transactions without
having to re-enter entire transaction(s).

Fully
Compliant
OATI webTrader supports deal
modifications as well as profile
revisions with automated tag
changes. . Each change in a deal is
automatically recorded in the on-
line audit trail. The confirmations
are automatically recreated for the
modified deal.

The software must allow quick and easy
modification of existing contracts
associated with a specific transaction(s)
and provide a view of all contract
information.

Fully
Compliant
The definition and modification of
all attributes of a deal is supported
in OATI webTrader. Each change
in a deal is automatically recorded
in the on-line audit trail.

The software must be capable of easily
enabling or disabling existing contracts
in order to limit, stop, or restart trading
activity by contract.

Fully
Compliant
OATI webTrader supports the
Enable/Disable actions of
contracts.

The software must provide a quick view
on unused OASIS Reservations.

Fully
Compliant
OATI webTrader provides a
Transmission Usage Summary
view that allows the user to
quickly identify unused OASIS
reservations.

The software must support transaction
templates for use by multiple traders.

Fully
Compliant
OATI webTrader supports the
creation of templates. Frequently
entered deals can be saved as
templates and later used for a
quick, point-and-click deal entry.

Templates are associated to books
and can be shared by all users who
have the same privileges to trade
for a given book.

The software must be able to initiate
transmission reservations across any
transmission provider’s system from the
proposed or existing transaction data.

Fully
Compliant
OATI webTrader seamlessly
interfaces with OATI webSweep
which allows users to view, create,
and act on OASIS reservations all
from the OATI ETS system where
tagging functions are accessed.

The software should use existing
transmission reservations to satisfy the
transmission needs of new transactions.

Fully
Compliant
OATI webTrader provides a direct
access to all existing transmission
reservations in webTrader. Use of
these reservations can be easily
accomplished through point and

EXHIBIT D
A1-38
City of Burbank Page 16 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

click user actions during the
creation of a Tag Transaction path.

The software must summarize existing
transactions by purchases and sales for
native load and resale.

Fully
Compliant
OATI webTrader provides a
summary of all existing purchases
and sales, and all other deal
information such as MWH, time
period, and product type on the
same page as unit and load
information so that the trader can
view his or her total position.

The software must compare existing
transactions to system requirements to
identify deficiencies or surpluses.

Fully
Compliant
OATI webTrader provides a
summary of all existing deals in
the same view as any system
requirements, such as load,
generation, transmission, spinning
reserves, etc.

The software must support an organized
book-out process.

Fully
Compliant
OATI webTrader supports two
forms of bookouts. A physical
bookout takes place when one
party is unable to deliver or take a
delivery for the whole or the
portion of the original deal. An
offsetting deal with the same
counterparty is created to avoid
scheduling of the original deal.

The bookout deal can be for a
price different from the original
deal. The second form of
bookouts supported in OATI
webTrader is the hub deal
bookout. The hub bookout
involves the search for a closed
loop path that includes a hub
purchase and sale deals that can be
with the same or different
counterparties. OATI webTrader
provides the worksheet that allows
traders to search and identify
bookout deal pairs and enter the
corresponding path.

The software must track all changes to
transactions by users.

Fully
Compliant
OATI webTrader provides a
comprehensive audit trail facility
that records changes in system
data including the identity of a

EXHIBIT D
A1-39
City of Burbank Page 17 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

person making a change, time
stamp, nature of change, etc.

The software must create NERC tags as
required directly from the proposed
transaction and its associated
transmission reservation data.

Fully
Compliant
OATI webTrader is seamlessly
integrated with the OATI Data
Center and in particular OATI
tagging that can be automatically
created from webTrader.

The software must track all transmission
path capacities and be capable of easy
updates of such data.

Fully
Compliant
OATI webTrader is seamlessly
integrated with OATI webSweep
to provide the tracking of all
transmission path capacities.

Within OATI webSweep, update
of the ATC data is kept updated.

The software must import the status of
any adjustments or curtailments to
NERC tags by any party or user and
automatically update the affected
transaction or schedule.

Fully
Compliant
OATI webTrader supports the
functionality of having deal
information updated at the time a
Tag is updated including any
adjustments, curtailments, etc.

The software must display a summary of
each NERC tag.

Fully
Compliant
OATI webTrader is seamlessly
integrated with OATI tagging,
webTrader provides a summary
view in which a tag can be called
up via a link or a trader can
connect directly to tagging from
webTrader and view the summary
in tagging.

The software must support templates
and create new tags from existing tags or
templates.

Fully
Compliant
OATI webTrader supports
templates for all types of deals. If
a trader just wants a tag template
within a click of a mouse they can
be linked to OATI tagging and use
the template summary in tagging.

The software must collect and display
all transaction and charge amounts for
each time period (i.e. hour, day, month,
year) by counterparty. Reports and
screens of such information must have
filtering/sorting capabilities.

Fully
Compliant
OATI webTrader provides a
variety of displays and summaries
that document the settlement
information with counterparties.

Each of these displays and
summaries have full filtering and
sorting functionality

EXHIBIT D
A1-40
City of Burbank Page 18 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

The software must provide daily and
monthly checkout information by
counterparty.

Fully
Compliant
OATI webTrader provides several
accounting summaries to support
financial checkout operations.

The following summaries are
provided:
 Global Summary by
CounterParty
 Global Summary by
Market
 Ad Hoc Settlement
Summary
 Transmission Monthly
Summary
 Monthly Summary
 Daily Summary
 Daily Checkout worksheet
 Daily Checkout Summary

The software must prevent unauthorized
changes to transactions after verification
that daily transaction information has
been reconciled.

Fully
Compliant
OATI webTrader features
accounting locks and configurable
grace periods for deal changes that
are used to prevent unauthorized
users from making unauthorized
corrections in the system.

The software must suspend or freeze
traders from making changes to
transaction data after reconciliation is
completed.

Fully
Compliant
OATI webTrader features
accounting locks and configurable
grace periods for deal changes that
are used to prevent traders from
making unauthorized corrections
in deals.

The software must insert checkout times
and the names of Burbank and
counterparty contacts involved.

Fully
Compliant
OATI webTrader provides the
functionality to associate the user
doing checkouts with the checkout
as well as the user being able to
type in the name of the trader that
they are checking out with. Web
Trader automatically pulls up the
counterparty via the check out
summary view.

Describe your software’s ability to add
or modify Burbank specific data to your
database (i.e. special LADWP account
Fully
Compliant
OATI webTrader is capable of
adding for the City of Burbank
specific reports required each day.

In addition, the ability to add data

EXHIBIT D
A1-41
City of Burbank Page 19 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

codes, path information within the
LADWP control area, etc.)
elements as necessary to
accommodate special LADWP
codes, path information, etc, is
feasible.

There are two reports OATI will
add for the City of Burbank as part
of this proposal. These reports
would be automatically submitted
via email to the following entities,
and have data as required for each:

1. Bonneville Power
Administration – Daily
submittal of Burbank
Schedules to BPA

2. Los Angeles Department of
Water and Power – Daily
submittal of Burbank
Schedules to LDWP per
LDWP’s latest schedule
submittal preferences
Please provide a list of your system’s
prepackaged reports and provide
samples for the functions previously
listed.

Fully
Compliant
OATI webTrader provides the
following methods of reporting:

· Reports generated from the user
interface
· Reports exported to Microsoft
Excel
· Crystal Reports

The following are prepackaged
reports:

User Interface Reports
· Financial Deal Summary
· Physical Deal Summary
· Global Settlement Summary by
Counterparty
· Global Settlement Summary by
Control Area
· Deal Scheduling Summary
· Options Summary
·Financial Checkout Summary
· Monthly P&L

EXHIBIT D
A1-42
City of Burbank Page 20 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

· Day-by-Day Settlement
Summary
· Day -by-Day P&L Report
· Hourly Settlement Summary
· Hourly P&L Report
· Invoice Summary
· Receivables Aging Report
· Financial Monthly Position
Report
· Financial Daily Position Report
· Physical Daily Position Report
· Physical Real Time Position
Report
· Unit Schedules Summary
· Generation/Load Monthly
Summary
· Generation/Load Daily Summary
· Daily Schedules Report
· Checkout Detail Report
· Reservations Summary
· TSR Report
· ATC Data Summary
· Mark-to-Market Report
· FAS 133 Report
· Credit Risk Summary
· Credit Exposure Report
· Tag Summary
· Tag-TSR Cross-reference Report
· Unit Output Report
· Tie Line Data Report
· SCADA Selected Point Data
Summary
· AGC Net Interchange Curve
Report
· Load Forecast Report
· Counterparty Summary
· Trader Summary
· Broker Report
· Region Summary
· SSE/Hub/Power Pool Summary
· Zone Summary
· Plant Summary
· Unit Summary
· Tie Line Summary
· Heat Rate Curve Summary
· Trading Book Summary

EXHIBIT D
A1-43
City of Burbank Page 21 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

· Forward Price Summary
· Contract Summary
· Hedging Strategies Summary
· Product Summary
· Audit Trail Report
· User Privilege Report
· Active Users Summary
· Login History report
· System Settings Summary
· Product Configuration Report
· Unscheduled MW summary
· Bookout Summary
· Deal Linkage Summary
· Deal Template Summary

Most browser reports may be
exported to Microsoft Excel for
additional viewing and reporting
capabilities.

OATI webTrader provides a
reporting facility that creates
reports using Crystal Reports, one
of the most popular reporting
tools. The reporting facility allows
users to create their own reports
and import them into OATI
webTrader for viewing. The pre-
formatted reports provided with
the system include:

· Transaction Summary Report
· Actual Interchange Report
· Scheduled Interchange Report
· Interchange/Inadvertent
Summary
· Load Report
· Schedules by Contract
· JOU Summary
· Plant Reports

Describe your software’s ability to
create custom reports and what
associated report generation tools are
required.

Fully
Compliant
OATI webTrader supports the use
of Crystal Reports, which is one of
the most popular reporting tools.

Users can create their own reports

EXHIBIT D
A1-44
City of Burbank Page 22 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

and integrate them into OATI
webTrader.

Custom report generation and ad-
hoc reporting are supported in
webTrader for most displays and
summaries through the use of
filtering, column selection, and
column ordering.

Microsoft's Internet Explorer is the
standard browser for OATI
webTrader. This browser supports
printing of the pages in landscape
mode. Export to Excel
spreadsheets is a standard OATI
webTrader functionality.

WebTrader reports are properly
managed by the use of a Report
Management subsystem which
supports the addition to and
management of externally created
reports in the system. These
reports can be created by OATI
staff or by customers themselves
and can be incorporated into the
system with no additional
programming. Such reports could
utilize the industry-standard
reporting engines (i.e. Crystal
Report) and use the webTrader
database as the data source.

The software must create and reproduce
standard reports that display actual
historical transaction information.

Fully
Compliant
OATI webTrader fully supports
this requirement within the
reporting functionality
The software must be able to download
transaction and checkout information to
an MS EXCEL and MS ACCESS
output.

Fully
Compliant
OATI webTrader provides most
browser reports which may be
exported to Microsoft Excel for
additional viewing and reporting
capabilities.

5.1.2.a Billing

EXHIBIT D
A1-45
City of Burbank Page 23 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

The software must provide a view of
details of all billing transactions.

Fully
Compliant
OATI webTrader provides several
views of customer transaction
details. The information can be
viewed for energy and
transmission deals with associated
costs.

The software must provide checkout
data by company by date range and at a
detail or summary level.

Fully
Compliant
OATI webTrader provides the
ability to net sales and purchases
by deal type (energy or
transmission) to generate either an
invoice or remittance advice.

OATI webTrader supports
Counterparty netting policy.

The software will provide a means to
create preliminary and final invoices and
printing them.

Fully
Compliant
OATI webTrader does not
currently provide preliminary
billing statements. The software
will provide the ability to net sales
and purchases by deal type
(energy or transmission) to
generate either an invoice or
remittance advice.

OATI webTrader supports
Counterparty netting policy.

The software will provide the ability to
assign account numbers and other
information necessary to generate a
journal voucher to the Burbank Oracle
General Ledger.

Fully
Compliant
OATI webTrader will provide the
ability to assign account numbers
for General Ledger purposes.

The software must provide capability to
add company attributes such as accounts
receivable numbers, billing addresses,
agent information, etc.

Fully
Compliant
OATI webTrader provides the
ability to add multiple company
attributes for billing purposes,
including the ability to customize
the invoices for the City of
Burbank.

The software must have the capability to
calculate and create invoices for late
payments and other special conditions.

Fully
Compliant
OATI webTrader supports the
definition of a penalty clause for
the calculation and creation of late
payments

EXHIBIT D
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Technical Response

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5.1.2.b Hardware / Architecture
The application software must utilize
Burbank’s existing intranet.

Fully
Compliant
OATI recommends that Burbank
consider the OATInet to meet the
demands of the increased internet
traffic, especially if the OATI
hosted service option is selected.

This would be the main
connection to OATI, while using
the public internet as a back up
The software maybe web-based if it can
demonstrate the highest levels of
security and reliability.

Fully
Compliant
OATI webTrader is a web-based
application as a service and
controls the access to database
tables via the security mechanism
that prevents unauthorized access
to the data from outside the
application. For further
information on OATI’s security,
please see OATI’s response to
question 5.1.1.h.

If web-based, the application must
operate on TCP/IP protocol.

Fully
Compliant
All OATI applications and
networks are TCP/IP compliant.

Access to the databases must be
protected and authorization and security
protocols must provide access to
distinct/limited functions.

Fully
Compliant
Function access in OATI
webTrader is accomplished via the
assignment of user privileges.

This provides distinct limited or
full access dependent upon
privileges provided per user.

Levels of access must be specified and
modified based upon user need.

Fully
Compliant
OATI webTrader provides the
ability to specify, on a user-by-
user basis, the access allowed
within the system.

The software must utilize a real time,
interactive data entry, update, and
inquiry to an integrated database for all
data elements.

Fully
Compliant
OATI webTrader supports on-line,
real-time, interactive data entry
and update. Proper user privileges
are required to perform these
actions.

The software will support concurrent
interactive update and query.

Fully
Compliant
OATI webTrader supports
concurrent interactive updates and
queries.

EXHIBIT D
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Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

The software will always maintain the
integrity of the data when multiple
transactions are concurrently reading,
updating, and/or deleting the same data.

Fully
Compliant
OATI webTrader maintains the
integrity of the data upon
concurrent access to the same
data.

Any vendor-supplied hardware must be
ISO9001 compliant and be completely
installed, supported and maintained by
the vendor. BWP’s EMS/SCADA
operating system is MS Windows NT

4.0 based and it’s historical and real-
time database use Sybase commands
with an MS Access or MS Excel
interface for input/output. In the near
future, Burbank intends to upgrade to
MS Windows XP.

Fully
Compliant
OATI webTrader supports these
requirements.

BWP will not provide any utility/city
staff to support a UNIX-based system.

Fully
Compliant
OATI webTrader supports this
requirement
The vendor must download the results of
all transactions to BWP’s OASys 6.2
EMS/SCADA database platform to
serve as a back up. In the case of a web-
based solution, this is an especially
critical consideration and requirement.

Fully
Compliant
OATI webTrader provides
standard XML export of all
transactions and schedules. These
information is available to be
uploaded into Burbanks
EMS/SCADA system.

5.1.2.c Support & Training
The software must have full
documentation of all features and
installation procedures.

Fully
Compliant
OATI provides a comprehensive
set of base documents for its
webTrader product. The base
documents are:
 WebTrader Functional
Description
 webTrader Acceptance Test
Plan
 webTrader Operators User
Guides
 webTrader External Interface
Description
 webTrader Data Base
Description (Delivery only)
 webTrader System
Administrator User Guide
(Delivery Only)

EXHIBIT D
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Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

 webTrader Project Notebook
(Delivery Only).
 webTrader Installation and
Configuration User Guide
(Delivery Only)

The software should include online help
functionality and tutorial.

Fully
Compliant
On line help is a standard feature
of OATI webTrader.

The vendor must provide consulting and
training that features and integrates
knowledge of all software components.

Fully
Compliant
Training activities are part of the
project activities in all webTrader
projects.

5.1.2.d Future Applications
Burbank desires to simply add to the
selected system the ability to handle
Control Area functionality including
NERC tag validations and automatic
schedule creation, with Control Area net
interchange automatically generated.

Please briefly describe your capabilities
and experience in this area.

Fully
Compliant
OATI provides a complete
scheduling module capable of
producing scheduled net
interchanges, checkout
capabilities, and minute-by-minute
AGC profiles for Control Area
functions. This scheduling
module is a tag driven system that
is fully and tightly integrated with
the OATI E-Tagging application.

In addition, non-tagged schedules
are feasible if desired.

Burbank desires to add/integrate risk
management applications to the software
in the very near future. Please briefly
describe your capabilities and
experience in this area.

Fully
Compliant
OATI risk management, as
described within the OATI
webTrader software product
description, is a standard feature
of the application and is provided
for the City of Burbank as part of
the proposed solution.

As a future add-on, OATI
webTrader can support
comprehensive portfolio valuation
for customer defined set of
vertices. Customers can flexibly
define forward price curves and
their relationships. Portfolio P&L
is computed in real time for
predefined time periods and can
filtered/sorted by location, book,

EXHIBIT D
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City of Burbank Page 27 of 27
Technical Response

This document contains proprietary information of OATI, Inc. Do not copy or distribute without explicit permission of OATI, Inc.

trader, and other parameters (not
done yet). Credit risk and
comprehensive position reports are
provided. Value-at-Risk is
computed in two modes: analytical
VAR and Monte-Carlo taking into
account the locational correlations
between pricing points as well as
correlations between vertices.

Burbank desires to integrate the billing
functions with our Oracle accounting
system. Briefly describe your
capabilities and experience in this area.

Fully
Compliant
All accounting and billing data
within OATI webTrader is
exported to corporate accounting
via reports. We are open to work
with Burbank to define specific
interface requirements.

EXHIBIT D
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