Agenda packet — Escondido City Council, November 16, 2022 (part 1 of 2)

CITY of ESCONDIDO

Council Meeting Agenda
WEDNESDAY, NOVEMBER 16, 2022
4:00 PM - Closed Session (Parkview Conference Room)
5:00 PM - Regular Session
Escondido City Council Chambers, 201 North Broadway, Escondido, CA 92025

WELCOME TO YOUR CITY COUNCIL MEETING
We welcome your interest and involvement in the legislative process of Escondido. This agenda includes information about topics coming before the City Council and the action recommended by City staff.

MAYOR
Paul McNamara

DEPUTY MAYOR
Tina Inscoe (District 2)

COUNCILMEMBERS
Consuelo Martinez (District 1)
Joe Garcia (District 3)
Michael Morasco (Disctrict 4)

CITY MANAGER
Sean McGlynn

CITY ATTORNEY
Michael McGuinness

CITY CLERK
Zack Beck

HOW TO WATCH
The City of Escondido provides three ways to watch a City Council meeting:

In Person On TV Online

201 N. Broadway Cox Cable Channel 19 and U-verse Channel 99 www.escondido.org

1 Wednesday, November 16, 2022

HOW TO PARTICIPATE
The City of Escondido provides two ways to communicate with the City Council during a meeting:

In Person In Writing

Fill out Speaker Slip and Submit to City Clerk https://escondido-ca.municodemeetings.com

ASSISTANCE PROVIDED
If you need special assistance to participate in this meeting, please contact our ADA Coordinator at 760-839-4869.

Notification 48 hours prior to the meeting will enable to city to make reasonable arrangements to ensure accessibility. Listening devices are available for the hearing impaired – please see the City Clerk.

2 Wednesday, November 16, 2022

CLOSED SESSION
4:00 PM

CALL TO ORDER

1. Roll Call: Garcia, Inscoe, Martinez, Morasco, McNamara

ORAL COMMUNICATIONS
In addition to speaking during particular agenda items, the public may address the Council on any item which is not on the agenda provided the item is within the subject matter jurisdiction of the City Council. State law prohibits the Council from discussing or taking action on such items, but the matter may be referred to the City Manager/staff or scheduled on a subsequent agenda. Speakers are limited to only one opportunity to address the Council under Oral Communications.

CLOSED SESSION

1. CONFERENCE WITH LABOR NEGOTIATORS (Government Code §54957.6) a. Agency representative: Sean McGlynn (City Manager) and/or designee Employee organization: Escondido Police Officers’ Association (POA)

b. Agency representative: Sean McGlynn (City Manager) and/or designee Employee organization: Escondido Firefighters’ Association (FFA)

ADJOURNMENT

3 Wednesday, November 16, 2022

REGULAR SESSION
5:00 PM Regular Session

MOMENT OF REFLECTION
City Council agendas allow an opportunity for a moment of silence and reflection at the beginning of the e vening meeting. The City does not participate in the selection of speakers for this portion of the agenda, and does not endorse or sanction any remarks made by individuals during this time. If you wish to be recognized during this portion of the agenda, please notify the City Clerk in advance.

FLAG SALUTE
The City Council conducts the Pledge of Allegiance at the beginning of every City Council meeting.

CALL TO ORDER
Roll Call: Garcia, Inscoe, Martinez, Morasco, McNamara

PROCLAMATIONS
Small Business Saturday, November 26, 2022

CLOSED SESSION REPORT

ORAL COMMUNICATIONS
In addition to speaking during particular agenda items, the public may address the Council on any item which is not on the agenda provided the item is within the subject m atter jurisdiction of the City Council. State law prohibits the Council from discussing or taking action on such items, but the matter may be referred to the City Manager/staff or scheduled on a subsequent agenda. Speakers are limited to only one opportun ity to address the Council under Oral Communications.

CONSENT CALENDAR
Items on the Consent Calendar are not discussed individually and are approved in a single motion. However, Council members always have the option to have an item considered separately, either on their own request or at the request of staff or a member of the public.

1. AFFIDAVITS OF PUBLICATION, MAILING, AND POSTING (COUNCIL/RRB) - 4 Wednesday, November 16, 2022

2. APPROVAL OF WARRANT REGISTER (COUNCIL) -
Request the City Council approve the City Council and Housing Successor Agency warrant numbers:
 367962 – 368094 dated October 26, 2022
 368095 – 368293 dated November 2, 2022
Staff Recommendation: Approval (Finance Department: Christina Holmes)

3. APPROVAL OF MINUTES: Regular Meeting of October 26, 2022

4. WAIVER OF READING OF ORDINANCES AND RESOLUTIONS –

5. AWARD OF CONSTRUCTION CONTRACT FOR 2022 STREET REHABILITATION AND MAINTENANCE PROJECT – PHASE 1 (SIDEWALK AND TREE REPLACEMENT)
Request the City Council approve to adopt Resolution No. 2022 -161 awarding the construction contract to L.C. Paving & Sealing, determined to be the lowest responsible and responsive bidder, and authorizing the Mayor, on behalf of the City, to execute a Public Improvement Agreement in the amount of $1,360,813.98 for Phase I of the Street Rehabilitation and Maintenance Project (“Project”).

Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Development Services Director, and Julie Procopio, City Engineer)
Presenter: Marissa Padilla, Associate Engineer
a) Resolution No. 2022-161

6. RESOLUTION OF INTENT TO VACATE A PORTION OF A PUBLIC STREET FORMERLY KNOWN AS PACIFIC AVENUE
Request the City Council approve to adopt Resolution No. 2022-132 to set December 7, 2022 as the date to conduct a hearing to consider authorizing the street vacation for portions of Pacific Avenue.

Staff Recommendation: Approval (City Manager’s Department: Jennifer Schoeneck, Deputy Director of Economic Development)
Presenter: Vince McCaw, Real Property Manager
a) Resolution No. 2022-132

5 Wednesday, November 16, 2022

7. RESOLUTION OF INTENT TO VACATE A PORTION OF AN UNNAMED ALLEY IN BLOCK 75 OF ESCONDIDO, BETWEEN S. PINE STREET AND W. 2ND AVENUE
Request the City Council approve to adopt Resolution No. 2022-131 to set December 7, 2022 as the date to conduct a hearing to consider authorizing the street vacation for a portion of the unnamed public alley in Block 75 of Escondido, between S. Pine Street and W. 2nd Avenue.

Staff Recommendation: Approval (City Manager's Department: Jennifer Schoeneck, Deputy Director of Economic Development)
Presenter: Vince McCaw, Real Property Manager
a) Resolution No. 2022-131

8. NOTICE OF COMPLETION FOR THE HALE AVENUE RESOURCE RECOVERY FACILITY INFLUENT PUMP

STATION SCREENINGS CONVEYANCE SYSTEM PROJECT
Request the City Council approve to adopt Resolution No. 2022-168, authorizing the Deputy City Manager / Director of Utilities to file a Notice of Completion for the Hale Avenue Resource Recovery Facility (“HARRF”) Influent Pump Station Screenings Conveyance System Project.

Staff Recommendation: Approval (Utilities Department: Christopher W. McKinney, Deputy City Manager / Director of Utilities)
Presenter: Angela Morrow, Deputy Director of Utilities / Construction and Engineering a) Resolution No. 2022-168

9. FISCAL YEAR 2021-22 U.S. DEPARTMENT OF JUSTICE EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT – LOCAL SOLICITATION AND BUDGET ADJUSTMENT
Request the City Council approve to adopt Resolution No. 2022-172 authorizing the Police Department to accept a $41,920 Fiscal Year 2021-22 Edward Byrne Memorial Justice Assistance Grant (JAG); authorizing the Chief of Police or his designee to execute grant documents on behalf of the City; and approving budget adjustments needed to spend grant funds. Grant funds will cover salary expenses for part-time patrol technicians.

Staff Recommendation: Approval (Police Department: David Cramer, Interim Chief of Police) Presenter: David Cramer
a) Resolution No. 2022-172

6 Wednesday, November 16, 2022

10. FISCAL YEAR 2021 OPERATION STONEGARDEN GRANT
Request the City Council approve to adopt Resolution No. 2022 -170, authorizing the Chief of Police to accept the Fiscal Year 2021 Operation Stonegarden Grant funds in the amount of $10,000 from the California Office of Emergency Services through the County of San Diego; authorizing the Chief of Police or his designee to execute grant documents on behalf of the City; and approve budget adjustments needed to spend grant funds. The Police Department will use grant fu nds to pay overtime expenses for multi-disciplinary crime suppression operations related to human trafficking, narcotics trafficking, weapons trafficking, and criminal gang activity.

Staff Recommendation: Approval (Police Department: David Cramer, Interim Chief of Police) Presenter: David Cramer
a) Resolution No. 2022-170

11. FISCAL YEAR 2022-23 STATE OF CALIFORNIA CITIZEN’S OPTIONS FOR PUBLIC SAFETY PROGRAM GRANT Request the City Council appr ove to adopt Resolution No. 2022 -171, authorizing the Escondido Police Department to accept a Fiscal Year 2022-23 Citizens’ Option for Public Safety Program Grant in the amount of $232,722; approving grant expenditures consistent with guidelines in AB1913; authorizing the Chief of Police or his designee to execute grant documents on behalf of the City of Escondido (“City”); and approving budget adjustments needed to spend grant funds.

Staff Recommendation: Approval (Police Department: David Cramer, Interim Chief of Police) Presenter: David Cramer
a) Resolution No. 2022-171

12. PURCHASE ONE (1) TYPE 3 WILDLAND BRUSH ENGINE FROM BOISE MOBILE EQUIPMENT INC. (BME) OF

BOISE,IDAHO
Request the City Council approve to adopt Resolution No. 2022 -174, establishing a capital project and a Budget Adjustment, in the amount of $540,000 funded by the Rincon Del Diablo Fire Protection District, and authorizing the Fleet Services Division to purchase one (1) Type 3 Boise Mobile Equipment Wildland Brush Engine from Boise Mobile Equipment Inc. (“BME”) in the amount of $434,878.74 through a Cooperative Purchase Contract with the State of California, Contract No. 1 -17-23-21B. The State of California cooperative purchase price includes all taxes, delivery, operator and mechanic training, and all associated fees. The balance of the capital project fund will be used to purchase the needed tools, hose, technology, radios and equipment for the new Brush Engine.

Staff Recommendation: Approval (Public Works Department: Joseph Goulart, Director of Public Works) Presenter: Joseph Goulart
a) Resolution No. 2022-174
7 Wednesday, November 16, 2022

13. DELEGATION OF AUTHORITY TO THE CITY MANAGER TO STUDY AND ESTABLISH PARKING RESTRICTIONS

AT ALL MUNICIPALLY OWNED PARKING LOTS
Request the City Council approve to adopt Resolution No. 2022 -176, delegating authority to the City Manager to study, establish and post parking restrictions at all municipally owned parking lots.

Staff Recommendation: Approval (Public Works Department: Joseph Goulart, Director of Public Works) Presenter: Joseph Goulart
a) Resolution No. 2022-176

14. TREASURER’S INVESTMENT REPORT FOR THE QUARTER ENDED SEPTEMBER 30, 2022 Request the City Council approve the Quarterly Investment Report for the quarter ended September 30, 2022.

Staff Recommendation: Approval (Finance Department: Douglas Shultz, City Treasurer) Presenter: Douglas Shultz

PUBLIC HEARING

15. ADOPTION OF THE 2022 CALIFORNIA BUILDING STANDARDS - CALIFORNIA CODE OF REGULATIONS TITLE 24
Request the City Council approve to adopt Ordinances 2022-21 and 2022-22, amending the City of Escondido Municipal Code to reflect the 2022 California Building, Residential, Plumbing, Electrical, Mechanical, Energy, Historical, Existing Building, Green Building Standards, Fire Codes, and proposed local amendments.

Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Development Services Director, and Fire Department: Rick Vogt, Fire Chief) Presenters: Doug Moody, Building Official, and LaVona Koretke, Deputy Fire Marshal a) Ordinance No. 2022-21 (First Reading and Introduction) b) Ordinance No. 2022-22 (First Reading and Introduction) 8 Wednesday, November 16, 2022

CURRENT BUSINESS

16. PROPOSED EDI RATE ADJUSTMENTS
Request the City Council approve to adopt Resolution No. 2022-158, the annual residential and commercial solid waste and recycling rate adjustments pursuant to the terms of the City of Escondido’s (“City’s”) adopted Solid Waste and Recycling Franchise Agreement with Escondido Disposal, Inc. (“EDI”) Upon approval by the City Council, the proposed rate adjustments will become effective January 1, 2023.

Staff Recommendation: Approval (Utilities Department: Christopher W. McKinney, Deputy City Manager / Director of Utilities)
Presenter: Lori Calvert, Program Coordinator for Recycling a) Resolution No. 2022-158

17. CITYWIDE PUBLIC SERVICES COMMUNITY FACILITIES DISTRICT (CFD) INFORMATIONAL UPDATE Request the City Council provide direction to staff, as appropriate. No action is required at this time.

Staff Recommendation: Provide Direction (Development Services Department: Andrew Firestine, Director of Development Services)
Presenter: Andrew Firestine

FUTURE AGENDA

18. FUTURE AGENDA
The purpose of this item is to identify issues presently known to staff or which members of the City Council wish to place on an upcoming City Council agenda. Council comment on these future agenda items is limited by California Government Code Section 54954.2 to clarifying questions, brief announcements, or requests for factual information in connection with an item when it is discussed.

Staff Recommendation: None (City Clerk's Office: Zack Beck)

COUNCILMEMBERS SUBCOMMITTEE REPORTS AND OTHER REPORTS
CITY MANAGER’S WEEKLY ACTIVITY REPORT
The most current information from the City Manager re garding Economic Development, Capital Improvement Projects, Public Safety, and Community Development. This report is also available on the City’s website, www.escondido.org.
9 Wednesday, November 16, 2022

ADJOURNMENT

UPCOMING MEETING SCHEDULE
Wednesday, November 30, 2022 4:00 & 5:00 PM Regular Meeting, Council Chambers Wednesday, December 07, 2022 4:00 & 5:00 PM Regular Meeting, Council Chambers

SUCCESSOR AGENCY
Members of the Escondido City Council also sit as the Successor Agency to the Community Development Commission, Escondido Joint Powers Financing Authority, and the Mobilehome Rent Review Board.

10 Consent Item No. 1 November 16, 2022

A F F I D A V I T S

I T E M

P O S T I N G –

ADOPTION OF THE 2022 CALIFORNIA BUILDING, RESIDENTIAL, ELECTRICAL,

MECHANICAL, PLUMBING, ENERGY, HISTORICAL, AND FIRE CODES, EXISTING

BUILDING AND GREEN BUILDING STANDARDS, AND LOCAL AMENDMENTS

11 Item1.

Published in THE ESCONDIDO TIMES-ADVOCATE:
11/03/22
12 Item1.

STAFF REPORT

November 16, 2022
File Number 0400-40

SUBJECT

APPROVAL OF WARRANT REGISTER (COUNCIL)

DEPARTMENT
Finance

RECOMMENDATION
Request approval for City Council and Housing Successor Agency warrant numbers:
367962 – 368094 dated October 26, 2022
368095 – 368293 dated November 2, 2022
Staff Recommendation: Approval (Finance Department: Christina Holmes)

FISCAL ANALYSIS
The total amount of the warrants for the following periods are as follows:

October 20 – October 26, 2022, is $1,988,902.80
October 27 – November 2, 2022, is $1,460,950.03

BACKGROUND

The Escondido Municipal Code Section 10-49 states that warrants or checks may be issued and paid prior to audit by the City Council, provided the warrants or checks are certified and approved by the Director of Finance as conforming to the current budget. These warrants or checks must then be ratified and approved by the City Council at the next regular Council meeting.

13 Item2.

October 26, 2022 Escondido City Council Minutes Page 1 of 6

CLOSED SESSION
4:00 PM

CALL TO ORDER

1. Roll Call: Garcia, Inscoe, Martinez, Morasco, McNamara

ORAL COMMUNICATIONS
None.

CLOSED SESSION

1. CONFERENCE WITH LEGAL COUNSEL - PENDING LITIGATION (Government Code §54956(d)(1)) a. Brett Byler v. City of Escondido; AdminSure, Inc.

WCAB No: ADJ13268422

2. CONFERENCE WITH LABOR NEGOTIATORS (Government Code §54957.6) a. Agency representative: Sean McGlynn (City Manager) and/or designee Employee organization: Escondido Police Officers’ Association (POA) b. Agency representative: Sean McGlynn (City Manager) and/or designee Employee organization: Escondido Firefighters’ Association (FFA)

3. CONFERENCE WITH LEGAL COUNSEL – PENDING LITIGATION (Government Code §54956(d)(1))
a. Touchstone MF Fund I, LLC v. City of Escondido, et. al.

San Diego Superior Court Case No. 37-2020-00020856-CU-BC-NC

14 Item3.

October 26, 2022 Escondido City Council Minutes Page 2 of 6

ADJOURNMENT
Mayor McNamara adjourned the meeting at 4:50 p.m.

______________________________ _______________________________

MAYOR CITY CLERK

15 Item3.

October 26, 2022 Escondido City Council Minutes Page 3 of 6

REGULAR SESSION
5:00 PM Regular Session
October 26, 2022

MOMENT OF REFLECTION
City Council agendas allow an opportunity for a moment of silence and reflection at the beginning of the evening meeting. The City does not participate in the selection of speakers for this portion of the agenda, and does not endorse or sanction any remarks made by individuals during this time. If you wish to be recognized during this portion of the agenda, please notify the City Clerk in advance.

FLAG SALUTE
The City Council conducts the Pledge of Allegiance at the beginning of every City Council meeting.

CALL TO ORDER
Roll Call: Garcia, Inscoe, Martinez, Morasco, McNamara

CLOSED SESSION REPORT
Brett Byler v. City of Escondido; AdminSure, Inc.

City Council voted 5-0 to approve a settlement amount not to exceed $1.25 million.

ORAL COMMUNICATIONS
None.

CONSENT CALENDAR
Motion: Inscoe; Second: Morasco; Approved: 5-0

1. AFFIDAVITS OF PUBLICATION, MAILING, AND POSTING (COUNCIL/RRB) –

2. APPROVAL OF WARRANT REGISTER (COUNCIL)
Request approval for City Council and Housing Successor Agency warrant numbers:
• 367378 – 367567 dated October 5, 2022
• 367568 – 367749 dated October 12, 2022
• 367750 – 367961 dated October 19, 2022
16 Item3.

October 26, 2022 Escondido City Council Minutes Page 4 of 6

Staff Recommendation: Approval (Finance Department: Christina Holmes)

3. APPROVAL OF MINUTES: Regular Meeting of October 12, 2022

4. WAIVER OF READING OF ORDINANCES AND RESOLUTIONS –

5. ANNUAL PROGRESS REPORT ON THE IMPLEMENTATION OF THE GENERAL PLAN (PL22-0503) Request the City Council review and receive the General Plan Annual Progress Report (“APR”), documenting the City of Escondido's ("City") progress on implementing the General Plan, and authorize submittal of the report to the State Office of Planning and Research ("OPR"), the State Department of Housing and Community Development ("HCD"), and the San Diego Association of Governments ("SANDAG"). (File Number 0830-07) Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Director of Development Services)
Presenter: Veronica Morones, Senior Planner

6. REJECT ALL BIDS FOR THE JUNIPER ELEMENTARY BIKE/PEDESTRIAN IMPROVEMENTS

PROJECT
Request the City Council approve to adopt Resolution No. 2022-129, rejecting all bids for the Juniper Elementary Bike/Pedestrian Improvements Project (“Project”) and authorizing staff to re-bid the project. (File Number 1010-05)
Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Development Services Director, and Julie Procopio, City Engineer) Presenter: Marissa Padilla, Associate Engineer
a) Resolution No. 2022-129

7. AMENDING TRAFFIC SCHEDULE FOR STOP SIGNS
Request the City Council approve to adopt Resolution No. 2022-159, amending the traffic schedule for stop signs to add all-way stop control at the intersections of Vista Avenue and Mc Geary Road and at Escondido Boulevard and Decatur Way. (File Number 1050-50) Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Director of Development Services)
Presenter: Eddmond Alberto, City Traffic Engineer
a) Resolution No. 2022-159
17 Item3.

October 26, 2022 Escondido City Council Minutes Page 5 of 6

8. EMERGENCY REPAIR OF THE SEWER PIPELINE IN NORTH HALE AVENUE Request the City Council approve to adopt Resolution No. 2022-167, wherein the City Council affirms that it was not in session at the time of an emergency and it was appropriate for the City Manager, in his role as the Director of Emergency Services, to execute a Public Improvement Agreement pursuant to Chapter 7 and Section 10-80 of the Escondido Municipal Code, after finding and proclaiming that an emergency existed wherein an immediate emergency contract was required for repairs of a sewer main section in Hale Avenue, between Simpson Way and Industrial Avenue. The resolution also declares that public interest and necessity demand the immediate expenditure of public funds to safeguard life, health, or property. (File Number 0600-10; A-3435)
Staff Recommendation: Approval (Utilities Department: Christopher W. McKinney, Deputy City Manager/Director of Utilities)
Presenter: Kyle Morgan, Deputy Director of Utilities/Wastewater a) Resolution No. 2022-167

FUTURE AGENDA

9. FUTURE AGENDA
The purpose of this item is to identify issues presently known to staff or which members of the City Council wish to place on an upcoming City Council agenda. Council comment on these future agenda items is limited by California Government Code Section 54954.2 to clarifying questions, brief announcements, or requests for factual information in connection with an item when it is discussed.

Staff Recommendation: None (City Clerk's Office: Zack Beck)

COUNCILMEMBERS SUBCOMMITTEE REPORTS AND OTHER REPORTS
CITY MANAGER’S WEEKLY ACTIVITY REPORT
The most current information from the City Manager regarding Economic Development, Capital Improvement Projects, Public Safety, and Community Development. This report is also available on the City’s website, www.escondido.org.

ORAL COMMUNICATIONS
None.

18 Item3.

October 26, 2022 Escondido City Council Minutes Page 6 of 6

ADJOURNMENT
Mayor McNamara adjourned the meeting at 5:08 p.m.

______________________________ _______________________________

MAYOR CITY CLERK
19 Item3.
20 Item4.

STAFF REPORT

November 16, 2022
File Number 0600-10; A-3436

SUBJECT
AWARD OF CONSTRUCTION CONTRACT FOR 2022 STREET REHABILITATION AND MAINTENANCE PROJECT – PHASE 1 (SIDEWALK AND TREE REPLACEMENT)

DEPARTMENT
Development Services

RECOMMENDATION
Request the City Council adopt Resolution No. 2022 -161 awarding the construction contract to L.C.

Paving & Sealing, determined to be the lowest responsible and responsive bidder, and authorizing the Mayor, on behalf of the City, to execute a Public Improvement Agreement in the amount of $1,360,813.98 for Phase I of the Street Rehabilitation and Maintenance Project (“Project”).

Staff Recommendation: Approval (Andrew Firestine, Development Services Director, and Julie Procopio, City Engineer)
Presenter: Marissa Padilla, Associate Engineer

FISCAL ANALYSIS
The Project is included in the CIP budget and is funded with Gas Tax, TransNet, and Road Maintenance and Rehabilitation Account (“RMRA”) funds. American Rescue Plan Act (ARPA) fun ds in the amount of $2.5-million were designated to repair and improve sidewa lks and plant new trees in key locations near City parks, schools, residential and commercial centers. Phase I of the 2022 Street Maintenance project has been expanded to replace sidewalk and installed trees along designated priority areas that are to be funded with $579,696.02 in ARPA funding.

BACKGROUND
This Project includes the first phase of the City of Escondido’s Annual S treet Maintenance Program that includes the replacement of damaged sidewalk, curb and gutter located within Maintenance Zone EN, the area east of Ash Street between Lincoln Avenue and East Valley Parkway (See Attachment 1). In addition, the Annual Street Maintenance project has been expanded to add repair and improvement of 0.5-mile of sidewalk in key urban areas designated as high priority for ARPA funding. These areas include segments of sidewalk on Ash Street, Lincoln Avenue, Midway Drive, Mission Avenue, Rose Street, and East Valley Parkway that connect residential areas with schools, parks and the Escondido Creek Trail. In t otal, the Project will replace 1-mile of sidewalk, install 34 pedestrian ramps, and replace 124 street trees that are damaging the sidewalk.
21 Item5.

ARPA funds are to be used to replace existing degraded asphalt sidewalk on the east side of Citrus Avenue, south of the Escondido Creek Trail , with concrete sidewalk . This Project will connect to the sidewalk improvements being completed with the Active Transportation Grant -funded Escondido Creek Trail Crossings Project, currently under construction, to provide a continuous concrete pathway between the Escondido Creek Trail and the commercial corridor along E ast Valley Parkway. ARPA funding will also be used to improve pedestrian access to Pioneer Elementary School by improving two pedestrian ramps and replacing 1,670 square feet of existing asphalt sidewalk with concrete sidewalk at the intersection of Ash Street and Lincoln Avenue. Photographs of the existing conditions at these locations have been provided as an attachment.

On October 27, 2022, five sealed bids were received in response to the advertised request for bids for the Project. The bid results are listed below:

L.C. Paving & Sealing, Inc. $1,360,813.98
Aster Construction Services Inc. $1,500,893.00
Eagle Paving Company $1,522,000.00
Wier Construction Corp $1,679,336.40
Blue Pacific Engineering Construction Inc $1,939,384.00 Staff has evaluated the bids and determined that the bid submitted by L.C. Paving & Sealing, Inc. is the lowest responsive and responsible bid. Staff recommends awarding a construction contract in the amount of $1,360,813.98 to L.C. Paving and Sealing, Inc.

The Phase 2 project that rehabilitates pavement and re-stripes streets within the EN zone and major and collector streets Citywide is currently under design with an anticipated bid date in Spring of 2023.

RESOLUTIONS
a. Resolution No. 2022-161
b. Resolution No. 2022-161 – Exhibit A – Public Improvement Agreement

ATTACHMENTS
a. Attachment 1 – Street Maintenance Zone Map
b. Attachment 2 - ARPA Funded Pathways – Existing Condition Photos

22 Item5.

RESOLUTION NO. 2022-161

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE MAYOR

TO EXECUTE, ON BEHALF OF THE CITY, A PUBLIC
IMPROVEMENT AGREEMENT FOR THE 2022 STREET
REHABILITATION AND MAINTENANCE PROJECT –
PHASE 1

WHEREAS the City Council has allocated funding in the adopted Capital Improvement Program Budget for the City’s Annual Street Management Program (“Project”); and WHEREAS, the City Council allocated American Rescue Plan Act funding for the improvement of public access Citywide; and
WHEREAS, a notice inviting bids for said improvements was duly published; and WHEREAS, pursuant to said notice, five sealed bids for the project were opened and evaluated on October 27, 2022; and
WHEREAS, L.C. Paving & Sealing, Inc . was determined to be the lowest responsive and responsible bidder; and
WHEREAS, this City Council desires at this time and deems it to be in the best public interest to authorize a Public Improvement Agreement with L.C. Paving & Sealing, Inc . in the amount of $1,360,813.98.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California as follows:

1. That the above recitations are true.
23 Item5.

2. That the City Council authorizes the Mayor to execute, on behalf of the City, a Public Improvement Agreement with L.C. Paving & Sealing, Inc., in a substantially similar form to that which is attached and incorporated to this Resolution as Exhibit “A,” and subject to final approval as to form by the City Attorney.
24 Item5.

Public Improvement Agreement (Contractor) - 1 - CAO: 8/26/2021

CITY OF ESCONDIDO

PUBLIC IMPROVEMENT AGREEMENT
This Public Improvement Agreement (“Agreement”) is made and entered into as of this ____ day of _____________________, 2022 (“Effective Date”),
Between: CITY OF ESCONDIDO
a California municipal corporation
201 N. Broadway
Escondido, CA 92025
Attn: Marissa Padilla
760-839-4098
("CITY")
And: L.C. PAVING & SEALING, INC.
a California corporation
620 Alpine Way,
Escondido, CA 92029
Attn: Jose Salinas
760-752-1743
("CONTRACTOR").
(The CITY and CONTRACTOR each may be referred to herein as a “Party” and collectively as the “Parties.”)
WHEREAS, the Parties desire to enter into this Agreement for the performance of work relating to the 2022 Street Rehabilitation and Maintenance Project – Phase I (“Project”), occurring on property located within Escondido, CA and having various assessor’s parcel numbers (APN) (“Property”), as further described herein.

NOW, THEREFORE, in consideration of the mutual covenants, promises, terms, and conditions set forth herein, and the mutual benefits derived therefrom, the Parties hereby agree as follows:

1. Project Documents. The Notice Inviting Sealed Bids/Notice to Contractors, Instructions to Bidders, Bid Form, Designation of Subcontractors, Workers' Compensation Certificate, Change Orders, Shop Drawing Transmittals, Information Required of CONTRACTOR, Non -collusion Affidavit, Insurance Certificates, Guarantees, General Conditions, Supplementary General Conditions, Special Conditions, Plans, Drawings, Specifications, the Agreement , and all modifications, addenda, and amendments thereto (“Project Documents”) are incorporated herein by this reference as if fully set forth herein. The Project Documents are complementary, and what is called for by any one shall be as binding as if called for by all.

Resolution No. 2022-161
Exhibit "A"

Page 1 of 9 ends

25 Item5.

Public Improvement Agreement (Contractor) - 2 - CAO: 8/26/2021

2. Description and Performance of Work . CONTRACTOR shall furnish all work describe d i n the Project Documents (“Work”). All Work to be performed and materials to be furnished shall be completed in a good workmanlike manner, free from defects, in strict accordance with the plans, drawings, specifications, and requirements set forth in the Project Documents and all provisions of this Agreement.

3. Compensation. In exchange for CONTRACTOR’s completion of the Work, the CITY shall pay, and CONTRACTOR shall accept in full, an amount not to exceed the sum of $1,360,813.98 (“Contract Price”). CONTRACTOR shall be compensated only for performance of the Work described in this Agreement. No compensation shall be provided for any other work or services without the CITY’s prior written consent.

4. Term and Time of Performance. CONTRACTOR shall commence work within one week from the CITY's notice to proceed. CONTRACTOR shall diligently perform and complete the Work with professional quality and technical accuracy within 85 working days after the City’s Notice to Proceed (“Completion Date”). Extension of terms or time of performance shall be subject to the CITY’s sole discretion.

5. Time Is of the Essence. If the Work is not completed by the Completion Date, it is understood that the CITY will suffer damage. It being impractical and infeasible to determine the amount of actual damage, in accordance with Government Code section 53069.85, the Parties agree that CONTRACTOR shall pay to the CITY as fixed and liquidated damages, and n ot as a penalty, the sum of $500 per day for each calendar day of delay until the Work is completed and accepted (“Liquidated Damages Amount”) . Th e Liquidated Damages A mount shall be deducted from any payments due to, or that become due to, CONTRACTOR. CONTRACTOR and CONTRACTOR'S surety shall be liable for the Liquidated Damages Amount.

6. Insurance Requirements.

a. CONTRACTOR shall pro cure and maintain , at its own cost, during the entire term of this Agreement, insurance against claims for injuries to persons or damages to property that may arise from or in connection with the performance of the Work, and the results of such Work, by CONTRACTOR, its agents, representatives, employees, or subcontractors. Insurance coverage shall be at least as broad as the following:

(1) Commercial General Liability . Insurance Services Office (“ISO”) Form CG 0001 11188 covering Commercial General Liability on an “occurrence” basis, including products and completed operations, property damage, bodily injury (including emotional distress), sickness, disease, or death of any person other than the CONTRACTOR's employees , and personal and advertising injury, and damages because of injury or destruction of tangible property, including loss of use re sulting there from, with limits no less than $3,000,000 combined single limit coverage per occurrence for bodily injury and property damage; or, if a general aggregate limit is applicable, either: (i) the general aggregate limit shall specifically apply to the project identified in the bid specifications or to the location of such project which is the subject of these bid specifications with coverage to be no less than $3,000,000, or (ii) the general aggregate shall be at least $3,000,000 combined single limit coverage per occurrence for bodily injury and property damage.

(2) Automobile Liability. ISO Form CA 00 01 covering any auto (Code 1), or if CONTRACTOR has no owned autos, hired (Code 8) and non -owned autos (Code 9), including damages because of bodily injury, death of a person, or property damage arising out of the ownership, maintenance, or use of a motor vehicle, all mobile equipment, and vehicles Resolution No. 2022-161
Exhibit "A"

Page 2 of 9 ends

26 Item5.

Public Improvement Agreement (Contractor) - 3 - CAO: 8/26/2021 moving under CONTRACTOR’s control and engaged in the Work, with limits no less than $3,000,000 combined single limit per accident for bodily injury and property damage.

(3) Workers’ Compensation. Workers' Compensation as required by the State of California, with Statutory Limits, and Employer’s Liability Insurance with limits of no less than $1,000,000 per accident for bodily injury or disease.

(4) Builder’s Risk/“All Risk” Insurance. The CONTRACTOR, during the progress of the Work and until final acceptance of the Work by CITY, shall maintain Builder's Risk/"All Risk," course-of-construction insurance satisfactory to CITY issued on a completed value basis of all WORK pursuant to this Agreement. Coverage is to provide extended coverage and insurance against vandalism, theft, malicious mischief, perils of fire, sprinkler leakage, civil authority, sonic boom, earthquake, collapse, flood, wind, lightning, smoke, riot, debris removal (including demolition), and reasonable compensation for the Engineer's services and expenses required as a result of such insured loss upon the Work, including completed Work and Work in progress to the full insurable value thereof. Such insurance shall include the CITY and the City Engineer as an additional named insured and any other person with an insurable interest designated.

(5) If CONTRACTOR maintains broader coverage and/or higher limits than the minimums otherwise required by this Agreement, the CITY requires and shall be entitled to the broader coverage and/or the higher limits maintained by CONTRACTOR.

b. Each insurance policy required by this Agreement must be acceptable to the City Attorney and shall meet the following requirements:

(1) Compliance with General Condition Requirements. Insurance coverage shall comply with and meet all requirements set forth in Article 5.2 of General Conditions

(2) Acceptability of Insurers. Insurance coverage must be provided by an insurer authorized to conduct business in the state of California with a current A.M. Best’s rating of no less than A-:VII, or as approved by the CITY.

(3) Additional Insured Status . Both the Commercial General Liability and the Automobile Liability policies must name the CITY (including its officials, officers, agents, employees, and volunteers) specifically as an additional insured under the policy on a separate endorsement page. The Commercial General Liability additional insured endorsement shall be at least as broad as ISO Form CG 20 10 11 85, or if not available, through the addition of both CG 20 10, CG 20 26, CG 20 33, or CG 20 38, and CG 20 37 if a later edition is used. The Automobile Liability additional insured endorsement shall be at least as broad as ISO Form CA 20 01.

(4) Primary Coverage. CONTRACTOR’s insurance coverage shall be primary coverage at least as broad as ISO CG 20 01 04 13 with respect to the CITY, its officials, officers, agents, employees, and volunteers. Any insurance or self -insurance maintained by the CITY, its officials, officers, agents, employees, or volunteers shall be in excess of CONTRACTOR’s insurance and shall not contribute with it.

(5) Notice of Cancellation . Each insurance policy shall provide that coverage shall not be canceled, except with prior written notice to the CITY.

(6) Subcontractors. If applicable, CONTRACTOR shall require and verify that all subcontractors maintain insurance meeting all the requirements s tated within this Resolution No. 2022-161
Exhibit "A"

Page 3 of 9 ends

27 Item5.

Public Improvement Agreement (Contractor) - 4 - CAO: 8/26/2021 Agreement, and CONTRACTOR shall ensure that the CITY (including its officials, officers, agents, employees, and volunteers) is an additional insured on any insurance required from a subcontractor.

(7) Waiver of Subrogation. CONTRACTOR hereby grants to the CITY a waiver of any right to subrogation that any insurer of CONTRACTOR may acquire against the CITY by virtue of the payment of any loss under such insurance. CONTRACTOR agrees to obtain any endorsement that may be necessary to affe ct this waiver of subrogation, but this subsection shall apply regardless of whether or not the CITY has received a waiver of subrogation endorsement from the insurer. Any Workers’ Compensation policy required by this Agreement shall be endorsed with a waiver of subrogation in favor of the CITY for all work performed by the CONTRACTOR, its agents, representatives, employees and subcontractors.

(8) Self-Insurance. CONTRACTOR may, with the CITY’s prior written consent, fulfill some or all of the insurance requ irements contained in this Agreement under a plan of self - insurance. CONTRACTOR shall only be permitted to utilize such self -insurance if, in the opinion of the CITY, CONTRACTOR’s (i) net worth and (ii) reserves for payment of claims of liability against CONTRACTOR are sufficient to adequately compensate for the lack of other insurance coverage required by this Agreement. CONTRACTOR’s utilization of self- insurance shall not in any way limit the liabilities assumed by CONTRACTOR pursuant to this Agreement.

(9) Self-Insured Retentions. Self-insured retentions must be declared to and approved by the CITY.

c. Verification of Coverage. At the time CONTRACTOR executes this Agreement, CONTRACTOR shall provide the CITY with original Certificates of Insurance including all required amendatory endorsements (or copies of the applicable policy language effecting the insurance coverage required by this Agreement), which shall meet all requirements under this Agreement. The CITY reserves the right to require comple te, certified copies of all required insurance policies, including endorsements required by this Agreement, at any time.

d. Special Risks or Circumstances. The CITY reserves the right, at any point during the term of this Agreement, to modify the insurance requirements in this Agreement, including limits, based on the nature of the risk, prior experience, insurer, coverage, or other special circumstances.

e. No Limitation of Obligations. The insurance requirements within this Agreement, including the types and limits of insurance coverage CONTRACTOR must maintain, and any approval of such insurance by the CITY, are not intended to and shall not in any manner limit or qualify the liabilities and obligations otherwise assumed by CONTRACTOR pursuant to this A greement, including but not limited to any provisions within this Agreement concerning indemnification.

f. Compliance. Failure to comply with any of the insurance requirements in this Agreement , including but not limited to a lapse in any required insura nce coverage during the term of this Agreement, shall be a material breach of this Agreement. Compliance by CONTRACTOR with the requirement to carry insurance and furnish certificates, policies, Additional Insured Endorsement and Declarations Page evidencing the same shall not relieve the CONTRACTOR from liability assumed under any provision of this Agreement, including, without limitation, the obligation to defend and indemnify the CTY and the City Engineer. In the event that CONTRACTOR fails to comply w ith any insurance requirement set forth in this Agreement, in addition to any other remedies the CITY may have, the CITY may, at its sole option, (i) immediately terminate this Agreement; or (ii) order CONTRACTOR to stop Work under this Resolution No. 2022-161
Exhibit "A"

Page 4 of 9 ends

28 Item5.

Public Improvement Agreement (Contractor) - 5 - CAO: 8/26/2021 Agreement and/or wi thhold any payment that becomes due to CONTRACTOR until CONTRACTOR demonstrates compliance with the insurance requirements in this Agreement.

7. Indemnification, Duty to Defend, and Hold Harmless.

a. CONTRACTOR (including CONTRACTOR’s agents, employees, and subcontractors, if any) shall indemnify, defend, and hold harmless the CITY, its officials, officers, agents, employees, and volunteers from and against any and all claims, demands, actions, causes of action, proceedings (including but not limited to legal and administrative proceedings of any kind), suits, fines, penalties, judgments, orders, levies, costs, expenses, liabilities, losses, damages, or injuries, in law or equity, including without limitation the payment of all consequential damages and attorney’s fees and other related litigation costs and expe nses (collectively, “Claims”), of every nature caused by, arising out of, or in connection with CONTRACTOR’s (including CONTRACTOR’s agents, employees, and subcontractors, if any) Work pursuant to this Agreement or its failure to comply with any of its obl igations contained herein, except where caused by the active negligence, sole negligence, or willful misconduct of the CITY.

b. CONTRACTOR (including CONTRACTOR’s agents, employees, and subcontractors, if any) shall indemnify, defend, and hold harmless the C ITY, its officials, officers, agents, employees, and volunteers from and against any and all Claims caused by, arising under, or resulting from any violation, or claim of violation, of the San Diego Municipal Storm Water Permit (Order No.

R9-2013-0001, as amended) of the California Regional Water Quality Control Board, Region 9, San Diego, that the CITY might suffer, incur, or become subject to by reason of, or occurring as a result of, or allegedly caused by, any Work performed pursuant to this Agreement.

c. All terms and provisions within this Section 7 shall survive the termination of this Agreement.

8. Bonds.

a. CONTRACTOR shall furnish and deliver to the CITY, simultaneously with the execution of this Agreement, the following surety bonds:

(1) Faithful Performance Bond. CONTRACTOR shall furnish to the CITY a surety bond in an amount equal to the Contract Price as security for faithful performance of this Agreement.

(2) Labor and Materials Bond. CONTRACTOR shall furnish to the CITY a surety bond in an amount equal to the Contract Price as security for payment to persons performing labor and furnishing materials in connection with the Project.

b. All bonds furnished to the CITY pursuant to this Agreement shall be in the form set forth herein and approved by the City Attorney.

c. All bonds shall be executed by sureties that are named in the current list of "Companies Holding Certificates of Authority as Acceptable Sureties on Federal bonds and as Acceptable Reinsuring Companies" as published in Circular 570 (amended) by the Audit Staff, Bureau of Government Financial Operati ons, U.S. Treasury Department. All bonds signed by an agent must be accompanied by a certified copy of such agent's authority to act.

d. If the surety on any bond furnished by the CONTRACTOR is declared bankrupt or becomes insolvent or its right to do busin ess is terminated in any state where any part of the Work is located, the CONTRACTOR shall, within seven days thereafter, substitute another bond and surety, which must be acceptable to the CITY. No portion of the Work shall be performed without bonds, in a form and issued by a surety acceptable to the City. If one or more of such bonds Resolution No. 2022-161
Exhibit "A"

Page 5 of 9 ends

29 Item5.

Public Improvement Agreement (Contractor) - 6 - CAO: 8/26/2021 shall, at any time, not be in full force and effect, CONTRACTOR shall immediately cease performance of the Work until CONTRACTOR is in full compliance with the bonding requirements of this Agreement and California law. All delays and costs incurred or resulting from such occurrence shall be to the exclusive account of CONTRACTOR. Failure of the CONTRACTOR to promptly cure any failure to have the necessary bonds in full force and effect shall be grounds for immediate termination of this Agreement.

e. All bonds shall be obtained from surety companies that are duly licensed or authorized in the State of California. Such surety companies shall also meet any additional requirements and qualifications as may be provided in the Supplementary General Conditions.

9. Substitution of Securities . This Agreement is subject to California Public Contract Code section 22300, which permits the substitution of securities for any monies withheld by the CITY to ensure performance of this Agreement . At the request and expense of the CONTRACTOR, securities equivalent to the amount withheld shall be deposited with the CITY, or with a state - or federally- chartered bank in this state as the escrow agent , who shall then pay those moneys to CONTRACTOR. Upon satisfactory completion and acceptance of the W ork, such securities shall be returned to the CONTRACTOR.

10. Contractor Default. In the event CONTRACTOR, for a period of 10 calendar days after receipt of written demand from the CITY to do so (“Cure Period”), fails to furnish tools, equipment, or labor in the necessary quantity or quality required by this Agreement, or fails to prosecute the Work and all parts thereof in a diligent and workmanlike manner, o r after commencing to do so within the Cure Period, fails to continue to do so, then the CITY in its sole discretion may exclude the CONTRACTOR from the Property, or any portion thereof, and take exclusive possession of the Property or any portion thereof, together with all material and equipment thereon, and may complete the Work or any portion of the Work, either by (i) furnishing the necessary tools, equipment, labor, or materials; or (ii) letting the unfinished portion of the work, or any portion t hereof, to another contractor; or (iii) demanding the surety hire another contractor ; or (iv) any combination of such methods. The CITY’s procuring of the completion of the Work, or the portion of the Work taken over by the CITY, shall be a charge against the CONTRACTOR and may be deducted from any money due or to become due to CONTRACTOR from the CITY, or the CONTRACTOR shall pay the CITY the amount of such charge, or the portion thereof unsatisfied. The sureties provided for under this Agreement shall become liable for payment if CONTRACTOR fails to pay in full any such cost incurred by the CITY. The permissible charges for any such procurement of the completion of the Work include actual costs and fees incurred to third party individuals and entities (including but not limited to consultants, attorneys, inspectors, and designers) and actual costs incurred by the CITY for the increased dedication of time of the CITY’s employees to the Project.

11. Other Legal Requirements Incorporated. Each and every provision of law and clause required by law to be inserted in this Agreement or its attachments shall be deemed to be inserted herein, and this Agreement shall be read and enforced as though such law or clause were included herein, and if through mistake or otherwise any such provision is not inserted, or is not currently inserted, then upon application of either Party, the Agreement shall forthwith be physically amended to make such insertion or correction, without further changes to the remainder of the Agreement.

12. Merger Clause. This Agreement, together with its attachments or other documents described or incorporated herein, if any, constitutes the entire agreement and understanding of the CITY and CONTRACTOR concerning the subject of this Agreement and supersedes and replaces all prior negotiations, understandings, or proposed agreements, written or oral, except as otherwise provided herein. In the event of any conflict between the provisions of this Agreement and any of its attachments or related documents, if any, the provisions of this Agreement shall prevail.

Resolution No. 2022-161
Exhibit "A"

Page 6 of 9 ends

30 Item5.

Public Improvement Agreement (Contractor) - 7 - CAO: 8/26/2021

13. Attorney’s Fees and Costs . In any action to enforce the terms and conditions of this Agreement, the prevailing Party shall be entitled to reasonable attorney’s fees and costs.

14. Independent Contractor . CONTRACTOR is an independent contractor, and no agency or employment relationship is created by the execution of this Agreement.

15. Amendment. This Agreement shall not be amended except in a writing signed by the CITY and CONTRACTOR, and pursuant to action of the Escondido City Council.

16. Anti-Waiver Clause. None of the provisions of this Agreement shall be waived by the CITY because of previous failure to insist upon strict performance, nor shall any provision be waived because any other provision has been waived by the CITY, in whole or in part.

17. Severability. This Agreement shall be performed and shall be enforceable to the full extent allowed by applicable law, and the illegality, invalidity, waiver, or unenforceability of any provisio n of this Agreement shall not affect the legality, validity, applicability, or enforceability of the remaining provisions of this Agreement.

18. Governing Law. This Agreement and all rights and obligations arising out of it shall be construed in accordance with the laws of the State of California. Venue for any action arising from this Agreement shall be conducted only in the state or federal courts of San Diego County, California.

19. Counterparts. This Agreement may be executed on separate counterparts, each of which shall be an original and all of which taken together shall constitute one and the same instrument. Delivery of an executed signature page of this Agreement by electronic means, including an attachment to an email, shall be effective as delivery of an executed original. The Agreement on file with the City is the copy of the Agreement that shall take precedence if any differences exist between or among copies or counterparts of the Agreement.

20. Provisions Cumulative . The foregoing provisions are cumu lative to, in addition to, and not in limitation of any other rights or remedies available to the CITY.

21. Business License . CONTRACTOR shall obtain a City of Escondido Business License prior to execution of this Agreement and shall maintain such Business Li cense throughout the term of this Agreement.

22. Compliance with Laws, Permits, and Licenses . CONTRACTOR shall keep itself informed of and comply with all applicable federal, state, and local laws, statutes, codes, ordinances, regulations, rules, and other legal requirements in effect during the term of this Agreement. This shall include, but shall not be limited to, all California Labor Code laws regarding payment of prevailing wages and all OSHA regulations. CONTRACTOR shall obtain any and all permits, lic enses, and other authorizations necessary to perform the work under this Agreement. Neither the CITY, nor any elected or appointed boards, officers, officials, employees, or agents of the CITY, shall be liable, at law or in equity, as a result of any failure of CONTRACTOR to comply with this section.

23. Prevailing Wages and Department of Industrial Relations Compliance. Pursuant to California Labor Code section 1770 et seq., CONTRACTOR agrees that a prevailing rate and scale of wages, in accordance with applicable laws, shall be paid in performing this Agreement. CONTRACTOR shall keep itself informed of and comply with all applicable federal, state, and local laws, statutes, codes, ordinances, regulations, rules, and other legal requirements pertaining to the payment of prevailing wages, including but not limited to the keeping of certified payroll records, overtime pay, employment of apprentices, and workers' compensation coverage, as further set forth in the General Conditions.

CONTRACTOR shall file the required workers' compensation certificate before commencing work Resolution No. 2022-161
Exhibit "A"

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31 Item5.

Public Improvement Agreement (Contractor) - 8 - CAO: 8/26/2021 under this Agreement . This project is subject to compliance monitoring and enforcement by the Department of Industrial Relations. CONTRACTOR shall post all job site notices required by regulation. CONTRACTOR, as well as any subcontractors, shall be registered pursuant to California Labor Code section 1725.5 to be qualified to bid on, be listed in a bid proposal (subject to the requirements of Public Contrac t Code section 4104), or engage in the performance of any public works contract subject to the requirements of Division 2, Part 7, Chapter 1 of the California Labor Code. Neither the CITY, nor any elected or appointed boards, officers, officials, employees, or agents of the CITY, shall be liable, at law or in equity, as a result of any failure of CONTRACTOR to comply with this section.

24. Immigration Reform and Control Act of 1986. CONTRACTOR shall keep itself informed of and shall comply with the Immigration Reform and Control Act of 1986 (“IRCA”). CONTRACTOR represents and warrants that all of its employees and the employees of any subcontractor retained by CONTRACTOR who perform any portion of the Work under this Agreement are and will be authorized to perform the Work in full compliance with the IRCA. CONTRACTOR affirms that as a licensed contractor and employer in the State of California, all new employees must produce proof of eligibility to work in the United States within the first three days of empl oyment and that only employees legally eligible to work in the United States will perform the Work . CONTRACTOR agrees to comply with the IRCA before commencing any portion of the Work, and continuously throughout the performance of the Work and the term of this Agreement.

25. Effective Date. Unless a different date is provided in this Agreement, the effective date of this Agreement shall be the latest date of execution set forth by the names of the signatories below. (SIGNATURE PAGE FOLLOWS)
Resolution No. 2022-161
Exhibit "A"

Page 8 of 9 ends

32 Item5.

Public Improvement Agreement (Contractor) - 9 - CAO: 8/26/2021 IN WITNESS WHERE OF, this Agreement is executed by the Parties or their duly authorized representatives as of the Effective Date:

CITY OF ESCONDIDO

Date: __________________ ___________________________________ Paul McNamara
Mayor

L.C. PAVING & SEALING, INC.

Date: __________________ ___________________________________ Signature

___________________________________
Name & Title (please print)

___________________________________
Contractor's License No.

___________________________________
Tax ID/Social Security No.

APPROVED AS TO FORM:

OFFICE OF THE CITY ATTORNEY
MICHAEL R. MCGUINNESS, City Attorney

BY: __________________________

THE CITY OF ESCONDIDO DOES NOT DISCRIMINATE AGAINST QUALIFIED PERSONS WITH DISABILITIES.

Resolution No. 2022-161
Exhibit "A"

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33 Item5.

S OS O
WW
E SE S
N EN E
N WN W
E NE N
·|}þ78
City of Escondido
2012 Street Pavement
Maintenance Areas 0 0.5 1
Miles
s:\gis\projects\engineering\B en nett0310\P avem ent Maintenance A r eas April, 2012
±
Freeway
Ramp
State Route
Public Road
Private Road
Unpaved
Fire Access
Alley
Central Section North
Central Section South
East Section North
East Section South
North Section East
North Section West
South Section
West Section
Out of Jurisdiction
C NC N
C SC S
Attachment "1"
34 Item5.

American Rescue Plan Act (“ARPA”) Funds:
“Before” Construction Photos for Key Improvement Areas
Cit
rus Ave between Wanek Road and East Valley Parkway:

The Project will replace 5,550 square feet of existing asphalt sidewalk on the east side of Citrus Avenue, south of the Escondido Creek Trail with concrete sidewalk.

Attachment "2"
35 Item5.

Attachment "2"
36 Item5.

Intersection of Ash Street and Lincoln Avenue:

The Project will construct a pedestrian ramp at the northwest corner of Ash Street and Lincoln Avenue.

The Project will improve the pedestrian ramp at the southeast corner of Ash Street and Lincoln Avenue.

Attachment "2"
37 Item5.

The Project will replace 1,670 square feet of existing asphalt sidewalk with concrete sidewalk connecting to the crosswalk adjacent to Pioneer Elementary School.

Attachment "2"
38 Item5.

STAFF REPORT

November 16, 2022
File Number 0690-40

SUBJECT

RESOLUTION OF INTENT TO VACATE A PORTION OF A PUBLIC STREET FORMERLY KNOWN AS PACIFIC AVENUE

DEPARTMENT
City Manager

RECOMMENDATION
Request the City Council adopt Resolution No. 2022-132 to set December 7, 2022 as the date to conduct a hearing to consider authorizing the street vacation for portions of Pacific Avenue.

Staff Recommendation: Approval (City Manager’s Department: Jennifer Schoeneck, Deputy Director of Economic Development)
Presenter: Vince McCaw, Real Property Manager

FISCAL ANALYSIS
The $1,670 Street Vacation processing fee has been paid into the General Fund.

PREVIOUS ACTION
None.

BACKGROUND
The area of the subject property to be vacated was never developed for street purposes and is no longer needed by the City for street purposes. The proposed vacated area is approximately 9,438 square feet.

The City Engineer has determined that the area to be vacated is unnecessary and eligible for vacation.

Consistent with Government Code § 65402(a), the Escondido Planning Commission made the required findings related to the needed vacation of the streets and alleys provided for in this matter. California Streets and Highways Code § 8324 requires that City Council hold a public hearing and hear evidence offered by persons interested in the vacation and abandonment of such properties.

California Streets and Highways Code §§ 8300, et. seq. authorizes the City to vacate a street if the City Council finds that such street or portion of the street is unnecessary for present or prospective public use.

The City Council may initiate street vacation proceedings by adopting a Resolution of Intent to Vacate and 39 Item6.

setting a Public Hearing on the proposed vacation. The notice requirements for the Public Hearing are as follows:

Notice of the Public Hearing must be published in the newspaper for at least two successive weeks prior to the Public Hearing, as required by the California Street s and Highways Code § 8322. Notices of the Public Hearing must also be posted on the street proposed to be vacated at least two weeks before the date set for the hearing, in conformity with and in the manner provided by California Streets and Highways Code § 8323. Any additional notice of the hearing will conform to California law.

If, at the conclusion of the Public Hearing, the City Council finds the street right -of-way proposed to be vacated is unnecessary for present or prospective public street use, the City Council may adopt a resolution vacating the street right-of-way.

RESOLUTIONS
a. Resolution No. 2022-132
b. Resolution No. 2022-132 - Exhibit “A” Legal Description c. Resolution No. 2022-132 - Exhibit “B” Plat Depiction

40 Item6.

RESOLUTION NO. 2022-132

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, OF INTENTION TO VACATE

AND ABANDON A PORTION OF A PU BLIC STREET

SPECIFICALLY DESCRIBED HEREIN, LOCATED IN THE

CITY OF ESCONDIDO, AND SETTING A PUBLIC HEARING

TO RECEIVE PROTESTS

WHEREAS, the vacation of a portion of a certain City street known as Pacific Avenue and more specifically identified and described in Exhibits “A” and “B” hereto, is needed; and WHEREAS, the Escondido Planning Commission having made findings consistent with the proposed vacation of certain City streets to be consistent with the Escondido General Plan; and WHEREAS, the City Council of the City of Escondido, California, having rec eived the recommendations of the City Engineer, and being fully advised in the premises, finds that it is in the public interest and convenience to hold a public hearing in order to consider the City Council’s intent to vacate and abandon a portion of the herein described street.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California:

1. That the above recitations are true.

2. That it is the intention of the City Council to order a portion of a public street formerly known as Pacific Avenue, as more fully described in Exhibits “A” and “B” hereto, to be vacated, abandoned and closed to public use.

3. That portions of the public street proposed to be vacated are legally descri bed in Exhibit “A” and depicted on plats in Exhibit “B.” Exhibits “A” and “B” are attached to this resolution and are incorporated by this reference.
41 Item6.

4. That this street vacation shall be conducted pursuant to the provisions of the Public Street, Highways and Service Easements Vacation Law, which act is now incorporated in Part 3, Division 9, Chap. 1 commencing at §8300 of the California Streets and Highways Code.

5. That notice is hereby given that the City Council will hear protests made by any person interested in or objecting to the said proposed street vacation at 5:00 p.m. on Wednesday, December 7, 2022, at the City Council Chambers, 201 North Broadway, Escondido, California.

6. That the City Clerk shall cause a copy of this resolution to be published consistent with the California Streets and Highways Code §8322, to post at least three notices of vacation along the line of the proposed street to be vacated at least two weeks prior to the hearing in accordance with California Streets and Highways Code §8323, and to send notice to affected public utility companies, if any, at least two weeks prior to the hearing.
42 Item6.

Resolution No. 2022-132
Exhibit "A"

Page 1 of 1 ends

43 Item6.

Resolution No. 2022-132
Exhibit "B"

Page 1 of 1 ends

44 Item6.

STAFF REPORT

November 16, 2022
File Number 0690-40

SUBJECT
RESOLUTION OF INTENT TO VACATE A PORTION OF AN UNNAMED ALLEY IN BLOCK 75 OF ESCONDIDO, BETWEEN S. PINE STREET AND W. 2ND AVENUE

DEPARTMENT
City Manager

RECOMMENDATION
Request the City Council adopt Resolution No. 2022-131 to set December 7, 2022 as the date to conduct a hearing to consider authorizing the street vacation for a portion of the unnamed public alley in Block 75 of Escondido, between S. Pine Street and W. 2nd Avenue.

Staff Recommendation: Approval (City Manager: Jennifer Schoeneck) Presenter: Vince McCaw, Real Property Manager

FISCAL ANALYSIS
The $1,670 Street Vacation processing fee has been paid into the General Fund.

PREVIOUS ACTION
None.

BACKGROUND
A developer purchased the property for the 555 W. Grand Avenue Development Project and has requested to vacate a portion of the public alley, which will be necessary for the proposed development.

Consistent with Government Code § 65402(a), the Escondido Planning Commission made the required findings related to the needed vacation of the alley provided for in this matter. California Streets and Highways Code § 8324 requires that City Council hold a public hearing and hear evidence offered by persons interested in the vacation and abandonment of such properties.

The City Council may initiate street vacation proceedings by adopting a Resolution of Intent to Vacate and setting a Public Hearing on the proposed vacation. The notice requirements for the Public Hearing are as follows:
45 Item7.

Notice of the Public Hearing must be published in the newspaper for at least two successive weeks prior to the Public Hearing, as required b y the California Street s and Highways Code § 8322. Notices of the Public Hearing must also be posted on the street proposed to be vacated at least two weeks before the date set for the hearing, in conformity with and in the manner provided by California Streets and Highways Code § 8323. Any additional notice of the hearing will conform to California law.

If, at the conclusion of the Public Hearing, the City Council finds the street right -of-way proposed to be vacated is unnecessary for present or prospe ctive public street use, the City Council may adopt a resolution vacating the street right-of-way.

RESOLUTIONS
a. Resolution No. 2022-131
b. Resolution No. 2022-131 - Exhibit “A” Legal Description c. Resolution No. 2022-131 - Exhibit “B” Plat Depiction

46 Item7.

RESOLUTION NO. 2022-131

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, OF INTENTION TO VACATE

AND ABANDON A PORTION OF A N UNNAMED ALLEY,

SPECIFICALLY DESCRIBED HEREIN, LOCATED IN THE

CITY OF ESCONDIDO, AND SETTING A PUBLIC HEARING

TO RECEIVE PROTESTS

WHEREAS, the vacation of a portion of a certain City street, which is an unnamed alley in Block 75 of Escondido, generally located between South Pine Street and West 2 nd Avenue and more specifically identified and described in Exhibits “A” and “B” hereto, is needed; and WHEREAS, the Escondido Planning Commission having made findings consistent with the proposed vacation of certain City street to be consistent with the Escondido General Plan; and WHEREAS, the City Council of the City of Escondido, California, having received the recommendations of the City Engineer, and being fully advised in the premises, finds that it is in the public interest and convenience to hold a public hearing in order to consider the City Council’s intent to vacate and abandon a portion of the herein described street.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California as follows:

1. That the above recitations are true.

2. That it is the intention of the City Council to order a portion of an unnamed alley, as more fully described in Exhibits “A” and “B” hereto, to be vacated, abandoned and closed to public use.

3. That portions of the public street proposed to be vacated are legally described in Exhibit “A” and depicted on plats in Exhibit “B.” Exhibits “A” and “B” are attached to this resolution and are incorporated by this reference.
47 Item7.

5. That notice is hereby given that the City Council will he ar protests made by any person interested in or objecting to the said proposed street vacation at 5:00 p.m. on Wednesday, December 7, 2022, at the City Council Chambers, 201 North Broadway, Escondido, California.

Resolution No. 2022-131
Exhibit "A"

Page 1 of 1 ends

49 Item7.

Resolution No. 2022-131
Exhibit "B"

Page 1 of 1 ends

50 Item7.

STAFF REPORT

November 16, 2022
File Number 0600-95

SUBJECT

NOTICE OF COMPLETION FOR THE HALE AVENUE RESOURCE RECOVERY FACILITY INFLUENT PUMP

STATION SCREENINGS CONVEYANCE SYSTEM PROJECT

DEPARTMENT
Utilities Department, Construction and Engineering Division

RECOMMENDATION
Request the City Council adopt Resolution No. 2022-168, authorizing the Deputy City Manager / Director of Utilities to file a Notice of Completion for the Hale Avenue Resource Recovery Facility (“HARRF”) Influent Pump Station Screenings Conveyance System Project.

Staff Recommendation: Approval (Utilities: Christopher W. McKinney, Deputy City Manager / Director of Utilities)
Presenter: Angela Morrow, Deputy Director of Utilities / Construction and Engineering

FISCAL ANALYSIS
The HARRF Influent Pump Station Screenings Conveyance System Project was completed for $777,464.43.

This amount exceeded the originally approved contract amount by 1.5 percent, which is within the 10 percent contingency permitted for construction projects.

PREVIOUS ACTION
On August 25, 2021, the City Council adopted Resolution No. 2021-98, authorizing the Mayor to execute a Public Improvement Agreement with Cora Constructors, Inc., the lowest responsive and responsible bidder, in the amount of $766,000, for the construction of the HARRF Influent Pump Station Screenings Conveyance System Project.

BACKGROUND
The HARRF Influent Pump Station (“IPS”) lifts incoming untreated sewage to the h eadworks of the wastewater treatment plant, from where the untreated sewage can flow by gravity through the other treatment processes. The IPS also screens large solids and other debris out of the untreated wastewater, preventing these materials from entering the first, or primary, stage of treatment. These large solids and other collected debris are then transported from the Influent Pump Station screens via a single screw 51 Item8.

conveyor. Over the past several years, build -up of rags, grease and debris on the screw conveyor have resulted in regular flooding of the Influent Pump Station deck area.

This Project allows the existing wastewater screens to operate more efficiently , as it conveys all waste materials and debris collected by the screens to the existing grinders, washers, and compactors. The project also allows plant operators to perform routine duties and preventative maintenance work more safely and efficiently.

RESOLUTIONS
A. Resolution No. 2022-168

52 Item8.

RESOLUTION NO. 2022-168

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE DEPUTY

CITY MANAGER / DIRECTOR OF UTILITIES TO FILE A

NOTICE OF COMPLETION FOR THE HALE AVENUE

RESOURCE RECOVERY FACILITY INFLUENT PUMP

STATION SCREENINGS CONVEYANCE SYSTEM PROJECT
WHEREAS, on August 25, 2021 the City Council adopted Resolution No. 2021 -98, authorizing execution of the Public Improvement Agreement for the construction of the Hale Avenue Resource Recovery Facility (“HARRF”) Influent Pump Station Screenings Conveyance System Project in the amount of $766,000.00; and
WHEREAS, the construction of the HARRF Influent Pump Station Screenings Conveyance System Project was completed by Cora Constructors, Inc.; and
WHEREAS, the City of Escondido staff and the Deputy City Manager / Director of Utilities deems the filing of the Notice of Completion to be valid at this time; and WHEREAS, this City Council desires at this time and deems it to be in the best public interest to approve the filing of the Notice of Completion.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido , California as follows:

1. That the above recitations are true.

2. That the City Council accepts the recommendation of the Deputy City Manager / Director of Utilities.

3. That the City Council hereby approves the request to file a Notice of Completion for the HARRF Influent Pump Station Screenings Conveyance System Project. 53 Item8.

STAFF REPORT

November 16, 2022
File Number 0480-70

SUBJECT
FY 2021-22 U.S. DEPARTMENT OF JUSTICE EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT – LOCAL SOLICITATION AND BUDGET ADJUSTMENT

DEPARTMENT
Police Department

RECOMMENDATION
Request the City Council adopt Resolution No. 2022-172 authorizing the Police Department to accept a $41,920 FY 2021 -22 Edward Byrne Memorial Justice Assistance Grant (JAG); authoriz ing the Chief of Police or his designee to execute grant documents on behalf of the City; and approv ing budget adjustments needed to spend grant funds. Grant funds will cover salary expenses for part -time patrol technicians.

Staff Recommendation: Approval (Police Department: David Cramer, Interim Chief of Police) Presenter: David Cramer, Interim Chief of Police

FISCAL ANALYSIS
This action will have no impact on the FY 2022 -23 General Fund Budget. Grant funds will be used for expenses related salary and benefits of part-time patrol technicians.

PREVIOUS ACTION
On November 3, 2021, the City Council approved a FY 2020-21 U.S. Department of Justice Edward Byrne Memorial Justice Assistance Local Solicitation Grant.

BACKGROUND
The Escondido Police Department has been awarded a $41,920 FY 2021 -22 U.S. Department of Justice Edward Byrne Memorial Justice Assistance Grant. Grant funds will cover salary and benefit expenses for two part-time patrol technicians.

Patrol technicians ar e assigned to the Patrol Division and are utilized to augment front -line law enforcement services allowing officers to focus on crime-prevention and suppression efforts.

54 Item9.

Patrol Technicians are an asset to the community. They take non -violent crime repor ts, prepare and process paperwork, impound found property and e vidence, bring important paperwork to the District Attorney and the courts, as well as other necessary tasks. All of these duties would otherwise be performed by sworn police officers. The support of the Patrol technicians allows for sworn police officers to handle their patrol duties, more serious crime investigations, and other vital assignments.

RESOLUTIONS
A. Resolution No. 2022-172

ATTACHMENTS
A. Attachment “1” – Budget Adjustment

55 Item9.

RESOLUTION NO. 2022-172

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE CHIEF OF
POLICE TO ACCEPT THE F ISCAL YEAR 2021-22 U.S.

DEPARTMENT OF JUSTICE EDWARD BYRNE MEMORIAL

JUSTICE ASSIST ANCE GRANT IN THE AMOUNT OF
$41,920; AND EXECUTE ALL NECESSARY BUDGET

ADJUSTMENTS

WHEREAS the City of Escondido (“City”) desires to improve efficient law enforcement services to the community; and
WHEREAS, the Escondido Police Depar tment has designated the F iscal Year 2021-22 U.S.

Department of Justice Edward Byrne Memorial Justice Assistance Grant (JAG) to fund salary and benefit expenses of part-time personnel to address this goal; and WHEREAS, the Fiscal Year 2021-22 U.S. Department of Justice Edward Byrne Memorial Justice Assistance Grant funds are made available through the U.S. Department of Justice in the amount of $41,920.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California as follows:

1. That the above recitations are true.

2. That the City Council authorizes the Chief of Police of the City of Escondido to accept the Fiscal Year 2021-22 U.S. Department of Justice Edward Byrne Memorial Justice Assistance Grant in the amount of $41,920, and execute all documents necessary for the management and completion of the grant scope, including any extensions and amendments thereof.

56 Item9.

FM\105 (Rev.11/06)

C I T Y O F E S C O N D I D O

BUDGET ADJUSTMENT REQUEST
Date of Request: October 31, 2022 For Finance Use Only Log #
Fiscal Year ear
Department: Police Department
Division: Administration
Project/Budget Manager: Lisa Rodelo 4905
Name Extension
Council Date (if applicable): November 16, 2022
(attach copy of staff report)
_____ Budget Balances
_____ General Fund Accts
_____ Revenue
_____ Interfund Transfers
_____ Fund Balance
Project/Account Description Account Number Amount of Increase Amount of Decrease Revenue 4128-451-New Project Number $41,920
Police Grants 451-New Project Number $41,920
Explanation of Request:

A budget adjustment is needed to spend FY 2021-22 Edward Byrne Memorial Justice Assistance Grant (JAG) funds for part-time personnel and training.

APPROVALS

Department Head Date City Manager Date

Finance Date City Clerk Date
Distribution (after approval): Original: Finance
DocuSign Envelope ID: 35CA93A0-87CB-44E1-91A5-7B34EC1AF371 10/31/2022
10/31/2022
Attachment "1"
57 Item9.

STAFF REPORT

November 16, 2022
File Number 0480-70

SUBJECT
FISCAL YEAR 2021 OPERATION STONEGARDEN GRANT

DEPARTMENT
Police Department

RECOMMENDATION
Request the City Council adopt Resolution No. 2022-170, authorizing the Chief of Police to accept the Fiscal Year 2021 Operation Stonegarden Grant funds in the amount of $10,000 from the California Office of Emergency Services through the County of San Die go; authorizing the Chief of Police or his designee to execute grant documents on behalf of the City; and approving budget adjustments needed to spend grant funds. The Police Department will use grant funds to pay overtime expenses for multi-disciplinary crime suppression operations related to human trafficking, narcotics trafficking, weapons trafficking, and criminal gang activity.

Staff Recommendation: Approval (Police Department: David Cramer, Interim Chief of Police) Presenter: David Cramer, Interim Chief of Police

FISCAL ANALYSIS
This will have no impact on the General Fund Budget. The Fiscal Year 2021 Operation Stonegarden Grant is state funded. Funding will cover expenses through June 30, 2023.

PREVIOUS ACTION
On October 13, 2021, the City Council accepted a F iscal Year 2020 Operation Stonegarden Grant in the amount of $10,000 to pay overtime expenses for crime suppression details. For the past eleven years, Stonegarden funding has allowed the Escondido Police Department to partner with local law enforcement agencies to address criminal activities that affect the community. F iscal Year 2020 Stonegarden funds allowed the Escondido Police Department to participate in a regional operation that focused on gang crime and narcotic trafficking activities.

BACKGROUND
The Police Department received a $10,000 FY 2021 Operation Stonegarden Grant. Funding was provided by the California Office of Emergency Services, through the San Diego Sheriff’s Department. 58 Item10.

The Department proposes to use grant funds to pay overtime expenses for multi -disciplinary crime suppression operations related to human trafficking, narcotics trafficking, weapons trafficking, and criminal gang activity. Throughout San Diego County, all l ocal law enforcement agencies participate in Operation Stonegarden. This grant will provide operational funding to enforce local and state laws. Grant funds will not be used to enforce immigration laws on behalf of Customs and Border Protection/Border Patrol.

RESOLUTIONS
a. Resolution 2022-170

ATTACHMENTS
a. Attachment “1” – Budget Adjustment

59 Item10.

RESOLUTION NO. 2022-170

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE CHIEF OF
POLICE TO ACCEPT THE FISCAL YEAR 2021 OPERATION

STONEGARDEN GRANT PROVIDED BY THE CALIFORNIA

OFFICE OF EMERGENCY SERVICES THROUGH THE SAN
DIEGO SHERIFF’S DEPARTMENT IN THE AMOUNT OF
$10,000 AND EXECUTE ALL NECESSARY BUDGET

ADJUSTMENTS

WHEREAS the City of Escondido desires to improve efficient law enforcement services to the community; and
WHEREAS, the Escondido Police Department desires to conduct multi -disciplinary crime suppression operations; and
WHEREAS, the Escondido Police Depar tment has designated the F iscal Year 2021 Operation Stonegarden Grant to fund overtime expenses to address these goals; and WHEREAS, the Fiscal Year 2021 Operation Stonegarden Grant funds are made available through the California Office of Emergency Services in the amount of $10,000.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California as follows:

1. That the above recitations are true.

2. That the City Council authorizes the Chief of Police of the City of Escondido to accept the Fiscal Year 2021 Operation Stonegarden Grant funds are made available through the California Office of Emergency Services in the amount of $ 10,000 and execute all documents necessary for the management and completion of the grant scope including any extensions and amendments thereof. 60 Item10.

FM\105 (Rev.11/06)

C I T Y O F E S C O N D I D O

BUDGET ADJUSTMENT REQUEST
Date of Request: October 31, 2022 For Finance Use Only Log #
Fiscal Year ear
Department: Police Department
Division: Administration
Project/Budget Manager: Lisa Rodelo 4905
Name Extension
Council Date (if applicable): November 16, 2022
(attach copy of staff report)
_____ Budget Balances
_____ General Fund Accts
_____ Revenue
_____ Interfund Transfers
_____ Fund Balance
Project/Account Description Account Number Amount of Increase Amount of Decrease Revenue 4128-451-new project number $10,000
Police Grants 451-new project number $10,000
Explanation of Request:

Budget adjustments are needed to receive grant funds and establish a spending account for overtime expenses related to the FY 2021 Stonegarden Grant.

APPROVALS

Department Head Date City Manager Date

Finance Date City Clerk Date
Distribution (after approval): Original: Finance
DocuSign Envelope ID: 35CA93A0-87CB-44E1-91A5-7B34EC1AF371 10/31/2022
10/31/2022
Attachment "1"
61 Item10.

STAFF REPORT

November 16, 2022
File Number 0480-70

SUBJECT
FISCAL YEAR 2022-23 STATE OF CALIFORNIA CITIZEN’S OPTIONS FOR PUBLIC SAFETY PROGRAM GRANT

DEPARTMENT
Police Department

RECOMMENDATION
Request the City Council adopt Resolution No. 2022-171, authorizing the Escondido Police Department to accept a FY 2022 -23 Citizens’ Option for Public Safety Program Grant in the amount of $232,722; approving grant expenditures consistent with guidelines in AB1913; authorizing the Chief of Police or his designee to execute grant documents on behalf of the City of Escondido (“City”); and approving budget adjustments needed to spend grant funds.

Staff Recommendation: Approval (Escondido Police: David Cramer, Interim Chief of Police) Presenter: David Cramer, Interim Chief of Police

FISCAL ANALYSIS
Grant funds will be used to augment the Escondido Police Department Operating Budget and will have no impact on the General Fund Budget.

PREVIOUS ACTION
On November 17, 2021, the City Council accepted FY 2020 -2021 State of California Citizens’ Option for Public Safety Program Grant in the amount of $232,380.

BACKGROUND
Existing law establishes Supplemental Law Enforceme nt Services Funds and requires monies from these funds to be allocated to counties and cities for purposes of the Citizens’ Option for Public Safety Program.

In September 2000, the California State Legislature chaptered AB 1913, the Schiff -Cardenas Crime Prevention Act of 2000, which increased appropriations for these funds and established new formulas for State Citizens’ Option for Public Safety allocations.

62 Item11.

The Escondido Police Department received a FY 2022-23 Citizens’ Option for Public Safety Program Grant award in the amount of $232,722. This grant supports front -line law enforcement services with the intention of enhancing public safety within the community.

The Police Department proposes to use its allocation to cover part-time employees’ salaries and benefits.

Positions funded by the allocation may include department specialists in the Traffic Division, Patrol Division, Investigations Bureau, Services Bureau, and the Internal Affairs Unit. These part-time employees perform support services that allow front-line law enforcement officers to handle high-priority calls.

These grant funds have been an integral component for the Escondido Police Department’s operations for nearly twenty years. Without this funding, the Police Department would be unable to maintain its part- time staff. Approximately 45 part -time employees are funded by this grant. These employees perform administrative and operational duties that would otherwise fall to sworn officers. This necessary funding has allowed for support staff to remain a vital part of the operations of the Escondido Police Department.

RESOLUTIONS
a. Resolution 2022-171

ATTACHMENTS
a. Attachment “1” – Budget Adjustment

63 Item11.

RESOLUTION NO. 2022-171

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE CHIEF OF
POLICE TO ACCEPT THE FISCAL YEAR 2022-23 STATE OF
CALIFORNIA CITIZEN’S OPTION FOR PUBLIC SAFETY
PROGRAM GRANT IN THE AMOUNT OF $ 232,722 AND

EXECUTE ALL NECESSARY BUDGET ADJUSTMENTS

WHEREAS the City of Escondido desires to improve efficient law enforcement services to the community; and
WHEREAS, the Escondido Police Depar tment has designated the F iscal Year 2022-23 State of California Citizen’s Option for Public Safety Program Grant to fund salary and benefit expenses of part - time personnel to address this goal; and
WHEREAS, the Fiscal Year 2022-23 State of California Citizen’s Option for Public Safety Program Grant is made available by the California State Legislature AB 1913 through the Schiff -Cardenas Crime Prevention Act of 2000 in the amount of $232,722.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California as follows:

1. That the above recitations are true.

2. That the City Council authorizes the Chief of Police of the City of Escondido to accept the Fiscal Year 2022 -23 State of California Citizen’s Option for Public Safety Program Grant in the amount of $232,722 and execute all documents necessary for the management and completion of the grant scope including any extensions and amendments thereof.

64 Item11.

FM\105 (Rev.11/06)

C I T Y O F E S C O N D I D O

BUDGET ADJUSTMENT REQUEST
Date of Request: October 31, 2022 For Finance Use Only Log #
Fiscal Year ear
Department: Police Department
Division: Administration
Project/Budget Manager: Lisa Rodelo 4905
Name Extension
Council Date (if applicable): November 16, 2022
(attach copy of staff report)
_____ Budget Balances
_____ General Fund Accts
_____ Revenue
_____ Interfund Transfers
_____ Fund Balance
Project/Account Description Account Number Amount of Increase Amount of Decrease Revenue 4127-450-New Project Number $232,722
Police Grants 450-New Project Number $232,722
Explanation of Request:

A budget adjustment is needed to spend FY 2022-23 grant funds for part-time salaries and overhead to support Escondido Police Department activities.

APPROVALS

Department Head Date City Manager Date

Finance Date City Clerk Date
Distribution (after approval): Original: Finance
DocuSign Envelope ID: 35CA93A0-87CB-44E1-91A5-7B34EC1AF371 10/31/2022
10/31/2022
Attachment "1"
65 Item11.

STAFF REPORT

November 16, 2022
File Number 0470-20

SUBJECT

PURCHASE ONE (1) TYPE 3 WILDLAND BRUSH ENGINE FROM BOISE MOBILE EQUIPMENT INC. (BME)

OF BOISE, IDAHO

DEPARTMENT

Public Works/Fleet Services

RECOMMENDATION

Request the City Council adopt Resolution No. 2022 -174, establishing a capital project and a Budget Adjustment, in the amount of $540,000 funded by the Rincon Del Diablo Fire Protection District , and authorizing the Fleet Services Division to purchase one (1) Type 3 Boise Mobile Equipment Wildland Brush Engine from Boise Mobile Equipment Inc. (“BME”) in the amount of $434,878.74 through a Cooperative Purchase Contract with the State of California, Contract No. 1 -17-23-21B. The State of California cooperative purchase price includes all taxes, delivery, operator and mechanic training, and all associated fees. The balance of the capital project fund will be used to purchase the needed tools, hose, technology, radios and equipment for the new Brush Engine.

Staff Recommendation: Approval (Public Works Fleet Services: Joseph Goulart, Director of Public Works)

Presenter: Joseph Goulart, Director of Public Works

FISCAL ANALYSIS

On August 23, 2022, the Rincon Water District (District) Board of Directors approved a resolution authorizing the transfer of a total $540,000 to the City of Escondido for a capital project to purchase a new Type 3 Brush Engine for Escondido Fire Station #7. The District is u tilizing previous and future fire mitigation fees generated from development within the Rincon Del Diablo Fire Protection District to advance the funds to the City to purchase the Brush Engine. The cost of the Brush Engine is $434,878.74 and the balance of the funds will be used to purchase tools, hose, technology, radios and equipment needed to outfit the new fire apparatus.

PREVIOUS ACTION
None.

66 Item12.

BACKGROUND
Wildland brush engines are specifically designed for fighting wildfires and are valuable during a large-scale wildland fire operation. Wildland brush apparatus are cross -staffed with on -duty crews to respond immediately within our community or can be deployed with call back personnel to assist other jurisdictions. The City of Escondido currently owns three Type 3 Brush Engines located at Fire Stations 2, 3, and 4 and a Type 6 Brush Engine located at Station 1. The City also has a Type 3 Cal OES owned Brush Engine at Station 6 and a Cal OES owned Brush Engine at Station 2. Station 7 currently does not ha ve a Brush Engine for the crew to cross-staff.

In recent years, for accessibility to remote areas and for firefighter safety, nearly all wildland firefighting apparatus are designed and built on 4-wheel drive chassis. The new Type 3 BME Brush Engine will be built on a 4-wheel drive chassis, based off the California Department of Forestry and Fire Protection (CAL FIRE) Model 34 specifications, which will increase our overall wildland firefighting capabilities and effectiveness.

Upon approval from the City Council, one (1) BME Type 3 Wildland Brush Engine will be purchased from Boise Mobile Equipment Inc. of Boise, Idaho utilizing a Cooperative Purchasing Contract through the State of California, Contract No. 1 -17-23-21B, as allowed per Escondido Municipal Cod e Chapter 10 Article 5 Section 10 -9, authorizing the purchase of supplies and equipment utilizing cooperative purchase programs.

RESOLUTIONS
a. Resolution No. 2022-174
b. Resolution No. 2022-174 – Exhibit A – Purchase Agreement c. Resolution No. 2022-174 – Exhibit B – Rincon Agreement

ATTACHMENTS
a. Attachment “1” – Budget Adjustment
67 Item12.

Attachment "1"
68 Item12.

RESOLUTION NO. 2022-174

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AWARD ING THE CONTRACT
FOR THE PURCHASE OF ONE 2022 BOISE MOBILE
EQUIPMENT WILDLAND BRUSH ENGINE ( TYPE 3

WILDLAND BRUSH ENGINE) TO BOISE MOBILE
EQUIPMENT OF BOISE, IDAHO ; ACCEPTANCE OF

FUNDING PURSUANT TO THE ADVANCE FUNDING
AGREEMENT; AND ANY NECESSARY BUDGET

ADJUSTMENTS

WHEREAS, it has been a goal of the Escondido Fire Department to have a wild land Brush Engine at all seven (7) fire stations for the firefighters to cross-staff; and WHEREAS, Escondido Fire Department has a Type 3 Brush Engine or a Type 6 Brush Patrol cross - staffed at six (6) of the seven (7) fire stations; and
WHEREAS, a Brush Engine at Station No. 7 (North Ash) will enable the firefighters to more effectively battle wildfires and protect lives and property; and WHEREAS, Escondido Fire Department provides fire protection and emergency services to the Rincon Del Diablo Fire Protection District through a contractual agreement; and WHEREAS, the Rincon Del Diablo Fire Protection District has agreed to provide $540,000 to purchase a new Type 3 Brush Engine and all of the necessary tools, hose, technology, radios and equipment, as shown in Exhibit “B”, whi ch is attached to this Resolution and incorporated by this reference; and
WHEREAS, staff evaluated alternative manufacturers and the Boise Mobile Equipment Model 34 Wildland Brush Engine was selected as the best suited and most cost-effective unit; and WHEREAS, Boise Mobile Equipment Inc. (“BME”) is the manufacturer of the Type 3 Wildland Brush Engine; and
69 Item12.

WHEREAS, the State of California conducted a competitive bid process for Type 3 wildland brush apparatus and BME was deemed to be the lowest most responsive bidder; and WHEREAS, the State of California, BME Type 3 Wildland Brush Engine cooperative purchasing Contract No. is 1-17-23-21B; and
WHEREAS, the City is utilizing cooperative purchasing with the State of California, under Contract No. 1-17-23-21B, and as allowed per Escondido Municipal Code Chapter 10, Article 5, Section 10-91, the City may utilize a cooperative purchase contract which has been conducted in a competitive manner by the State, County or any other Public or Municipal Agency; and WHEREAS, staff recommends purchasing one (1) BME Model 34 Type 3 Wildland Brush Engine in the amount of $434,878.74, which includes sales tax and all other fees, and budget adjustment as shown in Exhibit “C”, which is attached to this Resolution and incorporated by this reference; and WHEREAS, the purchase price includes all published and unpublished options, as shown in Exhibit “A”, which is attached to this Resolution and is incorporated by this reference; and WHEREAS, approximately $105,121.26, beyond the purchase price of the BME Type 3 Wildland Brush Engine, is needed to purchase tools, hose, technology, radios and equipment for the new Brush Engine; and
WHEREAS, the City Council desires at this time and deems it to be in the best public interest to authorize the purchase of one (1) BME Model 34 Type 3 Wildland Brush Engine.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California:

1. That the above recitations are true.

2. That the City Council authorize s and approves, on behalf of the City, the Cooperative Purchase through the State of California, as allowed per Escondido Municipal Code Chapter 10, Article 5, Section 10-91.
70 Item12.

3. That the City Council approves the budget adjustment in the amount of $540,000, funded by the Rincon Del Diablo Fire Protection District , for the purchase a new Type 3 Brush Engine and the tools, hose, technology, radios and equipment for the new Brush Engine.

4. That the City Council approves Resolution No. 2022 -174 authorizing the Mayor, or his designee, to execute such documents necessary to purchase one (1) Boise Mobile Equipment Model 34 Wildland Brush Engine and related equipment as provided herein , which includes sales tax, delivery, operator and mechanic training, and all other fees.

71 Item12.

Extension
( 1 )
402,749.00$
Sales Tax @ 7.750% 31,213.05$
433,962.05$
Performance Bond 906.19$
California Tire Fee 10.50$
434,878.74$
540-660
South Coast Fire Equipment, Inc.

Tim Olley
Sales Representative

PROPOSAL FOR FURNISHING FIRE APPARATUS
for final acceptance by South Coast Fire Equipment, Inc., at its corporate office in Ontario, California, Each
October 14, 2022

ESCONDIDO FIRE DEPARTMENT
The undersigned is prepared to provide for you, our customer, upon an order being placed by you, the apparatus and equipment herein named and for the following prices:

Escondido, CA. 92026
1163 Center City Parkway
One
402,749.00$
Boise Mobile Equipment Freightliner Type
#3 per enclosed proposal for delivery sum
of
the cost of the construction of the apparatus.

PLEASE NOTE THE FOLLOWING ABOUT THIS QUOTATION:
the specifications hereto attached, delays due to strikes, war or international conflict, failures to Respectfully Submitted,
Payment options are available and are included under separate cover. One of these options customer specifications. Any increased costs incurred by the first party because of future changes changes desired by the purchaser, provided such alterations are interlined prior to the acceptance may save your department a significant amount of money! The proposal for fire apparatus conforms with all Federal Department of Transportation (DOT) rules 31,213.05$
906.19$
Said apparatus and equipment are to be built by the manfacturer and shipped in accordance with

TOTAL PURCHASE PRICE
reserved to withdraw this proposition.
obtain chassis, materials, or other causes beyond our control not preventing, within about to the price set forth above. Unless accepted within 30 days from the specified date, the right is in Ontario, California, and to be delivered to you at Escondido, CA in or additions to said DOT or NFPA standards will be passed along to the customer as an addition guidelines for Automotive Fire Apparatus as published at time of bid, except as modified by by the company of the order to purchase, and provided such alterations do not materially affect and regulations in effect at the time of bid, and with all National Fire Protection Association (NFPA) The specifications herein contained shall form a part of the final contract and are subject to

APPARATUS COST WITH TAX

10.50$
calender days after receipt of this order and the acceptance thereof at our office 433,962.05$
434,878.74$
Resolution No. 2022-174
Exhibit "A"

Page 1 of 1 ends

72 Item12.

Resolution No. 2022-174
Exhibit "B"

Page 1 of 8 ends

73 Item12.

Resolution No. 2022-174
Exhibit "B"

Page 2 of 8 ends

74 Item12.

Resolution No. 2022-174
Exhibit "B"

Page 3 of 8 ends

75 Item12.

Resolution No. 2022-174
Exhibit "B"

Page 4 of 8 ends

76 Item12.

Resolution No. 2022-174
Exhibit "B"

Page 5 of 8 ends

77 Item12.

Resolution No. 2022-174
Exhibit "B"

Page 6 of 8 ends

78 Item12.

Resolution No. 2022-174
Exhibit "B"

Page 7 of 8 ends

79 Item12.

Resolution No. 2022-174
Exhibit "B"

Page 8 of 8 ends

80 Item12.

STAFF REPORT

November 16, 2022
File Number 1060-50

SUBJECT

DELEGATION OF AUTHORITY TO THE CITY MANAGER TO STUDY AND ESTABLISH PARKING

RESTRICTIONS AT ALL MUNICIPALLY OWNED PARKING LOTS

DEPARTMENT
Public Works

RECOMMENDATION
Request that the City Council adopt Resolution No. 2022-176, delegating authority to the City Manager to study, establish and post parking restrictions at all municipally owned parking lots.

Staff Recommendation: Approval (Public Works: Joseph Goulart, Director of Public Works) Presenter: Joseph Goulart, Director of Public Works

PREVIOUS ACTION
On October 20, 1971, Escondido Municipal Code (“EMC”) Article 5 of Chapter 28 was adopted by Ordinance No. 1460 which enacted EMC Code sections 28 -188, et. seq . governing the regulation of municipal parking lots. Sometime thereafter, a Downtown Parking Subcommittee was formed to monitor usage of the City’s public parking lots.

On March 16, 2011, the Downtown Parking Subcommittee (“Subcommittee”) recommended to the City Council that it direct staff to process an amendment to the Downtown Specific Plan removing existing parking regulations for new and expanding businesses located in the Vehicle Parking District. Further, the Subcommittee recommended that parking enforcement in the public lots be eliminated on a trial basis for one year to determine if there was a positive effect in stimulating business and eliminating current parking problems. Thereafter, on March 23, 2011, the City Council provided direction to Council to eliminate parking requirements in the Downtown Parking District on a one-year trial period.

The trial period has expired and staff desire to re -examine downtown parking lot usage given recent experiences with vehicles parking overnight in some of these lots.

BACKGROUND
Article 5 of Chapter 28 of the EMC covers a variety of topics which include: vehicle stopping, standing, and parking regulations, metered parking, municipal parking lots, and vehicle loading and unloading 81 Item13.

regulations. EMC section 28-188 provides that the City Council shall establish, by ordinance or resolution, parking restrictions for the municipally owned parking lots.

The City has seven municipal parking lots located along or near Grand Avenue. The purpose of the municipal lots is to provide sufficient parking spaces for customers to have convenient locations to access local businesses along the downtown retail core. There have been recent incidents where recreation vehicles and other vehicles have parked in these lots overnight and for reasons unrelated to business transactions. This non-business use has also led to increased trash, non-sanitary living conditions, and the potential for the improper disposal of human waste in the parking lots.

City staff recommend that the City Council authorize the City Manager to study and monitor the use of the City municipally-owned parking lots, communicate with businesses and residents on the current use, and thereafter establish and post reasonable and appropriate parking restrictions at all municipal owned parking lots. Such parking restrictions may include, but are not limited to, the designation of no parking, limited or timed parking, and restricting overnight parking within some or all municipal owned parking lots.

RESOLUTIONS
a. Resolution No. 2022-176

82 Item13.

RESOLUTION NO. 2022-176

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, DELEGATING AUTHORITY TO

THE CITY MANAGER TO STUDY AND ESTABLISH

PARKING RESTRICTIONS AT ALL MUNICIPALLY OWNED

PARKING LOTS

WHEREAS, the City of Escondido (“City”) owns and manages several municipal parking lots that are provided for the benefit of local businesses and their customers to foster, encourage and promote commerce; and
WHEREAS, pursuant to section 28-188 of the Escondido Municipal Code (“Code”), the City Council has authority to regulate parking in municipal parking lots by resolution or ordinance; and WHEREAS, pursuant to the Code, including but not limited to sections 2-49 through 2-52, the City Manager has authority to exercise such powers as are delegated to him by the City Council by way of resolution, to be responsible for the efficient administration of City affairs, and to ensure that the laws and ordinances of the City are enforced and that the privileges and permits granted by the City a re faithfully performed and observed; and
WHEREAS, the City finds that it is in the best interests of the City to ensure that all municipal parking lots are used consistent with their purpose including, but not limited to, short-term and transitory use of such lots for purposes of conducting lawful business; and WHEREAS, the City has encountered persons parking vehicles in the municipal lots not for purposes of commerce and transitory use but as long-term places to park, sleep, and live; and WHEREAS, the long-term use of the municipal parking lots as places to set up living spaces, repair vehicles, and dispose of human waste uses are negatively impacting the purpose of the lots for transitory commerce, disruptive to surrounding residents and businesses, and creating potential environmental conditions that are harmful to the community; and
83 Item13.

WHEREAS, the City desires to authorize the City Manager and his/her designees to study and monitor municipal parking lot use ; communicate with local businesses on their nee ds for parking lots ; identify parking use trends; and maximize the use of the lots by the posting of parking limitations signs to regulate such restrictions as parking time limitations; and WHEREAS, delegating the authority to establish parking restrictions within municipally owned lots will streamline the approval process and create flexibility for establishing parking schedules that meet community and business needs; and
WHEREAS, the City Council desires at this time and deems it to be in the best public interest to delegate the authority of establishing parking restrictions at all municipal owned parking lots to the City Manager.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California as follows:

1. That the above recitations are true.

2. That the City Council has the authority to regulate its municipal parking lots and further, has the authority to delegate to the City Manager by ordinance or resolution duties for the administration of City affairs including regulating the usage of the City’s municipal parking lots.

3. That the City Manager is authorized to study, monitor and regulate by signage and enforcement the usage of all City municipal parking lots to ensure that the City parking lots are used to their highest and best use for the benefit of local businesses and customers and as otherwise required by law.

84 Item13.

STAFF REPORT

November 16, 2022
File Number 0490-55

SUBJECT
TREASURER’S INVESTMENT REPORT FOR THE QUARTER ENDED SEPTEMBER 30, 2022

DEPARTMENT
City Treasurer

RECOMMENDATION
Request the City Council approve the Quarterly Investment Report for the quarter ended September 30, 2022.

Staff Recommendation: Approval (City Treasurer: Douglas Shultz, City Treasurer) Presenter: Douglas Shultz, City Treasurer

FISCAL ANALYSIS
From July 1, 2022 to September 30, 2022, the City’s investment portfolio decreased from $233.4 million to $183.7 million. The adjusted average annual yield increased from 0.823 percent to 1.017 percent with the portfolio duration at 2.069. Pre funding PERS and our Debt Service cash payment outflows for the quarter resulted in an decrease of $49.7 million in the book value of the investment portfolio.

PREVIOUS ACTION
The Investment Report for the quarter ended June 30, 2022, was filed with the City Clerk’s Office on April 29, 2022 and presented to the City Council on May 11, 2022.

BACKGROUND
The City of Escondido’s (City) Investment Policy requires the City Treasurer to submit a quarterly investment report to the City Council and City Manager. The quarterly investment report should include the type of investment, issuer, date of maturity, par and dollar amount invested and market value for each security held by the City. Details of the City’s investment portfolio are includ ed in the attached reports that are listed below:
• Summary of Investment Allocation as of September 30, 2022 (Attachment “1”) • Summary of Investment Portfolio Yield for the last 12 months (Attachment “2”) 85 Item14.

• Schedule of Funds Managed by Outside Parties as of September 30, 2022 (Attachment “3”) The Investment Performance Review (Attachment “4”) you will find a Market Update, the City’s Portfolio Strategy and Performance, Issuer Distributions, Portfolio Distributions and Portfolio Holdings. The Summary of Investment Allocation ( Attachment “1”) and the Summary of Investment Portfolio Yield for the last 12 months (Attachment “2”) shows the total investment portfolio including funds in LAIF, CAMP, Stone Castle, and the City’s money market account with BNY.

There are adequate funds to meet the next six -month’s expected expenditures. As of September 30, 2022, the City complies with all requirements of the City’s Investment Policy.

The Treasury department is currently working on investing the ARPA or COVID relief funds into short term treasuries. With current yields in the 4% range we estimate this will generate an additional $1,000,000.00 for the City of Escondido over the next 12 months.

ATTACHMENTS
a. Attachment “1” – Summary of Investment Allocation as of September 30, 2022 b. Attachment “2” – Summary of Investment Portfolio Yield for the last 12 months c. Attachment “3” – Schedule of Funds Managed by Outside P arties as of September 30, 2022
d. Attachment “4” – Investment Performance Review for the Quarter Ended September 30, 2022
86 Item14.

Attachment "1"
Investment Type Market Value
State Investment Pool (LAIF) 2,066,476$ 2,066,476$ 1.19% State Investment Pool (LAIF)- ARPA Funds* 827 827 0.00% California Asset Management Program (CAMP) 32,681,711 32,681,711 18.81% Placement Service Deposits (Stone Castle) 261,239 261,239 0.15% U.S. Treasury Obligations 79,448,264 70,958,135 40.84%
Federal Agency Securities 10,454,942 10,037,248 5.78%
Supranational Securities 3,054,661 2,893,953 1.67%
U.S. Corporate Bonds 28,036,033 26,915,420 15.49%
U.S. Municipal Bonds 8,779,464 9,043,981 5.20%
Negotiable Certificates of Deposit 1,205,000 1,191,723 0.69% Asset-Backed Security 7,073,224 7,068,261 4.07%
Money Market Account (BNY Blackrock) 10,640,910 10,640,910 6.12% Total Investment Portfolio - September 2022 183,702,751$ 173,759,885$ 100% Reported Total Investments - June 2022 233,384,852$ 227,298,517$ Change from Prior Quarter (49,682,101)$ (53,538,632)$ Portfolio Duration 2.07
*Includes second distribution of ARPA funds that were received by the City on 06/30/2022 and moved into LAIF in July.

City of Escondido
Summary of Investment Allocation
as of September 30, 2022
Book Value
Percent of
Portfolio at
Market
1%0%
19%
0%
41%
6%
2%
15%
5%
1%
4%
Summary of Investment Allocation as of September 30, 2022 State Investment Pool (LAIF)
State Investment Pool (LAIF)- ARPA Funds*
California Asset Management Program (CAMP)
Placement Service Deposits (Stone Castle)
U.S. Treasury Obligations
Federal Agency Securities
Supranational Securities
U.S. Corporate Bonds
U.S. Municipal Bonds
Negotiable Certificates of Deposit
Asset-Backed Security
Money Market Account (BNY Blackrock)
87 Item14.

Attachment "2"
Date Book Value Yield
Sep-22 $183,702,750.52 1.758%
Aug-22 $183,950,309.82 1.355%
Jul-22 $195,449,351.01 1.351%
Jun-22 $213,980,597.55 1.131%
May-22 $191,942,743.12 1.059%
Apr-22 $198,799,776.19 0.915%
Mar-22 $194,195,995.42 0.862%
Feb-22 $195,493,163.15 0.817%
Jan-22 $203,430,713.46 0.756%
Dec-21 $195,823,370.83 0.755%
Nov-21 $192,786,704.93 0.762%
Oct-21 $196,151,361.13 0.683%
Average Portfolio Interest Yields 1.017%
* Includes Assets managed by PFM, LAIF, and Stone Castle.

SUMMARY OF INVESTMENT PORTFOLIO YIELDS
FOR THE LAST 12 MONTHS
As of June 30, 2022
88 Item14.

Attachment "3"

CITY OF ESCONDIDO

FUNDS MANAGED BY OUTSIDE PARTIES
As of September 30, 2022
Market Interest Type of
Type of Funds / Institution Value Rate Investment

BOND FUNDS
BANK OF NEW YORK:
1998-1 Rancho San Pasqual Assessment District 355,111.34$ 2.670% Treasury 2013 JPFA Reidy Creek Lease Revenue Bonds (2001 Refunding) 314,834.39 2.550% Treasury 2013 Community Facility District - Hidden Trails (2001 Refunding) 19.31 2.520% Treasury 2015 Community Facility District - Eureka Ranch (2006 Refunding) 203.60 2.550% Cash/Treasury 2015A Wastewater Bond (2004A Refunding) 1,476.00 2.720% Dreyfus Cash Management Fund 2015B Wastewater Bond (2004B Refunding) 1,930.01 2.620% Dreyfus Cash Management Fund 2019 Water Bond (JPFA 19AB) 241.21 2.490% Dreyfus Cash Management Fund 2021A WasteWater Ref Rev 8,375.41 0.000% Dreyfus Cash Management Fund 2015 Community Facility District - The Villages 12,148,793.15 0.000% Cash/Treasury 12,830,984.42$
SECTION 115 TRUST FUNDS
PUBLIC AGENCY RETIREMENT SERVICES:

PARS Post-Employment Benefits Trust $22,656,282.07 Moderately Conservative HighMark PLUS TOTAL FUNDS MANAGED BY OUTSIDE PARTIES $35,487,266.49
89 Item14.

City of Escondido Quarterly Report
City of Escondido (299155)
Quarter End (Q3 Y2022)
07/01/2022 - 09/30/2022
Dated: 11/04/2022
Locked Down
Attachment "4"
90 Item14.

Risk Summary - Fixed Income (City of Escondido (299155)) 1 Multiple Benchmarks Comparison (City of Escondido (299155)) 5 Risk-Adjusted Comparison (City of Escondido (299155)) 6 Exposure - Credit Rating (City of Escondido (299155)) 7 Overview (City of Escondido (299155))
12 Returns (City of Escondido (299155))
14 Comparison (City of Escondido (299155))
15 Exposure - Security Type (City of Escondido (299155)) 16 Exposure - Market Sector (City of Escondido (299155)) 21 Exposure - Issuer Concentration (City of Escondido (299155)) 26 Summary (City of Escondido (299155))
40 Status (City of Escondido (299155))
41 GAAP GL Income Detail (City of Escondido (299155))
44 GAAP Transaction Detail (City of Escondido (299155)) 54 Audit (City of Escondido (299155))
59 Table of Contents
Dated: 11/04/2022
Attachment "4"
91 Item14.

Issuer Concentration
Issuer Ending % of Market
Value + Accrued
United States Department of The Treasury 53.108%
Other 28.614%
BLAKCROCK 7.575%
Federal National Mortgage Association 3.962%
Federal Home Loan Mortgage Corporation 2.972%
Inter-American Development Bank 1.571%
The Bank of New York Mellon Corporation 1.129%
Caterpillar Financial Services Corporation 1.069%
--- 100.000%
Footnotes: 1,2
Cash and Fixed Income Summary
Risk Metric Value
Cash -0.01
MMFund 10,640,910.76
Fixed Income 129,838,068.55
Duration 2.069
Convexity -0.130
WAL 2.012
Years to Final Maturity 2.107
Years to Effective Maturity 2.010
Yield 4.304
Book Yield 1.183
Avg Credit Rating AA-/Aa3/AA-
Balance Sheet
Book Value + Accrued 149,134,688.46
Net Unrealized Gain/Loss -8,655,709.15
Market Value + Accrued 140,478,979.31
Exposure - Security Type
Exposure - Sector
Exposure - Asset Class
Risk Summary - Fixed Income City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 1 Attachment "4"
92 Item14.

Time to Maturity
Credit Duration Heat Map
Rating 0 - 1 1 - 2 2 - 3 3 - 4 4 - 5 5 - 7 7 - 10 10 - 15 15 - 30 AAA 1.408% 5.188% 1.700% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% AA 16.826% 12.368% 17.485% 17.707% 0.766% 0.000% 0.000% 0.000% 0.000% A 1.189% 6.965% 2.461% 1.931% 3.512% 0.000% 0.000% 0.000% 0.000% BBB 0.569% 1.189% 0.808% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% BB 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% B 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% CCC 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% CC 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% C 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% NA 0.352% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% Exposure - Credit Rating
Exposure - Duration
Risk Summary - Fixed Income City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 2 Attachment "4"
93 Item14.

MMF Asset Allocation Exposure - Currency
Exposure - Industry Group
Exposure - Industry Subgroup
Exposure - Industry Sector
Exposure - Country
Risk Summary - Fixed Income City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 3 Attachment "4"
94 Item14.
1: * Grouped by: Issuer. 2: * Groups Sorted by: Ending % of Market Value + Accrued.

Risk Summary - Fixed Income City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 4 Attachment "4"
95 Item14.

Account and Primary Benchmark

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Reported Index Return is always Total Return.

Account/Index Base Market Value + Accrued Trailing Month Total Return, Net of
Fees
Trailing 3 Months
Total Return, Net of
Fees
Trailing 6 Months
Total Return, Net of
Fees
Trailing 12 Months
Total Return, Net of
Fees
Prior Year Total
Return, Net of Fees
Prior 3 Years Total
Return, Net of Fees
Prior 5 Years Total
Return, Net of Fees
Prior 10 Years
Total Return, Net of
Fees
City of Escondido 140,478,979.31 -1.387% -1.694% -2.041% --- --- --- --- --- ICE BofA 1-5 Year US Corporate & Government
Index
--- -1.851% -2.206% -3.299% --- --- --- --- ---
Multiple Benchmarks Comparison City of Escondido (299155) Base Currency: USD As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 5 Attachment "4"
96 Item14.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Reported Index Return is always Total Return.

Account Assigned Index Total Return Index Return Sharpe Ratio Information Ratio Standard Deviation Tracking Error City of Escondido ICE BofA 1-5 Year US Corporate & Government Index -1.694% -2.206% 0.038 0.142 0.149% 0.040% Account Index Index Start Date Index End Date
City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 08/02/2002 --- Risk-Adjusted Comparison City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 6 Attachment "4"
97 Item14.

AAA
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS AAA Aaa AAA NA 155,355.66 City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS AAA Aaa AAA NA 370,101.87 City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2
715,000.00 USD 11/16/2026 ABS AAA NA AAA AAA 663,242.81 City of Escondido 14314QAC8 CARMX 2021-2 A3 300,000.00 USD 02/17/2026 ABS AAA NA AAA AAA 290,140.11 City of Escondido 14315FAD9 CARMX 2020-3 A3 106,515.30 USD 03/17/2025 ABS AAA NA AAA AAA 104,538.80 City of Escondido 14316NAC3 CARMX 2021-1 A3 105,994.36 USD 12/15/2025 ABS AAA NA AAA AAA 102,601.02 City of Escondido 14317DAC4 CARMX 2021-3 A3 610,000.00 USD 06/15/2026 ABS AAA Aaa AAA NA 580,901.56 City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS AAA Aaa NA AAA 691,217.85 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS AAA NA AAA AAA 243,380.98 City of Escondido 362590AC5 GMCAR 2020-3 A3 178,217.28 USD 04/16/2025 ABS AAA Aaa NA AAA 174,338.15 City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS AAA NA AAA AAA 211,906.77 City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS AAA NA AAA AAA 271,280.73 City of Escondido 43815EAC8 HAROT 2021-3 A3 305,000.00 USD 11/18/2025 ABS AAA NA AAA AAA 290,697.19 City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS AAA Aaa NA AAA 269,711.76 City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS AAA Aaa AAA NA 136,683.03 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS AAA NA AAA AAA 691,395.96 City of Escondido 44933LAC7 HART 2021-A A3 220,000.00 USD 09/15/2025 ABS AAA NA AAA AAA 212,725.59 City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT BANK 835,000.00 USD 03/14/2025 SUPRANATIONAL AAA Aaa AAA NA 785,506.53 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT BANK 1,530,000.00 USD 09/23/2024 SUPRANATIONAL AAA Aaa AAA NA 1,421,295.20 City of Escondido 459058JM6 INTERNATIONAL BANK FOR RECONSTRUCTION

AND DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATIONAL AAA Aaa AAA NA 635,302.39 City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS AAA Aaa NA AAA 146,464.61 City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS AAA Aaa NA AAA 345,358.99 Exposure - Credit Rating City of Escondido (299155)
As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 7 Attachment "4"
98 Item14.

AA+
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI AAA Aaa AAA AAA 351,161.25 City of Escondido 58769EAC2 MBALT 2020-B A3 45,543.93 USD 11/15/2023 ABS AAA NA AAA AAA 45,314.89 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI AAA Aaa AAA AAA 248,077.50 City of Escondido 65480EAD3 NALT 2020-B A3 64,286.15 USD 10/16/2023 ABS AAA Aaa AAA NA 64,081.85 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST 245,000.00 USD 08/01/2024 MUNI AAA Aaa AAA NA 235,680.20 City of Escondido 874857KJ3 TAMALPAIS CALIF UN HIGH SCH DIST 615,000.00 USD 08/01/2023 MUNI AAA Aaa NA NA 606,583.72 City of Escondido 89237VAB5 TAOT 2020-C A3 148,108.68 USD 10/15/2024 ABS AAA Aaa AAA NA 145,699.85 City of Escondido 89238EAC0 TLOT 2021-A A3 235,000.00 USD 04/22/2024 ABS AAA Aaa AAA NA 230,526.77 City of Escondido 977123X60 WISCONSIN ST TRANSN REV 640,000.00 USD 07/01/2024 MUNI AAA NA AAA AA+ 600,902.40 City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS AAA NA AAA AAA 331,767.52 City of Escondido CCYUSD Cash -0.01 USD 09/30/2022 CASH AAA Aaa AAA AAA -0.01 City of Escondido --- --- 12,253,665.69 USD 07/12/2025 --- AAA Aaa AAA AAA 11,653,943.52Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 3135G05G4 FEDERAL NATIONAL MORTGAGE ASSOCIATION 570,000.00 USD 07/10/2023 AGCY BOND AA+ Aaa AA+ AAA 553,950.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2,000,000.00 USD 08/25/2025 AGCY BOND AA+ Aaa AA+ AAA 1,789,350.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 360,000.00 USD 11/07/2025 AGCY BOND AA+ Aaa AA+ AAA 321,368.40 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,125,000.00 USD 11/07/2025 AGCY BOND AA+ Aaa AA+ AAA 1,004,276.25 City of Escondido 3135G0U43 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,500,000.00 USD 09/12/2023 AGCY BOND AA+ Aaa AA+ AAA 1,481,126.04 City of Escondido 3136AEGQ4 FNA 2013-M7 A2 68,244.67 USD 12/25/2022 FNMA AA+ Aaa AA+ AAA 68,140.84 City of Escondido 3136AJB54 FNA 2014-M04 A2 353,370.72 USD 03/25/2024 FNMA AA+ Aaa AA+ AAA 347,478.13 City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC AA+ Aaa AA+ AAA 645,086.55 City of Escondido 3137BTU25 FHMS K-724 A2 372,079.71 USD 11/25/2023 FHLMC AA+ Aaa AA+ AAA 367,902.17 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE CORP 790,000.00 USD 02/12/2025 AGCY BOND AA+ Aaa AA+ AAA 743,707.32 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 275,000.00 USD 08/24/2023 AGCY BOND AA+ Aaa AA+ AAA 265,561.16 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 1,150,000.00 USD 09/23/2025 AGCY BOND AA+ Aaa AA+ AAA 1,026,493.83 City of Escondido 3137EAFA2 FEDERAL HOME LOAN MORTGAGE CORP 300,000.00 USD 12/04/2023 AGCY BOND AA+ Aaa AA+ AAA 286,524.75 City of Escondido 3137FBTA4 FHMS K-728 A2 856,457.05 USD 08/25/2024 FHLMC CMO AA+ Aaa AA+ AAA 837,036.06 City of Escondido 3137FQ3V3 FHMS K-J27 A1 2,597.05 USD 07/25/2024 FHLMC AA+ Aaa AA+ AAA 2,585.51 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST 410,000.00 USD 08/01/2025 MUNI AA+ Aaa AA+ NA 368,564.72 City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI AA+ NA AA+ AA+ 862,762.95 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST 405,000.00 USD 08/01/2025 MUNI AA+ Aa1 AA+ NA 365,793.30 City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV AA+ Aaa AA+ AAA 1,722,626.95 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV AA+ Aaa AA+ AAA 763,214.61 City of Escondido 9128283C2 UNITED STATES TREASURY 2,500,000.00 USD 10/31/2022 US GOV AA+ Aaa AA+ AAA 2,519,398.91 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV AA+ Aaa AA+ AAA 1,425,700.86 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV AA+ Aaa AA+ AAA 270,253.75 City of Escondido 9128284L1 UNITED STATES TREASURY 50,000.00 USD 04/30/2023 US GOV AA+ Aaa AA+ AAA 50,221.91 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV AA+ Aaa AA+ AAA 4,935,544.92 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV AA+ Aaa AA+ AAA 557,182.64 City of Escondido 912828R28 UNITED STATES TREASURY 4,800,000.00 USD 04/30/2023 US GOV AA+ Aaa AA+ AAA 4,766,449.30 City of Escondido 912828S35 UNITED STATES TREASURY 775,000.00 USD 06/30/2023 US GOV AA+ Aaa AA+ AAA 762,045.77 City of Escondido 912828TY6 UNITED STATES TREASURY 2,500,000.00 USD 11/15/2022 US GOV AA+ Aaa AA+ AAA 2,510,894.77 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV AA+ Aaa AA+ AAA 586,410.46 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV AA+ Aaa AA+ AAA 1,076,147.82 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV AA+ Aaa AA+ AAA 92,348.53 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV AA+ Aaa AA+ AAA 2,566,520.70 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV AA+ Aaa AA+ AAA 1,375,267.70 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV AA+ Aaa AA+ AAA 1,184,396.58 Exposure - Credit Rating City of Escondido (299155)
As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 8 Attachment "4"
99 Item14.

AA
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV AA+ Aaa AA+ AAA 144,007.21 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV AA+ Aaa AA+ AAA 709,666.19 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV AA+ Aaa AA+ AAA 604,632.51 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV AA+ Aaa AA+ AAA 3,063,113.87 City of Escondido 912828ZP8 UNITED STATES TREASURY 2,160,000.00 USD 05/15/2023 US GOV AA+ Aaa AA+ AAA 2,109,374.24 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV AA+ Aaa AA+ AAA 1,801,060.33 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV AA+ Aaa AA+ AAA 2,128,960.45 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV AA+ Aaa AA+ AAA 551,103.66 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV AA+ Aaa AA+ AAA 1,062,429.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 568,613.81 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 1,128,411.90 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 881,571.79 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 705,257.43 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 1,410,514.87 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV AA+ Aaa AA+ AAA 353,187.27 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV AA+ Aaa AA+ AAA 2,648,904.53 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV AA+ Aaa AA+ AAA 1,776,221.21 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV AA+ Aaa AA+ AAA 4,104,536.27 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV AA+ Aaa AA+ AAA 1,488,346.43 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV AA+ Aaa AA+ AAA 2,126,209.18 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV AA+ Aaa AA+ AAA 1,820,136.12 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV AA+ Aaa AA+ AAA 319,633.66 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV AA+ Aaa AA+ AAA 232,128.14 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV AA+ Aaa AA+ AAA 866,841.34 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV AA+ Aaa AA+ AAA 768,757.49 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV AA+ Aaa AA+ AAA 2,257,126.34 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 445,888.94 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 4,458,889.40 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 356,711.15 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV AA+ Aaa AA+ AAA 4,661,414.40 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV AA+ Aaa AA+ AAA 1,103,813.52 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV AA+ Aaa AA+ AAA 783,753.31 City of Escondido 923040GT0 VENTURA CNTY CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI AA+ Aa1 AA+ NA 344,129.33 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY COLLEGE DIST 490,000.00 USD 08/01/2024 MUNI AA+ Aa1 AA+ NA 469,067.20 City of Escondido --- --- 92,777,749.19 USD 12/01/2024 --- AA+ Aaa AA+ AAA 86,756,747.10Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI AA Aa2 AA NA 343,887.25 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI AA Aa2 AA AA 110,995.70 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST 440,000.00 USD 08/01/2024 MUNI AA Aa2 AA NA 412,426.67 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP AA Aa2 AA AA 1,224,815.75 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH WTR REV 480,000.00 USD 05/01/2025 MUNI AA Aa2 AAA AA+ 436,860.40 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI AA Aa2 NA WR 388,269.85 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI AA Aa2 AA AA 342,635.92 City of Escondido --- --- 3,475,000.00 USD 11/23/2024 --- AA Aa2 AA AA 3,259,891.53 Exposure - Credit Rating City of Escondido (299155)
As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 9 Attachment "4"
100
Item14.

AA-
A+
A
A-
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 166764BV1 CHEVRON CORP 200,000.00 USD 05/11/2023 CORP AA- Aa2 AA- NA 197,215.44 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP AA- Aa2 AA- NA 395,293.92 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI AA- Aa3 AA AA 363,398.00 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI AA- Aa3 AA AA 140,816.73 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI AA- Aa3 AA AA 136,274.25 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI AA- Aa3 NA AA+ 274,767.72 City of Escondido --- --- 1,640,000.00 USD 05/13/2025 --- AA- Aa3 AA AA 1,507,766.06Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP A+ A1 AA- WR 824,395.92 City of Escondido 023135BW5 AMAZON.COM INC 300,000.00 USD 05/12/2024 CORP A+ A1 AA AA- 281,816.25 City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI A+ Aa3 A+ AA- 611,845.64 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI A+ Aa3 A+ AA- 143,898.75 City of Escondido 69371RQ82 PACCAR FINANCIAL CORP 360,000.00 USD 06/08/2023 CORP A+ A1 A+ NA 352,422.40 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP A+ A1 A+ A+ 1,077,800.18 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP A+ A1 A+ A 148,731.53 City of Escondido --- --- 3,515,000.00 USD 03/28/2024 --- A+ A1 A+ A+ 3,440,910.66 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP A A2 A NA 568,728.67 City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP A A2 A NA 199,348.18 City of Escondido 06406RAG2 BANK OF NEW YORK MELLON CORP 600,000.00 USD 04/28/2023 CORP A A1 A AA- 606,207.00 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP A A1 A AA- 980,393.61 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP A A2 A+ WR 314,327.09 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP A A2 A+ WR 222,611.25 City of Escondido 14912L5X5 CATERPILLAR FINANCIAL SERVICES CORP 790,000.00 USD 11/24/2023 CORP A A2 A A 793,214.64 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP 800,000.00 USD 01/08/2027 CORP A A2 A A 708,023.56 City of Escondido 22552G3C2 Credit Suisse AG, New York Branch 715,000.00 USD 03/17/2023 CD A A2 A NA 711,165.80 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP A A2 A A 708,022.22 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP A A2 A A 101,611.13 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP A A2 A A 602,165.67 City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP A A2 A+ A+ 656,852.37 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP A A2 A A 807,866.03 City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP A A2 A A 162,188.40 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP A A2 A A 585,680.33 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP A A2 A+ A+ 814,230.73 City of Escondido --- --- 10,063,000.00 USD 05/28/2025 --- A A2 A A+ 9,542,636.67 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP A- A3 A- A 872,054.44 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP A- A3 A- NA 616,441.00 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP A- A3 A- A 802,183.33 Exposure - Credit Rating City of Escondido (299155)
As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 10 Attachment "4"
101
Item14.

BBB+
NA
Summary

* Grouped by: Rating. * Groups Sorted by: Rating. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP A- A2 A- AA- 1,393,446.32 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP A- A3 A- A- 635,089.61 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP A- A3 A- WR 689,438.56 City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP 1,000,000.00 USD 02/09/2027 CORP A- A3 A- NA 893,317.78 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP A- A1 A- AA- 687,691.88 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP A- A1 A- AA- 543,310.95 City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP A- A1 A- A 743,734.33 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP A- A1 A- A 289,831.83 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES COOPERATIVE

FINANCE CORP
220,000.00 USD 06/15/2025 CORP A- A2 A- A 215,372.85
City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP A- A3 A- A 575,656.00 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP A- A3 A+ A 193,048.78 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP A- A3 A+ A 424,707.31 City of Escondido --- --- 10,080,000.00 USD 06/09/2025 CORP A- A2 A- A 9,575,324.96 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 025816BW8 AMERICAN EXPRESS CO 800,000.00 USD 08/03/2023 CORP BBB+ A2 BBB+ A 799,656.89 City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP BBB+ A2 BBB+ A 328,652.63 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP BBB+ A3 BBB+ A 237,366.11 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP BBB+ A3 BBB+ A 251,328.83 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP BBB+ A3 BBB+ A 226,071.87 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP BBB+ A2 BBB+ A- 800,660.27 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP BBB+ A2 BBB+ A 580,731.94 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 400,000.00 USD 01/24/2025 CORP BBB+ A2 BBB+ A 381,411.99 City of Escondido --- --- 3,815,000.00 USD 12/04/2024 CORP BBB+ A2 BBB+ A 3,605,880.52 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 08173QBX3 Beneficial Bank 245,000.00 USD 10/18/2022 CD NA NA NA NA 247,558.09 City of Escondido 34415LAP6 Focus Bank 245,000.00 USD 11/24/2022 CD NA NA NA NA 247,409.43 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 10,640,910.76 USD 09/30/2022 MMFUND NA NA NA NA 10,640,910.76 City of Escondido --- --- 11,130,910.76 USD 10/02/2022 --- NA NA NA NA 11,135,878.28 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido --- --- 148,750,325.64 USD 11/08/2024 --- AA- Aa2 AA- AA 140,478,979.31 Exposure - Credit Rating City of Escondido (299155)
As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 11 Attachment "4"
102
Item14.

Cash and Fixed Income Summary
Risk Metric Value
Cash -0.01
MMFund 10,640,910.76
Fixed Income 129,838,068.55
Duration 2.069
Convexity -0.130
WAL 2.012
Years to Final Maturity 2.107
Years to Effective Maturity 2.010
Yield 4.304
Book Yield 1.183
Avg Credit Rating AA-/Aa3/AA-Balance Sheet
Field Value
Book Value + Accrued 149,134,688.46
Net Unrealized Gain/Loss -8,655,709.15
Market Value + Accrued 140,478,979.31
Compliance Overview
Status Compliant
As of 09/30/2022
Reconciliation Status
Status Reconciled
Last Reconciled For 11/03/2022
Summary
Overview City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 12 Attachment "4"
103
Item14.

Index: ICE BofA 1-5 Year US Corporate & Government Index.

Overview City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 13 Attachment "4"
104
Item14.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Period Begin Period End Total Return, Net of Fees Income Return, Net of Fees Price Return, Net of Fees 07/01/2022 07/29/2022 0.673% 0.105% 0.568%
07/30/2022 08/31/2022 -0.978% 0.115% -1.093%
09/01/2022 09/30/2022 -1.387% 0.109% -1.496%
--- --- --- --- ---
Account Index Index Start Date Index End Date
City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 08/02/2002 --- Returns City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 14 Attachment "4"
105
Item14.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Reported Index Return is always Total Return.

Account/Index Base Market Value + Accrued Trailing Month Total Return, Net of
Fees
Trailing 3 Months
Total Return, Net of
Fees
Trailing 6 Months
Total Return, Net of
Fees
Trailing 12 Months
Total Return, Net of
Fees
Trailing 12 Months
Information Ratio,
Net of Fees
Trailing 12 Months
Sharpe Ratio, Net
of Fees
Trailing 12 Months
Standard
Deviation, Net of
Fees
Trailing 12 Months
Tracking Error, Net
of Fees
ICE BofA 1-5 Year US Corporate & Government
Index
--- -1.851% -2.206% -3.299% --- --- --- --- ---
City of Escondido 140,478,979.31 -1.387% -1.694% -2.041% --- --- --- --- --- Comparison City of Escondido (299155)
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106
Item14.

US GOV
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV 1,722,626.95 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV 763,214.61 City of Escondido 9128283C2 UNITED STATES TREASURY 2,500,000.00 USD 10/31/2022 US GOV 2,519,398.91 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV 1,425,700.86 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV 270,253.75 City of Escondido 9128284L1 UNITED STATES TREASURY 50,000.00 USD 04/30/2023 US GOV 50,221.91 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV 4,935,544.92 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV 557,182.64 City of Escondido 912828R28 UNITED STATES TREASURY 4,800,000.00 USD 04/30/2023 US GOV 4,766,449.30 City of Escondido 912828S35 UNITED STATES TREASURY 775,000.00 USD 06/30/2023 US GOV 762,045.77 City of Escondido 912828TY6 UNITED STATES TREASURY 2,500,000.00 USD 11/15/2022 US GOV 2,510,894.77 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV 586,410.46 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV 1,076,147.82 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV 92,348.53 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV 2,566,520.70 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV 1,375,267.70 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV 1,184,396.58 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV 144,007.21 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV 709,666.19 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV 604,632.51 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV 3,063,113.87 City of Escondido 912828ZP8 UNITED STATES TREASURY 2,160,000.00 USD 05/15/2023 US GOV 2,109,374.24 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV 1,801,060.33 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV 2,128,960.45 Exposure - Security Type City of Escondido (299155)
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107
Item14.

CORP
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV 551,103.66 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV 1,062,429.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV 568,613.81 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV 1,128,411.90 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV 881,571.79 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV 705,257.43 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV 1,410,514.87 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV 353,187.27 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV 2,648,904.53 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV 1,776,221.21 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV 4,104,536.27 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV 1,488,346.43 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV 2,126,209.18 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV 1,820,136.12 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV 319,633.66 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV 232,128.14 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV 866,841.34 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV 768,757.49 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV 2,257,126.34 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV 445,888.94 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV 4,458,889.40 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV 356,711.15 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV 4,661,414.40 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV 1,103,813.52 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV 783,753.31 City of Escondido --- UNITED STATES TREASURY 79,790,000.00 USD 12/04/2024 US GOV 74,605,842.36 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP 824,395.92 City of Escondido 023135BW5 AMAZON.COM INC 300,000.00 USD 05/12/2024 CORP 281,816.25 City of Escondido 025816BW8 AMERICAN EXPRESS CO 800,000.00 USD 08/03/2023 CORP 799,656.89 City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP 328,652.63 City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP 872,054.44 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP 616,441.00 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP 802,183.33 City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP 568,728.67 City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP 199,348.18 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP 1,393,446.32 City of Escondido 06406RAG2 BANK OF NEW YORK MELLON CORP 600,000.00 USD 04/28/2023 CORP 606,207.00 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP 980,393.61 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP 314,327.09 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP 222,611.25 City of Escondido 14912L5X5 CATERPILLAR FINANCIAL SERVICES CORP 790,000.00 USD 11/24/2023 CORP 793,214.64 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP 800,000.00 USD 01/08/2027 CORP 708,023.56 City of Escondido 166764BV1 CHEVRON CORP 200,000.00 USD 05/11/2023 CORP 197,215.44 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP 395,293.92 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP 237,366.11 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP 251,328.83 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP 226,071.87 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP 635,089.61 Exposure - Security Type City of Escondido (299155)
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Item14.

MMFUND
MUNI
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP 708,022.22 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP 800,660.27 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP 689,438.56 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP 580,731.94 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 400,000.00 USD 01/24/2025 CORP 381,411.99 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP 101,611.13 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP 602,165.67 City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP 1,000,000.00 USD 02/09/2027 CORP 893,317.78 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP 687,691.88 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP 543,310.95 City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP 743,734.33 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP 289,831.83 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP 220,000.00 USD 06/15/2025 CORP 215,372.85 City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP 656,852.37 City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP 575,656.00 City of Escondido 69371RQ82 PACCAR FINANCIAL CORP 360,000.00 USD 06/08/2023 CORP 352,422.40 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP 1,224,815.75 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP 807,866.03 City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP 162,188.40 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP 585,680.33 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP 1,077,800.18 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP 148,731.53 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP 814,230.73 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP 193,048.78 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP 424,707.31 City of Escondido --- --- 27,898,000.00 USD 03/26/2025 CORP 26,515,167.73 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 10,640,910.76 USD 09/30/2022 MMFUND 10,640,910.76 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 10,640,910.76 USD 09/30/2022 MMFUND 10,640,910.76 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI 611,845.64 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI 143,898.75 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI 363,398.00 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI 140,816.73 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI 136,274.25 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI 343,887.25 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST 410,000.00 USD 08/01/2025 MUNI 368,564.72 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI 274,767.72 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI 351,161.25 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI 248,077.50 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI 110,995.70 City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI 862,762.95 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST 440,000.00 USD 08/01/2024 MUNI 412,426.67 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST 245,000.00 USD 08/01/2024 MUNI 235,680.20 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH WTR REV 480,000.00 USD 05/01/2025 MUNI 436,860.40 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI 388,269.85 Exposure - Security Type City of Escondido (299155)
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Item14.

AGCY BOND
ABS
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST 405,000.00 USD 08/01/2025 MUNI 365,793.30 City of Escondido 874857KJ3 TAMALPAIS CALIF UN HIGH SCH DIST 615,000.00 USD 08/01/2023 MUNI 606,583.72 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI 342,635.92 City of Escondido 923040GT0 VENTURA CNTY CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI 344,129.33 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY COLLEGE DIST 490,000.00 USD 08/01/2024 MUNI 469,067.20 City of Escondido 977123X60 WISCONSIN ST TRANSN REV 640,000.00 USD 07/01/2024 MUNI 600,902.40 City of Escondido --- --- 8,725,000.00 USD 11/24/2024 MUNI 8,158,799.45 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3135G05G4 FEDERAL NATIONAL MORTGAGE ASSOCIATION 570,000.00 USD 07/10/2023 AGCY BOND 553,950.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2,000,000.00 USD 08/25/2025 AGCY BOND 1,789,350.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 360,000.00 USD 11/07/2025 AGCY BOND 321,368.40 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,125,000.00 USD 11/07/2025 AGCY BOND 1,004,276.25 City of Escondido 3135G0U43 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,500,000.00 USD 09/12/2023 AGCY BOND 1,481,126.04 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE CORP 790,000.00 USD 02/12/2025 AGCY BOND 743,707.32 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 275,000.00 USD 08/24/2023 AGCY BOND 265,561.16 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 1,150,000.00 USD 09/23/2025 AGCY BOND 1,026,493.83 City of Escondido 3137EAFA2 FEDERAL HOME LOAN MORTGAGE CORP 300,000.00 USD 12/04/2023 AGCY BOND 286,524.75 City of Escondido --- --- 8,070,000.00 USD 12/17/2024 AGCY BOND 7,472,357.98 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS 155,355.66 City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS 370,101.87 City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2 715,000.00 USD 11/16/2026 ABS 663,242.81 City of Escondido 14314QAC8 CARMX 2021-2 A3 300,000.00 USD 02/17/2026 ABS 290,140.11 City of Escondido 14315FAD9 CARMX 2020-3 A3 106,515.30 USD 03/17/2025 ABS 104,538.80 City of Escondido 14316NAC3 CARMX 2021-1 A3 105,994.36 USD 12/15/2025 ABS 102,601.02 City of Escondido 14317DAC4 CARMX 2021-3 A3 610,000.00 USD 06/15/2026 ABS 580,901.56 City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS 691,217.85 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS 243,380.98 City of Escondido 362590AC5 GMCAR 2020-3 A3 178,217.28 USD 04/16/2025 ABS 174,338.15 City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS 211,906.77 City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS 271,280.73 City of Escondido 43815EAC8 HAROT 2021-3 A3 305,000.00 USD 11/18/2025 ABS 290,697.19 City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS 269,711.76 City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS 136,683.03 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS 691,395.96 City of Escondido 44933LAC7 HART 2021-A A3 220,000.00 USD 09/15/2025 ABS 212,725.59 City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS 146,464.61 City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS 345,358.99 City of Escondido 58769EAC2 MBALT 2020-B A3 45,543.93 USD 11/15/2023 ABS 45,314.89 City of Escondido 65480EAD3 NALT 2020-B A3 64,286.15 USD 10/16/2023 ABS 64,081.85 City of Escondido 89237VAB5 TAOT 2020-C A3 148,108.68 USD 10/15/2024 ABS 145,699.85 City of Escondido 89238EAC0 TLOT 2021-A A3 235,000.00 USD 04/22/2024 ABS 230,526.77 City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS 331,767.52 City of Escondido --- --- 7,073,665.70 USD 03/26/2026 ABS 6,769,434.33 Exposure - Security Type City of Escondido (299155)
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110
Item14.

SUPRANATIONAL
CD
FHLMC

FHLMC CMO
FNMA
CASH
Summary

* Grouped by: Security Type. * Groups Sorted by: Ending Market Value + Accrued. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT BANK 835,000.00 USD 03/14/2025 SUPRANATIONAL 785,506.53 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT BANK 1,530,000.00 USD 09/23/2024 SUPRANATIONAL 1,421,295.20 City of Escondido 459058JM6 INTERNATIONAL BANK FOR RECONSTRUCTION AND

DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATIONAL 635,302.39
City of Escondido --- --- 3,030,000.00 USD 09/03/2024 SUPRANATIONAL 2,842,104.13 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 08173QBX3 Beneficial Bank 245,000.00 USD 10/18/2022 CD 247,558.09 City of Escondido 22552G3C2 Credit Suisse AG, New York Branch 715,000.00 USD 03/17/2023 CD 711,165.80 City of Escondido 34415LAP6 Focus Bank 245,000.00 USD 11/24/2022 CD 247,409.43 City of Escondido --- --- 1,205,000.00 USD 01/22/2023 CD 1,206,133.32 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC 645,086.55 City of Escondido 3137BTU25 FHMS K-724 A2 372,079.71 USD 11/25/2023 FHLMC 367,902.17 City of Escondido 3137FQ3V3 FHMS K-J27 A1 2,597.05 USD 07/25/2024 FHLMC 2,585.51 City of Escondido --- --- 1,039,676.75 USD 08/03/2024 FHLMC 1,015,574.24 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3137FBTA4 FHMS K-728 A2 856,457.05 USD 08/25/2024 FHLMC CMO 837,036.06 City of Escondido 3137FBTA4 FHMS K-728 A2 856,457.05 USD 08/25/2024 FHLMC CMO 837,036.06 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3136AEGQ4 FNA 2013-M7 A2 68,244.67 USD 12/25/2022 FNMA 68,140.84 City of Escondido 3136AJB54 FNA 2014-M04 A2 353,370.72 USD 03/25/2024 FNMA 347,478.13 City of Escondido --- --- 421,615.38 USD 01/10/2024 FNMA 415,618.97 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido CCYUSD Cash -0.01 USD 09/30/2022 CASH -0.01 City of Escondido CCYUSD Cash -0.01 USD 09/30/2022 CASH -0.01 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido --- --- 148,750,325.64 USD 11/08/2024 --- 140,478,979.31 Exposure - Security Type City of Escondido (299155)
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111
Item14.

Government
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT BANK 835,000.00 USD 03/14/2025 SUPRANATIONAL Government 785,506.53 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT BANK 1,530,000.00 USD 09/23/2024 SUPRANATIONAL Government 1,421,295.20 City of Escondido 459058JM6 INTERNATIONAL BANK FOR RECONSTRUCTION AND

DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATIONAL Government 635,302.39 City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV Government 1,722,626.95 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV Government 763,214.61 City of Escondido 9128283C2 UNITED STATES TREASURY 2,500,000.00 USD 10/31/2022 US GOV Government 2,519,398.91 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV Government 1,425,700.86 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV Government 270,253.75 City of Escondido 9128284L1 UNITED STATES TREASURY 50,000.00 USD 04/30/2023 US GOV Government 50,221.91 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV Government 4,935,544.92 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV Government 557,182.64 City of Escondido 912828R28 UNITED STATES TREASURY 4,800,000.00 USD 04/30/2023 US GOV Government 4,766,449.30 City of Escondido 912828S35 UNITED STATES TREASURY 775,000.00 USD 06/30/2023 US GOV Government 762,045.77 City of Escondido 912828TY6 UNITED STATES TREASURY 2,500,000.00 USD 11/15/2022 US GOV Government 2,510,894.77 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV Government 586,410.46 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV Government 1,076,147.82 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV Government 92,348.53 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV Government 2,566,520.70 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV Government 1,375,267.70 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV Government 1,184,396.58 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV Government 144,007.21 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV Government 709,666.19 Exposure - Market Sector City of Escondido (299155)
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Item14.

Industrial
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV Government 604,632.51 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV Government 3,063,113.87 City of Escondido 912828ZP8 UNITED STATES TREASURY 2,160,000.00 USD 05/15/2023 US GOV Government 2,109,374.24 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV Government 1,801,060.33 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV Government 2,128,960.45 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV Government 551,103.66 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV Government 1,062,429.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV Government 568,613.81 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV Government 1,128,411.90 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV Government 881,571.79 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV Government 705,257.43 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV Government 1,410,514.87 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV Government 353,187.27 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV Government 2,648,904.53 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV Government 1,776,221.21 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV Government 4,104,536.27 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV Government 1,488,346.43 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV Government 2,126,209.18 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV Government 1,820,136.12 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV Government 319,633.66 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV Government 232,128.14 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV Government 866,841.34 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV Government 768,757.49 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV Government 2,257,126.34 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV Government 445,888.94 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV Government 4,458,889.40 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV Government 356,711.15 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV Government 4,661,414.40 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV Government 1,103,813.52 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV Government 783,753.31 City of Escondido --- --- 82,820,000.00 USD 11/30/2024 --- Government 77,447,946.49 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP Industrial 824,395.92 City of Escondido 023135BW5 AMAZON.COM INC 300,000.00 USD 05/12/2024 CORP Industrial 281,816.25 City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP Industrial 872,054.44 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP Industrial 616,441.00 City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP Industrial 568,728.67 City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP Industrial 199,348.18 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP Industrial 314,327.09 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP Industrial 222,611.25 City of Escondido 14912L5X5 CATERPILLAR FINANCIAL SERVICES CORP 790,000.00 USD 11/24/2023 CORP Industrial 793,214.64 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP 800,000.00 USD 01/08/2027 CORP Industrial 708,023.56 City of Escondido 166764BV1 CHEVRON CORP 200,000.00 USD 05/11/2023 CORP Industrial 197,215.44 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP Industrial 395,293.92 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP Industrial 635,089.61 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP Industrial 708,022.22 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP Industrial 800,660.27 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP Industrial 689,438.56 Exposure - Market Sector City of Escondido (299155)
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Item14.

Financial
Cash
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP Industrial 101,611.13 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP Industrial 602,165.67 City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP 1,000,000.00 USD 02/09/2027 CORP Industrial 893,317.78 City of Escondido 69371RQ82 PACCAR FINANCIAL CORP 360,000.00 USD 06/08/2023 CORP Industrial 352,422.40 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP Industrial 1,224,815.75 City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP Industrial 162,188.40 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP Industrial 585,680.33 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP Industrial 1,077,800.18 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP Industrial 148,731.53 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP Industrial 193,048.78 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP Industrial 424,707.31 City of Escondido --- --- 15,593,000.00 USD 07/11/2025 CORP Industrial 14,593,170.25 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 025816BW8 AMERICAN EXPRESS CO 800,000.00 USD 08/03/2023 CORP Financial 799,656.89 City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP Financial 328,652.63 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP Financial 802,183.33 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP Financial 1,393,446.32 City of Escondido 06406RAG2 BANK OF NEW YORK MELLON CORP 600,000.00 USD 04/28/2023 CORP Financial 606,207.00 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP Financial 980,393.61 City of Escondido 08173QBX3 Beneficial Bank 245,000.00 USD 10/18/2022 CD Financial 247,558.09 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP Financial 237,366.11 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP Financial 251,328.83 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP Financial 226,071.87 City of Escondido 22552G3C2 Credit Suisse AG, New York Branch 715,000.00 USD 03/17/2023 CD Financial 711,165.80 City of Escondido 34415LAP6 Focus Bank 245,000.00 USD 11/24/2022 CD Financial 247,409.43 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP Financial 580,731.94 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 400,000.00 USD 01/24/2025 CORP Financial 381,411.99 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP Financial 687,691.88 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP Financial 543,310.95 City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP Financial 743,734.33 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP Financial 289,831.83 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP
220,000.00 USD 06/15/2025 CORP Financial 215,372.85
City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP Financial 656,852.37 City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP Financial 575,656.00 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP Financial 807,866.03 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP Financial 814,230.73 City of Escondido --- --- 13,510,000.00 USD 09/14/2024 --- Financial 13,128,130.80 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido CCYUSD Cash -0.01 USD 09/30/2022 CASH Cash -0.01 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 10,640,910.76 USD 09/30/2022 MMFUND Cash 10,640,910.76 City of Escondido --- --- 10,640,910.76 USD 09/30/2022 --- Cash 10,640,910.76 Exposure - Market Sector City of Escondido (299155)
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Item14.

Municipal
Agency
Asset Backed
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI Municipal 611,845.64 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI Municipal 143,898.75 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI Municipal 363,398.00 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI Municipal 140,816.73 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI Municipal 136,274.25 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI Municipal 343,887.25 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST 410,000.00 USD 08/01/2025 MUNI Municipal 368,564.72 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI Municipal 274,767.72 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI Municipal 351,161.25 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI Municipal 248,077.50 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI Municipal 110,995.70 City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI Municipal 862,762.95 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST 440,000.00 USD 08/01/2024 MUNI Municipal 412,426.67 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST 245,000.00 USD 08/01/2024 MUNI Municipal 235,680.20 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH WTR REV 480,000.00 USD 05/01/2025 MUNI Municipal 436,860.40 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI Municipal 388,269.85 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST 405,000.00 USD 08/01/2025 MUNI Municipal 365,793.30 City of Escondido 874857KJ3 TAMALPAIS CALIF UN HIGH SCH DIST 615,000.00 USD 08/01/2023 MUNI Municipal 606,583.72 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI Municipal 342,635.92 City of Escondido 923040GT0 VENTURA CNTY CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI Municipal 344,129.33 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY COLLEGE DIST 490,000.00 USD 08/01/2024 MUNI Municipal 469,067.20 City of Escondido 977123X60 WISCONSIN ST TRANSN REV 640,000.00 USD 07/01/2024 MUNI Municipal 600,902.40 City of Escondido --- --- 8,725,000.00 USD 11/24/2024 MUNI Municipal 8,158,799.45 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 3135G05G4 FEDERAL NATIONAL MORTGAGE ASSOCIATION 570,000.00 USD 07/10/2023 AGCY BOND Agency 553,950.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2,000,000.00 USD 08/25/2025 AGCY BOND Agency 1,789,350.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 360,000.00 USD 11/07/2025 AGCY BOND Agency 321,368.40 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,125,000.00 USD 11/07/2025 AGCY BOND Agency 1,004,276.25 City of Escondido 3135G0U43 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,500,000.00 USD 09/12/2023 AGCY BOND Agency 1,481,126.04 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE CORP 790,000.00 USD 02/12/2025 AGCY BOND Agency 743,707.32 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 275,000.00 USD 08/24/2023 AGCY BOND Agency 265,561.16 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 1,150,000.00 USD 09/23/2025 AGCY BOND Agency 1,026,493.83 City of Escondido 3137EAFA2 FEDERAL HOME LOAN MORTGAGE CORP 300,000.00 USD 12/04/2023 AGCY BOND Agency 286,524.75 City of Escondido --- --- 8,070,000.00 USD 12/17/2024 AGCY BOND Agency 7,472,357.98 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS Asset Backed 155,355.66 City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS Asset Backed 370,101.87 City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2 715,000.00 USD 11/16/2026 ABS Asset Backed 663,242.81 City of Escondido 14314QAC8 CARMX 2021-2 A3 300,000.00 USD 02/17/2026 ABS Asset Backed 290,140.11 City of Escondido 14315FAD9 CARMX 2020-3 A3 106,515.30 USD 03/17/2025 ABS Asset Backed 104,538.80 City of Escondido 14316NAC3 CARMX 2021-1 A3 105,994.36 USD 12/15/2025 ABS Asset Backed 102,601.02 City of Escondido 14317DAC4 CARMX 2021-3 A3 610,000.00 USD 06/15/2026 ABS Asset Backed 580,901.56 City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS Asset Backed 691,217.85 Exposure - Market Sector City of Escondido (299155)
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Item14.

Mortgage Backed
Summary

* Grouped by: Market Sector. * Groups Sorted by: Ending Market Value + Accrued. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS Asset Backed 243,380.98 City of Escondido 362590AC5 GMCAR 2020-3 A3 178,217.28 USD 04/16/2025 ABS Asset Backed 174,338.15 City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS Asset Backed 211,906.77 City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS Asset Backed 271,280.73 City of Escondido 43815EAC8 HAROT 2021-3 A3 305,000.00 USD 11/18/2025 ABS Asset Backed 290,697.19 City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS Asset Backed 269,711.76 City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS Asset Backed 136,683.03 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS Asset Backed 691,395.96 City of Escondido 44933LAC7 HART 2021-A A3 220,000.00 USD 09/15/2025 ABS Asset Backed 212,725.59 City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS Asset Backed 146,464.61 City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS Asset Backed 345,358.99 City of Escondido 58769EAC2 MBALT 2020-B A3 45,543.93 USD 11/15/2023 ABS Asset Backed 45,314.89 City of Escondido 65480EAD3 NALT 2020-B A3 64,286.15 USD 10/16/2023 ABS Asset Backed 64,081.85 City of Escondido 89237VAB5 TAOT 2020-C A3 148,108.68 USD 10/15/2024 ABS Asset Backed 145,699.85 City of Escondido 89238EAC0 TLOT 2021-A A3 235,000.00 USD 04/22/2024 ABS Asset Backed 230,526.77 City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS Asset Backed 331,767.52 City of Escondido --- --- 7,073,665.70 USD 03/26/2026 ABS Asset Backed 6,769,434.33 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 3136AEGQ4 FNA 2013-M7 A2 68,244.67 USD 12/25/2022 FNMA Mortgage Backed 68,140.84 City of Escondido 3136AJB54 FNA 2014-M04 A2 353,370.72 USD 03/25/2024 FNMA Mortgage Backed 347,478.13 City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC Mortgage Backed 645,086.55 City of Escondido 3137BTU25 FHMS K-724 A2 372,079.71 USD 11/25/2023 FHLMC Mortgage Backed 367,902.17 City of Escondido 3137FBTA4 FHMS K-728 A2 856,457.05 USD 08/25/2024 FHLMC CMO Mortgage Backed 837,036.06 City of Escondido 3137FQ3V3 FHMS K-J27 A1 2,597.05 USD 07/25/2024 FHLMC Mortgage Backed 2,585.51 City of Escondido --- --- 2,317,749.19 USD 07/04/2024 --- Mortgage Backed 2,268,229.27 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido --- --- 148,750,325.64 USD 11/08/2024 --- --- 140,478,979.31 Exposure - Market Sector City of Escondido (299155)
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Item14.

United States
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV United States Department of The Treasury United States 1,722,626.95 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV United States Department of The Treasury United States 763,214.61 City of Escondido 9128283C2 UNITED STATES TREASURY 2,500,000.00 USD 10/31/2022 US GOV United States Department of The Treasury United States 2,519,398.91 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV United States Department of The Treasury United States 1,425,700.86 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV United States Department of The Treasury United States 270,253.75 City of Escondido 9128284L1 UNITED STATES TREASURY 50,000.00 USD 04/30/2023 US GOV United States Department of The Treasury United States 50,221.91 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV United States Department of The Treasury United States 4,935,544.92 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV United States Department of The Treasury United States 557,182.64 City of Escondido 912828R28 UNITED STATES TREASURY 4,800,000.00 USD 04/30/2023 US GOV United States Department of The Treasury United States 4,766,449.30 City of Escondido 912828S35 UNITED STATES TREASURY 775,000.00 USD 06/30/2023 US GOV United States Department of The Treasury United States 762,045.77 City of Escondido 912828TY6 UNITED STATES TREASURY 2,500,000.00 USD 11/15/2022 US GOV United States Department of The Treasury United States 2,510,894.77 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV United States Department of The Treasury United States 586,410.46 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV United States Department of The Treasury United States 1,076,147.82 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV United States Department of The Treasury United States 92,348.53 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV United States Department of The Treasury United States 2,566,520.70 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV United States Department of The Treasury United States 1,375,267.70 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV United States Department of The Treasury United States 1,184,396.58 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV United States Department of The Treasury United States 144,007.21 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV United States Department of The Treasury United States 709,666.19 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV United States Department of The Treasury United States 604,632.51 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV United States Department of The Treasury United States 3,063,113.87 City of Escondido 912828ZP8 UNITED STATES TREASURY 2,160,000.00 USD 05/15/2023 US GOV United States Department of The Treasury United States 2,109,374.24 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV United States Department of The Treasury United States 1,801,060.33 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 26 Attachment "4"
117
Item14.
(X9USDBRD2) BLAKCROCK
Federal National Mortgage Association
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV United States Department of The Treasury United States 2,128,960.45 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV United States Department of The Treasury United States 551,103.66 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV United States Department of The Treasury United States 1,062,429.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 568,613.81 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 1,128,411.90 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 881,571.79 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 705,257.43 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 1,410,514.87 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV United States Department of The Treasury United States 353,187.27 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV United States Department of The Treasury United States 2,648,904.53 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV United States Department of The Treasury United States 1,776,221.21 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV United States Department of The Treasury United States 4,104,536.27 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV United States Department of The Treasury United States 1,488,346.43 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV United States Department of The Treasury United States 2,126,209.18 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV United States Department of The Treasury United States 1,820,136.12 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV United States Department of The Treasury United States 319,633.66 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV United States Department of The Treasury United States 232,128.14 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV United States Department of The Treasury United States 866,841.34 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV United States Department of The Treasury United States 768,757.49 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV United States Department of The Treasury United States 2,257,126.34 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 445,888.94 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 4,458,889.40 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 356,711.15 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV United States Department of The Treasury United States 4,661,414.40 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV United States Department of The Treasury United States 1,103,813.52 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV United States Department of The Treasury United States 783,753.31 City of Escondido --- UNITED STATES TREASURY 79,790,000.00 USD 12/04/2024 US GOV United States Department of The Treasury
United States 74,605,842.36
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
10,640,910.76 USD 09/30/2022 MMFUND BLAKCROCK (X9USDBRD2) BLAKCROCK 10,640,910.76 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
10,640,910.76 USD 09/30/2022 MMFUND BLAKCROCK (X9USDBRD2) BLAKCROCK 10,640,910.76 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 3135G05G4 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
570,000.00 USD 07/10/2023 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 553,950.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
2,000,000.00 USD 08/25/2025 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 1,789,350.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
360,000.00 USD 11/07/2025 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 321,368.40 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
1,125,000.00 USD 11/07/2025 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 1,004,276.25 City of Escondido 3135G0U43 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
1,500,000.00 USD 09/12/2023 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 1,481,126.04 City of Escondido 3136AEGQ4 FNA 2013-M7 A2 68,244.67 USD 12/25/2022 FNMA Federal National Mortgage Association Federal National Mortgage Association 68,140.84 City of Escondido 3136AJB54 FNA 2014-M04 A2 353,370.72 USD 03/25/2024 FNMA Federal National Mortgage Association Federal National Mortgage Association 347,478.13 City of Escondido --- --- 5,976,615.38 USD 11/04/2024 --- Federal National Mortgage Association Federal National Mortgage Association 5,565,689.89 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 27 Attachment "4"
118
Item14.

Federal Home Loan Mortgage Corporation
Inter-American Development Bank
The Bank of New York Mellon Corporation
Caterpillar Inc.

Bank of America Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 645,086.55 City of Escondido 3137BTU25 FHMS K-724 A2 372,079.71 USD 11/25/2023 FHLMC Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 367,902.17 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE
CORP
790,000.00 USD 02/12/2025 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 743,707.32 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE
CORP
275,000.00 USD 08/24/2023 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 265,561.16 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE
CORP
1,150,000.00 USD 09/23/2025 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 1,026,493.83 City of Escondido 3137EAFA2 FEDERAL HOME LOAN MORTGAGE
CORP
300,000.00 USD 12/04/2023 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 286,524.75 City of Escondido 3137FBTA4 FHMS K-728 A2 856,457.05 USD 08/25/2024 FHLMC CMO Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 837,036.06 City of Escondido 3137FQ3V3 FHMS K-J27 A1 2,597.05 USD 07/25/2024 FHLMC Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 2,585.51 City of Escondido --- --- 4,411,133.81 USD 11/13/2024 --- Federal Home Loan Mortgage Corporation
Federal Home Loan Mortgage
Corporation
4,174,897.36
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT
BANK
835,000.00 USD 03/14/2025 SUPRANATION
AL
Inter-American Development Bank Inter-American Development Bank 785,506.53 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT
BANK
1,530,000.00 USD 09/23/2024 SUPRANATION
AL
Inter-American Development Bank Inter-American Development Bank 1,421,295.20 City of Escondido --- INTER-AMERICAN DEVELOPMENT
BANK
2,365,000.00 USD 11/23/2024 SUPRANATION
AL
Inter-American Development Bank Inter-American Development Bank 2,206,801.73 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 06406RAG2 BANK OF NEW YORK MELLON CORP 600,000.00 USD 04/28/2023 CORP The Bank of New York Mellon Corporation The Bank of New York Mellon Corporation 606,207.00 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP The Bank of New York Mellon Corporation The Bank of New York Mellon Corporation 980,393.61 City of Escondido --- BANK OF NEW YORK MELLON CORP 1,600,000.00 USD 07/21/2024 CORP The Bank of New York Mellon Corporation
The Bank of New York Mellon
Corporation
1,586,600.61
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14912L5X5 CATERPILLAR FINANCIAL SERVICES CORP
790,000.00 USD 11/24/2023 CORP Caterpillar Financial Services Corporation Caterpillar Inc. 793,214.64 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP
800,000.00 USD 01/08/2027 CORP Caterpillar Financial Services Corporation Caterpillar Inc. 708,023.56 City of Escondido --- CATERPILLAR FINANCIAL SERVICES
CORP
1,590,000.00 USD 05/15/2025 CORP Caterpillar Financial Services Corporation
Caterpillar Inc. 1,501,238.20
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP Bank of America Corporation Bank of America Corporation 1,393,446.32 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP Bank of America Corporation Bank of America Corporation 1,393,446.32 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 28 Attachment "4"
119
Item14.

JPMorgan Chase & Co.

Roche Holding AG
Honda Motor Co., Ltd.

American Express Company
Toyota Motor Corporation
Morgan Stanley
The Goldman Sachs Group, Inc.

Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP JPMorgan Chase & Co. JPMorgan Chase & Co. 687,691.88 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP JPMorgan Chase & Co. JPMorgan Chase & Co. 543,310.95 City of Escondido --- JPMORGAN CHASE & CO 1,335,000.00 USD 11/07/2025 CORP JPMorgan Chase & Co. JPMorgan Chase & Co. 1,231,002.82 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP Roche Holdings, Inc. Roche Holding AG 1,224,815.75 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP Roche Holdings, Inc. Roche Holding AG 1,224,815.75 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP American Honda Finance Corporation Honda Motor Co., Ltd. 872,054.44 City of Escondido 43815EAC8 HAROT 2021-3 A3 305,000.00 USD 11/18/2025 ABS Honda Auto Receivables 2021-3 Owner Trust
Honda Motor Co., Ltd. 290,697.19
City of Escondido --- --- 1,305,000.00 USD 06/27/2026 --- --- Honda Motor Co., Ltd. 1,162,751.64 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 025816BW8 AMERICAN EXPRESS CO 800,000.00 USD 08/03/2023 CORP American Express Company American Express Company 799,656.89 City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP American Express Company American Express Company 328,652.63 City of Escondido --- AMERICAN EXPRESS CO 1,150,000.00 USD 01/19/2024 CORP American Express Company American Express Company 1,128,309.51 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP Toyota Motor Credit Corporation Toyota Motor Corporation 1,077,800.18 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP Toyota Motor Credit Corporation Toyota Motor Corporation 1,077,800.18 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP Morgan Stanley Morgan Stanley 743,734.33 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP Morgan Stanley Morgan Stanley 289,831.83 City of Escondido --- MORGAN STANLEY 1,055,000.00 USD 10/31/2024 CORP Morgan Stanley Morgan Stanley 1,033,566.16 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc. 580,731.94 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 400,000.00 USD 01/24/2025 CORP The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc. 381,411.99 City of Escondido --- GOLDMAN SACHS GROUP INC 1,050,000.00 USD 09/13/2025 CORP The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc. 962,143.93 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 29 Attachment "4"
120
Item14.

International Business Machines Corporation
The New York State Urban Development Corporation
Abbott Laboratories
U.S. Bancorp
Ventura County Community College District
The Charles Schwab Corporation
Truist Financial Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP
1,000,000.00 USD 02/09/2027 CORP International Business Machines Corporation
International Business Machines
Corporation
893,317.78
City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP
1,000,000.00 USD 02/09/2027 CORP International Business Machines Corporation
International Business Machines
Corporation
893,317.78
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI The New York State Urban Development Corporation
The New York State Urban Development
Corporation
862,762.95
City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI The New York State Urban Development Corporation
The New York State Urban Development
Corporation
862,762.95
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP Abbott Laboratories Abbott Laboratories 824,395.92 City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP Abbott Laboratories Abbott Laboratories 824,395.92 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP U.S. Bancorp U.S. Bancorp 814,230.73 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP U.S. Bancorp U.S. Bancorp 814,230.73 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 923040GT0 VENTURA CNTY CALIF CMNTY

COLLEGE DIST
350,000.00 USD 08/01/2023 MUNI Ventura County Community College District Ventura County Community College District 344,129.33 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY

COLLEGE DIST
490,000.00 USD 08/01/2024 MUNI Ventura County Community College District Ventura County Community College District 469,067.20 City of Escondido --- VENTURA CNTY CALIF CMNTY

COLLEGE DIST
840,000.00 USD 02/28/2024 MUNI Ventura County Community College District
Ventura County Community College
District
813,196.53
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP The Charles Schwab Corporation The Charles Schwab Corporation 807,866.03 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP The Charles Schwab Corporation The Charles Schwab Corporation 807,866.03 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP Truist Financial Corporation Truist Financial Corporation 802,183.33 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP Truist Financial Corporation Truist Financial Corporation 802,183.33 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 30 Attachment "4"
121
Item14.

The Walt Disney Company
Bayerische Motoren Werke Aktiengesellschaft
State of Connecticut
Target Corporation
Citigroup Inc.

Credit Suisse Group AG
Deere & Company
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP The Walt Disney Company The Walt Disney Company 800,660.27 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP The Walt Disney Company The Walt Disney Company 800,660.27 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP BMW US Capital, LLC Bayerische Motoren Werke Aktiengesellschaft
568,728.67
City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP BMW US Capital, LLC Bayerische Motoren Werke Aktiengesellschaft
199,348.18
City of Escondido --- BMW US CAPITAL LLC 790,000.00 USD 02/06/2025 CORP BMW US Capital, LLC Bayerische Motoren Werke Aktiengesellschaft
768,076.85
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI State of Connecticut State of Connecticut 611,845.64 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI State of Connecticut State of Connecticut 143,898.75 City of Escondido --- CONNECTICUT ST 780,000.00 USD 06/23/2025 MUNI State of Connecticut State of Connecticut 755,744.39 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP Target Corporation Target Corporation 162,188.40 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP Target Corporation Target Corporation 585,680.33 City of Escondido 87612EBM7 TARGET CORP 830,000.00 USD 01/15/2027 CORP Target Corporation Target Corporation 747,868.73 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP Citigroup Inc. Citigroup Inc. 237,366.11 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP Citigroup Inc. Citigroup Inc. 251,328.83 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP Citigroup Inc. Citigroup Inc. 226,071.87 City of Escondido --- CITIGROUP INC 770,000.00 USD 07/25/2025 CORP Citigroup Inc. Citigroup Inc. 714,766.81 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 22552G3C2 Credit Suisse AG, New York Branch 715,000.00 USD 03/17/2023 CD Credit Suisse AG, New York Branch Credit Suisse Group AG 711,165.80 City of Escondido 22552G3C2 Credit Suisse AG, New York Branch 715,000.00 USD 03/17/2023 CD Credit Suisse AG, New York Branch Credit Suisse Group AG 711,165.80 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP John Deere Capital Corporation Deere & Company 708,022.22 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP John Deere Capital Corporation Deere & Company 708,022.22 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 31 Attachment "4"
122
Item14.

Hyundai Auto Receivables Trust 2022-A
Discover Card Execution Note Trust, Series 2022-2
General Dynamics Corporation
Capital One Multi-Asset Execution Trust, Series 2021-3
Northern Trust Corporation
Florida Hurricane Catastrophe Fund Finance Corporation
International Bank for Reconstruction and Development
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS Hyundai Auto Receivables Trust 2022-A Hyundai Auto Receivables Trust 2022-A 691,395.96 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS Hyundai Auto Receivables Trust 2022-A Hyundai Auto Receivables Trust 2022-A 691,395.96 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS Discover Card Execution Note Trust, Series 2022-2
Discover Card Execution Note Trust,
Series 2022-2
691,217.85
City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS Discover Card Execution Note Trust, Series 2022-2
Discover Card Execution Note Trust,
Series 2022-2
691,217.85
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP General Dynamics Corporation General Dynamics Corporation 689,438.56 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP General Dynamics Corporation General Dynamics Corporation 689,438.56 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2
715,000.00 USD 11/16/2026 ABS Capital One Multi-Asset Execution Trust, Series 2021-3
Capital One Multi-Asset Execution Trust,
Series 2021-3
663,242.81
City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2
715,000.00 USD 11/16/2026 ABS Capital One Multi-Asset Execution Trust, Series 2021-3
Capital One Multi-Asset Execution
Trust, Series 2021-3
663,242.81
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP Northern Trust Corporation Northern Trust Corporation 656,852.37 City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP Northern Trust Corporation Northern Trust Corporation 656,852.37 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
363,398.00
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
140,816.73
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
136,274.25
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV
705,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
640,488.97
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 459058JM6 INTERNATIONAL BANK FOR

RECONSTRUCTION AND DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATION
AL
International Bank for Reconstruction and
Development
International Bank for Reconstruction and
Development
635,302.39
Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 32 Attachment "4"
123
Item14.

Comcast Corporation
UnitedHealth Group Incorporated
AstraZeneca PLC
Tamalpais California Un High School District
Honeywell International Inc.

State of Wisconsin
Chevron Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 459058JM6 INTERNATIONAL BANK FOR

RECONSTRUCTION AND DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATION
AL
International Bank for Reconstruction
and Development
International Bank for Reconstruction
and Development
635,302.39
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP Comcast Corporation Comcast Corporation 635,089.61 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP Comcast Corporation Comcast Corporation 635,089.61 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP UnitedHealth Group Incorporated UnitedHealth Group Incorporated 193,048.78 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP UnitedHealth Group Incorporated UnitedHealth Group Incorporated 424,707.31 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 640,000.00 USD 05/15/2027 CORP UnitedHealth Group Incorporated UnitedHealth Group Incorporated 617,756.09 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP AstraZeneca Finance LLC AstraZeneca PLC 616,441.00 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP AstraZeneca Finance LLC AstraZeneca PLC 616,441.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 874857KJ3 TAMALPAIS CALIF UN HIGH SCH DIST 615,000.00 USD 08/01/2023 MUNI Tamalpais California Un High School District
Tamalpais California Un High School
District
606,583.72
City of Escondido 874857KJ3 TAMALPAIS CALIF UN HIGH SCH DIST 615,000.00 USD 08/01/2023 MUNI Tamalpais California Un High School District
Tamalpais California Un High School
District
606,583.72
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP Honeywell International Inc. Honeywell International Inc. 602,165.67 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP Honeywell International Inc. Honeywell International Inc. 602,165.67 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 977123X60 WISCONSIN ST TRANSN REV 640,000.00 USD 07/01/2024 MUNI State of Wisconsin State of Wisconsin 600,902.40 City of Escondido 977123X60 WISCONSIN ST TRANSN REV 640,000.00 USD 07/01/2024 MUNI State of Wisconsin State of Wisconsin 600,902.40 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 166764BV1 CHEVRON CORP 200,000.00 USD 05/11/2023 CORP Chevron Corporation Chevron Corporation 197,215.44 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP Chevron Corporation Chevron Corporation 395,293.92 City of Escondido --- CHEVRON CORP 625,000.00 USD 09/10/2024 CORP Chevron Corporation Chevron Corporation 592,509.36 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 33 Attachment "4"
124
Item14.

CarMax Auto Owner Trust 2021-3
The PNC Financial Services Group, Inc.

Bristol-Myers Squibb Company
State of California
Palomar California Community College District
San Juan Unified School District
Bmw Vehicle Owner Trust 2022-A
Los Angeles Community College District
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14317DAC4 CARMX 2021-3 A3 610,000.00 USD 06/15/2026 ABS CarMax Auto Owner Trust 2021-3 CarMax Auto Owner Trust 2021-3 580,901.56 City of Escondido 14317DAC4 CARMX 2021-3 A3 610,000.00 USD 06/15/2026 ABS CarMax Auto Owner Trust 2021-3 CarMax Auto Owner Trust 2021-3 580,901.56 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP The PNC Financial Services Group, Inc. The PNC Financial Services Group, Inc. 575,656.00 City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP The PNC Financial Services Group, Inc. The PNC Financial Services Group, Inc. 575,656.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP Bristol-Myers Squibb Company Bristol-Myers Squibb Company 314,327.09 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP Bristol-Myers Squibb Company Bristol-Myers Squibb Company 222,611.25 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 603,000.00 USD 11/13/2025 CORP Bristol-Myers Squibb Company Bristol-Myers Squibb Company 536,938.33 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH

WTR REV
480,000.00 USD 05/01/2025 MUNI San Diego County Water Authority State of California 436,860.40 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH

WTR REV
480,000.00 USD 05/01/2025 MUNI San Diego County Water Authority State of California 436,860.40 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST
440,000.00 USD 08/01/2024 MUNI Palomar California Community College District
Palomar California Community College
District
412,426.67
City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST
440,000.00 USD 08/01/2024 MUNI Palomar California Community College District
Palomar California Community College
District
412,426.67
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI San Juan Unified School District San Juan Unified School District 388,269.85 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI San Juan Unified School District San Juan Unified School District 388,269.85 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS Bmw Vehicle Owner Trust 2022-A Bmw Vehicle Owner Trust 2022-A 370,101.87 City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS Bmw Vehicle Owner Trust 2022-A Bmw Vehicle Owner Trust 2022-A 370,101.87 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 34 Attachment "4"
125
Item14.

San Ramon Valley Unified School District
PACCAR Inc
State of Maryland
Kubota Credit Owner Trust 2021-2
Long Beach Community College District
University of California
World Omni Auto Receivables Trust 2021-D
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST
410,000.00 USD 08/01/2025 MUNI Los Angeles Community College District Los Angeles Community College District 368,564.72 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY

COLLEGE DIST
410,000.00 USD 08/01/2025 MUNI Los Angeles Community College District
Los Angeles Community College
District
368,564.72
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST
405,000.00 USD 08/01/2025 MUNI San Ramon Valley Unified School District San Ramon Valley Unified School District 365,793.30 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST
405,000.00 USD 08/01/2025 MUNI San Ramon Valley Unified School District
San Ramon Valley Unified School
District
365,793.30
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 69371RQ82 PACCAR FINANCIAL CORP 360,000.00 USD 06/08/2023 CORP PACCAR Financial Corp. PACCAR Inc 352,422.40 City of Escondido 69371RQ82 PACCAR FINANCIAL CORP 360,000.00 USD 06/08/2023 CORP PACCAR Financial Corp. PACCAR Inc 352,422.40 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI State of Maryland State of Maryland 351,161.25 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI State of Maryland State of Maryland 351,161.25 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS Kubota Credit Owner Trust 2021-2 Kubota Credit Owner Trust 2021-2 345,358.99 City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS Kubota Credit Owner Trust 2021-2 Kubota Credit Owner Trust 2021-2 345,358.99 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST
350,000.00 USD 08/01/2023 MUNI Long Beach Community College District Long Beach Community College District 343,887.25 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST
350,000.00 USD 08/01/2023 MUNI Long Beach Community College District Long Beach Community College District 343,887.25 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI University of California University of California 342,635.92 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI University of California University of California 342,635.92 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 35 Attachment "4"
126
Item14.

Carmax Auto Owner Trust 2021-2
Amazon.com, Inc.

Los Angeles County
GM Financial Consumer Automobile Receivables Trust 2022-1 Honda Auto Receivables 2021 - 4 Owner Trust
State Of Minnesota
WSFS Financial Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS World Omni Auto Receivables Trust 2021- D
World Omni Auto Receivables Trust 2021-
D
331,767.52
City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS World Omni Auto Receivables Trust 2021-D
World Omni Auto Receivables Trust
2021-D
331,767.52
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14314QAC8 CARMX 2021-2 A3 300,000.00 USD 02/17/2026 ABS Carmax Auto Owner Trust 2021-2 Carmax Auto Owner Trust 2021-2 290,140.11 City of Escondido 14314QAC8 CARMX 2021-2 A3 300,000.00 USD 02/17/2026 ABS Carmax Auto Owner Trust 2021-2 Carmax Auto Owner Trust 2021-2 290,140.11 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 023135BW5 AMAZON.COM INC 300,000.00 USD 05/12/2024 CORP Amazon.com, Inc. Amazon.com, Inc. 281,816.25 City of Escondido 023135BW5 AMAZON.COM INC 300,000.00 USD 05/12/2024 CORP Amazon.com, Inc. Amazon.com, Inc. 281,816.25 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI Los Angeles Unified School District Los Angeles County 274,767.72 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI Los Angeles Unified School District Los Angeles County 274,767.72 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS GM Financial Consumer Automobile Receivables Trust 2022-1
GM Financial Consumer Automobile
Receivables Trust 2022-1
271,280.73
City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS GM Financial Consumer Automobile Receivables Trust 2022-1
GM Financial Consumer Automobile
Receivables Trust 2022-1
271,280.73
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS Honda Auto Receivables 2021 - 4 Owner Trust
Honda Auto Receivables 2021 - 4 Owner
Trust
269,711.76
City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS Honda Auto Receivables 2021 - 4 Owner Trust
Honda Auto Receivables 2021 - 4 Owner
Trust
269,711.76
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI State Of Minnesota State Of Minnesota 248,077.50 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI State Of Minnesota State Of Minnesota 248,077.50 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 08173QBX3 Beneficial Bank 245,000.00 USD 10/18/2022 CD Beneficial Bank WSFS Financial Corporation 247,558.09 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 36 Attachment "4"
127
Item14.

Security State Bancshares, Inc.

Ford Credit Auto Owner Trust 2022-A
San Diego Community College District
Toyota Lease Owner Trust 2021-A
National Rural Utilities Cooperative Finance Corporation Hyundai Auto Receivables Trust 2021-A
Gm Financial Automobile Leasing Trust 2021-3
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 08173QBX3 Beneficial Bank 245,000.00 USD 10/18/2022 CD Beneficial Bank WSFS Financial Corporation 247,558.09 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 34415LAP6 Focus Bank 245,000.00 USD 11/24/2022 CD Focus Bank Security State Bancshares, Inc. 247,409.43 City of Escondido 34415LAP6 Focus Bank 245,000.00 USD 11/24/2022 CD Focus Bank Security State Bancshares, Inc. 247,409.43 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS Ford Credit Auto Owner Trust 2022-A Ford Credit Auto Owner Trust 2022-A 243,380.98 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS Ford Credit Auto Owner Trust 2022-A Ford Credit Auto Owner Trust 2022-A 243,380.98 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST
245,000.00 USD 08/01/2024 MUNI San Diego Community College District San Diego Community College District 235,680.20 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST
245,000.00 USD 08/01/2024 MUNI San Diego Community College District San Diego Community College District 235,680.20 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 89238EAC0 TLOT 2021-A A3 235,000.00 USD 04/22/2024 ABS Toyota Lease Owner Trust 2021-A Toyota Lease Owner Trust 2021-A 230,526.77 City of Escondido 89238EAC0 TLOT 2021-A A3 235,000.00 USD 04/22/2024 ABS Toyota Lease Owner Trust 2021-A Toyota Lease Owner Trust 2021-A 230,526.77 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES

COOPERATIVE FINANCE CORP
220,000.00 USD 06/15/2025 CORP National Rural Utilities Cooperative Finance Corporation
National Rural Utilities Cooperative
Finance Corporation
215,372.85
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 44933LAC7 HART 2021-A A3 220,000.00 USD 09/15/2025 ABS Hyundai Auto Receivables Trust 2021-A Hyundai Auto Receivables Trust 2021-A 212,725.59 City of Escondido 44933LAC7 HART 2021-A A3 220,000.00 USD 09/15/2025 ABS Hyundai Auto Receivables Trust 2021-A Hyundai Auto Receivables Trust 2021-A 212,725.59 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS Gm Financial Automobile Leasing Trust 2021-3
Gm Financial Automobile Leasing Trust
2021-3
211,906.77
City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS Gm Financial Automobile Leasing Trust 2021-3
Gm Financial Automobile Leasing Trust
2021-3
211,906.77
Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 37 Attachment "4"
128
Item14.

GM Financial Consumer Automobile Receivables Trust 2020-3 Bmw Auto Leasing LLC
Unilever PLC
Kubota Credit Owner Trust 2021-1
Toyota Auto Receivables 2020-C Owner Trust
Hyundai Auto Lease Securitization Trust 2021-A
State Of Mississippi
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 362590AC5 GMCAR 2020-3 A3 178,217.28 USD 04/16/2025 ABS GM Financial Consumer Automobile Receivables Trust 2020-3
GM Financial Consumer Automobile
Receivables Trust 2020-3
174,338.15
City of Escondido 362590AC5 GMCAR 2020-3 A3 178,217.28 USD 04/16/2025 ABS GM Financial Consumer Automobile Receivables Trust 2020-3
GM Financial Consumer Automobile
Receivables Trust 2020-3
174,338.15
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS BMW Vehicle Lease Trust 2021-1 Bmw Auto Leasing LLC 155,355.66 City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS BMW Vehicle Lease Trust 2021-1 Bmw Auto Leasing LLC 155,355.66 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP Unilever Capital Corporation Unilever PLC 148,731.53 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP Unilever Capital Corporation Unilever PLC 148,731.53 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS Kubota Credit Owner Trust 2021-1 Kubota Credit Owner Trust 2021-1 146,464.61 City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS Kubota Credit Owner Trust 2021-1 Kubota Credit Owner Trust 2021-1 146,464.61 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 89237VAB5 TAOT 2020-C A3 148,108.68 USD 10/15/2024 ABS Toyota Auto Receivables 2020-C Owner Trust
Toyota Auto Receivables 2020-C Owner
Trust
145,699.85
City of Escondido 89237VAB5 TAOT 2020-C A3 148,108.68 USD 10/15/2024 ABS Toyota Auto Receivables 2020-C Owner Trust
Toyota Auto Receivables 2020-C Owner
Trust
145,699.85
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS Hyundai Auto Lease Securitization Trust 2021-A
Hyundai Auto Lease Securitization Trust
2021-A
136,683.03
City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS Hyundai Auto Lease Securitization Trust 2021-A
Hyundai Auto Lease Securitization Trust
2021-A
136,683.03
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI State Of Mississippi State Of Mississippi 110,995.70 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI State Of Mississippi State Of Mississippi 110,995.70 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 38 Attachment "4"
129
Item14.

Carmax Auto Owner Trust 2020-3
CarMax Auto Owner Trust 2021-1
The Home Depot, Inc.

Nissan Motor Co., Ltd.

Mercedes-Benz Group AG
(CCYUSD) UNITED STATES OF AMERICA
Summary

* Grouped by: Issuer Concentration. * Groups Sorted by: Ending Market Value + Accrued. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14315FAD9 CARMX 2020-3 A3 106,515.30 USD 03/17/2025 ABS Carmax Auto Owner Trust 2020-3 Carmax Auto Owner Trust 2020-3 104,538.80 City of Escondido 14315FAD9 CARMX 2020-3 A3 106,515.30 USD 03/17/2025 ABS Carmax Auto Owner Trust 2020-3 Carmax Auto Owner Trust 2020-3 104,538.80 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14316NAC3 CARMX 2021-1 A3 105,994.36 USD 12/15/2025 ABS CarMax Auto Owner Trust 2021-1 CarMax Auto Owner Trust 2021-1 102,601.02 City of Escondido 14316NAC3 CARMX 2021-1 A3 105,994.36 USD 12/15/2025 ABS CarMax Auto Owner Trust 2021-1 CarMax Auto Owner Trust 2021-1 102,601.02 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP The Home Depot, Inc. The Home Depot, Inc. 101,611.13 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP The Home Depot, Inc. The Home Depot, Inc. 101,611.13 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 65480EAD3 NALT 2020-B A3 64,286.15 USD 10/16/2023 ABS Nissan Auto Lease Trust 2020-B Nissan Motor Co., Ltd. 64,081.85 City of Escondido 65480EAD3 NALT 2020-B A3 64,286.15 USD 10/16/2023 ABS Nissan Auto Lease Trust 2020-B Nissan Motor Co., Ltd. 64,081.85 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 58769EAC2 MBALT 2020-B A3 45,543.93 USD 11/15/2023 ABS Mercedes-Benz Auto Lease Trust 2020-B Mercedes-Benz Group AG 45,314.89 City of Escondido 58769EAC2 MBALT 2020-B A3 45,543.93 USD 11/15/2023 ABS Mercedes-Benz Auto Lease Trust 2020- B
Mercedes-Benz Group AG 45,314.89
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido CCYUSD Cash -0.01 USD 09/30/2022 CASH UNITED STATES OF AMERICA (CCYUSD) UNITED STATES OF

AMERICA
-0.01
City of Escondido CCYUSD Cash -0.01 USD 09/30/2022 CASH UNITED STATES OF AMERICA (CCYUSD) UNITED STATES OF

AMERICA
-0.01
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido --- --- 148,750,325.64 USD 11/08/2024 --- --- --- 140,478,979.31 Exposure - Issuer Concentration City of Escondido (299155) As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 39 Attachment "4"
130
Item14.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Period Period Begin Period End Total Return, Net of Fees Income Return, Net of Fees Price Return, Net of Fees Prior Month 07/30/2022 08/31/2022 -0.978% 0.115% -1.093% Prior Quarter 04/01/2022 06/30/2022 -0.352% 0.210% -0.563% Prior Year 01/01/2021 12/31/2021 --- --- ---
Trailing Month 09/01/2022 09/30/2022 -1.387% 0.109% -1.496% Trailing Quarter 07/01/2022 09/30/2022 -1.694% 0.330% -2.024% Trailing Year 10/01/2021 09/30/2022 --- --- ---
Account Index Index Start Date Index End Date
City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 08/02/2002 --- Summary City of Escondido (299155)
As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 40 Attachment "4"
131
Item14.

Compliance Summary

City of Escondido - City Escondido Compliance
Compliant
Compliant Account Policy Name Total Rules Compliant Rules Violating Rules Compliant City of Escondido City Escondido Compliance 60 60 0 Status Account Policy Name Category Name Rule Name Days In Violation
Actual Value Actual Value
without
Resolutions
Limit Value Notes Resolutions
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments U.S. Treasury Obligations & Agency Securities
0 60.042 60.042 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Municipal Securities
0 5.808 5.808 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Supranational 0 2.023 2.023 100.000 N N Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Negotiable Certificates of Deposit
0 0.859 0.859 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Banker's Acceptances
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Commercial Paper 0 --- --- 100.000 N N Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Repurchase Agreements
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Local Agency Investment Fund
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investment Local Government Investment Pools
0 53.108 53.108 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Bank Deposits 0 10.640 10.640 100.000 N N Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Placement Service Deposits
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Medium-Term Notes
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Asset-Backed Securities
0 4.819 4.819 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Money Market Funds
0 7.575 7.575 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Repurchase Agreements 102% Collateralized
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities
0 5.808 5.808 40.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Supranational 0 2.023 2.023 30.000 N N Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit
0 0.859 0.859 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Banker's Acceptances
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Commercial Paper
0 --- --- 25.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund
0 --- --- 75.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Placement Service Deposits
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Medium Term Notes
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Asset-Backed Securities
0 4.819 4.819 20.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Callable Agency Securities
0 19.352 19.352 30.000 N N
Status City of Escondido (299155)
As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 41 Attachment "4"
132
Item14.

Status Account Policy Name Category Name Rule Name Days In Violation
Actual Value Actual Value
without
Resolutions
Limit Value Notes Resolutions
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Money Market Funds
0 7.575 7.575 20.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits
0 --- --- 20.000 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Municipal Securities - A/A2
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Supranational - AA/Aa2
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Negotiable Certificates of Deposits - A/A2
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Banker's Acceptance - A-1
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Commercial Paper - A-1/P-1
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Medium Term Notes - A
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Asset-Backed Securities - AA
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S.

Agency Securities
0 3.962 3.962 30.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Municipal Securities
0 0.614 0.614 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Supranational
0 2.023 2.023 30.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit
0 0.859 0.859 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset- Backed Securities
0 0.492 0.492 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Money Market Funds
0 7.575 7.575 20.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper
0 --- --- 10.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund
0 --- --- 25.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Treasury Obligations
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Agency Securities
0 4.997 4.997 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Municipal Securities 0 4.934 4.934 5.000 N N Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Supranational 0 4.063 4.063 5.000 N N Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Negotiable Certificates of Deposit
0 5.000 5.000 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Banker's Acceptances
0 --- --- 186.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Commercial Paper 0 --- --- 270.000 N N Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Repurchase Agreements - 1 years
0 --- --- 1.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Bank Deposits - 5 Years
0 5.000 5.000 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Placement Service Deposits
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Medium Term Notes 0 --- --- 5.000 N N Status City of Escondido (299155)
As of 09/30/2022 Return to Table of Contents Dated: 11/04/2022 42 Attachment "4"
133
Item14.

Policies: .

Rules: .
* Compliance Status as of previous business day.

Cash
CE
LT
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
Cash
City of Escondido
CCYUSD
Cash
-0.01
USD
CASH
Cash
---
Y
Y
13,600,000.00
-1,321.46

0.00 0.00

0.00 -0.01

0.00 0.00

0.00 0.00
Cash
City of Escondido
CCYUSD
Cash
-0.01
USD
CASH
Cash
---
Y
Y
13,600,000.00
-1,321.46

0.00 0.00

0.00 -0.01

0.00 0.00

0.00 0.00
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
CE
City of Escondido
X9USDBRD2

BLACKROCK FED TRST DOLR SHR FD
102
10,640,910.76
USD
MMFUND
CE
---
Y
Y

0.00 451,568.05
15,200,102.62

0.00 -5,010,759.91

0.00 0.00
10,640,910.76

0.00 0.00

0.00 1,911.38
1,911.38

0.00 0.00
1,911.38
CE
City of Escondido
X9USDBRD2

BLACKROCK FED TRST DOLR SHR FD
102
10,640,910.76
USD
MMFUND
CE
---
Y
Y

0.00 451,568.05
15,200,102.62

0.00 -5,010,759.91

0.00 0.00
10,640,910.76

0.00 0.00

0.00 1,911.38
1,911.38

0.00 0.00
1,911.38
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
002824BE9

ABBOTT LABORATORIES
825,000.00
USD
CORP
LT
IL
Y
Y

0.00 831,133.36

0.00 0.00

0.00 829,922.57
-1,210.80

0.00 0.00
2,415.42

0.00 0.00

0.00 0.00
9,427.92

0.00 7,012.50

0.00 0.00
5,801.70
LT
City of Escondido
023135BW5
AMAZON.COM INC
300,000.00
USD
CORP
LT
WA
Y
Y

0.00 299,727.72

0.00 0.00

0.00 299,764.09

36.37 0.00

0.00 183.75

0.00 0.00

0.00 0.00
521.25

0.00 337.50

0.00 0.00
373.87
LT
City of Escondido
025816BW8

AMERICAN EXPRESS CO

0.00 USD
CORP
LT
NY
Y
Y

0.00 805,190.18

0.00 0.00

0.00 -804,745.20

0.00 0.00
-444.98

0.00 0.00
12,168.89

0.00 0.00

0.00 -14,800.00

0.00 0.00
2,631.11

0.00 0.00
2,186.13
LT
City of Escondido
025816CQ0

AMERICAN EXPRESS CO
350,000.00
USD
CORP
LT
NY
Y
Y

0.00 349,686.22

0.00 0.00

0.00 349,717.10

30.88 0.00

0.00 2,559.38

0.00 0.00

0.00 0.00
590.63
3,937.50
1,968.75

0.00 0.00
1,999.63
LT
City of Escondido
02665WDZ1

AMERICAN HONDA FINANCE CORP
1,000,000.00
USD
CORP
LT
CA
Y
Y

0.00 987,360.25

0.00 0.00

0.00 988,095.65
735.40

0.00 0.00
4,044.44

0.00 0.00

0.00 0.00
794.44
6,500.00
3,250.00

0.00 0.00
3,985.40
LT
City of Escondido
04636NAA1

ASTRAZENECA FINANCE LLC
700,000.00
USD
CORP
LT
DE
Y
Y

0.00 700,596.43

0.00 0.00

0.00 700,558.35
-38.08

0.00 0.00
770.00

0.00 0.00

0.00 0.00
2,870.00

0.00 2,100.00

0.00 0.00
2,061.92
LT
City of Escondido
05531FBF9

TRUIST FINANCIAL CORP
800,000.00
USD
CORP
LT
NC
Y
Y

0.00 807,461.16

0.00 0.00

0.00 806,093.27
-1,367.89

0.00 0.00
2,083.33

0.00 0.00

0.00 0.00
9,583.33

0.00 7,500.00

0.00 0.00
6,132.11
LT
City of Escondido
05565EBK0

BMW US CAPITAL LLC
575,000.00
USD
CORP
LT
NJ
Y
Y

0.00 618,074.87

0.00 0.00

0.00 614,114.45
-3,960.42

0.00 0.00
5,107.92

0.00 0.00

0.00 0.00
10,714.17

0.00 5,606.25

0.00 0.00
1,645.83
LT
City of Escondido
05565EBU8

BMW US CAPITAL LLC
215,000.00
USD
CORP
LT
NJ
Y
Y

0.00 214,986.54

0.00 0.00

0.00 214,988.26

1.72 0.00

0.00 622.60

0.00 0.00

0.00 0.00
219.48
806.25
403.13

0.00 0.00
404.84
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 44 Attachment "4"
135
Item14.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
05591RAD6
BMWLT 2021-1 A4
160,000.00
USD
ABS
LT
NJ
Y
Y

0.00 159,997.43

0.00 0.00

0.00 159,997.99

0.56 0.00

0.00 9.87

0.00 0.00

9.87 147.99
147.99

0.00 0.00
148.55
LT
City of Escondido
05602RAD3
BMWOT 2022-A A3
380,000.00
USD
ABS
LT
DE
Y
Y

0.00 379,981.74

0.00 0.00

0.00 379,983.48

1.74 0.00

0.00 1,456.98

0.00 0.00

0.00 0.00
203.30
4,303.18
3,049.50

0.00 0.00
3,051.24
LT
City of Escondido
06051GFB0

BANK OF AMERICA CORP
1,395,000.00
USD
CORP
LT
NC
Y
Y

0.00 1,415,299.50

0.00 0.00

0.00 1,412,102.42
-3,197.09

0.00 0.00
25,415.16

0.00 0.00

0.00 0.00
11,029.22
28,771.88
14,385.94

0.00 0.00
11,188.86
LT
City of Escondido
06406RBC0

BANK OF NEW YORK MELLON CORP
1,000,000.00
USD
CORP
LT
NY
Y
Y

0.00 999,868.97

0.00 0.00

0.00 999,881.54

12.57 0.00

0.00 6,048.61

0.00 0.00

0.00 0.00
14,423.61

0.00 8,375.00

0.00 0.00
8,387.57
LT
City of Escondido
110122DN5

BRISTOL-MYERS SQUIBB CO
353,000.00
USD
CORP
LT
NY
Y
Y

0.00 350,303.00

0.00 0.00

0.00 350,500.22
197.22

0.00 0.00
353.00

0.00 0.00

0.00 0.00
1,014.88

0.00 661.88

0.00 0.00
859.09
LT
City of Escondido
110122DN5

BRISTOL-MYERS SQUIBB CO
250,000.00
USD
CORP
LT
NY
Y
Y

0.00 248,352.46

0.00 0.00

0.00 248,473.00
120.54

0.00 0.00
250.00

0.00 0.00

0.00 0.00
718.75

0.00 468.75

0.00 0.00
589.29
LT
City of Escondido
14041NFY2
CAPITAL ONE MULTI TR A B S SER 2021 3
CL A 11/16/2
715,000.00
USD
ABS
LT
---
Y
Y

0.00 714,913.02

0.00 0.00

0.00 714,917.89

4.86 0.00

0.00 330.49

0.00 0.00

0.00 0.00
330.49
1,859.01
1,859.01

0.00 0.00
1,863.87
LT
City of Escondido
14314QAC8
CARMX 2021-2 A3
300,000.00
USD
ABS
LT
DE
Y
Y

0.00 299,965.40

0.00 0.00

0.00 299,972.08

6.68 0.00

0.00 69.33

0.00 0.00

69.33 390.00
390.00

0.00 0.00
396.68
LT
City of Escondido
14315FAD9
CARMX 2020-3 A3
106,515.30
USD
ABS
LT
DE
Y
Y

0.00 138,150.62

0.00 0.00
-31,642.37

0.00 0.00
106,510.79

2.53 0.00

0.00 38.07

0.00 0.00

29.35 197.31
188.59

0.00 0.00
191.12
LT
City of Escondido
14316NAC3
CARMX 2021-1 A3
105,994.36
USD
ABS
LT
DE
Y
Y

0.00 119,989.85

0.00 0.00
-14,005.65

0.00 0.00
105,986.47

2.27 0.00

0.00 18.13

0.00 0.00

16.02 99.71

97.59 0.00

0.00 99.87
LT
City of Escondido
14317DAC4
CARMX 2021-3 A3
610,000.00
USD
ABS
LT
DE
Y
Y

0.00 609,935.20

0.00 0.00

0.00 609,944.72

9.52 0.00

0.00 149.11

0.00 0.00

0.00 0.00
149.11
838.74
838.74

0.00 0.00
848.26
LT
City of Escondido
14912L5X5

CATERPILLAR FINANCIAL SERVICES
CORP
790,000.00
USD
CORP
LT
TN
Y
Y

0.00 800,266.51

0.00 0.00

0.00 798,456.22
-1,810.30

0.00 0.00
3,044.79

0.00 0.00

0.00 0.00
10,451.04

0.00 7,406.25

0.00 0.00
5,595.95
LT
City of Escondido
14913R2U0

CATERPILLAR FINANCIAL SERVICES
CORP
800,000.00
USD
CORP
LT
TN
Y
Y

0.00 795,109.89

0.00 0.00

0.00 795,371.35
261.46

0.00 0.00
6,460.00

0.00 0.00

0.00 0.00
3,135.56
6,724.44
3,400.00

0.00 0.00
3,661.45
LT
City of Escondido
166764BW9

CHEVRON CORP
425,000.00
USD
CORP
LT
CA
Y
Y

0.00 426,196.18

0.00 0.00

0.00 426,090.65
-105.54

0.00 0.00
917.29

0.00 0.00

0.00 0.00
2,568.42

0.00 1,651.13

0.00 0.00
1,545.59
LT
City of Escondido
172967MX6

CITIGROUP INC
255,000.00
USD
CORP
LT
NY
Y
Y

0.00 255,000.00

0.00 0.00

0.00 255,000.00

0.00 0.00

0.00 416.93

0.00 0.00

0.00 0.00
1,042.31

0.00 625.39

0.00 0.00
625.39
LT
City of Escondido
172967MX6

CITIGROUP INC
270,000.00
USD
CORP
LT
NY
Y
Y

0.00 270,493.57

0.00 0.00

0.00 270,426.78
-66.79

0.00 0.00
441.45

0.00 0.00

0.00 0.00
1,103.63

0.00 662.17

0.00 0.00
595.39
LT
City of Escondido
17327CAN3

CITIGROUP INC
245,000.00
USD
CORP
LT
NY
Y
Y

0.00 245,000.00

0.00 0.00

0.00 245,000.00

0.00 0.00

0.00 2,138.20

0.00 0.00

0.00 0.00
904.62
2,467.15
1,233.58

0.00 0.00
1,233.58
LT
City of Escondido
20030NCR0

COMCAST CORP
635,000.00
USD
CORP
LT
PA
Y
Y

0.00 661,932.57

0.00 0.00

0.00 658,008.34
-3,924.23

0.00 0.00
4,960.06

0.00 0.00

0.00 0.00
10,833.81

0.00 5,873.75

0.00 0.00
1,949.52
LT
City of Escondido
20772KEW5

CONNECTICUT ST
630,000.00
USD
MUNI
LT
CT
N
Y

0.00 687,765.09

0.00 0.00

0.00 683,307.84
-4,457.25

0.00 0.00
6,943.27

0.00 0.00

0.00 0.00
1,048.04
11,790.45
5,895.23

0.00 0.00
1,437.97
LT
City of Escondido
20772KJW0

CONNECTICUT ST
150,000.00
USD
MUNI
LT
CT
N
Y

0.00 150,000.00

0.00 0.00

0.00 150,000.00

0.00 0.00

0.00 1,498.50

0.00 0.00

0.00 0.00
749.25
1,498.50
749.25

0.00 0.00
749.25
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 45 Attachment "4"
136
Item14.

JOHN DEERE CAPITAL CORP
800,000.00
USD
CORP
LT
WI
Y
Y

0.00 795,906.29

0.00 0.00

0.00 796,125.33
219.04

0.00 0.00
6,460.00

0.00 0.00

0.00 0.00
3,022.22
6,837.78
3,400.00

0.00 0.00
3,619.04
LT
City of Escondido
254683CS2
DCENT 2022-2 A
715,000.00
USD
ABS
LT
---
Y
Y

0.00 714,942.96

0.00 0.00

0.00 714,947.60

4.64 0.00

0.00 1,055.02

0.00 0.00

0.00 0.00
1,055.02
5,934.51
5,934.51

0.00 0.00
5,939.15
LT
City of Escondido
254687FK7

WALT DISNEY CO
845,000.00
USD
CORP
LT
CA
Y
Y

0.00 843,521.46

0.00 0.00

0.00 843,707.72
186.25

0.00 0.00
5,052.40

0.00 0.00

0.00 0.00
1,273.37
7,393.75
3,614.72

0.00 0.00
3,800.97
LT
City of Escondido
3135G05G4

FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD

AGCY BOND
LT
DC
Y
Y

0.00 569,581.38

0.00 0.00

0.00 -569,591.45

0.00 0.00

10.07 0.00

0.00 676.88

0.00 0.00

0.00 -712.50

0.00 0.00

35.63 0.00

0.00 45.69
LT
City of Escondido
3135G05X7

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
2,000,000.00
USD

AGCY BOND
LT
DC
Y
Y

0.00 1,995,513.39

0.00 0.00

0.00 1,995,868.61
355.22

0.00 0.00
2,625.00

0.00 0.00

0.00 0.00
750.00
3,750.00
1,875.00

0.00 0.00
2,230.22
LT
City of Escondido
3135G06G3

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
360,000.00
USD

AGCY BOND
LT
DC
Y
Y

0.00 359,132.50

0.00 0.00

0.00 359,196.65

64.15 0.00

0.00 270.00

0.00 0.00

0.00 0.00
720.00

0.00 450.00

0.00 0.00
514.15
LT
City of Escondido
3135G06G3

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
1,125,000.00
USD

AGCY BOND
LT
DC
Y
Y

0.00 1,123,520.74

0.00 0.00

0.00 1,123,630.18
109.45

0.00 0.00
843.75

0.00 0.00

0.00 0.00
2,250.00

0.00 1,406.25

0.00 0.00
1,515.70
LT
City of Escondido
3135G0U43

FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD

AGCY BOND
LT
DC
Y
Y

0.00 1,543,728.45

0.00 0.00

0.00 -1,536,513.85

0.00 0.00
-7,214.60

0.00 0.00
13,057.29

0.00 0.00

0.00 -21,562.50

0.00 0.00
8,505.21

0.00 0.00
1,290.61
LT
City of Escondido
3136AJB54
FNA 2014-M04 A2
353,370.72
USD
FNMA
LT
DC
Y
Y

0.00 366,411.52

0.00 0.00
-6,287.32

0.00 0.00
359,058.12
-1,066.08

0.00 0.00
1,002.85

0.00 0.00

0.00 0.00
985.32
2,999.83
2,982.30

0.00 0.00
1,916.22
LT
City of Escondido
3137BGK24
FHMS K-043 A2
665,000.00
USD
FHLMC
LT
VA
Y
Y

0.00 681,660.09

0.00 0.00

0.00 679,824.16
-1,835.94

0.00 0.00
1,696.86

0.00 0.00

0.00 0.00
1,696.86
5,090.58
5,090.58

0.00 0.00
3,254.64
LT
City of Escondido
3137BTU25
FHMS K-724 A2
372,079.71
USD
FHLMC
LT
VA
Y
Y

0.00 411,755.15

0.00 0.00
-27,920.30

0.00 0.00
381,211.98
-2,622.87

0.00 0.00
1,020.67

0.00 0.00

0.00 0.00
949.42
3,000.46
2,929.22

0.00 0.00
306.34
LT
City of Escondido
3137EAEP0

FEDERAL HOME LOAN MORTGAGE CORP
790,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 802,211.19

0.00 0.00

0.00 801,055.15
-1,156.04

0.00 0.00
4,575.42

0.00 0.00

0.00 0.00
1,612.92
5,925.00
2,962.50

0.00 0.00
1,806.46
LT
City of Escondido
3137EAEV7

FEDERAL HOME LOAN MORTGAGE CORP

0.00 USD

AGCY BOND
LT
VA
Y
Y

0.00 274,997.90

0.00 0.00

0.00 -274,998.19

0.00 0.00

0.29 0.00

0.00 242.53

0.00 0.00

0.00 -343.75

0.00 0.00
101.22

0.00 0.00
101.51
LT
City of Escondido
3137EAEX3

FEDERAL HOME LOAN MORTGAGE CORP
1,150,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 1,147,759.42

0.00 0.00

0.00 1,147,932.38
172.97

0.00 0.00
1,173.96

0.00 0.00

95.83 2,156.25
1,078.13

0.00 0.00
1,251.09
LT
City of Escondido
3137EAFA2

FEDERAL HOME LOAN MORTGAGE CORP
300,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 299,858.55

0.00 0.00

0.00 299,883.45

24.89 0.00

0.00 56.25

0.00 0.00

0.00 0.00
243.75

0.00 187.50

0.00 0.00
212.39
LT
City of Escondido
3137FBTA4
FHMS K-728 A2
856,457.05
USD

FHLMC CMO
LT
VA
Y
Y

0.00 860,743.43

0.00 0.00
-3,248.43

0.00 0.00
857,156.00
-339.00

0.00 0.00
2,195.11

0.00 0.00

0.00 0.00
2,186.82
6,577.26
6,568.97

0.00 0.00
6,229.97
LT
City of Escondido
3137FQ3V3
FHMS K-J27 A1
2,597.05
USD
FHLMC
LT
VA
Y
Y

0.00 18,462.11

0.00 0.00
-15,882.41

0.00 0.00
2,594.11

14.41 0.00

0.00 32.22

0.00 0.00

4.53 57.73

30.04 0.00

0.00 44.45
LT
City of Escondido
341271AD6

FLORIDA ST BRD ADMIN FIN CORP REV
400,000.00
USD
MUNI
LT
FL
N
Y

0.00 400,000.00

0.00 0.00

0.00 400,000.00

0.00 0.00

0.00 2,516.00

0.00 0.00

0.00 0.00
1,258.00
2,516.00
1,258.00

0.00 0.00
1,258.00
LT
City of Escondido
341271AD6

FLORIDA ST BRD ADMIN FIN CORP REV
155,000.00
USD
MUNI
LT
FL
N
Y

0.00 155,687.97

0.00 0.00

0.00 155,631.43
-56.54

0.00 0.00
974.95

0.00 0.00

0.00 0.00
487.48
974.95
487.48

0.00 0.00
430.93
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 46 Attachment "4"
137
Item14.

FLORIDA ST BRD ADMIN FIN CORP REV
150,000.00
USD
MUNI
LT
FL
N
Y

0.00 150,624.38

0.00 0.00

0.00 150,573.07
-51.31

0.00 0.00
943.50

0.00 0.00

0.00 0.00
471.75
943.50
471.75

0.00 0.00
420.44
LT
City of Escondido
345286AC2
FORDO 2022-A A3
255,000.00
USD
ABS
LT
DE
Y
Y

0.00 254,975.19

0.00 0.00

0.00 254,978.41

3.23 0.00

0.00 146.20

0.00 0.00

0.00 0.00
146.20
822.39
822.39

0.00 0.00
825.62
LT
City of Escondido
362590AC5
GMCAR 2020-3 A3
178,217.28
USD
ABS
LT
TX
Y
Y

0.00 221,749.17

0.00 0.00
-43,549.08

0.00 0.00
178,205.40

5.31 0.00

0.00 41.58

0.00 0.00

33.42 232.93
224.76

0.00 0.00
230.08
LT
City of Escondido
36262XAD6
GMALT 2021-3 A4
225,000.00
USD
ABS
LT
DE
Y
Y

0.00 224,994.76

0.00 0.00

0.00 224,995.83

1.07 0.00

0.00 34.38

0.00 0.00

34.38 281.25
281.25

0.00 0.00
282.32
LT
City of Escondido
369550BG2

GENERAL DYNAMICS CORP
700,000.00
USD
CORP
LT
VA
Y
Y

0.00 749,094.09

0.00 0.00

0.00 744,606.37
-4,487.72

0.00 0.00
3,130.56

0.00 0.00

0.00 0.00
9,255.56

0.00 6,125.00

0.00 0.00
1,637.28
LT
City of Escondido
380146AC4
GMCAR 2022-1 A3
285,000.00
USD
ABS
LT
DE
Y
Y

0.00 284,979.56

0.00 0.00

0.00 284,982.07

2.52 0.00

0.00 149.63

0.00 0.00

0.00 0.00
149.63
897.75
897.75

0.00 0.00
900.27
LT
City of Escondido
38141GXS8

GOLDMAN SACHS GROUP INC
650,000.00
USD
CORP
LT
NY
Y
Y

0.00 650,948.21

0.00 0.00

0.00 650,858.75
-89.46

0.00 0.00
2,145.81

0.00 0.00

0.00 0.00
756.44
2,778.75
1,389.38

0.00 0.00
1,299.91
LT
City of Escondido
38141GZH0

GOLDMAN SACHS GROUP INC
400,000.00
USD
CORP
LT
NY
Y
Y

0.00 400,000.00

0.00 0.00

0.00 400,000.00

0.00 0.00

0.00 3,064.99

0.00 0.00

0.00 0.00
1,307.99
3,514.00
1,757.00

0.00 0.00
1,757.00
LT
City of Escondido
437076CM2

HOME DEPOT INC
105,000.00
USD
CORP
LT
GA
Y
Y

0.00 104,832.31

0.00 0.00

0.00 104,848.07

15.76 0.00

0.00 732.38

0.00 0.00

0.00 0.00
1,441.13

0.00 708.75

0.00 0.00
724.51
LT
City of Escondido
43815EAC8
HAROT 2021-3 A3
305,000.00
USD
ABS
LT
CA
Y
Y

0.00 304,997.13

0.00 0.00

0.00 304,997.60

0.46 0.00

0.00 45.16

0.00 0.00

45.16 312.63
312.63

0.00 0.00
313.09
LT
City of Escondido
43815GAC3
HAROT 2021-4 A3
285,000.00
USD
ABS
LT
CA
Y
Y

0.00 284,954.79

0.00 0.00

0.00 284,960.93

6.14 0.00

0.00 69.67

0.00 0.00

69.67 627.00
627.00

0.00 0.00
633.14
LT
City of Escondido
438516CE4

HONEYWELL INTERNATIONAL INC
700,000.00
USD
CORP
LT
NC
Y
Y

0.00 669,388.44

0.00 0.00

0.00 670,962.01
1,573.58

0.00 0.00
2,566.67

0.00 0.00

0.00 0.00
641.67
3,850.00
1,925.00

0.00 0.00
3,498.58
LT
City of Escondido
44891TAD8
HALST 2021-A A4
140,000.00
USD
ABS
LT
DE
Y
Y

0.00 139,995.92

0.00 0.00

0.00 139,997.12

1.20 0.00

0.00 26.13

0.00 0.00

26.13 147.00
147.00

0.00 0.00
148.20
LT
City of Escondido
448977AD0
HART 2022-A A3
720,000.00
USD
ABS
LT
DE
Y
Y

0.00 719,975.37

0.00 0.00

0.00 719,978.12

2.74 0.00

0.00 710.40

0.00 0.00

0.00 0.00
710.40
3,996.00
3,996.00

0.00 0.00
3,998.74
LT
City of Escondido
44933LAC7
HART 2021-A A3
220,000.00
USD
ABS
LT
DE
Y
Y

0.00 219,988.36

0.00 0.00

0.00 219,990.89

2.53 0.00

0.00 37.16

0.00 0.00

37.16 209.01
209.01

0.00 0.00
211.54
LT
City of Escondido
4581X0DK1

INTER-AMERICAN DEVELOPMENT BANK
835,000.00
USD

SUPRANATIONA
L
LT
DC
Y
Y

0.00 863,591.51

0.00 0.00

0.00 860,956.85
-2,634.67

0.00 0.00
4,343.16

0.00 0.00

0.00 0.00
690.03
7,306.25
3,653.13

0.00 0.00
1,018.46
LT
City of Escondido
4581X0DZ8

INTER-AMERICAN DEVELOPMENT BANK
1,530,000.00
USD

SUPRANATIONA
L
LT
DC
Y
Y

0.00 1,529,157.75

0.00 0.00

0.00 1,529,252.38

94.63 0.00

0.00 2,082.50

0.00 0.00

0.00 0.00
170.00
3,825.00
1,912.50

0.00 0.00
2,007.13
LT
City of Escondido
459058JM6

INTERNATIONAL BANK FOR

RECONSTRUCTION AND DEVELOPM
665,000.00
USD

SUPRANATIONA
L
LT
DC
Y
Y

0.00 664,332.88

0.00 0.00

0.00 664,452.08
119.20

0.00 0.00
170.87

0.00 0.00

0.00 0.00
586.49

0.00 415.63

0.00 0.00
534.82
LT
City of Escondido
459200KM2

INTERNATIONAL BUSINESS MACHINES
CORP
1,000,000.00
USD
CORP
LT
NY
Y
Y

0.00 988,504.33

0.00 0.00

0.00 989,103.16
598.83

0.00 0.00
8,677.78

0.00 0.00

0.00 0.00
3,177.78
11,000.00
5,500.00

0.00 0.00
6,098.83
LT
City of Escondido
46647PBH8

JPMORGAN CHASE & CO
750,000.00
USD
CORP
LT
NY
Y
Y

0.00 766,601.18

0.00 0.00

0.00 765,084.56
-1,516.62

0.00 0.00
4,511.25

0.00 0.00

0.00 0.00
751.88
7,518.75
3,759.38

0.00 0.00
2,242.75
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 47 Attachment "4"
138
Item14.

JPMORGAN CHASE & CO
585,000.00
USD
CORP
LT
NY
Y
Y

0.00 585,000.00

0.00 0.00

0.00 585,000.00

0.00 0.00

0.00 401.70

0.00 0.00

0.00 0.00
1,606.80

0.00 1,205.10

0.00 0.00
1,205.10
LT
City of Escondido
50117TAC5
KCOT 2021-1 A3
155,000.00
USD
ABS
LT
---
Y
Y

0.00 154,982.52

0.00 0.00

0.00 154,985.45

2.94 0.00

0.00 42.71

0.00 0.00

42.71 240.24
240.24

0.00 0.00
243.18
LT
City of Escondido
50117XAE2
KCOT 212 A3
370,000.00
USD
ABS
LT
---
Y
Y

0.00 369,990.96

0.00 0.00

0.00 369,992.27

1.31 0.00

0.00 92.09

0.00 0.00

92.09 518.01
518.01

0.00 0.00
519.32
LT
City of Escondido
542411NH2

LONG BEACH CALIF CMNTY COLLEGE
DIST

0.00 USD
MUNI
LT
CA
N
Y

0.00 350,000.00

0.00 0.00

0.00 -350,000.00

0.00 0.00

0.00 2,541.88

0.00 0.00

0.00 -3,050.25

0.00 0.00
508.38

0.00 0.00
508.38
LT
City of Escondido
54438CYK2

LOS ANGELES CALIF CMNTY COLLEGE
DIST
410,000.00
USD
MUNI
LT
CA
N
Y

0.00 410,000.00

0.00 0.00

0.00 410,000.00

0.00 0.00

0.00 1,320.54

0.00 0.00

0.00 0.00
528.22
1,584.65
792.33

0.00 0.00
792.33
LT
City of Escondido
544647FC9

LOS ANGELES CALIF UNI SCH DIST
310,000.00
USD
MUNI
LT
CA
N
Y

0.00 310,000.00

0.00 0.00

0.00 310,000.00

0.00 0.00

0.00 2,255.25

0.00 0.00

0.00 0.00
1,127.63
2,255.25
1,127.63

0.00 0.00
1,127.63
LT
City of Escondido
574193TQ1

MARYLAND ST
375,000.00
USD
MUNI
LT
MD
N
Y

0.00 374,945.22

0.00 0.00

0.00 374,951.85

6.63 0.00

0.00 796.88

0.00 0.00

0.00 0.00
318.75
956.25
478.13

0.00 0.00
484.76
LT
City of Escondido
58769EAC2
MBALT 2020-B A3
45,543.93
USD
ABS
LT
MI
Y
Y

0.00 71,096.96

0.00 0.00
-25,553.60

0.00 0.00
45,543.71

0.35 0.00

0.00 12.64

0.00 0.00

8.10 62.79

58.25 0.00

0.00 58.60
LT
City of Escondido
60412AVJ9

MINNESOTA ST
275,000.00
USD
MUNI
LT
MN
Y
Y

0.00 275,000.00

0.00 0.00

0.00 275,000.00

0.00 0.00

0.00 721.88

0.00 0.00

0.00 0.00
288.75
866.25
433.13

0.00 0.00
433.13
LT
City of Escondido
605581MZ7

MISSISSIPPI ST
120,000.00
USD
MUNI
LT
MS
N
Y

0.00 120,000.00

0.00 0.00

0.00 120,000.00

0.00 0.00

0.00 113.00

0.00 0.00

0.00 0.00
282.50

0.00 169.50

0.00 0.00
169.50
LT
City of Escondido
61746BDQ6

MORGAN STANLEY
745,000.00
USD
CORP
LT
NY
Y
Y

0.00 761,753.08

0.00 0.00

0.00 759,498.52
-2,254.56

0.00 0.00
4,971.84

0.00 0.00

0.00 0.00
12,189.03

0.00 7,217.19

0.00 0.00
4,962.63
LT
City of Escondido
61747YEM3

MORGAN STANLEY
310,000.00
USD
CORP
LT
NY
Y
Y

0.00 310,000.00

0.00 0.00

0.00 310,000.00

0.00 0.00

0.00 3,012.08

0.00 0.00

0.00 0.00
973.83
4,076.50
2,038.25

0.00 0.00
2,038.25
LT
City of Escondido
63743HFE7

NATIONAL RURAL UTILITIES

COOPERATIVE FINANCE CORP
220,000.00
USD
CORP
LT
VA
Y
Y

0.00 219,945.36

0.00 0.00

0.00 219,952.91

7.55 0.00

0.00 1,201.75

0.00 0.00

0.00 0.00
3,099.25

0.00 1,897.50

0.00 0.00
1,905.05
LT
City of Escondido
650036DT0

NEW YORK ST URBAN DEV CORP REV
945,000.00
USD
MUNI
LT
NY
N
Y

0.00 945,000.00

0.00 0.00

0.00 945,000.00

0.00 0.00

0.00 2,420.78

0.00 0.00

0.00 0.00
365.40
4,110.75
2,055.38

0.00 0.00
2,055.38
LT
City of Escondido
65480EAD3
NALT 2020-B A3
64,286.15
USD
ABS
LT
TN
Y
Y

0.00 138,414.39

0.00 0.00
-74,129.73

0.00 0.00
64,285.79

1.12 0.00

0.00 26.45

0.00 0.00

12.29 123.40
109.23

0.00 0.00
110.36
LT
City of Escondido
665859AW4

NORTHERN TRUST CORP
670,000.00
USD
CORP
LT
IL
Y
Y

0.00 676,308.42

0.00 0.00

0.00 676,007.07
-301.35

0.00 0.00
3,796.67

0.00 0.00

0.00 0.00
10,496.67

0.00 6,700.00

0.00 0.00
6,398.65
LT
City of Escondido
693475AY1

PNC FINANCIAL SERVICES GROUP INC
600,000.00
USD
CORP
LT
PA
Y
Y

0.00 599,906.92

0.00 0.00

0.00 599,916.65

9.74 0.00

0.00 2,200.00

0.00 0.00

0.00 0.00
5,500.00

0.00 3,300.00

0.00 0.00
3,309.74
LT
City of Escondido
697511FB4

PALOMAR CALIF CMNTY COLLEGE DIST
440,000.00
USD
MUNI
LT
CA
N
Y

0.00 440,000.00

0.00 0.00

0.00 440,000.00

0.00 0.00

0.00 1,455.67

0.00 0.00

0.00 0.00
582.27
1,746.80
873.40

0.00 0.00
873.40
LT
City of Escondido
771196BT8

ROCHE HOLDINGS INC
1,295,000.00
USD
CORP
LT
CA
Y
Y

0.00 1,295,000.00

0.00 0.00

0.00 1,295,000.00

0.00 0.00

0.00 8,512.90

0.00 0.00

0.00 0.00
1,610.55
13,804.70
6,902.35

0.00 0.00
6,902.35
LT
City of Escondido
797272QP9

SAN DIEGO CALIF CMNTY COLLEGE DIST
245,000.00
USD
MUNI
LT
CA
N
Y

0.00 245,000.00

0.00 0.00

0.00 245,000.00

0.00 0.00

0.00 2,088.63

0.00 0.00

0.00 0.00
835.45
2,506.35
1,253.17

0.00 0.00
1,253.17
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 48 Attachment "4"
139
Item14.

SAN DIEGO CNTY CALIF WTR AUTH WTR
REV
480,000.00
USD
MUNI
LT
CA
N
Y

0.00 480,000.00

0.00 0.00

0.00 480,000.00

0.00 0.00

0.00 594.40

0.00 0.00

0.00 0.00
1,486.00

0.00 891.60

0.00 0.00
891.60
LT
City of Escondido
798306WN2

SAN JUAN CALIF UNI SCH DIST
415,000.00
USD
MUNI
LT
CA
N
Y

0.00 415,000.00

0.00 0.00

0.00 415,000.00

0.00 0.00

0.00 1,213.88

0.00 0.00

0.00 0.00
485.55
1,456.65
728.33

0.00 0.00
728.33
LT
City of Escondido
799408Z85

SAN RAMON VALLEY CALIF UNI SCH DIST
405,000.00
USD
MUNI
LT
CA
N
Y

0.00 405,000.00

0.00 0.00

0.00 405,000.00

0.00 0.00

0.00 1,248.75

0.00 0.00

0.00 0.00
499.50
1,498.50
749.25

0.00 0.00
749.25
LT
City of Escondido
808513AY1

CHARLES SCHWAB CORP
815,000.00
USD
CORP
LT
TX
Y
Y

0.00 824,436.41

0.00 0.00

0.00 822,896.93
-1,539.48

0.00 0.00
12,055.21

0.00 0.00

0.00 0.00
4,822.08
14,466.25
7,233.13

0.00 0.00
5,693.65
LT
City of Escondido
874857KJ3

TAMALPAIS CALIF UN HIGH SCH DIST

0.00 USD
MUNI
LT
CA
N
Y

0.00 615,000.00

0.00 0.00

0.00 -615,000.00

0.00 0.00

0.00 5,050.69

0.00 0.00

0.00 -6,060.82

0.00 0.00
1,010.14

0.00 0.00
1,010.14
LT
City of Escondido
87612EBM7

TARGET CORP
180,000.00
USD
CORP
LT
MN
Y
Y

0.00 179,721.54

0.00 0.00

0.00 179,736.60

15.06 0.00

0.00 1,530.75

0.00 0.00

0.00 0.00
741.00
1,667.25
877.50

0.00 0.00
892.56
LT
City of Escondido
87612EBM7

TARGET CORP
650,000.00
USD
CORP
LT
MN
Y
Y

0.00 651,306.34

0.00 0.00

0.00 651,236.97
-69.37

0.00 0.00
5,527.71

0.00 0.00

0.00 0.00
2,675.83
6,020.63
3,168.75

0.00 0.00
3,099.38
LT
City of Escondido
89236TDK8

TOYOTA MOTOR CREDIT CORP
1,090,000.00
USD
CORP
LT
TX
Y
Y

0.00 1,096,115.04

0.00 0.00

0.00 1,094,945.36
-1,169.68

0.00 0.00
4,973.13

0.00 0.00

0.00 0.00
11,104.38

0.00 6,131.25

0.00 0.00
4,961.57
LT
City of Escondido
89237VAB5
TAOT 2020-C A3
148,108.68
USD
ABS
LT
DE
Y
Y

0.00 194,653.57

0.00 0.00
-46,549.02

0.00 0.00
148,106.08

1.54 0.00

0.00 38.07

0.00 0.00

28.96 196.99
187.89

0.00 0.00
189.42
LT
City of Escondido
89238EAC0
TLOT 2021-A A3
235,000.00
USD
ABS
LT
TX
Y
Y

0.00 234,990.12

0.00 0.00

0.00 234,993.71

3.59 0.00

0.00 28.00

0.00 0.00

28.00 229.14
229.14

0.00 0.00
232.73
LT
City of Escondido
904764BN6

UNILEVER CAPITAL CORP
160,000.00
USD
CORP
LT
NJ
Y
Y

0.00 160,000.00

0.00 0.00

0.00 160,000.00

0.00 0.00

0.00 386.73

0.00 0.00

0.00 0.00
136.33
500.80
250.40

0.00 0.00
250.40
LT
City of Escondido
91159HHX1

US BANCORP
845,000.00
USD
CORP
LT
MN
Y
Y

0.00 844,695.52

0.00 0.00

0.00 844,735.85

40.33 0.00

0.00 8,506.33

0.00 0.00

0.00 0.00
3,436.33
10,140.00
5,070.00

0.00 0.00
5,110.33
LT
City of Escondido
9128282A7

UNITED STATES TREASURY
1,900,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,788,952.15

0.00 0.00

0.00 1,795,373.49
6,421.34

0.00 0.00
10,707.18

0.00 0.00

0.00 0.00
3,639.95
14,250.00
7,182.76

0.00 0.00
13,604.11
LT
City of Escondido
9128282Y5

UNITED STATES TREASURY
795,000.00
USD
US GOV
LT
DC
N
Y

0.00 802,632.18

0.00 0.00

0.00 801,796.86
-835.32

0.00 0.00
4,246.52

0.00 0.00

46.41 8,446.88
4,246.77

0.00 0.00
3,411.46
LT
City of Escondido
9128283J7

UNITED STATES TREASURY
1,480,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,495,854.68

0.00 0.00

0.00 1,494,232.92
-1,621.76

0.00 0.00
2,663.80

0.00 0.00

0.00 0.00
10,569.26

0.00 7,905.46

0.00 0.00
6,283.71
LT
City of Escondido
9128283V0

UNITED STATES TREASURY
280,000.00
USD
US GOV
LT
DC
N
Y

0.00 287,941.85

0.00 0.00

0.00 287,181.30
-760.55

0.00 0.00
2,919.89

0.00 0.00

0.00 0.00
1,179.35
3,500.00
1,759.46

0.00 0.00
998.91
LT
City of Escondido
9128285D8

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 5,149,174.84

0.00 0.00

0.00 -5,119,556.06

0.00 0.00
-29,618.77

0.00 0.00
36,133.88

0.00 0.00

0.00 -71,875.00

0.00 0.00
35,741.12

0.00 0.00
6,122.35
LT
City of Escondido
912828D56

UNITED STATES TREASURY
575,000.00
USD
US GOV
LT
DC
N
Y

0.00 583,987.20

0.00 0.00

0.00 582,938.55
-1,048.65

0.00 0.00
5,130.52

0.00 0.00

0.00 0.00
1,744.14
6,828.13
3,441.75

0.00 0.00
2,393.10
LT
City of Escondido
912828V80

UNITED STATES TREASURY
600,000.00
USD
US GOV
LT
DC
N
Y

0.00 599,620.41

0.00 0.00

0.00 599,682.57

62.16 0.00

0.00 5,631.22

0.00 0.00

0.00 0.00
2,274.46
6,750.00
3,393.24

0.00 0.00
3,455.40
LT
City of Escondido
912828V98

UNITED STATES TREASURY
1,160,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,125,552.83

0.00 0.00

0.00 1,127,330.62
1,777.80

0.00 0.00
9,805.52

0.00 0.00

0.00 0.00
3,333.42
13,050.00
6,577.90

0.00 0.00
8,355.70
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 49 Attachment "4"
140
Item14.

UNITED STATES TREASURY
95,000.00
USD
US GOV
LT
DC
N
Y

0.00 94,709.64

0.00 0.00

0.00 94,753.33

43.69 0.00

0.00 674.75

0.00 0.00

0.00 0.00
172.88
1,009.38
507.51

0.00 0.00
551.20
LT
City of Escondido
912828W71

UNITED STATES TREASURY
2,650,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,732,592.69

0.00 0.00

0.00 2,720,753.48
-11,839.21

0.00 0.00
14,155.05

0.00 0.00

0.00 0.00
154.70
28,156.25
14,155.90

0.00 0.00
2,316.69
LT
City of Escondido
912828W71

UNITED STATES TREASURY
1,420,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,447,877.49

0.00 0.00

0.00 1,443,904.77
-3,972.72

0.00 0.00
7,584.97

0.00 0.00

82.90 15,087.50
7,585.43

0.00 0.00
3,612.70
LT
City of Escondido
912828XX3

UNITED STATES TREASURY
1,225,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,230,281.64

0.00 0.00

0.00 1,229,629.30
-652.33

0.00 0.00

66.58 0.00

0.00 0.00

0.00 6,191.58

0.00 6,125.00

0.00 0.00
5,472.67
LT
City of Escondido
912828Y61

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 147,123.72

0.00 0.00

0.00 -146,963.06

0.00 0.00
-160.67

0.00 0.00
1,663.29

0.00 0.00

0.00 -1,993.75

0.00 0.00
330.46

0.00 0.00
169.79
LT
City of Escondido
912828Y87

UNITED STATES TREASURY
740,000.00
USD
US GOV
LT
DC
N
Y

0.00 741,155.75

0.00 0.00

0.00 741,020.15
-135.59

0.00 0.00
5,401.80

0.00 0.00

0.00 0.00
2,181.79
6,475.00
3,255.00

0.00 0.00
3,119.41
LT
City of Escondido
912828YM6

UNITED STATES TREASURY
635,000.00
USD
US GOV
LT
DC
N
Y

0.00 653,004.52

0.00 0.00

0.00 651,079.74
-1,924.79

0.00 0.00
1,604.76

0.00 0.00

0.00 0.00
3,986.01

0.00 2,381.25

0.00 0.00
456.46
LT
City of Escondido
912828ZL7

UNITED STATES TREASURY
3,375,000.00
USD
US GOV
LT
DC
N
Y

0.00 3,305,933.09

0.00 0.00

0.00 3,311,976.91
6,043.82

0.00 0.00
2,132.30

0.00 0.00

0.00 0.00
5,296.37

0.00 3,164.06

0.00 0.00
9,207.89
LT
City of Escondido
912828ZT0

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,958,948.33

0.00 0.00

0.00 1,962,444.22
3,495.89

0.00 0.00
423.50

0.00 0.00

0.00 0.00
1,680.33

0.00 1,256.83

0.00 0.00
4,752.72
LT
City of Escondido
91282CAB7

UNITED STATES TREASURY
2,380,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,348,265.41

0.00 0.00

0.00 2,350,829.59
2,564.18

0.00 0.00
2,481.91

0.00 0.00

0.00 0.00
1,002.45
2,975.00
1,495.54

0.00 0.00
4,059.72
LT
City of Escondido
91282CAM3

UNITED STATES TREASURY
620,000.00
USD
US GOV
LT
DC
N
Y

0.00 612,480.48

0.00 0.00

0.00 613,056.73
576.24

0.00 0.00
389.62

0.00 0.00

4.26 775.00
389.64

0.00 0.00
965.89
LT
City of Escondido
91282CBC4

UNITED STATES TREASURY
1,200,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,198,161.64

0.00 0.00

0.00 1,198,292.23
130.59

0.00 0.00

12.23 0.00

0.00 0.00

0.00 1,137.23

0.00 1,125.00

0.00 0.00
1,255.59
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
645,000.00
USD
US GOV
LT
DC
N
Y

0.00 637,773.10

0.00 0.00

0.00 638,274.73
501.63

0.00 0.00
1,008.93

0.00 0.00

0.00 0.00
407.51
1,209.38
607.96

0.00 0.00
1,109.59
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
1,280,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,260,688.12

0.00 0.00

0.00 1,262,026.19
1,338.07

0.00 0.00
2,002.21

0.00 0.00

0.00 0.00
808.70
2,400.00
1,206.49

0.00 0.00
2,544.56
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
1,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 988,977.09

0.00 0.00

0.00 989,742.28
765.19

0.00 0.00
1,564.23

0.00 0.00

0.00 0.00
631.79
1,875.00
942.57

0.00 0.00
1,707.76
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
800,000.00
USD
US GOV
LT
DC
N
Y

0.00 787,129.92

0.00 0.00

0.00 788,021.25
891.32

0.00 0.00
1,251.38

0.00 0.00

0.00 0.00
505.43
1,500.00
754.05

0.00 0.00
1,645.38
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
1,600,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,558,146.20

0.00 0.00

0.00 1,561,031.39
2,885.19

0.00 0.00
2,502.76

0.00 0.00

0.00 0.00
1,010.87
3,000.00
1,508.11

0.00 0.00
4,393.30
LT
City of Escondido
91282CBQ3

UNITED STATES TREASURY
400,000.00
USD
US GOV
LT
DC
N
Y

0.00 394,282.91

0.00 0.00

0.00 394,669.32
386.41

0.00 0.00
668.48

0.00 0.00

0.00 0.00
171.27
1,000.00
502.79

0.00 0.00
889.21
LT
City of Escondido
91282CBQ3

UNITED STATES TREASURY
3,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,934,865.29

0.00 0.00

0.00 2,939,251.69
4,386.40

0.00 0.00
5,013.59

0.00 0.00

0.00 0.00
1,284.53
7,500.00
3,770.94

0.00 0.00
8,157.35
LT
City of Escondido
91282CBT7

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,993,200.38

0.00 0.00

0.00 1,993,650.64
450.27

0.00 0.00
3,770.49

0.00 0.00

41.21 7,500.00
3,770.72

0.00 0.00
4,220.98
LT
City of Escondido
91282CBV2

UNITED STATES TREASURY
4,350,000.00
USD
US GOV
LT
DC
N
Y

0.00 4,327,384.36

0.00 0.00

0.00 4,330,544.08
3,159.72

0.00 0.00
3,431.86

0.00 0.00

0.00 0.00
7,532.27

0.00 4,100.41

0.00 0.00
7,260.13
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 50 Attachment "4"
141
Item14.

UNITED STATES TREASURY
1,680,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,677,115.59

0.00 0.00

0.00 1,677,298.16
182.57

0.00 0.00
1,067.21

0.00 0.00

0.00 0.00
4,234.43

0.00 3,167.21

0.00 0.00
3,349.78
LT
City of Escondido
91282CCF6

UNITED STATES TREASURY
2,400,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,291,324.58

0.00 0.00

0.00 2,298,061.25
6,736.67

0.00 0.00
1,524.59

0.00 0.00

0.00 0.00
6,049.18

0.00 4,524.59

0.00 0.00
11,261.26
LT
City of Escondido
91282CCJ8

UNITED STATES TREASURY
2,050,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,066,979.12

0.00 0.00

0.00 2,065,929.50
-1,049.62

0.00 0.00

48.74 0.00

0.00 0.00

0.00 4,533.12

0.00 4,484.38

0.00 0.00
3,434.76
LT
City of Escondido
91282CCJ8

UNITED STATES TREASURY
360,000.00
USD
US GOV
LT
DC
N
Y

0.00 336,069.82

0.00 0.00

0.00 337,498.69
1,428.87

0.00 0.00

8.56 0.00

0.00 0.00

0.00 796.06

0.00 787.50

0.00 0.00
2,216.37
LT
City of Escondido
91282CCN9

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 239,799.88

0.00 0.00

0.00 -239,815.18

0.00 0.00

15.30 0.00

0.00 125.14

0.00 0.00

0.00 -150.00

0.00 0.00

24.86 0.00

0.00 40.17
LT
City of Escondido
91282CCU3

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 899,154.53

0.00 0.00

0.00 -899,274.64

0.00 0.00
120.10

0.00 0.00
376.02

0.00 0.00

0.00 -562.50

0.00 0.00
186.48

0.00 0.00
306.59
LT
City of Escondido
91282CDA6

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 799,822.81

0.00 0.00

0.00 -799,858.08

0.00 0.00

35.28 0.00

0.00 502.73

0.00 0.00

0.00 -1,000.00

0.00 0.00
497.27

0.00 0.00
532.54
LT
City of Escondido
91282CDD0

UNITED STATES TREASURY
2,350,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,345,568.10

0.00 0.00

0.00 2,346,397.81
829.71

0.00 0.00
1,484.71

0.00 0.00

0.00 0.00
3,687.84

0.00 2,203.13

0.00 0.00
3,032.83
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
500,000.00
USD
US GOV
LT
DC
N
Y

0.00 497,979.80

0.00 0.00

0.00 498,094.14
114.34

0.00 0.00
947.69

0.00 0.00

0.00 0.00
2,353.94

0.00 1,406.25

0.00 0.00
1,520.59
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
5,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 4,986,351.87

0.00 0.00

0.00 4,987,124.91
773.04

0.00 0.00
9,476.90

0.00 0.00

0.00 0.00
23,539.40

0.00 14,062.50

0.00 0.00
14,835.54
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
400,000.00
USD
US GOV
LT
DC
N
Y

0.00 386,937.43

0.00 0.00

0.00 387,666.03
728.61

0.00 0.00
758.15

0.00 0.00

0.00 0.00
1,883.15

0.00 1,125.00

0.00 0.00
1,853.61
LT
City of Escondido
91282CDH1

UNITED STATES TREASURY
5,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 4,993,191.65

0.00 0.00

0.00 4,993,903.06
711.41

0.00 0.00
4,789.40

0.00 0.00

0.00 0.00
14,164.40

0.00 9,375.00

0.00 0.00
10,086.41
LT
City of Escondido
91282CDZ1

UNITED STATES TREASURY
1,175,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,132,782.62

0.00 0.00

0.00 1,136,711.42
3,928.79

0.00 0.00
6,621.55

0.00 0.00

0.00 0.00
2,251.02
8,812.50
4,441.97

0.00 0.00
8,370.77
LT
City of Escondido
91282CER8

UNITED STATES TREASURY
800,000.00
USD
US GOV
LT
DC
N
Y

0.00 797,765.79

0.00 0.00

0.00 798,053.90
288.11

0.00 0.00
1,693.99

0.00 0.00

0.00 0.00
6,721.31

0.00 5,027.32

0.00 0.00
5,315.43
LT
City of Escondido
91324PEG3

UNITEDHEALTH GROUP INC
200,000.00
USD
CORP
LT
MN
Y
Y

0.00 199,894.08

0.00 0.00

0.00 199,898.63

4.55 0.00

0.00 842.78

0.00 0.00

0.00 0.00
2,692.78

0.00 1,850.00

0.00 0.00
1,854.55
LT
City of Escondido
91324PEG3

UNITEDHEALTH GROUP INC
440,000.00
USD
CORP
LT
MN
Y
Y

0.00 443,544.49

0.00 0.00

0.00 443,375.53
-168.96

0.00 0.00
1,854.11

0.00 0.00

0.00 0.00
5,924.11

0.00 4,070.00

0.00 0.00
3,901.04
LT
City of Escondido
91412HGE7

UNIVERSITY CALIF REVS
375,000.00
USD
MUNI
LT
CA
N
Y

0.00 375,000.00

0.00 0.00

0.00 375,000.00

0.00 0.00

0.00 423.10

0.00 0.00

0.00 0.00
1,250.92

0.00 827.81

0.00 0.00
827.81
LT
City of Escondido
923040GT0

VENTURA CNTY CALIF CMNTY COLLEGE
DIST

0.00 USD
MUNI
LT
CA
N
Y

0.00 350,000.00

0.00 0.00

0.00 -350,000.00

0.00 0.00

0.00 2,552.08

0.00 0.00

0.00 -3,062.50

0.00 0.00
510.42

0.00 0.00
510.42
LT
City of Escondido
923040GU7

VENTURA CNTY CALIF CMNTY COLLEGE
DIST
490,000.00
USD
MUNI
LT
CA
N
Y

0.00 490,000.00

0.00 0.00

0.00 490,000.00

0.00 0.00

0.00 3,675.00

0.00 0.00

0.00 0.00
1,470.00
4,410.00
2,205.00

0.00 0.00
2,205.00
LT
City of Escondido
977123X60

WISCONSIN ST TRANSN REV
640,000.00
USD
MUNI
LT
WI
Y
Y

0.00 640,000.00

0.00 0.00

0.00 640,000.00

0.00 0.00

0.00 1,996.80

0.00 0.00

0.00 0.00
998.40
1,996.80
998.40

0.00 0.00
998.40
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 51 Attachment "4"
142
Item14.

ST
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
98163KAC6
WOART 2021-D A3
350,000.00
USD
ABS
LT
DE
Y
Y

0.00 349,964.53

0.00 0.00

0.00 349,969.33

4.80 0.00

0.00 126.00

0.00 0.00

0.00 0.00
126.00
708.75
708.75

0.00 0.00
713.55
LT
City of Escondido
---
---
111,346,170.22
USD
---
LT
---
---
Y

0.00 123,141,024.52

0.00 0.00
-288,767.91
-11,706,315.71

0.00 111,100,048.45
-45,892.46

0.00 0.00
425,149.27

0.00 0.00

0.00 -125,173.57
338,797.52
390,052.14
428,873.96

0.00 0.00
382,981.50
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
ST
City of Escondido
025816BW8

AMERICAN EXPRESS CO
800,000.00
USD
CORP
ST
NY
Y
Y

0.00 0.00

0.00 804,745.20

0.00 0.00

0.00 803,919.12
-826.07

0.00 0.00

0.00 0.00
14,800.00

0.00 0.00
4,768.89
14,800.00
4,768.89

0.00 0.00
3,942.81
ST
City of Escondido
06406RAG2

BANK OF NEW YORK MELLON CORP
600,000.00
USD
CORP
ST
NY
Y
Y

0.00 603,103.71

0.00 0.00

0.00 602,166.80
-936.91

0.00 0.00
3,675.00

0.00 0.00

0.00 0.00
8,925.00

0.00 5,250.00

0.00 0.00
4,313.09
ST
City of Escondido
08173QBX3
Beneficial Bank
245,000.00
USD
CD
ST
DE
Y
Y

0.00 245,000.00

0.00 0.00

0.00 245,000.00

0.00 0.00

0.00 1,067.93

0.00 0.00

0.00 0.00
2,395.63

0.00 1,327.70

0.00 0.00
1,327.70
ST
City of Escondido
166764BV1

CHEVRON CORP
200,000.00
USD
CORP
ST
CA
Y
Y

0.00 200,000.00

0.00 0.00

0.00 200,000.00

0.00 0.00

0.00 316.94

0.00 0.00

0.00 0.00
887.44

0.00 570.50

0.00 0.00
570.50
ST
City of Escondido
22552G3C2
Credit Suisse AG, New York Branch
715,000.00
USD
CD
ST
NY
Y
Y

0.00 715,000.00

0.00 0.00

0.00 715,000.00

0.00 0.00

0.00 1,242.11

0.00 0.00

0.00 0.00
2,320.18

0.00 1,078.06

0.00 0.00
1,078.06
ST
City of Escondido
3135G05G4

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
570,000.00
USD

AGCY BOND
ST
DC
Y
Y

0.00 0.00

0.00 569,591.45

0.00 0.00

0.00 569,683.52

92.07 0.00

0.00 0.00

0.00 712.50

0.00 0.00
320.63
712.50
320.63

0.00 0.00
412.70
ST
City of Escondido
3135G0U43

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
1,500,000.00
USD

AGCY BOND
ST
DC
Y
Y

0.00 0.00

0.00 1,536,513.85

0.00 0.00

0.00 1,534,599.45
-1,914.40

0.00 0.00

0.00 0.00
21,562.50

0.00 0.00
2,276.04
21,562.50
2,276.04

0.00 0.00
361.64
ST
City of Escondido
3136AEGQ4
FNA 2013-M7 A2
68,244.67
USD
FNMA
ST
DC
Y
Y

0.00 124,165.61

0.00 0.00
-55,770.37

0.00 0.00
68,249.45
-145.80

0.00 0.00
235.63

0.00 0.00

0.00 0.00
129.66
623.69
517.73

0.00 0.00
371.93
ST
City of Escondido
3137EAEV7

FEDERAL HOME LOAN MORTGAGE CORP
275,000.00
USD

AGCY BOND
ST
VA
Y
Y

0.00 0.00

0.00 274,998.19

0.00 0.00

0.00 274,998.38

0.19 0.00

0.00 0.00

0.00 343.75

0.00 0.00

70.66 343.75

70.66 0.00

0.00 70.85
ST
City of Escondido
34415LAP6
Focus Bank
245,000.00
USD
CD
ST
MO
Y
Y

0.00 245,000.00

0.00 0.00

0.00 245,000.00

0.00 0.00

0.00 561.15

0.00 0.00

0.00 0.00
1,919.73

0.00 1,358.58

0.00 0.00
1,358.58
ST
City of Escondido
542411NH2

LONG BEACH CALIF CMNTY COLLEGE
DIST
350,000.00
USD
MUNI
ST
CA
N
Y

0.00 0.00

0.00 350,000.00

0.00 0.00

0.00 350,000.00

0.00 0.00

0.00 3,050.25

0.00 0.00
1,016.75
3,050.25
1,016.75

0.00 0.00
1,016.75
ST
City of Escondido
69371RQ82

PACCAR FINANCIAL CORP
360,000.00
USD
CORP
ST
WA
Y
Y

0.00 359,843.82

0.00 0.00

0.00 359,885.62

41.80 0.00

0.00 184.00

0.00 0.00

0.00 0.00
904.00

0.00 720.00

0.00 0.00
761.80
ST
City of Escondido
79772EAE9

SAN FRANCISCO CALIF CITY & CNTY

CMNTY FACS DIST NO

0.00 USD
MUNI
ST
CA
N
Y

0.00 379,906.94

0.00 0.00
-380,000.00

0.00 0.00

0.00 93.06

0.00 0.00
3,166.67

0.00 0.00

0.00 4,750.00
1,583.33

0.00 0.00
1,676.39
ST
City of Escondido
79772EAX7

SAN FRANCISCO CALIF CITY & CNTY

CMNTY FACS DIST NO

0.00 USD
MUNI
ST
CA
N
Y

0.00 349,941.95

0.00 0.00
-350,000.00

0.00 0.00

0.00 58.05

0.00 0.00
2,916.67

0.00 0.00

0.00 4,375.00
1,458.33

0.00 0.00
1,516.38
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 52 Attachment "4"
143
Item14.

Summary

* Grouped by: General Ledger Grouping. * Groups Sorted by: General Ledger Grouping.

TAMALPAIS CALIF UN HIGH SCH DIST
615,000.00
USD
MUNI
ST
CA
N
Y

0.00 0.00

0.00 615,000.00

0.00 0.00

0.00 615,000.00

0.00 0.00

0.00 6,060.82

0.00 0.00
2,020.28
6,060.83
2,020.28

0.00 0.00
2,020.28
ST
City of Escondido
9128283C2

UNITED STATES TREASURY
2,500,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00
2,498,225.95

0.00 0.00

0.00 0.00
2,499,473.05
1,247.10

0.00 0.00

0.00 11,277.17

0.00 0.00

0.00 20,923.91

0.00 9,646.74

0.00 0.00
10,893.85
ST
City of Escondido
9128284L1

UNITED STATES TREASURY
50,000.00
USD
US GOV
ST
DC
N
Y

0.00 50,352.25

0.00 0.00

0.00 50,246.95
-105.30

0.00 0.00
231.66

0.00 0.00

0.00 0.00
575.41

0.00 343.75

0.00 0.00
238.45
ST
City of Escondido
9128285D8

UNITED STATES TREASURY
5,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 5,119,556.06

0.00 0.00

0.00 5,119,228.00
-328.06

0.00 0.00

0.00 0.00
71,875.00

0.00 0.00
394.92
71,875.00
394.92

0.00 0.00

66.86 ST
City of Escondido
912828R28

UNITED STATES TREASURY
4,800,000.00
USD
US GOV
ST
DC
N
Y

0.00 4,851,266.66

0.00 0.00

0.00 4,835,868.79
-15,397.87

0.00 0.00
13,141.30

0.00 0.00

0.00 0.00
32,641.30

0.00 19,500.00

0.00 0.00
4,102.13
ST
City of Escondido
912828S35

UNITED STATES TREASURY
775,000.00
USD
US GOV
ST
DC
N
Y

0.00 768,387.77

0.00 0.00

0.00 770,036.06
1,648.29

0.00 0.00

28.96 0.00

0.00 0.00

0.00 2,693.02

0.00 2,664.06

0.00 0.00
4,312.35
ST
City of Escondido
912828TY6

UNITED STATES TREASURY
2,500,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00
2,493,750.00

0.00 0.00

0.00 0.00
2,497,575.43
3,825.43

0.00 0.00

0.00 7,506.79

0.00 0.00

0.00 15,344.77

0.00 7,837.98

0.00 0.00
11,663.41
ST
City of Escondido
912828Y61

UNITED STATES TREASURY
145,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 146,963.06

0.00 0.00

0.00 146,633.46
-329.60

0.00 0.00

0.00 0.00
1,993.75

0.00 0.00
671.81
1,993.75
671.81

0.00 0.00
342.21
ST
City of Escondido
912828ZP8

UNITED STATES TREASURY
2,160,000.00
USD
US GOV
ST
DC
N
Y

0.00 2,159,906.23

0.00 0.00

0.00 2,159,933.10

26.86 0.00

0.00 344.84

0.00 0.00

0.00 0.00
1,019.84

0.00 675.00

0.00 0.00
701.86
ST
City of Escondido
91282CCN9

UNITED STATES TREASURY
240,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 239,815.18

0.00 0.00

0.00 239,846.30

31.12 0.00

0.00 0.00

0.00 150.00

0.00 0.00

50.54 150.00

50.54 0.00

0.00 81.67
ST
City of Escondido
91282CCU3

UNITED STATES TREASURY
900,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 899,274.64

0.00 0.00

0.00 899,336.72

62.08 0.00

0.00 0.00

0.00 562.50

0.00 0.00

96.34 562.50

96.34 0.00

0.00 158.42
ST
City of Escondido
91282CDA6

UNITED STATES TREASURY
800,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 799,858.08

0.00 0.00

0.00 799,858.47

0.39 0.00

0.00 0.00

0.00 1,000.00

0.00 0.00

5.49 1,000.00

5.49 0.00

0.00 5.88
ST
City of Escondido
923040GT0

VENTURA CNTY CALIF CMNTY COLLEGE
DIST
350,000.00
USD
MUNI
ST
CA
N
Y

0.00 0.00

0.00 350,000.00

0.00 0.00

0.00 350,000.00

0.00 0.00

0.00 3,062.50

0.00 0.00
1,020.83
3,062.50
1,020.83

0.00 0.00
1,020.83
ST
City of Escondido
---
---
26,763,244.67
USD
---
ST
---
---
Y

0.00 11,051,874.95
4,991,975.95
11,706,315.71
-785,770.37

0.00 0.00
26,951,538.67
-12,857.57

0.00 0.00
27,112.86
18,783.96
125,173.57

0.00 0.00
103,393.07
134,922.27
67,244.94

0.00 0.00
54,387.38
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
---
City of Escondido
---
---
148,750,325.64
USD
---
---
---
---
Y
13,600,000.00
134,643,146.07
20,192,078.57
11,706,315.71
-6,085,298.19
-11,706,315.71

0.00 148,692,497.87
-58,750.03

0.00 0.00
452,262.13
18,783.96
125,173.57

0.00 -125,173.57
442,190.58
526,885.79
498,030.28

0.00 0.00
439,280.26
GAAP GL Income Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 53 Attachment "4"
144
Item14.
* Does not Lock Down.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 025816BW8 AMERICAN EXPRESS CO 0.00 USD Coupon 08/03/2022 08/03/2022 08/03/2023 --- 0.00 0.00 14,800.00 City of Escondido 025816CQ0 AMERICAN EXPRESS CO 0.00 USD Coupon 09/04/2022 09/04/2022 03/04/2025 --- 0.00 0.00 3,937.50 City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 0.00 USD Coupon 09/09/2022 09/09/2022 09/09/2026 --- 0.00 0.00 6,500.00 City of Escondido 05565EBU8 BMW US CAPITAL LLC 0.00 USD Coupon 08/12/2022 08/12/2022 08/12/2024 --- 0.00 0.00 806.25 City of Escondido 05591RAD6 BMWLT 2021-1 A4 0.00 USD Coupon 07/25/2022 07/25/2022 07/25/2024 --- 0.00 0.00 49.33 City of Escondido 05591RAD6 BMWLT 2021-1 A4 0.00 USD Coupon 08/25/2022 08/25/2022 07/25/2024 --- 0.00 0.00 49.33 City of Escondido 05591RAD6 BMWLT 2021-1 A4 0.00 USD Coupon 09/25/2022 09/25/2022 07/25/2024 --- 0.00 0.00 49.33 City of Escondido 05602RAD3 BMWOT 2022-A A3 0.00 USD Coupon 07/25/2022 07/25/2022 08/25/2026 --- 0.00 0.00 1,016.50 City of Escondido 05602RAD3 BMWOT 2022-A A3 0.00 USD Coupon 08/25/2022 08/25/2022 08/25/2026 --- 0.00 0.00 1,016.50 City of Escondido 05602RAD3 BMWOT 2022-A A3 0.00 USD Coupon 09/25/2022 09/25/2022 08/25/2026 --- 0.00 0.00 1,016.50 City of Escondido 06051GFB0 BANK OF AMERICA CORP 0.00 USD Coupon 07/22/2022 07/22/2022 01/22/2024 --- 0.00 0.00 28,771.88 City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2

0.00 USD Coupon 07/15/2022 07/15/2022 11/16/2026 --- 0.00 0.00 619.67 City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2

0.00 USD Coupon 08/15/2022 08/15/2022 11/16/2026 --- 0.00 0.00 619.67 City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2

0.00 USD Coupon 09/15/2022 09/15/2022 11/16/2026 --- 0.00 0.00 619.67 City of Escondido 14314QAC8 CARMX 2021-2 A3 0.00 USD Coupon 07/15/2022 07/15/2022 02/17/2026 --- 0.00 0.00 130.00 City of Escondido 14314QAC8 CARMX 2021-2 A3 0.00 USD Coupon 08/15/2022 08/15/2022 02/17/2026 --- 0.00 0.00 130.00 City of Escondido 14314QAC8 CARMX 2021-2 A3 0.00 USD Coupon 09/15/2022 09/15/2022 02/17/2026 --- 0.00 0.00 130.00 City of Escondido 14315FAD9 CARMX 2020-3 A3 -10,990.19 USD Principal Paydown 07/15/2022 07/15/2022 03/17/2025 --- -10,990.19 0.00 10,990.19 City of Escondido 14315FAD9 CARMX 2020-3 A3 0.00 USD Coupon 07/15/2022 07/15/2022 03/17/2025 --- 0.00 0.00 71.38 City of Escondido 14315FAD9 CARMX 2020-3 A3 -10,587.84 USD Principal Paydown 08/15/2022 08/15/2022 03/17/2025 --- -10,587.84 0.00 10,587.84 City of Escondido 14315FAD9 CARMX 2020-3 A3 0.00 USD Coupon 08/15/2022 08/15/2022 03/17/2025 --- 0.00 0.00 65.70 City of Escondido 14315FAD9 CARMX 2020-3 A3 -10,064.34 USD Principal Paydown 09/15/2022 09/15/2022 03/17/2025 --- -10,064.34 0.00 10,064.34 City of Escondido 14315FAD9 CARMX 2020-3 A3 0.00 USD Coupon 09/15/2022 09/15/2022 03/17/2025 --- 0.00 0.00 60.23 City of Escondido 14316NAC3 CARMX 2021-1 A3 0.00 USD Coupon 07/15/2022 07/15/2022 12/15/2025 --- 0.00 0.00 34.00 City of Escondido 14316NAC3 CARMX 2021-1 A3 -645.49 USD Principal Paydown 07/15/2022 07/15/2022 12/15/2025 --- -645.49 0.00 645.49 City of Escondido 14316NAC3 CARMX 2021-1 A3 -6,801.83 USD Principal Paydown 08/15/2022 08/15/2022 12/15/2025 --- -6,801.83 0.00 6,801.83 City of Escondido 14316NAC3 CARMX 2021-1 A3 0.00 USD Coupon 08/15/2022 08/15/2022 12/15/2025 --- 0.00 0.00 33.82 City of Escondido 14316NAC3 CARMX 2021-1 A3 0.00 USD Coupon 09/15/2022 09/15/2022 12/15/2025 --- 0.00 0.00 31.89 City of Escondido 14316NAC3 CARMX 2021-1 A3 -6,558.33 USD Principal Paydown 09/15/2022 09/15/2022 12/15/2025 --- -6,558.33 0.00 6,558.33 City of Escondido 14317DAC4 CARMX 2021-3 A3 0.00 USD Coupon 07/15/2022 07/15/2022 06/15/2026 --- 0.00 0.00 279.58 City of Escondido 14317DAC4 CARMX 2021-3 A3 0.00 USD Coupon 08/15/2022 08/15/2022 06/15/2026 --- 0.00 0.00 279.58 City of Escondido 14317DAC4 CARMX 2021-3 A3 0.00 USD Coupon 09/15/2022 09/15/2022 06/15/2026 --- 0.00 0.00 279.58 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL

SERVICES CORP

0.00 USD Coupon 07/08/2022 07/08/2022 01/08/2027 --- 0.00 0.00 6,724.44 City of Escondido 17327CAN3 CITIGROUP INC 0.00 USD Coupon 07/25/2022 07/25/2022 01/25/2026 --- 0.00 0.00 2,467.15 City of Escondido 20772KEW5 CONNECTICUT ST 0.00 USD Coupon 09/15/2022 09/15/2022 09/15/2025 --- 0.00 0.00 11,790.45 City of Escondido 20772KJW0 CONNECTICUT ST 0.00 USD Coupon 07/01/2022 07/01/2022 07/01/2024 --- 0.00 0.00 1,498.50 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 0.00 USD Coupon 07/11/2022 07/11/2022 01/11/2027 --- 0.00 0.00 6,837.78 City of Escondido 254683CS2 DCENT 2022-2 A 0.00 USD Coupon 07/15/2022 07/15/2022 05/17/2027 --- 0.00 0.00 1,978.17 City of Escondido 254683CS2 DCENT 2022-2 A 0.00 USD Coupon 08/15/2022 08/15/2022 05/17/2027 --- 0.00 0.00 1,978.17 City of Escondido 254683CS2 DCENT 2022-2 A 0.00 USD Coupon 09/15/2022 09/15/2022 05/17/2027 --- 0.00 0.00 1,978.17 City of Escondido 254687FK7 WALT DISNEY CO 0.00 USD Coupon 08/30/2022 08/30/2022 08/30/2024 --- 0.00 0.00 7,393.75 City of Escondido 3135G05G4 FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD Coupon 07/10/2022 07/10/2022 07/10/2023 --- 0.00 0.00 712.50 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD Coupon 08/25/2022 08/25/2022 08/25/2025 --- 0.00 0.00 3,750.00 City of Escondido 3135G0U43 FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD Coupon 09/12/2022 09/12/2022 09/12/2023 --- 0.00 0.00 21,562.50 City of Escondido 3136AEGQ4 FNA 2013-M7 A2 -11,730.03 USD Principal Paydown 07/01/2022 07/01/2022 12/25/2022 --- -11,730.03 0.00 11,730.03 City of Escondido 3136AEGQ4 FNA 2013-M7 A2 0.00 USD Coupon 07/01/2022 07/01/2022 12/25/2022 --- 0.00 0.00 235.63 GAAP Transaction Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 54 Attachment "4"
145
Item14.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 3136AEGQ4 FNA 2013-M7 A2 0.00 USD Coupon 08/01/2022 08/01/2022 12/25/2022 --- 0.00 0.00 213.34 City of Escondido 3136AEGQ4 FNA 2013-M7 A2 -20,329.68 USD Principal Paydown 08/01/2022 08/01/2022 12/25/2022 --- -20,329.68 0.00 20,329.68 City of Escondido 3136AEGQ4 FNA 2013-M7 A2 0.00 USD Coupon 09/01/2022 09/01/2022 12/25/2022 --- 0.00 0.00 174.72 City of Escondido 3136AEGQ4 FNA 2013-M7 A2 -23,710.65 USD Principal Paydown 09/01/2022 09/01/2022 12/25/2022 --- -23,710.66 0.00 23,710.66 City of Escondido 3136AJB54 FNA 2014-M04 A2 -4,867.21 USD Principal Paydown 07/01/2022 07/01/2022 03/25/2024 --- -4,867.20 0.00 4,867.20 City of Escondido 3136AJB54 FNA 2014-M04 A2 0.00 USD Coupon 07/01/2022 07/01/2022 03/25/2024 --- 0.00 0.00 1,023.35 City of Escondido 3136AJB54 FNA 2014-M04 A2 0.00 USD Coupon 08/01/2022 08/01/2022 03/25/2024 --- 0.00 0.00 989.23 City of Escondido 3136AJB54 FNA 2014-M04 A2 -708.55 USD Principal Paydown 08/01/2022 08/01/2022 03/25/2024 --- -708.55 0.00 708.55 City of Escondido 3136AJB54 FNA 2014-M04 A2 0.00 USD Coupon 09/01/2022 09/01/2022 03/25/2024 --- 0.00 0.00 987.25 City of Escondido 3136AJB54 FNA 2014-M04 A2 -711.57 USD Principal Paydown 09/01/2022 09/01/2022 03/25/2024 --- -711.57 0.00 711.57 City of Escondido 3137BGK24 FHMS K-043 A2 0.00 USD Coupon 07/01/2022 07/01/2022 12/25/2024 --- 0.00 0.00 1,696.86 City of Escondido 3137BGK24 FHMS K-043 A2 0.00 USD Coupon 08/01/2022 08/01/2022 12/25/2024 --- 0.00 0.00 1,696.86 City of Escondido 3137BGK24 FHMS K-043 A2 0.00 USD Coupon 09/01/2022 09/01/2022 12/25/2024 --- 0.00 0.00 1,696.86 City of Escondido 3137BTU25 FHMS K-724 A2 0.00 USD Coupon 07/01/2022 07/01/2022 11/25/2023 --- 0.00 0.00 1,020.67 City of Escondido 3137BTU25 FHMS K-724 A2 0.00 USD Coupon 08/01/2022 08/01/2022 11/25/2023 --- 0.00 0.00 1,029.11 City of Escondido 3137BTU25 FHMS K-724 A2 -27,429.74 USD Principal Paydown 08/01/2022 08/01/2022 11/25/2023 --- -27,429.74 0.00 27,429.74 City of Escondido 3137BTU25 FHMS K-724 A2 0.00 USD Coupon 09/01/2022 09/01/2022 11/25/2023 --- 0.00 0.00 950.68 City of Escondido 3137BTU25 FHMS K-724 A2 -490.56 USD Principal Paydown 09/01/2022 09/01/2022 11/25/2023 --- -490.56 0.00 490.56 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE
CORP

0.00 USD Coupon 08/12/2022 08/12/2022 02/12/2025 --- 0.00 0.00 5,925.00 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE
CORP

0.00 USD Coupon 08/24/2022 08/24/2022 08/24/2023 --- 0.00 0.00 343.75 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE
CORP

0.00 USD Coupon 09/23/2022 09/23/2022 09/23/2025 --- 0.00 0.00 2,156.25 City of Escondido 3137FBTA4 FHMS K-728 A2 -1,077.51 USD Principal Paydown 07/01/2022 07/01/2022 08/25/2024 --- -1,077.51 0.00 1,077.51 City of Escondido 3137FBTA4 FHMS K-728 A2 0.00 USD Coupon 07/01/2022 07/01/2022 08/25/2024 --- 0.00 0.00 2,195.11 City of Escondido 3137FBTA4 FHMS K-728 A2 0.00 USD Coupon 08/01/2022 08/01/2022 08/25/2024 --- 0.00 0.00 2,192.36 City of Escondido 3137FBTA4 FHMS K-728 A2 -1,008.91 USD Principal Paydown 08/01/2022 08/01/2022 08/25/2024 --- -1,008.91 0.00 1,008.91 City of Escondido 3137FBTA4 FHMS K-728 A2 0.00 USD Coupon 09/01/2022 09/01/2022 08/25/2024 --- 0.00 0.00 2,189.79 City of Escondido 3137FBTA4 FHMS K-728 A2 -1,162.01 USD Principal Paydown 09/01/2022 09/01/2022 08/25/2024 --- -1,162.01 0.00 1,162.01 City of Escondido 3137FQ3V3 FHMS K-J27 A1 -6,623.50 USD Principal Paydown 07/01/2022 07/01/2022 07/25/2024 --- -6,623.50 0.00 6,623.50 City of Escondido 3137FQ3V3 FHMS K-J27 A1 0.00 USD Coupon 07/01/2022 07/01/2022 07/25/2024 --- 0.00 0.00 32.22 City of Escondido 3137FQ3V3 FHMS K-J27 A1 0.00 USD Coupon 08/01/2022 08/01/2022 07/25/2024 --- 0.00 0.00 20.67 City of Escondido 3137FQ3V3 FHMS K-J27 A1 -9,078.70 USD Principal Paydown 08/01/2022 08/01/2022 07/25/2024 --- -9,078.70 0.00 9,078.70 City of Escondido 3137FQ3V3 FHMS K-J27 A1 0.00 USD Coupon 09/01/2022 09/01/2022 07/25/2024 --- 0.00 0.00 4.84 City of Escondido 3137FQ3V3 FHMS K-J27 A1 -180.21 USD Principal Paydown 09/01/2022 09/01/2022 07/25/2024 --- -180.21 0.00 180.21 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV

0.00 USD Coupon 07/01/2022 07/01/2022 07/01/2025 --- 0.00 0.00 4,434.45 City of Escondido 345286AC2 FORDO 2022-A A3 0.00 USD Coupon 07/15/2022 07/15/2022 06/15/2026 --- 0.00 0.00 274.13 City of Escondido 345286AC2 FORDO 2022-A A3 0.00 USD Coupon 08/15/2022 08/15/2022 06/15/2026 --- 0.00 0.00 274.13 City of Escondido 345286AC2 FORDO 2022-A A3 0.00 USD Coupon 09/15/2022 09/15/2022 06/15/2026 --- 0.00 0.00 274.13 City of Escondido 362590AC5 GMCAR 2020-3 A3 0.00 USD Coupon 07/16/2022 07/16/2022 04/16/2025 --- 0.00 0.00 83.16 City of Escondido 362590AC5 GMCAR 2020-3 A3 -15,180.64 USD Principal Paydown 07/16/2022 07/16/2022 04/16/2025 --- -15,180.64 0.00 15,180.64 City of Escondido 362590AC5 GMCAR 2020-3 A3 0.00 USD Coupon 08/16/2022 08/16/2022 04/16/2025 --- 0.00 0.00 77.47 City of Escondido 362590AC5 GMCAR 2020-3 A3 -13,787.18 USD Principal Paydown 08/16/2022 08/16/2022 04/16/2025 --- -13,787.18 0.00 13,787.18 City of Escondido 362590AC5 GMCAR 2020-3 A3 0.00 USD Coupon 09/16/2022 09/16/2022 04/16/2025 --- 0.00 0.00 72.30 City of Escondido 362590AC5 GMCAR 2020-3 A3 -14,581.26 USD Principal Paydown 09/16/2022 09/16/2022 04/16/2025 --- -14,581.26 0.00 14,581.26 City of Escondido 36262XAD6 GMALT 2021-3 A4 0.00 USD Coupon 07/20/2022 07/20/2022 07/21/2025 --- 0.00 0.00 93.75 City of Escondido 36262XAD6 GMALT 2021-3 A4 0.00 USD Coupon 08/20/2022 08/20/2022 07/21/2025 --- 0.00 0.00 93.75 City of Escondido 36262XAD6 GMALT 2021-3 A4 0.00 USD Coupon 09/20/2022 09/20/2022 07/21/2025 --- 0.00 0.00 93.75 City of Escondido 380146AC4 GMCAR 2022-1 A3 0.00 USD Coupon 07/16/2022 07/16/2022 11/16/2026 --- 0.00 0.00 299.25 City of Escondido 380146AC4 GMCAR 2022-1 A3 0.00 USD Coupon 08/16/2022 08/16/2022 11/16/2026 --- 0.00 0.00 299.25 City of Escondido 380146AC4 GMCAR 2022-1 A3 0.00 USD Coupon 09/16/2022 09/16/2022 11/16/2026 --- 0.00 0.00 299.25 GAAP Transaction Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 55 Attachment "4"
146
Item14.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 0.00 USD Coupon 08/12/2022 08/12/2022 02/12/2026 --- 0.00 0.00 2,778.75 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 0.00 USD Coupon 07/24/2022 07/24/2022 01/24/2025 --- 0.00 0.00 3,514.00 City of Escondido 43815EAC8 HAROT 2021-3 A3 0.00 USD Coupon 07/18/2022 07/18/2022 11/18/2025 --- 0.00 0.00 104.21 City of Escondido 43815EAC8 HAROT 2021-3 A3 0.00 USD Coupon 08/18/2022 08/18/2022 11/18/2025 --- 0.00 0.00 104.21 City of Escondido 43815EAC8 HAROT 2021-3 A3 0.00 USD Coupon 09/18/2022 09/18/2022 11/18/2025 --- 0.00 0.00 104.21 City of Escondido 43815GAC3 HAROT 2021-4 A3 0.00 USD Coupon 07/21/2022 07/21/2022 01/21/2026 --- 0.00 0.00 209.00 City of Escondido 43815GAC3 HAROT 2021-4 A3 0.00 USD Coupon 08/21/2022 08/21/2022 01/21/2026 --- 0.00 0.00 209.00 City of Escondido 43815GAC3 HAROT 2021-4 A3 0.00 USD Coupon 09/21/2022 09/21/2022 01/21/2026 --- 0.00 0.00 209.00 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 0.00 USD Coupon 09/01/2022 09/01/2022 03/01/2027 --- 0.00 0.00 3,850.00 City of Escondido 44891TAD8 HALST 2021-A A4 0.00 USD Coupon 07/15/2022 07/15/2022 12/16/2024 --- 0.00 0.00 49.00 City of Escondido 44891TAD8 HALST 2021-A A4 0.00 USD Coupon 08/15/2022 08/15/2022 12/16/2024 --- 0.00 0.00 49.00 City of Escondido 44891TAD8 HALST 2021-A A4 0.00 USD Coupon 09/15/2022 09/15/2022 12/16/2024 --- 0.00 0.00 49.00 City of Escondido 448977AD0 HART 2022-A A3 0.00 USD Coupon 07/15/2022 07/15/2022 10/15/2026 --- 0.00 0.00 1,332.00 City of Escondido 448977AD0 HART 2022-A A3 0.00 USD Coupon 08/15/2022 08/15/2022 10/15/2026 --- 0.00 0.00 1,332.00 City of Escondido 448977AD0 HART 2022-A A3 0.00 USD Coupon 09/15/2022 09/15/2022 10/15/2026 --- 0.00 0.00 1,332.00 City of Escondido 44933LAC7 HART 2021-A A3 0.00 USD Coupon 07/15/2022 07/15/2022 09/15/2025 --- 0.00 0.00 69.67 City of Escondido 44933LAC7 HART 2021-A A3 0.00 USD Coupon 08/15/2022 08/15/2022 09/15/2025 --- 0.00 0.00 69.67 City of Escondido 44933LAC7 HART 2021-A A3 0.00 USD Coupon 09/15/2022 09/15/2022 09/15/2025 --- 0.00 0.00 69.67 City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT
BANK

0.00 USD Coupon 09/14/2022 09/14/2022 03/14/2025 --- 0.00 0.00 7,306.25 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT
BANK

0.00 USD Coupon 09/23/2022 09/23/2022 09/23/2024 --- 0.00 0.00 3,825.00 City of Escondido 459200KM2 INTERNATIONAL BUSINESS

MACHINES CORP

0.00 USD Coupon 08/09/2022 08/09/2022 02/09/2027 --- 0.00 0.00 11,000.00 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 0.00 USD Coupon 09/13/2022 09/13/2022 03/13/2026 --- 0.00 0.00 7,518.75 City of Escondido 50117TAC5 KCOT 2021-1 A3 0.00 USD Coupon 07/15/2022 07/15/2022 08/15/2025 --- 0.00 0.00 80.08 City of Escondido 50117TAC5 KCOT 2021-1 A3 0.00 USD Coupon 08/15/2022 08/15/2022 08/15/2025 --- 0.00 0.00 80.08 City of Escondido 50117TAC5 KCOT 2021-1 A3 0.00 USD Coupon 09/15/2022 09/15/2022 08/15/2025 --- 0.00 0.00 80.08 City of Escondido 50117XAE2 KCOT 212 A3 0.00 USD Coupon 07/15/2022 07/15/2022 11/17/2025 --- 0.00 0.00 172.67 City of Escondido 50117XAE2 KCOT 212 A3 0.00 USD Coupon 08/15/2022 08/15/2022 11/17/2025 --- 0.00 0.00 172.67 City of Escondido 50117XAE2 KCOT 212 A3 0.00 USD Coupon 09/15/2022 09/15/2022 11/17/2025 --- 0.00 0.00 172.67 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2023 --- 0.00 0.00 3,050.25 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2025 --- 0.00 0.00 1,584.65 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH
DIST

0.00 USD Coupon 07/01/2022 07/01/2022 07/01/2026 --- 0.00 0.00 2,255.25 City of Escondido 574193TQ1 MARYLAND ST 0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2024 --- 0.00 0.00 956.25 City of Escondido 58769EAC2 MBALT 2020-B A3 -8,476.30 USD Principal Paydown 07/15/2022 07/15/2022 11/15/2023 --- -8,476.30 0.00 8,476.30 City of Escondido 58769EAC2 MBALT 2020-B A3 0.00 USD Coupon 07/15/2022 07/15/2022 11/15/2023 --- 0.00 0.00 23.70 City of Escondido 58769EAC2 MBALT 2020-B A3 0.00 USD Coupon 08/15/2022 08/15/2022 11/15/2023 --- 0.00 0.00 20.87 City of Escondido 58769EAC2 MBALT 2020-B A3 -7,955.59 USD Principal Paydown 08/15/2022 08/15/2022 11/15/2023 --- -7,955.59 0.00 7,955.59 City of Escondido 58769EAC2 MBALT 2020-B A3 -9,121.71 USD Principal Paydown 09/15/2022 09/15/2022 11/15/2023 --- -9,121.71 0.00 9,121.71 City of Escondido 58769EAC2 MBALT 2020-B A3 0.00 USD Coupon 09/15/2022 09/15/2022 11/15/2023 --- 0.00 0.00 18.22 City of Escondido 60412AVJ9 MINNESOTA ST 0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2025 --- 0.00 0.00 866.25 City of Escondido 61747YEM3 MORGAN STANLEY 0.00 USD Coupon 08/18/2022 08/18/2022 02/18/2026 --- 0.00 0.00 4,076.50 City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP
REV

0.00 USD Coupon 09/15/2022 09/15/2022 03/15/2025 --- 0.00 0.00 4,110.75 City of Escondido 65480EAD3 NALT 2020-B A3 0.00 USD Coupon 07/15/2022 07/15/2022 10/16/2023 --- 0.00 0.00 49.60 City of Escondido 65480EAD3 NALT 2020-B A3 -23,221.51 USD Principal Paydown 07/15/2022 07/15/2022 10/16/2023 --- -23,221.51 0.00 23,221.51 City of Escondido 65480EAD3 NALT 2020-B A3 -24,445.83 USD Principal Paydown 08/15/2022 08/15/2022 10/16/2023 --- -24,445.83 0.00 24,445.83 City of Escondido 65480EAD3 NALT 2020-B A3 0.00 USD Coupon 08/15/2022 08/15/2022 10/16/2023 --- 0.00 0.00 41.28 City of Escondido 65480EAD3 NALT 2020-B A3 0.00 USD Coupon 09/15/2022 09/15/2022 10/16/2023 --- 0.00 0.00 32.52 City of Escondido 65480EAD3 NALT 2020-B A3 -26,462.39 USD Principal Paydown 09/15/2022 09/15/2022 10/16/2023 --- -26,462.39 0.00 26,462.39 GAAP Transaction Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 56 Attachment "4"
147
Item14.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST

0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2024 --- 0.00 0.00 1,746.80 City of Escondido 771196BT8 ROCHE HOLDINGS INC 0.00 USD Coupon 09/10/2022 09/10/2022 03/10/2025 --- 0.00 0.00 13,804.70 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2024 --- 0.00 0.00 2,506.35 City of Escondido 79772EAE9 SAN FRANCISCO CALIF CITY &

CNTY CMNTY FACS DIST NO

0.00 USD Coupon 09/01/2022 09/01/2022 09/01/2022 --- 0.00 0.00 4,750.00 City of Escondido 79772EAE9 SAN FRANCISCO CALIF CITY &

CNTY CMNTY FACS DIST NO
-380,000.00 USD Maturity 09/01/2022 09/01/2022 09/01/2022 100.000 -380,000.00 0.00 380,000.00 City of Escondido 79772EAX7 SAN FRANCISCO CALIF CITY &

CNTY CMNTY FACS DIST NO

0.00 USD Coupon 09/01/2022 09/01/2022 09/01/2022 --- 0.00 0.00 4,375.00 City of Escondido 79772EAX7 SAN FRANCISCO CALIF CITY &

CNTY CMNTY FACS DIST NO
-350,000.00 USD Maturity 09/01/2022 09/01/2022 09/01/2022 100.000 -350,000.00 0.00 350,000.00 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2024 --- 0.00 0.00 1,456.65 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI

SCH DIST

0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2025 --- 0.00 0.00 1,498.50 City of Escondido 808513AY1 CHARLES SCHWAB CORP 0.00 USD Coupon 08/01/2022 08/01/2022 02/01/2024 --- 0.00 0.00 14,466.25 City of Escondido 874857KJ3 TAMALPAIS CALIF UN HIGH SCH DIST

0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2023 --- 0.00 0.00 6,060.83 City of Escondido 87612EBM7 TARGET CORP 0.00 USD Coupon 07/15/2022 07/15/2022 01/15/2027 --- 0.00 0.00 7,687.88 City of Escondido 89237VAB5 TAOT 2020-C A3 -15,836.09 USD Principal Paydown 07/15/2022 07/15/2022 10/15/2024 --- -15,836.09 0.00 15,836.09 City of Escondido 89237VAB5 TAOT 2020-C A3 0.00 USD Coupon 07/15/2022 07/15/2022 10/15/2024 --- 0.00 0.00 71.37 City of Escondido 89237VAB5 TAOT 2020-C A3 -15,060.20 USD Principal Paydown 08/15/2022 08/15/2022 10/15/2024 --- -15,060.20 0.00 15,060.20 City of Escondido 89237VAB5 TAOT 2020-C A3 0.00 USD Coupon 08/15/2022 08/15/2022 10/15/2024 --- 0.00 0.00 65.57 City of Escondido 89237VAB5 TAOT 2020-C A3 0.00 USD Coupon 09/15/2022 09/15/2022 10/15/2024 --- 0.00 0.00 60.05 City of Escondido 89237VAB5 TAOT 2020-C A3 -15,652.73 USD Principal Paydown 09/15/2022 09/15/2022 10/15/2024 --- -15,652.73 0.00 15,652.73 City of Escondido 89238EAC0 TLOT 2021-A A3 0.00 USD Coupon 07/20/2022 07/20/2022 04/22/2024 --- 0.00 0.00 76.38 City of Escondido 89238EAC0 TLOT 2021-A A3 0.00 USD Coupon 08/20/2022 08/20/2022 04/22/2024 --- 0.00 0.00 76.38 City of Escondido 89238EAC0 TLOT 2021-A A3 0.00 USD Coupon 09/20/2022 09/20/2022 04/22/2024 --- 0.00 0.00 76.38 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 0.00 USD Coupon 08/12/2022 08/12/2022 08/12/2024 --- 0.00 0.00 500.80 City of Escondido 91159HHX1 US BANCORP 0.00 USD Coupon 07/30/2022 07/30/2022 07/30/2024 --- 0.00 0.00 10,140.00 City of Escondido 9128282A7 UNITED STATES TREASURY 0.00 USD Coupon 08/15/2022 08/15/2022 08/15/2026 --- 0.00 0.00 14,250.00 City of Escondido 9128282Y5 UNITED STATES TREASURY 0.00 USD Coupon 09/30/2022 09/30/2022 09/30/2024 --- 0.00 0.00 8,446.88 City of Escondido 9128283C2 UNITED STATES TREASURY 2,500,000.00 USD Buy 07/21/2022 07/22/2022 10/31/2022 99.929 2,498,225.95 0.00 -2,509,503.12 City of Escondido 9128283V0 UNITED STATES TREASURY 0.00 USD Coupon 07/31/2022 07/31/2022 01/31/2025 --- 0.00 0.00 3,500.00 City of Escondido 9128285D8 UNITED STATES TREASURY 0.00 USD Coupon 09/30/2022 09/30/2022 09/30/2023 --- 0.00 0.00 71,875.00 City of Escondido 912828D56 UNITED STATES TREASURY 0.00 USD Coupon 08/15/2022 08/15/2022 08/15/2024 --- 0.00 0.00 6,828.13 City of Escondido 912828TY6 UNITED STATES TREASURY 2,500,000.00 USD Buy 07/21/2022 07/22/2022 11/15/2022 99.750 2,493,750.00 0.00 -2,501,256.79 City of Escondido 912828V80 UNITED STATES TREASURY 0.00 USD Coupon 07/31/2022 07/31/2022 01/31/2024 --- 0.00 0.00 6,750.00 City of Escondido 912828V98 UNITED STATES TREASURY 0.00 USD Coupon 08/15/2022 08/15/2022 02/15/2027 --- 0.00 0.00 13,050.00 City of Escondido 912828W48 UNITED STATES TREASURY 0.00 USD Coupon 08/31/2022 08/31/2022 02/29/2024 --- 0.00 0.00 1,009.38 City of Escondido 912828W71 UNITED STATES TREASURY 0.00 USD Coupon 09/30/2022 09/30/2022 03/31/2024 --- 0.00 0.00 43,243.75 City of Escondido 912828Y61 UNITED STATES TREASURY 0.00 USD Coupon 07/31/2022 07/31/2022 07/31/2023 --- 0.00 0.00 1,993.75 City of Escondido 912828Y87 UNITED STATES TREASURY 0.00 USD Coupon 07/31/2022 07/31/2022 07/31/2024 --- 0.00 0.00 6,475.00 City of Escondido 91282CAB7 UNITED STATES TREASURY 0.00 USD Coupon 07/31/2022 07/31/2022 07/31/2025 --- 0.00 0.00 2,975.00 City of Escondido 91282CAM3 UNITED STATES TREASURY 0.00 USD Coupon 09/30/2022 09/30/2022 09/30/2025 --- 0.00 0.00 775.00 City of Escondido 91282CBH3 UNITED STATES TREASURY 0.00 USD Coupon 07/31/2022 07/31/2022 01/31/2026 --- 0.00 0.00 9,984.38 City of Escondido 91282CBQ3 UNITED STATES TREASURY 0.00 USD Coupon 08/31/2022 08/31/2022 02/28/2026 --- 0.00 0.00 8,500.00 City of Escondido 91282CBT7 UNITED STATES TREASURY 0.00 USD Coupon 09/30/2022 09/30/2022 03/31/2026 --- 0.00 0.00 7,500.00 City of Escondido 91282CCN9 UNITED STATES TREASURY 0.00 USD Coupon 07/31/2022 07/31/2022 07/31/2023 --- 0.00 0.00 150.00 City of Escondido 91282CCU3 UNITED STATES TREASURY 0.00 USD Coupon 08/31/2022 08/31/2022 08/31/2023 --- 0.00 0.00 562.50 City of Escondido 91282CDA6 UNITED STATES TREASURY 0.00 USD Coupon 09/30/2022 09/30/2022 09/30/2023 --- 0.00 0.00 1,000.00 City of Escondido 91282CDZ1 UNITED STATES TREASURY 0.00 USD Coupon 08/15/2022 08/15/2022 02/15/2025 --- 0.00 0.00 8,812.50 City of Escondido 923040GT0 VENTURA CNTY CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2023 --- 0.00 0.00 3,062.50 GAAP Transaction Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 57 Attachment "4"
148
Item14.

* Showing transactions with Entry Date within selected date range. * Weighted by: Absolute Value of Principal. * MMF transactions are collapsed. * The Transaction Detail/Trading Activity reports provide our most up-to-date transactional details. As such, these reports are subject to change even after the other reports on the website have been locked down. While these reports can be useful tools in understanding recent activity, due to their dynamic nature we do not recommend using them for booking journal entries or reconciliation.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 08/01/2022 08/01/2022 08/01/2024 --- 0.00 0.00 4,410.00 City of Escondido 977123X60 WISCONSIN ST TRANSN REV 0.00 USD Coupon 07/01/2022 07/01/2022 07/01/2024 --- 0.00 0.00 1,996.80 City of Escondido 98163KAC6 WOART 2021-D A3 0.00 USD Coupon 07/15/2022 07/15/2022 10/15/2026 --- 0.00 0.00 236.25 City of Escondido 98163KAC6 WOART 2021-D A3 0.00 USD Coupon 08/15/2022 08/15/2022 10/15/2026 --- 0.00 0.00 236.25 City of Escondido 98163KAC6 WOART 2021-D A3 0.00 USD Coupon 09/15/2022 09/15/2022 10/15/2026 --- 0.00 0.00 236.25 City of Escondido CCYUSD US DOLLAR 0.00 USD Cash Transfer 07/21/2022 07/21/2022 09/30/2022 --- 0.00 0.00 5,000,000.00 City of Escondido CCYUSD US DOLLAR 0.00 USD Cash Transfer 09/28/2022 09/28/2022 09/30/2022 --- 0.00 0.00 8,600,000.00 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
15,200,102.62 USD Buy --- --- 09/30/2022 1.000 15,200,102.62 0.00 -15,200,102.62 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
-5,010,759.91 USD Sell 07/22/2022 07/22/2022 09/30/2022 1.000 -5,010,759.91 0.00 5,010,759.91 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102

0.00 USD Money Market Funds 07/05/2022 07/05/2022 09/30/2022 --- 0.00 0.00 125.97 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102

0.00 USD Money Market Funds 08/02/2022 08/02/2022 09/30/2022 --- 0.00 0.00 661.96 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102

0.00 USD Money Market Funds 09/02/2022 09/02/2022 09/30/2022 --- 0.00 0.00 1,123.45 City of Escondido --- --- 14,114,804.45 USD --- --- --- 10/14/2022 --- 14,106,780.38 0.00 67.77 GAAP Transaction Detail City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 58 Attachment "4"
149
Item14.

Limits.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/29/2022 6:20 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities 0.000

0.000
07/29/2022 6:20 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities 0.000

40.000
07/29/2022 3:48 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities 40.000

0.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Time certificate of deposits 0.000

3.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Medium Term Notes 0.000

0.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Medium Term Notes 0.000

5.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Placement Service Deposits 0.000

0.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Placement Service Deposits 0.000

5.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Repurchase Agreements - 1 years

0.000

0.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Repurchase Agreements - 1 years

0.000

1.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Commercial Paper 0.000

0.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Commercial Paper 0.000 270.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Banker's Acceptances 0.000

0.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Banker's Acceptances 0.000 186.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Treasury Obligations 0.000

0.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Treasury Obligations 0.000

5.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes 5.000

5.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper 5.000

5.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Municipal Securities 5.000

5.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits 20.000

20.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits 20.000

20.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Placement Service Deposits 30.000

30.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Placement Service Deposits 30.000

30.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund

75.000

75.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund

75.000

75.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 59 Attachment "4"
150
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Commercial Paper 25.000

25.000
07/26/2022 12:35 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Commercial Paper 25.000

25.000
07/26/2022 12:34 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Banker's Acceptances 30.000

30.000
07/26/2022 12:34 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Banker's Acceptances 30.000

30.000
07/26/2022 12:24 PM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Supranational 30.000

30.000
07/26/2022 9:41 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit

30.000

30.000
07/26/2022 9:41 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit

30.000

30.000
07/26/2022 9:25 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Money Market Funds 20.000

20.000
07/26/2022 9:25 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Money Market Funds 20.000

20.000
07/26/2022 8:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Medium Term Notes 30.000

30.000
07/26/2022 8:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Medium Term Notes 30.000

30.000
07/26/2022 8:33 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Callable Agency Securities 30.000

30.000
07/26/2022 8:32 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Asset-Backed Securities 20.000

20.000
07/26/2022 8:32 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Asset-Backed Securities 20.000

20.000
07/26/2022 8:17 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities 40.000

40.000
07/26/2022 8:17 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities 40.000

40.000
07/26/2022 7:49 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Money Market Funds 20.000

20.000
07/26/2022 7:49 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Money Market Funds 20.000

20.000
07/26/2022 7:48 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit

5.000

5.000
07/26/2022 7:48 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit

5.000

5.000
07/26/2022 7:47 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits

30.000

30.000
07/26/2022 7:47 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits

30.000

30.000
07/26/2022 7:47 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper

10.000

10.000
07/26/2022 7:47 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper

10.000

10.000
07/26/2022 7:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 25.000

25.000
07/26/2022 7:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 25.000

25.000
07/26/2022 7:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

30.000

30.000
07/26/2022 7:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

30.000

30.000
07/26/2022 7:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Supranational 30.000

30.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 60 Attachment "4"
151
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/26/2022 7:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Supranational 30.000

30.000
07/26/2022 7:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes 5.000

5.000
07/26/2022 7:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes 5.000

5.000
07/26/2022 7:46 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper 5.000

5.000
07/26/2022 7:46 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 25.000

25.000
07/26/2022 7:46 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 25.000

25.000
07/26/2022 7:46 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

30.000

30.000
07/26/2022 7:46 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

30.000

30.000
07/26/2022 7:46 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes 5.000

5.000
07/26/2022 7:46 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes 5.000

5.000
07/26/2022 7:46 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper 5.000

5.000
07/26/2022 7:45 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

30.000

30.000
07/26/2022 7:45 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

30.000

30.000
07/26/2022 7:45 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 25.000

25.000
07/26/2022 7:45 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 25.000

25.000
07/26/2022 7:45 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper 5.000

5.000
07/26/2022 7:45 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper 5.000

5.000
07/26/2022 7:44 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper 5.000

5.000
07/26/2022 7:43 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances

5.000

5.000
07/26/2022 7:43 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances

5.000

5.000
07/26/2022 7:42 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset-Backed Securities

5.000

5.000
07/26/2022 7:42 AM
mkocher
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset-Backed Securities

5.000

5.000
07/26/2022 7:40 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Agency Securities 0.000

0.000
07/26/2022 7:40 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Agency Securities 0.000

5.000
07/26/2022 7:38 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Supranational 0.000

0.000
07/26/2022 7:38 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Supranational 0.000

5.000
07/26/2022 7:36 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Negotiable Certificates of Deposit 0.000

0.000
07/26/2022 7:36 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Negotiable Certificates of Deposit 0.000

5.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 61 Attachment "4"
152
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/26/2022 7:34 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Municipal Securities 0.000

0.000
07/26/2022 7:34 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Municipal Securities 0.000

5.000
07/26/2022 7:31 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Bank Deposits - 5 Years 0.000

0.000
07/26/2022 7:31 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Bank Deposits - 5 Years 0.000

5.000
07/26/2022 7:25 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Asset-Backed Securities 0.000

0.000
07/26/2022 7:25 AM
mkocher
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Asset-Backed Securities 0.000

5.000
07/22/2022 7:25 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund

75.000

75.000
07/22/2022 7:25 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund

75.000

75.000
07/22/2022 7:13 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 0.000

0.000
07/22/2022 7:13 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 0.000

25.000
07/22/2022 7:13 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Repurchase Agreements 102% Collateralized 0.000

0.000
07/22/2022 7:13 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Repurchase Agreements 102% Collateralized 0.000 100.000
07/22/2022 7:13 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments U.S. Treasury Obligations & Agency Securities

0.000

0.000
07/22/2022 7:13 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments U.S. Treasury Obligations & Agency Securities

0.000
100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper

0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper

0.000

10.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Money Market Funds 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Money Market Funds 0.000

20.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset-Backed Securities

0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset-Backed Securities

0.000

5.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes 0.000

5.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits

0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits

0.000

30.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper 0.000

5.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances

0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances

0.000

5.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit

0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit

0.000

5.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Supranational 0.000

0.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 62 Attachment "4"
153
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Supranational 0.000

30.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Municipal Securities 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Municipal Securities 0.000

5.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

0.000

30.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits 0.000

20.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Money Market Funds 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Money Market Funds 0.000

20.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Callable Agency Securities 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Callable Agency Securities 0.000

30.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Asset-Backed Securities 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Asset-Backed Securities 0.000

20.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Medium Term Notes 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Medium Term Notes 0.000

30.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Placement Service Deposits 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Placement Service Deposits 0.000

30.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund

0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund

0.000

75.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Commercial Paper 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Commercial Paper 0.000

25.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Banker's Acceptances 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Banker's Acceptances 0.000

30.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit

0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit

0.000

30.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Supranational 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Supranational 0.000

30.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities 0.000

40.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Money Market Funds 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Money Market Funds 0.000 100.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 63 Attachment "4"
154
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Asset-Backed Securities 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Asset-Backed Securities 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Medium-Term Notes 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Medium-Term Notes 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Placement Service Deposits 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Placement Service Deposits 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Bank Deposits 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Bank Deposits 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Local Agency Investment Fund 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Local Agency Investment Fund 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Repurchase Agreements 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Repurchase Agreements 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Commercial Paper 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Commercial Paper 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Banker's Acceptances 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Banker's Acceptances 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Negotiable Certificates of Deposit 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Negotiable Certificates of Deposit 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Supranational 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Supranational 0.000 100.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Municipal Securities 0.000

0.000
07/22/2022 7:08 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Municipal Securities 0.000 100.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Prohibited Investments Prohibited Investments : common stocks, inverse floaters, range notes, mortgage-derived interest
0 0
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Prohibited Investments Prohibited Investments : common stocks, inverse floaters, range notes, mortgage-derived interest
0 0
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Repurchase Agreements 102% Collateralized 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Repurchase Agreements 102% Collateralized 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments U.S. Treasury Obligations & Agency Securities

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments U.S. Treasury Obligations & Agency Securities

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Time certificate of deposits 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Asset-Backed Securities 0.000

0.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 64 Attachment "4"
155
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Asset-Backed Securities 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Medium Term Notes 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Placement Service Deposits 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Bank Deposits - 5 Years 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Repurchase Agreements - 1 years

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Repurchase Agreements - 1 years

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Commercial Paper 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Banker's Acceptances 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Negotiable Certificates of Deposit 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Supranational 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Municipal Securities 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Agency Securities 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Treasury Obligations 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Asset-Backed Securities - AA 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Asset-Backed Securities - AA 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Medium Term Notes - A 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Medium Term Notes - A 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Commercial Paper - A-1/P-1 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Commercial Paper - A-1/P-1 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Banker's Acceptance - A-1 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Banker's Acceptance - A-1 0 0 Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 65 Attachment "4"
156
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Negotiable Certificates of Deposits - A/A2
0 0
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Negotiable Certificates of Deposits - A/A2
0 0
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Supranational - AA/Aa2 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Supranational - AA/Aa2 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Municipal Securities - A/A2 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Municipal Securities - A/A2 0 0 07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Money Market Funds 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Callable Agency Securities 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Asset-Backed Securities 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Medium Term Notes 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Placement Service Deposits 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Commercial Paper 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Banker's Acceptances 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Supranational 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 0.000

0.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 66 Attachment "4"
157
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Money Market Funds 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset-Backed Securities

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset-Backed Securities

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Supranational 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Municipal Securities 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Money Market Funds 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Asset-Backed Securities 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Medium-Term Notes 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Placement Service Deposits 0.000

0.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 67 Attachment "4"
158
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Bank Deposits 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Bank Deposits 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investment Local Government Investment Pools

0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investment Local Government Investment Pools

0.000
100.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Local Agency Investment Fund 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Local Agency Investment Fund 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Repurchase Agreements 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Commercial Paper 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Banker's Acceptances 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Negotiable Certificates of Deposit 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Supranational 0.000

0.000
07/22/2022 6:04 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Municipal Securities 0.000

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Prohibited Investments Prohibited Investments : common stocks, inverse floaters, range notes, mortgage-derived interest
---
0 07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Repurchase Agreements 102% Collateralized ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Money Market Funds ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Asset-Backed Securities ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Medium-Term Notes ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Placement Service Deposits ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Bank Deposits ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investment Local Government Investment Pools
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Local Agency Investment Fund ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Repurchase Agreements ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Commercial Paper ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Banker's Acceptances ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Negotiable Certificates of Deposit ---

0.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 68 Attachment "4"
159
Item14.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Supranational ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Municipal Securities ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Allowable Investment Allowable Investments U.S. Treasury Obligations & Agency Securities
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Time certificate of deposits ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Asset-Backed Securities ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Medium Term Notes ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Placement Service Deposits ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Bank Deposits - 5 Years ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Repurchase Agreements - 1 years
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Commercial Paper ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Banker's Acceptances ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Negotiable Certificates of Deposit ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Supranational ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for Municipal Securities ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Agency Securities ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Treasury Obligations ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Asset-Backed Securities - AA --- 0 07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Medium Term Notes - A --- 0 07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Commercial Paper - A-1/P-1 --- 0 07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Banker's Acceptance - A-1 --- 0 07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Negotiable Certificates of Deposits - A/A2
---
0 07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Supranational - AA/Aa2 --- 0 07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Municipal Securities - A/A2 --- 0 07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Money Market Funds ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Callable Agency Securities ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Asset-Backed Securities ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Medium Term Notes ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Placement Service Deposits ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Commercial Paper ---

0.000
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 69 Attachment "4"
160
Item14.

Resolutions.

Notes.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Banker's Acceptances ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Supranational ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Money Market Funds ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset-Backed Securities
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit
---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Supranational ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Municipal Securities ---

0.000
07/22/2022 5:59 AM
shivamagrawal
City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S. Agency Securities
---

0.000
Timestamp,
Username
Account,
Policy Name
Category Name,
Rule Name
Identifier,
Description
Previous Start Date,
New Start Date
Previous End Date,
New End Date
Timestamp,
Username
Account,
Policy Name
Category Name,
Rule Name
Identifier,
Description
Previous Note,
New Note
Audit City of Escondido (299155)
07/01/2022 - 09/30/2022 Return to Table of Contents Dated: 11/04/2022 70 Attachment "4"
161
Item14.

STAFF REPORT

November 16, 2022
File Number 1000-90

SUBJECT
ADOPTION OF THE 2022 CALIFORNIA BUILDING STANDARDS – CALIFORNIA CODE OF REGULATIONS TITLE 24

DEPARTMENT
Development Services (Building Division) and Fire Department

RECOMMENDATION
Request that the City Council adopt Ordinances 2022 -21 and 2022-22, amending the City of Escondido Municipal Code to reflect the 2022 California Building, Residential, Plumbing, Electrical, Mec hanical, Energy, Historical, Existing Building, Green Building Standar ds, Fire Codes , and proposed local amendments.

Staff Recommendation: Approval (Andrew Firestine, Development Services Director, and Rick Vogt, Fire Chief)
Presenters Doug Moody, Building Official, and LaVona Koretke, Deputy Fire Marshal

FISCAL ANALYSIS
The adoption of updated state codes is not anticipated to impact the General Fund.

PREVIOUS ACTION
On November 20, 2019, the City Council approved Ordinances 2019 -17 and 2019 -18, amending the Municipal Code to reflect the 2019 California Building, Residential, Plumbing, Electrical, Mechanical, Energy, Historical, Existing building, Green Building Standards , Fire Codes , and proposed local amendments.

BACKGROUND
Every three years , the California State Code writing bodies , such as the International Code Council, National Fire Protection Association, and Department of State Architects, submit to the California Building Standards Commission model codes. The California Building Standar ds Commission (CBSC) reviews, amends, and adopts these codes to produce the California Code of Regulations, Title 24 ; these become the Building Standards for the State of California. Once adopted by the California Building Stand ards Commission, the local jurisdictions are provided 180 days to adopt or amend and adopt Title 24 prior to the effective date of January 1, 2023. A local government may adopt Title 24 by reference in their 162
Item15.

jurisdiction’s ordinances. Even if a local government does not adopt Title 2 4 by ordinance, Title 24 becomes the applicable code for all building occupancies by default. This is made clear in HSC Sections 17950, 17958, and 18938(b) and in CBC, Chapter 1, Division 1, Section 1.1.3.

Local amendments can be made to the building stan dards, including amendments to adopt model code appendix chapters or make changes to appendix chapters, addition , or deletion. These changes must be based on local climatic, topographical , or geological conditions. These amendments require express findings for each amendment. No amendments to the code or appendix are pro posed for this code adoption.

The State recently modified and adopted, effective on January 1, 2023, the following:
• 2022 California Building Code (based on the 2021 International Building Code), Part 2 • 2022 California Residential Code (based on the 2021 International Residential Code), Part 2.5 • 2022 California Electrical Code (based on the 2020 National Electrical Code), Part 3 • 2022 California Mechanical Code (based on the 2021 Uniform Mechanical Code), Part 4 • 2022 California Plumbing Code (based on the 2021 Uniform Plumbing Code), Part 5 • 2022 California Energy Code, Part 6
• 2022 California Historical Building Code, Part 8
• 2022 California Fire Code (based on the 2021 International Fire Code), Part 9 • 2022 California Existing Building Code (base on the 2021 International Existing Building Code), Part 10
• 2022 California Green Building Standards Code, Part 11 • 2022 California Referenced Standards Code, Part 12
The changes being made to the City of Escondido Municipal Code for the Building Department are administrative changes only to correct inconsistencies in the Municipal code and the newly adopted codes.

The changes to the California Building code and Fire code in the 2022 editions address , among other things, an increase in energy conservation and requirements to maintain the infrastructure necessary for energy conservation. The following are the substantive changes to the 2022 California Building and Fire Codes from the 2019 California Building and Fire Codes:

Notable changes to the CFC for operational permits:

Additional annual operational permits are now required by the state for commercial businesses that meet the following requirements. These permits will be issued during the annual inspections of the businesses. • Additive manufacturing (3D printing) – In 2023 this activity requires an operational permit due to the potential of combustible dust and inert gases. 163
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• Battery storage systems – In 2023, commercial indoor vehicle charging and indoor or outdoor racked battery charging and storage requires an operational permit. • Lithium-Ion batteries – In 2023, an operational permit is now required if storage exceeds 15 cubic feet or more.

Notable change to the CFC for construction permits:
• First responder radio communication systems, when required, must now submit a plan for review and approval by the Fire Department.

Notable changes to the CFC for commercial businesses:
• Child Care Facilities – The new State Fire Code revised the definition of “infant” and “toddler” to include children 36 months or younger. If new facilities have more than 5 infants or toddlers, the facility may require fire sprinklers.
• Carbon monoxide detection – CO detection devices will be required in each room of existing schools, care facilities, apartments, and hotels/motels when they have gas-fueled appliances or fireplaces.

Notable change to the CFC for Wildland-Urban Interface Fire Area:
• Vegetation Management – This chapter of the State Fire Code has been expanded to include specific landscape requirements for all new development depending on the fire hazard severity zone.
• Defensible Space - This new section of the State Fire Code section includes defensible space requirements for all parcels within very high fire hazard severity zones.

Proposed New and Updated Local Amendments to the 2022 California Fire Code:
• The mid-rise, mobile home park and apartment directory map, and emergency response map sections of the City ordinance have been renumbered to match the new State Fire Code.

Notable changes to the 2022 California Building Code:
• 105.5.1 Permit Expiration – Changes the length of the time an abandoned permit expires from 180 days to 12 months.
• 602.4 and Chapter 5 added a new type of construction method, Mass Timber. IVA, IVB and IVC
• 1704.6.1 Structural observations is now required for All buildings in Risk Category III or IV (such as Public assembly buildings with greater than 300 occupants and Fire and Police Stations)

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Notable changes to the 2022 California Residential Code:
• Figure R328.8.1 ESS vehicle impact protection - Added to illustrate the zones in which a typical residential garage Energy Storage System (ESS) installation would trigger the need for impact protection from vehicles.

Notable changes to the 2022 California Electrical Code:
• 404.4 Damp or Wet Locations. Switches in Tub or Shower Spaces Amendment to reduce the restriction distance for the installation of receptacles from five feet to three feet horizontally. This aligns with model code language in Section 406.9(C).

Notable changes to the 2022 California Mechanical Code:
• 402.1 clarifies ventilation air requirements for occupancies regulated by the California Energy Commission are found in the California Energy Code Sections 120.1.

Notable changes to the 2022 California Plumbing Code:
• 703.2 The number of water closets permitted on a 3” building sewer is increased to 5.

Notable changes to the 2022 California Green Building Standards Code:
• 4.106.4.2.1 Multifamily development projects with less than 20 dwelling units; and hotels and motels with less than 20 sleeping units or guest rooms:

New regulation requiring that ten percent of the total number of parking spaces on a building site support future Level 2 EVSE, the installation of EV-ready spaces for twenty-five percent (25%) of the total number of parking spaces equipped with low-power Level 2 EV charging receptacles, and clarification that no more than one receptacle must be installed per dwelling unit.
• 4.106.4.2.2 Multifamily development proj ects with 20 or more dwelling units, hotels , and motels with 20 or more sleeping units or guest rooms:

New regulations require that ten percent (10%) of the total number of parking spaces on-site support future Level 2 EVSE; the installation of EV-ready spaces for twenty-five percent (25%) of the total number of parking spaces equipped with low-power Level 2 EV charging receptacles; and five percent (5%) of the total number of parking spaces shall be equipped with Level 2 EVSE. The use of an ALMS is allowe d when low -power Level 2 EV charging receptacles or Level 2 EVSE are installed beyond the minimum required.

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Notable changes to the 2022 Energy Code:
• Prescriptive residential compliance requires the installation of Heat Pump Water Heating in most cases.
• Ducts in conditioned space do not require insulation if specific criteria are met, and ducts are located entirely inside the building’s thermal envelope. §150.0(m)1B. • New electric-ready requirements for space heating, cooking, and clothes dryers when gas equipment is installed. Electrical infrastructure must be provided and reserved for the equipment location for the future installation of electrical appliances. §150.0(t)-(v)

ORDINANCES
a. Ordinance No. 2022-21
b. Ordinance No. 2022-22

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ORDINANCE NO. 2022-21

AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF
ESCONDIDO, CALIFORNIA, AMENDING CHAPTER 6 OF THE
ESCONDIDO MUNICIPAL CODE, TO ADOPT THE 2022

CALIFORNIA BUILDING, RESIDENTIAL, PLUMBING,

ELECTRICAL, MECHANICAL, HISTORICAL BUILDING,

EXISTING BUILDING AND ENERGY CODES, AND THE GREEN

BUILDING STANDARDS CODE

WHEREAS, the State of California Building Standards Commission is charged with the development of uniform codes and regulations for application to the construction of buildings within the state; and
WHEREAS, California Health and Safety Code Section 1796 0 requires the City enforce within its jurisdiction all the provisions published in the State Buildings Standards Code and the provisions of other rules and regulation s promulgated pursuant to the provisions of the California Health and Safety Code pertaining to the erection, construction, reconstruction, movement, enlargement, conversion, alteration, repair, removal, or arrangement of apartments, hotels or dwellings; and WHEREAS, every three years the California Building Standards Commission updates and a dopts uniform codes for application throughout the state; and WHEREAS, California Health and Safety Code Section 17958.7 allows local amendments to the California Building Standards Codes, when such codes are amended and adopted at the local level, and when local findings are made for unique climatic, geological or topographical conditions.

NOW, THEREFORE, the City Council of the City of Escondido, California, DOES HEREBY ORDAIN as follows:

SECTION 1. That Escondido Municipal Code Chapter 6, Article 1, Section 6-1.2 is repealed and replaced with the following:
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Sec. 6-1.2. Codes adopted.

The following technical codes are adopted by the City of Escondido:
(a) The 2022 California Building Code, California Code of Regulations, Title 24, Part 2 , (including Appendix Chapters C and I.)
(b) The 2022 California Residential Code, California Code of Regulations, Title 24, Part 2.5, including Appendix Chapter H.
(c) The 2022 California Electrical Code, California Code of Regulations, Title 24, Part 3. (d) The 2022 California Mechanical Code, California Code of Regulations, Title 24, Part 4. (e) The 2022 California Plumbing Code, California Code of Regulations, Titl e 24, Part 5 , including Appendix Chapters A, D and H.
(f) The 2022 California Historical Building Code, California Code of Regulations Title 24, Part

8. (g) The 2022 California Existing Building Code, California Code of Regulations, Title 24 , Part

10. (h) The 2022 California Green Building Standards Code, California Code of Regulations, Title 24, Part 11, excluding all appendices.
(i) The 2022 California Energy Code, Title 24, Part 6.
(j) The 2019 California Referenced Standards Code, California Code of Regulations, Title 24, Part 12.

SECTION 2. That Escondido Municipal Code Chapter 6, Article 2, Section 6-39, is amended by replacing all references to the 20 18 Edition to the Standard Specifications for Public Works Construction (the “Green Book”) with the 2021 Edition.

SECTION 3. That Escondido Mun icipal Code Chap ter 6, Article 3, Section 6 -10.4, Amendments, is repealed and replaced with the following:

Sec. 6 -10.4. Unsafe buildings, structures or appendages and building service equipment are hereby declared to be public nuisances and shall be abat ed by repair, rehabilitation, demolition or removal in accordance with the procedures set forth in the California Building Code or such alternate procedure as may be adopted by this jurisdiction. As an alternative, the building official or other employee or official of 168
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this jurisdiction as designated by the governing body may institute other appropriate action to prevent, restrain, correct or abate the violation.

SECTION 4. That Escondido Municipal Code Chapter 6, Article 6, Section 6 -13.3.2, Amendments, is repealed and removed.

Sec. 6-13.3.2. Except for buildings on the historic register or in the Old Escondido Neighborhood, the installation of replacement windows in existing window openings associated with a residential dwelling unit with no modifications to the existing rough opening or to the exterior weather proofing. This does not exempt the installation from retaining code compliance for bedroom egress.

SECTION 5. That Escondido Municipal Code Chapter 6, Article 6, Section 6 -15.4.1, Amendments, is repealed and replaced with the following:

Sec. 6-15.4.1. Every permit issued by the building official under the provisions of the technical codes shall expire by limitation and become null and void, if the building or work authorized by such permit is not commenced within 12 months from the date of such permit, or if the building or work authorized by such permit is suspended or abandoned at any time after the work has commenced for a period of 12 months. Before such work can be recommenced, a new permit shall be first obtained to do so, and the fee therefore shall be one half the amount required for a new permit for such work, provided no changes have been made or will be made in the original plans and specifications for such work; and provided further that such suspension or abandonment has not exceeded one yea r. In order to renew action on a permit after expiration, the permittee shall pay a new full permit fee.

SECTION 6. That Escondido Municipal Code Chapter 6, Article 6, Section 6 -15.4.1, Amendments, is repealed and replaced with the following:
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Sec. 6-15.4.2. A permittee holding an unexpired permit may apply for an extension of the time within which work may commence under that permit when the permittee is unable to commence work within the time required by this section for good and satisfactory reasons.

The building official may extend the time for action by the permittee for a period not exceeding one hundred eighty (180) days upon written request by the permittee showing that circumstances beyond the control of the permittee have prevented acti on from being taken. Permits may be extended more than once.

SECTION 7. That Escondido Municipal Code Chapter 6, Article 6, Section 6 -16.4, Amendments, is repealed and replaced with the following:
. Sec. 6-16.4. Expiration of Plan Review.

Applications for which no permit is issued within three hundred sixty (360) days following the date of application shall expire by limitation, and plans and other data submitted for review may thereafter be returned to the applicant or destroyed by the building offic ial. The building official may extend the time for action by the applicant for a period not exceeding one hundred eighty (180) days on written request by the applicant showing that circumstances beyond the control of the applicant have prevented action from being taken. An application may be extended more than once. An application shall not be extended if this code or any other pertinent laws or ordinances have been amended subsequent to the date of application. In order to renew action on an application after expiration, the applicant shall resubmit plans and pay a new plan review fee.

SECTION 8. That Escondido Municipal Code Chapter 6, Article 6, Section 6 -115, Amendments, is repealed and removed:

Sec. 6-115. Amendments.

The Uniform Housing Code, adopted by this chapter, is hereby amended as follows:
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Sec. 6-115.1. Section 1101.2. Item 5 is hereby amended to read as follows:

5. Statements advising:
(a) That any person having any record title or legal interest in the building may appeal from the notice and order or any action of the building official to the housing advisory and appeals board, provided the appeal is made in writing as provided in this code, and filed with the building official within ten (10) days from the date of service of such notice and order; and (b) That failure to appeal will constitute a waiver of all right to an administrative hearing and determination of the matter.

Sec. 6-115.2. Section 1201.1, Item 7 is hereby amended to read as follows:

7. The verification (by declaration under penalty of perjury) of at least one appellant as to the truth of the matters stated in the appeal. The appeal shall be filed within ten (10) days from the date of the service of such order or action of the building official.

SECTION 9. SEPARABILITY. If any section, subsection, sentence, clause, phrase or portion of this ordinance is for any reason held invalid or unconstitutional by any court of competent jurisdiction, such portion shall be deemed a separate, distinct and independent pro vision and such holding shall not affect the validity of the remaining portions thereof.

SECTION 10. That as of the effective date of this ordinance, all ordinances or parts of ordinances in conflict herewith are hereby repealed.

SECTION 11. That the City Clerk is hereby directed to certify to the passage of this ordinance and to cause the same or a summary to be prepared in accordance with Government Code Section 36933, to be published one time within 15 days of its passage in a newspaper of general circulation, printed and published in the County and circulated in the City of Escondido. 171
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ORDINANCE NO. 2022-22

AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF
ESCONDIDO, CALIFORNIA, AMENDING CHAPTER 11 OF THE
ESCONDIDO MUNICIPAL CODE TO ADOPT THE 2022

CALIFORNIA FIRE CODE AND LOCAL AMENDMENTS

WHEREAS, the State of California Building Standards Commission is charged with the development of uniform codes and regulations for application to the construction of buildings within the state; and
WHEREAS, California Health and Safety Code Section 17960 requires the city to enforce within its jurisdiction all the provisions published in the State Buildings Standards Code and the provisions of other rules and regulation s promulgated pursuant to the p rovisions of the California Health and Safety Code pertaining to the erection, construction, reconstruction, movement, enlargement, conversion, alteration, repair, removal, or arrangement of apartments, hotels or dwellings; and WHEREAS, every three years the California Building Standards Commission updates and adopts uniform codes for application throughout the state; and WHEREAS, California Health and Safety Code Section 17958.7 allows local amendments to the California Building Standards Codes, when such codes are amended and adopted at the local level, and when local findings are made for unique climatic, geological or topographical conditions.

NOW, THEREFORE, the City Council of the City of Escondido, California, DOES HEREBY ORDAIN as follows:

SECTION 1. That Escondido Municipal Code Chapter 11, Article 2, Division 1, Section 11- 15(a) is repealed and replaced as follows:
(a) The 20 22 California Fire Code, California Code of Regulations, Title 24, Part 9, including Appendix Chapters 4, B, C and D (Sections D102, D103.6, D103.6.1, D103.6.2 172
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only), I, and N as published by the International Code Council is adopted by the City of Escondido.

SECTION 2. That Escondido Municipal Code Section Chapter 11, Article 2, Division 1, Section 11-16 is amended by replacing the number “321” with the number “325” in the subsections beginning with Mid-rise buildings (325) through Locking of Stairway doors (325.1.9.5).

SECTION 3. That Escondido Municipal Code Section Chapter 11, Article 2, Division 1, Section 11-16 is amended by replacing the subsection number “505.4” Directory Map with the number “505.3”.

SECTION 4. That Escondido Municipal Code Section Chapter 11, Article 2, Division 1, Section 11-16 is amended by replacing the subsection number “505.5” Response Map updates with the number “505.4”.

SECTION 5. That the adoption of the technical codes or amendments to the Escondido Municipal Code do not affect the following matters:
a. Actions or proceedings that begin before the effective date of this ordinance; b. Prosecution for ordinance violations committed before the effective date of this ordinance;
c. Licenses and penalties due and unpaid at the effective date of this ordinance and collection of these licenses and penalties;
d. Bonds and cash deposits required to be posted, filed, deposited pursuant to any ordinance; and
e. Matters of record referring to or connected with an ordinance the substance of that is included in the Municipal Code. These provisions shall be construed to apply to the corresponding provisions of the Municipal Code.
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SECTION 6. General Penalty. Violations of the California Fire Code adopted in this ordinance are subject to all penalty provisions found in Escondido Municipal Code Chapter 1.

SECTION 7. Not less than one copy of the California Fire Code ad opted in this ordinance shall be maintained by the Fire Chief and shall be made available to the public upon request.

SECTION 8. SEPARABILITY. If any section, subsection, sentence, clause, phrase or portion of this ordinance is for any reason held invalid or unconstitutional by any court of competent jurisdiction, such portion shall be deemed a separate, distinct and independent pro vision and such holding shall not affect the validity of the remaining portions thereof.

SECTION 9. That as of the effective date of this ordinance, all ordinances or parts of ordinances in conflict herewith are hereby repealed.

SECTION 10. That the City Clerk is hereby directed to certify to the passage of this ordinance and to cause the same or a summary to be prepared in accordance with Government Code Section 36933, to be published one time within 15 days of its passage in a newspaper of general circulation, printed and published in the County and circulated in the City of Escondido.

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STAFF REPORT

November 16, 2022
File Number 1310-50

SUBJECT

PROPOSED EDI RATE ADJUSTMENTS

DEPARTMENT
Utilities Department, Wastewater Division, Recycling and Waste Reduction

RECOMMENDATION
Request the City Council adopt Resolution No. 2022 -158, approving the annual residential and commercial solid waste and recycling rate adjustments pursuant to the terms of the City of Escondido’s (“City’s”) adopted Solid Waste and Recycling Franchise Agreement with Escondido Disposal, Inc. (“EDI”) Upon approval by the City Council, the proposed rate adjustments will become effective January 1, 2023.

Staff Recommendation: Approval (Utilities: Christopher W. McKinney, Deputy City Manger / Director of Utilities)
Presenter: Lori Calvert, Program Coordinator for Recycling

FISCAL ANALYSIS
The San Diego Consumer Price Index (“CPI”) for all urban consumers increased by 8.1468% from the first half of 202 1 to the first half of 202 2 (from 314.28 to 339.89). Pending City Council approval of the proposed rate increase, solid waste and recycling rates will increase by the same percentage. Per previous council approval, t he Franchise Fee paid to the City by ED I will increase 0.5%, from 12% to 12.5%, a percentage of the total fees collected from customers for solid waste and recycling services, so the City’s Franchise Fee revenue will also increase with the CPI. (See Exhibit “A.”) The City will therefore collect an additional $0. 40 per month per customer in Franchise Fees for basic residential services. For basic commercial services, the Franchise Fee will increase by $1.85 per customer per month.

The above-described Franchise Fees are revenue for the City’s General Fund. Increases in base rates for residential and commercial services will be detailed in the Background section of this report. These base rates are distinct from the Franchise Fee and are retained by EDI.

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PREVIOUS ACTIONS

On June 19, 2019, the City Council adopted Resolution No. 2019-142, authorizing a Franchise Agreement (“Agreement”) between the City and EDCO Refuse Services, Inc., a California corporation dba Escondido Disposal, Inc. The Agreement specified rates to be charged for solid waste and recycling services , established initial maximum rates paid by the ratepayers, and authorized the contractor to increase rates annually by a percentage equal to the previous year’s CPI increase. The Agreement established that the City Council must adopt, by resolution, the proposed annual increases submitted by EDI for these rates to take effect.

On November 20, 2019, the City Council conducted a Proposition 218 Hearing and adopted Resolution No. 2019-142, approving a 2.7824 percent increase for residential and commercial collection services, effective January 1, 2020.

On October 28, 2020, the City Council adopted Resolution No. 2020 -130, approving a 1.3057 percent increase for residential and commercial collection services, effective January 1, 2021.

On November 3, 2021, the City Council adopted Resolution No. 2021 -158, approving a 4.0524 percent increase for residential and commercial collection services, effective January 1, 2022.

BACKGROUND
The rate increases in the table below were requested b y EDI and approved by the City Council for basic residential and commercial collection services over the last five years:

Date

Residential
Increase

Commercial
Increase

January 2018

3.2766%

2.519%

January 2019

2.62%

1.46%

January 2020

2.7824%

January 2021

1.3057%

January 2022

4.0524%

4.0524%
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On September 28, 2022, the City received notice from Escondido Disposal, Inc., requesting an increase in the solid waste and recycling rates in accordance with Section 13.2(A) of the City of Escondido Waste and Recycling Franchise Agreement. The rate increases are set by the 8.1468% change in the CPI between the first half of 2021 and the first half of 2022. Pending approval of the rate increases by the City Council, residential and commercial rate increase notices will be mailed to customers in November 2022. Under the proposed CPI rate increase for residential accounts, the total monthly rate for curbside trash and recycling collection will increase by $ 2.21 per month, from $2 6.45 to $2 8.66. Current commercial rates will be increased by the same change in CPI. A typical c ommercial rate for a 3 -yard container serviced one time per week will increase $ 10.16 per month, from $11 8.13 to $128.29. The proposed 8.1468% increase will become effective January 1, 202 3, and will apply to all residential and commercial collection rates and services as presented in Exhibit “A” to Resolution No. 2022-158.

Household Hazardous Waste (“HHW”) fees and AB 939 fees were established in 1994. AB 939 is an Assembly bill enacted into law that authorizes collection of fees to fund recycling and w aste reduction programs required by the California Integrated Waste Management Act of 1989. HHW fees were last increased on January 1, 2006, from $0.35 to $0.52 per month. AB939 fees were last increased on January 1, 2019, from $0.52 per month to $0.63 per month. No increases in either AB 939 or HHW fees are being requested at this time, so the HHW fee will remain $0.52 per month and the AB 939 fee will remain at $0.63 per month.

ATTACHMENTS
A. Resolution No. 2022-158
B. Resolution No. 2022-158 Exhibit “A”

Proposed January 2023 8.1468% 8.1468%
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RESOLUTION NO. 2022-158

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA , AMENDING THE CITY OF

ESCONDIDO WASTE AND RECYCLING FRANCHISE
AGREEMENT WITH EDCO REFUSE SERVICES, INC.

WHEREAS, in June 2019 the City of Escondido (“City”) approved a Waste and Recycling Franchise Agreement (the “Agreement”) with EDCO Refuse Services, Inc., a California corporation dba Escondido Disposal, Inc. ( “EDI”), to provide residential, commercial , and industr ial trash and recycling collection services; and
WHEREAS, Section 13 of the Agreement allows for an annual increase in the base rates by an amount not to exceed the percentage increase in the Consumer Price Index (“CPI”) for the previous year; and
WHEREAS, such base rate increases will be considered by the City Council upon receipt of written notice of the proposed increase, with notice coming no later than 45 days prior to the effective date of the proposed increase; and
WHEREAS, EDI requested an i ncrease in the residential and commercial rates and fees to be effective January 1, 2023, and this request was made in writing on September 28, 2022; and WHEREAS, revised residential and commercial rates and fees were last approved on November 3, 2021, with a January 1, 2022 effective date; and
WHEREAS, the proposed revised residential and commercial rates and fees, to be effective January 1, 2023, and the calculation of the increased percentage in the Consumer Price Index is attached as Exhibit “A”; and
WHEREAS, notice of the residential and commercial rates revised for the allowed annual CPI increase shall be mailed to customers in Escondido in November 2022; and 178
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WHEREAS, the Director of Utilities recommends approval of the proposed increase in Solid Waste Disposal and Recycling rates and fees for residential and commercial accounts, effective January 1, 2023.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido , California as follows:

1. That the above recitations are true.

2. That the Residential and Commercial Solid Waste Disposal Organics and Recycling Rates set forth in Exhibit “A” of the Agreement attached to this Resolution and incorporated by this reference, will supersede all prior rates and fees for services as set forth in Exhibit “A.”

3. That the Residential and Commercial Solid Waste Disposal Organics and Recycling Rates set forth in Exhibit “A” will be effective for all changes on or after January 1, 202 3, unless otherwise specified in writing.

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Resolution No. 2022-158
Exhibit "A"

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Escondido City CouncilNovember 16, 2022

Escondido City Council
November 16, 2022