Agenda packet — Escondido City Council, May 17, 2023 (part 1 of 3)

CITY of ESCONDIDO

Council Meeting Agenda
WEDNESDAY, MAY 17, 2023
4:00 PM - Closed Session (Parkview Conference Room)
5:00 PM - Regular Session
Escondido City Council Chambers, 201 North Broadway, Escondido, CA 92025

WELCOME TO YOUR CITY COUNCIL MEETING
We welcome your interest and involvement in the legislative process of Escondido. This agenda includes information about topics coming before the City Council and the action recommended by City staff.

MAYOR
Dane White

DEPUTY MAYOR
Joe Garcia (District 2)

COUNCILMEMBERS
Consuelo Martinez (District 1)
Christian Garcia (District 3)
Michael Morasco (Disctrict 4)

CITY MANAGER
Sean McGlynn

CITY ATTORNEY
Michael McGuinness

CITY CLERK
Zack Beck

HOW TO WATCH
The City of Escondido provides three ways to watch a City Council meeting:

In Person On TV Online

201 N. Broadway Cox Cable Channel 19 and U-verse Channel 99 www.escondido.org

1 Wednesday, May 17, 2023

HOW TO PARTICIPATE
The City of Escondido provides two ways to communicate with the City Council during a meeting:

In Person In Writing

Fill out Speaker Slip and Submit to City Clerk https://escondido-ca.municodemeetings.com

ASSISTANCE PROVIDED
If you need special assistance to participate in this meeting, please contact our ADA Coordinator at 760-839-4869.

Notification 48 hours prior to the meeting will enable to city to make reasonable arrangements to ensure accessibility. Listening devices are available for the hearing impaired – please see the City Clerk.

2 Wednesday, May 17, 2023

CLOSED SESSION
4:00 PM

CALL TO ORDER

1. Roll Call: C. Garcia, J. Garcia, Martinez, Morasco, White

ORAL COMMUNICATIONS
In addition to speaking during particular agenda items, the public may address the Council on any item which is not on the agenda provided the item is within the subject matter jurisdiction of the City Council. State law prohibits the Council from discussing or taking action on such items, but the matter may be referred to the City Manager/staff or scheduled on a subsequent agenda. Speakers are limited to only one opportunity to address the Council under Oral Communications.

CLOSED SESSION
I. CONFERENCE WITH LEGAL COUNSEL – ANTICIPATED LITIGATION a. Claims relating to damages to private property at the Casa Grande Estates Mobile Home Park associated with sinkholes (Government Code § 54956.9(d)(2) and (e)(2)) b. One Matter (Government Code § 54956.9(d)(2) and (e)(1)) II. CONFERENCE WITH LABOR NEGOTIATORS (Government Code Section § 54957.6) a. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: Police Officers' Association Sworn Personnel Bargaining Unit b. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: Police Officers' Association Non-Sworn Personnel Bargaining Unit c. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: Firefighters’ Association Safety and Non-safety Bargaining Unit d. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: ECEA Unit (SUP)
e. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: Maintenance and Operations Bargaining Unit (Teamsters Local 911 and ACE)

III. CONFERENCE WITH LEGAL COUNSEL – PENDING LITIGATION (Government Code § 54956.9(d)(1)) a. Touchstone MF Fund I, LLC v. City of Escondido, LLC San Diego Superior Court Case No. 37-2020-00020856-CU-BC-NC And related cross-action

ADJOURNMENT
3 Wednesday, May 17, 2023

REGULAR SESSION
5:00 PM Regular Session

MOMENT OF REFLECTION
City Council agendas allow an opportunity for a moment of silence and reflection at the beginning of the evening meeting. The City does not participate in the selection of speakers for this portion of the agenda, and does not endorse or sanction any remar ks made by individuals during this time. If you wish to be recognized during this portion of the agenda, please notify the City Clerk in advance.

FLAG SALUTE
The City Council conducts the Pledge of Allegiance at the beginning of every City Council meeting.

CALL TO ORDER
Roll Call: C. Garcia, J. Garcia, Martinez, Morasco, White

PRESENTATIONS
2023 San Diego County Fair

CLOSED SESSION REPORT

CONSENT CALENDAR
Items on the Consent Calendar are not discussed individually and are approved in a single motion. However, Council members always have the option to have an item considered separately, either on their own request or at the request of staff or a member of the public.

1. AFFIDAVITS OF PUBLICATION, MAILING, AND POSTING (COUNCIL/RRB) –

4 Wednesday, May 17, 2023

2. APPROVAL OF WARRANT REGISTER (COUNCIL) -
Request the City Council approve the City Council and Housing Successor Agency warrant numbers:
 373179 – 373354 dated May 3, 2023.

Staff Recommendation: Approval (Finance Department: Christina Holmes)

3. APPROVAL OF MINUTES: None

4. WAIVER OF READING OF ORDINANCES AND RESOLUTIONS –

5. TREASURER’S INVESTMENT REPORT FOR THE QUARTER ENDED MARCH 31, 2023 Request the City Council approve the Quarterly Investment Report for the quarter ended March 31, 2023.

Staff Recommendation: Approval (City Treasurer’s Office: Douglas Shultz, City Treasurer) Presenter: Douglas Shultz

6. THE CITY OF ESCONDIDO'S INVESTMENT POLICY
Request the City Council adopt Resolution No. 2023-51, approving the City of Escondido’s May 2023 Investment Policy.

Staff Recommendation: Approval (City Treasurer’s Office: Douglas Shultz, City Treasurer) Presenter: Douglas Shultz
a) Resolution No. 2023-51

7. FIRST AMENDMENT TO PUBLIC SERVICES AGREEMENT WITH ANDRITZ SEPARATION, INC.

Request the City Council adopt Resolution No. 2023-53, authorizing the Mayor to execute a first amendment to the Public Services Agreement with Andritz Separation, Inc in the amount of $51,382.

The amended agreement will provide funding for additional repairs to the City-owned dewatering centrifuge, which is critical to the operation of the Hale Avenue Resource Recovery Facility (“HARRF”).

Staff Recommendation: Approval (Utilities Department: Christopher W. McKinney, Deputy City Manager/Director of Utilities)
Presenters: Kyle Morgan, Deputy Director of Utilities, Wastewater; and Richard McLennan, Utilities Maintenance Superintendent, Wastewater
a) Resolution No. 2023-53

5 Wednesday, May 17, 2023

8. FISCAL YEAR 2022 URBAN AREA SECRUITY INITIATIVE (UASI) GRANT PROGRAM AND BUDGET

ADJUSTMENT
Request the City Council adopt Resolution No. 2023-55, authorizing the Escondido Fire Department to accept Fiscal Year 2022 Urban Area Security Initiative (“UASI”) grant funds in the amount of $36,110; authorizing the Fire Chief or his designee to execute grant documents on behalf of the City; and approving budget adjustments needed to spend grant funds.

Staff Recommendation: Approval (Fire Department: Rick Vogt, Fire Chief) Presenter: Art Holcomb, Fire Division Chief
a) Resolution No. 2023-55

9. SPEED LIMIT FOR VERMONT AVENUE
Request the City Council adopt Resolution No. 2023-52 amending the traffic schedule for the speed zone on Vermont Avenue.

Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Development Services Director and Julie Procopio, City Engineer)
Presenter: Edd Alberto, Traffic Engineer
a) Resolution No. 2023-52

PUBLIC HEARING

10. GRAPE DAY PARK MASTER PLAN UPDATE (PL23-0116)
Request the City Council adopt Resolution No. 2023-41 approving the 2023 Update to the Grape Day Park Master Plan (“Master Plan”).

Staff Recommendation: Approval (Community Services Department: Joanna Axelrod, Deputy City Manager/Director of Communications and Community Services) Presenter: Joanna Axelrod; Arash Izadi, Director of Sport & Recreation at LPA Design Studios; John Courtney, Senior Project Manager at LPA Design Studios
a) Resolution No. 2023-41

6 Wednesday, May 17, 2023

CURRENT BUSINESS

11. BOARD AND COMMISSION APPOINTMENTS
Request the City Council consider and vote on the Mayor’s appointments to serve on the following Boards and Commissions: Building and Advisory Appeals Board – Historic Preservation Commission – Library Board of Trustees – Planning Commission – Public Art Commission – Transportation and Community Safety Commission.

Staff Recommendation: Approval (City Clerk’s Office: Zack Beck, City Clerk) Presenter: Mayor Dane White

WORKSHOP

12. FISCAL YEAR 2023/24 OPERATING BUDGET BRIEFING -
Request the City Council provide direction regarding the Fiscal Year 2023/24 General Fund Operating Budget.

Staff Recommendation: Provide Direction (Finance Department: Christina Holmes, Director of Finance) Presenter: Christina Holmes

FUTURE AGENDA

13. FUTURE AGENDA
The purpose of this item is to identify issues presently known to staff or which members of the City Council wish to place on an upcoming City Council agenda. Council comment on these future agenda items is limited by California Government Code Section 54954.2 to clarifying questions, brief announcements, or requests for factual information in connection with an item when it is discussed.

Staff Recommendation: None (City Clerk's Office: Zack Beck)

COUNCILMEMBERS SUBCOMMITTEE REPORTS AND OTHER REPORTS
CITY MANAGER’S WEEKLY ACTIVITY REPORT
The most current informat ion from the City Manager regarding Economic Development, Capital Improvement Projects, Public Safety, and Community Development. This report is also available on the City’s website, www.escondido.org.

7 Wednesday, May 17, 2023

ADJOURNMENT

UPCOMING MEETING SCHEDULE
Wednesday, May 24, 2023 4:00 & 5:00 PM Regular Meeting, Council Chambers Wednesday, June 7, 2023 4:00 & 5:00 PM Regular Meeting, Council Chambers

SUCCESSOR AGENCY
Members of the Escondido City Council also sit as the Successor Agency to the Community Development Commission, Escondido Joint Powers Financing Authority, and the Mobilehome Rent Review Board.

8 Consent Item No. 1 May 17, 2023

A F F I D A V I T S

I T E M

P O S T I N G –

 PL23-0116 - Grape Day Park Master Plan
Update

9 Item1.

CITY OF ESCONDIDO

OFFICE OF THE CITY CLERK
201 NORTH BROADWAY
ESCONDIDO, CA 92025-2798
760-839-4617

NOTICE OF PUBLIC HEARING
The Escondido City Council will hold a public hearing in the City Council Chambers, Escondido City Hall, 201 N. Broadway, Escondido, California at 5 p.m. on Wednesday, May 17, 2023, to consider the item listed below:

PL23-0116: GRAPE DAY PARK MASTER PLAN
R
EQUEST: The Grape Day Park Master Plan outlines the City’s vision for Grape Day Park and serves as the regulatory framework for future park improvements . The Plan was originally developed in 2015 , and has been updated to reflect the community’s needs based on information provided as part of the City’s outreach efforts. The new Master Plan identif ies a number of recommended improvements to the Park, and includes other improvements that have been installed since the prior plan was approved. Proposed features identified on the plan include improved gateway entrances, enhanced access to Maple Street Plaza, embellished decorative fencing, a tot-lot, picnic areas, sport courts, an aquatics facility, a new restroom building, lighting, new walkways, pads for food trucks, and stage area s by the train depot and Great Gree n. Additional improvements shown in the Plan which have already been installed include a class 1 bike lane, an agricultural -themed playground, a dry stream bed with bridges, a bicycle and pedestrian bridge, a pedestrian crossing with traffic signal, and decorative wrought iron fencing around the History Center complex.

PR
OPERTY SIZE AND LOCATION: The project site (Grape Day Park) is approximately 30.4 acres in size and is located at 321 N. Broadway and 131 Woodward Avenue.

E
NVIRONMENTAL STATUS: The Project is categorically exempt pursuant to California Environmental Quality Act (CEQA) Guidelines sections 15301, 15302, and 15303.

I
f you challenge this item in court, you may be limited to raising only those issues you or someone else raised at the public hearing described in this notice, or in written correspondence delivered to the City Council at, or prior to, the public hearing.

P
LANNING COMMISSION ACTION: At its April 11, 2023, meeting, the Planning Commission voted 5-1 to recommend approval of the Grape Day Park Master Plan to the City Council with the following recommendations: The first recommendation is to defer the location of the sports court. The second recommendation is to include the coordination of the future development of connection between Maple Plaza and Grape Day Park. The third recommendation is to have a placeholder for future enhancements to the Escondido Creek corridor and emphasize its natural area.

P
UBLIC COMMENT : To submit comments in writing, please do so at the following link: https://escondido- ca.municodemeetings.com/bc-citycouncil/webform/public-comment. All comments received from the public will be made a part of the record of the meeting.

T
he City of Escondido remains committed to complying with the Americans with Disabil ities Act (ADA). Qualified individuals with disabilities who wish to participate in City programs, services, or activities and who need accommodations are invited t o present their requests to the City by filing out a Request for Accommodations Form or an Inclusion Support Request Form for Minors, or by calling 760-839-4643, preferably at least 72 hours in advance of the event or activity. Forms can be found on the City’s website at:
https://www.escondido.org/americans-with-
disabilities-act.

The
staff report will be available on the City’s website at https://escondido-ca.municodemeetings.com/ on or after Friday, May 11, 2023.

F
or additional information, please contact Joanna Axelrod, Deputy City Manager , at 760-839-4871, or via email at [email protected], and refer to Case No. PL23-0116. /s/ Zack Beck
Zack Beck, City Clerk
DATED: May 4, 2023
Published in THE ESCONDIDO TIMES-ADVOCATE: 05/04/23
10 Item1.

STAFF REPORT

May 17, 2023
File Number 0400-40

SUBJECT

APPROVAL OF WARRANT REGISTER (COUNCIL)

DEPARTMENT
Finance

RECOMMENDATION
Request approval for City Council and Housing Successor Agency warrant numbers 373179 – 373354 dated May 3, 2023.

Staff Recommendation: Approval (Finance Department: Christina Holmes)

FISCAL ANALYSIS
The total amount of the warrants for the period of April 27 – May 3, 2023, is $2,685,641.53.

BACKGROUND

The Escondido Municipal Code Section 10-49 states that warrants or checks may be issued and paid prior to audit by the City Council, provided the warrants or checks are certified and approved by the Director of Finance as conforming to the curr ent budget. These warrants or checks must then be ratified and approved by the City Council at the next regular Council meeting.

11 Item2.

Consent Item No. 3 May 17, 2023

A P P R O V A L

O F

M I N U T E S

12 Item3.
13 Item4.

STAFF REPORT

May 17, 2023
File Number 0490-55

SUBJECT
TREASURER’S INVESTMENT REPORT FOR THE QUARTER ENDED MARCH 31, 2023

DEPARTMENT
City Treasurer

RECOMMENDATION
Request the City Council approve the Quarterly Investment Report for the quarter ended March 31, 2023.

Staff Recommendation: Approval (City Treasurer’s Office: Douglas Shultz, City Treasurer) Presenter: Douglas Shultz, City Treasurer

FISCAL ANALYSIS
From January 1, 2023 to March 31, 2023, the City’s investment portfolio increased from $170.6 million to $175.0 million. The adjusted average annual yield increased from 1.254 percent to 1.539 percent with the portfolio duration at 1.66. An excess of cash receipt inflows over cash payment outflows for the quarter resulted in increase of $4.4 million in the book value of the investment portfolio.

PREVIOUS ACTION
The Investment Report for the quarter ended December 31, 2022, was filed with the City Clerk’s Office on January 31, 2023 and presented to the City Council on February 15, 2023.

BACKGROUND
The City of Escondido’s (City) Investment Policy requires the City Treasurer to submit a quarterly investment report to the City Council and City Manager. The quarterly investment report should include the type of investment, issuer, date of maturity, par and dollar amount invested and market value for each security held by the City. Details of the City’s investment portfolio are included in the attached reports that are listed below:
• Summary of Investment Allocation as of March 31, 2023 (Attachment 1) • Summary of Investment Portfolio Yield for the last 12 months (Attachment 2) 14 Item5.

• Schedule of Funds Managed by Outside Parties as of March 31, 2023 (Attachment 3) The Investment Performance Review (attachment 4) provides a Market Update, the City’s Portfolio Strategy and Performance, Issuer Distributions, Portfolio Distributions and Portfolio Holdings. The Summary of Investment Allocation (attachment 1) and the Summary of Investment Portfolio Yield for the last 12 months (attachment 2) shows the total investment portfolio including funds in LAIF, CAMP, Stone Castle, and the City’s money market account with BNY.

There are adequate funds to meet the next six -month’s expected expenditures. As of March 31, 2023, the City complies with all requirements of the City’s Investment Policy.

The City Treasurer’s department is currently working on reinvesting low yield holdings with higher y ield opportunities that will net the City additional interest revenue of $196,089 over the next 3-24 months.

ATTACHMENTS
a. Attachment “1” – Summary of Investment Allocation as of March 31, 2023 b. Attachment “2” – Summary of Investment Portfolio Yield for the last 12 months c. Attachment “3” – Schedule of Funds Managed by Outside Parties as of March 31, 2023 d. Attachment “4” – Investment Performance Review for the Quarter Ended March 31, 2023 15 Item5.

Attachment "1"
Investment Type Market Value
State Investment Pool (LAIF) 7,602$ 7,602$ 0.00% State Investment Pool (LAIF)- ARPA Funds* 0 0 0.00%
California Asset Management Program (CAMP) 16,633,659 16,633,659 9.85% Placement Service Deposits (Stone Castle) 4,914,600 4,914,600 2.91% U.S. Treasury Obligations 92,045,287 88,449,978 52.38%
Federal Agency Securities 14,742,007 14,260,760 8.45%
Supranational Securities 3,049,802 2,889,306 1.71%
U.S. Corporate Bonds 26,981,205 25,765,928 15.26%
U.S. Municipal Bonds 7,805,300 7,330,322 4.34%
Negotiable Certificates of Deposit 0 0 0.00%
Asset-Backed Security 6,487,043 6,241,650 3.70%
Money Market Account (BNY Blackrock) 2,370,721 2,370,721 1.40% Total Investment Portfolio - March 2023 175,037,226$ 168,864,526$ 100% Reported Total Investments - December 2023 170,616,164$ 163,277,880$ Change from Prior Quarter 4,421,062$ 5,586,646$
Portfolio Duration 1.66
*ARPA funds moved out of LAIF and into investement pool for better returns.

City of Escondido
Summary of Investment Allocation
as of March 31, 2023
Book Value
Percent of
Portfolio at
Market
10%
3%
52%
9%
2%
15%
4%
4% 1%
Summary of Investment Allocation as of March 31, 2023
State Investment Pool (LAIF)
State Investment Pool (LAIF)- ARPA Funds*
California Asset Management Program (CAMP)
Placement Service Deposits (Stone Castle)
U.S. Treasury Obligations
Federal Agency Securities
Supranational Securities
U.S. Corporate Bonds
U.S. Municipal Bonds
Negotiable Certificates of Deposit
Asset-Backed Security
Money Market Account (BNY Blackrock)
16 Item5.

Attachment "2"
Date Book Value Yield
Mar-22 $175,037,226.40 2.160%
Feb-23 $164,681,177.97 1.763%
Jan-23 $177,151,599.37 1.935%
Dec-22 $170,616,164.28 1.637%
Nov-22 $176,665,572.52 1.728%
Oct-22 $183,071,542.59 1.673%
Sep-22 $183,702,750.52 1.758%
Aug-22 $183,950,309.82 1.355%
Jul-22 $195,449,351.01 1.351%
Jun-22 $213,980,597.55 1.131%
May-22 $191,942,743.12 1.059%
Apr-22 $198,799,776.19 0.915%
Average Portfolio Interest Yields 1.539%
* Includes Assets managed by PFM, LAIF, and Stone Castle.

SUMMARY OF INVESTMENT PORTFOLIO YIELDS
FOR THE LAST 12 MONTHS
As of March 31, 2023
17 Item5.

Attachment "3"

CITY OF ESCONDIDO

FUNDS MANAGED BY OUTSIDE PARTIES
As of March 31, 2023
Market Interest Type of
Type of Funds / Institution Value Rate Investment

BOND FUNDS
BANK OF NEW YORK:
1998-1 Rancho San Pasqual Assessment District 361,283.97$ 4.620% Treasury 2013 JPFA Reidy Creek Lease Revenue Bonds (2001 Refunding) 45,934.51 4.420% Treasury 2013 Community Facility District - Hidden Trails (2001 Refunding) 13.03 4.380% Treasury 2015 Community Facility District - Eureka Ranch (2006 Refunding) 30.07 4.420% Treasury 2015 Community Facility District - Eureka Ranch (2006 Refunding) 113.72 0.000% Cash 2015A Wastewater Bond (2004A Refunding) 675,205.16 4.710% Dreyfus Cash Management Fund 2015B Wastewater Bond (2004B Refunding) 242,566.64 4.710% Dreyfus Cash Management Fund 2019 Water Bond (JPFA 19AB) 353.92 4.460% Dreyfus Cash Management Fund 2021A WasteWater Ref Rev 0.00 0.000% Dreyfus Cash Management Fund 2015 Community Facility District - The Villages 11,175,708.90 0.000% Cash/Treasury 12,501,209.92$
SECTION 115 TRUST FUNDS
PUBLIC AGENCY RETIREMENT SERVICES:

PARS Post-Employment Benefits Trust $31,248,582.53 Moderately Conservative HighMark PLUS TOTAL FUNDS MANAGED BY OUTSIDE PARTIES $43,749,792.45
18 Item5.

City of Escondido Quarterly Report
City of Escondido (299155)
Quarter End (Q1 Y2023)
12/31/2022 - 03/31/2023
Dated: 04/27/2023
Locked Down
Attachment "4"
19 Item5.

Risk Summary - Fixed Income (City of Escondido (299155)) 1 Multiple Benchmarks Comparison (City of Escondido (299155)) 5 Risk-Adjusted Comparison (City of Escondido (299155)) 6 Exposure - Credit Rating (City of Escondido (299155)) 7 Overview (City of Escondido (299155))
12 Returns (City of Escondido (299155))
14 Comparison (City of Escondido (299155))
15 Exposure - Security Type (City of Escondido (299155)) 16 Exposure - Market Sector (City of Escondido (299155)) 21 Exposure - Issuer Concentration (City of Escondido (299155)) 26 Summary (City of Escondido (299155))
40 Status (City of Escondido (299155))
41 GAAP GL Income Detail (City of Escondido (299155))
44 GAAP Transaction Detail (City of Escondido (299155)) 54 Audit (City of Escondido (299155))
59 Table of Contents
Dated: 04/27/2023
Attachment "4"
20 Item5.

Issuer Concentration
Issuer Ending % of Market
Value + Accrued
United States Department of The Treasury 60.012%
Other 26.255%
Federal Home Loan Mortgage Corporation 3.781%
Federal Home Loan Banks 3.546%
Federal National Mortgage Association 2.338%
BLAKCROCK 1.605%
Inter-American Development Bank 1.519%
Bank of America Corporation 0.944%
--- 100.000%
Footnotes: 1,2
Cash and Fixed Income Summary
Risk Metric Value
MMFund 2,370,721.26
Fixed Income 145,365,010.53
Duration 1.660
Convexity 0.048
WAL 1.726
Years to Final Maturity 1.866
Years to Effective Maturity 1.724
Yield 4.442
Book Yield 1.785
Avg Credit Rating AA-/Aa3/AA-
Balance Sheet
Book Value + Accrued 153,908,432.01
Net Unrealized Gain/Loss -6,172,700.21
Market Value + Accrued 147,735,731.79
Exposure - Security Type
Exposure - Sector
Exposure - Asset Class
Risk Summary - Fixed Income City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 1 Attachment "4"
21 Item5.

Time to Maturity
Credit Duration Heat Map
Rating 0 - 1 1 - 2 2 - 3 3 - 4 4 - 5 5 - 7 7 - 10 10 - 15 15 - 30 AAA 2.259% 4.268% 0.644% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% AA 28.936% 15.171% 17.634% 11.115% 1.318% 0.000% 0.000% 0.000% 0.000% A 3.753% 4.528% 0.520% 5.711% 0.000% 0.000% 0.000% 0.000% 0.000% BBB 0.263% 1.676% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% BB 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% B 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% CCC 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% CC 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% C 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% NA 0.000% 0.598% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% Exposure - Credit Rating
Exposure - Duration
Risk Summary - Fixed Income City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 2 Attachment "4"
22 Item5.

MMF Asset Allocation Exposure - Currency
Exposure - Industry Group
Exposure - Industry Subgroup
Exposure - Industry Sector
Exposure - Country
Risk Summary - Fixed Income City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 3 Attachment "4"
23 Item5.
1: * Grouped by: Issuer. 2: * Groups Sorted by: Ending % of Market Value + Accrued.

Risk Summary - Fixed Income City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 4 Attachment "4"
24 Item5.

Account and Primary Benchmark

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Reported Index Return is always Total Return.

Account/Index Base Market Value + Accrued Trailing Month Total Return, Net of
Fees
Trailing 3 Months
Total Return, Net of
Fees
Trailing 6 Months
Total Return, Net of
Fees
Trailing 12 Months
Total Return, Net of
Fees
Prior Year Total
Return, Net of Fees
Prior 3 Years Total
Return, Net of Fees
Prior 5 Years Total
Return, Net of Fees
Prior 10 Years
Total Return, Net of
Fees
City of Escondido 147,735,731.79 1.312% 1.523% 2.472% 0.380% --- --- --- --- ICE BofA 1-5 Year US Corporate & Government
Index
--- 1.775% 1.785% 3.022% -0.377% --- --- --- ---
Multiple Benchmarks Comparison City of Escondido (299155) Base Currency: USD As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 5 Attachment "4"
25 Item5.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Reported Index Return is always Total Return.

Account Assigned Index Total Return Index Return Sharpe Ratio Information Ratio Standard Deviation Tracking Error City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 1.525% 1.790% -0.020 -0.033 0.155% 0.092% Account Index Index Start Date Index End Date
City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 08/02/2002 --- Risk-Adjusted Comparison City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 6 Attachment "4"
26 Item5.

AAA
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS AAA Aaa AAA NA 157,867.96 City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS AAA Aaa AAA NA 371,447.04 City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS AAA NA AAA AAA 673,070.49 City of Escondido 14314QAC8 CARMX 2021-2 A3 242,969.61 USD 02/17/2026 ABS AAA NA AAA AAA 234,421.33 City of Escondido 14315FAD9 CARMX 2020-3 A3 54,909.04 USD 03/17/2025 ABS AAA NA AAA AAA 54,166.49 City of Escondido 14316NAC3 CARMX 2021-1 A3 74,265.97 USD 12/15/2025 ABS AAA NA AAA AAA 71,806.57 City of Escondido 14317DAC4 CARMX 2021-3 A3 602,156.22 USD 06/15/2026 ABS AAA Aaa AAA NA 576,693.05 City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS AAA Aaa NA AAA 696,414.19 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS AAA NA AAA AAA 244,318.31 City of Escondido 362590AC5 GMCAR 2020-3 A3 104,612.71 USD 04/16/2025 ABS AAA Aaa NA AAA 102,773.54 City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS AAA NA AAA AAA 216,066.30 City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS AAA NA AAA AAA 270,895.86 City of Escondido 43815EAC8 HAROT 2021-3 A3 305,000.00 USD 11/18/2025 ABS AAA NA AAA AAA 293,694.80 City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS AAA Aaa NA AAA 272,240.79 City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS AAA Aaa AAA NA 139,189.73 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS AAA NA AAA AAA 692,743.73 City of Escondido 44933LAC7 HART 2021-A A3 167,577.33 USD 09/15/2025 ABS AAA NA AAA AAA 162,978.99 City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT BANK 835,000.00 USD 03/14/2025 SUPRANATIONAL AAA Aaa AAA AAA 797,989.78 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT BANK 1,530,000.00 USD 09/23/2024 SUPRANATIONAL AAA Aaa AAA NA 1,446,035.30 City of Escondido 459058JM6 INTERNATIONAL BANK FOR RECONSTRUCTION

AND DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATIONAL AAA Aaa AAA NA 646,727.09 City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS AAA Aaa NA AAA 148,969.73 City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS AAA Aaa NA AAA 351,933.27 Exposure - Credit Rating City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 7 Attachment "4"
27 Item5.

AA+
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI AAA Aaa AAA AAA 355,488.75 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI AAA Aaa AAA AAA 254,496.00 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST 245,000.00 USD 08/01/2024 MUNI AAA Aaa AAA NA 237,485.85 City of Escondido 89237VAB5 TAOT 2020-C A3 69,789.90 USD 10/15/2024 ABS AAA Aaa AAA NA 69,009.83 City of Escondido 89238EAC0 TLOT 2021-A A3 111,487.07 USD 04/22/2024 ABS AAA Aaa AAA NA 110,440.71 City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI AAA NA AAA AA+ 609,945.60 City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS AAA NA AAA AAA 333,853.24 City of Escondido --- --- 11,052,767.85 USD 09/02/2025 --- AAA Aaa AAA AAA 10,593,164.32Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 1,000,000.00 USD 06/14/2024 AGCY BOND AA+ Aaa AA+ AAA 1,012,529.17 City of Escondido 3130AVDA7 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/27/2026 AGCY BOND AA+ Aaa AA+ AAA 1,410,467.33 City of Escondido 3130AVDD1 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 09/27/2024 AGCY BOND AA+ Aaa AA+ AAA 1,409,176.22 City of Escondido 3130AVE24 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/28/2024 AGCY BOND AA+ Aaa AA+ F1+ 1,407,138.83 City of Escondido 3134GYMX7 FEDERAL HOME LOAN MORTGAGE CORP 1,400,000.00 USD 12/29/2025 AGCY BOND AA+ Aaa AA+ AAA 1,403,121.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2,000,000.00 USD 08/25/2025 AGCY BOND AA+ Aaa AA+ AAA 1,830,670.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 360,000.00 USD 11/07/2025 AGCY BOND AA+ Aaa AA+ AAA 329,864.40 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,125,000.00 USD 11/07/2025 AGCY BOND AA+ Aaa AA+ AAA 1,030,826.25 City of Escondido 3136AJB54 FNA 2014-M04 A2 266,448.70 USD 03/25/2024 FNMA AA+ Aaa AA+ AAA 262,262.91 City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC AA+ Aaa AA+ AAA 648,025.79 City of Escondido 3137BTU25 FHMS K-724 A2 343,363.20 USD 11/25/2023 FHLMC AA+ Aaa AA+ AAA 339,455.37 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE CORP 790,000.00 USD 02/12/2025 AGCY BOND AA+ Aaa AA+ AAA 753,250.52 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 275,000.00 USD 08/24/2023 AGCY BOND AA+ Aaa AA+ AAA 270,183.91 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 1,150,000.00 USD 09/23/2025 AGCY BOND AA+ Aaa AA+ AAA 1,050,057.33 City of Escondido 3137EAFA2 FEDERAL HOME LOAN MORTGAGE CORP 300,000.00 USD 12/04/2023 AGCY BOND AA+ Aaa AA+ AAA 291,147.75 City of Escondido 3137FBTA4 FHMS K-728 A2 848,984.37 USD 08/25/2024 FHLMC CMO AA+ Aaa AA+ AAA 830,992.81 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST 410,000.00 USD 08/01/2025 MUNI AA+ Aaa AA+ NA 378,244.82 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST 405,000.00 USD 08/01/2025 MUNI AA+ Aa1 AA+ NA 374,585.85 City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV AA+ Aaa AA+ AAA 1,765,355.82 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV AA+ Aaa AA+ AAA 769,709.51 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV AA+ Aaa AA+ AAA 1,440,191.33 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV AA+ Aaa AA+ AAA 272,925.42 City of Escondido 9128284L1 UNITED STATES TREASURY 50,000.00 USD 04/30/2023 US GOV AA+ Aaa AA+ AAA 50,503.35 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV AA+ Aaa AA+ AAA 4,956,442.76 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV AA+ Aaa AA+ AAA 561,201.35 City of Escondido 912828R28 UNITED STATES TREASURY 4,800,000.00 USD 04/30/2023 US GOV AA+ Aaa AA+ AAA 4,821,711.38 City of Escondido 912828S35 UNITED STATES TREASURY 775,000.00 USD 06/30/2023 US GOV AA+ Aaa AA+ AAA 771,548.53 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV AA+ Aaa AA+ AAA 589,931.57 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV AA+ Aaa AA+ AAA 1,101,161.28 City of Escondido 912828VS6 UNITED STATES TREASURY 2,000,000.00 USD 08/15/2023 US GOV AA+ Aaa AA+ AAA 1,988,875.47 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV AA+ Aaa AA+ AAA 92,989.59 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV AA+ Aaa AA+ AAA 2,585,652.86 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV AA+ Aaa AA+ AAA 1,385,519.65 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV AA+ Aaa AA+ AAA 1,194,359.84 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV AA+ Aaa AA+ AAA 144,698.11 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV AA+ Aaa AA+ AAA 716,594.21 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV AA+ Aaa AA+ AAA 612,088.15 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV AA+ Aaa AA+ AAA 3,134,175.48 City of Escondido 912828ZP8 UNITED STATES TREASURY 2,160,000.00 USD 05/15/2023 US GOV AA+ Aaa AA+ AAA 2,149,487.42 Exposure - Credit Rating City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 8 Attachment "4"
28 Item5.

AA
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV AA+ Aaa AA+ AAA 1,846,135.82 City of Escondido 912828ZU7 UNITED STATES TREASURY 2,000,000.00 USD 06/15/2023 US GOV AA+ Aaa AA+ AAA 1,983,629.78 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV AA+ Aaa AA+ AAA 1,974,044.86 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV AA+ Aaa AA+ AAA 1,974,044.86 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV AA+ Aaa AA+ AAA 2,185,183.59 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV AA+ Aaa AA+ AAA 566,988.04 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV AA+ Aaa AA+ AAA 1,094,067.22 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 726,185.24 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 1,161,896.38 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 907,731.55 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 585,486.85 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 1,452,370.48 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV AA+ Aaa AA+ AAA 363,453.91 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV AA+ Aaa AA+ AAA 2,725,904.35 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV AA+ Aaa AA+ AAA 1,828,320.98 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV AA+ Aaa AA+ AAA 4,171,305.35 City of Escondido 91282CBX8 UNITED STATES TREASURY 4,000,000.00 USD 04/30/2023 US GOV AA+ Aaa AA+ AAA 3,988,539.45 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV AA+ Aaa AA+ AAA 1,531,191.88 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV AA+ Aaa AA+ AAA 2,187,416.97 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV AA+ Aaa AA+ AAA 328,773.45 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV AA+ Aaa AA+ AAA 1,872,182.15 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV AA+ Aaa AA+ AAA 236,430.52 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV AA+ Aaa AA+ AAA 883,186.83 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV AA+ Aaa AA+ AAA 782,877.46 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV AA+ Aaa AA+ AAA 2,295,232.28 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,000,000.00 USD 10/31/2023 US GOV AA+ Aaa AA+ AAA 1,953,389.17 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 4,580,068.78 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 366,405.50 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 458,006.88 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV AA+ Aaa AA+ AAA 4,738,991.99 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV AA+ Aaa AA+ AAA 1,121,014.20 City of Escondido 91282CEN7 UNITED STATES TREASURY 2,000,000.00 USD 04/30/2027 US GOV AA+ Aaa AA+ AAA 1,948,793.92 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV AA+ Aaa AA+ AAA 788,487.30 City of Escondido 91282CFB2 UNITED STATES TREASURY 1,000,000.00 USD 07/31/2027 US GOV AA+ Aaa AA+ AAA 966,628.01 City of Escondido 91282CFH9 UNITED STATES TREASURY 1,000,000.00 USD 08/31/2027 US GOV AA+ Aaa AA+ AAA 979,947.39 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY COLLEGE DIST 490,000.00 USD 08/01/2024 MUNI AA+ Aa1 AA+ NA 474,520.90 City of Escondido --- --- 108,818,796.26 USD 12/24/2024 --- AA+ Aaa AA+ AAA 104,165,957.82Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI AA Aa2 AA NA 347,614.75 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI AA Aa2 AA AA 112,812.50 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST 440,000.00 USD 08/01/2024 MUNI AA Aa2 AA NA 418,925.47 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP AA Aa2 AA AA 1,236,794.50 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH WTR REV 480,000.00 USD 05/01/2025 MUNI AA Aa2 AAA AA+ 446,858.80 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI AA Aa2 NA WR 392,951.05 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI AA Aa2 AA AA 350,717.17 City of Escondido --- --- 3,475,000.00 USD 11/24/2024 --- AA Aa2 AA AA 3,306,674.23 Exposure - Credit Rating City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 9 Attachment "4"
29 Item5.

AA-
A+
A
A-
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP AA- Aa2 AA- NA 403,190.42 City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI AA- Aa3 AA- AA- 621,553.94 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI AA- Aa3 AA- AA- 145,856.25 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI AA- Aa3 AA AA 373,182.00 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI AA- Aa3 AA AA 144,608.02 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI AA- Aa3 AA AA 139,943.25 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI AA- Aa3 NA AAA 282,027.92 City of Escondido --- --- 2,220,000.00 USD 08/06/2025 --- AA- Aa3 AA- AA 2,110,361.81Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP A+ A1 AA- WR 826,606.92 City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD 06/03/2027 CORP A+ A1 AA AA- 445,436.67 City of Escondido 023135BW5 AMAZON.COM INC 300,000.00 USD 05/12/2024 CORP A+ A1 AA AA- 287,960.25 City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP A+ A1 A+ A 1,367,015.00 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP A+ A1 A+ A+ 1,085,833.48 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP A+ A1 A+ A 151,337.93 City of Escondido --- --- 4,375,000.00 USD 06/18/2025 CORP A+ A1 A+ A+ 4,164,190.24 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP A A2 A NA 574,817.92 City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP A A2 A NA 203,938.43 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP A A1 A AA- 977,036.67 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP A A2 A+ WR 228,911.25 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP A A2 A+ WR 323,222.68 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP 800,000.00 USD 01/08/2027 CORP A A2 A A 734,031.56 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP A A2 A A+ 729,214.22 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP A A2 A A 102,780.30 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP A A2 A A 628,660.67 City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP A A2 A+ A+ 665,977.77 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP A A2 A A 804,059.98 City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP A A2 A A 167,021.40 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP A A2 A A 603,132.83 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP A A2 A+ A+ 815,379.93 City of Escondido --- --- 7,958,000.00 USD 12/18/2025 CORP A A2 A A+ 7,558,185.61 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP A- A3 A- A 896,714.44 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP A- A3 A A- 639,940.00 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP A- A3 A- A 794,607.33 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP A- A2 A- AA- 1,394,938.97 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP A- A3 A- A- 638,315.41 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP A- A3 A- WR 695,234.56 Exposure - Credit Rating City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 10 Attachment "4"
30 Item5.

BBB+
NA
Summary

* Grouped by: Rating. * Groups Sorted by: Rating. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP 1,000,000.00 USD 02/09/2027 CORP A- A3 A- NA 925,797.78 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP A- A1 A- AA- 707,221.88 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP A- A1 A- AA- 555,789.00 City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP A- A1 A- A+ 747,742.43 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP A- A1 A- A+ 294,720.53 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES COOPERATIVE

FINANCE CORP
220,000.00 USD 06/15/2025 CORP A- A2 A- A 216,310.23
City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP A- A3 A- A 575,728.00 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP A- A3 A+ A 198,289.56 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP A- A3 A+ A 436,237.02 City of Escondido --- --- 10,080,000.00 USD 06/15/2025 CORP A- A2 A- A 9,717,587.13 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP BBB+ A2 BBB+ A 334,088.13 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP BBB+ A3 BBB+ A 257,525.33 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP BBB+ A3 BBB+ A 243,218.36 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP BBB+ A3 BBB+ A 231,464.32 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP BBB+ A2 BBB+ A- 814,414.52 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP BBB+ A2 BBB+ A 595,148.94 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 400,000.00 USD 01/24/2025 CORP BBB+ A2 BBB+ A 388,975.99 City of Escondido --- --- 3,015,000.00 USD 04/23/2025 CORP BBB+ A2 BBB+ A 2,864,835.58 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI NA NA NR AA+ 884,053.80 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 2,370,721.26 USD 03/31/2023 MMFUND NA NA NA NA 2,370,721.26 City of Escondido --- --- 3,315,721.26 USD 10/11/2023 --- NA NA --- AA+ 3,254,775.06 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido --- --- 154,310,285.38 USD 02/10/2025 --- AA- Aa2 AA- AA 147,735,731.79 Exposure - Credit Rating City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 11 Attachment "4"
31 Item5.

Cash and Fixed Income Summary
Risk Metric Value
MMFund 2,370,721.26
Fixed Income 145,365,010.53
Duration 1.660
Convexity 0.048
WAL 1.726
Years to Final Maturity 1.866
Years to Effective Maturity 1.724
Yield 4.442
Book Yield 1.785
Avg Credit Rating AA-/Aa3/AA-
Balance Sheet
Field Value
Book Value + Accrued 153,908,432.01
Net Unrealized Gain/Loss -6,172,700.21
Market Value + Accrued 147,735,731.79
Compliance Overview
Status Compliant
As of 03/31/2023
Reconciliation Status
Status Reconciled
Last Reconciled For 04/26/2023
Summary
Overview City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 12 Attachment "4"
32 Item5.

Index: ICE BofA 1-5 Year US Corporate & Government Index.

Overview City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 13 Attachment "4"
33 Item5.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Period Begin Period End Total Return, Net of Fees Income Return, Net of Fees Price Return, Net of Fees 12/31/2022 01/31/2023 0.739% 0.147% 0.591%
02/01/2023 02/28/2023 -0.525% 0.131% -0.656%
03/01/2023 03/31/2023 1.312% 0.150% 1.162%
--- --- --- --- ---
Account Index Index Start Date Index End Date
City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 08/02/2002 --- Returns City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 14 Attachment "4"
34 Item5.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Reported Index Return is always Total Return.

Account/Index Base Market Value + Accrued Trailing Month Total Return, Net of
Fees
Trailing 3 Months
Total Return, Net of
Fees
Trailing 6 Months
Total Return, Net of
Fees
Trailing 12 Months
Total Return, Net of
Fees
Trailing 12 Months
Information Ratio,
Net of Fees
Trailing 12 Months
Sharpe Ratio, Net
of Fees
Trailing 12 Months
Standard
Deviation, Net of
Fees
Trailing 12 Months
Tracking Error, Net
of Fees
ICE BofA 1-5 Year US Corporate & Government
Index
--- 1.775% 1.785% 3.022% -0.377% --- --- 0.193% ---
City of Escondido 147,735,731.79 1.312% 1.523% 2.472% 0.380% 0.018 0.009 0.145% 0.075% Comparison City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 15 Attachment "4"
35 Item5.

US GOV
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV 1,765,355.82 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV 769,709.51 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV 1,440,191.33 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV 272,925.42 City of Escondido 9128284L1 UNITED STATES TREASURY 50,000.00 USD 04/30/2023 US GOV 50,503.35 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV 4,956,442.76 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV 561,201.35 City of Escondido 912828R28 UNITED STATES TREASURY 4,800,000.00 USD 04/30/2023 US GOV 4,821,711.38 City of Escondido 912828S35 UNITED STATES TREASURY 775,000.00 USD 06/30/2023 US GOV 771,548.53 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV 589,931.57 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV 1,101,161.28 City of Escondido 912828VS6 UNITED STATES TREASURY 2,000,000.00 USD 08/15/2023 US GOV 1,988,875.47 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV 92,989.59 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV 2,585,652.86 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV 1,385,519.65 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV 1,194,359.84 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV 144,698.11 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV 716,594.21 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV 612,088.15 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV 3,134,175.48 City of Escondido 912828ZP8 UNITED STATES TREASURY 2,160,000.00 USD 05/15/2023 US GOV 2,149,487.42 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV 1,846,135.82 City of Escondido 912828ZU7 UNITED STATES TREASURY 2,000,000.00 USD 06/15/2023 US GOV 1,983,629.78 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV 1,974,044.86 Exposure - Security Type City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 16 Attachment "4"
36 Item5.

CORP
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV 1,974,044.86 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV 2,185,183.59 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV 566,988.04 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV 1,094,067.22 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV 726,185.24 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV 1,161,896.38 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV 907,731.55 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV 585,486.85 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV 1,452,370.48 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV 363,453.91 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV 2,725,904.35 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV 1,828,320.98 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV 4,171,305.35 City of Escondido 91282CBX8 UNITED STATES TREASURY 4,000,000.00 USD 04/30/2023 US GOV 3,988,539.45 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV 1,531,191.88 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV 2,187,416.97 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV 328,773.45 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV 1,872,182.15 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV 236,430.52 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV 883,186.83 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV 782,877.46 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV 2,295,232.28 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,000,000.00 USD 10/31/2023 US GOV 1,953,389.17 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV 4,580,068.78 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV 366,405.50 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV 458,006.88 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV 4,738,991.99 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV 1,121,014.20 City of Escondido 91282CEN7 UNITED STATES TREASURY 2,000,000.00 USD 04/30/2027 US GOV 1,948,793.92 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV 788,487.30 City of Escondido 91282CFB2 UNITED STATES TREASURY 1,000,000.00 USD 07/31/2027 US GOV 966,628.01 City of Escondido 91282CFH9 UNITED STATES TREASURY 1,000,000.00 USD 08/31/2027 US GOV 979,947.39 City of Escondido --- UNITED STATES TREASURY 92,790,000.00 USD 12/10/2024 US GOV 88,659,436.45 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP 826,606.92 City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD 06/03/2027 CORP 445,436.67 City of Escondido 023135BW5 AMAZON.COM INC 300,000.00 USD 05/12/2024 CORP 287,960.25 City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP 334,088.13 City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP 896,714.44 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP 639,940.00 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP 794,607.33 City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP 574,817.92 City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP 203,938.43 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP 1,394,938.97 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP 977,036.67 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP 228,911.25 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP 323,222.68 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP 800,000.00 USD 01/08/2027 CORP 734,031.56 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP 403,190.42 Exposure - Security Type City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 17 Attachment "4"
37 Item5.

AGCY BOND
MUNI
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP 257,525.33 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP 243,218.36 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP 231,464.32 City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP 1,367,015.00 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP 638,315.41 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP 729,214.22 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP 814,414.52 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP 695,234.56 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP 595,148.94 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 400,000.00 USD 01/24/2025 CORP 388,975.99 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP 102,780.30 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP 628,660.67 City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP 1,000,000.00 USD 02/09/2027 CORP 925,797.78 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP 707,221.88 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP 555,789.00 City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP 747,742.43 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP 294,720.53 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP 220,000.00 USD 06/15/2025 CORP 216,310.23 City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP 665,977.77 City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP 575,728.00 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP 1,236,794.50 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP 804,059.98 City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP 167,021.40 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP 603,132.83 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP 1,085,833.48 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP 151,337.93 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP 815,379.93 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP 198,289.56 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP 436,237.02 City of Escondido --- --- 27,148,000.00 USD 07/29/2025 CORP 25,944,783.47 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 1,000,000.00 USD 06/14/2024 AGCY BOND 1,012,529.17 City of Escondido 3130AVDA7 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/27/2026 AGCY BOND 1,410,467.33 City of Escondido 3130AVDD1 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 09/27/2024 AGCY BOND 1,409,176.22 City of Escondido 3130AVE24 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/28/2024 AGCY BOND 1,407,138.83 City of Escondido 3134GYMX7 FEDERAL HOME LOAN MORTGAGE CORP 1,400,000.00 USD 12/29/2025 AGCY BOND 1,403,121.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2,000,000.00 USD 08/25/2025 AGCY BOND 1,830,670.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 360,000.00 USD 11/07/2025 AGCY BOND 329,864.40 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,125,000.00 USD 11/07/2025 AGCY BOND 1,030,826.25 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE CORP 790,000.00 USD 02/12/2025 AGCY BOND 753,250.52 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 275,000.00 USD 08/24/2023 AGCY BOND 270,183.91 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 1,150,000.00 USD 09/23/2025 AGCY BOND 1,050,057.33 City of Escondido 3137EAFA2 FEDERAL HOME LOAN MORTGAGE CORP 300,000.00 USD 12/04/2023 AGCY BOND 291,147.75 City of Escondido --- --- 12,600,000.00 USD 04/20/2025 AGCY BOND 12,198,432.94 Exposure - Security Type City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 18 Attachment "4"
38 Item5.

ABS

SUPRANATIONAL
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI 621,553.94 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI 145,856.25 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI 373,182.00 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI 144,608.02 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI 139,943.25 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI 347,614.75 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST 410,000.00 USD 08/01/2025 MUNI 378,244.82 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI 282,027.92 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI 355,488.75 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI 254,496.00 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI 112,812.50 City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI 884,053.80 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST 440,000.00 USD 08/01/2024 MUNI 418,925.47 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST 245,000.00 USD 08/01/2024 MUNI 237,485.85 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH WTR REV 480,000.00 USD 05/01/2025 MUNI 446,858.80 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI 392,951.05 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST 405,000.00 USD 08/01/2025 MUNI 374,585.85 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI 350,717.17 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY COLLEGE DIST 490,000.00 USD 08/01/2024 MUNI 474,520.90 City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI 609,945.60 City of Escondido --- --- 7,760,000.00 USD 01/28/2025 MUNI 7,345,872.69 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS 157,867.96 City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS 371,447.04 City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS 673,070.49 City of Escondido 14314QAC8 CARMX 2021-2 A3 242,969.61 USD 02/17/2026 ABS 234,421.33 City of Escondido 14315FAD9 CARMX 2020-3 A3 54,909.04 USD 03/17/2025 ABS 54,166.49 City of Escondido 14316NAC3 CARMX 2021-1 A3 74,265.97 USD 12/15/2025 ABS 71,806.57 City of Escondido 14317DAC4 CARMX 2021-3 A3 602,156.22 USD 06/15/2026 ABS 576,693.05 City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS 696,414.19 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS 244,318.31 City of Escondido 362590AC5 GMCAR 2020-3 A3 104,612.71 USD 04/16/2025 ABS 102,773.54 City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS 216,066.30 City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS 270,895.86 City of Escondido 43815EAC8 HAROT 2021-3 A3 305,000.00 USD 11/18/2025 ABS 293,694.80 City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS 272,240.79 City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS 139,189.73 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS 692,743.73 City of Escondido 44933LAC7 HART 2021-A A3 167,577.33 USD 09/15/2025 ABS 162,978.99 City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS 148,969.73 City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS 351,933.27 City of Escondido 89237VAB5 TAOT 2020-C A3 69,789.90 USD 10/15/2024 ABS 69,009.83 City of Escondido 89238EAC0 TLOT 2021-A A3 111,487.07 USD 04/22/2024 ABS 110,440.71 City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS 333,853.24 City of Escondido --- --- 6,487,767.85 USD 05/10/2026 ABS 6,244,995.94 Exposure - Security Type City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 19 Attachment "4"
39 Item5.

MMFUND
FHLMC

FHLMC CMO
FNMA
Summary

* Grouped by: Security Type. * Groups Sorted by: Ending Market Value + Accrued. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT BANK 835,000.00 USD 03/14/2025 SUPRANATIONAL 797,989.78 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT BANK 1,530,000.00 USD 09/23/2024 SUPRANATIONAL 1,446,035.30 City of Escondido 459058JM6 INTERNATIONAL BANK FOR RECONSTRUCTION AND

DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATIONAL 646,727.09
City of Escondido --- --- 3,030,000.00 USD 09/02/2024 SUPRANATIONAL 2,890,752.18 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 2,370,721.26 USD 03/31/2023 MMFUND 2,370,721.26 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 2,370,721.26 USD 03/31/2023 MMFUND 2,370,721.26 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC 648,025.79 City of Escondido 3137BTU25 FHMS K-724 A2 343,363.20 USD 11/25/2023 FHLMC 339,455.37 City of Escondido --- --- 1,008,363.20 USD 08/11/2024 FHLMC 987,481.15 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3137FBTA4 FHMS K-728 A2 848,984.37 USD 08/25/2024 FHLMC CMO 830,992.81 City of Escondido 3137FBTA4 FHMS K-728 A2 848,984.37 USD 08/25/2024 FHLMC CMO 830,992.81 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3136AJB54 FNA 2014-M04 A2 266,448.70 USD 03/25/2024 FNMA 262,262.91 City of Escondido 3136AJB54 FNA 2014-M04 A2 266,448.70 USD 03/25/2024 FNMA 262,262.91 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido --- --- 154,310,285.38 USD 02/10/2025 --- 147,735,731.79 Exposure - Security Type City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 20 Attachment "4"
40 Item5.

Government
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT BANK 835,000.00 USD 03/14/2025 SUPRANATIONAL Government 797,989.78 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT BANK 1,530,000.00 USD 09/23/2024 SUPRANATIONAL Government 1,446,035.30 City of Escondido 459058JM6 INTERNATIONAL BANK FOR RECONSTRUCTION AND

DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATIONAL Government 646,727.09 City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV Government 1,765,355.82 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV Government 769,709.51 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV Government 1,440,191.33 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV Government 272,925.42 City of Escondido 9128284L1 UNITED STATES TREASURY 50,000.00 USD 04/30/2023 US GOV Government 50,503.35 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV Government 4,956,442.76 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV Government 561,201.35 City of Escondido 912828R28 UNITED STATES TREASURY 4,800,000.00 USD 04/30/2023 US GOV Government 4,821,711.38 City of Escondido 912828S35 UNITED STATES TREASURY 775,000.00 USD 06/30/2023 US GOV Government 771,548.53 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV Government 589,931.57 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV Government 1,101,161.28 City of Escondido 912828VS6 UNITED STATES TREASURY 2,000,000.00 USD 08/15/2023 US GOV Government 1,988,875.47 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV Government 92,989.59 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV Government 2,585,652.86 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV Government 1,385,519.65 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV Government 1,194,359.84 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV Government 144,698.11 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV Government 716,594.21 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV Government 612,088.15 Exposure - Market Sector City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 21 Attachment "4"
41 Item5.

Industrial
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV Government 3,134,175.48 City of Escondido 912828ZP8 UNITED STATES TREASURY 2,160,000.00 USD 05/15/2023 US GOV Government 2,149,487.42 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV Government 1,846,135.82 City of Escondido 912828ZU7 UNITED STATES TREASURY 2,000,000.00 USD 06/15/2023 US GOV Government 1,983,629.78 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV Government 1,974,044.86 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV Government 1,974,044.86 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV Government 2,185,183.59 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV Government 566,988.04 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV Government 1,094,067.22 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV Government 726,185.24 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV Government 1,161,896.38 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV Government 907,731.55 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV Government 585,486.85 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV Government 1,452,370.48 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV Government 363,453.91 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV Government 2,725,904.35 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV Government 1,828,320.98 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV Government 4,171,305.35 City of Escondido 91282CBX8 UNITED STATES TREASURY 4,000,000.00 USD 04/30/2023 US GOV Government 3,988,539.45 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV Government 1,531,191.88 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV Government 2,187,416.97 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV Government 328,773.45 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV Government 1,872,182.15 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV Government 236,430.52 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV Government 883,186.83 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV Government 782,877.46 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV Government 2,295,232.28 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,000,000.00 USD 10/31/2023 US GOV Government 1,953,389.17 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV Government 4,580,068.78 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV Government 366,405.50 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV Government 458,006.88 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV Government 4,738,991.99 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV Government 1,121,014.20 City of Escondido 91282CEN7 UNITED STATES TREASURY 2,000,000.00 USD 04/30/2027 US GOV Government 1,948,793.92 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV Government 788,487.30 City of Escondido 91282CFB2 UNITED STATES TREASURY 1,000,000.00 USD 07/31/2027 US GOV Government 966,628.01 City of Escondido 91282CFH9 UNITED STATES TREASURY 1,000,000.00 USD 08/31/2027 US GOV Government 979,947.39 City of Escondido --- --- 95,820,000.00 USD 12/07/2024 --- Government 91,550,188.63 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP Industrial 826,606.92 City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD 06/03/2027 CORP Industrial 445,436.67 City of Escondido 023135BW5 AMAZON.COM INC 300,000.00 USD 05/12/2024 CORP Industrial 287,960.25 City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP Industrial 896,714.44 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP Industrial 639,940.00 City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP Industrial 574,817.92 City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP Industrial 203,938.43 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP Industrial 228,911.25 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP Industrial 323,222.68 Exposure - Market Sector City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 22 Attachment "4"
42 Item5.

Agency
Financial
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP 800,000.00 USD 01/08/2027 CORP Industrial 734,031.56 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP Industrial 403,190.42 City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP Industrial 1,367,015.00 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP Industrial 638,315.41 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP Industrial 729,214.22 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP Industrial 814,414.52 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP Industrial 695,234.56 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP Industrial 102,780.30 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP Industrial 628,660.67 City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP 1,000,000.00 USD 02/09/2027 CORP Industrial 925,797.78 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP Industrial 1,236,794.50 City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP Industrial 167,021.40 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP Industrial 603,132.83 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP Industrial 1,085,833.48 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP Industrial 151,337.93 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP Industrial 198,289.56 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP Industrial 436,237.02 City of Escondido --- --- 16,243,000.00 USD 12/04/2025 CORP Industrial 15,344,849.69 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 1,000,000.00 USD 06/14/2024 AGCY BOND Agency 1,012,529.17 City of Escondido 3130AVDA7 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/27/2026 AGCY BOND Agency 1,410,467.33 City of Escondido 3130AVDD1 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 09/27/2024 AGCY BOND Agency 1,409,176.22 City of Escondido 3130AVE24 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/28/2024 AGCY BOND Agency 1,407,138.83 City of Escondido 3134GYMX7 FEDERAL HOME LOAN MORTGAGE CORP 1,400,000.00 USD 12/29/2025 AGCY BOND Agency 1,403,121.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2,000,000.00 USD 08/25/2025 AGCY BOND Agency 1,830,670.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 360,000.00 USD 11/07/2025 AGCY BOND Agency 329,864.40 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,125,000.00 USD 11/07/2025 AGCY BOND Agency 1,030,826.25 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE CORP 790,000.00 USD 02/12/2025 AGCY BOND Agency 753,250.52 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 275,000.00 USD 08/24/2023 AGCY BOND Agency 270,183.91 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 1,150,000.00 USD 09/23/2025 AGCY BOND Agency 1,050,057.33 City of Escondido 3137EAFA2 FEDERAL HOME LOAN MORTGAGE CORP 300,000.00 USD 12/04/2023 AGCY BOND Agency 291,147.75 City of Escondido --- --- 12,600,000.00 USD 04/20/2025 AGCY BOND Agency 12,198,432.94 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP Financial 334,088.13 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP Financial 794,607.33 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP Financial 1,394,938.97 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP Financial 977,036.67 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP Financial 257,525.33 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP Financial 243,218.36 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP Financial 231,464.32 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP Financial 595,148.94 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 400,000.00 USD 01/24/2025 CORP Financial 388,975.99 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP Financial 707,221.88 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP Financial 555,789.00 Exposure - Market Sector City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 23 Attachment "4"
43 Item5.

Municipal
Asset Backed
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP Financial 747,742.43 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP Financial 294,720.53 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP
220,000.00 USD 06/15/2025 CORP Financial 216,310.23
City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP Financial 665,977.77 City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP Financial 575,728.00 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP Financial 804,059.98 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP Financial 815,379.93 City of Escondido --- --- 10,905,000.00 USD 01/24/2025 CORP Financial 10,599,933.78 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI Municipal 621,553.94 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI Municipal 145,856.25 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI Municipal 373,182.00 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI Municipal 144,608.02 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI Municipal 139,943.25 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI Municipal 347,614.75 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST 410,000.00 USD 08/01/2025 MUNI Municipal 378,244.82 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI Municipal 282,027.92 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI Municipal 355,488.75 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI Municipal 254,496.00 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI Municipal 112,812.50 City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI Municipal 884,053.80 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST 440,000.00 USD 08/01/2024 MUNI Municipal 418,925.47 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST 245,000.00 USD 08/01/2024 MUNI Municipal 237,485.85 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH WTR REV 480,000.00 USD 05/01/2025 MUNI Municipal 446,858.80 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI Municipal 392,951.05 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST 405,000.00 USD 08/01/2025 MUNI Municipal 374,585.85 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI Municipal 350,717.17 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY COLLEGE DIST 490,000.00 USD 08/01/2024 MUNI Municipal 474,520.90 City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI Municipal 609,945.60 City of Escondido --- --- 7,760,000.00 USD 01/28/2025 MUNI Municipal 7,345,872.69 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS Asset Backed 157,867.96 City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS Asset Backed 371,447.04 City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS Asset Backed 673,070.49 City of Escondido 14314QAC8 CARMX 2021-2 A3 242,969.61 USD 02/17/2026 ABS Asset Backed 234,421.33 City of Escondido 14315FAD9 CARMX 2020-3 A3 54,909.04 USD 03/17/2025 ABS Asset Backed 54,166.49 City of Escondido 14316NAC3 CARMX 2021-1 A3 74,265.97 USD 12/15/2025 ABS Asset Backed 71,806.57 City of Escondido 14317DAC4 CARMX 2021-3 A3 602,156.22 USD 06/15/2026 ABS Asset Backed 576,693.05 City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS Asset Backed 696,414.19 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS Asset Backed 244,318.31 City of Escondido 362590AC5 GMCAR 2020-3 A3 104,612.71 USD 04/16/2025 ABS Asset Backed 102,773.54 City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS Asset Backed 216,066.30 City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS Asset Backed 270,895.86 City of Escondido 43815EAC8 HAROT 2021-3 A3 305,000.00 USD 11/18/2025 ABS Asset Backed 293,694.80 Exposure - Market Sector City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 24 Attachment "4"
44 Item5.

Cash
Mortgage Backed
Summary

* Grouped by: Market Sector. * Groups Sorted by: Ending Market Value + Accrued. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS Asset Backed 272,240.79 City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS Asset Backed 139,189.73 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS Asset Backed 692,743.73 City of Escondido 44933LAC7 HART 2021-A A3 167,577.33 USD 09/15/2025 ABS Asset Backed 162,978.99 City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS Asset Backed 148,969.73 City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS Asset Backed 351,933.27 City of Escondido 89237VAB5 TAOT 2020-C A3 69,789.90 USD 10/15/2024 ABS Asset Backed 69,009.83 City of Escondido 89238EAC0 TLOT 2021-A A3 111,487.07 USD 04/22/2024 ABS Asset Backed 110,440.71 City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS Asset Backed 333,853.24 City of Escondido --- --- 6,487,767.85 USD 05/10/2026 ABS Asset Backed 6,244,995.94 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 2,370,721.26 USD 03/31/2023 MMFUND Cash 2,370,721.26 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 2,370,721.26 USD 03/31/2023 MMFUND Cash 2,370,721.26 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 3136AJB54 FNA 2014-M04 A2 266,448.70 USD 03/25/2024 FNMA Mortgage Backed 262,262.91 City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC Mortgage Backed 648,025.79 City of Escondido 3137BTU25 FHMS K-724 A2 343,363.20 USD 11/25/2023 FHLMC Mortgage Backed 339,455.37 City of Escondido 3137FBTA4 FHMS K-728 A2 848,984.37 USD 08/25/2024 FHLMC CMO Mortgage Backed 830,992.81 City of Escondido --- --- 2,123,796.26 USD 07/30/2024 --- Mortgage Backed 2,080,736.87 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido --- --- 154,310,285.38 USD 02/10/2025 --- --- 147,735,731.79 Exposure - Market Sector City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 25 Attachment "4"
45 Item5.

United States
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV United States Department of The Treasury United States 1,765,355.82 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV United States Department of The Treasury United States 769,709.51 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV United States Department of The Treasury United States 1,440,191.33 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV United States Department of The Treasury United States 272,925.42 City of Escondido 9128284L1 UNITED STATES TREASURY 50,000.00 USD 04/30/2023 US GOV United States Department of The Treasury United States 50,503.35 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV United States Department of The Treasury United States 4,956,442.76 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV United States Department of The Treasury United States 561,201.35 City of Escondido 912828R28 UNITED STATES TREASURY 4,800,000.00 USD 04/30/2023 US GOV United States Department of The Treasury United States 4,821,711.38 City of Escondido 912828S35 UNITED STATES TREASURY 775,000.00 USD 06/30/2023 US GOV United States Department of The Treasury United States 771,548.53 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV United States Department of The Treasury United States 589,931.57 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV United States Department of The Treasury United States 1,101,161.28 City of Escondido 912828VS6 UNITED STATES TREASURY 2,000,000.00 USD 08/15/2023 US GOV United States Department of The Treasury United States 1,988,875.47 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV United States Department of The Treasury United States 92,989.59 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV United States Department of The Treasury United States 2,585,652.86 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV United States Department of The Treasury United States 1,385,519.65 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV United States Department of The Treasury United States 1,194,359.84 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV United States Department of The Treasury United States 144,698.11 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV United States Department of The Treasury United States 716,594.21 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV United States Department of The Treasury United States 612,088.15 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV United States Department of The Treasury United States 3,134,175.48 City of Escondido 912828ZP8 UNITED STATES TREASURY 2,160,000.00 USD 05/15/2023 US GOV United States Department of The Treasury United States 2,149,487.42 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV United States Department of The Treasury United States 1,846,135.82 City of Escondido 912828ZU7 UNITED STATES TREASURY 2,000,000.00 USD 06/15/2023 US GOV United States Department of The Treasury United States 1,983,629.78 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 26 Attachment "4"
46 Item5.

Federal Home Loan Mortgage Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV United States Department of The Treasury United States 1,974,044.86 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV United States Department of The Treasury United States 1,974,044.86 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV United States Department of The Treasury United States 2,185,183.59 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV United States Department of The Treasury United States 566,988.04 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV United States Department of The Treasury United States 1,094,067.22 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 726,185.24 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 1,161,896.38 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 907,731.55 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 585,486.85 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 1,452,370.48 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV United States Department of The Treasury United States 363,453.91 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV United States Department of The Treasury United States 2,725,904.35 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV United States Department of The Treasury United States 1,828,320.98 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV United States Department of The Treasury United States 4,171,305.35 City of Escondido 91282CBX8 UNITED STATES TREASURY 4,000,000.00 USD 04/30/2023 US GOV United States Department of The Treasury United States 3,988,539.45 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV United States Department of The Treasury United States 1,531,191.88 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV United States Department of The Treasury United States 2,187,416.97 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV United States Department of The Treasury United States 328,773.45 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV United States Department of The Treasury United States 1,872,182.15 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV United States Department of The Treasury United States 236,430.52 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV United States Department of The Treasury United States 883,186.83 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV United States Department of The Treasury United States 782,877.46 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV United States Department of The Treasury United States 2,295,232.28 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,000,000.00 USD 10/31/2023 US GOV United States Department of The Treasury United States 1,953,389.17 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 4,580,068.78 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 366,405.50 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 458,006.88 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV United States Department of The Treasury United States 4,738,991.99 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV United States Department of The Treasury United States 1,121,014.20 City of Escondido 91282CEN7 UNITED STATES TREASURY 2,000,000.00 USD 04/30/2027 US GOV United States Department of The Treasury United States 1,948,793.92 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV United States Department of The Treasury United States 788,487.30 City of Escondido 91282CFB2 UNITED STATES TREASURY 1,000,000.00 USD 07/31/2027 US GOV United States Department of The Treasury United States 966,628.01 City of Escondido 91282CFH9 UNITED STATES TREASURY 1,000,000.00 USD 08/31/2027 US GOV United States Department of The Treasury United States 979,947.39 City of Escondido --- UNITED STATES TREASURY 92,790,000.00 USD 12/10/2024 US GOV United States Department of The Treasury
United States 88,659,436.45
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 3134GYMX7 FEDERAL HOME LOAN MORTGAGE
CORP
1,400,000.00 USD 12/29/2025 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 1,403,121.22 City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 648,025.79 City of Escondido 3137BTU25 FHMS K-724 A2 343,363.20 USD 11/25/2023 FHLMC Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 339,455.37 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE
CORP
790,000.00 USD 02/12/2025 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 753,250.52 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE
CORP
275,000.00 USD 08/24/2023 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 270,183.91 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE
CORP
1,150,000.00 USD 09/23/2025 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 1,050,057.33 City of Escondido 3137EAFA2 FEDERAL HOME LOAN MORTGAGE
CORP
300,000.00 USD 12/04/2023 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 291,147.75 City of Escondido 3137FBTA4 FHMS K-728 A2 848,984.37 USD 08/25/2024 FHLMC CMO Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 830,992.81 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 27 Attachment "4"
47 Item5.

Federal Home Loan Banks
Federal National Mortgage Association
(X9USDBRD2) BLAKCROCK
Inter-American Development Bank
Bank of America Corporation
The Coca-Cola Company
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido --- --- 5,772,347.56 USD 02/27/2025 --- Federal Home Loan Mortgage Corporation
Federal Home Loan Mortgage
Corporation
5,586,234.69
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 1,000,000.00 USD 06/14/2024 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 1,012,529.17 City of Escondido 3130AVDA7 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/27/2026 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 1,410,467.33 City of Escondido 3130AVDD1 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 09/27/2024 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 1,409,176.22 City of Escondido 3130AVE24 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/28/2024 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 1,407,138.83 City of Escondido --- FEDERAL HOME LOAN BANKS 5,200,000.00 USD 12/14/2024 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 5,239,311.56 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
2,000,000.00 USD 08/25/2025 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 1,830,670.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
360,000.00 USD 11/07/2025 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 329,864.40 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
1,125,000.00 USD 11/07/2025 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 1,030,826.25 City of Escondido 3136AJB54 FNA 2014-M04 A2 266,448.70 USD 03/25/2024 FNMA Federal National Mortgage Association Federal National Mortgage Association 262,262.91 City of Escondido --- --- 3,751,448.70 USD 08/15/2025 --- Federal National Mortgage Association Federal National Mortgage Association 3,453,623.56 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
2,370,721.26 USD 03/31/2023 MMFUND BLAKCROCK (X9USDBRD2) BLAKCROCK 2,370,721.26 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
2,370,721.26 USD 03/31/2023 MMFUND BLAKCROCK (X9USDBRD2) BLAKCROCK 2,370,721.26 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT
BANK
835,000.00 USD 03/14/2025 SUPRANATION
AL
Inter-American Development Bank Inter-American Development Bank 797,989.78 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT
BANK
1,530,000.00 USD 09/23/2024 SUPRANATION
AL
Inter-American Development Bank Inter-American Development Bank 1,446,035.30 City of Escondido --- INTER-AMERICAN DEVELOPMENT
BANK
2,365,000.00 USD 11/23/2024 SUPRANATION
AL
Inter-American Development Bank Inter-American Development Bank 2,244,025.08 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP Bank of America Corporation Bank of America Corporation 1,394,938.97 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP Bank of America Corporation Bank of America Corporation 1,394,938.97 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 28 Attachment "4"
48 Item5.

JPMorgan Chase & Co.

Roche Holding AG
Honda Motor Co., Ltd.

Toyota Motor Corporation
Morgan Stanley
The Goldman Sachs Group, Inc.

The Bank of New York Mellon Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP The Coca-Cola Company The Coca-Cola Company 1,367,015.00 City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP The Coca-Cola Company The Coca-Cola Company 1,367,015.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP JPMorgan Chase & Co. JPMorgan Chase & Co. 707,221.88 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP JPMorgan Chase & Co. JPMorgan Chase & Co. 555,789.00 City of Escondido --- JPMORGAN CHASE & CO 1,335,000.00 USD 11/08/2025 CORP JPMorgan Chase & Co. JPMorgan Chase & Co. 1,263,010.88 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP Roche Holdings, Inc. Roche Holding AG 1,236,794.50 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP Roche Holdings, Inc. Roche Holding AG 1,236,794.50 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP American Honda Finance Corporation Honda Motor Co., Ltd. 896,714.44 City of Escondido 43815EAC8 HAROT 2021-3 A3 305,000.00 USD 11/18/2025 ABS Honda Auto Receivables 2021-3 Owner Trust
Honda Motor Co., Ltd. 293,694.80
City of Escondido --- --- 1,305,000.00 USD 06/28/2026 --- --- Honda Motor Co., Ltd. 1,190,409.24 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP Toyota Motor Credit Corporation Toyota Motor Corporation 1,085,833.48 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP Toyota Motor Credit Corporation Toyota Motor Corporation 1,085,833.48 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP Morgan Stanley Morgan Stanley 747,742.43 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP Morgan Stanley Morgan Stanley 294,720.53 City of Escondido --- MORGAN STANLEY 1,055,000.00 USD 11/02/2024 CORP Morgan Stanley Morgan Stanley 1,042,462.96 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc. 595,148.94 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 400,000.00 USD 01/24/2025 CORP The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc. 388,975.99 City of Escondido --- GOLDMAN SACHS GROUP INC 1,050,000.00 USD 09/13/2025 CORP The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc. 984,124.93 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 29 Attachment "4"
49 Item5.

International Business Machines Corporation
The New York State Urban Development Corporation
Abbott Laboratories
U.S. Bancorp
The Walt Disney Company
The Charles Schwab Corporation
Truist Financial Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP The Bank of New York Mellon Corporation The Bank of New York Mellon Corporation 977,036.67 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP The Bank of New York Mellon Corporation
The Bank of New York Mellon
Corporation
977,036.67
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP
1,000,000.00 USD 02/09/2027 CORP International Business Machines Corporation
International Business Machines
Corporation
925,797.78
City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP
1,000,000.00 USD 02/09/2027 CORP International Business Machines Corporation
International Business Machines
Corporation
925,797.78
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI The New York State Urban Development Corporation
The New York State Urban Development
Corporation
884,053.80
City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI The New York State Urban Development Corporation
The New York State Urban Development
Corporation
884,053.80
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP Abbott Laboratories Abbott Laboratories 826,606.92 City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP Abbott Laboratories Abbott Laboratories 826,606.92 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP U.S. Bancorp U.S. Bancorp 815,379.93 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP U.S. Bancorp U.S. Bancorp 815,379.93 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP The Walt Disney Company The Walt Disney Company 814,414.52 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP The Walt Disney Company The Walt Disney Company 814,414.52 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP The Charles Schwab Corporation The Charles Schwab Corporation 804,059.98 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP The Charles Schwab Corporation The Charles Schwab Corporation 804,059.98 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP Truist Financial Corporation Truist Financial Corporation 794,607.33 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 30 Attachment "4"
50 Item5.

Bayerische Motoren Werke Aktiengesellschaft
Target Corporation
State of Connecticut
Caterpillar Inc.

Amazon.com, Inc.

Citigroup Inc.

Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP Truist Financial Corporation Truist Financial Corporation 794,607.33 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP BMW US Capital, LLC Bayerische Motoren Werke Aktiengesellschaft
574,817.92
City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP BMW US Capital, LLC Bayerische Motoren Werke Aktiengesellschaft
203,938.43
City of Escondido --- BMW US CAPITAL LLC 790,000.00 USD 02/05/2025 CORP BMW US Capital, LLC Bayerische Motoren Werke Aktiengesellschaft
778,756.35
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP Target Corporation Target Corporation 167,021.40 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP Target Corporation Target Corporation 603,132.83 City of Escondido 87612EBM7 TARGET CORP 830,000.00 USD 01/15/2027 CORP Target Corporation Target Corporation 770,154.23 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI State of Connecticut State of Connecticut 621,553.94 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI State of Connecticut State of Connecticut 145,856.25 City of Escondido --- CONNECTICUT ST 780,000.00 USD 06/23/2025 MUNI State of Connecticut State of Connecticut 767,410.19 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP
800,000.00 USD 01/08/2027 CORP Caterpillar Financial Services Corporation Caterpillar Inc. 734,031.56 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP
800,000.00 USD 01/08/2027 CORP Caterpillar Financial Services Corporation
Caterpillar Inc. 734,031.56
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD 06/03/2027 CORP Amazon.com, Inc. Amazon.com, Inc. 445,436.67 City of Escondido 023135BW5 AMAZON.COM INC 300,000.00 USD 05/12/2024 CORP Amazon.com, Inc. Amazon.com, Inc. 287,960.25 City of Escondido --- AMAZON.COM INC 800,000.00 USD 03/21/2026 CORP Amazon.com, Inc. Amazon.com, Inc. 733,396.92 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP Citigroup Inc. Citigroup Inc. 257,525.33 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP Citigroup Inc. Citigroup Inc. 243,218.36 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP Citigroup Inc. Citigroup Inc. 231,464.32 City of Escondido --- CITIGROUP INC 770,000.00 USD 07/25/2025 CORP Citigroup Inc. Citigroup Inc. 732,208.01 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 31 Attachment "4"
51 Item5.

Deere & Company
Discover Card Execution Note Trust, Series 2022-2
General Dynamics Corporation
Hyundai Auto Receivables Trust 2022-A
Capital One Multi-Asset Execution Trust, Series 2021-3
Northern Trust Corporation
Florida Hurricane Catastrophe Fund Finance Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP John Deere Capital Corporation Deere & Company 729,214.22 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP John Deere Capital Corporation Deere & Company 729,214.22 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS Discover Card Execution Note Trust, Series 2022-2
Discover Card Execution Note Trust,
Series 2022-2
696,414.19
City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS Discover Card Execution Note Trust, Series 2022-2
Discover Card Execution Note Trust,
Series 2022-2
696,414.19
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP General Dynamics Corporation General Dynamics Corporation 695,234.56 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP General Dynamics Corporation General Dynamics Corporation 695,234.56 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS Hyundai Auto Receivables Trust 2022-A Hyundai Auto Receivables Trust 2022-A 692,743.73 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS Hyundai Auto Receivables Trust 2022-A Hyundai Auto Receivables Trust 2022-A 692,743.73 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS Capital One Multi-Asset Execution Trust, Series 2021-3
Capital One Multi-Asset Execution Trust,
Series 2021-3
673,070.49
City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS Capital One Multi-Asset Execution Trust, Series 2021-3
Capital One Multi-Asset Execution
Trust, Series 2021-3
673,070.49
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP Northern Trust Corporation Northern Trust Corporation 665,977.77 City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP Northern Trust Corporation Northern Trust Corporation 665,977.77 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
373,182.00
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
144,608.02
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
139,943.25
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV
705,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
657,733.28
Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 32 Attachment "4"
52 Item5.

International Bank for Reconstruction and Development
AstraZeneca PLC
Comcast Corporation
UnitedHealth Group Incorporated
Honeywell International Inc.

State of Wisconsin
CarMax Auto Owner Trust 2021-3
The PNC Financial Services Group, Inc.

Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 459058JM6 INTERNATIONAL BANK FOR

RECONSTRUCTION AND DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATION
AL
International Bank for Reconstruction
and Development
International Bank for Reconstruction
and Development
646,727.09
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP AstraZeneca Finance LLC AstraZeneca PLC 639,940.00 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP AstraZeneca Finance LLC AstraZeneca PLC 639,940.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP Comcast Corporation Comcast Corporation 638,315.41 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP Comcast Corporation Comcast Corporation 638,315.41 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP UnitedHealth Group Incorporated UnitedHealth Group Incorporated 198,289.56 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP UnitedHealth Group Incorporated UnitedHealth Group Incorporated 436,237.02 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 640,000.00 USD 05/15/2027 CORP UnitedHealth Group Incorporated UnitedHealth Group Incorporated 634,526.58 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP Honeywell International Inc. Honeywell International Inc. 628,660.67 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP Honeywell International Inc. Honeywell International Inc. 628,660.67 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI State of Wisconsin State of Wisconsin 609,945.60 City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI State of Wisconsin State of Wisconsin 609,945.60 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14317DAC4 CARMX 2021-3 A3 602,156.22 USD 06/15/2026 ABS CarMax Auto Owner Trust 2021-3 CarMax Auto Owner Trust 2021-3 576,693.05 City of Escondido 14317DAC4 CARMX 2021-3 A3 602,156.22 USD 06/15/2026 ABS CarMax Auto Owner Trust 2021-3 CarMax Auto Owner Trust 2021-3 576,693.05 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP The PNC Financial Services Group, Inc. The PNC Financial Services Group, Inc. 575,728.00 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 33 Attachment "4"
53 Item5.

Bristol-Myers Squibb Company
Ventura County Community College District
State of California
Palomar California Community College District
Chevron Corporation
San Juan Unified School District
Los Angeles Community College District
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP The PNC Financial Services Group, Inc. The PNC Financial Services Group, Inc. 575,728.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP Bristol-Myers Squibb Company Bristol-Myers Squibb Company 228,911.25 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP Bristol-Myers Squibb Company Bristol-Myers Squibb Company 323,222.68 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 603,000.00 USD 11/13/2025 CORP Bristol-Myers Squibb Company Bristol-Myers Squibb Company 552,133.94 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY

COLLEGE DIST
490,000.00 USD 08/01/2024 MUNI Ventura County Community College District Ventura County Community College District 474,520.90 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY

COLLEGE DIST
490,000.00 USD 08/01/2024 MUNI Ventura County Community College District
Ventura County Community College
District
474,520.90
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH

WTR REV
480,000.00 USD 05/01/2025 MUNI San Diego County Water Authority State of California 446,858.80 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH

WTR REV
480,000.00 USD 05/01/2025 MUNI San Diego County Water Authority State of California 446,858.80 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST
440,000.00 USD 08/01/2024 MUNI Palomar California Community College District
Palomar California Community College
District
418,925.47
City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST
440,000.00 USD 08/01/2024 MUNI Palomar California Community College District
Palomar California Community College
District
418,925.47
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP Chevron Corporation Chevron Corporation 403,190.42 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP Chevron Corporation Chevron Corporation 403,190.42 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI San Juan Unified School District San Juan Unified School District 392,951.05 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI San Juan Unified School District San Juan Unified School District 392,951.05 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 34 Attachment "4"
54 Item5.

San Ramon Valley Unified School District
Bmw Vehicle Owner Trust 2022-A
State of Maryland
Kubota Credit Owner Trust 2021-2
University of California
Long Beach Community College District
American Express Company
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST
410,000.00 USD 08/01/2025 MUNI Los Angeles Community College District Los Angeles Community College District 378,244.82 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY

COLLEGE DIST
410,000.00 USD 08/01/2025 MUNI Los Angeles Community College District
Los Angeles Community College
District
378,244.82
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST
405,000.00 USD 08/01/2025 MUNI San Ramon Valley Unified School District San Ramon Valley Unified School District 374,585.85 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST
405,000.00 USD 08/01/2025 MUNI San Ramon Valley Unified School District
San Ramon Valley Unified School
District
374,585.85
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS Bmw Vehicle Owner Trust 2022-A Bmw Vehicle Owner Trust 2022-A 371,447.04 City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS Bmw Vehicle Owner Trust 2022-A Bmw Vehicle Owner Trust 2022-A 371,447.04 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI State of Maryland State of Maryland 355,488.75 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI State of Maryland State of Maryland 355,488.75 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS Kubota Credit Owner Trust 2021-2 Kubota Credit Owner Trust 2021-2 351,933.27 City of Escondido 50117XAE2 KCOT 212 A3 370,000.00 USD 11/17/2025 ABS Kubota Credit Owner Trust 2021-2 Kubota Credit Owner Trust 2021-2 351,933.27 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI University of California University of California 350,717.17 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI University of California University of California 350,717.17 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST
350,000.00 USD 08/01/2023 MUNI Long Beach Community College District Long Beach Community College District 347,614.75 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST
350,000.00 USD 08/01/2023 MUNI Long Beach Community College District Long Beach Community College District 347,614.75 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP American Express Company American Express Company 334,088.13 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 35 Attachment "4"
55 Item5.

World Omni Auto Receivables Trust 2021-D
Los Angeles County
Honda Auto Receivables 2021 - 4 Owner Trust
GM Financial Consumer Automobile Receivables Trust 2022-1 State Of Minnesota
Ford Credit Auto Owner Trust 2022-A
San Diego Community College District
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP American Express Company American Express Company 334,088.13 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS World Omni Auto Receivables Trust 2021- D
World Omni Auto Receivables Trust 2021-
D
333,853.24
City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS World Omni Auto Receivables Trust 2021-D
World Omni Auto Receivables Trust
2021-D
333,853.24
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI Los Angeles Unified School District Los Angeles County 282,027.92 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI Los Angeles Unified School District Los Angeles County 282,027.92 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS Honda Auto Receivables 2021 - 4 Owner Trust
Honda Auto Receivables 2021 - 4 Owner
Trust
272,240.79
City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS Honda Auto Receivables 2021 - 4 Owner Trust
Honda Auto Receivables 2021 - 4 Owner
Trust
272,240.79
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS GM Financial Consumer Automobile Receivables Trust 2022-1
GM Financial Consumer Automobile
Receivables Trust 2022-1
270,895.86
City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS GM Financial Consumer Automobile Receivables Trust 2022-1
GM Financial Consumer Automobile
Receivables Trust 2022-1
270,895.86
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI State Of Minnesota State Of Minnesota 254,496.00 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI State Of Minnesota State Of Minnesota 254,496.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS Ford Credit Auto Owner Trust 2022-A Ford Credit Auto Owner Trust 2022-A 244,318.31 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS Ford Credit Auto Owner Trust 2022-A Ford Credit Auto Owner Trust 2022-A 244,318.31 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST
245,000.00 USD 08/01/2024 MUNI San Diego Community College District San Diego Community College District 237,485.85 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 36 Attachment "4"
56 Item5.

CarMax Auto Owner Trust 2021-2
National Rural Utilities Cooperative Finance Corporation Gm Financial Automobile Leasing Trust 2021-3
Hyundai Auto Receivables Trust 2021-A
Bmw Auto Leasing LLC
Unilever PLC
Kubota Credit Owner Trust 2021-1
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST
245,000.00 USD 08/01/2024 MUNI San Diego Community College District San Diego Community College District 237,485.85 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14314QAC8 CARMX 2021-2 A3 242,969.61 USD 02/17/2026 ABS CarMax Auto Owner Trust 2021-2 CarMax Auto Owner Trust 2021-2 234,421.33 City of Escondido 14314QAC8 CARMX 2021-2 A3 242,969.61 USD 02/17/2026 ABS CarMax Auto Owner Trust 2021-2 CarMax Auto Owner Trust 2021-2 234,421.33 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES

COOPERATIVE FINANCE CORP
220,000.00 USD 06/15/2025 CORP National Rural Utilities Cooperative Finance Corporation
National Rural Utilities Cooperative
Finance Corporation
216,310.23
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS Gm Financial Automobile Leasing Trust 2021-3
Gm Financial Automobile Leasing Trust
2021-3
216,066.30
City of Escondido 36262XAD6 GMALT 2021-3 A4 225,000.00 USD 07/21/2025 ABS Gm Financial Automobile Leasing Trust 2021-3
Gm Financial Automobile Leasing Trust
2021-3
216,066.30
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 44933LAC7 HART 2021-A A3 167,577.33 USD 09/15/2025 ABS Hyundai Auto Receivables Trust 2021-A Hyundai Auto Receivables Trust 2021-A 162,978.99 City of Escondido 44933LAC7 HART 2021-A A3 167,577.33 USD 09/15/2025 ABS Hyundai Auto Receivables Trust 2021-A Hyundai Auto Receivables Trust 2021-A 162,978.99 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS BMW Vehicle Lease Trust 2021-1 Bmw Auto Leasing LLC 157,867.96 City of Escondido 05591RAD6 BMWLT 2021-1 A4 160,000.00 USD 07/25/2024 ABS BMW Vehicle Lease Trust 2021-1 Bmw Auto Leasing LLC 157,867.96 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP Unilever Capital Corporation Unilever PLC 151,337.93 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP Unilever Capital Corporation Unilever PLC 151,337.93 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS Kubota Credit Owner Trust 2021-1 Kubota Credit Owner Trust 2021-1 148,969.73 City of Escondido 50117TAC5 KCOT 2021-1 A3 155,000.00 USD 08/15/2025 ABS Kubota Credit Owner Trust 2021-1 Kubota Credit Owner Trust 2021-1 148,969.73 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 37 Attachment "4"
57 Item5.

Hyundai Auto Lease Securitization Trust 2021-A
State Of Mississippi
Toyota Lease Owner Trust 2021-A
The Home Depot, Inc.

GM Financial Consumer Automobile Receivables Trust 2020-3 CarMax Auto Owner Trust 2021-1
Toyota Auto Receivables 2020-C Owner Trust
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS Hyundai Auto Lease Securitization Trust 2021-A
Hyundai Auto Lease Securitization Trust
2021-A
139,189.73
City of Escondido 44891TAD8 HALST 2021-A A4 140,000.00 USD 12/16/2024 ABS Hyundai Auto Lease Securitization Trust 2021-A
Hyundai Auto Lease Securitization Trust
2021-A
139,189.73
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI State Of Mississippi State Of Mississippi 112,812.50 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI State Of Mississippi State Of Mississippi 112,812.50 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 89238EAC0 TLOT 2021-A A3 111,487.07 USD 04/22/2024 ABS Toyota Lease Owner Trust 2021-A Toyota Lease Owner Trust 2021-A 110,440.71 City of Escondido 89238EAC0 TLOT 2021-A A3 111,487.07 USD 04/22/2024 ABS Toyota Lease Owner Trust 2021-A Toyota Lease Owner Trust 2021-A 110,440.71 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP The Home Depot, Inc. The Home Depot, Inc. 102,780.30 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP The Home Depot, Inc. The Home Depot, Inc. 102,780.30 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 362590AC5 GMCAR 2020-3 A3 104,612.71 USD 04/16/2025 ABS GM Financial Consumer Automobile Receivables Trust 2020-3
GM Financial Consumer Automobile
Receivables Trust 2020-3
102,773.54
City of Escondido 362590AC5 GMCAR 2020-3 A3 104,612.71 USD 04/16/2025 ABS GM Financial Consumer Automobile Receivables Trust 2020-3
GM Financial Consumer Automobile
Receivables Trust 2020-3
102,773.54
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14316NAC3 CARMX 2021-1 A3 74,265.97 USD 12/15/2025 ABS CarMax Auto Owner Trust 2021-1 CarMax Auto Owner Trust 2021-1 71,806.57 City of Escondido 14316NAC3 CARMX 2021-1 A3 74,265.97 USD 12/15/2025 ABS CarMax Auto Owner Trust 2021-1 CarMax Auto Owner Trust 2021-1 71,806.57 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 89237VAB5 TAOT 2020-C A3 69,789.90 USD 10/15/2024 ABS Toyota Auto Receivables 2020-C Owner Trust
Toyota Auto Receivables 2020-C Owner
Trust
69,009.83
City of Escondido 89237VAB5 TAOT 2020-C A3 69,789.90 USD 10/15/2024 ABS Toyota Auto Receivables 2020-C Owner Trust
Toyota Auto Receivables 2020-C Owner
Trust
69,009.83
Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 38 Attachment "4"
58 Item5.

CarMax Auto Owner Trust 2020-3
Summary

* Grouped by: Issuer Concentration. * Groups Sorted by: Ending Market Value + Accrued. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14315FAD9 CARMX 2020-3 A3 54,909.04 USD 03/17/2025 ABS CarMax Auto Owner Trust 2020-3 CarMax Auto Owner Trust 2020-3 54,166.49 City of Escondido 14315FAD9 CARMX 2020-3 A3 54,909.04 USD 03/17/2025 ABS CarMax Auto Owner Trust 2020-3 CarMax Auto Owner Trust 2020-3 54,166.49 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido --- --- 154,310,285.38 USD 02/10/2025 --- --- --- 147,735,731.79 Exposure - Issuer Concentration City of Escondido (299155) As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 39 Attachment "4"
59 Item5.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Period Period Begin Period End Total Return, Net of Fees Income Return, Net of Fees Price Return, Net of Fees Prior Month 02/01/2023 02/28/2023 -0.525% 0.131% -0.656% Prior Quarter 10/01/2022 12/30/2022 0.933% 0.408% 0.525% Prior Year 01/01/2022 12/30/2022 --- --- ---
Trailing Month 03/01/2023 03/31/2023 1.312% 0.150% 1.162% Trailing Quarter 01/01/2023 03/31/2023 1.523% 0.427% 1.096% Trailing Year 04/01/2022 03/31/2023 0.380% 1.363% -0.983% Account Index Index Start Date Index End Date
City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 08/02/2002 --- Summary City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 40 Attachment "4"
60 Item5.

Compliance Summary

City of Escondido - City Escondido Compliance
Compliant
Compliant Account Policy Name Total Rules Compliant Rules Violating Rules Compliant City of Escondido City Escondido Compliance 60 60 0 Status Account Policy Name Category Name Rule Name Days In Violation
Actual Value Actual Value
without
Resolutions
Limit Value Notes Resolutions
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments U.S. Treasury Obligations & Agency Securities
0 69.678 69.678 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Municipal Securities
0 4.972 4.972 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Supranational 0 1.957 1.957 100.000 N N Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Negotiable Certificates of Deposit
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Banker's Acceptances
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Commercial Paper 0 --- --- 100.000 N N Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Repurchase Agreements
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Local Agency Investment Fund
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investment Local Government Investment Pools
0 60.012 60.012 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Bank Deposits 0 8.441 8.441 100.000 N N Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Placement Service Deposits
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Medium-Term Notes
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Asset-Backed Securities
0 4.227 4.227 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Money Market Funds
0 1.605 1.605 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Repurchase Agreements 102% Collateralized
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities
0 4.972 4.972 40.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Supranational 0 1.957 1.957 30.000 N N Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Banker's Acceptances
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Commercial Paper
0 --- --- 25.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund
0 --- --- 75.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Placement Service Deposits
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Medium Term Notes
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Asset-Backed Securities
0 4.227 4.227 20.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Callable Agency Securities
0 22.241 22.241 30.000 N N
Status City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 41 Attachment "4"
61 Item5.

Status Account Policy Name Category Name Rule Name Days In Violation
Actual Value Actual Value
without
Resolutions
Limit Value Notes Resolutions
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Money Market Funds
0 1.605 1.605 20.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits
0 --- --- 20.000 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Municipal Securities - A/A2
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Supranational - AA/Aa2
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Negotiable Certificates of Deposits - A/A2
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Banker's Acceptance - A-1
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Commercial Paper - A-1/P-1
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Medium Term Notes - A
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Asset-Backed Securities - AA
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S.

Agency Securities
0 3.781 3.781 30.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Municipal Securities
0 0.598 0.598 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Supranational
0 1.957 1.957 30.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset- Backed Securities
0 0.471 0.471 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Money Market Funds
0 1.605 1.605 20.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper
0 --- --- 10.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund
0 --- --- 25.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Treasury Obligations
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Agency Securities
0 4.997 4.997 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Municipal Securities 0 4.934 4.934 5.000 N N Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Supranational 0 4.063 4.063 5.000 N N Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Negotiable Certificates of Deposit
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Banker's Acceptances
0 --- --- 186.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Commercial Paper 0 --- --- 270.000 N N Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Repurchase Agreements - 1 years
0 --- --- 1.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Bank Deposits - 5 Years
0 5.000 5.000 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Placement Service Deposits
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Medium Term Notes 0 --- --- 5.000 N N Status City of Escondido (299155)
As of 03/31/2023 Return to Table of Contents Dated: 04/27/2023 42 Attachment "4"
62 Item5.

Policies: .

Rules: .
* Compliance Status as of previous business day.

CE
LT
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
CE
City of Escondido
X9USDBRD2

BLACKROCK FED TRST DOLR SHR FD
102
2,370,721.26
USD
MMFUND
CE
---
Y
Y

0.00 1,078,237.96
11,636,651.13

0.00 -10,344,167.83

0.00 0.00
2,370,721.26

0.00 0.00

0.00 20,441.33
20,441.33

0.00 0.00
20,441.33
CE
City of Escondido
X9USDBRD2

BLACKROCK FED TRST DOLR SHR FD
102
2,370,721.26
USD
MMFUND
CE
---
Y
Y

0.00 1,078,237.96
11,636,651.13

0.00 -10,344,167.83

0.00 0.00
2,370,721.26

0.00 0.00

0.00 20,441.33
20,441.33

0.00 0.00
20,441.33
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
023135BR6
AMAZON.COM INC
500,000.00
USD
CORP
LT
WA
Y
Y

0.00 0.00
431,375.00

0.00 0.00

0.00 0.00
432,255.64
880.64

0.00 0.00

0.00 1,616.67

0.00 0.00

0.00 1,966.67

0.00 350.00

0.00 0.00
1,230.64
LT
City of Escondido
023135BW5
AMAZON.COM INC
300,000.00
USD
CORP
LT
WA
Y
Y

0.00 299,800.44

0.00 0.00

0.00 299,837.10

36.66 0.00

0.00 183.75

0.00 0.00

0.00 0.00
521.25

0.00 337.50

0.00 0.00
374.16
LT
City of Escondido
025816CQ0

AMERICAN EXPRESS CO
350,000.00
USD
CORP
LT
NY
Y
Y

0.00 349,745.74

0.00 0.00

0.00 349,774.33

28.59 0.00

0.00 2,559.38

0.00 0.00

0.00 0.00
590.63
3,937.50
1,968.75

0.00 0.00
1,997.34
LT
City of Escondido
02665WDZ1

AMERICAN HONDA FINANCE CORP
1,000,000.00
USD
CORP
LT
CA
Y
Y

0.00 988,833.82

0.00 0.00

0.00 989,570.43
736.61

0.00 0.00
4,044.44

0.00 0.00

0.00 0.00
794.44
6,500.00
3,250.00

0.00 0.00
3,986.61
LT
City of Escondido
04636NAA1

ASTRAZENECA FINANCE LLC
700,000.00
USD
CORP
LT
DE
Y
Y

0.00 700,520.37

0.00 0.00

0.00 700,481.85
-38.52

0.00 0.00
770.00

0.00 0.00

0.00 0.00
2,870.00

0.00 2,100.00

0.00 0.00
2,061.48
LT
City of Escondido
05565EBK0

BMW US CAPITAL LLC
575,000.00
USD
CORP
LT
NJ
Y
Y

0.00 610,149.55

0.00 0.00

0.00 606,180.06
-3,969.48

0.00 0.00
5,107.92

0.00 0.00

0.00 0.00
10,714.17

0.00 5,606.25

0.00 0.00
1,636.77
LT
City of Escondido
05565EBU8

BMW US CAPITAL LLC
215,000.00
USD
CORP
LT
NJ
Y
Y

0.00 214,989.80

0.00 0.00

0.00 214,991.37

1.57 0.00

0.00 622.60

0.00 0.00

0.00 0.00
219.48
806.25
403.13

0.00 0.00
404.69
LT
City of Escondido
05591RAD6
BMWLT 2021-1 A4
160,000.00
USD
ABS
LT
NJ
Y
Y

0.00 159,998.64

0.00 0.00

0.00 159,999.23

0.59 0.00

0.00 9.87

0.00 0.00

9.87 147.99
147.99

0.00 0.00
148.58
LT
City of Escondido
05602RAD3
BMWOT 2022-A A3
380,000.00
USD
ABS
LT
DE
Y
Y

0.00 379,985.45

0.00 0.00

0.00 379,987.38

1.93 0.00

0.00 203.30

0.00 0.00

0.00 0.00
203.30
3,049.50
3,049.50

0.00 0.00
3,051.43
LT
City of Escondido
06051GFB0

BANK OF AMERICA CORP

0.00 USD
CORP
LT
NC
Y
Y

0.00 1,408,924.74

0.00 0.00

0.00 -1,408,156.51

0.00 0.00
-768.23

0.00 0.00
25,415.16

0.00 0.00

0.00 -28,771.88

0.00 0.00
3,356.72

0.00 0.00
2,588.49
LT
City of Escondido
06406RBC0

BANK OF NEW YORK MELLON CORP
1,000,000.00
USD
CORP
LT
NY
Y
Y

0.00 999,893.02

0.00 0.00

0.00 999,904.16

11.14 0.00

0.00 6,141.67

0.00 0.00

0.00 0.00
14,516.67

0.00 8,375.00

0.00 0.00
8,386.14
LT
City of Escondido
110122DN5

BRISTOL-MYERS SQUIBB CO
250,000.00
USD
CORP
LT
NY
Y
Y

0.00 248,593.57

0.00 0.00

0.00 248,715.35
121.78

0.00 0.00
250.00

0.00 0.00

0.00 0.00
718.75

0.00 468.75

0.00 0.00
590.53
LT
City of Escondido
110122DN5

BRISTOL-MYERS SQUIBB CO
353,000.00
USD
CORP
LT
NY
Y
Y

0.00 350,697.51

0.00 0.00

0.00 350,896.79
199.28

0.00 0.00
353.00

0.00 0.00

0.00 0.00
1,014.88

0.00 661.88

0.00 0.00
861.16
LT
City of Escondido
14041NFY2
COMET 2021-3 A
715,000.00
USD
ABS
LT
---
Y
Y

0.00 714,922.74

0.00 0.00

0.00 714,518.78
-403.96

0.00 0.00
330.49

0.00 0.00

0.00 0.00
330.49
1,859.01
1,859.01

0.00 0.00
1,455.05
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 44 Attachment "4"
64 Item5.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
14314QAC8
CARMX 2021-2 A3
242,969.61
USD
ABS
LT
DE
Y
Y

0.00 288,948.97

0.00 0.00
-46,001.71

0.00 0.00
242,952.77

5.51 0.00

0.00 66.78

0.00 0.00

56.15 355.03
344.40

0.00 0.00
349.91
LT
City of Escondido
14315FAD9
CARMX 2020-3 A3
54,909.04
USD
ABS
LT
DE
Y
Y

0.00 79,566.77

0.00 0.00
-24,660.43

0.00 0.00
54,907.64

1.30 0.00

0.00 21.93

0.00 0.00

15.13 110.31
103.51

0.00 0.00
104.82
LT
City of Escondido
14316NAC3
CARMX 2021-1 A3
74,265.97
USD
ABS
LT
DE
Y
Y

0.00 89,042.01

0.00 0.00
-14,781.93

0.00 0.00
74,261.64

1.56 0.00

0.00 13.46

0.00 0.00

11.22 71.39

69.16 0.00

0.00 70.71
LT
City of Escondido
14317DAC4
CARMX 2021-3 A3
602,156.22
USD
ABS
LT
DE
Y
Y

0.00 609,954.11

0.00 0.00
-7,843.78

0.00 0.00
602,118.36

8.03 0.00

0.00 149.11

0.00 0.00

0.00 0.00
147.19
838.74
836.82

0.00 0.00
844.85
LT
City of Escondido
14913R2U0

CATERPILLAR FINANCIAL SERVICES
CORP
800,000.00
USD
CORP
LT
TN
Y
Y

0.00 795,629.23

0.00 0.00

0.00 795,893.22
263.98

0.00 0.00
6,535.56

0.00 0.00

0.00 0.00
3,135.56
6,800.00
3,400.00

0.00 0.00
3,663.98
LT
City of Escondido
166764BW9

CHEVRON CORP
425,000.00
USD
CORP
LT
CA
Y
Y

0.00 425,984.88

0.00 0.00

0.00 425,878.00
-106.89

0.00 0.00
917.29

0.00 0.00

0.00 0.00
2,568.42

0.00 1,651.13

0.00 0.00
1,544.24
LT
City of Escondido
172967MX6

CITIGROUP INC
270,000.00
USD
CORP
LT
NY
Y
Y

0.00 270,359.80

0.00 0.00

0.00 270,292.34
-67.45

0.00 0.00
441.45

0.00 0.00

0.00 0.00
1,103.63

0.00 662.17

0.00 0.00
594.72
LT
City of Escondido
172967MX6

CITIGROUP INC
255,000.00
USD
CORP
LT
NY
Y
Y

0.00 255,000.00

0.00 0.00

0.00 255,000.00

0.00 0.00

0.00 416.93

0.00 0.00

0.00 0.00
1,042.31

0.00 625.39

0.00 0.00
625.39
LT
City of Escondido
17327CAN3

CITIGROUP INC
245,000.00
USD
CORP
LT
NY
Y
Y

0.00 245,000.00

0.00 0.00

0.00 245,000.00

0.00 0.00

0.00 2,138.20

0.00 0.00

0.00 0.00
904.62
2,467.15
1,233.58

0.00 0.00
1,233.58
LT
City of Escondido
191216CU2

COCA-COLA CO
1,500,000.00
USD
CORP
LT
GA
Y
Y

0.00 0.00
1,318,125.00

0.00 0.00

0.00 0.00
1,320,471.24
2,346.24

0.00 0.00

0.00 5,981.25

0.00 0.00

0.00 7,250.00

0.00 1,268.75

0.00 0.00
3,614.99
LT
City of Escondido
20030NCR0

COMCAST CORP
635,000.00
USD
CORP
LT
PA
Y
Y

0.00 654,083.47

0.00 0.00

0.00 650,150.73
-3,932.74

0.00 0.00
4,960.06

0.00 0.00

0.00 0.00
10,833.81

0.00 5,873.75

0.00 0.00
1,941.01
LT
City of Escondido
20772KEW5

CONNECTICUT ST
630,000.00
USD
MUNI
LT
CT
N
Y

0.00 678,822.17

0.00 0.00

0.00 674,346.71
-4,475.46

0.00 0.00
6,943.27

0.00 0.00

0.00 0.00
1,048.04
11,790.45
5,895.23

0.00 0.00
1,419.77
LT
City of Escondido
20772KJW0

CONNECTICUT ST
150,000.00
USD
MUNI
LT
CT
N
Y

0.00 150,000.00

0.00 0.00

0.00 150,000.00

0.00 0.00

0.00 1,498.50

0.00 0.00

0.00 0.00
749.25
1,498.50
749.25

0.00 0.00
749.25
LT
City of Escondido
24422EWA3

JOHN DEERE CAPITAL CORP
800,000.00
USD
CORP
LT
WI
Y
Y

0.00 796,340.92

0.00 0.00

0.00 796,561.40
220.48

0.00 0.00
6,422.22

0.00 0.00

0.00 0.00
3,022.22
6,800.00
3,400.00

0.00 0.00
3,620.48
LT
City of Escondido
254683CS2
DCENT 2022-2 A
715,000.00
USD
ABS
LT
---
Y
Y

0.00 714,952.13

0.00 0.00

0.00 714,956.86

4.73 0.00

0.00 1,055.02

0.00 0.00

0.00 0.00
1,055.02
5,934.51
5,934.51

0.00 0.00
5,939.24
LT
City of Escondido
254687FK7

WALT DISNEY CO
845,000.00
USD
CORP
LT
CA
Y
Y

0.00 843,861.65

0.00 0.00

0.00 844,031.51
169.86

0.00 0.00
4,929.17

0.00 0.00

0.00 0.00
1,355.52
7,393.75
3,820.10

0.00 0.00
3,989.96
LT
City of Escondido
3130AV7F3

FEDERAL HOME LOAN BANKS
1,000,000.00
USD

AGCY BOND
LT
DC
N
Y

0.00 0.00
998,500.00

0.00 0.00

0.00 0.00
998,558.81

58.81 0.00

0.00 0.00
1,020.83

0.00 0.00

0.00 4,229.17

0.00 3,208.34

0.00 0.00
3,267.14
LT
City of Escondido
3130AVDA7

FEDERAL HOME LOAN BANKS
1,400,000.00
USD

AGCY BOND
LT
DC
N
Y

0.00 0.00
1,400,000.00

0.00 0.00

0.00 0.00
1,400,000.00

0.00 0.00

0.00 0.00
933.33

0.00 933.33

0.00 0.00
933.33
LT
City of Escondido
3130AVDD1

FEDERAL HOME LOAN BANKS
1,400,000.00
USD

AGCY BOND
LT
DC
N
Y

0.00 0.00
1,400,000.00

0.00 0.00

0.00 0.00
1,400,000.00

0.00 0.00

0.00 0.00
902.22

0.00 902.22

0.00 0.00
902.22
LT
City of Escondido
3130AVE24

FEDERAL HOME LOAN BANKS

0.00 USD

AGCY BOND
LT
DC
N
Y

0.00 0.00
1,400,000.00

0.00 0.00
-1,400,000.00

0.00 0.00

0.00 -223.61

0.00 0.00
223.61

0.00 0.00
223.61
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 45 Attachment "4"
65 Item5.

FEDERAL HOME LOAN MORTGAGE CORP
1,400,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 0.00
1,400,000.00

0.00 0.00

0.00 0.00
1,400,000.00

0.00 0.00

0.00 0.00
447.22

0.00 447.22

0.00 0.00
447.22
LT
City of Escondido
3135G05X7

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
2,000,000.00
USD

AGCY BOND
LT
DC
Y
Y

0.00 1,996,218.92

0.00 0.00

0.00 1,996,571.78
352.86

0.00 0.00
2,625.00

0.00 0.00

0.00 0.00
750.00
3,750.00
1,875.00

0.00 0.00
2,227.86
LT
City of Escondido
3135G06G3

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
360,000.00
USD

AGCY BOND
LT
DC
Y
Y

0.00 359,260.84

0.00 0.00

0.00 359,325.53

64.69 0.00

0.00 270.00

0.00 0.00

0.00 0.00
720.00

0.00 450.00

0.00 0.00
514.69
LT
City of Escondido
3135G06G3

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
1,125,000.00
USD

AGCY BOND
LT
DC
Y
Y

0.00 1,123,739.68

0.00 0.00

0.00 1,123,850.03
110.35

0.00 0.00
843.75

0.00 0.00

0.00 0.00
2,250.00

0.00 1,406.25

0.00 0.00
1,516.60
LT
City of Escondido
3136AJB54
FNA 2014-M04 A2

0.00 USD
FNMA
LT
DC
Y
Y

0.00 297,840.07

0.00 0.00
-27,674.75
-269,097.73

0.00 0.00
-1,067.59

0.00 0.00
820.11

0.00 0.00

0.00 -1,409.13

0.00 1,627.24
2,216.26

0.00 0.00
1,148.67
LT
City of Escondido
3137BGK24
FHMS K-043 A2
665,000.00
USD
FHLMC
LT
VA
Y
Y

0.00 678,002.11

0.00 0.00

0.00 676,127.91
-1,874.20

0.00 0.00
1,696.86

0.00 0.00

0.00 0.00
1,696.86
5,090.58
5,090.58

0.00 0.00
3,216.38
LT
City of Escondido
3137EAEP0

FEDERAL HOME LOAN MORTGAGE CORP
790,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 799,909.77

0.00 0.00

0.00 798,751.60
-1,158.17

0.00 0.00
4,575.42

0.00 0.00

0.00 0.00
1,612.92
5,925.00
2,962.50

0.00 0.00
1,804.33
LT
City of Escondido
3137EAEX3

FEDERAL HOME LOAN MORTGAGE CORP
1,150,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 1,148,105.97

0.00 0.00

0.00 1,148,279.31
173.34

0.00 0.00
1,173.96

0.00 0.00

95.83 2,156.25
1,078.13

0.00 0.00
1,251.47
LT
City of Escondido
3137FBTA4
FHMS K-728 A2
848,984.37
USD

FHLMC CMO
LT
VA
Y
Y

0.00 853,145.49

0.00 0.00
-3,795.85

0.00 0.00
849,007.12
-342.51

0.00 0.00
2,177.43

0.00 0.00

0.00 0.00
2,167.74
6,523.25
6,513.56

0.00 0.00
6,171.04
LT
City of Escondido
341271AD6

FLORIDA ST BRD ADMIN FIN CORP REV
400,000.00
USD
MUNI
LT
FL
N
Y

0.00 400,000.00

0.00 0.00

0.00 400,000.00

0.00 0.00

0.00 2,516.00

0.00 0.00

0.00 0.00
1,258.00
2,516.00
1,258.00

0.00 0.00
1,258.00
LT
City of Escondido
341271AD6

FLORIDA ST BRD ADMIN FIN CORP REV
155,000.00
USD
MUNI
LT
FL
N
Y

0.00 155,575.50

0.00 0.00

0.00 155,518.34
-57.16

0.00 0.00
974.95

0.00 0.00

0.00 0.00
487.48
974.95
487.48

0.00 0.00
430.32
LT
City of Escondido
341271AD6

FLORIDA ST BRD ADMIN FIN CORP REV
150,000.00
USD
MUNI
LT
FL
N
Y

0.00 150,522.32

0.00 0.00

0.00 150,470.45
-51.87

0.00 0.00
943.50

0.00 0.00

0.00 0.00
471.75
943.50
471.75

0.00 0.00
419.88
LT
City of Escondido
345286AC2
FORDO 2022-A A3
255,000.00
USD
ABS
LT
DE
Y
Y

0.00 254,981.56

0.00 0.00

0.00 254,984.55

2.99 0.00

0.00 146.20

0.00 0.00

0.00 0.00
146.20
822.39
822.39

0.00 0.00
825.38
LT
City of Escondido
362590AC5
GMCAR 2020-3 A3
104,612.71
USD
ABS
LT
TX
Y
Y

0.00 139,088.45

0.00 0.00
-34,483.53

0.00 0.00
104,607.95

3.04 0.00

0.00 26.08

0.00 0.00

19.61 143.37
136.90

0.00 0.00
139.94
LT
City of Escondido
36262XAD6
GMALT 2021-3 A4
225,000.00
USD
ABS
LT
DE
Y
Y

0.00 224,994.06

0.00 0.00

0.00 224,995.44

1.38 0.00

0.00 34.38

0.00 0.00

34.38 281.25
281.25

0.00 0.00
282.63
LT
City of Escondido
369550BG2

GENERAL DYNAMICS CORP
700,000.00
USD
CORP
LT
VA
Y
Y

0.00 740,120.30

0.00 0.00

0.00 735,588.11
-4,532.18

0.00 0.00
3,130.56

0.00 0.00

0.00 0.00
9,255.56

0.00 6,125.00

0.00 0.00
1,592.82
LT
City of Escondido
380146AC4
GMCAR 2022-1 A3
285,000.00
USD
ABS
LT
DE
Y
Y

0.00 284,984.51

0.00 0.00

0.00 284,986.78

2.27 0.00

0.00 149.63

0.00 0.00

0.00 0.00
149.63
897.75
897.75

0.00 0.00
900.02
LT
City of Escondido
38141GXS8

GOLDMAN SACHS GROUP INC
650,000.00
USD
CORP
LT
NY
Y
Y

0.00 650,769.68

0.00 0.00

0.00 650,679.64
-90.04

0.00 0.00
2,145.81

0.00 0.00

0.00 0.00
756.44
2,778.75
1,389.38

0.00 0.00
1,299.34
LT
City of Escondido
38141GZH0

GOLDMAN SACHS GROUP INC
400,000.00
USD
CORP
LT
NY
Y
Y

0.00 400,000.00

0.00 0.00

0.00 400,000.00

0.00 0.00

0.00 3,064.99

0.00 0.00

0.00 0.00
1,307.99
3,514.00
1,757.00

0.00 0.00
1,757.00
LT
City of Escondido
437076CM2

HOME DEPOT INC
105,000.00
USD
CORP
LT
GA
Y
Y

0.00 104,862.78

0.00 0.00

0.00 104,877.32

14.55 0.00

0.00 598.50

0.00 0.00

0.00 0.00
1,307.25

0.00 708.75

0.00 0.00
723.30
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 46 Attachment "4"
66 Item5.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
43815EAC8
HAROT 2021-3 A3
305,000.00
USD
ABS
LT
CA
Y
Y

0.00 304,998.04

0.00 0.00

0.00 304,998.45

0.41 0.00

0.00 45.16

0.00 0.00

45.16 312.63
312.63

0.00 0.00
313.04
LT
City of Escondido
43815GAC3
HAROT 2021-4 A3
285,000.00
USD
ABS
LT
CA
Y
Y

0.00 284,966.86

0.00 0.00

0.00 284,972.64

5.78 0.00

0.00 69.67

0.00 0.00

69.67 627.00
627.00

0.00 0.00
632.78
LT
City of Escondido
438516CE4

HONEYWELL INTERNATIONAL INC
700,000.00
USD
CORP
LT
NC
Y
Y

0.00 672,545.54

0.00 0.00

0.00 674,125.82
1,580.27

0.00 0.00
2,566.67

0.00 0.00

0.00 0.00
641.67
3,850.00
1,925.00

0.00 0.00
3,505.27
LT
City of Escondido
44891TAD8
HALST 2021-A A4
140,000.00
USD
ABS
LT
DE
Y
Y

0.00 139,998.25

0.00 0.00

0.00 139,999.31

1.05 0.00

0.00 26.13

0.00 0.00

26.13 147.00
147.00

0.00 0.00
148.05
LT
City of Escondido
448977AD0
HART 2022-A A3
720,000.00
USD
ABS
LT
DE
Y
Y

0.00 719,980.84

0.00 0.00

0.00 719,983.44

2.60 0.00

0.00 710.40

0.00 0.00

0.00 0.00
710.40
3,996.00
3,996.00

0.00 0.00
3,998.60
LT
City of Escondido
44933LAC7
HART 2021-A A3
167,577.33
USD
ABS
LT
DE
Y
Y

0.00 205,560.76

0.00 0.00
-37,990.41

0.00 0.00
167,572.38

2.04 0.00

0.00 34.72

0.00 0.00

28.30 183.13
176.71

0.00 0.00
178.75
LT
City of Escondido
4581X0DK1

INTER-AMERICAN DEVELOPMENT BANK
835,000.00
USD

SUPRANATIONA
L
LT
DC
Y
Y

0.00 858,309.67

0.00 0.00

0.00 855,669.81
-2,639.86

0.00 0.00
4,343.16

0.00 0.00

0.00 0.00
690.03
7,306.25
3,653.13

0.00 0.00
1,013.26
LT
City of Escondido
4581X0DZ8

INTER-AMERICAN DEVELOPMENT BANK
1,530,000.00
USD

SUPRANATIONA
L
LT
DC
Y
Y

0.00 1,529,347.02

0.00 0.00

0.00 1,529,441.53

94.51 0.00

0.00 2,082.50

0.00 0.00

0.00 0.00
170.00
3,825.00
1,912.50

0.00 0.00
2,007.01
LT
City of Escondido
459200KM2

INTERNATIONAL BUSINESS MACHINES
CORP
1,000,000.00
USD
CORP
LT
NY
Y
Y

0.00 989,690.94

0.00 0.00

0.00 990,288.31
597.37

0.00 0.00
8,677.78

0.00 0.00

0.00 0.00
3,177.78
11,000.00
5,500.00

0.00 0.00
6,097.37
LT
City of Escondido
46647PBH8

JPMORGAN CHASE & CO
750,000.00
USD
CORP
LT
NY
Y
Y

0.00 763,555.35

0.00 0.00

0.00 762,029.51
-1,525.84

0.00 0.00
4,511.25

0.00 0.00

0.00 0.00
751.88
7,518.75
3,759.38

0.00 0.00
2,233.53
LT
City of Escondido
46647PCH7

JPMORGAN CHASE & CO
585,000.00
USD
CORP
LT
NY
Y
Y

0.00 585,000.00

0.00 0.00

0.00 585,000.00

0.00 0.00

0.00 401.70

0.00 0.00

0.00 0.00
1,606.80

0.00 1,205.10

0.00 0.00
1,205.10
LT
City of Escondido
50117TAC5
KCOT 2021-1 A3
155,000.00
USD
ABS
LT
---
Y
Y

0.00 154,988.31

0.00 0.00

0.00 154,991.05

2.74 0.00

0.00 42.71

0.00 0.00

42.71 240.24
240.24

0.00 0.00
242.98
LT
City of Escondido
50117XAE2
KCOT 212 A3
370,000.00
USD
ABS
LT
---
Y
Y

0.00 369,993.55

0.00 0.00

0.00 369,994.82

1.27 0.00

0.00 92.09

0.00 0.00

92.09 518.01
518.01

0.00 0.00
519.28
LT
City of Escondido
54438CYK2

LOS ANGELES CALIF CMNTY COLLEGE
DIST
410,000.00
USD
MUNI
LT
CA
N
Y

0.00 410,000.00

0.00 0.00

0.00 410,000.00

0.00 0.00

0.00 1,320.54

0.00 0.00

0.00 0.00
528.22
1,584.65
792.33

0.00 0.00
792.33
LT
City of Escondido
544647FC9

LOS ANGELES CALIF UNI SCH DIST
310,000.00
USD
MUNI
LT
CA
N
Y

0.00 310,000.00

0.00 0.00

0.00 310,000.00

0.00 0.00

0.00 2,255.25

0.00 0.00

0.00 0.00
1,127.63
2,255.25
1,127.63

0.00 0.00
1,127.63
LT
City of Escondido
574193TQ1

MARYLAND ST
375,000.00
USD
MUNI
LT
MD
N
Y

0.00 374,958.32

0.00 0.00

0.00 374,964.86

6.54 0.00

0.00 796.88

0.00 0.00

0.00 0.00
318.75
956.25
478.13

0.00 0.00
484.67
LT
City of Escondido
60412AVJ9

MINNESOTA ST
275,000.00
USD
MUNI
LT
MN
Y
Y

0.00 275,000.00

0.00 0.00

0.00 275,000.00

0.00 0.00

0.00 721.88

0.00 0.00

0.00 0.00
288.75
866.25
433.13

0.00 0.00
433.13
LT
City of Escondido
605581MZ7

MISSISSIPPI ST
120,000.00
USD
MUNI
LT
MS
N
Y

0.00 120,000.00

0.00 0.00

0.00 120,000.00

0.00 0.00

0.00 113.00

0.00 0.00

0.00 0.00
282.50

0.00 169.50

0.00 0.00
169.50
LT
City of Escondido
61746BDQ6

MORGAN STANLEY
745,000.00
USD
CORP
LT
NY
Y
Y

0.00 757,239.20

0.00 0.00

0.00 754,966.89
-2,272.31

0.00 0.00
4,971.84

0.00 0.00

0.00 0.00
12,189.03

0.00 7,217.19

0.00 0.00
4,944.87
LT
City of Escondido
61747YEM3

MORGAN STANLEY
310,000.00
USD
CORP
LT
NY
Y
Y

0.00 310,000.00

0.00 0.00

0.00 310,000.00

0.00 0.00

0.00 3,012.08

0.00 0.00

0.00 0.00
973.83
4,076.50
2,038.25

0.00 0.00
2,038.25
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 47 Attachment "4"
67 Item5.

NATIONAL RURAL UTILITIES

COOPERATIVE FINANCE CORP
220,000.00
USD
CORP
LT
VA
Y
Y

0.00 219,959.76

0.00 0.00

0.00 219,963.72

3.95 0.00

0.00 337.33

0.00 0.00

0.00 0.00
2,234.83

0.00 1,897.50

0.00 0.00
1,901.45
LT
City of Escondido
650036DT0

NEW YORK ST URBAN DEV CORP REV
945,000.00
USD
MUNI
LT
NY
N
Y

0.00 945,000.00

0.00 0.00

0.00 945,000.00

0.00 0.00

0.00 2,420.78

0.00 0.00

0.00 0.00
365.40
4,110.75
2,055.38

0.00 0.00
2,055.38
LT
City of Escondido
665859AW4

NORTHERN TRUST CORP
670,000.00
USD
CORP
LT
IL
Y
Y

0.00 675,702.59

0.00 0.00

0.00 675,393.08
-309.50

0.00 0.00
3,796.67

0.00 0.00

0.00 0.00
10,496.67

0.00 6,700.00

0.00 0.00
6,390.50
LT
City of Escondido
693475AY1

PNC FINANCIAL SERVICES GROUP INC
600,000.00
USD
CORP
LT
PA
Y
Y

0.00 599,926.46

0.00 0.00

0.00 599,936.36

9.90 0.00

0.00 2,200.00

0.00 0.00

0.00 0.00
5,500.00

0.00 3,300.00

0.00 0.00
3,309.90
LT
City of Escondido
697511FB4

PALOMAR CALIF CMNTY COLLEGE DIST
440,000.00
USD
MUNI
LT
CA
N
Y

0.00 440,000.00

0.00 0.00

0.00 440,000.00

0.00 0.00

0.00 1,455.67

0.00 0.00

0.00 0.00
582.27
1,746.80
873.40

0.00 0.00
873.40
LT
City of Escondido
771196BT8

ROCHE HOLDINGS INC
1,295,000.00
USD
CORP
LT
CA
Y
Y

0.00 1,295,000.00

0.00 0.00

0.00 1,295,000.00

0.00 0.00

0.00 8,512.90

0.00 0.00

0.00 0.00
1,610.55
13,804.70
6,902.35

0.00 0.00
6,902.35
LT
City of Escondido
797272QP9

SAN DIEGO CALIF CMNTY COLLEGE DIST
245,000.00
USD
MUNI
LT
CA
N
Y

0.00 245,000.00

0.00 0.00

0.00 245,000.00

0.00 0.00

0.00 2,088.63

0.00 0.00

0.00 0.00
835.45
2,506.35
1,253.17

0.00 0.00
1,253.17
LT
City of Escondido
797412DM2

SAN DIEGO CNTY CALIF WTR AUTH WTR
REV
480,000.00
USD
MUNI
LT
CA
N
Y

0.00 480,000.00

0.00 0.00

0.00 480,000.00

0.00 0.00

0.00 594.40

0.00 0.00

0.00 0.00
1,486.00

0.00 891.60

0.00 0.00
891.60
LT
City of Escondido
798306WN2

SAN JUAN CALIF UNI SCH DIST
415,000.00
USD
MUNI
LT
CA
N
Y

0.00 415,000.00

0.00 0.00

0.00 415,000.00

0.00 0.00

0.00 1,213.88

0.00 0.00

0.00 0.00
485.55
1,456.65
728.33

0.00 0.00
728.33
LT
City of Escondido
799408Z85

SAN RAMON VALLEY CALIF UNI SCH DIST
405,000.00
USD
MUNI
LT
CA
N
Y

0.00 405,000.00

0.00 0.00

0.00 405,000.00

0.00 0.00

0.00 1,248.75

0.00 0.00

0.00 0.00
499.50
1,498.50
749.25

0.00 0.00
749.25
LT
City of Escondido
808513AY1

CHARLES SCHWAB CORP

0.00 USD
CORP
LT
TX
Y
Y

0.00 821,360.64

0.00 0.00

0.00 -820,820.41

0.00 0.00
-540.23

0.00 0.00
12,055.21

0.00 0.00

0.00 -14,466.25

0.00 0.00
2,411.04

0.00 0.00
1,870.81
LT
City of Escondido
87612EBM7

TARGET CORP
180,000.00
USD
CORP
LT
MN
Y
Y

0.00 179,751.17

0.00 0.00

0.00 179,766.06

14.89 0.00

0.00 1,618.50

0.00 0.00

0.00 0.00
741.00
1,755.00
877.50

0.00 0.00
892.39
LT
City of Escondido
87612EBM7

TARGET CORP
650,000.00
USD
CORP
LT
MN
Y
Y

0.00 651,167.25

0.00 0.00

0.00 651,096.01
-71.24

0.00 0.00
5,844.58

0.00 0.00

0.00 0.00
2,675.83
6,337.50
3,168.75

0.00 0.00
3,097.51
LT
City of Escondido
89237VAB5
TAOT 2020-C A3
69,789.90
USD
ABS
LT
DE
Y
Y

0.00 107,041.21

0.00 0.00
-37,252.82

0.00 0.00
69,789.18

0.80 0.00

0.00 20.93

0.00 0.00

13.65 103.80

96.52 0.00

0.00 97.31
LT
City of Escondido
89238EAC0
TLOT 2021-A A3
111,487.07
USD
ABS
LT
TX
Y
Y

0.00 179,499.84

0.00 0.00
-74,788.90

0.00 0.00
111,485.78
6,774.84

0.00 0.00

22.20 0.00

0.00 0.00

0.00 13.29
157.43
148.52

0.00 0.00
6,923.35
LT
City of Escondido
904764BN6

UNILEVER CAPITAL CORP
160,000.00
USD
CORP
LT
NJ
Y
Y

0.00 160,000.00

0.00 0.00

0.00 160,000.00

0.00 0.00

0.00 386.73

0.00 0.00

0.00 0.00
136.33
500.80
250.40

0.00 0.00
250.40
LT
City of Escondido
91159HHX1

US BANCORP
845,000.00
USD
CORP
LT
MN
Y
Y

0.00 844,770.86

0.00 0.00

0.00 844,806.56

35.70 0.00

0.00 8,450.00

0.00 0.00

0.00 0.00
3,436.33
10,140.00
5,126.33

0.00 0.00
5,162.03
LT
City of Escondido
9128282A7

UNITED STATES TREASURY
1,900,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,801,699.21

0.00 0.00

0.00 1,808,124.76
6,425.55

0.00 0.00
10,687.50

0.00 0.00

0.00 0.00
3,542.82
14,250.00
7,105.32

0.00 0.00
13,530.86
LT
City of Escondido
9128282Y5

UNITED STATES TREASURY
795,000.00
USD
US GOV
LT
DC
N
Y

0.00 800,956.79

0.00 0.00

0.00 800,116.70
-840.09

0.00 0.00
4,269.85

0.00 0.00

46.16 8,446.88
4,223.19

0.00 0.00
3,383.09
LT
City of Escondido
9128283J7

UNITED STATES TREASURY
1,480,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,492,621.20

0.00 0.00

0.00 1,490,994.79
-1,626.42

0.00 0.00
2,678.43

0.00 0.00

0.00 0.00
10,540.93

0.00 7,862.50

0.00 0.00
6,236.08
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 48 Attachment "4"
68 Item5.

UNITED STATES TREASURY
280,000.00
USD
US GOV
LT
DC
N
Y

0.00 286,430.81

0.00 0.00

0.00 285,668.66
-762.15

0.00 0.00
2,910.33

0.00 0.00

0.00 0.00
1,160.22
3,500.00
1,749.89

0.00 0.00
987.74
LT
City of Escondido
912828D56

UNITED STATES TREASURY
575,000.00
USD
US GOV
LT
DC
N
Y

0.00 581,903.60

0.00 0.00

0.00 580,855.94
-1,047.66

0.00 0.00
5,121.09

0.00 0.00

0.00 0.00
1,697.60
6,828.13
3,404.64

0.00 0.00
2,356.97
LT
City of Escondido
912828V80

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 599,740.77

0.00 0.00

0.00 -599,760.59

0.00 0.00

19.83 0.00

0.00 5,612.77

0.00 0.00

0.00 -6,750.00

0.00 0.00
1,137.23

0.00 0.00
1,157.05
LT
City of Escondido
912828V98

UNITED STATES TREASURY
1,160,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,129,069.34

0.00 0.00

0.00 1,130,835.16
1,765.82

0.00 0.00
9,787.50

0.00 0.00

0.00 0.00
3,244.48
13,050.00
6,506.98

0.00 0.00
8,272.80
LT
City of Escondido
912828W48

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 94,796.64

0.00 0.00

0.00 -94,825.19

0.00 0.00

28.55 0.00

0.00 680.35

0.00 0.00

0.00 -5.49

0.00 1,009.38
334.51

0.00 0.00
363.07
LT
City of Escondido
912828W71

UNITED STATES TREASURY
2,650,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,708,959.45

0.00 0.00

0.00 2,697,165.90
-11,793.54

0.00 0.00
14,232.83

0.00 0.00

0.00 0.00
153.86
28,156.25
14,077.28

0.00 0.00
2,283.74
LT
City of Escondido
912828W71

UNITED STATES TREASURY
1,420,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,439,933.05

0.00 0.00

0.00 1,435,961.35
-3,971.70

0.00 0.00
7,626.65

0.00 0.00

82.45 15,087.50
7,543.30

0.00 0.00
3,571.60
LT
City of Escondido
912828XX3

UNITED STATES TREASURY
1,225,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,228,984.06

0.00 0.00

0.00 1,228,322.28
-661.77

0.00 0.00
12,250.00

0.00 0.00

0.00 0.00
6,158.84
12,250.00
6,158.84

0.00 0.00
5,497.07
LT
City of Escondido
912828Y87

UNITED STATES TREASURY
740,000.00
USD
US GOV
LT
DC
N
Y

0.00 740,884.29

0.00 0.00

0.00 740,746.18
-138.11

0.00 0.00
5,384.10

0.00 0.00

0.00 0.00
2,146.41
6,475.00
3,237.31

0.00 0.00
3,099.20
LT
City of Escondido
912828YM6

UNITED STATES TREASURY
635,000.00
USD
US GOV
LT
DC
N
Y

0.00 649,152.91

0.00 0.00

0.00 647,214.79
-1,938.12

0.00 0.00
1,605.04

0.00 0.00

0.00 0.00
3,999.45

0.00 2,394.41

0.00 0.00
456.28
LT
City of Escondido
912828ZL7

UNITED STATES TREASURY
3,375,000.00
USD
US GOV
LT
DC
N
Y

0.00 3,318,000.08

0.00 0.00

0.00 3,324,044.33
6,044.24

0.00 0.00
2,132.68

0.00 0.00

0.00 0.00
5,314.23

0.00 3,181.54

0.00 0.00
9,225.79
LT
City of Escondido
912828ZT0

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,965,914.30

0.00 0.00

0.00 1,969,407.98
3,493.68

0.00 0.00
425.82

0.00 0.00

0.00 0.00
1,675.82

0.00 1,250.00

0.00 0.00
4,743.68
LT
City of Escondido
91282CAB7

UNITED STATES TREASURY
2,380,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,353,354.00

0.00 0.00

0.00 2,355,911.82
2,557.82

0.00 0.00
2,473.78

0.00 0.00

0.00 0.00
986.19
2,975.00
1,487.41

0.00 0.00
4,045.23
LT
City of Escondido
91282CAM3

UNITED STATES TREASURY
620,000.00
USD
US GOV
LT
DC
N
Y

0.00 613,631.33

0.00 0.00

0.00 614,205.92
574.59

0.00 0.00
391.76

0.00 0.00

4.24 775.00
387.48

0.00 0.00
962.07
LT
City of Escondido
91282CBC4

UNITED STATES TREASURY
1,200,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,198,421.40

0.00 0.00

0.00 1,198,552.98
131.59

0.00 0.00
2,250.00

0.00 0.00

0.00 0.00
1,131.22
2,250.00
1,131.22

0.00 0.00
1,262.80
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
800,000.00
USD
US GOV
LT
DC
N
Y

0.00 788,898.79

0.00 0.00

0.00 789,788.37
889.58

0.00 0.00
1,247.28

0.00 0.00

0.00 0.00
497.24
1,500.00
749.96

0.00 0.00
1,639.54
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
1,280,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,263,343.51

0.00 0.00

0.00 1,264,678.78
1,335.27

0.00 0.00
1,995.65

0.00 0.00

0.00 0.00
795.58
2,400.00
1,199.93

0.00 0.00
2,535.20
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
1,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 990,495.46

0.00 0.00

0.00 991,258.61
763.14

0.00 0.00
1,559.10

0.00 0.00

0.00 0.00
621.55
1,875.00
937.44

0.00 0.00
1,700.59
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
645,000.00
USD
US GOV
LT
DC
N
Y

0.00 638,768.50

0.00 0.00

0.00 639,268.81
500.31

0.00 0.00
1,005.62

0.00 0.00

0.00 0.00
400.90
1,209.38
604.65

0.00 0.00
1,104.96
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
1,600,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,563,873.13

0.00 0.00

0.00 1,566,756.60
2,883.48

0.00 0.00
2,494.57

0.00 0.00

0.00 0.00
994.48
3,000.00
1,499.91

0.00 0.00
4,383.39
LT
City of Escondido
91282CBQ3

UNITED STATES TREASURY
400,000.00
USD
US GOV
LT
DC
N
Y

0.00 395,056.41

0.00 0.00

0.00 395,441.88
385.47

0.00 0.00
674.03

0.00 0.00

0.00 0.00
173.91
1,000.00
499.88

0.00 0.00
885.35
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 49 Attachment "4"
69 Item5.

UNITED STATES TREASURY
3,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,943,648.79

0.00 0.00

0.00 2,948,029.09
4,380.30

0.00 0.00
5,055.25

0.00 0.00

0.00 0.00
1,304.35
7,500.00
3,749.10

0.00 0.00
8,129.40
LT
City of Escondido
91282CBT7

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,994,098.82

0.00 0.00

0.00 1,994,546.99
448.17

0.00 0.00
3,791.21

0.00 0.00

40.98 7,500.00
3,749.77

0.00 0.00
4,197.94
LT
City of Escondido
91282CBV2

UNITED STATES TREASURY
4,350,000.00
USD
US GOV
LT
DC
N
Y

0.00 4,333,691.96

0.00 0.00

0.00 4,336,843.94
3,151.98

0.00 0.00
3,450.72

0.00 0.00

0.00 0.00
7,528.85

0.00 4,078.13

0.00 0.00
7,230.11
LT
City of Escondido
91282CCF6

UNITED STATES TREASURY
1,680,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,677,479.32

0.00 0.00

0.00 1,677,661.62
182.30

0.00 0.00
1,073.08

0.00 0.00

0.00 0.00
4,223.08

0.00 3,150.00

0.00 0.00
3,332.30
LT
City of Escondido
91282CCF6

UNITED STATES TREASURY
2,400,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,304,759.51

0.00 0.00

0.00 2,311,525.14
6,765.63

0.00 0.00
1,532.97

0.00 0.00

0.00 0.00
6,032.97

0.00 4,500.00

0.00 0.00
11,265.63
LT
City of Escondido
91282CCJ8

UNITED STATES TREASURY
360,000.00
USD
US GOV
LT
DC
N
Y

0.00 338,912.03

0.00 0.00

0.00 340,367.75
1,455.72

0.00 0.00
1,575.00

0.00 0.00

0.00 0.00
791.85
1,575.00
791.85

0.00 0.00
2,247.57
LT
City of Escondido
91282CCJ8

UNITED STATES TREASURY
2,050,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,064,891.29

0.00 0.00

0.00 2,063,832.37
-1,058.92

0.00 0.00
8,968.75

0.00 0.00

0.00 0.00
4,509.15
8,968.75
4,509.15

0.00 0.00
3,450.23
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
5,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 4,987,895.36

0.00 0.00

0.00 4,988,668.53
773.17

0.00 0.00
9,478.59

0.00 0.00

0.00 0.00
23,618.78

0.00 14,140.19

0.00 0.00
14,913.36
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
400,000.00
USD
US GOV
LT
DC
N
Y

0.00 388,394.11

0.00 0.00

0.00 389,125.65
731.53

0.00 0.00
758.29

0.00 0.00

0.00 0.00
1,889.50

0.00 1,131.22

0.00 0.00
1,862.75
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
500,000.00
USD
US GOV
LT
DC
N
Y

0.00 498,208.12

0.00 0.00

0.00 498,322.51
114.39

0.00 0.00
947.86

0.00 0.00

0.00 0.00
2,361.88

0.00 1,414.02

0.00 0.00
1,528.41
LT
City of Escondido
91282CDH1

UNITED STATES TREASURY
5,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 4,994,614.09

0.00 0.00

0.00 4,995,332.31
718.23

0.00 0.00
4,765.19

0.00 0.00

0.00 0.00
14,191.99

0.00 9,426.80

0.00 0.00
10,145.02
LT
City of Escondido
91282CDZ1

UNITED STATES TREASURY
1,175,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,140,581.20

0.00 0.00

0.00 1,144,511.22
3,930.02

0.00 0.00
6,609.38

0.00 0.00

0.00 0.00
2,190.95
8,812.50
4,394.08

0.00 0.00
8,324.10
LT
City of Escondido
91282CEN7

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 0.00
1,873,125.00

0.00 0.00

0.00 0.00
1,874,930.84
1,805.84

0.00 0.00

0.00 19,599.45

0.00 0.00

0.00 23,093.92

0.00 3,494.47

0.00 0.00
5,300.31
LT
City of Escondido
91282CER8

UNITED STATES TREASURY
800,000.00
USD
US GOV
LT
DC
N
Y

0.00 798,340.31

0.00 0.00

0.00 798,629.49
289.19

0.00 0.00
1,703.30

0.00 0.00

0.00 0.00
6,703.30

0.00 5,000.00

0.00 0.00
5,289.19
LT
City of Escondido
91282CFB2

UNITED STATES TREASURY
1,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 0.00
937,187.50

0.00 0.00

0.00 0.00
938,022.68
835.18

0.00 0.00

0.00 2,810.77

0.00 0.00

0.00 4,558.01

0.00 1,747.24

0.00 0.00
2,582.42
LT
City of Escondido
91282CFH9

UNITED STATES TREASURY
1,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 0.00
949,843.75

0.00 0.00

0.00 0.00
950,496.81
653.06

0.00 0.00

0.00 764.27

0.00 0.00

0.00 2,717.39

0.00 1,953.12

0.00 0.00
2,606.18
LT
City of Escondido
91324PEG3

UNITEDHEALTH GROUP INC
200,000.00
USD
CORP
LT
MN
Y
Y

0.00 199,903.45

0.00 0.00

0.00 199,908.59

5.14 0.00

0.00 945.56

0.00 0.00

0.00 0.00
2,795.56

0.00 1,850.00

0.00 0.00
1,855.14
LT
City of Escondido
91324PEG3

UNITEDHEALTH GROUP INC
440,000.00
USD
CORP
LT
MN
Y
Y

0.00 443,204.75

0.00 0.00

0.00 443,030.39
-174.36

0.00 0.00
2,080.22

0.00 0.00

0.00 0.00
6,150.22

0.00 4,070.00

0.00 0.00
3,895.64
LT
City of Escondido
91412HGE7

UNIVERSITY CALIF REVS
375,000.00
USD
MUNI
LT
CA
N
Y

0.00 375,000.00

0.00 0.00

0.00 375,000.00

0.00 0.00

0.00 423.10

0.00 0.00

0.00 0.00
1,250.92

0.00 827.81

0.00 0.00
827.81
LT
City of Escondido
923040GU7

VENTURA CNTY CALIF CMNTY COLLEGE
DIST
490,000.00
USD
MUNI
LT
CA
N
Y

0.00 490,000.00

0.00 0.00

0.00 490,000.00

0.00 0.00

0.00 3,675.00

0.00 0.00

0.00 0.00
1,470.00
4,410.00
2,205.00

0.00 0.00
2,205.00
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 50 Attachment "4"
70 Item5.

ST
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
977123X60

WISCONSIN (STATE OF)
640,000.00
USD
MUNI
LT
WI
Y
Y

0.00 640,000.00

0.00 0.00

0.00 640,000.00

0.00 0.00

0.00 1,996.80

0.00 0.00

0.00 0.00
998.40
1,996.80
998.40

0.00 0.00
998.40
LT
City of Escondido
98163KAC6
WOART 2021-D A3
350,000.00
USD
ABS
LT
DE
Y
Y

0.00 349,974.04

0.00 0.00

0.00 349,978.46

4.42 0.00

0.00 126.00

0.00 0.00

0.00 0.00
126.00
708.75
708.75

0.00 0.00
713.17
LT
City of Escondido
---
---
111,499,752.22
USD
---
LT
---
---
Y

0.00 103,495,522.10
12,108,156.25

0.00 -309,274.11
-4,592,660.43

0.00 110,716,438.09
14,694.28

0.00 0.00
357,929.15
31,793.24

0.00 0.00
-51,626.36
318,558.79
359,194.87
339,657.62

0.00 0.00
354,351.90
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
ST
City of Escondido
002824BE9

ABBOTT LABORATORIES
825,000.00
USD
CORP
ST
IL
Y
Y

0.00 828,709.37

0.00 0.00

0.00 827,466.04
-1,243.33

0.00 0.00
2,337.50

0.00 0.00

0.00 0.00
9,427.92

0.00 7,090.42

0.00 0.00
5,847.09
ST
City of Escondido
025816BW8

AMERICAN EXPRESS CO

0.00 USD
CORP
ST
NY
Y
Y

0.00 802,645.01

0.00 0.00
-801,662.87

0.00 0.00

0.00 -982.14

0.00 0.00
12,168.89

0.00 0.00
-3,042.22

0.00 0.00
14,800.00
5,673.33
-7,310.87
-7,310.87
-2,619.68
ST
City of Escondido
05531FBF9

TRUIST FINANCIAL CORP
800,000.00
USD
CORP
ST
NC
Y
Y

0.00 804,730.79

0.00 0.00

0.00 803,343.33
-1,387.46

0.00 0.00
2,083.33

0.00 0.00

0.00 0.00
9,583.33

0.00 7,500.00

0.00 0.00
6,112.54
ST
City of Escondido
06051GFB0

BANK OF AMERICA CORP
1,395,000.00
USD
CORP
ST
NC
Y
Y

0.00 0.00

0.00 1,408,156.51

0.00 0.00

0.00 1,405,668.43
-2,488.08

0.00 0.00

0.00 0.00
28,771.88

0.00 0.00
11,029.22
28,771.88
11,029.22

0.00 0.00
8,541.14
ST
City of Escondido
06406RAG2

BANK OF NEW YORK MELLON CORP

0.00 USD
CORP
ST
NY
Y
Y

0.00 601,226.58

0.00 0.00
-600,509.34

0.00 0.00

0.00 -717.24

0.00 0.00
3,675.00

0.00 0.00
-7,700.00

0.00 0.00

0.00 4,025.00
-2,195.34
-2,195.34
1,112.42
ST
City of Escondido
14912L5X5

CATERPILLAR FINANCIAL SERVICES
CORP

0.00 USD
CORP
ST
TN
Y
Y

0.00 796,643.19

0.00 0.00
-795,243.68

0.00 0.00

0.00 -1,399.51

0.00 0.00
3,044.79

0.00 0.00
-8,722.92

0.00 0.00

0.00 5,678.13
-14,028.48
-14,028.48
-9,749.86
ST
City of Escondido
166764BV1

CHEVRON CORP

0.00 USD
CORP
ST
CA
Y
Y

0.00 200,000.00

0.00 0.00
-200,000.00

0.00 0.00

0.00 0.00
316.94

0.00 0.00
-754.33

0.00 0.00

0.00 437.39
-1,500.00
-1,500.00
-1,062.61
ST
City of Escondido
22552G3C2
Credit Suisse AG, New York Branch

0.00 USD
CD
ST
NY
Y
Y

0.00 715,000.00

0.00 0.00
-715,000.00

0.00 0.00

0.00 0.00
3,386.52

0.00 0.00

0.00 4,277.09
890.57

0.00 0.00
890.57
ST
City of Escondido
3130AVE24

FEDERAL HOME LOAN BANKS
1,400,000.00
USD

AGCY BOND
ST
DC
N
Y

0.00 0.00

0.00 1,400,000.00

0.00 0.00

0.00 1,400,000.00

0.00 0.00

0.00 223.61

0.00 0.00
670.83

0.00 447.22

0.00 0.00
447.22
ST
City of Escondido
3135G05G4

FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD

AGCY BOND
ST
DC
Y
Y

0.00 569,784.47

0.00 0.00
-569,861.07

0.00 0.00

0.00 76.60

0.00 0.00
676.88

0.00 0.00
-233.54

0.00 0.00
712.50
269.17
-9,573.87
-9,573.87
-9,228.10
ST
City of Escondido
3135G0U43

FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD

AGCY BOND
ST
DC
Y
Y

0.00 1,525,430.47

0.00 0.00
-1,518,578.93

0.00 0.00

0.00 -6,851.54

0.00 0.00
13,057.29

0.00 0.00
-21,203.13

0.00 0.00

0.00 8,145.84
-37,958.93
-37,958.93
-36,664.64
ST
City of Escondido
3136AJB54
FNA 2014-M04 A2
266,448.70
USD
FNMA
ST
DC
Y
Y

0.00 0.00

0.00 269,097.73

0.00 0.00

0.00 269,007.58
-90.16

0.00 0.00

0.00 0.00
1,409.13

0.00 0.00
742.95
790.01
123.82

0.00 0.00

33.67 ST
City of Escondido
3137BTU25
FHMS K-724 A2
343,363.20
USD
FHLMC
ST
VA
Y
Y

0.00 377,178.19

0.00 0.00
-27,177.16

0.00 0.00
347,594.84
-2,406.20

0.00 0.00
945.50

0.00 0.00

0.00 0.00
876.15
2,832.68
2,763.33

0.00 0.00
357.14
ST
City of Escondido
3137EAEV7

FEDERAL HOME LOAN MORTGAGE CORP
275,000.00
USD

AGCY BOND
ST
VA
Y
Y

0.00 274,998.82

0.00 0.00

0.00 274,999.27

0.45 0.00

0.00 242.53

0.00 0.00

70.66 343.75
171.88

0.00 0.00
172.33
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 51 Attachment "4"
71 Item5.

FEDERAL HOME LOAN MORTGAGE CORP
300,000.00
USD

AGCY BOND
ST
VA
Y
Y

0.00 299,908.12

0.00 0.00

0.00 299,932.91

24.79 0.00

0.00 56.25

0.00 0.00

0.00 0.00
243.75

0.00 187.50

0.00 0.00
212.29
ST
City of Escondido
459058JM6

INTERNATIONAL BANK FOR

RECONSTRUCTION AND DEVELOPM
665,000.00
USD

SUPRANATIONA
L
ST
DC
Y
Y

0.00 664,570.86

0.00 0.00

0.00 664,690.91
120.05

0.00 0.00
170.87

0.00 0.00

0.00 0.00
586.49

0.00 415.63

0.00 0.00
535.68
ST
City of Escondido
542411NH2

LONG BEACH CALIF CMNTY COLLEGE
DIST
350,000.00
USD
MUNI
ST
CA
N
Y

0.00 350,000.00

0.00 0.00

0.00 350,000.00

0.00 0.00

0.00 2,541.88

0.00 0.00

0.00 0.00
1,016.75
3,050.25
1,525.13

0.00 0.00
1,525.13
ST
City of Escondido
58769EAC2
MBALT 2020-B A3

0.00 USD
ABS
ST
MI
Y
Y

0.00 16,141.77

0.00 0.00
-16,141.81

0.00 0.00

0.00 0.04

0.00 0.00

2.87 0.00

0.00 0.00

6.82 3.95

0.00 0.00

3.99 ST
City of Escondido
65480EAD3
NALT 2020-B A3

0.00 USD
ABS
ST
TN
Y
Y

0.00 1,870.64

0.00 0.00
-1,870.64

0.00 0.00

0.36 0.00

0.00 0.00

0.67 0.31

0.00 0.00

0.32 ST
City of Escondido
69371RQ82

PACCAR FINANCIAL CORP

0.00 USD
CORP
ST
WA
Y
Y

0.00 359,927.06

0.00 0.00
-359,958.71

0.00 0.00

0.00 31.65

0.00 0.00
184.00

0.00 0.00
-736.00

0.00 0.00

0.00 552.00
-4,242.71
-4,242.71
-3,659.06
ST
City of Escondido
808513AY1

CHARLES SCHWAB CORP
815,000.00
USD
CORP
ST
TX
Y
Y

0.00 0.00

0.00 820,820.41

0.00 0.00

0.00 819,790.42
-1,029.99

0.00 0.00

0.00 0.00
14,466.25

0.00 0.00
4,822.08
14,466.25
4,822.08

0.00 0.00
3,792.10
ST
City of Escondido
874857KJ3

TAMALPAIS CALIF UN HIGH SCH DIST

0.00 USD
MUNI
ST
CA
N
Y

0.00 615,000.00

0.00 0.00
-615,000.00

0.00 0.00

0.00 0.00
5,050.69

0.00 0.00
-1,313.18

0.00 0.00
6,060.83
2,323.32
-8,179.50
-8,179.50
-5,856.18
ST
City of Escondido
89236TDK8

TOYOTA MOTOR CREDIT CORP
1,090,000.00
USD
CORP
ST
TX
Y
Y

0.00 1,093,772.12

0.00 0.00

0.00 1,092,595.14
-1,176.98

0.00 0.00
4,973.13

0.00 0.00

0.00 0.00
11,104.38

0.00 6,131.25

0.00 0.00
4,954.27
ST
City of Escondido
912796T33

UNITED STATES TREASURY

0.00 USD
T-BILL
ST
DC
N
Y

0.00 3,975,807.60

0.00 0.00
-4,000,000.00

0.00 0.00

0.00 24,192.40

0.00 0.00

0.00 0.00
24,192.40
ST
City of Escondido
9128283U2

UNITED STATES TREASURY

0.00 USD
US GOV
ST
DC
N
Y

0.00 1,998,070.71

0.00 0.00
-2,000,000.00

0.00 0.00

0.00 1,929.29

0.00 0.00
19,748.64

0.00 0.00

0.00 23,750.00
4,001.36

0.00 0.00
5,930.65
ST
City of Escondido
9128284L1

UNITED STATES TREASURY
50,000.00
USD
US GOV
ST
DC
N
Y

0.00 50,140.96

0.00 0.00

0.00 50,034.06
-106.89

0.00 0.00
231.70

0.00 0.00

0.00 0.00
577.35

0.00 345.65

0.00 0.00
238.76
ST
City of Escondido
9128285D8

UNITED STATES TREASURY
5,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 5,089,374.46

0.00 0.00

0.00 5,059,521.94
-29,852.52

0.00 0.00
36,332.42

0.00 0.00

0.00 0.00
392.76
71,875.00
35,935.34

0.00 0.00
6,082.82
ST
City of Escondido
912828R28

UNITED STATES TREASURY
4,800,000.00
USD
US GOV
ST
DC
N
Y

0.00 4,820,451.55

0.00 0.00

0.00 4,804,942.46
-15,509.09

0.00 0.00
13,143.65

0.00 0.00

0.00 0.00
32,751.38

0.00 19,607.73

0.00 0.00
4,098.65
ST
City of Escondido
912828S35

UNITED STATES TREASURY
775,000.00
USD
US GOV
ST
DC
N
Y

0.00 771,666.43

0.00 0.00

0.00 773,342.42
1,676.00

0.00 0.00
5,328.13

0.00 0.00

0.00 0.00
2,678.78
5,328.13
2,678.79

0.00 0.00
4,354.78
ST
City of Escondido
912828V80

UNITED STATES TREASURY
600,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 599,760.59

0.00 0.00

0.00 599,800.05

39.45 0.00

0.00 0.00

0.00 6,750.00

0.00 0.00
2,237.57
6,750.00
2,237.57

0.00 0.00
2,277.02
ST
City of Escondido
912828VS6

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 1,975,498.44

0.00 0.00

0.00 1,985,239.09
9,740.65

0.00 0.00
18,750.00

0.00 0.00

0.00 0.00
6,215.47
25,000.00
12,465.47

0.00 0.00
22,206.12
ST
City of Escondido
912828W48

UNITED STATES TREASURY
95,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 94,825.19

0.00 0.00

0.00 94,839.87

14.68 0.00

0.00 0.00

0.00 5.49

0.00 0.00
175.54

0.00 170.06

0.00 0.00
184.74
ST
City of Escondido
912828Y61

UNITED STATES TREASURY
145,000.00
USD
US GOV
ST
DC
N
Y

0.00 146,149.69

0.00 0.00

0.00 145,658.41
-491.28

0.00 0.00
1,657.85

0.00 0.00

0.00 0.00
660.91
1,993.75
996.82

0.00 0.00
505.53
ST
City of Escondido
912828ZP8

UNITED STATES TREASURY
2,160,000.00
USD
US GOV
ST
DC
N
Y

0.00 2,159,959.90

0.00 0.00

0.00 2,159,986.93

27.03 0.00

0.00 343.09

0.00 0.00

0.00 0.00
1,021.82

0.00 678.73

0.00 0.00
705.76
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 52 Attachment "4"
72 Item5.

Summary

* Grouped by: General Ledger Grouping. * Groups Sorted by: General Ledger Grouping.

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 1,962,062.25

0.00 0.00

0.00 1,982,859.45
20,797.20

0.00 0.00
219.78

0.00 0.00

0.00 0.00
1,469.78

0.00 1,250.00

0.00 0.00
22,047.20
ST
City of Escondido
912828ZY9

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 1,958,946.45

0.00 0.00

0.00 1,977,954.38
19,007.94

0.00 0.00
1,148.10

0.00 0.00

0.00 0.00
524.86
1,250.00
626.76

0.00 0.00
19,634.70
ST
City of Escondido
912828ZY9

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 1,957,611.40

0.00 0.00

0.00 1,977,236.64
19,625.24

0.00 0.00
1,148.10

0.00 0.00

0.00 0.00
524.86
1,250.00
626.76

0.00 0.00
20,252.00
ST
City of Escondido
91282CBX8

UNITED STATES TREASURY
4,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 3,950,264.06

0.00 0.00

0.00 3,987,980.48
37,716.42

0.00 0.00
842.54

0.00 0.00

0.00 0.00
2,099.45

0.00 1,256.91

0.00 0.00
38,973.33
ST
City of Escondido
91282CCN9

UNITED STATES TREASURY
240,000.00
USD
US GOV
ST
DC
N
Y

0.00 239,891.98

0.00 0.00

0.00 239,938.19

46.21 0.00

0.00 124.73

0.00 0.00

49.72 150.00

75.00 0.00

0.00 121.21
ST
City of Escondido
91282CCU3

UNITED STATES TREASURY
900,000.00
USD
US GOV
ST
DC
N
Y

0.00 899,518.97

0.00 0.00

0.00 899,700.24
181.27

0.00 0.00
379.14

0.00 0.00

97.83 562.50
281.18

0.00 0.00
462.45
ST
City of Escondido
91282CDA6

UNITED STATES TREASURY
800,000.00
USD
US GOV
ST
DC
N
Y

0.00 799,893.93

0.00 0.00

0.00 799,929.38

35.45 0.00

0.00 505.49

0.00 0.00

5.46 1,000.00
499.97

0.00 0.00
535.42
ST
City of Escondido
91282CDD0

UNITED STATES TREASURY
2,350,000.00
USD
US GOV
ST
DC
N
Y

0.00 2,347,229.05

0.00 0.00

0.00 2,348,065.48
836.43

0.00 0.00
1,484.98

0.00 0.00

0.00 0.00
3,700.28

0.00 2,215.30

0.00 0.00
3,051.73
ST
City of Escondido
91282CDD0

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 1,931,727.21

0.00 0.00

0.00 1,952,088.01
20,360.80

0.00 0.00
1,263.81

0.00 0.00

0.00 0.00
3,149.17

0.00 1,885.36

0.00 0.00
22,246.16
ST
City of Escondido
923040GT0

VENTURA CNTY CALIF CMNTY COLLEGE
DIST

0.00 USD
MUNI
ST
CA
N
Y

0.00 350,000.00

0.00 0.00
-350,000.00

0.00 0.00

0.00 0.00
2,552.08

0.00 0.00
-663.54

0.00 0.00
3,062.50
1,173.96
-4,945.50
-4,945.50
-3,771.54
ST
City of Escondido
---
---
40,439,811.90
USD
---
ST
---
---
Y

0.00 48,281,802.49

0.00 4,592,660.43
-12,571,004.22

0.00 0.00
40,394,206.36
90,747.66

0.00 0.00
160,119.43

0.00 51,626.36
-44,368.86

0.00 108,507.51
218,084.61
159,215.19
-89,935.21
-89,935.21
160,027.64
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
---
City of Escondido
---
---
154,310,285.38
USD
---
---
---
---
Y

0.00 152,855,562.55
23,744,807.38
4,592,660.43
-23,224,446.16
-4,592,660.43

0.00 153,481,365.71
105,441.95

0.00 0.00
518,048.59
31,793.24
51,626.36
-44,368.86
-51,626.36
427,066.30
597,720.81
519,314.14
-89,935.21
-89,935.21
534,820.87
GAAP GL Income Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 53 Attachment "4"
73 Item5.
* Does not Lock Down.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD Buy 03/08/2023 03/10/2023 06/03/2027 86.275 431,375.00 0.00 -432,991.67 City of Escondido 025816BW8 AMERICAN EXPRESS CO 0.00 USD Coupon 02/03/2023 02/03/2023 08/03/2023 --- 0.00 0.00 14,800.00 City of Escondido 025816BW8 AMERICAN EXPRESS CO -800,000.00 USD Sell 03/08/2023 03/10/2023 08/03/2023 99.294 -794,352.00 0.00 797,394.22 City of Escondido 025816CQ0 AMERICAN EXPRESS CO 0.00 USD Coupon 03/04/2023 03/04/2023 03/04/2025 --- 0.00 0.00 3,937.50 City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 0.00 USD Coupon 03/09/2023 03/09/2023 09/09/2026 --- 0.00 0.00 6,500.00 City of Escondido 05565EBU8 BMW US CAPITAL LLC 0.00 USD Coupon 02/12/2023 02/12/2023 08/12/2024 --- 0.00 0.00 806.25 City of Escondido 05591RAD6 BMWLT 2021-1 A4 0.00 USD Coupon 01/25/2023 01/25/2023 07/25/2024 --- 0.00 0.00 49.33 City of Escondido 05591RAD6 BMWLT 2021-1 A4 0.00 USD Coupon 02/25/2023 02/25/2023 07/25/2024 --- 0.00 0.00 49.33 City of Escondido 05591RAD6 BMWLT 2021-1 A4 0.00 USD Coupon 03/25/2023 03/25/2023 07/25/2024 --- 0.00 0.00 49.33 City of Escondido 05602RAD3 BMWOT 2022-A A3 0.00 USD Coupon 01/25/2023 01/25/2023 08/25/2026 --- 0.00 0.00 1,016.50 City of Escondido 05602RAD3 BMWOT 2022-A A3 0.00 USD Coupon 02/25/2023 02/25/2023 08/25/2026 --- 0.00 0.00 1,016.50 City of Escondido 05602RAD3 BMWOT 2022-A A3 0.00 USD Coupon 03/25/2023 03/25/2023 08/25/2026 --- 0.00 0.00 1,016.50 City of Escondido 06051GFB0 BANK OF AMERICA CORP 0.00 USD Coupon 01/22/2023 01/22/2023 01/22/2024 --- 0.00 0.00 28,771.88 City of Escondido 06406RAG2 BANK OF NEW YORK MELLON
CORP
-600,000.00 USD Sell 03/08/2023 03/10/2023 04/28/2023 99.719 -598,314.00 0.00 606,014.00 City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2

0.00 USD Coupon 01/15/2023 01/15/2023 11/16/2026 --- 0.00 0.00 619.67 City of Escondido 14041NFY2 CAPITAL ONE MULTI TR A B S SER 2021 3 CL A 11/16/2

0.00 USD Coupon 02/15/2023 02/15/2023 11/16/2026 --- 0.00 0.00 619.67 City of Escondido 14041NFY2 COMET 2021-3 A 0.00 USD Coupon 03/15/2023 03/15/2023 11/16/2026 --- 0.00 0.00 619.67 City of Escondido 14314QAC8 CARMX 2021-2 A3 0.00 USD Coupon 01/15/2023 01/15/2023 02/17/2026 --- 0.00 0.00 125.22 City of Escondido 14314QAC8 CARMX 2021-2 A3 -16,223.47 USD Principal Paydown 01/15/2023 01/15/2023 02/17/2026 --- -16,223.47 0.00 16,223.47 City of Escondido 14314QAC8 CARMX 2021-2 A3 0.00 USD Coupon 02/15/2023 02/15/2023 02/17/2026 --- 0.00 0.00 118.19 City of Escondido 14314QAC8 CARMX 2021-2 A3 -15,172.91 USD Principal Paydown 02/15/2023 02/15/2023 02/17/2026 --- -15,172.91 0.00 15,172.91 City of Escondido 14314QAC8 CARMX 2021-2 A3 0.00 USD Coupon 03/15/2023 03/15/2023 02/17/2026 --- 0.00 0.00 111.62 City of Escondido 14314QAC8 CARMX 2021-2 A3 -14,605.33 USD Principal Paydown 03/15/2023 03/15/2023 02/17/2026 --- -14,605.33 0.00 14,605.33 City of Escondido 14315FAD9 CARMX 2020-3 A3 -8,452.53 USD Principal Paydown 01/15/2023 01/15/2023 03/17/2025 --- -8,452.53 0.00 8,452.53 City of Escondido 14315FAD9 CARMX 2020-3 A3 0.00 USD Coupon 01/15/2023 01/15/2023 03/17/2025 --- 0.00 0.00 41.11 City of Escondido 14315FAD9 CARMX 2020-3 A3 -8,282.71 USD Principal Paydown 02/15/2023 02/15/2023 03/17/2025 --- -8,282.71 0.00 8,282.71 City of Escondido 14315FAD9 CARMX 2020-3 A3 0.00 USD Coupon 02/15/2023 02/15/2023 03/17/2025 --- 0.00 0.00 36.74 City of Escondido 14315FAD9 CARMX 2020-3 A3 -7,925.19 USD Principal Paydown 03/15/2023 03/15/2023 03/17/2025 --- -7,925.19 0.00 7,925.19 City of Escondido 14315FAD9 CARMX 2020-3 A3 0.00 USD Coupon 03/15/2023 03/15/2023 03/17/2025 --- 0.00 0.00 32.46 City of Escondido 14316NAC3 CARMX 2021-1 A3 0.00 USD Coupon 01/15/2023 01/15/2023 12/15/2025 --- 0.00 0.00 25.23 City of Escondido 14316NAC3 CARMX 2021-1 A3 -5,108.91 USD Principal Paydown 01/15/2023 01/15/2023 12/15/2025 --- -5,108.91 0.00 5,108.91 City of Escondido 14316NAC3 CARMX 2021-1 A3 0.00 USD Coupon 02/15/2023 02/15/2023 12/15/2025 --- 0.00 0.00 23.78 City of Escondido 14316NAC3 CARMX 2021-1 A3 -4,940.00 USD Principal Paydown 02/15/2023 02/15/2023 12/15/2025 --- -4,940.00 0.00 4,940.00 City of Escondido 14316NAC3 CARMX 2021-1 A3 0.00 USD Coupon 03/15/2023 03/15/2023 12/15/2025 --- 0.00 0.00 22.38 City of Escondido 14316NAC3 CARMX 2021-1 A3 -4,733.02 USD Principal Paydown 03/15/2023 03/15/2023 12/15/2025 --- -4,733.02 0.00 4,733.02 City of Escondido 14317DAC4 CARMX 2021-3 A3 0.00 USD Coupon 01/15/2023 01/15/2023 06/15/2026 --- 0.00 0.00 279.58 City of Escondido 14317DAC4 CARMX 2021-3 A3 0.00 USD Coupon 02/15/2023 02/15/2023 06/15/2026 --- 0.00 0.00 279.58 City of Escondido 14317DAC4 CARMX 2021-3 A3 0.00 USD Coupon 03/15/2023 03/15/2023 06/15/2026 --- 0.00 0.00 279.58 City of Escondido 14317DAC4 CARMX 2021-3 A3 -7,843.78 USD Principal Paydown 03/15/2023 03/15/2023 06/15/2026 --- -7,843.78 0.00 7,843.78 City of Escondido 14912L5X5 CATERPILLAR FINANCIAL

SERVICES CORP
-790,000.00 USD Sell 03/08/2023 03/10/2023 11/24/2023 98.888 -781,215.20 0.00 789,938.12 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL

SERVICES CORP

0.00 USD Coupon 01/08/2023 01/08/2023 01/08/2027 --- 0.00 0.00 6,800.00 City of Escondido 166764BV1 CHEVRON CORP -200,000.00 USD Sell 03/08/2023 03/10/2023 05/11/2023 99.250 -198,500.00 0.00 199,254.33 City of Escondido 17327CAN3 CITIGROUP INC 0.00 USD Coupon 01/25/2023 01/25/2023 01/25/2026 --- 0.00 0.00 2,467.15 City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD Buy 03/08/2023 03/10/2023 06/01/2027 87.875 1,318,125.00 0.00 -1,324,106.25 City of Escondido 20772KEW5 CONNECTICUT ST 0.00 USD Coupon 03/15/2023 03/15/2023 09/15/2025 --- 0.00 0.00 11,790.45 City of Escondido 20772KJW0 CONNECTICUT ST 0.00 USD Coupon 01/01/2023 01/01/2023 07/01/2024 --- 0.00 0.00 1,498.50 City of Escondido 22552G3C2 Credit Suisse AG, New York Branch 0.00 USD Coupon 03/17/2023 03/17/2023 03/17/2023 --- 0.00 0.00 4,277.09 GAAP Transaction Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 54 Attachment "4"
74 Item5.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 22552G3C2 Credit Suisse AG, New York Branch -715,000.00 USD Maturity 03/17/2023 03/17/2023 03/17/2023 100.000 -715,000.00 0.00 715,000.00 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 0.00 USD Coupon 01/11/2023 01/11/2023 01/11/2027 --- 0.00 0.00 6,800.00 City of Escondido 254683CS2 DCENT 2022-2 A 0.00 USD Coupon 01/15/2023 01/15/2023 05/17/2027 --- 0.00 0.00 1,978.17 City of Escondido 254683CS2 DCENT 2022-2 A 0.00 USD Coupon 02/15/2023 02/15/2023 05/17/2027 --- 0.00 0.00 1,978.17 City of Escondido 254683CS2 DCENT 2022-2 A 0.00 USD Coupon 03/15/2023 03/15/2023 05/17/2027 --- 0.00 0.00 1,978.17 City of Escondido 254687FK7 WALT DISNEY CO 0.00 USD Coupon 02/28/2023 02/28/2023 08/30/2024 --- 0.00 0.00 7,393.75 City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 1,000,000.00 USD Buy 03/08/2023 03/09/2023 06/14/2024 99.850 998,500.00 0.00 -999,520.83 City of Escondido 3130AVDA7 FEDERAL HOME LOAN BANKS 1,400,000.00 USD Buy 03/08/2023 03/27/2023 03/27/2026 100.000 1,400,000.00 0.00 -1,400,000.00 City of Escondido 3130AVDD1 FEDERAL HOME LOAN BANKS 1,400,000.00 USD Buy 03/08/2023 03/27/2023 09/27/2024 100.000 1,400,000.00 0.00 -1,400,000.00 City of Escondido 3130AVE24 FEDERAL HOME LOAN BANKS 1,400,000.00 USD Buy 03/08/2023 03/28/2023 03/28/2024 100.000 1,400,000.00 0.00 -1,400,000.00 City of Escondido 3134GYMX7 FEDERAL HOME LOAN MORTGAGE
CORP
1,400,000.00 USD Buy 03/08/2023 03/29/2023 12/29/2025 100.000 1,400,000.00 0.00 -1,400,000.00 City of Escondido 3135G05G4 FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD Coupon 01/10/2023 01/10/2023 07/10/2023 --- 0.00 0.00 712.50 City of Escondido 3135G05G4 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
-570,000.00 USD Sell 03/08/2023 03/09/2023 07/10/2023 98.296 -560,287.20 0.00 560,520.74 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD Coupon 02/25/2023 02/25/2023 08/25/2025 --- 0.00 0.00 3,750.00 City of Escondido 3135G0U43 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
-1,500,000.00 USD Sell 03/08/2023 03/09/2023 09/12/2023 98.708 -1,480,620.00 0.00 1,501,823.13 City of Escondido 3136AJB54 FNA 2014-M04 A2 0.00 USD Coupon 01/01/2023 01/01/2023 03/25/2024 --- 0.00 0.00 820.08 City of Escondido 3136AJB54 FNA 2014-M04 A2 -4,633.00 USD Principal Paydown 01/01/2023 01/01/2023 03/25/2024 --- -4,633.00 0.00 4,633.00 City of Escondido 3136AJB54 FNA 2014-M04 A2 0.00 USD Coupon 02/01/2023 02/01/2023 03/25/2024 --- 0.00 0.00 807.16 City of Escondido 3136AJB54 FNA 2014-M04 A2 -6,150.77 USD Principal Paydown 02/01/2023 02/01/2023 03/25/2024 --- -6,150.77 0.00 6,150.77 City of Escondido 3136AJB54 FNA 2014-M04 A2 0.00 USD Coupon 03/01/2023 03/01/2023 03/25/2024 --- 0.00 0.00 790.01 City of Escondido 3136AJB54 FNA 2014-M04 A2 -16,890.98 USD Principal Paydown 03/01/2023 03/01/2023 03/25/2024 --- -16,890.98 0.00 16,890.98 City of Escondido 3137BGK24 FHMS K-043 A2 0.00 USD Coupon 01/01/2023 01/01/2023 12/25/2024 --- 0.00 0.00 1,696.86 City of Escondido 3137BGK24 FHMS K-043 A2 0.00 USD Coupon 02/01/2023 02/01/2023 12/25/2024 --- 0.00 0.00 1,696.86 City of Escondido 3137BGK24 FHMS K-043 A2 0.00 USD Coupon 03/01/2023 03/01/2023 12/25/2024 --- 0.00 0.00 1,696.86 City of Escondido 3137BTU25 FHMS K-724 A2 0.00 USD Coupon 01/01/2023 01/01/2023 11/25/2023 --- 0.00 0.00 945.50 City of Escondido 3137BTU25 FHMS K-724 A2 -497.25 USD Principal Paydown 01/01/2023 01/01/2023 11/25/2023 --- -497.25 0.00 497.25 City of Escondido 3137BTU25 FHMS K-724 A2 0.00 USD Coupon 02/01/2023 02/01/2023 11/25/2023 --- 0.00 0.00 944.23 City of Escondido 3137BTU25 FHMS K-724 A2 -498.89 USD Principal Paydown 02/01/2023 02/01/2023 11/25/2023 --- -498.89 0.00 498.89 City of Escondido 3137BTU25 FHMS K-724 A2 0.00 USD Coupon 03/01/2023 03/01/2023 11/25/2023 --- 0.00 0.00 942.95 City of Escondido 3137BTU25 FHMS K-724 A2 -26,181.02 USD Principal Paydown 03/01/2023 03/01/2023 11/25/2023 --- -26,181.02 0.00 26,181.02 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE
CORP

0.00 USD Coupon 02/12/2023 02/12/2023 02/12/2025 --- 0.00 0.00 5,925.00 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE
CORP

0.00 USD Coupon 02/24/2023 02/24/2023 08/24/2023 --- 0.00 0.00 343.75 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE
CORP

0.00 USD Coupon 03/23/2023 03/23/2023 09/23/2025 --- 0.00 0.00 2,156.25 City of Escondido 3137FBTA4 FHMS K-728 A2 0.00 USD Coupon 01/01/2023 01/01/2023 08/25/2024 --- 0.00 0.00 2,177.43 City of Escondido 3137FBTA4 FHMS K-728 A2 -1,178.67 USD Principal Paydown 01/01/2023 01/01/2023 08/25/2024 --- -1,178.67 0.00 1,178.67 City of Escondido 3137FBTA4 FHMS K-728 A2 0.00 USD Coupon 02/01/2023 02/01/2023 08/25/2024 --- 0.00 0.00 2,174.42 City of Escondido 3137FBTA4 FHMS K-728 A2 -1,182.73 USD Principal Paydown 02/01/2023 02/01/2023 08/25/2024 --- -1,182.73 0.00 1,182.73 City of Escondido 3137FBTA4 FHMS K-728 A2 0.00 USD Coupon 03/01/2023 03/01/2023 08/25/2024 --- 0.00 0.00 2,171.40 City of Escondido 3137FBTA4 FHMS K-728 A2 -1,434.45 USD Principal Paydown 03/01/2023 03/01/2023 08/25/2024 --- -1,434.45 0.00 1,434.45 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV

0.00 USD Coupon 01/01/2023 01/01/2023 07/01/2025 --- 0.00 0.00 4,434.45 City of Escondido 345286AC2 FORDO 2022-A A3 0.00 USD Coupon 01/15/2023 01/15/2023 06/15/2026 --- 0.00 0.00 274.13 City of Escondido 345286AC2 FORDO 2022-A A3 0.00 USD Coupon 02/15/2023 02/15/2023 06/15/2026 --- 0.00 0.00 274.13 City of Escondido 345286AC2 FORDO 2022-A A3 0.00 USD Coupon 03/15/2023 03/15/2023 06/15/2026 --- 0.00 0.00 274.13 City of Escondido 362590AC5 GMCAR 2020-3 A3 -11,797.83 USD Principal Paydown 01/16/2023 01/16/2023 04/16/2025 --- -11,797.83 0.00 11,797.83 City of Escondido 362590AC5 GMCAR 2020-3 A3 0.00 USD Coupon 01/16/2023 01/16/2023 04/16/2025 --- 0.00 0.00 52.16 City of Escondido 362590AC5 GMCAR 2020-3 A3 -11,370.76 USD Principal Paydown 02/16/2023 02/16/2023 04/16/2025 --- -11,370.76 0.00 11,370.76 GAAP Transaction Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 55 Attachment "4"
75 Item5.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 362590AC5 GMCAR 2020-3 A3 0.00 USD Coupon 02/16/2023 02/16/2023 04/16/2025 --- 0.00 0.00 47.74 City of Escondido 362590AC5 GMCAR 2020-3 A3 0.00 USD Coupon 03/16/2023 03/16/2023 04/16/2025 --- 0.00 0.00 43.47 City of Escondido 362590AC5 GMCAR 2020-3 A3 -11,314.94 USD Principal Paydown 03/16/2023 03/16/2023 04/16/2025 --- -11,314.94 0.00 11,314.94 City of Escondido 36262XAD6 GMALT 2021-3 A4 0.00 USD Coupon 01/20/2023 01/20/2023 07/21/2025 --- 0.00 0.00 93.75 City of Escondido 36262XAD6 GMALT 2021-3 A4 0.00 USD Coupon 02/20/2023 02/20/2023 07/21/2025 --- 0.00 0.00 93.75 City of Escondido 36262XAD6 GMALT 2021-3 A4 0.00 USD Coupon 03/20/2023 03/20/2023 07/21/2025 --- 0.00 0.00 93.75 City of Escondido 380146AC4 GMCAR 2022-1 A3 0.00 USD Coupon 01/16/2023 01/16/2023 11/16/2026 --- 0.00 0.00 299.25 City of Escondido 380146AC4 GMCAR 2022-1 A3 0.00 USD Coupon 02/16/2023 02/16/2023 11/16/2026 --- 0.00 0.00 299.25 City of Escondido 380146AC4 GMCAR 2022-1 A3 0.00 USD Coupon 03/16/2023 03/16/2023 11/16/2026 --- 0.00 0.00 299.25 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 0.00 USD Coupon 02/12/2023 02/12/2023 02/12/2026 --- 0.00 0.00 2,778.75 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC 0.00 USD Coupon 01/24/2023 01/24/2023 01/24/2025 --- 0.00 0.00 3,514.00 City of Escondido 43815EAC8 HAROT 2021-3 A3 0.00 USD Coupon 01/18/2023 01/18/2023 11/18/2025 --- 0.00 0.00 104.21 City of Escondido 43815EAC8 HAROT 2021-3 A3 0.00 USD Coupon 02/18/2023 02/18/2023 11/18/2025 --- 0.00 0.00 104.21 City of Escondido 43815EAC8 HAROT 2021-3 A3 0.00 USD Coupon 03/18/2023 03/18/2023 11/18/2025 --- 0.00 0.00 104.21 City of Escondido 43815GAC3 HAROT 2021-4 A3 0.00 USD Coupon 01/21/2023 01/21/2023 01/21/2026 --- 0.00 0.00 209.00 City of Escondido 43815GAC3 HAROT 2021-4 A3 0.00 USD Coupon 02/21/2023 02/21/2023 01/21/2026 --- 0.00 0.00 209.00 City of Escondido 43815GAC3 HAROT 2021-4 A3 0.00 USD Coupon 03/21/2023 03/21/2023 01/21/2026 --- 0.00 0.00 209.00 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 0.00 USD Coupon 03/01/2023 03/01/2023 03/01/2027 --- 0.00 0.00 3,850.00 City of Escondido 44891TAD8 HALST 2021-A A4 0.00 USD Coupon 01/15/2023 01/15/2023 12/16/2024 --- 0.00 0.00 49.00 City of Escondido 44891TAD8 HALST 2021-A A4 0.00 USD Coupon 02/15/2023 02/15/2023 12/16/2024 --- 0.00 0.00 49.00 City of Escondido 44891TAD8 HALST 2021-A A4 0.00 USD Coupon 03/15/2023 03/15/2023 12/16/2024 --- 0.00 0.00 49.00 City of Escondido 448977AD0 HART 2022-A A3 0.00 USD Coupon 01/15/2023 01/15/2023 10/15/2026 --- 0.00 0.00 1,332.00 City of Escondido 448977AD0 HART 2022-A A3 0.00 USD Coupon 02/15/2023 02/15/2023 10/15/2026 --- 0.00 0.00 1,332.00 City of Escondido 448977AD0 HART 2022-A A3 0.00 USD Coupon 03/15/2023 03/15/2023 10/15/2026 --- 0.00 0.00 1,332.00 City of Escondido 44933LAC7 HART 2021-A A3 0.00 USD Coupon 01/15/2023 01/15/2023 09/15/2025 --- 0.00 0.00 65.10 City of Escondido 44933LAC7 HART 2021-A A3 -12,758.75 USD Principal Paydown 01/15/2023 01/15/2023 09/15/2025 --- -12,758.75 0.00 12,758.75 City of Escondido 44933LAC7 HART 2021-A A3 0.00 USD Coupon 02/15/2023 02/15/2023 09/15/2025 --- 0.00 0.00 61.06 City of Escondido 44933LAC7 HART 2021-A A3 -12,904.98 USD Principal Paydown 02/15/2023 02/15/2023 09/15/2025 --- -12,904.98 0.00 12,904.98 City of Escondido 44933LAC7 HART 2021-A A3 -12,326.68 USD Principal Paydown 03/15/2023 03/15/2023 09/15/2025 --- -12,326.68 0.00 12,326.68 City of Escondido 44933LAC7 HART 2021-A A3 0.00 USD Coupon 03/15/2023 03/15/2023 09/15/2025 --- 0.00 0.00 56.97 City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT
BANK

0.00 USD Coupon 03/14/2023 03/14/2023 03/14/2025 --- 0.00 0.00 7,306.25 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT
BANK

0.00 USD Coupon 03/23/2023 03/23/2023 09/23/2024 --- 0.00 0.00 3,825.00 City of Escondido 459200KM2 INTERNATIONAL BUSINESS

MACHINES CORP

0.00 USD Coupon 02/09/2023 02/09/2023 02/09/2027 --- 0.00 0.00 11,000.00 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 0.00 USD Coupon 03/13/2023 03/13/2023 03/13/2026 --- 0.00 0.00 7,518.75 City of Escondido 50117TAC5 KCOT 2021-1 A3 0.00 USD Coupon 01/15/2023 01/15/2023 08/15/2025 --- 0.00 0.00 80.08 City of Escondido 50117TAC5 KCOT 2021-1 A3 0.00 USD Coupon 02/15/2023 02/15/2023 08/15/2025 --- 0.00 0.00 80.08 City of Escondido 50117TAC5 KCOT 2021-1 A3 0.00 USD Coupon 03/15/2023 03/15/2023 08/15/2025 --- 0.00 0.00 80.08 City of Escondido 50117XAE2 KCOT 212 A3 0.00 USD Coupon 01/15/2023 01/15/2023 11/17/2025 --- 0.00 0.00 172.67 City of Escondido 50117XAE2 KCOT 212 A3 0.00 USD Coupon 02/15/2023 02/15/2023 11/17/2025 --- 0.00 0.00 172.67 City of Escondido 50117XAE2 KCOT 212 A3 0.00 USD Coupon 03/15/2023 03/15/2023 11/17/2025 --- 0.00 0.00 172.67 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2023 --- 0.00 0.00 3,050.25 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2025 --- 0.00 0.00 1,584.65 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH
DIST

0.00 USD Coupon 01/01/2023 01/01/2023 07/01/2026 --- 0.00 0.00 2,255.25 City of Escondido 574193TQ1 MARYLAND ST 0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2024 --- 0.00 0.00 956.25 City of Escondido 58769EAC2 MBALT 2020-B A3 0.00 USD Coupon 01/15/2023 01/15/2023 11/15/2023 --- 0.00 0.00 5.38 City of Escondido 58769EAC2 MBALT 2020-B A3 -11,824.14 USD Principal Paydown 01/15/2023 01/15/2023 11/15/2023 --- -11,824.14 0.00 11,824.14 City of Escondido 58769EAC2 MBALT 2020-B A3 0.00 USD Coupon 02/15/2023 02/15/2023 11/15/2023 --- 0.00 0.00 1.44 City of Escondido 58769EAC2 MBALT 2020-B A3 -4,317.67 USD Principal Paydown 02/15/2023 02/15/2023 11/15/2023 --- -4,317.67 0.00 4,317.67 GAAP Transaction Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 56 Attachment "4"
76 Item5.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 60412AVJ9 MINNESOTA ST 0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2025 --- 0.00 0.00 866.25 City of Escondido 61747YEM3 MORGAN STANLEY 0.00 USD Coupon 02/18/2023 02/18/2023 02/18/2026 --- 0.00 0.00 4,076.50 City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP
REV

0.00 USD Coupon 03/15/2023 03/15/2023 03/15/2025 --- 0.00 0.00 4,110.75 City of Escondido 65480EAD3 NALT 2020-B A3 -1,870.64 USD Principal Paydown 01/15/2023 01/15/2023 10/16/2023 --- -1,870.64 0.00 1,870.64 City of Escondido 65480EAD3 NALT 2020-B A3 0.00 USD Coupon 01/15/2023 01/15/2023 10/16/2023 --- 0.00 0.00 0.67 City of Escondido 69371RQ82 PACCAR FINANCIAL CORP -360,000.00 USD Sell 03/08/2023 03/10/2023 06/08/2023 98.810 -355,716.00 0.00 356,452.00 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST

0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2024 --- 0.00 0.00 1,746.80 City of Escondido 771196BT8 ROCHE HOLDINGS INC 0.00 USD Coupon 03/10/2023 03/10/2023 03/10/2025 --- 0.00 0.00 13,804.70 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2024 --- 0.00 0.00 2,506.35 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2024 --- 0.00 0.00 1,456.65 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI

SCH DIST

0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2025 --- 0.00 0.00 1,498.50 City of Escondido 808513AY1 CHARLES SCHWAB CORP 0.00 USD Coupon 02/01/2023 02/01/2023 02/01/2024 --- 0.00 0.00 14,466.25 City of Escondido 874857KJ3 TAMALPAIS CALIF UN HIGH SCH DIST

0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2023 --- 0.00 0.00 6,060.83 City of Escondido 874857KJ3 TAMALPAIS CALIF UN HIGH SCH DIST
-615,000.00 USD Sell 03/08/2023 03/10/2023 08/01/2023 98.670 -606,820.50 0.00 608,133.68 City of Escondido 87612EBM7 TARGET CORP 0.00 USD Coupon 01/15/2023 01/15/2023 01/15/2027 --- 0.00 0.00 8,092.50 City of Escondido 89237VAB5 TAOT 2020-C A3 -12,610.19 USD Principal Paydown 01/15/2023 01/15/2023 10/15/2024 --- -12,610.19 0.00 12,610.19 City of Escondido 89237VAB5 TAOT 2020-C A3 0.00 USD Coupon 01/15/2023 01/15/2023 10/15/2024 --- 0.00 0.00 39.25 City of Escondido 89237VAB5 TAOT 2020-C A3 -12,830.53 USD Principal Paydown 02/15/2023 02/15/2023 10/15/2024 --- -12,830.54 0.00 12,830.54 City of Escondido 89237VAB5 TAOT 2020-C A3 0.00 USD Coupon 02/15/2023 02/15/2023 10/15/2024 --- 0.00 0.00 34.63 City of Escondido 89237VAB5 TAOT 2020-C A3 -11,812.09 USD Principal Paydown 03/15/2023 03/15/2023 10/15/2024 --- -11,812.09 0.00 11,812.09 City of Escondido 89237VAB5 TAOT 2020-C A3 0.00 USD Coupon 03/15/2023 03/15/2023 10/15/2024 --- 0.00 0.00 29.92 City of Escondido 89238EAC0 TLOT 2021-A A3 -24,769.05 USD Principal Paydown 01/20/2023 01/20/2023 04/22/2024 --- -24,769.05 0.00 24,769.05 City of Escondido 89238EAC0 TLOT 2021-A A3 0.00 USD Coupon 01/20/2023 01/20/2023 04/22/2024 --- 0.00 0.00 60.54 City of Escondido 89238EAC0 TLOT 2021-A A3 -24,879.52 USD Principal Paydown 02/20/2023 02/20/2023 04/22/2024 --- -24,879.52 0.00 24,879.52 City of Escondido 89238EAC0 TLOT 2021-A A3 0.00 USD Coupon 02/20/2023 02/20/2023 04/22/2024 --- 0.00 0.00 52.49 City of Escondido 89238EAC0 TLOT 2021-A A3 -25,140.33 USD Principal Paydown 03/20/2023 03/20/2023 04/22/2024 --- -25,140.33 0.00 25,140.33 City of Escondido 89238EAC0 TLOT 2021-A A3 0.00 USD Coupon 03/20/2023 03/20/2023 04/22/2024 --- 0.00 0.00 44.40 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 0.00 USD Coupon 02/12/2023 02/12/2023 08/12/2024 --- 0.00 0.00 500.80 City of Escondido 91159HHX1 US BANCORP 0.00 USD Coupon 01/30/2023 01/30/2023 07/30/2024 --- 0.00 0.00 10,140.00 City of Escondido 912796T33 UNITED STATES TREASURY -4,000,000.00 USD Maturity 02/23/2023 02/23/2023 02/23/2023 100.000 -4,000,000.00 0.00 4,000,000.00 City of Escondido 9128282A7 UNITED STATES TREASURY 0.00 USD Coupon 02/15/2023 02/15/2023 08/15/2026 --- 0.00 0.00 14,250.00 City of Escondido 9128282Y5 UNITED STATES TREASURY 0.00 USD Coupon 03/31/2023 03/31/2023 09/30/2024 --- 0.00 0.00 8,446.88 City of Escondido 9128283U2 UNITED STATES TREASURY 0.00 USD Coupon 01/31/2023 01/31/2023 01/31/2023 --- 0.00 0.00 23,750.00 City of Escondido 9128283U2 UNITED STATES TREASURY -2,000,000.00 USD Maturity 01/31/2023 01/31/2023 01/31/2023 100.000 -2,000,000.00 0.00 2,000,000.00 City of Escondido 9128283V0 UNITED STATES TREASURY 0.00 USD Coupon 01/31/2023 01/31/2023 01/31/2025 --- 0.00 0.00 3,500.00 City of Escondido 9128285D8 UNITED STATES TREASURY 0.00 USD Coupon 03/31/2023 03/31/2023 09/30/2023 --- 0.00 0.00 71,875.00 City of Escondido 912828D56 UNITED STATES TREASURY 0.00 USD Coupon 02/15/2023 02/15/2023 08/15/2024 --- 0.00 0.00 6,828.13 City of Escondido 912828S35 UNITED STATES TREASURY 0.00 USD Coupon 12/31/2022 12/31/2022 06/30/2023 --- 0.00 0.00 5,328.13 City of Escondido 912828V80 UNITED STATES TREASURY 0.00 USD Coupon 01/31/2023 01/31/2023 01/31/2024 --- 0.00 0.00 6,750.00 City of Escondido 912828V98 UNITED STATES TREASURY 0.00 USD Coupon 02/15/2023 02/15/2023 02/15/2027 --- 0.00 0.00 13,050.00 City of Escondido 912828VS6 UNITED STATES TREASURY 0.00 USD Coupon 02/15/2023 02/15/2023 08/15/2023 --- 0.00 0.00 25,000.00 City of Escondido 912828W48 UNITED STATES TREASURY 0.00 USD Coupon 02/28/2023 02/28/2023 02/29/2024 --- 0.00 0.00 1,009.38 City of Escondido 912828W71 UNITED STATES TREASURY 0.00 USD Coupon 03/31/2023 03/31/2023 03/31/2024 --- 0.00 0.00 43,243.75 City of Escondido 912828XX3 UNITED STATES TREASURY 0.00 USD Coupon 12/31/2022 12/31/2022 06/30/2024 --- 0.00 0.00 12,250.00 City of Escondido 912828Y61 UNITED STATES TREASURY 0.00 USD Coupon 01/31/2023 01/31/2023 07/31/2023 --- 0.00 0.00 1,993.75 City of Escondido 912828Y87 UNITED STATES TREASURY 0.00 USD Coupon 01/31/2023 01/31/2023 07/31/2024 --- 0.00 0.00 6,475.00 City of Escondido 912828ZY9 UNITED STATES TREASURY 0.00 USD Coupon 01/15/2023 01/15/2023 07/15/2023 --- 0.00 0.00 2,500.00 City of Escondido 91282CAB7 UNITED STATES TREASURY 0.00 USD Coupon 01/31/2023 01/31/2023 07/31/2025 --- 0.00 0.00 2,975.00 GAAP Transaction Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 57 Attachment "4"
77 Item5.

* Showing transactions with Entry Date within selected date range. * Weighted by: Absolute Value of Principal. * MMF transactions are collapsed. * The Transaction Detail/Trading Activity reports provide our most up-to-date transactional details. As such, these reports are subject to change even after the other reports on the website have been locked down. While these reports can be useful tools in understanding recent activity, due to their dynamic nature we do not recommend using them for booking journal entries or reconciliation.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 91282CAM3 UNITED STATES TREASURY 0.00 USD Coupon 03/31/2023 03/31/2023 09/30/2025 --- 0.00 0.00 775.00 City of Escondido 91282CBC4 UNITED STATES TREASURY 0.00 USD Coupon 12/31/2022 12/31/2022 12/31/2025 --- 0.00 0.00 2,250.00 City of Escondido 91282CBH3 UNITED STATES TREASURY 0.00 USD Coupon 01/31/2023 01/31/2023 01/31/2026 --- 0.00 0.00 9,984.38 City of Escondido 91282CBQ3 UNITED STATES TREASURY 0.00 USD Coupon 02/28/2023 02/28/2023 02/28/2026 --- 0.00 0.00 8,500.00 City of Escondido 91282CBT7 UNITED STATES TREASURY 0.00 USD Coupon 03/31/2023 03/31/2023 03/31/2026 --- 0.00 0.00 7,500.00 City of Escondido 91282CCJ8 UNITED STATES TREASURY 0.00 USD Coupon 12/31/2022 12/31/2022 06/30/2026 --- 0.00 0.00 10,543.75 City of Escondido 91282CCN9 UNITED STATES TREASURY 0.00 USD Coupon 01/31/2023 01/31/2023 07/31/2023 --- 0.00 0.00 150.00 City of Escondido 91282CCU3 UNITED STATES TREASURY 0.00 USD Coupon 02/28/2023 02/28/2023 08/31/2023 --- 0.00 0.00 562.50 City of Escondido 91282CDA6 UNITED STATES TREASURY 0.00 USD Coupon 03/31/2023 03/31/2023 09/30/2023 --- 0.00 0.00 1,000.00 City of Escondido 91282CDZ1 UNITED STATES TREASURY 0.00 USD Coupon 02/15/2023 02/15/2023 02/15/2025 --- 0.00 0.00 8,812.50 City of Escondido 91282CEN7 UNITED STATES TREASURY 2,000,000.00 USD Buy 03/08/2023 03/09/2023 04/30/2027 93.656 1,873,125.00 0.00 -1,892,724.45 City of Escondido 91282CFB2 UNITED STATES TREASURY 1,000,000.00 USD Buy 03/08/2023 03/09/2023 07/31/2027 93.719 937,187.50 0.00 -939,998.27 City of Escondido 91282CFH9 UNITED STATES TREASURY 1,000,000.00 USD Buy 03/08/2023 03/09/2023 08/31/2027 94.984 949,843.75 0.00 -950,608.02 City of Escondido 923040GT0 VENTURA CNTY CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2023 --- 0.00 0.00 3,062.50 City of Escondido 923040GT0 VENTURA CNTY CALIF CMNTY

COLLEGE DIST
-350,000.00 USD Sell 03/08/2023 03/10/2023 08/01/2023 98.587 -345,054.50 0.00 345,718.04 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY

COLLEGE DIST

0.00 USD Coupon 02/01/2023 02/01/2023 08/01/2024 --- 0.00 0.00 4,410.00 City of Escondido 977123X60 WISCONSIN ST TRANSN REV 0.00 USD Coupon 01/01/2023 01/01/2023 07/01/2024 --- 0.00 0.00 1,996.80 City of Escondido 98163KAC6 WOART 2021-D A3 0.00 USD Coupon 01/15/2023 01/15/2023 10/15/2026 --- 0.00 0.00 236.25 City of Escondido 98163KAC6 WOART 2021-D A3 0.00 USD Coupon 02/15/2023 02/15/2023 10/15/2026 --- 0.00 0.00 236.25 City of Escondido 98163KAC6 WOART 2021-D A3 0.00 USD Coupon 03/15/2023 03/15/2023 10/15/2026 --- 0.00 0.00 236.25 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
11,636,651.13 USD Buy --- --- 03/31/2023 1.000 11,636,651.13 0.00 -11,636,651.13 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
-10,344,167.83 USD Sell --- --- 03/31/2023 1.000 -10,344,167.83 0.00 10,344,167.83 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102

0.00 USD Money Market Funds 01/04/2023 01/04/2023 03/31/2023 --- 0.00 0.00 2,882.06 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102

0.00 USD Money Market Funds 02/02/2023 02/02/2023 03/31/2023 --- 0.00 0.00 4,029.72 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102

0.00 USD Money Market Funds 03/02/2023 03/02/2023 03/31/2023 --- 0.00 0.00 13,529.55 City of Escondido --- --- 1,038,019.62 USD --- --- --- 01/20/2024 --- 610,296.43 0.00 0.00 GAAP Transaction Detail City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 58 Attachment "4"
78 Item5.

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Audit City of Escondido (299155)
12/31/2022 - 03/31/2023 Return to Table of Contents Dated: 04/27/2023 59 Attachment "4"
79 Item5.

STAFF REPORT

May 17, 2023
File Number 0490-55

SUBJECT
THE CITY OF ESCONDIDO’S INVESTMENT POLICY

DEPARTMENT
City Treasurer

RECOMMENDATION
Request that the City Council adopt Resolution No. 2023-51, approving the City of Escondido’s May 2023 Investment Policy.

Staff Recommendation: Approval (City Treasurer: Douglas Shultz, City Treasurer) Presenter: Douglas Shultz, City Treasurer

PREVIOUS ACTION
The last adoption of the Investment Policy was on May 11, 2022, with Resolution No. 2022-54.

BACKGROUND
In compliance with California Government Code Section 53646, the City Treasurer may annually present the City’s Investment Policy to the legislative body at a public meeting to reaffirm or make any changes to the existing policy. The Investment Policy provides the City with guidelines for the investment of City funds. The Policy’s guidelines set forth the investment selection criteria of safety, liquidity, and yield.

The City of Escondido’s May 2022 Investment Policy has been deemed current and up -to-date per the California Debt and Investment Advisory Commission (“CDIAC”) Local Agency Investment Guidelines. The May 2022 Investment Policy was also submitted to the California Municipal Treasurer’s Association who certified that the City of Escondido’s Investment Policy complies with the current State statutes governing the investment practices of local government entities with the State of California.

There are no changes from the City of Escondido’s May 202 2 Investment Policy to the May 202 3 Investment Policy. The Escondido Municipal Code vests authority for and control of investments to the City Treasurer. Responsibility for t he investment program is delegated by the City Council to the City Treasurer, during the annual Investment Policy Update. The City Council may renew the delegation of authority each year. Attached as Exhibit “A” to Resolution No. 2023-51 is the May 2023 Investment Policy for the City Council review and approval.
80 Item6.

RESOLUTIONS
a. Resolution No. 2023-51
b. Resolution No. 2023-51 Exhibit “A”

81 Item6.

RESOLUTION NO. 2023-51

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, ADOPTING THE CITY OF
ESCONDIDO'S INVESTMENT POLICY DATED MAY 2023

WHEREAS, the City Council has previously adopted annual Investment Policies pursuant to the requirements of the California Government Code; and
WHEREAS, the City of Escondido’s May 2023 Investment Policy is in accordance with Government Code Section 53601 and meets Association of Public Treasurers of the United States & Canada (“APT US & C”) Investment Policy Certification standards; and
WHEREAS, the City Council desires at this time, and deems it to be in the best public interest, to adopt the City of Escondido's May 2023 Investment Policy, a copy of which is attached as Exhibit “1” and is incorporated by this reference;
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California as follows:

1. That the above recitations are true.

2. That the City Council hereby adopts the City of Escondido's May 202 3 Investment Policy which is attached to this Resolution as Exhibit “A” and incorporated by this reference. 82 Item6.

City of Escondido

INVESTMENT POLICY
May 2023
Resolution No. 2023-51
Exhibit "A"

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83 Item6.

TABLE OF CONTENTS
Page
I. Policy Statement ............................................................................................ 1 II. Scope ........................................................................................................... 1 III. Prudence ......................................................................................... 1-2 IV. Investment Objectives ................................................................................. 2-3 V. Executive Investment Committee .................................................................... 3 VI. Required Reporting ........................................................................................ 3 VII. Authorized Financial Institutions and Broker/Dealers ...................................... 4-5 VIII. Safekeeping and Custody .............................................................................. 5 IX. Accountability and Authority ........................................................................... 5 X. Ethics and Conflicts of Interest ........................................................................ 5 XI. Internal Control ............................................................................................. 6 XII. Authorized and Suitable Investments .......................................................... 6-12 XIII. Maturity Goals ......................................................................................... 12-13 XIV. Policy Review ............................................................................................... 13 XV. Investment Procedures .................................................................................. 13 XVI. Investment Strategy and Performance Standards ............................................ 13 XVII. Investment Pools/Mutual Funds ..................................................................... 14 Appendix – Investment Procedure Manual .................................................. 15-19 Glossary of Terms .................................................................................... 20-25

Resolution No. 2023-51
Exhibit "A"

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3 CITY OF ESCONDIDO

INVESTMENT POLICY
I. Policy Statement
This policy establishes the limits within which the City's investme nt program shall be conducted. Investment goa ls and objectives are defined. Qualified investment instrumentalities and reporting requirements are identified. Authority, accountability, audit control and procedures governing the investment program are delineated.

The investment policies and practices of the City of Escondido are based upon state law, city ordinance, and prudent money management.

II. Scope
This policy applies to the investment of all funds under the control of the City Treasurer.

These funds are accounted for in the City of Escondido’s Comprehensive Annual Financial Report and include:
• General Fund
• Special Revenue Funds
• Debt Service Funds
• Capital Project Funds
• Enterprise Funds
• Internal Service Funds
• Trust Funds

This policy does not apply to the Employees Deferred Compensation Fund and PERS funds, which are administered separately. Also, this investment policy does not apply stocks, bonds, or other securities donated to the Escondido Public Library until such time as the Library Board of Trustees determines to dispose of such securities

Bond proceeds shall be invested in the securities permitted by the applicable bond documents. If the bond documents are silent as to the permitted investments, the bond proceeds will be invested in the securities permitted by this Policy.

Notwithstanding the other provisions of this Policy, the percentage limitations listed in elsewhere in this Policy do not apply to bond proceeds.

III. Prudence

Resolution No. 2023-51
Exhibit "A"

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85 Item6.

4 Pursuant to California Government Code Section 53600.3, as amended, the City Council and all persons authorized to make investment decisions on behalf of the City are trustees of the public funds and therefore fiduciaries subject to the following prudent investor standard.

When investing, reinvesting, purchasing, acquiring, exchanging, selling, or managing public funds, a trustee shall act with care, skill prudence and diligence under the circumstances then prevailing, including, but not limited to, the general economi c conditions and the anticipated needs of the agency, that a prudent person acting in a like capacity and familiarity with those matters would use in the conduct of funds of a like character and with like aims, to safeguard the principal and maintain the liquidity needs of the agency. Within the limitations of this section and considering individual investments as part of an overall strategy, investments may be acquired as authorized by law.

The City Treasurer and other individuals who are assigned to manage the investment portfolio, when they are acting in accordance with the City’s investment policy, with written procedures and in reasonable reliance on existing California statutes and when they have properly exercised due diligence, will be relieved of personal responsibility for an individual security’s credit risk or market price changes, provided deviations from expectations are reported in a timely fashion and appropriate action is taken to control adverse developments.

IV. Investment Objectives
A. The criteria for selecting investments by order of priority shall be:

1. Safety. Safety of principal is the City of Escondido’s foremost objective.

Investments shall seek to ensure that capital losses resulting from institution default, broker-dealer default, or the erosion of market value are avoided. The City of Escondido shall seek to preserve principal by mitigating th e two types of risk: credit risk and market risk.
a. Credit risk, defined as the risk of loss due to failure of the issuer of a security, shall be mitigated by investing in only the highest quality securities (see authorized investments) and by diversifying the investment portfolio so that the failure of any one issuer would not unduly harm the City’s cash flow. b. Market risk, defined a s the risk of market value fluctuations due to overall changes in the general level of interest rates, shall be mitigated by structuring the portfolio to eliminate the need to sell securities prior to maturity; and by prohibiting the taking of short positions, that is, selling securities that the City does not own. It is explicitly recognized, however, that in a diversified portfolio, occasional measured losses may occur, and must be considered within the context of overall investment return.

Resolution No. 2023-51
Exhibit "A"

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86 Item6.

5 2. Liquidity. The portfolio will be structured with sufficient liquidity to allow the City to meet expected cash requirements. The investment portfolio shall remain sufficiently liquid to ensure that projected expenditure requirements of the next six months can be me t with a combination of anticipated revenues, maturing securities, and highly liquid investments and shall maintain a minimum level of short-term investments (one year or less) equivalent to 25% of the General Fund operating budget. The duration is also mentioned in the “Maturity” section.

3. Yield. In a manner consistent with the objectives of safety of principal and liquidity uppermost, a yield higher than the market rate of return shall be sought. The core of investments is limited to relatively low risk securities in anticipation of earning a fair return relative to the risk being assumed. Securities shall generally be held until maturity with the following exceptions:
• A security with declining credit may be sold early to minimize loss of principal. • A security swap would improve the quality, yield, or target duration in the portfolio.
• Liquidity needs of the portfolio require that the security be sold.

B. It shall be the policy of the City that all idle funds shall be invested consistent with providing adequate cash to meet the City's obligation.

V. Executive Investment Committee
The Executive Investment Committee will act in an advisory and oversight cap acity to review and discuss investment portfolio management and investment policy compliance.

The City Manager, the City Treasurer, and the Finance Director will serve as permanent members of the Executive Investment Committee. Other members, as deemed necessary or desirable, may be appointed to the committee by the City Treasurer or the City Manager. The Treasury and Finance Department personnel shall serve as staff to the committee.

VI. Required Reporting
The City Treasurer or his designees shall report to the City Manager and City Council the following reports:

A. A monthly list of list of transactions.

B. Quarterly investment report (as per Government Code Section 53646) will include the type of investment, issuer, date of maturity, par, and dollar amount invest ed and market value for each security held by the City. The report shall state compliance of the portfolio to the statement of investment policy, or manner in which the portfolio is not in compliance. The report shall state the source of the market value valuation and include a statement denoting the ability to meet the City's expected expenditure

Resolution No. 2023-51
Exhibit "A"

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87 Item6.

6 requirements for the next six months. The quarterly report shall be submitted within 30 days of the end of the quarter.

C. An annual report setting forth a statement of investment policy.

VII. Authorized Financial Institutions and Broker/Dealers A. The following requirements only apply to purchases made directly by the City and not purchased directly from the issuer
B. General criteria for the selection of financial institutions and broker/dealers shall be developed by the City Treasurer and reviewed by the City Investment Committee.

C. Selection of financial institutions and broker/dealers shall be performed by authorized City staff under direction of the E xecutive Investment Committee. The City has an established formal procedure process in place for the selection of financial institutions and broker/dealers. As determined necessary by the Executive Investment Committee, the City will distribute a broker/dealer questionnaire to interested and known financial institutions and broker/dealers. The City Treasurer will maintain a list of qualified broker/dealers authorized to provide investment services to the City of Escondido. The list may include primary or regional dealers that are credit worthy and qualify under the uniform net capital rule of the Securities & Exchange Commission Rule 15C3-1.

All financial institutions and broker/dealers who desire to provide investment services must participate in the C ity’s formal broker /dealer questionnaire process. To be considered, the financial institution or broker/dealers must supply the following as appropriate:
• Completed broker/dealer questionnaire
• Proof of Financial Industry Regulatory Authority (FINRA) registration • License to conduct business in the state of California • Audited financial statements demonstrating compliance with state and federal capital adequacy guidelines
• Certification of having read and understood and agreeing to comply with the City of Escondido’s investment policy
• Evidence of adequate insurance coverage
Qualified broker/dealers selected to do business with the City shall submit annually a current audited financial statement.

After the annual adoption of the City’s Investment Policy by the City Council, a copy shall be sent to all broker/dealers approved to do business with the City. Confirmation of receipt of this policy shall be considered evidence that the dealer understands the City’s investment policies and intends to sell the City onl y appropriate investments authorized by this investment policy.

Resolution No. 2023-51
Exhibit "A"

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7 D. General criteria for the selection of banks and savings and loans into which the City shall invest its funds shall be developed by the City Treasurer and reviewed by the Executive Investment Committee subject to the limitations set forth in this policy.

E. Selection of specific institutions in which City funds may be invested shall be performed by authorized City staff under the direction of the Executive Investment Committee.

F. Institutions in which City funds may be invested shall be classified by the City Treasurer and reviewed by the Executive Investment Committee. The classification shall determine the maximum dollar amount allowable for investment in the specified institution.

G. If the City has contracted with an investment advisor to provide investment services, the investment advisor may use their own list of approved issuers, brokers/dealers and financial institutions with which to conduct transactions on the City’s behalf.

VIII. Safekeeping and Custody
To protect against potential losses by the collapse of individual securities dealers, all deliverable securities owned by the City shall be held in safekeeping by a third party bank trust department acting as agent for the City under the terms of a custody agreement executed by the bank and the City. All deliverable securities will be received and delivered using standard delivery versus payment (DVP) procedures.

IX. Accountability and Authority
A. The Escondido Municipal C ode vests authority for and control of investments to the City Treasurer. Responsibility for the investment program is hereby delegated by the City Council to the C ity Treasurer, for a period of one -year, who shall thereafter assume full responsibility for the investment program until the delegation of authority is revoked. Subject to review, the City Council may renew the delegation of authority each year.

B. The City Treasurer may delegate the authority to conduct investment transactions to qualified and competent officials and employees of the City. Daily management responsibility of the investment program may be delegated to Treasury staff and/or the Finance Director who shall establish procedures for operation consistent with the investment policy.

C. The City Treasurer may utilize the services of an external investment advisor to assist with the investment program. The advisor shall act in a manner consistent with this Investment Policy and any written directions provided by the City Treasurer or other delegated officials per subsection B above . Furthermore, the advisor may not take possession of the City’s cash or securities. Such investment advisors must be registered under the Investment Advisers Act of 1940.

Resolution No. 2023-51
Exhibit "A"

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89 Item6.

8 X. Ethics and Conflicts of Interest
Officers and employees involved in the investment process shall refrain from personal business activity that conflicts with proper execution of the investment program or impairs their ability to make impartial investment decisions. Additionally, the City Treasurer and the Finance Director are required to annually file a Statement of Economic Interest as mandated by Government Code Section 91013.

XI. Internal Control
The City Treasurer or his designee shall establish procedures for controlling daily investment transactions and monthly reconciliation of accounts. Separation of functions between the City Treasurer’s Office and the Finance Department is designed to provide an in ternal review to prevent the potential for converting asse ts or concealing transactions. The investment portfolio and all related transactions are balanced to appropriate general ledger accounts by the Finance Department on a monthly basis. Such procedures and controls shall be subject to review and comments by the City’s independent auditor.

XII. Authorized and Suitable Investments
A. Qualifying Investment Instruments Policy:

1. The following instruments are generally approved as qualifying investment instruments for City funds:
a. U.S. Treasury Obligations
b. U.S. Agency Securities
c. Municipal Securities
d. Supranationals
e. Negotiable Certificates of Deposit
f. Banker's Acceptances
g. Commercial Paper
h. Repurchase Agreements
i. Local Agency Investment Fund (LAIF) of the State of California j. Local Government Investment Pools
k. Bank Deposits
l. Placement Service Deposits
m. Medium-Term Notes
n. Asset-Backed Securities
o. Money Market Funds

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Resolution No. 2023-51
Exhibit "A"

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90 Item6.

9 2. Within the qualified investment instrument listing, the Executive Investment Committee may further define, qualify, and restrict use of City investment monies.

3. Trading is prohibited when cash or liquid securities are not available to pay for the securities being purchased. The taking of short positions, that is, selling securities which the City does not own, is also prohibited.

4. Investments which exceed 5 years in maturity require that authority be granted by City Council before purchase. Writ ten authority of the Ci ty Council must be granted specifically or as part of an investment program no less than three months prior to the date of purchase (California Government Code Section 53601).

5. Callable agency securities (i.e. securities redeemable in part or in full by the issuer prior to the maturity date) shall not exceed 30% of the value of the portfolio.

Callable agency securities which have passed their final call date and are no longer callable will not be included when calculating the 30% limit.

6. The City may invest in floating-rate securities whose coupon resets are based upon a single fixed income index which would representative of an eligible investment (e.g. LIBOR, T-bill, prime, 2-year CMT), provided that the security is not leveraged (e.g. 2 times an index) or has a coupon that resets inversely to the underlying index.

B. Diversification by Type of Investment:

The City is governed by California Government Code, Sections 53600 (et seq.). It shall be the policy of the City that investments shall be diversified with respect to the type of investment instruments used. Percentage limitations and credit rating requirements listed in this policy apply at the time of purchase. If a security owned by the City is downgraded below the minimum credit rating required at purchase, the City Treasurer shall determine the course of action on a case-by-case basis considering such factors as the reason for the downgrade, prognosis for recovery or further rating downgrades, and the m arket price of the security. Within the context of these limitations, the following investments are generally approved as qualifying investment instruments for City funds, as further limited herein:

1. United States Treasury Bills, Bonds, and Notes, or those for which the full faith and credit of the United States are pledged for payment of principal and interest.

There is no limitation as to the percentage of the portfolio, which can be invested in this category.

2. Federal agency or United States gov ernment-sponsored enterprise obligations, participations, or other instruments, including those issued by or fully guaranteed as to principal and interest by federal agencies or United States government - sponsored enterprises. There is no limitation as to the percentage of the portfolio, which can be invested in this category . However, no more than 30% of the portfolio can be invested in any one agency name.

Resolution No. 2023-51
Exhibit "A"

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91 Item6.

10 3. Municipal Debt to include registered state warrants or treasury notes or bonds of this state, incl uding bonds payable solely out of the revenues from a revenue - producing property owned, controlled, or operated by the state or by a department, board, agency, or authority of the state.

Registered treasury notes or bonds of any of the other 49 states in addition to California, including bonds payable solely out of the revenues from a revenue - producing property owned, controlled, or operated by a state or by a department, board, agency, or authority of any of the other 49 states, in addition to California.

Bonds, notes, warrants, or other evidences of indebtedness of a local agency within this state, including bonds payable solely out of the revenues from a revenue-producing property owned, controlled, or operated by the local agency, or by a department, board, agency, or authority of the local agency.

Purchases are limited to securities rated in a rating category of “A” (long-term) or “A-1” (short -term) or their equivalents or better by an Nationally Recognized Statistical Rating Organizations (NRSRO). A maximum of 40% of the portfolio may be invested in this category.

4. United States dollar denominated senior unsecured, unsubordinated obligations issued or unconditionally guaranteed by the International Bank for Reconstruction and Developm ent (IBRD), International Finance Corporation (IFC), or Inter - American Development Bank (IADB) with a maximum remaining maturity of five years or less, and eligible for purchase and sale within the United States.

Investments under this subdivision shall be rated in a rating category of “AA” or better by an NRSRO A maximum of 30% of the portfolio may be invested in this category. These investments shall be classified as “Supranationals” for reporting purposes.

5. Negotiable Certificates of Deposit (NCD) issued by a nationally or state-chartered bank, a savings association or a federal association (as defined by Section 5102 of the Financial Code), a state or federal credit union, or by a federally -licensed or state-licensed branch of a foreign bank. Purchases are limited to securities rated in a rating category of “A” (long -term) or “A-1” (short-term) or their equivalents or better by an NRSRO . NCDs for which the full amount of the principal and the interest that may be accrued during the maximum term of each certifi cate is insured by federal deposit insurance are exempt from the rating requirements. A maximum of 30% of the portfolio may be invested in this category.

6. Bills of exchange or time drafts drawn on and accepted by a commercial bank otherwise known as bankers' acceptances. Eligible bankers’ acceptances are restricted to issuing financial institutions that have short -term debt rated in the rating category of “A -1” or its equivalent or better by a NRSRO. Purchases of banker's acceptances may not exceed 180 days to maturity. A maximum of 30% of the portfolio may be invested in this category.

Resolution No. 2023-51
Exhibit "A"

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11 7. Commercial paper of “prime” quality of the highest ranking or of the highest letter and number rating as provided by a NRSRO. The entity that issues the commercial paper shall meet all of the following conditions: (A) Is organized and operating in the United States as a general corporation; (B) Has total assets in excess of five hundred million dollars ($500,000,000), and (C) Has debt other than commercial paper, if any, that is rated in a rating category of “A” or its equivalent or better by an NRSRO. Purchases of eligible commercial paper may not exceed 270 days. A maximum of 25% of the portfolio may be invested in this category. The City may not purchase more than 10 percent of the outstanding commercial paper of any single issuer.

8. Repurchase Agreements used solely as short-term investments not to exceed one year. The following collateral restrictions will be observed: Only U.S. Treasury securities o r Federal Agency securities. All securities underlying Repurchase Agreements must be delivered to the City’s custodian bank or held by a third party custodial agreement. The City or its trustee shall have a perfected first security interest under the Uniform Commercial Code in all securities subject to repurchase agreement. The City shall have properly executed a Master Repurchase Agreement with each counter party with which it enters into repurchase agreements. The total of all collateral for each Repurchase Agreement must equal or exceed, on the basis of market value, 102% of the funds invested against those securities. For any Repurchase Agreement with a term of more than one day, the value of the underlying securities must be reviewed on a weekly basis and the value of the underlying securities brought back up to 102% no later than the next business day. Market value must be calculated each time there is a substitution of collateral.

9. Local Agency Investment Fund. The City may invest in the Local Agency Investment Fund (LAIF) established by the State Treasurer for the benefit of local agencies up to the maximum amount permitted by State Law . The City’s investment in LAIF will be determined accordin g to the City’s liquidity needs and may not exceed the limit set by LAIF for operating accounts . When calculating this limit, the City doe s not include bond proceeds invested with LAIF. These bond proceeds are held separately to meet arbitrage regulations and are not part of our pooled investments. LAIF has traditionally limited investments to short - term government type bonds. Treasury staff reviews the LAIF statements quarterly to ensure that this practice is maintained.

10. Local Government Investment Pools (LGIP). Shares of beneficial interest issued by a joint powers authority organized pursuant to Section 6509.7 that invests in the securities and obligations authorized in Government Code. Investments will be limited to LGIPs that seek to maintain a stable net asset value. Whenever the City has any funds invested in a LGIP, the City Treasurer shall maintain on file a copy of the LGIP’s current information statement and periodically review the LG IP’s investments. There is no limitation as to the percentage of the portfolio that can be invested in this category.

Resolution No. 2023-51
Exhibit "A"

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93 Item6.

12 11. FDIC insured or fully collateralized bank deposits, including, but not limited to, demand deposit accounts, savings accounts, market rate accounts, and time deposits. To be eligible to receive City deposits, the financial institution must be located in Cal ifornia and have received a minimum overall satisfactory rating, under the Community Redevelopment Act, for meeting the credit needs of California Communities in its most recent evaluation. The amount on deposit in any financial institution shall not excee d the shareholder’s equity. Bank deposits are required to be collateralized as specified under Government Code Section 53630 et. seq. The City Treasurer, at his/her discretion, may waive the collateralization requirements for any portion that is covered by federal deposit insurance. The City shall have a signed agreement with any depository accepting City funds per Government Code Section 53649. The maturity of time certificate of deposits (TCDs) may not exceed 3 years. There is no limit on the percentage of the portfolio that may be invested in bank deposits. However, a maximum of 20 percent of the portfolio may be invested in TCDs

12. Insured deposits placed with a private sector entity that assists in the placement of deposits with eligible financial ins titutions located in the United States (Government Code Section 53601.8). The full amount of the principal and the interest that may be accrued during the maximum term of each deposit shall at all times be insured by federal deposit insurance. A maximum of 30 percent of the portfolio may be invested in this category. The maximum investment maturity will be restricted to three (3) years.

13. Medium-term notes, defined as all corporate and depository institution debt securities with a maximum remaining maturi ty of five years or less, issued by corporations organized and operating within the United States or by depository institutions licensed by the United States or any state and operating within the United States. Purchases are limited to securities rated in a rating category of “A” or its equivalent or better by an NRSRO. A maximum of 30% of the portfolio may be invested in this category.

14. Mortgage passthrough security, collateralized mortgage obligation, mortgage - backed or other pay-through bond, equipment lease-backed certificate, consumer receivable passthrough certificate, or consumer receivable -backed bond with a maximum remaining maturity of five years or less. Securities eligible for purchase shall be rated in a rating category of “AA” or its equivalent or better by an NRSRO.

A maximum of 20% of the portfolio may be invested in this category.

15. Money market funds (MMF) are restricted to Government Money Market Funds.

Furthermore, these Money Market Funds must have met either of the following criteria: (A) Attained the highest ranking or the highest letter and numerical rating provided by not less than two NRSROs, or (B) Retained an investment advisor with not less than five years’ experience and registered or exempt from registration with the SEC, with assets under management in excess of five hundred million dollars ($500,000,000). Whenever the City has any funds invested in a MMF, the Resolution No. 2023-51
Exhibit "A"

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Escondido City CouncilMay 17, 2023

Escondido City Council
May 17, 2023