5bc._September_30__2022_Investment_Report___Supporting_Bank-Investment_Statements

CITY OF FORTUNA
Treasurer's Report
As of September 30, 2022
% of Effective Work
INSTITUTION COST VALUE MARKET VALUE Total Yield Paper
Local Agency Investment Fund (LAIF) $ 16,311,931 $ 15,998,105 45.67% 1.29% 4101 Humboldt County Trust Fund** 8,770,595 8,738,610 24.95% 1.15%*** 4102 Edward Jones - US Bank Trust 7,648,330 7,436,055 21.23% 2.18% 4103 Total Investments $ 32,730,856 $ 32,172,770
US Bank, General Checking $ 2,837,836 $ 2,837,836 8.10% 4104 US Bank, Payroll Checking 18,860 18,860 0.05% 4105
Petty Cash/Cashier's Change 1,465 1,465 0.00%
Total Cash with Banks* $ 2,858,161 $ 2,858,161 8.16%
TOTAL INVESTMENT & CASH EQUIVALENTS $ 35,589,017 $ 35,030,931 100.00% Respectfully submitted,
Aaron Felmlee
Treasurer
City of Fortuna
Attached are the LAIF, Humboldt County Trust Fund, and Edward Jones/US Bank investment statements detailing all investment transactions and balances.
*Cash with Bank is shown based upon reconciled book balance. **Humboldt County Trust Fund Balance as of June 30, 2021 ***Humboldt County Trust Fund Effective Yield as of June 30, 2022 This report accurately reflects all cash and investments and is in conformity with California Government Code Section 53646 and City of Fortuna's investment policy. The investment program shown herein is sufficient to meet City of Fortuna's expenditure requirement over the next six months. 10/31/22, 10:10 AM LAIF Regular Monthly Statement
https://laifms.treasurer.ca.gov/RegularStatement.aspx 1/1 Local Agency Investment Fund
P.O. Box 942809
Sacramento, CA 94209-0001
(916) 653-3001
October 31, 2022
LAIF Home
PMIA Average Monthly
Yields

CITY OF FORTUNA

FINANCE DIRECTOR
P.O. BOX 545
FORTUNA, CA 95540
Account Number: 98-12-312
September 2022 Statement
Tran Type Definitions
Effective
Date
Transaction
Date
Tran
Type Confirm
Number
Web
Confirm
Number Authorized Caller Amount
9/15/2022 9/14/2022 RD 1713207 N/A AARON FELMLEE 1,000,000.00 Account Summary
Total Deposit: 1,000,000.00 Beginning Balance: 15,311,931.25 Total Withdrawal: 0.00 Ending Balance: 16,311,931.25
September 1.513
August 1.276
July 1.090

0.00003699565555327

0.980760962
LAIF Earnings Ratio(2):

LAIF Fair Value Factor(1):

PMIA Daily(1): 1.63%
LAIF Apportionment Rate 1.35 (2):

PMIA Quarter to Date(1): 1.29%
PMIA Average Life 304 (1):

Treasuries

66.59%
Agencies

19.79%
Certificates of
Deposit/Bank Notes

6.44%
Time
Deposits

2.20%
Commercial
Paper

4.59%
Corporate
Bonds

0.22%
Loans

0.17%
Notes: The apportionment rate includes interest earned on the CalPERS Supplemental Pension Payment pursuant to Government Code 20825 (c)(1) and interest earned on the Wildfire Fund loan pursuant to Public Utility Code 3288 (a).

Source:
(1) State of California, Office of the Treasurer
(2) State of Calfiornia, Office of the Controller
PMIA Average Monthly
Effective Yields(1)
PMIA/LAIF Performance Report
as of 10/14/22
Daily rates are now available here. View PMIA Daily Rates Quarterly Performance
Quarter Ended 09/30/22
Chart does not include $3,917,000.00 in mortgages, which equates to 0.002%. Percentages may not total 100% due to rounding.

Pooled Money Investment Account
Monthly Portfolio Composition (1)
09/30/22
$222.9 billion
Trust Fund Account Balance
County of Humboldt 12
2021
Period:

Ledger: GL
Start Date
Fiscal Year:
07/01/2020
Report Date 06/30/2021
Account
4230000 City of Fortuna Investments
Description Actual
11 Cash 8,770,594.68
33 Beginning Fund Balance 8,737,058.78

0.00 0.00

0.00 Less Expenditure Total
Revenue Total
Net Total
Humboldt County Treasurer
Portfolio Management
June 30, 2022
Humboldt County
825 Fifth Street
Eureka, CA 95501
(707) 476-2450
Portfolio Summary
% of
Portfolio
Book
Value Investments
Market
Value
Par
Value
Days to
Term Maturity
YTM
360 Equiv.

YTM
365 Equiv.

Certificates of Deposit 7,846,000.00 7,846,000.00 7,846,000.00 1.34 1,704 703 1.960 1.987 Money Markets 173,791,837.67 173,791,837.67 173,791,837.67 29.76 1 1 0.823 0.834 Negotiable CDs 490,000.00 482,691.65 488,705.34 0.08 1,156 840 0.435 0.441 Medium Term Notes 14,000,000.00 13,901,827.80 13,878,471.69 2.38 1,421 695 2.477 2.512 Federal Agency Coupon Securities 278,240,000.00 276,714,440.77 278,241,627.22 47.65 1,591 1,053 1.119 1.135 Treasury Coupon Securities 91,860,000.00 91,190,681.57 91,558,468.45 15.68 1,347 887 1.072 1.087 Miscellaneous Coupon Securities 10,084,527.00 10,084,527.00 10,084,527.00 1.73 1,341 762 1.255 1.272 Municipal Bonds 8,100,000.00 8,269,107.90 8,082,779.07 1.38 1,528 506 2.178 2.209 583,972,416.44 100.00%
Investments
584,412,364.67 582,281,114.36 1,072 688 1.084 1.099
Current Year
June 30
529,776.97
Average Daily Balance
Effective Rate of Return
560,239,192.26

1.15%
Total Earnings Month Ending
__________________________________________________ ____________________ Amy Christensen, Interim Treasurer - Tax Collector
Portfolio INVT
RC
Reporting period 06/01/2022-06/30/2022
Run Date: 08/19/2022 - 11:42 PM (PRF_PM1) 7.3.11 No fiscal year history available Report Ver. 7.3.11
YTM
365

Page 1 ends

Par Value Book Value
Maturity
Date
Stated
Market Value Rate
June 30, 2022
Portfolio Details - Investments
Average
Balance Issuer
Portfolio Management
Humboldt County Treasurer
Days to
CUSIP Investment # S&P Maturity
Purchase
Date
Certificates of Deposit
82669LJE4 11173 Signature Bank of Arkansas #89 06/28/2019 245,000.00 245,000.00 245,000.00 2.200 2.200 545 12/28/2023 06653LAE0 11157 Bank3 Tennessee FDIC 15205 05/08/2019 245,000.00 245,000.00 245,000.00 2.500 2.500 311 05/08/2023 0641NZZ9 11287 Bank OZK FDIC 110 08/27/2021 245,000.00 245,000.00 245,000.00 0.400 0.400 972 02/27/2025 05580AC77 11279 BMW Bank FDIC 35141 08/20/2021 245,000.00 245,000.00 245,000.00 0.750 0.750 1,146 08/20/2025 15118RSJ7 11175 Celtic Bank FDIC 57056 09/30/2019 248,000.00 248,000.00 248,000.00 2.000 2.000 2,282 09/29/2028 17312Q3B3 11146 Citi Bank NA FDIC 7213 02/27/2019 245,000.00 245,000.00 245,000.00 3.000 3.000 606 02/27/2024 20033AW51 11159 Comenity Capital FDIC 57570 05/15/2019 245,000.00 245,000.00 245,000.00 2.750 2.750 684 05/15/2024 249398BV9 11171 Denver Savings Bank 06/26/2019 245,000.00 245,000.00 245,000.00 2.200 2.200 726 06/26/2024 29266NE29 10861 Enerbank USA 76066 11/25/2014 245,000.00 245,000.00 245,000.00 2.600 2.600 147 11/25/2022 33646CLA0 11166 First Source Bank FDIC 9087 06/13/2019 245,000.00 245,000.00 245,000.00 2.400 2.400 12 07/13/2022 33715LDP2 11139 First Technology FCU #19976 02/06/2019 245,000.00 245,000.00 245,000.00 3.350 3.350 585 02/06/2024 38148P4P9 11138 Goldman Sachs FDIC 33124 02/04/2019 245,000.00 245,000.00 245,000.00 3.150 3.150 578 01/30/2024 427883AS2 11176 Hershey St BK FDIC 19809 09/30/2019 248,000.00 248,000.00 248,000.00 1.700 1.700 819 09/27/2024 45581ECP4 11286 Industrial & Com BK FDIC 24387 08/20/2021 245,000.00 245,000.00 245,000.00 0.250 0.250 413 08/18/2023 47804GGU1 11289 J Marshall BK FDIC 58243 09/03/2021 245,000.00 245,000.00 245,000.00 0.250 0.250 398 08/03/2023 499724AK8 11190 Knoxville Employee CU 68085 11/26/2019 245,000.00 245,000.00 245,000.00 1.950 1.950 879 11/26/2024 56065GAG3 11155 Mainstreet Bank FDIC 57742 04/26/2019 245,000.00 245,000.00 245,000.00 2.600 2.600 665 04/26/2024 58404DEG2 11164 Medallion Bank FDIC 57449 06/10/2019 245,000.00 245,000.00 245,000.00 2.500 2.500 710 06/10/2024 59013J7P8 11154 Merrick Bank FDIC 34519 04/23/2019 245,000.00 245,000.00 245,000.00 2.600 2.600 418 08/23/2023 59541KBU0 11160 Mid Mo Bk Springfield 15584 05/17/2019 245,000.00 245,000.00 245,000.00 2.400 2.400 686 05/17/2024 61690UDW7 11140 Morgan Stanley NA FDIC 32992 02/07/2019 245,000.00 245,000.00 245,000.00 3.100 3.100 586 02/07/2024 61760AVJ5 11141 Morgan Stanley PVT FDIC 34221 02/07/2019 245,000.00 245,000.00 245,000.00 3.100 3.100 586 02/07/2024 68002LBR8 11156 Old Missouri Bank FDIC 8252 05/06/2019 245,000.00 245,000.00 245,000.00 2.500 2.500 311 05/08/2023 70962LAJ1 11282 Pentagon FCU FDIC 277 09/01/2021 245,000.00 245,000.00 245,000.00 0.500 0.500 795 09/03/2024 795451AN3 11277 Sallie Mae Bank FDIC 58177 08/18/2021 245,000.00 245,000.00 245,000.00 1.050 1.050 1,509 08/18/2026 8562843L6 10865 Bank of India NY FDIC 33682 12/05/2014 245,000.00 245,000.00 245,000.00 3.100 3.100 888 12/05/2024 87270LBY8 11150 TIAA FSB FDIC 34775 04/17/2019 245,000.00 245,000.00 245,000.00 2.650 2.650 108 10/17/2022 89388CFE3 11288 Transportation BK FDIC 34781 08/30/2021 245,000.00 245,000.00 245,000.00 0.250 0.250 425 08/30/2023 89235MLH2 11278 Toyota FSB FDIC 57542 08/19/2021 245,000.00 245,000.00 245,000.00 0.700 0.700 1,145 08/19/2025 90348JS50 11280 UBS Bank USA FDIC 57565 08/25/2021 245,000.00 245,000.00 245,000.00 0.950 0.950 1,516 08/25/2026 92535LCH5 11172 Versus Bank of Commerce #58025 06/28/2019 245,000.00 245,000.00 245,000.00 2.200 2.200 180 12/28/2022 949763M78 11178 Wells Fargo FDIC 3511 11/18/2019 245,000.00 245,000.00 245,000.00 1.950 1.950 840 10/18/2024 Subtotal and Average 8,082,833.33 7,846,000.00 7,846,000.00 7,846,000.00 1.987 703 Portfolio INVT
RC
Run Date: 08/19/2022 - 11:42 PM (PRF_PM2) 7.3.11
Report Ver. 7.3.11
YTM
365

Page 2 ends

Par Value Book Value
Maturity
Date
Stated
Market Value Rate
June 30, 2022
Portfolio Details - Investments
Average
Balance Issuer
Portfolio Management
Humboldt County Treasurer
Days to
CUSIP Investment # S&P Maturity
Purchase
Date
Money Markets
6002000 10106 CAMP 37,574,733.27 37,574,733.27 37,574,733.27 1.140 1.140 1 9912000 10060 LAIF 68,050,269.73 68,050,269.73 68,050,269.73 0.750 0.750 1 7512003 10084 LAIF 68,166,834.67 68,166,834.67 68,166,834.67 0.750 0.750 1 Subtotal and Average 155,661,844.85 173,791,837.67 173,791,837.67 173,791,837.67 0.834 1 Negotiable CDs
32110YSV8 11304 First National BOA FDIC 17438 08/19/2021 245,000.00 240,079.42 244,144.58 0.300 0.442 978 03/05/2025 649447UP2 11302 New York Bank FDIC 16022 08/19/2021 245,000.00 242,612.23 244,560.76 0.350 0.440 703 06/03/2024 Subtotal and Average 488,694.50 490,000.00 482,691.65 488,705.34 0.441 840 Medium Term Notes
037833BZ2 11325 Apple INC 04/08/2022 4,000,000.00 3,940,582.22 3,940,582.22 2.450 2.926 1,495 08/04/2026 037833DN7 11326 Apple INC 04/08/2022 2,000,000.00 1,928,415.00 1,928,415.00 2.050 2.956 1,533 09/11/2026 438516BT2 11186 Honeywell International 11/25/2019 3,000,000.00 3,026,195.52 3,005,688.59 2.150 1.748 38 08/08/2022 86787EAT4 11197 Suntrust Bank 12/12/2019 2,000,000.00 2,020,362.94 2,003,785.88 2.450 2.059 31 08/01/2022 89236TES0 11124 Toyota 01/26/2018 3,000,000.00 2,986,272.12 3,000,000.00 2.750 2.750 209 01/26/2023 Subtotal and Average 13,878,471.69 14,000,000.00 13,901,827.80 13,878,471.69 2.512 695 Federal Agency Coupon Securities
3133EKMX1 11161 Federal Farm Credit Bank 05/23/2019 2,000,000.00 2,071,116.08 2,000,000.00 2.230 2.230 602 02/23/2024 3133EKQU3 11170 Federal Farm Credit Bank 06/20/2019 2,000,000.00 2,062,725.48 1,999,239.44 1.950 1.970 713 06/13/2024 3133EGWX9 11174 Federal Farm Credit Bank 09/30/2019 500,000.00 512,313.81 500,000.00 1.820 1.820 1,375 04/06/2026 3133ELAE4 11195 Federal Farm Credit Bank 12/11/2019 3,000,000.00 3,026,080.59 2,999,555.10 1.625 1.656 52 08/22/2022 3133EKSU1 11207 Federal Farm Credit Bank 01/22/2020 1,000,000.00 1,035,471.08 1,012,283.31 2.080 1.710 1,188 10/01/2025 3133ELHZ0 11209 Federal Farm Credit Bank 01/17/2020 5,000,000.00 5,095,125.15 5,001,017.86 1.600 1.586 381 07/17/2023 3133ELFW9 11210 Federal Farm Credit Bank 01/17/2020 5,000,000.00 5,119,266.80 5,011,093.05 1.710 1.595 550 01/02/2024 3133ELHZ0 11212 Federal Farm Credit Bank 01/17/2020 5,000,000.00 5,095,125.15 5,000,362.14 1.600 1.595 381 07/17/2023 3133EL3Z5 11221 Federal Farm Credit Bank 09/10/2020 3,000,000.00 2,925,568.74 2,992,621.12 0.360 0.431 1,140 08/14/2025 3133EMYV8 11265 Federal Farm Credit Bank 05/11/2021 6,000,000.00 5,894,620.32 6,002,592.00 0.820 0.809 1,410 05/11/2026 3133EMV25 11275 Federal Farm Credit Bank 08/05/2021 4,000,000.00 3,975,712.92 4,012,640.45 0.450 0.323 753 07/23/2024 3133ENCJ7 11306 Federal Farm Credit Bank 10/27/2021 4,000,000.00 3,983,719.00 3,994,420.00 1.160 1.192 1,579 10/27/2026 3133ENAL4 11311 Federal Farm Credit Bank 12/14/2021 4,000,000.00 3,973,676.52 3,981,525.11 0.290 0.600 468 10/12/2023 3133ENZK9 11331 Federal Farm Credit Bank 06/28/2022 4,000,000.00 3,997,600.00 3,997,600.00 3.240 3.253 1,823 06/28/2027 313383QR5 11133 Federal Home Loan Bank 12/18/2018 2,000,000.00 2,077,117.42 2,007,740.78 3.250 2.835 343 06/09/2023 3130AEYY0 11134 Federal Home Loan Bank 12/18/2018 2,000,000.00 2,027,996.44 2,001,304.40 2.950 2.812 4 07/05/2022 313383WD9 11135 Federal Home Loan Bank 01/24/2019 2,000,000.00 2,038,929.50 2,004,208.28 3.125 2.680 70 09/09/2022 Portfolio INVT
RC
Run Date: 08/19/2022 - 11:42 PM (PRF_PM2) 7.3.11
YTM
365

Page 3 ends

Par Value Book Value
Maturity
Date
Stated
Market Value Rate
June 30, 2022
Portfolio Details - Investments
Average
Balance Issuer
Portfolio Management
Humboldt County Treasurer
Days to
CUSIP Investment # S&P Maturity
Purchase
Date
Federal Agency Coupon Securities
313383YJ4 11136 Federal Home Loan Bank 01/24/2019 2,000,000.00 2,091,388.98 2,018,618.97 3.375 2.710 434 09/08/2023 3130AFRW9 11143 Federal Home Loan Bank 02/22/2019 2,000,000.00 2,067,641.46 2,003,908.86 2.700 2.561 423 08/28/2023 3130AB3H7 11152 Federal Home Loan Bank 04/22/2019 2,000,000.00 2,066,863.54 1,997,326.65 2.375 2.446 616 03/08/2024 3130AJXA2 11226 Federal Home Loan Bank 09/14/2020 3,000,000.00 2,919,794.07 2,994,069.31 0.375 0.432 1,169 09/12/2025 3130ALDP6 11251 Federal Home Loan Bank 02/25/2021 6,000,000.00 5,904,807.30 6,000,000.00 0.625 0.625 1,335 02/25/2026 3130AKYQ3 11252 Federal Home Loan Bank 02/25/2021 6,000,000.00 5,874,220.50 6,000,000.00 0.500 0.500 1,335 02/25/2026 3130ALHG2 11253 Federal Home Loan Bank 03/18/2021 6,000,000.00 5,896,671.24 6,000,000.00 0.750 0.750 1,356 03/18/2026 3130ALLJ1 11254 Federal Home Loan Bank 03/25/2021 4,000,000.00 3,936,525.48 4,000,000.00 0.800 0.800 1,363 03/25/2026 3130ALVG6 11256 Federal Home Loan Bank 03/30/2021 4,000,000.00 3,968,471.60 4,000,000.00 0.400 0.979 1,368 03/30/2026 3130ALZG2 11260 Federal Home Loan Bank 04/29/2021 6,000,000.00 5,948,690.88 6,004,800.00 1.010 0.989 1,398 04/29/2026 3130ALYN8 11261 Federal Home Loan Bank 04/28/2021 4,000,000.00 3,976,288.56 4,003,200.00 0.625 0.598 942 01/28/2025 3130AMEJ7 11266 Federal Home Loan Bank 05/26/2021 4,000,000.00 3,977,356.32 4,000,000.00 1.125 0.998 1,425 05/26/2026 3130ANGT1 11274 Federal Home Loan Bank 08/23/2021 3,000,000.00 2,967,470.16 3,002,500.00 0.410 0.376 784 08/23/2024 3130APBT1 11296 Federal Home Loan Bank 09/28/2021 4,000,000.00 3,963,439.96 4,000,000.00 0.640 0.640 1,001 03/28/2025 3130AQ2G7 11310 Federal Home Loan Bank 12/17/2021 2,195,000.00 2,192,715.22 2,195,000.00 0.875 0.875 717 06/17/2024 3130AQCP6 11314 Federal Home Loan Bank 12/30/2021 5,650,000.00 5,649,190.36 5,650,000.00 1.200 1.200 1,095 06/30/2025 3130AQGA5 11315 Federal Home Loan Bank 01/20/2022 5,000,000.00 5,000,000.00 5,000,000.00 1.350 1.350 1,664 01/20/2027 3130AQGV9 11317 Federal Home Loan Bank 01/18/2022 2,000,000.00 2,000,000.00 2,000,000.00 1.200 1.200 1,113 07/18/2025 3130AQN66 11320 Federal Home Loan Bank 01/28/2022 3,000,000.00 3,000,000.00 3,000,000.00 1.000 1.691 1,672 01/28/2027 3130ARC74 11323 Federal Home Loan Bank 03/28/2022 2,000,000.00 2,000,000.00 2,000,000.00 2.000 2.001 728 06/28/2024 3130ARC82 11324 Federal Home Loan Bank 03/29/2022 2,000,000.00 2,000,000.00 2,000,000.00 2.100 2.100 1,732 03/29/2027 3130ARQ87 11327 Federal Home Loan Bank 04/29/2022 6,000,000.00 6,000,000.00 6,000,000.00 3.000 3.000 1,398 04/29/2026 3130ASD71 11329 Federal Home Loan Bank 06/29/2022 6,000,000.00 6,000,000.00 6,000,000.00 3.200 3.200 1,459 06/29/2026 3130ARXR7 11335 Federal Home Loan Bank 05/24/2022 4,000,000.00 4,000,000.00 4,000,000.00 3.300 3.300 1,788 05/24/2027 3137EAEW5 11217 Federal Home Loan Mtg Corp 09/04/2020 6,000,000.00 5,959,862.70 5,999,013.65 0.250 0.261 434 09/08/2023 3137EAEU9 11229 Federal Home Loan Mtg Corp 09/10/2020 3,000,000.00 2,995,891.98 2,995,891.98 0.375 AAA 0.421 1,116 07/21/2025 3134GWUU8 11230 Federal Home Loan Mtg Corp 10/19/2020 4,000,000.00 3,914,213.68 4,000,000.00 0.500 0.500 1,111 07/16/2025 3134GW7B6 11237 Federal Home Loan Mtg Corp 10/30/2020 5,000,000.00 4,892,111.55 5,000,000.00 0.500 0.500 1,124 07/29/2025 3137EAEU9 11242 Federal Home Loan Mtg Corp 10/21/2020 4,000,000.00 3,993,486.32 3,993,486.32 0.375 AAA 0.422 1,116 07/21/2025 3137EAEV7 11245 Federal Home Loan Mtg Corp 12/03/2020 4,000,000.00 3,974,414.48 4,001,122.94 0.250 0.231 419 08/24/2023 3137EAEU9 11249 Federal Home Loan Mtg Corp 12/16/2020 4,000,000.00 3,999,305.67 3,999,305.67 0.375 AAA 0.380 1,116 07/21/2025 3137EAES4 11313 Federal Home Loan Mtg Corp 12/17/2021 5,000,000.00 4,976,359.30 4,988,468.85 0.250 0.482 360 06/26/2023 3134GXTE4 11334 Federal Home Loan Mtg Corp 05/27/2022 3,000,000.00 3,000,000.00 3,000,000.00 4.000 4.000 1,791 05/27/2027 3135G0T94 11122 Federal National Mtg Assn 01/23/2018 5,000,000.00 5,102,696.70 4,994,397.55 2.375 2.495 202 01/19/2023 3135G0V75 11206 Federal National Mtg Assn 01/15/2020 5,000,000.00 5,110,546.65 5,013,189.17 1.750 1.640 732 07/02/2024 3135G0V75 11211 Federal National Mtg Assn 01/17/2020 5,000,000.00 5,110,546.65 5,015,005.61 1.750 1.625 732 07/02/2024 Portfolio INVT
RC
Run Date: 08/19/2022 - 11:42 PM (PRF_PM2) 7.3.11
YTM
365

Page 4 ends

Par Value Book Value
Maturity
Date
Stated
Market Value Rate
June 30, 2022
Portfolio Details - Investments
Average
Balance Issuer
Portfolio Management
Humboldt County Treasurer
Days to
CUSIP Investment # S&P Maturity
Purchase
Date
Federal Agency Coupon Securities
3136G4K85 11216 Federal National Mtg Assn 09/03/2020 3,395,000.00 3,341,275.38 3,395,000.00 0.500 0.500 1,144 08/18/2025 3136G42Z5 11218 Federal National Mtg Assn 09/08/2020 3,000,000.00 2,925,589.23 3,000,000.00 0.500 0.500 1,165 09/08/2025 3136G4J95 11219 Federal National Mtg Assn 09/09/2020 4,000,000.00 3,912,846.12 4,000,000.00 0.550 0.550 1,151 08/25/2025 3136G42E2 11220 Federal National Mtg Assn 09/09/2020 3,500,000.00 3,421,614.07 3,500,000.00 0.500 0.500 1,152 08/26/2025 3135G04Z3 11232 Federal National Mtg Assn 10/21/2020 4,000,000.00 3,921,069.92 4,009,379.76 0.500 0.421 1,082 06/17/2025 3135G06A6 11233 Federal National Mtg Assn 10/26/2020 3,000,000.00 2,936,451.45 3,000,000.00 0.580 0.580 1,207 10/20/2025 3136G47A5 11234 Federal National Mtg Assn 10/28/2020 3,000,000.00 2,932,296.75 3,000,000.00 0.530 0.530 1,215 10/28/2025 3136G46K4 11235 Federal National Mtg Assn 10/28/2020 4,000,000.00 3,909,269.36 4,000,000.00 0.500 0.500 1,123 07/28/2025 3136G45H2 11236 Federal National Mtg Assn 10/29/2020 4,000,000.00 3,930,580.00 3,997,200.00 0.500 0.520 1,216 10/29/2025 3135G06G3 11240 Federal National Mtg Assn 11/12/2020 6,000,000.00 5,855,497.32 5,984,922.12 0.500 AAA 0.573 1,225 11/07/2025 3135GA2Z3 11243 Federal National Mtg Assn 12/10/2020 6,000,000.00 5,871,287.16 6,000,000.00 0.560 0.560 1,235 11/17/2025 3135GABM2 11244 Federal National Mtg Assn 12/30/2020 6,000,000.00 5,888,312.88 6,000,000.00 0.520 0.520 1,278 12/30/2025 3135GA6P1 11246 Federal National Mtg Assn 12/24/2020 6,000,000.00 5,859,279.78 6,000,000.00 0.500 0.500 1,089 06/24/2025 3135G05X7 11247 Federal National Mtg Assn 12/16/2020 4,000,000.00 3,891,565.44 3,993,766.39 0.375 0.420 1,151 08/25/2025 3135G05X7 11250 Federal National Mtg Assn 12/16/2020 4,000,000.00 3,891,565.44 3,996,836.94 0.375 0.398 1,151 08/25/2025 3135G05U3 11316 Federal National Mtg Assn 12/28/2021 4,000,000.00 3,979,850.80 3,987,186.44 0.350 0.565 413 08/18/2023 4581X0DV7 11263 Inter-American Devel BK 04/20/2021 6,000,000.00 5,906,118.36 5,992,992.00 0.875 0.816 1,389 04/20/2026 4581X0EB0 11319 Inter-American Devel BK 01/13/2022 3,000,000.00 2,996,835.00 2,996,835.00 1.500 1.522 1,657 01/13/2027 Subtotal and Average 269,640,583.54 278,240,000.00 276,714,440.77 278,241,627.22 1.135 1,053 Treasury Coupon Securities
3130AN4T4 11312 Federal Home Loan Bank 12/14/2021 4,000,000.00 3,940,672.80 3,954,147.84 0.875 1.170 1,442 06/12/2026 912828S92 11191 U.S. Treasury 11/26/2019 2,000,000.00 2,020,156.00 1,989,963.24 1.250 1.597 395 07/31/2023 9128287C8 11193 U.S. Treasury 11/26/2019 2,000,000.00 2,016,016.00 2,001,440.52 1.750 1.601 14 07/15/2022 912828S35 11201 U.S. Treasury 12/20/2019 4,000,000.00 4,047,656.00 3,988,487.48 1.375 1.672 364 06/30/2023 9128287C8 11202 U.S. Treasury 12/20/2019 4,000,000.00 4,032,032.00 4,002,110.54 1.750 1.641 14 07/15/2022 912828XT2 11213 U.S. Treasury 01/17/2020 5,000,000.00 5,138,280.00 5,040,443.17 2.000 1.580 700 05/31/2024 912828VB3 11214 U.S. Treasury 01/17/2020 5,000,000.00 5,082,615.00 5,009,696.25 1.750 1.550 318 05/15/2023 91282CBQ3 11255 U.S. Treasury 03/15/2021 1,770,000.00 1,720,563.90 1,747,688.69 0.500 0.822 1,338 02/28/2026 91282CBT7 11257 U.S. Treasury 03/31/2021 6,000,000.00 5,889,138.00 5,981,059.91 0.750 0.831 1,369 03/31/2026 912828Z52 11258 U.S. Treasury 03/17/2021 6,000,000.00 6,070,080.00 6,149,480.93 1.375 0.535 945 01/31/2025 912828ZW3 11259 U.S. Treasury 04/09/2021 6,000,000.00 5,831,250.00 5,930,745.30 0.250 0.640 1,095 06/30/2025 912828YE4 11264 U.S. Treasury 05/06/2021 5,000,000.00 5,047,070.00 5,110,497.29 1.250 0.361 792 08/31/2024 912828YM6 11267 U.S. Treasury 06/11/2021 3,000,000.00 3,047,694.00 3,084,534.03 1.500 0.366 853 10/31/2024 912828YH7 11268 U.S. Treasury 06/14/2021 3,000,000.00 3,048,048.00 3,086,292.44 1.500 0.343 822 09/30/2024 91282CCL3 11276 U.S. Treasury 08/19/2021 6,000,000.00 5,927,112.00 5,999,395.62 0.375 0.379 745 07/15/2024 Portfolio INVT
RC
Run Date: 08/19/2022 - 11:42 PM (PRF_PM2) 7.3.11
YTM
365

Page 5 ends

Page 6 ends

Par Value Book Value
Stated
Market Value Rate
June 30, 2022
Portfolio Details - Cash
Average
Balance Issuer
Portfolio Management
Humboldt County Treasurer
Days to
CUSIP Investment # S&P Maturity
Purchase
Date

0.00 560,239,192.26 584,412,364.67 1.099 688
Average Balance 0
Total Cash and Investments 582,281,114.36 583,972,416.44 Portfolio INVT
RC
Run Date: 08/19/2022 - 11:42 PM (PRF_PM2) 7.3.11
2365
Eubank
ACCOUNT NUMBER: 001050983522
This statement is for the period from September 1, 2022 to September 30, 2022 ■ ■III
QUESTIONS?
If you have any questions regarding your account or this statement, please contact your Administrator. CITY OF FORTUNA, INVESTMENT

ACCOUNT

DENNIS KOULOURIS

EX-PA-WBSP

TWO LIBERTY PLACE
50 SOUTH 16TH STREET, SUITE 2000
PHILADELPHIA PA 19102
Phone 215-523-6107
E-mail [email protected]
00--M -UD-UX -278-01
0321636-00-03677-01
Portfolio Manager:

TS PRT RO #2 - MANUAL
CN-OH-W6TC
. ............................................................... 000001375 03 SP 000638331749403 P

CITY OF FORTUNA
ATTN: FINANCE DIRECTOR
621 11 TH STREET
FORTUNA, CA 95540-2346

THIS PAGE WAS INTENTIONALLY LEFT BLANK
2365
Eubank

TABLE OF CONTENTS
Schedule Page
1 2
3 4
5 Cash Transaction Detail 11
14 15
16 Market Value Summary
Asset Summary
Income Summary
Cash Summary
Asset Detail
Purchase Summary
Sale/Maturity Summary
Bond Summary
00- -M -UD-UX -278-01
0321636-00-03677-01

THIS PAGE WAS INTENTIONALLY LEFT BLANK
2365
(T^bank

MARKET VALUE SUMMARY
Current Period 09/01/22 to 09/30/22
Beginning Market Value $7,509,262.18 $7,679,929.72 Change: -73,207.41 Taxable Interest
-79,548.73
Ending Market Value $7,436,054.77 $7,436,054.77

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Fees and Expenses
Long Term Gains/Losses
Change in Investment Value
6,466.32
-125.00
100,657.62
-375.00
$9,000,000
$8,000,000
$7,000,000
$6,000,000
$5,000,000
$4,000,000
$3,000,000
$2,000,000
$1,000,000
$0

Page 1 of 17 ends

September 1, 2022 to September 30, 2022
00- -M -UD-UX -278-01
0321636-00-03677-01
Current Period
09/01/22 to 09/30/22
Year-to-Date
01/01/22 to 09/30/22
-3,598.36
-340,559.21
s
Ending
MV
$7,436,054.77
2365
[T£Jbank

ASSET SUMMARY
Assets
Total Market Value $7,436,054.77 100.00 $162,420.37

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Cash & Equivalents
Taxable Bonds
Current Period
Market Value
21,736.36
7,414,318.41

0.30 99.70
Estimated
Annual Income
535.37
161,885.00

Page 2 of 17 ends

September 1, 2022 to September 30, 2022
00- -M -UD-UX -278-01
0321636-00-03677-01
%of
Total
2365
Eubank

INCOME SUMMARY
Income Received
$120,000
Taxable Interest 6,466.32 100,657.62 $100,000
$80,000 Total Current Period Income $6,466.32 $100,657.62 $60,000
$40,000
$20,000
$0

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Income Received
Current Period

Page 3 of 17 ends

September 1, 2022 to September 30, 2022
00- -M -UD-UX -278-01
0321636-00-03677-01
Income Received
YTD
r ~ . . -- i. -•■. T1 ______
Current Period Income
$6,466.32
_________
YTD Income
$100,657.62
2365
Eubank

CASH SUMMARY
Beginning Cash 09/01/2022 $1,377,354.58 $1,152,354.58 -$225,000.00 Taxable Interest 6,466.32
-125.00
218,658.68 218,658.68
Ending Cash 09/30/2022 -$1,158,820.90 $1,158,820.90 $0.00

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Fees and Expenses
Net Money Market Activity
Principal
Cash
Income
Cash

Page 4 of 17 ends

September 1, 2022 to September 30, 2022
6,466.32
-125.00
00- -M -UD-UX -278-01
0321636-00-03677-01
Total
Cash
2365
Eubank

ASSET DETAIL
Security Description
Shares/Face Amt Price Market Value Tax Cost
Cash & Equivalents
Cash/Money Market
21,736.360 1.0000 21,736.36 21,736.36 0.00 0.3 535.37 2.46 Total Cash/Money Market $21,736.36 $21,736.36 $0.00 0.3 $535.37 Cash
Principal Cash -1,158,820.90 1,158,820.90 -15.6
Income Cash 1,158,820.90 1,158,820.90 15.6
Total Cash $0.00 $0.00 $0.00 0.0 $0.00
Total Cash & Equivalents $21,736.36 $21,736.36 $0.00 0.3 $535.37 Taxable Bonds
Corporate Issues
240,000.000 99.9920 239,980 80 240,000.00 -19.20 3.2 5,520.00 2.30 240,000.000 99.9540 239,889.60 240,000.00 -110.40 3.2 360.00 0.15

Page 5 of 17 ends

September 1, 2022 to September 30, 2022
Goldman Sachs Bk USA Ny - 38148PQR1
C D

2.300 10/04/2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Unrealized
Gain/Loss
Percent
of Total
Portfolio
Estimated
Annual Income
00- -M -UD-UX -278-01
0321636-00-03677-01
Estimated
Current Yield
First American Government - 31846V203
Oblig Fd Cl Y
#3763
Synchrony Bank - 87165FB45
C D

0.150 10/06/2022
2365
C^bank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost
240,000.000 99.5560 238,934.40 240,000.00 -1,065.60 3.2 480.00 0 20 138,000.000 98.8130 136.361.94 137,861.94 -1,500.00 1 8 759.00 0.56 100,000.000 99.7170 99,717.00 102,558.62 -2,841 62 1.3 3,750.00 3.76 240,000.000 98.5450 236,508.00 240,000.00 -3,492.00 3.2 360.00 0.15 61747MS44
240,000.000 99.4950 238,788.00 240,000.00 -1,212.00 3.2 6,960.00 2.91 85,000.000 99.4770 84,555.45 85,000.00 -444.55 1.1 2,465.00 2.91 240,000.000 98.4160 236,198.40 240,000.00 3,801.60 3.2 2,520.00 1.07 240,000.000 97.3660 233,678.40 240,000.00 -6,321.60 3.1 360.00 0 15 Unrealized
Gain/Loss

Page 6 of 17 ends

September 1, 2022 to September 30, 2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
First Natl Bk Long Is N Y - 329864AS1
C D

0.550 02/17/2023
Flagstar Bk FSB - 33847E4M6
C D

0.150 06/16/2023
Percent
of Total
Portfolio
Estimated
Annual Income
00- -M -UD-UX -278-01
0321636-00-03677-01
Estimated
Current Yield
Citibank Na - 17312QJ26
C D

2.900 04/11/2023
Bmw Bk North Amer Salt Lake - 05580AYP3
C D

0.150 02/27/2023
Morgan Stanley Bank Na
C D

2.900 04/05/2023
Bank India New York Brh - 06279KU38
C D

0.200 11/25/2022
Peoples Bk Rock Vy Iowa - 710665GF1
C D

1.050 04/21/2023
Morgan Stanley - 61746BDJ2
Medium Term Note

3.750 02/25/2023
2365
Eubank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost
100,000.000 99.7150 99,715.00 104,186.66 -4,471.66 1.3 4,100.00 4.11 240,000.000 98.8020 237,124.80 240,000.00 -2,875.20 3.2 6,000.00 2.53 100,000.000 99.3610 99,361.00 102,562.87 -3,201.87 1.3 3,700.00 3.72 137,000.000 99.3220 136,071 14 137,000.00 -928.86 1.8 4,521.00 3.32 240,000.000 99.0740 237,777.60 240,000.00 -2,222.40 3.2 7,080.00 2.98 225,000.000 98.9280 222,588.00 225,000.00 -2,412.00 3.0 6,525.00 2.93 240,000.000 99.1680 238,003.20 240,000.00 -1,996.80 3.2 7,920.00 3.33 240,000.000 99.3040 238,329.60 240,000.00 -1,670.40 3.2 8,400.00 3.52

Page 7 of 17 ends

September 1, 2022 to September 30, 2022
Citibank Na - 17312QR76
C D

3.300 08/24/2023
US Bank N A - 90354KAE8
C D

2.950 08/24/2023

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Unrealized
Gain/Loss
Percent
of Total
Portfolio
Estimated
Annual Income
00--M -UD-UX -278-01
0321636-00-03677-01
Estimated
Current Yield
Ubs Bank USA - 90348JFF2
C D

3.500 10/27/2023
Bank Of America Corp - 06053FAA7
Medium Term Note

4.100 07/24/2023
American Express Co - 025816BW8

3.700 08/03/2023
Discover Bk Greenwood Del - 254673UL8
C D

3.300 10/03/2023
Pinnacle Bk Nashville - 72345SKY6
C D

2.500 07/24/2023
Pacific Premier Bk Irvine - 69478QGL8
C D

2.900 09/01/2023
2365
(T^bank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost
240,000.000 99.3020 238,324.80 240,000.00 -1,675.20 3 2 8,520.00 3.57 240,000.000 98.9930 237,583.20 240,000.00 -2,416.80 3.2 7,920.00 3.33 46625HJT8
100,000.000 98.8180 98,818.00 103,703.51 -4,885.51 1.3 3,875.00 3.92 240,000.000 95.6910 229,658.40 240,000.00 -10,341.60 3.1 2,400.00 1.04 02589ABR2
240,000.000 96 3050 231,132.00 240,000.00 -8,868 00 3.1 3,840.00 1.66 240,000.000 97.8330 234,799.20 240,000.00 -5,200.80 3.2 6,600 00 2.81 240,000.000 97.8070 234,736.80 240,000.00 -5,263.20 3.2 6,840.00 2.91 14042RRG8
240,000.000 97.8070 234,736.80 240,000.00 -5,263.20 3.2 6,840.00 2.91

Page 8 of 17 ends

September 1, 2022 to September 30, 2022
Estimated
Annual Income

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Ally Bk Sandy Utah - 02007GNP4
C D

1.000 02/16/2024
Capital One Bk USA Natl Assn - 14042TGC5
C D

2.850 05/20/2024
Unrealized
Gain/Loss
Percent
of Total
Portfolio
00- -M -UD-UX -278-01
0321636-00-03677-01
Estimated
Current Yield
First Premier Bank - 33610RSM6
C D

3.300 12/05/2023
Jpmorgan Chase Co
Medium Term Note

3.875 02/01/2024
Morgan Stanley Pvt Bank - 61 760ASL4
C D

3.550 11/24/2023
American Exp Natl Bank
C D

1.600 03/18/2024
Sallie Mae Bank Salt Lke - 7954502D6
C D

2.750 04/10/2024
Capital One Natl Assn McLean
C D

2.850 05/20/2024
2365
C^bank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost
710571DS6
240,000.000 95.9890 230,373.60 240,000.00 -9,626 40 3.1 4,800.00 2.08 240,000.000 93.4180 224,203.20 240,000.00 -15,796.80 3.0 1,320.00 0.59 240,000.000 96.0000 230,400.00 240,000.00 -9,600.00 3.1 4,920.00 2.13 240,000.000 94.9660 227,918.40 240,000.00 -12,081.60 3.1 4,320.00 1.89 240,000.000 95.0000 228,000.00 240,000.00 -12,000.00 3.1 4,320.00 1.89 240,000.000 95.1940 228,465.60 240,000.00 -11,534.40 3.1 4,680.00 2.05 240,000.000 95.2610 228,626.40 240,000.00 -11,373.60 3.1 4,920.00 2.15 198,000.000 94.1470 186,411.06 204,119.33 -17,708.27 2 5 3,267.00 1.75

Page 9 of 17 ends

September 1, 2022 to September 30, 2022

1.650 01/22/2025
Toyota Finl Svgs Bk Hend Nv - 89235MLF6
C D

0.550 08/05/2024
Washington Federal Sav - 938828BK5
C D

2.050 08/13/2024
Third Fed Svgs Ln Assn Of - 88413QCK2
C D

1.950 11/25/2024
State Bank India - 856283L87
C D

2.050 12/18/2024
Peoples Bank
C D

2.000 07/31/2024
Enterprise Bank Trust - 29367SJQ8
CD

1.800 11/08/2024
Raymond James Bk Natl Assn ST - 75472RAK7
C D

1.800 11/08/2024
2365
[T^bank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost
240,000 000 96 8670 232,480.80 240,000.00 -7,519.20 3.1 7,680.00 3.30 179,000.000 91.6580 164,067.82 184,600.64 -20,532.82 2.2 3,043.00 1.85 Total Corporate -$212,275.16 $161,885.00 Issues $7,414,318.41 $7,626,593.57 99.7 Total Taxable Bonds $7,414,318.41 $7,626,593.57 $212,275.16 99.7 $161,885.00 Total Assets $7,436,054.77 $7,648,329.93 -$212,275.16 100.0 $162,420.37 Estimated Current Yield 2.18

ASSET DETAIL MESSAGES
Time of trade execution and trading party (if not disclosed) will be provided upon request.

Page 10 of 17 ends

September 1, 2022 to September 30, 2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Publicly traded assets are valued in accordance with market quotations or valuation methodologies from financial industry services believed by us to be reliable. Assets that are not publicly traded may be reflected at values from other external sources Assets for which a current value is not available may be reflected at a previous value or as not valued, at par value, or at a nominal value. Values shown do not necessarily reflect prices at which assets could be bought or sold. Values are updated based on internal policy and may be updated less frequently than statement generation Unrealized
Gain/Loss
Percent
of Total
Portfolio
Estimated
Annual Income
00- -M -UD-UX -278-01
0321636-00-03677-01
Estimated
Current Yield
Stephenson Natl Bk Marionette - 859094AZ7
CD

3.200 08/29/2025
American State Bank Sioux Cen - 029728BB7
C D

1.700 02/20/2026
Estimated Current Yield and Estimated Annual Income are estimates provided for informational purposes only and should not be relied on for making investment, trading, or tax decisions. The estimates may not represent the actual value earned by your investments and they provide no guarantee of what your investments may earn in the future. 2365
(T^bank

CASH TRANSACTION DETAIL
Description
Taxable Interest
09/16/22 1,935.78
09/21/22 258.45
09/08/22 366.90
09/01/22 726.03
09/30/22 394 52

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Date
Posted

Page 11 of 17 ends

September 1, 2022 to September 30, 2022
Income
Cash
00- -M -UD-UX -278-01
0321636-00-03677-01
Principal
Cash
First American Government
Oblig Fd Cl Y
#3763
FGVXX
Interest
From 8/1/22 To 8/31/22
Peoples Bank
C D

2.000 07/31/2024
710571DS6
American Exp Natl Bank
C D

1.600 03/18/2024
02589ABR2
American State Bank Sioux Gen
C D

1.700 02/20/2026
029728BB7
Enterprise Bank Trust
C D

1.800 11/08/2024
29367SJQ8
Interest Earned

0.001644 USD/S1 Pv On 240,000 Par Value Due 9/30/22
Interest Earned

0.008066 USD/$1 Pv On 240,000 Par Value Due 9/16/22
Interest Earned

0.001444 USD/S1 Pv On 179,000 Par Value Due 9/21/22
Interest Earned

0.001529 USD/$1 Pv On 240,000 Par Value Due 9/8/22
2365
(J^bank
CASH TRANSACTION DETAIL (continued)
Description
09/22/22 214.03
09/26/22 509.59
09/30/22 652.27
09/30/22 713.42
09/22/22 277.47

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Ubs Bank USA
C D

3.500 10/27/2023
90348JFF2
Date
Posted

Page 12 of 17 ends

September 1, 2022 to September 30, 2022
Income
Cash
00- -M -UD-UX -278-01
0321636-00-03677-01
Principal
Cash
Peoples Bk Rock Vy Iowa
C D

1.050 04/21/2023
710665GF1
United Community Bk III
C D

1.650 01/22/2025
90983WBS9
Interest Earned
0 002123 USD/S1 Pv On 240,000 Par Value Due 9/24/22
Interest Earned

0.001401 USD/S1 PvOn 198,000 Par Value Due 9/22/22
Interest Earned

0.000892 USD/S1 Pv On 240,000 Par Value Due 9/22/22
Interest Earned

0.002718 USD/S1 Pv On 240,000 Par Value Due 9/30/22
Interest Earned

0.002973 USD/S1 Pv On 240,000 Par Value Due 9/30/22
Pinnacle Bk Nashville
C D

2.500 07/24/2023
72345SKY6
Stephenson Natl Bk Marionette
C D

3.200 08/29/2025
859094AZ7
2365
(T^bank
CASH TRANSACTION DETAILJcontinued)
Description
09/13/22 417 86
Total Taxable Interest $6,466.32 $0.00
Fees and Expenses
Trust Fees
09/26/22 -125.00
Total Fees and Expenses $0.00 -$125.00
Date
Posted

Page 13 of 17 ends

September 1, 2022 to September 30, 2022
Income
Cash

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER. 001050983522
00- -M -UD-UX -278-01
0321636-00-03677-01
Principal
Cash
Interest Earned

0.001741 USD/$1 Pv On 240,000 Par Value Due 9/13/22
Washington Federal Sav
C D

2.050 08/13/2024
938828BK5
Collected
Charged For Period 06/01 /2022 Thru 08/31/2022
2365
Eubank

PURCHASE SUMMARY
Description Tax Cost
Cash and Equivalents
-5,615 29 5,615 29
Total Cash and Equivalents $0.00 $5,615.29 $5,615.29
Total Purchases $0.00 -$5,615.29 $5,615.29

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Trade
Date
Income
Cash

Page 14 of 17 ends

September 1, 2022 to September 30, 2022
Principal
Cash
00- -M -UD-UX -278-01
0321636-00-03677-01
First American Government
Oblig Fd Cl Y
#3763
FGVXX
Combined Purchases
For The Period 9/ 1/22 - 9/30/22
2365
Eubank

SALE/MATURITY SUMMARY
Description Tax Cost Proceeds
Cash and Equivalents
-224,273.97 224,273.97
Total Cash and Equivalents -$224,273.97 $224,273.97 $0.00 Total Sales & Maturities $224,273.97 $224,273.97 $0.00

SALE/MATURITY SUMMARY MESSAGES
Estimated Year-To-Date Long-Term Gain (Loss): ($3,598.36) Estimates should not be used for tax purposes

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Trade
Date

Page 15 of 17 ends

September 1, 2022 to September 30, 2022
00- -M -UD-UX -278-01
0321636-00-03677-01
Estimated
Gain/Loss
Combined Sales For
The Period 9/ 1/22- 9/30/22
First American Government
Oblig Fd Cl Y
#3763
FGVXX
2365
Eubank

BOND SUMMARY
60%
50%
40%
30%
20%
10%
0%
2023 2024
Par Value Market Value

MATURITY
Total of Category $7,602,000.00 $7,414,318.41 100.00

MOODY'S RATING
Total of Category $7,602,000.00 $7,414,318.41 100.00
______
2022

Page 16 of 17 ends

September 1, 2022 to September 30, 2022
Percentage of
Category

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
2022
2023
2024
2025
2026
Al
A2
N/A

NOT RATED
720,000.00
3,285,000.00
2,980,000.00
438,000.00
179,000.00
200,000.00
200,000.00
2,203,000.00
4,999,000 00
198,535.00
199,076.00
2,147,778.51
4,868,928.90
718,804.80
3,250,685.53
2,861,868.40
418,891.86
164,067.82
00- -M -UD-UX -278-01
0321636-00-03677-01

9.70 43.85

38.60 5.64

2.21 2.68

2.69 28.97
65 66
2026
I
2025
aaaa w
2365
[T^bank
BOND SUMMARY (continued)
Par Value Market Value

S&P RATING
Total of Category $7,602,000.00 $7,414,318.41 100.00

BOND SUMMARY MESSAGES
Data contained within this section excluded Mutual Funds, Exchange Traded Funds, and Closed-Ended Funds.

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522

Page 17 of 17 ends

September 1, 2022 to September 30, 2022
Percentage of
Category
ABBB+

NOT RATED
300,000.00
100,000.00
7,202,000.00
298,250.00
99,361.00
7,016,707.41
00--M -UD-UX -278-01
0321636-00-03677-01

4.02 1.34

94.64 THIS PAGE WAS INTENTIONALLY LEFT BLANK
The terms defined in this glossary are only for use when reviewing your account statement. Please contact your Relationship Manager with any questions.

Glossary
Accretion - The accumulation of the value of a discounted bond until maturity.

Adjusted Prior Market Realized Gain/Loss - The difference between the proceeds and the Prior Market Value of the transaction.

Adjusted Prior Market Unrealized Gain/Loss - The difference between the Market Value and the Adjusted Prior Market Value.

Adjusted Prior Market Value - A figure calculated using the beginning Market Value for the fiscal year, adjusted for all asset related transactions during the period, employing an average cost methodology.

Amortization - The decrease in value of a premium bond until maturity.

Asset - Anything owned that has commercial exchange value. Assets may consist of specific property or of claims against others, in contrast to obligations due to others (liabilities).

Bond Rating - A measurement of a bond's quality based upon the issuer’s financial condition. Ratings are assigned by independent rating services, such as Moody's, or S&P, and reflect their opinion of the issuer's ability to meet the scheduled interest and principal repayments for the bond.

Cash - Cash activity that includes both income and principal cash categories.

Change in Unrealized Gain/Loss - Also reported as Gain/Loss in Period in the Asset Detail section.

This figure shows the market appreciation (depreciation) for the current period.

Cost Basis (Book Value) - The original price of an asset, normally the purchase price or appraised value at the time of acquisition. Book Value method maintains an average cost for each asset.

Cost Basis (Tax Basis) - The original price of an asset, normally the purchase price or appraised value at the time of acquisition. Tax Basis uses client determined methods such as Last-In-First-Out (LIFO), First-In-First-Out (FIFO), Average, Minimum Gain, and Maximum Gain.

Ending Accrual - (Also reported as Accrued Income) Income earned but not yet received, or expenses incurred but not yet paid, as of the end of the reporting period.

Estimated Annual Income - The amount of income a particular asset is anticipated to earn over the next year. The shares multiplied by annual income rate.

Estimated Current Yield - The annual rate of return on an investment expressed as a percentage. For stocks, yield is calculated by taking the annual dividend payments divided by the stock's current share price. For bonds, yield is calculated by the coupon rate divided by the bond’s market price.

Ex-Dividend Date - (Also reported as Ex-Date) For stock trades, the person who owns the security on the ex-dividend date will earn the dividend, regardless of who currently owns the stock.

Income Cash - A category of cash comprised of ordinary earnings derived from investments, usually dividends and interest.

Market Value - The price per unit multiplied by the number of units.

Maturity Date - The date on which an obligation or note matures.

Payable Date - The date on which a dividend, mutual fund distribution, or interest on a bond will be made.

Principal Cash - A category of cash comprised of cash, deposits, cash withdrawals and the cash flows generated from purchases or sales of investments.

Realized Gain/Loss Calculation - The Proceeds less the Cost Basis of a transaction.

Settlement Date - The date on which a trade settles and cash or securities are credited or debited to the account.

Trade Date - The date a trade is legally entered into.

Unrealized Gain/Loss - The difference between the Market Value and Cost Basis at the end of the current period.

Yield on/at Market - The annual rate of return on an investment expressed as a percentage. For stocks, yield is calculated by the annual dividend payments divided by the stock's current share price.

For bonds, yield is calculated by the coupon rate divided by the bond's market price. (T^bank
I'lll
U.S. Bank
1555 N. Rivercenter Dr.

Suite 300
Milwaukee, Wl 53212

CITY OF FORTUNA
ATTN: FINANCE DIRECTOR
621 11 TH STREET
FORTUNA, CA 95540-2346
002365
-UD-278
. ............ uh1...... .................... Ih'lii.... 000001375 03 SP 000638331749403 P
2103
Eubank
ACCOUNT NUMBER: 001050983522
This statement is for the period from August 1, 2022 to August 31, 2022

CITY OF FORTUNA, INVESTMENT

ACCOUNT
QUESTIONS?
If you have any questions regarding your account or this statement, please contact your Administrator.

DENNIS KOULOURIS

EX-PA-WBSP

TWO LIBERTY PLACE
50 SOUTH 16TH STREET, SUITE 2000
PHILADELPHIA PA 19102
Phone 215-523-6107
E-mail [email protected]
00- -M -UD-UX -246-01
0321636-00-03677-01
Portfolio Manager:

TS PRT RC #2 - MANUAL
CN-OH-W6TC
.......kill!.................. .
000001145 04 SP 000638304947766 P

CITY OF FORTUNA
ATTN: FINANCE DIRECTOR
621 11 TH STREET
FORTUNA, CA 95540-2346

THIS PAGE WAS INTENTIONALLY LEFT BLANK
2103
rrabank

TABLE OF CONTENTS
Schedule Page
1 2
3 4
5 Cash Transaction Detail 11
15 17
18 Market Value Summary
Asset Summary
Income Summary
Cash Summary
Asset Detail
Purchase Summary
Sale/Maturity Summary
Bond Summary
00- -M -UD-UX -246-01
0321636-00-03677-01

THIS PAGE WAS INTENTIONALLY LEFT BLANK
2103
C^bank

MARKET VALUE SUMMARY
Current Period 08/01/22 to 08/31/22
Beginning Market Value $7,494,715.58 $7,679,929.72 Change: 14,546.60 14,744.47
-197.87
Ending Market Value $7,509,262.18 $7,509,262.18

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER. 001050983522
Taxable Interest
Fees and Expenses
Long Term Gains/Losses
Change in Investment Value
94,191.30
-250.00
$9,000,000
$8,000,000
$7,000,000
$6,000,000
$5,000,000
$4,000,000
$3,000,000
$2,000,000
$1,000,000
$0

Page 1 of 19 ends

August 1, 2022 to August 31, 2022
00- -M -UD-UX -246-01
0321636-00-03677-01
Current Period
08/01/22 to 08/31/22
Year-to-Date
01/01/22 to 08/31/22
-3,598.36
-261,010.48
TltsB_______________
Ending
MV
$7,509,262.18
________________
Beginning
MV
$7,494,715.58
. . .•
2103
(T^bank

ASSET SUMMARY
Assets
Total Market Value $7,509,262.18 100.00 $166,066.80

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Cash & Equivalents
Taxable Bonds
Current Period
Market Value
15,395.04
7,493,867.14

0.20 99.80
%of
Total
Estimated
Annual Income
4,181.80
161,885.00

Page 2 of 19 ends

August 1, 2022 to August 31, 2022
00- -M -UD-UX -246-01
0321636-00-03677-01
2103
[T^bank

INCOME SUMMARY
Income Received
$120,000
Taxable Interest 14,744.47 94,191.30 $100,000
$80,000 Total Current Period Income $14,744.47 $94,191.30 I
$60,000
$40,000
$20,000
i
$0

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Income Received
Current Period

Page 3 of 19 ends

August 1, 2022 to August 31, 2022
00- -M -UD-UX -246-01
0321636-00-03677-01
Current Period Income
$14,744.47
YTD Income
$94,191.30
Income Received
YTD
-
________________
2103
(J^bank

CASH SUMMARY
Beginning Cash 08/01/2022 -$1,137,610.11 $1,137,610.11 $0.00 Taxable Interest 14,744.47 14,744.47
Purchases -705,000.00 -705,000.00
Sales 240,000.00 240,000.00
Net Money Market Activity 225,255.53 225,255.53
Ending Cash 08/31/2022 $1,377,354.58 $1,152,354.58 -$225,000.00 Principal
Cash

Page 4 of 19 ends

August 1, 2022 to August 31, 2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Income
Cash
Total
Cash
00- -M -UD-UX -246-01
0321636-00-03677-01
2103
Eubank

ASSET DETAIL
Security Description
Shares/Face Amt Price Market Value Tax Cost
Cash & Equivalents
Cash/Money Market
240,395.040 1.0000 240,395.04 240,395.04 0.00 3.2 4,181.80 1 74 Total Cash/Money Market $240,395.04 $240,395.04 $0.00 3.2 $4,181.80 Cash
Principal Cash -1,152,354.58 1,152,354.58 -15.3
Income Cash 1,152,354.58 1,152,354.58 15.3
Pending Cash -225,000.00 -225,000.00 -3.0
Total Cash -$225,000.00 -$225,000.00 $0.00 -3.0 $0.00
Total Cash & Equivalents $15,395.04 $15,395.04 $0.00 0.2 $4,181.80 Taxable Bonds
Corporate Issues
38148PQR1
240,000.000 100.0100 240,024.00 240,000.00 24.00 3.2 5,520 00 2.30 240,000.000 99.8000 239,520.00 240,000.00 -480.00 3.2 360.00 0.15

Page 5 of 19 ends

August 1, 2022 to August 31, 2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER. 001050983522
Unrealized
Gain/Loss
Percent
of Total
Portfolio
Estimated
Annual Income
00- -M -UD-UX -246-01
0321636-00-03677-01
Estimated
Current Yield
Synchrony Bank - 87165FB45
C D

0.150 10/06/2022
Goldman Sachs Bk USA Ny
C D

2.300 10/04/2022
First American Government - 31846V203
Oblig Fd Cl Y
#3763
2103
[T^bank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost
240,000.000 994570 238,696.80 240,000.00 -1,303.20 3.2 480.00 0.20 329864AS1
138,000.000 98.9390 136,535.82 137,861.94 -1,326.12 1.8 759.00 0.56 100,000.000 100.0960 100,096.00 102,558.62 -2,462.62 1.3 3,750.00 3.75 240,000.000 98.6660 236,798.40 240,000.00 -3,201.60 3.2 360.00 0.15 240,000.000 99.9950 239,988 00 240,000.00 -12.00 3.2 6,960.00 2.90 85,000.000 99.9900 84,991.50 85,000.00 -8.50 1.1 2,465.00 2.90 240,000.000 98.8040 237,129.60 240,000.00 -2,870.40 32 2,520.00 1.06 240,000.000 97.7630 234,631 20 240,000.00 -5,368.80 3 1 360.00 0.15

Page 6 of 19 ends

August 1, 2022 to August 31, 2022
Estimated
Annual Income

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Flagstar Bk FSB - 33847E4M6
C D
0 150 06/16/2023
Unrealized
Gain/Loss
Percent
of Total
Portfolio
00- -M -UD-UX -246-01
0321636-00-03677-01
Estimated
Current Yield
Citibank Na - 17312QJ26
CD

2.900 04/11/2023
Bank India New York Brh - 06279KU38
C D

0.200 11/25/2022
First Natl Bk Long Is N Y
C D

0.550 02/17/2023
Bmw Bk North Amer Salt Lake - 05580AYP3
C D

0.150 02/27/2023
Peoples Bk Rock Vy Iowa - 710665GF1
C D

1.050 04/21/2023
Morgan Stanley Bank Na - 61747MS44
CD

2.900 04/05/2023
Morgan Stanley - 61746BDJ2
Medium Term Note

3.750 02/25/2023
2103
(T£3bank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost
100,000.000 100.1690 100,169.00 104,186.66 -4,017.66 1.3 4,100.00 4.09 240,000.000 99.4850 238,764.00 240,000.00 -1,236.00 3.2 6,000.00 2.51 100,000 000 99 8640 99,864.00 102,562.87 -2,698.87 1.3 3,700.00 3.70 17312QR76
137,000.000 100.1550 137,212.35 137,000.00 212 35 1.8 4,521.00 3.29 240,000.000 99.8860 239,726.40 240,000.00 273.60 3.2 7,080.00 2.95 100.0000 @ 225,000.00 225,000.00 0.00 3.0 6,525.00 2.90 240,000.000 100.1330 240,319.20 240,000.00 319.20 3.2 7,920.00 3.30 240,000.000 100.3530 240,847.20 240,000.00 847.20 3.2 8,400.00 3.49

Page 7 of 19 ends

August 1, 2022 to August 31, 2022
Ubs Bank USA - 90348JFF2
C D

3.500 10/27/2023
US Bank N A - 90354KAE8
C D

2.950 08/24/2023

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Unrealized
Gain/Loss
Percent
of Total
Portfolio
Estimated
Annual Income
00- -M -UD-UX -246-01
0321636-00-03677-01
Estimated
Current Yield
Bank Of America Corp - 06053FAA7
Medium Term Note

4.100 07/24/2023
American Express Co - 025816BW8

3.700 08/03/2023
Discover Bk Greenwood Del - 254673UL8
C D

3.300 10/03/2023
Pinnacle Bk Nashville - 72345SKY6
C D

2.500 07/24/2023
Citibank Na
C D

3.300 08/24/2023
225,000.000
Date Last Priced: 08/22/22
Pacific Premier Bk Irvine - 69478QGL8
CD

2.900 09/01/2023
2103
C^bank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost
240,000.000 100.4080 240,979.20 240,000.00 979.20 3.2 8,520.00 3.54 240,000.000 100.1020 240,244.80 240,000.00 244.80 3.2 7,920.00 3.30 100,000.000 100.3860 100,386.00 103,703.51 -3,317.51 1.3 3,875.00 3.86 240,000.000 96.7560 232,214.40 240,000.00 -7,785.60 3 1 2,400.00 1.03 02589ABR2
240,000.000 97 4780 233,947.20 240,000.00 -6,052.80 3.1 3,840.00 1.64 7954502D6
240,000.000 99.1470 237,952.80 240,000.00 -2,047.20 3.2 6,600.00 2.77 14042TGC5
240,000.000 99.2100 238,104.00 240,000.00 -1,896.00 3.2 6,840.00 2 87 240,000 000 99.2100 238,104 00 240,000.00 -1,896.00 3 2 6,840.00 2.87

Page 8 of 19 ends

August 1, 2022 to August 31, 2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Ally Bk Sandy Utah - 02007GNP4
C D

1.000 02/16/2024
Unrealized
Gain/Loss
Percent
of Total
Portfolio
Estimated
Annual Income
00- -M -UD-UX -246-01
0321636-00-03677-01
Estimated
Current Yield
Jpmorgan Chase Co - 46625HJT8
Medium Term Note
3 875 02/01/2024
Morgan Stanley Pvt Bank - 61760ASL4
C D

3.550 11/24/2023
First Premier Bank - 33610RSM6
C D

3.300 12/05/2023
American Exp Natl Bank
C D

1.600 03/18/2024
Sallie Mae Bank Salt Lke
C D

2.750 04/10/2024
Capital One Bk USA Natl Assn
C D

2.850 05/20/2024
Capital One Natl Assn McLean - 14042RRG8
C D

2.850 05/20/2024
2103
[J^bank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost
240,000.000 97.4610 233,906.40 240,000.00 -6,093.60 3 1 4,800.00 2.05 240,000.000 94.7440 227,385.60 240,000.00 -12.614.40 3.0 1,320.00 0.58 240,000.000 97.4930 233,983.20 240,000.00 -6,016.80 3.1 4,920.00 2.10 29367SJQ8
240,000.000 96.6280 231,907.20 240,000.00 -8,092.80 3.1 4,320.00 1.86 240,000.000 96.6450 231,948.00 240,000.00 -8,052.00 3 1 4,320.00 1.86 88413QCK2
240,000.000 96.8900 232,536.00 240,000.00 -7,464.00 3.1 4,680.00 2.01 240,000.000 97.0170 232,840.80 240,000.00 -7,159.20 3.1 4,920.00 2 11 198,000.000 95.9530 189,986.94 204,119.33 14,132.39 2.5 3,267.00 1.72 Unrealized
Gain/Loss

Page 9 of 19 ends

August 1, 2022 to August 31, 2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER. 001050983522
Percent
of Total
Portfolio
Estimated
Annual Income
00- -M -UD-UX -246-01
0321636-00-03677-01
Estimated
Current Yield
Third Fed Svgs Ln Assn Of
CD

1.950 11/25/2024
Enterprise Bank Trust
CD

1.800 11/08/2024
State Bank India - 856283L87
C D

2.050 12/18/2024
United Community Bk III - 90983WBS9
C D

1.650 01/22/2025
Washington Federal Sav - 938828BK5
C D

2.050 08/13/2024
Raymond James Bk Natl Assn ST - 75472RAK7
C D

1.800 11/08/2024
Toyota Finl Svgs Bk Hend Nv - 89235MLF6
C D

0.550 08/05/2024
Peoples Bank - 710571DS6
C D

2.000 07/31/2024
2103
[T^bank
ASSET DETAIL (continued)
Security Description
Shares/Face Amt Price Market Value Tax Cost

99.2990 238,317.60 240,000.00 -1,682.40 3.2 7,680.00 3 22 240,000.000 029728BB7
168,809.53 184,600.64 -15,791.11 22 3,043.00 1.80 179,000.000 94.3070 Total Corporate $7,493,867.14 $7,626,593.57 -$132,726.43 99.8 $161,885.00 Issues $7,493,867.14 $7,626,593.57 $132,726.43 99.8 $161,885.00 Total Taxable Bonds $7,509,262.18 $7,641,988.61 -$132,726.43 100.0 $166,066.80 Total Assets

2.21 Estimated Current Yield

ASSET DETAIL MESSAGES
Time of trade execution and trading party (if not disclosed) will be provided upon request. @ No current price is available.

Page 10 of 19 ends

August 1, 2022 to August 31, 2022
Estimated Current Yield and Estimated Annual Income are estimates provided for informational purposes only and should not be relied on for making investment, trading, or tax decisions. The estimates may not represent the actual value earned by your investments and they provide no guarantee of what your investments may earn in the future.

3.200 08/29/2025
American State Bank Sioux Cen
C D

1.700 02/20/2026
Publicly traded assets are valued in accordance with market quotations or valuation methodologies from financial industry services believed by us to be reliable. Assets that are not publicly traded may be reflected at values from other external sources. Assets for which a current value is not available may be reflected at a previous value or as not valued, at par value, or at a nominal value. Values shown do not necessarily reflect prices at which assets could be bought or sold. Values are updated based on internal policy and may be updated less frequently than statement generation. 2103
[f^bank

CASH TRANSACTION DETAIL
Description
Taxable Interest
08/17/22 1,190.14
08/03/22 1,850.00
08/22/22 258.45
08/18/22 240.00
08/26/22 178.52

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Ally Bk Sandy Utah
C D

1.000 02/16/2024
02007GNP4
Date
Posted

Page 11 of 19 ends

August 1, 2022 to August 31, 2022
Income
Cash
00- -M -UD-UX -246-01
0321636-00-03677-01
Principal
Cash
American State Bank Sioux Cen
C D

1.700 02/20/2026
029728BB7
Bank Of China New York City
C D

0.100 08/18/2022
06428FTK3
Interest Earned

0.004959 USD/$1 Pv On 240,000 Par Value Due 8/17/22
Interest Earned

0.0185 USD/S1 Pv On 100,000 Par Value Due 8/3/22
Interest Earned

0.001444 USD/$1 PvOn 179,000 Par Value Due 8/21/22
Interest Earned

0.001 USD/S1 Pv On 240,000 Par Value Due 8/18/22
Interest Earned

0.000744 USD/S1 Pv On 240,000 Par Value Due 8/26/22
American Express Co

3.700 08/03/2023
025816BW8
Bmw Bk North Amer Salt Lake
C D

0.150 02/27/2023
05580AYP3
2103
Eubank
CASH TRANSACTION DETAIL (continued)
Description
08/24/22 2,241 92
08/08/22 366 90
08/01/22 313.34
08/01/22 1,937.50
08/25/22 1,875.00

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Date
Posted

Page 12 of 19 ends

August 1, 2022 to August 31, 2022
Income
Cash
00- -M -UD-UX -246-01
0321636-00-03677-01
Principal
Cash
Citibank Na
C D

3.300 08/24/2023
17312QR76
Jpmorgan Chase Co
Medium Term Note

3.875 02/01/2024
46625HJT8
Morgan Stanley
Medium Term Note

3.750 02/25/2023
61746BDJ2
Interest Earned

0.016364 USD/S1 Pv On 137,000 Par Value Due 8/24/22
Interest Earned

0.001529 USD/$1 Pv On 240,000 Par Value Due 8/8/22
Interest Earned

0.019375 USD/$1 Pv On 100,000 Par Value Due 8/1 /22
Interest Earned

0.01875 USD/S1 Pv On 100,000 Par Value Due 8/25/22
Enterprise Bank Trust
C D

1.800 11/08/2024
29367SJQ8
First American Government
Oblig Fd Cl Y
#3763
FGVXX
Interest
From 7/1/22 To 7/31/22
2103
Eubank
CASH TRANSACTION DETAIL (continued)
Description
08/01/22 407.67
08/31/22 407 67
Total Peoples Bank C D 2.000 07/31/2024 $815.34 $0.00
08/22/22 214.03
08/24/22 509.59
08/05/22 654.58

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER. 001050983522
Date
Posted

Page 13 of 19 ends

August 1, 2022 to August 31, 2022
Income
Cash
00- -M-UD-UX -246-01
0321636-00-03677-01
Principal
Cash
Peoples Bk Rock Vy Iowa
C D

1.050 04/21/2023
710665GF1
Interest Earned

0.001699 USD/S1 Pv On 240,000 Par Value Due 7/30/22
Interest Earned

0.001699 USD/S1 Pv On 240,000 Par Value Due 8/31/22
Pinnacle Bk Nashville
C D

2.500 07/24/2023
72345SKY6
Toyota Finl Svgs Bk Hend Nv
C D

0.550 08/05/2024
89235MLF6
Peoples Bank
C D

2.000 07/31/2024
710571DS6
Interest Earned

0.002727 USD/S1 Pv On 240,000 Par Value Due 8/5/22
Interest Earned

0.002123 USD/S1 Pv On 240,000 Par Value Due 8/24/22
Interest Earned

0.000892 USD/S1 Pv On 240,000 Par Value Due 8/22/22
2103
Eubank
CASH TRANSACTION DETAIL (continued)
Description
08/01/22 690.41
08/30/22 713.42
Total Ubs Bank USA C D 3.500 10/27/2023 $1,403.83 $0.00 08/22/22 277.47
08/15/22 417 86
Total Taxable Interest $14,744.47 $0.00

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Ubs Bank USA
C D

3.500 10/27/2023
90348JFF2
Date
Posted

Page 14 of 19 ends

August 1, 2022 to August 31, 2022
Income
Cash
Principal
Cash
Washington Federal Sav
C D

2.050 08/13/2024
938828BK5
Interest Earned

0.002877 USD/Sl Pv On 240,000 Par Value Due 7/30/22
Interest Earned

0.002973 USD/Sl Pv On 240,000 Par Value Due 8/30/22
Interest Earned

0.001401 USD/S1 Pv On 198,000 Par Value Due 8/22/22
Interest Earned

0.001741 USD/$1 Pv On 240,000 Par Value Due 8/13/22
United Community Bk III
C D

1.650 01/22/2025
90983WBS9
00- -M -UD-UX -246-01
0321636-00-03677-01
2103
Eubank

PURCHASE SUMMARY
Description Tax Cost
Cash and Equivalents
-251,992.96 251,992.96
Total Cash and Equivalents $0.00 -$251,992.96 $251,992.96 Taxable Bonds
09/02/22 -225,000.00 225,000.00
08/30/22 -240,000.00 240,000.00

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Trade
Date
Income
Cash

Page 15 of 19 ends

August 1, 2022 to August 31, 2022
Principal
Cash
00- -M -UD-UX -246-01
0321636-00-03677-01
Pacific Premier Bk Irvine
C D

2.900 09/01/2023
69478QGL8
Combined Purchases
For The Period 8/1/22- 8/31/22
First American Government
Oblig Fd Cl Y
#3763
FGVXX
Stephenson Natl Bk Marionette
C D

3.200 08/29/2025
859094AZ7
Pending Purchase Of
225,000 Par Value
Trade Date 8/29/22
Purchased Through Edward D. Jones & Co.
225,000 Par Value At 100%
Purchased 240,000
Par Value
Trade Date 8/29/22
Purchased Through Pershing LLC
240,000 Par Value At 100 %
i
I
2103
Eubank
PURCHASE SUMMARY (continued)
Description Tax Cost
08/24/22 -240,000.00 240,000.00
Total Taxable Bonds $0.00 $705,000.00 $705,000.00
Total Purchases $0.00 -$956,992.96 $956,992.96

Page 16 of 19 ends

August 1, 2022 to August 31, 2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
US Bank N A
C D

2.950 08/24/2023
90354KAE8
Trade
Date
Income
Cash
Principal
Cash
00- -M -UD-UX -246-01
0321636-00-03677-01
Purchased 240,000
Par Value
Trade Date 8/22/22
Purchased Through Edward D. Jones & Co.

Purchased On The OTC Bulletin Board
240,000 Par Value At 100%
2103
[T^bank

SALE/MATURITY SUMMARY
Description Tax Cost Proceeds
Cash and Equivalents
-477,248.49 477,248.49
Total Cash and Equivalents -$477,248.49 $477,248.49 $0.00 Taxable Bonds
08/18/22 -240,000.00 240,000.00
Total Taxable Bonds -$240,000.00 $240,000.00 $0.00
Total Sales & Maturities -$717,248.49 $717,248.49 $0.00

SALE/MATURITY SUMMARY MESSAGES
Estimated Year-To-Date Long-Term Gain (Loss): ($3,598.36) Estimates should not be used for tax purposes

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Trade
Date

Page 17 of 19 ends

August 1, 2022 to August 31, 2022
00- -M -UD-UX -246-01
0321636-00-03677-01
Estimated
Gain/Loss
First American Government
Oblig Fd Cl Y
#3763
FGVXX
Matured 240,000 Par
Value
Trade Date 8/18/22
240,000 Par Value At 100%
Combined Sales For
The Period 8/1/22- 8/31/22
Bank Of China New York City
C D

0.100 08/18/2022
06428FTK3
2103
Eubank

BOND SUMMARY
60%
50%
40%
30%
20%
10%
0%
2022 2023 2024 2025 2026
Par Value Market Value

MATURITY
Total of Category $7,602,000.00 $7,493,867.14 100.00

MOODY'S RATING
Total of Category $7,602,000.00 $7,493,867.14 100.00

Page 18 of 19 ends

August 1, 2022 to August 31, 2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER. 001050983522
Percentage of
Category
2022
2023
2024
2025
2026
Al
A2
N/A

NOT RATED
720,000.00
3,285,000.00
2,980,000.00
438,000.00
179,000.00
100,000 00
300,000.00
2,203,000.00
4,999,000.00
718,240.80
3,273,296.67
2,905,215.60
428,304.54
168,809.53
100,096.00
300,419.00
2,173,056.84
4,920,295.30
00- -M -UD-UX -246-01
0321636-00-03677-01

9.59 43.68

38.77 5.71

2.25 1.34
4 01

29.00 65.65
____________
2103
(Imbank
BOND SUMMARY (continued)
Par Value Market Value

S&P RATING
Total of Category $7,602,000.00 $7,493,867.14 100.00

BOND SUMMARY MESSAGES
Data contained within this section excluded Mutual Funds, Exchange Traded Funds, and Closed-Ended Funds.

Page 19 of 19 ends

August 1, 2022 to August 31, 2022

EDJ CITY OF FORTUNA, INVESTMENTS
ACCOUNT NUMBER: 001050983522
Percentage of
Category
ABBB+

NOT RATED
300,000.00
100,000.00
7,202,000.00
300,651.00
99,864.00
7,093,352.14
00- -M -UD-UX -246-01
0321636-00-03677-01

4.01 1.33

94.66 THIS PAGE WAS INTENTIONALLY LEFT BLANK
The terms defined in this glossary are only for use when reviewing your account statement. Please contact your Relationship Manager with any questions.

Glossary
Accretion - The accumulation of the value of a discounted bond until maturity.

Adjusted Prior Market Realized Gain/Loss - The difference between the proceeds and the Prior Market Value of the transaction.

Adjusted Prior Market Unrealized Gain/Loss - The difference between the Market Value and the Adjusted Prior Market Value.

Amortization - The decrease in value of a premium bond until maturity.

Asset - Anything owned that has commercial exchange value. Assets may consist of specific property or of claims against others, in contrast to obligations due to others (liabilities).

Bond Rating - A measurement of a bond's quality based upon the issuer's financial condition. Ratings are assigned by independent rating services, such as Moody's, or S&P, and reflect their opinion of the issuer's ability to meet the scheduled interest and principal repayments for the bond.

Cash - Cash activity that includes both income and principal cash categories.

Change in Unrealized Gain/Loss - Also reported as Gain/Loss in Period in the Asset Detail section.

This figure shows the market appreciation (depreciation) for the current period.

Cost Basis (Book Value) - The original price of an asset, normally the purchase price or appraised value at the time of acquisition. Book Value method maintains an average cost for each asset.

Cost Basis (Tax Basis) - The original price of an asset, normally the purchase price or appraised value at the time of acquisition. Tax Basis uses client determined methods such as Last-ln-First-Out (LIFO), First-In-First-Out (FIFO), Average, Minimum Gain, and Maximum Gain.