GSD-S Formal Cooperative Purchase Agt.(10-2023)
-1-
FORMAL COOPERATIVE PURCHASE AGREEMENT
THIS AGREEMENT (Agreement) is made and entered into EFFECTIVE ____________________________. by and between CITY OF FRESNO, a California municipal corporation (City), and Carahsoft Technology Corporation, a &RUSRUDWLRQ (Vendor).
AGREEMENT
NOW, THEREFORE, in consideration of the foregoing and of the covenants, conditions, and promises hereinafter contained to be kept and performed by the respective parties, it is mutually agreed as follows:
The Charter for the City allows for cooperative purchase agreements for materials, supplies and equipment. The City is allowed to piggyback an existing government agency’s agreement, under Fresno City Charter 1208. The parties agree the Vendor was the lowest responsive and responsible bidder for Invitation for Bid (IFB) issued by Utah NASPO ValuePoint Master Agreement Number AR2472. The IFB is attached hereto as Exhibit A and is incorporated herein by reference. The Parties agree that the Vendor has ent ered a Cooperative Purchase Contract with Carahsoft Technology Corporation (Original Government Contract).
Vendor’s Obligation. Vendor shall provide those services and carry out that work described in the Original Government Contract, which is attached hereto as Exhibit $ and is incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein.
City’s Obligation. City shall make to the Vendor those payments described in Exhibit & , subject to all the terms and condition contained or incorporatedherein Notwithstanding the requirements that the Original Government Contract is fully binding on the Parties, the parties have agreed to modify certain non-material provisions of the Original Government Contract as applied to this Agreement between the Vendor and the City, as follows:
D
E
F
City’s Insurance and Indemnity provisions attached as Exhibit %. &LW\DQG9HQGRU3URMHFW4XRWHLVDWWDFKHGDV([KLELW&
Address change for the City: Notwithstanding the address DQG contract information for the government entity as set out in Exhibit $, the Vendor agrees that notices and invoices will be sent to:
City of Fresno
Attention: 3DXO$PLFR$VVLVWDQW'LUHFWRU
(6WUHHW
Fresno, C$ 93706
Phone: (559) 621-
E-mail: SDXO[email protected]
GSD-S Formal Cooperative Purchase Agt.(10-2023)
-2-
c) Notwithstanding anything in Exhibit A to the contrary, this Agreement shall be governed by, and construed and enforced in accordance with , the laws of the State of California, excluding however, any conflict of laws rule which would apply the law of another jurisdiction. Venue for purposes of the filing of any action regarding the enforcement or interpretation of this Agreement and any rights and duties hereunder shall be Fresno County, California.
d) All other provisions in the Original Government Contract are fully binding on the parties and will represent the agreement between the City and the Vendor. [Signatures follow on the next page.]
-3-
IN WITNESS WHEREOF, the parties have executed this Agreement at Fresno, California, the day and year first above written.
CITY OF FRESNO,
a California municipal corporation
By:
Melissa Perales
Purchasing Manager
No signature of City Attorney required.
Standard Document #GSD-S Formal
Cooperative Purchase Agt. (10-2023)
has been used without modification, as
certified by the undersigned.
By:
3DXO$PLFR
$VVLVWDQt'LUHFWRU
Date
ATTEST:
TODD STERMER, CMC
City Clerk
By:
Deputy
Addresses:
CITY
City of Fresno
Attention: 3DXO$PLFR
(6WUHHW
Fresno, C$ 93706
Phone: (559) 621-
E-mail: SDXO[email protected]
CARAHSOFT TECHNOLOGY
CORPORATION
By:
Name:
Title:
(If corporation or LLC., Board Chair,
Pres. or Vice Pres.)
By:
Name:
Title:
(If corporation or LLC., CFO, Treasurer,
Secretary or Assistant Secretary)
Vendor:
Carahsoft Technology Corporation
Attention: 5REHUW0RRUH
6XQVHW+LOOV5RDG6WH
5HVWRQ9$
E-mail: UREHUWPRRUH#FDUDKVRIWFRP
Attachments:
Exhibit A - 3DUWLFLSDWLQJ$GGHQGXP
Exhibit B - City’s Insurance and Indemnity
([KLELW&3URMHFW4XRWH
GSD-S Formal Cooperative Purchase Agt.(10-2023)
EXHIBIT$
3DUWLFLSDWLQJ$GGHQGXP
STATE OF CALIFORNIA
PARTICIPATING ADDENDUM NUMBER 7-17-70-40-05
AMENDMENT 3
Cloud Solutions
Utah NASPO ValuePoint Master Agreement Number AR2472
Carahsoft Technology Corporation (Contractor)
The parties mutually agree to amend Participating Addendum 7-17-70-40-05 as follows:
1) Section 7. PRICING is revised to read as follows:
A. Contractor’s pricing is outlined in the Utah NASPO ValuePoint Master Agreement Number AR2472.
2) Section 16. CONTRACT MANAGEMENT, subparagraph A is revised to read as follows:
A. The primary Contractor Contract Manager for this Participating Addendum shall be as follows:
Contractor Contract Manager
Na : Mariah Edwards
Phone: (818) 449-3729
Email: [email protected]
Address: Carahsoft Technology Corporation
Mariah Edwards
11493 Sunset Hills Road, Suite 100
Resto, VA 20190
Participating Addendum 7-17-70-40-05
Amendment 3
3) Section 18. EXECUTIVE ORDER N-6-22 – RUSSIA SANCTIONSis hereby added to read as follows:
18. EXECUTIVE ORDER N-6-22 – RUSSIA SANCTIONS
On March 4, 2022, Governor Gavin Newsom issued Executive Order N-6- 22 (the EO) regarding Economic Sanctions against Russia and Russian entities and individuals. “Economic Sanctions” refers to sanctions imposed by the U.S. government in response to Russia’s actions in Ukraine, as well as any sanctions imposed under state law. The EO directs state agencies to terminate contracts with, and to refrain from entering any new contracts with, individuals or entities that are determined to be a target of Economic Sanctions. Accordingly, should the State determine Contractor is a target of Economic Sanctions or is conducting prohibited transactions with sanctioned individuals or entities, that shall be grounds for termination of this Participating Addendum. The State shall provide Contractor advance written notice of such termination, allowing Contractor at least thirty (30) calendar days to provide a written response. Termination shall be at the sole discretion of the State.
All other terms and conditions of the Participating Addendum shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date of execution by both parties below.
STATE OF CALIFORNIA
Department of General Services
CONTRACTOR
Carahsoft Technology Corporation
Agency Name Contractor Name
Authorized Signature Date Signed Authorized Signature Date Signed Julie Matthews, MAU2 Supervisor
Printed Name/Title of Person Signing Printed Name/Title of Person Signing 707 Third Street
West Sacramento, CA 95605
Address Address
11493 Sunset Hills Rd, Suite 100, Reston, VA 20190
Kristina Smith, Contracts Director
06/22/2023
STATE OF CALIFORNIA
PARTICIPATING ADDENDUM NUMBER 7-17-70-40-05
AMENDMENT 2
Cloud Solutions
Utah NASPO ValuePoint Master Agreement Number AR2472
Carahsoft Technology Corp. (Contractor)
The parties mutually agree to amend Participating Addendum 7-17-70-40-05 as follows:
1) Section 3. TERMS AND CONDITIONS/INCORPORATION OF DOCUMENTS is updated to read as follows:
A. Terms and conditions listed below are hereby incorporated by reference and made a part of this Participating Addendum as if attached herein and shall apply to the purchase of goods or services made under this Participating Addendum.
Terms can be viewed on the DGS Procurement Division website (https://www.dgs.ca.gov/PD/Resources/Page-Content/Procurement-Division- Resources-List-Folder/Model-Contract-Language).
i. General Provisions – Information Technology (GSPD-401IT) effective 9/5/2014.
ii. Cloud Computing Software as a Service (SaaS) General Provisions effective 6/7/2019.
iii. Cloud Computing Special Provisions for Software as a Service (SaaS) effective 03/15/18.
iv. Cloud Computing Special Provisions for Infrastructure as a Service (IaaS) & Platform as a Service (PaaS), effective 05/11/16.
2) Section 5. AVAILABLE PRODUCTS AND SERVICES is updated to read as follows:
A. The following service offerings from the Utah NASPO ValuePoint Master Agreement Number AR2472 are allowed under this Participating Addendum:
1) Software as a Service (SaaS)
2) Infrastructure as a Service (IaaS)
3) Platform as a Service (PaaS)
3) Section 6. RESTRICTIONS/DISALLOWED PRODUCTS AND SERVICES (STATE AGENCIES ONLY) is updated to read as follows:
A. The following product/service offerings are disallowed for state agencies under this Participating Addendum:
1) Value Added Services, including Additional Value Added Services such as Maintenance Services; Deployment Services; Consulting/Advisory Services; Architectural Design Services; Statement of Work Services; Partner Services, and Training Deployment Services
Participating Addendum 7-17-70-40-05
Amendment 2
B. Product and service categories that are available on mandatory California statewide contracts cannot be purchased from this Participating Addendum by State agencies without an exemption. Prior to issuing a purchase order, State agencies are responsible for obtaining an exemption from DGS, and/or California Department of Technology (CDT).
C. State agencies must first obtain approval by the California Department of Technology (CDT) to use this Participating Addendum for Infrastructure as a Service (IaaS) and/or Platform as a Service (PaaS) purchases in accordance with Technology Letter 17-06 (www.cdt.ca.gov/wp-content/uploads/2017/08/TL- 17-06.pdf).
4) Section 14. CONTRACT MANAGEMENT subpart A is updated to read as follows:
A. The primary Contractor Contract Manager for this Participating Addendum shall be as follows:
Contractor: Carahsoft Technology Corp.
Name: Alex Cord
Phone: 703-871-8500
E-Mail: [email protected]
Address: 11493 Sunset Hills Road, Suite 100
Reston, VA 20190
5) Section 9 FULFILLMENT PARTNERS/AUTHORIZED RESELLERS is updated to read as follows:
A. Contractor may use State-approved Authorized Resellers under this Participating Addendum for sales and service functions as defined herein. 1) Orders may be placed with the Contractor or Authorized Resellers. 2) Authorized Resellers must accept purchase orders and accept payment from ordering agencies for products and services offered under this Participating Addendum.
3) Authorized Resellers are responsible for sending a copy of all purchase orders and invoices to the Contractor for compliance with quarterly usage reporting and administrative fee requirements.
4) All purchase documents to Authorized Resellers shall reference the Participating Addendum Number and Contractor Name.
Participating Addendum 7-17-70-40-05
Amendment 2
B. Contractor shall be responsible for successful performance and compliance with all requirements in accordance with the terms and conditions under this Participating Addendum, even if work is performed by Authorized Resellers. All State policies, guidelines, and requirements shall apply to Authorized Resellers.
C. Contractor will be the sole point of contact with regard to Participating Addendum contractual matters, reporting, and administrative fee requirements.
D. Subject to the approval of the State, Authorized Resellers may be added on a quarterly basis during the term of the contract. Contractors shall notify the State of any deleted Authorized Resellers or changes to current Authorized Resellers’ contact information in writing at any time during the contract term.
E. Contractor will be required to submit Authorized Reseller requests, in a format specified by the State, to the State Contract Administrator for approval.
F. State-approved Authorized Resellers will be posted on the State’s Cal eProcure website.
All other terms and conditions of the Participating Addendum shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date of execution by both parties below.
STATE OF CALIFORNIA
Department of General Services
CONTRACTOR
Carahsoft Technology Corp.
Agency Name Contractor Name
Authorized Signature Date Signed Authorized Signature Date Signed Printed Name/Title of Person Signing Printed Name/Title of Person Signing 707 Third Street
West Sacramento, CA 95605
11493 Sunset Hills Road, Suite 100
Reston, VA 20190
Address Address
Contractor Name
Authorized Signature
8/11/2021
Kristina Smith - Director of Contracts
gy
Authorized
August 11, 2021
Stephanne Lim, MAU2 Supervisor
Draft
0X_fKnA_YfdS_^cn
CdHRn<.A>=nDHXfL>_S^dn;HcdLbn.PbLL\L^dn<_n.@
#
n
! !
!
mn BRLn`HbdSLcnRLbLd_n\fdfHXXjnHPbLLnd_nH\L^Kn>HbdTJT`HdS^Pn.KKL^Kf\n<f\ILbn#
#
#
!nHcnM_[Y_hc&n
.fdR_bTlLKn@LcLXYLbcn_fdYT^LKnS^nALJdS_^n%n4fYNTXY\L^d>Hbd^Lbc.fdR_bSlLKn@LcLYYLbc ScnbLgTcLKnd_nbLMYLJdndRLnM_XX_hT^P&
.fdR_bSlLKn@LcLXXLbcnHbLnHgHSYHIYLnN_bndRScn>HbdTJS`HdT^Pn.KKL^Kf\&n
!
!
!
!
=bKLbcn\HjnILn`YHJLKnhSdRn0HbHRc_OnBLJR^_X_Pjn0_b`n_bnhSdRnH^n.fdR_bTlLKn@LcLYYLbnHcn T^KSJHdLKnILY_h&n
=bKLbcn`YHJLKnhSdRn0HbHRc_OnBLJR^_Z_Pjn0_b`n
!
!
!
0HbHRc_OnBLJR^_Y_Pjn0_b`n
$"
n;SJRHLXn4HbHKHjn1bSgLnAfSdLn
nBL\`Ln.Gn$!
$ n
0_^dHJd&n
>R_^L'n
4Hin<_(n
3\HSX)
9HbT^HnE__Kcn
#
$#
$!
n
#
$#
$!
!n
=;,JHbHRc_MdJ_\n
=bKLbcn`XHJLKnhSdRnH^n.fdR_bTlLKn@LcLXXLbn\fcdnILnHKKbLccLKnHcncR_h^nILY_hnH^Kn`Hj\L^dn \fcdnILn\HKLn`HjHIYLnd_ndRLn.fdR_bUlLKn@LcLYXLbnTKL^dSMTLKn_^ndRLnT^g_SJLnHcncR_h^nILX_h&n
!
!
!
0HbHRc_NenBLJR^_X_Pjn0_b`n
J_n.XXTLKn<Ldh_bVnA_YfdT_^cn6^Jn
!#
$n:_^LdbLLn/XgKn@_JWXS^n0.n%!#"!n
0_^dHJd(n
>R_^L&n
3 \HSX(
@_PLbnAJR^_bL^ILbPn
%
"##
"#
nF
n
@cJR^_bL^ILbQ,H^cSdJ_\n
!
!
!
0HbHRc_NenBLJR^_Y_Pjn0_b`n
J_n2HdHn?HdRn6^Jn
$n;J5L^bjn.gLn;_KLcd_ n0.n%! ! n
0_^dHJd+n
>R_^L&n
3 ]HSY*
/bTH^n7f\`n
%
%$
$n
/8f\a-\kKHdHaHdRJ_\n
Draft
'
$)
!,"* ,#,
,
" "),
,
)@^@N_[Jam;HBNZ[S[Lkm)[^]
m
B[m*kZ;HRm:H^gPBH_m0ZB
m
m<[Zm2@^X@Zm:dPaHmm6Hh][^am(H@BNm)'m
m
)[Za@Ca!m
8N[ZH!m
-@jm7[
!m
,X@PS"
2HS_H@m8^@aa'B[_a@m
)'_@SH_$FlZaHR
D[Xm
)@^@N_[Km;HBNZ[T[Lkm)[^]
m
B[m,gHZad_m:[SdbP[Z_m.^[e]m 34)m
m8k^@XPHTm)[d^am:dPaHm
m ,ZLSHi[[Fm)'m m
)[Za@Ba!m
8N[ZH!m
,X@PS!
)^@PLm;[APZm
m
)^@PMa[APZ$HgHZaf`M
B[Xm
)@^@N_[Km;HBNZ[T[Lkm)[^]
m
B[m/-m;HBNm:H^gPBH_m1ZBm
m5@FP_[Zm'gHZdHm:dPaHm
m:@B^@XHZa[m)'m m
)[Za@Ba#m 'TV@Zm8m/@^am
8N[ZH!m
m
,X@PT! @SS@Z%NJaHBO_H^gPBH_
D[Xm
)@^@N_[Jcm;HBNZ[T[Lkm)[^]m
B[m6=6m:[SdaP[Z_m)[^][^@aP[Zm
%(#,
"# #+,#&$,
m8^[_]HBam8@^Rm+^PgHm:dPaHmm 9@ZBN[m)[^F[g@m)'m
m
)[Za@Ba!m
8N[ZH#m
-@jm7[!m
,X@PU!
;H@Xm5H@FHm
m
m
;5H@FH$ZhZmPamE[Ym
)@^@N_[Jcm;HBNZ[T[Lkm)[^]
m
B[m:@g@Zam:[TdaP[Z_m0ZBm iNPBNmhPSWmG[mAd_PZH__mPZm)@SPI[^ZP@m@_m>:@g@Zam:[TdaP[Z_m.^[d]?m m/m:a^HHam:@B^@XHZa[m)'m m
)[Za@Ba#m
8N[ZH#m
,X@PS!
)@THAm2i[ZLm
m
)@SHA&`@g@Za`[SfaQ\Z`ZHam
Draft
,QnQ\ogVqzJUS\fgag[xz,gnj
z
SgzH35z5fpUnfQp^gfQbz,gnk
z
z-Qs]Togfz*sUfrUzHgdUnoUpz?7z
z
,gfpQSp#z
C\gfU!z
. eQ^a"
@^S`z2nQkkgfUz
z
?^S`z 2nQlmgfU(o\^Sgdz
,QnQ\ogZzJUS\fgag[xz,gnj
z
SgzHgarp^gfozH_djaW_UTz
"
!
%
#%
%
%
"%%
"%
$%
%
z,Qbz,UfpUnz-n_sUzHr_pUzzHQSnQdUfpgz,*z
z
,gfpQSp#z
C\gfU#z
GQS\Ubz-QMQaaUz
z
.
dQ^b$ GQS\Uc
z-QsQcaU(ogbrp^gfoo]dlb^W^UTfUpz
,QnQ\ogVqzJUS\fgag[xz,gnj
z
SgzJQRgnTQzHgbrp^gfoz6fSz
zBQ`z*sUzC`vxzHr_pUz
z/gbogdz,*z
z
,gfpQSp#z
C\gfU#z
0Qwz?g%z
.
eQ_a&
+UQnzN^ba^Qeoz
z
z
+UQn
N^bb]Qeo)pQRgnTQogbrp_gfoSgdz
,QnQ\ogZzJUS\fgag[xz,gnjz
Sgzs,bhrTzJUS\z5fSz
z-UUjzMQbaUxz-n^sUzHr_pUzzGgaab_f[z4^bboz.opQpUoz,*z z
,gfpQSp'z
E\gfU!z
.
eQ^a&
?QT_Qz8\Qfz
fQT^Q`\Qf(tSbgrTpUS\Sgdz
/gnz^fsg_S^f[zkrnkgoUozUQS\zIpQpUz*SSgrfp_f[zgY^SUzeropz\QsUzQzSgkxzgVzp\UznUoUaaUnozCQxUUz -QpQzGUSgnTzHpT
zz_fzgnTUnzpgzjngSUoozjQxdUfpzgVzp\Uz^fsg_ SU
z *[UfS_Uozo\graTzVgnuQnTzQz
SgjxzgWzp\UzHpT
zzpgzp\U_nznUokUSp_sUzQSSgrfp^f[zgVX_SU
z N_p\grpzp\UzHpTzzjQxdUfpzeQxz
RUzrffUSUooQn_axzTUaQxUTz
*LJ4BG5P.-zG.H.9:.GHz*G.zG.HCB?H5+9.z/BGzH.?-5?2z*z,BCOzB0z*9:z CLG,3*H.zBG-.GHzJBzFL.HJz=.-5*zzHLCC<5.Hz5A,
z1BGz,BBC.G*K5M.z
*2G..>.?KHz?*HCBzM*9L.DB5?JzFL*GJ.G;OzG.EBGJ5?2zG.FL5G.=.?KHz N\Ufz_oor_f[zQfzgnTUnzpgzQfzQrp\hn_yUTznUoUbbUnzb_opUTzgfz,ggkUnQp_sUz*[nUUeUfpoz_pz_ozp\Uz Q[UfSxoznUokgfo^R_a_pxzpgzUfornUzp\Qpzp\UznUoUbbUnz\gbTozQzsQb^Tz,Qa_Winf^QzHUaaUnozCUne_pz
Draft
"$
!$
' %
' '
'
$'
'
"# $'
&' "!'
!"(S A?JE-/JAESI5-:[email protected]//1II2K9SC1GAE=-?/1S-?0S/A>C:7-@/1SM7J5S-99S E1DK7E1=1@JIS7@S-//AE0-?/1SM7J5SJ51SJ1E=IS-?0S/A@07J7A@ISK@01ESJ57IS$-EJ7/7C-J7@4S001?0K> 1L1@S72SMAE8S7ISC1E2AE=10S.OSKJ5AE7P10S%1I19:1EIS :9S&J-J1SCA;7/71IS4K70197?1IS-@0 E1DK7E1=1@JISI5-99S-CC;OSJASKJ5AE7Q10S%1I1991EI
:9SAJ51ESJ1E=IS-?0S/A?07J7A?ISA2SJ51S$-H7/7C-J7?4S001?0K=SI5-99SE1>-7?SJ51SI-=1
!S, )!&'S,
%#SJ51SC-EJ71IS5-L1S1N1/KJ10SJ57IS$-H7/7C-J7@4S001@0K>S>1@0>1?J -ISA2SJ51S0-J1SB2S1N1/[email protected]
&J-J1SA2S-972AE?7-S -E-5IA3S)1/5?A:B4OSAEC
1C-EJ>1?JSA2S
1?1E-9S&1FL7/1I
OS
R
!-=1S @41:-S&61<9 !-=1S %A.1EJS%S AAE1
)7J91S 1CKJOS7E1/JAE *7J91S +7/1S$E1I701?J
-J1 -J1S CE7:S
S
Draft
ð
ð
/
ð.ð1
ð- ð
*ð
xð>)J=)ð
* $,(".
! %'(&(#-. (+).
?
ð5
ð
4ð
%ð<u;<v<HEJIEIððððZ(ð
°ð ð2ð
¿iðM&ð2ðN!ðã !ð6
#ÀðÙ¶±ððð`!að
ðbMNcDðð
Áð?
+ð
Fð6
ÚÂð·
ðððd
eDð'
ð
ððð
¸ð¦
ð
7ð1
"ð-
ð%ð.'&8ð>)K=)yð
z O
ð5R
"ð"
%ð¬
ð
ð
ð¹ð
ð
\ð
ð
ð/Ä
.7ð1#$
0ð-Ûð% ð£
ð/
ð.7ð1
ð-ð
4
.
Ô
ð>K=)ð
ð
+ð
#ð«îð
2 Gð¤
ð
êð'Æðä@ðÜ
PBðS"ð "ððf
$ÏðY :{
L ?
ðà å"Að"
&ð
ð#
ÇÐ#ðQ
ð
ð+ð$ð ðA! ðB U
Wð
]
jð
0$ððÑ
ð
kðð(0$ð
ðð $
2Xß
ð
$
"
#ÒðA
&Fð ð
È
$ð
"*ð
ð¾ððïð +l
'Cmð+ðð
[_nðÉ
Zoð
ð
ð
ð
*ð+ð
ð
pð
ë
ðR½
©ðð/
0ð6 §hðð/
CðPð 3Xð6/ :ð+,qðw;)
ðð
,*
Cð ð&(ð
ð]®ð
ðQ'|
}
ð$S ð
ð
*ððð%ÎðTð(ð¯%
"ðí
ð
5Ê B0ð
Õðð
ð¨#
ð.7ð1#
ð-8ð4ð
ð(
ð
ð
'
Vð
ðð
µ
$
~
O
ð&ð
2ð
ð
[
ð
,ð
ðð\
ð0
ð
ð9ð
ðð(Uðð&!ð;rð)H)sðð
ð
,
ð9ð
ð¢ !tð(
Ë Å
ð3
æ
L ðð,,ðð^ð
ð-ð ðÖð%ðð8ð
VÍ +ð ×
ðð
ð5Ì ð
&ð^g:ð
ð
ð
%
3ð
ðáT
ð
4ð(
Óð!ð
'
ððì
çð*%ð'ð*
%ðé"ð
!ððð
ð
8@
.
.
..
G ¥
&ð#ð
Wðð
(ð²ð
!!9ð
Ý
ð9ð³º@ðð&ðð5
3ð
ð
ð!"
4ðð3ð#è
ð
ðð
$ð_ð
ð
ð
#ð»
Y ð*ð'!Þð
ðâ
ð
,
¡ªÃ´ððؼðð
Draft
" "
%
#
%
%
%
!
%
$%
%
&/&3#-;318+4+1/4;/'13.#5+1/; &$*/1-1):;
;JMLJGmVpJu
>TJumqKYpJuuaEQJuH_Go[J^muGE^uFJupVJqJHuEm!
Tmnb qqq
H_Go\J^mlHSl
GE
R_pcHd_YVeh_G-<9+u 0?u
u fHL
,rGJamV_^ u'jmVGYJuu_LumTJu-J^JhEYu:i_pVlV_^lu 1^L_i[EmV_^u >JGT^_Y_QsuVl logJhlJHJHuFsu<JGmV_^uu8iHJiu_Lu9hJGJHJ^GJuFJY_q
-17%;1.275,0);
2&$+#-;318+4+1/4;'13;
1(9#3&;#4;#;
&38+$&;
# #
;JOJGmVpJ
u>TJuLVpJuugEQJu H_Go[J^muGE^uFJupVJqJHuEm
Tnmb!qqq
H_Go\J^mlHSlGER_pbHd_YVbh_G*28B+*849B@16.<,;C1*,<<9, *1'39;8C1<187<u u
H_Gr
; ;
1^umTJuJpJ^mu_LuE^suV^G_^lVlmJ^GsuFJnqJJ^umTJuEimVGYJluEmmEGT[J^mlu_iuah_pVlV_^luqTVGT G_^lmVmomJumTVluEQhJJ[J^mumTJuL_YY_qV^QuHJlGJ^HV^Qu_hHJhu_Luah JGJHJ^GJulTEYYuEggYs '
*EYVL_i^VEu9EhmVGVgEmV^Qu'HHJ^Ho[u7o[FJiu
)
BmETu 7'<:8uCEYoJ9_V^mu4ElmJhu'QiJJ[J^mu 7o[FJiu';
*
BmETu<_YVGVmEmV_^u*/
u V^GYoHV^QuEYYu'HHJ^Ho[l
+ *_^mhEGm_hluhJlg_^lJum_uBmETlu<_YVGVmEmV_^
!;
!
>TJuL_YY_qV^QulJipVGJu_LNJiV^QuLi_[u mTJuBmETu6'<98uCEYoJ:_V^mu 5ElmJhu(QhJJ[J^mu7o[FJi ';
uEhJuEYY_qJHuo^HJiumTVlu:EhnVGVaEmV^Qu(HHJ^Ho]"
1'69#3&;#4;#;
&38+$&;
##
;
";
!
; >TJlJuhJlmhVGmV_^luEiJu^`muEagYVGEFYJum_
a_YVmVGEYuloFHVpVlV_^lY_GEYuQ_pJh^[J^ml
'
>TJuL_YY_qV^QulJipVGJu _PJhV^QluEiJugh_TVFVmJHu o^HJiumTVlu9Eim VGVaEmV^Qu'HHJ^Ho[#
1^LhElmhoGmohJuEluEu<JipVGJu YEE<
9YEmL_h[uEluEu<JhpVGJu 9EE<
CEYoJu'HHJHu<JhpVGJlu V^GYoHV^Qu(HHVmV_^EYuCEYoJu'HHJHu<JhpVGJluloGTuEl 5EV^mJ^E^GJu<JhpVGJl$u+JgY_s[J^mu<JhpVGJl$u *_^loYmV^Q'IpVl_isu<JhpVGJl% 'iGTVmJGmohEYu+JlVQ^u<JhpVGJl&u<mEmJ[J^mu_LuD_iXu<JipVGJl%u 9Ek^Jhu<JhpVGJl E^Hu>hEV^V^Qu+JgY_s[J^mu<JhpVGJl
)
9h_HoGmuE^HulJhpVGJuGEmJQ_hVJlumTEmuEiJuEpEVYEFYJu_^u[E^HEm_hsu *EYWL_i^VEulmEmJqVHJ G_^mhEGmluGE^^_muFJuaoiGTElJHuLi_[umUWlu:EhmVGVgEmV^Qu'HHJ^Ho[uFtu =mEmJu+JgEim[J^ml qVmT_omuE^uJrJ[amV_^u 9iV_hum_uVlloV^QuEugohGTElJu_hHJhu<mEmJu +JaEhm\J^mluEhJ hJlg_^lVFYJuL_hu_FmEV^V^QuE^uJrJ[gmV_^uLi_[u+-<u E^H_iu*EYVL_h^VEu+JgEhm[J^mu_L >JGT^_Z_Qsu*+A
Draft
#$
"+:2,38+<260?--.6-=5? 7?
?
+9+1;7/<?&.,167470>?798?
HGLJ46LHJSK?4BCSKM5E@LS4S*J@68S,6?87MB8S@78GL@9Q@G>S4CCSK8JN@68KSH<8J87SMG78JSL?@K *4JL@6@I4L@G>S
778G7MES9HJSL?8S,L4L8KS4IIJHN4C
.?8S*J@68S,6?87MB8SK?4BBS@G6CM78SL?8S9HCCHO@G>
,8JN@68S 4L8>HJQS,44,S!8K6J@IL@HG
%@KLS*J@68
!@K6HMGLSH=S%@KLS*J@68
HGLJ46LS*J@68
HGLJ46LHJSK?4CBSH5L4@GSIJ@HJS4IIJHN4CS:JHES1L4?S(
,*)S24CM8*H@GLS HGLJ46L
7E@G@KLJ4LHJS4G7SKM5E@LS4SOJ@LL8GSGHL@68SH9SIJ@68S@G6J84K8K786J84K8KS4G7S4SJ8N@K87 *J@68S%@KLS9HJSL?8S,L4L8KS4IIJHN4C
!
,L4L84IIJHN87S*J@68S%@KLSO@BBS58SIHKL87SHGSL?8S,L4L8KS 4CS8*JH6MJ8SO85K@L8
%$)
?
'
! %
'
! %
HGLJ46LHJSE4QS477SHJS78B8L8SK8JN@68KS@GLJH7M687SHJSJ8EHN87S9JHESL?8SE4JA8LS5QSL?8 F4GM946LMJ8JSMG78JSL?8S9HBBHO@G>S6HG7@L@HGK
,8JN@68S@KSO@L?@GS8P@KL@G>S4O4J787S64L8>HJ@8KSMG78JSL?8S( ,*)S24CM8*H@GL
&4KL8JS*J@68S
>J88E8GL
HGLJ46LHJS?4KSH5L4@G87SIJ@HJS4IIJHN4BS9JHESL?8S1L4?S( ,*)S24BM8*H@GL
HGLJ46LS
7E@G@KLJ4LHJ
S4G7
HGLJ46LHJSJ868@N8KSOJ@LL8GS4IIJHN4BS9JHESL?8S 4B@9HJG@4S,L4L8S HGLJ46L
7E@G@KLJ4LHJ
HGLJ46LHJSK?4CBSKM5E@LS4SOJ@LL8GSGHL@68SH9SK8JN@68SKS477@L@HGK78C8L@HGKS4G7S4SJ8N@K87 *J@68S-6?87MB8S9HJSL?8S,L4L8KS4IIJHN4C
(
'? #$' $% ('!$
*?$%
$%
ML?HJ@R87S+8K8CC8JKS4J8S4N4@B45C8S9HJSL?@KS*4JL@6@I4L@G>S 778G7MES
%%(?#($%?!$$?'!?
)J78JKSF4QS58SIC4687SO@L?S 4J4?KH;LS.86?GHBH>QS HJI
SHJSO@L?S4GS
ML?HJ@R87S+8K8BD8JS4KS
@G7@64L87S58BHOS
)J78JKSIB4687SO@L?S 4J4?KH9LS/86?GHBH>QS HJI
S
%(
'?!$$%?'!?
4J4?KH9LS086?GHCH>QS HJI
S
S'@6?48BS#4J474QS!J@N8S,M@L8SS
HGL46LS
*?HG8S
#4PS(HS
"E4@C
$4J@G4S3HH7KS
S
S
)&
64J4?KH;L
6HES
Draft
" "
""
"
!"
"
AsWXsupgRUXW|cwbRm)ywbnscXWGXuXi iXsjyuwTX RWWsXuvXWRuubn|mTXhn} RmWpRjXmw jyvwTXjRWXpRRTiXwnwbX )ywbnsdXW GXuXgiXsdWXmwd[cXWnm wbXdm{ndUXRv ubn}mTXgn|
,RsRbunZxIXVbmnin`,nsp
Vn-mIXfHXs{dUXu 7mU
Mnm :RsjRm HycwX ?X|pnsw*XRUb ,)
,nmwRVw&
CbnmX!
2R~?n
0jRcg"
;XiuXRDsRww )UnuwR
,)uRgXu(WmwXf
Unj
,RsRbvn_IXVbmngn`,nsq
Un?O?Hngzwcnmu ,nspnsRwdnm
CsnupXVwDRsf-sc{X HycwX GRmUbn,nsWn{R ,) ,nmwRUw'
CbnmX!
2R~?n
#
1 jRdi!
IXRj>XRWX
J>XRWX(m|mcw
Unk
,RsRbvn_IXVbmnin`,nsp
UnIRTnsWRHngywcnmu 7mU
BRf ){XCf} HydwX
2niunj ,)
,nmwRUw
CbnmX$
2R~?n
%
0jRdi
+XRsOdiicRju
TXRs
|cggcRju(wRTnsWRungywdnmu
Unk
2nscm{ndUcm`pyspnuXu XRUbHwRwX)UUnymwcm`n]dUXkyuwbR{XRVnpnZwbXsXvXgiXsuCRXX -RwRGXUnsWHwW
dm nsWXs wnpsnUXuupRjXmwn[wbXdm{ndUX
)`XmUcXvubnygW[ns|RsWR
Unpn[wbXHwW wnwbXdssXupXUwd{XRUUnymwcm`n^cVX Ocwb nywwbXHwW pRjXmwjR TXymmXUXuuRscgWXiRXW
)LI6AG7Q0.G0H0<<0GH)G0G0HDA?H7*<12AGH0?/7?3) ,ADPA2)<< CLG,6)H0BG-0GH KA,)G)6H A2IK1,6?A=A4P,AGC
2AG ,AAD1G)I8N1
)3G11>1?IH?)HDA M)=L0CA8?IFL)GI0G=P G0CAGI7@5G0FL9G0>0?IH
ObXmcuvydm`Rm nsWXswnRmRywbnsdXWsXuXiiXsicuwXWnm,nnpXsRwe{X)`sXXlXmwu cwcuwbX R`XmUvsXvpnmucTdidwwnXmuysX wbRwwbXsXuXggXsbngWu R{RgdW,RgcZnsmdRHXihXsvDXsjdw
?AK0! ,nmwsRUwnsubRggTXsXupnmudTgX[nsuyUUXuu[ygpXs[nsjRmUXRmWUnkpicRmUX|cwbRgg sXrycsXjXmwvdm RUUnsWRmUX}cwbwbXwXsjuRmW VnmWdwcnmuymWXswbduCRswdUdpRwcm` )WWXmWyj X{Xmd[|nsfdvpXtnsjXWTHXs{dUcm`HyTUnmwsRUwnsu
)giHwRwX qnicUcXu `ydWXhdmXu RmW
sXrydsXkXmwuubRgi Rppgwn)ywbnscXW GXuXggXsu
ESaYo\
Draft
"
"
"
"
" "
"!"
"
'D*D.K-.<*?D9.:DK*:-K <;74D5,*7KCF+-5G4C4;:7;,*7K0;G.?:9.:DKFC.K;/KD35CK%*?D5,4<*D4:0 --.:-F9K5CK;<D4;:*7
'D*D.K-.<*?D9.:DCK*:-K<;84D5,*7KCF+-5G4C5;:7;,*7K0;G.?:9.:DCK9FCDK/;77;HKD3.K;?-.?4:0 <?;,.-F?.CK;FD75:.-KH5D35:KD3.K)C.?K
:CD?F,D5;:CK0F5-.K*-94:5CD.?.-K+JKD3.K'D*D.
;:D?*,DK-95:4CD?*D;?KD;K.I.,FD.K;?-.?CK*0*4:CDKD35CK%*?D5,5<*D5:0K--.:-F9
""
%*J9.:DKD.?9CK/;?KD35CK%*B5,4<*D4:0K--.:-F9K*?.K:.DK/;?DJ/4G.KK-*JC K %*J9.:D
H588K+.K9*-.K4:K*,,;?-*:,.KH4D3K
(K
.:.?*7K%?;G5C5;:CK%*?*0?*<3KK&.>F5?.-K%*J9.:D
*D.
:G;5,.CKC3*87K+.KC.:DKD;KD3.K*--?.CCK4-.:D4/5.-K5:KD3.K$?-.?4:0K0.:,JCK<F?,3*C.K;?-.? (3.K'D*D.K%*?D4,5<*D5:0K--.:-F9K#F9+.?K*:-K$?-.?4:0K0.:,JK%F?,3*C.K$?-.? #F9+.?KC3*88K*<<.*?K;:K.*,3K4:G;5,.K/;?K*77K<F?,3*C.CK<7*,.-KF:-.?KD34CK%*?D4,5<*D5:0 --.:-F9
;:D?*,D;?KH577K*,,.<DKD3.K'D*D.K;/K*84/;?:4*K,?.-4DK,*?-K *?-K/;?K<*J9.:DK;/ 5:G;5,.C
"
;:D?*,D;?KC3*87KCF+95DKFC*0.K?.<;?DCK;:K*K>F*?D.?8JK+*C4CKD;KD3.K'D*D.K;:D?*,D -94:5CD?*D;?K/;?K*78K*84/;?:5*K.:D4DJK<F?,3*C.CKFC5:0KD3.K?.<;?DKD.9<8*D.K*DD*,3.-K3.?.D; *CKDD*,39.:DK K (3.K?.<;ADK4CK-F.K.G.:KH3.:KD3.?.K4CK:;K*,D5G5DJ (3.K?.<;?DKC3*88K+.K*:KI,.7KC<?.*-C3..DKD?*:C95DD.-K.7.,D?;: 4,*88JKD;KD3.K 'K9*48+;I
*DK%;;=.?*D4G.C-1C ,* 2;G
:JK?.<;@DKD3*DK-;.CK:;DK/;78;HKD3.K?.>F4?.-K/;?9*DK;?KD3*DK.I,8F-.CK4:/;?9*D4;:KH488K+. -..9.-K4:,;9<7.D. K ;:D?*,D;?KH587K+.K?.C<;:C4+8.K/;?KCF+96DD4:0K,;??.,D.-K?.<;?DC H5D35:K/4G.K+FC4:.CCK-*JCK;/KD3.K-*D.K;/KH?4E.:K:;D5/4,*D4;:K/?;9KD3.K'D*D. (*IK9FCDK:;DK+.K4:,8F-.-K4:KD3.K?.<;?DK.G.:K4/K4DK4CK;:KD3.K<F?,3*C.K;?-.? &.<;ADCK*?.K-F.K/;?K.*,3K>F*?D.?K*CK/;88;HC
"
" !" "
)!KK D;K '%K K $(K
$(K D;K KK #KK
#KK D;K "&K %&KK
%&KK D;K )#KK )!KK
*48F?.KD;K9..DK?.<;?D5:0K?.>F4?.9.:DCK*:-KCF+94DKD3.K?.<;?DCK;:K*KD59.8JK+*C4CKC3*78 ,;:CD5DFD.K0?;F:-CK/;?KCFC<.:C5;:K;/KD34CK,;:D?*,D
Draft
)
&+
!.
", .$.
.
(*%.
#$ $-.
$('.
?a
)ĄD
Ą
Ą Ā0 Ą
1ĄĄĄ#1ĄFĄÎĄ ©ĄLìĄ
Ą
¹ùªĄĄ
Ą<
m ¨Ą #Ą
ø9ĄĄ
E
.YĄ ÝāĄĄ
Ą9ĄÙ
Ą/º
Û»ZĄ
ú¬Ą
Ą
¼Ą
ĄBGĄĄµĄ#SIĄ
þĄ O¤ĄõĄĄ
ĄW><p3XĄĄ¶
Ą6Ą
ĄNíßÌĂĄ
b
c Ą
:Ą
#Ą
Ąî !HÞ Ą
JĄ%J'Ą
Ą Ą
!.dĄ
!
ËĄ,)½ûĄQ
Ą·ĄRĄT(¸Ą Ą&﾿ ±Ą
'8
Ą K,Ąÿ Ï#Ą,
Ą
Ą
÷
Ą
àĄÀÁ/Ą ° Ą 0MK
e
f
-ÂÃĄ
Ą
.ĄE#/Ą¦Ą
üĄ
ĄĄ M"Ą
4ð7ĄL
Ą?ĄñÄ[Ą&á
)Ą4-"Å8Ą
Q Ą
R(Ą ²â'7Ą
Ą
}2~Ą \Ąu ]Ą Ąv`w2xĄ
¢Ą
ã
^Ą
Ą y{qzĄ
4g +
Ą
Ą6«Ą
ÐĄĄ§Ą "
:ĄòĄ8Ą Ê:ÓÖ9ĄĄ
VĄ%
&AĄ ă
¡& Ą@Ą
)Ąä !"h
5i + Ą
Ą 6Ą /ĄĄĄ(×
Ą
åĄ
æĄöĄ
'Ą Ą³Uj
= U
Ą
Ą
Ą
("ÈĄĄÆĄ Ą
"Ą
Ą1ÔĄĄĄçPĄ
PHĄ
Ąè
Ą Ą
ØĄ ý=
k
-Çé Ą
Ą
.ĄĄĄ
ÜĄ!
ĄOëĄóĄDÑÒ
Tô
Ą £Ą oÉĄ _Ą
CĄ $Ą
Ą 5&rĄ +3Ą
A+Ą$Ą Ą 5sĄ *
%Ą $Ą
*
%Ą 3Ą Ą @
tĄ
Ą >Ą
Ą $Ą Ą *B%Ą 2Ą *CĄ $Ą
l GÍ;ĄĄ
Ą
(ĄĄê'N )ĄĄSÕ Ą
Ą0ĄĄ 71Ą ,FĄ
I
!
0 ;Ą;Ą¯Ą-Ą
Ą Ą
!n
¥´Ą|ĄÚ®ĄĄ
Draft
"
"
" "
"!"
"
)92SDG;@.GPS
CBKG.0KCGS
CBKG.0KS$.B.62GS3CGSK9;JS&.I;0;D.K<B6S
112B1L@SJ9.>>S/2S.J
3C>>CNJ
CBKG.0KCGS
%.@2S
&9CB2S
!.OS
$.<>
11G2JJ
.G.9JC5S)209BC?C6PS
CGDS
#.0=S ;OCBS
B.JEC0.G.9JC3K0CA
S$<09.2?S!.G.1.PS G;M2S(K2S
S
'2JKCBS+
S
S
)92S(K.K2S
CBKG.0KS
1@;B<JKG.KCGS3CGSK9;JS&.GK<0<D.K<B6S
112B1L@SJ9.>>S/2S.JS3C?>CNJ
%.@2S
&9CB2S
!.OS
$.<?
11G2JJ
-C>.B1.S)LKKS
S
S
QC?.B1.SKLKK17J0.S8CMS
(K.K2SC3S
.><3CGB<.S
2D.GK@2BKSC3S"2B2G.>S(2GM<02JS
&GC0LG2@2BKS ;M<J<CBS
S)9<G1S(KG22KSB1S!>CCGS$(S
S
,2JKS(.0G.@2BKCS
S
S
(9CL>1SK:2S0CBK.0KS<[email protected];CBS3CGS2<K92GSD.GKPRS09.B62SK92SD.GKPSN;>>SDGCM;12SNG;KK2B BCK<02SN<K9SLD1.K21S<B3CGA.K<CBSBCS>.K2GSK9.BSK2BS/LJ<B2JJS1.PJS.3K2GSK92S09.B62
)92S([email protected]@<B.K2SK9;JS&.GK<0;D.K;B6S
[email protected];@2SLDCBS
S1.PJSDG<CGSNG<KK2B
BCK;02SKCSK92S
CBKG.0KCGS *DCBSK2G@;B.K<CBSCGSCK92GS2OD<G.K<CBSC3SK9<JS&.GK<0;D.K<B6
112B1L@S2.09SD.HKPSN<>?S.JJ;JKSK92SCK92GSD.GKPS;BSCG12G?PSK2G@<B.K<CBSC3SK92S&.GK;0;D.K<B6
[email protected].>?S.JJ2KJSK.B6;/?2S.B1S<BK.B6;/?2[email protected];>;K.K2SK92 CG12G>PSBCB1;JGLDK21S/LJ<B2JJS0CBK<BL.K<CBSC3S2.09SD.GKPS )9<JSDGCM<J;CBSJ9.??SBCKSG2?;2M2 K92S
CBKG.0KCGSC3SK92SC/?<6.K;[email protected]<@<?.G CG12G<B6S1C0L@2BKS2O20LK21SDG<CGSKCSK92SK2G@<B.K;CBS/20C@;B6S23420K<M2
%[email protected]<.K<CBSC3SK92SK2G@JSC3SK9<JS&.I<0;D.K;B6S 112B1L@SJ9.>?S/2SM.?<1SLB?2JJ
@.12S<BSNG;K;B6SJ;6B21S/PSK92SD.GK;2JS.B1S.DDGCM21S.JSG2FL;G21S %CSCG.?SLB12GJK.B1;B6SCG .6G22@2BKSBCKS;B0CGDCG.K21S<BSK92S&.HK<0;D.K<B6S
112B1L@S<JS/;B 1<B6SCBS.BPSC3SK92SD.GK<2J
Draft
! #
&
$
&
&
&
"
&
%&
&
);=Oa&/MR>1=H/R>E8a223E2VCa/E2a R;3a"/OR3Ka8K33D3ERaRG83R;3Ka[>R;a>ROa3];=0>ROa/E2GK /C3E2C3EROaO3Ra5GN;aR;3a3ER>K3a/8K 33C3ERa03R[33EaR;3aH/KR=3Oa[=R;aK3OH31RaRGaR;3 OV0?31RaC/RR3KaG5a/BBaHK3Z=GVOa1GCDVF>1/R>GEOaK3HK3O3ER/R>GEOa GKa/8K33C3FROa[;3R;3K GK/AaGKa[K>TR3Ea[=R;aK3OH31RaRGa R;3aOW0@31RaC/RR3Ka;3K3G5a *3KCOa/F2a1GF2>R>GEO =E1GEO>OR3ERa[>R;a1GFRK/K^aGKa>Fa/22 >R>GEaRGaR;3aR3KCOa/E2a1GF2>R>GEOaG5aR;=Oa&/KR=1=H/R=E8 223E2WCa/F2aR;3a#/OR3Ka8K33C3ERaRG83R;3Ka [>R;a=ROa3];>0=ROa/ E2GKa/C3E2C3ERO O;/BAaFGRa03a/2232aRGaGKa=E1GKHGK/R42a>ERGa R;>Oa&/KT=1=H/R=F8a 223F2VCaGKaR;3a"/OR3K 8K33C3ERa/E2a>ROa3];>0>ROa/E2GLa/C3E2C3FROa0^a /E^aOV0O3JV3ERaHVK1;/O3aGK23KaGK GR;3K\=O3a /E2a/F^aOV1;a/RR3CHROaRGa/22aGKa=E1GKHGK/R3aOW1;aR3KCOa/E2a1GE2>R>GEOa/K3 ;3K30^aK3?31R32a *;3a R3KCOa/E2a1GE2=R>GEOaG5a R;>Oa&/KT>1=H/R=F8a223E2WCa/F2aR<3 "/OR3Ka8K33C3ERa/E2a>ROa3];=0=RPa/E2GKa/C3F2C3FROa O;/AAaHK3Z/=Ba/E2a8GZ3KEa=FaR;3 1/O3aG5a/E^aOV1;a=E1GEO>OR3ERaGKa/22=R>GE/BaR3KCO
^aO=8E>F8a 03BG[aGERK/1RGKa/8K33OaRGaG63KaR;3aO/C3aO3KZ>13Oa /OaGEaR;3a ,R/;a$(&% -/AV3&G>FRa"/OR3Ka 8K33C3ERa$WC03Ka'
a /RaHK>13Oa3JV/AaRGaGKaAG[3KaR;/FaR;3
HK>13OaGEaR;/Ra1GERK/1R
$a. )$((a .
'%
aR;3aH/MU>3Oa;/Z3a3]31VR32aR;=Oa&/KR>1>H/R>E8a223F2VCa/OaG5 R;3a2/R3aG5a3]31VR>GEa0^a 0GR;aH/KT>3Oa03BG[
(*+a%
a!
%'$ a
3I/KRC3ERaG5a
3E3K/Ba(3MZ>13Oa
"'
'
'=1/K2Ga"/KR=E3`a 1R>E8a4HVR^a=K31RGK
"
'
'
'"''$" %
''
a*;>K2a(RK33Ra
.3ORa(/1K/C3ERGaaa
!!'
%$)'*%'
/K/;OG7a*31;FGAG9_aGKI
"
"'
'
X:YQSaa
a
"$
''$#
''
"'
'
"
'
'
' "''$" &
''
a">1;/3Ba
/K/2/^aK=Z3a(V>R3a
a
'3ORGFa-a
a
!!'
Draft
2 !-6 (
>)<%>
,>
;
&*8>>
7>> ,
>>
,+8/8>
='/>
,+9/8,1>
-,3 +
>0!,>
.,4> $=>
'!)"57/:#>
>
EXHIBIT %
City’s Insurance and Indemnity
Exhibit %
Insurance and Indemnity
INDEMNIFICATION
To the furthest extent allowed by law, VENDOR shall indemnify, hold harmless and defend CITY and each of its officers, officials, employees, agents and volunteers from any and all loss, liability, fines, penalties, forfeitures, costs and damages (whether in contract, tort or strict liability, including but not limited to personal injury, death at any time and property damage) incurred by CITY, VENDOR or any other person, and from any and all claims, demands and actions in law or equity (including reasonable attorney's fees, litigation expenses and cost to enforce this agreement), arising or alleged to have arisen directly or indirectly out of performance of this Contract.
VENDOR'S obligations under the preceding sentence shall apply regardless of whether CITY or any of its officers, officials, employees, agents or volunteers are passively negligent, but shall not apply to any loss, liability, fines, penalties, forfeitures, costs or damages caused by the active or sole negligence, or the willful misconduct, of CITY or any of its officers, officials, employees, agents or volunteers.
If VENDOR should subcontract all or any portion of the work to be performed under this Contract, VENDOR shall require each subcontractor to indemnify, hold harmless and defend CITY and each of its officers, officials, employees, agents and volunteers in accordance with the terms of the preceding paragraph.
This section shall survive termination or expiration of this Contract.
INSURANCE REQUIREMENTS
(a) Throughout the life of this Agreement, VENDOR shall pay for and maintain in full force and effect all insurance as required herein with an insurance company(ies) either (i) admitted by the California Insurance Commissioner to do business in the State of California and rated no less than “A-VII” in the Best’s Insurance Rating Guide, or (ii) as may be authorized in writing by CITY'S Risk Manager or his/her designee at any time and in his/her sole discretion. The required policies of insurance as stated herein shall maintain limits of liability of not less than those amounts stated therein. However, the insurance limits available to CITY, its officers, officials, employees, agents and volunteers as additional insureds, shall be the greater of the minimum limits specified therein or the full limit of any insurance proceeds to the named insured. (b) If at any time during the life of the Agreement or any extension, VENDOR or any of its subcontractors fail to maintain any required insurance in full force and effect, all services and work under this Agreement shall be discontinued immediately, and all payments due or that become due to VENDOR shall be withheld until notice is received by CITY that the required insurance has been restored to full force and effect and that the premiums therefore have been paid for a period satisfactory to CITY. Any failure to maintain the required insurance shall be sufficient cause for CITY to terminate this
Agreement. No action taken by CITY pursuant to this section shall in any way relieve VENDOR of its responsibilities under this Agreement. The phrase “fail to maintain any required insurance” shall include, without limitation, notification received by CITY that an insurer has commenced proceedings, or has had proceedings commenced against it, indicating that the insurer is insolvent.
(c) The fact that insurance is obtained by VENDOR shall not be deemed to release or diminish the liability of VENDOR, including, without limitation, liability under the indemnity provisions of this Agreement. The duty to indemnify CITY shall apply to all claims and liability regardless of whether any insurance policies are applicable. The policy limits do not act as a limitation upon the amount of indemnification to be provided by VENDOR. Approval or purchase of any insurance contracts or policies shall in no way relieve from liability nor limit the liability of VENDOR, vendors, suppliers, invitees, contractors, sub-contractors, subcontractors, or anyone employed directly or indirectly by any of them.
Coverage shall be at least as broad as:
1. The most current version of Insurance Services Office (ISO) Commercial General Liability Coverage Form CG 00 01, providing liability coverage arising out of your business operations. The Commercial General Liability policy shall be written on an occurrence form and shall provide coverage for “bodily injury,” “property damage” and “personal and advertising injury” with coverage for premises and operations (including the use of owned and non-owned equipment), products and completed operations, and contractual liability (including, without limitation, indemnity obligations under the Agreement) with limits of liability not less than those set forth under “Minimum Limits of Insurance.”
2. The most current version of ISO *Commercial Auto Coverage Form CA 00 01, providing liability coverage arising out of the ownership, maintenance or use of automobiles in the course of your business operations. The Automobile Policy shall be written on an occurrence form and shall provide coverage for all owned, hired, and non- owned automobiles or other licensed vehicles (Code 1- Any Auto).
3. Workers’ Compensation insurance as required by the State of California and Employer’s Liability Insurance.
4. Technology Liability (Errors and Omissions) insurance appropriate to VENDOR’S profession. Coverage shall be sufficiently broad to respond to duties and obligations as is undertaken by VENDOR in this agreement and shall include but not be limited to, claims involving infringement of intellectual property, including but not limited to infringement of copyright, trademark, trade dress, invasion of privacy violations, information theft, damage to or destruction of electronic information, release of private
information, alteration of electronic information, extortion and network security. The policy shall provide coverage for breach response costs as well as regulatory fines penalties and credit monitoring expenses with limits sufficient to respond to these obligations.
5. Cyber Liability (Privacy and Data breach) insurance appropriate to VENDOR’S profession.
MINIMUM LIMITS OF INSURANCE
VENDOR shall procure and maintain for the duration of the contract, and for 5 years thereafter, insurance with limits of liability not less than those set forth below. However, insurance limits available to CITY, its officers, officials, employees, agents and volunteers as additional insureds, shall be the greater of the minimum limits specified herein or the full limit of any insurance proceeds available to the named insured:
1. COMMERCIAL GENERAL LIABILITY
(i) $1,000,000 per occurrence for bodily injury and property damage; (ii) $1,000,000 per occurrence for personal and advertising injury; (iii) $2,000,000 aggregate for products and completed operations; and, (iv) $2,000,000 general aggregate applying separately to the work performed under the Agreement.
2. COMMERCIAL AUTOMOBILE LIABILITY
$1,000,000 per accident for bodily injury and property damage.
3. Workers’ Compensation Insurance as required by the State of California with statutory limits and EMPLOYER’S LIABILITY with limits of liability not less than:
(i) $1,000,000 each accident for bodily injury;
(ii) $1,000,000 disease each employee; and,
(iii) $1,000,000 disease policy limit.
4. TECHNOLOGY PROFESSIONAL LIABILITY :
(i) $1,000,000 per claim/occurrence; and,
(ii) $2,000,000 policy aggregate.
5. CYBER LIABILITY insurance with limits of not less than:
(i) $1,000,000 per claim/occurrence; and,
(ii) $2,000,000 policy aggregate
UMBRELLA OR EXCESS INSURANCE
In the event VENDOR purchases an Umbrella or Excess insurance policy(ies) to meet the “Minimum Limits of Insurance,” this insurance policy(ies) shall “follow form” and afford no less coverage than the primary insurance policy(ies). In addition, such Umbrella or Excess insurance policy(ies) shall also apply on a primary and non- contributory basis for the benefit of the CITY, its officers, officials, employees, agents and volunteers.
DEDUCTIBLES AND SELF-INSURED RETENTIONS
VENDOR shall be responsible for payment of any deductibles contained in any insurance policy(ies) required herein and VENDOR shall also be responsible for payment of any self-insured retentions.
OTHER INSURANCE PROVISIONS/ENDORSEMENTS
(i) All policies of insurance required herein shall be endorsed to provide that the coverage shall not be cancelled, non-renewed, reduced in coverage or in limits except after thirty (30) calendar days written notice has been given to CITY, except ten (10) days for nonpayment of premium. VENDOR is also responsible for providing written notice to the CITY under the same terms and conditions. Upon issuance by the insurer, broker, or agent of a notice of cancellation, non-renewal, or reduction in coverage or in limits, VENDOR shall furnish CITY with a new certificate and applicable endorsements for such policy(ies). In the event any policy is due to expire during the work to be performed for CITY, VENDOR shall provide a new certificate, and applicable endorsements, evidencing renewal of such policy not less than fifteen (15) calendar days prior to the expiration date of the expiring policy.
(ii) The Commercial General and Automobile Liability insurance policies shall be written on an occurrence form.
(iii) The Commercial General and Automobile Liability insurance policies shall be endorsed to name City, its officers, officials, agents, employees and volunteers as an additional insured all ongoing and completed operations. Additional Insured endorsements under the General Liability policy must be as broad as that contained in ISO Forms: GC 20 10 11 85 or both CG 20 10 & CG 20 37.
(iv) The Commercial General and Automobile Liability insurance shall contain, or be endorsed to contain, that VENDOR’S insurance shall be primary to and require no contribution from the City. Primary and Non Contributory language under the General Liability policy must be as broad as that contained in ISO Form CG 20 01 04 13. These coverages shall contain no special limitations on the scope of protection afforded to City, its officers, officials, employees, agents and volunteers. (v) Should any of these policies provide that the defense costs are paid within the Limits of Liability, thereby reducing the available limits by defense costs, then the requirement for the Limits of Liability of these polices will be twice the above stated limits.
(vi) All insurance policies required herein shall contain, or be endorsed to contain, a waiver of subrogation as to CITY , its officers, officials, agents, employees and volunteers.
The Cyber and Technology Professional Liability insurance shall cover claims involving privacy violations, information theft, damage to or destruction of electronic information, intentional and/or unintentional release of private information (including credit monitoring costs), alteration of electronic information, extortion and network security.
Such coverage is required for claims involving any professional services for which VENDOR is engaged with the City for such length of time as necessary to cover any and all claims
If the Technology Professional and Cyber Liability insurance policies) are written on a claims-made form:
1. The retroactive date must be shown, and must be before the effective date of the Agreement or the commencement of work by VENDOR.
2. Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the Agreement work or termination of the Agreement, whichever occurs first, or, in the alternative, the policy shall be endorsed to provide not less than a five (5) year discovery period.
3. If coverage is canceled or non-renewed, and not replaced with another claims- made policy form with a retroactive date prior to the effective date of the Agreement or
the commencement of work by VENDOR, VENDOR must purchase “extended reporting” coverage for a minimum of five (5) years completion of the Agreement work or termination of the Agreement, whichever occurs first.
4. A copy of the claims reporting requirements must be submitted to CITY for review.
5. These requirements shall survive expiration or termination of the Agreement.
Should any of these policies provide that the defense costs are paid within the Limits of Liability, thereby reducing the available limits by defense costs, then the requirement for the Limits of Liability of these polices will be twice the above stated limits.
PROVIDING OF DOCUMENTS
VENDOR shall furnish CITY with all certificate(s) and applicable endorsements effecting coverage required herein. All certificates and applicable endorsements are to be received and approved by the CITY’S Risk Manager or his/her designee prior to CITY’S execution of the Agreement and before work commences. All non-ISO endorsements amending policy coverage shall be executed by a licensed and authorized agent or broker. Upon request of CITY, VENDOR shall immediately furnish CITY with a complete copy of any insurance policy required under this Agreement, including all endorsements, with said copy certified by the underwriter to be a true and correct copy of the original policy. This requirement shall survive expiration or termination of this Agreement. All subcontractors working under the direction of VENDOR shall also be required to provide all documents noted herein.
SUBCONTRACTORS
If VENDOR subcontracts any or all of the services to be performed under this Agreement, VENDOR shall require, at the discretion of the CITY Risk Manager or designee, subcontractor(s) to enter into a separate Side Agreement with the City to provide required indemnification and insurance protection. Any required Side Agreement(s) and associated insurance documents for the subcontractor must be reviewed and preapproved by CITY Risk Manager or designee. If no Side Agreement is required, VENDOR will be solely responsible for ensuring that it’s subcontractors maintain insurance coverage at levels no less than those required by applicable law and is customary in the relevant industry.
EXHIBIT &
3URMHFW4XRWH