Cities Index.
ID 26-806 Cooperative Purchase Agreement

Fresno City Council
June 18, 2026

Document
ID 26-806 Cooperative Purchase Agreement
Meeting
June 18, 2026
Body
Fresno City Council
Pages
5
Original file
61.8 MB
Text extracted from the city's file for reading and search. Open the original on legistar2.granicus.com. That file is the official record.

GSD-B Formal Product CPA - DPW (12-2023)
-1-

FORMAL COOPERATIVE PURCHASE AGREEMENT
THIS AGREEMENT (Agreement) is made and entered into, effective on ______________________, by and between CITY OF FRESNO, a California municipal corporation (City), and MYTHICS, LLC DBA MYTHICS VIII, LLC , a Virginia Limited Liability Company (Vendor).

AGREEMENT
NOW, THEREFORE, in consideration of the foregoing and of the covenants, conditions, and promises hereinafter contained to be kept and performed by the respective parties, it is mutually agreed as follows:

1. The Charter for the City allows for cooperative purchase agreements for materials, supplies, and equipment. The City may use another government agency’s agreement, as an exception to the competitive bid process. The Parties agree that the Vendor has entered a contract with Maricopa County through Omnia Partners (Contract 180233-002) (Original Government Contract). The solicitation for the Original Government Contract is attached as Exhibit A.

2. Vendor’s Obligation. Vendor shall provide those services and carry out that work described in the Original Government Contract, which is attached hereto as Exhibit B and is incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein.

3. City’s Obligation. City shall make to the Vendor those payments described in Exhibits A and B, subject to all the terms and condition contained or incorporated herein

4. Notwithstanding the requirements that the Original Government Contract is fully binding on the Parties, the parties have agreed to modify certain non-material provisions of the Original Government Contract as applied to this Agreement between the Vendor and the City, as follows:
a) City’s Insurance and Indemnity provisions attached as Exhibit C. b) Address change for the City: Notwithstanding the address and contract information for the government entity as set out in Exhibit B, the Vendor agrees that notices and invoices will be sent to:

City of Fresno
Attention: Dennis Jones
2600 Fresno Street, Rm 1059
Fresno, CA 93721
Phone: (559) 621-7117
FAX:

E-mail: [email protected]
c) Notwithstanding anything in Exhibits A and B to the contrary, this Agreement shall be governed by, and construed and enforced in accordance with , the laws of the State of California, excluding however, '
,*"!&&- $'( 

 







GSD-B Formal Product CPA - DPW (12-2023)
-2-
669831v1
any conflict of laws rule which would apply the law of another jurisdiction.

Venue for purposes of the filing of any action regarding the enforcement or interpretation of this Agreement and any rights and duties hereunder shall be Fresno County, California.
d) All other provisions in the Original Government Contract are fully binding on the parties and will represent the agreement between the City and the Vendor.
[Signatures follow on the next page.]
'
,*"!&&- $'( 

 







GSD-B Formal Product CPA - DPW (12-2023)
-3-
669831v1
IN WITNESS WHEREOF, the parties have executed this Agreement at Fresno, California, the day and year first above written.

CITY OF FRESNO,
a California municipal corporation
By:

Melissa Perales
Purchasing Manager
General Services Department
APPROVED AS TO FORM:

ANDREW JANZ
City Attorney
By:

Sukhman S. Sekhon Date
Deputy City Attorney
ATTEST:

AMY K. ALLER,
Interim City Clerk
By:

Deputy Date

MYTHICS, LLC DBA MYTHICS VIII,
LLC, a Virginia Limited Liability Company
By:

Name:

Title:
(If corporation or LLC., Board
Chair, Pres. or Vice Pres.)
By:

Name:

Title:
(If corporation or LLC., CFO,
Treasurer, Secretary or Assistant
Secretary)
VENDOR:

MYTHICS, LLC DBA MYTHICS VIII, LLC
Attention: Noel Taylor
4525 MAIN ST., SUITE 1500
VIRGINIA BEACH, VA 23462
Phone: (757) 617-0437
E-mail: [email protected]
Attachments:

Exhibit A - Original Solicitation
Exhibit B - Original Government Contract
Exhibit C - City’s Insurance and Indemnity
Exhibit D - Vendor Quote
'
,*"!&&- $'( 

 







 


 & )
$',&* $

'++ $ %
&

 


 -"&'!#"**




EXHIBIT A
Original Solicitation
'
,*"!&&- $'( 

 









Solicitation 180233-RFP

ORACLE PRODUCTS AND SERVICES
Bid Designation: Public
Maricopa County
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 








Bid 180233-RFP

ORACLE PRODUCTS AND SERVICES
%LG1XPEHU  -5)3
%LG7LWOH 25$&/(352'8&76$1'6(59,&(6
Bid Start Date 0D\

30067
Bid End Date -XQ

30067
Question & Answer
End Date -XQ

30067
%LG&RQWDFW %ULDQ:DOVK
3URFXUHPHQW&RQVXOWDQW
 -506-
ZDOVKE#PDLOPDULFRSDJRY
&RQWUDFW'XUDWLRQ 5 years
&RQWUDFW5HQHZDO DQQXDOUHQHZDOV
3ULFHV*RRGIRU 1 year
Pre-%LG&RQIHUHQFH Jun 6, 2018 10:00:00 AM MST
Attendance is mandatory
Location: THERE WILL BE A MANDATORY PRE-PROPOSAL CONFERENCE ON JUNE 6, 2018 AT 10:00 AM MST, AT THE MARICOPA COUNTY OFFICE OF PROCUREMENT SERVICES, 320 WEST LINCOLN STREET, FIRST FLOOR CONFERENCE ROOM, PHOENIX, ARIZONA 85003. VENDORS MAY PARK IN SPACES DESIGNATED FOR OPS. YOU MAY ALSO PARTICIPATE VIA CONFERENCE CALL BY DIALING 602-506-9695 AND ENTERING PASS CODE 671693. VENDORS SHOULD MAKE EVERY EFFORT TO ATTEND IN PERSON.

Bid Comments
Maricopa County (herein ³Lead Public Agency´) on behalf of itself and all states, local governments, school districts, higher education institutions, other government agencies and nonprofit organizations in the United States of America (herein ³Participating Public Agencies´) is soliciting proposals from qualified suppliers to enter into a Master Agreement for a complete line of Oracle Products, Services and Solutions (herein ³Products and Services´).

ALL PRODUCTS OFFERED MUST BE NEW, UNUSED, LATEST DESIGN AND TECHNOLOGY.

Item Response Form
,WHP 180233 -RFP--01-01 - ORACLE PRODUCTS AND SERVICES 4XDQWLW\ 1 each
Prices are not requested for this item.
'HOLYHU\/RFDWLRQ Maricopa County
No Location Specified
Qty 1
Description
6HHDWWDFKHG([FHOVSUHDGVKHHW$WWDFKPHQW$
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 








0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







127,&(2)62/,&,7$7,21
6(5,$/5)3
5(48(67)25352326$/)25
  25$&/(352'8&76$1'6(59,&(6
1RWLFHLV KHUHE\ JLYHQWKDW0DULFRSD &RXQW\LV FRQGXFWLQJWKLVUHTXHVW IRU SURSRVDOV HOHFWURQLFDOO\WKURXJK DQ RXWVLGH DJHQW%LG6\QFFRP XQWLO 
30067RQ-81(  IRU6(5,$/ 5(48(67)25 352326$/6 )2525$&/(352'8&76$1'6(59,&(6
7RSDUWLFLSDWHLQWKLVELGGLQJSURFHVVYHQGRUVVKDOOUHJLVWHUWKURXJK%LG6\QFFRP7RUHJLVWHUZLWK%LG6\QFSOHDVHJRWR

ZZZ%LG6\QFFRP
DQGFOLFNRQWKHRUDQJHµ5HJLVWHU¶OLQN5HJLVWUDWLRQKDVQRFRVWDQGZLOODOORZ\RXWRDFFHVVDOORI WKHELGLQIRUPDWLRQELGGRFXPHQWVUHFHLYHELGQRWLILFDWLRQVDQGVXEPLWDUHVSRQVH21/<5(63216(67+$7$5( 68%0,77('7+528*+%,'6<1&&20:,//%(&216,'(5(')25$:$5' )RUDVVLVWDQFHSOHDVHFRQWDFW%LG6\QF9HQGRU6XSSRUW'HSDUWPHQWYLDSKRQHRUHPDLOGXULQJUHJXODUEXVLQHVVKRXUV 




RU
VXSSRUW#%LG6\QFFRP

$OO UHVSRQVHV VKDOO EH VXEPLWWHG HOHFWURQLFDOO\ WR %LG6\QFFRP SULRU WR WKH ELG FORVLQJ  7KH ELG ZLOO EH OLVWHG XQGHU ³5)35(48(67)25352326$/)2525$&/(352'8&76$1'6(59,&(6´ 7KH0DULFRSD&RXQW\3URFXUHPHQW&RGH
³7KH&RGH´
JRYHUQVWKLVSURFXUHPHQWDQGLVLQFRUSRUDWHGE\ UHIHUHQFH$Q\ SURWHVWFRQFHUQLQJWKLV5HTXHVWIRU3URSRVDOPXVWEHILOHGZLWKWKH3URFXUHPHQW2IILFHULQDFFRUGDQFHZLWK6HFWLRQ0&

RIWKH&RGH
$// $'0,1,675$7,9( ,1)250$7,21 &21&(51,1* 7+,6 5(48(67 )25 352326$/ &$1 %( /2&$7('$7
KWWSV
ZZZPDULFRSDJRY'RFXPHQW&HQWHU9LHZ

$1< $''(1'$ 72 7+,6 5(48(67 )25 352326$/ :,// %( 3267(' 21 7+(0$5,&23$ &2817< 2)),&(2)352&85(0(176(59,&(6:(%6,7(81'(57+(62/,&,7$7,216(5,$/180%(57+,6 ,1)250$7,21:,//$/62%(3267('21/,1($7
:::%,'6<1&&20

)$,/85( 72 5(9,(: $1< $''(1'$ '2(6 127 1(*$7( <285 ,1,7,$/ 2))(5 $1' +2/'6 7+( 5(6321'(175(63216,%/()25$1<&+$1*(635,2572%,'&/26,1* ',5(&7$//,148,5,(672

%5,$1:$/6+
352&85(0(172)),&(5
7(/(3+21(



(0$,/
:$/6+%#0$,/0$5,&23$*29
7+(5(:,//%($0$1'$725<35(352326$/&21)(5(1&(21-81($7 $0067$7
7+(0$5,&23$&2817<2)),&(2)352&85(0(176(59,&(6:(67/,1&2/1675((7),567 )/225 &21)(5(1&( 5220 3+2(1,; $5,=21$   9(1'256 0$< 3$5. ,1 63$&(6 '(6,*1$7(')25236<280$<$/623$57,&,3$7(9,$&21)(5(1&(&$//%<',$/,1*


$1'(17(5,1*3$66&2'( 
9(1'256 6+28/'0$.((9(5<())25772$77(1' ,1
3(5621
127(
 0$5,&23$ &2817< 38%/,6+(6 ,76 62/,&,7$7,216 21/,1( $1' 7+(< $5( $9$,/$%/( )25 9,(:,1*$1'25'2:1/2$',1*$77+()2//2:,1*,17(51(7$''5(66 
KWWSV
ZZZPDULFRSDJRY
2SHQ6ROLFLWDWLRQV
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
7$%/(2)&217(176
127,&(
7$%/(2)&217(176
6(&7,216

 ,1752'8&7,21$1'%$&.*5281'
 6&23(2):25.
 352&85(0(175(48,5(0(176
 7(506$1'&21',7,216
 ,16758&7,216
$77$&+0(176

$77$&+0(17$ 35,&,1*
$77$&+0(17% $*5((0(176,*1$785(3$*(
$77$&+0(17& 5()(5(1&(6
$77$&+0(17' 86&20081,7,(6
$33(1',;(67+(6(6+$//%(&203/(7('6,*1('$6
$335235,$7($1'5(7851(':,7+7+(5(63216(

 6833/,(548$/,),&$7,216
 86&20081,7,(6$'0,1,675$7,21$*5((0(17,1)250$7,21  6833/,(5:25.6+((7
 1(:6833/,(5,03/(0(17$7,21&+(&./,67
 6833/,(5,1)250$7,21
(;+,%,76

(;+,%,7  %,'6<1&5(*,675$7,21$1'(/(&7521,&68%0,66,21,16758&7,216 (;+,%,7  /(77(52)75$160,77$/6$03/(
(;+,%,7 2)),&(2)352&85(0(176(59,&(6&2175$&72575$9(/$1'3(5 ',(032/,&<
(;+,%,7 '5$)7&2175$&7
(;+,%,7 ,1685$1&(&(57,),&$7((;$03/(
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7 0$67(5,17(5*29(510(17$/&223(5$7,9(385&+$6,1*$*5((0(17

0,&3$

(;+,%,7 86&20081,7,(6$'0,1,675$7,21$*5((0(17
(;+,%,7 67$7(127,&($''(1'80
(;+,%,7
 )(0$67$1'$5'7(506$1'&21',7,216$''(1'80
(;+,%,7 &20081,7<'(9(/230(17%/2&.*5$17$''(1'80 (;+,%,7 81,)250$'0,1,675$7,9(*8,'$1&(
(;+,%,7 25$&/(62)7:$5(7(506$1'&21',7,216
(;+,%,7 25$&/(&/28'6(59,&(67(506$1'&21',7,216 (;+,%,7 25$&/(+$5':$5(7(506$1'&21',7,216
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
5(48(67)25352326$/)25
 25$&/(352'8&76$1'6(59,&(6
 ,1752'8&7,21$1'%$&.*5281'
 0$67(5$*5((0(17
0DULFRSD &RXQW\
KHUHLQ ³/HDG 3XEOLF $JHQF\´
 RQ EHKDOI RI LWVHOI DQG DOO VWDWHV ORFDO
JRYHUQPHQWV VFKRRO GLVWULFWV KLJKHU HGXFDWLRQ LQVWLWXWLRQV RWKHU JRYHUQPHQW DJHQFLHV DQG QRQSURILWRUJDQL]DWLRQVLQWKH8QLWHG6WDWHVRI$PHULFD KHUHLQ³3DUWLFLSDWLQJ3XEOLF$JHQFLHV´

LVVROLFLWLQJSURSRVDOVIURPTXDOLILHGVXSSOLHUVWRHQWHULQWRD0DVWHU$JUHHPHQWIRUDFRPSOHWH OLQHRI2UDFOH3URGXFWV6HUYLFHVDQG6ROXWLRQV
KHUHLQ³3URGXFWVDQG6HUYLFHV´

$// 352'8&76 2))(5(' 0867 %( 1(: 8186(' /$7(67 '(6,*1 $1' 7(&+12/2*<
 2%-(&7,9(6
 3URYLGH D FRPSUHKHQVLYH FRPSHWLWLYHO\ VROLFLWHG 0DVWHU $JUHHPHQW RIIHULQJ 3URGXFWV DQG6HUYLFHVWR3DUWLFLSDWLQJ3XEOLF$JHQFLHV

 (VWDEOLVKWKH0DVWHU$JUHHPHQWDVD6XSSOLHU¶VSULPDU\RIIHULQJWR3DUWLFLSDWLQJ3XEOLF $JHQFLHV

 $FKLHYH FRVW VDYLQJV IRU 6XSSOLHUV DQG 3DUWLFLSDWLQJ 3XEOLF $JHQFLHV WKURXJK D VLQJOH FRPSHWLWLYHVROLFLWDWLRQSURFHVVWKDWHOLPLQDWHVWKHQHHGIRUPXOWLSOHELGVRUSURSRVDOV 
 &RPELQHWKHYROXPHVRI3DUWLFLSDWLQJ3XEOLF$JHQFLHVWRDFKLHYHFRVWHIIHFWLYHSULFLQJ 
 5HGXFH WKH DGPLQLVWUDWLYH DQG RYHUKHDG FRVWV RI 6XSSOLHUV DQG 3DUWLFLSDWLQJ 3XEOLF $JHQFLHVWKURXJKVWDWHRIWKHDUWRUGHULQJDQGGHOLYHU\V\VWHPV 
 3URYLGH 3DUWLFLSDWLQJ 3XEOLF $JHQFLHV ZLWK HQYLURQPHQWDOO\ UHVSRQVLEOH SURGXFWV DQG VHUYLFHV
 *(1(5$/'(),1,7,212)352'8&76$1'256(59,&(6
2UDFOH 3URGXFWV 6HUYLFHV DQG 6ROXWLRQV
  2IIHURUV DUH WR SURSRVH WKH EURDGHVW SRVVLEOH VHOHFWLRQRI2UDFOH3URGXFWV6HUYLFHVDQG6ROXWLRQVWKH\RIIHU7KHLQWHQWRIWKLVVROLFLWDWLRQLVWR SURYLGH3DUWLFLSDWLQJ3XEOLF$JHQFLHVZLWKSURGXFWVVHUYLFHVDQGVROXWLRQVWRPHHWWKHLUYDULRXV QHHGV7KHUHIRUHWKH2IIHURUV VKRXOG KDYH GHPRQVWUDWHG H[SHULHQFHLQ SURYLGLQJWKH3URGXFWV 6HUYLFHVDQG6ROXWLRQVDVGHILQHGLQWKLV5)3LQFOXGLQJEXWQRWOLPLWHGWR 
 3HUSHWXDO /LFHQVHV ± DSSOLFDWLRQV GDWDEDVH DQG RSWLRQV EXVLQHVV LQWHOOLJHQW PLGGOHZDUHDQGDQ\RWKHUSHUSHWXDOOLFHQVHRIIHUHGE\2UDFOH  (QJLQHHUHG6\VWHPV±LQWHJUDWHG VRIWZDUHDQGKDUGZDUHV\VWHPVRIIHUHGE\2UDFOH  +DUGZDUH 6HUYHUV 6WRUDJH DQG 1HWZRUNLQJ  DQ\ VHUYHUV VWRUDJH DQG QHWZRUNLQJ SURGXFWVRIIHUHGE\2UDFOH
 &ORXG 6HUYLFHV ± 6RIWZDUH DV D 6HUYLFH
6DD6
 3ODWIRUP DV D 6HUYLFH
3DD6
 DQG
,QIUDVWUXFWXUHDVD6HUYLFH
,DD6
RIIHUHGE\2UDFOH
 &RQVXOWLQJ3URIHVVLRQDO 6HUYLFHV ± &RQVXOWLQJ DQG LQWHJUDWLRQ VHUYLFHV UHODWLQJ WR 2UDFOHSURGXFWVDQGVHUYLFHV
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 7HFKQLFDO 6XSSRUW 6HUYLFHV DQGRU 0DLQWHQDQFH 6XSSRUW 6HUYLFHV ± WHOHSKRQH WHFKQLFDO VXSSRUW SUHPLHU VXSSRUW IRU V\VWHPV DQGDQ\ RWKHU VXSSRUW VHUYLFHVDYDLODEOH IURP2UDFOHIRUOLFHQVHDQGKDUGZDUH
 2UDFOH 7UDLQLQJ DQG 8QLYHUVLW\ 3URGXFWV  $Q\ UHODWHG 2UDFOH WUDLQLQJ LQFOXGLQJ LQVWUXFWRUOHDGFODVVHVDQGVHOIJXLGHGOHDUQLQJSDWKV  )LQDQFLQJ6HUYLFHV±)LQDQFLQJVHUYLFHVIRURUGHUVDQGVROXWLRQV  86&20081,7,(6
86 &RPPXQLWLHV *RYHUQPHQW 3XUFKDVLQJ $OOLDQFH
KHUHLQ ³86 &RPPXQLWLHV´
 KHOSV
3DUWLFLSDWLQJ3XEOLF$JHQFLHV UHGXFHWKHFRVWRISXUFKDVHGJRRGVWKURXJKVWUDWHJLFVRXUFLQJWKDW FRPELQHVWKHSXUFKDVLQJSRZHURISXEOLFDJHQFLHVQDWLRQZLGH7KLVLVDFFRPSOLVKHGWKURXJKDQ DZDUGRIFRPSHWLWLYHO\VROLFLWHGFRQWUDFWVIRUKLJKTXDOLW\SURGXFWVDQGVHUYLFHVE\ODUJHDQGZHOO UHFRJQL]HGSXEOLFDJHQFLHV
KHUHLQ³/HDG3XEOLF$JHQFLHV´
7KHFRQWUDFWVDUHDYDLODEOHIRUXVH
E\WKH/HDG3XEOLF$JHQF\DQGDOVRE\RWKHU3DUWLFLSDWLQJ3XEOLF$JHQFLHV  1DWLRQDO6SRQVRUV
86&RPPXQLWLHVLVMRLQWO\VSRQVRUHGE\WKH1DWLRQDO$VVRFLDWLRQRI&RXQWLHV 1$&R

WKH 1DWLRQDO /HDJXH RI &LWLHV
1/&
 WKH $VVRFLDWLRQ RI 6FKRRO %XVLQHVV 2IILFLDOV
,QWHUQDWLRQDO
$6%2
WKH8QLWHG6WDWHV&RQIHUHQFHRI0D\RUV
86&0
DQGWKH1DWLRQDO
*RYHUQRUV$VVRFLDWLRQ
1*$

KHUHLQ³1DWLRQDO6SRQVRUV´

 $GYLVRU\%RDUG
7KH86&RPPXQLWLHV$GYLVRU\%RDUGLVPDGHXSRINH\JRYHUQPHQWSXUFKDVLQJRIILFLDOV IURPDFURVVWKH8QLWHG6WDWHV
(DFK $GYLVRU\ %RDUG 0HPEHU LV H[SHFWHG WR DFWLYHO\ SDUWLFLSDWH LQ VROLFLWDWLRQV SDUWLFLSDWHLQSROLF\GLUHFWLRQDQGVKDUHH[SHUWLVHDQGSXUFKDVLQJLQQRYDWLRQV 
&XUUHQW86&RPPXQLWLHV$GYLVRU\%RDUG0HPEHUV
$XEXUQ8QLYHUVLW\$/ *UHDW9DOOH\6FKRRO'LVWULFW3$ %HDYHUWRQ6FKRRO'LVWULFW25 +DUIRUG&RXQW\3XEOLF6FKRROV0' &LW\DQG&RXQW\RI'HQYHU&2 +HQQHSLQ&RXQW\01
&LW\RI&KDUORWWH1& /RV$QJHOHV&RXQW\&$
&LW\RI&KLFDJR,/ 0DULFRSD&RXQW\$=
&LW\RI(O3DVR7; 0LDPL'DGH&RXQW\)/
&LW\RI+RXVWRQ7; 1RUWK&DUROLQD6WDWH8QLYHUVLW\1& &LW\RI.DQVDV&LW\02 2QRQGDJD&RXQW\1<
&LW\RI/RV$QJHOHV&$ 3RUWRI3RUWODQG25
&LW\RI2FHDQ&LW\1- 3ULQFH:LOOLDP&RXQW\6FKRROV9$ &LW\RI6HDWWOH:$ 6DQ'LHJR8QLILHG6FKRRO'LVWULFW&$ &REE&RXQW\*$ 6WDWHRI,RZD,$
'HQYHU3XEOLF6FKRROV&2 6WDWHRI/RXLVLDQD/$
(PRU\8QLYHUVLW\*$ 7KH2KLR6WDWH8QLYHUVLW\2+
)DLUID[&RXQW\9$ 7KH6FKRRO'LVWULFWRI&ROOLHU&RXQW\ )UHVQR8QLILHG6FKRRO'LVWULFW&$
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 3DUWLFLSDWLQJ3XEOLF$JHQFLHV
7RGD\PRUHWKDQSXEOLFDJHQFLHVXWLOL]H86&RPPXQLWLHVFRQWUDFWVDQGVXSSOLHUV WRSURFXUHRYHU%LOOLRQ'ROODUVLQSURGXFWVDQGVHUYLFHVDQQXDOO\(DFKPRQWKPRUH WKDQQHZXVHUVUHJLVWHUWRSDUWLFLSDWH7KHFRQWLQXLQJUDSLGJURZWKRISXEOLFDJHQF\ SDUWLFLSDWLRQ LV IXHOHG E\ WKH 3URJUDP
V SURYHQ WUDFN UHFRUG RI SURYLGLQJ XQSDUDOOHOHG
YDOXHWRSXEOLFDJHQFLHV
7KH 6XSSOLHU
V
 PXVW FRPPXQLFDWH GLUHFWO\ ZLWK DQ\ 3DUWLFLSDWLQJ 3XEOLF $JHQF\ FRQFHUQLQJWKH SODFHPHQWRIRUGHUVLVVXDQFHRIWKH SXUFKDVHRUGHUFRQWUDFWXDOGLVSXWHV LQYRLFLQJDQGSD\PHQW
0DULFRSD&RXQW\LVDFWLQJDV &RQWUDFWLQJ $JHQW IRUWKH 3DUWLFLSDWLQJ3XEOLF $JHQFLHV DQGVKDOOQRWEHKHOGOLDEOHIRUDQ\FRVWVGDPDJHVH[SHQVHVIHHVOLDELOLWLHVHWFLQFXUUHG E\DQ\RWKHU3DUWLFLSDWLQJ3XEOLF$JHQF\
(DFK 3DUWLFLSDWLQJ 3XEOLF $JHQF\ HQWHUV LQWR D 0DVWHU ,QWHUJRYHUQPHQWDO &RRSHUDWLYH 3XUFKDVLQJ $JUHHPHQW
0,&3$
 RXWOLQLQJWKHWHUPVDQG FRQGLWLRQVWKDWDOORZ DFFHVVWR WKH /HDG 3XEOLF $JHQFLHV¶ 0DVWHU $JUHHPHQWV  8QGHU WKH WHUPV RI WKH 0,&3$ WKH SURFXUHPHQW E\ WKH 3DUWLFLSDWLQJ 3XEOLF $JHQF\ VKDOO EH FRQVWUXHG WR EH LQ DFFRUGDQFH ZLWK DQG JRYHUQHG E\ WKH ODZV RI WKH VWDWH LQ ZKLFK WKH 3DUWLFLSDWLQJ 3XEOLF $JHQF\ UHVLGHV$FRS\RIWKH0,&3$LVDWWDFKHGDV([KLELW  (VWLPDWHG9ROXPH
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
 0DUNHWLQJ6XSSRUW
86&RPPXQLWLHV SURYLGHVPDUNHWLQJ VXSSRUW IRUHDFK6XSSOLHU¶V SURGXFWVWKURXJKWKH

IROORZLQJ

x 1DWLRQDO6SRQVRUVDVUHIHUHQFHGDERYH
x 2YHU
6WDWHDQG5HJLRQDO6SRQVRUV
x 6DOHVDQGPDUNHWLQJSHUVRQQHOWKDWGLUHFWO\SURPRWHWKH86&RPPXQLWLHV6XSSOLHUV WR3DUWLFLSDWLQJ3XEOLF$JHQFLHVWKURXJKSXEOLFDJHQF\PHHWLQJVZHELQDUVGLUHFW PDLOHPDLORQOLQHDQGSULQWDGYHUWLVLQJVRFLDOPHGLDDUWLFOHVDQGH[KLELWLQJDQG SUHVHQWLQJDWQDWLRQDODQGORFDOWUDGHVKRZV
x 86&RPPXQLWLHVSURYLGHV6XSSOLHUVJRYHUQPHQWVDOHVWUDLQLQJDQGDKRVWRI PDUNHWLQJDQGVDOHVPDQDJHPHQWWRROVWRHIIHFWLYHO\LQFUHDVHVDOHVWKURXJK86 &RPPXQLWLHV
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
 (YDOXDWLRQRI3URSRVDOV
3URSRVDOVZLOOEHHYDOXDWHGE\WKH/HDG3XEOLF$JHQF\LQDFFRUGDQFHZLWKDQGVXEMHFWWR WKH UHOHYDQW VWDWXWHV RUGLQDQFHV UXOHV DQG UHJXODWLRQV WKDW JRYHUQ LWV SURFXUHPHQW SUDFWLFHV
86&RPPXQLWLHV$GYLVRU\%RDUGPHPEHUVDQGRWKHU3DUWLFLSDWLQJ3XEOLF$JHQFLHVZLOO DVVLVWWKH /HDG 3XEOLF $JHQF\LQ HYDOXDWLQJ SURSRVDOV  7KH 6XSSOLHU V
WKDW UHVSRQG
V

DIILUPDWLYHO\ DQG PHHWV WKH UHTXLUHPHQWV RI WKLV 5HTXHVW IRU 3URSRVDO DQG SURYLGHV WKH EHVW RYHUDOO YDOXH ZLOO EH HOLJLEOH IRU D FRQWUDFW DZDUG 86&RPPXQLWLHV UHVHUYHVWKH ULJKW WR PDNH DYDLODEOH RU QRW PDNH DYDLODEOH 0DVWHU $JUHHPHQWV DZDUGHG E\ D /HDG 3XEOLF$JHQF\WR3DUWLFLSDWLQJ3XEOLF$JHQFLHV
 ,17(17

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
VHH6HFWLRQVDQG([KLELW0,&3$

7KH &RXQW\ UHVHUYHV WKH ULJKW WR DGG DGGLWLRQDO FRQWUDFWRUV DW WKH &RXQW\¶V VROH GLVFUHWLRQ LQ FDVHVZKHUHWKHFXUUHQWO\OLVWHGFRQWUDFWRUVDUHRIDQLQVXIILFLHQWQXPEHURUVNLOOVHWWRVDWLVI\WKH &RXQW\¶VQHHGVRUWRHQVXUHDGHTXDWHFRPSHWLWLRQRQDQ\SURMHFWRUWDVNRUGHUZRUN 7KH&RXQW\UHVHUYHVWKHULJKWWRDZDUGLQZKROHRULQSDUWE\LWHPRUJURXSRILWHPVE\VHFWLRQ RUJHRJUDSKLFDUHDRUPDNHPXOWLSOHDZDUGVZKHUHVXFKDFWLRQVHUYHVWKH&RXQW\¶VEHVWLQWHUHVW  6&23(2):25.

 0DQGDWRU\4XDOLILFDWLRQV

7REHHOLJLEOHIRUWKLVFRQWUDFWDQ\SURSRVHUVKDOOPHHWWKHIROORZLQJ 
 %H D PHPEHU RI WKH 2UDFOH 3DUWQHU 1HWZRUN DW WKH 3ODWLQXP OHYHO 5HVSRQVHV VKRXOG LQFOXGH FRQILUPDWLRQ IURP 2UDFOH¶V *RYHUQPHQW 5HVHOO 3URJUDPV *URXS WKDW WKH\ DUH DXWKRUL]HG WR FUHDWH D FRQWUDFW LQ UHVSRQVH WR WKLV 5)3 ZLWK 2UDFOH RIIHULQJV WKDW WKH PHPEHUVKLSLQWKH2UDFOH3DUWQHU1HWZRUNLQJRRGVWDQGLQJWKDWWKH\KDYHWKHUHTXLUHG 0DVWHU'LVWULEXWLRQ$JUHHPHQWDQG3XEOLF6HFWRU$GGHQGXPLQSODFHDQGWKDWWKH\RIIHU PXOWLSOHOLQHVRI2UDFOHSURGXFWVDQGVHUYLFHV
 5HSUHVHQWVHOODQGVHUYLFHDOOWKH2UDFOH3URGXFWVOLVWHGEHORZ 6HFWLRQ


 %H DEOH WR VHUYLFH ORFDO JRYHUQPHQWV VWDWHV VFKRRO GLVWULFWV DQG KLJKHU HGXFDWLRQ LQVWLWXWLRQV LQ WKH 8QLWHG 6WDWHV RI $PHULFD DQG RWKHU JRYHUQPHQWDO DJHQFLHV DQG QRQSURILWRUJDQL]DWLRQV

 +DYHWKHUHVRXUFHVWRZRUNZLWKPXOWLSOHHQWLWLHVDWWKHVDPHWLPH 
 7KURXJKRXW WKH OLIH RI WKLV FRQWUDFW WKH VXFFHVVIXO 2IIHURU ZLOO PDLQWDLQ H[SHUWLVH UHVRXUFHVDQGFDSDELOLWLHVWR


 3URYLGH FRPPHUFLDO KDUGZDUH VRIWZDUH VHUYLFHV DQG VROXWLRQV DV RUGHUHG XQGHU WKH WDVN RUGHU DV D PHPEHU RI WKH 2UDFOH 3DUWQHU 1HWZRUN LQ JRRG VWDQGLQJZLWKDOOUHTXLUHGGLVWULEXWLRQDJUHHPHQWV

0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 3HUIRUP RU KDYH VHUYLFH GHOLYHU\ SDUWQHUV WKDW FDQ SURYLGH FRQVXOWLQJ DVVHVVPHQW GHVLJQ LQWHJUDWLRQ LQVWDOODWLRQ DQG PDQDJHPHQW RI 6HUYLFHV6ROXWLRQVDWWKHWDVNRUGHUOHYHO

 3HUIRUP D ZLGH UDQJH RI SURIHVVLRQDO WHFKQLFDO VXSSRUW DQG HQJLQHHULQJ 6HUYLFHV6ROXWLRQVWRVXSSRUWWKHPLVVLRQDQGREMHFWLYHVRI0DULFRSD&RXQW\ DQG3DUWLFLSDWLQJ3XEOLF$JHQFLHVDVDXWKRUL]HGEX\HUVRIIWKLVFRQWUDFW 
 3URYLGHPDLQWHQDQFHVXSSRUW6HUYLFHV6ROXWLRQV  3URYLGHSURMHFWPDQDJHPHQWVXSSRUWIRUHDFKGHOLYHUDEOHXQGHUWKHFRQWUDFW 
 3URYLGH SURMHFW VSHFLILF DQG RYHUDOO FRQWUDFW SHUIRUPDQFH UHSRUWLQJ DV UHTXLUHG
 3URYLGHRQJRLQJPDUNHWLQJRIWKHFRQWUDFWE\DOLJQLQJDQGWUDYHOLQJZLWKWKH 86&RPPXQLWLHV3URJUDP0DQDJHUVDGPLQLVWUDWLYHDQGPDUNHWLQJSHUVRQQHO HQJDJHG LQ GLUHFWO\ SURPRWLQJ WKH FRQWUDFW WR 3DUWLFLSDWLQJ 3XEOLF $JHQFLHV WKURXJKDJHQF\PHHWLQJVGLUHFWPDLOQDWLRQDOSXEOLFDWLRQVDQQXDOPHHWLQJV DQGRWKHUVXFKDFWLYLWLHV
 352'8&76$1'6(59,&(65(48,5('

 3HUSHWXDO /LFHQVHV ± DSSOLFDWLRQV GDWDEDVH DQG RSWLRQV EXVLQHVV LQWHOOLJHQW PLGGOHZDUHDQGDQ\RWKHUSHUSHWXDOOLFHQVHRIIHUHGE\2UDFOH  (QJLQHHUHG6\VWHPV±LQWHJUDWHG VRIWZDUHDQGKDUGZDUHV\VWHPVRIIHUHGE\2UDFOH  +DUGZDUH 6HUYHUV 6WRUDJH DQG 1HWZRUNLQJ  DQ\ VHUYHUV VWRUDJH DQG QHWZRUNLQJ SURGXFWVRIIHUHGE\2UDFOH
 &ORXG 6HUYLFHV ± 6RIWZDUH DV D 6HUYLFH
6DD6
 3ODWIRUP DV D 6HUYLFH
3DD6
 DQG
,QIUDVWUXFWXUHDVD6HUYLFH
,DD6
RIIHUHGE\2UDFOH
 &RQVXOWLQJ3URIHVVLRQDO 6HUYLFHV ± &RQVXOWLQJ DQG LQWHJUDWLRQ VHUYLFHV UHODWLQJ WR 2UDFOHSURGXFWVDQGVHUYLFHV
 7HFKQLFDO 6XSSRUW 6HUYLFHV DQGRU 0DLQWHQDQFH 6XSSRUW 6HUYLFHV ± WHOHSKRQH WHFKQLFDO VXSSRUW SUHPLHU VXSSRUW IRU V\VWHPV DQGDQ\ RWKHU VXSSRUW VHUYLFHVDYDLODEOH IURP2UDFOHIRUOLFHQVHDQGKDUGZDUH
 2UDFOH 7UDLQLQJ DQG 8QLYHUVLW\ 3URGXFWV  $Q\ UHODWHG 2UDFOH WUDLQLQJ LQFOXGLQJ LQVWUXFWRUOHDGFODVVHVDQGVHOIJXLGHGOHDUQLQJSDWKV  )LQDQFLQJ 6HUYLFHV±)LQDQFLQJVHUYLFHVIRURUGHUVDQGVROXWLRQV  67$))(;3(5,(1&(

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

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 'HVFULEH WKH FUHGHQWLDOV RI VWDII DQG KRZ WKH\ DUH FHUWLILHG DQG WUDLQHG WR SURYLGH WKH SURGXFWVDQGVHUYLFHVUHTXLUHGLQSDUDJUDSKIRU3DUWLFLSDWLQJ3XEOLF$JHQFLHV  'HVFULEHWKHQXPEHUDQGW\SHRIVWDII\RXUFRPSDQ\SURSRVHVWRVHUYLFHWKLVFRQWUDFWLH WHFKQLFDO VHUYLFH WUDLQLQJ H[HFXWLYH VXSSRUW HWF DQG \RXU KLULQJ SUDFWLFHV IRU VXFK SRVLWLRQVIRU3DUWLFLSDWLQJ3XEOLF$JHQFLHV
 'HVFULEH\RXUPHWKRGRORJ\IRUWUDLQLQJ3DUWLFLSDWLQJ3XEOLF$JHQF\HQGXVHUV  'HVFULEH\RXUH[SHULHQFHZLWKPDQDJLQJPDMRUJRYHUQPHQWSURMHFWV  )$&,/,7,(6

'XULQJ WKH FRXUVH RI WKLV &RQWUDFW WKH &RXQW\ VKDOO SURYLGH WKH &RQWUDFWRU¶V SHUVRQQHO ZLWK DGHTXDWH ZRUNVSDFH IRU FRQVXOWDQWV DQG VXFK RWKHU UHODWHG IDFLOLWLHV DV PD\ EH UHTXLUHG E\ &RQWUDFWRUWRFDUU\RXWLWVREOLJDWLRQHQXPHUDWHGKHUHLQ  75$,1,1*

7KH&RQWUDFWRUVKDOOSURYLGHDPLQLPXPRI
7REHGHWHUPLQHGIRUHDFK7DVN2UGHU
WRFRPSOHWHO\
WUDLQ&RXQW\SHUVRQQHOLQWKHXVHDQGFDUHRIWKHHTXLSPHQW  :$55$17<

 7KH PLQLPXP ZDUUDQW\ IRU SURGXFWV VKDOO EH GD\V RU WKH PDQXIDFWXUHUV
 ZDUUDQW\
ZKLFKHYHULV JUHDWHU :DUUDQW\ UHSODFHPHQW VKDOO EH GRQH DW QR DGGLWLRQDO FRVWWRWKH &RXQW\7KLVLQFOXGHV VSHFLDORUGHURUQRQVWRFNSDUWV)UHLJKWFKDUJHVWUDQVSRUWDWLRQ FKDUJHVHWFDUHDOOLQFXUUHGE\WKH&RQWUDFWRU7KHHIIHFWLYHGDWHRQDOOZDUUDQWLHVVKDOO FRPPHQFHXSRQWKHGDWHRILQVWDOODWLRQ
 $OOLWHPVIXUQLVKHGXQGHUWKLV&RQWUDFWVKDOOFRQIRUPWRWKHUHTXLUHPHQWVRIWKLV&RQWUDFW DQGVKDOOEHIUHHIURPGHIHFWVLQGHVLJQPDWHULDOVDQGZRUNPDQVKLS  7KHZDUUDQW\SHULRGIRUZRUNPDQVKLSVKDOOEHIRUDQLQLWLDOSHULRGRIWZHOYH 
PRQWKV
DQGFRPPHQFHXSRQDFFHSWDQFHE\&RXQW\
 7KH &RQWUDFWRU VKDOO LQGLFDWH RQ WKH 3ULFH 6KHHW WKH GXUDWLRQ RI WKH ZDUUDQW\ DQG DQ\ DSSOLFDEOHOLPLWDWLRQVRUFRQGLWLRQVZKLFKPD\DSSO\
 7KH &RQWUDFWRU DJUHHV WKDW KH ZLOO DW KLV RZQ H[SHQVH SURYLGH DOO ODERU DQG SDUWV UHTXLUHG WR UHPRYH UHSDLU RU UHSODFH DQG UHLQVWDOO DQ\ VXFK GHIHFWLYH ZRUNPDQVKLS DQGRU PDWHULDOV ZKLFK EHFRPHV RU LV IRXQG WR EH GHIHFWLYH GXULQJ WKH WHUP RI WKLV ZDUUDQW\7KH&RQWUDFWRUVKDOOJXDUDQWHHWKHHTXLSPHQWWREHVXSSOLHGFRPSOLHVZLWKDOO DSSOLFDEOHUHJXODWLRQV
 &RQWUDFWRUVKDOOUHVSRQGWRDOOZDUUDQW\UHTXHVWVZLWKLQKRXUVRIQRWLILFDWLRQ  $&&(37$1&(

 3HUSHWXDO /LFHQVHV ± 6RIWZDUH LV PDGH DYDLODEOH YLD D ZHE OLQN SURYLGHG E\ WKH /LFHQVRU
WKHUHLVQRDFFHSWDQFHSHULRGIRUSHUSHWXDOOLFHQVHV
 (QJLQHHUHG 6\VWHPV DQG +DUGZDUH  )RU &XVWRPHU¶V ,QLWLDO SXUFKDVH RI HDFK (QJLQHHUHG6\VWHPVRU+DUGZDUHWKH&RQWUDFWRUVKDOOSURYLGHDQDFFHSWDQFHWHVWSHULRG

WKH³7HVW3HULRG³
WKDWFRPPHQFHVXSRQ ,QVWDOODWLRQ ,QVWDOODWLRQ VKDOOEHGHILQHGDV 
D
 WKH (TXLSPHQW LI DQ\ LV PRXQWHG
 E
 WKH 6RIWZDUH LV LQVWDOOHG RQ WKH GDWD EDVH
VHUYHU
V
 DQGRU SHUVRQDO FRPSXWHU
V

 DQG F
 LPSOHPHQWDWLRQ WHDP WUDLQLQJ LI DQ\ LV
FRPSOHWH'XULQJWKH7HVW3HULRG&RXQW\ VKDOO GHWHUPLQH ZKHWKHUWKH(TXLSPHQWDQG 6RIWZDUH PHHW WKH &RQWUDFWRU SXEOLVKHG HOHFWURQLF GRFXPHQWDWLRQ ³6SHFLILFDWLRQV´

7KH7HVW3HULRGVKDOOEH IRUDWOHDVWQLQHW\


FDOHQGDUGD\VRUDVQHJRWLDWHG IRUWKDW
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
VSHFLILF SURMHFW ,I &RXQW\ KDV QRW JLYHQ &RQWUDFWRU D ZULWWHQ GHILFLHQF\ VWDWHPHQW VSHFLI\LQJ KRZWKH(TXLSPHQW RU6RIWZDUH IDLOVWRPHHWWKH 6SHFLILFDWLRQ ³'HILFLHQF\
6WDWHPHQW¶
 ZLWKLQ WKH 7HVW 3HULRG WKH (TXLSPHQW DQG 6RIWZDUH VKDOO EH GHHPHG DFFHSWHG ,I&RXQW\SURYLGHVD'HILFLHQF\6WDWHPHQWZLWKLQWKH7HVW3HULRG&RQWUDFWRU VKDOOKDYHWKLUW\

FDOHQGDUGD\VWRFRUUHFWWKHGHILFLHQF\DQGWKH&XVWRPHUVKDOOKDYH DQ DGGLWLRQDO VL[W\

 FDOHQGDU GD\V WR HYDOXDWH WKH (TXLSPHQW DQG 6RIWZDUH ,I WKH (TXLSPHQWRU6RIWZDUH GRHVQRWPHHWWKH6SHFLILFDWLRQVDWWKHHQGRIWKH VHFRQG WKLUW\


 FDOHQGDU GD\ SHULRG WKH &RXQW\ PD\ WHUPLQDWH WKLV &RQWUDFW  8SRQ DQ\ VXFK WHUPLQDWLRQ &RQWUDFWRU VKDOO DW &RQWUDFWRU¶V FRVW UHPRYH DOO HTXLSPHQW DQG VRIWZDUH IURP&RXQW\SUHPLVHVDQGHTXLSPHQW&RXQW\VKDOOUHWXUQDOO(TXLSPHQWDQG6RIWZDUHWR &RQWUDFWRUDQG&RQWUDFWRUVKDOOUHIXQGDQ\PRQLHVSDLGE\&RXQW\WR&RQWUDFWRU8SRQ FRPSOHWLRQRIWKHVHWHUPVQHLWKHUSDUW\VKDOOWKHQKDYHDQ\ IXUWKHUOLDELOLW\WRWKHRWKHU IRUWKHSURGXFWVWKDWZHUHWKHVXEMHFWRIWKH$FFHSWDQFH7HVW  &ORXG6HUYLFHV±&ORXGVHUYLFHVDUHSURYLVLRQVYLDDZHEOLQNSURYLGHGE\WKHFORXG VHUYLFHSURYLGHU
WKHUHLVQRDFFHSWDQFHSHULRGIRUFORXGVHUYLFHV
 5(785132/,&<

7KH%LGGHUVVKDOOVWDWHWKHLUUHWXUQSROLF\WLPHOLPLWDWLRQVRUUHVWRFNLQJFKDUJHV LIDQ\
IRUVXFK
UHWXUQV3URGXFWVZLOOQRWEHDFFHSWHGLQGDPDJHGRUEURNHQXQVHDOHGSDFNDJHV&UHGLWPHPRV VKDOO EH LVVXHG LQ DFFRUGDQFH ZLWK WKH &RQWUDFWRU¶V UHWXUQ SROLF\  ,I D UHVWRFNLQJ FKDUJH LV DSSOLHG WKH FUHGLW PHPR PXVW UHIOHFW WKH IXOO FUHGLW DPRXQW RI HDFK LWHP UHWXUQHG DQG WKH UHVWRFNLQJFKDUJHVKDOOEHDVHSDUDWHOLQH
 352&85(0(175(48,5(0(176

 '(/,9(5<

 'HOLYHU\VKDOOEHPDGHZLWKLQKRXUVDIWHUUHFHLSWRIRUGHU $52

 ([FHSWLRQVWRGHOLYHU\VFKHGXOHZLOOEHVSHFLDORUGHULWHPVWKDWPXVWEHLGHQWLILHG  0DULFRSD&RXQW\ UHVHUYHVWKH ULJKWWR REWDLQ PDWHULDO RQWKH RSHQ PDUNHWLQWKH HYHQW &RQWUDFWRUVIDLOWRPDNHGHOLYHU\DQGFKDUJHDQ\SULFHGLIIHUHQWLDOWRWKH&RQWUDFWRU  'HOLYHU\VKDOOEH)2%'HVWLQDWLRQ)UHLJKW3UHSDLG  (;3(',7(''(/,9(5<

 ,IWKH8VLQJ$JHQF\GHWHUPLQHVWKDWUXVKVKLSSLQJRURWKHUDOWHUQDWHVKLSSLQJLVUHTXLUHG LW VKDOO QRWLI\ WKH &RQWUDFWRU  7KH &RQWUDFWRU VKDOO GHWHUPLQH DQ\ DGGLWLRQDO FRVWV DVVRFLDWHGZLWKVXFKGHOLYHU\WHUPVDQGFRPPXQLFDWHWKDWFRVWWRWKH&RXQW\  7KH&RXQW\VKDOOQRWDGYLVHWKH&RQWUDFWRUWRSURFHHGZLWKDQH[SHGLWHGVKLSPHQWXQWLO DFFHSWDEOHWHUPVDUHDJUHHGXSRQDQGDSXUFKDVHRUGHULVLVVXHG8SRQDJUHHLQJWRWKH DGGLWLRQDOFRVWVWKH8VLQJ$JHQF\VKDOODGYLVHWKH&RQWUDFWRUWRSURFHHG  8SRQ UHFHLSW RI PDWHULDO
V
 DQG LQYRLFLQJ WKH &RXQW\ VKDOO HQVXUH WKDW DQ\ DGGLWLRQDO FKDUJHV DUH LQ FRPSOLDQFH ZLWK DQG GR QRW H[FHHG DJUHHG WR FRVWV  7KH &RXQW\ VKDOO UHWDLQDOOGRFXPHQWVUHODWHGWRWKHVHFRVWVZLWKLQWKHDJHQF\SXUFKDVHILOH  6+,33,1*'2&80(176

$ SDFNLQJ OLVW RU RWKHU VXLWDEOH VKLSSLQJ GRFXPHQW VKDOO DFFRPSDQ\ HDFK VKLSPHQW DQG VKDOO LQFOXGHWKHIROORZLQJ

 &RQWUDFW6HULDOQXPEHU
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 &RQWUDFWRU¶VQDPHDQGDGGUHVV
 8VLQJ$JHQF\QDPHDQGDGGUHVV
 8VLQJ$JHQF\SXUFKDVHRUGHUQXPEHU
 $GHVFULSWLRQRISURGXFW
V
 VKLSSHGLQFOXGLQJLWHP QXPEHU
V
TXDQWLW\
LHV
QXPEHURI
FRQWDLQHUVDQGSDFNDJHQXPEHU
V
DVDSSOLFDEOH
 3(5)250$1&(

,W VKDOO EH WKH &RQWUDFWRU¶V UHVSRQVLELOLW\ WR PHHW WKH SURSRVHG SHUIRUPDQFH UHTXLUHPHQWV 0DULFRSD &RXQW\ UHVHUYHV WKH ULJKW WR REWDLQ VHUYLFHV RQ WKH RSHQ PDUNHW LQ WKH HYHQW WKH &RQWUDFWRUIDLOVWRSHUIRUPDQGDQ\SULFHGLIIHUHQWLDOZLOOEHFKDUJHGDJDLQVWWKH&RQWUDFWRU  6+,33,1*&+$5*(6

 6KLSSLQJFRVWVZLOOEHERUQHE\WKH&RQWUDFWRU)2% 'HVWLQDWLRQ
 ([FHSWLRQVWRQRUPDOVKLSSLQJFKDUJHV

([SHGLWHG IUHLJKW ZLOO EH SUHSDLG E\ WKH &RQWUDFWRU DQG DGGHG WR LQYRLFH LI WKH QRUPDO VKLSSLQJVFKHGXOHGRHVQRWPHHW&RXQW\UHTXLUHPHQWV7KHVHUHTXLUHPHQWVZLOOEHPDGHLQ ZULWLQJWRWKHFRQWUDFWRU
 3$&.$*,1*3$&.,1*

8QOHVVRWKHUZLVHVWDWHGFRPPHUFLDOSDFNDJHVDQGSDFNLQJVXLWDEOHIRUWKHW\SHVL]HDQGNLQGRI SURGXFWFRPPRQO\ XVHGLQWKHLQGXVWU\ IRUWKH SXUSRVH VRFRQVWUXFWHGDVWRHQVXUH DFFHSWDQFH DQG VDIH GHOLYHU\ DW WKH ORZHVW UDWH WR WKH SRLQW RI GHOLYHU\ VSHFLILHG LQ WKH ELG GRFXPHQW LV DFFHSWDEOH
 23(5$7,1*0$18$/6

8SRQGHOLYHU\&RQWUDFWRUVKDOOSURYLGHFRPSUHKHQVLYHRSHUDWLRQDOPDQXDOVVHUYLFHPDQXDOVDQG VFKHPDWLF GLDJUDPV LI UHTXLUHG E\ WKH 'HSDUWPHQW 7KHVH PD\ EH SURYLGHG LQ KDUG FRS\ RU HOHFWURQLFDOO\
 ,167$//$7,21

7KH &RQWUDFWRU¶V SULFH VKDOO LQFOXGH GHOLYHU\ DQG LQVWDOODWLRQ RI DOO HTXLSPHQW LQ D FRPSOHWH RSHUDWLQJFRQGLWLRQ

,1)5,1*(0(17'()(16(,1'(01,),&$7,21


 'HIHQVH DQG ,QGHPQLW\
 &RQWUDFWRU VKDOO GHIHQG 3DUWLFLSDWH DQG 6KDUH LQ WKH &RVW DV GHILQHGEHORZLQWKHIXOOGHIHQVHRIWKH&RXQW\DJDLQVWDQ\&ODLPDVGHILQHGEHORZDQG ZLOO LQGHPQLI\ DQG KROG KDUPOHVV WKH &RXQW\ DV SURYLGHG IRU LQ WKLV 6HFWLRQ IRU DQ\ MXGJPHQWV VHWWOHPHQWVDQGFRXUWDZDUGHGDWWRUQH\¶V IHHV UHVXOWLQJ IURPD&ODLPZKHUH WKHFODLPDQWLVDGMXGJHGWKHVXFFHVVIXOSDUW\LQWKH&ODLP&RQWUDFWRU¶VREOLJDWLRQVXQGHU WKLV6HFWLRQDUHFRQGLWLRQHGRQWKHIROORZLQJ

L
&RXQW\SURPSWO\QRWLILHV&RQWUDFWRURI
WKH&ODLPLQZULWLQJXSRQPDGHDZDUHRIWKH&ODLP

LL
&RXQW\JLYHV&RQWUDFWRUOHDG
DXWKRULW\ DQG&RXQW\ EHLQJ FRQWURO RIWKH GHIHQVH DQG LI DSSOLFDEOH
 VHWWOHPHQW RIWKH
&ODLP SURYLGHG WKDW &RXQW\¶V OHJDO FRXQVHO PD\ SDUWLFLSDWH LQ VXFK GHIHQVH DQG VHWWOHPHQWDW&RXQW\¶VH[SHQVHDQG
LLL
&RXQW\SURYLGHVDOOLQIRUPDWLRQDQGDVVLVWDQFH
UHDVRQDEO\UHTXHVWHGE\&RQWUDFWRUWRKDQGOHWKHGHIHQVHRUVHWWOHPHQWRIWKH&ODLP)RU SXUSRVHVRIWKLV6HFWLRQ³&ODLP´PHDQVDQ\FDXVHRIDFWLRQLQDWKLUGSDUW\DFWLRQVXLW RU SURFHHGLQJ DJDLQVW &RXQW\ DOOHJLQJ WKDW &RQWUDFWRU VRIWZDUH RU LWV XSJUDGHV PRGLILFDWLRQVRUUHYLVLRQVDVRILWVGHOLYHU\GDWHXQGHUWKLV$JUHHPHQWLQIULQJHVDYDOLG 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
86 SDWHQW FRS\ULJKW RUWUDGHPDUN )RUWKH SXUSRVHV RIWKLVVHFWLRQ ³3DUWLFLSDWH DQG 6KDUHLQWKH&RVWV´PHDQV&RQWUDFWRUZLOODVVLVWWKH&RXQW\LQWKHGHIHQVHRIWKHFODLP WRWKHH[WHQWDJUHHGWRE\WKHSDUWLHVH[FHSWWKDW&RQWUDFWRUVKDOOEH VROHO\ UHVSRQVLEOH IRUDQ\DQGDOOFRVWVDGMXGJHGLQDVXFFHVVIXO&ODLPDJDLQVWWKH&RXQW\ 
 5HPHGLDO 0HDVXUHV
 ,I VRIWZDUH EHFRPHV RU &RQWUDFWRU UHDVRQDEO\ EHOLHYHV XVH RI VRIWZDUH PD\ EHFRPHWKH VXEMHFW RI D&ODLP&RQWUDFWRUPD\ DWLWV RZQ H[SHQVH DQG RSWLRQ

L
 SURFXUH IRU &RXQW\ WKH ULJKW WR FRQWLQXH XVH RI WKH 3URGXFW 
LL
 UHSODFH RU
PRGLI\WKH VRIWZDUH
 RUWRWKH H[WHQWWKDW QHLWKHU
L
 QRU
LL
 DUH GHHPHG FRPPHUFLDOO\
SUDFWLFDEOH
LLL
UHIXQGWR&RXQW\DSURUDWHGSRUWLRQRIWKHDSSOLFDEOHIHHVIRUVRIWZDUH EDVHGRQDOLQHDUGHSUHFLDWLRQPRQWKO\RYHU\HDUXVHIXOOLIHLQZKLFKFDVH&RXQW\ZLOO FHDVHDOOXVHRIVRIWZDUHDQGUHWXUQLWWR&RQWUDFWRU 
 ([FHSWLRQV
 &RQWUDFWRU ZLOO KDYH QR GHIHQVH RU LQGHPQLW\ REOLJDWLRQ IRU DQ\ &ODLP EDVHG RQ

L
 PRGLILFDWLRQV E\ VRPHRQH RWKHU WKDQ &RQWUDFWRU

LL

VRIWZDUHKDVEHHQPRGLILHGE\&RQWUDFWRULQDFFRUGDQFHZLWK&RXQW\SURYLGHG VSHFLILFDWLRQVRULQVWUXFWLRQV

LLL
XVHRUFRPELQDWLRQE\WKH&RXQW\RIVRIWZDUH
ZLWK7KLUG3DUW\3URGXFWVRSHQVRXUFHRUIUHHZDUHWHFKQRORJ\ 
LY
7KLUG3DUW\
3URGXFWV RSHQ VRXUFH RU IUHHZDUH WHFKQRORJ\

Y
 D SURGXFW WKDW LV XVHG RU
ORFDWHGE\&RXQW\LQDFRXQWU\RWKHUWKDQWKHFRXQWU\LQZKLFKRU IRUZKLFKLW ZDVVXSSOLHGE\&RQWUDFWRU

YL
SRVVHVVLRQRUXVHRIDSURGXFWDIWHU&RQWUDFWRU
KDVLQIRUPHG&RXQW\RIPRGLILFDWLRQVRUFKDQJHVUHTXLUHGWRDYRLGVXFK&ODLP DQGRIIHUHGWRLPSOHPHQWWKRVHPRGLILFDWLRQVRUFKDQJHVLIVXFK&ODLPZRXOG KDYH EHHQ DYRLGHG E\ LPSOHPHQWDWLRQ RI &RQWUDFWRU V VXJJHVWLRQV DQG WR WKH
H[WHQW &RXQW\ GLG QRW SURYLGH &RQWUDFWRU ZLWK D UHDVRQDEOH RSSRUWXQLW\ WR LPSOHPHQW &RQWUDFWRU
V VXJJHVWLRQV
 RU
YLL
 WKH DPRXQW RI UHYHQXH RU SURILWV
HDUQHGRURWKHUYDOXHREWDLQHGE\WKH XVHRI3URGXFWVRUWKHDPRXQWRIXVHRI WKH3URGXFWV³7KLUG3DUW\3URGXFWV´PHDQVDQ\SURGXFWVPDGHE\DSDUW\RWKHU WKDQ &RQWUDFWRU DQG PD\ LQFOXGH ZLWKRXW OLPLWDWLRQ SURGXFWV RUGHUHG E\ &RXQW\ IURP WKLUG SDUWLHV +RZHYHU FRPSRQHQWV RI &RQWUDFWRU EUDQGHG 3URGXFWV DUH QRW7KLUG 3DUW\ 3URGXFWVLIWKH\ DUH ERWK 
L
 HPEHGGHGLQ7KLUG
3DUW\3URGXFWV
LHQRWUHFRJQL]DEOHDVVWDQGDORQHLWHPV

DQG
LL
QRWLGHQWLILHG
DVVHSDUDWHLWHPVRQ&RQWUDFWRU¶VSULFHOLVWTXRWHVRUGHUVSHFLILFDWLRQVIRUPVRU 'RFXPHQWDWLRQ

 7KHIRUHJRLQJVWDWHV&RQWUDFWRU¶VHQWLUHOLDELOLW\DQG&RXQW\¶VVROHDQGH[FOXVLYHUHPHG\ H[FHSWDVSURYLGHGDWODZRUHTXLW\ZLWKUHVSHFWWRDQ\LQIULQJHPHQWRUPLVDSSURSULDWHRI DQ\LQWHOOHFWXDOSURSHUW\ULJKWVRIDQRWKHUSDUW\
 6285&(&2'((6&52:5(48,5(0(17
,)$33/,&$%/(


 7KH&RQWUDFWRUVKDOOSURYLGHDOOVRXUFHFRGHDQGDQ\XSGDWHVRUIL[HVIRUWKH&RQWUDFWRU &RPPHUFLDO 2II WKH 6KHOI
³&276´
 DSSOLFDWLRQ VRIWZDUH WKDW 0DULFRSD &RXQW\ KDV
SXUFKDVHG IURP &RQWUDFWRU IRU VDIHNHHSLQJ ZLWK D PXWXDOO\ DFFHSWDEOH HVFURZ DJHQW ZLWKLQWKLUW\

 GD\V RI DZDUG7KH VRIWZDUH VRXUFH GHSRVLWHG ZLWKWKH HVFURZ DJHQW ZLOOEHDVQDSVKRWRIDOOVRXUFHFRGHPDLQWDLQHGE\&RQWUDFWRULQWKHIRUPRID0LFURVRIW 9LVXDO6RXUFH6DIH$UFKLYH,QWKLVZD\DVEHQHILFLDU\RIWKHHVFURZDJUHHPHQWEHWZHHQ &RQWUDFWRUDQGHVFURZDJHQW0DULFRSD&RXQW\ZLOOKDYHDFFHVVWRDOOVRXUFHFRGHRIWKH SURGXFWV WKDW WKH\ OLFHQVH IRU DOO YHUVLRQV RI WKH VRIWZDUH )XUWKHUPRUH WKH HVFURZHG FRGHVKDOOLQFOXGHDOOFRGHVSHFLILFDOO\GHYHORSHGIRU0DULFRSD&RXQW\LQFOXGLQJEXWQRW OLPLWHG WR
 LQWHUIDFHV ([WUDFWLRQ7UDQVIRUPDWLRQ/RDGLQJ
(7/
 URXWLQHV IRU GDWD
FRQYHUVLRQDQGDOOFXVWRPFRGH8SRQWDNLQJ SRVVHVVLRQ RIWKHVRXUFHFRGH0DULFRSD &RXQW\ZLOOKDYHWKHULJKWWRXVHWKHVRXUFHIRUSURGXFWVWKDWWKH\OLFHQVHLQWKHYHUVLRQV FXUUHQWO\LQVWDOOHG RQWKH 6\VWHP RUDQ\ VXEVHTXHQW YHUVLRQVLQWKH DUFKLYH&RQWUDFWRU ZLOOPDNHDGHSRVLWRIWKH6RXUFH6DIH$UFKLYHZLWKWKHHVFURZDJHQWXSRQWKHUHOHDVHRI YHUVLRQUHOHDVHRURQFHHYHU\VL[

PRQWKVZKLFKHYHURFFXUVILUVW
 0DULFRSD&RXQW\ KHUHE\ DJUHHVWR SD\WKH \HDUO\ VWDQGDUGIHH IRU D EHQHILFLDU\ RIWKH VRXUFHFRGH
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 0DULFRSD&RXQW\VKDOOKDYHDFFHVVWRWKHVRXUFHFRGHLQWKHHYHQWDQ\RIWKH IROORZLQJ

FLUFXPVWDQFHV

 WKHVDOHDVVLJQPHQWRUWUDQVIHUWRDQ\WKLUGSDUW\RIDQ\RI&RQWUDFWRU¶VULJKWV LQ WKH OLFHQVHG SURGXFW
RU DQ\ SRUWLRQ WKHUHRI
 LI VXFK VDOH DVVLJQPHQW RU
WUDQVIHU ZRXOG SUHYHQW&RQWUDFWRU IURP IXOO\ SHUIRUPLQJDQ\ RILWV REOLJDWLRQV XQGHUDQ\DJUHHPHQWZLWK0DULFRSD&RXQW\

 &RQWUDFWRUEHFRPHVLQVROYHQWRUFRPPLWVDQ\DIILUPDWLYHDFWRILQVROYHQF\RU JHQHUDOO\ IDLOV WR SD\ RU DGPLWV LQ ZULWLQJ LWV LQDELOLW\ WR SD\ GHEWV DV WKH\ EHFRPH GXH PDNHV D JHQHUDO DVVLJQPHQW IRU WKH EHQHILW RI FUHGLWRUV ILOHV D YROXQWDU\ SHWLWLRQ RI EDQNUXSWF\  VXIIHUV RU SHUPLWV WKH DSSRLQWPHQW RI D UHFHLYHUIRULWVEXVLQHVVRUDVVHWVEHFRPHVVXEMHFWWRDQ\SURFHHGLQJXQGHURU FDVH LQ DQ\ EDQNUXSWF\ RU LQVROYHQF\ ODZ RU &RQWUDFWRU WDNHV DQ\ DFWLRQ WR DXWKRUL]HRULQWKHIXUWKHUDQFHRIDQ\RIWKHIRUHJRLQJ 
 &RQWUDFWRUGLVFRQWLQXHVSURYLGLQJIXOOVXSSRUWDQGPDLQWHQDQFHVHUYLFHVIRUWKH OLFHQVHG SURGXFWLQ DFFRUGDQFH ZLWKLWV REOLJDWLRQV SXUVXDQWWR DQ\ DJUHHPHQW ZLWK0DULFRSD&RXQW\

 &RQWUDFWRU KDV FHDVHG WR GR EXVLQHVV RU LPSURSHUO\ UHIXVHV WR SURYLGH DQ\ VHUYLFHVSXUVXDQWWRDQ\DJUHHPHQWZLWK0DULFRSD&RXQW\ 
 &RQWUDFWRU KDV EUHDFKHG
DQG LI VXEMHFW WR D FXUH SHULRG KDV QRW FXUHG VXFK EUHDFKZLWKLQVXFKSHULRG
DQ\PDWHULDOWHUPRUFRQGLWLRQRIDQ\DJUHHPHQWZLWK
0DULFRSD&RXQW\

 $Q\ FKDQJH RI FRQWURO  RI &RQWUDFWRU RU &RQWUDFWRU¶V SDUHQW FRPSDQ\ ZKHUH VXFKSDUW\LVDFTXLUHGGLUHFWO\RULQGLUHFWO\LQDVLQJOHWUDQVDFWLRQRUVHULHVRI UHODWHG WUDQVDFWLRQV RU DOO RU VXEVWDQWLDOO\ DOO RI WKH DVVHWV RI VXFK SDUW\ DUH DFTXLUHG E\ DQ\ HQWLW\ RU VXFK SDUW\LV PHUJHG ZLWK RULQWR DQRWKHU HQWLW\WR IRUPDQHZHQWLW\
RU
 $Q\RWKHUFLUFXPVWDQFHLQZKLFK0DULFRSD&RXQW\LVHQWLWOHGWRDFFHVVRUXVH WKHDSSOLFDEOHGHSRVLWPDWHULDOV
LQFOXGLQJEXWQRWOLPLWHGWRWKHVRXUFHFRGH

XQGHU WKH H[SUHVV WHUPV RI DQ\ DJUHHPHQW EHWZHHQ &RQWUDFWRU DQG 0DULFRSD &RXQW\
 8SRQ0DULFRSD&RXQW\WDNLQJ SRVVHVVLRQ RIWKH VRXUFHFRGH0DULFRSD&RXQW\ KHUHE\ DJUHHVDVIROORZV

 0DULFRSD&RXQW\DFFHSWVIXOODQGWRWDOUHVSRQVLELOLW\IRUWKHVDIHNHHSLQJRIWKH VRXUFHFRGH0DULFRSD&RXQW\DJUHHVWKDWVXFKVRXUFHFRGHVKDOOEHVXEMHFWWR WKHUHVWULFWLRQVRIWUDQVIHUVDOHDQGUHSURGXFWLRQSODFHGRQWKHVRIWZDUHLWVHOIDV VWDWHGLQWKHVRIWZDUHOLFHQVHVLJQHGE\DOOSDUWLHV
 0DULFRSD &RXQW\ DJUHHV WR RQO\ XVH VRXUFH FRGH UHODWHG WR DSSOLFDWLRQV IRU ZKLFKWKH\ RZQ DOLFHQVH7KHUH ZLOO EH VRXUFH IURP RWKHU DSSOLFDWLRQVLQWKH DUFKLYH
 0DULFRSD&RXQW\DJUHHVLIVRRUGHUHGE\DFRXUWRIFRPSHWHQWMXULVGLFWLRQWR FRPSHQVDWH &RQWUDFWRU IRU DQ\ DQG DOO GDPDJHV &RQWUDFWRU VXIIHUVWRLQFOXGH UHDVRQDEOHDWWRUQH\¶V IHHV UHVXOWLQJGLUHFWO\RULQGLUHFWO\ IURPEXW QRWOLPLWHG WRWKHPLVKDQGOLQJPLVXVHRUWKHIWRIWKHVRXUFHFRGHUHJDUGOHVVRILQWHQWRU WKHDEVHQFHWKHUHRIE\0DULFRSD&RXQW\LWVHPSOR\HHVDJHQWVDQGWKLUGSDUW\ FRQWUDFWRUV
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 1R OLFHQVH XQGHU DQ\ WUDGHPDUN SDWHQW FRS\ULJKW RU DQ\ RWKHU LQWHOOHFWXDO SURSHUW\ULJKWLVHLWKHUJUDQWHGRULPSOLHGE\WKHGLVFORVXUHRIWKHVRXUFHFRGH WR 0DULFRSD &RXQW\   7KH &RQWUDFWRU¶V GLVFORVXUH RI WKH VRXUFH FRGH WR 0DULFRSD &RXQW\ VKDOO QRW FRQVWLWXWH DQ\ UHSUHVHQWDWLRQ ZDUUDQW\ DVVXUDQFH JXDUDQWHH RU LQGXFHPHQW E\ WKH &RQWUDFWRU WR 0DULFRSD &RXQW\ RI DQ\ NLQG DQGLQ SDUWLFXODU ZLWK UHVSHFWWRWKH QRQLQIULQJHPHQW RIWUDGHPDUNV SDWHQWV FRS\ULJKWV RU DQ\ RWKHU LQWHOOHFWXDO SURSHUW\ ULJKWV RU RWKHU ULJKWV RI WKLUG SHUVRQVRURI&RQWUDFWRU
 &RQWUDFWRU ZLOO QRW EH UHVSRQVLEOH IRU PDLQWDLQLQJ WKH VRXUFH FRGH )XUWKHUPRUH&RQWUDFWRU ZLOO QRW EHOLDEOH IRU DQ\ FRQVHTXHQFHV UHODWHGWRWKH XVHRIVRXUFHFRGHPRGLILHGE\0DULFRSD&RXQW\
 &2175$&725(03/2<((0$1$*(0(17

 &RQWUDFWRU VKDOO HQGHDYRU WR PDLQWDLQ WKH SHUVRQQHO SURSRVHG LQ WKHLU SURSRVDO WKURXJKRXW WKH SHUIRUPDQFH RI WKLV &RQWUDFW ,Q WKH HYHQW WKDW &RQWUDFWRU SHUVRQQHO¶V HPSOR\PHQW VWDWXV FKDQJHV &RQWUDFWRU VKDOO SURYLGH &RXQW\ D OLVW RI SURSRVHG FDQGLGDWHV ZLWK HTXLYDOHQW H[SHULHQFH 8QGHU QR FLUFXPVWDQFHV LVLW DFFHSWDEOH IRUWKH LPSOHPHQWDWLRQ VFKHGXOH WR EH LPSDFWHG E\ D SHUVRQQHO FKDQJH RQ WKH SDUW RI WKH &RQWUDFWRU
 &RQWUDFWRU VKDOO QRW UHDVVLJQ DQ\ NH\ SHUVRQQHO ZLWKRXW WKH H[SUHVV FRQVHQW RI WKH &RXQW\
 &RXQW\ UHVHUYHV WKH ULJKW WR LPPHGLDWHO\ UHPRYH IURP LWV SUHPLVHV DQ\ &RQWUDFWRU SHUVRQQHOLWGHWHUPLQHVLVDULVNWR&RXQW\RSHUDWLRQV  &RXQW\UHVHUYHVWKHULJKWWRUHTXHVWWKHUHSODFHPHQWRI&RQWUDFWRUSHUVRQQHODWDQ\WLPH IRUDQ\UHDVRQ6DLGUHTXHVWHGUHPRYDOVKDOOQRWEHVXEMHFWWRSDUW RIWKLVVHFWLRQ
 75$,1,1*

7KH &RQWUDFWRU VKDOO SURYLGH WUDLQLQJ VHUYLFHV DV QHHGHG GHSHQGLQJ RQ WKH SURGXFW RU VHUYLFH SXUFKDVHGWRFRPSOHWHO\WUDLQ&RXQW\SHUVRQQHOLQWKHXVHDQGFDUHRIWKHHTXLSPHQW$OOWUDLQLQJ VKDOOWDNHSODFHRQVLWHDW0DULFRSD&RXQW\
 0$,17(1$1&(

7KH&RQWUDFWRUVKDOOSURYLGHIRUPDLQWHQDQFHXQGHUWKLV&RQWUDFWXSRQDFFHSWDQFHRIPDWHULDOVE\ WKH'HSDUWPHQW
 )$&725<$87+25,=('6(59,&($9$,/$%,/,7<

7KH &RQWUDFWRU VKDOO KDYH DQG PDLQWDLQ D ORFDO IDFWRU\ DXWKRUL]HG VHUYLFH IDFLOLW\ ZLWKLQ WKH 3KRHQL[ $UL]RQD PHWURSROLWDQ DUHD  7KH IDFLOLW\ VKDOO EH FDSDEOH RI VXSSO\LQJ DQG LQVWDOOLQJ FRPSRQHQW SDUWV WURXEOHVKRRWLQJ UHSDLULQJ DQG PDLQWDLQLQJ WKH PDWHULDO V
 0LQLPXP VHUYLFH
KRXUVVKDOOEHIURP
$0WKURXJK
300670RQGD\WKURXJK)ULGD\
 86$*(5(3257

7KH&RQWUDFWRUVKDOO IXUQLVKWKH&RXQW\DXVDJH UHSRUWXSRQ UHTXHVWGHOLQHDWLQJWKHDFTXLVLWLRQ DFWLYLW\JRYHUQHGE\WKH&RQWUDFW7KHIRUPDWRIWKHUHSRUWVKDOOEHDSSURYHGE\WKH&RXQW\DQG VKDOOGLVFORVHWKHTXDQWLW\DQGGROODUYDOXHRIHDFKFRQWUDFWLWHPE\LQGLYLGXDOXQLW 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 %$&.*5281'&+(&.

%LGGHUVSURSRVHUV QHHG WR EH DZDUH WKDW WKHUH PD\ EH PXOWLSOH EDFNJURXQG FKHFNV 6KHULII¶V
2IILFH &RXQW\ $WWRUQH\
V 2IILFH &RXUWV DV ZHOO DV 0DULFRSD &RXQW\ JHQHUDO JRYHUQPHQW  WR
GHWHUPLQHLIWKH UHVSRQGHQWLVDFFHSWDEOHWRGREXVLQHVVZLWKWKH&RXQW\7KLVDSSOLHVWR EXWLV
QRWOLPLWHGWR
WKH FRPSDQ\ VXEFRQWUDFWRUV DQG HPSOR\HHV DQGWKH IDLOXUHWR SDVVWKHVH FKHFNV VKDOOGHHPWKHUHVSRQGHQWQRQUHVSRQVLEOH
 ,192,&(6$1'3$<0(176

 7KH &RQWUDFWRU VKDOO VXEPLW RQH

 OHJLEOH FRS\ RI WKHLU GHWDLOHG LQYRLFH EHIRUH
SD\PHQW
V
FDQEHPDGH,QFRPSOHWHLQYRLFHVZLOOQRWEHSURFHVVHG$WDPLQLPXPWKH LQYRLFHPXVWSURYLGHWKHIROORZLQJLQIRUPDWLRQ


‡ &RPSDQ\QDPHDGGUHVVDQGFRQWDFW
‡ &RXQW\ELOOWRQDPHDQGFRQWDFWLQIRUPDWLRQ
‡ &RQWUDFW6HULDO1XPEHU
‡ &RXQW\SXUFKDVHRUGHUQXPEHU
‡ ,QYRLFHQXPEHUDQGGDWH
‡ 3D\PHQWWHUPV
‡ 'DWHRIVHUYLFHRUGHOLYHU\
‡ 4XDQWLW\
QXPEHURIGD\VRUZHHNV

‡ &RQWUDFW,WHPQXPEHU
V

‡ 'HVFULSWLRQRI3XUFKDVH
SURGXFWRUVHUYLFHV

‡ 3ULFLQJSHUXQLWRISXUFKDVH
‡ )UHLJKW
LIDSSOLFDEOH

‡ ([WHQGHGSULFH
‡ $UULYDODQGFRPSOHWLRQWLPH
LIDSSOLFDEOH

‡ 7RWDO$PRXQW'XH

 3UREOHPV UHJDUGLQJELOOLQJRULQYRLFLQJ VKDOOEHGLUHFWHGWRWKH'HSDUWPHQWDVOLVWHGRQ WKH3XUFKDVH2UGHU

 3D\PHQWVKDOORQO\EHPDGHWRWKH&RQWUDFWRUE\$FFRXQWV3D\DEOHWKURXJKWKH0DULFRSD &RXQW\9HQGRU([SUHVV3D\PHQW3URJUDP7KLVLVDQ(OHFWURQLF)XQGV7UDQVIHU ()7

SURFHVV  $IWHU &RQWUDFW $ZDUG WKH &RQWUDFWRU VKDOO FRPSOHWH WKH 9HQGRU 5HJLVWUDWLRQ )RUP ORFDWHG RQ WKH &RXQW\ 'HSDUWPHQW RI )LQDQFH 9HQGRU 5HJLVWUDWLRQ :HE 6LWH

KWWS
ZZZPDULFRSDJRY
9HQGRUV

 'LVFRXQWV RIIHUHG LQ WKH FRQWUDFW VKDOO EH FDOFXODWHG EDVHG RQ WKH GDWH D SURSHUO\ FRPSOHWHGLQYRLFHLVUHFHLYHGE\WKH&RXQW\

 ()7 SD\PHQWV WR WKH URXWLQJ DQG DFFRXQW QXPEHUV GHVLJQDWHG E\ WKH &RQWUDFWRU ZLOO LQFOXGHWKH GHWDLOV RQWKH VSHFLILFLQYRLFHVWKDWWKH SD\PHQWFRYHUV7KH&RQWUDFWRULV UHTXLUHG WR GLVFXVV UHPLWWDQFH GHOLYHU\ FDSDELOLWLHV ZLWK WKHLU GHVLJQDWHG ILQDQFLDO LQVWLWXWLRQIRUDFFHVVWRWKRVHGHWDLOV
 $33/,&$%/(7$;(6

 3D\PHQW RI 7D[HV
 7KH &RQWUDFWRU VKDOO SD\ DOO DSSOLFDEOH WD[HV :LWK UHVSHFW WR DQ\ LQVWDOODWLRQODERURQLWHPVWKDWDUHQRWDWWDFKHGWRUHDOSURSHUW\SHUIRUPHGE\&RQWUDFWRU XQGHU WKH WHUPV RI WKLV &RQWUDFW WKH LQVWDOODWLRQ ODERU FRVW DQG WKH JURVV UHFHLSWV IRU PDWHULDOVSURYLGHGVKDOOEHOLVWHGVHSDUDWHO\RQWKH&RQWUDFWRU¶VLQYRLFHV  6WDWHDQG/RFDO7UDQVDFWLRQ3ULYLOHJH7D[HV
7RWKHH[WHQWDQ\6WDWHDQGORFDOWUDQVDFWLRQ
SULYLOHJHWD[HVDSSO\WRVDOHVPDGHXQGHUWKHWHUPVRIWKLVFRQWUDFWLWLVWKHUHVSRQVLELOLW\ RIWKH VHOOHUWRFROOHFWDQG UHPLWDOODSSOLFDEOHWD[HVWRWKHSURSHUWD[LQJMXULVGLFWLRQRI DXWKRULW\
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 7D[ ,QGHPQLILFDWLRQ
&RQWUDFWRUDQGDOO VXEFRQWUDFWRUV VKDOO SD\DOO)HGHUDO6WDWHDQG ORFDO WD[HV DSSOLFDEOH WR LWV RSHUDWLRQ DQG DQ\ SHUVRQV HPSOR\HG E\ WKH &RQWUDFWRU &RQWUDFWRUVKDOODQG UHTXLUHDOOVXEFRQWUDFWRUVWRKROG0DULFRSD&RXQW\KDUPOHVV IURP DQ\ UHVSRQVLELOLW\ IRU WD[HV GDPDJHV DQG LQWHUHVW LI DSSOLFDEOH FRQWULEXWLRQV UHTXLUHG XQGHU)HGHUDODQGRU6WDWHDQGORFDOODZVDQGUHJXODWLRQVDQGDQ\RWKHUFRVWVLQFOXGLQJ 
WUDQVDFWLRQSULYLOHJHWD[HVXQHPSOR\PHQWFRPSHQVDWLRQLQVXUDQFH6RFLDO6HFXULW\DQG :RUNHU¶V&RPSHQVDWLRQ

7$;
6(59,&(6


1R WD[ VKDOO EH LQYRLFHG RU SDLG DJDLQVW &RQWUDFWRU¶V ODERU ,W LV WKH UHVSRQVLELOLW\ RI WKH &RQWUDFWRUWRGHWHUPLQHDQ\DQGDOODSSOLFDEOHWD[HVDQGLQFOXGHWKHFRVWLQWKHSURSRVDOSULFH  7$;
&2002',7,(6


7D[VKDOOQRWEHLQYRLFHGDJDLQVW&RQWUDFWRU¶VODERU,WLVWKHUHVSRQVLELOLW\RIWKH&RQWUDFWRUWR GHWHUPLQHDQ\DQGDOODSSOLFDEOHWD[HVDQGLQFOXGHWKHWD[SHUFHQWDJHLQWKHLUSURSRVDO  675$7(*,&$//,$1&(IRU92/80((;3(1',785(6
$9(


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
 ,17(5*29(510(17$/&223(5$7,9(385&+$6,1*$*5((0(176 ,&3$¶V


&RXQW\ FXUUHQWO\ KROGV ,&3$¶V ZLWK QXPHURXV JRYHUQPHQWDO HQWLWLHV  7KHVH DJUHHPHQWV DOORZ WKRVHHQWLWLHVZLWKWKHDSSURYDORIWKH&RQWUDFWRUWRSXUFKDVHWKHLUUHTXLUHPHQWVXQGHUWKHWHUPV DQG FRQGLWLRQV RI WKH &RXQW\ &RQWUDFW  ,W LV WKH UHVSRQVLELOLW\ RI WKH QRQ&RXQW\ JRYHUQPHQW HQWLW\WRSHUIRUPLWVRZQGXHGLOLJHQFHRQWKHDFFHSWDELOLW\RIWKH&RQWUDFWXQGHULWVSURFXUHPHQW UXOHVSURFHVVHVDQGSURFHGXUHV
 3267$:$5'0((7,1*

7KH&RQWUDFWRUPD\EH UHTXLUHGWRDWWHQGDSRVWDZDUGPHHWLQJZLWKWKH'HSDUWPHQWWRGLVFXVVWKH WHUPVDQGFRQGLWLRQVRIWKLV&RQWUDFW7KLVPHHWLQJZLOOEHFRRUGLQDWHGE\WKH3URFXUHPHQW2IILFHURI WKH&RQWUDFW
 ,65$(/%2<&277

%\VXEPLWWLQJWKLVSURSRVDOWKH&RQWUDFWRUFHUWLILHVWKDWWKH\DUHLQFRPSOLDQFHZLWK$UWLFOH 
$56†
HWVHT
 &21),'(17,$/,7<

,QWKHFRXUVHRIWKHVROLFLWDWLRQSURFHVVWKH&RXQW\PD\GLVFORVHLQIRUPDWLRQWKDWLVSURSULHWDU\RU FRQILGHQWLDO %\ VXEPLWWLQJ D SURSRVDO WR WKH VROLFLWDWLRQ WKH RIIHURU DJUHHV WKDW H[FHSW DV QHFHVVDU\ WR SUHSDUH D UHVSRQVH WR WKLV VROLFLWDWLRQ QHLWKHU LW QRU LWV DJHQWV RU HPSOR\HHV ZLOO FRPPXQLFDWHGLYXOJHRUGLVVHPLQDWHWRDQ\WKLUGSDUW\SHUVRQVRUHQWLWLHVDQ\LQIRUPDWLRQWKDWLV GLVFORVHGWRLW E\WKH&RXQW\ GXULQJWKH FRXUVH RIWKHVH GLVFXVVLRQV ZLWKRXWWKH H[SUHVV ZULWWHQ DXWKRUL]DWLRQ RI WKH &RXQW\  ,I WKH RIIHURU GRHV GLVFORVH &RXQW\ SURSULHWDU\ RU FRQILGHQWLDO LQIRUPDWLRQWR DWKLUG SDUW\LQ SUHSDULQJ D UHVSRQVHWRWKLV VROLFLWDWLRQLW VKDOO UHTXLUHWKHWKLUG SDUW\WRDFNQRZOHGJHDQGFRPSO\ZLWKWKLVSURYLVLRQ
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
 38%/,&5(&25'6

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
 &2175$&78$/$1'63(&,$/7(506 &21',7,216

 '5$)7&2175$&76(((;+,%,7

 ,16758&7,216 72 5(6321'(176
 
3OHDVH QRWH WKDW WKLV 6HFWLRQ GRHV QRW
EHFRPHSDUWRIDQ\UHVXOWDQWFRQWUDFW

3URSRVHUV DUH VROHO\ UHVSRQVLEOH IRU VXEPLWWLQJ SURSRVDOV DQG DQ\ PRGLILFDWLRQV RU ZLWKGUDZDOV WR EH UHFHLYHG DW WKH WLPH DQG GHVLJQDWHG ORFDWLRQ UHTXLUHG E\ WKH VROLFLWDWLRQ 5)3 RU DQ\ RWKHU VROLFLWDWLRQ
QRWLFH

$Q\SURSRVDOPRGLILFDWLRQRUZLWKGUDZDOUHFHLYHGDIWHUWKHGHVLJQDWHGWLPHLV³ODWH´DQGZLOOEHUHMHFWHG DQGVKDOOQRWEHHYDOXDWHGSHU3DUDJUDSK0&RIWKH0DULFRSD&RXQW\3URFXUHPHQW&RGH  (67,0$7('6&+('8/(2)(9(176

5HTXHVWIRU3URSRVDOV,VVXHG
 0D\
3UH3URSRVDO&RQIHUHQFH
 -XQH#
$0067
'HDGOLQHIRUZULWWHQTXHVWLRQVLVWZR

EXVLQHVVGD\VDIWHU3UH3URSRVDO&RQIHUHQFH4XHVWLRQV ZLOOnotEHUHVSRQGHGWRSULRUWRWKH3UH3URSRVDO&RQIHUHQFHRUDIWHUWKHWZR 
EXVLQHVVGD\
GHDGOLQHKDVHODSVHG$OOTXHVWLRQVDQGDQVZHUVVKDOOEHSRVWHGWR ZZZELGV\QFFRP
XQGHUWKH
4 $¶VWDEIRUWKHVROLFLWDWLRQDQGPXVWEHUHFHLYHGE\WKHHQGRIEXVLQHVV 30067
3URSRVDOV2SHQLQJ'DWH
 -XQH
'HDGOLQHIRUVXEPLVVLRQRISURSRVDOVLV
30067RQ-XQH$OOSURSRVDOVPXVWEH UHFHLYHGEHIRUH
30$UL]RQD7LPHRQWKHGDWHDERYHYLD%LG6\QFFRP 3URSRVHGUHYLHZRI3URSRVDOVDQGVKRUWOLVWGHFLVLRQ
 -XO\WK
3URSRVHG5HVSRQGHQWSUHVHQWDWLRQV

LIUHTXLUHG
 $XJXVW
3URSRVHGVHOHFWLRQDQGQHJRWLDWLRQ
 $XJXVWWK
3URSRVHG%HVW )LQDO
LIUHTXLUHG
 $XJXVWWK
3URSRVHGDZDUGRI&RQWUDFW
 2FWREHU
$OO UHVSRQVHVWRWKLV 5HTXHVW IRU 3URSRVDO EHFRPHWKH SURSHUW\RI0DULFRSD&RXQW\ DQG RWKHU
WKDQSULFLQJ
ZLOOEHKHOGFRQILGHQWLDOWRWKHH[WHQWSHUPLVVLEOHE\ODZ7KH&RXQW\ZLOOQRWEH KHOGDFFRXQWDEOHLIPDWHULDOIURPSURSRVDOUHVSRQVHVLVREWDLQHGZLWKRXWWKHZULWWHQFRQVHQWRIWKH 5HVSRQGHQWE\SDUWLHVRWKHUWKDQWKH&RXQW\
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 ,148,5,(6$1'127,&(6

$OOLQTXLULHVFRQFHUQLQJLQIRUPDWLRQKHUHLQVKDOOEHDGGUHVVHGWR 
0DULFRSD&RXQW\
2IILFHRI3URFXUHPHQW6HUYLFHV
$771
&RQWUDFW$GPLQLVWUDWLRQ
:HVW/LQFROQ6WUHHW
3KRHQL[$UL]RQD
$GPLQLVWUDWLYHWHOHSKRQHLQTXLULHVVKDOOEHDGGUHVVHGWR 
%ULDQ:DOVK6HQLRU3URFXUHPHQW2IILFHU

ZDOVKE#PDLOPDULFRSDJRY

,QTXLULHV PD\ EH VXEPLWWHG E\ WHOHSKRQH EXW PXVW EH IROORZHG XS LQ ZULWLQJ  1R RUDO FRPPXQLFDWLRQLVELQGLQJRQ0DULFRSD&RXQW\
 ,16758&7,216)2535(3$5,1*$1'68%0,77,1*352326$/6 
5HVSRQGHQWVVKDOOVXEPLWWKHLUSURSRVDOVHOHFWURQLFDOO\YLDWKH%LG6\QFFRPV\VWHPLQDFFRUGDQFH ZLWK6HFWLRQDVIROORZV

x 5HVSRQGHQWVVKDOOXSORDGHDFKUHVSRQVHGRFXPHQWLQGLYLGXDOO\ x $OOGRFXPHQWVPXVWEHXSORDGHGLQWKHLUQDWLYHILOHIRUPDW :RUG([FHOHWF

x 7KH IROORZLQJ QDPLQJ FRQYHQWLRQ VKDOO EH XWLOL]HG IRU HDFK GRFXPHQW  9HQGRU 1DPH ±
'RFXPHQW1DPHDVLQGLFDWHGLQVHFWLRQ
x ,Q WKH HYHQW WKDW WKH 5HVSRQGHQW ZRXOG OLNH WR UHTXHVW WKDW FHUWDLQ GRFXPHQWV EH KHOG FRQILGHQWLDOWKH\QHHGWRKDYHDQDPHLQGLFDWLQJFRQILGHQWLDO3OHDVHVHH([KLELW ±'UDIW &RQWUDFWVHFWLRQ3XEOLF5HFRUGVIRUPRUHLQIRUPDWLRQ x 3URSRVDOVVKDOOEHVLJQHGE\DQRZQHUSDUWQHURUFRUSRUDWHRIILFLDOZKRKDVEHHQDXWKRUL]HG WRPDNHVXFKFRPPLWPHQWV
$WWDFKPHQW%
$OOSULFHVVKDOOEHKHOGILUPIRUDSHULRGRIRQH
\HDUDIWHUWKH5)3FORVLQJGDWH
 *(1(5$/&217(17

 7KH3URSRVDOVKRXOGEHVSHFLILFDQGFRPSOHWHLQHYHU\GHWDLO,WVKRXOGEHSUDFWLFDODQG SURYLGHDVWUDLJKWIRUZDUGFRQFLVHGHOLQHDWLRQRIFDSDELOLWLHVWRVDWLVIDFWRULO\SHUIRUPWKH &RQWUDFWEHLQJVRXJKW
 7KH 5HVSRQGHQW VKRXOG QRW QHFHVVDULO\ OLPLW WKH SURSRVDO WR WKH SHUIRUPDQFH RI WKH VHUYLFHVLQDFFRUGDQFHZLWKWKLV5HTXHVW IRU3URSRVDOEXW VKRXOGRXWOLQHDQ\DGGLWLRQDO VHUYLFHV DQG WKHLU FRVWV LI WKH 5HVSRQGHQW GHHPV WKHP QHFHVVDU\ WR DFFRPSOLVK WKH SURJUDP
 )250$7$1'&217(17

7R DLG LQ WKH HYDOXDWLRQ LW LV GHVLUHG WKDW DOO SURSRVDOV IROORZ WKH VDPH JHQHUDO IRUPDW  7KH SURSRVDOPXVWEHVXEPLWWHGHOHFWURQLFDOO\DQGKDYHVHFWLRQVFOHDUO\ODEHOHGDVEHORZ 
5HVSRQVHV
DUHOLPLWHGWRSDJHVSRLQWIRQWW\SH

 /HWWHURI7UDQVPLWWDO
([KLELW

 ([HFXWLYH 6XPPDU\ ± 7KLV VHFWLRQ VKDOO FRQWDLQ DQ RXWOLQH RI WKH JHQHUDO DSSURDFK XWLOL]HGLQWKHSURSRVDO
 3URSRVDO ±7KLV VHFWLRQ VKRXOG FRQWDLQ D VWDWHPHQW RI DOORIWKH SURJUDPV DQG VHUYLFHV SURSRVHGLQFOXGLQJFRQFOXVLRQVDQGJHQHUDOL]HGUHFRPPHQGDWLRQV3URSRVDOVVKRXOGEH DOOLQFOXVLYHGHWDLOLQJUHVSRQGHQW¶VEHVWRIIHU IRUDOOUHTXLUHPHQWVLQVHFWLRQ 6FRSH
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
RI6HUYLFHVVKRXOGDOVRLQFOXGHWKHFRQILUPDWLRQWKDW\RXDUHDXWKRUL]HGSDUWQHUDVFDOOHG IRULQVHFWLRQ
 4XDOLILFDWLRQV ± 7KLV VHFWLRQ VKDOO GHVFULEH WKH UHVSRQGHQW¶V DELOLW\ DQG H[SHULHQFH UHODWHGWRWKHSURJUDPVDQGVHUYLFHVSURSRVHG$OOSURMHFWSHUVRQQHODVDSSOLFDEOHVKDOO EH OLVWHG LQFOXGLQJ D GHVFULSWLRQ RI DVVLJQPHQWV DQG UHVSRQVLELOLWLHV D UHVXPH RI SURIHVVLRQDOH[SHULHQFHDQHVWLPDWHRIWKHWLPHHDFKZRXOGGHYRWHWRWKLVSURJUDPDQG RWKHUSHUWLQHQWLQIRUPDWLRQ
 3URSRVDOH[FHSWLRQV
 $WWDFKPHQW$
3ULFLQJ

 $WWDFKPHQW%
$JUHHPHQW3DJH

 $WWDFKPHQW&
5HIHUHQFHV


$WWDFKPHQW'
86&RPPXQLWLHV5HTXLUHG,QIRUPDWLRQ

 'UDIW&RQWUDFWZLWKDQ\UHTXHVWHGH[FHSWLRQVUHGOLQHG  (;&(37,216727+(62/,&,7$7,21

7KH5HVSRQGHQWVKDOOLGHQWLI\DQGOLVWDOOH[FHSWLRQVWDNHQWRDOOVHFWLRQVRI±5)3DQGOLVW WKHVH H[FHSWLRQV UHIHUHQFLQJWKHVHFWLRQ

SDUDJUDSK
 ZKHUHWKH H[FHSWLRQ H[LVWV DQGLGHQWLI\WKH
H[FHSWLRQV DQG WKH SURSRVHG ZRUGLQJ IRU WKH 5HVSRQGHQW¶V H[FHSWLRQ XQGHU WKH KHDGLQJ ³([FHSWLRQ WR WKH 352326$/ 6ROLFLWDWLRQ 6(5,$/ 5)3´  ([FHSWLRQV WKDW VXUIDFH HOVHZKHUH DQG WKDWGRQRW DOVR DSSHDU XQGHU WKH KHDGLQJ ³([FHSWLRQV WR WKH352326$/ 6ROLFLWDWLRQ 6(5,$/ 5)3´ VKDOO EH FRQVLGHUHG LQYDOLG DQG YRLG DQG RI QR FRQWUDFWXDOVLJQLILFDQFH
7KH&RXQW\UHVHUYHVWKHULJKWVWR
DFFHSWDQ\H[FHSWLRQGLVFXVVWKHH[HPSWLRQZLWKWKHRIIHURURU UHMHFWDQ\H[FHSWLRQ
 (9$/8$7,212)352326$/±6(/(&7,21)$&7256

$3URSRVDO(YDOXDWLRQ&RPPLWWHHVKDOOEHDSSRLQWHGFKDLUHGE\WKH3URFXUHPHQW2IILFHUWRHYDOXDWH HDFK 3URSRVDO  $WWKH &RXQW\¶V RSWLRQ 5HVSRQGHQWV PD\ EHLQYLWHGWR PDNH SUHVHQWDWLRQVWRWKH (YDOXDWLRQ&RPPLWWHH%HVWDQG)LQDO2IIHUVDQGRU1HJRWLDWLRQVPD\EHFRQGXFWHGDVQHHGHGZLWK WKHKLJKHVWUDWHG5HVSRQGHQW
V
3URSRVDOVZLOOEHHYDOXDWHGRQWKHIROORZLQJFULWHULDZKLFKDUHOLVWHG LQGHVFHQGLQJRUHTXDORUGHURILPSRUWDQFH
 5HVSRQGHQW¶V3URSRVHG6ROXWLRQ&RPSOLDQFHZLWK6SHFLILFDWLRQV ,QFOXGLQJWKHDELOLW\WR
VHOODOO2UDFOHSURGXFWV

 5HVSRQGHQW4XDOLILFDWLRQVLQFOXGLQJQDWLRQDOFDSDELOLWLHV  3ULFH
127(
 5(6321'(176 $5( 5(48,5(' 72 86( $77$&+(' )2506 72 68%0,7 7+(,5 352326$/
127(
 5(6321'(176 $5( 67521*/<(1&285$*(' 72 5(9,(:0$5,&23$&2817<¶6 352&85(0(17 $'0,1,675$7,9( ,1)250$7,21 35,25 72 68%0,77,1* $ %,' )257+,6,1)250$7,21*272

KWWSV
ZZZPDULFRSDJRY'RFXPHQW&HQWHU9LHZ

0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
$77$&+0(17$
35,&,1*
6((%,'6<1&20(;&(/635($'6+((767$1'$/21(35,&,1*3$*( 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
$77$&+0(17%
$*5((0(17
5HVSRQGHQW KHUHE\ FHUWLILHV WKDW 5HVSRQGHQW KDV UHDG XQGHUVWDQGV DQG DJUHHV WKDW DFFHSWDQFH E\ 0DULFRSD &RXQW\ RI WKH 5HVSRQGHQW¶V2IIHUZLOOFUHDWHDELQGLQJ&RQWUDFW5HVSRQGHQWDJUHHVWRIXOO\FRPSO\ZLWKDOOWHUPVDQGFRQGLWLRQVDVVHWIRUWKLQWKH 0DULFRSD&RXQW\3URFXUHPHQW&RGHDQGDPHQGPHQWVWKHUHWRWRJHWKHUZLWKWKHVSHFLILFDWLRQVDQGRWKHUGRFXPHQWDU\IRUPVKHUHZLWK PDGHDSDUWRIWKLVVSHFLILFSURFXUHPHQW
%< 6,*1,1* 7+,6 3$*( 7+( 68%0,77,1* 5(6321'(17 &(57,),(6 7+$7 5(6321'(17 +$6 5(9,(:(' 7+($'0,1,675$7,9(,1)250$7,21$1'67$1'$5'&2175$&7¶67(506$1'&21',7,216/2&$7('$7

KWWS
ZZZPDULFRSDJRY'RFXPHQW&HQWHU9LHZ
$1'$*5((72%(&2175$&78$//<%281'727+(0
>@ 6PDOO%XVLQHVV(QWHUSULVH
6%(


5(6321'(17
),50
68%0,77,1*352326$/  )('(5$/7$;,'180%(5 '816
35,17('1$0($1'7,7/(     $87+25,=('6,*1$785(
              
$''5(66       7(/(3+21(   )$;

&,7<  67$7(   =,3   '$7(
:(%6,7(       (0$,/$''5(66
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







$77$&+0(17&
5(6321'(17¶65()(5(1&(6
5(6321'(1768%0,77,1*352326$/
       
 &203$1<1$0(

$''5(66
          
&217$&73(5621
         
7(/(3+21(
     (0$,/$''5(66
   
 &203$1<1$0(

$''5(66
          
&217$&73(5621
         
7(/(3+21(
     (0$,/$''5(66
   
 &203$1<1$0(

$''5(66
          
&217$&73(5621
         
7(/(3+21(
     (0$,/$''5(66
   
 &203$1<1$0(

$''5(66
          
&217$&73(5621
         
7(/(3+21(
     (0$,/$''5(66
   
 &203$1<1$0(

$''5(66
          
&217$&73(5621
         
7(/(3+21(
     (0$,/$''5(66
   
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3

$77$&+0(17'
86&20081,7,(65(48,5(0(176
, 6833/,(548$/,),&$7,216
&RPPLWPHQWV
86 &RPPXQLWLHV YLHZV WKH UHODWLRQVKLS ZLWK DQ DZDUGHG 6XSSOLHU DV DQ RSSRUWXQLW\ WR SURYLGH PD[LPXPEHQHILWWRERWKWKH3DUWLFLSDWLQJ3XEOLF$JHQFLHVDQGWRWKH6XSSOLHU 7KH VXFFHVVIXO IRXQGDWLRQRIWKHSDUWQHUVKLS UHTXLUHVFRPPLWPHQWV IURPERWK86&RPPXQLWLHVDQG WKH 6XSSOLHU86&RPPXQLWLHV UHTXLUHVWKH 6XSSOLHUWRPDNHWKH IRXUFRPPLWPHQWV VHW IRUWK EHORZ

&RUSRUDWH 3ULFLQJ (FRQRP\ 6DOHV
WR HQVXUHWKDW 6XSSOLHULV SURYLGLQJWKH KLJKHVW OHYHO RI SXEOLF EHQHILWWR3DUWLFLSDWLQJ3XEOLF$JHQFLHV


D
&RUSRUDWH&RPPLWPHQW
  
L
 7KHSULFLQJWHUPVDQGFRQGLWLRQVRIWKH0DVWHU$JUHHPHQWVKDOODWDOO WLPHV EH 6XSSOLHU¶V SULPDU\ FRQWUDFWXDO RIIHULQJ RI 3URGXFWV DQG 6HUYLFHV WR 3XEOLF $JHQFLHV  $OO RI 6XSSOLHU¶V GLUHFW DQG LQGLUHFW PDUNHWLQJ DQG VDOHV HIIRUWV WR 3XEOLF $JHQFLHV VKDOO GHPRQVWUDWH WKDW WKH 0DVWHU$JUHHPHQWLV6XSSOLHU¶VSULPDU\RIIHULQJDQGQRWMXVWRQHRI6XSSOLHU¶VFRQWUDFWRSWLRQV   
LL
 6XSSOLHU¶V VDOHV IRUFH
LQFOXGLQJ LQVLGH GLUHFW DQGRU DXWKRUL]HG
GHDOHUV GLVWULEXWRUV DQG UHSUHVHQWDWLYHV
 VKDOO DOZD\V SUHVHQW WKH 0DVWHU $JUHHPHQW ZKHQ PDUNHWLQJ 3URGXFWV RU 6HUYLFHV WR 3XEOLF $JHQFLHV
  
LLL
 6XSSOLHUVKDOODGYLVHDOO3XEOLF$JHQFLHVWKDWDUHH[LVWLQJFXVWRPHUVRI 6XSSOLHUDVWRWKHSULFLQJDQGRWKHUYDOXHRIIHUHGWKURXJKWKH0DVWHU$JUHHPHQW   
LY
 8SRQDXWKRUL]DWLRQE\D3XEOLF$JHQF\6XSSOLHUVKDOOWUDQVLWLRQVXFK 3XEOLF$JHQF\WRWKHSULFLQJWHUPVDQGFRQGLWLRQVRIWKH0DVWHU$JUHHPHQW   
Y
 6XSSOLHU VKDOO HQVXUH WKDW WKH 86 &RPPXQLWLHV SURJUDP DQG WKH 0DVWHU$JUHHPHQWDUHDFWLYHO\VXSSRUWHGE\6XSSOLHU¶VVHQLRUH[HFXWLYHPDQDJHPHQW   
YL
 6XSSOLHU VKDOO SURYLGH D QDWLRQDOVHQLRU PDQDJHPHQW OHYHO UHSUHVHQWDWLYH ZLWK WKH DXWKRULW\ DQG UHVSRQVLELOLW\ WR HQVXUH WKDW WKH 6XSSOLHU¶V &RPPLWPHQWV DUH PDLQWDLQHG DW DOO WLPHV  6XSSOLHU VKDOO DOVR GHVLJQDWH D OHDG UHIHUUDO FRQWDFW SHUVRQ ZKR VKDOO EH UHVSRQVLEOH IRU UHFHLYLQJ FRPPXQLFDWLRQV IURP 86 &RPPXQLWLHV FRQFHUQLQJ QHZ 3DUWLFLSDWLQJ 3XEOLF $JHQF\ UHJLVWUDWLRQV DQG IRU HQVXULQJ WLPHO\ IROORZXS E\ 6XSSOLHU¶V VWDII WR UHTXHVWV IRU FRQWDFW IURP 3DUWLFLSDWLQJ 3XEOLF $JHQFLHV  6XSSOLHU VKDOO DOVR SURYLGH WKH SHUVRQQHO QHFHVVDU\ WR LPSOHPHQW DQG VXSSRUWDVXSSOLHUEDVHGLQWHUQHWZHESDJHGHGLFDWHGWR6XSSOLHU¶V86&RPPXQLWLHVSURJUDPDQGOLQNHG WR86&RPPXQLWLHV¶ZHEVLWHDQGVKDOOLPSOHPHQWDQGVXSSRUWVXFKZHESDJH   
YLL
 6XSSOLHUVKDOOGHPRQVWUDWHLQLWVSURFXUHPHQWVROLFLWDWLRQUHVSRQVHDQG WKURXJKRXW WKH WHUP RI WKH 0DVWHU $JUHHPHQW WKDW QDWLRQDOVHQLRU PDQDJHPHQW IXOO\ VXSSRUWV WKH 86 &RPPXQLWLHVSURJUDPDQGLWVFRPPLWPHQWVDQGUHTXLUHPHQWV1DWLRQDO6HQLRUPDQDJHPHQWLVGHILQHGDV WKHH[HFXWLYH
V
ZLWKFRPSDQ\ZLGHDXWKRULW\
  
YLLL
 :KHUH6XSSOLHUKDVDQH[LVWLQJFRQWUDFWIRU3URGXFWVDQG6HUYLFHVZLWK DVWDWH6XSSOLHUVKDOOQRWLI\WKHVWDWHRIWKH0DVWHU$JUHHPHQWDQGWUDQVLWLRQWKHVWDWHWRWKHSULFLQJWHUPV DQGFRQGLWLRQVRIWKH0DVWHU$JUHHPHQWXSRQWKHVWDWH¶VUHTXHVW5HJDUGOHVVRIZKHWKHUWKHVWDWHGHFLGHV WRWUDQVLWLRQWRWKH0DVWHU $JUHHPHQW 6XSSOLHU VKDOO SULPDULO\ RIIHUWKH0DVWHU $JUHHPHQWWRDOO3XEOLF $JHQFLHVORFDWHGZLWKLQWKHVWDWH
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3

 
E
 3ULFLQJ&RPPLWPHQW
  
L
 6XSSOLHUUHSUHVHQWVWR86&RPPXQLWLHVWKDWWKHSULFLQJRIIHUHGXQGHU WKH0DVWHU$JUHHPHQWLVWKHORZHVWRYHUDOODYDLODEOHSULFLQJ QHWWRSXUFKDVHU
RQ3URGXFWVDQG6HUYLFHV
WKDWLWRIIHUVWR3XEOLF$JHQFLHV6XSSOLHU¶VSULFLQJVKDOOEHHYDOXDWHGRQHLWKHUDQRYHUDOOSURMHFWEDVLVRU WKH3XEOLF$JHQF\¶VDFWXDOXVDJHIRUPRUHIUHTXHQWO\SXUFKDVHG3URGXFWVDQG6HUYLFHV   
LL
 &RQWUDFWV 2IIHULQJ /RZHU 3ULFHV  ,I D SUHH[LVWLQJ FRQWUDFW DQGRU D 3XEOLF$JHQF\¶VXQLTXHEX\LQJSDWWHUQSURYLGHRQHRUPRUH3XEOLF$JHQFLHVDORZHUSULFHWKDQWKDWRIIHUHG XQGHU WKH 0DVWHU $JUHHPHQW 6XSSOLHU VKDOO PDWFK WKDW ORZHU SULFLQJ XQGHU WKH 0DVWHU $JUHHPHQW DQG LQIRUPWKHHOLJLEOH3XEOLF$JHQFLHVWKDWWKHORZHUSULFLQJLVDYDLODEOHXQGHUWKH0DVWHU$JUHHPHQW,IDQ HOLJLEOH3XEOLF$JHQF\UHTXHVWVWREHWUDQVLWLRQHGWRWKH0DVWHU$JUHHPHQW6XSSOLHUVKDOOGRVRDQGUHSRUW WKH3XEOLF$JHQF\¶VSXUFKDVHVPDGH XQGHUWKH0DVWHU$JUHHPHQW JRLQJ IRUZDUG7KH SULFHPDWFKRQO\ DSSOLHVWRWKH HOLJLEOH3XEOLF $JHQFLHV%HORZDUHWKUHHH[DPSOHV RI6XSSOLHU¶V REOLJDWLRQWRPDWFKWKH SULFLQJXQGHU6XSSOLHU¶VFRQWUDFWVRIIHULQJORZHUSULFHV   
$
 6XSSOLHU KROGV D VWDWH FRQWUDFW ZLWK ORZHU SULFLQJ WKDW LV DYDLODEOHWRDOO3XEOLF$JHQFLHVZLWKLQWKHVWDWH6XSSOLHUZRXOGEHUHTXLUHGWRPDWFKWKHORZHU VWDWHSULFLQJXQGHUWKH0DVWHU$JUHHPHQWDQGPDNHLWDYDLODEOHWRDOO3XEOLF$JHQFLHVZLWKLQWKH VWDWH
  
%
 6XSSOLHU KROGV D UHJLRQDO FRRSHUDWLYH FRQWUDFW ZLWK ORZHU SULFLQJWKDWLVDYDLODEOHRQO\WRWKHWHQFRRSHUDWLYHPHPEHUV6XSSOLHUZRXOGEHUHTXLUHGWRPDWFK WKH ORZHU FRRSHUDWLYH SULFLQJ XQGHU WKH 0DVWHU $JUHHPHQW DQG PDNH LW DYDLODEOH WR WKH WHQ FRRSHUDWLYHPHPEHUV
  
&
 6XSSOLHU KROGV D FRQWUDFW ZLWK DQ LQGLYLGXDO 3XEOLF $JHQF\ 7KH3XEOLF$JHQF\FRQWUDFWGRHVQRWFRQWDLQDQ\FRRSHUDWLYHODQJXDJHDQGWKHUHIRUHRWKHU3XEOLF $JHQFLHVDUH QRWHOLJLEOHWRXWLOL]HWKHFRQWUDFW6XSSOLHUZRXOGEH UHTXLUHGWRPDWFKWKHORZHU SULFLQJXQGHUWKH0DVWHU$JUHHPHQWDQGPDNHLWDYDLODEOHRQO\WRWKHLQGLYLGXDO3XEOLF$JHQF\   
LLL
 'HYLDWLQJ %X\LQJ 3DWWHUQV  2FFDVLRQDOO\ 86 &RPPXQLWLHV DQG 6XSSOLHU PD\ LQWHUDFW ZLWK D 3XEOLF $JHQF\ WKDW KDV D EX\LQJ SDWWHUQ RU WHUPV DQG FRQGLWLRQV WKDW FRQVLGHUDEO\GHYLDWHIURPWKHQRUPDO3XEOLF$JHQF\EX\LQJSDWWHUQDQGWHUPVDQGFRQGLWLRQVDQGFDXVHV 6XSSOLHU¶VSULFLQJXQGHUWKH0DVWHU$JUHHPHQWWREHKLJKHUWKDQDQDOWHUQDWLYHFRQWUDFWKHOGE\6XSSOLHU 7KLV FRXOG EH FUHDWHG E\ D XQLTXH HQGXVHU SUHIHUHQFH RU UHTXLUHPHQWV  ,Q WKH HYHQW WKDW WKLV VLWXDWLRQ RFFXUV6XSSOLHUPD\DGGUHVVWKHLVVXHE\ORZHULQJWKHSULFHXQGHUWKH0DVWHU$JUHHPHQWRQWKHLWHP V

FDXVLQJWKHODUJHGHYLDWLRQIRUWKDW3XEOLF$JHQF\6XSSOLHUZRXOGQRWEHUHTXLUHGWRORZHUWKHSULFHIRU RWKHU3XEOLF$JHQFLHV
   
LY
 6XSSOLHU¶V 2SWLRQV LQ 5HVSRQGLQJ WR D 7KLUG 3DUW\ 3URFXUHPHQW 6ROLFLWDWLRQ:KLOHLWLVWKHREMHFWLYHRI86&RPPXQLWLHVWRHQFRXUDJH3XEOLF$JHQFLHVWRSLJJ\EDFNRQ WR WKH 0DVWHU $JUHHPHQW UDWKHU WKDQ LVVXH WKHLU RZQ SURFXUHPHQW VROLFLWDWLRQV 86 &RPPXQLWLHV UHFRJQL]HVWKDWIRUYDULRXVUHDVRQVVRPH3XEOLF$JHQFLHVZLOOLVVXHWKHLURZQVROLFLWDWLRQV7KHIROORZLQJ RSWLRQVDUHDYDLODEOHWR6XSSOLHUZKHQUHVSRQGLQJWRD3XEOLF$JHQF\VROLFLWDWLRQ 
  
$
 6XSSOLHU PD\ RSW QRW WR UHVSRQG WR WKH SURFXUHPHQW VROLFLWDWLRQ  6XSSOLHU PD\ PDNH WKH 0DVWHU $JUHHPHQW DYDLODEOH WR WKH 3XEOLF $JHQF\ DV D FRPSDULVRQWRLWVVROLFLWDWLRQUHVSRQVHV
  
%
 6XSSOLHU PD\ UHVSRQG ZLWKWKH SULFLQJWHUPV DQG FRQGLWLRQV RIWKH0DVWHU$JUHHPHQW,I6XSSOLHULVDZDUGHGWKHFRQWUDFWWKHVDOHVZRXOGEHUHSRUWHGDVVDOHV XQGHUWKH0DVWHU$JUHHPHQW
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3

  
&
 ,I FRPSHWLWLYH FRQGLWLRQV UHTXLUH SULFLQJ ORZHU WKDQ WKH VWDQGDUG 0DVWHU $JUHHPHQW SULFLQJ 6XSSOLHU PD\ VXEPLW ORZHU SULFLQJ WKURXJK WKH 0DVWHU $JUHHPHQW ,I 6XSSOLHULV DZDUGHGWKH FRQWUDFWWKH VDOHV ZRXOG EH UHSRUWHG DV VDOHV XQGHUWKH 0DVWHU $JUHHPHQW  6XSSOLHU ZRXOG QRW EH UHTXLUHG WR H[WHQG WKH ORZHU SULFH WR RWKHU 3XEOLF $JHQFLHV
  
'
 6XSSOLHU PD\ UHVSRQG WR WKH SURFXUHPHQW VROLFLWDWLRQ ZLWK SULFLQJ WKDW LV KLJKHU
QHW WR EX\HU
 WKDQ WKH SULFLQJ RIIHUHG XQGHU WKH 0DVWHU $JUHHPHQW  ,I DZDUGHG D FRQWUDFW 6XSSOLHU VKDOO VWLOO EH ERXQG E\ DOO REOLJDWLRQV VHW IRUWKLQWKLV 6HFWLRQ  LQFOXGLQJZLWKRXWOLPLWDWLRQWKHUHTXLUHPHQWWRFRQWLQXHWRDGYLVHWKHDZDUGLQJ3XEOLF$JHQF\RI WKHSULFLQJWHUPVDQGFRQGLWLRQVRIWKH0DVWHU$JUHHPHQW 
  
(
 6XSSOLHU PD\ UHVSRQG WR WKH SURFXUHPHQW VROLFLWDWLRQ ZLWK SULFLQJWKDWLVKLJKHU
QHWWREX\HU
WKDQWKHSULFLQJRIIHUHGXQGHUWKH0DVWHU$JUHHPHQWDQGLIDQ DOWHUQDWLYHUHVSRQVHLVSHUPLWWHG6XSSOLHUPD\RIIHUWKHSULFLQJXQGHUWKH0DVWHU$JUHHPHQWDVDQ DOWHUQDWLYHIRUFRQVLGHUDWLRQ
 
F
 (FRQRP\&RPPLWPHQW6XSSOLHUVKDOOGHPRQVWUDWHWKHEHQHILWVLQFOXGLQJWKH SULFLQJ DGYDQWDJH RI WKH 0DVWHU $JUHHPHQW RYHU DOWHUQDWLYH RSWLRQV LQFOXGLQJ FRPSHWLWLYH VROLFLWDWLRQ SULFLQJDQGVKDOOSURDFWLYHO\RIIHUWKHWHUPVDQGSULFLQJXQGHUWKH0DVWHU$JUHHPHQWWR3XEOLF$JHQFLHVDV DPRUHHIIHFWLYHDOWHUQDWLYHWRWKHFRVWDQGWLPHDVVRFLDWHGZLWKVXFKDOWHUQDWHELGVDQGVROLFLWDWLRQV  
G
 6DOHV &RPPLWPHQW  6XSSOLHU VKDOO PDUNHW WKH 0DVWHU $JUHHPHQW WKURXJK 6XSSOLHU¶V VDOHV IRUFH RU GHDOHU QHWZRUNWKDWLV SURSHUO\WUDLQHG HQJDJHG DQG FRPPLWWHGWR RIIHULQJWKH 0DVWHU$JUHHPHQWDV6XSSOLHU¶VSULPDU\RIIHULQJWR3XEOLF$JHQFLHV6XSSOLHU¶VVDOHVIRUFHFRPSHQVDWLRQ DQG LQFHQWLYHV VKDOO EH JUHDWHU WKDQ RU HTXDO WR WKH FRPSHQVDWLRQ DQG LQFHQWLYHV HDUQHG XQGHU RWKHU FRQWUDFWVWR3XEOLF$JHQFLHV
  
L
 6XSSOLHU 6DOHV  6XSSOLHU VKDOO EH UHVSRQVLEOH IRU SURDFWLYH VDOHV RI 6XSSOLHU¶V3URGXFWVDQG6HUYLFHVWR3XEOLF$JHQFLHVDQGWKHWLPHO\IROORZXSWRVDOHVOHDGVLGHQWLILHGE\ 86&RPPXQLWLHV8VHRISURGXFWFDWDORJVWDUJHWHGDGYHUWLVLQJGLUHFWPDLORQOLQHPDUNHWLQJDQGRWKHU VDOHVLQLWLDWLYHVDUHHQFRXUDJHG$OORI6XSSOLHU¶V VDOHVPDWHULDOVWDUJHWHGWRZDUGV3XEOLF$JHQFLHVVKDOO LQFOXGHWKH86&RPPXQLWLHVORJR86&RPPXQLWLHVKHUHE\JUDQWVWR6XSSOLHUGXULQJWKHWHUP RIWKLV $JUHHPHQW D QRQH[FOXVLYH UHYRFDEOH QRQWUDQVIHUDEOH OLFHQVH WR XVH WKH 86 &RPPXQLWLHV QDPH WUDGHPDUNDQGORJRVROHO\WRSHUIRUPLWVREOLJDWLRQVXQGHUWKLV$JUHHPHQWDQGIRUQRRWKHUSXUSRVH$Q\ JRRGZLOOULJKWVRUEHQHILWVGHULYHGIURP6XSSOLHU
VXVHRIWKH86&RPPXQLWLHVQDPHWUDGHPDUNRUORJR VKDOOLQXUHWRWKHEHQHILWRI86&RPPXQLWLHV86&RPPXQLWLHVVKDOOSURYLGH6XSSOLHUZLWKLWVORJRDQG WKHVWDQGDUGVWREHHPSOR\HGLQWKHXVHRIWKHORJR'XULQJWKHWHUPRIWKH$JUHHPHQWWKH6XSSOLHUVKDOO SURYLGH 86 &RPPXQLWLHV ZLWK LWV ORJR DQG WKH VWDQGDUGV WR EH HPSOR\HG LQ WKH XVH RI WKH ORJR IRU SXUSRVHVRIUHSURGXFLQJDQGXVLQJ6XSSOLHU¶VQDPHDQGORJRLQFRQQHFWLRQZLWKWKHDGYHUWLVLQJPDUNHWLQJ DQG SURPRWLRQ RIWKH0DVWHU $JUHHPHQWWR3XEOLF $JHQFLHV 6XSSOLHU VKDOODVVLVW86&RPPXQLWLHV E\ SURYLGLQJFDPHUDUHDG\ORJRVDQGE\SDUWLFLSDWLQJLQUHODWHGWUDGHVKRZVDQGFRQIHUHQFHV$WDPLQLPXP 6XSSOLHU
VVDOHVLQLWLDWLYHVVKDOOFRPPXQLFDWHWKDW
L
WKH0DVWHU$JUHHPHQWZDVFRPSHWLWLYHO\VROLFLWHGE\
WKH/HDG3XEOLF$JHQF\
LL
WKH0DVWHU$JUHHPHQWSURYLGHVWKH6XSSOLHU¶VEHVWRYHUDOOSULFLQJDQGYDOXHWR HOLJLEOHDJHQFLHV
LLL
WKHUHLVQRFRVWWR3DUWLFLSDWLQJ3XEOLF$JHQFLHVDQG LY
WKH0DVWHU$JUHHPHQWLVD
QRQH[FOXVLYHFRQWUDFW
  
LL
 %UDQGLQJ DQG /RJR &RPSOLDQFH  6XSSOLHU VKDOO EH UHVSRQVLEOH IRU FRPSO\LQJ ZLWK WKH 86 &RPPXQLWLHV EUDQGLQJ DQG ORJR VWDQGDUGV DQG JXLGHOLQHV  3ULRU WR XVH E\ 6XSSOLHU DOO 86 &RPPXQLWLHV UHODWHG PDUNHWLQJ PDWHULDO PXVW EH VXEPLWWHG WR 86 &RPPXQLWLHV IRU UHYLHZDQGDSSURYDO
  
LLL
 6DOHV)RUFH7UDLQLQJ6XSSOLHUVKDOOWUDLQLWVQDWLRQDOVDOHVIRUFHRQWKH 0DVWHU $JUHHPHQW DQG 86 &RPPXQLWLHV SURJUDP  86 &RPPXQLWLHV VKDOO EH DYDLODEOH WR WUDLQ RQ D QDWLRQDOUHJLRQDORUORFDOOHYHODQGJHQHUDOO\DVVLVWZLWKWKHHGXFDWLRQRIVDOHVSHUVRQQHO 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3

  
LY
 3DUWLFLSDWLQJ 3XEOLF $JHQF\ $FFHVV  6XSSOLHU VKDOO HVWDEOLVK WKH IROORZLQJFRPPXQLFDWLRQOLQNVWRIDFLOLWDWHFXVWRPHUDFFHVVDQGFRPPXQLFDWLRQ 
   
$
 $GHGLFDWHG86&RPPXQLWLHVLQWHUQHWZHEEDVHGKRPHSDJH WKDWLVDFFHVVLEOHIURP6XSSOLHU¶VKRPHSDJHRUPDLQPHQXQDYLJDWLRQFRQWDLQLQJ 


 86&RPPXQLWLHV VWDQGDUGORJR ZLWK)RXQGLQJ&R
6SRQVRUVORJRV

    

 &RS\RIRULJLQDOSURFXUHPHQWVROLFLWDWLRQ



 &RS\ RI 0DVWHU $JUHHPHQW LQFOXGLQJ DQ\

DPHQGPHQWV

    

 6XPPDU\RI3URGXFWVDQG6HUYLFHVSULFLQJ



 (OHFWURQLF OLQN WR 86 &RPPXQLWLHV¶ RQOLQH
UHJLVWUDWLRQSDJH
DQG
    

 2WKHUSURPRWLRQDOPDWHULDODVUHTXHVWHGE\86
      &RPPXQLWLHV
   
%
 $ GHGLFDWHG WROOIUHH QDWLRQDO KRWOLQH IRU LQTXLULHV UHJDUGLQJ 86&RPPXQLWLHV
   
&
 $ GHGLFDWHG HPDLO DGGUHVV IRU JHQHUDO LQTXLULHV LQ WKH IROORZLQJIRUPDW
XVFRPPXQLWLHV#
QDPHRIVXSSOLHU
FRP
  
Y
 (OHFWURQLF5HJLVWUDWLRQ6XSSOLHUVKDOOEHUHVSRQVLEOHIRUHQVXULQJWKDW HDFK3XEOLF$JHQF\KDVFRPSOHWHG86&RPPXQLWLHV¶RQOLQH UHJLVWUDWLRQSURFHVVSULRUWRSURFHVVLQJWKH 3XEOLF$JHQF\¶VILUVWVDOHVRUGHU
  
YL
 6XSSOLHU¶V3HUIRUPDQFH5HYLHZ8SRQ UHTXHVWE\86&RPPXQLWLHV 6XSSOLHUVKDOOSDUWLFLSDWHLQDSHUIRUPDQFH UHYLHZPHHWLQJZLWK86&RPPXQLWLHVWRHYDOXDWH6XSSOLHU¶V SHUIRUPDQFHRIWKHFRYHQDQWVVHWIRUWKLQWKLV$JUHHPHQW   
YLL
 6XSSOLHU &RQWHQW  6XSSOLHU PD\ IURP WLPH WR WLPH SURYLGH FHUWDLQ JUDSKLFV PHGLD DQG RWKHU FRQWHQWWR 86&RPPXQLWLHV FROOHFWLYHO\ 6XSSOLHU&RQWHQW
 IRU XVH RQ
86&RPPXQLWLHVZHEVLWHVDQGIRUJHQHUDOPDUNHWLQJDQGSXEOLFLW\SXUSRVHV'XULQJWKHWHUPRIWKH $JUHHPHQW6XSSOLHUKHUHE\JUDQWVWR86&RPPXQLWLHVDQGLWVDIILOLDWHVDQRQH[FOXVLYHZRUOGZLGH IUHHWUDQVIHUUDEOHOLFHQVHWRUHSURGXFHPRGLI\GLVWULEXWHSXEOLFDOO\SHUIRUPSXEOLFDOO\GLVSOD\DQG XVH 6XSSOLHU &RQWHQW LQ FRQQHFWLRQ ZLWK 86 &RPPXQLWLHV ZHEVLWHV DQG IRU JHQHUDO PDUNHWLQJ DQG SXEOLFLW\SXUSRVHVZLWKWKHULJKWWRVXEOLFHQVHHDFKDQGHYHU\VXFKULJKW6XSSOLHUZDUUDQWVWKDW 
D

6XSSOLHULVWKH RZQHU RI RU RWKHUZLVH KDVWKH XQUHVWULFWHG ULJKWWR JUDQWWKH ULJKWVLQDQGWR6XSSOLHU &RQWHQW DV FRQWHPSODWHG KHUHXQGHU
 DQG
E
 WKH XVH RI 6XSSOLHU&RQWHQW DQG DQ\ RWKHU PDWHULDOV RU VHUYLFHV SURYLGHG WR 86 &RPPXQLWLHV DV FRQWHPSODWHG KHUHXQGHU ZLOO QRW YLRODWH LQIULQJH RU PLVDSSURSULDWHWKHLQWHOOHFWXDOSURSHUW\ULJKWVRURWKHUULJKWVRIDQ\WKLUGSDUW\ 0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3

,, 86&20081,7,(6$'0,1,675$7,21$*5((0(17,1)250$7,21 7KH$JUHHPHQWRXWOLQHVWKH6XSSOLHU¶VJHQHUDOGXWLHVDQGUHVSRQVLELOLWLHVLQLPSOHPHQWLQJWKH86 &RPPXQLWLHVFRQWUDFW
7KH6XSSOLHULVUHTXLUHGWRH[HFXWHWKH86&RPPXQLWLHV$GPLQLVWUDWLRQ$JUHHPHQWXQDOWHUHG

DWWDFKHGKHUHWRDV([KLELW
DQGVXEPLWZLWKWKHVXSSOLHU¶VSURSRVDOZLWKRXWH[FHSWLRQRU DOWHUDWLRQ)DLOXUHWRGRVRVKDOOUHVXOWLQGLVTXDOLILFDWLRQ 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







,,, 6833/,(5:25.6+((7)251$7,21$/352*5$0&216,'(5$7,21 6XSSOLHUV DUH UHTXLUHG WR PHHW VSHFLILF TXDOLILFDWLRQV IRU QDWLRQDO SURJUDP FRQVLGHUDWLRQ  3OHDVH UHVSRQGLQWKHVSDFHVSURYLGHGDIWHUHDFKTXDOLILFDWLRQVWDWHPHQWEHORZ 
$ :LOO SULFLQJ IRU DOO 3URGXFWV6HUYLFHV RIIHUHG EH WKH PRVW FRPSHWLWLYH SULFLQJ RIIHUHG E\ \RXU RUJDQL]DWLRQWR3DUWLFLSDWLQJ3XEOLF$JHQFLHVQDWLRQDOO\" <(6BBBB 12BBBB
% 'RHV \RXU FRPSDQ\ KDYH WKH DELOLW\ WR SURYLGH SURGXFWV DQG VHUYLFHV WR DQ\ 3DUWLFLSDWLQJ 3XEOLF $JHQF\LQDOOVWDWHV"
<(6BBBB
12BBBB

,I QR LGHQWLI\ WKH VWDWHV ZKHUH \RX GR QRW KDYH WKH DELOLW\ WR SURYLGH SURGXFWV DQG VHUYLFHV WR 3DUWLFLSDWLQJ3XEOLF$JHQFLHV

& 'RHV\RXUFRPSDQ\KDYHDQDWLRQDOVDOHVIRUFHGHDOHUQHWZRUNRUGLVWULEXWRUZLWKWKHDELOLW\WRFDOORQ 3DUWLFLSDWLQJ3XEOLF$JHQFLHVLQDWOHDVW86VWDWHV" <(6BBBB
12BBBB

,IQRLGHQWLI\WKHVWDWHVZKHUH\RXKDYHWKHDELOLW\WRFDOORQ3DUWLFLSDWLQJ3XEOLF$JHQFLHV 
' &KHFNZKLFKDSSOLHVIRU\RXUFRPSDQ\VDOHVODVW\HDULQWKH8QLWHG6WDWHV 
BBBBB6DOHVEHWZHHQDQG
BBBBB6DOHVEHWZHHQDQG
BBBBB6DOHVEHWZHHQDQG
BBBBB6DOHVJUHDWHUWKDQ
( :LOO \RXU FRPSDQ\ DVVLJQ D GHGLFDWHG 1DWLRQDO $FFRXQW 0DQDJHU WR VXSSRUW WKH UHVXOWLQJ 86 &RPPXQLWLHVFRQWUDFW"
<(6BBBB 12BBBB
) 'RHV \RXU FRPSDQ\ PDLQWDLQ UHFRUGV RI \RXU 3DUWLFLSDWLQJ 3XEOLF $JHQFLHV¶ VDOHVWKDW \RX FDQ DQG ZLOOVKDUHZLWK86&RPPXQLWLHVWRPRQLWRUSURJUDPLPSOHPHQWDWLRQSURJUHVV" <(6BBBB 12BBBB
* :LOO\RXUFRPSDQ\FRPPLWWRWKHIROORZLQJLPSOHPHQWDWLRQVFKHGXOH" <(6BBBB 12BBBB
+ :LOOWKH86&RPPXQLWLHVFRQWUDFWEH\RXUOHDGSXEOLFRIIHULQJWR3DUWLFLSDWLQJ3XEOLF$JHQFLHV" <(6BBBB 12BBBBB
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB 6XEPLWWHGE\

BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB  BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

3ULQWHG1DPH
    
6LJQDWXUH

BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB  BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

7LWOH
     
'DWH

0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
,9 1(:6833/,(5,03/(0(17$7,21&+(&./,67
New Supplier Implementation Checklist
Target
Completion
After Award

1. First Conference Call One Week
Initial Kick Off Call to discuss expectations
Set Contract Launch Date & Outline Kick Off Plan
Establish initial contact people & roles/responsibilities Supplier Log-In Credentials established
Set Agency Webinar Dates

2. Executed Legal Documents One Week
U.S. Communities Admin Agreement
Lead Public Agency agreement signed

3. Program Contact Requirements One Week
Supplier contacts communicated to U.S. Communities Staff Dedicated email
Dedicated toll free number

4. Second Conference Call Two Weeks
Establish Sales Training Webinar Dates
Complete Supplier Set Up Form
Complete User Account and User ID Form
Identify Dates for Senior Management Meeting
Review Contract Commitments

5. Marketing Kick Off Call Two Weeks
Overview of Marketing Requirements
Establish Timeline for Marketing Deliverables
Set Weekly Marketing Call
Discuss Agency Webinar Slides & Set Timeframe for Deliverables

6. Initial NAM & Staff Training Meetings Three Weeks
Discuss expectations, roles & responsibilities
Introduce and review web-based tools
Review process & expectations of Lead Referral contact with NAM & identified LRC

7. Senior Management Meeting Four Weeks
Implementation Process Progress Report
U.S. Communities & Vendor Organizational Overview
Supplier Manager to review & further discuss commitments

8. Review Top Joint Target Opportunities Five Weeks
Top 10 Local Contracts
Review top U.S. Communities PPA's

9. Web Development
Initiate E-Commerce Conversation Two Weeks
Product Upload to U.S. Communities site Five Weeks

10. Sales Training & Roll Out
Program Manager briefing - Coordinate with NAM Five Weeks Initial remote WebEx training for all sales - Coordinate with NAM Three Weeks Initiate contact with Advisory Board (AB) members Six Weeks Determine PM & Local Metro teams strategy sessions Six Weeks

11. Marketing – see marketing deliverables checklist as reviewed with marketing contact Eight Weeks

12. Agency Webinars Post Launch
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3

9 6833/,(5,1)250$7,21
3OHDVHUHVSRQGWRWKHIROORZLQJUHTXHVWVIRULQIRUPDWLRQDERXW\RXUFRPSDQ\ 
1DWLRQDO&RPPLWPHQWV
 3OHDVH SURYLGH D ZULWWHQ QDUUDWLYH GHVFULELQJ \RXU XQGHUVWDQGLQJ DQG DFFHSWDQFH RI HDFK RI WKH 6XSSOLHU &RPPLWPHQWV
&RUSRUDWH3ULFLQJ(FRQRP\DQG6DOHV
VKRZQDERYHLQWKH6XSSOLHU4XDOLILFDWLRQV6HFWLRQ

&RPSDQ\2YHUYLHZ
 3URYLGHWKHWRWDOQXPEHUDQGORFDWLRQRIVDOHVSHUVRQVHPSOR\HGE\\RXUFRPSDQ\LQWKH8QLWHG6WDWHV Example:
180%(52)6$/(6
5(35(6(17$7,9(6 &,7< 67$7(
 3KRHQL[ $=
 6DQ)UDQFLVFR &$
 $WODQWD *$
 %RLVH ,'
 /H[LQJWRQ .<
 1HZ2UOHDQV /$
 3KLODGHOSKLD 3$
(WF (WF
7RWDO

 3OHDVHSURYLGHDQDUUDWLYHRIKRZWKHVHVDOHVSHRSOHZRXOGEHXVHGWRPDUNHWWKHFRQWUDFWWRHOLJLEOHDJHQFLHVDFURVV WKHFRXQWU\3OHDVHGHVFULEHZKDW\RXKDYHLQSODFHWRGD\DQG\RXUIXWXUHSODQVLI\RXZHUHDZDUGHGWKHFRQWUDFW  ([SODLQKRZ\RXUFRPSDQ\ZLOOHGXFDWHLWVVDOHVIRUFHDERXWWKH0DVWHU$JUHHPHQW  3URYLGHWKHFRPSDQ\DQQXDOVDOHVIRUDQGLQWKH8QLWHG6WDWHV 6DOHVUHSRUWLQJVKRXOGEH
VHJPHQWHGLQWRWKHIROORZLQJFDWHJRULHV

6HJPHQW 6DOHV 6DOHV 6DOHV
&LWLHV
&RXQWLHV
.
3XELF3ULYDWH

+LJKHU(GXFDWLRQ
3XEOLF3ULYDWH

6WDWHV
2WKHU3XEOLF6HFWRUDQG1RQSURILWV
)HGHUDO
3ULYDWH6HFWRU
Total Supplier Sales
6833/,(5$118$/6$/(6,17+(81,7('67$7()25$1'  )RUWKHSURSRVHGSURGXFWVDQGVHUYLFHVLQFOXGHGLQWKHVFRSHRI\RXUUHVSRQVHSURYLGHDQQXDOVDOHVIRU DQGLQWKH8QLWHG6WDWHV6DOHVUHSRUWLQJVKRXOGEHVHJPHQWHGLQWRWKHIROORZLQJFDWHJRULHV 
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3

6HJPHQW 6DOHV 6DOHV 6DOHV
&LWLHV
&RXQWLHV
.
3XELF3ULYDWH

+LJKHU(GXFDWLRQ
3XEOLF3ULYDWH

6WDWHV
2WKHU3XEOLF6HFWRUDQG1RQSURILWV
)HGHUDO
3ULYDWH6HFWRU
Total Supplier Sales
6833/,(5$118$/6$/(6,17+(81,7('67$7()25$1'  3URYLGHDOLVWRI\RXUFRPSDQ\¶VWHQODUJHVWSXEOLFDJHQF\FXVWRPHUVLQFOXGLQJFRQWDFWLQIRUPDWLRQ  3OHDVHOLVWDQ\H[LVWLQJUHJLRQDODQGRUQDWLRQDOFRRSHUDWLYHSXUFKDVLQJSURJUDPV3URYLGHWKHHQWLW\¶VQDPH V

FRQWUDFWVFRSHFRQWUDFWWHUP
LQFOXGLQJFRQWUDFWRSWLRQV
DQGDQQXDOYROXPHE\\HDUIRUHDFKRIWKHODVWWKUHH\HDUV 2UGHU3URFHVVLQJDQG'LVWULEXWLRQ
 'HVFULEH\RXUFRPSDQ\¶VQRUPDORUGHUSURFHVVLQJ SURFHGXUHIURPSRLQWRIFXVWRPHUFRQWDFWWKURXJKGHOLYHU\DQG ELOOLQJ
 +RZGR\RXKHOS3XEOLF$JHQFLHVDVVHVVWKHLUQHHGVDQGGHFLGHRQDVFRSHRIZRUNIRUDSURMHFW"  ,QZKDWIRUPDWVGR\RXDFFHSWRUGHUV
WHOHSKRQHHFRPPHUFHHWF
"
 3OHDVHVWDWHLI\RXXVHDVLQJOHV\VWHPRUSODWIRUPIRUDOOSKDVHVRIRUGHULQJSURFHVVLQJGHOLYHU\DQGELOOLQJ  3OHDVHVWDWH\RXUQRUPDOSD\PHQWWHUPVDQGDQ\TXLFNSD\LQFHQWLYHVDYDLODEOHWR3DUWLFLSDWLQJ3XEOLF$JHQFLHV  6WDWHZKLFKIRUPVRIRUGHULQJDOORZWKHXVHRIDSURFXUHPHQWFDUGDQGWKHDFFHSWHGEDQNLQJ FUHGLWFDUG
DIILOLDWLRQ
 'HVFULEHKRZ\RXUFRPSDQ\SURSRVHVWRGLVWULEXWHWKH3URGXFWVDQG6HUYLFHVQDWLRQZLGH  ,GHQWLI\DOORWKHUFRPSDQLHVWKDWZLOOEHLQYROYHGLQSURFHVVLQJKDQGOLQJRUVKLSSLQJWKH3URGXFWVDQG6HUYLFHVWR WKHHQGXVHU

 3URYLGHWKH QXPEHU VL]H DQGORFDWLRQ RI \RXU FRPSDQ\¶V GLVWULEXWLRQ IDFLOLWLHV ZDUHKRXVHV VXSSRUW FHQWHUV DQG UHWDLOQHWZRUN
LIDSSOLFDEOH

 'HVFULEH \RXU DELOLW\ WR SURYLGH FXVWRPL]HG UHSRUWV LH FRPPRGLW\ KLVWRULHV SXUFKDVH KLVWRULHV E\ GHSDUWPHQW JUHHQVSHQGHWF
IRUHDFK3DUWLFLSDWLQJ3XEOLF$JHQF\
 ,IDSSOLFDEOHGHVFULEH\RXUFRPSDQ\¶VDELOLW\WRGREXVLQHVVZLWKPDQXIDFWXUHUGHDOHUGLVWULEXWLRQRUJDQL]DWLRQV WKDWDUHHLWKHUVPDOORU0:%(EXVLQHVVHVDVGHILQHGE\WKH6PDOO%XVLQHVV$GPLQLVWUDWLRQ D ,IDSSOLFDEOHGHVFULEHRWKHUZD\V\RXUFRPSDQ\FDQEHVHQVLWLYHWRD3DUWLFLSDWLQJ3XEOLF$JHQF\¶VGHVLUH WRXWLOL]HORFDODQGRU0:%(FRPSDQLHVVXFKDVQXPEHURIORFDOHPSOR\HHVDQGRIILFHVLQDSDUWLFXODU JHRJUDSKLFDUHDFRPSDQLHV\RXUILUPLVXVLQJWKDWPD\EHORFDO LHORFDOGHOLYHU\WUXFNFRPSDQ\
HWF
E ,IDSSOLFDEOHSURYLGHGHWDLOVRQDQ\SURGXFWVRUVHUYLFHVEHLQJRIIHUHGE\\RXUFRPSDQ\ZKHUHWKH PDQXIDFWXUHURUVHUYLFHSURYLGHULVHLWKHUDVPDOORU0:%(EXVLQHVVDVGHILQHGE\WKH6PDOO%XVLQHVV $GPLQLVWUDWLRQ3URYLGHSURGXFWVHUYLFHQDPHFRPSDQ\QDPHDQGVPDOO0:%(GHVLJQDWLRQ 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3

0DUNHWLQJDQG6DOHV
 3URYLGHDGHWDLOHGRXWOLQHRI\RXUFRPSDQ\¶VVDOHVDQGPDUNHWLQJSODQIRUPDUNHWLQJ\RXURIIHULQJWRHOLJLEOH DJHQFLHVQDWLRQZLGH
 ([SODLQKRZ\RXUFRPSDQ\ZLOOPDUNHWDQGWUDQVLWLRQWKH0DVWHU$JUHHPHQWLQWRWKHSULPDU\RIIHULQJWR 3DUWLFLSDWLQJ3XEOLF$JHQFLHV+RZZLOO\RXURUJDQL]DWLRQGLIIHUHQWLDWHWKHQHZDJUHHPHQWIURPH[LVWLQJFRQWUDFWV \RXPD\KDYHWRGD\"
 3OHDVHGHVFULEH\RXUVDOHVJRDOVLIDZDUGHGWKH0DVWHU$JUHHPHQWLQFOXGLQJWDUJHWHGGROODUYROXPHE\\HDU 
BBBBBBBLQ\HDURQH
BBBBBBBLQ\HDUWZR
BBBBBBBLQ\HDUWKUHH
1DWLRQDO6WDIILQJ3ODQ
 3OHDVHLGHQWLI\WKHNH\SHUVRQQHOZKRZLOOOHDGDQGVXSSRUWWKHLPSOHPHQWDWLRQSHULRGRIWKHFRQWUDFWRXWOLQHGLQWKH 1HZ6XSSOLHU,PSOHPHQWDWLRQ&KHFNOLVWDERYHDORQJZLWKWKHDPRXQWRIWLPHWREHGHYRWHGWRLPSOHPHQWDWLRQ  ,GHQWLI\WKHNH\SHUVRQQHOZKRDUHWREHHQJDJHGLQWKLVFRQWUDFWWKURXJKRXWWKHWHUPRIWKHFRQWUDFWLQFOXGLQJHDFK RIWKHUROHVGHVFULEHGEHORZ

5ROH 'HVFULSWLRQRI5ROH 3HUVRQ5HVSRQVLEOHDQG
7LWOH
7LPH&RPPLWPHQW


([HFXWLYH6SRQVRU 5HVSRQVLEOHIRUWKHFRUSRUDWH
FRPPLWPHQW:RUNVZLWK
6XSSOLHU0DQDJHU
1DWLRQDO$FFRXQW
0DQDJHU
5HVSRQVLEOHIRUVDOHVHIIRUWV
DQGWUDLQLQJRIVDOHVSHRSOH
DFURVVWKHFRXQWU\:RUNV
GDLO\ZLWK3URJUDP0DQDJHUV
DQG6XSSOLHU0DQDJHU
/HDG5HIHUUDO
0DQDJHU
5HVSRQVLEOHIRUGLVWULEXWLQJ
OHDGVJHQHUDWHGWKURXJKWKH
86&ZHEVLWH
0DUNHWLQJ/HDG 5HVSRQVLEOHIRUDOOPDUNHWLQJ
HIIRUWV:RUNVZLWK86&
PDUNHWLQJUHJXODUO\
,7/HDG 5HVSRQVLEOHIRUEXLOGLQJ86&
ODQGLQJSDJHIRUVXSSOLHU
5HSRUWLQJ/HDG 5HVSRQVLEOHIRUSURYLGLQJ
PRQWKO\UHSRUWVWR86&
 3URYLGHDQRUJDQL]DWLRQDOFKDUWRI\RXUFRPSDQ\
 6XEPLWDELRIRUHDFKRIWKHEHORZSHUVRQQHO

0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3

D 7KHSHUVRQ\RXUFRPSDQ\SURSRVHVWRVHUYHDVWKH1DWLRQDO$FFRXQWV0DQDJHU 
E (DFKSHUVRQWKDWZLOOKDYHSULPDU\UHVSRQVLELOLW\IRU86&RPPXQLWLHVDFFRXQWPDQDJHPHQW DQG
F .H\H[HFXWLYHSHUVRQQHOWKDWZLOOEHVXSSRUWLQJWKHSURJUDP 3URGXFWV6HUYLFHVDQG6ROXWLRQV
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
 6WDWH\RXUQRUPDOGHOLYHU\WLPH
LQGD\V
DQGDQ\RSWLRQVIRUH[SHGLWLQJGHOLYHU\LIDSSOLFDEOH  3OHDVHVWDWH\RXUEDFNRUGHUSROLF\
 3OHDVHVWDWHUHVWRFNLQJIHHVDQGSURFHGXUHVIRUUHWXUQLQJSURGXFWV (QYLURQPHQWDO

 3URYLGHDEULHIGHVFULSWLRQRI\RXUFRPSDQ\¶VHQYLURQPHQWDOLQLWLDWLYHVLQFOXGLQJ\RXUFRPSDQ\¶VHQYLURQPHQWDO SROLFLHVDQGRUVWUDWHJLHV\RXULQYHVWPHQWVLQEHLQJDQHQYLURQPHQWDOO\SUHIHUDEOHSURGXFWOHDGHUDQGDQ\UHVRXUFHV GHGLFDWHGWR\RXUHQYLURQPHQWDOVWUDWHJ\LQFOXGLQJVWDII  'HVFULEH\RXUFRPSDQ\¶VSURFHVVIRUGHILQLQJYHULI\LQJDQGODEHOLQJJUHHQVXVWDLQDEOHSURGXFWVDQGVHUYLFHVLQ \RXURIIHULQJ([SODLQKRZ\RXKHOSSXEOLFDJHQFLHVQDYLJDWHWRZDUGWKHJUHHQSURGXFWVLQ\RXURIIHULQJWKURXJK ZHEVLWHILOWHUVNH\ZRUGVHDUFKHVGLVSOD\LQJHFRORJRVHWF  'HVFULEH\RXUFRPSDQ\¶VUHF\FOLQJVHUYLFHV'HVFULEHDQ\EX\EDFNRUWDNHEDFNRSWLRQVRIIHUHGIRUSURGXFWVVROG RQWKLVFRQWUDFWVXFKDVEDWWHULHVPHUFXU\FRQWDLQLQJHTXLSPHQWSDLQWFKHPLFDOVHWF'HVFULEH\RXUFRPSDQ\¶V HIIRUWVWRUHGXFHRUUHXVHSDFNDJLQJ
RUDYRLGGLIILFXOWWRUHF\FOHSDFNDJLQJVXFKDVSRO\VW\UHQHIRDP DQG
PLQLPL]HWKHHQYLURQPHQWDOIRRWSULQWLQWKHVKLSSLQJSURFHVV  :KDWSHUFHQWDJHRI\RXURIIHULQJLVHQYLURQPHQWDOO\SUHIHUDEOHDQGZKDWDUH\RXUSODQVWRLPSURYHWKLVRIIHULQJ" )LQDQFLDO6WDWHPHQWV
 6XEPLW\RXUODWHVW'XQ %UDGVWUHHWUHSRUW
 3OHDVHLQFOXGHDQDXGLWHGLQFRPHVWDWHPHQWDQGEDODQFHVKHHWIURPWKHPRVWUHFHQWUHSRUWLQJSHULRG $GGLWLRQDO,QIRUPDWLRQ
3OHDVH XVHWKLV RSSRUWXQLW\ WR GHVFULEH DQ\ RWKHU RIIHULQJV \RXU RUJDQL]DWLRQ FDQ SURYLGHWKDW \RX IHHO ZLOO JLYH DGGLWLRQDOYDOXHDQGEHQHILWWR3DUWLFLSDWLQJ3XEOLF$JHQFLHV 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
%,'6<1&5(*,675$7,21$1'(/(&7521,&68%0,66,215(48,5(0(176 BidSync.com Registration is FREE and REQUIRED for all
vendors.

Register On-line at (https://www.bidsync.com).

Select Free Registration. Upon completion of your on-line registration, you are responsible for updating any changes to your information. Please retain your Login ID and Password for future use.

For assistance, please contact BidSync Vendor Support
Department via phone or email, during regular business hours: 1- 800-990-9339 or ([email protected]).
%,'6<1&(/(&7521,&68%0,66,21,16758&7,216
:KHQVXEPLWWLQJDUHVSRQVH
SURSRVDOTXRWHRUELG
HOHFWURQLFDOO\WKURXJK%LG6\QFLWLVWKHVROHUHVSRQVLELOLW\RI WKH VXSSOLHU WR HQVXUH WKDW WKH UHVSRQVH LV UHFHLYHG E\ %LG6\QF SULRU WR WKH FORVLQJ GDWH DQG WLPH (DFK RI WKH IROORZLQJVWHSVLQ%LG6\QF0867EHFRPSOHWHGLQRUGHUWRSODFHDQRIIHU

$/RJLQWRZZZELGV\QFFRP

%/RFDWHWKHELG

VROLFLWDWLRQ
WRZKLFK\RXDUHUHVSRQGLQJ

D&OLFNWKH³6HDUFK´WDERQWKHWRSOHIWRIWKHSDJH

E(QWHUNH\ZRUGRUELG

VROLFLWDWLRQ
QXPEHUDQGFOLFN³6HDUFK´

&&OLFNRQWKH³%LGWLWOHGHVFULSWLRQ´WRRSHQWKH%LG

VROLFLWDWLRQ
,QIRUPDWLRQ3DJH

'³9LHZDQG$FFHSW´GRFXPHQWVLQWKHGRFXPHQWVHFWLRQ

(6HOHFW³3ODFH2IIHU´IRXQGDWWKHERWWRPRIWKHSDJH

)(QWHU\RXUSULFLQJQRWHVRWKHUUHTXLUHGLQIRUPDWLRQDQGXSORDGDWWDFKPHQWVWRWKLVSDJH

*&OLFN³6XEPLW´DWWKHERWWRPRIWKHSDJH

+5HYLHZ2IIHU
V

DQG
,(QWHU\RXUSDVVZRUGDQGFOLFN³&RQILUP´
1RWHWKDWWKHILQDOVWHSLQVXEPLWWLQJDUHVSRQVHLQYROYHVWKHVXSSOLHU¶VDFNQRZOHGJHPHQWWKDWWKHLQIRUPDWLRQDQG GRFXPHQWVHQWHUHGLQWRWKH%LG6\QFV\VWHPDUHDFFXUDWHDQGUHSUHVHQWWKHVXSSOLHU¶VDFWXDOSURSRVDOTXRWHRUELG 7KLVDFNQRZOHGJHPHQWLVUHJLVWHUHGLQ%LG6\QFZKHQWKHVXSSOLHUFOLFNV³&RQILUP´%LG6\QFZLOOSRVWDQRWLFHWKDW WKHRIIHUKDVEHHQUHFHLYHG7KLVQRWLFHIURP%LG6\QF0867EHUHFRUGHGSULRUWRWKHFORVLQJGDWHDQGWLPHRUWKH UHVSRQVH ZLOO EH FRQVLGHUHG ODWH DQG ZLOO QRW EH DFFHSWHG %H DZDUH WKDW HQWHULQJ LQIRUPDWLRQ DQG XSORDGLQJ GRFXPHQWVLQWR%LG6\QFPD\WDNHFRQVLGHUDEOHWLPH3OHDVHDOORZVXIILFLHQWWLPHWRFRPSOHWHWKHRQOLQHIRUPVDQG XSORDG GRFXPHQWV 6XSSOLHUV VKRXOG QRW ZDLW XQWLO WKH ODVW PLQXWH WR VXEPLW D UHVSRQVH ,W LV UHFRPPHQGHG WKDW 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
VXSSOLHUV VXEPLW UHVSRQVHV D PLQLPXP RI  KRXUV SULRU WR WKH FORVLQJ GHDGOLQH 7KH GHDGOLQH IRU VXEPLWWLQJ LQIRUPDWLRQDQGGRFXPHQWVZLOOHQGDWWKHFORVLQJWLPHLQGLFDWHGLQWKHVROLFLWDWLRQ$OOLQIRUPDWLRQDQGGRFXPHQWV PXVWEHIXOO\HQWHUHGXSORDGHGDFNQRZOHGJHG
&RQILUP
DQGUHFRUGHGLQWR%LG6\QFEHIRUHWKHFORVLQJWLPHRUWKH V\VWHPZLOOVWRSWKHSURFHVVDQGWKHUHVSRQVHZLOOEHFRQVLGHUHGODWHDQGZLOOQRWEHDFFHSWHG 5HVSRQVHV VXEPLWWHG LQ %LG6\QF DUH FRPSOHWHO\ VHFXUH 1R RQH LQFOXGLQJ &RXQW\ SXUFKDVLQJ VWDII
 FDQ VHH
UHVSRQVHVXQWLODIWHUWKHGHDGOLQH6XSSOLHUVPD\PRGLI\RUFKDQJHWKHLU UHVSRQVHDWDQ\WLPHSULRUWRWKHFORVLQJ GHDGOLQH+RZHYHUDOOPRGLILFDWLRQVRUFKDQJHVPXVWEHFRPSOHWHGDQGDFNQRZOHGJHG &RQILUP
LQWKH%LG6\QF
V\VWHPSULRUWRWKHGHDGOLQH%LG6\QFZLOOSRVWDQRWLFHWKDWWKHPRGLILFDWLRQFKDQJH QHZRIIHU
KDVEHHQUHFHLYHG
7KLVQRWLFHIURP%LG6\QF0867EHUHFRUGHGSULRUWRWKHFORVLQJGDWHDQGWLPHRUWKHUHVSRQVHZLOOEHFRQVLGHUHG ODWH DQG ZLOO QRW EH DFFHSWHG ,I \RX KDYH QRW EHHQ DVNHG WR HQWHU \RXU SDVVZRUG DQG FOLFN 6DYH WR VDYH \RXU UHVSRQVH\RXURIIHUKDVQRWEHHQXSGDWHG
3OHDVHEHDZDUHWKDWW\SLQJLQ\RXUSDVVZRUGDFWVDV\RXUHOHFWURQLFVLJQDWXUHZKLFKLVMXVWDVOHJDODQGELQGLQJDV DQRULJLQDOVLJQDWXUH
6HH(OHFWURQLF6LJQDWXUHVLQ*OREDODQG1DWLRQDO&RPPHUFH$FWIRUPRUHLQIRUPDWLRQ 
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
6$03/(75$160,77$//(77(5

7REHW\SHGRQWKHOHWWHUKHDGRI2IIHURU

0DULFRSD&RXQW\
2IILFHRI3URFXUHPHQW6HUYLFHV
:HVW/LQFROQ6WUHHW
3KRHQL[$UL]RQD

5H
 5)325$&/(352'8&76$1'6(59,&(6
7R:KRP,W0D\&RQFHUQ


1$0(2)&203$1<

+HUHLQUHIHUUHGWRDVWKH5(6321'(17
KHUHE\VXEPLWVLWVUHVSRQVHWR\RXU5HTXHVW
IRU3URSRVDOGDWHGDQGDJUHHVWRSHUIRUPDVSURSRVHGLQWKHLUSURSRVDOLIDZDUGHGWKHFRQWUDFW7KH 5HVSRQGHQW VKDOO WKHUHXSRQ EH FRQWUDFWXDOO\ REOLJDWHG WR FDUU\ RXW LWV UHVSRQVLELOLWLHV UHVSHFWLQJ WKH VHUYLFHV SURSRVHG
.LQGO\DGYLVHWKLVLQZULWLQJRQRUEHIRUHLI\RXVKRXOGGHVLUHWRDFFHSWWKLVSURSRVDO 9HU\WUXO\\RXUV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
1$0(
SOHDVHSULQW

BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
6,*1$785(
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
7,7/(
SOHDVHSULQW

0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
2)),&(2)352&85(0(176(59,&(6&2175$&72575$9(/$1'3(5',(032/,&<  $OOFRQWUDFWUHODWHGWUDYHOSODQVDQGDUUDQJHPHQWVVKDOOEHSULRUDSSURYHGE\WKH&RXQW\&RQWUDFW $GPLQLVWUDWRU
 /RGJLQJSHUGLHPDQGLQFLGHQWDOH[SHQVHVLQFXUUHGLQSHUIRUPDQFHRI0DULFRSD&RXQW\6SHFLDO 'LVWULFW
&RXQW\
 FRQWUDFWV VKDOO EH UHLPEXUVHG EDVHG RQ FXUUHQW 86 *HQHUDO 6HUYLFHV $GPLQLVWUDWLRQ
*6$
GRPHVWLFSHUGLHPUDWHVIRU3KRHQL[$UL]RQD&RQWUDFWRUVPXVWDFFHVVWKH IROORZLQJLQWHUQHWVLWHWRGHWHUPLQHUDWHV
QRH[FHSWLRQV


ZZZJVDJRY

 $GGLWLRQDOLQFLGHQWDO H[SHQVHV
LHWHOHSKRQH ID[LQWHUQHW DQG FRS\LQJ FKDUJHV
 VKDOO
QRWEHUHLPEXUVHG7KH\VKRXOGEHLQFOXGHGLQWKHFRQWUDFWRU¶VKRXUO\UDWHDVDQRYHUKHDG FKDUJH
 7KH &RXQW\ ZLOO QRW
XQGHU QR FLUFXPVWDQFHV
 UHLPEXUVH IRU &RQWUDFWRU JXHVWORGJLQJ
SHUGLHPRULQFLGHQWDOV
 &RPPHUFLDODLUWUDYHOVKDOOEHUHLPEXUVHGDVIROORZV 
 &RDFKDLUIDUHZLOOEHUHLPEXUVHGE\WKH&RXQW\%XVLQHVVFODVVDLUIDUHPD\EHDOORZHG RQO\ZKHQSUHDSSURYHGLQZULWLQJE\WKH&RXQW\&RQWUDFW$GPLQLVWUDWRUDVDUHVXOWRIWKH EXVLQHVVQHHGRIWKH&RXQW\ZKHQWKHUHLVQRORZHUIDUHDYDLODEOH  7KHORZHVWGLUHFWIOLJKWDLUIDUHUDWHIURPWKH&RQWUDFWRUVDVVLJQHGGXW\SRVW SUHGHILQHG
DW WKH WLPH RI FRQWUDFW VLJQLQJ
 ZLOO EH UHLPEXUVHG  8QGHU QR FLUFXPVWDQFHV ZLOO WKH &RXQW\UHLPEXUVHIRUDLUIDUHVUHODWHGWRWUDQVSRUWDWLRQWRRUIURPDQDOWHUQDWHVLWH  7KH&RXQW\ZLOOQRW
XQGHUQRFLUFXPVWDQFHV
UHLPEXUVHIRU&RQWUDFWRUJXHVWFRPPHUFLDO
DLUWUDYHO
 5HQWDOYHKLFOHVPD\RQO\EHXVHGLIVXFKXVHZRXOGUHVXOWLQDQRYHUDOOUHGXFWLRQLQWKHWRWDOFRVW RIWKHWULSQRWIRUWKHSHUVRQDOFRQYHQLHQFHRIWKHWUDYHOHU0XOWLSOHYHKLFOHVIRUWKHVDPHVHWRI WUDYHOHUV IRUWKH VDPHWUDYHO SHULRG ZLOO QRW EH SHUPLWWHG ZLWKRXW SULRU ZULWWHQ DSSURYDO E\WKH &RXQW\&RQWUDFW$GPLQLVWUDWRU
 3XUFKDVHRIFRPSUHKHQVLYHDQGFROOLVLRQOLDELOLW\LQVXUDQFHVKDOOEHDWWKHH[SHQVHRIWKH FRQWUDFWRU  7KH &RXQW\ ZLOO QRW UHLPEXUVH FRQWUDFWRU LI WKH FRQWUDFWRU FKRRVHV WR SXUFKDVHWKLVFRYHUDJH
 5HQWDOYHKLFOHVDUHUHVWULFWHGWRVXEFRPSDFWFRPSDFWRUPLGVL]HVHGDQVXQOHVVDODUJHU YHKLFOH LV QHFHVVDU\ IRU FRVW HIILFLHQF\ GXH WR WKH QXPEHU RI WUDYHOHUV  127(

FRQWUDFWRUVVKDOOREWDLQSUHDSSURYDOLQZULWLQJ IURPWKH&RXQW\&RQWUDFW$GPLQLVWUDWRU SULRUWRUHQWDORIDODUJHUYHKLFOH

 &RXQW\ZLOOUHLPEXUVHIRUSDUNLQJH[SHQVHVLIIUHHSXEOLFSDUNLQJLVQRWDYDLODEOHZLWKLQ D UHDVRQDEOH GLVWDQFH RI WKH SODFH RI &RXQW\ EXVLQHVV  $OO RSSRUWXQLWLHV PXVW EH H[KDXVWHGSULRUWRVHFXULQJSDUNLQJWKDWLQFXUVFRVWVIRUWKH&RXQW\2SSRUWXQLWLHVWREH UHYLHZHG DUH WKH '$6+
 VKXWWOHV HWF WKDW FDQ WUDQVSRUW WKH FRQWUDFWRU WR DQG IURP &RXQW\EXLOGLQJVZLWKPLQLPDOFRVWV
 &RXQW\ZLOOUHLPEXUVHIRUWKHORZHVWUDWHORQJWHUPXQFRYHUHG HJFRYHUHGRUHQFORVHG
SDUNLQJ ZLOO QRW EH UHLPEXUVHG
DLUSRUW SDUNLQJ RQO\LILWLVOHVVH[SHQVLYHWKDQ VKXWWOH VHUYLFHWRDQGIURPWKHDLUSRUW
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 7KH&RXQW\ZLOOQRW
XQGHUQRFLUFXPVWDQFHV
UHLPEXUVHWKH&RQWUDFWRUIRUJXHVWYHKLFOH
UHQWDO
V
RURWKHUDQ\WUDQVSRUWDWLRQFRVWV
 &RQWUDFWRULVUHVSRQVLEOHIRUDOOFRVWVQRWGLUHFWO\UHODWHGWRWKHWUDYHOH[FHSWWKRVHWKDWKDYHEHHQ SUHDSSURYHGE\WKH&RXQW\&RQWUDFW$GPLQLVWUDWRU7KHVHFRVWVLQFOXGH EXWQRWOLPLWHGWR
WKH

IROORZLQJ
 LQURRP PRYLHV YDOHW VHUYLFH YDOHW SDUNLQJ ODXQGU\ VHUYLFH FRVWV DVVRFLDWHG ZLWK VWRULQJOXJJDJHDWDKRWHOIXHOFRVWVDVVRFLDWHGZLWKQRQ&RXQW\DFWLYLWLHVWLSVWKDWH[FHHGWKHSHU GLHP DOORZDQFH KHDOWK FOXE IHHV DQG HQWHUWDLQPHQW FRVWV  &ODLPV IRU XQDXWKRUL]HG WUDYHO H[SHQVHVZLOOQRWEHKRQRUHGDQGDUHQRWUHLPEXUVDEOH  7UDYHODQGSHUGLHPH[SHQVHVVKDOOEHFDSSHGDWRISURMHFWSULFHXQOHVVRWKHUZLVHVSHFLILHGLQ LQGLYLGXDOFRQWUDFWV
 &RQWUDFWRUVKDOOSURYLGH
XSRQUHTXHVW
ZLWKWKHLULQYRLFH
V
FRSLHVRIUHFHLSWVVXSSRUWLQJWUDYHO
DQGSHUGLHPH[SHQVHVDQGLIDSSOLFDEOHZLWKDFRS\RIWKHZULWWHQFRQVHQWLVVXHGE\WKH&RQWUDFW $GPLQLVWUDWRU 1RWUDYHO DQG SHU GLHP H[SHQVHV VKDOO EH SDLG E\ &RXQW\ ZLWKRXW FRSLHV RIWKH ZULWWHQFRQVHQWDVGHVFULEHGLQWKLVSROLF\DQGFRSLHVRIDOOUHFHLSWV 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
'5$)7&2175$&7
6((:25'),/((;+,%,7'5$)7&2175$&7
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
,1685$1&(&(57,),&$7((;$03/(
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
0$67(5,17(5*29(510(17$/&223(5$7,9(385&+$6,1*$*5((0(17 7KLV 0DVWHU ,QWHUJRYHUQPHQWDO &RRSHUDWLYH 3XUFKDVLQJ $JUHHPHQW ³$JUHHPHQW´
 LV PDGH EHWZHHQ FHUWDLQ
JRYHUQPHQWDJHQFLHVWKDWH[HFXWHD/HDG3XEOLF$JHQF\&HUWLILFDWH FROOHFWLYHO\³/HDG3XEOLF$JHQFLHV´
WR
EH DSSHQGHG DQG PDGH D SDUW KHUHRI DQG RWKHU JRYHUQPHQW DJHQFLHV ³3DUWLFLSDWLQJ 3XEOLF $JHQFLHV´
 WKDW
DJUHHWRWKHWHUPVDQGFRQGLWLRQV KHUHRIWKURXJKWKH86&RPPXQLWLHV UHJLVWUDWLRQ SURFHVVDQGPDGH D SDUW KHUHRI
5(&,7$/6
:+(5($6 DIWHU D FRPSHWLWLYH VROLFLWDWLRQ DQG VHOHFWLRQ SURFHVV E\ /HDG 3XEOLF $JHQFLHVLQ FRPSOLDQFH ZLWK WKHLURZQSROLFLHVSURFHGXUHVUXOHVDQGUHJXODWLRQVDQXPEHURIVXSSOLHUV HDFKD³&RQWUDFW6XSSOLHU´
KDYH
HQWHUHGLQWR0DVWHU$JUHHPHQWVZLWK/HDG3XEOLF$JHQFLHVWRSURYLGHDYDULHW\RIJRRGVSURGXFWVDQGVHUYLFHV EDVHGRQQDWLRQDODQGLQWHUQDWLRQDOYROXPHV
KHUHLQ³3URGXFWVDQG6HUYLFHV´


:+(5($6 0DVWHU $JUHHPHQWV DUH PDGH DYDLODEOH E\ /HDG 3XEOLF $JHQFLHV WKURXJK 86 &RPPXQLWLHV DQG SURYLGHWKDW3DUWLFLSDWLQJ3XEOLF$JHQFLHVPD\SXUFKDVH3URGXFWVDQG6HUYLFHVRQWKHVDPHWHUPVFRQGLWLRQV DQGSULFLQJDVWKH/HDG3XEOLF$JHQF\VXEMHFWWRDQ\DSSOLFDEOHORFDOSXUFKDVLQJRUGLQDQFHVDQGWKHODZVRI WKH6WDWHRISXUFKDVH

:+(5($6 WKH SDUWLHV GHVLUH WR FRPSO\ ZLWK WKH UHTXLUHPHQWV DQG IRUPDOLWLHV RI DQ\ LQWHUJRYHUQPHQWDO FRRSHUDWLYHDFWLIDSSOLFDEOHWRWKHODZVRIWKH6WDWHRISXUFKDVH 
:+(5($6WKHSDUWLHVKHUHWRGHVLUHWRFRQVHUYHUHVRXUFHVDQGUHGXFHSURFXUHPHQWFRVW 
:+(5($6WKHSDUWLHVKHUHWRGHVLUHWRLPSURYHWKHHIILFLHQF\HIIHFWLYHQHVVDQGHFRQRP\RIWKHSURFXUHPHQWRI QHFHVVDU\3URGXFWVDQG6HUYLFHV

12: 7+(5()25( LQ FRQVLGHUDWLRQ RI WKH PXWXDO SURPLVHV FRQWDLQHG LQ WKLV $JUHHPHQW DQG RI WKH PXWXDO EHQHILWVWRUHVXOWWKHSDUWLHVDJUHHDVIROORZV

 7KDWHDFKSDUW\ZLOOIDFLOLWDWHWKHFRRSHUDWLYHSURFXUHPHQWRI3URGXFWVDQG6HUYLFHV  7KDWWKH SURFXUHPHQW RI 3URGXFWV DQG 6HUYLFHV VXEMHFWWRWKLV $JUHHPHQW VKDOO EH FRQGXFWHGLQ DFFRUGDQFH ZLWK DQG VXEMHFW WR WKH UHOHYDQW VWDWXWHV RUGLQDQFHV UXOHV DQG UHJXODWLRQV WKDW JRYHUQ HDFK SDUW\¶V SURFXUHPHQWSUDFWLFHV
 7KDWWKHFRRSHUDWLYHXVHRIVROLFLWDWLRQVREWDLQHGE\DSDUW\WRWKLV$JUHHPHQWVKDOOEHLQDFFRUGDQFHZLWKWKH WHUPV DQG FRQGLWLRQV RI WKH VROLFLWDWLRQ H[FHSW DV PRGLILFDWLRQ RI WKRVH WHUPV DQG FRQGLWLRQV LV RWKHUZLVH DOORZHGRUUHTXLUHGE\DSSOLFDEOHODZ
 7KDW WKH /HDG 3XEOLF $JHQFLHV ZLOO PDNH DYDLODEOH XSRQ UHDVRQDEOH UHTXHVW DQG VXEMHFW WR FRQYHQLHQFH LQIRUPDWLRQZKLFKPD\DVVLVWLQLPSURYLQJWKHHIIHFWLYHQHVVHIILFLHQF\DQGHFRQRP\RI3DUWLFLSDWLQJ3XEOLF $JHQFLHV¶SURFXUHPHQWRI3URGXFWVDQG6HUYLFHV
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

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 7KH3DUWLFLSDWLQJ3XEOLF$JHQF\VKDOOQRWXVHWKLV$JUHHPHQWDVDPHWKRGIRUREWDLQLQJDGGLWLRQDOFRQFHVVLRQV RUUHGXFHGSULFHVIRUVLPLODUSURGXFWVRUVHUYLFHV
 7KH3DUWLFLSDWLQJ3XEOLF$JHQF\LVVROHO\UHVSRQVLEOHIRURUGHULQJDFFHSWLQJDQGSD\LQJDQGDQ\RWKHUDFWLRQ LQDFWLRQ RU GHFLVLRQ UHJDUGLQJ WKH 3URGXFWV DQG 6HUYLFHV REWDLQHG XQGHU WKLV $JUHHPHQW  $ /HDG 3XEOLF $JHQF\VKDOOQRWEHOLDEOHLQDQ\PDQQHUIRUDQ\DFWLRQRULQDFWLRQRUGHFLVLRQVWDNHQE\D3DUWLFLSDWLQJ3XEOLF $JHQF\  7KH 3DUWLFLSDWLQJ 3XEOLF $JHQF\ VKDOO WR WKH H[WHQW SHUPLWWHG E\ DSSOLFDEOH ODZ KROG WKH /HDG 3XEOLF$JHQF\ KDUPOHVV IURPDQ\OLDELOLW\WKDWPD\DULVH IURPDFWLRQRULQDFWLRQRIWKH 3DUWLFLSDWLQJ3XEOLF $JHQF\
 7KHH[HUFLVHRIDQ\ULJKWVRUUHPHGLHVE\WKH3DUWLFLSDWLQJ3XEOLF$JHQF\VKDOOEHWKHH[FOXVLYHREOLJDWLRQRI VXFK3DUWLFLSDWLQJ3XEOLF$JHQF\

 7KLV$JUHHPHQWVKDOOUHPDLQLQHIIHFWXQWLOWHUPLQDWLRQE\DSDUW\JLYLQJWKLUW\ 
GD\VSULRUZULWWHQQRWLFH
WR86&RPPXQLWLHVDW

2DN5RDG6XLWH:DOQXW&UHHN&$


 7KLV$JUHHPHQWVKDOOEHFRPHHIIHFWLYHDIWHUH[HFXWLRQRIWKH/HDG3XEOLF$JHQF\&HUWLILFDWHRU3DUWLFLSDWLQJ 3XEOLF$JHQF\UHJLVWUDWLRQDVDSSOLFDEOH 
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
$'0,1,675$7,21$*5((0(17
 7KLV $'0,1,675$7,21 $*5((0(17
³$JUHHPHQW´
 LV PDGH DV RI BBBBBBBBBBBBBBBB E\ DQG
EHWZHHQ 86 &20081,7,(6 *29(510(17 385&+$6,1* $//,$1&( ³86 &RPPXQLWLHV´
 DQG
BBBBBBBBBBBBBBBBBBBBBBB
³6XSSOLHU´

5(&,7$/6
 :+(5($6   
³/HDG3XEOLF$JHQF\´
KDVHQWHUHGLQWRDFHUWDLQ0DVWHU$JUHHPHQW
GDWHGDV RIHYHQ GDWH KHUHZLWK UHIHUHQFHGDV $JUHHPHQW 1R BBBBBBBE\DQG EHWZHHQ/HDG3XEOLF $JHQF\DQG 6XSSOLHU
DV DPHQGHG IURP WLPH WR WLPH LQ DFFRUGDQFH ZLWK WKH WHUPV WKHUHRI WKH ³0DVWHU $JUHHPHQW´  IRU WKH
SXUFKDVHRIBBBBBBBBBBBBBBBBBBB
WKH³3URGXFWVDQG6HUYLFHV´


 :+(5($6WKH0DVWHU$JUHHPHQWSURYLGHVWKDWDQ\VWDWHFRXQW\FLW\VSHFLDOGLVWULFWORFDOJRYHUQPHQW VFKRRO GLVWULFW SULYDWH . VFKRRO WHFKQLFDO RU YRFDWLRQDO VFKRRO KLJKHU HGXFDWLRQ LQVWLWXWLRQ LQFOXGLQJ
FRPPXQLW\ FROOHJHV FROOHJHV DQG XQLYHUVLWLHV ERWK SXEOLF DQG SULYDWH  RWKHU JRYHUQPHQW DJHQF\ RU QRQSURILW
RUJDQL]DWLRQ
HDFKD³3XEOLF$JHQF\´DQGFROOHFWLYHO\³3XEOLF$JHQFLHV´ PD\SXUFKDVH3URGXFWVDQG6HUYLFHVDW
WKH SULFHV LQGLFDWHG LQ WKH 0DVWHU $JUHHPHQW XSRQ SULRU UHJLVWUDWLRQ ZLWK 86 &RPPXQLWLHV LQ ZKLFK FDVH WKH 3XEOLF$JHQF\EHFRPHVD³3DUWLFLSDWLQJ3XEOLF$JHQF\´

 :+(5($686&RPPXQLWLHVKDVWKHDGPLQLVWUDWLYHDQGOHJDOFDSDFLW\WRDGPLQLVWHUSXUFKDVHVXQGHUWKH 0DVWHU$JUHHPHQWWR3DUWLFLSDWLQJ3XEOLF$JHQFLHV

 :+(5($686&RPPXQLWLHVVHUYHVLQDQDGPLQLVWUDWLYHFDSDFLW\IRU/HDG3XEOLF$JHQF\DQGRWKHUOHDG SXEOLFDJHQFLHVLQFRQQHFWLRQZLWKRWKHUPDVWHUDJUHHPHQWVRIIHUHGE\86&RPPXQLWLHV 
 :+(5($6/HDG3XEOLF$JHQF\GHVLUHV86&RPPXQLWLHVWRSURFHHGZLWKDGPLQLVWUDWLRQRIWKH0DVWHU $JUHHPHQWRQWKHVDPHEDVLVDVRWKHUPDVWHUDJUHHPHQWV

 :+(5($6 ³86 &RPPXQLWLHV *RYHUQPHQW 3XUFKDVLQJ $OOLDQFH´ LV D WUDGH QDPH OLFHQVHG E\ 86 &RPPXQLWLHV3XUFKDVLQJ )LQDQFH$JHQF\
DQG

 :+(5($6 86 &RPPXQLWLHV DQG 6XSSOLHU GHVLUH WR HQWHU LQWR WKLV $JUHHPHQW WR PDNH DYDLODEOH WKH 0DVWHU$JUHHPHQWWR3DUWLFLSDWLQJ3XEOLF$JHQFLHV
 12: 7+(5()25( LQ FRQVLGHUDWLRQ RI WKH PXWXDO FRYHQDQWV FRQWDLQHG LQ WKLV $JUHHPHQW 86 &RPPXQLWLHVDQG6XSSOLHUKHUHE\DJUHHDVIROORZV

$57,&/(,
*(1(5$/7(506$1'&21',7,216
  7KH 0DVWHU $JUHHPHQW DWWDFKHG KHUHWR DV ([KLELW $ DQG LQFRUSRUDWHG KHUHLQ E\ UHIHUHQFH DV WKRXJKIXOO\VHWIRUWKKHUHLQDQGWKHWHUPVDQGFRQGLWLRQVFRQWDLQHGWKHUHLQVKDOODSSO\WRWKLV$JUHHPHQWH[FHSWDV H[SUHVVO\FKDQJHGRUPRGLILHGE\WKLV$JUHHPHQW
  86&RPPXQLWLHVVKDOOEHDIIRUGHGDOORIWKH ULJKWVSULYLOHJHVDQGLQGHPQLILFDWLRQVDIIRUGHGWR /HDG3XEOLF$JHQF\XQGHUWKH0DVWHU$JUHHPHQWDQGVXFKULJKWVSULYLOHJHVDQGLQGHPQLILFDWLRQVVKDOODFFUXHDQG DSSO\ ZLWK HTXDO HIIHFW WR 86 &RPPXQLWLHV XQGHU WKLV $JUHHPHQW LQFOXGLQJ ZLWKRXW OLPLWDWLRQ 6XSSOLHU¶V REOLJDWLRQWRSURYLGHLQVXUDQFHDQGLQGHPQLILFDWLRQVWR/HDG3XEOLF$JHQF\   6XSSOLHU VKDOO SHUIRUP DOO GXWLHV UHVSRQVLELOLWLHV DQG REOLJDWLRQV UHTXLUHG XQGHU WKH 0DVWHU $JUHHPHQW
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
  86&RPPXQLWLHVVKDOOSHUIRUPDOORILWVGXWLHVUHVSRQVLELOLWLHVDQGREOLJDWLRQVDVDGPLQLVWUDWRU RI SXUFKDVHV XQGHUWKH0DVWHU $JUHHPHQW DV VHW IRUWK KHUHLQ DQG 6XSSOLHU DFNQRZOHGJHVWKDW 86&RPPXQLWLHV VKDOODFWLQWKHFDSDFLW\RIDGPLQLVWUDWRURISXUFKDVHVXQGHUWKH0DVWHU$JUHHPHQW   :LWK UHVSHFWWRDQ\SXUFKDVHVPDGHE\/HDG3XEOLF$JHQF\RUDQ\3DUWLFLSDWLQJ3XEOLF$JHQF\ SXUVXDQW WR WKH 0DVWHU $JUHHPHQW 86 &RPPXQLWLHV D
 VKDOO QRW EH FRQVWUXHG DV D GHDOHU UHPDUNHWHU UHSUHVHQWDWLYHSDUWQHURUDJHQWRIDQ\W\SHRI6XSSOLHU/HDG3XEOLF$JHQF\RUVXFK3DUWLFLSDWLQJ3XEOLF$JHQF\

E
 VKDOOQRWEHREOLJDWHGOLDEOHRU UHVSRQVLEOH
L
 IRUDQ\ RUGHUVPDGH E\/HDG3XEOLF$JHQF\DQ\3DUWLFLSDWLQJ 3XEOLF $JHQF\ RU DQ\ HPSOR\HH RI /HDG 3XEOLF $JHQF\ RU D 3DUWLFLSDWLQJ 3XEOLF $JHQF\ XQGHU WKH 0DVWHU $JUHHPHQWRU
LL
IRUDQ\SD\PHQWVUHTXLUHGWREHPDGHZLWKUHVSHFWWRVXFKRUGHUDQG F
VKDOOQRWEHREOLJDWHG
OLDEOHRUUHVSRQVLEOHIRUDQ\IDLOXUHE\D3DUWLFLSDWLQJ3XEOLF$JHQF\WR L
FRPSO\ZLWKSURFHGXUHVRUUHTXLUHPHQWV
RI DSSOLFDEOHODZ RU RUGLQDQFH RU
LL
 REWDLQWKH GXH DXWKRUL]DWLRQ DQG DSSURYDO QHFHVVDU\WR SXUFKDVH XQGHUWKH 0DVWHU $JUHHPHQW  86 &RPPXQLWLHV PDNHV QR UHSUHVHQWDWLRQV RU JXDUDQWLHV ZLWK UHVSHFW WR DQ\ PLQLPXP SXUFKDVHVUHTXLUHGWREHPDGHE\/HDG3XEOLF$JHQF\DQ\3DUWLFLSDWLQJ3XEOLF$JHQF\RUDQ\HPSOR\HHRI/HDG 3XEOLF$JHQF\RUD3DUWLFLSDWLQJ3XEOLF$JHQF\XQGHUWKH0DVWHU$JUHHPHQW $57,&/(,,
7(502)$*5((0(17
  7KLV$JUHHPHQWLVHIIHFWLYHDVRIBBBBBBBBBBBBBBBBBBBBDQG VKDOOWHUPLQDWH XSRQWHUPLQDWLRQ RI WKH 0DVWHU $JUHHPHQW RU DQ\ HDUOLHU WHUPLQDWLRQ LQ DFFRUGDQFH ZLWK WKH WHUPV RI WKLV $JUHHPHQW SURYLGHG KRZHYHUWKDWWKHREOLJDWLRQWRSD\DOODPRXQWVRZHGE\6XSSOLHUWR86&RPPXQLWLHVWKURXJKWKHWHUPLQDWLRQRI WKLV $JUHHPHQW DQG DOOLQGHPQLILFDWLRQV DIIRUGHG E\ 6XSSOLHUWR 86&RPPXQLWLHV VKDOO VXUYLYHWKHWHUP RIWKLV $JUHHPHQW
$57,&/(,,,
5(35(6(17$7,216$1'&29(1$176
  86&RPPXQLWLHVYLHZVWKHUHODWLRQVKLSZLWK6XSSOLHUDVDQRSSRUWXQLW\WRSURYLGHEHQHILWVWRWKH /HDG3XEOLF$JHQF\3XEOLF$JHQFLHVDQG6XSSOLHU7KHVXFFHVVIXOIRXQGDWLRQRIWKHUHODWLRQVKLSUHTXLUHVFHUWDLQ UHSUHVHQWDWLRQVDQGFRYHQDQWVIURPERWK86&RPPXQLWLHVDQG6XSSOLHU   86&RPPXQLWLHV¶5HSUHVHQWDWLRQVDQG&RYHQDQWV  
D
 0DUNHWLQJ86&RPPXQLWLHVVKDOOSURDFWLYHO\PDUNHWWKH0DVWHU$JUHHPHQWWR3XEOLF $JHQFLHV XVLQJ UHVRXUFHV VXFK DV D QHWZRUN RI PDMRU VSRQVRUV LQFOXGLQJ WKH 1DWLRQDO /HDJXH RI &LWLHV 1/&

1DWLRQDO $VVRFLDWLRQ RI&RXQWLHV
1$&R
 8QLWHG 6WDWHV &RQIHUHQFH RI0D\RUV
86&0
 DQGWKH $VVRFLDWLRQ RI
6FKRRO%XVLQHVV2IILFLDOV
$6%2

FROOHFWLYHO\WKH³)RXQGLQJ&R6SRQVRUV´
DQGLQGLYLGXDOQDWLRQDOUHJLRQDODQG
VWDWHOHYHO VSRQVRUV  ,Q DGGLWLRQ WKH 86 &RPPXQLWLHV VWDII VKDOO PDNH EHVW HIIRUWV WR HQKDQFH 6XSSOLHU¶V PDUNHWLQJ HIIRUWV WKURXJK PHHWLQJV ZLWK 3XEOLF $JHQFLHV SDUWLFLSDWLRQ LQ NH\ HYHQWV DQG WUDGHVKRZV DQG RWKHU PDUNHWLQJDFWLYLW\VXFKDVDGYHUWLVLQJDUWLFOHVDQGSURPRWLRQDOFDPSDLJQV  
E
 7UDLQLQJDQG.QRZOHGJH0DQDJHPHQW6XSSRUW86&RPPXQLWLHVVKDOOSURYLGHVXSSRUW IRUWKHHGXFDWLRQWUDLQLQJDQGHQJDJHPHQWRI6XSSOLHU¶VVDOHVIRUFHDVSURYLGHGKHUHLQ7KURXJKLWVVWDII HDFKD
³3URJUDP0DQDJHU´DQGFROOHFWLYHO\WKH³3URJUDP0DQDJHUV´ 86&RPPXQLWLHVVKDOOZLWKVFKHGXOLQJDVVLVWDQFH
IURP 6XSSOLHU FRQGXFW WUDLQLQJ VHVVLRQV DQG FRQGXFW FDOOV MRLQWO\ ZLWK 6XSSOLHU WR 3XEOLF $JHQFLHV  86 &RPPXQLWLHVVKDOODOVRSURYLGH6XSSOLHUZLWKDFFHVVWR86&RPPXQLWLHV¶SULYDWHLQWUDQHWZHEVLWHZKLFKSURYLGHV SUHVHQWDWLRQV GRFXPHQWV DQG LQIRUPDWLRQ WR DVVLVW 6XSSOLHU¶V VDOHV IRUFH LQ HIIHFWLYHO\ SURPRWLQJ WKH 0DVWHU $JUHHPHQW
 6XSSOLHU¶V5HSUHVHQWDWLRQVDQG&RYHQDQWV6XSSOLHUKHUHE\UHSUHVHQWVDQGFRYHQDQWVDVIROORZV LQRUGHUWRHQVXUHWKDW6XSSOLHULVSURYLGLQJWKHKLJKHVWOHYHORISXEOLFEHQHILWWR3DUWLFLSDWLQJ3XEOLF$JHQFLHV VXFK
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
UHSUHVHQWDWLRQV DQG FRYHQDQWV DUH VRPHWLPHV UHIHUUHG WR DV ³6XSSOLHU¶V &RPPLWPHQWV´ DQG DUH FRPSULVHG RI WKH &RUSRUDWH&RPPLWPHQW3ULFLQJ&RPPLWPHQW(FRQRP\&RPPLWPHQWDQG6DOHV&RPPLWPHQW



D
&RUSRUDWH&RPPLWPHQW
  
L
 7KHSULFLQJWHUPVDQGFRQGLWLRQVRIWKH0DVWHU$JUHHPHQWVKDOODWDOOWLPHVEH 6XSSOLHU¶VSULPDU\FRQWUDFWXDORIIHULQJRI3URGXFWVDQG6HUYLFHVWR 3XEOLF$JHQFLHV$OORI6XSSOLHU¶VGLUHFWDQG LQGLUHFWPDUNHWLQJDQG VDOHVHIIRUWVWR3XEOLF$JHQFLHV VKDOOGHPRQVWUDWHWKDWWKH0DVWHU$JUHHPHQWLV6XSSOLHU¶V SULPDU\RIIHULQJDQGQRWMXVWRQHRI6XSSOLHU¶VFRQWUDFWRSWLRQV   
LL
 6XSSOLHU¶V VDOHV IRUFH
LQFOXGLQJ LQVLGH GLUHFW DQGRU DXWKRUL]HG GHDOHUV GLVWULEXWRUVDQGUHSUHVHQWDWLYHV
VKDOODOZD\VSUHVHQWWKH0DVWHU$JUHHPHQWZKHQPDUNHWLQJ3URGXFWVRU6HUYLFHVWR 3XEOLF $JHQFLHV
  
LLL
 6XSSOLHUVKDOODGYLVHDOO3XEOLF$JHQFLHVWKDWDUHH[LVWLQJFXVWRPHUVRI6XSSOLHU DVWRWKHSULFLQJDQGRWKHUYDOXHRIIHUHGWKURXJKWKH0DVWHU$JUHHPHQW   
LY
 8SRQ DXWKRUL]DWLRQ E\ D 3XEOLF $JHQF\ 6XSSOLHU VKDOO WUDQVLWLRQ VXFK 3XEOLF $JHQF\WRWKHSULFLQJWHUPVDQGFRQGLWLRQVRIWKH0DVWHU$JUHHPHQW   
Y
 6XSSOLHU VKDOO HQVXUH WKDW WKH 86 &RPPXQLWLHV SURJUDP DQG WKH 0DVWHU $JUHHPHQWDUHDFWLYHO\VXSSRUWHGE\6XSSOLHU¶VVHQLRUH[HFXWLYHPDQDJHPHQW   
YL
 6XSSOLHU VKDOO SURYLGH D QDWLRQDOVHQLRU PDQDJHPHQW OHYHO UHSUHVHQWDWLYH ZLWK WKH DXWKRULW\ DQG UHVSRQVLELOLW\WR HQVXUHWKDWWKH 6XSSOLHU¶V&RPPLWPHQWV DUH PDLQWDLQHG DW DOOWLPHV 6XSSOLHU VKDOODOVRGHVLJQDWHDOHDGUHIHUUDOFRQWDFWSHUVRQZKRVKDOOEHUHVSRQVLEOHIRUUHFHLYLQJFRPPXQLFDWLRQVIURP86 &RPPXQLWLHV FRQFHUQLQJ QHZ 3DUWLFLSDWLQJ 3XEOLF $JHQF\ UHJLVWUDWLRQV DQG IRU HQVXULQJ WLPHO\ IROORZXS E\ 6XSSOLHU¶VVWDIIWRUHTXHVWVIRUFRQWDFWIURP3DUWLFLSDWLQJ3XEOLF$JHQFLHV6XSSOLHUVKDOODOVRSURYLGHWKHSHUVRQQHO QHFHVVDU\WRLPSOHPHQWDQGVXSSRUWDVXSSOLHUEDVHGLQWHUQHWZHESDJHGHGLFDWHGWR6XSSOLHU¶V86&RPPXQLWLHV SURJUDPDQGOLQNHGWR86&RPPXQLWLHV¶ZHEVLWHDQGVKDOOLPSOHPHQWDQGVXSSRUWVXFKZHESDJH   
YLL
 6XSSOLHU VKDOO GHPRQVWUDWH LQ LWV SURFXUHPHQW VROLFLWDWLRQ UHVSRQVH DQG WKURXJKRXWWKHWHUPRIWKH0DVWHU$JUHHPHQWWKDWQDWLRQDOVHQLRUPDQDJHPHQWIXOO\VXSSRUWVWKH86&RPPXQLWLHV SURJUDPDQGLWVFRPPLWPHQWVDQG UHTXLUHPHQWV1DWLRQDO6HQLRUPDQDJHPHQWLVGHILQHGDVWKHH[HFXWLYH V
ZLWK
FRPSDQ\ZLGHDXWKRULW\
  
YLLL
 :KHUH6XSSOLHUKDVDQH[LVWLQJFRQWUDFWIRU3URGXFWVDQG6HUYLFHVZLWKDVWDWH 6XSSOLHUVKDOOQRWLI\WKHVWDWHRIWKH0DVWHU$JUHHPHQWDQGWUDQVLWLRQWKHVWDWHWRWKHSULFLQJWHUPVDQGFRQGLWLRQVRI WKH0DVWHU$JUHHPHQWXSRQWKHVWDWH¶VUHTXHVW5HJDUGOHVVRIZKHWKHUWKHVWDWHGHFLGHVWRWUDQVLWLRQWRWKH0DVWHU $JUHHPHQW6XSSOLHUVKDOOSULPDULO\RIIHUWKH0DVWHU$JUHHPHQWWRDOO3XEOLF$JHQFLHVORFDWHGZLWKLQWKHVWDWH  
E
 3ULFLQJ&RPPLWPHQW
  
L
 6XSSOLHU UHSUHVHQWV WR 86 &RPPXQLWLHV WKDW WKH SULFLQJ RIIHUHG XQGHU WKH 0DVWHU$JUHHPHQWLVWKHORZHVWRYHUDOODYDLODEOHSULFLQJ QHWWRSXUFKDVHU
RQ3URGXFWVDQG6HUYLFHVWKDWLWRIIHUVWR
3XEOLF $JHQFLHV  6XSSOLHU¶V SULFLQJ VKDOO EH HYDOXDWHG RQ HLWKHU DQ RYHUDOO SURMHFW EDVLV RUWKH 3XEOLF $JHQF\¶V DFWXDOXVDJHIRUPRUHIUHTXHQWO\SXUFKDVHG3URGXFWVDQG6HUYLFHV   
LL
 &RQWUDFWV 2IIHULQJ /RZHU 3ULFHV  ,I D SUHH[LVWLQJ FRQWUDFW DQGRU D 3XEOLF $JHQF\¶V XQLTXH EX\LQJ SDWWHUQ SURYLGH RQH RU PRUH 3XEOLF $JHQFLHV D ORZHU SULFH WKDQ WKDW RIIHUHG XQGHU WKH 0DVWHU $JUHHPHQW 6XSSOLHU VKDOO PDWFK WKDW ORZHU SULFLQJ XQGHU WKH0DVWHU $JUHHPHQW DQG LQIRUP WKH HOLJLEOH 3XEOLF $JHQFLHV WKDW WKH ORZHU SULFLQJ LV DYDLODEOH XQGHU WKH 0DVWHU $JUHHPHQW  ,I DQ HOLJLEOH 3XEOLF $JHQF\ UHTXHVWVWREHWUDQVLWLRQHGWRWKH0DVWHU$JUHHPHQW6XSSOLHUVKDOOGRVRDQGUHSRUWWKH3XEOLF$JHQF\¶VSXUFKDVHV PDGH XQGHUWKH0DVWHU $JUHHPHQW JRLQJ IRUZDUG7KH SULFHPDWFK RQO\DSSOLHVWRWKH HOLJLEOH3XEOLF $JHQFLHV %HORZDUHWKUHHH[DPSOHV RI 6XSSOLHU¶V REOLJDWLRQWRPDWFK WKHSULFLQJ XQGHU6XSSOLHU¶VFRQWUDFWV RIIHULQJORZHU SULFHV
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
  
$
 6XSSOLHUKROGVDVWDWHFRQWUDFWZLWKORZHUSULFLQJWKDWLVDYDLODEOHWRDOO 3XEOLF$JHQFLHVZLWKLQWKH VWDWH6XSSOLHUZRXOGEH UHTXLUHGWRPDWFKWKHORZHU VWDWH SULFLQJXQGHUWKH 0DVWHU$JUHHPHQWDQGPDNHLWDYDLODEOHWRDOO3XEOLF$JHQFLHVZLWKLQWKHVWDWH   
%
 6XSSOLHUKROGVDUHJLRQDOFRRSHUDWLYHFRQWUDFWZLWKORZHUSULFLQJWKDWLV DYDLODEOHRQO\WRWKHWHQFRRSHUDWLYHPHPEHUV6XSSOLHUZRXOGEHUHTXLUHGWRPDWFKWKHORZHUFRRSHUDWLYH SULFLQJXQGHUWKH0DVWHU$JUHHPHQWDQGPDNHLWDYDLODEOHWRWKHWHQFRRSHUDWLYHPHPEHUV   
&
 6XSSOLHUKROGVDFRQWUDFWZLWKDQLQGLYLGXDO3XEOLF$JHQF\7KH3XEOLF $JHQF\ FRQWUDFW GRHV QRW FRQWDLQ DQ\ FRRSHUDWLYHODQJXDJH DQGWKHUHIRUH RWKHU 3XEOLF $JHQFLHV DUH QRW HOLJLEOHWR XWLOL]HWKH FRQWUDFW 6XSSOLHU ZRXOG EH UHTXLUHGWRPDWFKWKHORZHU SULFLQJ XQGHUWKH0DVWHU $JUHHPHQWDQGPDNHLWDYDLODEOHRQO\WRWKHLQGLYLGXDO3XEOLF$JHQF\   
LLL
 'HYLDWLQJ%X\LQJ3DWWHUQV2FFDVLRQDOO\86&RPPXQLWLHVDQG6XSSOLHUPD\ LQWHUDFWZLWKD3XEOLF$JHQF\WKDWKDVDEX\LQJSDWWHUQRUWHUPVDQGFRQGLWLRQVWKDWFRQVLGHUDEO\GHYLDWH IURPWKH QRUPDO 3XEOLF $JHQF\ EX\LQJ SDWWHUQ DQG WHUPV DQG FRQGLWLRQV DQG FDXVHV 6XSSOLHU¶V SULFLQJ XQGHU WKH0DVWHU $JUHHPHQWWREHKLJKHUWKDQDQDOWHUQDWLYHFRQWUDFWKHOGE\6XSSOLHU7KLVFRXOGEHFUHDWHGE\DXQLTXHHQGXVHU SUHIHUHQFHRUUHTXLUHPHQWV,QWKHHYHQWWKDWWKLVVLWXDWLRQRFFXUV6XSSOLHUPD\DGGUHVVWKHLVVXHE\ORZHULQJWKH SULFHXQGHUWKH0DVWHU$JUHHPHQWRQWKHLWHP
V
FDXVLQJWKHODUJHGHYLDWLRQIRUWKDW3XEOLF$JHQF\6XSSOLHUZRXOG QRWEHUHTXLUHGWRORZHUWKHSULFHIRURWKHU3XEOLF$JHQFLHV    
LY
 6XSSOLHU¶V 2SWLRQV LQ 5HVSRQGLQJ WR D 7KLUG 3DUW\ 3URFXUHPHQW 6ROLFLWDWLRQ:KLOHLWLVWKH REMHFWLYHRI86&RPPXQLWLHVWRHQFRXUDJH3XEOLF$JHQFLHVWRSLJJ\EDFNRQWRWKH 0DVWHU $JUHHPHQW UDWKHU WKDQ LVVXH WKHLU RZQ SURFXUHPHQW VROLFLWDWLRQV 86 &RPPXQLWLHV UHFRJQL]HV WKDW IRU YDULRXV UHDVRQV VRPH 3XEOLF $JHQFLHV ZLOO LVVXH WKHLU RZQ VROLFLWDWLRQV  7KH IROORZLQJ RSWLRQV DUH DYDLODEOH WR 6XSSOLHUZKHQUHVSRQGLQJWRD3XEOLF$JHQF\VROLFLWDWLRQ 
  
$
 6XSSOLHU PD\ RSW QRW WR UHVSRQG WR WKH SURFXUHPHQW VROLFLWDWLRQ 6XSSOLHUPD\PDNHWKH0DVWHU$JUHHPHQWDYDLODEOHWRWKH3XEOLF$JHQF\DVDFRPSDULVRQWRLWVVROLFLWDWLRQ UHVSRQVHV
  
%
 6XSSOLHU PD\ UHVSRQG ZLWK WKH SULFLQJ WHUPV DQG FRQGLWLRQV RI WKH 0DVWHU $JUHHPHQW  ,I 6XSSOLHU LV DZDUGHG WKH FRQWUDFW WKH VDOHV ZRXOG EH UHSRUWHG DV VDOHV XQGHU WKH 0DVWHU$JUHHPHQW
  
&
 ,I FRPSHWLWLYH FRQGLWLRQV UHTXLUH SULFLQJ ORZHU WKDQ WKH VWDQGDUG 0DVWHU$JUHHPHQWSULFLQJ6XSSOLHUPD\VXEPLWORZHUSULFLQJWKURXJKWKH0DVWHU$JUHHPHQW,I6XSSOLHU LVDZDUGHGWKHFRQWUDFWWKHVDOHVZRXOGEHUHSRUWHGDVVDOHVXQGHUWKH0DVWHU$JUHHPHQW6XSSOLHUZRXOG QRWEHUHTXLUHGWRH[WHQGWKHORZHUSULFHWRRWKHU3XEOLF$JHQFLHV   
'
 6XSSOLHUPD\UHVSRQGWRWKHSURFXUHPHQWVROLFLWDWLRQZLWKSULFLQJWKDW LV KLJKHU
QHW WR EX\HU
 WKDQ WKH SULFLQJ RIIHUHG XQGHU WKH 0DVWHU $JUHHPHQW  ,I DZDUGHG D FRQWUDFW 6XSSOLHUVKDOOVWLOOEHERXQGE\DOOREOLJDWLRQVVHWIRUWKLQWKLV6HFWLRQLQFOXGLQJZLWKRXWOLPLWDWLRQWKH UHTXLUHPHQWWRFRQWLQXHWRDGYLVHWKHDZDUGLQJ3XEOLF$JHQF\RIWKHSULFLQJWHUPVDQGFRQGLWLRQVRIWKH 0DVWHU$JUHHPHQW

  
(
 6XSSOLHUPD\UHVSRQGWRWKHSURFXUHPHQWVROLFLWDWLRQZLWKSULFLQJWKDW LVKLJKHU
QHWWREX\HU
WKDQWKHSULFLQJRIIHUHGXQGHUWKH0DVWHU$JUHHPHQWDQGLIDQDOWHUQDWLYHUHVSRQVH LVSHUPLWWHG6XSSOLHUPD\RIIHUWKHSULFLQJXQGHUWKH0DVWHU$JUHHPHQWDVDQDOWHUQDWLYHIRUFRQVLGHUDWLRQ  
F
 (FRQRP\&RPPLWPHQW6XSSOLHU VKDOOGHPRQVWUDWHWKH EHQHILWVLQFOXGLQJWKH SULFLQJ DGYDQWDJH RIWKH0DVWHU $JUHHPHQW RYHU DOWHUQDWLYH RSWLRQVLQFOXGLQJ FRPSHWLWLYH VROLFLWDWLRQ SULFLQJ DQG VKDOO SURDFWLYHO\ RIIHU WKH WHUPV DQG SULFLQJ XQGHU WKH 0DVWHU $JUHHPHQW WR 3XEOLF $JHQFLHV DV D PRUH HIIHFWLYH DOWHUQDWLYHWRWKHFRVWDQGWLPHDVVRFLDWHGZLWKVXFKDOWHUQDWHELGVDQGVROLFLWDWLRQV 0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
 
G
 6DOHV &RPPLWPHQW  6XSSOLHU VKDOO PDUNHW WKH 0DVWHU $JUHHPHQW WKURXJK 6XSSOLHU¶V VDOHVIRUFHRUGHDOHUQHWZRUNWKDWLVSURSHUO\WUDLQHGHQJDJHGDQGFRPPLWWHGWRRIIHULQJWKH0DVWHU$JUHHPHQWDV 6XSSOLHU¶VSULPDU\RIIHULQJWR3XEOLF$JHQFLHV6XSSOLHU¶VVDOHVIRUFHFRPSHQVDWLRQDQGLQFHQWLYHVVKDOOEHJUHDWHU WKDQRUHTXDOWRWKHFRPSHQVDWLRQDQGLQFHQWLYHVHDUQHGXQGHURWKHUFRQWUDFWVWR3XEOLF$JHQFLHV   
L
 6XSSOLHU 6DOHV 6XSSOLHU VKDOO EH UHVSRQVLEOH IRU SURDFWLYH VDOHV RI 6XSSOLHU¶V 3URGXFWVDQG6HUYLFHVWR3XEOLF$JHQFLHVDQGWKHWLPHO\ IROORZXSWRVDOHVOHDGVLGHQWLILHGE\86&RPPXQLWLHV 8VH RI SURGXFW FDWDORJV WDUJHWHG DGYHUWLVLQJ GLUHFW PDLO RQOLQH PDUNHWLQJ DQG RWKHU VDOHV LQLWLDWLYHV DUH HQFRXUDJHG$OORI6XSSOLHU¶VVDOHVPDWHULDOVWDUJHWHGWRZDUGV3XEOLF$JHQFLHVVKDOOLQFOXGHWKH86&RPPXQLWLHV ORJR86&RPPXQLWLHVKHUHE\JUDQWVWR6XSSOLHUGXULQJWKHWHUPRIWKLV$JUHHPHQWDQRQH[FOXVLYHUHYRFDEOH QRQWUDQVIHUDEOHOLFHQVHWRXVHWKH86&RPPXQLWLHVQDPHWUDGHPDUNDQGORJRVROHO\WRSHUIRUPLWVREOLJDWLRQV XQGHUWKLV$JUHHPHQWDQGIRUQRRWKHUSXUSRVH$Q\JRRGZLOOULJKWVRUEHQHILWVGHULYHGIURP6XSSOLHU VXVHRIWKH
86&RPPXQLWLHVQDPHWUDGHPDUNRUORJRVKDOOLQXUHWRWKHEHQHILWRI86&RPPXQLWLHV86&RPPXQLWLHVVKDOO SURYLGH 6XSSOLHU ZLWK LWV ORJR DQG WKH VWDQGDUGV WR EH HPSOR\HG LQ WKH XVH RI WKH ORJR 'XULQJ WKH WHUP RI WKH $JUHHPHQWWKH6XSSOLHUVKDOOSURYLGH86&RPPXQLWLHVZLWKLWVORJRDQGWKHVWDQGDUGVWREHHPSOR\HGLQWKHXVH RIWKHORJR IRU SXUSRVHV RI UHSURGXFLQJ DQG XVLQJ 6XSSOLHU¶V QDPH DQGORJRLQ FRQQHFWLRQ ZLWKWKH DGYHUWLVLQJ PDUNHWLQJDQGSURPRWLRQRIWKH0DVWHU$JUHHPHQWWR3XEOLF$JHQFLHV6XSSOLHUVKDOODVVLVW86&RPPXQLWLHVE\ SURYLGLQJ FDPHUDUHDG\ ORJRV DQG E\ SDUWLFLSDWLQJ LQ UHODWHG WUDGH VKRZV DQG FRQIHUHQFHV  $W D PLQLPXP 6XSSOLHU
VVDOHVLQLWLDWLYHVVKDOOFRPPXQLFDWHWKDW
L
WKH0DVWHU$JUHHPHQWZDVFRPSHWLWLYHO\VROLFLWHGE\WKH/HDG 3XEOLF$JHQF\
LL
WKH0DVWHU$JUHHPHQWSURYLGHVWKH6XSSOLHU¶VEHVWRYHUDOOSULFLQJDQGYDOXHWRHOLJLEOHDJHQFLHV

LLL
WKHUHLVQRFRVWWR3DUWLFLSDWLQJ3XEOLF$JHQFLHVDQG LY
WKH0DVWHU$JUHHPHQWLVDQRQH[FOXVLYHFRQWUDFW
  
LL
 %UDQGLQJ DQG /RJR &RPSOLDQFH 6XSSOLHU VKDOO EH UHVSRQVLEOH IRU FRPSO\LQJ ZLWK WKH 86 &RPPXQLWLHV EUDQGLQJ DQG ORJR VWDQGDUGV DQG JXLGHOLQHV  3ULRU WR XVH E\ 6XSSOLHU DOO 86 &RPPXQLWLHVUHODWHGPDUNHWLQJPDWHULDOPXVWEHVXEPLWWHGWR86&RPPXQLWLHVIRUUHYLHZDQGDSSURYDO   
LLL
 6DOHV)RUFH7UDLQLQJ6XSSOLHUVKDOOWUDLQLWVQDWLRQDOVDOHVIRUFHRQWKH0DVWHU $JUHHPHQWDQG86&RPPXQLWLHVSURJUDP86&RPPXQLWLHVVKDOOEHDYDLODEOHWRWUDLQRQDQDWLRQDOUHJLRQDORU ORFDOOHYHODQGJHQHUDOO\DVVLVWZLWKWKHHGXFDWLRQRIVDOHVSHUVRQQHO   
LY
 3DUWLFLSDWLQJ 3XEOLF $JHQF\ $FFHVV  6XSSOLHU VKDOO HVWDEOLVK WKH IROORZLQJ FRPPXQLFDWLRQOLQNVWRIDFLOLWDWHFXVWRPHUDFFHVVDQGFRPPXQLFDWLRQ 
   
$
 $ GHGLFDWHG 86 &RPPXQLWLHV LQWHUQHW ZHEEDVHG KRPHSDJH WKDW LV DFFHVVLEOHIURP6XSSOLHU¶VKRPHSDJHRUPDLQPHQXQDYLJDWLRQFRQWDLQLQJ 
    

 86&RPPXQLWLHVVWDQGDUGORJRZLWK)RXQGLQJ&R 
     6SRQVRUVORJRV

    

 &RS\RIRULJLQDOSURFXUHPHQWVROLFLWDWLRQ

    

 &RS\RI0DVWHU$JUHHPHQWLQFOXGLQJDQ\DPHQGPHQWV

    

 6XPPDU\RI3URGXFWVDQG6HUYLFHVSULFLQJ

    

 (OHFWURQLFOLQNWR86&RPPXQLWLHV¶RQOLQHUHJLVWUDWLRQ       SDJH
DQG
    

 2WKHUSURPRWLRQDOPDWHULDODVUHTXHVWHGE\86 
      &RPPXQLWLHV
   
%
 $GHGLFDWHGWROOIUHHQDWLRQDOKRWOLQHIRULQTXLULHVUHJDUGLQJ 86 &RPPXQLWLHV
   
&
 $GHGLFDWHGHPDLODGGUHVVIRUJHQHUDOLQTXLULHVLQWKHIROORZLQJ  IRUPDW
 XVFRPPXQLWLHV#
QDPHRIVXSSOLHU
FRP
  
Y
 (OHFWURQLF 5HJLVWUDWLRQ  6XSSOLHU VKDOO EH UHVSRQVLEOH IRU HQVXULQJ WKDW HDFK 3XEOLF $JHQF\ KDV FRPSOHWHG 86 &RPPXQLWLHV¶ RQOLQH UHJLVWUDWLRQ SURFHVV SULRU WR SURFHVVLQJ WKH 3XEOLF $JHQF\¶VILUVWVDOHVRUGHU
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
  
YL
 6XSSOLHU¶V3HUIRUPDQFH5HYLHZ8SRQUHTXHVWE\86&RPPXQLWLHV6XSSOLHU VKDOOSDUWLFLSDWHLQDSHUIRUPDQFHUHYLHZPHHWLQJZLWK86&RPPXQLWLHVWRHYDOXDWH6XSSOLHU¶VSHUIRUPDQFHRIWKH FRYHQDQWVVHWIRUWKLQWKLV$JUHHPHQW
  
YLL
 6XSSOLHU &RQWHQW  6XSSOLHU PD\ IURP WLPH WR WLPH SURYLGH FHUWDLQ JUDSKLFV PHGLD DQG RWKHU FRQWHQW WR 86 &RPPXQLWLHV
FROOHFWLYHO\ 6XSSOLHU &RQWHQW
 IRU XVH RQ 86 &RPPXQLWLHV
ZHEVLWHV DQG IRU JHQHUDO PDUNHWLQJ DQG SXEOLFLW\ SXUSRVHV  'XULQJWKHWHUP RIWKH $JUHHPHQW 6XSSOLHU KHUHE\ JUDQWVWR86&RPPXQLWLHVDQGLWVDIILOLDWHVDQRQH[FOXVLYHZRUOGZLGH IUHHWUDQVIHUUDEOHOLFHQVHWR UHSURGXFH PRGLI\ GLVWULEXWH SXEOLFDOO\ SHUIRUP SXEOLFDOO\ GLVSOD\ DQG XVH 6XSSOLHU &RQWHQW LQ FRQQHFWLRQ ZLWK 86 &RPPXQLWLHVZHEVLWHVDQGIRUJHQHUDOPDUNHWLQJDQGSXEOLFLW\SXUSRVHVZLWKWKHULJKWWRVXEOLFHQVHHDFKDQGHYHU\ VXFKULJKW6XSSOLHUZDUUDQWVWKDW

D
6XSSOLHULVWKHRZQHURIRURWKHUZLVHKDVWKHXQUHVWULFWHGULJKWWRJUDQWWKH ULJKWVLQ DQGWR 6XSSOLHU &RQWHQW DV FRQWHPSODWHG KHUHXQGHU  DQG
E
WKH XVH RI 6XSSOLHU &RQWHQW DQG DQ\ RWKHU
PDWHULDOV RU VHUYLFHV SURYLGHG WR 86 &RPPXQLWLHV DV FRQWHPSODWHG KHUHXQGHU ZLOO QRW YLRODWH LQIULQJH RU PLVDSSURSULDWHWKHLQWHOOHFWXDOSURSHUW\ULJKWVRURWKHUULJKWVRIDQ\WKLUGSDUW\    %UHDFKRI6XSSOLHU¶V5HSUHVHQWDWLRQVDQG&RYHQDQWV7KHUHSUHVHQWDWLRQVDQGFRYHQDQWV VHW IRUWK LQ WKLV $JUHHPHQW DUH WKH IRXQGDWLRQ RI WKH UHODWLRQVKLS EHWZHHQ 86 &RPPXQLWLHV DQG 6XSSOLHU  ,I 6XSSOLHULVIRXQGWREHLQYLRODWLRQRIRUQRQFRPSOLDQFHZLWKRQHRUPRUHRIWKHUHSUHVHQWDWLRQVDQGFRYHQDQWVVHW IRUWKLQWKLV$JUHHPHQW6XSSOLHUVKDOOKDYHQLQHW\


GD\VIURPWKHQRWLFHRIGHIDXOWWRFXUHVXFKYLRODWLRQRUQRQ FRPSOLDQFH DQGLI 6XSSOLHU IDLOVWR FXUH VXFK YLRODWLRQ RU QRQFRPSOLDQFH ZLWKLQ VXFK QRWLFH SHULRGLW VKDOO EH GHHPHGDFDXVHIRULPPHGLDWHWHUPLQDWLRQRIWKH0DVWHU$JUHHPHQWDW/HDG3XEOLF$JHQF\¶VVROHGLVFUHWLRQRUWKLV $JUHHPHQWDW86&RPPXQLWLHV¶VROHGLVFUHWLRQ
   ,QGHPQLW\6XSSOLHUKHUHE\DJUHHVWRLQGHPQLI\DQGGHIHQG86&RPPXQLWLHVDQGLWV SDUHQW FRPSDQLHV VXEVLGLDULHV DIILOLDWHV VKDUHKROGHUV PHPEHU PDQDJHU RIILFHUV GLUHFWRUV HPSOR\HHV DJHQWV DQGUHSUHVHQWDWLYHVIURPDQGDJDLQVWDQ\DQGDOOFODLPVFRVWVSURFHHGLQJVGHPDQGVORVVHVGDPDJHVDQGH[SHQVHV

LQFOXGLQJ ZLWKRXW OLPLWDWLRQ UHDVRQDEOH DWWRUQH\
V IHHV DQG OHJDO FRVWV
 RI DQ\ NLQG RU QDWXUH DULVLQJ IURP RU
UHODWLQJ WR DQ\ DFWXDO RU DOOHJHG EUHDFK RI DQ\ RI 6XSSOLHU V UHSUHVHQWDWLRQV ZDUUDQWLHV RU FRYHQDQWV LQ WKLV $JUHHPHQW
$57,&/(,9
35,&,1*$8',76
 6XSSOLHUVKDOODW6XSSOLHU¶VVROHH[SHQVHPDLQWDLQDQDFFRXQWLQJRIDOOSXUFKDVHVPDGHE\/HDG 3XEOLF $JHQF\ DQG 3DUWLFLSDWLQJ 3XEOLF $JHQFLHV XQGHUWKH0DVWHU $JUHHPHQW  86 &RPPXQLWLHV DQG /HDG 3XEOLF $JHQF\ HDFK UHVHUYHWKH ULJKWWR DXGLWWKH DFFRXQWLQJ IRU D SHULRG RIWKUHH 
 \HDUV IURPWKHWLPH VXFK
SXUFKDVHVDUHPDGH7KLVDXGLWULJKWVKDOOVXUYLYHWHUPLQDWLRQRIWKLV$JUHHPHQWIRUDSHULRGRIRQH 
\HDUIURP
WKHHIIHFWLYHGDWHRIWHUPLQDWLRQ86&RPPXQLWLHVVKDOOKDYHWKHDXWKRULW\WRFRQGXFWUDQGRPDXGLWVRI6XSSOLHU¶V SULFLQJ WKDW LV RIIHUHG WR 3DUWLFLSDWLQJ 3XEOLF $JHQFLHV DW 86 &RPPXQLWLHV¶ VROH FRVW DQG H[SHQVH 1RWZLWKVWDQGLQJWKH IRUHJRLQJLQWKHHYHQWWKDW 86&RPPXQLWLHVLVPDGHDZDUHRIDQ\SULFLQJEHLQJRIIHUHGWR WKUHH

 RU PRUH 3DUWLFLSDWLQJ 3XEOLF $JHQFLHV WKDW LV PDWHULDOO\ LQFRQVLVWHQW ZLWK WKH SULFLQJ XQGHU WKH 0DVWHU $JUHHPHQW86&RPPXQLWLHVVKDOOKDYHWKHDELOLW\WRFRQGXFWDUHDVRQDEOHDXGLWRI6XSSOLHU¶VSULFLQJDW6XSSOLHU¶V VROHFRVWDQGH[SHQVHGXULQJ UHJXODUEXVLQHVV KRXUVXSRQ UHDVRQDEOHQRWLFH86&RPPXQLWLHVPD\FRQGXFWWKH DXGLW LQWHUQDOO\ RU PD\ HQJDJH D WKLUGSDUW\ DXGLWLQJ ILUP RQ D QRQFRQWLQJHQW EDVLV  6XSSOLHU VKDOO VROHO\ EH UHVSRQVLEOHIRUWKHFRVWRIWKHDXGLW,QWKHHYHQWRIDQDXGLWWKHUHTXHVWHGPDWHULDOVVKDOOEHSURYLGHGLQWKHIRUPDW DQGDWWKHORFDWLRQZKHUHNHSWLQWKHRUGLQDU\FRXUVHRIEXVLQHVVE\6XSSOLHU $57,&/(9
)((6 5(3257,1*
  $GPLQLVWUDWLYH)HHV6XSSOLHUVKDOOSD\WR86&RPPXQLWLHVDPRQWKO\DGPLQLVWUDWLYHIHHEDVHG XSRQWKHWRWDOVDOHVSULFHRIDOOSXUFKDVHVVKLSSHGDQGELOOHGSXUVXDQWWRWKH0DVWHU$JUHHPHQWH[FOXGLQJWD[HVLQ 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
WKH DPRXQW RI WZR SHUFHQW

 RI DJJUHJDWH SXUFKDVHV PDGH GXULQJ HDFK FDOHQGDU PRQWK LQGLYLGXDOO\ DQG
FROOHFWLYHO\ ³$GPLQLVWUDWLYH )HHV´
  6XSSOLHU¶V DQQXDO VDOHVVKDOO EH PHDVXUHG RQ D FDOHQGDU \HDU EDVLV  $OO $GPLQLVWUDWLYH)HHVVKDOOEHSD\DEOHLQ86'ROODUVDQGVKDOOEHPDGHE\ZLUHWR86&RPPXQLWLHVRULWVGHVLJQHH RUWUXVWHHDVPD\EHGLUHFWHGLQZULWLQJE\86&RPPXQLWLHV$GPLQLVWUDWLYH)HHVVKDOOEHGXHDQGSD\DEOHZLWKLQ WKLUW\

 GD\V RIWKH HQG RIHDFKFDOHQGDUPRQWK IRU SXUFKDVHV VKLSSHGDQG ELOOHG GXULQJ VXFKFDOHQGDUPRQWK 86&RPPXQLWLHVDJUHHVWRSD\WR/HDG3XEOLF$JHQF\ILYHSHUFHQW 
RIDOO$GPLQLVWUDWLYH)HHVUHFHLYHGIURP
6XSSOLHUWR KHOS RIIVHW /HDG 3XEOLF $JHQF\¶V FRVWVLQFXUUHGLQ FRQQHFWLRQ ZLWK PDQDJLQJWKH0DVWHU $JUHHPHQW QDWLRQDOO\
  6DOHV5HSRUWV:LWKLQWKLUW\

GD\VRIWKHHQGRIHDFKFDOHQGDUPRQWK6XSSOLHUVKDOOGHOLYHUWR 86 &RPPXQLWLHV DQ HOHFWURQLF DFFRXQWLQJ UHSRUW LQ WKH IRUPDW SUHVFULEHG E\ ([KLELW % DWWDFKHG KHUHWR VXPPDUL]LQJDOO SXUFKDVHVPDGH XQGHUWKH0DVWHU $JUHHPHQW GXULQJ VXFKFDOHQGDUPRQWK ³6DOHV5HSRUW´
 $OO
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
  ([FHSWLRQ 5HSRUWLQJ6DOHV 5HSRUWV $XGLWV  86 &RPPXQLWLHV RU LWV GHVLJQHH PD\ DW LWV VROH GLVFUHWLRQ FRPSDUH 6XSSOLHU¶V 6DOHV 5HSRUWV ZLWK 3DUWLFLSDWLQJ 3XEOLF $JHQF\ UHFRUGV RU RWKHU VDOHV DQDO\VLV SHUIRUPHGE\3DUWLFLSDWLQJ3XEOLF$JHQFLHVVSRQVRUVDGYLVRU\ERDUGPHPEHUVRU86&RPPXQLWLHVVWDII,IWKHUH LV D PDWHULDO GLVFUHSDQF\ EHWZHHQ WKH 6DOHV 5HSRUW DQG VXFK UHFRUGV RU VDOHV DQDO\VLV DV GHWHUPLQHG E\ 86 &RPPXQLWLHV86&RPPXQLWLHVVKDOOQRWLI\6XSSOLHULQZULWLQJDQG6XSSOLHUVKDOOKDYHWKLUW\ 
GD\V IURPWKH
GDWHRIVXFKQRWLFHWRUHVROYHWKHGLVFUHSDQF\WR86&RPPXQLWLHV¶UHDVRQDEOHVDWLVIDFWLRQ8SRQUHVROXWLRQRIWKH GLVFUHSDQF\ 6XSSOLHU VKDOO UHPLW SD\PHQW WR 86 &RPPXQLWLHV¶ WUXVWHH ZLWKLQ ILIWHHQ 
 FDOHQGDU GD\V  $Q\
TXHVWLRQV UHJDUGLQJ DQ H[FHSWLRQ UHSRUW VKRXOG EH GLUHFWHG WR 86 &RPPXQLWLHV LQ ZULWLQJ WR UHSRUWLQJ#XVFRPPXQLWLHVRUJ  ,I 6XSSOLHU GRHV QRW UHVROYH WKH GLVFUHSDQF\ WR 86 &RPPXQLWLHV¶ UHDVRQDEOH VDWLVIDFWLRQZLWKLQWKLUW\

GD\V86&RPPXQLWLHVVKDOOKDYHWKHULJKWWRHQJDJHRXWVLGHVHUYLFHVWRFRQGXFWDQ LQGHSHQGHQWDXGLWRI6XSSOLHU¶VUHSRUWV6XSSOLHUVKDOOVROHO\EHUHVSRQVLEOHIRUWKHFRVWRIWKHDXGLW   2QOLQH 5HSRUWLQJ  :LWKLQ IRUW\ILYH

 GD\V RI WKH HQG RI HDFK FDOHQGDU PRQWK 86 &RPPXQLWLHV VKDOO SURYLGH RQOLQH UHSRUWLQJ WR 6XSSOLHU FRQWDLQLQJ 6XSSOLHU¶V VDOHV UHSRUWLQJ IRU VXFK FDOHQGDU PRQWK6XSSOLHUVKDOOKDYHDFFHVVWRYDULRXVUHSRUWVWKURXJKWKH86&RPPXQLWLHVLQWUDQHWZHEVLWH6XFKUHSRUWV DUHXVHIXOLQUHVROYLQJUHSRUWLQJLVVXHVDQGHQDEOLQJ6XSSOLHUWREHWWHUPDQDJHLWV0DVWHU$JUHHPHQW 
  8VDJH5HSRUWLQJ:LWKLQWKLUW\

GD\VRIWKHHQGRIHDFKFRQWUDFW\HDU6XSSOLHUVKDOOGHOLYHUWR 86&RPPXQLWLHVDQHOHFWURQLFXVDJHUHSRUWRIDOOVDOHVXQGHUWKH0DVWHU$JUHHPHQWLQFOXGLQJ 

L
 6XSSOLHU¶V3URGXFW1XPEHU

LL
 3URGXFW'HVFULSWLRQ

LLL
 0DQXIDFWXUHU1DPH

LY
 0DQXIDFWXUHU1XPEHU

Y
 8QLWRI0HDVXUH

YL
 86&RPPXQLWLHV3ULFH

YLL
 1XPEHURIWLPHVRUGHUHG

YLLL
 8QLWVVROG

L[
 6DOHVE\0DQXIDFWXUHU
  6XSSOLHU¶V )DLOXUH WR 3URYLGH 5HSRUWV RU 3D\ $GPLQLVWUDWLYH )HHV  )DLOXUH WR SURYLGH D 6DOHV 5HSRUWRUSD\$GPLQLVWUDWLYH)HHVZLWKLQWKHWLPHDQGLQWKHPDQQHUVSHFLILHGKHUHLQVKDOOEHUHJDUGHGDVDPDWHULDO EUHDFKXQGHUWKLV$JUHHPHQWDQGLIQRWFXUHGZLWKLQWKLUW\ 
GD\VRIZULWWHQQRWLFHWR6XSSOLHUVKDOOEHGHHPHGD FDXVH IRUWHUPLQDWLRQRIWKH0DVWHU$JUHHPHQWDW/HDG3XEOLF$JHQF\¶VVROHGLVFUHWLRQRUWKLV$JUHHPHQWDW86 &RPPXQLWLHV¶VROHGLVFUHWLRQ$OO$GPLQLVWUDWLYH)HHVQRWSDLGZLWKLQWKLUW\ 
GD\VRIWKH HQGRIWKHSUHYLRXV
FDOHQGDUPRQWKVKDOOEHDULQWHUHVWDWWKHUDWHRIRQHDQGRQHKDOISHUFHQW 
SHUPRQWKXQWLOSDLGLQIXOO
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
$57,&/(9,
0,6&(//$1(286
  (QWLUH $JUHHPHQW  7KLV $JUHHPHQW VXSHUVHGHV DQ\ DQG DOO RWKHU DJUHHPHQWV HLWKHU RUDO RU LQ ZULWLQJEHWZHHQWKHSDUWLHVKHUHWRZLWKUHVSHFWWRWKHVXEMHFWPDWWHUKHUHRIDQGQRRWKHUDJUHHPHQWVWDWHPHQWRU SURPLVHUHODWLQJWRWKHVXEMHFWPDWWHURIWKLV$JUHHPHQWZKLFKLVQRWFRQWDLQHGKHUHLQVKDOOEHYDOLGRUELQGLQJ   $VVLJQPHQW
 
D
 6XSSOLHU  1HLWKHU WKLV $JUHHPHQW QRU DQ\ ULJKWV RU REOLJDWLRQV KHUHXQGHU VKDOO EH DVVLJQDEOHE\6XSSOLHUZLWKRXWSULRUZULWWHQFRQVHQWRI86&RPPXQLWLHVDQGDQ\DVVLJQPHQWZLWKRXWVXFKFRQVHQW VKDOOEHYRLG
 
E
 86 &RPPXQLWLHV  7KLV $JUHHPHQW DQG DQ\ ULJKWV RU REOLJDWLRQV KHUHXQGHU PD\ EH DVVLJQHGE\86&RPPXQLWLHVLQ86&RPPXQLWLHV¶VROHGLVFUHWLRQWRDQH[LVWLQJRUQHZO\HVWDEOLVKHGOHJDOHQWLW\ WKDWKDVWKHDXWKRULW\DQGFDSDFLW\WRSHUIRUP86&RPPXQLWLHV¶REOLJDWLRQVKHUHXQGHU   1RWLFHV$OOUHSRUWVQRWLFHVRURWKHUFRPPXQLFDWLRQVJLYHQKHUHXQGHUVKDOOEHGHOLYHUHGE\ILUVW FODVVPDLOSRVWDJHSUHSDLGRURYHUQLJKWGHOLYHU\UHTXLULQJVLJQDWXUHRQUHFHLSWWRWKHDGGUHVVHVDVVHWIRUWKEHORZ 86&RPPXQLWLHVPD\E\ZULWWHQQRWLFHGHOLYHUHGWR6XSSOLHUGHVLJQDWHDQ\GLIIHUHQWDGGUHVVWRZKLFKVXEVHTXHQW UHSRUWVQRWLFHVRURWKHUFRPPXQLFDWLRQVVKDOOEHVHQW 
  86&RPPXQLWLHV
  86&RPPXQLWLHV
     
:DVKLQJWRQLDQ%OYG6XLWH
      *DLWKHUVEXUJ0'
      $WWQ
3URJUDP0DQDJHU$GPLQLVWUDWLRQ

  6XSSOLHU
   BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
      BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
      BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
      BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
      $WWQ
86&RPPXQLWLHV3URJUDP0DQDJHU

  6HYHUDELOLW\,IDQ\SURYLVLRQRIWKLV$JUHHPHQWVKDOOEHGHHPHGWREHRUVKDOOLQIDFWEHLOOHJDO LQRSHUDWLYHRUXQHQIRUFHDEOHWKHVDPHVKDOOQRWDIIHFWDQ\RWKHUSURYLVLRQRUSURYLVLRQVKHUHLQFRQWDLQHGRUUHQGHU WKHVDPHLQYDOLGLQRSHUDWLYHRUXQHQIRUFHDEOHWRDQ\H[WHQWZKDWHYHU   :DLYHU$Q\IDLOXUHRIDSDUW\WRHQIRUFHIRUDQ\SHULRGRIWLPHDQ\RIWKHSURYLVLRQVXQGHUWKLV $JUHHPHQWVKDOOQRWEHFRQVWUXHGDVDZDLYHURIVXFKSURYLVLRQVRURIWKH ULJKWRIVDLGSDUW\WKHUHDIWHUWRHQIRUFH HDFKDQGHYHU\SURYLVLRQXQGHUWKLV$JUHHPHQW
  &RXQWHUSDUWV7KLV$JUHHPHQWPD\EHH[HFXWHGLQVHYHUDOFRXQWHUSDUWVHDFKRIZKLFKVKDOOEHDQ RULJLQDODQGDOORIZKLFKVKDOOFRQVWLWXWHEXWRQHDQGWKHVDPHLQVWUXPHQW   0RGLILFDWLRQV7KLV $JUHHPHQW PD\ QRW EH HIIHFWLYHO\ DPHQGHG FKDQJHG PRGLILHG DOWHUHG RU WHUPLQDWHGZLWKRXWWKHSULRUZULWWHQFRQVHQWRIWKHSDUWLHVKHUHWR   *RYHUQLQJ/DZ
$UELWUDWLRQ7KLV$JUHHPHQWZLOOEHJRYHUQHGE\DQGLQWHUSUHWHGLQDFFRUGDQFH ZLWKWKHODZV RIWKH6WDWH RI&DOLIRUQLD ZLWKRXW UHJDUGWR DQ\FRQIOLFW RIODZV SULQFLSOHV $Q\ GLVSXWHFODLP RU FRQWURYHUV\DULVLQJ RXW RI RU UHODWLQJWRWKLV $JUHHPHQW RUWKH EUHDFKWHUPLQDWLRQHQIRUFHPHQWLQWHUSUHWDWLRQ RU YDOLGLW\WKHUHRILQFOXGLQJWKHGHWHUPLQDWLRQRIWKHVFRSHRUDSSOLFDELOLW\RIWKLVGLVSXWH UHVROXWLRQFODXVHVKDOO EH GHWHUPLQHG E\ DUELWUDWLRQ LQ :DOQXW &UHHN &DOLIRUQLD EHIRUH RQH 
 DUELWUDWRU 7KH DUELWUDWLRQ VKDOO EH
DGPLQLVWHUHG E\ -$06 SXUVXDQWWRLWV&RPSUHKHQVLYH $UELWUDWLRQ5XOHVDQG3URFHGXUHV -XGJPHQW RQWKH DZDUG PD\ EH HQWHUHGLQ DQ\ FRXUW KDYLQJMXULVGLFWLRQ 7KLV FODXVH VKDOO QRW SUHFOXGH SDUWLHV IURP VHHNLQJ SURYLVLRQDO 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
UHPHGLHV LQ DLG RI DUELWUDWLRQ IURP D FRXUW RI DSSURSULDWH MXULVGLFWLRQ 7KH SUHYDLOLQJ SDUW\ ZLOO EH HQWLWOHG WR UHFRYHULWVUHDVRQDEOHDWWRUQH\V
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
GD\V IURPWKHGDWH RIWKH VXEPLVVLRQRIWKH
GLVSXWH WR PHGLDWLRQ
RU VXFK ODWHU GDWH DV WKH SDUWLHV PD\ PXWXDOO\ DJUHH LQ ZULWLQJ  WKH DGPLQLVWUDWLRQ RI WKH
DUELWUDWLRQ VKDOO SURFHHG 7KH PHGLDWLRQ PD\ FRQWLQXH LI WKH SDUWLHV VR DJUHH DIWHU WKH DSSRLQWPHQW RI WKH DUELWUDWRU8QOHVVRWKHUZLVHDJUHHGE\WKHSDUWLHVWKHPHGLDWRUVKDOOEHGLVTXDOLILHGIURPVHUYLQJDVDUELWUDWRULQWKH FDVH 7KH SHQGHQF\ RI D PHGLDWLRQ VKDOO QRW SUHFOXGH D SDUW\ IURP VHHNLQJ SURYLVLRQDO UHPHGLHV LQ DLG RI WKH DUELWUDWLRQ IURPDFRXUWRIDSSURSULDWHMXULVGLFWLRQDQGWKH SDUWLHVDJUHHQRWWRGHIHQGDJDLQVWDQ\DSSOLFDWLRQ IRU SURYLVLRQDOUHOLHIRQWKHJURXQGWKDWDPHGLDWLRQLVSHQGLQJ  
 6XFFHVVRUVDQG$VVLJQV7KLV$JUHHPHQWVKDOOLQXUHWRWKHEHQHILWRIDQGVKDOOEHELQGLQJXSRQ 86 &RPPXQLWLHV 6XSSOLHU DQG DQ\ VXFFHVVRU DQG DVVLJQWKHUHWR  VXEMHFW KRZHYHUWRWKHOLPLWDWLRQV FRQWDLQHG
KHUHLQ
>5HPDLQGHURI3DJH,QWHQWLRQDOO\/HIW%ODQN±6LJQDWXUHV)ROORZ@ 
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
,1:,71(66:+(5(2)86&RPPXQLWLHVKDVFDXVHGWKLV$JUHHPHQWWREHH[HFXWHGLQLWVQDPHDQG6XSSOLHU KDVFDXVHGWKLV$JUHHPHQWWREHH[HFXWHGLQLWVQDPHDOODVRIWKHGDWHILUVWZULWWHQDERYH 86&RPPXQLWLHV

86&20081,7,(6*29(510(17385&+$6,1*$//,$1&(
%\ BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
1DPH
 .HYLQ-XKULQJ
7LWOH
 3UHVLGHQW
6XSSOLHU

BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
%\ BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
1DPH
 BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
7LWOH
 BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
6$/(65(3257)250$7
Appendix B - US (Data Format)
TIN Supplier ID Account No. Agency Name Dept Name Address City State Zip Agency Type Year Qtr Month Amount 956000735 178 89518997 CITY OF LA/MGMT EMPL SVCS Purchasing 555 RAMIREZ ST STE 312 LOS ANGELES CA 90012 20 2015 3 1 1525.50 956000222 178 34868035 LOS ANGELES COUNTY Facilities 350 S FIGUEROA ST STE 700 LOS ANGELES CA 90071 30 2015 3 1 1603.64 956000735 178 89496461 CITY OF LA/ENVIRON AFFAIR Purchasing 555 RAMIREZ ST STE 312 LOS ANGELES CA 90012 20 2015 3 1 1625.05 956000735 178 89374835 CITY OF LA/COMMUNITY DEV Purchasing 555 RAMIREZ ST STE 312 LOS ANGELES CA 90012 20 2015 3 1 45090.79 066002010 178 328NA0001053 GROTON TOWN OF PUBLIC WORKS Water 123 A St. GROTON CT 06340 20 2015 3 1 318.00 066001854 178 328NA0001051 GROTON CITY OF Administration 123 A St. GROTON CT 06340 20 2015 3 1 212.00 Column Name Required Data Type Length Example Comment
TIN Optional Text 9 956000735 No Dash, Do not omit leading zero.

Supplier ID Yes Number 3 111 See Supplier ID Table Below Account No. Yes Text 25 max
Agency Name Yes Text 255 max
Dept Name Optional Text 255 max
Address Yes Text 255 max
City Yes Text 255 max Los Angeles Must be a valid City name State Yes Text 2 CA
Zip Yes Text 5 90071 No Dash, Do not omit leading zero, Valid zip code Agency Type Yes Number 2 30 See Agency Type Table Below Year Yes Number 4 2010
Qtr Yes Number 1 4
Month Yes Number 2
Amount Yes Number variable 45090.79 Two digit decimal point, no $ sign or commas Agency Type ID Agency Type Description
10 K-12
11 Community College
12 College and University
20 City
21 City Special District
22 Consolidated City/County
30 County
31 County Special District
40 Federal
41 Crown Corporations
50 Housing Authority
80 State Agency
81 Independent Special District
82 Non-Profit
84 Other
Agency Type Table
Sales Report Template

SALES REPORT DATA FORMAT
Depends on supplier account no.

Los Angeles County
Purchasing Dept
12 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
(;+,%,7
67$7(127,&($''(1'80
3XUVXDQWWRFHUWDLQVWDWHQRWLFHSURYLVLRQVWKHIROORZLQJSXEOLFDJHQFLHVDQGSROLWLFDOVXEGLYLVLRQVRI WKHUHIHUHQFHGSXEOLFDJHQFLHVDUHHOLJLEOHWRDFFHVVWKHFRQWUDFWDZDUGPDGHSXUVXDQWWRWKLV VROLFLWDWLRQ3XEOLFDJHQFLHVDQGSROLWLFDOVXEGLYLVLRQVDUHKHUHE\JLYHQQRWLFHRIWKHIRUHJRLQJUHTXHVW IRUSURSRVDOIRUSXUSRVHVRIFRPSO\LQJZLWKWKHSURFHGXUDOUHTXLUHPHQWVRIVDLGVWDWXWHV 
1DWLRQZLGH

KWWS
ZZZXVDJRY$JHQFLHV/RFDOB*RYHUQPHQW&LWLHVVKWPO
2WKHUVWDWHV


 6WDWHRI2UHJRQ6WDWHRI+DZDLL6WDWHRI:DVKLQJWRQ AgencyName State
Malama Honua Public Charter School HI

ST JOHN THE BAPTIST HI
Waimanalo Elementary and
Intermediate School HI
Kailua High School HI

PACIFIC BUDDHIST ACADEMY HI

HAWAII TECHNOLOGY ACADEMY HI

CONGREGATION OF CHRISTIAN
BROTHERS OF HAWAII, INC. HI

MARYKNOLL SCHOOL HI

ISLAND SCHOOL HI
STATE OF HAWAII, DEPT. OF

EDUCATION HI
KE KULA O S. M. KAMAKAU HI

KAMEHAMEHA SCHOOLS HI
HANAHAU`OLI SCHOOL HI

KIHEI CHARTER SCHOOL HI

EMMANUAL LUTHERAN SCHOOL HI
School Lunch Program HI
Ewa Makai Middle School HI
Variety School of Hawaii HI
Our Savior Lutheran School HI
Maui Police Department HI

BOARD OF WATER SUPPLY HI

MAUI COUNTY COUNCIL HI
Kauai County Council HI
Honolulu Fire Department HI

COUNTY OF MAUI HI

DEPARTMENT OF EDUCATION HI
Lanai Community Health Center HI
Maui High Band Booster Club HI
Big Brothers Big Sisters HI
Tri-Isle Resource Conservation and
Development District HI
Manoa Heritage Center HI
Olanur HI
Kumulani Chapel HI
Chamber of Commerce Hawaii HI
Naalehu Assembly of God HI
outrigger canoe club HI
One Kalakaua HI
Native Hawaiian Hospitality
Association HI
Islands Hospice Inc HI
St. Theresa School HI
Hawaii Peace and Justice HI
Kauai Youth Basketball Association HI

NA HALE O MAUI HI

LEEWARD HABITAT FOR HUMANITY HI

WAIANAE COMMUNITY OUTREACH HI

NA LEI ALOHA FOUNDATION HI

HAWAII FAMILY LAW CLINIC DBA ALA

KUOLA HI

BUILDING INDUSTRY ASSOCIATION OF

HAWAII HI
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

UNIVERSITY OF HAWAII FEDERAL

CREDIT UNION HI

LANAKILA REHABILITATION CENTER
INC. HI

POLYNESIAN CULTURAL CENTER HI

CTR FOR CULTURAL AND TECH

INTERCHNG BETW EAST AND WEST HI

BISHOP MUSEUM HI

ALOCHOLIC REHABILITATION SVS OF HI

INC DBA HINA MAUKA HI

ASSOSIATION OF OWNERS OF KUKUI

PLAZA HI

MAUI ECONOMIC DEVELOPMENT

BOARD HI
NETWORK ENTERPRISES, INC. HI

HONOLULU HABITAT FOR HUMANITY HI

ALOHACARE HI
ORI ANUENUE HALE, INC. HI
IUPAT, DISTRICT COUNCIL 50 HI

GOODWILL INDUSTRIES OF HAWAII,
INC. HI
HAROLD K.L. CASTLE FOUNDATION HI
MAUI ECONOMIC OPPORTUNITY, INC. HI
EAH, INC. HI

PARTNERS IN DEVELOPMENT

FOUNDATION HI

HABITAT FOR HUMANITY MAUI HI
W. M. KECK OBSERVATORY HI

HAWAII EMPLOYERS COUNCIL HI

HAWAII STATE FCU HI

MAUI COUNTY FCU HI

PUNAHOU SCHOOL HI

YMCA OF HONOLULU HI

EASTER SEALS HAWAII HI

AMERICAN LUNG ASSOCIATION HI
Pohaha I Ka Lani HI
Hawaii Area Committee HI
Tri-Isle RC&D HI
Lanai Federal Credit Union HI
Hawaii Bicycling League HI
Aloha United Way HI
Kipuka o Ke Ola HI

READ TO ME INTERNATIONAL

FOUNDATION HI

MAUI FAMILY YMCA HI

WAILUKU FEDERAL CREDIT UNION HI
ST. THERESA CHURCH HI

HALE MAHAOLU HI
West Maui Community Federal Credit
Union HI
Hawaii Island Humane Society HI
Western Pacific Fisheries Council HI
Kama'aina Care Inc HI
International Archaeological Research
Institute, Inc. HI
Community Empowerment Resources HI
Tutu and Me Traveling Preschool HI
First United Methodist Church HI
United Chinese Society HI
Haggai Institue HI
St. Francis Healthcare System HI
AOAO Royal Capitol Plaza HI
Kumpang Lanai HI
Child and Family Service HI
MARINE SURF WAIKIKI, INC. HI
Hawaii Health Connector HI
Hawaii Carpenters Market Recovery
Program Fund HI
Maui Aids Foundation Inc HI
Pukalani Baptist Church HI
Puu Heleakala Community Association HI
Saint Louis School HI
Kailua Racquet Club, Ltd. HI
Homewise Inc. HI
Hawaii Baptist Academy HI
Kroc Center Hawaii HI
Kupu HI
University of the Nations HI

ARGOSY UNIVERSITY HI

HAWAII PACIFIC UNIVERSITY HI

UNIVERSITY OF HAWAII AT MANOA HI

RESEARCH CORPORATION OF THE

UNIVERSITY OF HAWAII HI

BRIGHAM YOUNG UNIVERSITY -

HAWAII HI
Kauai Community College HI
University Clinical Research and
Association HI
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
Hawaii Medical College HI

CHAMINADE UNIVERSITY OF

HONOLULU HI
Ricoh HI

ROMAN CATHOLIC CHURCH IN THE

STATE OF HAWAII HI
Hawaii Information Consortium HI
Leeward Community Church HI
E Malama In Keiki O Lanai HI
Keawala'i Congregational Church HI
Lanai Community Hospital HI
Angels at Play Preschool &
Kindergarten HI
Queen Emma Gardens AOAO HI

FAMILY SUPPORT SERVICES OF WEST

HAWAII HI
Tetrahedron Sourcing HI
Honolulu Community College HI

COLLEGE OF THE MARSHALL ISLANDS HI
DOT Airports Division Hilo International
Airport HI
Judiciary - State of Hawaii HI
ADMIN. SERVICES OFFICE HI

SOH- JUDICIARY CONTRACTS AND

PURCH HI

STATE DEPARTMENT OF DEFENSE HI

HAWAII CHILD SUPPORT

ENFORCEMENT AGENCY HI

HAWAII HEALTH SYSTEMS

CORPORATION HI

HAWAII AGRICULTURE RESEARCH

CENTER HI

STATE OF HAWAII HI
Third Judicial Circuit - State of Hawaii HI
State of Hawaii Department of
Transportation HI
Office of the Governor HI
State of Hawaii-Department of HealthDisability & Communication Access HI State of Hawaii Department of Human
Services HI

CITY AND COUNTY OF HONOLULU HI
Lanai Youth Center HI
Silver Dolphin Bistro HI
Commander, Navy Region Hawaii HI
US Navy HI
Defense Information System Agency HI
84th Engineer Battalion HI
Department of Veterans Affairs HI
Hawaii County HI
Honolulu County HI
Kauai County HI
Maui County HI
Kalawao County HI
Aiea HI
Anahola HI
Barbers Point N A S HI
Camp H M Smith HI
Captain Cook HI
Eleele HI
Ewa Beach HI
Fort Shafter HI
Haiku HI
Hakalau HI
Haleiwa HI
Hana HI
Hanalei HI
Hanamaulu HI
Hanapepe HI
Hauula HI
Hawaii National Park HI
Hawaiian Ocean View HI
Hawi HI
Hickam AFB HI
Hilo HI
Holualoa HI
Honaunau HI
Honokaa HI
Honolulu HI
Honomu HI
Hoolehua HI
Kaaawa HI
Kahuku HI
Kahului HI
Kailua HI
Kailua Kona HI
Kalaheo HI
Kalaupapa HI
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
Kamuela HI
Kaneohe HI
Kapaa HI
Kapaau HI
Kapolei HI
Kaumakani HI
Kaunakakai HI
Kawela Bay HI
Keaau HI
Kealakekua HI
Kealia HI
Keauhou HI
Kekaha HI
Kihei HI
Kilauea HI
Koloa HI
Kualapuu HI
Kula HI
Kunia HI
Kurtistown HI
Lahaina HI
Laie HI
Lanai City HI
Laupahoehoe HI
Lawai HI
Lihue HI
M C B H Kaneohe Bay HI
Makawao HI
Makaweli HI
Maunaloa HI
Mililani HI
Mountain View HI
Naalehu HI
Ninole HI
Ocean View HI
Ookala HI
Paauhau HI
Paauilo HI
Pahala HI
Pahoa HI
Paia HI
Papaaloa HI
Papaikou HI
Pearl City HI
Pearl Harbor HI
Pepeekeo HI
Princeville HI
Pukalani HI
Puunene HI
Schofield Barracks HI
Tripler Army Medical Center HI
Volvano HI
Wahiawa HI
Waialua HI
Waianae HI
Waikoloa HI
Wailuku HI
Waimanalo HI
Waimea HI
Waipahu HI
Wake Island HI
Wheeler Army Airfield HI
Brigham Young University - Hawaii HI
Chaminade University of Honolulu HI
Hawaii Business College HI
Hawaii Pacific University HI
Hawaii Technology Institute HI
Heald College - Honolulu HI
Remington College - Honolulu Campus HI
University of Phoenix - Hawaii Campus HI
Hawaii Community College HI
Honolulu Community College HI
Kapiolani Community College HI
Kauai Community College HI
Leeward Community College HI
Maui Community College HI
University of Hawaii at Hilo HI
University of Hawaii at Manoa HI
Windward Community College HI
Canby School District No 86 OR
Central School District 13J (Polk
County, Oregon) OR
Milton-Freewater Unified School
District No 7 OR
Scappoose Adventist School OR

COLUMBIA CHRISTIAN SCHOOL OR
Ontario School District 8C OR
Trillium Charter School OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
Echo School District OR
Warrenton Hammond School OR
Phoenix-Talent Schools OR
Immanuel Lutheran School OR
The Emerson School OR
Columbia Academy OR

VALLEY CATHOLIC SCHL OR

CROOK COUNTY SCHOOL DISTRICT OR
CORBETT SCHL DIST #39 OR
Trinity Lutheran Church and School OR
Bethel School District #52 OR

OREGON CITY PUBLIC SCHL OR
Ppmc Education Committee OR
Stayton Christian School OR
South Columbia Family School OR
Sunrise Preschool OR
St. Therese Parish/School OR
PINE-EAGLE SCHOOL DISTRICT 061 OR
Portland YouthBuilders OR
Wallowa County ESD OR
Fern Ridge School District 28J OR
Knova Learning OR
Jackson County School District No. 5 OR
New Horizon Christian School OR

MOLALLA RIVER ACADEMY OR

HIGH DESERT EDUCATION SERVICE

DISTRICT OR
St. Luke Catholic School OR

SOUTHWEST CHARTER SCHOOL OR

WHITEAKER MONTESSORI SCHOOL OR

CASCADES ACADEMY OF CENTRAL

OREGON OR
NEAH-KAH-NIE DISTRICT NO.56 OR

INTER MOUNTAIN ESD OR

STANFIELD SCHOOL DISTRICT OR

LA GRANDE SCHOOL DISTRICT OR

CASCADE SCHOOL DISTRICT OR
DUFUR SCHOOL DISTRICT NO.29 OR
hillsboro school district OR
GASTON SCHOOL DISTRICT 511J OR

BEAVERTON SCHOOL DISTRICT OR

COUNTY OF YAMHILL SCHOOL
DISTRICT 29 OR

WILLAMINA SCHOOL DISTRICT OR

MCMINNVILLE SCHOOL DISTRICT
NO.40 OR
Sheridan School District 48J OR

THE CATLIN GABEL SCHOOL OR

NORTH WASCO CTY SCHOOL DISTRICT
21 - CHENOWITH OR

CENTRAL CATHOLIC HIGH SCHOOL OR

CANYONVILLE CHRISTIAN ACADEMY OR

OUR LADY OF THE LAKE SCHOOL OR
NYSSA SCHOOL DISTRICT NO. 26 OR
ARLINGTON SCHOOL DISTRICT NO. 3 OR

LIVINGSTONE ADVENTIST ACADEMY OR
Santiam Canyon SD 129J OR

WEST HILLS COMMUNITY CHURCH OR

BANKS SCHOOL DISTRICT OR

WILLAMETTE EDUCATION SERVICE

DISTRICT OR
BAKER COUNTY SCHOOL DIST. 16J -

MALHEUR ESD OR

HARNEY EDUCATION SERVICE DISTRICT OR

GREATER ALBANY PUBLIC SCHOOL

DISTRICT OR
LAKE OSWEGO SCHOOL DISTRICT 7J OR

SOUTHERN OREGON EDUCATION

SERVICE DISTRICT OR

SILVER FALLS SCHOOL DISTRICT OR
St Helens School District OR
DAYTON SCHOOL DISTRICT NO.8 OR
Amity School District 4-J OR
SCAPPOOSE SCHOOL DISTRICT 1J OR

REEDSPORT SCHOOL DISTRICT OR

FOREST GROVE SCHOOL DISTRICT OR

DAVID DOUGLAS SCHOOL DISTRICT OR
LOWELL SCHOOL DISTRICT NO.71 OR

TIGARD-TUALATIN SCHOOL DISTRICT OR
SHERWOOD SCHOOL DISTRICT 88J OR

RAINIER SCHOOL DISTRICT OR

NORTH CLACKAMAS SCHOOL DISTRICT OR
MONROE SCHOOL DISTRICT NO.1J OR

CHILDPEACE MONTESSORI OR

HEAD START OF LANE COUNTY OR
HARNEY COUNTY SCHOOL DIST. NO.3 OR

NESTUCCA VALLEY SCHOOL DISTRICT
NO.101 OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

ARCHBISHOP FRANCIS NORBERT

BLANCHET SCHOOL OR
LEBANON COMMUNITY SCHOOLS NO.9 OR
MT.SCOTT LEARNING CENTERS OR

SEVEN PEAKS SCHOOL OR

DE LA SALLE N CATHOLIC HS OR

MULTISENSORY LEARNING ACADEMY OR

MITCH CHARTER SCHOOL OR

REALMS CHARTER SCHOOL OR
BAKER SCHOOL DISTRICT 5-J OR

PHILOMATH SCHOOL DISTRICT OR

CLACKAMAS EDUCATION SERVICE

DISTRICT OR

CANBY SCHOOL DISTRICT OR

OREGON TRAIL SCHOOL DISTRICT
NO.46 OR

WEST LINN WILSONVILLE SCHOOL

DISTRICT OR

MOLALLA RIVER SCHOOL DISTRICT
NO.35 OR
ESTACADA SCHOOL DISTRICT NO.108 OR

GLADSTONE SCHOOL DISTRICT OR
ASTORIA SCHOOL DISTRICT 1C OR
SEASIDE SCHOOL DISTRICT 10 OR

NORTHWEST REGIONAL EDUCATION

SERVICE DISTRICT OR
VERNONIA SCHOOL DISTRICT 47J OR

SOUTH COAST EDUCATION SERVICE

DISTRICT OR
COOS BAY SCHOOL DISTRICT NO.9 OR

COOS BAY SCHOOL DISTRICT OR
NORTH BEND SCHOOL DISTRICT 13 OR
COQUILLE SCHOOL DISTRICT 8 OR

MYRTLE POINT SCHOOL DISTRICT
NO.41 OR

BANDON SCHOOL DISTRICT OR

BROOKING HARBOR SCHOOL DISTRICT
NO.17-C OR

REDMOND SCHOOL DISTRICT OR
DESCHUTES COUNTY SD NO.6 - SISTERS
SD OR

DOUGLAS EDUCATION SERVICE

DISTRICT OR

ROSEBURG PUBLIC SCHOOLS OR
GLIDE SCHOOL DISTRICT NO.12 OR

SOUTH UMPQUA SCHOOL DISTRICT
#19 OR
YONCALLA SCHOOL DISTRICT NO.32 OR
ELKTON SCHOOL DISTRICT NO.34 OR

DOUGLAS COUNTY SCHOOL DISTRICT
116 OR

HOOD RIVER COUNTY SCHOOL

DISTRICT OR

PHOENIX-TALENT SCHOOL DISTRICT
NO.4 OR
CENTRAL POINT SCHOOL DISTRICT NO.
6 OR
JACKSON CO SCHOOL DIST NO.9 OR
ROGUE RIVER SCHOOL DISTRICT NO.35 OR
MEDFORD SCHOOL DISTRICT 549C OR
CULVER SCHOOL DISTRICT NO. OR

JEFFERSON COUNTY SCHOOL DISTRICT
509-J OR
GRANTS PASS SCHOOL DISTRICT 7 OR

LOST RIVER JR/SR HIGH SCHOOL OR

KLAMATH FALLS CITY SCHOOLS OR
LANE COUNTY SCHOOL DISTRICT 4J OR
SPRINGFIELD SCHOOL DISTRICT NO.19 OR

CRESWELL SCHOOL DISTRICT OR
SOUTH LANE SCHOOL DISTRICT 45J3 OR
LANE COUNTY SCHOOL DISTRICT 69 OR

SIUSLAW SCHOOL DISTRICT OR
SWEET HOME SCHOOL DISTRICT NO.55 OR
LINN CO. SCHOOL DIST. 95C - SCIO SD OR

ONTARIO MIDDLE SCHOOL OR
GERVAIS SCHOOL DIST. #1 OR
NORTH SANTIAM SCHOOL DISTRICT 29J OR

JEFFERSON SCHOOL DISTRICT OR

SALEM-KEIZER PUBLIC SCHOOLS OR
MT. ANGEL SCHOOL DISTRICT NO.91 OR

MARION COUNTY SCHOOL DISTRICT
103 - WASHINGTON ES OR

MORROW COUNTY SCHOOL DISTRICT OR

MULTNOMAH EDUCATION SERVICE

DISTRICT OR

GRESHAM-BARLOW SCHOOL DISTRICT OR
DALLAS SCHOOL DISTRICT NO. 2 OR
CENTRAL SCHOOL DISTRICT 13J OR
St. Mary Catholic School OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

CROSSROADS CHRISTIAN SCHOOL OR
ST. ANTHONY SCHOOL OR
Pedee School OR

HERITAGE CHRISTIAN SCHOOL OR

BEND-LA PINE SCHOOL DISTRICT OR

GLENDALE SCHOOL DISTRICT OR

LINCOLN COUNTY SCHOOL DISTRICT OR

PORTLAND PUBLIC SCHOOLS OR

REYNOLDS SCHOOL DISTRICT OR

CENTENNIAL SCHOOL DISTRICT OR

NOBEL LEARNING COMMUNITIES OR
St. Stephen's Academy OR
McMinnville Adventist Christian School OR
Salem-Keizer 24J OR
McKay High School OR
Pine Eagle Charter School OR
Bend-La Pine Schools OR
Waldo Middle School OR
OAKLAND SCHOOL DISTRICT 001 OR
hermiston school district OR
Clear Creek Middle School OR
Marist High School OR
Victory Academy OR
Vale School District No. 84 OR
St. Mary School OR
Junction City High School OR
Three Rivers School District OR
Fern Ridge School District OR

JESUIT HIGH SCHL EXEC OFC OR

LASALLE HIGH SCHOOL OR
Southwest Christian School OR
Willamette Christian School OR
Westside Christian High School OR

CS LEWIS ACADEMY OR
Portland America School OR
Forest Hills Lutheran School OR
Mosier Community School OR
Koreducators Lep High OR
Warrenton Hammond School District OR
Sutherlin School District OR
Malheur Elementary School District OR
Ontario School District OR
Parkrose School District 3 OR
Riverdale School District 51J OR
Tillamook School District OR
Madeleine School OR
Union School District OR
Helix School District OR
Riddle School District OR
Helix School Dist #1 R OR
Prospect School District OR
Ashbrook Independent School OR
Molalla River School District OR
Corvallis School District 509J OR
Falls City School District #57 OR
Portland Christian Schools OR

LUCKIAMUTE VALLEY CHARTER

SCHOOLS OR
Insight School of Oregon Painted Hills OR
Deer Creek Elementary School OR
Yamhill Carlton School District OR
COLTON SCHL DIST 53 OR

ASHLAND PUBLIC SCHLS OR

HARRISBURG SCHL DIST OR
CENTRAL CURRY SCHL DIST#1 OR

BNAI BRITH CAMP OR

OREGON FOOD BANK OR

HOSANNA CHRISTIAN SCHL OR

ABIQUA SCHL OR
Auxiliary services OR
Salem keizar school district OR
Scio High School OR
Athena Weston School District 29RJ OR
Butte Falls School District OR
Bend International School OR
Imbler School District #11 OR
monument school OR
PENDLETON SCHOOL DISTRICT #16R OR
Ohara Catholic School OR
MARCOLA SCHOOL DISTRICT 079J OR

LINN-BENTON-LINCOLN ESD OR
Reynolds High School OR
St. Paul School District OR
Sabin-Schellenberg Technical Center OR
St Paul Parish School OR
Joseph School District OR
EagleRidge High School OR
Grant Community School OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
Oak Hill School OR
Hope chinese charter OR
Northwest Academy OR
Sunny Wolf Charter School OR
MCKENZIE SCHOOL DISTRICT 068 OR
L'Etoiile French Immersion School OR
LA GRANDE SCHOOL DISTRICT 001 OR
FOSSIL SCHOOL DISTRICT 21J OR
Marist Catholic High School OR
Springfield Public Schools OR
Elgin school dist. OR
French American International School OR
PLEASANT HILL SCH DIST #1 OR
Ukiah School District 80R OR
Lake Oswego Montessori School OR
North Powder Charter School OR
Siletz Valley School OR

WINSTON-DILLARD SCHOOL DISTRICT
116 OR

ALLIANCE CHARTER ACADEMY OR
French American School OR
Mastery Learning Institute OR
North Lake School District 14 OR
Early College High School OR
Klamath County Fire District No. 1 OR
Washington County Consolidated
Communications Agency OR

GILLIAM COUNTY OREGON OR

UMATILLA COUNTY, OREGON OR

LANE ELECTRIC COOPERATIVE OR

DOUGLAS ELECTRIC COOPERATIVE,
INC. OR

MULTNOMAH LAW LIBRARY OR
clackamas county OR

CLATSOP COUNTY OR

COLUMBIA COUNTY, OREGON OR
coos county OR

CROOK COUNTY ROAD DEPARTMENT OR

CURRY COUNTY OREGON OR

DESCHUTES COUNTY OR

GILLIAM COUNTY OR

GRANT COUNTY, OREGON OR

HARNEY COUNTY SHERIFFS OFFICE OR

HOOD RIVER COUNTY OR
jackson county OR
josephine county OR
klamath county OR

LANE COUNTY OR

LINN COUNTY OR

MARION COUNTY , SALEM, OREGON OR

MULTNOMAH COUNTY OR

SHERMAN COUNTY OR

WASCO COUNTY OR

YAMHILL COUNTY OR

WALLOWA COUNTY OR

ASSOCIATION OF OREGON COUNTIES OR

NAMI LANE COUNTY OR

BENTON COUNTY OR

DOUGLAS COUNTY OR

JEFFERSON COUNTY OR

LAKE COUNTY OR

LINCOLN COUNTY OR

POLK COUNTY OR

UNION COUNTY OR

WASHINGTON COUNTY OR

MORROW COUNTY OR
Mckenzie Personnel Services OR
Washington County Facilities & Park
Services OR
Multnomah County Department of
Community Justice OR
NORCOR Juvenile Detention OR
Tillamook County Estuary OR
Job Council OR

BAKER CNTY GOVT OR

TILLAMOOK CNTY OR

CLACKAMS COUNTY COMMUNITY

CORRECTIONS OR
Multnomah County Dept of County
Assets OR
Wheeler County OR
Clackamas County Service District #
1/Tri-City Service District OR
Resource Connections of Oregon OR
Lane County Sheriff's Office OR
Clatsop County Sheriff's Office OR
Harney County Community Corrections OR
Grant County Economic Developement OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
Baker County OR
Josephine County Public Works OR
Clackamas County Juvenile Dept OR
Columbia Basin Care Facility OR
Clackamas County Disaster
Management OR
City of Seaside Police Department OR
Best Care Treatment Center OR
Boys & Girls Clubs of Emerald Valley OR
MSB OR
Church of Christ OR

GWPMS OR
Operation Christmas OR
Dove Medical OR
Literary Expectations dba Moore
Academy OR
Love Thy Neighbor services OR
Tamarack Aquatic Center OR
Seven Feathers Casino OR
Direction Service, Inc. OR
Oliver P Lent PTA OR
Kairos OR
Willamette Valley Rehab Center OR
St Paul Baptist Church OR
Long Tom Watershed Council OR
San Martin Deporres Catholic Church OR
Portland Parks Foundation OR
Sweet Home United Methodist Church OR
Math Learning Center, The OR
Maranatha Church OR
Cedar Hills Baptist Church OR
Good Samaritan Ministries OR
New Hope Christain College OR
Unitarian Universalist Church in
Eugene OR
Emmanuel Bible Church OR
Portland Community Media OR
La Pine Chamber of Commerce OR
Stone Creek Christian Church OR
Rogue Valley Youth Football OR
Bend Elks Lodge 1371 OR
Friendly House, Inc. OR
Klamath Siskiyou Wildlands Center OR
Grace Christian Fellowship OR
Reliance eHealth Collaborative OR
Wild Rogue Youth Foundation, Inc. OR
Grants Pass Seventh-day Adventist
Church OR
Corvallis Waldorf School OR
Farmworkers Housing Development
Corporation OR
World Forestry Center OR
Adapt OR
Kid Time OR
Oregon Farm Bureau OR
Mt Emily Safe Center OR
Salem First Presbyterian Church OR
Rolling Hills Baptist Church OR
Baker Elks OR
Gates Community Church of Christ OR
PIP Corps LLC OR
Turtle Ridge Wildlife Center OR
Grande Ronde Model Watershed
Foundation OR
Western Environmental Law Center OR
Oregon District 7 Little League OR
Mercy Flights, Inc. OR
Metropolitan Contractor Improvement
Partnership OR
The Christian Church of Hillsboro
Oregonb OR
Congregation Neveh Shalom OR
My Fathers House OR
Step Forward Activities Inc OR
HHoly Trinity Greek Orthodox
Cathedral OR
MECOP Inc. OR
Workforce Northwest Inc OR
Lane Arts Council OR
Building Healthy Family OR
Intergral Youth Services OR
Children Center At Trinity OR

OUR SAVIOR'S LUTHERAN CHURCH OR
Beaverton Christians Church OR
Oregon Humanities OR
St. Pius X School OR
Community Connection of Northeast
Oregon, Inc. OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
St Mark Presbyterian Church OR
Living Opportunities, Inc. OR
Coos Art Museum OR

OETC OR
Blanchet House of Hospitality OR
Garten Services Inc OR
Incite Incorporated OR
Merchants Exchange of Portland,
Oregon OR
Coalition for a Livable Future OR
West Salem United Methodist OR
Rogue River Watershed Council OR
Central Oregon Visitors Association OR
Soroptimist International of Gold
Beach, OR OR
Real Life Christian Church OR
Milwaukie-Portland Lodge No.142
Benevolent and Protective Order of Elk OR
Mainstage Theatre Company OR
Dayton Christian Church OR
Delphian School OR

AVON OR
EPUD-Emerald People's Utility District OR
Human Solutions, Inc. OR
The Wallace Medical Concern OR
Boys & Girls Club of Salem, Marion &
Polk Counties OR
The Ross Ragland Theater and Cultural
Center OR
Girl Scouts of Oregon and SW
Washington, Inc. OR
Cedar Sinai Park-Robison Jewish
Healthcare OR
Cascade Health Solutions OR
Umpqua Community Health Center OR

ALZHEIMERS NETWORK OF OREGON OR

NATIONAL WILD TURKEY FEDERATION OR

TILLAMOOK ESTUARIES PARTNERSHIP OR

LIFEWORKS NW OR
Independent Development Enterprise
Alliance OR

MID-WILLAMETTE VALLEY

COMMUNITY ACTION AGENCY, INC OR
HALFWAY HOUSE SERVICES, INC. OR

REDMOND PROFICIENCY ACADEMY OR

OHSU FOUNDATION OR

SHELTERCARE OR

PRINGLE CREEK SUSTAINABLE LIVING

CENTER OR

PACIFIC INSTITUTES FOR RESEARCH OR
Mental Health for Children, Inc. OR
The Dreaming Zebra Foundation OR

LAUREL HILL CENTER OR

THE OREGON COMMUNITY

FOUNDATION OR

OCHIN OR

WE CARE OREGON OR

SE WORKS OR

ENTERPRISE FOR EMPLOYMENT AND

EDUCATION OR

OMNIMEDIX INSTITUTE OR

PORTLAND BUSINESS ALLIANCE OR

GATEWAY TO COLLEGE NATIONAL

NETWORK OR

FOUNDATIONS FOR A BETTER OREGON OR

GOAL ONE COALITION OR

ATHENA LIBRARY FRIENDS

ASSOCIATION OR
Coastal Family Health Center OR

CENTER FOR COMMUNITY CHANGE OR

STAND FOR CHILDREN OR
ST. VINCENT DEPAUL OF LANE COUNTY OR

EAST SIDE FOURSQUARE CHURCH OR

CORVALLIS MOUNTAIN RESCUE UNIT OR
InventSuccess OR

SHERIDAN JAPANESE SCHOOL

FOUNDATION OR
The Blosser Center for Dyslexia
Resources OR

MOSAIC CHURCH OR

HOUSING AUTHORITY OF LINCOLN

COUNTY OR

RENEWABLE NORTHWEST PROJECT OR

INTERNATIONAL SUSTAINABLE

DEVELOPMENT FOUNDATION OR

CONSERVATION BIOLOGY INSTITUTE OR

THE NATIONAL ASSOCIATION OF
CREDIT MANAGEMENT-OREGON, INC. OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

BLACHLY LANE ELECTRIC COOPERATIVE OR

MORNING STAR MISSIONARY BAPTIST

CHURCH OR

NORTHWEST FOOD PROCESSORS

ASSOCIATION OR

INDEPENDENT INSURANCE AGENTS

AND BROKERS OF OREGON OR

OREGON EDUCATION ASSOCIATION OR

HEARING AND SPEECH INSTITUTE INC OR

SALEM ELECTRIC OR

MORRISON CHILD AND FAMILY

SERVICES OR

JUNIOR ACHIEVEMENT OR

CENTRAL BIBLE CHURCH OR
MID COLUMBIA MEDICAL CENTERGREAT 'N SMALL OR
TRILLIUM FAMILY SERVICES, INC. OR

YWCA SALEM OR

PORTLAND ART MUSEUM OR

SAINT JAMES CATHOLIC CHURCH OR

SOUTHERN OREGON HUMANE

SOCIETY OR

VOLUNTEERS OF AMERICA OREGON OR

CENTRAL DOUGLAS COUNTY FAMILY

YMCA OR

METROPOLITAN FAMILY SERVICE OR

OREGON MUSUEM OF SCIENCE AND

INDUSTRY OR

FIRST UNITARIAN CHURCH OR
ST. ANTHONY CHURCH OR
Good Shepherd Medical Center OR
Salem Academy OR

GEN CONF OF SDA CHURCH WESTERN
OR OR

PORTLAND ADVENTIST ACADEMY OR

ST VINCENT DE PAUL OR

OUTSIDE IN OR

UNITED CEREBRAL PALSY OF OR AND

SW WA OR
WILLAMETTE VIEW INC. OR
PORTLAND HABILITATION CENTER, INC. OR

OREGON STATE UNIVERSITY ALUMNI

ASSOCIATION OR
ROSE VILLA, INC. OR

NORTHWEST LINE JOINT

APPRENTICESHIP & TRAINING

COMMITTEE OR

BOYS AND GIRLS CLUBS OF PORTLAND

METROPOLITAN AREA OR

ROGUE FEDERAL CREDIT UNION OR
Oregon Research Institute OR

WILLAMETTE LUTHERAN HOMES, INC OR

LANE MEMORIAL BLOOD BANK OR

PORTLAND JEWISH ACADEMY OR

LANECO FEDERAL CREDIT UNION OR

GRANT PARK CHURCH OR
ST. MARYS OF MEDFORD, INC. OR

US CONFERENCE OF MENONNITE

BRETHREN CHURCHES OR

FAITHFUL SAVIOR MINISTRIES OR

OREGON CITY CHURCH OF THE

NAZARENE OR

OREGON COAST COMMUNITY ACTION OR

EDUCATION NORTHWEST OR
COMMUNITY ACTION TEAM, INC. OR

EUGENE SYMPHONY ASSOCIATION,
INC. OR
STAR OF HOPE ACTIVITY CENTER INC. OR

SPARC ENTERPRISES OR

SOUTHERN OREGON CHILD AND
FAMILY COUNCIL, INC. OR

SALEM ALLIANCE CHURCH OR
Lane Council of Governments OR

FORD FAMILY FOUNDATION OR

TRAILS CLUB OR

NEWBERG FRIENDS CHURCH OR

WOODBURN AREA CHAMBER OF

COMMERCE OR

CONTEMPORARY CRAFTS MUSEUM

AND GALLERY OR

CITY BIBLE CHURCH OR

OREGON LIONS SIGHT & HEARING

FOUNDATION OR

PORTLAND WOMENS CRISIS LINE OR

THE SALVATION ARMY - CASCADE

DIVISION OR

WILLAMETTE FAMILY OR

WHITE BIRD CLINIC OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

GOODWILL INDUSTRIES OF LANE AND

SOUTH COAST COUNTIES OR

PLANNED PARENTHOOD OF

SOUTHWESTERN OREGON OR

HOUSING NORTHWEST OR

OREGON ENVIRONMENTAL COUNCIL OR
MEALS ON WHEELS PEOPLE, INC. OR

FAITH CENTER OR

OREGON CHILD DEVELOPMENT

COALITION OR
Bob Belloni Ranch, Inc. OR

GOOD SHEPHERD COMMUNITIES OR

SACRED HEART CATHOLIC DAUGHTERS OR
HELP NOW! ADVOCACY CENTER OR

TENAS ILLAHEE CHILDCARE CENTER OR

SUNRISE ENTERPRISES OR

LOOKING GLASS YOUTH AND FAMILY

SERVICES OR

SERENITY LANE OR

EAST HILL CHURCH OR

LA GRANDE UNITED METHODIST

CHURCH OR

COAST REHABILITATION SERVICES OR
Edwards Center Inc OR

ALVORD-TAYLOR INDEPENDENT LIVING

SERVICES OR

NEW HOPE COMMUNITY CHURCH OR

KLAMATH HOUSING AUTHORITY OR

QUADRIPLEGICS UNITED AGAINST
DEPENDENCY, INC. OR
SPONSORS, INC. OR

COLUMBIA COMMUNITY MENTAL

HEALTH OR

ADDICTIONS RECOVERY CENTER, INC OR

METRO HOME SAFETY REPAIR

PROGRAM OR

OREGON SUPPORTED LIVING

PROGRAM OR
SOUTH COAST HOSPICE, INC. OR

ALLFOURONE/CRESTVIEW
CONFERENCE CTR. OR
The International School OR

REBUILDING TOGETHER - PORTLAND
INC. OR

PENDLETON ACADEMIES OR

PACIFIC FISHERY MANAGEMENT

COUNCIL OR
DOGS FOR THE DEAF, INC. OR

PUBLIC DEFENDER SERVICES OF LANE
COUNTY, INC. OR

EMMAUS CHRISTIAN SCHOOL OR

DELIGHT VALLEY CHURCH OF CHRIST OR

SAINT CATHERINE OF SIENA CHURCH OR

PORT CITY DEVELOPMENT CENTER OR

VIRGINIA GARCIA MEMORIAL HEALTH

CENTER OR

CENTRAL CITY CONCERN OR

CANBY FOURSQUARE CHURCH OR

EMERALD PUD OR

VERMONT HILLS FAMILY LIFE CENTER OR

BENTON HOSPICE SERVICE OR

INTERNATIONAL SOCIETY FOR

TECHNOLOGY IN EDUCATION OR

COMMUNITY CANCER CENTER OR

OPEN MEADOW ALTERNATIVE
SCHOOLS, INC. OR

CASCADIA BEHAVIORAL HEALTHCARE OR

WILD SALMON CENTER OR
BROAD BASE PROGRAMS INC. OR

SUNNYSIDE FOURSQUARE CHURCH OR

TRAINING EMPLOYMENT

CONSORTIUM OR

RELEVANT LIFE CHURCH OR
211INFO OR

SONRISE CHURCH OR

LIVING WAY FELLOWSHIP OR
Women's Safety & Resource Center OR

SEXUAL ASSAULT RESOURCE CENTER OR

IRCO OR

NORTHWEST YOUTH CORPS OR

TILLAMOOK CNTY WOMENS CRISIS

CENTER OR

SECURITY FIRST CHILD DEVELOPMENT

CENTER OR

CLASSROOM LAW PROJECT OR
YOUTH GUIDANCE ASSOC. OR

PREGNANCY RESOUCE CENTERS OF

GRETER PORTLAND OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

ELMIRA CHURCH OF CHRIST OR

JASPER MOUNTAIN OR

ACUMENTRA HEALTH OR

WORKSYSTEMS INC OR

COVENANT CHRISTIAN HOOD RIVER OR

OREGON DONOR PROGRAM OR

NAMI OREGON OR

OLIVET BAPTIST CHURCH OR

SILVERTON AREA COMMUNITY AID OR

CONFEDERATED TRIBES OF GRAND

RONDE OR

NEIGHBORIMPACT OR

CATHOLIC COMMUNITY SERVICES OR

NEW AVENUES FOR YOUTH INC OR

LA CLINICA DEL CARINO FAMILY

HEALTH CARE CENTER OR

DECISION SCIENCE RESEARCH
INSTITUTE, INC. OR

WESTERN STATES CENTER OR

HIV ALLIANCE, INC OR

PARTNERSHIPS IN COMMUNITY
LIVING, INC. OR

FANCONI ANEMIA RESEARCH FUND
INC. OR

BLIND ENTERPRISES OF OREGON OR

OREGON BALLET THEATRE OR

SMART OR
All God's Children International OR

FARMWORKER HOUISNG DEV CORP OR

UMPQUA COMMUNITY DEVELOPMENT

CORPORATION OR

REGIONAL ARTS AND CULTURE

COUNCIL OR

THE EARLY EDUCATION PROGRAM,
INC. OR

MACDONALD CENTER OR

EVERGREEN AVIATION MUSEUM AND
CAP. MICHAEL KING. OR
SELF ENHANCEMENT INC. OR

FRIENDS OF THE CHILDREN OR

SOUTH LANE FAMILY NURSERY DBA

FAMILY RELIEF NURSE OR

COMMUNITY VETERINARY CENTER OR

PORTLAND SCHOOLS FOUNDATION OR

SUSTAINABLE NORTHWEST OR

OREGON DEATH WITH DIGNITY OR
BIRCH COMMUNITY SERVICES, INC. OR
BAY AREA FIRST STEP, INC. OR

OSLC COMMUNITY PROGRAMS OR
EN AVANT, INC. OR

ASHLAND COMMUNITY HOSPITAL OR

NORTHWEST ENERGY EFFICIENCY

ALLIANCE OR

BONNEVILLE ENVIRONMENTAL

FOUNDATION OR

SUMMIT VIEW COVENANT CHURCH OR
SALMON-SAFE INC. OR

BETHEL CHURCH OF GOD OR

PROVIDENCE HOOD RIVER MEMORIAL

HOSPITAL OR

SAINT ANDREW NATIVITY SCHOOL OR

BARLOW YOUTH FOOTBALL OR

SPOTLIGHT THEATRE OF PLEASANT

HILL OR

FAMILIES FIRST OF GRANT COUNTY,
INC. OR

TOUCHSTONE PARENT ORGANIZATION OR

CANCER CARE RESOURCES OR

CASCADIA REGION GREEN BUILDING

COUNCIL OR

SHERMAN DEVELOPMENT LEAGUE,
INC. OR

SCIENCEWORKS OR

WORD OF LIFE COMMUNITY CHURCH OR

SOCIAL VENTURE PARTNERS

PORTLAND OR

OREGON PROGRESS FORUM OR

CENTER FOR RESEARCH TO PRACTICE OR

WESTERN RIVERS CONSERVANCY OR

UNITED WAY OF THE COLUMBIA

WILLAMETTE OR

EUGENE BALLET COMPANY OR

EAST WEST MINISTRIES

INTERNATIONAL OR

SISKIYOU INITIATIVE OR

EDUCATIONAL POLICY IMPROVEMENT

CENTER OR
North Pacific District of Foursquare
Churches OR
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

CATHOLIC CHARITIES OR

FIRST CHURCH OF THE NAZARENE OR

WESTSIDE BAPTIST CHURCH OR
Housing Development Center OR
Hoodview Christian Church OR
Child Evangelism Fellowship OR
Little Promises Chlildren's Program OR

UNION GOSPEL MISSION OR

GRACE BAPTIST CHURCH OR

COMMUNITY ACTION ORGANIZATION OR

OUTSIDE IN OR

MAKING MEMORIES BREAST CANCER
FOUNDATION, INC. OR

ELAW OR

COMMUNITY HEALTH CENTER, INC OR
Greater Portland INC OR
Eugene Builders Exchange OR
Boys & Girls Club of Corvallis OR
Southeast Uplift Neighborhood
Coalition OR
First United Presbyterian Church OR
PDX Wildlife OR
Friends of the Opera House OR
Jackson-Josephine 4-C Council OR
North Coast Family Fellowship OR

P E C I OR
Childswork Learning Center OR
Portland Schools Alliance OR
New Artists Performing Arts
Productions, Inc. OR
Relief Nursery OR
St. Mary's Episcopal Church OR
Viking Sal Senior Center OR
Boys and Girls Club of the rogue valley OR
Lincoln City Chamber of Commerce OR
DrupalCon Inc., DBA Drupal Association OR
Albany Partnership for Housing and
Community Development OR

SEED OF FAITH MINISTRIES OR
Hermiston Christian Center & School OR

SALEM FREE CLINICS OR
Dress for Success Oregon OR
Beaverton Rock Creek Foursquare
Church OR
St Paul Catholic Church OR
St Mary's Catholic School and Parish OR
Polk Soil and Water Conservation
District OR
Street Ministry OR
La Grande Church of the Nazarene OR
Spruce Villa, Inc. OR

OREGON SCHOOL BOARDS

ASSOCIATION OR
House of Prayer for All Nations OR
Sacred Heart Catholic Church OR
African American Health Coaliton, Inc. OR
Happy Canyon Company OR
Village Home Education Resource
Center OR
Monet's Children's Circle OR
Cascade Housing Association OR
Dayspring Fellowship OR
Northwest Habitat Institute OR
Winding Waters Medical Clinic OR
Sacred Heart-St Louis Parish OR
First Baptist Church OR
The Nature Conservancy, Willamette
Valley Field Office OR
Serenity Lane Health Services OR
Portland Community Reinvestment
Initiatives, Inc. OR
Christians As Family Adovates OR
GeerCrest Farm & Historical Society OR
College United Methodist Church OR
The Collins Foundation OR
Prince of Peace Lutheran Church &
School OR

NEDCO OR
Salem Evangelical Church OR
Wild Lilac Child Development
Community OR
Daystar Education, Inc. OR
Oregon Social Learning Center OR
Pain Society of Oregon OR
environmental law alliance worldwide OR
Eugene Country Club OR
Community in Action OR
Willamette Valley Baptist Church OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
Curry County Habitat for Humanity OR
Northwood Christian Church OR
Tuality Healthcare OR
Safe Harbors OR

FIRST CHRISTIAN CHURCH OR
Pacific Classical Ballet OR
Depaul Industries OR
African American Health Coalition OR
Jesus Prayer Book OR
Coalition Of Community Health OR
River Network OR
CCI Enterprises Inc OR
Oregon Nurses Association OR

GOODWILL INDUSTRIES OF THE

COLUMBIA WILLAMETTE OR
Mount Angel Abbey OR

YMCA OF ASHLAND OR

YMCA OF COLUMBIA-WILLAMETTE

ASSOCIATION SERVICES OR
Multnomah Law Library OR
Friends Of Tryon Creek State P OR
Ontrack Inc. OR
Calvin Presbyterian Church OR

HOLT INTL CHILD OR
St John The Baptist Catholic OR
Portland Foursquare Church OR
Portland Christian Center OR
Church Extension Plan OR
Occu Afghanistan Relief Effort OR

EUGENE FAMILY YMCA OR
Christ The King Parish and School OR
Newberg Christian Church OR
First United Methodist Church OR
Zion Lutheran Church OR
Southwest Bible Church OR
Community Works Inc OR
Masonic Lodge Pearl 66 OR
Molalla Nazarene Church OR
Transition Projects, Inc OR
St Michaels Episcopal Church OR
Saint Johns Catholich Church OR
Community Learning Center OR
Old Mill Center for Children and
Families OR
Sunny Oaks Inc OR
Hospice Center Bend La Pine OR
Westside Foursquare Church OR
Relief Nursery Inc OR
Morning Star Community Church OR

MULTNOMAH DEFENDERS INC OR
Providence Health System OR
Holy Trinity Catholic Church OR
Holy Redeemer Catholic Church OR
Alliance Bible Church OR

CARE OREGON OR
Mid Columbia Childrens Council OR

HUMANE SOCIETY OF REDMOND OR
Our Redeemer Lutheran Church OR
Kbps Public Radio OR
Skyball Salem Keizer Youth Bas OR
Open Technology Center OR
Grace Chapel OR
CHILDREN'S MUSEUM 2ND OR
Solid Rock OR
West Chehalem Friends Church OR
Guide Dogs For The Blind OR
Aldersgate Camps and Retreats OR
St. Katherine's Catholic Church OR
The Alliance NW of the Christian &
Missionary Alliance OR
Bags of Love OR
Grand View Baptist Church OR
Green Electronics Council OR
Scottish Rite OR
Western Wood Products Association OR
Grace Baptist Church of St. Helens, Lil
Learners Preschool OR

THE NEXT DOOR OR

NATIONAL PSORIASIS FOUNDATION OR

NEW BEGINNINGS CHRISTIAN CENTER OR

HIGHLAND UNITED CHURCH OF CHRIST OR

OREGON REPERTORY SINGERS OR

HIGHLAND HAVEN OR

FAIR SHARE RESEARCH AND

EDUCATION FUND OR
Oregon Satsang Society, Inc., A
chartered Affiliate of ECKANKAR , ECKA OR
First Baptist Church of Enterprise OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
The Canby Center OR

REDMOND FIRE & RESCUE OR
Instituto de Cultura y Arte In Xochitl In
Cuicatl OR
McKenzie Personnel Systems OR

OSLC COMMUNITY PROGRAMS OCP OR
Oregon Nikkei Endowment OR
Grace Community Church OR
Eastern Oregon Alcoholism Foundation OR
Grantmakers for Education OR
The Spiral Gallery OR
The ALS Association Oregon and SW
Washington Chapter OR
Children's Relief Nursery OR
Home Builders OR
New Life Baptist Church OR
Feral Cat Awareness Team OR
Florence United Methodist Church OR
World of Speed OR
SW Community Health Center OR
Energy Trust of Oregon OR
St. Vincent de Paul Church OR
Fr. Bernard Youth Center OR
Oregon Psychoanalytic Center OR
Store to Door OR
Oregon Translational Research and
Development Insitute OR
Depaul Industries OR

OUR LADY OF PERPETUAL HELP

CATHOLIC CHURCH ALBANY OREGON OR
SELCO Community Credit Union OR
Prairie Baptist Church OR
North Coast Christian Church OR
Union County Economic Development
Corp. OR
Camelto Theatre Company OR
Camp Fire Columbia OR

TAKE III OUTREACH OR
Rolling Hills Community Church OR
Eugene Swim and Tennis Club OR
Summa Institute OR
Amani Center OR
Billy Webb Elks lodge #1050 OR
Silverton Senior Center OR
First Evangelical Presbyterian Church of
Oregon City OR
Joyful Servant Lutheran Church OR
Sandy Seventh-day Adventist Church OR
Muddy Creek Charter School OR

A FAMILY FOR EVERY CHILD OR

PORT OF CASCADE LOCKS OR
1000 FRIENDS OF OREGON OR

OREGON PEDIATRIC SOCIETY OR

NONPROFIT ASSOCIATION OF OREGON OR

LUKE DORF INC OR

FAMILY CARE INC OR

MEDICAL TEAMS INTL OR
Clean Slate Canine Rescue &
Rehabilitation OR
St. Martins Episcopal church OR
Tower Theatre Foundation, Inc OR
Food for Lane County OR
Clatsop Behavioral Healthcare OR
West Coast Haunters Convention OR
columbia gorge discovery center and
museum OR
NAMI of Washington County OR
American Legion Aloha Post 104 OR
The Dalles Art Association OR
Temple Beth Israel OR
Willamette Leadership
Academy/Pioneer Youth Corps Of
Oregon OR
Rose Haven OR
Dallas Church OR

OREGON STATE UNIVERSITY

BOOKSTORE INC OR

NORTH WILLAMETTE VALLEY HABITAT

FOR HUMANITY OR

FAIRFIELD BAPTIST CHURCH OR
Sexual Assault Support Services OR
Neskowin Valley School OR

RON WILSON CENTER FOR EFFECTIVE

LIVING INC OR
St. Joseph Shelter OR
The Inn Home for Boys, Inc.9138 OR

MCKENZIEWATERSHED COUNCIL OR
Opportunity Connections OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

MENNONITE HOME OF ALBANY INC OR
Oregon Technical Assistance
Corporation OR
Oregon And Southern Idaho Laborers
Employers Training School OR
New Life Fellowship Church of God OR
Gladstone Senior Center OR
Education Travel & Culture, Inc. OR
Rural Development Initiatives OR
Jason Lee Manor/UMRC OR
Jesus Pursuit Church OR
YMCA of Marion and Polk Counties OR
Urban Gleaners OR
PacificSource Health OR
Faith Christian Fellowship OR
Brookings Elks Lodge OR
Tualatin Lacrosse Club OR
Tillamook Seventh Day Adventist
Church OR
Oregon Jewish Community Foundation OR
East River Fellowship OR
Holy Family Academy OR

FIRST BAPTIST CHURCH OF EUGENE OR

PORTLAND METRO RESIDENTIAL

SERVICES OR
Peace Lutheran Church OR
Living Word Christian Center OR
Housing Authority of Douglas County OR
Vietnamese Christian Community
Church OR
Forest Park Conservancy OR
Friends for Animals OR
Family Building Blocks OR
Greenleaf Industries OR
Ananda Center at Laurelwood OR
Goodwill Industries of Lane and South
Coast OR
RB Pamplin Corportaion OR
Agia Sophia Academy OR
Friends of Driftwood Library OR
Consumers Power Inc. OR
A. C. Gilbert's Discovery Village OR
First Lutheran Church of Astoria OR
Fund For Christian Charity OR
Deer Meadow Assisted Living OR
Oregon Laborers-Employer
Administrative Fund, LLC OR
Umpqua Basin Water Association OR
Alpha Lambda House Corporation OR
St John Fisher Catholic Church Portland
Oregon OR
Eugene Creative Care OR
VFW POST 4248 OR
The Church of Christ of Latter Day
Saints OR
Cascade Height Public Charter School
PTA OR
G.O.B.H.I OR
Association of Oregon Corrections
EMployees, Inc. OR
A Jesus Church Family OR
300 Main Inc OR
Southwestern Oregon Public Defender
Services, Inc. OR
Albertina Kerr Centers OR
Dufur Christian Church OR
St. Matthew Catholic School OR
Serendipity Center Inc OR
Yellowhawk Tribal Health OR
CASA of Marion County OR
Oregoinans for Food & Shelter OR
Westside Church of Christ Inc OR
Northwest Family Services OR
Network Charter School OR
Ride Connecton OR
Parenting Now! OR
Christian Church of Woodburn OR
Verde OR
Native American Youth and Family
Center Early College Academy OR
USO Northwest OR
Norkenzie Christian Church OR
Little Flower Development Center OR
TLO Farms OR
Evergreen Wings and Waves OR
Ascension Episcopal Parish OR
Center for Family Development OR
West Salem Foursquare Church OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
Good Samaritan Ministry OR
Grace Lutheran Church of Molalla OR
Trinity Lutheran OR

HOPE LUTHERAN CHURCH OR
Mount Pisgah Arboretum OR
Redeemer Lutheran Church OR
Disjecta Contemporary Art Center OR
Korean Central Covenant Church of
Eugene OR
Yankton Baptist Church OR
BioGift Anatomical OR
Lower Columbia Estuary Partnership OR
Fur Footed Rescue, Inc. OR
Mt Hood Hospice OR
Opportunity Foundation of central
Oregon OR
Constructing Hope OR
Sprinkfield Elks #2145 OR
Abuse Recovery Ministry & Services OR
Oasis Shelter Home OR

ST HENRYS CHURCH OR
Nehalem Bay House OR

UNITED METHODIST CHURCH OR
p:ear OR
Health Share of Oregon OR
St. Peter Catholic Church OR
Mid Willamette Valley Community
Action OR
A Hope For Autism Foundation OR
NW Sport Fishing OR
Breast Friends OR
ScienceWorks Museum OR
Willamette Neighborhood Housing
Services OR
South Salem High Music Boosters OR
SEPTL Southeast Portland Tool Library OR
Kids Unllimited Academy OR
Cappella Romana OR
National Christian Community
Foundation OR
Legal Aid Services of Oregon LITC OR
The Sunriver Owners Association OR
Willamette Valley Babe Ruth OR
Center For Continuous Improvement OR
Northwest Center for Alternatives to
Pesticides OR
Junction City/Harrisburg/Monroe
Habitat for Humanity OR
The Followers of Christ Church of
Oregon City OR
SEIU Local 49 OR
Emerald Media Group OR
West Hills Christian School OR
Trillium Sprigs OR
Smith Memorial Presbyterian Church OR
Western Arts Alliance OR
Youth Dynamics OR
Ashland Art Center OR
Apostolic Church of Jesus Christ OR

DOUGLAS FOREST PROTECTIVE OR
Echo Theater Company OR
Corvallis Caring Place OR
Oregon Lyme Disease Network OR
Ecotrust OR

SPECIAL MOBILITY SERVICES OR
Bethlehem Christian Pre-School OR
Historical Outreach Foundation OR
Teras Interventions and Counseling Inc OR
Brooklyn Primary PTO OR
Mountain View Academy OR
Salem Area Chamber of Commerce OR
First Congregational Chrch OR

OREGON STATE FAIR OR
Tri-County Chamber of Commerce Inc OR
Ronald McDonald House Charities of
Oregon & Southwest Washington OR
Center for Human Development OR
God's Storehouse Pantry OR
Clackamas River Trout Unlimited OR
SafeHaven Humane Society OR
Rainier Assembly of God OR
Tilikum Center for Retreats and
Outdoor Ministries OR
Washington Park Transportation
Management Association OR
Travel Lane County OR
Hinson Baptist Church OR
Alvord Taylor OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

EUGENE CHRISTIAN FELLOWSHIP OR
Bridges to Change OR
Risen Records OR
DePaul Treatment Centers, Inc. OR
Ministerio International Casa OR
New Paradise Worship Center OR
Mission Increase Foundation OR
Curry Public Transit Inc OR

THREE RIVERS CASINO OR
Brookings Harbor Christian School OR
Local 290 OR
Hope Church of The Assemblies of God
Albany Oregon OR
Sherwood Community Friends Church OR
Bethesda Lutheran Church OR
Legacy Mt. Hood Medical Center OR
Adelante Mujeres OR
Yamhill Community Care Organization OR
Trinity United Methodist Church OR
Portland Japanese Garden OR
Ike Box Cafe OR
The Madeleine Parish OR
The Tucker-Maxon Oral School OR
Southwest Neighborhoods, Inc OR
Wallowa Valley Center For Wellness OR

KIDS INTERVENTION AND DIAGNOSTIC

CENTER OR
Joy Church Eugene OR
Portland Yacht Club OR
League of Women Voters OR
Oregon & Southern Idaho District
Council of Laborers' OR
Portland Police Sunshine Division OR
Curry Health Network OR
United Way of Lane County OR
The Lighthouse School OR
Olive Plaza OR
Rogue Valley Humane Society OR
Willamette Carpenters Training Center,
Inc OR
Great Portland Bible OR
College Possible OR
Unithed Way OR
Community Energy Project OR
Bridgeport Community Chapel OR
Oswego Lake Country Club OR
Urban League of Portland OR
La Grande Foursquare Church OR
Portland Oregon Visitors Association OR
Barter Union International OR
Southern Oregon Project Hope OR
Our United Villages OR
Sunset Presbyterian Church OR
Youth M.O.V.E. Oregon OR
Samaritan Health Services Inc. OR
St. Mary's Church OR
Santiam Assembly of God OR

CASCADES WEST FINANCIAL SERVICES
IN OR
Kilchis House OR
Calvary Assembly of God OR
Lake Grove Presbyterian Church OR
Grace Lutheran School OR
Western Mennonite School OR

OEA CHOICE TRUST OR
American Tinnitus Association OR
Oregon Coast Aquarium, Inc. OR

HOPE POINT CHURCH OR
Unitus Community Credit Union OR
St John the Baptist Greek Orthodox
Church OR
Parkinson's Resources of Oregon OR
Oregon Independent Automobile
Dealers Association OR

COLUMBIA PACIFIC ECONOMIC

DEVELOPMENT DISTRICT OF OREGON OR
St. Elizabeth Ann Seton Church OR
St Andrews Presbyterian OR
Oregon Rural Electric Cooperative
Association OR

THE MILL CASINO OR
Gateway Prebyterian Church OR
Oregon Jewish Museum and Center for
Holoacust Education OR
Northwest Opening OR
Oregon State University OR
Treasure Valley Community College OR
Institute of Technology OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
Unviersity of Oregon OR

OREGON UNIVERSITY SYSTEM OR
University of Western States OR

GEORGE FOX UNIVERSITY OR

LEWIS AND CLARK COLLEGE OR

PACIFIC UNIVERSITY OR

REED COLLEGE OR

WILLAMETTE UNIVERSITY OR

LINFIELD COLLEGE OR

MULTNOMAH BIBLE COLLEGE OR

NORTHWEST CHRISTIAN COLLEGE OR

NATIONAL COLLEGE OF NATURAL

MEDICINE OR

BLUE MOUNTAIN COMMUNITY

COLLEGE OR
PORTLAND STATE UNIV. OR

CLACKAMAS COMMUNITY COLLEGE OR

MARYLHURST UNIVERSITY OR

OREGON HEALTH AND SCIENCE

UNIVERSITY OR

BIRTHINGWAY COLLEGE OF

MIDWIFERY OR
pacific u OR

UNIVERSITY OF OREGON OR

CONCORDIA UNIV OR
Marylhurst University OR
Corban College OR

NORTH MARION SCHL DIST OR
University of Oregon - Purchasing and
Contracting Services OR
Oregon Center For Advanced T OR

UNIVERSITY OF PORTLAND OR
OSU Deschutes County Extension
Service OR
Portland Actors Conservatory OR
University Of Oregon Athletics
Department OR
Ecola Bible School OR
Tokyo Int'l University of America, Inc OR

WARNERPACIFIC COLG OR
Beta Omega Alumnae OR
Oregon Institute of Technology OR

SOUTHERN OREGON UNIVERSITY OR

EASTERN OREGON UNIVERSITY OR
Wilco Farmers OR
Harvest Church OR
Sociecty of American Foresters OR
Clackamas River Water Providers OR
eickhoff dev co inc OR
Cornerstone Association Inc OR
The Klamath Tribe OR
advocate care OR
Cannon Beach Fire OR
Life Flight Network LLC OR
OREGON DEPT OF FISH & WILDLIFESAUVIE OR

COVENANT RETIREMENT

COMMUNITIES OR

PENTAGON FEDERAL CREDIT UNION OR

SAIF CORPORATION OR

GREATER HILLSBORO AREA CHAMBER

OF COMMERCE OR

USAGENCIES CREDIT UNION OR

PACIFIC CASCADE FEDERAL CREDIT

UNION OR

LOCAL GOVERNMENT PERSONNEL

INSTITUTE OR

GRANTS PASS MANAGEMENT

SERVICES, DBA OR

SPIRIT WIRELESS OR
Kartini Clinic OR
Astra OR
Beit Hallel OR
Cvalco OR
Elderhealth and Living OR

OREGON CORRECTIONS ENTERPRISES OR

OREGON STATE HOSPITAL OR

OFFICE OF PUBLIC DEFENSE SERVICES OR
Clatskanie People's Utility District OR

PIONEER COMMUNITY DEVELOPMENT OR

MARION COUNTY HEALTH DEPT OR
Ricoh USA OR
Heartfelt Obstetrics & Gynecology OR
Coquille Economic Development
Corporation OR

CITY/COUNTY INSURANCE SERVICE OR

COMMUNITY CYCLING CENTER OR
Shangri La OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
Portland Impact OR
Eagle Fern Camp OR

KLAMATH FAMILY HEAD START OR

RIVER CITY DANCERS OR
Oregon Permit Technical Association OR
KEIZER EAGLES AERIE 3895 OR
Pgma/Cathie Bourne OR
Sunrise Water OR
Burns Paiute Tribe OR
Oregon Public Broadcasting OR
La Grande Family Practice OR
Linn Benton Lincoln Educational
Services District OR

SHERMAN COUNTY SCHOOL DISTRICT OR
Ricoh USA OR
Sphere MD OR
BIENESTAR, INC. OR

MEDFORD WATER COMMISSION OR
Solutins Yes OR
sunrise water authority OR
Mountain Valley Therapy OR
EAstern Oregon Trade and Event
Center OR
Waste-Pro OR

QUEEN OF PEACE SCHOOL OR
Columbia River Inter-tribal Fish
Commission OR

NPKA OR
IBEW280 OR
Confederated Tribes of Warm Springs OR
Point West Credit Union OR
Oregon State Credit Union OR

PIONEER TELEPHONE COOPERATIVE OR
Halsey-Shedd Fire District OR
Northwest Power and Conservation
Council OR
Oregon Funeral Directors Association OR
Nez Perce Tribe OR
Obsidian Urgent Care, P.C. OR
First Presbyterian Church of La Grande OR

CONFLUENCE ENVIRONMENTAL CENTE OR
A&I Benefit Plan Administrators, Inc. OR
K Churchill Estates OR

CSC HEAD START OR

NORTHWEST VINTAGE CAR AND

MOTORCYCLE OR
crescent grove cemetery OR

IONE HIGH SCHOOL OR
Port of Toledo OR
Roseburg Police Department OR
Molalla Rural Fire Protection District OR

MONMOUTH - INDEPENDENCE

NETWORK OR

EUGENE WATER & ELECTRIC BOARD OR

MALIN COMMUNITY PARK AND

RECREATION DISTRICT OR

TILLAMOOK PEOPLES UTILITY DISTRICT OR

GLADSTONE POLICE DEPARTMENT OR

GOLD BEACH POLICE DEPARTMENT OR

THE NEWPORT PARK AND RECREATION

CENTER OR

RIVERGROVE WATER DISTRICT OR

TUALATIN VALLEY FIRE & RESCUE OR

GASTON RURAL FIRE DEPARTMENT OR

CITY COUNTY INSURANCE SERVICES OR

SOUTH SUBURBAN SANITARY DISTRICT OR

SOUTH FORK WATER BOARD OR

SUNSET EMPIRE PARK AND

RECREATION OR

SPRINGFIELD UTILITY BOARD OR
Tillamook Urban Renewal Agency OR
Netarts Water District OR

OAK LODGE SANITARY DISTRICT OR
Boardman Rural Fire Protection District OR
Tualatin Soil and Water Conservation
District OR
Silverton Fire District OR
Lewis and Clark Rural Fire Protection
District OR
Rainbow Water District OR
Illinois Valley Fire District OR
Clatskanie RFPD OR

PORT OF TILLAMOOK BAY OR

TRI-COUNTY HEALTH CARE SAFETY NET

ENTERPRISE OR
METROPOLITAN EXPOSITIONRECREATION COMMISSION OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

REGIONAL AUTOMATED

INFORMATION NETWORK OR

OAK LODGE WATER DISTRICT OR

THE PORT OF PORTLAND OR

WILLAMALANE PARK AND RECREATION

DISTRICT OR

TUALATIN VALLEY WATER DISTRICT OR

UNION SOIL & WATER CONSERVATION

DISTRICT OR

LANE EDUCATION SERVICE DISTRICT OR

TUALATIN HILLS PARK AND

RECREATION DISTRICT OR

PORT OF SIUSLAW OR

CHEHALEM PARK AND RECREATION

DISTRICT OR

PORT OF ST HELENS OR

LANE TRANSIT DISTRICT OR

CENTRAL OREGON

INTERGOVERNMENTAL COUNCIL OR
HOODLAND FIRE DISTRICT NO.74 OR

MID COLUMBIA COUNCIL OF

GOVERNMENTS OR

WEST MULTNOMAH SOIL AND WATER

CONSERVATION DISTRICT OR

SALEM AREA MASS TRANSIT DISTRICT OR
Banks Fire District #13 OR
KLAMATH COUNTY 9-1-1 OR

GLENDALE RURAL FIRE DISTRICT OR
COLUMBIA 911 COMMUNICATIONS

DISTRICT OR

CLACKAMAS RIVER WATER OR

NW POWER POOL OR
Lowell Rural Fire Protection District OR
TriMet Transit OR
Estacada Rural Fire District OR
Keizer Fire District OR
State Accident Insurance Fund
Corporation OR
Bend Metro Park & Recreation District OR
Port of Hood River OR
La Pine Park & Recreation District OR
Brookings- HArbor School District 17c OR
Siuslaw Public Library District OR
Tri-County Metropolitan
Transportation District of Oregon
("TriMet") OR
Columbia River Fire & Rescue OR
Fern Ridge Library District OR
Bend Park and Recreation District OR
Port of Garibaldi OR
Seal Rock Water District OR
Rockwood Water P.U.D. OR
Gollux OR
Tillamook Fire District OR
Tillamook County Transportation Dist OR
Central Lincoln People's Utility District OR
Jefferson Park and Recreation OR
City of Monmouth / Public Works OR
McMinnville Police Department OR
Long Creek School District OR
City of Salem Fire Department OR
City of Sublimity OR
City of Central Point Parks and
Recreation OR
Gearhart Fire Department OR
Woodburn City Of OR
Brookings Fire / Rescue OR
City of Veneta OR

CITY OF DAMASCUS OR
Hermiston Fire & Emergency Svcs OR

CEDAR MILL COMMUNITY LIBRARY OR

CITY OF LAKE OSWEGO OR

LEAGUE OF OREGON CITIES OR

CITY OF SANDY OR

CITY OF ASTORIA OREGON OR

CITY OF BEAVERTON OR

CITY OF BOARDMAN OR

CITY OF CANBY OR

CITY OF CANYONVILLE OR

CITY OF CENTRAL POINT POLICE

DEPARTMENT OR

CITY OF CLATSKANIE OR

CITY OF CONDON OR

CITY OF COOS BAY OR

CITY OF CORVALLIS OR

CITY OF CRESWELL OR

CITY OF ECHO OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3

CITY OF ESTACADA OR

CITY OF EUGENE OR

CITY OF FAIRVIEW OR

CITY OF GEARHART OR

CITY OF GOLD HILL OR

CITY OF GRANTS PASS OR

CITY OF GRESHAM OR

CITY OF HILLSBORO OR

CITY OF HOOD RIVER OR

CITY OF JOHN DAY OR

CITY OF KLAMATH FALLS OR

CITY OF LA GRANDE OR

CITY OF MALIN OR

CITY OF MCMINNVILLE OR

CITY OF HALSEY OR

CITY OF MEDFORD OR

CITY OF MILL CITY OR

CITY OF MILWAUKIE OR

CITY OF MORO OR

CITY OF MOSIER OR

CITY OF NEWBERG OR

CITY OF OREGON CITY OR

CITY OF PILOT ROCK OR

CITY OF POWERS OR

RAINIER POLICE DEPARTMENT OR

CITY OF REEDSPORT OR

CITY OF RIDDLE OR

CITY OF SCAPPOOSE OR

CITY OF SEASIDE OR

CITY OF SILVERTON OR

CITY OF STAYTON OR
City of Troutdale OR

CITY OF TUALATIN, OREGON OR

CITY OF WARRENTON OR

CITY OF WEST LINN/PARKS OR

CITY OF WOODBURN OR

CITY OF TIGARD, OREGON OR

CITY OF AUMSVILLE OR

CITY OF PORT ORFORD OR

CITY OF EAGLE POINT OR

CITY OF WOOD VILLAGE OR
St. Helens, City of OR

CITY OF WINSTON OR

CITY OF COBURG OR

CITY OF NORTH PLAINS OR

CITY OF GERVAIS OR

CITY OF YACHATS OR

FLORENCE AREA CHAMBER OF

COMMERCE OR

PORTLAND DEVELOPMENT

COMMISSION OR

CITY OF CANNON BEACH OR OR
CITY OF ST. PAUL OR

CITY OF ADAIR VILLAGE OR

CITY OF WILSONVILLE OR

CITY OF HAPPY VALLEY OR

CITY OF SHADY COVE OR

CITY OF LAKESIDE OR

CITY OF MILLERSBURG OR

CITY OF GATES OR

KEIZER POLICE DEPARTMENT OR

CITY OF DUNDEE OR
Pendleton Police Department OR

CITY OF AURORA OR

THE CITY OF NEWPORT OR

CITY OF ALBANY OR

CITY OF ASHLAND OR

CITY OF LEBANON OR

CITY OF PORTLAND OR

CITY OF SALEM OR

CITY OF SPRINGFIELD OR

METRO OR

CITY OF BURNS OR

CITY OF COTTAGE GROVE OR

CITY OF DALLAS OR

CITY OF FALLS CITY OR

CITY OF PHOENIX OR

CITY OF PRAIRIE CITY OR

CITY OF REDMOND OR

CITY OF SHERWOOD OR
City of junction city OR
City of Florence OR
Columbia Gorge Community OR
West Linn Police Department OR
City of Dayton OR
City of Carlton OR
City of Pendleton Convention Center OR
City of Monmouth OR
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
City of Philomath OR
City of Sheridan OR
Seaside Public Library OR
City of Yoncalla OR
La Grande Police Department OR
City of Joseph OR
Cove City Hall OR

NW PORTLAND INDIAN HEALTH

BOARD OR
Portland Patrol Services OR
City Of Bend OR
City Of Coquille OR
City Of Molalla OR

ROCKWOOD WATER PEOPLE'S UTILITY

DISTRICT OR
City of St. Helens OR
City of North Powder OR
City of Eugene OR
City of Cornelius, OR OR
Toledo Police Department OR
Springfield Public Library OR
City of Independence OR
City of Cascade Locks OR
City of Columbia City OR
City of Baker City OR
McMinnville Water & Light OR
City of Pendleton Parks & Recreation OR

CITY OF HEPPNER OR

CITY OF HERMISTON OR

CITY OF SWEETHOME OR

CITY OF THE DALLES OR
CLACKAMAS FIRE DIST#1 OR

DESCHUTES PUBLIC LIBRARY OR

STAYTON FIRE DISTRICT OR
Lake County Chamber of Commerce Inc OR
City of Talent OR
City of Ontario OR
City of Corvallis Parks and Recreation OR
North Lincoln Fire & Rescue #1 OR
Gresham Police Department OR
City of Harrisburg OR
Gladstone Public Library OR
West Linn Police OR
City of Portland Parks Bureau OR
City of Astoria Parks Dept. OR
Seaside Fire & Rescue OR
Florence Police Department OR
City Of North Bend OR
City of Union OR
City of Nehalem OR
City of Richland OR

CITY OF LINCOLN CITY OR
City of Donald OR
City of Milton-Freewater OR

CITY OF MADRAS OR

CITY OF SCIO OR
City of Forest Grove OR
City Govrnment OR
City of Mt. Angel OR
Albany Police Department OR
Umatilla Electric Cooperative OR

WATER ENVIRONMENT SERVICES OR
Polk County Fire District No.1 OR
Clatsop Care Health District-Clatsop
Retirement Village OR
Netarts-Oceanside RFPD OR

UIUC OR
Rogue River Fire District OR
Aurora Rural FIre District OR
Tillamook County Emergency
Communications District OR
Southern Coos Hospital OR
Oregon Cascades West Council of
Governments OR

MULTONAH COUNTY DRAINAGE
DISTRICT #1 OR

PORT OF BANDON OR

OR INT'L PORT OF COOS BAY OR

MID-COLUMBIA CENTER FOR LIVING OR
DESCHUTES COUNTY RFPD NO.2 OR

YOUNGS RIVER LEWIS AND CLARK

WATER DISTRICT OR

PACIFIC STATES MARINE FISHERIES

COMMISSION OR

CENTRAL OREGON IRRIGATION

DISTRICT OR
MARION COUNTY FIRE DISTRCT #1 OR

COLUMBIA RIVER PUD OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
SANDY FIRE DISTRICT NO. 72 OR

BAY AREA HOSPITAL DISTRICT OR

NEAH KAH NIE WATER DISTRICT OR

PORT OF UMPQUA OR

EAST MULTNOMAH SOIL AND WATER

CONSERVANCY OR
Benton Soil & Water Conservation
District OR

DESCHUTES PUBLIC LIBRARY SYSTEM OR

CLEAN WATER SERVICES OR
North Douglas County Fire & EMS OR
Crooked River Ranch Rural Fire
Protection District OR

PARROTT CREEK CHILD & FAM OR
South Lane County Fire And Rescue OR
Mill City RFPD OR
Lake Chinook Fire & Rescue OR
Clackamas County Water Environment
Services OR
Amity Fire District OR

CENTRAL OREGON COMMUNITY

COLLEGE OR

UMPQUA COMMUNITY COLLEGE OR

LANE COMMUNITY COLLEGE OR
MT. HOOD COMMUNITY COLLEGE OR

LINN-BENTON COMMUNITY COLLEGE OR

SOUTHWESTERN OREGON

COMMUNITY COLLEGE OR

PORTLAND COMMUNITY COLLEGE OR

CHEMEKETA COMMUNITY COLLEGE OR

ROGUE COMMUNITY COLLEGE OR

COLUMBIA GORGE COMMUNITY

COLLEGE OR

TILLAMOOK BAY COMMUNITY

COLLEGE OR

KLAMATH COMMUNITY COLLEGE

DISTRICT OR
Oregon Coast Community College OR
Clatsop Community College OR
North Portland Bible College OR

OREGON COMMUNITY COLLEGE

ASSOCIATION OR
Umpqua Valley Public Defender OR
Teacher Standards and Pracitices
Commission OR
Salem Keizer School District Purchasing OR
Kdrv Channel 12 OR
Opta Oregon Permit Technician OR
Oregon Forest Resources Institute OR
Office of the Ong Term Care
Ombudsman OR
Oregon State Lottery OR

OREGON TOURISM COMMISSION OR

OREGON STATE POLICE OR

OFFICE OF THE STATE TREASURER OR
OREGON DEPT. OF EDUCATION OR
SEIU LOCAL 503, OPEU OR

OREGON DEPARTMENT OF FORESTRY OR

OREGON STATE DEPT OF

CORRECTIONS OR

OFFICE OF MEDICAL ASSISTANCE

PROGRAMS OR

OREGON OFFICE OF ENERGY OR

OREGON STATE BOARD OF NURSING OR

BOARD OF MEDICAL EXAMINERS OR

OREGON LOTTERY OR

OREGON BOARD OF ARCHITECTS OR

SANTIAM CANYON COMMUNICATION

CENTER OR

OREGON DEPT OF TRANSPORTATION OR

OREGON TRAVEL INFORMATION

COUNCIL OR

OREGON DEPARTMENT OF EDUCATION OR
OREGON DEPT. OF CORRECTIONS OR

DEPARTMENT OF ADMINISTRATIVE

SERVICES OR
Oregon Board of Massage Therapists OR
Oregon Forest Industries Council OR
Oregon Tradeswomen OR
Oregon Convention Center OR

OREGON SCHL BRDS ASSOCIAT OR
Central Oregon Home Health and Hos OR
Oregon Health Care Quality Cor OR

OREGON DEPARTMENT OF HUMAN

SERVICES OR
Oregon Air National Guard OR
Training & Employment OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







(;+,%,7
6(5,$/5)3
State of Oregon - Department of
Administrative Services OR
Aging and People with Disabilities OR
Department of Administrative Services OR
Oregon State Treasury OR
Oregon State Fair Council OR
Oregon DEQ OR
Procurement Services/DAS OR

STATE OF OREGON OR

OREGON JUDICIAL DEPARTMENT OR
Oregon State Board of Architect
Examiners OR
Oregon Board of Chiropractic
Examiners OR
City of Astoria Fire Department OR
Columbia Gorge ESD OR
Nehalem Bay Wastewater OR
Association of Oregon Community
Mental Health Programs OR
Klamath County Association of Realtors OR
VA OR

US FISH AND WILDLIFE SERVICE OR
Bonneville Power Administration OR
Bureau Of Land Management OR
Oregon Army National Guard OR
Linn County Sheriff Office OR
USDA Forest Service OR
123d Fighter Squadron OR
Yellowhawk Tribal Health Center OR

ANGELL JOB CORPS OR
Coquille Indian Housing Authority OR

COLLEGE HOUSING NORTHWEST OR

HOUSING AUTHORITY OF CLACKAMAS

COUNTY OR

HOUSING AUTHORITY OF PORTLAND OR

WEST VALLEY HOUSING AUTHORITY OR

HOUSING AUTHORITY AND

COMMUNITY SERVICES AGENCY OR

NORTH BEND CITY- COOS/URRY

HOUSING AUTHORITY OR

MARION COUNTY HOUSING

AUTHORITY OR

HOUSING AUTHORITY OF THE CITY OF

SALEM OR
Housing Authority of Yamhill County OR
The Housing Authority of the County of
Umatilla OR
homeforward OR
Access Inc OR
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7

)(0$67$1'$5'7(506$1'&21',7,216$''(1'80
)25&2175$&76$1'*5$176
,IDQ\SXUFKDVHPDGHXQGHUWKH0DVWHU$JUHHPHQWLVIXQGHGLQZKROHRULQSDUWE\)HGHUDO(PHUJHQF\0DQDJHPHQW $JHQF\
³)(0$´
JUDQWV&RQWUDFWRUVKDOOFRPSO\ZLWKDOOIHGHUDOODZVDQGUHJXODWLRQVDSSOLFDEOHWRWKHUHFHLSWRI )(0$JUDQWVLQFOXGLQJEXWQRWOLPLWHGWRWKHFRQWUDFWXDOSURFHGXUHVVHW IRUWKLQ7LWOHRIWKH&RGHRI)HGHUDO 5HJXODWLRQV3DUW
³&)5´

,QDGGLWLRQ&RQWUDFWRUDJUHHVWRWKHIROORZLQJVSHFLILFSURYLVLRQV 
 3XUVXDQW WR  &)5 
L


 &RXQW\ LV HQWLWOHG WR H[HUFLVH DOO DGPLQLVWUDWLYH FRQWUDFWXDO RU RWKHU UHPHGLHVSHUPLWWHGE\ODZWRHQIRUFH&RQWUDFWRU¶VFRPSOLDQFHZLWKWKHWHUPVRIWKLV0DVWHU$JUHHPHQWLQFOXGLQJ EXWQRWOLPLWHGWRWKRVHUHPHGLHVVHWIRUWKDW&)5  3XUVXDQWWR&)5
L


&RXQW\PD\WHUPLQDWHWKH0DVWHU$JUHHPHQWIRUFDXVHRUFRQYHQLHQFHLQ DFFRUGDQFHZLWKWKHSURFHGXUHVVHWIRUWKLQWKH0DVWHU$JUHHPHQWDQGWKRVHSURYLGHGE\&)5  3XUVXDQWWR&)5
L






DQG

&RQWUDFWRUVKDOOFRPSO\ZLWKWKHIROORZLQJIHGHUDOODZV 
 D ([HFXWLYH 2UGHU  RI 6HSWHPEHU  
 HQWLWOHG ³(TXDO (PSOR\PHQW 2SSRUWXQLW\´ DV
DPHQGHGE\([HFXWLYH2UGHURI2FWREHU
DQGDV VXSSOHPHQWHGLQ'HSDUWPHQWRI/DERU
³'2/´

UHJXODWLRQV
&)5&K


 E &RSHODQG ³$QWL.LFNEDFN´ $FW
 86& 
 DV VXSSOHPHQWHGLQ '2/ UHJXODWLRQV

&)5
3DUW


 F 'DYLV%DFRQ$FW
86&DD
DVVXSSOHPHQWHGE\'2/UHJXODWLRQV

&)53DUW


 G 6HFWLRQDQGRIWKH&RQWUDFW:RUN+RXUVDQG6DIHW\6WDQGDUGV$FW 86&
DV
VXSSOHPHQWHGE\'2/UHJXODWLRQV

&)53DUW


 H 6HFWLRQ  RIWKH &OHDQ $LU $FW
 86& 
K
 VHFWLRQ  RIWKH &OHDQ:DWHU $FW

86&
([HFXWLYH2UGHUDQG(QYLURQPHQWDO
3URWHFWLRQ$JHQF\UHJXODWLRQV
&)5SDUW

DQG
 I 0DQGDWRU\ VWDQGDUGV DQG SROLFLHV UHODWLQJWR HQHUJ\ HIILFLHQF\ ZKLFK DUH FRQWDLQHGLQ WKH VWDWH HQHUJ\FRQVHUYDWLRQSODQLVVXHGLQFRPSOLDQFH ZLWKWKH(QHUJ\3ROLF\DQG&RQVHUYDWLRQ$FW 3XE/


6WDW

 3XUVXDQW WR  &)5 
L


 &RQWUDFWRU VKDOO FRPSO\ ZLWK )(0$ UHTXLUHPHQWV DQG UHJXODWLRQV SHUWDLQLQJWRUHSRUWLQJLQFOXGLQJEXWQRWOLPLWHGWRWKRVHVHWIRUWKDW&)5DQG  3XUVXDQWWR&)5
L


&RQWUDFWRUDJUHHVWRWKHIROORZLQJSURYLVLRQVUHJDUGLQJSDWHQWV 
 D $OO ULJKWVWRLQYHQWLRQVDQGRU GLVFRYHULHVWKDW DULVH RUDUH GHYHORSHGLQWKH FRXUVH RI RU XQGHU WKLV$JUHHPHQWVKDOOEHORQJWRWKH&RXQW\DQGEHGLVSRVHGRILQDFFRUGDQFHZLWK&RXQW\SROLF\7KH&RXQW\DWLWV RZQGLVFUHWLRQPD\ILOHIRUSDWHQWVLQFRQQHFWLRQZLWKDOOULJKWVWRDQ\VXFKLQYHQWLRQVDQGRUGLVFRYHULHV  3XUVXDQWWR&)5
L

&RQWUDFWRUDJUHHVWRWKHIROORZLQJSURYLVLRQVUHJDUGLQJFRS\ULJKWV 
 D ,IWKLV$JUHHPHQWUHVXOWVLQDQ\FRS\ULJKWDEOHPDWHULDORULQYHQWLRQVLQDFFRUGDQFHZLWK&)5 )(0$UHVHUYHVDUR\DOW\IUHHQRQH[FOXVLYHDQGLUUHYRFDEOHOLFHQVHWRUHSURGXFHSXEOLVKRURWKHUZLVHXVH IRU)HGHUDO*RYHUQPHQWSXUSRVHV



7KHFRS\ULJKWLQDQ\ZRUNGHYHORSHGXQGHUDJUDQWRUFRQWUDFW DQG


$Q\ULJKWVRIFRS\ULJKWWRZKLFKDJUDQWHHRUDFRQWDFWRUSXUFKDVHVRZQHUVKLSZLWKJUDQWVXSSRUW 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 3XUVXDQWWR&)5
L


&RQWUDFWRUVKDOOPDLQWDLQDQ\ERRNVGRFXPHQWVSDSHUV DQGUHFRUGVRI WKH&RQWUDFWRUZKLFKDUHGLUHFWO\SHUWLQHQWWRWKLV0DVWHU$JUHHPHQW$WDQ\WLPHGXULQJQRUPDOEXVLQHVVKRXUVDQG DV RIWHQ DV&RXQW\ GHHPV QHFHVVDU\ &RQWUDFWRU VKDOO SHUPLW&RXQW\ )(0$WKH &RPSWUROOHU *HQHUDO RI 8QLWHG 6WDWHV RU DQ\ RI WKHLU GXO\ DXWKRUL]HG UHSUHVHQWDWLYHV WR LQVSHFW DQG SKRWRFRS\ VXFK UHFRUGV IRU WKH SXUSRVH RI PDNLQJDXGLWH[DPLQDWLRQH[FHUSWVDQGWUDQVFULSWLRQV  3XUVXDQWWR&)5
L


&RQWUDFWRUVKDOOUHWDLQDOOUHTXLUHGUHFRUGVIRUWKUHH\HDUVDIWHU)(0$RU &RXQW\PDNHV ILQDOSD\PHQWVDQGDOORWKHUSHQGLQJPDWWHUVDUHFORVHG ,QDGGLWLRQ&RQWUDFWRU VKDOOFRPSO\ZLWK UHFRUGUHWHQWLRQUHTXLUHPHQWVVHWIRUWKLQ&)5 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
&20081,7<'(9(/230(17%/2&.*5$17$''(1'80

3XUFKDVHVPDGHXQGHUWKLVFRQWUDFWPD\EHSDUWLDOO\RUIXOO\IXQGHGZLWKIHGHUDOJUDQWIXQGV)XQGLQJIRUWKLVZRUN PD\LQFOXGH)HGHUDO)XQGLQJVRXUFHVLQFOXGLQJ&RPPXQLW\'HYHORSPHQW%ORFN*UDQW &'%*
IXQGVIURPWKH
86'HSDUWPHQWRI+RXVLQJDQG8UEDQ'HYHORSPHQW:KHQVXFKIXQGLQJLVSURYLGHG&RQWUDFWRUVKDOOFRPSO\ ZLWKDOOWHUPVFRQGLWLRQVDQGUHTXLUHPHQWVHQXPHUDWHGE\WKHJUDQWIXQGLQJVRXUFHDVZHOODVUHTXLUHPHQWVRIWKH 6WDWHVWDWXWHVIRUZKLFKWKHFRQWUDFWLVXWLOL]HGZKLFKHYHULVWKHPRUHUHVWULFWLYHUHTXLUHPHQW:KHQXVLQJ)HGHUDO )XQGLQJ&RQWUDFWRUVKDOOFRPSO\ZLWKDOOZDJHDQGODWHVWUHSRUWLQJSURYLVLRQVRIWKH)HGHUDO'DYLV%DFRQ$FW +8'/DERU3URYLVLRQVDOVRDSSOLHVWRWKLVFRQWUDFW 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
81,)250$'0,1,675$7,9(5(48,5(0(176
%\HQWHULQJLQWRWKLV&RQWUDFWWKH&RQWUDFWRUDJUHHVWRFRPSO\ZLWKDOODSSOLFDEOHSURYLVLRQVRI7LWOH6XEWLWOH$ &KDSWHU,,3$57²81,)250$'0,1,675$7,9(5(48,5(0(176&26735,1&,3/(6$1'$8',7 5(48,5(0(176)25)('(5$/$:$5'6FRQWDLQHGLQ7LWOH&)5†HWVHT 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
25$&/(62)7:$5(7(506$1'&21',7,216
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
25$&/(&/28'7(506$1'&21',7,216
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
(;+,%,7
25$&/(+$5':$5(7(506$1'&21',7,216
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







ATTACHMENT A

PRICING
6(5,$/5)3
1,*3&2'(

5(6321'(17
61$0(

&2817<9(1'25180%(5

$''5(66

32$''5(66

7(/(3+21(180%(5

)$&6,0,/(180%(5

:(%6,7(

&217$&7
5(35(6(17$7,9(

5(35(6(17$7,9(
6(0$,/$''5(66

<(6 12
:,//$//2:27+(5*29(510(17$/(17,7,(672385&+$6()5207+,6&2175$&7 >@ >@ >@1(7'$<6 >@1(7'$<6 >@'$<61(7'$<6 >@1(7'$<6 >@1(7'$<6 >@'$<61(7'$<6 >@1(7'$<6 >@1(7
'$<6 >@'$<61(7'$<6
>@1(7'$<6 >@'$<61(7'>@'$<61(7'$<6 Product
Discount
Support
Discount
727$/',6&28176  
$9(5$*(',6&28176  
727$/',6&28176  
$9(5$*(',6&28176  
727$/',6&28176  
$9(5$*(',6&28176  
727$/',6&28176  
$9(5$*(',6&28176  
727$/',6&28176   
$9(5$*(',6&28176   
727$/',6&28176 1$ 1$
$9(5$*(',6&28176 1$ 1$
727$/',6&28176  
$9(5$*(',6&28176  
727$/',6&28176 1$ 1$
$9(5$*(',6&28176 1$ 1$
6XSSRUW6HUYLFHV5HFDS
7UDLQLQJ5HFDS
)LQDQFLQJ5HFDS
&ORXG6HUYLFHV5HFDS
3URIHVVLRQDO6HUYLFHV5HFDS
5(6321'(17,65(48,5('723,&.21(2)7+()2//2:,1*3$<0(177(506 )$,/85(72,1',&$7(3$<0(177(506:,//5(68/7,1$'()$8/7721(7'$<6 5(6321'(170867,1,7,$/7+(,56(/(&7,21%(/2:
3HUSHWXDO/LFHQVH5HFDS
(QJLQHHUHG6\VWHPV5HFDS
+DUGZDUH5HFDS
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







ATTACHMENT A

PRICING
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







Perpetual Licenses
Reseller:

1.3.1 Perpetual Licenses Catalog Products Insert Percentage Below
Insert Percentage
Below
Global Price List - shown in dark grey Metric Min. Discount for Licenses XX%
First Year
Maintenance
Percentage based
on discounted
license Cost
Technology Global Price List Products
Oracle Enterpise Edition Database Processor
Oracle Enterpise Edition Database Processor
Database Vault Processor
Advanced Security Processor
Oracle Fusion Applications Component Global Price List
Application Management Suite for Oracle Fusion Applications Named User Plus Application Management Suite for Oracle Fusion Applications Processor Oracle E-Business Suite Applications Global Price List
Component Pricing
Purchasing Application User
*Option: Sourcing Application User
*Option: Sourcing Optimization Application User
iProcurement Application User
Oracle Business Intelligence Applications Global Price List Component Pricing
Supply Chain and Order Management Analytics, Fusion Edition Application User Financial Analytics, Fusion Edition Application User
Procurement & Spend Analytics, Fusion Edition Application User Peoplesoft Component Global Price List
Absence Management Employee
Benefits Administration Employee
JD Edwards Component Global Price List

Page 3 of 12 ends

0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







Perpetual Licenses
Reseller:

1.3.1 Perpetual Licenses Catalog Products Insert Percentage Below
Insert Percentage
Below
Global Price List - shown in dark grey Metric Min. Discount for Licenses XX%
First Year
Maintenance
Percentage based
on discounted
license Cost
CRM Foundation Application User
CRM Foundation Connected Device
Oracle Construction & Engineering Global Price List
Primavera P6 Enterprise Project Portfolio Management Application User Primavera P6 Progress Reporter Application User
Primavera P6 Professional Project Management Application User TOTALS 0% 0%
AVERAGE DISCOUNTS 0.000% 0.000%

Page 4 of 12 ends

0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







Perpetual Licenses
Reseller:

1.3.1 Perpetual Licenses Catalog Products Insert Percentage Below
Insert Percentage
Below
Global Price List - shown in dark grey Metric Min. Discount for Licenses XX%
First Year
Maintenance
Percentage based
on discounted
license Cost

ORACLE PRODUCTS TRANSACTION BANDS FOR PRODUCT
0-$25000
$25000-$100,000
$100,000-$250,000
$250,000-$1,000,000
$1,000,000- PLUS
TOTALS 0% 0%
AVERAGE DISCOUNTS 0% 0%

DISCOUNT END

USER WITH

BUDGET LESS
THAN $100 MILLION

DISCOUNT END

USER WITH

BUDGET MORE
THAN $100 MILLION

Page 5 of 12 ends

0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







Engineered Systems
Reseller:

1.3.2 Engineered Systems Catalog Products
4 Insert Percentage
Below
Insert Percentage
Below Insert Percentage Below Insert Percentage Below
Insert Percentage
Below
Insert Percentage
Below
Oracle Engineered Systems Global Price List
Min. Discount Eng
Systems
Hardware%
First Year Oracle
Premier Support
for Systems
Percentage based
on discounted
Hardware Cost
First Year Oracle
Premier Support for
Operating
SystemsPercentage
based on discounted
Hardware Cost
First Year Oracle
Customer Data
and Device
Retention
Percentage based
on discounted
Hardware Cost
Min. Discount for
Licenses XX%
First Year SULS
Percentage based
on discounted
license Cost
Product
Exadata
Exadata Storage Server X7-2 Extreme Flash (EF) plus Infiniband Infrastructure Exadata Storage Server X7-2 High Capacity (HC) plus Infiniband Infrastructure Exadata Eighth Rack Storage Server X7-2 High Capacity (HC) plus InfiniBand Infrastructure Exadata Storage Server Software
TOTALS 0% 0% 0% 0% 0% 0%
AVERAGE DISCOUNTS 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% TOTAL 0%
AVERAGE TOTAL 0%
Oracle Proprietary for Official Use Only. Distribution limited to DON ESL Working Group. Page 6 of 12 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







13120 HARDWARE
Reseller:

1.3.3 Hardware, Servers, Storage and Networking
Catalog Products
Insert Percentage
Below
Insert Percentage
Below Insert Percentage Below Insert Percentage Below
Insert Percentage
Below
Insert Percentage
Below
Global Price List - shown in dark grey Min. Discount
Hardware%
First Year Oracle
Premier Support
for Systems
Percentage based
on discounted
Hardware Cost
First Year Oracle
Premier Support for
Operating
SystemsPercentage
based on
discounted
Hardware Cost
First Year Oracle
Customer Data
and Device
Retention
Percentage based
on discounted
Hardware Cost
Min. Discount for
Licenses XX%
First Year SULS
Percentage based
on discounted
license Cost
Systems Hardware and Software Global Price List
SPARC S7-2 server: base with 1 SPARC S7 8-core 4.27 GHz processor (for factory installation) StorageTek Availability Suite Software
TOTALS 0% 0% 0% 0% 0% 0%
AVERAGE DISCOUNTS 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% TOTAL 0%
AVERAGE TOTAL 0%
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







Cloud Services
Reseller:

1.3.4 Cloud Services Catalog Products
Insert Percentage
Below
Global Price List - shown in dark grey Metric Min. Discount for Service XX%
Oracle Cloud Software as a Service (SaaS)
Oracle RightNow Global Price List
Oracle RightNow Standard Dynamic Agent Desktop Cloud Service Hosted Named User Oracle Policy Automation Agent Cloud Service Hosted Named User Oracle Taleo Cloud Service Global Price List
Oracle Talent Acqusition Cloud Service Hosted Employee
Taleo Scheduling Cloud Service Hosted Employee
Oracle Fusion Cloud Service Global Price List
Fusion CRM Base Premim Offering Cloud Service Hosted Named User Fusion Human Capital Management Base Cloud Service Hosted Employee Oracle Cloud Platform as a Service and Infrastructure as a Service (PaaS and IaaS) Oracle Cloud Platform as a Service and Infrastructure as a Service - Public Cloud Global Price List Oracle Analytics Cloud - Enterprise - Government OCPU Per Hour Oracle Database Cloud Service - Standard Edition - General Purpose - Non-metered - Public Sector Hosted Environment Oracle Storage Cloud Service - Non-metered - Public Sector TB of Storage Capacity TOTALS 0%
AVERAGE DISCOUNTS 0%
Oracle Proprietary for Official Use Only. Distribution limited to DON ESL Working Group. Page 8 of 12 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







Reseller:

1.3.5 Consulting/Professional Services
Labor Category Year 1 Year 2 Year 3 Year 4 Year 5
Application Developer
Associate Consultant
Consulting/Engineer
Director/Engineer
Installation Engineer
Managing Principal Consultant
Practice Director
Practice Manager
Principal Consultant
Project Manager/Engineer
Senior Consultant/Engineer
Senior Project Manager
Sr. Application Developer
Sr. Practice Director
Sr. Principal Consultant
Sr. Systems Engineer
Staff Consultant
Systems Engineer
TOTAL - $ - $ - $ - $ - $
AVERAGE - $ - $ - $ - $ - $
TOTAL - $
TOTAL AVERAGE - $
Labor Rate(s)
0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







Reseller:

1.3.6 Technical Support Services and/or Maintenance Support Services Technical Support Services and/or Mainentance Support
Services fees are calculated as a factor of fees paid on net new licenses and/or harware, renewal of services thereafter are priced based on a percentage increase over prior years fees and provided in accordance with then current Technical Support Policies.
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







13120 TRAINING
Reseller:

1.3.7 Oracle Training and University Products
Oracle University
Training Services
Customer Transaction
Band
$0 - $10,000 0%
$10,001 - $25,000 0%
$25,001 - $50,000 0%
$50,001 - $100,000 0%
$100,001 - $250,000 0%
$250,001 + 0%
TOTAL 0%
AVERAGE 0%
E-Business License and Technical Support Discounts (Enter Discount off of list price. List price detailed at www.oracle.com/education 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







Reseller:

1.3.8 Financing Services

PARTNERS TO INSERT FINANCIING SERVICES TAB
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







     6(5,$/5)3
(;+,%,7

DRAFT CONTRACT

25$&/(352'8&76$1'6(59,&(6
7KLV&RQWUDFWLVHQWHUHGLQWRWKLVBBBBBGD\RIBBBBBBBBBBBBBBE\DQGEHWZHHQ0DULFRSD&RXQW\ ³&RXQW\´

DSROLWLFDOVXEGLYLVLRQRIWKH6WDWHRI$UL]RQDDQGBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBDBBBBBBBBBFRUSRUDWLRQ

³&RQWUDFWRU´
IRUWKHSXUFKDVHRI2UDFOH3URGXFWVDQG6HUYLFHV
 &2175$&77(50

 7KLV&RQWUDFWLVIRUDWHUPRI)LYH

\HDUVEHJLQQLQJRQWKHGD\RI  DQGHQGLQJ WKH GD\RI  
 7KH SURGXFWV DQG VHUYLFHV ZKLFK DUHWKH VXEMHFW RIWKLV0DVWHU $JUHHPHQW ³&RXQW\ &RQWUDFW´

PD\EHFRYHUHGE\D VHUYLFH RUPDLQWHQDQFHDJUHHPHQW7KHWHUPRIWKHVHUYLFHRUPDLQWHQDQFH DJUHHPHQW VKDOO EH JRYHUQHG E\ WKDW GRFXPHQW DQG PD\ VXUYLYH WKH H[SLUDWLRQ RI WKLV 0DVWHU $JUHHPHQW
 7KH&RXQW\PD\DWLWVRSWLRQDQGZLWKWKHDJUHHPHQWRIWKH&RQWUDFWRU UHQHZWKHWHUPRIWKLV &RQWUDFW IRUDGGLWLRQDOWHUPV XSWRDPD[LPXPRI )LYH 
DGGLWLRQDO \HDUV
RUDWWKH&RXQW\¶V
VROHGLVFUHWLRQH[WHQGWKHFRQWUDFWRQDPRQWKWRPRQWKEDVHVIRUDPD[LPXPRIVL[ 
PRQWKV
DIWHU H[SLUDWLRQ
  7KH &RXQW\ VKDOO QRWLI\ WKH &RQWUDFWRU LQ ZULWLQJ RI LWV LQWHQW WR H[WHQG WKH &RQWUDFWWHUPDWOHDVWVL[W\

FDOHQGDUGD\VSULRUWRWKHH[SLUDWLRQRIWKHRULJLQDOFRQWUDFWWHUP RUDQ\DGGLWLRQDOWHUPWKHUHDIWHU
 &2175$&7&203/(7,21

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
 35,&($'-8670(176
DSSOLHVWRSHUFHQWDJHVLQFRQWUDFW


$Q\ UHTXHVWV IRU UHDVRQDEOHSULFHDGMXVWPHQWVPXVWEHVXEPLWWHGRQH KXQGUHGDQGWZHQW\ 
FDOHQGDU
GD\V SULRUWRWKH&RQWUDFW H[SLUDWLRQ5HTXHVWV IRUDGMXVWPHQWLQFRVW RIODERUDQGRUPDWHULDOVPXVW EH VXSSRUWHG E\ DSSURSULDWH GRFXPHQWDWLRQ  7KH UHDVRQDEOHQHVV RI WKH UHTXHVW ZLOO EH GHWHUPLQHG E\ FRPSDULQJWKHUHTXHVWZLWKWKH&RQVXPHU3ULFH,QGH[RUE\SHUIRUPLQJDPDUNHWVXUYH\,I&RXQW\DJUHHV WR WKH DGMXVWHG SULFH WHUPV &RXQW\ VKDOO LVVXH ZULWWHQ DSSURYDO RI WKH FKDQJH DQG SURYLGH DQ XSGDWHG YHUVLRQRIWKH&RQWUDFW7KHQHZFKDQJHVKDOOQRWEHLQHIIHFWXQWLOWKHGDWHVWLSXODWHGRQWKH&RQWUDFW 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 3$<0(176

 $VFRQVLGHUDWLRQIRUSHUIRUPDQFHRIWKHGXWLHVGHVFULEHGKHUHLQ&RXQW\VKDOOSD\&RQWUDFWRUWKH VXP
V
VWDWHGLQ([KLELW³$´
 3D\PHQWVKDOOEHPDGHXSRQWKH&RXQW\¶VUHFHLSWRIDSURSHUO\FRPSOHWHGLQYRLFH  ,192,&(6

 7KH &RQWUDFWRU VKDOO VXEPLW RQH

 OHJLEOH FRS\ RI WKHLU GHWDLOHG LQYRLFH EHIRUH
SD\PHQW
V
ZLOOEHPDGH,QFRPSOHWHLQYRLFHVZLOOQRWEHSURFHVVHG$WDPLQLPXPWKH LQYRLFHPXVWSURYLGHWKHIROORZLQJLQIRUPDWLRQ

‡ &RPSDQ\QDPHDGGUHVVDQGFRQWDFW
‡ &RXQW\ELOOWRQDPHDQGFRQWDFWLQIRUPDWLRQ
‡ &RQWUDFW6HULDO1XPEHU
‡ &RXQW\SXUFKDVHRUGHUQXPEHU
‡ 3URMHFWQDPHDQGRUQXPEHU
‡ ,QYRLFHQXPEHUDQGGDWH 
‡ 3D\PHQWWHUPV
‡ 'DWHRIVHUYLFHRUGHOLYHU\
‡ 4XDQWLW\
QXPEHURIGD\VRUZHHNV

‡ &RQWUDFW,WHPQXPEHU
V

‡ 'HVFULSWLRQRI3XUFKDVH
SURGXFWRUVHUYLFHV

‡ 3ULFLQJSHUXQLWRISXUFKDVH
‡ )UHLJKW
LIDSSOLFDEOH

‡ ([WHQGHGSULFH
‡ 0LOHDJHZUDWH
LIDSSOLFDEOH

‡ $UULYDODQGFRPSOHWLRQWLPH
LIDSSOLFDEOH

‡ 7RWDO$PRXQW'XH

 3UREOHPV UHJDUGLQJELOOLQJRULQYRLFLQJ VKDOOEHGLUHFWHGWRWKH 'HSDUWPHQWDVOLVWHGRQ WKH3XUFKDVH2UGHU

 3D\PHQWVKDOORQO\EHPDGHWRWKH&RQWUDFWRUE\$FFRXQWV3D\DEOHWKURXJKWKH0DULFRSD &RXQW\9HQGRU([SUHVV3D\PHQW3URJUDP7KLVLVDQ(OHFWURQLF)XQGV7UDQVIHU ()7

SURFHVV  $IWHU &RQWUDFW $ZDUG WKH &RQWUDFWRU VKDOO FRPSOHWH WKH 9HQGRU 5HJLVWUDWLRQ )RUP ORFDWHG RQ WKH &RXQW\ 'HSDUWPHQW RI )LQDQFH 9HQGRU 5HJLVWUDWLRQ :HE 6LWH

KWWS
ZZZPDULFRSDJRY
9HQGRUV


 'LVFRXQWV RIIHUHG LQ WKH FRQWUDFW VKDOO EH FDOFXODWHG EDVHG RQ WKH GDWH D SURSHUO\ FRPSOHWHGLQYRLFHLVUHFHLYHGE\WKH&RXQW\

 ()7 SD\PHQWV WR WKH URXWLQJ DQG DFFRXQW QXPEHUV GHVLJQDWHG E\ WKH &RQWUDFWRU ZLOO LQFOXGHWKH GHWDLOV RQWKH VSHFLILFLQYRLFHVWKDWWKH SD\PHQWFRYHUV7KH&RQWUDFWRULV UHTXLUHG WR GLVFXVV UHPLWWDQFH GHOLYHU\ FDSDELOLWLHV ZLWK WKHLU GHVLJQDWHG ILQDQFLDO LQVWLWXWLRQIRUDFFHVVWRWKRVHGHWDLOV
 3$<0(175(7(17,21

 7HQSHUFHQW

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

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 $IWHU ILIW\ SHUFHQW

 RI WKH ZRUN KDV EHHQ FRPSOHWHG WKH 0DULFRSD &RXQW\ ([HFXWLYH 6WHHULQJ &RPPLWWHH PD\ UHGXFH WKH UHWDLQDJH WR ILYH SHUFHQW 
 RI DOO
PRQLHV SUHYLRXVO\HDUQHGDQGDOOPRQLHVHDUQHGWKHUHDIWHU$Q\ UHGXFWLRQLQ UHWDLQDJH VKDOO EHLQWKH GLVFUHWLRQ RIWKH0DULFRSD&RXQW\([HFXWLYH 6WHHULQJ&RPPLWWHH $Q\ LQWHUHVWHDUQHGRQUHWDLQDJHVKDOODFFUXHVROHO\WRWKHEHQHILWRI&RXQW\  7KH &RQWUDFWRU VKDOO KDYH WKH ULJKW SXUVXDQW WR $UL]RQD 5HYLVHG 6WDWXHV WR VXEPLW VHFXULWLHV LQ OLHX RI UHWHQWLRQ IRU DOO ZRUN FRPSOHWHG 7KH &RQWUDFWRU LV UHTXLUHG WR UHTXHVWWKLVRSWLRQDWOHDVWWHQ

EXVLQHVVGD\VSULRUWRVXEPLVVLRQRIILUVW$SSOLFDWLRQ IRU 3D\PHQW WR DOORZ WLPH IRU SUHSDUDWLRQ RI IRUPV7KH &RQWUDFWRU VKDOO UHTXHVW DQG REWDLQVHFXULWLHVIRUPVWKURXJK&RXQW\7KH&RXQW\PXVWLGHQWLI\HLWKHUVHFXULWLHVRSWLRQ RUUHWHQWLRQRSWLRQSULRUWRILUVW$SSOLFDWLRQIRU3D\PHQW  $33/,&$%/(7$;(6

 3D\PHQW RI 7D[HV
 7KH &RQWUDFWRU VKDOO SD\ DOO DSSOLFDEOH WD[HV :LWK UHVSHFW WR DQ\ LQVWDOODWLRQODERURQLWHPVWKDWDUHQRWDWWDFKHGWRUHDOSURSHUW\SHUIRUPHGE\&RQWUDFWRU XQGHU WKH WHUPV RI WKLV &RQWUDFW WKH LQVWDOODWLRQ ODERU FRVW DQG WKH JURVV UHFHLSWV IRU PDWHULDOVSURYLGHGVKDOOEHOLVWHGVHSDUDWHO\RQWKH&RQWUDFWRU¶VLQYRLFHV  6WDWHDQG/RFDO7UDQVDFWLRQ3ULYLOHJH7D[HV
7RWKHH[WHQWDQ\6WDWHDQGORFDOWUDQVDFWLRQ
SULYLOHJHWD[HVDSSO\WRVDOHVPDGHXQGHUWKHWHUPVRIWKLV&RQWUDFWLWLVWKHUHVSRQVLELOLW\ RIWKH VHOOHUWRFROOHFWDQG UHPLWDOODSSOLFDEOHWD[HVWRWKHSURSHUWD[LQJMXULVGLFWLRQRI DXWKRULW\
 7D[ ,QGHPQLILFDWLRQ
&RQWUDFWRUDQGDOO VXEFRQWUDFWRUV VKDOO SD\DOO)HGHUDO6WDWHDQG ORFDO WD[HV DSSOLFDEOH WR LWV RSHUDWLRQ DQG DQ\ SHUVRQV HPSOR\HG E\ WKH &RQWUDFWRU &RQWUDFWRUVKDOODQG UHTXLUHDOOVXEFRQWUDFWRUVWRKROG0DULFRSD&RXQW\KDUPOHVV IURP DQ\ UHVSRQVLELOLW\ IRU WD[HV GDPDJHV DQG LQWHUHVW LI DSSOLFDEOH FRQWULEXWLRQV UHTXLUHG XQGHU)HGHUDODQGRU6WDWHDQGORFDOODZVDQGUHJXODWLRQVDQGDQ\RWKHUFRVWVLQFOXGLQJ 
WUDQVDFWLRQSULYLOHJHWD[HVXQHPSOR\PHQWFRPSHQVDWLRQLQVXUDQFH6RFLDO6HFXULW\DQG :RUNHU¶V&RPSHQVDWLRQ
 7$;
6(59,&(6


1R WD[ VKDOO EH LQYRLFHG RU SDLG DJDLQVW &RQWUDFWRU¶V ODERU ,W LV WKH UHVSRQVLELOLW\ RI WKH &RQWUDFWRUWRGHWHUPLQHDQ\DQGDOODSSOLFDEOHWD[HV  7$;
&2002',7,(6


7D[VKDOOQRWEHLQYRLFHGDJDLQVW&RQWUDFWRU¶VODERU,WLVWKH UHVSRQVLELOLW\RIWKH&RQWUDFWRUWR GHWHUPLQHDQ\DQGDOODSSOLFDEOHWD[HV
 675$7(*,&$//,$1&(IRU92/80((;3(1',785(6
$9(


7KH&RXQW\LVDPHPEHURIWKH$9(FRRSHUDWLYHSXUFKDVLQJJURXS$9(LQFOXGHVWKH6WDWHRI $UL]RQDPDQ\3KRHQL[PHWURSROLWDQDUHDPXQLFLSDOLWLHVDQGPDQ\.XQLILHGVFKRROGLVWULFWV 8QGHUWKH$9(&RRSHUDWLYH3XUFKDVLQJ$JUHHPHQWDQGZLWKWKHFRQFXUUHQFHRIWKHVXFFHVVIXO 5HVSRQGHQW XQGHU WKLV VROLFLWDWLRQ D PHPEHU RI $9( PD\ DFFHVV D FRQWUDFW UHVXOWLQJ IURP D VROLFLWDWLRQLVVXHGE\WKH&RXQW\

,17(5*29(510(17$/&223(5$7,9(385&+$6,1*$*5((0(176
,&3$¶V


&RXQW\ FXUUHQWO\ KROGV ,&3$¶V ZLWK QXPHURXV JRYHUQPHQWDO HQWLWLHV  7KHVH DJUHHPHQWV DOORZ WKRVHHQWLWLHVZLWKWKHDSSURYDORIWKH&RQWUDFWRUWRSXUFKDVHWKHLUUHTXLUHPHQWVXQGHUWKHWHUPV DQG FRQGLWLRQV RI WKH &RXQW\ &RQWUDFW  ,W LV WKH UHVSRQVLELOLW\ RI WKH QRQ&RXQW\ JRYHUQPHQW HQWLW\WRSHUIRUPLWVRZQGXHGLOLJHQFHRQWKHDFFHSWDELOLW\RIWKH&RQWUDFWXQGHULWVSURFXUHPHQW UXOHVSURFHVVHVDQGSURFHGXUHV
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 $9$,/$%,/,7<2))81'6

 7KHSURYLVLRQVRIWKLV&RQWUDFWUHODWLQJWRSD\PHQWIRUVHUYLFHVVKDOOEHFRPHHIIHFWLYHZKHQIXQGV DVVLJQHGIRUWKHSXUSRVHRIFRPSHQVDWLQJWKH&RQWUDFWRUDVKHUHLQSURYLGHGDUHDFWXDOO\DYDLODEOH WR&RXQW\IRUGLVEXUVHPHQW7KH&RXQW\VKDOOEHWKHVROHMXGJHDQGDXWKRULW\LQGHWHUPLQLQJWKH DYDLODELOLW\RIIXQGVXQGHUWKLV&RQWUDFW&RXQW\VKDOONHHSWKH&RQWUDFWRUIXOO\LQIRUPHGDVWRWKH DYDLODELOLW\RIIXQGV
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


GD\VLQDGYDQFH
 '87,(6

 7KH&RQWUDFWRUVKDOOSHUIRUPDOOGXWLHVVWDWHGLQ([KLELW³%´RUDVRWKHUZLVHGLUHFWHGLQZULWLQJ E\WKHLVVXDQFHRIDSURMHFWVFRSHRIZRUNRU3XUFKDVH2UGHUE\WKH3URFXUHPHQW2IILFHU  'XULQJWKH&RQWUDFWWHUP&RXQW\PD\SURYLGH&RQWUDFWRU¶VSHUVRQQHOZLWKDGHTXDWHZRUNVSDFH IRUFRQVXOWDQWVDQGVXFKRWKHUUHODWHGIDFLOLWLHVDVPD\EH UHTXLUHGE\&RQWUDFWRUWRFDUU\RXWLWV FRQWUDFWXDOREOLJDWLRQV
 7(506$1'&21',7,216

 ,1'(01,),&$7,21

7RWKHIXOOHVWH[WHQWSHUPLWWHGE\ODZDQGWRWKHH[WHQWWKDWFODLPVGDPDJHVORVVHVRUH[SHQVHV DUH QRWFRYHUHGDQG SDLG E\LQVXUDQFH SXUFKDVHG E\WKH&RQWUDFWRUWKH&RQWUDFWRU VKDOO GHIHQG LQGHPQLI\DQGKROGKDUPOHVVWKH&RXQW\
DV2ZQHU
LWVDJHQWVUHSUHVHQWDWLYHVDJHQWVRIILFHUV
GLUHFWRUV RIILFLDOV DQG HPSOR\HHV IURP DQG DJDLQVW DOO FODLPV GDPDJHV ORVVHV DQG H[SHQVHV

LQFOXGLQJ EXW QRWOLPLWHGWR DWWRUQH\V
 IHHV FRXUW FRVWV H[SHUW ZLWQHVV IHHV DQGWKH FRVWV DQG DWWRUQH\V
 IHHV IRU DSSHOODWH SURFHHGLQJV
 DULVLQJ RXW RI RU DOOHJHG WR KDYH UHVXOWHG IURP WKH QHJOLJHQWDFWVHUURUVRPLVVLRQVRUPLVWDNHVUHODWLQJWRWKHSHUIRUPDQFHRIWKLV&RQWUDFW &RQWUDFWRU
VGXW\WRGHIHQGLQGHPQLI\DQGKROGKDUPOHVVWKH&RXQW\LWVDJHQWVUHSUHVHQWDWLYHV DJHQWV RIILFHUV GLUHFWRUV RIILFLDOV DQG HPSOR\HHV VKDOO DULVH LQ FRQQHFWLRQ ZLWK DQ\ FODLP GDPDJHORVVRUH[SHQVHWKDWLVDWWULEXWDEOHWRERGLO\LQMXU\VLFNQHVVGLVHDVHGHDWKRULQMXU\WR LPSDLUPHQW RI RU GHVWUXFWLRQ RI WDQJLEOH SURSHUW\ LQFOXGLQJ ORVV RI XVH UHVXOWLQJ WKHUH IURP FDXVHGE\ QHJOLJHQWDFWVHUURUVRPLVVLRQVRUPLVWDNHVLQWKH SHUIRUPDQFHRIWKLV&RQWUDFW EXW RQO\WRWKHH[WHQWFDXVHGE\WKHQHJOLJHQWDFWVRURPLVVLRQVRIWKH&RQWUDFWRUDVXEFRQWUDFWRUDQ\ RQH GLUHFWO\ RU LQGLUHFWO\ HPSOR\HG E\ WKHP RU DQ\RQH IRU ZKRVH DFWV WKH\ PD\ EH OLDEOH UHJDUGOHVV RI ZKHWKHU RU QRW VXFK FODLP GDPDJH ORVV RU H[SHQVH LV FDXVHG LQ SDUW E\ D SDUW\ LQGHPQLILHGKHUHXQGHU
7KH DPRXQW DQG W\SH RI LQVXUDQFH FRYHUDJH UHTXLUHPHQWV VHW IRUWK KHUHLQ ZLOO LQ QR ZD\ EH FRQVWUXHGDVOLPLWLQJWKHVFRSHRIWKHLQGHPQLW\LQWKLVSDUDJUDSK 7KHVFRSHRIWKLVLQGHPQLILFDWLRQGRHVQRWH[WHQGWRWKHVROHQHJOLJHQFHRI&RXQW\ (DFK3DUW\
DVLQGHPQLWRU
DJUHHVWRLQGHPQLI\GHIHQGDQGKROGKDUPOHVVWKH RWKHU3DUW\ DV
LQGHPQLWHH
IURPDQGDJDLQVWDQ\DQGDOOFODLPVORVVHVOLDELOLW\FRVWVRUH[SHQVHV LQFOXGLQJ
UHDVRQDEOH DWWRUQH\
V IHHV

KHUHLQDIWHU FROOHFWLYHO\ UHIHUUHG WR DV FODLPV
 DULVLQJ RXW RI WKH
QHJOLJHQWSHUIRUPDQFHRIWKLV$JUHHPHQWEXWRQO\WRWKHH[WHQWWKDWVXFKFODLPVZKLFK UHVXOWLQ YLFDULRXVGHULYDWLYH OLDELOLW\ WR WKH LQGHPQLWHH DUH FDXVHG E\ WKH DFW RPLVVLRQ QHJOLJHQFH 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
PLVFRQGXFW RU RWKHU IDXOW RI WKH LQGHPQLWRU LWV RIILFHUV RIILFLDOV DJHQWV HPSOR\HHV RU YROXQWHHUV
 ,1)5,1*(0(17'()(16(,1'(01,),&$7,21

 'HIHQVH DQG ,QGHPQLW\
 &RQWUDFWRU VKDOO GHIHQG 3DUWLFLSDWH DQG 6KDUH LQ WKH &RVW DV GHILQHGEHORZLQWKHIXOOGHIHQVHRIWKH&RXQW\DJDLQVWDQ\&ODLPDVGHILQHGEHORZDQG ZLOO LQGHPQLI\ DQG KROG KDUPOHVV WKH &RXQW\ DV SURYLGHG IRU LQ WKLV 6HFWLRQ IRU DQ\ MXGJPHQWV VHWWOHPHQWVDQGFRXUWDZDUGHGDWWRUQH\¶V IHHV UHVXOWLQJ IURPD&ODLPZKHUH WKHFODLPDQWLVDGMXGJHGWKHVXFFHVVIXOSDUW\LQWKH&ODLP&RQWUDFWRU¶VREOLJDWLRQVXQGHU WKLV6HFWLRQDUHFRQGLWLRQHGRQWKHIROORZLQJ

L
&RXQW\SURPSWO\QRWLILHV&RQWUDFWRURI
WKH&ODLPLQZULWLQJXSRQEHLQJPDGHDZDUHRIWKH&ODLP 
LL
&RXQW\JLYHV&RQWUDFWRU
OHDGDXWKRULW\DQG&RXQW\EHLQJFRQWURORIWKHGHIHQVHDQG LIDSSOLFDEOH
VHWWOHPHQWRI
WKH &ODLP SURYLGHG WKDW &RXQW\¶V OHJDO FRXQVHO PD\ SDUWLFLSDWH LQ VXFK GHIHQVH DQG VHWWOHPHQWDW&RXQW\¶VH[SHQVHDQG
LLL
&RXQW\SURYLGHVDOOLQIRUPDWLRQDQGDVVLVWDQFH
UHDVRQDEO\UHTXHVWHGE\&RQWUDFWRUWRKDQGOHWKHGHIHQVHRUVHWWOHPHQWRIWKH&ODLP)RU SXUSRVHVRIWKLV6HFWLRQ³&ODLP´PHDQVDQ\FDXVHRIDFWLRQLQDWKLUGSDUW\DFWLRQVXLW RU SURFHHGLQJ DJDLQVW &RXQW\ DOOHJLQJ WKDW &RQWUDFWRU VRIWZDUH RU LWV XSJUDGHV PRGLILFDWLRQVRU UHYLVLRQVDVRILWVGHOLYHU\GDWHXQGHUWKLV &RQWUDFWLQIULQJHVD YDOLG 86 SDWHQW FRS\ULJKW RUWUDGHPDUN )RUWKH SXUSRVHV RIWKLVVHFWLRQ ³3DUWLFLSDWH DQG 6KDUHLQWKH&RVWV´PHDQV&RQWUDFWRUZLOODVVLVWWKH&RXQW\LQWKHGHIHQVHRIWKHFODLP WRWKHH[WHQWDJUHHGWRE\WKHSDUWLHVH[FHSWWKDW&RQWUDFWRUVKDOOEH VROHO\ UHVSRQVLEOH IRUDQ\DQGDOOFRVWVDGMXGJHGLQDVXFFHVVIXO&ODLPDJDLQVWWKH&RXQW\  5HPHGLDO 0HDVXUHV
 ,I VRIWZDUH EHFRPHV RU &RQWUDFWRU UHDVRQDEO\ EHOLHYHV XVH RI VRIWZDUH PD\ EHFRPHWKH VXEMHFW RI D &ODLP &RQWUDFWRU PD\ DWLWV RZQ H[SHQVH DQG RSWLRQ

L
 SURFXUH IRU &RXQW\ WKH ULJKW WR FRQWLQXH XVH RI WKH 3URGXFW 
LL
 UHSODFH RU
PRGLI\WKH VRIWZDUH
 RUWRWKH H[WHQWWKDW QHLWKHU
L
 QRU
LL
 DUH GHHPHG FRPPHUFLDOO\
SUDFWLFDEOH
LLL
UHIXQGWR&RXQW\DSURUDWHGSRUWLRQRIWKHDSSOLFDEOHIHHVIRUVRIWZDUH EDVHGRQDOLQHDUGHSUHFLDWLRQPRQWKO\RYHU\HDUXVHIXOOLIHLQZKLFKFDVH&RXQW\ZLOO FHDVHDOOXVHRIVRIWZDUHDQGUHWXUQLWWR&RQWUDFWRU  ([FHSWLRQV
 &RQWUDFWRU ZLOO KDYH QR GHIHQVH RU LQGHPQLW\ REOLJDWLRQ IRU DQ\ &ODLP EDVHG RQ

L
 PRGLILFDWLRQV E\ VRPHRQH RWKHU WKDQ &RQWUDFWRU

LL

VRIWZDUHKDVEHHQPRGLILHGE\&RQWUDFWRULQDFFRUGDQFHZLWK&RXQW\SURYLGHG VSHFLILFDWLRQVRULQVWUXFWLRQV

LLL
XVHRUFRPELQDWLRQE\WKH&RXQW\RIVRIWZDUH
ZLWK7KLUG3DUW\3URGXFWVRSHQVRXUFHRUIUHHZDUHWHFKQRORJ\ 
LY
7KLUG3DUW\
3URGXFWV RSHQ VRXUFH RU IUHHZDUH WHFKQRORJ\

Y
 D SURGXFW WKDW LV XVHG RU
ORFDWHGE\&RXQW\LQDFRXQWU\RWKHUWKDQWKHFRXQWU\LQZKLFKRU IRUZKLFKLW ZDVVXSSOLHGE\&RQWUDFWRU

YL
SRVVHVVLRQRUXVHRIDSURGXFWDIWHU&RQWUDFWRU
KDVLQIRUPHG&RXQW\RIPRGLILFDWLRQVRUFKDQJHVUHTXLUHGWRDYRLGVXFK&ODLP DQGRIIHUHGWRLPSOHPHQWWKRVHPRGLILFDWLRQVRUFKDQJHVLIVXFK&ODLPZRXOG KDYH EHHQ DYRLGHG E\ LPSOHPHQWDWLRQ RI &RQWUDFWRU V VXJJHVWLRQV DQG WR WKH
H[WHQW &RXQW\ GLG QRW SURYLGH &RQWUDFWRU ZLWK D UHDVRQDEOH RSSRUWXQLW\ WR LPSOHPHQW &RQWUDFWRU
V VXJJHVWLRQV
 RU
YLL
 WKH DPRXQW RI UHYHQXH RU SURILWV
HDUQHGRURWKHUYDOXHREWDLQHGE\WKH XVHRI3URGXFWVRUWKHDPRXQWRIXVHRI WKH3URGXFWV³7KLUG3DUW\3URGXFWV´PHDQVDQ\SURGXFWVPDGHE\DSDUW\RWKHU WKDQ &RQWUDFWRU DQG PD\ LQFOXGH ZLWKRXW OLPLWDWLRQ SURGXFWV RUGHUHG E\ &RXQW\ IURP WKLUG SDUWLHV +RZHYHU FRPSRQHQWV RI &RQWUDFWRU EUDQGHG 3URGXFWV DUH QRW7KLUG 3DUW\ 3URGXFWVLIWKH\ DUH ERWK 
L
 HPEHGGHGLQ7KLUG
3DUW\3URGXFWV
LHQRWUHFRJQL]DEOHDVVWDQGDORQHLWHPV

DQG
LL
QRWLGHQWLILHG
DVVHSDUDWHLWHPVRQ&RQWUDFWRU¶VSULFHOLVWTXRWHVRUGHUVSHFLILFDWLRQVIRUPVRU GRFXPHQWDWLRQ
 7KHIRUHJRLQJVWDWHV&RQWUDFWRU¶VHQWLUHOLDELOLW\DQG&RXQW\¶VVROHDQGH[FOXVLYHUHPHG\ H[FHSWDVSURYLGHGDWODZRUHTXLW\ZLWKUHVSHFWWRDQ\LQIULQJHPHQWRUPLVDSSURSULDWHRI DQ\LQWHOOHFWXDOSURSHUW\ULJKWVRIDQRWKHUSDUW\
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 6285&(&2'((6&52:5(48,5(0(17
,)$33/,&$%/(


 7KH&RQWUDFWRUVKDOOSURYLGHDOOVRXUFHFRGHDQGDQ\XSGDWHVRUIL[HVIRUWKH&RQWUDFWRU &RPPHUFLDO RII WKH 6KHOI
³&276´
 DSSOLFDWLRQ VRIWZDUH WKDW 0DULFRSD &RXQW\ KDV
SXUFKDVHG IURP &RQWUDFWRU IRU VDIHNHHSLQJ ZLWK D PXWXDOO\ DFFHSWDEOH HVFURZ DJHQW ZLWKLQWKLUW\

 GD\V RI DZDUG 7KH VRIWZDUH VRXUFH GHSRVLWHG ZLWKWKH HVFURZ DJHQW ZLOOEHDVQDSVKRWRIDOOVRXUFHFRGHPDLQWDLQHGE\&RQWUDFWRULQWKHIRUPRID0LFURVRIW 9LVXDO6RXUFH6DIH$UFKLYH,QWKLVZD\DVEHQHILFLDU\RIWKHHVFURZDJUHHPHQWEHWZHHQ &RQWUDFWRUDQGHVFURZDJHQW0DULFRSD&RXQW\ZLOOKDYHDFFHVVWRDOOVRXUFHFRGHRIWKH SURGXFWV WKDW WKH\ OLFHQVH IRU DOO YHUVLRQV RI WKH VRIWZDUH )XUWKHUPRUH WKH HVFURZHG FRGHVKDOOLQFOXGHDOOFRGHVSHFLILFDOO\GHYHORSHGIRU0DULFRSD&RXQW\LQFOXGLQJEXWQRW OLPLWHG WR
 LQWHUIDFHV ([WUDFWLRQ7UDQVIRUPDWLRQ/RDGLQJ
(7/
 URXWLQHV IRU GDWD
FRQYHUVLRQDQGDOOFXVWRPFRGH8SRQWDNLQJ SRVVHVVLRQ RIWKHVRXUFHFRGH0DULFRSD &RXQW\ZLOOKDYHWKHULJKWWRXVHWKHVRXUFHIRUSURGXFWVWKDWWKH\OLFHQVHLQWKHYHUVLRQV FXUUHQWO\LQVWDOOHG RQWKH 6\VWHP RUDQ\ VXEVHTXHQW YHUVLRQVLQWKH DUFKLYH&RQWUDFWRU ZLOOPDNHDGHSRVLWRIWKH6RXUFH6DIH$UFKLYHZLWKWKHHVFURZDJHQWXSRQWKHUHOHDVHRI YHUVLRQUHOHDVHRURQFHHYHU\VL[

PRQWKVZKLFKHYHURFFXUVILUVW
 0DULFRSD&RXQW\ KHUHE\ DJUHHVWR SD\WKH \HDUO\ VWDQGDUG IHH IRU D EHQHILFLDU\ RIWKH VRXUFHFRGH
 0DULFRSD&RXQW\VKDOOKDYHDFFHVVWRWKHVRXUFHFRGHLQWKHHYHQWDQ\RIWKH IROORZLQJ

FLUFXPVWDQFHV

 WKHVDOHDVVLJQPHQWRUWUDQVIHUWRDQ\WKLUGSDUW\RIDQ\RI&RQWUDFWRU¶VULJKWV LQ WKH OLFHQVHG SURGXFW
RU DQ\ SRUWLRQ WKHUHRI
 LI VXFK VDOH DVVLJQPHQW RU
WUDQVIHU ZRXOG SUHYHQW&RQWUDFWRU IURP IXOO\ SHUIRUPLQJDQ\ RILWV REOLJDWLRQV XQGHUDQ\DJUHHPHQWZLWK0DULFRSD&RXQW\

 &RQWUDFWRUEHFRPHVLQVROYHQWRUFRPPLWVDQ\DIILUPDWLYHDFWRILQVROYHQF\RU JHQHUDOO\ IDLOV WR SD\ RU DGPLWV LQ ZULWLQJ LWV LQDELOLW\ WR SD\ GHEWV DV WKH\ EHFRPH GXH PDNHV D JHQHUDO DVVLJQPHQW IRU WKH EHQHILW RI FUHGLWRUV ILOHV D YROXQWDU\ SHWLWLRQ RI EDQNUXSWF\  VXIIHUV RU SHUPLWV WKH DSSRLQWPHQW RI D UHFHLYHUIRULWVEXVLQHVVRUDVVHWVEHFRPHVVXEMHFWWRDQ\SURFHHGLQJXQGHURU FDVH LQ DQ\ EDQNUXSWF\ RU LQVROYHQF\ ODZ RU &RQWUDFWRU WDNHV DQ\ DFWLRQ WR DXWKRUL]HRULQWKHIXUWKHUDQFHRIDQ\RIWKHIRUHJRLQJ 
 &RQWUDFWRUGLVFRQWLQXHVSURYLGLQJIXOOVXSSRUWDQGPDLQWHQDQFHVHUYLFHVIRUWKH OLFHQVHG SURGXFWLQ DFFRUGDQFH ZLWKLWV REOLJDWLRQV SXUVXDQWWR DQ\ DJUHHPHQW ZLWK0DULFRSD&RXQW\

 &RQWUDFWRU KDV FHDVHG WR GR EXVLQHVV RU LPSURSHUO\ UHIXVHV WR SURYLGH DQ\ VHUYLFHVSXUVXDQWWRDQ\DJUHHPHQWZLWK0DULFRSD&RXQW\ 
 &RQWUDFWRU KDV EUHDFKHG
DQG LI VXEMHFW WR D FXUH SHULRG KDV QRW FXUHG VXFK EUHDFKZLWKLQVXFKSHULRG
DQ\PDWHULDOWHUPRUFRQGLWLRQRIDQ\DJUHHPHQWZLWK
0DULFRSD&RXQW\

 $Q\ FKDQJH RI FRQWURO  RI &RQWUDFWRU RU &RQWUDFWRU¶V SDUHQW FRPSDQ\ ZKHUH VXFKSDUW\LVDFTXLUHGGLUHFWO\RULQGLUHFWO\LQDVLQJOHWUDQVDFWLRQRUVHULHVRI UHODWHG WUDQVDFWLRQV RU DOO RU VXEVWDQWLDOO\ DOO RI WKH DVVHWV RI VXFK SDUW\ DUH DFTXLUHG E\ DQ\ HQWLW\ RU VXFK SDUW\LV PHUJHG ZLWK RULQWR DQRWKHU HQWLW\WR IRUPDQHZHQWLW\
RU
 $Q\RWKHUFLUFXPVWDQFHLQZKLFK0DULFRSD&RXQW\LVHQWLWOHGWRDFFHVVRUXVH WKHDSSOLFDEOHGHSRVLWPDWHULDOV
LQFOXGLQJEXWQRWOLPLWHGWRWKHVRXUFHFRGH

XQGHU WKH H[SUHVV WHUPV RI DQ\ DJUHHPHQW EHWZHHQ &RQWUDFWRU DQG 0DULFRSD &RXQW\
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 8SRQ0DULFRSD&RXQW\WDNLQJ SRVVHVVLRQ RIWKH VRXUFHFRGH0DULFRSD&RXQW\ KHUHE\ DJUHHVDVIROORZV

 0DULFRSD&RXQW\DFFHSWVIXOODQGWRWDOUHVSRQVLELOLW\IRUWKHVDIHNHHSLQJRIWKH VRXUFHFRGH0DULFRSD&RXQW\DJUHHVWKDWVXFKVRXUFHFRGHVKDOOEHVXEMHFWWR WKHUHVWULFWLRQVRIWUDQVIHUVDOHDQGUHSURGXFWLRQSODFHGRQWKHVRIWZDUHLWVHOIDV VWDWHGLQWKHVRIWZDUHOLFHQVHVLJQHGE\DOOSDUWLHV
 0DULFRSD &RXQW\ DJUHHV WR RQO\ XVH VRXUFH FRGH UHODWHG WR DSSOLFDWLRQV IRU ZKLFKWKH\ RZQ DOLFHQVH7KHUH ZLOO EH VRXUFH IURP RWKHU DSSOLFDWLRQVLQWKH DUFKLYH
 0DULFRSD&RXQW\DJUHHVLI VRRUGHUHGE\DFRXUWRIFRPSHWHQWMXULVGLFWLRQWR FRPSHQVDWH &RQWUDFWRU IRU DQ\ DQG DOO GDPDJHV &RQWUDFWRU VXIIHUVWRLQFOXGH UHDVRQDEOHDWWRUQH\¶V IHHV UHVXOWLQJGLUHFWO\RULQGLUHFWO\ IURPEXW QRWOLPLWHG WRWKHPLVKDQGOLQJPLVXVHRUWKHIWRIWKHVRXUFHFRGHUHJDUGOHVVRILQWHQWRU WKHDEVHQFHWKHUHRIE\0DULFRSD&RXQW\LWVHPSOR\HHVDJHQWVDQGWKLUGSDUW\ FRQWUDFWRUV
 1R OLFHQVH XQGHU DQ\ WUDGHPDUN SDWHQW FRS\ULJKW RU DQ\ RWKHU LQWHOOHFWXDO SURSHUW\ULJKWLVHLWKHUJUDQWHGRULPSOLHGE\WKHGLVFORVXUHRIWKHVRXUFHFRGH WR0DULFRSD&RXQW\7KH&RQWUDFWRU¶VGLVFORVXUHRIWKHVRXUFHFRGHWR0DULFRSD &RXQW\VKDOOQRWFRQVWLWXWHDQ\UHSUHVHQWDWLRQZDUUDQW\DVVXUDQFHJXDUDQWHHRU LQGXFHPHQW E\ WKH &RQWUDFWRU WR 0DULFRSD &RXQW\ RI DQ\ NLQG DQG LQ SDUWLFXODU ZLWK UHVSHFW WR WKH QRQLQIULQJHPHQW RI WUDGHPDUNV SDWHQWV FRS\ULJKWV RU DQ\ RWKHU LQWHOOHFWXDO SURSHUW\ ULJKWV RU RWKHU ULJKWV RI WKLUG SHUVRQVRURI&RQWUDFWRU
 &RQWUDFWRU ZLOO QRW EH UHVSRQVLEOH IRU PDLQWDLQLQJ WKH VRXUFH FRGH )XUWKHUPRUH&RQWUDFWRU ZLOO QRW EHOLDEOH IRU DQ\ FRQVHTXHQFHV UHODWHGWRWKH XVHRIVRXUFHFRGHPRGLILHGE\0DULFRSD&RXQW\
 ,1685$1&(

 &RQWUDFWRU DW &RQWUDFWRU¶V RZQ H[SHQVH VKDOO SXUFKDVH DQG PDLQWDLQ WKH KHUHLQ VWLSXODWHGPLQLPXPLQVXUDQFHIURPDFRPSDQ\RUFRPSDQLHVGXO\OLFHQVHGE\WKH6WDWH RI $UL]RQD DQG SRVVHVVLQJ D FXUUHQW $0 %HVW ,QF UDWLQJ RI % ,QOLHX RI 6WDWH RI $UL]RQD OLFHQVLQJ WKH VWLSXODWHG LQVXUDQFH PD\ EH SXUFKDVHG IURP D FRPSDQ\ RU FRPSDQLHV ZKLFK DUH DXWKRUL]HGWR GR EXVLQHVVLQ WKH 6WDWH RI$UL]RQD SURYLGHGWKDW VDLG LQVXUDQFH FRPSDQLHV PHHW WKH DSSURYDO RI &RXQW\ 7KH IRUP RI DQ\ LQVXUDQFH SROLFLHVDQGIRUPVPXVWEHDFFHSWDEOHWR&RXQW\
 
 $OOLQVXUDQFHUHTXLUHGKHUHLQVKDOOEHPDLQWDLQHGLQIXOOIRUFHDQGHIIHFWXQWLODOOZRUNRU VHUYLFH UHTXLUHG WR EH SHUIRUPHG XQGHU WKH WHUPV RI WKH &RQWUDFW LV VDWLVIDFWRULO\ FRPSOHWHGDQGIRUPDOO\DFFHSWHG)DLOXUHWRGRVRPD\DWWKHVROHGLVFUHWLRQRI&RXQW\ FRQVWLWXWHDPDWHULDOEUHDFKRIWKLV&RQWUDFW
 &RQWUDFWRU¶VLQVXUDQFHVKDOOEHSULPDU\LQVXUDQFHDVUHVSHFWV&RXQW\DQGDQ\LQVXUDQFH RUVHOILQVXUDQFHPDLQWDLQHGE\&RXQW\VKDOOQRWFRQWULEXWHWRLW  $Q\IDLOXUHWRFRPSO\ZLWKWKHFODLPUHSRUWLQJSURYLVLRQVRIWKHLQVXUDQFHSROLFLHVRUDQ\ EUHDFK RI DQLQVXUDQFH SROLF\ ZDUUDQW\ VKDOO QRW DIIHFWWKH &RXQW\¶V ULJKW WR FRYHUDJH DIIRUGHGXQGHUWKHLQVXUDQFHSROLFLHV
 7KH LQVXUDQFH SROLFLHV PD\ SURYLGH FRYHUDJH WKDW FRQWDLQV GHGXFWLEOHV RU VHOILQVXUHG UHWHQWLRQV 6XFK GHGXFWLEOH DQGRU VHOILQVXUHG UHWHQWLRQV VKDOO QRW EH DSSOLFDEOH ZLWK UHVSHFW WR WKH FRYHUDJH SURYLGHG WR &RXQW\ XQGHU VXFK SROLFLHV &RQWUDFWRU VKDOO EH VROHO\ UHVSRQVLEOH IRU WKH GHGXFWLEOH DQGRU VHOILQVXUHG UHWHQWLRQ DQG &RXQW\ DW LWV 0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
RSWLRQ PD\ UHTXLUH &RQWUDFWRU WR VHFXUH SD\PHQW RI VXFK GHGXFWLEOHV RU VHOILQVXUHG UHWHQWLRQVE\DVXUHW\ERQGRUDQLUUHYRFDEOHDQGXQFRQGLWLRQDOOHWWHURIFUHGLW  7KH LQVXUDQFH SROLFLHV UHTXLUHG E\ WKLV &RQWUDFW H[FHSW :RUNHUV¶ &RPSHQVDWLRQ DQG (UURUVDQG2PLVVLRQVVKDOOQDPH&RXQW\LWVDJHQWVUHSUHVHQWDWLYHVRIILFHUVGLUHFWRUV RIILFLDOVDQGHPSOR\HHVDV$GGLWLRQDO,QVXUHGV
 7KH SROLFLHV UHTXLUHG KHUHXQGHU H[FHSW :RUNHUV¶ &RPSHQVDWLRQ DQG (UURUV DQG 2PLVVLRQVVKDOOFRQWDLQDZDLYHURIWUDQVIHURI ULJKWVRI UHFRYHU\

VXEURJDWLRQ
DJDLQVW
&RXQW\ LWV DJHQWV UHSUHVHQWDWLYHV RIILFHUV GLUHFWRUV RIILFLDOV DQG HPSOR\HHV IRU DQ\ FODLPVDULVLQJRXWRI&RQWUDFWRU¶VZRUNRUVHUYLFH
 &RPPHUFLDO*HQHUDO/LDELOLW\

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

$XWRPRELOH/LDELOLW\

&RPPHUFLDO%XVLQHVV $XWRPRELOH /LDELOLW\ LQVXUDQFH DQG LI QHFHVVDU\ &RPPHUFLDO 8PEUHOODLQVXUDQFHZLWKDFRPELQHGVLQJOHOLPLWIRUERGLO\LQMXU\DQGSURSHUW\GDPDJH RI QRW OHVV WKDQ  HDFK RFFXUUHQFH ZLWK UHVSHFW WR DQ\ RI WKH &RQWUDFWRU¶V RZQHG KLUHG DQG QRQRZQHG YHKLFOHV DVVLJQHG WR RU XVHG LQ SHUIRUPDQFH RI WKH &RQWUDFWRU¶VZRUNRUVHUYLFHVRUXVHRUPDLQWHQDQFHRIWKHSUHPLVHVXQGHUWKLV&RQWUDFW  :RUNHUV¶&RPSHQVDWLRQ

:RUNHUV¶ &RPSHQVDWLRQ LQVXUDQFH WR FRYHU REOLJDWLRQV LPSRVHG E\ )HGHUDO DQG 6WDWH VWDWXWHVKDYLQJMXULVGLFWLRQRI&RQWUDFWRU¶VHPSOR\HHVHQJDJHGLQWKHSHUIRUPDQFHRIWKH ZRUNRUVHUYLFHVXQGHUWKLV&RQWUDFW
DQG(PSOR\HU¶V/LDELOLW\LQVXUDQFHRIQRWOHVVWKDQ
 IRU HDFK DFFLGHQW  GLVHDVH IRU HDFK HPSOR\HH DQG  GLVHDVHSROLF\OLPLW
&RQWUDFWRULWVFRQWUDFWRUVDQGLWVVXEFRQWUDFWRUVZDLYHDOOULJKWVDJDLQVW&RQWUDFWDQGLWV DJHQWV RIILFHUV GLUHFWRUV DQG HPSOR\HHV IRU UHFRYHU\ RI GDPDJHV WR WKH H[WHQW WKHVH GDPDJHV DUH FRYHUHG E\ WKH :RUNHUV¶ &RPSHQVDWLRQ DQG (PSOR\HU¶V /LDELOLW\ RU FRPPHUFLDO XPEUHOOD OLDELOLW\ LQVXUDQFH REWDLQHG E\ &RQWUDFWRU LWV FRQWUDFWRUV DQG LWV VXEFRQWUDFWRUVSXUVXDQWWRWKLV&RQWUDFW
 (UURUVDQG2PLVVLRQV
3URIHVVLRQDO/LDELOLW\
,QVXUDQFH

(UURUV DQG 2PLVVLRQV
3URIHVVLRQDO /LDELOLW\
 LQVXUDQFH DQG LI QHFHVVDU\ &RPPHUFLDO
8PEUHOODLQVXUDQFH ZKLFK ZLOOLQVXUH DQG SURYLGH FRYHUDJH IRU HUURUV RU RPLVVLRQV RU SURIHVVLRQDOOLDELOLW\ RIWKH &RQWUDFWRU ZLWKOLPLWV RI QROHVVWKDQ  IRU HDFK FODLP
 &ULPH

&RQWUDFWRUVKDOOPDLQWDLQ&RPPHUFLDO&ULPH/LDELOLW\,QVXUDQFHZLWKDOLPLWRIQRWOHVV WKDQ  IRU HDFK RFFXUUHQFH 7KH SROLF\ VKDOO LQFOXGH EXW QRW EH OLPLWHG WR FRYHUDJHIRUHPSOR\HHGLVKRQHVW\IUDXGWKHIWRUHPEH]]OHPHQW 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 &\EHU

3ROLF\/LPLW

 7KHSROLF\VKDOOEHLVVXHGZLWKPLQLPXPOLPLWVRI  7KH SROLF\ VKDOO LQFOXGH FRYHUDJH IRU DOO GLUHFWRUV RIILFHUV DJHQWV DQG HPSOR\HHVRIWKH&RQWUDFWRU
 7KHSROLF\VKDOOLQFOXGHFRYHUDJHIRUWKLUGSDUW\ILGHOLW\  7KHSROLF\VKDOOLQFOXGHFRYHUDJHIRUWKHIW
 7KHSROLF\VKDOOFRQWDLQQRUHTXLUHPHQWIRUDUUHVWDQGFRQYLFWLRQ  7KHSROLF\VKDOOFRYHUORVVRXWVLGHWKHSUHPLVHVRIWKH1DPHG,QVXUHG  7KH SROLF\ VKDOO HQGRUVH
%ODQNHW (QGRUVHPHQWV DUH QRW DFFHSWDEOH
 WKH
'HSDUWPHQWDV/RVV3D\HHDVRXULQWHUHVWPD\DSSHDU
 7HFKQRORJ\(UURUV 2PLVVLRQ,QVXUDQFH

x (DFKFODLP       
x $QQXDO$JJUHJDWH      
6XFKLQVXUDQFHVKDOOFRYHUDQ\DQGDOOHUURUVRPLVVLRQVRUQHJOLJHQWDFWVLQWKHGHOLYHU\ RISURGXFWVVHUYLFHVDQGRUOLFHQVHGSURJUDPVXQGHUWKLV&RQWUDFW ,QWKHHYHQWWKDWWKH7HFK( 2LQVXUDQFHUHTXLUHGE\WKLV&RQWUDFWLVZULWWHQRQDFODLPV PDGHEDVLV&RQWUDFWRUZDUUDQWVWKDWDQ\ UHWURDFWLYHGDWHXQGHUWKHSROLF\VKDOOSUHFHGH WKHHIIHFWLYHGDWHRIWKLV&RQWUDFWDQGHLWKHUFRQWLQXRXVFRYHUDJHZLOOEHPDLQWDLQHGRU DQH[WHQGHGGLVFRYHU\SHULRGZLOOEHH[HUFLVHGIRUDSHULRGRIWZR 
\HDUVEHJLQQLQJDW
WKHWLPHZRUNXQGHUWKLV&RQWUDFWLVFRPSOHWHG
 1HWZRUN6HFXULW\
&\EHU
DQG3ULYDF\/LDELOLW\
,)$33/,&$%/(72352-(&7


x (DFK&ODLP       
x $QQXDO$JJUHJDWH      
6XFKLQVXUDQFH VKDOOLQFOXGHEXW QRWEHOLPLWHGWRFRYHUDJH IRUWKLUGSDUW\FODLPVDQG ORVVHVZLWK UHVSHFWWRQHWZRUN ULVNV
VXFKDVGDWD EUHDFKHVXQDXWKRUL]HGDFFHVVRUXVH
,'WKHIWRIGDWD
DQGLQYDVLRQRISULYDF\UHJDUGOHVVRIWKHW\SH RIPHGLDLQYROYHGLQWKH ORVV RI SULYDWH LQIRUPDWLRQ FULVLV PDQDJHPHQW DQG LGHQWLW\ WKHIW UHVSRQVH FRVWV 7KLV VKRXOGDOVRLQFOXGHEUHDFKQRWLILFDWLRQFRVWVFUHGLW UHPHGLDWLRQDQGFUHGLWPRQLWRULQJ GHIHQVH DQG FODLPV H[SHQVHV UHJXODWRU\ GHIHQVH FRVWV SOXV ILQHV DQG SHQDOWLHV F\EHU H[WRUWLRQ FRPSXWHU SURJUDP DQG HOHFWURQLF GDWD UHVWRUDWLRQ H[SHQVHV FRYHUDJH GDWD
DVVHW SURWHFWLRQ
 QHWZRUN EXVLQHVV LQWHUUXSWLRQ FRPSXWHU IUDXG FRYHUDJH DQG IXQGV WUDQVIHUORVV
,QWKHHYHQWWKDWWKH1HWZRUN6HFXULW\DQG3ULYDF\/LDELOLW\LQVXUDQFHUHTXLUHGE\WKLV &RQWUDFWLVZULWWHQRQDFODLPVPDGHEDVLV&RQWUDFWRUZDUUDQWVWKDWDQ\UHWURDFWLYHGDWH XQGHUWKHSROLF\VKDOOSUHFHGHWKHHIIHFWLYHGDWHRIWKLV&RQWUDFWDQGHLWKHUFRQWLQXRXV FRYHUDJHZLOOEHPDLQWDLQHGRUDQH[WHQGHGGLVFRYHU\SHULRGZLOOEHH[HUFLVHGIRUD SHULRGRIWZR

\HDUVEHJLQQLQJDWWKHWLPHZRUNXQGHUWKLV&RQWUDFWLVFRPSOHWHG  &RXQW\VKDOOEHD&HUWLILFDWH+ROGHU

%HIRUH SURYLGLQJ WKH VHUYLFHV DV GHILQHG DERYH 'HYHORSHU VKDOO IXUQLVK &RXQW\ ZLWK &HUWLILFDWHV RI ,QVXUDQFH HYLGHQFLQJ FRYHUDJH UHTXLUHG E\ WKLV $UWLFOH 7KH FHUWLILFDWHV VKDOOLGHQWLI\&RXQW\DVDGGLWLRQDOLQVXUHGDQGVKDOOEHVLJQHGE\DSHUVRQDXWKRUL]HGE\ WKDWLQVXUHUWRELQGFRYHUDJHRQLWVEHKDOI
$OO REOLJDWLRQV IRU RFFXUUHQFH FRYHUDJH VKDOO VXUYLYH WHUPLQDWLRQ RI WKLV $JUHHPHQW 2WKHULQVXUDQFHSROLFLHV UHTXLUHGKHUHE\VKDOOH[SUHVVO\SURYLGHWKDWVXFKSROLFLHVVKDOO 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
QRW EH FDQFHOHGWHUPLQDWHG RU PDWHULDOO\ DOWHUHG ZLWKRXW WKLUW\ 
 GD\V SULRU ZULWWHQ
QRWLFHWR&RXQW\
$OOLQVXUDQFHREOLJDWLRQVRIWKLV$UWLFOHVKDOOVXUYLYHWHUPLQDWLRQRIWKLV$JUHHPHQW ,WLVXQGHUVWRRGWKDWWKH&RXQW\LV³6HOI,QVXUHG´DQGD&HUWLILFDWHRI,QVXUDQFHVKDOOEH SURYLGHGE\&RXQW\XSRQDSSURYDORIWKLV$JUHHPHQWE\WKH3DUWLHV  &HUWLILFDWHVRI,QVXUDQFH

 3ULRU WR &RQWUDFW DZDUG &RQWUDFWRU VKDOO IXUQLVK WKH &RXQW\ ZLWK YDOLG DQG FRPSOHWH FHUWLILFDWHV RI LQVXUDQFH RU IRUPDO HQGRUVHPHQWV DV UHTXLUHG E\ WKH &RQWUDFWLQWKHIRUPSURYLGHGE\WKH&RXQW\LVVXHGE\&RQWUDFWRU¶VLQVXUHU V

DVHYLGHQFHWKDWSROLFLHVSURYLGLQJWKHUHTXLUHGFRYHUDJHFRQGLWLRQVDQGOLPLWV UHTXLUHG E\ WKLV &RQWUDFW DUH LQ IXOO IRUFH DQG HIIHFW  6XFK FHUWLILFDWHV VKDOO LGHQWLI\WKLVFRQWUDFWQXPEHUDQGWLWOH
 ,QWKHHYHQWDQ\LQVXUDQFHSROLF\
LHV
UHTXLUHGE\WKLV&RQWUDFWLV
DUH
ZULWWHQRQ
D FODLPV PDGH EDVLV FRYHUDJH VKDOO H[WHQG IRUWZR \HDUV SDVW FRPSOHWLRQ DQG DFFHSWDQFH RI &RQWUDFWRU¶V ZRUN RU VHUYLFHV DQG DV HYLGHQFHG E\ DQQXDO &HUWLILFDWHVRI,QVXUDQFH
 ,IDSROLF\GRHVH[SLUHGXULQJWKHOLIHRIWKH&RQWUDFWDUHQHZDOFHUWLILFDWHPXVW EHVHQWWR&RXQW\ILIWHHQ

FDOHQGDUGD\VSULRUWRWKHH[SLUDWLRQGDWH
 &DQFHOODWLRQDQG([SLUDWLRQ1RWLFH

$SSOLFDEOHWR DOOLQVXUDQFH SROLFLHV UHTXLUHG ZLWKLQWKH ,QVXUDQFH5HTXLUHPHQWV RIWKLV &RQWUDFW &RQWUDFWRU¶V LQVXUDQFH VKDOO QRW EH SHUPLWWHG WR H[SLUH EH VXVSHQGHG EH FDQFHOHGRUEHPDWHULDOO\FKDQJHG IRUDQ\ UHDVRQZLWKRXWWKLUW\ 
GD\VSULRUZULWWHQ
QRWLFHWR0DULFRSD&RXQW\&RQWUDFWRUPXVWSURYLGHWR0DULFRSD&RXQW\ZLWKLQWZR 

EXVLQHVV GD\V RI UHFHLSW LI WKH\ UHFHLYH QRWLFH RI D SROLF\ WKDW KDV EHHQ RU ZLOO EH VXVSHQGHGFDQFHOHGPDWHULDOO\FKDQJHGIRUDQ\UHDVRQKDVH[SLUHGRUZLOOEHH[SLULQJ 6XFK QRWLFH VKDOO EH VHQW GLUHFWO\WR0DULFRSD &RXQW\ 2IILFH RI 3URFXUHPHQW 6HUYLFHV DQGVKDOOEHPDLOHGRUKDQGGHOLYHUHGWR:HVW/LQFROQ6WUHHW3KRHQL[$=RU HPDLOHGWRWKH3URFXUHPHQW2IILFHUQRWHGLQWKHVROLFLWDWLRQ  %21'5(48,5(0(17
,)5(48,5(')25$1<352-(&7


 &RQFXUUHQWO\ ZLWK WKH VXEPLWWDO RI WKH &RQWUDFW WKH &RQWUDFWRU VKDOO IXUQLVK WKH &RQWUDFWLQJ$JHQF\WKHIROORZLQJERQGVZKLFKVKDOOEHFRPHELQGLQJXSRQWKHDZDUGRI WKHFRQWUDFWWRWKH&RQWUDFWRU
 3HUIRUPDQFH%RQGHTXDOWRWKHIXOO&RQWUDFWDPRXQW BBBBBBBBRUDVVSHFLILHG

FRQGLWLRQHG XSRQ WKH IDLWKIXO SHUIRUPDQFH RI WKH &RQWUDFW LQ DFFRUGDQFH ZLWK SODQV VSHFLILFDWLRQVDQGFRQGLWLRQVWKHUHRI6XFKERQG VKDOOEH VROHO\ IRUWKH SURWHFWLRQRIWKH&RQWUDFWLQJ$JHQF\DZDUGLQJWKH&RQWUDFW  $3D\PHQW%RQGHTXDOWRWKHIXOO&RQWUDFWDPRXQW BBBBBBBBRUDVVSHFLILHG

VROHO\ IRU WKH SURWHFWLRQ RI FODLPDQWV VXSSO\LQJ ODERU DQG PDWHULDOV WR WKH &RQWUDFWRURUKLV6XEFRQWUDFWRUVLQWKHSURVHFXWLRQRIWKHZRUNSURYLGHGIRULQ VXFK&RQWUDFW
 (DFKVXFKERQGVKDOOLQFOXGHDSURYLVLRQDOORZLQJWKHSUHYDLOLQJSDUW\LQDVXLWRQVXFK ERQGWRUHFRYHUDVDSDUWRIKLVMXGJPHQWVXFKUHDVRQDEOHDWWRUQH\¶VIHHVDVPD\EHIL[HG E\DMXGJHRIWKHFRXUW
 (DFKERQGVKDOOEHH[HFXWHGE\DVXUHW\FRPSDQ\RUFRPSDQLHVKROGLQJDFHUWLILFDWHRI DXWKRULW\WRWUDQVDFWVXUHW\EXVLQHVVLQWKH6WDWHRI$UL]RQDLVVXHGE\WKH'LUHFWRURIWKH 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
'HSDUWPHQW RI ,QVXUDQFH  7KH ERQGV VKDOO QRW EH H[HFXWHG E\ DQLQGLYLGXDO VXUHW\ RU VXUHWLHV7KH ERQGV VKDOO EH PDGH SD\DEOH DQG DFFHSWDEOHWRWKH&RQWUDFWLQJ $JHQF\ 7KHERQGVVKDOOEHZULWWHQRUFRXQWHUVLJQHGE\DQDXWKRUL]HGUHSUHVHQWDWLYHRIWKHVXUHW\ ZKRLVHLWKHUDUHVLGHQWRIWKH6WDWHRI$UL]RQDRUZKRVHSULQFLSDORIILFHLVPDLQWDLQHGLQ WKLV6WDWHDVE\ODZUHTXLUHGDQGWKHERQGVVKDOOKDYHDWWDFKHGWKHUHWRDFHUWLILHGFRS\ RIWKH3RZHURI$WWRUQH\RIWKHVLJQLQJRIILFLDO,QDGGLWLRQVDLGFRPSDQ\RUFRPSDQLHV VKDOO EH UDWHG ³%HVW$´ RU EHWWHU DV UHTXLUHG E\ WKH &RQWUDFWLQJ $JHQF\ DV FXUUHQWO\ OLVWHGLQWKHPRVWUHFHQW%HVW.H\5DWLQJ*XLGHSXEOLVKHGE\WKH$0%HVW&RPSDQ\  )25&(0$-(85(

 1HLWKHUSDUW\VKDOOEHOLDEOHIRUIDLOXUHRISHUIRUPDQFHQRULQFXUDQ\OLDELOLW\WRWKHRWKHU SDUW\RQDFFRXQWRIDQ\ORVVRUGDPDJHUHVXOWLQJIURPDQ\GHOD\RUIDLOXUHWRSHUIRUPDOO RUDQ\SDUWRIWKLV&RQWUDFWLIVXFKGHOD\RU IDLOXUHLVFDXVHGE\HYHQWVRFFXUUHQFHVRU FDXVHVEH\RQGWKHUHDVRQDEOHFRQWURODQGZLWKRXWQHJOLJHQFHRIWKHSDUWLHV6XFKHYHQWV RFFXUUHQFHVRUFDXVHVZLOOLQFOXGH$FWVRI*RG1DWXUH LQFOXGLQJILUHIORRGHDUWKTXDNH
VWRUP KXUULFDQH RU RWKHU QDWXUDO GLVDVWHU
 ZDU LQYDVLRQ DFW RI IRUHLJQ HQHPLHV
KRVWLOLWLHV
ZKHWKHU ZDU LV GHFODUHG RU QRW
 FLYLO ZDU ULRWV UHEHOOLRQ UHYROXWLRQ
LQVXUUHFWLRQ PLOLWDU\ RU XVXUSHG SRZHU RU FRQILVFDWLRQ WHUURULVW DFWLYLWLHV QDWLRQDOL]DWLRQ JRYHUQPHQW VDQFWLRQORFNRXW EORFNDJHHPEDUJRODERU GLVSXWH VWULNH LQWHUUXSWLRQRUIDLOXUHRIHOHFWULFLW\RUWHOHFRPPXQLFDWLRQVHUYLFH  (DFKSDUW\DVDSSOLFDEOHVKDOOJLYHWKHRWKHUSDUW\QRWLFHRILWVLQDELOLW\WRSHUIRUPDQG SDUWLFXODUVLQ UHDVRQDEOH GHWDLO RIWKH FDXVH RIWKHLQDELOLW\ (DFK SDUW\ PXVW XVH EHVW HIIRUWV WR UHPHG\ WKH VLWXDWLRQ DQG UHPRYH DV VRRQ DV SUDFWLFDEOH WKH FDXVH RI LWV LQDELOLW\WRSHUIRUPRUFRPSO\
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
,)$33/,&$%/(


 7KH PLQLPXP ZDUUDQW\ IRU SURGXFWV VKDOO EH GD\V RU WKH PDQXIDFWXUHUV
 ZDUUDQW\
ZKLFKHYHULV JUHDWHU :DUUDQW\ UHSODFHPHQW VKDOO EH GRQH DW QR DGGLWLRQDO FRVWWRWKH &RXQW\7KLVLQFOXGHV VSHFLDORUGHURUQRQVWRFNSDUWV)UHLJKWFKDUJHVWUDQVSRUWDWLRQ FKDUJHVHWFDUHDOOLQFXUUHGE\WKH&RQWUDFWRU7KHHIIHFWLYHGDWHRQDOOZDUUDQWLHVVKDOO FRPPHQFHXSRQWKHGDWHRILQVWDOODWLRQ
 $OOLWHPVIXUQLVKHGXQGHUWKLV&RQWUDFWVKDOOFRQIRUPWRWKHUHTXLUHPHQWVRIWKLV&RQWUDFW DQGVKDOOEHIUHHIURPGHIHFWVLQGHVLJQPDWHULDOVDQGZRUNPDQVKLS  7KHZDUUDQW\SHULRGIRUZRUNPDQVKLSVKDOOEHIRUDQLQLWLDOSHULRGRIWZHOYH 
PRQWKV
DQGFRPPHQFHXSRQDFFHSWDQFHE\&RXQW\
 7KH&RQWUDFWRUVKDOOLQGLFDWHRQWKH3ULFH6KHHWWKHGXUDWLRQRIWKHZDUUDQW\DQG DQ\DSSOLFDEOHOLPLWDWLRQVRUFRQGLWLRQVZKLFKPD\DSSO\  7KH&RQWUDFWRUDJUHHVWKDWKHZLOODWKLVRZQH[SHQVHSURYLGHDOOODERUDQGSDUWV UHTXLUHG WR UHPRYH UHSDLU RU UHSODFH DQG UHLQVWDOO DQ\ VXFK GHIHFWLYH ZRUNPDQVKLSDQGRUPDWHULDOVZKLFKEHFRPHVRULVIRXQGWREHGHIHFWLYHGXULQJ WKHWHUP RIWKLV ZDUUDQW\  7KH &RQWUDFWRU VKDOO JXDUDQWHHWKH HTXLSPHQWWR EH VXSSOLHGFRPSOLHVZLWKDOODSSOLFDEOHUHJXODWLRQV
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 &RQWUDFWRUVKDOOUHVSRQGWRDOOZDUUDQW\UHTXHVWVZLWKLQKRXUVRIQRWLILFDWLRQ  '(/,9(5<

 'HOLYHU\VKDOOEHPDGHZLWKLQKRXUVDIWHUUHFHLSWRIRUGHU $52

 ([FHSWLRQVWRGHOLYHU\VFKHGXOHZLOOEHVSHFLDORUGHULWHPVWKDWPXVWEHLGHQWLILHG  0DULFRSD&RXQW\ UHVHUYHVWKH ULJKWWR REWDLQ PDWHULDO RQWKH RSHQ PDUNHWLQWKH HYHQW &RQWUDFWRUVIDLOWRPDNHGHOLYHU\DQGFKDUJHDQ\SULFHGLIIHUHQWLDOWRWKH&RQWUDFWRU  'HOLYHU\VKDOOEH)2%'HVWLQDWLRQ)UHLJKW3UHSDLG 
(;3(',7(''(/,9(5<


 ,IWKH8VLQJ$JHQF\GHWHUPLQHVWKDWUXVKVKLSSLQJRURWKHUDOWHUQDWHVKLSSLQJLVUHTXLUHG LW VKDOO QRWLI\ WKH &RQWUDFWRU  7KH &RQWUDFWRU VKDOO GHWHUPLQH DQ\ DGGLWLRQDO FRVWV DVVRFLDWHGZLWKVXFKGHOLYHU\WHUPVDQGFRPPXQLFDWHWKDWFRVWWRWKH&RXQW\ 
 7KH&RXQW\VKDOOQRWDGYLVHWKH&RQWUDFWRUWRSURFHHGZLWKDQH[SHGLWHGVKLSPHQWXQWLO DFFHSWDEOHWHUPVDUHDJUHHGXSRQDQGDSXUFKDVHRUGHULVLVVXHG8SRQDJUHHLQJWRWKH DGGLWLRQDOFRVWVWKH8VLQJ$JHQF\VKDOODGYLVHWKH&RQWUDFWRUWRSURFHHG 
 8SRQ UHFHLSW RI PDWHULDO
V
 DQG LQYRLFLQJ WKH &RXQW\ VKDOO HQVXUH WKDW DQ\ DGGLWLRQDO FKDUJHV DUH LQ FRPSOLDQFH ZLWK DQG GR QRW H[FHHG DJUHHG WR FRVWV  7KH &RXQW\ VKDOO UHWDLQDOOGRFXPHQWVUHODWHGWRWKHVHFRVWVZLWKLQWKHDJHQF\SXUFKDVHILOH  6+,33,1*'2&80(176

$ SDFNLQJ OLVW RU RWKHU VXLWDEOH VKLSSLQJ GRFXPHQW VKDOO DFFRPSDQ\ HDFK VKLSPHQW DQG VKDOO LQFOXGHWKHIROORZLQJ

 &RQWUDFW6HULDOQXPEHU
 &RQWUDFWRU¶VQDPHDQGDGGUHVV
 8VLQJ$JHQF\QDPHDQGDGGUHVV
 8VLQJ$JHQF\SXUFKDVHRUGHUQXPEHU
 $GHVFULSWLRQRISURGXFW
V
 VKLSSHGLQFOXGLQJLWHP QXPEHU
V
TXDQWLW\
LHV
QXPEHURI
FRQWDLQHUVDQGSDFNDJHQXPEHU
V
DVDSSOLFDEOH
 3(5)250$1&(

,W VKDOO EH WKH &RQWUDFWRU¶V UHVSRQVLELOLW\ WR PHHW WKH SURSRVHG SHUIRUPDQFH UHTXLUHPHQWV 0DULFRSD &RXQW\ UHVHUYHV WKH ULJKW WR REWDLQ VHUYLFHV RQ WKH RSHQ PDUNHW LQ WKH HYHQW WKH &RQWUDFWRUIDLOVWRSHUIRUPDQGDQ\SULFHGLIIHUHQWLDOZLOOEHFKDUJHGDJDLQVWWKH&RQWUDFWRU  6+,33,1*&+$5*(6

 6KLSSLQJFRVWVZLOOEHERUQHE\WKH&RQWUDFWRU)2% 'HVWLQDWLRQ
 ([FHSWLRQVWRQRUPDOVKLSSLQJFKDUJHV

([SHGLWHG IUHLJKW ZLOO EH SUHSDLG E\ WKH &RQWUDFWRU DQG DGGHG WR LQYRLFH LI WKH QRUPDO VKLSSLQJVFKHGXOHGRHVQRWPHHW&RXQW\UHTXLUHPHQWV7KHVHUHTXLUHPHQWVZLOOEHPDGHLQ ZULWLQJWRWKHFRQWUDFWRU
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 3$&.$*,1*3$&.,1*

8QOHVVRWKHUZLVHVWDWHGFRPPHUFLDOSDFNDJHVDQGSDFNLQJVXLWDEOHIRUWKHW\SHVL]HDQGNLQGRI SURGXFWFRPPRQO\ XVHGLQWKHLQGXVWU\ IRUWKH SXUSRVH VRFRQVWUXFWHGDVWRHQVXUH DFFHSWDQFH DQG VDIH GHOLYHU\ DW WKH ORZHVW UDWH WR WKH SRLQW RI GHOLYHU\ VSHFLILHG LQ WKH ELG GRFXPHQW LV DFFHSWDEOH
 23(5$7,1*0$18$/6

8SRQGHOLYHU\&RQWUDFWRUVKDOOSURYLGHFRPSUHKHQVLYHRSHUDWLRQDOPDQXDOVVHUYLFHPDQXDOVDQG VFKHPDWLF GLDJUDPV LI UHTXLUHG E\ WKH 'HSDUWPHQW 7KHVH PD\ EH SURYLGHG LQ KDUG FRS\ RU HOHFWURQLFDOO\
 ,167$//$7,21

7KH &RQWUDFWRU¶V SULFH VKDOO LQFOXGH GHOLYHU\ DQG LQVWDOODWLRQ RI DOO HTXLSPHQW LQ D FRPSOHWH RSHUDWLQJFRQGLWLRQ
 $&&(37$1&(
,)$33/,&$%/(


 3HUSHWXDO /LFHQVHV ± 6RIWZDUH LV PDGH DYDLODEOH YLD D ZHE OLQN SURYLGHG E\ WKH /LFHQVRU
WKHUHLVQRDFFHSWDQFHSHULRGIRUSHUSHWXDOOLFHQVHV
 (QJLQHHUHG 6\VWHPV DQG +DUGZDUH  )RU &XVWRPHU¶V ,QLWLDO SXUFKDVH RI HDFK (QJLQHHUHG6\VWHPVRU+DUGZDUHWKH&RQWUDFWRUVKDOOSURYLGHDQDFFHSWDQFHWHVWSHULRG

WKH³7HVW3HULRG³
WKDWFRPPHQFHVXSRQ ,QVWDOODWLRQ ,QVWDOODWLRQ VKDOOEHGHILQHGDV 
D
 WKH (TXLSPHQW LI DQ\ LV PRXQWHG
 E
 WKH 6RIWZDUH LV LQVWDOOHG RQ WKH GDWD EDVH
VHUYHU
V
 DQGRU SHUVRQDO FRPSXWHU
V

 DQG F
 LPSOHPHQWDWLRQ WHDP WUDLQLQJ LI DQ\ LV
FRPSOHWH'XULQJWKH7HVW3HULRG&RXQW\ VKDOO GHWHUPLQH ZKHWKHUWKH(TXLSPHQWDQG 6RIWZDUH PHHW WKH &RQWUDFWRU SXEOLVKHG HOHFWURQLF GRFXPHQWDWLRQ ³6SHFLILFDWLRQV´

7KH7HVW3HULRGVKDOOEH IRUDWOHDVWQLQHW\


FDOHQGDUGD\VRUDVQHJRWLDWHG IRUWKDW
VSHFLILF SURMHFW ,I &RXQW\ KDV QRW JLYHQ &RQWUDFWRU D ZULWWHQ GHILFLHQF\ VWDWHPHQW VSHFLI\LQJ KRZWKH(TXLSPHQW RU6RIWZDUH IDLOVWRPHHWWKH 6SHFLILFDWLRQ ³'HILFLHQF\
6WDWHPHQW¶
 ZLWKLQ WKH 7HVW 3HULRG WKH (TXLSPHQW DQG 6RIWZDUH VKDOO EH GHHPHG DFFHSWHG ,I&RXQW\SURYLGHVD'HILFLHQF\6WDWHPHQWZLWKLQWKH7HVW3HULRG&RQWUDFWRU VKDOOKDYHWKLUW\

FDOHQGDUGD\VWRFRUUHFWWKHGHILFLHQF\DQGWKH&XVWRPHUVKDOOKDYH DQ DGGLWLRQDO VL[W\

 FDOHQGDU GD\V WR HYDOXDWH WKH (TXLSPHQW DQG 6RIWZDUH ,I WKH (TXLSPHQWRU6RIWZDUH GRHVQRWPHHWWKH6SHFLILFDWLRQVDWWKHHQGRIWKH VHFRQG WKLUW\


 FDOHQGDU GD\ SHULRG WKH &RXQW\ PD\ WHUPLQDWH WKLV &RQWUDFW  8SRQ DQ\ VXFK WHUPLQDWLRQ &RQWUDFWRU VKDOO DW &RQWUDFWRU¶V FRVW UHPRYH DOO HTXLSPHQW DQG VRIWZDUH IURP&RXQW\SUHPLVHVDQGHTXLSPHQW&RXQW\VKDOOUHWXUQDOO(TXLSPHQWDQG6RIWZDUHWR &RQWUDFWRUDQG&RQWUDFWRUVKDOOUHIXQGDQ\PRQLHVSDLGE\&RXQW\WR&RQWUDFWRU8SRQ FRPSOHWLRQRIWKHVHWHUPVQHLWKHUSDUW\VKDOOWKHQKDYHDQ\ IXUWKHUOLDELOLW\WRWKHRWKHU IRUWKHSURGXFWVWKDWZHUHWKHVXEMHFWRIWKH$FFHSWDQFH7HVW  &ORXG6HUYLFHV±&ORXGVHUYLFHVDUHSURYLVLRQVYLDDZHEOLQNSURYLGHGE\WKHFORXG VHUYLFHSURYLGHU
WKHUHLVQRDFFHSWDQFHSHULRGIRUFORXGVHUYLFHV
 5(785132/,&<

7KH%LGGHUVVKDOOVWDWHWKHLUUHWXUQSROLF\WLPHOLPLWDWLRQVRUUHVWRFNLQJFKDUJHV LIDQ\
IRUVXFK
UHWXUQV3URGXFWVZLOOQRWEHDFFHSWHGLQGDPDJHGRUEURNHQXQVHDOHGSDFNDJHV&UHGLWPHPRV VKDOO EH LVVXHG LQ DFFRUGDQFH ZLWK WKH &RQWUDFWRU¶V UHWXUQ SROLF\  ,I D UHVWRFNLQJ FKDUJH LV DSSOLHG WKH FUHGLW PHPR PXVW UHIOHFW WKH IXOO FUHGLW DPRXQW RI HDFK LWHP UHWXUQHG DQG WKH UHVWRFNLQJFKDUJHVKDOOEHDVHSDUDWHOLQH
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 ,163(&7,212)6(59,&(6
,)$33/,&$%/(


 7KH &RQWUDFWRU VKDOO SURYLGH DQG PDLQWDLQ DQ LQVSHFWLRQ V\VWHP DFFHSWDEOH WR &RXQW\ FRYHULQJ WKH VHUYLFHV XQGHU WKLV &RQWUDFW  &RPSOHWH UHFRUGV RI DOO LQVSHFWLRQ ZRUN SHUIRUPHG E\WKH &RQWUDFWRU VKDOO EH PDLQWDLQHG DQG PDGH DYDLODEOHWR&RXQW\ GXULQJ &RQWUDFWSHUIRUPDQFHDQGIRUDVORQJDIWHUZDUGVDVWKH&RQWUDFWUHTXLUHV  &RXQW\ KDV WKH ULJKW WR LQVSHFW DQG WHVW DOO VHUYLFHV FDOOHG IRU E\ WKH &RQWUDFW WR WKH H[WHQWSUDFWLFDEOHDWDOOWLPHVDQGSODFHVGXULQJWKHWHUPRIWKH&RQWUDFW&RXQW\ VKDOO SHUIRUPLQVSHFWLRQVDQGWHVWVLQDPDQQHUWKDWZLOOQRWXQGXO\GHOD\WKHZRUN  ,IDQ\RIWKHVHUYLFHVGRQRWFRQIRUPWR&RQWUDFWUHTXLUHPHQWV&RXQW\PD\UHTXLUHWKH &RQWUDFWRUWRSHUIRUPWKHVHUYLFHVDJDLQLQFRQIRUPLW\ZLWK&RQWUDFWUHTXLUHPHQWVDWQR FRVWWRWKH&RXQW\:KHQWKHGHIHFWVLQVHUYLFHVFDQQRWEHFRUUHFWHGE\UHSHUIRUPDQFH &RXQW\PD\

 5HTXLUH WKH &RQWUDFWRU WR WDNH QHFHVVDU\ DFWLRQ WR HQVXUH WKDW IXWXUH SHUIRUPDQFHFRQIRUPVWR&RQWUDFWUHTXLUHPHQWV
DQG
 5HGXFHWKH&RQWUDFWSULFHWRUHIOHFWWKHUHGXFHGYDOXHRIWKHVHUYLFHVSHUIRUPHG  ,IWKH &RQWUDFWRU IDLOVWR SURPSWO\ SHUIRUPWKH VHUYLFHV DJDLQ RUWRWDNH WKH QHFHVVDU\ DFWLRQWR HQVXUH IXWXUH SHUIRUPDQFHLQ FRQIRUPLW\ ZLWK &RQWUDFW UHTXLUHPHQWV &RXQW\ PD\

 %\ &RQWUDFW RU RWKHUZLVH SHUIRUP WKH VHUYLFHV DQG FKDUJH WR WKH &RQWUDFWRU WKURXJK GLUHFW ELOOLQJ RU WKURXJK SD\PHQW UHGXFWLRQ DQ\ FRVW LQFXUUHG E\ &RXQW\WKDWLVGLUHFWO\UHODWHGWRWKHSHUIRUPDQFHRIVXFKVHUYLFH RU
 7HUPLQDWHWKH&RQWUDFWIRUGHIDXOW

25'(5,1*$87+25,7<

$Q\ UHTXHVW IRU SXUFKDVH VKDOO EH DFFRPSDQLHG E\ D YDOLG SXUFKDVH RUGHU LVVXHG E\ 2IILFH RI 3URFXUHPHQW 6HUYLFHV D 3XUFKDVH 2UGHU LVVXHG E\ WKH XVLQJ 'HSDUWPHQW RU GLUHFWLRQ E\ D &HUWLILHG$JHQF\3URFXUHPHQW$LG
&$3$
ZLWKD3XUFKDVH&DUGIRUSD\PHQW
 120,1,080250$;,080385&+$6(2%/,*$7,21

7KLV&RQWUDFWGRHVQRWJXDUDQWHHDQ\PLQLPXPRUPD[LPXPSXUFKDVHVZLOOEHPDGH2UGHUVZLOO RQO\EHSODFHGXQGHUWKLV&RQWUDFWZKHQWKH&RXQW\LGHQWLILHVDQHHGDQGSURSHUDXWKRUL]DWLRQDQG GRFXPHQWDWLRQKDYHEHHQDSSURYHG
 385&+$6(25'(56

&RXQW\ UHVHUYHV WKH ULJKW WR FDQFHO 3XUFKDVH 2UGHUV ZLWKLQ D UHDVRQDEOH SHULRG RI WLPH DIWHU LVVXDQFH6KRXOGD3XUFKDVH2UGHUEHFDQFHOHGWKH&RXQW\DJUHHVWRUHLPEXUVHWKH&RQWUDFWRUIRU DFWXDODQGGRFXPHQWDEOHFRVWVLQFXUUHGE\WKH&RQWUDFWRULQUHVSRQVHWRWKH3XUFKDVH2UGHU7KH &RXQW\ZLOOQRWUHLPEXUVHWKH&RQWUDFWRUIRUDQ\FRVWVLQFXUUHGDIWHUUHFHLSWRI&RXQW\QRWLFHRI FDQFHOODWLRQRUIRUORVWSURILWVVKLSPHQWRISURGXFWSULRUWRLVVXDQFHRI3XUFKDVH2UGHUHWF  %$&.*5281'&+(&.
,)5(48,5('%<352-(&7


&RQWUDFWRUV QHHG WR EH DZDUH WKDW WKHUH PD\ EH PXOWLSOH EDFNJURXQG FKHFNV 6KHULII¶V 2IILFH
&RXQW\$WWRUQH\
V2IILFH&RXUWVDVZHOODV0DULFRSD&RXQW\JHQHUDOJRYHUQPHQW WRGHWHUPLQHLI
WKHUHVSRQGHQWLVDFFHSWDEOHWRGREXVLQHVVZLWKWKH&RXQW\7KLVDSSOLHVWR EXWLVQRWOLPLWHGWR

WKH&RQWUDFWRUVXEFRQWUDFWRUVDQGHPSOR\HHV
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 6863(16,212):25.

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

7KH 3URFXUHPHQW 2IILFHU PD\ DW DQ\ WLPH E\ ZULWWHQ RUGHU WR WKH &RQWUDFWRU UHTXLUH WKH &RQWUDFWRUWRVWRSDOORUDQ\SDUWRIWKHZRUNFDOOHGIRUE\WKLVFRQWUDFWIRUDSHULRGRIQLQHW\



FDOHQGDUGD\VDIWHUWKHRUGHULVGHOLYHUHGWRWKH&RQWUDFWRUDQGIRUDQ\IXUWKHUSHULRGWRZKLFKWKH SDUWLHVPD\DJUHH7KHRUGHUVKDOOEHVSHFLILFDOO\LGHQWLILHGDVDVWRSZRUNRUGHULVVXHGXQGHUWKLV FODXVH8SRQUHFHLSWRIWKHRUGHUWKH&RQWUDFWRUVKDOOLPPHGLDWHO\FRPSO\ZLWKLWVWHUPVDQGWDNH DOOUHDVRQDEOHVWHSVWRPLQLPL]HWKHLQFXUUHQFHRIFRVWVDOORFDEOHWRWKHZRUNFRYHUHGE\WKHRUGHU GXULQJ WKH SHULRG RI ZRUN VWRSSDJH :LWKLQ D SHULRG RI  FDOHQGDU GD\V DIWHU D VWRSZRUN LV
GHOLYHUHGWRWKH&RQWUDFWRURUZLWKLQDQ\H[WHQVLRQRIWKDWSHULRGWRZKLFKWKHSDUWLHVVKDOOKDYH DJUHHGWKH3URFXUHPHQW2IILFHUVKDOOHLWKHU

 &DQFHOWKHVWRSZRUNRUGHU
RU
 7HUPLQDWHWKHZRUNFRYHUHGE\WKHRUGHUDVSURYLGHGLQWKH'HIDXOWRUWKH7HUPLQDWLRQ IRU&RQYHQLHQFHFODXVHRIWKLV&RQWUDFW
 7KH 3URFXUHPHQW 2IILFHU PD\ PDNH DQ HTXLWDEOH DGMXVWPHQW LQ WKH GHOLYHU\ VFKHGXOH DQGRU &RQWUDFW SULFH RU RWKHUZLVH DQG WKH &RQWUDFW VKDOO EH PRGLILHG LQ ZULWLQJ DFFRUGLQJO\ LI WKH &RQWUDFWRU GHPRQVWUDWHV WKDW WKH VWRS ZRUN RUGHU UHVXOWHG LQ DQ LQFUHDVHLQFRVWVWRWKH&RQWUDFWRU
 7(50,1$7,21)25&219(1,(1&(

0DULFRSD &RXQW\ PD\WHUPLQDWHWKH &RQWUDFW IRU FRQYHQLHQFH E\ SURYLGLQJ VL[W\ 
 FDOHQGDU
GD\VDGYDQFHQRWLFHWRWKH&RQWUDFWRU
 7(50,1$7,21)25'()$8/7

7KH&RXQW\PD\E\ZULWWHQQRWLFHRIGHIDXOWWRWKH&RQWUDFWRUWHUPLQDWHWKLV&RQWUDFWLQZKROH RULQSDUWLIWKH&RQWUDFWRUIDLOVWR

 'HOLYHUWKHVXSSOLHVRUWRSHUIRUPWKHVHUYLFHVZLWKLQWKHWLPHVSHFLILHGLQWKLV&RQWUDFW RUDQ\H[WHQVLRQ

 0DNHSURJUHVVVRDVWRHQGDQJHUSHUIRUPDQFHRIWKLV&RQWUDFW RU
 3HUIRUPDQ\RIWKHRWKHUSURYLVLRQVRIWKLV&RQWUDFW 7KH&RXQW\¶V ULJKWWRWHUPLQDWHWKLVFRQWUDFW XQGHUWKHVH VXESDUDJUDSKVPD\EHH[HUFLVHGLIWKH &RQWUDFWRU GRHV QRW FXUH VXFK IDLOXUH ZLWKLQ WHQ 
 EXVLQHVV GD\V
RU PRUH LI DXWKRUL]HG LQ
ZULWLQJ E\ WKH &RXQW\
 DIWHU UHFHLSW RI WKH QRWLFH IURP WKH 3URFXUHPHQW 2IILFHU VSHFLI\LQJ WKH IDLOXUH
 67$78725<5,*+72)&$1&(//$7,21)25&21)/,&72),17(5(67 
1RWLFH LV JLYHQ WKDW SXUVXDQW WR $56 †  WKH &RXQW\ PD\ FDQFHO DQ\ &RQWUDFW ZLWKRXW SHQDOW\ RU IXUWKHU REOLJDWLRQ ZLWKLQ WKUHH \HDUV DIWHU H[HFXWLRQ RI WKH &RQWUDFW LI DQ\ SHUVRQ 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
VLJQLILFDQWO\ LQYROYHG LQ LQLWLDWLQJ QHJRWLDWLQJ VHFXULQJ GUDIWLQJ RU FUHDWLQJ WKH &RQWUDFW RQ EHKDOIRIWKH&RXQW\LVDWDQ\WLPHZKLOHWKH&RQWUDFWRUDQ\H[WHQVLRQRIWKH&RQWUDFWLVLQHIIHFW DQHPSOR\HHRUDJHQWRIDQ\RWKHUSDUW\WRWKH&RQWUDFWLQDQ\FDSDFLW\RUFRQVXOWDQWWRDQ\RWKHU SDUW\RIWKH&RQWUDFWZLWKUHVSHFWWRWKHVXEMHFWPDWWHURIWKH&RQWUDFW$GGLWLRQDOO\SXUVXDQWWR $56 †  WKH &RXQW\ PD\ UHFRXS DQ\ IHH RU FRPPLVVLRQ SDLG RU GXH WR DQ\ SHUVRQ VLJQLILFDQWO\ LQYROYHG LQ LQLWLDWLQJ QHJRWLDWLQJ VHFXULQJ GUDIWLQJ RU FUHDWLQJ WKH &RQWUDFW RQ EHKDOIRIWKH&RXQW\IURPDQ\RWKHUSDUW\WRWKH&RQWUDFWDULVLQJDVWKHUHVXOWRIWKH&RQWUDFW  &2175$&725/,&(16(5(48,5(0(17

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
 &RQWUDFWRU IXUQLVKLQJ ILQLVKHG SURGXFWV PDWHULDOV RU DUWLFOHV RI PHUFKDQGLVH WKDW ZLOO UHTXLUH LQVWDOODWLRQ RU DWWDFKPHQW DV SDUW RI WKH &RQWUDFW VKDOO SRVVHVV DQ\ OLFHQVHV UHTXLUHG&RQWUDFWRULVQRW UHOLHYHGRILWVREOLJDWLRQWRREWDLQDQGSRVVHVVWKH UHTXLUHG OLFHQVHVE\VXEFRQWUDFWLQJRIWKHODERUSRUWLRQRIWKH&RQWUDFW&RQWUDFWRUVDUHDGYLVHG WRFRQWDFWWKH$UL]RQD5HJLVWUDURI&RQWUDFWRUV&KLHIRI/LFHQVLQJWRDVFHUWDLQOLFHQVLQJ UHTXLUHPHQWVIRUDSDUWLFXODUFRQWUDFW&RQWUDFWRUVKDOOLGHQWLI\ZKLFKOLFHQVH V
LIDQ\
WKH5HJLVWUDURI&RQWUDFWRUVUHTXLUHVIRUSHUIRUPDQFHRIWKH&RQWUDFW 
68%&2175$&7,1*


 7KH&RQWUDFWRUPD\QRWDVVLJQWRDQRWKHU FRQWUDFWRURUVXEFRQWUDFWWRDQRWKHUSDUW\ IRU SHUIRUPDQFH RI WKH WHUPV DQG FRQGLWLRQV KHUHRI ZLWKRXW WKH ZULWWHQ FRQVHQW RI WKH &RXQW\  $OO FRUUHVSRQGHQFH DXWKRUL]LQJ VXEFRQWUDFWLQJ PXVW UHIHUHQFH WKH &RQWUDFW 1XPEHUDQGLGHQWLI\WKHMRESURMHFW

 7KHVXEFRQWUDFWRU¶VUDWHIRUWKHMREVKDOOQRWH[FHHGWKDWRIWKH3ULPH&RQWUDFWRU¶VUDWH DVELGLQWKHSULFLQJVHFWLRQXQOHVVWKH3ULPH&RQWUDFWRULVZLOOLQJWRDEVRUEDQ\KLJKHU UDWHV RU WKH &RXQW\ KDV DSSURYHG WKH LQFUHDVH  7KH VXEFRQWUDFWRU¶V LQYRLFH VKDOO EH LQYRLFHGGLUHFWO\WRWKH3ULPH&RQWUDFWRUZKRLQWXUQVKDOOSDVVWKURXJKWKHFRVWVWRWKH &RXQW\ ZLWKRXW PDUNXS  $ FRS\ RIWKH VXEFRQWUDFWRU¶V LQYRLFH PXVW DFFRPSDQ\WKH 3ULPH&RQWUDFWRU¶VLQYRLFH
 $0(1'0(176

$OODPHQGPHQWVWRWKLV&RQWUDFWVKDOOEHLQZULWLQJDQGDSSURYHGVLJQHGE\ERWKSDUWLHV0DULFRSD &RXQW\ 2IILFH RI 3URFXUHPHQW 6HUYLFHV VKDOO EH UHVSRQVLEOH IRU DSSURYLQJ DOO DPHQGPHQWV IRU 0DULFRSD&RXQW\
 $'',7,216'(/(7,2162)5(48,5(0(176

7KH &RXQW\ UHVHUYHV WKH ULJKW WR DGG DQGRU GHOHWH PDWHULDOV DQG VHUYLFHV WR D &RQWUDFW  ,I D VHUYLFH UHTXLUHPHQWLVGHOHWHGSD\PHQWWRWKH&RQWUDFWRUZLOOEH UHGXFHGSURSRUWLRQDWHO\WRWKH DPRXQWRIVHUYLFHUHGXFHGLQDFFRUGDQFHZLWKWKHELGSULFH,IDGGLWLRQDOPDWHULDOVRUVHUYLFHVDUH UHTXLUHGIURPD&RQWUDFWSULFHVIRUVXFKDGGLWLRQVZLOOEHQHJRWLDWHGEHWZHHQWKH&RQWUDFWRUDQG WKH&RXQW\
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 675,&7&203/,$1&(

$FFHSWDQFH E\ &RXQW\ RI D SHUIRUPDQFH WKDW LV QRW LQ VWULFW FRPSOLDQFH ZLWK WKH WHUPV RI WKH &RQWUDFWVKDOOQRWEHGHHPHGWREHDZDLYHURIVWULFWFRPSOLDQFHZLWKUHVSHFWWRDOORWKHUWHUPVRI WKH&RQWUDFW
 9$/,',7<

7KHLQYDOLGLW\LQZKROHRULQSDUW RIDQ\SURYLVLRQRIWKLV&RQWUDFW VKDOOQRW YRLGRUDIIHFWWKH YDOLGLW\RIDQ\RWKHUSURYLVLRQRIWKH&RQWUDFW
 6(9(5$%,/,7<

7KH UHPRYDOLQ ZKROH RULQ SDUW RI DQ\ SURYLVLRQ RIWKLV &RQWUDFW VKDOO QRW YRLG RU DIIHFWWKH YDOLGLW\RIDQ\RWKHUSURYLVLRQRIWKLV&RQWUDFW
 5,*+76,1'$7$

7KH&RXQW\VKDOOKDYHWKHXVHRIGDWDDQGUHSRUWVUHVXOWLQJIURPD&RQWUDFWZLWKRXWDGGLWLRQDOFRVW RURWKHUUHVWULFWLRQH[FHSWDVPD\EHHVWDEOLVKHGE\ODZRUDSSOLFDEOHUHJXODWLRQ(DFK3DUW\VKDOO VXSSO\WRWKHRWKHU3DUW\XSRQUHTXHVWDQ\DYDLODEOHLQIRUPDWLRQWKDWLVUHOHYDQWWRD&RQWUDFWDQG WRWKHSHUIRUPDQFHWKHUHXQGHU
 121',6&5,0,1$7,21

&RQWUDFWRU DJUHHV WR FRPSO\ ZLWK DOO SURYLVLRQV DQG UHTXLUHPHQWV RI $UL]RQD ([HFXWLYH 2UGHU 

LQFOXGLQJIORZGRZQRIDOOSURYLVLRQVDQGUHTXLUHPHQWVWRDQ\VXEFRQWUDFWRUV([HFXWLYH 2UGHU 

 VXSHUVHGHV ([HFXWLYH RUGHU

 DQG DPHQGV ([HFXWLYH RUGHU  DQG PD\ EH
YLHZHG DQG GRZQORDGHG DW WKH *RYHUQRU RI WKH 6WDWH RI $UL]RQD ZHEVLWH

KWWS
D]PHPRU\D]OLEUDU\JRYFGPVLQJOHLWHPFROOHFWLRQH[HFRUGHUVLGUHF  ZKLFK LV
KHUHE\LQFRUSRUDWHGLQWRWKLVFRQWUDFWDVLIVHWIRUWKLQIXOOKHUHLQ'XULQJWKHSHUIRUPDQFHRIWKLV &RQWUDFW&RQWUDFWRUVKDOOQRWGLVFULPLQDWHDJDLQVWDQ\HPSOR\HHFOLHQWRUDQ\RWKHULQGLYLGXDOLQ DQ\ZD\EHFDXVHRIWKDWSHUVRQ¶VDJHUDFHFUHHGFRORUUHOLJLRQVH[GLVDELOLW\RUQDWLRQDORULJLQ  ,65$(/%2<&277

%\VLJQLQJWKLV&RQWUDFWWKH&RQWUDFWRUFHUWLILHVWKDWWKH\DUHLQFRPSOLDQFHZLWK$UWLFOH $56
†
HWVHT
 &(57,),&$7,215(*$5',1*'(%$50(17$1'6863(16,21

 7KHXQGHUVLJQHG
DXWKRUL]HGRIILFLDOVLJQLQJRQEHKDOIRIWKH&RQWUDFWRU FHUWLILHVWRWKH
EHVW RI KLV RU KHU NQRZOHGJH DQG EHOLHI WKDW WKH &RQWUDFWRU LW¶V FXUUHQW RIILFHUV DQG

GLUHFWRUV

 DUH QRW SUHVHQWO\ GHEDUUHG VXVSHQGHG SURSRVHG IRU GHEDUPHQW GHFODUHG LQHOLJLEOHRUYROXQWDULO\H[FOXGHGIURPEHLQJDZDUGHGDQ\FRQWUDFWRUJUDQWE\ DQ\8QLWHG6WDWHV'HSDUWPHQWRU$JHQF\RUDQ\VWDWHRUORFDOMXULVGLFWLRQ 
 KDYHQRWZLWKLQWKUHH

\HDUSHULRGSUHFHGLQJWKLV&RQWUDFW

 EHHQ FRQYLFWHG RI IUDXG RU DQ\ FULPLQDO RIIHQVHLQ FRQQHFWLRQ ZLWK REWDLQLQJ DWWHPSWLQJ WR REWDLQ RU DV WKH UHVXOW RI SHUIRUPLQJ D JRYHUQPHQW HQWLW\
)HGHUDO 6WDWH RU ORFDO
 WUDQVDFWLRQ RU FRQWUDFW

DQG
 EHHQFRQYLFWHGRIYLRODWLRQRIDQ\)HGHUDORU6WDWHDQWLWUXVWVWDWXHVRU FRQYLFWLRQIRUHPEH]]OHPHQWWKHIWIRUJHU\EULEHU\IDOVLILFDWLRQRU 0DULFRSD&RXQW\ %LG5)3

30 S

'
,*"!&&- $'( 

 







6(5,$/5)3
GHVWUXFWLRQ RI UHFRUGV PDNLQJ IDOVH VWDWHPHQWV RU UHFHLYLQJ VWROHQ SURSHUW\UHJDUGLQJDJRYHUQPHQWHQWLW\WUDQVDFWLRQRUFRQWUDFW 
 DUH QRW SUHVHQWO\LQGLFWHG RU FULPLQDOO\  FKDUJHG E\ D JRYHUQPHQW HQWLW\
)HGHUDO 6WDWH RU ORFDO
 ZLWK FRPPLVVLRQ RI DQ\ FULPLQDO
RIIHQVHVLQFRQQHFWLRQZLWKREWDLQLQJDWWHPSWLQJWRREWDLQRUDVWKH UHVXOW RI SHUIRUPLQJ D JRYHUQPHQW HQWLW\ SXEOLF
)HGHUDO 6WDWH RU
ORFDO
WUDQVDFWLRQ RUFRQWUDFW
DQGDUH QRW SUHVHQWO\ IDFLQJ DQ\FLYLO
FKDUJHV IURP DQ\ JRYHUQPHQWDO HQWLW\ UHJDUGLQJ REWDLQLQJ DWWHPSWLQJ WR REWDLQ RU IURP SHUIRUPLQJ DQ\ JRYHUQPHQWDO HQWLW\ FRQWUDFW RU RWKHU WUDQVDFWLRQ
 DQG KDYH QRW ZLWKLQ D WKUHH

 \HDU
SHULRG SUHFHGLQJWKLV&RQWUDFWKDGDQ\SXEOLFWUDQVDFWLRQ )HGHUDO
6WDWHRUORFDO
WHUPLQDWHGIRUFDXVHRUGHIDXOW
 ,IDQ\ RIWKH DERYH FLUFXPVWDQFHV GHVFULEHGLQWKH SDUDJUDSKDUHDSSOLFDEOHWR WKH HQWLW\ VXEPLWWLQJ D ELG IRU WKLV UHTXLUHPHQW LQFOXGH ZLWK \RXU ELG DQ H[SODQDWLRQRIWKHPDWWHULQFOXGLQJDQ\ILQDOUHVROXWLRQ  7KH&RQWUDFWRUVKDOOLQFOXGHZLWKRXWPRGLILFDWLRQWKLVFODXVHLQDOOORZHUWLHUFRYHUHG WUDQVDFWLRQV
LHWUDQVDFWLRQV ZLWK VXEFRQWUDFWRUV
 DQGLQ DOO VROLFLWDWLRQV IRUORZHUWLHU
FRYHUHGWUDQVDFWLRQVUHODWHGWRWKLV&RQWUDFW

9(5,),&$7,21 5(*$5',1* &203/,$1&( :,7+ $56 † $1' )('(5$/ ,00,*5$7,21/$:6$1'5(*8/$7,216


 %\ HQWHULQJLQWRWKH &RQWUDFWWKH &RQWUDFWRU ZDUUDQWV FRPSOLDQFH ZLWKWKH ,PPLJUDWLRQ DQG 1DWLRQDOLW\ $FW
,1$ XVLQJ HYHULI\
 DQG DOO RWKHU )HGHUDO LPPLJUDWLRQ ODZV DQG
UHJXODWLRQVUHODWHGWRWKHLPPLJUDWLRQVWDWXVRILWVHPSOR\HHVDQG$56† $
7KH
&RQWUDFWRU VKDOOREWDLQVWDWHPHQWV IURPLWV VXEFRQWUDFWRUVFHUWLI\LQJFRPSOLDQFHDQGVKDOO IXUQLVK WKH VWDWHPHQWV WR WKH 3URFXUHPHQW 2IILFHU XSRQ UHTXHVW  7KHVH ZDUUDQWLHV VKDOO UHPDLQLQHIIHFWWKURXJKWKHWHUP RIWKH&RQWUDFW7KH&RQWUDFWRUDQGLWV VXEFRQWUDFWRUV VKDOO DOVR PDLQWDLQ (PSOR\PHQW (OLJLELOLW\ 9HULILFDWLRQ IRUPV ,

 DV UHTXLUHG E\ WKH
,PPLJUDWLRQ 5HIRUP DQG &RQWURO $FW RI 
 DV DPHQGHG IURP WLPH WR WLPH IRU DOO
HPSOR\HHVSHUIRUPLQJZRUNXQGHUWKH&RQWUDFWDQGYHULI\HPSOR\HH FRPSOLDQFHXVLQJWKH (YHULI\ V\VWHP DQG VKDOO NHHS D UHFRUG RI WKH YHULILFDWLRQ IRU WKH GXUDWLRQ RI WKH HPSOR\HH¶V HPSOR\PHQW RU DW OHDVW WKUHH

 \HDUV ZKLFKHYHU LV ORQJHU  ,
 IRUPV DUH
DYDLODEOHIRUGRZQORDGDW86&,6*29

 7KH &RXQW\ UHWDLQV WKH OHJDO ULJKW WR LQVSHFW &RQWUDFWRU DQG VXEFRQWUDFWRU HPSOR\HH GRFXPHQWVSHUIRUPLQJZRUNXQGHUWKLV&RQWUDFWWRYHULI\FRPSOLDQFHZLWKSDUDJUDSK 
RI WKLV 6HFWLRQ  &RQWUDFWRU DQG VXEFRQWUDFWRU VKDOO EH JLYHQ UHDVRQDEOH QRWLFH RI WKH &RXQW\¶V LQWHQW WR LQVSHFW DQG VKDOO PDNH WKH GRFXPHQWV DYDLODEOH DW WKH WLPH DQG GDWH VSHFLILHG6KRXOGWKH&RXQW\VXVSHFWRUILQGWKDWWKH&RQWUDFWRURUDQ\RILWVVXEFRQWUDFWRUV DUHQRWLQFRPSOLDQFHWKH&RXQW\ZLOOFRQVLGHUWKLVDPDWHULDOEUHDFKRIWKH&RQWUDFWDQG PD\SXUVXHDQ\DQGDOOUHPHGLHVDOORZHGE\ODZLQFOXGLQJEXWQRWOLPLWHGWR VXVSHQVLRQ
RI ZRUNWHUPLQDWLRQ RIWKH&RQWUDFW IRU GHIDXOWDQG VXVSHQVLRQDQGRU GHEDUPHQW RIWKH &RQWUDFWRU$OOFRVWVQHFHVVDU\WRYHULI\FRPSOLDQFHDUHWKHUHVSRQVLELOLW\RIWKH&RQWUDFWRU  ,1)/8(1&(

$VSUHVFULEHGLQ0&RIWKH0DULFRSD&RXQW\3URFXUHPHQW&RGHDQ\HIIRUWWRLQIOXHQFHDQ HPSOR\HHRUDJHQWWREUHDFKWKH0DULFRSD&RXQW\(WKLFDO&RGHRI&RQGXFWRUDQ\HWKLFDOFRQGXFW PD\EHJURXQGVIRU'LVEDUPHQWRU6XVSHQVLRQXQGHU0&


$QDWWHPSWWRLQIOXHQFHLQFOXGHVEXWLVQRWOLPLWHGWR 
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 $ 3HUVRQ RIIHULQJ RU SURYLGLQJ D JUDWXLW\ JLIW WLS SUHVHQW GRQDWLRQ PRQH\ HQWHUWDLQPHQW RU HGXFDWLRQDO SDVVHV RU WLFNHWV RU DQ\ W\SH RI YDOXDEOH FRQWULEXWLRQ RU VXEVLG\
 7KDWLVRIIHUHGRUJLYHQZLWKWKHLQWHQWWRLQIOXHQFHDGHFLVLRQREWDLQDFRQWUDFWJDUQHU IDYRUDEOHWUHDWPHQWRUJDLQIDYRUDEOHFRQVLGHUDWLRQRIDQ\NLQG ,I D 3HUVRQ DWWHPSWV WR LQIOXHQFH DQ\ HPSOR\HH RU DJHQW RI 0DULFRSD &RXQW\ WKH &KLHI 3URFXUHPHQW 2IILFHU RU KLV GHVLJQHH UHVHUYHV WKH ULJKW WR VHHN DQ\ UHPHG\ SURYLGHG E\ WKH 0DULFRSD&RXQW\3URFXUHPHQW&RGHDQ\UHPHG\LQHTXLW\RULQWKHODZRUDQ\UHPHG\SURYLGHG E\WKLVFRQWUDFW
$%62/87(/< 12 &217$&7 %(7:((1 7+( 5(6321'(17 $1' $1< &2817< 3(56211(/27+(57+$17+(2)),&(2)352&85(0(176(59,&(6,6$//2:(' '85,1* 7+( 62/,&,7$7,21 352&(66 81/(66 7+( &20081,&$7,21 ,6 ,1 5(*$5'6 72 35((;,67,1* %86,1(66 :,7+ 7+( &2817< $1< &20081,&$7,216 5(*$5',1* 7+( 62/,&,7$7,21 ,76 3$57,&,3$176 25 $1< '2&80(17$7,21 35,25 72 7+( &2175$&7 $:$5' 0$< %( *5281'6 )25 ',60,66$/2)7+(5(6321'(17)5207+((9$/8$7,21352&(66  &2175$&725 (03/2<(( :+,67/(%/2:(5 5,*+76 $1' 5(48,5(0(17 72 ,1)250(03/2<((62):+,67/(5%/2:(55,*+76

 7KH 3DUWLHV DJUHH WKDW WKLV &RQWUDFW DQG HPSOR\HHV ZRUNLQJ RQ WKLV &RQWUDFW ZLOO EH VXEMHFW WR WKH ZKLVWOHEORZHU ULJKWV DQG UHPHGLHV LQ WKH SLORW SURJUDP RQ &RQWUDFWRU HPSOR\HHZKLVWOHEORZHUSURWHFWLRQVHVWDEOLVKHGDW86&†E\VHFWLRQRIWKH 1DWLRQDO'HIHQVH$XWKRUL]DWLRQ$FWIRU)LVFDO<HDU 3XE/±

DQGVHFWLRQ

RIWKH)HGHUDO$FTXLVLWLRQ5HJXODWLRQ

 &RQWUDFWRU VKDOO LQIRUP LWV HPSOR\HHV LQ ZULWLQJ LQ WKH SUHGRPLQDQW ODQJXDJH RI WKH ZRUNIRUFHRIHPSOR\HHZKLVWOHEORZHUULJKWVDQGSURWHFWLRQVXQGHU86&†DV GHVFULEHGLQVHFWLRQ
RIWKH)HGHUDO$FTXLVLWLRQ5HJXODWLRQ'RFXPHQWDWLRQRIVXFK HPSOR\HHQRWLILFDWLRQPXVWEHNHSWRQILOHE\&RQWUDFWRUDQGFRSLHVSURYLGHGWR&RXQW\ XSRQUHTXHVW
 &RQWUDFWRU VKDOO LQVHUW WKH VXEVWDQFH RI WKLV FODXVH LQFOXGLQJ WKLV SDUDJUDSK LQ DOO VXEFRQWUDFWVRYHUWKHVLPSOLILHGDFTXLVLWLRQWKUHVKROG DVRI6HSWHPEHU

 81,)250$'0,1,675$7,9(5(48,5(0(176

%\HQWHULQJLQWRWKLV&RQWUDFWWKH&RQWUDFWRUDJUHHVWRFRPSO\ZLWKDOODSSOLFDEOH SURYLVLRQV RI 7LWOH6XEWLWOH$&KDSWHU,,3$57²81,)250$'0,1,675$7,9(5(48,5(0(176 &26735,1&,3/(6$1'$8',75(48,5(0(176)25)('(5$/$:$5'6FRQWDLQHGLQ 7LWOH&)5†HWVHT
 $&&(66 72 $1' 5(7(17,21 2) 5(&25'6 )25 7+( 385326( 2) $8',7 $1'25 27+(55(9,(:

 ,Q DFFRUGDQFH ZLWK VHFWLRQ 0&,  RI WKH 0DULFRSD &RXQW\ 3URFXUHPHQW &RGH WKH &RQWUDFWRU DJUHHV WR UHWDLQ
SK\VLFDO RU GLJLWDO FRSLHV RI
 DOO ERRNV UHFRUGV DFFRXQWV
VWDWHPHQWV UHSRUWV ILOHV DQGRWKHU UHFRUGV DQG EDFNXS GRFXPHQWDWLRQ UHOHYDQWWRWKLV &RQWUDFW IRU VL[

 \HDUV DIWHU ILQDO SD\PHQW RU XQWLO DIWHUWKH UHVROXWLRQ RI DQ\ DXGLW TXHVWLRQV ZKLFK FRXOG EH PRUH WKDQ VL[

 \HDUV ZKLFKHYHU LV ODWHVW  7KH &RXQW\
)HGHUDORU6WDWHDXGLWRUVDQGDQ\RWKHUSHUVRQVGXO\DXWKRUL]HGE\WKH'HSDUWPHQWVKDOO KDYH IXOO DFFHVV WR DQG WKH ULJKW WR H[DPLQH FRS\ DQG PDNH XVH RI DQ\ DQG DOO VDLG PDWHULDOV
 ,IWKH&RQWUDFWRU¶VERRNVUHFRUGVDFFRXQWVVWDWHPHQWVUHSRUWVILOHVDQGRWKHUUHFRUGV DQG EDFNXS GRFXPHQWDWLRQ UHOHYDQW WR WKLV &RQWUDFW DUH QRW VXIILFLHQW WR VXSSRUW DQG 0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
GRFXPHQWWKDWUHTXHVWHGVHUYLFHVZHUHSURYLGHGWKH&RQWUDFWRUVKDOOUHLPEXUVH0DULFRSD &RXQW\IRUWKHVHUYLFHVQRWVRDGHTXDWHO\VXSSRUWHGDQGGRFXPHQWHG  $8',7',6$//2:$1&(6

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
 2))6(7)25'$0$*(6

,QDGGLWLRQWRDOORWKHUUHPHGLHVDW/DZRU(TXLW\WKH&RXQW\PD\RIIVHWIURPDQ\PRQH\GXHWR WKH&RQWUDFWRUDQ\DPRXQWV&RQWUDFWRURZHVWRWKH&RXQW\IRUGDPDJHVUHVXOWLQJIURPEUHDFKRU GHILFLHQFLHVLQSHUIRUPDQFHRIWKH&RQWUDFW
 &21),'(17,$/,1)250$7,21

$Q\LQIRUPDWLRQREWDLQHGLQWKHFRXUVHRISHUIRUPLQJWKLVFRQWUDFWPD\LQFOXGHLQIRUPDWLRQWKDWLV SURSULHWDU\ RU FRQILGHQWLDOWRWKH &RXQW\ 7KLV SURYLVLRQ HVWDEOLVKHVWKH &RQWUDFWRU¶V REOLJDWLRQ UHJDUGLQJVXFKLQIRUPDWLRQ
7KH&RQWUDFWRU VKDOO HVWDEOLVK DQG PDLQWDLQ SURFHGXUHV DQG FRQWUROVWKDW DUH DGHTXDWHWR DVVXUH WKDW QRLQIRUPDWLRQ FRQWDLQHGLQLWV UHFRUGV DQGRU REWDLQHG IURPWKH &RXQW\ RU IURP RWKHUVLQ FDUU\LQJ RXW LWV IXQFWLRQV

VHUYLFHV
 XQGHU WKH &RQWUDFW VKDOO EH XVHG E\ RU GLVFORVHG E\ LW LWV DJHQWVRIILFHUVRUHPSOR\HHVH[FHSWDVUHTXLUHGWRHIILFLHQWO\SHUIRUPGXWLHVXQGHUWKH&RQWUDFW 7KH&RQWUDFWRU¶VSURFHGXUHVDQGFRQWUROVDWDPLQLPXPPXVWEHWKHVDPHSURFHGXUHVDQGFRQWUROV LW XVHV WR SURWHFW LWV RZQ SURSULHWDU\ RU FRQILGHQWLDO LQIRUPDWLRQ  ,I DW DQ\ WLPH GXULQJ WKH GXUDWLRQRIWKH&RQWUDFWWKH&RXQW\GHWHUPLQHVWKDWWKHSURFHGXUHVDQGFRQWUROVLQSODFHDUHQRW DGHTXDWH WKH &RQWUDFWRU VKDOO LQVWLWXWH DQ\ QHZ DQGRU DGGLWLRQDO PHDVXUHV UHTXHVWHG E\ WKH &RXQW\ZLWKLQILIWHHQ

EXVLQHVVGD\VRIWKHZULWWHQUHTXHVWWRGRVR
$Q\UHTXHVWVWRWKH&RQWUDFWRUIRU&RXQW\SURSULHWDU\RUFRQILGHQWLDOLQIRUPDWLRQVKDOOEHUHIHUUHG WRWKH&RXQW\IRUUHYLHZDQGDSSURYDOSULRUWRDQ\GLVVHPLQDWLRQ  38%/,&5(&25'6

8QGHU$UL]RQDODZDOO&RQWUDFWVDUHSXEOLFUHFRUGVDQGPXVWEHUHWDLQHGE\WKH5HFRUGV0DQDJHU DWWKH2IILFH RI3URFXUHPHQW6HUYLFHV&RQWUDFWVVKDOOEH RSHQWRSXEOLFLQVSHFWLRQDQGFRS\LQJ DIWHU&RQWUDFWDZDUGDQGH[HFXWLRQH[FHSW IRU VXFK&RQWUDFWV RU VHFWLRQVWKHUHRI GHWHUPLQHGWR FRQWDLQSURSULHWDU\RUFRQILGHQWLDOLQIRUPDWLRQE\WKH2IILFHRI3URFXUHPHQW6HUYLFHV  35,&(6

&RQWUDFWRUZDUUDQWVWKDWSULFHVH[WHQGHGWR&RXQW\ XQGHUWKLV&RQWUDFWDUH QRKLJKHUWKDQWKRVH SDLGE\DQ\RWKHUFXVWRPHUIRUWKHVHRUVLPLODUVHUYLFHV 
,17(*5$7,21

7KLV&RQWUDFW UHSUHVHQWVWKH HQWLUHDQGLQWHJUDWHGDJUHHPHQWEHWZHHQWKH SDUWLHVDQG VXSHUVHGHV DOOSULRUQHJRWLDWLRQVSURSRVDOVFRPPXQLFDWLRQVXQGHUVWDQGLQJVUHSUHVHQWDWLRQVRUDJUHHPHQWV ZKHWKHURUDORUZULWWHQH[SUHVVRULPSOLHG
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
 5(/$7,216+,36

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

7KLV&RQWUDFW VKDOO EH JRYHUQHG E\WKHODZV RIWKH 6WDWH RI $UL]RQD 9HQXH IRU DQ\ DFWLRQV RU ODZVXLWVLQYROYLQJWKLV&RQWUDFWZLOOEHLQ0DULFRSD&RXQW\6XSHULRU&RXUW3KRHQL[$UL]RQD  25'(52)35(&('(1&(

In the event of a conflict in the provisions of this Contract and Contractor’s license agreement, if applicable, the terms of this Contract shall prevail.
 ,1&25325$7,212)'2&80(176

7KHIROORZLQJDUHWREHDWWDFKHGWRDQGPDGHSDUWRIWKLV&RQWUDFW 
 ([KLELW$3ULFLQJ

 ([KLELW%6FRSHRI:RUN

 ([KLELW&2UDFOH6WDQGDUG7HUPVDQG&RQGLWLRQVIRU3URGXFWVDQG6HUYLFHV DQG
 ([KLELW'2IILFHRI3URFXUHPHQW6HUYLFHV&RQWUDFWRU7UDYHODQG3HU'LHP3ROLF\ 127,&(6

$OOQRWLFHVJLYHQSXUVXDQWWRWKHWHUPVRIWKLV&RQWUDFWVKDOOEHDGGUHVVHGWR 
)RU&RXQW\

0DULFRSD&RXQW\
2IILFHRI3URFXUHPHQW6HUYLFHV
$771
&RQWUDFW$GPLQLVWUDWLRQ
:HVW/LQFROQ6WUHHW
3KRHQL[$UL]RQD

)RU&RQWUDFWRU

0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







6(5,$/5)3
,1:,71(66:+(5(2)WKLV&RQWUDFWLVH[HFXWHGRQWKHGDWHVHWIRUWKDERYH &2175$&725

$87+25,=('6,*1$785(

35,17('1$0($1'7,7/(

$''5(66

'$7(
0$5,&23$&2817<
          
&+$,50$1%2$5'2)683(59,6256  '$7(
$77(67('

          
&/(5.2)7+(%2$5'    '$7(
$33529('$672)250

          
'(387<&2817<$77251(<    '$7(
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 









Question and Answers for Bid #180233-RFP - ORACLE PRODUCTS AND SERVICES Overall Bid Questions
7KHUHDUHQRTXHVWLRQVDVVRFLDWHGZLWKWKLVELG
0DULFRSD&RXQW\ %LG5)3

30 S
'
,*"!&&- $'( 

 







EXHIBIT B
Original Government Contract
'
,*"!&&- $'( 

 







SERIAL 180233-RFP ORACLE PRODUCTS AND SERVICES
Contract Mythics, Inc. LLC
DATE OF LAST REVISION: January 02, 2026 CONTRACT END DATE: November 30, 2028 CONTRACT PERIOD THROUGH NOVEMBER 30, 2023 2028
TO: All Departments
FROM: Office of Procurement Services
SUBJECT: Contract for ORACLE PRODUCTS AND SERVICES
Attached to this letter is published an effective purchasing contract for products and/or services to be supplied to Maricopa County activities as awarded by Maricopa County on December 12, 2018.

All purchases of products and/or services listed on the attached pages of this letter are to be obtained from the vendor holding the contract. Individuals are responsible to the vendor for purchases made outside of contracts.

The contract period is indicated above.

BW/mm
Attach
Copy to: Office of Procurement Services
James Foley, OPS
(Please remove Serial 13120-RFP from your contract notebooks) DATE OF LAST REVISION: January 02, 2026 CONTRACT END DATE: November 30, 2028 '
,*"!&&- $'( 

 







ORACLE PRODUCTS AND SERVICES
This Contract is entered into this 12th day of December 2018 by and between Maricopa County (“County”), a political subdivision of the State of Arizona, and Mythics, Inc. LLC, a Virginia corporation (“Contractor”) for the purchase of Oracle Products and Services.

1.0 CONTRACT TERM:

1.1 This Contract is for a term of Five (5) years, beginning on the 12th day of December, 2018 and ending the 30th day of November, 2023 2028.

1.2 The products and services which are the subject of this Master Agreement (“County Contract”) may be covered by a software programs license agreement service or maintenance agreement. The term of the service or maintenance agreement shall be governed by that document and may survive the expiration of this Master Agreement.

1.3 The County may, at its option and with the written agreement of the Contractor, renew the term of this Contract for additional terms up to a maximum of Five (5) additional years, (or at the County’s sole discretion, extend the contract on a month-to-month bases for a maximum of six (6) months after expiration). The County shall notify the Contractor in writing of its intent to extend the Contract term at least sixty (60) calendar days prior to the expiration of the original contract term, or any additional term thereafter.

1.4 CONTRACT COMPLETION:

The Contractor shall make all reasonable efforts for an orderly transition of its duties and responsibilities to another provider and/or to the County. This may include, but is not limited to the preparation of a transition plan and cooperation with the County or other providers in the transition. The transition includes the transfer of all records, and other data in the possession, custody or control of Contractor required to be provided to the County either by the terms of this agreement or as a matter of law. The provisions of this clause shall survive the expiration or termination of this agreement.

2.0 PRICE ADJUSTMENTS (applies to percentages in contract):

Any requests for reasonable price adjustments must be submitted one hundred and twenty (120) calendar days prior to the Contract expiration. Requests for adjustment in cost of labor and/or materials must be supported by appropriate documentation. The reasonableness of the request will be determined by comparing the request with the Consumer Price Index or by performing a market survey. If County agrees to the adjusted price terms, County shall issue written approval of the change and provide an updated version of the Contract. The new change shall not be in effect until the date stipulated on the Contract.

3.0 PAYMENTS:

3.1 As consideration for performance of the duties described herein, County shall pay Contractor the sum(s) stated in Exhibit “A.”

3.2 Payment shall be made upon the County’s receipt of a properly completed invoice. '
,*"!&&- $'( 

 







SERIAL 180233-RFP

3.3 INVOICES:

3.3.1 The Contractor shall submit one (1) legible copy of their detailed invoice before payment(s) will be made. Incomplete invoices will not be processed. At a minimum, the invoice must provide the following information:
• Company name, address and contact
• County bill-to name and contact information
• Contract Serial Number
• County purchase order number
• Project/Task order name and/or number
• Invoice number and date
• Payment terms
• Date of service or delivery
• Quantity (number of days or weeks)
• Contract Item number(s)
• Description of Purchase (product or services)
• Pricing per unit of purchase
• Freight (if applicable)
• Extended price
• Mileage w/rate (if applicable)
• Arrival and completion time (if applicable)
• Total Amount Due

3.3.2 Problems regarding billing or invoicing shall be directed to the Department as listed on the Purchase Order.

3.3.3 Payment shall only be made to the Contractor by Accounts Payable through the Maricopa County Vendor Express Payment Program. This is an Electronic Funds Transfer (EFT) process. After Contract Award the Contractor shall complete the Vendor Registration Form located on the County Department of Finance Vendor Registration Web Site (http://www.maricopa.gov/922/Vendors).

3.3.4 Discounts offered in the contract shall be calculated based on the date a properly completed invoice is received by the County.

3.3.5 EFT payments to the routing and account numbers designated by the Contractor will include the details on the specific invoices that the payment covers. The Contractor is required to discuss remittance delivery capabilities with their designated financial institution for access to those details.

3.3.6 If an authorized reseller is used per Exhibit H the reseller will invoice the County or Participating Public Agencies based on the approved quote.

3.4 PAYMENT RETENTION (For task order projects as negotiated by user):

3.4.1 Ten percent (10%) of monies paid for Project Management and Project Labor earned by Contractor related to work under this Contract shall be retained by County until Final Completion of the services herein described in any project Exhibit B Scope of Work.

County may elect to release specific retention payments based on mutually agreed milestones, but in no case shall retention be released prior to Final Completion. All other payment terms and conditions shall not be affected by the retention. In the event of termination or cancellation of this Contract by County through no fault of Contractor, Contractor shall be entitled to the refund of any funds in the retention account.

3.4.2 After fifty percent (50%) of the work has been completed, the Maricopa County Executive Steering Committee may reduce the retainage to five percent (5%) of all monies previously earned and all monies earned thereafter. Any reduction in retainage '
,*"!&&- $'( 

 







SERIAL 180233-RFP
shall be in the discretion of the Maricopa County Executive Steering Committee. Any interest earned on retainage shall accrue solely to the benefit of County.

3.4.3 The Contractor shall have the right, pursuant to Arizona Revised Statues, to submit securities in lieu of retention for all work completed. The Contractor is required to request this option at least ten (10) business days prior to submission of first Application for Payment to allow time for preparation of forms. The Contractor shall request and obtain securities forms through County. The County must identify either securities option or retention option prior to first Application for Payment.

3.5 APPLICABLE TAXES:

3.5.1 Payment of Taxes: The Contractor shall pay all applicable taxes. With respect to any installation labor on items that are not attached to real property performed by Contractor under the terms of this Contract, the installation labor cost and the gross receipts for materials provided shall be listed separately on the Contractor’s invoices.

3.5.2 State and Local Transaction Privilege Taxes: To the extent any State and local transaction privilege taxes apply to sales made under the terms of this Contract it is the responsibility of the seller to collect and remit all applicable taxes to the proper taxing jurisdiction of authority.

3.5.3 Tax Indemnification: Contractor and all subcontractors shall pay all Federal, State, and local taxes applicable to its operation and any persons employed by the Contractor.

Contractor shall, and require all subcontractors to hold Maricopa County harmless from any responsibility for taxes, damages and interest, if applicable, contributions required under Federal, and/or State and local laws and regulations, and any other costs including; transaction privilege taxes, unemployment compensation insurance, Social Security, and Worker’s Compensation.

3.6 TAX (SERVICES):

No tax shall be invoiced or paid against Contractor’s labor. It is the responsibility of the Contractor to determine any and all applicable taxes.

3.7 TAX (COMMODITIES):

Tax shall not be invoiced against Contractor’s labor. It is the responsibility of the Contractor to determine any and all applicable taxes.

3.8 STRATEGIC ALLIANCE for VOLUME EXPENDITURES ($AVE):

The County is a member of the $AVE cooperative purchasing group. $AVE includes the State of Arizona, many Phoenix metropolitan area municipalities, and many K-12 unified school districts.

Under the $AVE Cooperative Purchasing Agreement, and with the concurrence of the successful Respondent under this solicitation, a member of $AVE may access a contract resulting from a solicitation issued by the County.

3.9 INTERGOVERNMENTAL COOPERATIVE PURCHASING AGREEMENTS (ICPA’s):

County currently holds ICPA’s with numerous governmental entities. These agreements allow those entities, with the approval of the Contractor, to purchase their requirements under the terms and conditions of the County Contract. It is the responsibility of the non-County government entity to perform its own due diligence on the acceptability of the Contract under its procurement rules, processes and procedures.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

4.0 AVAILABILITY OF FUNDS:

4.1 The provisions of this Contract relating to payment for services shall become effective when funds assigned for the purpose of compensating the Contractor as herein provided are actually available

4.2 to County for disbursement. The County shall be the sole judge and authority in determining the availability of funds under this Contract. County shall keep the Contractor fully informed as to the availability of funds.

4.3 If any action is taken by, any State agency, Federal department, or any other agency or instrumentality to suspend, decrease, or terminate its fiscal obligations under, or in connection with, this Contract, County may amend, suspend, decrease, or terminate its obligations under, or in connection with, this Contract. In the event of termination, County shall be liable for payment only for services rendered prior to the effective date of the termination, provided that such services are performed in accordance with the provisions of this Contract. County shall give written notice of the effective date of any suspension, amendment, or termination under this Section, at least ten (10) days in advance.

5.0 DUTIES:

5.1 The Contractor shall perform all duties stated in Exhibit “B”, or as otherwise directed in writing by the issuance of a project scope of work or Purchase Order by the Procurement Officer.

5.2 During the Contract term, County may provide Contractor’s personnel with adequate workspace for consultants and such other related facilities as may be required by Contractor to carry out its contractual obligations.

6.0 TERMS AND CONDITIONS:

6.1 INDEMNIFICATION:

To the fullest extent permitted by law, and to the extent that claims, damages, losses or expenses are not covered and paid by insurance purchased by the Contractor, the Contractor shall defend indemnify and hold harmless the County (as Owner), its agents, representatives, agents, officers, directors, officials, and employees from and against all claims, damages, losses, and expenses (including, but not limited to attorneys' fees, court costs, expert witness fees, and the costs and attorneys' fees for appellate proceedings) arising out of, or alleged to have resulted from the negligent acts and errors, or willful omissions relating to the performance of this Contract.

Contractor's duty to defend, indemnify, and hold harmless the County, its agents, representatives, agents, officers, directors, officials, and employees shall arise in connection with any claim, damage, loss, or expense that is attributable to bodily injury, sickness, disease, death or injury to, impairment of, or destruction of tangible property, including loss of use resulting there from, caused by negligent acts and errors, or willful omissions in the performance of this Contract, but only to the extent caused by the negligent acts or omissions of the Contractor, a subcontractor, any one directly or indirectly employed by them, or anyone for whose acts they may be liable, regardless of whether or not such claim, damage, loss, or expense is caused in part by a party indemnified hereunder. Notwithstanding anything to the contrary, no provision of this Agreement shall prohibit or affect Contractor’s right to seek contribution from any party responsible for the underlying claim.

The amount and type of insurance coverage requirements set forth herein will in no way be construed as limiting the scope of the indemnity in this paragraph.

The scope of this indemnification does not extend to the sole negligence of County.

NOTWITHSTANDING ANYTHING TO THE CONTRARY, MYTHICS’ TOTAL LIABILITY

UNDER THIS AGREEMENT, FOR ANY CAUSE OF ACTION WHATSOEVER, SHALL BE

LIMITED TO THE AMOUNT OF FEES PAID BY COUNTY UNDER THE APPLICABLE STATEMENT OF WORK FROM WHICH SUCH LIABILITY ARISES.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.2 INFRINGEMENT DEFENSE INDEMNIFICATION:

ORACLE STANDARD TERMS AND CONDITIONS SHALL APPLY. (SEE EXHIBITS C, D

AND E AND F)
Exhibit C - ORACLE SOFTWARE PROGRAMS AND/OR SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818 v032819.

Exhibit D - ORACLE CLOUD SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818.

Exhibit E - ORACLE HARDWARE US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818 v032819.

Exhibit F - ORACLE LINUX AND ORACLE VM SERVICES SUPPLMENTAL PUBLIC

SECTOR TERMS AND CONDITIONS FOR ORACLE LINUX, ORACLE VM AND VERRAZZANO SERVICES v190712 012323
Exhibit J – GOOGLE CLOUD MASTER AGREEMENT – PUBLIC SECTOR (PARTNER)

10.17.22 (V2.7)
Exhibit K – AWS MASTER AGREEMENT 12.22.25
Exhibit L – MICROSOFT AZURE CUSTOMER AGREEMENT

6.3 SOURCE CODE ESCROW REQUIREMENT (IF APPLICABLE):

Source Code Escrow. Oracle confirms that a copy of the source code necessary to support the Programs is maintained or will be placed into escrow. The source code escrow agreement was entered into by Oracle America, Inc. on behalf of all members of the Oracle group of companies (“Oracle Group”) and provides that only if the Oracle Group ceases to be in the business of supporting the Programs, the escrow agent will furnish You with a copy of the escrowed materials that have become unsupported. Any escrowed materials furnished under this provision shall be considered licensed subject to the terms of this Contract and shall be used solely to maintain the Programs. Oracle’s source code escrow agreement is private and confidential and is not available for release to You. Oracle does not deposit source code for any third party programs. Upon request from You, Oracle will register You with Oracle’s escrow agent as a beneficiary under Oracle’s source code escrow agreement. To request registration, You must email Oracle at source-code[email protected]. Thereafter, and provided that You are current on technical support for the Programs for which technical support is offered, You will be contacted on an annual basis to confirm whether You require Your registration to continue.

6.4 INSURANCE:

6.4.1 Contractor, at Contractor’s own expense, shall purchase and maintain the herein stipulated minimum insurance from a company or companies duly licensed by the State of Arizona and possessing a current A.M. Best, Inc. rating of B++. In lieu of State of Arizona licensing, the stipulated insurance may be purchased from a company or companies, which are authorized to do business in the State of Arizona, provided that said insurance companies meet the approval of County. The form of any insurance policies and forms must be acceptable to County.

6.4.2 All insurance required herein shall be maintained in full force and effect until all work or service required to be performed under the terms of the Contract is satisfactorily completed and formally accepted. Failure to do so may, at the sole discretion of County, constitute a material breach of this Contract.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.4.3 Contractor’s insurance shall be primary insurance as respects County, and any insurance or self-insurance maintained by County shall not contribute to it.

6.4.4 Any failure to comply with the claim reporting provisions of the insurance policies or any breach of an insurance policy warranty shall not affect the County’s right to coverage afforded under the insurance policies.

6.4.5 The insurance policies may provide coverage that contains deductibles or self-insured retentions. Such deductible and/or self-insured retentions shall not be applicable with respect to the coverage provided to County under such policies. Contractor shall be solely responsible for the deductible and/or self-insured retention and County, at its option, may require Contractor to secure payment of such deductibles or self-insured retentions by a surety bond or an irrevocable and unconditional letter of credit.

6.4.6 The insurance policies required by this Contract, except Workers’ Compensation and Errors and Omissions, shall name County, its agents, representatives, officers, directors, officials and employees as Additional Insureds.

6.4.7 The policies required hereunder, except Workers’ Compensation and Errors and Omissions, shall contain a waiver of transfer of rights of recovery (subrogation) against County, its agents, representatives, officers, directors, officials and employees for any claims arising out of Contractor’s work or service.

6.4.8 Commercial General Liability:

Commercial General Liability insurance and, if necessary, Commercial Umbrella insurance with a limit of not less than $2,000,000 for each occurrence, $4,000,000 Products/Completed Operations Aggregate, and $4,000,000 General Aggregate Limit.

The policy shall include coverage for premises liability, bodily injury, broad form property damage, personal injury, products and completed operations and blanket contractual coverage, and shall not contain any provisions which would serve to limit third party action over claims. There shall be no endorsement or modifications of the CGL limiting the scope of coverage for liability arising from explosion, collapse, or underground property damage.

6.4.9 Automobile Liability:

Commercial/Business Automobile Liability insurance and, if necessary, Commercial Umbrella insurance with a combined single limit for bodily injury and property damage of not less than $2,000,000 each occurrence with respect to any of the Contractor’s owned, hired, and non-owned vehicles assigned to or used in performance of the Contractor’s work or services or use or maintenance of the premises under this Contract.

6.4.10 Workers’ Compensation:

Workers’ Compensation insurance to cover obligations imposed by Federal and State statutes having jurisdiction of Contractor’s employees engaged in the performance of the work or services under this Contract; and Employer’s Liability insurance of not less than $1,000,000 for each accident, $1,000,000 disease for each employee, and $1,000,000 disease policy limit.

Contractor, its contractors and its subcontractors waive all rights against Contract and its agents, officers, directors and employees for recovery of damages to the extent these damages are covered by the Workers’ Compensation and Employer’s Liability or commercial umbrella liability insurance obtained by Contractor, its contractors and its subcontractors pursuant to this Contract.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.4.11 Errors and Omissions (Professional Liability) Insurance:

Errors and Omissions (Professional Liability) insurance and, if necessary, Commercial Umbrella insurance, which will insure and provide coverage for errors or omissions or professional liability of the Contractor, with limits of no less than $2,000,000 for each claim.

6.4.12 Crime:

Contractor shall maintain Commercial Crime Liability Insurance with a limit of not less than $500,000 for each occurrence. The policy shall include, but not be limited to, coverage for employee dishonesty, fraud, theft, or embezzlement.

6.4.13 Cyber:

Policy Limit:

6.4.13.1 The policy shall be issued with minimum limits of $100,000.

6.4.13.2 The policy shall include coverage for all directors, officers, agents and employees of the Contractor.

6.4.13.3 The policy shall include coverage for third party fidelity.

6.4.13.4 The policy shall include coverage for theft.

6.4.13.5 The policy shall contain no requirement for arrest and conviction.

6.4.13.6 The policy shall cover loss outside the premises of the Named Insured.

6.4.13.7 The policy shall endorse (Blanket Endorsements are not acceptable) the Department as Loss Payee as our interest may appear.

6.4.14 Technology Errors & Omission Insurance:
x Each claim $2,000,000
x Annual Aggregate $2,000,000
Such insurance shall cover any, and all errors, omissions, or negligent acts in the delivery of products, services, and/or licensed programs under this Contract.

In the event that the Tech E&O insurance required by this Contract is written on a claimsmade basis, Contractor warrants that any retroactive date under the policy shall precede the effective date of this Contract and, either continuous coverage will be maintained or an extended discovery period will be exercised for a period of two (2) years, beginning at the time work under this Contract is completed.

6.4.15 Network Security (Cyber) and Privacy Liability (IF APPLICABLE TO PROJECT):
x Each Claim $2,000,000
x Annual Aggregate $2,000,000
Such insurance shall include, but not be limited to, coverage for third party claims and losses with respect to network risks (such as data breaches, unauthorized access or use, ID theft of data) and invasion of privacy regardless of the type of media involved in the loss of private information, crisis management and identity theft response costs. This should also include breach notification costs, credit remediation, and credit monitoring, defense and claims expenses, regulatory defense costs plus fines and penalties, cyber extortion, computer program and electronic data restoration expenses coverage (data asset protection), network business interruption, computer fraud coverage, and funds transfer loss.

In the event that the Network Security and Privacy Liability insurance required by this Contract is written on a claims-made basis, Contractor warrants that any retroactive date under the policy shall precede the effective date of this Contract and, either continuous '
,*"!&&- $'( 

 







SERIAL 180233-RFP
coverage will be maintained, or an extended discovery period will be exercised for a period of two (2) years beginning at the time work under this Contract is completed.

6.4.16 County shall be a Certificate Holder:

Before providing the services as defined above, Developer shall furnish County with Certificates of Insurance evidencing coverage required by this Article. The certificates shall identify County as additional insured and shall be signed by a person authorized by that insurer to bind coverage on its behalf.

All obligations for occurrence coverage shall survive termination of this Agreement.

Other insurance policies required hereby shall expressly provide that such policies shall not be canceled, terminated or materially altered without thirty (30) days prior written notice to County.

All insurance obligations of this Article shall survive termination of this Agreement.

It is understood that the County is “Self-Insured” and a Certificate of Insurance shall be provided by County upon approval of this Agreement by the Parties.

6.4.17 Certificates of Insurance:

6.4.17.1 Prior to Contract award, Contractor shall furnish the County with valid and complete certificates of insurance, or formal endorsements as required by the Contract in the form provided by the County, issued by Contractor’s insurer(s), as evidence that policies providing the required coverage, conditions and limits required by this Contract are in full force and effect. Such certificates shall identify this contract number and title.

6.4.17.2 In the event any insurance policy(ies) required by this Contract is(are) written on a claims made basis, coverage shall extend for two years past completion and acceptance of Contractor’s work or services and as evidenced by annual Certificates of Insurance.

6.4.17.3 If a policy does expire during the life of the Contract, a renewal certificate must be sent to County fifteen (15) calendar days prior to the expiration date.

6.4.18 Cancellation and Expiration Notice:

Applicable to all insurance policies required within the Insurance Requirements of this Contract, Contractor’s insurance shall not be permitted to expire, be suspended, be canceled, or be materially changed for any reason without thirty (30) days prior written notice to Maricopa County. Contractor must provide to Maricopa County, within two (2) business days of receipt, if they receive notice of a policy that has been or will be suspended, canceled, materially changed for any reason, has expired, or will be expiring.

Such notice shall be sent directly to Maricopa County Office of Procurement Services and shall be mailed or hand delivered to 160 South 4th Avenue Street, Phoenix, AZ 85003, or emailed to the Procurement Officer noted in the solicitation.

6.5 BOND REQUIREMENT (IF REQUIRED FOR ANY PROJECT):

6.5.1 Concurrently with the submittal of the Contract, the Contractor shall furnish the Contracting Agency the following bonds, which shall become binding upon the award of the contract to the Contractor.

6.5.1.1 Performance Bond equal to the full Contract amount ($________or as specified) conditioned upon the faithful performance of the Contract in accordance with plans, specifications and conditions thereof. Such bond shall be solely for the protection of the Contracting Agency awarding the Contract. '
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.5.1.2 A Payment Bond equal to the full Contract amount ($________or as specified) solely for the protection of claimants supplying labor and materials to the Contractor or his Subcontractors in the prosecution of the work provided for in such Contract.

6.5.2 Each such bond shall include a provision allowing the prevailing party in a suit on such bond to recover as a part of his judgment such reasonable attorney’s fees as may be fixed by a judge of the court.

6.5.3 Each bond shall be executed by a surety company or companies holding a certificate of authority to transact surety business in the State of Arizona issued by the Director of the Department of Insurance. The bonds shall not be executed by an individual surety or sureties. The bonds shall be made payable and acceptable to the Contracting Agency.

The bonds shall be written or countersigned by an authorized representative of the surety who is either a resident of the State of Arizona or whose principal office is maintained in this State, as by law required, and the bonds shall have attached thereto a certified copy of the Power of Attorney of the signing official. In addition, said company or companies shall be rated “Best-A” or better as required by the Contracting Agency, as currently listed in the most recent Best Key Rating Guide, published by the A.M. Best Company.

6.6 FORCE MAJEURE:

APPLICABLE ORACLE STANDARD TERMS AND CONDITIONS SHALL CONTROL. (SEE EXHIBITS C, D, AND E AND F).

Exhibit C - ORACLE SOFTWARE PROGRAMS AND/OR SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818 v032819.

Exhibit D - ORACLE CLOUD SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818.

Exhibit E - ORACLE HARDWARE US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818 v032819.

Exhibit F - ORACLE LINUX AND ORACLE VM SERVICES SUPPLMENTAL PUBLIC

SECTOR TERMS AND CONDITIONS FOR ORACLE LINUX, ORACLE VM AND VERRAZZANO SERVICES v190712 012323
Exhibit J – GOOGLE CLOUD MASTER AGREEMENT – PUBLIC SECTOR (PARTNER)

10.17.22 (V2.7)
Exhibit K – AWS MASTER AGREEMENT 12.22.25
Exhibit L – MICROSOFT AZURE CUSTOMER AGREEMENT

6.7 WARRANTY (IF APPLICABLE):

APPLICABLE ORACLE STANDARD TERMS AND CONDITIONS SHALL CONTROL. (SEE

EXHIBITS C, D, AND E AND F)
Exhibit C - ORACLE SOFTWARE PROGRAMS AND/OR SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818 v032819.

Exhibit D - ORACLE CLOUD SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818.

Exhibit E - ORACLE HARDWARE US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818 v032819.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
Exhibit F - ORACLE LINUX AND ORACLE VM SERVICES SUPPLMENTAL PUBLIC

SECTOR TERMS AND CONDITIONS FOR ORACLE LINUX, ORACLE VM AND VERRAZZANO SERVICES v190712 012323
Exhibit J – GOOGLE CLOUD MASTER AGREEMENT – PUBLIC SECTOR (PARTNER)

10.17.22 (V2.7)
Exhibit K – AWS MASTER AGREEMENT 12.22.25
Exhibit L – MICROSOFT AZURE CUSTOMER AGREEMENT

6.8 DELIVERY:

6.8.1 Delivery shall specified on each order.

6.8.2 Exceptions to delivery schedule will be special order items that shall be identified.

6.8.3 Delivery shall be F.O.B. Destination, Freight Prepaid.

6.9 EXPEDITED DELIVERY:

6.9.1 If the Using Agency determines that rush shipping or other alternate shipping is required, it shall notify the Contractor. The Contractor shall determine any additional costs associated with such delivery terms and communicate that cost to the County.

6.9.2 The County shall not advise the Contractor to proceed with an expedited shipment until acceptable terms are agreed upon and a purchase order is issued. Upon agreeing to the additional costs, the Using Agency shall advise the Contractor to proceed.

6.9.3 Upon receipt of material(s) and invoicing, the County shall ensure that any additional charges are in compliance with and do not exceed agreed to costs. The County shall retain all documents related to these costs within the agency purchase file.

6.10 SHIPPING DOCUMENTS:

A packing list or other suitable shipping document shall accompany each shipment and shall include the following:

6.10.1 Contract Serial number.

6.10.2 Contractor’s name and address.

6.10.3 Using Agency name and address.

6.10.4 Using Agency purchase order number.

6.10.5 A description of product(s) shipped, including item number(s), quantity (ies), number of containers and package number(s), as applicable.

6.11 PERFORMANCE:

It shall be the Contractor’s responsibility to meet the proposed performance requirements.

Maricopa County reserves the right to obtain services on the open market in the event the Contractor fails to correct the deficient service within 30 days after written notice.

6.12 SHIPPING CHARGES:

6.12.1 Unless expressly included in an Oracle product or service Stocking Keep Unit (SKU) all shipping charges are separately orderable SKUs. FOB: Destination. '
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.12.2 Exceptions to normal shipping charges:

Expedited freight will be pre-paid by the Contractor and added to invoice if the normal shipping schedule does not meet County requirements. These requirements will be made in writing to the contractor.

6.13 PACKAGING/PACKING:

Unless otherwise stated, commercial packages and packing, suitable for the type, size, and kind of product, commonly used in the industry for the purpose, so constructed as to ensure acceptance and safe delivery, at the lowest rate, to the point of delivery specified in the bid document is acceptable.

6.14 OPERATING MANUALS:

Upon delivery, Contractor shall provide comprehensive operational manuals, service manuals and schematic diagrams, if required by the Department. These may be provided in hard copy or electronically.

6.15 INSTALLATION:

The Contractor’s price shall include delivery and, if requested at the time of quote/bid, installation of all equipment in a complete operating condition.

6.16 ACCEPTANCE (IF APPLICABLE):

6.16.1 Perpetual Licenses – Software is made available via a web link provided by the Licensor; there is no acceptance period for perpetual licenses.

6.16.2 Engineered Systems and Hardware – Acceptance is upon delivery.

6.16.3 Cloud Services – Cloud services are provisions via a web link provided by the cloud service provider; there is no acceptance period for cloud services.

6.17 RETURN POLICY:

All orders are non-cancellable and non-refundable.

6.18 INSPECTION OF SERVICES (IF APPLICABLE):

6.18.1 The Contractor shall provide and maintain an inspection system acceptable to County covering the services under this Contract. Complete records of all inspection work performed by the Contractor shall be maintained and made available to County during Contract performance and for as long afterwards as the Contract requires.

6.18.2 County has the right to inspect and test all services called for by the Contract, to the extent practicable at all times and places during the term of the Contract. County shall perform inspections and tests in a manner that will not unduly delay the work.

6.18.3 If any of the services do not conform to Contract requirements, County is entitled to the remedies provided hereunder the Oracle Standard Terms and Conditions. y:

6.18.3.1 With regard to services performed by Oracle:

If any of the Oracle Cloud Services do not conform to Contract requirements, County is entitled to the remedies provided under Exhibit D

ORACLE CLOUD SERVICES US COMMUNITIES SUPPLEMENTAL
TERMS AND CONDITIONS v041818.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
If any of the Oracle ACS Services do not conform to Contract requirements, County is entitled to the remedies provided under Exhibit E

ORACLE HARDWARE US COMMUNITIES SUPPLEMENTAL TERMS
AND CONDITIONS v041818 v032819.

The parties agree that Oracle Technical Support Services and/or Maintenance Support Services will be provided in accordance with Oracle’s Technical Support Policies in effect at the time the services are provided.

You may access the current version of the technical support policies at http://www.oracle.com/us/support/policies/index.html.

6.18.3.2 With regard to professional services performed by Mythics:

Mythics professional services will be performed in accordance with a quoted Statement of Work that will be incorporated in the Contractor ordering documents. County remedies shall be as stated within these Contractor ordering documents.

6.19 ORDERING AUTHORITY:

Any request for purchase shall be accompanied by a valid purchase order, issued by Office of Procurement Services, a Purchase Order issued by the using Department or direction by a Certified Agency Procurement Aid (CAPA) with a Purchase Card for payment.

6.20 NO MINIMUM OR MAXIMUM PURCHASE OBLIGATION:

This Contract does not guarantee any minimum or maximum purchases will be made. Orders will only be placed under this Contract when the County identifies a need and proper authorization and documentation have been approved.

6.21 BACKGROUND CHECK (IF REQUIRED BY PROJECT):

Contractors need to be aware that there may be multiple background checks (Sheriff’s Office, County Attorney's Office, Courts as well as Maricopa County general government) to determine if the respondent is acceptable to do business with the County. This applies to (but is not limited to) the Contractor, subcontractors and employees.

6.22 SUSPENSION OF WORK: (THIS PROVISION SHALL NOT APPLY TO ORACLE CLOUD

SERVICES)
The Procurement Officer may order the Contractor, in writing, to suspend, delay, or interrupt all or any part of the work of this contract for the period of time that the Procurement Officer determines appropriate for the convenience of the County. No adjustment shall be made under this clause for any suspension, delay, or interruption to the extent that performance would have been so suspended, delayed, or interrupted by any other cause, including the fault or negligence of the Contractor. No request for adjustment under this clause shall be granted unless the claim, in an amount stated, is asserted in writing as soon as practicable after the termination of the suspension, delay, or interruption, but not later than the date of final payment under the Contract.

6.23 STOP WORK ORDER:

The Procurement Officer may, at any time, by written order to the Contractor, require the Contractor to stop all, or any part, of the work called for by this contract for a period of ninety (90) calendar days after the order is delivered to the Contractor, and for any further period to which the parties may agree. The order shall be specifically identified as a stop work order issued under this clause. Upon receipt of the order, the Contractor shall immediately comply with its terms and take all reasonable steps to minimize the incurrence of costs allocable to the work covered by the order during the period of work stoppage. Within a period of 90 calendar days after a stop-work is '
,*"!&&- $'( 

 







SERIAL 180233-RFP
delivered to the Contractor, or within any extension of that period to which the parties shall have agreed, the Procurement Officer shall either:

6.23.1 Cancel the stop work order; or

6.23.2 Terminate the work covered by the order as provided in the Default, or the Termination for Convenience clause of this Contract.

6.23.3 The Procurement Officer may make an equitable adjustment in the delivery schedule and/or Contract price, or otherwise, and the Contract shall be modified, in writing, accordingly, if the Contractor demonstrates that the stop work order resulted in an increase in costs to the Contractor.

6.24 TERMINATION FOR CONVENIENCE:

Maricopa County may terminate the Contract for convenience by providing sixty (60) calendar days advance notice to the Contractor.

6.25 TERMINATION FOR DEFAULT:

The County may, by written notice of default to the Contractor, terminate this Contract in whole or in part if the Contractor fails to:

6.25.1 Deliver the supplies or to perform the services within the time specified in this Contract or any extension;

6.25.2 Make progress, so as to endanger performance of this Contract; or

6.25.3 Perform any of the other provisions of this Contract.

The County’s right to terminate this contract under these subparagraphs may be exercised if the Contractor does not cure such failure within ten (10) business days (or more if authorized in writing by the County) after receipt of the notice from the Procurement Officer specifying the failure.

6.26 STATUTORY RIGHT OF CANCELLATION FOR CONFLICT OF INTEREST:

Notice is given that pursuant to A.R.S. § 38-511 the County may cancel any Contract without penalty or further obligation within three years after execution of the Contract, if any person significantly involved in initiating, negotiating, securing, drafting or creating the Contract on behalf of the County is at any time while the Contract or any extension of the Contract is in effect, an employee or agent of any other party to the Contract in any capacity or consultant to any other party of the Contract with respect to the subject matter of the Contract. Additionally, pursuant to A.R.S § 38-511 the County may recoup any fee or commission paid or due to any person significantly involved in initiating, negotiating, securing, drafting or creating the Contract on behalf of the County from any other party to the Contract arising as the result of the Contract.

6.27 CONTRACTOR LICENSE REQUIREMENT:

6.27.1 The Contractor shall procure all permits, insurance, licenses and pay the charges and fees necessary and incidental to the lawful conduct of his/her business, and as necessary complete any required certification requirements, required by any and all governmental or non-governmental entities as mandated to maintain compliance with and in good standing for all permits and/or licenses. The Contractor shall keep fully informed of existing and future trade or industry requirements, Federal, State and Local laws, ordinances, and regulations which in any manner affect the fulfillment of a Contract and shall comply with the same. Contractor shall immediately notify both Office of Procurement Services and the Department of any and all changes concerning permits, insurance or licenses.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.27.2 Contractor furnishing finished products, materials or articles of merchandise that will require installation or attachment as part of the Contract, shall possess any licenses required. Contractor is not relieved of its obligation to obtain and possess the required licenses by subcontracting of the labor portion of the Contract. Contractors are advised to contact the Arizona Registrar of Contractors, Chief of Licensing, to ascertain licensing requirements for a particular contract. Contractor shall identify which license(s), if any, the Registrar of Contractors requires for performance of the Contract.

6.28 SUBCONTRACTING:

6.28.1 The Contractor may not assign to another contractor or subcontract to another party for performance of the terms and conditions hereof without the written consent of the County. All correspondence authorizing subcontracting must reference the Contract Number and identify the job project.

6.28.2 The subcontractor’s rate for the job shall not exceed that of the Prime Contractor’s rate, as bid in the pricing section, unless the Prime Contractor is willing to absorb any higher rates or the County has approved the increase. The subcontractor’s invoice shall be invoiced directly to the Prime Contractor, who in turn shall pass-through the costs to the County, without mark-up. A copy of the subcontractor’s invoice must accompany the Prime Contractor’s invoice.

6.29 AMENDMENTS:

All amendments to this Contract shall be in writing and approved/signed by both parties. Maricopa County Office of Procurement Services shall be responsible for approving all amendments for Maricopa County.

6.30 ADDITIONS/DELETIONS OF REQUIREMENTS:

The County reserves the right to add and/or delete materials and services to a Contract. If a service requirement is deleted, payment to the Contractor will be reduced proportionately, to the amount of service reduced in accordance with the bid price. If additional materials or services are required from a Contract, prices for such additions will be negotiated between the Contractor and the County.

6.31 STRICT COMPLIANCE:

Acceptance by County of a performance that is not in strict compliance with the terms of the Contract shall not be deemed to be a waiver of strict compliance with respect to all other terms of the Contract.

6.32 VALIDITY:

The invalidity, in whole or in part, of any provision of this Contract shall not void or affect the validity of any other provision of the Contract.

6.33 SEVERABILITY:

The removal, in whole or in part, of any provision of this Contract shall not void or affect the validity of any other provision of this Contract.

6.34 RIGHTS IN DATA:

The County shall have the use of data and reports resulting from a Contract without additional cost or other restriction except as may be established by law or applicable regulation. Each Party shall supply to the other Party, upon request, any available information that is relevant to a Contract and to the performance thereunder.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.35 NON-DISCRIMINATION:

Contractor agrees to comply with all provisions and requirements of Arizona Executive Order 2009-09 including flow down of all provisions and requirements to any subcontractors. Executive Order 2009-09 supersedes Executive order 99-4 and amends Executive order 75-5 and may be viewed and downloaded at the Governor of the State of Arizona website (http://azmemory.azlibrary.gov/cdm/singleitem/collection/execorders/id/680/rec/1) which is hereby incorporated into this contract as if set forth in full herein. During the performance of this Contract, Contractor shall not discriminate against any employee, client or any other individual in any way because of that person’s age, race, creed, color, religion, sex, disability or national origin.

6.36 CERTIFICATION REGARDING DEBARMENT AND SUSPENSION:

6.36.1 The undersigned (authorized official signing on behalf of the Contractor) certifies to the best of his or her knowledge and belief that the Contractor, it’s current officers and directors;

6.36.1.1 are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from being awarded any contract or grant by any United States Department or Agency or any state, or local jurisdiction;

6.36.1.2 have not within three (3) year period preceding this Contract;

6.36.1.2.1 been convicted of fraud or any criminal offense in connection with obtaining, attempting to obtain, or as the result of performing a government entity (Federal, State or local) transaction or contract; and

6.36.1.2.2 been convicted of violation of any Federal or State antitrust statues or conviction for embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property regarding a government entity transaction or contract;

6.36.1.2.3 are not presently indicted or criminally charged by a government entity (Federal, State or local) with commission of any criminal offenses in connection with obtaining, attempting to obtain, or as the result of performing a government entity public (Federal, State or local) transaction or contract; and are not presently facing any civil charges from any governmental entity regarding obtaining, attempting to obtain, or from performing any governmental entity contract or other transaction; and have not within a three (3) year period preceding this Contract had any public transaction (Federal, State or local) terminated for cause or default.

6.36.1.3 If any of the above circumstances described in the paragraph are applicable to the entity submitting a bid for this requirement, include with your bid an explanation of the matter including any final resolution.

6.36.2 The Contractor shall include, without modification, this clause in all lower tier covered transactions (i.e. transactions with subcontractors) and in all solicitations for lower tier covered transactions related to this Contract.

6.37 VERIFICATION REGARDING COMPLIANCE WITH A.R.S. §41-4401 AND FEDERAL IMMIGRATION LAWS AND REGULATIONS:

6.37.1 By entering into the Contract, the Contractor warrants compliance with the Immigration and Nationality Act (INA using e-verify) and all other Federal immigration laws and regulations related to the immigration status of its employees and A.R.S. §23-214(A). The Contractor shall obtain statements from its subcontractors certifying compliance and shall furnish the statements to the Procurement Officer upon request. These warranties shall '
,*"!&&- $'( 

 







SERIAL 180233-RFP
remain in effect through the term of the Contract. The Contractor and its subcontractors shall also maintain Employment Eligibility Verification forms (I-9) as required by the Immigration Reform and Control Act of 1986, as amended from time to time, for all employees performing work under the Contract and verify employee compliance using the E-verify system and shall keep a record of the verification for the duration of the employee’s employment or at least three (3) years, whichever is longer. I-9 forms are available for download at USCIS.GOV.

6.37.2 The County retains the legal right to inspect Contractor and subcontractor employee documents performing work under this Contract to verify compliance with paragraph 6.37.1 of this Section. Contractor and subcontractor shall be given reasonable notice of the County’s intent to inspect and shall make the documents available at the time and date specified. Should the County suspect or find that the Contractor or any of its subcontractors are not in compliance, the County will consider this a material breach of the Contract and may pursue any and all remedies allowed by law, including, but not limited to; suspension of work, termination of the Contract for default, and suspension and/or debarment of the Contractor. All costs necessary to verify compliance are the responsibility of the Contractor.

6.38 INFLUENCE:

As prescribed in MC1-1203 of the Maricopa County Procurement Code, any effort to influence an employee or agent to breach the Maricopa County Ethical Code of Conduct or any ethical conduct may be grounds for Disbarment or Suspension under MC1-902.

An attempt to influence includes, but is not limited to:

6.38.1 A Person offering or providing a gratuity, gift, tip, present, donation, money, entertainment or educational passes or tickets, or any type of valuable contribution or subsidy,

6.38.2 That is offered or given with the intent to influence a decision, obtain a contract, garner favorable treatment, or gain favorable consideration of any kind.

If a Person attempts to influence any employee or agent of Maricopa County, the Chief Procurement Officer, or his designee, reserves the right to seek any remedy provided by the Maricopa County Procurement Code, any remedy in equity or in the law, or any remedy provided by this contract.

ABSOLUTELY NO CONTACT BETWEEN THE RESPONDENT AND ANY COUNTY

PERSONNEL, OTHER THAN THE OFFICE OF PROCUREMENT SERVICES, IS ALLOWED

DURING THE SOLICITATION PROCESS UNLESS THE COMMUNICATION IS IN REGARDS TO PRE-EXISTING BUSINESS WITH THE COUNTY. ANY

COMMUNICATIONS REGARDING THE SOLICITATION, ITS PARTICIPANTS OR ANY

DOCUMENTATION PRIOR TO THE CONTRACT AWARD MAY BE GROUNDS FOR DISMISSAL OF THE RESPONDENT FROM THE EVALUATION PROCESS.

6.39 CONTRACTOR EMPLOYEE WHISTLEBLOWER RIGHTS AND REQUIREMENT TO INFORM EMPLOYEES OF WHISTLERBLOWER RIGHTS:

6.39.1 The Parties agree that this Contract and employees working on this Contract will be subject to the whistleblower rights and remedies in the pilot program on Contractor employee whistleblower protections established at 41 U.S.C. § 4712 by section 828 of the National Defense Authorization Act for Fiscal Year 2013 (Pub. L. 112–239) and section

3.908 of the Federal Acquisition Regulation;

6.39.2 Contractor shall inform its employees in writing, in the predominant language of the workforce, of employee whistleblower rights and protections under 41 U.S.C. § 4712, as described in section 3.908 of the Federal Acquisition Regulation. Documentation of such employee notification must be kept on file by Contractor and copies provided to County upon request.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.39.3 Contractor shall insert the substance of this clause, including this paragraph, in all subcontracts over the simplified acquisition threshold ($150,000 as of September 2013).

6.40 UNIFORM ADMINISTRATIVE REQUIREMENTS:

By entering into this Contract the Contractor agrees to comply with all applicable provisions of Title 2, Subtitle A, Chapter II, PART 200—UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS contained in Title 2 C.F.R. § 200 et seq.

6.41 ACCESS TO AND RETENTION OF RECORDS FOR THE PURPOSE OF AUDIT AND/OR OTHER REVIEW:

6.41.1 In accordance with section MCI 371 of the Maricopa County Procurement Code the Contractor agrees to retain (physical or digital copies of) all books, records, accounts, statements, reports, files, and other records and back-up documentation relevant to this Contract for six (6) years after final payment or until after the resolution of any audit questions which could be more than six (6) years, whichever is latest. The County, Federal or State auditors and any other persons duly authorized by the Department shall have full access to, and the right to examine, copy and make use of, any and all said materials.

6.41.2 If the Contractor’s books, records, accounts, statements, reports, files, and other records and back-up documentation relevant to this Contract are not sufficient to support and document that requested services were provided, the Contractor shall reimburse Maricopa County for the services not so adequately supported and documented.

6.42 AUDIT DISALLOWANCES:

If at any time it is determined by the County that a cost for which payment has been made is a disallowed cost, the County shall notify the Contractor in writing of the disallowance. The course of action to address the disallowance shall be at sole discretion of the County, and may include either an adjustment to future invoices, request for credit, request for a check or a deduction from current invoices submitted by the Contractor equal to the amount of the disallowance, or to require reimbursement forthwith of the disallowed amount by the Contractor by issuing a check payable to Maricopa County.

6.43 OFFSET FOR DAMAGES:

In addition to all other remedies at Law or Equity, the County may offset from any money due to the Contractor any amounts Contractor owes to the County for damages resulting from breach or deficiencies in performance of the Contract.

6.44 CONFIDENTIAL INFORMATION:

Any information obtained in the course of performing this contract may include information that is proprietary or confidential to the County. This provision establishes the Contractor’s obligation regarding such information.

The Contractor shall establish and maintain procedures and controls that are adequate to assure that no information contained in its records and/or obtained from the County or from others in carrying out its functions (services) under the Contract shall be used by or disclosed by it, its agents, officers, or employees, except as required to efficiently perform duties under the Contract.

The Contractor’s procedures and controls at a minimum must be the same procedures and controls it uses to protect its own proprietary or confidential information. If, at any time during the duration of the Contract, the County determines that the procedures and controls in place are not adequate, the Contractor shall institute any new and/or additional measures requested by the County within fifteen (15) business days of the written request to do so. '
,*"!&&- $'( 

 







SERIAL 180233-RFP
Any requests to the Contractor for County proprietary or confidential information shall be referred to the County for review and approval, prior to any dissemination.

6.45 PUBLIC RECORDS:

Under Arizona law, all Contracts are public records and must be retained by the Records Manager at the Office of Procurement Services. Contracts shall be open to public inspection and copying after Contract award and execution, except for such Contracts or sections thereof determined to contain proprietary or confidential information by the Office of Procurement Services.

6.46 PRICES:

Contractor will make reasonable efforts to seek approval from Oracle to extend to County under this Contract prices that are no higher than those paid by any other customer for these or similar services.

6.47 INTEGRATION:

This Contract represents the entire and integrated agreement between the parties and supersedes all prior negotiations, proposals, communications, understandings, representations, or agreements, whether oral or written, express or implied.

6.48 RELATIONSHIPS:

6.48.1 In the performance of the services described herein, the Contractor shall act solely as an independent contractor, and nothing herein or implied herein shall at any time be construed as to create the relationship of employer and employee, co-employee, partnership, principal and agent, or joint venture between the County and the Contractor.

6.48.2 The County reserves the right of final approval on proposed staff for all Task Orders.

Also, upon request by the County, the Contractor will be required to remove any employees working on County projects and substitute personnel based on the discretion of the County within two business days, unless previously approved by the County.

6.49 CHANGES:

In the event of a change to the distribution or reseller agreement between Contractor and Oracle, changes to the license definitions and rules and/or changes to Global Price Lists, Contractor may submit such changes as Oracle requires under Contractor’ distribution in writing to the County for review. The County shall have thirty (30) days to accept or reject those changes. In the event the County accepts the new terms and conditions, the County shall notify Contractor in writing of such acceptance and the parties will negotiate and execute an Amendment to this Contract to incorporate such changes. If Contractor and the County cannot reach agreement to the proposed changes or the County fails to respond to Contractor request within thirty (30) days of receiving notice from Contractor, Contractor may terminate this Contract.

6.50 GOVERNING LAW:

This Contract shall be governed by the laws of the State of Arizona. Venue for any actions or lawsuits involving this Contract will be in Maricopa County Superior Court, Phoenix, Arizona.

6.51 ORDER OF PRECEDENCE:

In the event of a conflict in the provisions of this Contract and the Oracle Standard Terms (See Exhibits C, D, and E and F) and Conditions the terms of this Contract shall prevail, except the Oracle Standard Terms and Conditions shall prevail where it pertains to the use of the Oracle products and services.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.52 INCORPORATION OF DOCUMENTS:

The following are to be attached to and made part of this Contract:

6.52.1 Exhibit A, Pricing;

6.52.2 Exhibit B, Scope of Work;

6.52.3 Exhibit C, Oracle Software Standard Terms and Conditions for Products and Services

ORACLE SOFTWARE PROGRAMS AND/OR SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818 v032819;

6.52.4 Exhibit D, Oracle Cloud Services Terms and Conditions; ORACLE CLOUD

SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818;

6.52.5 Exhibit E, Oracle Hardware Terms and Conditions ORACLE HARDWARE US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818
v032819;

6.52.6 Exhibit F - ORACLE LINUX AND ORACLE VM SERVICES SUPPLMENTAL

PUBLIC SECTOR TERMS AND CONDITIONS FOR ORACLE LINUX,
ORACLE VM AND VERRAZZANO SERVICES v190712 012323

6.52.7 Exhibit F G, Office of Procurement Services Contractor Travel and Per Diem Policy

6.52.8 Exhibit H, RESELLER PURCHASE AND INVOICE PROCESS

6.52.9 Exhibit I – PROFESSIONAL SERVICES TERMS AND CONDITIONS

6.52.10 Exhibit J – GOOGLE CLOUD MASTER AGREEMENT – PUBLIC SECTOR (PARTNER) 10.17.22 (V2.7)

6.52.11 Exhibit K – AWS MASTER AGREEMENT 12.22.25

6.52.12 Exhibit L – MICROSOFT AZURE CUSTOMER AGREEMENT
NOTICES:

All notices given pursuant to the terms of this Contract shall be addressed to:

For County:

Maricopa County
Office of Procurement Services
ATTN: Contract Administration
160 South 4th Avenue 301 W. Jefferson St., Suite 700
Phoenix, Arizona 85003
For Contractor:

Mythics, Inc. LLC.

ATTN: Contract Vehicle Management
4525 Main Street
Suite 1500
Virginia Beach, VA 23462
Email: [email protected]
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

6.53 WRITTEN CERTIFICATION PURSUANT to A.R.S. § 35-393.01:

If Contractor engages in for-profit activity and has 10 or more employees, and if this agreement has a value of $100,000 or more, vendor certifies it is not currently engaged in, and agrees for the duration of this agreement to not engage in, a boycott of goods or services from Israel. This certification does not apply to a boycott prohibited by 50 U.S.C. § 4842 or a regulation issued pursuant to 50 U.S.C. § 4842.

6.54 FORCED LABOR:

6.54.1 By submitting a bid for this solicitation and/or entering into a contract as a result of this solicitation, contractor agrees to comply with all applicable portions of Arizona Revised Statutes Section 35-394. Contracting; procurement; prohibition; written certification; remedy; termination; exception; definitions.

6.54.2 Contractor certifies that it does not currently, and agrees for the duration of the contract, that it will not use:

6.54.2.1 The forced labor of ethnic Uyghurs in the People’s Republic of China.

6.54.2.2 Any goods or services produced by the forced labor of ethnic Uyghurs in the People’s Republic of China.

6.54.2.3 Any contractors, subcontractors or suppliers that use the forced labor or any good or services produced by the forced labor of ethnic Uyghurs in the People’s Republic of China.

6.54.3 If contractor becomes aware during the term of the agreement that contractor is not in compliance with this paragraph, the contractor shall notify the County within five business days after becoming aware of the noncompliance. If the contractor fails to provide a written certification to the County that the contractor has remedied the noncompliance within 180 days after notifying the County of its noncompliance, then the agreement terminates, except that if the agreement termination date occurs before the end of the 180 days period, the agreement terminates on the agreement termination date.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT A

PRICING
SERIAL 180233-RFP
NIGP CODE: 20655
RESPONDENT'S NAME: Mythics, Inc. LLC.

COUNTY VENDOR NUMBER: VS0000003170
ADDRESS: 4525 Main Street, Suite 1500, VA Beach, VA 23462 P.O. ADDRESS:

TELEPHONE NUMBER: 757-493-3010 757-226-7713 703-356-2606 FACSIMILE NUMBER: 757-266-0013
WEB SITE: www.mythics.com
CONTACT (REPRESENTATIVE): Dale Darr Anna Decker Ben Hinkel Gallant REPRESENTATIVE'S E-MAIL ADDRESS: Dedarr [email protected] YES NO
WILL ALLOW OTHER GOVERNMENTAL ENTITIES TO PURCHASE FROM THIS CONTRACT [X] [ ] PAYMENT TERMS. [X] NET 30 DAYS
Product
Discount
Support
Discount

1.3.1 Perpetual License Recap
MINIMUM DISCOUNTS 29% 22%

1.3.2 Engineered Systems Recap
MINIMUM DISCOUNTS SEE TAB FOR DETAILED PRICING 20% 22%

1.3.3 Hardware Recap
AVERAGE DISCOUNTS SEE TAB FOR DETAILED PRICING 19% 22%

1.3.4 Cloud Services Recap
MINIMUM DISCOUNTS SEE TAB FOR DETAILED PRICING 30% NA

1.3.5 Professional Services Recap

SEE TAB FOR PROFESSIONAL SERVICES

BY TASK ORDER ONLY

1.3.6 Support Services Recap

SEE TAB FOR SUPPORT SERVICES

BY TASK ORDER ONLY

1.3.7 Training Recap

AVERAGE DISCOUNTS SEE TAB FOR DETAILED PRICING
26%
5% Eff.
01/01/22 NA

1.3.8 Financing Recap

BY TASK ORDER ONLY
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

1.3.1 Perpetual Licenses Catalog Products
Insert
Percentage
Below
Insert
Percentage
Below
Global Price List - shown in dark grey
Min. Discount
for Licenses
XX%
First Year
Maintenance
Percentage
based on
discounted
license Cost
Technology Global Price List Products 29% 22%
Oracle Fusion Applications Component Global Price List 29% 22% Oracle E-Business Suite Applications Global Price List Component Pricing 29% 22%
Oracle Business Intelligence Applications Global Price List Component Pricing 29% 22%
Peoplesoft Component Global Price List 29% 22%
JD Edwards Component Global Price List 29% 22%
Oracle Construction & Engineering Global Price List 29% 22% Siebel CRM Component Global Price List 29% 22%
Oracle Application Integration Architecture Global Price List 29% 22% Oracle MySQL Subscriptions –*Eff. 5-1-20* 28% n/a
Oracle Linux and VM Services Global Price List-*Eff. 9-20-19* 2% n/a Java SE Subscription Global Price List-*Eff. 9-20-19*
Eff. 01/01/22
2%

0.5% n/a
Oracle Utilities Global Price List -*Eff. 5-17-2023 2% n/a

DISCOUNT END USER WITH
BUDGET LESS THAN $100
MILLION (applies only to
applications and excludes Siebel
CRM, Professional Edition,
Primavera and SaaS offerings)

DISCOUNT END USER

WITH BUDGET MORE
THAN $100 MILLION

ORACLE PRODUCTS

TRANSACTION BANDS FOR

PRODUCT
0-$25000 46% 29%
$25000-$100,000 46% 29%
$100,000-$250,000 46% 29%
$250,000-$1,000,000 47% 34%
$1,000,000- PLUS 48% 34%
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

1.3.2 En
gineered S
ystems Catalo
g Products
Insert Percentage
Below
Insert Percentage
Below
Insert Percentage
Below
Insert Percentage
Below
Insert Percentage
Below
Insert Percentage
Below
Oracle Engineered Systems Global
Price List
Min. Discount
Eng Systems
Hardware%
First Year Oracle
Premier Support
for Systems
Percentage based
on discounted
Hardware Cost
First Year Oracle
Premier Support
for Operating
Systems
Percentage based
on discounted
Hardware Cost
First Year Oracle
Customer Data
and Device
Retention
Percentage based
on discounted
Hardware Cost
Min. Discount for
Licenses XX%
First Year SULS
Percentage based
on discounted
license Cost
Hardware 20% 12% 8% 3% Engineered S
ystems Software 29% 22%

1.3.3 Hardware, Servers, Stora
ge and Networkin
g Catalo
g Products
Insert
Percentage
Below
Insert Percentage
Below
Insert Percentage
Below
Insert Percentage
Below
Insert
Percentage
Below
Insert
Percentage
Below
Global Price List - shown in dark grey
Min. Discount
Hardware%
First Year Oracle
Premier Support for
Systems Percentage
based on discounted
Hardware Cost
First Year Oracle
Premier Support
for Operating
Systems
Percentage based
on discounted
Hardware Cost
First Year Oracle
Customer Data
and Device
Retention
Percentage based
on discounted
Hardware Cost
Min. Discount
for Licenses
XX%
First Year SULS
Percentage based
on discounted
license Cost
Systems Hardware and Software Global Price List
Oracle Hardware Cate
gory L 22% 12% 8% 3% 29% 22%
Oracle Hardware Cate
gory U 17% 12% 8% 3% 29% 22%
Oracle Hardware Cate
gory V 25% 12% 8% 3% 29% 22%
Oracle Hardware Cate
gory X 35% 12% 8% 3% 29% 22%
Oracle Hardware Category Z (X9 and Earlier Generations) Eff. 10-01-24 10% 12% 8% 3% 29% 22%
Oracle Hardware Category Z (X10 and Future Generations) Eff. 10-01-24 5% 12% 8% 3% 29% 22%
Oracle Hardware Category Y 2%
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

1.3.4 Cloud Services Catalog Products
Insert Percentage
Below
Global Price List - shown in dark grey Min. Discount for Service XX%
Oracle Cloud Software as a Service (SaaS)
Oracle RightNow Global Price List 30%
Oracle Taleo Cloud Service Global Price List 30%
Oracle Fusion Cloud Service Global Price List 30%
Oracle Cloud Platform as a Service and Infrastructure as a Service (PaaS and IaaS)
Oracle Cloud Platform as a Service and Infrastructure as a Service - Public Cloud Global Price List 0%
Oracle Construction and Engineering Global Price List (CEGBU) (cloud eligible offerings) 2%

1.3.5 Consulting/Professional Services
All Professional Services work shall be by Task Order
Labor Rate(s)
Labor Category Year 1 Year 2 Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10 Application
Developer $ 137.89 $ 140.65 $ 143.46 $ 146.33 $ 149.26 $152.54 $155.90 $163.69 $171.88 $180.47 Associate
Consultant $ 99.81 $ 101.81 $ 103.84 $ 105.92
$ 108.04
Eff. 3-22-23
$96.93
$99.06 $101.24 $106.30 $111.62 $117.20
Consulting/
Engineer $ 124.76 $ 127.26 $ 129.80 $ 132.40
$ 135.04
Eff. 3-22-23
$130.80
$133.68 $136.62 $143.45 $150.62 $158.15
Director/
Engineer $ 190.43 $ 194.24 $ 198.12 $ 202.09 $ 206.13 $210.66 $215.30 $226.06 $237.37 $249.24 Installation
Engineer $ 124.76 $ 127.26 $ 129.80 $ 132.40
$ 135.04
Eff. 3-22-23
$130.80
$133.68 $136.62 $143.45 $150.62 $158.15
Managing
Principal
Consultant
$ 190.43 $ 194.24 $ 198.12 $ 202.09 $ 206.13 $210.66 $215.30 $226.06 $237.37 $249.24 Practice
Director $ 216.69 $ 221.02 $ 225.44 $ 229.95 $ 234.55 $239.71 $244.98 $257.23 $270.09 $283.60 Practice
Manager $ 204.29 $ 208.38 $ 212.54 $ 216.79 $ 221.13 $225.99 $230.97 $242.52 $254.64 $267.37 Principal
Consultant $ 151.03 $ 154.05 $ 157.13 $ 160.27 $ 163.48 $167.08 $170.75 $179.29 $188.25 $197.67 '
,*"!&&- $'( 

 







SERIAL 180233-RFP
Project
Manager
/Engineer
$ 169.27 $ 172.66 $ 176.11 $ 179.63 $ 183.22 $187.25 $191.37 $200.94 $210.99 $221.54 Senior
Consultant/
Engineer
$ 137.89 $ 140.65 $ 143.46 $ 146.33 $ 149.26 $152.54 $155.90 $163.69 $171.88 $180.47 Senior Project
Manager $ 192.61 $ 196.46 $ 200.39 $ 204.40 $ 208.49 $213.08 $217.76 $228.65 $240.09 $252.09 Sr. Application
Developer $ 151.03 $ 154.05 $ 157.13 $ 160.27 $ 163.48 $167.08 $170.75 $179.29 $188.25 $197.67 Sr. Practice
Director $ 229.82 $ 234.42 $ 239.10 $ 243.89 $ 248.76 $254.23 $259.83 $272.82 $286.46 $300.78 Sr. Principal
Consultant $ 210.13 $ 214.33 $ 218.62 $ 222.99 $ 227.45 $232.45 $237.57 $249.45 $261.92 $275.01 Sr. Systems
Engineer $ 210.13 $ 214.33 $ 218.62 $ 222.99 $ 227.45 $232.45 $237.57 $249.45 $261.92 $275.01 Staff
Consultant $ 124.76 $ 127.26 $ 129.80 $ 132.40
$ 135.04
Eff. 3-22-23
$130.80
$133.68 $136.62 $143.45 $150.62 $158.15
Systems
Engineer $ 190.43 $ 194.24 $ 198.12 $ 202.09 $ 206.13 $210.66 $215.30 $226.06 $237.37 $249.24 Cloud Labor Categories
Effective 3-22-2023
Labor Category Year 1 Year 2 Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10 Cloud Associate
Consultant $129.92 $132.78 $135.70 $142.48 $149.61 $157.09 Cloud Staff
Consultant $175.32 $179.18 $183.12 $192.27 $201.89 $211.98 Cloud Senior
Consultant $203.50 $207.98 $212.55 $223.18 $234.34 $246.06 Cloud Lead
Consultant $224.00 $228.93 $233.96 $245.66 $257.95 $270.84 Cloud Principal
Consultant I $258.30 $263.98 $269.79 $283.28 $297.44 $312.32 Cloud Principal
Consultant II $324.03 $331.16 $338.44 $355.37 $373.13 $391.79 Cloud Senior
Principal
Consultant
$360.04 $367.96 $376.06 $394.86 $414.60 $435.33
Cloud Solutions
Architect $391.43 $400.04 $408.84 $429.28 $450.75 $473.29 Cloud Senior
Solution
Architect
$413.22 $422.31 $431.60 $453.18 $475.84 $499.63
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
Cloud Subject
Matter Expert I $441.45 $451.16 $461.09 $484.14 $508.35 $533.77 Cloud Subject
Matter Expert II $469.63 $479.96 $490.52 $515.05 $540.80 $567.84 Cloud Contracts
Administrator $131.49 $134.38 $137.34 $144.21 $151.42 $158.99 Cloud Project
Manager I $281.78 $287.98 $294.31 $309.03 $324.48 $340.71 Cloud Project
Manager II $300.57 $307.18 $313.94 $329.64 $346.12 $363.43 Cloud Program
Manager $319.34 $326.37 $333.55 $350.22 $367.73 $386.12

1.3.6 Technical Support Services and/or Maintenance Support Services Technical Support Services and/or Maintenance Support Services fees are calculated as a factor of fees paid on net new licenses and/or hardware, renewal of services thereafter are priced based on a percentage increase over prior years fees and provided in accordance with then current Technical Support Policies.

Note: Oracle University offerings are governed by the Oracle University terms and conditions available at education.oracle.com and incorporated by reference.

1.3.7 Oracle Training and University Products
Oracle University Training
Services
Customer Transaction Band E-Business License and Technical Support Discounts (Enter Discount off of list price.

List price detailed at www.oracle.com/education
$0 - $10,000 15%
$10,001 - $25,000 18%
$25,001 - $50,000 23%
$50,001 - $100,000 28%
$100,001 - $250,000 33%
$250,001 + 38%
Eff. 01/01/22

1.3.7 Oracle University
Cloud Learning
Subscriptions
5% off of list price

1.3.8 Financing Services
All financing will be quoted by using a Task Order
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

1.3.9 Google Cloud Platform *Eff. 12-01-25*
Google Cloud Platform (GCP) products are offered at a 2% discount off then current list price.

1.3.10 Amazon Web Services (AWS) *Eff. 12-01-25*
Amazon Web Services (AWS) products are offered at a 2% discount off then current list price.

1.3.11 Microsoft Azure *Eff. 12-01-25*
Microsoft Azure products are offered at a 2% discount off then current list price.

EFF. 11/01/23
Modernization Services
Patch Management as a Service (PMaaS)
*Bundle of Patch Management as a Service offerings, which includes, On Premises Patch Planning Annual Subscription, ODA Appliance Patch management Annual Subscription, Oracle DB Home Patch Management Annual Subscription, Oracle DB Instance Patch Management Annual Subscription. **Dependent upon purchase of On Premises Patch Planning Annual Subscription. *** Dependent upon purchase of Oracle Cloud Patch Planning Annual Subscription.

Service Name Fixed Price
(Yearly) Service Description
ODA & Database Patch Management
Annual Subscription* $49,876.93 Planning and execution of up to 4 patch cycles per year for 1 ODA, 1 Oracle Home, and 1 Oracle Database On Premises Patch Planning Annual
Subscription $31,683.52 Planning and process for up to 4 on prem patch cycles per year ODA Appliance Patch management
Annual Subscription** $12,074.92 Up to 4 patch cycles per year for 1 ODA (HW Only) Oracle DB Home Patch Management
Annual Subscription** $5,396.09 Up to 4 patch cycles per year for 1 Oracle DB Home Oracle DB Instance Patch Management
Annual Subscription** $722.40 Up to 4 patch cycles per year for 1 Oracle DB Instance Quarter Rack Exadata Patch Management
Annual Subscription** $28,002.63 Up to 4 patch cycles per year for 1 Quarter Rack Exadata
Half Rack Exadata Patch Management
Annual Subscription** $45,340.23 Up to 4 patch cycles per year for 1 Half Rack Exadata Full Rack Exadata Patch Management
Annual Subscription** $74,717.83 Up to 4 patch cycles per year for 1 Full Rack Exadata Oracle FMW Exadata Patch Management
Annual Subscription** $13,630.31 Up to 4 patch cycles per year for 1 Oracle FMW Home Oracle Linux OS Patch Management
Annual Subscription** $963.20 Up to 12 patch cycles per year for 1 Oracle Linux OS Oracle Cloud Patch Planning Annual
Subscription $31,683.52 Planning and process establishment for up to 4 Oracle Cloud patch cycles per year.

Oracle Cloud DBaaS VM Annual Patch
Management Subscription*** $6,690.93 Up to 4 patch cycles per year for 1 OCI DBaaS Instance
Oracle Cloud Compute VM (Linux)
Annual Patch Subscription*** $963.20 UP to 12 Patch cycles per year for 1 OCI Compute VM (Linux) '
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT B

SCOPE OF WORK

ORACLE PRODUCTS AND SERVICES

1.0 INTRODUCTION AND BACKGROUND

1.1 MASTER AGREEMENT
Maricopa County (herein “Lead Public Agency”) on behalf of itself and all states, local governments, school districts, public higher education institutions, and other government agencies in the United States of America (herein “Participating Public Agencies”) is awarding this contract to one or more qualified suppliers to enter into a Master Agreement for a complete line of Oracle Products, Services and Solutions (herein “Products and Services”).

ALL PRODUCTS OFFERED MUST BE NEW OR LIKE NEW, UNUSED, LATEST DESIGN AND TECHNOLOGY.

1.2 OBJECTIVES

1.2.1 Provide a comprehensive competitively solicited Master Agreement offering Products and Services to Participating Public Agencies;

1.2.2 Establish the Master Agreement as a Supplier’s primary offering to Participating Public Agencies;

1.2.3 Achieve cost savings for Suppliers and Participating Public Agencies through a single competitive solicitation process that eliminates the need for multiple bids or proposals;

1.2.4 Combine the volumes of Participating Public Agencies to achieve cost effective pricing;

1.2.5 Reduce the administrative and overhead costs of Suppliers and Participating Public Agencies through state of the art ordering and delivery systems;

1.2.6 Provide Participating Public Agencies with environmentally responsible products and services.

1.3 GENERAL DEFINITION OF PRODUCTS AND/OR SERVICES
Oracle Products, Services and Solutions: Contractors are to provide the broadest possible selection of Oracle Products, Services and Solutions they offer. The intent of this contract is to provide Participating Public Agencies with products, services and solutions to meet their various needs. Therefore, the contractors should have demonstrated experience in providing the Products, Services and Solutions as defined in this Exhibit including but not limited to:

1.3.1 Perpetual Licenses – applications, database and options, business intelligent, middleware and any other perpetual license offered by Oracle.

1.3.2 Engineered Systems – integrated software and hardware systems offered by Oracle.

1.3.3 Hardware, Servers, Storage and Networking - any servers, storage and networking products offered by Oracle.

1.3.4 Cloud Services – Software as a Service (SaaS), Platform as a Service (PaaS), and Infrastructure as a Service (IaaS) offered by Oracle.

1.3.5 Consulting/Professional Services – Consulting and integration services relating to Oracle products and services.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

1.3.6 Technical Support Services and/or Maintenance Support Services – telephone technical support, premier support for systems and any other support services available from Oracle for license and hardware.

1.3.7 Oracle Training and University Products - Any related Oracle training including instructor lead classes and self-guided learning paths.

1.3.8 Financing Services– Financing services for orders and solutions.

1.4 INTENT:

The intent of this contract is to establish a nationwide purchasing agreement for the acquisition of Oracle products, services and solutions. The categories of descriptive examples in Section 2.12 are to provide a general, non-inclusive, description of the categories.

Other governmental entities under agreement with the County may have access to products or services provided hereunder (see Sections 3.15, 3.16 and Exhibit 6, MICPA.) The County reserves the right to add additional contractors, at the County’s sole discretion, in cases where the currently listed contractors are of an insufficient number or skill-set to satisfy the County’s needs or to ensure adequate competition on any project or task order work It is expected that contractors will provide binding written Task Orders to be approved by the using agency for all products or services to be purchased under this contract. If more than one contractor is awarded a contract the members at their discretion may request Task Orders from one or more contractors and select the Task Order that’s best meets their internal interests. .

2.0 SCOPE OF WORK:

2.1 Represent, sell, and service all the Oracle Products listed below (Section 2.12);

2.2 Be able to service local governments, states, school districts, and public higher education institutions in the United States of America, and other governmental agencies and nonprofit organizations;

2.3 Have the resources to work with multiple entities at the same time;

2.4 Throughout the life of this contract, the successful Contractor shall maintain expertise, resources and capabilities to maintain an Oracle Platinum Partnership level.

2.5 Provide commercial hardware, software, services and solutions as ordered under the task order as a member of the Oracle Platinum Partner Network in good standing with all required distribution agreements;

2.6 Perform or have service delivery partners that can provide consulting, assessment, design, integration, installation and management of Services/Solutions at the task order level;

2.7 Perform a wide range of professional, technical support and engineering Services/Solutions to support the mission and objectives of Maricopa County and Participating Public Agencies as authorized buyers off this contract;

2.8 Provide maintenance support Services/Solutions

2.9 Provide project management support for each deliverable under the contract;

2.10 Provide project specific and overall contract performance reporting, as required.

2.11 Provide on-going marketing of the contract by aligning and traveling with the U.S Communities Program Managers, administrative and marketing personnel engaged in directly promoting the contract to Participating Public Agencies through agency meetings, direct mail, national publications, annual meetings and other such activities. '
,*"!&&- $'( 

 







SERIAL 180233-RFP

2.12 PRODUCTS AND SERVICES REQUIRED:

2.12.1 Perpetual Licenses – applications, database and options, business intelligent, middleware and any other perpetual license offered by Oracle.

2.12.2 Engineered Systems – integrated software and hardware systems offered by Oracle.

2.12.3 Hardware, Servers, Storage, and Networking - any servers, storage, and networking products offered by Oracle.

2.12.4 Cloud Services – Software as a Service (SaaS), Platform as a Service (PaaS), and Infrastructure as a Service (IaaS) offered by Oracle.

2.12.5 Consulting/Professional Services – Consulting and integration services relating to Oracle products and services.

2.12.6 Technical Support Services and/or Maintenance Support Services – telephone technical support, premier support for systems and any other support services available from Oracle for license and hardware.

2.12.7 Oracle Training and University Products - Any related Oracle training including instructor lead classes and self-guided learning paths.

2.12.8 Financing Services– Financing services for orders and solutions.

2.13 STAFF EXPERIENCE:

2.13.1 For Maricopa County, full-time and part-time staff, proposed consultants and subcontractors who may be assigned direct work for this contract should be identified in any project Task Orders.

2.14 FACILITIES:

During the course of this Contract, the County may provide the Contractor’s personnel with adequate workspace for consultants and such other related facilities as may be required by Contractor to carry out its obligation enumerated herein.

2.15 TRAINING:

The Contractor shall provide a minimum of (To be determined for each Task Order) to completely train County personnel in the use and care of the equipment.

2.16 WARRANTY:

APPLICABLE ORACLE STANDARD TERMS AND CONDITIONS SHALL CONTROL.

Exhibit C - ORACLE SOFTWARE PROGRAMS AND/OR SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818 v032819.

Exhibit D - ORACLE CLOUD SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818.

Exhibit E - ORACLE HARDWARE US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v041818 v032819.

2.17 ACCEPTANCE:

2.17.1 Perpetual Licenses – Software is made available via a web link provided by the Licensor; there is no acceptance period for perpetual licenses. '
,*"!&&- $'( 

 







SERIAL 180233-RFP

2.17.2 Engineered Systems and Hardware – Acceptance is upon delivery.

2.17.3 Cloud Services – Cloud services are provisions via a web link provided by the cloud service provider; there is no acceptance period for cloud services.

3.0 PROCUREMENT REQUIREMENTS:

3.1 DELIVERY:

3.1.1 Delivery shall be made within 48 hours after receipt of order (ARO) or as agreed with using agency.

3.1.2 Exceptions to delivery schedule will be special order items that must be identified.

3.1.3 Maricopa County reserves the right to obtain material on the open market in the event Contractors fail to make delivery and charge any price differential to the Contractor.

3.1.4 Delivery shall be F.O.B. Destination, Freight Prepaid.

3.2 EXPEDITED DELIVERY:

3.2.1 If the Using Agency determines that rush shipping or other alternate shipping is required, it shall notify the Contractor. The Contractor shall determine any additional costs associated with such delivery terms and communicate that cost to the County.

3.2.2 The County shall not advise the Contractor to proceed with an expedited shipment until acceptable terms are agreed upon and a purchase order is issued. Upon agreeing to the additional costs, the Using Agency shall advise the Contractor to proceed.

3.2.3 Upon receipt of material(s) and invoicing, the County shall ensure that any additional charges are in compliance with and do not exceed agreed to costs. The County shall retain all documents related to these costs within the agency purchase file.

3.3 SHIPPING DOCUMENTS:

A packing list or other suitable shipping document shall accompany each shipment and shall include the following:

3.3.1 Contract Serial number.

3.3.2 Contractor’s name and address.

3.3.3 Using Agency name and address.

3.3.4 Using Agency purchase order number.

3.3.5 A description of product(s) shipped, including item number(s), quantity (ies), number of containers and package number(s), as applicable.

3.4 PERFORMANCE:

It shall be the Contractor’s responsibility to meet the proposed performance requirements.

Maricopa County reserves the right to obtain services on the open market in the event the Contractor fails to perform and any price differential will be charged against the Contractor.

3.5 SHIPPING CHARGES:

3.5.1 Shipping costs will be borne by the Contractor. FOB: Destination. '
,*"!&&- $'( 

 







SERIAL 180233-RFP

3.5.2 Exceptions to normal shipping charges:

Expedited freight will be pre-paid by the Contractor and added to invoice if the normal shipping schedule does not meet County requirements. These requirements will be made in writing to the contractor.

3.6 PACKAGING/PACKING:

Unless otherwise stated, commercial packages and packing, suitable for the type, size, and kind of product, commonly used in the industry for the purpose, so constructed as to ensure acceptance and safe delivery, at the lowest rate, to the point of delivery specified in the bid document is acceptable.

3.7 OPERATING MANUALS:

Upon delivery, Contractor shall provide comprehensive operational manuals, service manuals and schematic diagrams, if required by the Department. These may be provided in hard copy or electronically.

3.8 INSTALLATION (If required):

The Contractor’s price shall include delivery and installation of all equipment in a complete operating condition.

3.9 CONTRACTOR EMPLOYEE MANAGEMENT:

3.9.1 Contractor shall endeavor to maintain the personnel proposed in their proposal throughout the performance of this Contract. In the event that Contractor personnel’s employment status changes, Contractor shall provide County a list of proposed candidates with equivalent experience. Under no circumstances is it acceptable for the implementation schedule to be impacted by a personnel change on the part of the Contractor.

3.9.2 Contractor shall not reassign any key personnel without the express consent of the County.

3.9.3 County reserves the right to immediately remove from its premises any Contractor personnel it determines is a risk to County operations.

3.9.4 County reserves the right to request the replacement of Contractor personnel at any time, for any reason. Said requested removal shall not be subject to part 3.9.1 3.11.1 of this section.

3.10 TRAINING:

The Contractor shall provide training services as needed, depending on the product or service purchased, to completely train County personnel in the use and care of the equipment. All training shall take place on-site at Maricopa County.

3.11 MAINTENANCE (If Required):

The Contractor shall provide for maintenance under this Contract upon acceptance of materials by the Department.

3.12 USAGE REPORT:

The Contractor shall furnish the County a usage report, upon request, delineating the acquisition activity governed by the Contract. The format of the report shall be approved by the County and shall disclose the quantity and dollar value of each contract item by individual unit. '
,*"!&&- $'( 

 







SERIAL 180233-RFP

3.13 BACKGROUND CHECK:

Bidders/proposers need to be aware that there may be multiple background checks (Sheriff’s Office, County Attorney's Office, Courts as well as Maricopa County general government) to determine if the respondent is acceptable to do business with the County. This applies to (but is not limited to) the company, subcontractors and employees and the failure to pass these checks shall deem the respondent non-responsible.

3.14 STRATEGIC ALLIANCE for VOLUME EXPENDITURES ($AVE):

The County is a member of the $AVE cooperative purchasing group. $AVE includes the State of Arizona, many Phoenix metropolitan area municipalities, and many K-12 unified school districts.

Under the $AVE Cooperative Purchasing Agreement, and with the concurrence of the successful Respondent under this solicitation, a member of $AVE may access a contract resulting from a solicitation issued by the County. If you do not want to grant such access to a member of $AVE, please so state in your proposal. In the absence of a statement to the contrary, the County will assume that you do wish to grant access to any contract that may result from this Request for Proposal.

3.15 INTERGOVERNMENTAL COOPERATIVE PURCHASING AGREEMENTS (ICPA’s):

County currently holds ICPA’s with numerous governmental entities. These agreements allow those entities, with the approval of the Contractor, to purchase their requirements under the terms and conditions of the County Contract. It is the responsibility of the non-County government entity to perform its own due diligence on the acceptability of the Contract under its procurement rules, processes and procedures.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT C
ORACLE SOFTWARE STANDART TERMS AND CONDITIONS FOR PRODUCTS AND SERVICES:
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT C

ORACLE SOFTWARE PROGRAMS AND/OR SERVICES US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v032819
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT D

ORACLE CLOUD SERVICES TERMS AND CONDITIONS
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT E

ORACLE HARDWARE TERMS AND CONDITIONS
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT E

ORACLE HARDWARE US COMMUNITIES SUPPLEMENTAL TERMS AND CONDITIONS v032819.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT F

ORACLE LINUX AND ORACLE VM SERVICES SUPPLMENTAL PUBLIC SECTOR TERMS AND CONDITIONS v190712.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT F

ORACLE LINUX AND ORACLE VM SERVICES SUPPLMENTAL PUBLIC SECTOR TERMS AND CONDITIONS FOR ORACLE LINUX, ORACLE VM AND VERRAZZANO SERVICES v190712 012323 Effective 03/22/2023
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
180233 EXHIBIT F G

OFFICE OF PROCUREMENT SERVICES CONTRACTOR TRAVEL AND PER DIEM POLICY

1.0 All contract-related travel plans and arrangements shall be prior-approved by the County Contract Administrator.

2.0 Lodging, per diem and incidental expenses incurred in performance of Maricopa County/Special District (County) contracts shall be reimbursed based on current U.S. General Services Administration (GSA) domestic per diem rates for Phoenix, Arizona. Contractors must access the following internet site to determine rates (no exceptions): (www.gsa.gov).

2.1 Additional incidental expenses (i.e., telephone, fax, internet and copying charges) shall not be reimbursed. They should be included in the contractor’s hourly rate as an overhead charge.

2.2 The County will not (under no circumstances) reimburse for Contractor guest lodging, per diem or incidentals.

3.0 Commercial air travel shall be reimbursed as follows:

3.1 Coach airfare will be reimbursed by the County. Business class airfare may be allowed only when preapproved in writing by the County Contract Administrator as a result of the business need of the County when there is no lower fare available.

3.2 The lowest direct flight airfare rate from the Contractors assigned duty post (pre-defined at the time of contract signing) will be reimbursed. Under no circumstances will the County reimburse for airfares related to transportation to or from an alternate site.

3.3 The County will not (under no circumstances) reimburse for Contractor guest commercial air travel.

4.0 Rental vehicles may only be used if such use would result in an overall reduction in the total cost of the trip, not for the personal convenience of the traveler. Multiple vehicles for the same set of travelers for the same travel period will not be permitted without prior written approval by the County Contract Administrator.

4.1 Purchase of comprehensive and collision liability insurance shall be at the expense of the contractor. The County will not reimburse contractor if the contractor chooses to purchase this coverage.

4.2 Rental vehicles are restricted to sub-compact, compact or mid-size sedans unless a larger vehicle is necessary for cost efficiency due to the number of travelers. (NOTE: contractors shall obtain pre-approval in writing from the County Contract Administrator prior to rental of a larger vehicle.)

4.3 County will reimburse for parking expenses if free, public parking is not available within a reasonable distance of the place of County business. All opportunities must be exhausted prior to securing parking that incurs costs for the County. Opportunities to be reviewed are the DASH; shuttles, etc. that can transport the contractor to and from County buildings with minimal costs.

4.4 County will reimburse for the lowest rate, long-term uncovered (e.g. covered or enclosed parking will not be reimbursed) airport parking only if it is less expensive than shuttle service to and from the airport.

4.5 The County will not (under no circumstances) reimburse the Contractor for guest vehicle rental(s) or other any transportation costs.

5.0 Contractor is responsible for all costs not directly related to the travel except those that have been preapproved by the County Contract Administrator. These costs include (but not limited to) the following: inroom movies, valet service, valet parking, laundry service, costs associated with storing luggage at a hotel, '
,*"!&&- $'( 

 







SERIAL 180233-RFP
fuel costs associated with non-County activities, tips that exceed the per diem allowance, health club fees, and entertainment costs. Claims for unauthorized travel expenses will not be honored and are not reimbursable.

6.0 Travel and per diem expenses shall be capped at 15% of project price unless otherwise specified in individual contracts.

7.0 Contractor shall provide, (upon request) with their invoice(s), copies of receipts supporting travel and per diem expenses, and if applicable with a copy of the written consent issued by the Contract Administrator.

No travel and per diem expenses shall be paid by County without copies of the written consent as described in this policy and copies of all receipts.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

EXHIBIT I
Mythics Professional
and
Modernization Services
Terms and Conditions
*NOTE: The terms and conditions contained herein shall only apply to any member and participating entity of the US Communities Cooperative who is procuring professional or modernization services from Mythics, LLC. Nothing in these terms shall apply to any member or participating entity who is ordering Oracle products. These terms and conditions do not apply to Maricopa County.

Article I – Services

1. Statements of Work. Subject to the terms and conditions of this Agreement, Mythics shall perform the services and/or provide the deliverables specified in one or more Statements of Work that Mythics and Client may enter into from time to time during the Term (each a “Statement of Work” or “SOW”). Each Statement of Work shall specify:
a. the professional services Mythics will provide to the Client under such Statement of Work (the “Services”);
b. the components of the Client Systems for which Mythics will provide such Services, (MythicsManaged Systems); c. the deliverables (if any) that Mythics will provide in connection with such Services; d. the fees and costs for Mythics’ provision of such Services; and e. such other elements as the Parties determine are necessary or advisable for purposes of the Statement of Work.

2. Binding Nature of Statements of Work. No Statement of Work shall be effective unless and until executed by both Mythics and the Client. Each fully executed Statement of Work shall be incorporated into this Agreement and subject to its terms and conditions for all purposes. Any executed Statement(s) of Work shall be numbered (or otherwise uniquely identified) and attached to this Agreement.

3. Remote Delivery. Unless otherwise provided in the applicable Statement of Work, Mythics shall provide the Services via a remote delivery model, and Mythics’ personnel will not physically be located on premises controlled by the Client or its Third-Party vendors.

4. Service Recipients. The Services to be provided by Mythics, as detailed in the applicable Statement of Work, shall be exclusively received by and for the internal use of the Client.

Under limited circumstances, Affiliates of Client shall also be entitled to receive the Services, provided (i) that the applicable Statement of Work identifies the Client Affiliate(s) who will benefit from the Services; (ii) that each such Affiliate shall be bound by all obligations contained in the applicable Statement of Work, as though they were the Client; and (iii) that the Client remains fully liable and responsible for the acts or omissions of such Affiliates, to the same extent as if the Client itself had committed the act or made the omission under this Agreement.

There shall be no Third-Party Beneficiaries to the terms and conditions of this Agreement, or the Services outlined in the applicable Statement of Work.

5. Non-Transferability. All Services are intended for the Client named and identified in the Statement of Work and shall not be transferred for the benefit of another Party, either in totality or in part.

6. Excluded Services. The Client is not entitled to any services or work by Mythics under this Agreement other than the Services identified in the applicable Statement of Work. By way of example and not limitation, Mythics shall not be responsible for the work outlined in the Excluded Services section of the Statement of Work, unless expressly agreed to in the applicable Statement of Work or via a fully executed and incorporated Change Order.

Article II – Personnel

1. Selection or Removal of Personnel. Mythics shall control the composition of the personnel team that perform Services under this Agreement, and the Client is not entitled to select specific individuals to perform Services, or to specify that individuals within particular labor categories perform particular '
,*"!&&- $'( 

 







SERIAL 180233-RFP
Services. Notwithstanding the previous sentence, the Client shall be entitled, for cause, to object individuals assigned to its account and, on good cause shown, Mythics shall remove such individual and assign a new team member in the removed individual’s place.

2. Non-Discrimination. Mythics shall not discriminate against any employee or applicant for employment based upon sex, race, national origin, religion, color, pregnancy, ancestry, age, marital status, veteran status, medical condition or disability, or any other legally protected basis. Mythics shall not discriminate on such bases in any terms and conditions of employment, including, but not limited to, hiring, employment, promotion, demotion or transfer, recruitment, advertising, lay-off, termination, rates of pay or other compensation, and selection for training, including apprenticeship.

3. Background Checks. Mythics complies with laws and regulations pertaining to permitted criminal and other background investigations and screening (collectively, “background screening”) and the permitted uses of the findings of such background screening. Mythics may itself conduct pre-hiring background screening with respect to certain employment positions. If the Client requires background screening of Mythics’ employees or subcontractors, for whom such requested background screening has not already been performed by Mythics, Mythics will conduct such background screening (consistent with applicable law) and the costs of such screening shall constitute Reimbursable Expenses. Mythics will provide the results of the background screening to Client, if requested and if permitted by applicable law. Mythics will not include on the Client’s account individuals who have not passed background screening requirements appropriate for the position at issue.

4. Drug Screening. Mythics’ personnel are all subject to Drug Screening at the time of hire and/or as may be required to enforce its Drug Free Workplace policy. Mythics adheres to the then current standards for Department of Transportation drug testing. Should additional drug screening be required as part of the Statement of Work, Client shall provide such requirements to Mythics prior to the execution of the Statement of Work and Client shall be responsible for the costs associated with any additional drug screenings.

5. Non-Solicitation. To the fullest extent permitted by law, it is expressly agreed that neither Party will directly solicit, hire, consult, or otherwise contract with any employee(s) of the other Party who are associated with the investigation / marketing efforts and subsequent proposals, and/or contract/subcontract efforts called for under this Agreement during the course of this Agreement and for a period of one (1) year thereafter without prior written consent of the other Party. This shall not prohibit one Party from hiring any employee of the other Party who responds to (i) routine employment solicitations, or open house or job fair events, (ii) widely distributed announcements of job openings or (iii) an employee search firm acting on such party’s behalf, so long as the party did not direct or encourage such firm to solicit employees of the other party.

6. Subcontractors. Mythics may utilize subcontractors in the performance of Services. Any subcontractors will be bound by confidentiality obligations no less restrictive than those contained herein. Mythics shall remain responsible for the performance of the Services under the applicable Statement of Work, as well as any subcontractors performing the Services on Mythics’ behalf.

Article III – Compensation

1. Fees. The Client shall pay to Mythics the fees specified in each Statement of work (collectively, “Fees”).

2. Invoices. Unless otherwise specified in a Statement of Work, Mythics shall submit invoices for Fees on a monthly basis, and each invoice shall include the applicable Statement of Work number, the nature of the Services provided, and the period of covered by the invoice. Invoices for Hourly Fees shall include time sheets specifying daily hours for each week, and Mythics shall associate invoiced hours with the tasks specified in the applicable Statement of Work.

3. Payment Terms. Unless otherwise specified in a Statement of Work, all payments from Client to Mythics are due in full within thirty (30) days after receipt of a valid invoice. If Client wishes to dispute any invoice or portion of any invoice, the Client must notify Mythics in writing within thirty (30) calendar days of receipt of Mythics’ invoice, and the written notice must contain (i) the amount disputed, and (ii) sufficient explanation as to the reason for disputing the invoice, such as to allow Mythics to provide a response to the dispute or to correct any issues in a timely fashion. The Parties shall negotiate in good faith to resolve any disputed invoices or portions thereof in an expeditious manner. Any portion of an invoice that is not disputed shall be paid in full in accordance with the terms herein. If any portion of a bill has not been paid, except for items disputed by the Client, within the sixty (60) day period, interest at the rate of 6% per '
,*"!&&- $'( 

 







SERIAL 180233-RFP
annum, compounded monthly, of all owed amounts, shall automatically be added to the amount owed. If any balance remains outstanding seventy- five (75) days following the date of the invoice, Mythics may terminate this Agreement or any portion thereof. Termination of this Agreement or any portion thereof pursuant to this provision shall not release Client from any of its obligations hereunder. If it becomes necessary for Mythics to pursue any debts owed, Mythics shall be entitled to the recovery of any costs related to collections efforts on any outstanding debts; including, but not limited to, collections fees, legal costs, reasonable attorney’s fees, court costs, and any costs associated with enforcing a judgement.

Client shall confirm via telephone conversation with the appropriate accounts receivable point of contact any changes to routing, banking or other payment-related information. Client shall be solely responsible for ensuring all payments are received by Mythics as required herein.

All payment or invoice inquiries should be directed to the following points of contact:

Mythics, Inc.

Accounts Receivable
4525 Main Street, Suite 1500
Virginia Beach, Virginia 23462
Attn: Accounts Receivable
Telephone: 757-412-4362
Facsimile: 757-963-6198
Email: [email protected]
Client Name
Accounts Payable
Street Address
City, State ZIP
Attn:

Telephone:

Facsimile:

Email:

Article IV – Confidentiality, Indemnity and Limitation of Liability

1. Confidentiality. In performing consulting services under this Agreement, Mythics may be exposed to and will be required to use certain “Confidential Information” (as hereinafter defined) of the Client. Mythics agrees that Mythics will not, and Mythics’ employees, agents or representatives will not, use, directly or indirectly, such Confidential Information for the benefit of any person, entity or organization other than the Client, or disclose such Confidential Information without the written authorization of the President of the Client, either during or after the term of this Agreement, for as long as such information retains the characteristics of Confidential Information.
“Confidential Information” means information, not generally known, and proprietary to the Client or to a third party for whom the Client is performing work, including, without limitation, information concerning any patents or trade secrets, confidential or secret designs, processes, formulae, source codes, plans, devices or material, research and development, proprietary software, analysis, techniques, materials or designs (whether or not patented or patentable), directly or indirectly useful in any aspect of the business of the Client, any vendor names, client and supplier lists, databases, management systems and sales and marketing plans of the Client, any confidential secret development or research work of the Client, or any other confidential information or proprietary aspects of the business of the Client. All information which Mythics acquires or becomes acquainted with during the period of this Agreement, whether developed by Mythics or by others, which Mythics has a reasonable basis to believe to be Confidential Information, or which is treated by the Client as being Confidential Information, shall be presumed to be Confidential Information.

2. Indemnification. Mythics covenants to fully indemnify, save and hold harmless Client, its officers, employees, and agents ("Indemnitees") against all liability, damage, loss, claims, demands and actions brought by a third party of any kind on account of 1) personal injuries (including, without limiting the foregoing, workers' compensation and death claims), or 2) property loss or damage of any kind, which arise out of or are in any manner connected with, or are claimed to arise out of or be in any manner connected with services or products provided by Mythics under this agreement which may be attributed to negligence or willful misconduct by Mythics.

In the event an indemnifiable event arises, the Indemnitee shall do the following:
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
a. Notifies Mythics promptly in writing, as soon as practicable, but not later than 30 days after the Indemnitee receives notice the claim, (or sooner if required by applicable law); b. gives the Mythics sole control of the defense and any settlement negotiations; and c. gives the Mythics the information, authority, and assistance the Provider needs to defend against or settle the claim.

If the aforementioned requirements are not met, and such action or inaction on the part of the Indemnitee unreasonably hinders or harms Mythics’ ability to adequately defend against such claims, Mythics shall be alleviated from its indemnification obligations and the Indemnitee(s) shall have waived there right to seek such Indemnification. Client may, at any time and for any reason, elect to retain counsel and participate in the defense at its own expense.

3. Intellectual Property Indemnification. If a third party makes a claim against you (“Recipient”), that any information, design, specification, instruction, software, data, or material (“Material”) furnished by Mythics (“Provider”), and used by the Recipient infringes its intellectual property rights, the Provider, at its sole cost and expense, will defend the Recipient against the claim and indemnify the Recipient from the damages, liabilities, costs and expenses awarded by the court to the third party claiming infringement or the settlement agreed to by the Provider if the Recipient does the following:
a. Notifies the Provider promptly in writing, not later than 30 days after the Recipient receives notice the claim, (or sooner if required by applicable law);
b. gives the Provider sole control of the defense and any settlement negotiations; and c. gives the Provider the information, authority, and assistance the Provider needs to defend against or settle the claim.

If the Provider believes or it is determined that any of the Material may have violated a third party’s intellectual property rights, the Provider may choose to either modify the Material to be non-infringing (while substantially preserving its utility or functionality) or obtain a license to allow for continued use, or if these alternatives are not commercially reasonable, the Provider may end the license for, and require return of, the applicable Material and refund any fees the Recipient may have paid to the other party for it and any unused, prepaid technical support fees you have paid for the license. The Provider will not indemnify the Recipient if the Recipient alters the Material or uses it outside the scope of use identified in the Provider's user documentation or if the Recipient uses a version of the Materials which has been superseded, if the infringement claim could have been avoided by using an unaltered current version of the Material which was provided to the Recipient. The Provider will not indemnify the Recipient to the extent that an infringement claim is based upon any information, design, specification, instruction, software, data, or material not furnished by the Provider. Mythics will not indemnify you to the extent that an infringement claim is based upon the combination of any Material with any products or services not provided by Mythics. Mythics will not indemnify you for infringement caused by your actions against any third party if the program(s) as delivered to you and used in accordance with the terms of this agreement would not otherwise infringe any third-party intellectual property rights. Mythics will not indemnify you for any claim that is based on: (1) a patent that you were made aware of prior to the effective date of this agreement (pursuant to a claim, demand or notice); or (2) your actions prior to the effective date of this agreement.

This section provides the parties' exclusive remedy for any infringement claims or damages.

4. Limitation of Liability. UNDER NO CIRCUMSTANCES SHALL EITHER PARTY BE LIABLE FOR

ANY INDIRECT, INCIDENTAL, SPECIAL, PUNITIVE, OR CONSEQUENTIAL DAMAGES (INCLUDING, WITHOUT LIMITATION, DAMAGES FOR LOST PROFITS, REVENUE, DATA, USE,

OR SAVINGS) INCURRED BY EITHER PARTY, OR ANY THIRD PARTY, WHETHER IN AN

ACTION IN CONTRACT OR TORT, EVEN IF THE OTHER PARTY OR ANY OTHER PERSON HAS BEEN INFORMED OF THE POSSIBILITY OF SUCH DAMAGES. EXCEPT FOR A VIOLATION OF THE CONFIDENTIAL INFORMATION SECTION BELOW, MYTHICS’ TOTAL LIABILITY UNDER

THIS AGREEMENT, FOR ANY CAUSE OF ACTION WHATSOEVER, SHALL BE LIMITED TO THE

AMOUNT OF FEES PAID BY CLIENT UNDER THE APPLICABLE STATEMENT OF WORK FROM WHICH SUCH LIABILITY ARISES.

Article V – Representations and Warranty

1. Representations. Mythics hereby represents it is a business appropriately registered and in good standing in the applicable jurisdiction and has not been disbarred, recommended for disbarment or otherwise subject to any disciplinary action that would prevent Mythics from fulfilling its obligations under this Agreement. '
,*"!&&- $'( 

 







SERIAL 180233-RFP
Mythics has also not previously assumed any obligation(s) inconsistent with those undertaken by Mythics pursuant to this Agreement.

2. Warranty. In rendering services under this Agreement, Mythics’ work shall be performed in a good and workmanlike manner by fully qualified personnel, in conformance with the applicable Statement of Work, and in accordance with generally accepted industry standards. Any deliverables shall conform in material respect to the applicable Statement of Work, and deliverables shall not knowingly contain viruses, worms, trojan horses, or other destructive or malicious devices or codes. Mythics shall not use time, materials, or equipment of the Client without the prior written consent of the Client. For the avoidance of doubt, a fully executed Statement of Work shall constitute the necessary consent of the client to use time, materials or equipment of the Client in accordance with the applicable Statement of Work.

THIS WARRANTY IS EXCLUSIVE AND MYTHICS MAKES NO WARRANTIES (AND

EXPRESSLY DISCLAIM ANY AND ALL SUCH WARRANTIES), WHETHER EXPRESS, IMPLIED,

STATUTORY, OR OTHERWISE, INCLUDING, WITHOUT LIMITATION, WARRANTIES OF MERCHANTABILITY, NON-INFRINGEMENT, OR FITNESS FOR A PARTICULAR PURPOSE. FOR ANY BREACH OF THE WARRANTY, CLIENT’S EXCLUSIVE REMEDY, AND MYTHICS ENTIRE

LIABILITY, SHALL BE THE RE-PERFORMANCE OF THE DEFICIENT SERVICES, OR IF

MYTHICS CANNOT SUBSTANTIALLY CORRECT A BREACH IN A COMMERCIALLY

REASONABLE MANNER, YOU MAY END THE RELEVANT SERVICES AND RECOVER THE FEES PAID TO MYTHICS FOR THE DEFICIENT SERVICES.

Article VI – Performance Conditions

1. Client Obligations. In order to deliver the Services in accordance with the applicable Statement of Work, Mythics necessarily relies on the client for full and timely cooperation, support and information. As such, this section sets forth the Client’s obligations in that regard. Additional obligations may be identified in the applicable Statement of Work, if deemed necessary or appropriate by Mythics. Any failure by Client to fulfill the obligations set forth in this provision may result in the need for a Change Order, due to increased cost or time necessary to perform the Services in the applicable Statement of Work, or as provided for in the terms of this Agreement, termination of the Services. a. Client shall be responsible for the cost of obtaining any necessary background checks or clearances for Mythics personnel.
b. Client shall provide Mythics access to the business, client, and technical information and facilities necessary to perform its contractual obligations.
c. Client shall be responsible for coordinating with other organizations, contractors, and/or ThirdParty Vendors to obtain any necessary information in a commercially reasonable time in order to prevent delays in Mythics’ performance.
d. Client shall ensure appropriate personnel are available in a timely manner to meet with Mythics, as necessary, to allow Services to be performed in accordance with the applicable Statement of Work or to address any matters of concern.
e. Unless otherwise addressed in the Statement of Work, Client shall ensure that all relevant in scope Client Systems are up to date with patching and are on the most recent patching cycle at the time of project commencement.
f. Client shall allow Mythics to install and have full access to the Client Systems’ tools necessary for fulfillment of the Services.
g. Client shall provide Mythics with the IT resources necessary to install, configure, and run the automation tools necessary to perform the Services.
h. Client shall provide Mythics with detailed and current change management policies and procedures, in a commercially reasonable amount of time prior to the commencement of any Services, to allow for full review and compliance.
i. Client shall be responsible for all negotiations with hardware, software, or other vendors, or any other contractual relationship between the Client and Third Parties. Mythics, at the request of Client, may provide suggestions regarding optimal product or vendor selection. j. Client shall, during the term of this agreement, be responsible for Client IT infrastructure, including its physical hardware, network connectivity, and on-premises and cloud based '
,*"!&&- $'( 

 







SERIAL 180233-RFP
environments, and shall ensure that equipment within the Client IT infrastructure (i) originates from an authorized source, and is not counterfeit or otherwise adulterated; (ii) is supported by the Third Party vendor of such equipment; (iii) is stored and maintained in an appropriate physical location that meets such vendor’s guidelines; and (iv) remains free from environmental influences and conditions that may hinder or impair performance.
k. Client shall, during the term of this Agreement, ensure that Client Software (i) originates from an authorized source and is not counterfeit or otherwise adulterated; (ii) is properly licensed or the subject of a current subscription agreement; and (iii) remains supported by its vendor and has not been deprecated.
l. Client shall ensure that the Client Systems are protected by information security controls consistent with good practice and applicable law, including (i) a licensed, up to date and vendor supported (a) server based antivirus solution that covers servers, desktops, notebooks/laptops, email and all other relevant components of the Client Systems; (b) server based backup solution that can be monitored and that will send notifications on job failures and successes; and (c) hardware firewall between the Client’s internal network and the Internet; (ii) secure encryption of wireless data traffic in the Client environment; and (iii) other requisite physical, technical and administrative controls.
m. Client shall, in accordance with good practice, maintain requisite Client IT Services other than those provided by Mythics in connection with the Services detailed in the Statement of Work. n. Unless otherwise provided for in the applicable Statement of Work, Client shall be responsible for testing and installing necessary updates (and upgrades) to the Client Systems in accordance with good practice.
o. Client shall be solely responsible for the content of all data and information the Client, or its Third-Party vendors, post to the Client Systems.
p. Client shall bear the costs associated with the fulfillment of its responsibilities under this section, unless otherwise provided for in the applicable Statement of Work. q. Client shall be responsible for obtaining and maintaining the necessary insurance policies to cover all its Client owned hardware, software and systems, Property, Personnel and Premises, and any Third Party owned equipment contractually requiring such coverage. r. Client shall ensure that it complies with the requirements and restrictions set forth in the Portal Use and Conditions section in this Agreement.

2. Change Orders. The Parties recognize that various factors may warrant a request by a Party for a proposed change in the nature or scope the Services or in the nature or components of the Client Systems (each such requested change, a “Proposed Change Order”).

Client shall be entitled, at any time and in its discretion, to request a Proposed Change Order with respect to the then-current Services and/or the then-current Client Systems. Upon receipt of a request for a Proposed Change Order, Mythics shall promptly prepare and present a Proposed Change Order to the Client that will include the proposed amount of any necessary increase (or decrease) in the cost of performance resulting from the requested change; and any other material impacts on its performance under the applicable Statement of Work.

Mythics shall be entitled to submit, as may be necessary or desirable, Proposed Change Orders to address a failure by the Client to meet its obligations as outlined in this Agreement or in the applicable Statement of work; inaccuracies in an Initial Systems-Identification; or other good and sufficient cause. In its Proposed Change Order, Mythics shall identify the reasons for its proposal, and the Fees associated with the change in Services or Client Systems.

Promptly upon submission of a Proposed Change Order, the Parties shall meet to negotiate in good faith a resolution to the issues presented in the Proposed Change Order, including equitable adjustments (either increases or decreases) in applicable Fees. Upon mutual acceptance of a Proposed Change Order (as submitted or as may be revised during the good faith negotiations), the Parties shall execute a formal change order reflecting the subject matter and conditions of their negotiations (each a “Change Order”) and attach it to the applicable Statement of Work. Upon execution, the services specified in the Change Order shall be deemed to be “Services” under the applicable Statement of Work. '
,*"!&&- $'( 

 







SERIAL 180233-RFP
A failure to agree upon a Proposed Change Order submitted by the Client shall relieve Mythics from proceeding in performance of the Client's Proposed Change Order. A failure to agree upon a Proposed Change Order submitted by Mythics, or on a modification required by a Change in Law, shall, upon good cause shown, relieve Mythics from continuing to provide the affected Service; provided any associated Fees are equitably reduced to account for the reduction in Services, and Mythics shall reflect such reduction in subsequent invoices for the affected Service.

3. Stop Work Orders. Client may, at any time, by delivery of a written Stop Work Order to Mythics, require Mythics to stop any or all of the Work, for thirty (30) calendar days after the Stop Work Order is delivered to Mythics, and for any further period to which the parties may agree. Upon receipt of the Stop Work Order, Mythics will immediately comply with its terms and take reasonable steps to minimize the costs incurred to Client during the applicable Stop Work period. Within thirty (30) calendar days after a Stop Work Order is delivered to Mythics, or within any mutually agreed extension of that period, Client will either cancel the Stop Work Order or terminate the Work, as provided in the Termination clause herein. If a Stop Work Order is cancelled, or the period of the Stop Work Order or any extension thereof expires, Mythics will resume Work. Upon resumption of work, Mythics shall not be required to assign the same personnel to the project. Additionally, Client shall make an equitable adjustment in the delivery schedule, the Contract Amount, or both, if a. the Stop Work Order increased Mythics’ costs or the time required for performance; and b. Mythics asserts its right to an equitable adjustment within thirty (30) calendar days after the end of the applicable Stop Work period. If a Stop Work Order is not cancelled and the Work covered by the Stop Work Order is terminated other than for cause, Client shall allow Mythics to invoice for reasonable costs resulting from the Stop Work Order.

4. Deliverables. If applicable, Mythics shall prepare and provide to Client the reports, documentation, system configurations, root cause analyses, and other materials and/or information as identified in the applicable Statement of Work for delivery by Mythics to the Client (each a “Deliverable”). For the sake of clarity, any Statement of Work billed on a Time and Materials (“T&M”) basis, shall not include any Deliverables unless expressly identified and agreed to in the applicable Statement of Work. a. Form of Deliverables. Deliverables will be provided in English, formatted per Mythics’ guidelines, substantially free of errors, and at a level of detail that is good and sufficient for a person with technical proficiency in the target technology. b. Acceptance of Deliverables. For a period of ten (10) business days after delivery, or such longer period as may be provided under the applicable Statement of Work (the “Evaluation Period”), the Client shall be entitled to review and test a Deliverable to determine whether it complies with such Statement of Work (the “Acceptance Criteria”). If the Deliverable meets the Acceptance Criteria in material respects, the Client shall accept the Deliverable and notify Mythics accordingly. If Client does not provide a response to Mythics’ by the end of the Evaluation Period, the deliverable shall be deemed accepted. If the Deliverable does not comply with Acceptance Criteria in material respects, the Client shall notify Mythics during the Evaluation Period, and provide information and assistance to demonstrate the non-compliance. Mythics shall then remedy the non-compliance, at no additional charge. If the Client does not so notify Mythics during the Evaluation Period of the non-conformance, the Deliverable shall be deemed accepted.

5. Intellectual Property Rights.
a. To Client. Subject to the terms and conditions of this Agreement, Mythics hereby grants to Client, under Mythics’ Intellectual Property Rights and during and after the Term, a non-exclusive, sublicensable, transferable, irrevocable, perpetual, paid-up, worldwide right and license to copy, distribute, modify, perform, use, and otherwise exploit any Deliverables. b. To Mythics. Subject to the terms and conditions of this Agreement, Client hereby grants to Mythics, during the Term only, a limited, non-exclusive, non-transferable, non-sublicensable license to access and use Client Data and Mythics-Managed Systems, solely for the purpose of fulfilling its obligations to the Client under this Agreement, and for no other purpose. c. Ownership Rights. Except for the rights expressly granted under this Article, each Party retains sole ownership and control of its intellectual property rights, including, without limitation, to any proprietary software or methodologies. To the extent the Client provides Mythics feedback, enhancement requests, recommendations, or other information that is generally applicable to managed services, Mythics shall have a paid-up license during and after the Term to use such information in connection with its managed services.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP

6. Portal Use and Conditions. If the Services outlined in the applicable Statement of Work require the Client to use Mythics’ Managed Services Portal, the Client shall comply with this provision. The Managed Services Portal (also referred to as the “Client Portal”, “CMP software” or “software”), is a proprietary technology (patent pending) leveraged in the provision of the Services and is provided to customer on an “AS IS” basis. Mythics grants to Client a non-exclusive, non-sublicensable, non-transferable, limited license to use the software. Mythics shall retain all rights to the software. By utilizing the software, Client agrees that it will not engage in, or allow any party to engage in, any reverse engineering or reconfiguration of the software. Additionally, Client agrees that it will only use the software for its intended purpose and any violation of this provision shall constitute a material breach of Client’s obligations under this Agreement and may result in Mythics disabling Client’s access to the software and/or termination of this Agreement in whole or in part. As the software is being offered on an “AS IS” basis, Mythics makes no other warranties, express or implied, and hereby disclaims all implied warranties, including any warranty of merchantability and warranty of fitness for a particular purpose.

7. Insurance. Shall be in compliance with those set forth in the requirements of the master US Communities agreement between Mythics and Maricopa County.

Article VII - Term and Termination

1. Term. The term for any Services performed shall be defined in the applicable Statement of Work.

2. Termination for Non-Appropriations. In the event no funds are appropriated for this Agreement, or any Statement(s) of Work issued pursuant to this Agreement, upon providing written notice to Mythics, Client shall have the right in the applicable fiscal year to terminate this Agreement or the Statement(s) of Work impacted by the lack of appropriated funds without penalties of any sort.

3. Termination for Cause. In the event that a Party is in material breach of any obligation under this Agreement, the non-breaching Party may terminate this Agreement for cause after first:
a. providing the breaching Party with written notice of the breach (a “Notice of Breach”) and b. providing thereafter a thirty (30) business day opportunity to cure beginning on the date of receipt by the alleged breaching Party or Parties of the Notice of Breach, provided that if the breaching Party has commenced a cure of the material breach during such cure period and is diligently pursuing such cure, then the breaching Party shall have an additional thirty (30) business days to complete such cure. The Parties may mutually agree to extend the cure period beyond the additional thirty (30) business days.

If the breaching Party does not render a cure within the applicable cure period, or within a mutually agreed upon extended period of time, this Agreement shall be deemed terminated as of the expiration of such applicable cure period.

4. Termination of Individual Statement(s) of Work. Where a non-breaching Party has the right to terminate this Agreement due to a material breach of a Statement of Work, it may in its discretion terminate this Agreement or the Statement of Work affected by the material breach. Any Statement(s) of Work that are not terminated shall continue in full force and effect under this Agreement.

5. Termination for Insolvency. To the extent permitted by law, in the event a Party shall make an assignment for the benefit of creditors or shall have a petition in bankruptcy filed for or against it that is not dismissed within sixty (60) calendar days, the other Party shall have the right to immediately terminate this Agreement.

6. Termination by Mutual Agreement. The Parties may, at any time, agree in writing to terminate this Agreement or any Statement(s) of Work issued pursuant to this Agreement.

7. Termination for Convenience. Mythics may, at any time and upon providing thirty (30) business days written notice to Client, terminate this Agreement without cause.

8. Effect of Termination.
a. Cessation of Services and Access. Upon expiration or termination of this Agreement (subject to the partial termination process set under the subsection titled, Termination of Individual Statement(s) of Work)):
i. Mythics shall cease providing the Services;
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
ii. Mythics shall disable Client’s access to any Client Portals; iii. the Client shall disable Mythics’ access to any other Client Systems and Mythics shall not exercise or seek to exercise access privileges to such Client Systems; and iv. each Party shall return the other Party’s Confidential Information or certify in writing to its destruction.
b. Return of Equipment. Within 30 days of the expiration or termination of this Agreement, Mythics will return to Client the materials, supplies, equipment, and other items provided or paid for by Client (if any), to the extent not yet fully consumed by Mythics in the performance of the Services.

9. Unpaid Fees Upon Termination. Termination of this Agreement for any reason shall not excuse the Client’s obligation to pay in full any and all undisputed amounts that have accrued, nor shall termination by Mythics’ result in a refund of Fees paid.

Article VIII – General

1. Headings. All headings, titles, subtitles utilized herein are for reference purposes only.

2. Notice(s). All notices, requests, consents, and other communications hereunder (a “Communication”) shall be in writing and shall be deemed to have been given:
a. If mailed, on the date of receipt of such Communication when sent via first class United States registered mail, return receipt requested, postage prepaid to the address listed below for the Party to whom the Communication is being sent (the “Notice Party”); b. If hand delivered or delivered by courier, upon actual delivery of such Communication to the Notice Party at the address listed below for such Notice Party; or c. If sent by electronic mail or other electronic means, on the first business day after the date of the sender’s receipt of a confirmed transmission of such Communication to the Notice Party at the electronic mail address, if any, listed below for such Notice Party provided the party giving such Communication mails a copy of such Communication within two days after the electronic transmission of such Communication by facsimile to the Notice Party.

The addresses, electronic mail address (email), and facsimile numbers for each party to this Agreement, as of the date of this Agreement, are:

If to Client: Client Name
Address
City, State ZIP
Attn:

Telephone:

Facsimile:

Email:

If to Mythics: Mythics, Inc.
4525 Main Street, Suite 1500
Virginia Beach, VA 23462
Attn: Contracts
Telephone: 757-412-4362
Facsimile: 757-412-1060
Email: [email protected]

3. Modification. No modification, termination or attempted waiver of this Agreement, or any provision thereof, shall be valid unless in writing signed by the party against whom the same is sought to be enforced.

4. Waiver of Breach. The waiver by a party of a breach of any provision of this Agreement by the other party shall not operate or be construed as a waiver of any other or subsequent breach by the party in breach.

5. Order of Precedence. In the event of any inconsistencies or conflicts between the terms and conditions herein and other contract documents, the following order or precedence shall be used to determine the which terms will supersede:
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
a. The applicable Statement of Work and any fully executed and incorporated Change Orders. b. The terms in this Exhibit I (as may be amended or modified). c. The terms and conditions of the US Communities Contract. d. Any other contract documents.

6. Compliance with the Law. The Parties hereby covenant to comply with all applicable federal, state and local laws and regulations for the duration of this Agreement.

7. Disputes. Disputes under this agreement shall be referred to the appropriate Client president, or their designee, and Mythics’ president, or their designee, thirty (30) days before either party may commence formal proceedings; provided however, that this provision shall not restrain either party from seeking injunctive or equitable relief.

When seeking to resolve a dispute, the party’s designated executives shall consider the types and impacts of the disputed matters, the effect of the dispute on the Program and Client’s success as awardee, the cost to both parties of resolving the dispute and the practical effects on the business of each party resulting from the resolution or failure to resolve any such dispute. In the event that the designated executives are unable to resolve a dispute in the required time or longer, if extended by the mutual agreement of the parties, either party may then submit the matter for formal proceedings which may include litigation or alternate dispute resolution. In the event litigation is necessary to enforce any provision of or resolve any dispute arising out of this Agreement, the Parties agree that any proceeding relating to or arising from the Agreement shall be heard and litigated exclusively in a state or federal court, having appropriate jurisdiction over such matters, located in the Client’s state of incorporation or business operations. Each party hereto consents to the personal jurisdiction in any such action brought in any such court, consents to service of process by registered mail upon each party’s designated legal counsel and waives any objection to venue in any such courts and any claim that any such court is an inconvenient forum. During this process, each party will continue performing its obligations under this Agreement.

8. Governing Law. This Agreement shall be governed and construed in accordance with the laws of the Client’s state of incorporation or business operations without giving effect to such State’s principles of conflicts of laws and the laws of the United States of America.

9. Partial Invalidity. In case any one or more of the provisions contained herein shall, for any reason, be held to be invalid, illegal, or unenforceable in any respect, such invalidity, illegality or unenforceability shall not affect any other provisions of this Agreement, but this Agreement shall be construed as if such invalid, illegal or unenforceable provision or provisions had never been contained herein.

10. Changes in Law. In the event that Mythics is wholly or partially prevented from or hindered in providing one or more Services by a change in applicable law (or changes in the interpretation or enforcement thereof by a governmental authority with requisite jurisdiction) (each a “Change in Law”), then Mythics shall not be obligated to deliver the affected Services; and the Parties shall treat the Change in Law as a Proposed Change Order and proceed in accordance with the requirements for Change Orders contained herein.

11. Force Majeure. Neither Party shall be liable to the other for any loss, claim or damage as a result of any delay or failure in the performance of any obligation hereunder, directly or indirectly caused by or resulting from: acts of the government; acts of God; acts of third persons; strikes, embargoes, delays in the mail, transportation and delivery; power failures and shortages; fires; floods; epidemics, pandemics and unusually severe weather conditions; or other causes which do not result from the fault or negligence of such Party.
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
EXHIBIT K – AWS MASTER AGREEMENT 12.22.25
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
EXHIBIT L – MICROSOFT AZURE CUSTOMER AGREEMENT
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
'
,*"!&&- $'( 

 







SERIAL 180233-RFP
MYTHICS, INC. LLC., 4525 MAIN STREET, SUITE1500, VIRGINIA BEACH, VA 23462 PRICING SHEET: NIGP CODE 20655
Terms: NET 30
Vendor Number: VS0000003170
Certificates of Insurance Required
Contract Period: To cover the period ending November 30, 2023 2028. '
,*"!&&- $'( 

 







EXHIBIT C
City’s Insurance and Indemnity
'
,*"!&&- $'( 

 







INDEMNIFICATION
Exhibit C
Insurance and Indemnity
To the furthest extent allowed by law, VENDOR shall indemnify, hold harmless and defend CITY and each of its officers, officials, employees, agents from any and all third party loss, liability, fines, penalties, forfeitures, costs and damages (whether in contract, tort or strict liability, including but not limited to personal injury, death at any time and property damage) and from any and all third party claims, demands and actions in law or equity (including reasonable attorney's fees, litigation expenses and cost to enforce this agreement), arising from the negligent acts and errors, or willful omissions of VENDOR in its performance of this Contract.

If VENDOR should subcontract all or any portion of the work to be performed under this Contract, VENDOR shall require each subcontractor to indemnify, hold harmless and defend CITY and each of its officers, officials, employees, agents and volunteers in accordance with the terms of the preceding paragraph.

This section shall survive termination or expiration of this Contract.

INSURANCE REQUIREMENTS
(a) Throughout the life of this Agreement, VENDOR shall pay for and maintain in full force and effect all insurance as required herein with an insurance company(ies) either admitted by the California Insurance Commissioner to do business in the State of California and rated no less than “A-VII” in the Best’s Insurance Rating Guide, or (ii) as may be authorized in writing by CITY'S Risk Manager or his/her designee at any time and in his/her sole discretion. The required policies of insurance as stated herein shall maintain limits of liability of not less than those amounts stated therein. (b) If at any time during the life of the Agreement or any extension, VENDOR or any of its subcontractors fail to maintain any required insurance in full force and effect, all services and work under this Agreement shall be discontinued immediately, and all payments due or that become due to VENDOR shall be withheld until notice is received by CITY that the required insurance has been restored to full force and effect and that the premiums therefore have been paid for a period satisfactory to CITY. Any failure to maintain the required insurance shall be sufficient cause for CITY to terminate this '
,*"!&&- $'( 

 







Agreement. No action taken by CITY pursuant to this section shall in any way relieve VENDOR of its responsibilities under this Agreement. The phrase “fail to maintain any required insurance” shall include, without limitation, notification received by CITY that an insurer has commenced proceedings, or has had proceedings commenced against it, indicating that the insurer is insolvent.
(c) The fact that insurance is obtained by VENDOR shall not be deemed to release or diminish the liability of VENDOR, including, without limitation, liability under the indemnity provisions of this Agreement. The duty to indemnify CITY shall apply to all claims and liability regardless of whether any insurance policies are applicable. The policy limits do not act as a limitation upon the amount of indemnification to be provided by VENDOR. Approval or purchase of any insurance contracts or policies shall in no way relieve from liability nor limit the liability of VENDOR, vendors, suppliers, invitees, contractors, sub-contractors, subcontractors, or anyone employed directly or indirectly by any of them.

Coverage shall be at least as broad as:

1. The most current version of Insurance Services Office (ISO) Commercial General Liability Coverage Form CG 00 01, providing liability coverage arising out of your business operations. The Commercial General Liability policy shall be written on an occurrence form and shall provide coverage for “bodily injury,” “property damage” and “personal and advertising injury” with coverage for premises and operations (including the use of owned and non-owned equipment), products and completed operations, and contractual liability (including, without limitation, indemnity obligations under the Agreement) with limits of liability not less than those set forth under “Minimum Limits of Insurance.”

2. The most current version of ISO *Commercial Auto Coverage Form CA 00 01, providing liability coverage arising out of the ownership, maintenance or use of automobiles in the course of your business operations. The Automobile Policy shall be written on an occurrence form and shall provide coverage for all owned, hired, and nonowned automobiles or other licensed vehicles (Code 1- Any Auto).

3. Workers’ Compensation insurance as required by the State of California and Employer’s Liability Insurance.

4. Technology Liability (Errors and Omissions) insurance appropriate to VENDOR’S profession. Coverage shall be sufficiently broad to respond to duties and obligations as is undertaken by VENDOR in this agreement and shall include but not be limited to, claims involving infringement of intellectual property, including but not limited to infringement of copyright, trademark, trade dress, invasion of privacy violations, information theft, damage to or destruction of electronic information, release of private '
,*"!&&- $'( 

 







information, alteration of electronic information, extortion and network security. The policy shall provide coverage for breach response costs as well as regulatory fines penalties and credit monitoring expenses with limits sufficient to respond to these obligations.

5. Cyber Liability (Privacy and Data breach) insurance. Such insurance shall include, but not be limited to, coverage for third party claims and losses with respect to network risks (such as data breaches, unauthorized access or use, ID theft of data) and invasion of privacy regardless of the type of media involved in the loss of private information, crisis management and identity theft response costs. This should also include breach notification costs, credit remediation, and credit monitoring, defense and claims expenses, regulatory defense costs plus fines and penalties, cyber extortion, computer program and electronic data restoration expenses coverage (data asset protection), network business interruption, computer fraud coverage, and funds transfer loss.

MINIMUM LIMITS OF INSURANCE
VENDOR shall procure and maintain for the duration of the contract, and for  years thereafter, insurance with limits of liability not less than those set forth below.

1. COMMERCIAL GENERAL LIABILITY
(i) $1,000,000 per occurrence for bodily injury and property damage; (ii) $1,000,000 per occurrence for personal and advertising injury; (iii) $2,000,000 aggregate for products and completed operations; and, (iv) $2,000,000 general aggregate applying separately to the work performed under the Agreement.

2. COMMERCIAL AUTOMOBILE LIABILITY
$1,000,000 per accident for bodily injury and property damage.

3. Workers’ Compensation Insurance as required by the State of California with statutory limits and EMPLOYER’S LIABILITY with limits of liability not less than:
'
,*"!&&- $'( 

 







(i) $1,000,000 each accident for bodily injury;
(ii) $1,000,000 disease each employee; and,
(iii) $1,000,000 disease policy limit.

4. TECHNOLOGY PROFESSIONAL LIABILITY :
(i) $1,000,000 per claim/occurrence; and,
(ii) $2,000,000 policy aggregate.

5. CYBER LIABILITY insurance with limits of not less than:
(i) $2,000,000 per claim/occurrence;
and,
(ii) $2,000,000 policy aggregate

UMBRELLA OR EXCESS INSURANCE
In addition, such Umbrella or Excess insurance policy(ies) shall also apply on a primary and non-contributory basis for the benefit of the CITY, its officers, officials, employees, agents.

DEDUCTIBLES AND SELF-INSURED RETENTIONS
VENDOR shall be responsible for payment of any deductibles contained in any insurance policy(ies) required herein and VENDOR shall also be responsible for payment of any self-insured retentions.

OTHER INSURANCE PROVISIONS/ENDORSEMENTS
(i) All policies of insurance required herein shall be endorsed to provide that the coverage shall not be cancelled, non-renewed, reduced in coverage or in limits except after thirty (30) calendar days written notice has been given to CITY, except ten (10) days for nonpayment of premium. VENDOR is also responsible for providing written notice to the CITY under the same terms and conditions. Upon issuance by the insurer, '
,*"!&&- $'( 

 







broker, or agent of a notice of cancellation, non-renewal, or reduction in coverage or in limits, VENDOR shall furnish CITY with a new certificate and applicable endorsements for such policy(ies). In the event any policy is due to expire during the work to be performed for CITY, VENDOR shall provide a new certificate, and applicable endorsements, evidencing renewal of such policy not less than fifteen (15) calendar days prior to the expiration date of the expiring policy. (ii) The Commercial General and Automobile Liability insurance policies shall be written on an occurrence form.
(iii) The Commercial General and Automobile Liability insurance policies shall be endorsed to name City, its officers, officials, agents, employees as an additional insured all ongoing and completed operations. Additional Insured endorsements under the General Liability policy must be as broad as that contained in ISO Forms:

GC 20 10 11 85 or both CG 20 10 & CG 20 37.
(iv) The Commercial General and Automobile Liability insurance shall contain, or be endorsed to contain, that VENDOR’S insurance shall be primary to and require no contribution from the City. Primary and Non Contributory language under the General Liability policy must be as broad as that contained in ISO Form CG 20 01 04 13. These coverages shall contain no special limitations on the scope of protection afforded to City, its officers, officials, employees, agents
(v) Should any of these policies provide that the defense costs are paid within the Limits of Liability, thereby reducing the available limits by defense costs, then the requirement for the Limits of Liability of these polices will be twice the above stated limits.
(vi) All insurance policies required herein shall contain, or be endorsed to contain, a waiver of subrogation as to CITY, its officers, officials, agents, employees and volunteers.

The Cyber and Technology Professional Liability insurance shall cover claims involving privacy violations, information theft, damage to or destruction of electronic information, intentional and/or unintentional release of private information (including credit monitoring costs), alteration of electronic information, extortion and network security.

Such coverage is required for claims involving any professional services for which VENDOR is engaged with the City for such length of time as necessary to cover any and all claims
If the Technology Professional and Cyber Liability insurance policies) are written on a claims-made form:

1. The retroactive date must be shown, and must be before the effective date of the Agreement or the commencement of work by VENDOR.
'
,*"!&&- $'( 

 







2. Insurance must be maintained and evidence of insurance must be provided for at least three (3) years after completion of the Agreement work or termination of the Agreement, whichever occurs first, or, in the alternative, the policy shall be endorsed to provide not less than a three (3) year discovery period.

3. If coverage is canceled or non-renewed, and not replaced with another claimsmade policy form with a retroactive date prior to the effective date of the Agreement or the commencement of work by VENDOR, VENDOR must purchase “extended reporting” coverage for a minimum of three (3) years completion of the Agreement work or termination of the Agreement, whichever occurs first.

4. A copy of the claims reporting requirements must be submitted to CITY for review.

5. These requirements shall survive expiration or termination of the Agreement.

Should any of these policies provide that the defense costs are paid within the Limits of Liability, thereby reducing the available limits by defense costs, then the requirement for the Limits of Liability of these polices will be twice the above stated limits.

PROVIDING OF DOCUMENTS
VENDOR shall furnish CITY with all certificate(s) and applicable endorsements effecting coverage required herein. All certificates and applicable endorsements are to be received and approved by the CITY’S Risk Manager or his/her designee prior to CITY’S execution of the Agreement and before work commences. All non-ISO endorsements amending policy coverage shall be executed by a licensed and authorized agent or broker. This requirement shall survive expiration or termination of this Agreement. All subcontractors working under the direction of VENDOR shall also be required to provide all documents noted herein.

SUBCONTRACTORS
If VENDOR subcontracts any or all of the services to be performed under this Agreement, VENDOR shall require, at the discretion of the CITY Risk Manager or designee, subcontractor(s) to enter into a separate Side Agreement with the City to provide required indemnification and insurance protection. Any required Side Agreement(s) and associated insurance documents for the subcontractor must be reviewed and preapproved by CITY Risk Manager or designee. If no Side Agreement is required, VENDOR will be solely responsible for ensuring that it’s subcontractors '
,*"!&&- $'( 

 







maintain insurance coverage at levels no less than those required by applicable law and is customary in the relevant industry.
'
,*"!&&- $'( 

 







EXHIBIT '
9HQGRU4XRWH
'
,*"!&&- $'( 

 







4525 Main Street, Suite 1500
Virginia Beach, VA 23462
DUNS #: 013358002
UEI: U2W4ZCG9WJA7
Fed Tax ID #: 54-1987871
CAGE Code: 1TA34
Mythics POC: Noel Taylor
Phone
Mobile: (757) 617-0437
Fax: 757.412.1060
Email: [email protected]
Company Name: City of Fresno
Contact: Dennis Jones
Email: [email protected]
Phone:

Project: Oracle Support Renewal
Please include this reference
on a valid PO
This PO incorporates the terms of Mythics quote number SR SUN-NK20266270 FY26V3 and Maricopa County Contract # 180233-002 (US Communities) by reference
Quote Number: SR SUN-NK20266270 FY26V3
Estimate Prepared On: 05/11/2026
Estimate Valid Through: 06/30/2026

ORACLE SUPPORT RENEWAL
Line
Item CSI Oracle Product Description/License Type Start Date End Date Serial # Quantity Support Type Extended Price Installed at City Of Fresno - ATTN: INFORMATION SERVICES DEPT 2600 FRESNO STREET, ROOM #1059, FRESNO, CA 93721, US SR # SUN-NK20266270
1 21858825 One 600 GB 10000 rpm 2.5-inch SAS-3 HDD with marlin bracket (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $138.44 2 21858825 Power cord: North America and Asia, 2.5 meters, 5-15P plug, C13 connector, 15 A (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $4.70 3 21858825 Oracle Storage 12 Gb SAS PCIe HBA, internal (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $68.17 4 21858825 SPARC S7-2 server: model family 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 5 21858825 SPARC S7-2 server: model family 04/01/2026 03/31/2027 1826NNT6N4 1 Premier Support for Systems $.00 6 21858825 SPARC S7-2 server: base with 1 SPARC S7 8-core 4.27 GHz processor (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $1,597.19 7 21858825 PCIe filler panel (for factory installation) 04/01/2026 03/31/2027 3 Premier Support for Systems $1.14 8 21858825 One 16 GB DDR4-2400 DIMM (for factory installation) 04/01/2026 03/31/2027 4 Premier Support for Systems $320.12 Installed at City Of Fresno - 2600 Fresno Street, Fresno, CA 93721, US 9 17883060 2M LC to LC FC Optical Cable 04/01/2026 03/31/2027 1 Premier Support for Systems $38.75 10 17883060 2M LC to LC FC Optical Cable 04/01/2026 03/31/2027 1 Premier Support for Systems $38.75 11 17883060 2M LC to LC FC Optical Cable 04/01/2026 03/31/2027 1 Premier Support for Systems $38.75 12 17883060 2M LC to LC FC Optical Cable 04/01/2026 03/31/2027 1 Premier Support for Systems $38.75 13 17883060 ST2500 2U Univ Rk Rail Kit 04/01/2026 09/30/2026 1 Premier Support for Systems $61.66 14 17883060 ST2500 2U Univ Rk Rail Kit 04/01/2026 09/30/2026 1 Premier Support for Systems $61.66 15 17883060 Sun SE M4000 Base Class 04/01/2026 03/31/2027 BDF11045A5 1 Premier Support for Systems $.00 16 17883060 SPARC Enterprise M4000 server 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 17 17883060 SE M4000 ATOBase,2PSU,1DVD,I/O 04/01/2026 03/31/2027 1 Premier Support for Systems $1,443.43 18 17883060 OPT,FF1,BASE,MIN CONFIG,SUN 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 19 17883060 StorageTek 8 Gb Fibre Channel PCIe HBA single port QLogic (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $1,134.44 20 17883060 Power cord: global jumper, straight plug-connector, 2.5 meters, C14 plug, C19 connector, 13 A (for factory installatio 04/01/2026 03/31/2027 2 Premier Support for Systems $34.92 21 17883060 Eight 2 GB DDR2-667 DIMMs for non-EU countries (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $7,903.56 22 17883060 2 SPARC(R) VII 4-core 2.53 GHz processors (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $11,559.05 23 17883060 146 GB 10000 rpm 2.5-inch SAS HDD with bracket (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $325.12 24 17883060 ST2501 - Family 04/01/2026 03/31/2027 1105BE9018 1 Premier Support for Systems $.00 25 17883060 ST2501 - Family 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 26 17883060 ST2500 AC Pwr Sup./Fan Mod,2U 04/01/2026 03/31/2027 2 Premier Support for Systems $599.96 27 17883060 ST2501 SAS EXP-2 IOM 04/01/2026 03/31/2027 1 Premier Support for Systems $1,561.50 '
,*"!&&- $'( 

 







Line
Item
CSI Oracle Product Description/License Type Start Date End Date Serial # Quantity Support Type Extended Price 28 17883060 ST25X0 300GB 15Krpm SAS HDD 04/01/2026 03/31/2027 12 Premier Support for Systems $7,446.12 29 17883060 2501 CHASSIS RR NOHDD NOCTRL 04/01/2026 03/31/2027 1 Premier Support for Systems $616.42 30 17883060 Power cord: North America and Asia, 2.5 meters, 5-15P plug, C13 connector, 15 A (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $20.48 31 17883060 ST2501 - Family 04/01/2026 03/31/2027 1105BE8F87 1 Premier Support for Systems $.00 32 17883060 ST2501 - Family 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 33 17883060 ST2500 AC Pwr Sup./Fan Mod,2U 04/01/2026 03/31/2027 2 Premier Support for Systems $599.96 34 17883060 ST2501 SAS EXP-2 IOM 04/01/2026 03/31/2027 1 Premier Support for Systems $1,561.50 35 17883060 ST25X0 300GB 15Krpm SAS HDD 04/01/2026 03/31/2027 12 Premier Support for Systems $7,446.12 36 17883060 2501 CHASSIS RR NOHDD NOCTRL 04/01/2026 03/31/2027 1 Premier Support for Systems $616.42 37 17883060 Power cord: North America and Asia, 2.5 meters, 5-15P plug, C13 connector, 15 A (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $20.48 38 17883060 96 GB solid state Flash Accelerator PCIe Card with four 24 GB enterprise-class SLC flash modules 04/01/2026 03/31/2027 1 Premier Support for Systems $2,796.20 39 17883060 96 GB solid state Flash Accelerator PCIe Card with four 24 GB enterprise-class SLC flash modules 04/01/2026 03/31/2027 1 Premier Support for Systems $2,796.20 Installed at City Of Fresno - 2600 Fresno Street Room 1059, FRESNO, CA 93721, US 40 18665782 LCA 2FC 12x146G-AC-RR 04/01/2026 09/30/2026 0722BE1922 1 Premier Support for Systems $.00 41 17085847 SE3510-10K-12X73-2RAID-AC-RR 04/01/2026 09/30/2026 0000451-033700436F 1 Premier Support for Systems $.00 42 17085847 SE3510-876GB-12x73-2RAID-AC-RR 04/01/2026 09/30/2026 1 Premier Support for Systems $3,398.50 43 17085847 SF V440:4*1.593GHz,16GB,4*73GB 04/01/2026 03/31/2027 1 Premier Support for Systems $21,408.02 44 17085847 ASY,4x1.6GHZ,2PS,4x73GB/10K,16GB,S10,JES3,DiagON 04/01/2026 03/31/2027 0535AD8141 1 Premier Support for Systems $.00 45 18665782 2540-1752G-12x146/15-2RAIDACRR 04/01/2026 09/30/2026 1 Premier Support for Systems $3,572.71 46 17883060 Sun SE M4000 Base Class 04/01/2026 03/31/2027 BDF11045E0 1 Premier Support for Systems $.00 47 17883060 StorageTek 8 Gb Fibre Channel PCIe HBA single port QLogic (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $1,134.44 48 17883060 Power cord: global jumper, straight plug-connector, 2.5 meters, C14 plug, C19 connector, 13 A (for factory installatio 04/01/2026 03/31/2027 2 Premier Support for Systems $36.42 49 17883060 Eight 2 GB DDR2-667 DIMMs for non-EU countries (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $7,903.56 50 17883060 2 SPARC(R) VII 4-core 2.53 GHz processors (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $11,559.05 51 17883060 146 GB 10000 rpm 2.5-inch SAS HDD with bracket (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $325.12 52 17883060 SPARC Enterprise M4000 server 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 53 17883060 SE M4000 ATOBase,2PSU,1DVD,I/O 04/01/2026 03/31/2027 1 Premier Support for Systems $1,442.95 54 17883060 OPT,FF1,BASE,MIN CONFIG,SUN 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 Installed at City Of Fresno - 2600 Fresno St, FRESNO, CA 93721, US 55 19597365 Sun Storage Dual 16 Gb Fibre Channel PCIe Universal HBA, Qlogic (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $1,285.40 56 19597365 Oracle ZFS Storage ZS3-2: controller 04/01/2026 03/31/2027 1 Premier Support for Systems $6,478.83 57 19597365 ASSY, ZS3-2, Base 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 58 19597365 2 Sun Storage 16 Gb FC short wave optics, Qlogic (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $727.64 59 19597365 One 1.6 TB 2.5-inch SAS SSD read flash accelerator with bracket (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $2,720.13 60 19597365 Power cord: Sun Rack jumper, straight, 2 meters, C14 plug, C13 connector, 10A (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $18.90 61 19597365 Storage ZS3-2 ATO Base Model 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 62 19597365 Oracle ZFS Storage ZS3-2: model family 04/01/2026 03/31/2027 1427NM2011 1 Premier Support for Systems $.00 63 19597365 Oracle Storage Drive Enclosure DE2-24P: base chassis (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $1,542.75 64 19597365 Power cord: Sun Rack jumper, straight, 2 meters, C14 plug, C13 connector, 10A (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $18.90 '
,*"!&&- $'( 

 







Line
Item
CSI Oracle Product Description/License Type Start Date End Date Serial # Quantity Support Type Extended Price 65 19597365 Oracle Storage Drive Enclosure DE2-24P: model family 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 66 19597365 Oracle Storage Drive Enclosure DE2-24P: model family 04/01/2026 03/31/2027 1427NM400P 1 Premier Support for Systems $.00 67 19597365 One 2.5 inch SAS-2 SSD write flash accelerator with evo bracket (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $1,580.16 68 19597365 Filler panel (for factory installation) 04/01/2026 03/31/2027 3 Premier Support for Systems $10.38 69 19597365 One 900 GB 10000 rpm 2.5 inch SAS-2 HDD with evo bracket (for factory installation) 04/01/2026 03/31/2027 20 Premier Support for Systems $6,366.20 70 19597365 Oracle ZFS Storage ZS3-2: controller 04/01/2026 03/31/2027 1 Premier Support for Systems $6,478.83 71 19597365 ASSY, ZS3-2, Base 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 72 19597365 2 Sun Storage 16 Gb FC short wave optics, Qlogic (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $727.64 73 19597365 Power cord: Sun Rack jumper, straight, 2 meters, C14 plug, C13 connector, 10A (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $18.90 74 19597365 Storage ZS3-2 ATO Base Model 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 75 19597365 Oracle ZFS Storage ZS3-2: model family 04/01/2026 03/31/2027 1427NM2012 1 Premier Support for Systems $.00 76 19597365 Sun Storage Dual 16 Gb Fibre Channel PCIe Universal HBA, Qlogic (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $1,285.54 77 19597365 One 16GB DDR3-1600 registered DIMM (for factory installation) 04/01/2026 03/31/2027 16 Premier Support for Systems $2,056.80 78 19597365 One 1.6 TB 2.5-inch SAS SSD read flash accelerator with bracket (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $2,747.69 79 19595658 8Gb FC dual port, qlogic 04/01/2026 03/31/2027 1 Premier Support for Systems $873.98 80 19595658 Flash Accelerator F80 PCIe Card: 800GB, eMLC (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $959.34 81 19595658 Flash Accelerator F80 PCIe Card: 800GB, eMLC (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $959.34 82 19595658 SPARC T5-2 server: base with 1 SPARC T5 16-core 3.6 GHz processor (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $6,381.62 83 19595658 SPARC T5-2 server: model family 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 84 19595658 SPARC T5-2 server: model family 04/01/2026 03/31/2027 AK00227243 1 Premier Support for Systems $.00 85 19597365 Cable management arm 04/01/2026 03/31/2027 2 Premier Support for Systems $139.70 86 19597365 One 16GB DDR3-1600 registered DIMM (for factory installation) 04/01/2026 03/31/2027 16 Premier Support for Systems $2,056.80 87 19595658 SPARC T5-2 server: base with 1 SPARC T5 16-core 3.6 GHz processor (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $6,381.62 88 19595658 One 8 GB DDR3-1066 registered DIMM (for factory installation) 04/01/2026 03/31/2027 16 Premier Support for Systems $955.04 89 19595658 One 8 GB DDR3-1066 registered DIMM (for factory installation) 04/01/2026 03/31/2027 16 Premier Support for Systems $955.04 90 19595658 Power cord: North America and Asia, 2 meters, 6-15P plug, C13 connector, 10 A (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $5.50 91 19595658 Power cord: North America and Asia, 2 meters, 6-15P plug, C13 connector, 10 A (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $5.50 92 19595658 2 Sun Storage 16 Gb FC short wave optics, Qlogic (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $204.66 93 19595658 2 Sun Storage 16 Gb FC short wave optics, Qlogic (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $204.57 94 19595658 One 600 GB 10000 rpm 2.5-inch SAS-2 HDD with marlin bracket (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $262.26 95 19595658 One 600 GB 10000 rpm 2.5-inch SAS-2 HDD with marlin bracket (for factory installation) 04/01/2026 03/31/2027 2 Premier Support for Systems $262.16 96 19595658 Sun Storage Dual 16 Gb Fibre Channel PCIe Universal HBA, Qlogic (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $361.62 97 19595658 Sun Storage Dual 16 Gb Fibre Channel PCIe Universal HBA, Qlogic (for factory installation) 04/01/2026 03/31/2027 1 Premier Support for Systems $361.72 98 19595658 SPARC T5-2 server: model family 04/01/2026 03/31/2027 1 Premier Support for Systems $.00 99 19595658 SPARC T5-2 server: model family 04/01/2026 03/31/2027 AK00227242 1 Premier Support for Systems $.00 Installed at City Of Fresno - 2600 FRESNO ST, FRESNO, CA 93721, US 100 17085847 2540-1752G-12x146/15-2RAIDACRR 04/01/2026 09/30/2026 1 Premier Support for Systems $3,572.71 101 17085847 ASY,4X1280GHZ,2PS,4X36GB,16GB 04/01/2026 03/31/2027 0422AD1183 1 Premier Support for Systems $.00 102 17085847 SF V490 [email protected],16GB,2-146GB 04/01/2026 03/31/2027 1 Premier Support for Systems $26,257.13 '
,*"!&&- $'( 

 







Line
Item
CSI Oracle Product Description/License Type Start Date End Date Serial # Quantity Support Type Extended Price 103 17085847 SF V440:4*1.28GHz,16GB,4*36GB 04/01/2026 03/31/2027 1 Premier Support for Systems $10,704.11 104 17106489 SFT2000 8core 1.2GHz 16GB 2x73 04/01/2026 03/31/2027 1 Premier Support for Systems $13,900.58 105 18665782 3510-876G-12x73-15K-2RAID-ACRR 04/01/2026 09/30/2026 1 Premier Support for Systems $3,398.50 106 17106489 SFT2000 8core 1.2GHz 16GB 2x73 04/01/2026 03/31/2027 1 Premier Support for Systems $13,900.96 107 17106489 T20,8C,16GB,2X73G,1.2GH,ONT3 04/01/2026 03/31/2027 0716NNN045 1 Premier Support for Systems $.00 108 17106489 T20,8C,16GB,2X73G,1.2GH,ONT3 04/01/2026 03/31/2027 0716NNN00F 1 Premier Support for Systems $.00 109 18665782 SE3510-15K-12X73-2RAID-AC-RR 04/01/2026 09/30/2026 041907D424 1 Premier Support for Systems $.00 110 17085847 A52,2X1800MHZ,16GB,2X146GB,ROH 04/01/2026 03/31/2027 0712AM0926 1 Premier Support for Systems $.00 111 17085847 LCA 2FC 12x146G-AC-RR 04/01/2026 09/30/2026 0722BE191E 1 Premier Support for Systems $.00 Premier Support for Systems Subtotal: $228,799.88
Quote Total: $228,799.88
This quotation contains data that shall not be disclosed outside of City of Fresno and shall not be duplicated, used, or disclosed – in whole or in part – for any purpose without the express written consent of Mythics, LLC. unless otherwise required by law This quotation is an estimate and is an invitation for you to offer to purchase support services from Mythics subject to the terms and conditions herein. Your order is subject to Mythics` acceptance. - You agree that Mythics has the right to cancel your support due to non-payment. - By confirming, referencing or placing an order based on this quote, you are agreeing that the support being purchased is for electronic delivery only and there is no transfer of tangible property. Media is available for download at no additional cost at http://edelivery.oracle.com/ - Support services are provided under Oracle`s then current technical support policies located at https://www.oracle.com/support/policies.html and the valid end user agreement set forth in the contract referenced at the top of this quote - Applicable State taxes will be added unless an exemption is provided. - Orders are non-cancellable.
- Payment terms are QIA/Net 30
- Option year pricing is subject to change based on Oracle pricing adjustments/surcharges.

RIGHTS IN DATA: Oracle programs, including the operating system, integrated software, any programs installed on hardware and/or documentation, delivered in accordance with the terms and conditions of the contract are "commercial computer software" pursuant to the applicable Federal Acquisition Regulation ("FAR"). As such, use, duplication, disclosure, modification, and adaptation of the programs, including the operating system, integrated software, any programs installed on the hardware, and/or documentation, shall be subject to the End User Agreement, and then, to the extent applicable. the additional rights set forth in FAR 52.227-19,Commercial Computer Software (DEC 2007) wherein for the purposes of the contract "Government" shall mean the ordering activity. Issuance of an order off this quote signifies buyer agreement that no additional FAR clauses pertaining to Rights in Data apply.

WARRANTY: The warranty for the products you are purchasing is outlined in the End User Agreement that is referenced on this quote. Additional warranties are not accepted and considered to be null and void.

SECURITY/PRIVACY: No Oracle Authorized Reseller can agree to accept security or privacy clauses without the express written approval of Oracle; most public sector (State or Locality) specific clauses pertaining to security or privacy do not apply to Commercial Off The Shelf (COTS) or commercial items. End users will not transmit PII or PHI to Contractor or Oracle during the performance/delivery or use of the line items quoted herein. Customer Ordering Activity would need to execute a BAA directly with Oracle in the event PHI is transmitted or accessed.

A valid PO will not contain public sector, State or Locality specific clauses pertaining to security and privacy or will otherwise state on the PO those clauses do not apply.

This is not an exhaustive list, and additional terms may be identified for removal or non-application '
,*"!&&- $'( 

 







← All documents from this meeting