City of Glendale
DISCLOSURE - CAMPAIGN FINANCE ORDINANCE
The City Council adopted Ordinance No. 5744, “Campaign Finance Ordinance,” which became effective on September 9, 2011, and subsequently amended it with Ordinance No. 5768, which became effective on March 15, 2012 and Ordinance No. 5885, which became effective on November 3, 2016 (“the Ordinance”). The Ordinance prohibits: (1) A contractor* (including a subcontractor**)― who has a contract with the City of Glendale (“City”), the Successor Agency (“SA”), or the Housing Authority of the City of Glendale (“HA”) and that contract is subject to approval by the City Council, SA, or HA― from making a contribution to a City Council member, SA member, HA member, City Clerk, or City Treasurer ; and (2) Council members, SA members, and HA member s from voting on matters concerning a contract with a person who has provided a campaign contribution.
T
he Ordinance applies to a contractor whose contract requires the City Council’s, SA’s, or HA ’s approval. A contract with the City, S A , o r H A i s k n o w n a s a “ C i t y Contract.” The Ordinance also applies to a subcontractor who has a subcontract through a City Contract. The Ordinance excludes a competitively bid contract awarded to the lowest responsible bidder.
To as
sist members of the City Council, SA, and HA before they vote on a matter regarding a City Contract, the Ordinance requires City staff to prepare this report which discloses certain information about: the contractor receiving the City Contract, and the subcontractor(s) working under the City Contract.
A contractor must provide the information listed below when: A subcontractor must provide the information listed below when:
• The City Contract is subject to City Council approval; or • The subcontract through a City Contract has a total anticipated or actual value of $25,000 or more; or
• A combination or series of City Contracts totaling $50,000 or more is subject to Council approval.
• A combination or series of subcontracts, for the same or different projects , have an aggregate value of $25,000 or more.
Information that must be disclosed: ● Name of the person, entity, or organization (i.e., the Contractor or Subcontractor) ● Name of the Chief Executive Officer/President
● Chief Operating Officer
● Chief Financial Officer
● Chairperson
● All members of the Board of Directors
● All persons who own more than 10% of the person, entity, or organization ● Name of any campaign committee owned or controlled by the person, entity, or organization Please complete the following disclosure form:
Contractor(s)*:
Name Address
Norton Rose Fulbright US LLP 1301 McKinney Street Suite 5100, Houston, Texas 77010 Full Name Title Business Address City State Zip
Chairperson
Jeff Cody Chief Executive Officer / President 2200 Ross Avenue Suite 3600 Dallas Texas 75201 Stacey Martinez Chief Operating Officer 98 San Jacinto Blvd Suite 1100 Austin Texas 78701 Simon Wainwright Chief Financial Officer 1301 McKinney Street Suite 5100 Houston Texas 77010 Judi Archer, Ben Koenigsberg,
Stacey Martinez, Scarlet
McNellie, Andrew Price, Gina
Shishima, Mike Swartzendruber,
Shauna Clark (ex officio), Steve
Jansma (ex officio), Tim Kenny
(ex officio), Richard Krumholz
(ex officio), Sheldon Nussbaum
Board of Directors 1301 McKinney Street Suite 5100 Houston Texas 77010 EXHIBIT 1
Rev. 11/8/17
(ex officio), Larry Rosenberg (ex
officio), Ayşe Yüksel Mahfoud
(ex officio)
More than 10% interest owner
* “Contractor” is the person, entity, or organization that is the party, or prospective party, to the contract with the City, SA, or HA or any member of that person’s, entity’s, or organization’s Board of Directors, its Chairperson, Chief Executive Officer , Chief Financial Officer, Chief Op erating Officer, any person with an ownership interest of more than ten percent (10%) in that person, entity, or organization, and any campaign committ ee that is owned or controlled by that person, entity, or organization. Above please disclose these persons’ name and business address.
Subcontractor(s)**:
Name Address
Full Name Title Business Address City State Zip
Chairperson
Chief Executive Officer / President
Chief Operating Officer
Chief Financial Officer
Board of Directors
More than 10% interest owner
** “Subcontractor” is the person, entity, or organization that has entered into a contract for the performance of a ll or a portion of the work undertaken under an agreement with an architect, design professional, engineer, or general or prime contract, usually by a general or prime contractor. Subcontractor includes any member of that p erson’s, entity’s, or organizati on’s Board of Directors, its Chairperson, Chief Executive Officer , Chief Financial Officer, Chief Operating Officer, any person with an ownership interest of more than ten percent (10%) in that person, entity, or organization, and any campaign committee th at is owned or controlled by that person, entity, or organization. Above please disclose these persons’ name and business address.
Campaign Committee owned or controlled by:
Title Business Address City State Zip
CERTIFICATION
On behalf of the above-named Contractor Subcontractor:
• I acknowledge that I have a continuing obligation to update this disclosure form if I substitute― or if I select additional― arch itects, design professionals, contractors, or subcontractors within ten (10) days of the selection or change; and • I he
reby certify that:
I have identified all persons for which the Ordinance requires disclosure; The information in this disclosure form (and any attachment to this form) is true, accurate, correct, and complete; and I have been legally authorized to submit this disclosure form.
In total, this disclosure form (including attachments) is 2 pages.
Executed on: De cember 12 , 20 23 , at: Los Angeles, , California.
S
ignature: Print Full Name: Victor Hsu
Address: 555 South Flower Street, Forty-First Floor, Los Angeles, California 90071, United States Phone Number: +1 213 892 9326 E-mail Address: v [email protected]