OMBNumber:4040-0009
ExpirationDate:02/28/2025
ASSURANCES-CONSTRUCTIONPROGRAMS
PLEASEDONOTRETURNYOURCOMPLETEDFORMTOTHEOFFICEOFMANAGEMENTAND BUDGET.SENDITTOTHEADDRESSPROVIDEDBYTHESPONSORINGAGENCY.
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Certainoftheseassurancesmaynotbeapplicabletoyourprojectorprogram.Ifyouhavequestions,pleasecontactthe AwardingAgency.Further,certainFederalassistanceawardingagenciesmayrequireapplicantstocertifytoadditional assurances.Ifsuchisthecase,youwillbenotified.
Asthedulyauthorizedrepresentativeoftheapplicant:,Icertifythattheapplicant:
NOTE:
1. HasthelegalauthoritytoapplyforFederalassistance,
andtheinstitutional,managerialandfinancialcapability
(includingfundssufficienttopaythenon-Federalshare
ofprojectcosts)toensureproperplanning,
managementandcompletionofprojectdescribedin
thisapplication.
2. Willgivetheawardingagency,theComptrollerGeneral
oftheUnitedStatesand,ifappropriate,theState,
therighttoexamineallrecords,books,papers,or
documentsrelatedtotheassistance;andwillestablish
aproperaccountingsysteminaccordancewith
generallyacceptedaccountingstandardsoragency
directives.
3. Willnotdisposeof,modifytheuseof,orchangethe
termsoftherealpropertytitleorotherinterestinthe
siteandfacilitieswithoutpermissionandinstructions
fromtheawardingagency.WillrecordtheFederal
awardingagencydirectivesandwillincludeacovenant
inthetitleofrealpropertyacquiredinwholeorinpart
withFederalassistancefundstoassurenon-
discriminationduringtheusefullifeoftheproject.
4. Willcomplywiththerequirementsoftheassistance
awardingagencywithregardtothedrafting,reviewand
approvalofconstructionplansandspecifications.
5. Willprovideandmaintaincompetentandadequate
engineeringsupervisionattheconstructionsiteto
ensurethatthecompleteworkconformswiththe
approvedplansandspecificationsandwillfurnish
progressivereportsandsuchotherinformationasmaybe
requiredbytheassistanceawardingagencyorState.
6. Willinitiateandcompletetheworkwithintheapplicable
timeframeafterreceiptofapprovaloftheawardingagency.
7. Willestablishsafeguardstoprohibitemployeesfrom
usingtheirpositionsforapurposethatconstitutesor
presentstheappearanceofpersonalororganizational
conflictofinterest,orpersonalgain.
8. WillcomplywiththeIntergovernmentalPersonnelAct
of1970(42U.S.C.§§4728-4763)relatingtoprescribed
standardsofmeritsystemsforprogramsfunded
underoneofthe19statutesorregulationsspecifiedin
AppendixAofOPM'sStandardsforaMeritSystemof
PersonnelAdministration(5C.F.R.900,SubpartF).
9. WillcomplywiththeLead-BasedPaintPoisoning
PreventionAct(42U.S.C.§§4801etseq.)which
prohibitstheuseoflead-basedpaintinconstructionor
rehabilitationofresidencestructures.
10. WillcomplywithallFederalstatutesrelatingtonon-
discrimination.Theseincludebutarenotlimitedto:(a)
TitleVIoftheCivilRightsActof1964(P.L.88-352)
whichprohibitsdiscriminationonthebasisofrace,
colorornationalorigin;(b)TitleIXoftheEducation
Amendmentsof1972,asamended(20U.S.C.§§1681
1683,and1685-1686),whichprohibitsdiscrimination
onthebasisofsex;(c)Section504ofthe
RehabilitationActof1973,asamended(29)U.S.C.
§794),whichprohibitsdiscriminationonthebasisof
handicaps;(d)theAgeDiscriminationActof1975,as
amended(42U.S.C.§§6101-6107),whichprohibits
discriminationonthebasisofage;(e)theDrugAbuse
OfficeandTreatmentActof1972(P.L.92-255),as
amendedrelatingtonondiscriminationonthebasisof
drugabuse;(f)theComprehensiveAlcoholAbuseand
AlcoholismPrevention,TreatmentandRehabilitation
Actof1970(P.L.91-616),asamended,relatingto
nondiscriminationonthebasisofalcoholabuseor
alcoholism;(g)§§523and527ofthePublicHealth
ServiceActof1912(42U.S.C.§§290dd-3and290ee
3),asamended,relatingtoconfidentialityofalcohol
anddrugabusepatientrecords;(h)TitleVIIIofthe
CivilRightsActof1968(42U.S.C.§§3601etseq.),as
amended,relatingtonondiscriminationinthesale,
rentalorfinancingofhousing;(i)anyother
nondiscriminationprovisionsinthespecificstatue(s)
underwhichapplicationforFederalassistanceisbeing
made;and(j)therequirementsofanyother
nondiscriminationstatue(s)whichmayapplytothe
application.
PreviousEditionUsable AuthorizedforLocalReproduction StandardForm424D(Rev.7-97) PrescribedbyOMBCircularA-102
EXHIBIT E
11. Willcomply,orhasalreadycomplied,withthe
requirementsofTitlesIIandIIIoftheUniformRelocation
AssistanceandRealPropertyAcquisitionPoliciesActof
1970(P.L.91-646)whichprovideforfairandequitable
treatmentofpersonsdisplacedorwhosepropertyis
acquiredasaresultofFederalandfederally-assisted
programs.Theserequirementsapplytoallinterestsinreal
propertyacquiredforprojectpurposesregardlessof
Federalparticipationinpurchases.
12. WillcomplywiththeprovisionsoftheHatchAct(5U.S.C.§
§1501-1508and7324-7328)whichlimitthepolitical
activitiesofemployeeswhoseprincipalemployment
activitiesarefundedinwholeorinpartwithFederalfunds.
13. Willcomply,asapplicable,withtheprovisionsoftheDavis- BaconAct(40U.S.C.§§276ato276a-7),theCopelandAct
(40U.S.C.§276cand18U.S.C.§874),andtheContract
WorkHoursandSafetyStandardsAct(40U.S.C.§§327-
333)regardinglaborstandardsforfederally-assisted
constructionsubagreements.
14. Willcomplywithfloodinsurancepurchaserequirementsof
Section102(a)oftheFloodDisasterProtectionActof1973
(P.L.93-234)whichrequiresrecipientsinaspecialflood
hazardareatoparticipateintheprogramandtopurchase
floodinsuranceifthetotalcostofinsurableconstruction
andacquisitionis$10,000ormore.
15. Willcomplywithenvironmentalstandardswhichmaybe
prescribedpursuanttothefollowing:(a)institutionof
environmentalqualitycontrolmeasuresundertheNational
EnvironmentalPolicyActof1969(P.L.91-
190)andExecutiveOrder(EO)11514;(b)notification
ofviolatingfacilitiespursuanttoEO11738;(c)
protectionofwetlandspursuanttoEO11990;(d)
evaluationoffloodhazardsinfloodplainsinaccordance
withEO11988;(e)assuranceofprojectconsistency
withtheapprovedStatemanagementprogram
developedundertheCoastalZoneManagementActof
1972(16U.S.C.§§1451etseq.);(f)conformityof
FederalactionstoState(CleanAir)implementation
PlansunderSection176(c)oftheCleanAirActof
1955,asamended(42U.S.C.§§7401etseq.);(g)
protectionofundergroundsourcesofdrinkingwater
undertheSafeDrinkingWaterActof1974,as
amended(P.L.93-523);and,(h)protectionof
endangeredspeciesundertheEndangeredSpeciesAct
of1973,asamended(P.L.93-205).
16. WillcomplywiththeWildandScenicRiversActof
1968(16U.S.C.§§1271etseq.)relatedtoprotecting
componentsorpotentialcomponentsofthenational
wildandscenicriverssystem.
17. Willassisttheawardingagencyinassuringcompliance
withSection106oftheNationalHistoricPreservation
Actof1966,asamended(16U.S.C.§470),EO11593
(identificationandprotectionofhistoricproperties),and
theArchaeologicalandHistoricPreservationActof
1974(16U.S.C.§§469a-1etseq).
18. Willcausetobeperformedtherequiredfinancialand
complianceauditsinaccordancewiththeSingleAudit
ActAmendmentsof1996andOMBCircularNo.A-133,
"AuditsofStates,LocalGovernments,andNon-Profit
Organizations."
19. Willcomplywithallapplicablerequirementsofallother
Federallaws,executiveorders,regulations,andpolicies
governingthisprogram.
SIGNATUREOFAUTHORIZEDCERTIFYINGOFFICIAL TITLE
SF-424D(Rev.7-97)Back
APPLICANTORGANIZATION DATESUBMITTED
City Manager
City of Napa
20. Will comply with the requirements of Section 106(g) of the Trafficking Victims Protection Act (TVPA) of 2000, as amended (22 U.S.C. 7104) which prohibits grant award
recipients or a sub-recipient from (1) Engaging in severe forms of trafficking in persons during the period of time that the award is in effect (2) Procuring a commercial sex act during the period of time that the award is in effect or (3) Using forced labor in the performance of the award or subawards under the award.
EXHIBIT E