Disclosure Pursuant to the
City of Pasadena Taxpayer Protection Amendment
Pasadena City Charter, Article XVII
Contractor/Organization hereby discloses its trustees, directors, partners, officers, and those with more than 10% equity, participation, or revenue interest in Contractor/Organization, as follows:
(If printing, please print legibly. Use additional sheets as necessary.)
1. Contractor/Organization Name:
hlyas Group, a separate business unit within Morgan Stanley Institutional Investment Advisors LLC
2. Type of Entity:
^non-govermnent D nonprofit 501(c)(3), (4), or (6)
3.Name(s) of trustees, directors, partners, officers of Contractor/Organization^ Please refer to https://www.momanstanley.com/about-us/leadership for Morgan Stanley's organization and leadership team, including the firm's Board of Directors and Operating Committee.
4. Names of those with more than 10% equity, participation or revenue interest in Contractor/Organization:
Morgan Stanley is a publicly traded bank holding company (NYSE: MS) and is thus owned by shareholders.
Prepared by: Dale Parker
Title:Executive Director
Phone:
Date:
971-634-1500
9/18/2023
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Disclosure Pursuant to the
City of Pasadena Taxpayer Protection Amendment
Pasadena City Charter, Article XVII
Contractor/Organization hereby discloses its trustees, directors, partners, officers, and those with more than 10% equity, participation, or revenue interest in Contractor/Organization, as follows:
(If printing, please print legibly. Use additional sheets as necessary.)
1. Contractor/Organization Name:
CAPFINANCIAL PARTNERS, LLC ("CAPTRUST")
2. Type of Entity:
e non-government a nonprofit 501(c)(3), (4), or (6)
3.Name(s) of trustees, directors, partners, officers ofContractor/Organization:
MILLER, JAMES, FIELDINGCHIEF EXECUTIVE OFFICER
HOYLE, WILSON, SMITH MANAGING DIRECTOR
GOLDSTCIN, BENJAMIN, STUART PRCSIDCNT
BUCHANAN. DENISE. MCGEECHIEF COMPLIANCE OFFICER
SHOFF, DERICK, DON
MATHESON, SCOTT, THOMAS
MARKFI I -RAI I F7A rHRKTINA
MANAGING DIRECTOR
MANAGING DIRECTOR
MANAfilNfi niRFFTnR GFNFRAI milNSFI
4. Names of those with more than 10% equity, participation or revenue interest in Contractor/Organization:
THE CAPFINANCIAL GROUP LLC OWNS 100% OF CAPFINANCIAL PARTNERS, LLC CAPFINANCIAL HOLDINGS, INC. OWNS BETWEEN 25-50% OF THE CAPFINANCIAL GROUP LLC HALFTIME HOLDINGS LLC JUST OVER 25% OF CAPFINANCIAL HOLDINGS, INC. ^TCR FUND XII/BTPOWNSIOO% OFHALFTIMFHOLDINGS LLC
^-\
Prepared by:
Title:
DENISE M BUCI
CHIEF COMPLIANCE OFFICER
Phone:
Date:
919-278-9641
9/15/2023
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