Exhibit 1 - Agreement_Cost Proposal — Pleasant Hill City Council, April 15, 2024

1 AGREEMENT FOR DESIGN PROFESSIONAL SERVICES
This Agreement is made and entered into as of the day of , 202__, by and between the City of Pleasant Hill ("City") and Robert Nebolon Architects, ("Consultant").

RECITALS
A. Consultant is specially trained, experienced and competent to perform the special services which will be required by this Agreement; and
B. Consultant possesses the skill, experience, ability, background, certification and knowledge to provide the services described in this Agreement on the terms and conditions described herein.

AGREEMENT
The Recitals listed above are hereby incorporated into and shall constitute a part of this Agreement.

1. Scope of Services. The Consultant shall furnish the following services in a professional manner:

Consultant shall perform the services described on Exhibit A which is attached hereto and incorporated herein by reference. Consultant shall provide said services at the time, place, and in the manner specified in Exhibit A, subject to the direction of the City through its staff that it may provide from time to time. Consultant shall, without additional compensation, correct or revise any errors or deficiencies in its studies, reports, designs, drawings, specifications and other services.

2. Time of Performance. The services of Consultant are to commence upon execution of this Agreement and shall continue until all authorized work is approved by the City. Design and specifications shall be completed by July 19, 2024 unless delayed by the City, outside agencies or franchise utilities beyond the control of the Consultant. Construction support shall be continued until completion of construction activities.

3. Compensation. Compensation to be paid to Consultant shall be in accordance with the Schedule of Charges set forth in Exhibit A, which is attached hereto and incorporated herein by reference. In no event shall Consultant's compensation exceed $218,700 without additional authorization from the City. Payment by City under this Agreement shall not be deemed a waiver of defects, even if such defects were known to the City at the time of payment.

4. Method of Payment. Consultant shall submit monthly billings to City describing the work performed during the preceding month. Consultant's bills shall include a brief description of the services performed, the date the services were performed, the number of hours spent and by whom, and a description of any reimbursable expenditures. City shall pay Consultant no later than 30 days after approval of the monthly invoice by City staff. When payments made by City equal 90% 2 of the maximum fee provided for in this Agreement, no further payments shall be made until the final work under this Agreement has been accepted by City.

5. Ownership of Documents. All plans, studies, documents and other writings prepared by and for Consultant, its officers, employees and agents and subcontractors in the course of implementing this Agreement, except working notes and internal documents, shall become the property of the City upon payment to Consultant for such work, and the City shall have the sole right to use such materials in its discretion without further compensation to Consultant or to any other party. Consultant shall, at Consultant's expense, provide such reports, plans, studies, documents and other writings to City upon written request. 6 Independent Contractor. It is understood that Consultant, in the performance of the work and services agreed to be performed, shall act as and be an independent contractor and shall not act as an agent or employee of the City. Consultant shall obtain no rights to retirement benefits or other benefits which accrue to City's employees, and Consultant hereby expressly waives any claim it may have to any such rights.

7. Interest of Consultant. Consultant (including principals, associates and professional employees) covenants and represents that it does not now have any investment or interest in real property and shall not acquire any interest, direct or indirect, in the area covered by this Agreement or any other source of income, interest in real property or investment which would be affected in any manner or degree by the performance of Consultant's services hereunder. Consultant further covenants and represents that in the performance of its duties hereunder no person having any such interest shall perform any services under this Agreement.

Consultant is not a designated employee within the meaning of the Political Reform Act because Consultant:
a. will conduct research and arrive at conclusions with respect to his/her rendition of information, advice, recommendation or counsel independent of the control and direction of the City or of any City official, other than normal agreement monitoring; and b. possesses no authority with respect to any City decision beyond rendition of information, advice, recommendation or counsel. (FPPC Reg. 18700(a)(2).)

8. Professional Ability of Consultant. City has relied upon the professional training and ability of Consultant to perform the services hereunder as a material inducement to enter into this Agreement. Consultant shall therefore provide properly skilled professional and technical personnel to perform all services under this Agreement. All work performed by Consultant under this Agreement shall be in accordance with applicable legal requirements and shall meet the standard of quality ordinarily to be expected of competent professionals in Consultant's field of expertise.
3 9. Indemnity.
a. To the fullest extent permitted by law, Consultant shall defend (with counsel of City’s choosing), indemnify and hold the City, its officials, officers, employees, volunteers, and agents free and harmless from any and all claims, demands, causes of action, costs, expenses, liability, loss, damage or injury of any kind, in law or equity, to property or persons, including wrongful death, in any manner arising out of, pertaining to, or incident to any acts, errors or omissions, or willful misconduct of Consultant, its officials, officers, employees, subcontractors, consultants or agents in connection with the performance of the Consultant’s services, the project or this Agreement, including without limitation the payment of all damages, expert witness fees and attorney’s fees and other related costs and expenses. Consultant's obligation to indemnify shall not be restricted to insurance proceeds, if any, received by Consultant, the City, its officials, officers, employees, agents, or volunteers.

b. If Consultant’s obligation to defend, indemnify, and/or hold harmless arises out of Consultant’s performance of “design professional” services (as that term is defined under Civil Code section 2782.8), then, and only to the extent required by Civil Code section 2782.8, which is fully incorporated herein, Consultant’s indemnification obligation shall be limited to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant, and, upon Consultant obtaining a final adjudication by a court of competent jurisdiction, Consultant’s liability for such claim, including the cost to defend, shall not exceed the Consultant’s proportionate percentage of fault. c. The provisions of this section survive completion of the services or the termination of this contract.

10. Insurance Requirements.
a. Consultant, at Consultant's own cost and expense, shall procure and maintain, for the duration of the contract, the following insurance policies. i. Workers' Compensation Coverage. Consultant shall maintain Workers' Compensation Insurance and Employer's Liability Insurance for his/her employees in accordance with the laws of the State of California. In addition, Consultant shall require each subcontractor to similarly maintain Workers' Compensation Insurance and Employer's Liability Insurance in accordance with the laws of the State of California for all of the subcontractor's employees. Any notice of cancellation or non-renewal of all Workers' Compensation policies must be received by the City at least thirty (30) days prior to such change. The insurer shall agree to waive all rights of subrogation against City, its officers, agents, employees and volunteers for losses arising from work performed by Consultant for City. ii. General Liability Coverage. Consultant shall maintain commercial general liability insurance in an amount not less than two million dollars ($2,000,000) per 4 occurrence for bodily injury, personal injury and property damage. If a commercial general liability insurance form or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to the work to be performed under this Agreement or the general aggregate limit shall be at least twice the required occurrence limit.

iii. Automobile Liability Coverage. Consultant shall maintain automobile liability insurance covering bodily injury and property damage for all activities of the Consultant arising out of or in connection with the work to be performed under this Agreement, including coverage for owned, hired and non-owned vehicles, in an amount of not less than two million dollars ($2,000,000) combined single limit for each occurrence.
iv. Professional Liability Coverage. Consultant shall maintain professional errors and omissions liability insurance for protection against claims alleging negligent acts, errors or omissions which may arise from Consultant's operations under this Agreement, whether such operations be by the Consultant or by its employees, subcontractors, or subconsultants. The amount of this insurance shall not be less than two million dollars ($2,000,000) on a claims-made annual aggregate basis, or a combined single-limit per occurrence basis. b. Policy Endorsements. Each general liability and automobile liability insurance policy shall be with insurers possessing a Best's rating of no less than A:VII and shall be endorsed with the following specific language:
i. The City of Pleasant Hill, its elected or appointed officers, officials, employees, agents and volunteers are to be covered as additional insureds with respect to liability arising out of work performed by or on behalf of the Consultant, including materials, parts or equipment furnished in connection with such work or operations.
ii. This policy shall be considered primary insurance as respects the City, its elected or appointed officers, officials, employees, agents and volunteers. Any insurance maintained by the City, including any self-insured retention the City may have, shall be considered excess insurance only and shall not contribute with it.

If Consultant maintains higher insurance limits than the minimums specified herein, City shall be entitled to coverage for the higher limits maintained by the Consultant.
iii. This insurance shall act for each insured and additional insured as though a separate policy had been written for each, except with respect to the limits of liability of the insuring Consultant.
iv. Any failure to comply with reporting provisions of the policies shall not 5 affect coverage provided to the City, its elected or appointed officers, officials, employees, agents or volunteers.
v. The insurance provided by this policy shall not be suspended, voided, canceled, or reduced in coverage or in limits except after thirty (30) days written notice has been received by the City.
c. Deductibles and Self-Insured Retentions. Any deductibles or self-insured retentions must be declared to and approved by the City. At the City's option, Consultant shall demonstrate financial capability for payment of such deductibles or self-insured retentions.
d. Certificates of Insurance and Endorsements. Consultant shall provide certificates of insurance with original endorsements to City as evidence of the insurance coverage required herein. Certificates of such insurance shall be filed with the City on or before commencement of performance of this Agreement. Current certification of insurance shall be kept on file with the City at all times during the term of this Agreement. e. Wasting Policies. No policy required herein shall include a “wasting” policy limit (i.e. limit that is eroded by the cost of defense).

f. Waiver of Subrogation. Consultant hereby agrees to waive subrogation which any insurer or contractor may require from Consultant by virtue of the payment of any loss. Consultant agrees to obtain any endorsements that may be necessary to effect this waiver of subrogation, but this provision applies regardless of whether or not the City has received a waiver of subrogation endorsement from the insurer.

11. Compliance with Laws. Consultant shall use the standard of care in its profession to comply with all applicable federal, state and local laws, codes, ordinances and regulations.

12. Licenses. Consultant represents and warrants to City that it has all licenses, permits, qualifications, insurance and approvals of whatsoever nature which are legally required of Consultant to practice its profession. Consultant represents and warrants to City that Consultant shall, at its sole cost and expense, keep in effect or obtain at all times during the term of this Agreement, any licenses, permits, insurance and approvals which are legally required of Consultant to practice its profession. Consultant shall maintain a City of Pleasant Hill business license.

13. Controlling Law Venue. This Agreement and all matters relating to it shall be governed by the laws of the State of California and any action brought relating to this Agreement shall be held exclusively in a state court in the County of Contra Costa, Martinez, California.

14. Written Notification. Any notice, demand, request, consent, approval or communication that either party desires or is required to give to the other party shall be in writing and either served personally or sent prepaid, first class mail. Any such notice, demand, etc. shall be addressed to 6 the other party at the address set forth herein below. Either party may change its address by notifying the other party of the change of address. Notice shall be deemed communicated within 48 hours from the time of mailing if mailed as provided in this section.

If to City: City of Pleasant Hill
100 Gregory Lane
Pleasant Hill, CA 94523-3323
If to Consultant: Robert Nebolon Architects
801 Camelia Street, Suite E
Berkeley, CA 94710

15. Consultant's Books and Records.
a. Consultant shall maintain any and all ledgers, books of account, invoices, vouchers, canceled checks, and other records or documents evidencing or relating to charges for services, or expenditures and disbursements charged to City for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Consultant to this Agreement.
b. Consultant shall maintain all documents and records which demonstrate performance under this Agreement for a minimum period of three (3) years, or for any longer period required by law, from the date of termination or completion of this Agreement.
c. Any records or documents required to be maintained pursuant to this Agreement shall be made available for inspection or audit, at any time during regular business hours, upon written request by the City Manager, City Attorney, City Auditor or a designated representative of these officers. Copies of such documents shall be provided to the City for inspection at City Hall when it is practical to do so. Otherwise, unless an alternative is mutually agreed upon, the records shall be available at Consultant's address indicated for receipt of notices in this Agreement.
d. Where City has reason to believe that such records or documents may be lost or discarded due to dissolution, disbandment or termination of Consultant's business, City may, by written request by any of the above named officers, require that custody of the records be given to the City and
that the records and documents be maintained in City Hall. Access to such records and documents shall be granted to any party authorized by Consultant, Consultant's representatives, or Consultant's successor-in-interest.

16. Entire Agreement. This Agreement constitutes the complete and exclusive statement of Agreement between the City and Consultant. All prior written and oral communications, including correspondence, drafts, memoranda, and representations, are superseded in total by this Agreement.
7 17. Amendments. This Agreement may be modified or amended only by a written document executed by both Consultant and City and approved as to form by the City Attorney.

18. Waiver. No failure on the part of either party to exercise any right or remedy hereunder shall operate as a waiver of any other right or remedy that party may have hereunder.

19. Litigation Expenses and Attorneys' Fees. If either party to this Agreement commences any legal action against the other party arising out of this Agreement, the prevailing party shall be entitled to recover its reasonable litigation expenses, including court costs, expert witness fees, discovery expenses, and attorneys' fees.

20. Execution. This Agreement may be executed in several counterparts, each of which shall constitute one and the same instrument and shall become binding upon the parties when at least one copy hereof shall have been signed by both parties hereto. In approving this Agreement, it shall not be necessary to produce or account for more than one such counterpart.

21. Assignment and Subcontracting. The parties recognize that a substantial inducement to City for entering into this Agreement is the professional reputation, experience and competence of Consultant. Assignments of any or all rights, duties or obligations of the Consultant under this Agreement shall be permitted only with the express consent of the City. Consultant shall not subcontract any portion of the work to be performed under this Agreement without the written authorization of the City. If City consents to such subcontract, Consultant shall be fully responsible to City for all acts or omissions of the subcontractor. Nothing in this Agreement shall create any contractual relationship between City and subcontractor nor shall it create any obligation on the part of the City to pay or to see to the payment of any monies due to any such subcontractor other than as otherwise is required by law.

22. Termination. This Agreement may be terminated immediately for cause or by either party without cause upon fifteen days' written notice of termination. Upon termination, Consultant shall be entitled to compensation for services performed up to the effective date of termination.

IN WITNESS WHEREOF, the parties have caused this Agreement to be executed on the date first written above.

CITY OF PLEASANT HILL: CONSULTANT:

By:

Ethan Bindernagel, City Manager
Title:

Business License #
Principal
C19063
8 APPROVED AS TO FORM: ATTEST:

Janet E. Coleson, City Attorney City Clerk
Attachments: Exhibit A – Consultant’s Design Services Proposal, Scope of Services and Fee Schedule
Exhibit B – Federal Contract Provisions (ARPA)
Revised 10/25/22
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tĞŬŶŽǁƚŚĞĞǆŝƐƚŝŶŐĐŽŶĚŝƚŝŽŶƐďĞĐĂƵƐĞŽĨŽƵƌǀŝƐŝƚƐĂŶĚĚŝƐĐƵƐƐŝŽŶƐĂŶĚƐŝƚĞĂƐƐĞƐƐŵĞŶƚƐ ƉƌĞƉĂƌĞĚŝŶůĂƚĞϮϬϮϯ͘&ŽƌĞǆĂŵƉůĞ͕D^ŽůůĂďŽƌĂƚŝǀĞ͕ƚŚĞĨŽƵŶƚĂŝŶĐŽŶƐƵůƚĂŶƚƉƌĞƉĂƌĞĚƚŚĞ ƌĞƉŽƌƚƚŚĂƚĚŝƐĐƵƐƐĞĚĞǆŝƐƚŝŶŐĐŽŶĚŝƚŝŽŶƐĂŶĚƌĞĐŽŵŵĞŶĚĂƚŝŽŶƐ͘dŚĞŝƌŬĞǇƌĞĐŽŵŵĞŶĚĂƚŝŽŶ ǁĂƐƚŽĚŝǀŝĚĞƚŚĞƐŝŶŐůĞǁĂƚĞƌďŽĚǇƐǇƐƚĞŵŝŶƚŽƚǁŽƐĞƉĂƌĂƚĞǁĂƚĞƌƐǇƐƚĞŵƐ͘dŚĞƌĐŚŝƚĞĐƚ ĂůƌĞĂĚǇŬŶŽǁƐƚŚĞƚĞĐŚŶŝĐĂůƌĞƋƵŝƌĞŵĞŶƚƐĨŽƌƚŚĞƚŝůĞƌĞŵŽǀĂůĂŶĚŝŶƐƚĂůůĂƚŝŽŶŽĨŶĞǁƚŝůĞĨŽƌ ďŽƚŚƚŚĞƉůĂǌĂĂŶĚƚŚĞĨŽƵŶƚĂŝŶƚŝůĞ͘ŶŽƚŚĞƌŬĞǇĐŚĂůůĞŶŐĞŝƐƚŽŝŶƚĞŐƌĂƚĞĂŶĚĐŽŽƌĚŝŶĂƚĞƚŚĞ ǁŽƌŬŽĨƉŝƉŝŶŐ͕ĞůĞĐƚƌŝĐĂů͕ĞǆĐĂǀĂƚŝŽŶ͕ĂŶĚĐŽŶĐƌĞƚĞǁŽƌŬŝŶƚŚĞĂƌĞĂďĞƚǁĞĞŶƚŚĞŽƵŶĐŝů ŚĂŵďĞƌƐĂŶĚƚŚĞŽŵŵƵŶŝƚǇ,Ăůů͘
dŚĞĨŝƌƐƚƐƚĞƉǁŝůůďĞƚŽĞŶŐĂŐĞƚŚĞŶĞǁĐŽŶƐƵůƚĂŶƚƐͲ>ĂŶĚƐĐĂƉĞƌĐŚŝƚĞĐƚ͕D WĞŶŐŝŶĞĞƌͲĂƐ
ƚŚĞǇĂƌĞŶĞǁƚŽƚŚĞƚĞĂŵ͘dŚĞǇĂůƌĞĂĚǇŚĂǀĞƚŚĞŽƌŝŐŝŶĂůϭϵϵϭŝƚǇ,ĂůůƉůĂŶƐĂŶĚĂƐĞƚŽĨƚŚĞ ĂƉƉƌŽǀĞĚĐŽŶĐĞƉƚƵĂůƉůĂŶƐ͘dŚĞǇǁŝůůďĞƌĞƋƵŝƌĞĚƚŽǀŝƐŝƚƚŚĞƐŝƚĞĂƐƐŽŽŶĂƐƉŽƐƐŝďůĞĂĨƚĞƌƚŚĞ ĂŐƌĞĞŵĞŶƚŝƐƐŝŐŶĞĚ͘
ĐŽŶĐƵƌƌĞŶƚƐƚĞƉǁŝůůďĞƚŽƌĞǀŝƐĞƚŚĞƉƌŽƉŽƐĞĚĂƉƉƌŽǀĞĚƉůĂŶƐƚŽƚŚĞŝƌĨŝŶĂůĨŽƌŵ;ƚŚĞƌĞǁĞƌĞ ƐŽŵĞƌĞƋƵĞƐƚƐĨŽƌŵŝŶŽƌĂĚũƵƐƚŵĞŶƚƐͿĂŶĚĚŝƐƚƌŝďƵƚĞƚŽƚŚĞĐŽŶƐƵůƚĂŶƚƐƚŽƵƐĞĨŽƌƚŚĞŝƌ ďĂĐŬŐƌŽƵŶĚƐ͘
YƵĂůŝƚǇĐŽŶƚƌŽůǁŝůůďĞĂĐŚŝĞǀĞĚďǇƚŚĞƌĞǀŝĞǁΘĐŽŵŵĞŶƚƐŽĨĐŽŶƐƵůƚĂŶƚĐŽŶƐƚƌƵĐƚŝŽŶ ŽĐƵŵĞŶƚƐĂƚϲϱйĐŽŵƉůĞƚŝŽŶ͕ϵϱйĐŽŵƉůĞƚŝŽŶ͕ĂŶĚϭϬϬйĐŽŵƉůĞƚŝŽŶ͘dŚŝƐƌĞǀŝĞǁǁŝůůďĞ ĚŽŶĞďǇZE͘dŚĞŝƚǇ
ŶŐŝŶĞĞƌǁŝůůĂůƐŽƌĞĐĞŝǀĞƚŚĞƐĂŵĞƐĞƚƐƚŽĚĞŵŽŶƐƚƌĂƚĞƉƌŽŐƌĞƐƐĂŶĚ ĂůƐŽĨŽƌĂŶǇŵŝŶŽƌĂĚũƵƐƚŵĞŶƚƐƚŽƚŚĞ^ĐŽƉĞŽĨtŽƌŬŽƌŵŝŶŽƌĞƐŝŐŶdǁĞĂŬƐ͘ dŚĞ^ĐŽƉĞŽĨtŽƌŬŵĂǇďĞĂĚũƵƐƚĞĚĂĨƚĞƌĞĂĐŚƐƚĂŐĞŽĨĐŽƐƚͲĞƐƚŝŵĂƚŝŶŐ͘ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ

ǆƉĞƌŝĞŶĐĞͬZĞĨĞƌĞŶĐĞƐ͗
WůĞĂƐĂŶƚ,ŝůůŝƚǇ,ĂůůŽŶĐĞƉƚƵĂůƉůĂŶƐĨŽƌ&ŽƵŶƚĂŝŶ͕WůĂǌĂƌĞƉĂŝƌƐĂŶĚϱͲϭϬǇĞĂƌƉůĂŶĨŽƌƐŝƚĞ ŝŵƉƌŽǀĞŵĞŶƚƐ
x ŽŵƉůĞƚŝŽŶĂƚĞ͗ϮϬϮϰ
x ƵĚŐĞƚ͗ΨϮ͘ϱŵŝůůŝŽŶ
x ŽŶĐĞƉƚƵĂůĚĞƐŝŐŶƐĨŽƌƚŽĐŚĂŶŐĞƚŚĞƐŝŶŐůĞǁĂƚĞƌďŽĚǇƐǇƐƚĞŵŝŶƚŽĂƚǁŽǁĂƚĞƌďŽĚǇ ƐǇƐƚĞŵĂŶĚĨƵƚƵƌĞůĂŶĚƐĐĂƉĞͬŚĂƌĚƐĐĂƉĞŝŵƉƌŽǀĞŵĞŶƚƐ͘
x ůŝĞŶƚ͗ŝƚǇŽĨWůĞĂƐĂŶƚ,ŝůů͗ŝƚǇ
ŶŐŝŶĞĞƌͬWƵďůŝĐtŽƌŬƐ
ƌĂŬĞƐƌĞǁŝŶŐŽŵƉĂŶǇWŚĂƐĞϭ͗ŽƚƚůŝŶŐƌŽŽŵĂŶĚƚĂŶŬĨĂƌŵ͕^ĂŶ>ĞĂŶĚƌŽ͕ x ŽŵƉůĞƚŝŽŶĂƚĞ͗ϮϬϭϮ
x ƵĚŐĞƚ͗Ψϭ͘ϱŵŝůůŝŽŶ
x ĞƐŝŐŶĨŽƌĂŶĞǁďŽƚƚůŝŶŐƉůĂŶƚŝŶƐŝĚĞĂůĂƌŐĞĞǆŝƐƚŝŶŐŝŶĚƵƐƚƌŝĂůƵŝůĚŝŶŐ͘tŽƌŬŝŶĐůƵĚĞĚ Ăůů ƉŝƉŝŶŐ ĂŶĚ ĞůĞĐƚƌŝĐĂů ĨŽƌ ƚŚĞ ďŽƚƚůŝŶŐ ĂƌĞĂ͕ ^ŵĂůů dĂŶŬ ĨĂƌŵ ĂŶĚ ƐĞƌǀŝĐĞ ƉůĂƚĨŽƌŵ͕ ĚĞƐŝŐŶŽĨĂƐŵĂůůƚĂƐƚŝŶŐďĂƌ͘
x ůŝĞŶƚ͗ƌĂŬĞƐƌĞǁŝŶŐ͖ :ŽŚŶDĂƌƚŝŶ
KͬƌĞǁŵĂƐƚĞƌϱϭϬͲϱϲϴͲϮϳϯϵǆϴ͕ϭϵϯϯĂǀŝƐ
^ƚƌĞĞƚ͕ůĚŐ͘ϭϳϳ͕^ĂŶ>ĞĂŶĚƌŽ͕ϵϰϱϳϳ͖
ǁĞďƐŝƚĞ͗ŚƚƚƉƐ͗ͬͬĚƌŝŶŬĚƌĂŬĞƐ͘ĐŽŵͬƉůĂĐĞƐͬďĂƌƌĞůͲŚŽƵƐĞͬ ƌĂŬĞƐƌĞǁŝŶŐŽŵƉĂŶǇWŚĂƐĞϮ͗ƌĞǁŝŶŐƚĂŶŬ
ǆƉĂŶƐŝŽŶ͕^ĂŶ>ĞĂŶĚƌŽ͕
x ŽŵƉůĞƚŝŽŶĂƚĞ͗ϮϬϭϴ
x ƵĚŐĞƚ͗Ψϯ͘ϱŵŝůůŝŽŶ
x ĞƐŝŐŶĨŽƌƚŽĞŶůĂƌŐĞƚŚĞďƌĞǁŝŶŐĐĂƉĂĐŝƚǇƚŽϯϬ͕ϬϬϬďĂƌƌĞůƐͬǇĞĂƌŝŶƐŝĚĞĂůĂƌŐĞĞǆŝƐƚŝŶŐ ŝŶĚƵƐƚƌŝĂůƵŝůĚŝŶŐ͘tŽƌŬŝŶĐůƵĚĞĚĂůůƉŝƉŝŶŐĂŶĚĞůĞĐƚƌŝĐĂůƚŽĂŶĞǁƚĂŶŬĨĂƌŵ͘ x ůŝĞŶƚ͗ƌĂŬĞƐƌĞǁŝŶŐ͖ :ŽŚŶDĂƌƚŝŶ
KͬƌĞǁŵĂƐƚĞƌϱϭϬͲϱϲϴͲϮϳϯϵǆϴ͕ϭϵϯϯĂǀŝƐ
^ƚƌĞĞƚ͕ůĚŐ͘ϭϳϳ͕^ĂŶ>ĞĂŶĚƌŽ͕ϵϰϱϳϳ͖
ǁĞďƐŝƚĞ͗ŚƚƚƉƐ͗ͬͬĚƌŝŶŬĚƌĂŬĞƐ͘ĐŽŵͬƉůĂĐĞƐͬďĂƌƌĞůͲŚŽƵƐĞͬ
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ

ǆƉĞƌŝĞŶĐĞͬZĞĨĞƌĞŶĐĞƐ͗ĐŽŶƚŝŶƵĞĚ
dƌŝƉůĞZŽĐŬƌĞǁWƵď͕ĞƌŬĞůĞǇ͕
x ŽŵƉůĞƚŝŽŶĂƚĞ͗ϮϬϭϵ
x ƵĚŐĞƚ͗ΨϮ͘ϱŵŝůůŝŽŶ
x ĞƐŝŐŶ ĨŽƌ Ă ŶĞǁ ƌĞƐƚĂƵƌĂŶƚ ĂŶĚ ŵŝĐƌŽͲďƌĞǁ ŝŶƐŝĚĞ Ă ĐŽŶĐƌĞƚĞ ďƵŝůĚŝŶŐ ƵŶĚĞƌ ĐŽŶƐƚƌƵĐƚŝŽŶ͘ ZĞƋƵŝƌĞĚ ĐĂƌĞĨƵů ŽƌŐĂŶŝǌĂƚŝŽŶ ŽĨ ,s ĚƵĐƚǁŽƌŬ ĂŶĚ ƉŝƉŝŶŐ ĂŶĚ ĂƌĐŚŝƚĞĐƚƵƌĞƚŽǁŽƌŬǁŝƚŚƚŚĞďĂƐĞͲŝƐŽůĂƚŽƌďƵŝůĚŝŶŐĂŶĚŝƚƐĂďŝůŝƚǇƚŽŵŽǀĞϮϰ͟ůĂƚĞƌĂůůǇ ŝŶĂŶǇĚŝƌĞĐƚŝŽŶĂŶĚƐƚŝůůŵĂŝŶƚĂŝŶŽƉĞƌĂƚŝŽŶƐ͘
x ůŝĞŶƚ͗ dƌŝƉůĞ ZŽĐŬ͖ ZĞŝĚ DĂƌƚŝŶ KǁŶĞƌ͖ ϱϭϬͲϴϰϯͲϮϳϯϵ͖ ϭϵϮϬ ^ŚĂƚƚƵĐŬ ǀĞŶƵĞ͕ ĞƌŬĞůĞǇ͕ϵϰϳϬϰ͖
ǁĞďƐŝƚĞ͗ŚƚƚƉƐ͗ͬͬƚƌŝƉůĞƌŽĐŬ͘ĐŽŵͬ
ĞĂƌƐ>ĂŝƌƌĞǁWƵďĂŶĚZĞƐƚĂƵƌĂŶƚ͕hĞƌŬĞůĞǇĂŵƉƵƐ x ŽŵƉůĞƚŝŽŶĂƚĞ͗ϮϬϭϮ
x ƵĚŐĞƚ͗ΨϮ͘ϱŵŝůůŝŽŶ
x ĞƐŝŐŶ ĨŽƌ Ă ŶĞǁ ƌĞƐƚĂƵƌĂŶƚ ĂŶĚ ƐŵĂůů ŵŝĐƌŽͲďƌĞǁ ĨĂĐŝůŝƚǇ ŝŶƐŝĚĞ Ă ϱͲƐƚŽƌǇ ĐĂŵƉƵƐ ĐŽŶĐƌĞƚĞďƵŝůĚŝŶŐŽŶƚŚĞhĞƌŬĞůĞǇĐĂŵƉƵƐ͘ZĞƋƵŝƌĞĚĐĂƌĞĨƵůŽƌŐĂŶŝǌĂƚŝŽŶŽĨ,s ĚƵĐƚǁŽƌŬ͕ďƌĞǁƉŝƉŝŶŐ͕ĨŽŽĚƐĞƌǀŝĐĞĂŶĚŝŶƚĞƌŝŽƌĚĞƐŝŐŶǁŚŝůĞŵĞĞƚŝŶŐĨŝƌĞĐŽĚĞƐ͘ x ůŝĞŶƚ͗hŶŝǀĞƌƐŝƚǇŽĨĂůŝĨŽƌŶŝĂĞƌŬĞůĞǇΘ:ƵƉŝƚĞƌZĞƐƚĂƵƌĂŶƚ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ WƌŽũĞĐƚdĞĂŵ
ZŽďĞƌƚEĞďŽůŽŶƌĐŚŝƚĞĐƚƐ
ϴϬϭĂŵĞůŝĂ^ƚƌĞĞƚ͕^ƵŝƚĞ
͕ĞƌŬĞůĞǇϵϰϳϭϬ
W,͗ϱϭϬ͘ϱϮϱ͘ϮϳϮϱ

ƐƚĂďůŝƐŚĞĚ͗ϭϵϵϰ
&ŽƌϯϬǇĞĂƌƐ͕ZŽďĞƌƚEĞďŽůŽŶĂŶĚƚŚĞZEƚĞĂŵŚĂǀĞŐĂƌŶĞƌĞĚƌĞĐŽŐŶŝƚŝŽŶĨŽƌƚŚĞŝƌĚĞƐŝŐŶ ĞǆĐĞůůĞŶĐĞ͕ƌĞĐĞŝǀŝŶŐŶƵŵĞƌŽƵƐĂǁĂƌĚƐĂŶĚďĞŝŶŐĨĞĂƚƵƌĞĚŝŶƉƌŽŵŝŶĞŶƚŶĂƚŝŽŶĂůĂŶĚ ŝŶƚĞƌŶĂƚŝŽŶĂůĚĞƐŝŐŶŵĂŐĂǌŝŶĞƐĂŶĚƉƵďůŝĐĂƚŝŽŶƐ͘ƐĂŚŝŐŚůǇƌĞŐĂƌĚĞĚĂƌĐŚŝƚĞĐƚŽŶƚŚĞtĞƐƚ ŽĂƐƚŽĨƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ͕ZŽďĞƌƚŚĂƐƐŚĂƌĞĚŚŝƐĞǆƉĞƌƚŝƐĞďǇĐŽŶƚƌŝďƵƚŝŶŐŝŶƚƌŽĚƵĐƚŝŽŶƐƚŽ ĞƐƚĞĞŵĞĚŝŶƚĞƌŶĂƚŝŽŶĂůĚĞƐŝŐŶďŽŽŬƐ͕ƐŚŽǁĐĂƐŝŶŐƚŚĞĂůůƵƌĞĂŶĚƵŶŝƋƵĞŵŽĚĞƌŶĂƌĐŚŝƚĞĐƚƵƌĂů ǁŽŶĚĞƌƐŽĨĂůŝĨŽƌŶŝĂĂŶĚƚŚĞtĞƐƚŽĂƐƚƚŽĞĚŝƚŽƌƐǁŽƌůĚǁŝĚĞ͘ ZEΖƐƉŽƌƚĨŽůŝŽƐŚŽǁĐĂƐĞƐĂŶŝŵƉƌĞƐƐŝǀĞƌĂŶŐĞŽĨƉƌŽũĞĐƚƐ͕ŝŶĐůƵĚŝŶŐƉƵďůŝĐͬĐŝǀŝĐǁŽƌŬ͕ ŝŶŶŽǀĂƚŝǀĞĐŽŵŵĞƌĐŝĂůǀĞŶƚƵƌĞƐ͕ĐĂƉƚŝǀĂƚŝŶŐƌĞƐƚĂƵƌĂŶƚƐĂŶĚŚŽƐƉŝƚĂůŝƚǇĚĞƐŝŐŶƐĂŶĚ ƌĞƐŝĚĞŶƚŝĂůǁŽƌŬĂŶĚƚĞĐŚŶŝĐĂůůǇĐŚĂůůĞŶŐŝŶŐŵŝĐƌŽͲďƌĞǁĨĂĐŝůŝƚŝĞƐ͘tŝƚŚĂƉĂƌƚŝĐƵůĂƌ ĨŽĐƵƐŽŶEŽƌƚŚĞƌŶĂŶĚ^ŽƵƚŚĞƌŶĂůŝĨŽƌŶŝĂ͕ZEĞŵďƌĂĐĞƐƚŚĞŽƉƉŽƌƚƵŶŝƚǇƚŽǁŽƌŬŽŶ ĐŚĂůůĞŶŐŝŶŐĐŽĂƐƚĂůƐŝƚĞƐŶĞĂƌƚŚĞŽĐĞĂŶ͘dŚĞŝƌůĂƚĞƐƚƌĞƐŝĚĞŶƚŝĂůǁŽƌŬƐĞĂŵůĞƐƐůǇ ŝŶƚĞŐƌĂƚĞƐsĂĂƐƚƵ^ŚĂƐƚƌĂƉƌŝŶĐŝƉůĞƐ͕ďƌŝĚŐŝŶŐĂŶĐŝĞŶƚǁŝƐĚŽŵǁŝƚŚŵŽĚĞƌŶĚĞƐŝŐŶĨŽƌ ŚĂƌŵŽŶŝŽƵƐĂŶĚďĂůĂŶĐĞĚůŝǀŝŶŐĞŶǀŝƌŽŶŵĞŶƚƐ͘
dŚƌŽƵŐŚƚŚĞŝƌĂƌĐŚŝƚĞĐƚƵƌĂůƐĞƌǀŝĐĞƐŝŶĂůŝĨŽƌŶŝĂ͕ZEĚĞŵŽŶƐƚƌĂƚĞƐĂĐŽŵŵŝƚŵĞŶƚƚŽ ƐƵƐƚĂŝŶĂďůĞƉƌĂĐƚŝĐĞƐ͕ŝŶŶŽǀĂƚŝǀĞĚĞƐŝŐŶ͕ĂŶĚƚŚĞŚĂƌŵŽŶŝŽƵƐŝŶƚĞŐƌĂƚŝŽŶŽĨƐƚƌƵĐƚƵƌĞƐ ǁŝƚŚŝŶƚŚĞŝƌĞŶǀŝƌŽŶŵĞŶƚƐ͘ƐƌĞƐŝĚĞŶƚŝĂůĂƌĐŚŝƚĞĐƚƐŝŶ^ĂŶ&ƌĂŶĐŝƐĐŽĂǇƌĞĂ͕ĂůŝĨŽƌŶŝĂ͕ ƚŚĞǇĐƌĞĂƚĞŵŽĚĞƌŶĚĞƐŝŐŶƐƚŚĂƚĞŵďƌĂĐĞĐŽŶƚĞŵƉŽƌĂƌǇĂĞƐƚŚĞƚŝĐƐǁŚŝůĞƉƌŝŽƌŝƚŝǌŝŶŐ ĨƵŶĐƚŝŽŶĂůŝƚǇĂŶĚĞŶǀŝƌŽŶŵĞŶƚĂůĐŽŶƐŝĚĞƌĂƚŝŽŶƐ͘/ŶƉƵďůŝĐͬĐŝǀŝĐƉƌŽũĞĐƚƐ͕ƌĞƐƚĂƵƌĂŶƚƐ͕ ĐĂĨĠƐĂŶĚďƌĞǁͲƉƵďƉƌŽũĞĐƚƐ͕ZEĚĞůŝǀĞƌƐĐůĞǀĞƌĂŶĚŵĞŵŽƌĂďůĞĚĞƐŝŐŶƐƚŚĂƚŝŶƐƉŝƌĞ ĂŶĚĐĂƉƚŝǀĂƚĞǀŝƐŝƚŽƌƐ͘tŝƚŚƚŚĞŝƌĚĞĞƉƵŶĚĞƌƐƚĂŶĚŝŶŐŽĨƚŚĞůŽĐĂůĐŽŶƚĞǆƚĂŶĚĂƉĂƐƐŝŽŶ ĨŽƌƐƵƐƚĂŝŶĂďůĞƉƌĂĐƚŝĐĞƐ͕ZEŚĂƐĞƐƚĂďůŝƐŚĞĚŝƚƐĞůĨĂƐĂůĞĂĚŝŶŐĂƌĐŚŝƚĞĐƚƵƌĂůĨŝƌŵŝŶ ĂůŝĨŽƌŶŝĂ͕ƌĞƐŚĂƉŝŶŐƚŚĞƵƌďĂŶůĂŶĚƐĐĂƉĞĂŶĚĞŶƌŝĐŚŝŶŐĐŽŵŵƵŶŝƚŝĞƐƚŚƌŽƵŐŚƚŚĞŝƌ ĞǆĐĞƉƚŝŽŶĂůĚĞƐŝŐŶƐ͘
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ZŽďĞƌƚEĞďŽůŽŶ͕/ƌĐŚŝƚĞĐƚ
ZŽďĞƌƚEĞďŽůŽŶ͕ĂŶĞƐƚĞĞŵĞĚĂƌĐŚŝƚĞĐƚ͕ƉŽƐƐĞƐƐĞƐĂĚĞĞƉƵŶĚĞƌƐƚĂŶĚŝŶŐŽĨĂƌĐŚŝƚĞĐƚƵƌĂůĚĞƐŝŐŶ ĂŶĚƐƵƐƚĂŝŶĂďŝůŝƚǇ͘,ĞƌĞĐĞŝǀĞĚŚŝƐĂĐŚĞůŽƌΖƐĞŐƌĞĞŝŶƌĐŚŝƚĞĐƚƵƌĞĨƌŽŵƚŚĞƌĞŶŽǁŶĞĚ hŶŝǀĞƌƐŝƚǇŽĨĂůŝĨŽƌŶŝĂ͕ĞƌŬĞůĞǇŝŶϭϵϴϮ͕ĂŶĚĂDĂƐƚĞƌƐŝŶƌĐŚŝƚĞĐƚƵƌĞĨƌŽŵƚŚĞĚŝƐƚŝŶŐƵŝƐŚĞĚ hŶŝǀĞƌƐŝƚǇŽĨtĂƐŚŝŶŐƚŽŶ͕^ĞĂƚƚůĞŝŶϭϵϴϱ͘
ZŽďĞƌƚEĞďŽůŽŶŚĂƐƚĂŬĞŶĂĨƵŶĚĂŵĞŶƚĂůůǇĂĐƚŝǀĞŝŶƚĞƌĞƐƚŝŶŚĂƌůĞƐDŽŽƌĞ͛ƐǁŽƌŬĨŽƌǇĞĂƌƐ͘,Ğ ŚĂƐďĞĞŶĂŶŝŵƉŽƌƚĂŶƚĐŽŶƚƌŝďƵƚŽƌƚŽƚŚĞƌĞĐƌĞĂƚŝŽŶŽĨĚƌĂǁŝŶŐƐͶǁŝƚŚĨŽƌĞŶƐŝĐƉƌĞĐŝƐŝŽŶͶĨŽƌ DŽŽƌĞ͛ƐǁŽƌůĚͲĨĂŵŽƵƐKƌŝŶĚĂ,ŽƵƐĞŽĨϭϵϲϮ͘ŶĚŚĞŚĂƐĐŽŶƐƵůƚĞĚƚŚĞŚĂƌůĞƐDŽŽƌĞ &ŽƵŶĚĂƚŝŽŶĂďŽƵƚŝŵƉŽƌƚĂŶƚƚĞĐŚŶŝĐĂůĂŶĚĚĞƐŝŐŶĚĞĐŝƐŝŽŶƐĨŽƌDŽŽƌĞ͛ƐďƵŝůĚŝŶŐƐŝŶdĞǆĂƐĂŶĚ ĂůŝĨŽƌŶŝĂ͘
>ŝĐĞŶƐĞ͗
x ƌĐŚŝƚĞĐƚƵƌĞ͕ϭϵϴϴ͕>ŝĐĞŶƐĞEŽ͗͘ϭϵϬϲϯ

ĚƵĐĂƚŝŽŶ͗
x ƌĐŚŝƚĞĐƚƵƌĞ͕ϭϵϴϮ͕hŶŝǀĞƌƐŝƚǇŽĨĂůŝĨŽƌŶŝĂĂƚĞƌŬĞůĞǇ x DĂƐƚĞƌƐŽĨƌĐŚŝƚĞĐƚƵƌĞ͕ϭϵϴϱ͕hŶŝǀĞƌƐŝƚǇŽĨtĂƐŚŝŶŐƚŽŶĂƚ^ĞĂƚƚůĞ WƌŽĨĞƐƐŝŽŶĂůƐƐŽĐŝĂƚŝŽŶƐĂŶĚWŽƐŝƚŝŽŶƐ͗
x ŵĞƌŝĐĂŶ/ŶƐƚŝƚƵƚĞŽĨƌĐŚŝƚĞĐƚƐ͕^ĂŶ&ƌĂŶĐŝƐĐŽŚĂƉƚĞƌ x ϮϬϮϮEĂƚŝŽŶĂů/ĞůĞŐĂƚĞĨŽƌƚŚĞ^&/
x ϮϬϮϯEĂƚŝŽŶĂů/ĞůĞŐĂƚĞĨŽƌƚŚĞ^&/
x ^ŽĐŝĞƚǇŽĨƌĐŚŝƚĞĐƚƵƌĂů,ŝƐƚŽƌŝĂŶƐ͕WƌŽĨĞƐƐŝŽŶĂůŵĞŵďĞƌƐŚŝƉ͘ ǁĂƌĚƐ͗
x ϭϵϵϱŽǁŶƚŽǁŶĞƌŬĞůĞǇƐƐŽĐŝĂƚŝŽŶ;ͿĂǁĂƌĚĨŽƌŶĞǁďƵŝůĚŝŶŐŝŶŚŝƐƚŽƌŝĐŽǁŶƚŽǁŶ ĞƌŬĞůĞǇ
x ϭϵϵϲĞƌŬĞůĞǇƌĐŚŝƚĞĐƚƵƌĂů,ĞƌŝƚĂŐĞ;,ͿĂǁĂƌĚĨŽƌŶĞǁ,ŝƐƚŽƌŝĐďƵŝůĚŝŶŐKǆĨŽƌĚĞŶƚĞƌ ŝŶŽǁŶƚŽǁŶĞƌŬĞůĞǇ
x ϭϵϵϳĞƌŬĞůĞǇƌĐŚŝƚĞĐƚƵƌĂů,ĞƌŝƚĂŐĞ;,ͿĂǁĂƌĚĨŽƌϮϭϯϮͲϮϭϯϱĞŶƚĞƌ^ƚƌĞĞƚ ŽƵƚƐƚĂŶĚŝŶŐƌĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚZĞŶŽǀĂƚŝŽŶŽĨĂŚŝƐƚŽƌŝĐĂůďƵŝůĚŝŶŐ͘ x ϮϬϬϴ/ĂůŝĨŽƌŶŝĂΘDEĨŽƌƚŚĞ,ĞƌŵŽƐĂĞĂĐŚ,ŽƵƐĞ;ŶĞǁƌĞƐŝĚĞŶĐĞͿ x ϮϬϭϱ,'dsĞƐŝŐŶĞƌŽĨƚŚĞzĞĂƌ
x ϮϬϭϲ^ƵŶƐĞƚDĂŐĂǌŝŶĞ/ĚĞĂ,ŽƵƐĞƌĐŚŝƚĞĐƚ͕KĂŬůĂŶĚ,ŝůůƐ͕ x ϮϬϮϭ/ĞƐŝŐŶǁĂƌĚ͕^ĂŶ&ƌĂŶĐŝƐĐŽŚĂƉƚĞƌ͖DĂƌŝŶŽƵŶƚǇdŝŶǇ,ŽƵƐĞ͘ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ƌĐŚŝƚĞĐƚƵƌĂůWƌĞƐĞƌǀĂƚŝŽŶĂŶĚZĞƐƚŽƌĂƚŝŽŶǁŽƌŬ
x ŚĂƌůĞƐDŽŽƌĞZĞƐŝĚĞŶĐĞKƌŝŶĚĂ͕͖ĐŽŶƐƚƌƵĐƚĞĚŝŶϭϵϲϮ͖ŝŶƐĞƌƚŚĂŶĚͲĚƌĂǁŶƉůĂŶƐŝŶƚŽ ƵƚŽĚŽĐƵŵĞŶƚĂƚŝŽŶͶǁŝƚŚĨŽƌĞŶƐŝĐƉƌĞĐŝƐŝŽŶͶĨŽƌDŽŽƌĞ͛ƐtŽƌůĚͲĨĂŵŽƵƐKƌŝŶĚĂ ,ŽƵƐĞŽĨϭϵϲϮ͘
ůŝĞŶƚ͗dŚĞŚĂƌůĞƐDŽŽƌĞ&ŽƵŶĚĂƚŝŽŶ
x ŝƚǇDĂŶĂŐĞƌ,ŽƵƐĞ͕KĂŬůĂŶĚ͕͗KƌŝŐŝŶĂůƌĐŚŝƚĞĐƚͲ:ƵůŝĂDŽƌŐĂŶ͕ƌĐŚŝƚĞĐƚ;ϮϬϭϰ/ EĂƚŝŽŶĂů'ŽůĚDĞĚĂůŝƐƚ͕ƉŽƐƚŚƵŵŽƵƐͿ͖ůŝĞŶƚ͗ƉƌŝǀĂƚĞŽǁŶĞƌ x ĂŝůĞǇ,ŽƵƐĞ͕,ŝůůƐďŽƌŽƵŐŚ͕͖KƌŝŐŝŶĂůƌĐŚŝƚĞĐƚͲtŝůůŝĂŵtƵƌƐƚĞƌ͕ƌĐŚŝƚĞĐƚ;ϭϵϱϰ/ EĂƚŝŽŶĂů'ŽůĚDĞĚĂůŝƐƚͿ͘ůŝĞŶƚ͗ƉƌŝǀĂƚĞŽǁŶĞƌ
x 'ŽůĚŵĂŶ,ŽƵƐĞ͕KƌŝŶĚĂ͕͕KƌŝŐŝŶĂůƌĐŚŝƚĞĐƚƐ͗&ƌĞĚ>ĂŶŐŚŽƌƐƚ͖;ĂŶŽƌŝŐŝŶĂůĂƉƉƌĞŶƚŝĐĞƚŽ &>tƌŝŐŚƚdĂůŝĞƐŝŶ&ĞůůŽǁƐŚŝƉĂŶĚŶŽƚĞĚĂǇƌĞĂƌĐŚŝƚĞĐƚͿ͘ůŝĞŶƚ͗ƉƌŝǀĂƚĞŽǁŶĞƌ WƵďůŝƐŚĞĚtŽƌŬ͗
x ΗƌĐŚŝƚĞĐƚƵƌĞ,ĞƌĞĂŶĚEŽǁΗ͕ďǇ&ƌĂŶĐĞƐĐŽĂŵŽƌĂDŽůĂ͕ƉƵďůŝƐŚĞĚďǇďŽŽƋͬ>ŽĨƚ͕ ƌĞůĞĂƐĞĚϮϬϮϮ͕/ŶƚƌŽĚƵĐƚŝŽŶďǇZŽďĞƌƚEĞďŽůŽŶ͖ĂůŝĨŽƌŶŝĂƌĐŚŝƚĞĐƚ x ΗdŚĞĂůŝĨŽƌŶŝĂ^ƚǇůĞ͗ƌĐŚŝƚĞĐƚƵƌĞŽŶƚŚĞ
ĚŐĞŝŶWĂƌĂĚŝƐĞΗ͕ďǇ&ƌĂŶĐĞƐĐŽĂŵŽƌĂDŽůĂ͕
ƉƵďůŝƐŚĞĚďǇďŽŽƋͬ>ŽĨƚ͕ƌĞůĞĂƐĞĚϮϬϭϵ͕/^E͗ϵϳϴͲϴϰͲϵϵϯϲͲϳϬϳͲϭ͘/ŶƚƌŽĚƵĐƚŝŽŶďǇ ZŽďĞƌƚEĞďŽůŽŶ͖ĂůŝĨŽƌŶŝĂƌĐŚŝƚĞĐƚ
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ŶĞƌŐǇ͖sŽů͘ϮΗ͕ďǇ/ĨĞŶŐƐƉĂĐĞ^ŚĂŶŐŚĂŝ͕ƉƵďůŝƐŚĞĚWŚŽĞŶŝǆ WƵďůŝƐŚŝŶŐ͕ƌĞůĞĂƐĞĚϮϬϭϮ͖/^E͗ϵϳϴͲϵϴϴͲϭϲϱϮϳͲϱͲϭ
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ĚŝĐŝŽŶĞƐ͖ƌĞůĞĂƐĞĚϮϬϬϵ/^E͗ϵϳϴͲϴϰͲϯϰϮͲ
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tĂƚĞƌŝƐƉůĂǇŽŶƐƵůƚĂŶƚƐ
ZĞƐƵŵĞΘYƵĂůŝĨŝĐĂƚŝŽŶƐ
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WƌŽũĞĐƚDĂŶĂŐĞƌ͕DĞĐŚĂŶŝĐĂůĂŶĚ
ůĞĐƚƌŝĐĂů^ǇƐƚĞŵĞƐŝŐŶ͕ŽŶƐƚƌƵĐƚŝŽŶ^ƵƉƉŽƌƚ
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ZĞůĞǀĂŶƚD^WĞƌƐŽŶŶĞů͗
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WĂƚƌŝĐŬ,ŽƌŶʹDĞĐŚĂŶŝĐĂů^ǇƐƚĞŵĞƐŝŐŶ
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KǁŶĞƌ͗dĞŵƉůĞhŶŝǀĞƌƐŝƚǇ
ZĞůĞǀĂŶƚD^WĞƌƐŽŶŶĞů͗
'ĞŶŽsŝƐĐƵƐŽʹ
ůĞĐƚƌŝĐĂů^ǇƐƚĞŵĞƐŝŐŶ͕ŽŶƐƚƌƵĐƚŝŽŶĚŵŝŶŝƐƚƌĂƚŝŽŶ
WĂƚƌŝĐŬ,ŽƌŶʹDĞĐŚĂŶŝĐĂů^ǇƐƚĞŵĞƐŝŐŶ

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KǁŶĞƌ͗EĂƚŝŽŶĂůWĂƌŬƐĞƉĂƌƚŵĞŶƚ
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ƉĞƌƐŽŶĂůůǇ ĚĞƐŝŐŶĞĚ Žƌ ĚŝƌĞĐƚůǇ ŽǀĞƌƐĞĞŶ ƚŚĞ ƐƵĐĐĞƐƐĨƵů ĐŽŵƉůĞƚŝŽŶ ŽĨ ƚŚŽƵƐĂŶĚƐ ŽĨ ĐŚĂůůĞŶŐŝŶŐ ĂŶĚ ĚŝǀĞƌƐĞƉƌŽũĞĐƚƐ͕ŝŶĐůƵĚŝŶŐ͗ŝŶŶŽǀĂƚŝǀĞ,sƐǇƐƚĞŵƐ͕ƉůƵŵďŝŶŐƐǇƐƚĞŵƐ͕ůŝŐŚƚŝŶŐ͕ƉŽǁĞƌ͕ƐŝŐŶĂůƐǇƐƚĞŵƐ͕ ĐŽŵƉƵƚĞƌŶĞƚǁŽƌŬƐ͕ƐĞĐƵƌŝƚǇƐǇƐƚĞŵƐ͕ĞŵĞƌŐĞŶĐǇƉŽǁĞƌŽŶŚŝŐŚƌŝƐĞďƵŝůĚŝŶŐƐ͕ŚŽƐƉŝƚĂůƐ͕ŽĨĨŝĐĞ ďƵŝůĚŝŶŐƐ͕ ƐĐŚŽŽůƐ͕ĂŶĚ ĨĞĚĞƌĂůĂŶĚƐƚĂƚĞďƵŝůĚŝŶŐƐ͘ ,ŝŐŚĂŶĚ ůŽǁ ǀŽůƚĂŐĞŝŶƚĞƌŝŽƌĂŶĚĞǆƚĞƌŝŽƌĚŝƐƚƌŝďƵƚŝŽŶƐǇƐƚĞŵƐ ĂƌĞĂŶĂƌĞĂŽĨƉĂƌƚŝĐƵůĂƌĞǆƉĞƌƚŝƐĞ͘
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WsŝĐĞ
WƌĞƐŝĚĞŶƚ͖^ĂĐƌĂŵĞŶƚŽ
ŶŐŝŶĞĞƌŝŶŐŽŶƐƵůƚĂŶƚƐ

ĚƵĐĂƚŝŽŶ͗͘^͘ĚĞŐƌĞĞŝŶ
ŶŐŝŶĞĞƌŝŶŐ ĨƌŽŵDŝĐŚŝŐĂŶdĞĐŚŶŽůŽŐŝĐĂůhŶŝǀĞƌƐŝƚǇ͕,ŽƵŐŚƚŽŶ͕DŝĐŚŝŐĂŶ͕ ϭϵϴϵ
^ƉĞĐŝĂů /ŶƐƚƌƵĐƚŝŽŶ͗
^dϮ ĞƌƚŝĨŝĞĚ ŽŶ
ĚǁĂƌĚƐ &ŝƌĞ ůĂƌŵ ^ǇƐƚĞŵƐ͕ sĂƌŝŽƵƐĐŽƵƌƐĞƐŝŶEĂƚŝŽŶĂů

ůĞĐƚƌŝĐŽĚĞ
ZĞŐŝƐƚƌĂƚŝŽŶ͗ ĂůŝĨŽƌŶŝĂʹDϯϰϭϯϮ͕
ϭϲϵϰϱ͕&Wϭϱϴϴ
>ŝĐĞŶƐĞĚŝŶϰϳĂĚĚŝƚŝŽŶĂůƐƚĂƚĞƐĂŶĚ'ƵĂŵ
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ĐĐƌĞĚŝƚĞĚWƌŽĨĞƐƐŝŽŶĂů
ĨĨŝůŝĂƚŝŽŶƐ͗
DĞŵďĞƌŽĨ^ŽĐŝĞƚǇŽĨ&ŝƌĞWƌŽƚĞĐƚŝŽŶ
ŶŐŝŶĞĞƌƐ

ǆƉĞƌŝĞŶĐĞ͗
^ŝŶĐĞũŽŝŶŝŶŐŽƵƌĨŝƌŵ,ŝŵĂŶƐŚƵŚĂƐƉƌŽǀĞŶŚŝŵƐĞůĨƚŽďĞĂŶŝŶǀĂůƵĂďůĞĂĚĚŝƚŝŽŶƚŽŽƵƌƚĞĂŵ͘ ,ĞŚĂƐŽǀĞƌ ϯϬ ǇĞĂƌƐ ŽĨ ĞǆƉĞƌŝĞŶĐĞ ŝŶ ĚĞƐŝŐŶ ĂŶĚ ƉƌŽũĞĐƚ ŵĂŶĂŐĞŵĞŶƚ͕ ǁŽƌŬŝŶŐ ŽŶ ƉƌŽũĞĐƚƐ ĨƌŽŵ ƚŚĞ ĚĞƐŝŐŶ ĚĞǀĞůŽƉŵĞŶƚƐƚĂŐĞƚŚƌŽƵŐŚĨŝŶĂůĐŽŶƐƚƌƵĐƚŝŽŶĚŽĐƵŵĞŶƚƐ͘,Ğ ƵƚŝůŝǌĞƐ ŚŝƐ ŬŶŽǁůĞĚŐĞ ĂŶĚ ĞǆƉĞƌŝĞŶĐĞ ƚŽ ŽǀĞƌƐĞĞĚĞƐŝŐŶĂŶĚĐŽŽƌĚŝŶĂƚŝŽŶŽŶĂůůƉƌŽũĞĐƚƐĨŽƌǁŚŝĐŚŚĞŝƐƌĞƐƉŽŶƐŝďůĞ͘ ,ŝŵĂŶƐŚƵĚĞƐŝŐŶͬƉƌŽũĞĐƚŵĂŶĂŐĞŵĞŶƚĞǆƉĞƌŝĞŶĐĞ ŚĂƐ ŝŶĐůƵĚĞĚůŽǁͲƌŝƐĞĂŶĚ ŚŝŐŚͲ ƌŝƐĞ ŽĨĨŝĐĞ ďƵŝůĚŝŶŐƐ͕ ŚŽƐƉŝƚĂůƐ͕ ĐŽŵŵĞƌĐŝĂů ĐŽŵƉůĞǆĞƐ͕ ŝŶĚƵƐƚƌŝĂů ĐŽŵƉůĞǆĞƐ͕ ƉŽǁĞƌ ŚŽƵƐĞƐ͕ ĐŚĞŵŝĐĂů ƉůĂŶƚƐ͕ ŚŽƚĞůƐ ĂŶĚ ƌĞƐŝĚĞŶƚŝĂů ĐŽŵƉůĞǆĞƐ͘ ,ŝƐ ĞǆƉĞƌŝĞŶĐĞ ŝŶĐůƵĚĞƐ ƉŽǁĞƌ ĚŝƐƚƌŝďƵƚŝŽŶ ĂŶĚ ůŝŐŚƚŝŶŐ ĚĞƐŝŐŶ ǁŝƚŚ Ă ƉĂƌƚŝĐƵůĂƌ ĞŵƉŚĂƐŝƐŝŶ&ŝƌĞůĂƌŵĂŶĚ>ŝĨĞ^ĂĨĞƚǇ͘
,ŝŵĂŶƐŚƵŚĂƐĐŽŵƉůĞƚĞĂŶĚƚŚŽƌŽƵŐŚŬŶŽǁůĞĚŐĞŽĨE&WĂŶĚŽƚŚĞƌůŽĐĂůĐŽĚĞƐĂŶĚƌĞŐƵůĂƚŝŽŶƐƌĞůĂƚŝŶŐ ƚŽĞůĞĐƚƌŝĐĂůĂŶĚĨŝƌĞƉƌŽƚĞĐƚŝŽŶĞŶŐŝŶĞĞƌŝŶŐ͘
ƐƉƌŽũĞĐƚŵĂŶĂŐĞƌǁŝƚŚ^ĂĐƌĂŵĞŶƚŽ
ŶŐŝŶĞĞƌŝŶŐŽŶƐƵůƚĂŶƚƐ͕,ŝŵĂŶƐŚƵƵƚŝůŝǌĞƐŚŝƐƐŬŝůůƐĂŶĚŵĂŶǇǇĞĂƌƐ ŽĨĞǆƉĞƌŝĞŶĐĞ ƚŽ ŽǀĞƌƐĞĞ ĚĞƐŝŐŶĂŶĚ ĐŽŽƌĚŝŶĂƚŝŽŶ ŽŶĂůů ƉƌŽũĞĐƚƐ ĨŽƌǁŚŝĐŚ ŚĞŝƐ ƌĞƐƉŽŶƐŝďůĞ͘,ŝŵĂŶƐŚƵ ƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŝŶĐůƵĚĞĐůŝĞŶƚĐŽŶƚĂĐƚĂŶĚƉƌŽũĞĐƚĚĞǀĞůŽƉŵĞŶƚ͘dŚĞŵƵůƚŝƚƵĚĞŽĨƉƌŽũĞĐƚƐƚŚĂƚ,ŝŵĂŶƐŚƵ ŚĂƐĞŶŐŝŶĞĞƌĞĚŝůůƵƐƚƌĂƚĞŚŝƐĚŝǀĞƌƐĞĚĞƐŝŐŶĐĂƉĂďŝůŝƚŝĞƐ ƚ^ĂĐƌĂŵĞŶƚŽ
ŶŐŝŶĞĞƌŝŶŐŽŶƐƵůƚĂŶƚƐ͕,ŝŵĂŶƐŚƵŚĂƐĞŶŐŝŶĞĞƌĞĚĨŝƌĞĂůĂƌŵƐǇƐƚĞŵƐĨŽƌŶƵŵĞƌŽƵƐƐĐŚŽŽů ĚŝƐƚƌŝĐƚƐ ĂŶĚ ŝƐ ǀĞƌǇ ŬŶŽǁůĞĚŐĞĂďůĞ ŽĨ ƚŚĞ ƉĂƌƚŝĐƵůĂƌ ƌĞƋƵŝƌĞŵĞŶƚƐ ŽĨ ƚŚĞ ĞƉĂƌƚŵĞŶƚ ŽĨ ƚŚĞ ^ƚĂƚĞ ƌĐŚŝƚĞĐƚ ĨŽƌ ƐĐŚŽŽů ƉƌŽũĞĐƚƐ͘ ,Ğ ĂůƐŽ ƉŽƐƐĞƐƐĞƐ ǇĞĂƌƐ ŽĨ ĞǆƉĞƌŝĞŶĐĞ ŝŶ ĨŝƌĞ ƐƉƌŝŶŬůĞƌ ĚĞƐŝŐŶ ĂŶĚ ŚĂƐ ĞŶŐŝŶĞĞƌĞĚ ĨŝƌĞ ƐƉƌŝŶŬůĞƌ ƐǇƐƚĞŵƐ ĨŽƌ ƐĞǀĞƌĂů ŚŽƐƉŝƚĂůƐ͕ ŚŽƚĞůƐ͕ ŚŝŐŚ ƌŝƐĞ ďƵŝůĚŝŶŐƐ͕ ƉŽǁĞƌ ƉůĂŶƚƐ͕ ĐŽŵŵĞƌĐŝĂůĂŶĚƌĞƐŝĚĞŶƚŝĂůĐŽŵƉůĞǆĞƐ͘,ŝƐĞǆƉĞƌƚŝƐĞŽŶƚŚĞĨŝƌĞƐƉƌŝŶŬůĞƌĂŶĚƚŚĞĨŝƌĞĂůĂƌŵƉŽƌƚŝŽŶƐŽĨĂ ƉƌŽũĞĐƚĞŶƐƵƌĞƚŚĂƚƚŚĞƐĞƚǁŽŝŶƚĞƌƌĞůĂƚĞĚĚŝƐĐŝƉůŝŶĞƐĂƌĞƚŚŽƌŽƵŐŚůǇĐŽŽƌĚŝŶĂƚĞĚ͘ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ :D
^Z͘^D/d,͕

Z͕
d
ůĞĐƚƌŝĐĂů
WƌŽũĞĐƚ
ŶŐŝŶĞĞƌ͕^ĂĐƌĂŵĞŶƚŽ
ŶŐŝŶĞĞƌŝŶŐŽŶƐƵůƚĂŶƚƐ

ĚƵĐĂƚŝŽŶ͗,ŝƌĂŵ:ŽŚŶƐŽŶ,ŝŐŚ^ĐŚŽŽů͕ϭϵϳϲ͘:ĂŵĞƐŚĂƐĐŽŶƚŝŶƵĞĚŚŝƐĞĚƵĐĂƚŝŽŶĂƚůŝŐŚƚŝŶŐĂŶĚƉŽǁĞƌ ƐĞŵŝŶĂƌƐ͘
^ƉĞĐŝĂů/ŶƐƚƌƵĐƚŝŽŶ͗ /ůůƵŵŝŶĂƚŝŶŐ
ŶŐŝŶĞĞƌŝŶŐ ^ŽĐŝĞƚǇ ʹ/
^ >ŝŐŚƚŝŶŐ&ƵŶĚĂŵĞŶƚĂůƐ͕dĞůĞĐŽŵ
^ǇƐƚĞŵ ĞƐŝŐŶ͗ ^ŝĞŵŽŶ ĂďůŝŶŐ ^ǇƐƚĞŵƐ͕ EKZy /E ĂďůŝŶŐ ^ǇƐƚĞŵ͕ KƌƚƌŽŶŝĐƐ ^ƚƌƵĐƚƵƌĞĚ ĂďůŝŶŐ ^ŽůƵƚŝŽŶƐ KƚŚĞƌ /^/ ĂĐĐƌĞĚŝƚĞĚ ĐŽƵƌƐĞƐ͗ d/ͬ
/ ŽŵŵĞƌĐŝĂů ƵŝůĚŝŶŐ ^ƚĂŶĚĂƌĚƐ͕ ,ĂƌƐŚ
ŶǀŝƌŽŶŵĞŶƚ
ŚĂůůĞŶŐĞƐ͕ŽŶĞĂďůŝŶŐ͕ĞƐŝŐŶŝŶŐ^ƚƌƵĐƚƵƌĞĚĂďůŝŶŐ^ǇƐƚĞŵƐĨŽƌ ĚƵĐĂƚŝŽŶ͕&ƵƚƵƌĞWƌŽŽĨŝŶŐ&ŝďĞƌKƉƚŝĐ
ĂďůĞWůĂŶƚƐ͕ϭϬ'ŝŐĂďŝƚ
ƚŚĞƌŶĞƚ͕&ŝďĞƌKƉƚŝĐƐWƌŝŶĐŝƉůĞƐĂŶĚWƌĂĐƚŝĐĞƐ͕&ŝƌĞ^ƚŽƉƉŝŶŐĂŶĚWƌŽƉĞƌWƌĂĐƚŝĐĞƐ͕ 'ƌŽƵŶĚŝŶŐ ĂŶĚ ŽŶĚŝŶŐ͕ ƵĚŝŽ ĂŶĚ sŝĚĞŽ ƉƉůŝĐĂƚŝŽŶƐ͕ >ĂďĞůŝŶŐ ^ǇƐƚĞŵƐ͕ sŽŝĐĞ ŽǀĞƌ /Wͬd WŽǁĞƌ͕
ĞůŝǀĞƌŝŶŐWŽǁĞƌĂŶĚĂƚĂ͕ĂƚĂĞŶƚĞƌĞƐŝŐŶ
ZĞŐŝƐƚƌĂƚŝŽŶ͗ ĂůŝĨŽƌŶŝĂη
ϭϴϳϮϭ
ƵŝůĚŝŶŐ/ŶĚƵƐƚƌǇŽŶƐƵůƚŝŶŐ^ĞƌǀŝĐĞ/ŶƚĞƌŶĂƚŝŽŶĂůʹZηϭϮϴϵϮϵ EĂƚŝŽŶĂů/ŶƐƚŝƚƵƚĞĨŽƌĞƌƚŝĨŝĐĂƚŝŽŶŝŶ
ŶŐŝŶĞĞƌŝŶŐdĞĐŚŶŽůŽŐǇʹE/
dηϭϭϱϱϴϱ
'ƌĞĞŶƵŝůĚŝŶŐĞƌƚŝĨŝĐĂƚŝŽŶ/ŶƐƚŝƚƵƚĞͲ>

'ƌĞĞŶƐƐŽĐŝĂƚĞ
ĨĨŝůŝĂƚŝŽŶƐ͗ƵŝůĚŝŶŐ/ŶĚƵƐƚƌǇŽŶƐƵůƚŝŶŐ^ĞƌǀŝĐĞ/ŶƚĞƌŶĂƚŝŽŶĂů

ǆƉĞƌŝĞŶĐĞ͗
:ŝŵŚĂƐďĞĞŶŝŶǀŽůǀĞĚŝŶƚŚĞĞůĞĐƚƌŝĐĂůĐŽŶƐƚƌƵĐƚŝŽŶŝŶĚƵƐƚƌǇƐŝŶĐĞϭϵϳϴǁŚĞŶŚĞƐƚĂƌƚĞĚĂƐĂŶĞůĞĐƚƌŝĐŝĂŶ͕ ůĂƚĞƌŵŽǀŝŶŐŝŶƚŽƐƵƉĞƌǀŝƐŝŶŐƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶŽĨĂǁŝĚĞǀĂƌŝĞƚǇŽĨĐŽŵŵĞƌĐŝĂůĂŶĚŝŶĚƵƐƚƌŝĂůƉƌŽũĞĐƚƐ͘,Ğ ŐĂŝŶĞĚ ĞǆƉĞƌŝĞŶĐĞ ŝŶ Ăůů ĂƐƉĞĐƚƐ ŽĨ ĞůĞĐƚƌŝĐĂů ĐŽŶƐƚƌƵĐƚŝŽŶ ǁŚĞŶ ŚĞ ďĞĐĂŵĞ Ă ůŝĐĞŶƐĞĚ ͲϭϬ ĞůĞĐƚƌŝĐĂů ĐŽŶƚƌĂĐƚŽƌŝŶ
ϭϵϵϬ͕ ĂŶĚ ƐƚĂƌƚĞĚ ƵƉ ŚŝƐ ŽǁŶ ĞůĞĐƚƌŝĐĂů ĐŽŶƚƌĂĐƚŝŶŐ Ĩŝƌŵ ƐƉĞĐŝĂůŝǌŝŶŐŝŶ ĚĞƐŝŐŶͲďƵŝůĚ ĐŽŶƐƚƌƵĐƚŝŽŶ͘ Ɛ Ă ƉƌŽũĞĐƚ ŵĂŶĂŐĞƌ͕ :ŝŵ ŚĂƐ ĞǆƚĞŶƐŝǀĞ ĞǆƉĞƌŝĞŶĐĞ ŝŶ Ăůů ƉŚĂƐĞƐ ŽĨ ƉƌŽũĞĐƚ ĐŽŶƐƚƌƵĐƚŝŽŶ͕ ŝŶĐůƵĚŝŶŐ ƐŝƚĞ ŝŶǀĞƐƚŝŐĂƚŝŽŶ͕ĚĞƐŝŐŶĚĞǀĞůŽƉŵĞŶƚ͕ǀĂůƵĞĞŶŐŝŶĞĞƌŝŶŐ͕ĐŽŶƐƚƌƵĐƚŝŽŶĚŽĐƵŵĞŶƚƐ͕ĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶƐƵƉƉŽƌƚ͘ dŚŝƐĞǆƉĞƌŝĞŶĐĞŝŶĐůƵĚĞƐďŽƚŚƌĞŵŽĚĞůĂŶĚŶĞǁĐŽŶƐƚƌƵĐƚŝŽŶŽĨŶƵŵĞƌŽƵƐƉƌŽũĞĐƚƐǁŝƚŚĐŽŵƉůĞǆůŝŐŚƚŝŶŐ͕ ƉŽǁĞƌ͕ƚĞůĞĐŽŵŵƵŶŝĐĂƚŝŽŶƐ͕ĂŶĚƐŝŐŶĂůƐǇƐƚĞŵƐ͘ƵƌŝŶŐŚŝƐƚŝŵĞŝŶƚŚŝƐŝŶĚƵƐƚƌǇ͕:ŝŵŚĂƐďĞĞŶŝŶǀŽůǀĞĚŝŶ ŚƵŶĚƌĞĚƐ ŽĨ ƉƌŽũĞĐƚƐ ǁŚŝĐŚ ŝŶĐůƵĚĞŵĂŶǇ ŚĞĂůƚŚĐĂƌĞ͕ ŽĨĨŝĐĞ͕ŵŝůŝƚĂƌǇ͕ ĨŽŽĚ ƐĞƌǀŝĐĞ͕ ƌĞƚĂŝů͕ ĂŶĚ ŝŶĚƵƐƚƌŝĂů ƉƌŽĐĞƐƐƉƌŽũĞĐƚƐ͘
ƐĂŵĞŵďĞƌŽĨŽƵƌƚĞĂŵ͕:ŝŵ͛ƐĞǆƉĞƌŝĞŶĐĞĂƐĂĐŽŶƚƌĂĐƚŽƌĂƐǁĞůůĂƐŚŝƐŵĂŶǇǇĞĂƌƐŽĨĚĞƐŝŐŶĞǆƉĞƌŝĞŶĐĞ ŚĂǀĞ ĞŶĂďůĞĚ Śŝŵ ƚŽ ƉƌŽǀŝĚĞ ŝŶǀĂůƵĂďůĞ ĂƐƐŝƐƚĂŶĐĞ ƚŽ ŽƵƌ ĐůŝĞŶƚƐ ƚŚƌŽƵŐŚŽƵƚ Ăůů ƉŚĂƐĞƐ ŽĨ ĚĞƐŝŐŶ ĂŶĚ ĐŽŶƐƚƌƵĐƚŝŽŶŽĨĂůůƚŚĞƉƌŽũĞĐƚƐŚĞŚĂƐƵŶĚĞƌƚĂŬĞŶ͘
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ D/E',
E'͕D
͕>

W
DĞĐŚĂŶŝĐĂůWƌŽũĞĐƚ
ŶŐŝŶĞĞƌ͕^ĂĐƌĂŵĞŶƚŽ
ŶŐŝŶĞĞƌŝŶŐŽŶƐƵůƚĂŶƚƐ

ĚƵĐĂƚŝŽŶ͗ ƌĞǆĞůhŶŝǀĞƌƐŝƚǇ͕
ĂĐŚĞůŽƌŽĨ^ĐŝĞŶĐĞŝŶDĞĐŚĂŶŝĐĂů
ŶŐŝŶĞĞƌŝŶŐ͕ϭϵϵϲ
ZĞŐŝƐƚƌĂƚŝŽŶ͗ĂůŝĨŽƌŶŝĂηDϯϰϱϬϯ͕>

ĐĐƌĞĚŝƚĞĚWƌŽĨĞƐƐŝŽŶĂů͕^,Z

ĐĞƌƚŝĨŝĞĚĐŽŵŵŝƐƐŝŽŶŝŶŐĂŐĞŶƚ
ĨĨŝůŝĂƚŝŽŶƐ͗
ŵĞƌŝĐĂŶ^ŽĐŝĞƚǇŽĨ,ĞĂƚŝŶŐ͕ZĞĨƌŝŐĞƌĂƚŝŶŐĂŶĚŝƌŽŶĚŝƚŝŽŶŝŶŐ ŶŐŝŶĞĞƌƐ

ǆƉĞƌŝĞŶĐĞ͗
DŝŶŐ͛ƐĨŽƌŵĂůŝŶƚƌŽĚƵĐƚŝŽŶŝŶƚŽƚŚĞǁŽƌůĚŽĨďƵŝůĚŝŶŐƐĞƌǀŝĐĞƐ͕ƉĂƌƚŝĐƵůĂƌůǇƚŚĞĨŝĞůĚŽĨ,s͕ĐĂŵĞǁŚĞŶ ŚĞƚŽŽŬĂũŽďĂƐĂŶĂƐƐŝƐƚĂŶƚŵĞĐŚĂŶŝĐŝŶƚŚĞƐƵŵŵĞƌŽĨ ϭϵϵϯ͘,ĞĂƐƐŝƐƚĞĚůŝĐĞŶƐĞĚĐŽŶƚƌĂĐƚŽƌƐŝŶ ƚŚĞŝŶƐƚĂůůĂƚŝŽŶŽĨŶĞǁĂŝƌͲĐŽŶĚŝƚŝŽŶŝŶŐĞƋƵŝƉŵĞŶƚƐ͕ĚƵĐƚǁŽƌŬ͕ ĂŶĚǁĂƚĞƌŚĞĂƚĞƌƐ͕ĂƐǁĞůůĂƐŚĞůƉĞĚŝŶƌĞƉĂŝƌŝŶŐ,h͕ĨĂŶ ĐŽŝůƐ͕ ďŽŝůĞƌƐ͕ ĞƚĐ͘ dŚŝƐ ŚĂŶĚƐͲŽŶ ĨŝĞůĚ ĞǆƉĞƌŝĞŶĐĞ ĐŽŶĨŝƌŵĞĚ ŚŝƐ ĚĞƐŝƌĞ ƚŽ ůĞĂƌŶ ŵŽƌĞ ĂďŽƵƚ ǀĂƌŝŽƵƐ ŵĞĐŚĂŶŝĐĂůƐĞƌǀŝĐĞƐ ƚŚĂƚ ĐŽŶƚƌŝďƵƚĞ ƚŽ ƚŚĞ ǁĞůůͲďĞŝŶŐŽĨ Ă ďƵŝůĚŝŶŐĂŶĚƚŚĞĐŽŵĨŽƌƚŽĨŝƚƐŽĐĐƵƉĂŶƚƐ͕ĂŶĚŝŶƐƉŝƌĞĚŚŝŵƚŽƉƵƌƐƵĞĂĐĂƌĞĞƌŝŶ ƚŚĞĞŶŐŝŶĞĞƌŝŶŐĨŝĞůĚ͘
ƚ^ĂĐƌĂŵĞŶƚŽ
ŶŐŝŶĞĞƌŝŶŐŽŶƐƵůƚĂŶƚƐ͕DŝŶŐ͛ƐĚƵƚŝĞƐŝŶĐůƵĚĞƉƌŽũĞĐƚĐŽŽƌĚŝŶĂƚŝŽŶǁŝƚŚŽƚŚĞƌĚŝƐĐŝƉůŝŶĞƐ͕ ĨŝĞůĚ ŝŶǀĞƐƚŝŐĂƚŝŽŶ͕ ƉƌĞƉĂƌĂƚŝŽŶ ŽĨ ĚĞƐŝŐŶ ĚƌĂǁŝŶŐƐ͕ ĐĂůĐƵůĂƚŝŽŶƐ ĂŶĚ ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͕ ĐůŝĞŶƚ ĐŽŶƚĂĐƚ ĂŶĚ ƉƌŽũĞĐƚ ĚĞǀĞůŽƉŵĞŶƚ͘ DŝŶŐ ŚĂƐ ĞǆƚĞŶƐŝǀĞ ĞǆƉĞƌŝĞŶĐĞ ŝŶ ǀĂƌŝŽƵƐ ĂƉƉůŝĐĂƚŝŽŶƐ ŽĨ ŵĞĐŚĂŶŝĐĂů ƐǇƐƚĞŵƐ͗ ƉĂĐŬĂŐĞĚĂŶĚĐƵƐƚŽŵƌŽŽĨƚŽƉƵŶŝƚƐ͕ƐƉůŝƚŚĞĂƚƉƵŵƉƐ;yĂŶĚǁĂƚĞƌƐŽƵƌĐĞͿ͕ǀĂƌŝĂďůĞĂŝƌǀŽůƵŵĞƐǇƐƚĞŵƐ͕ ƌĂĚŝĂŶƚĨůŽŽƌŚĞĂƚŝŶŐ͕ŬŝƚĐŚĞŶĂŶĚĂƵƚŽƐŚŽƉǀĞŶƚŝůĂƚŝŽŶ͕ƐƚĞĂŵďŽŝůĞƌƉƌŽĐĞƐƐŚĞĂƚŝŶŐ͕ŐĂƐΘĞůĞĐƚƌŝĐƵŶŝƚ ŚĞĂƚĞƌƐ͕ĞǀĂƉŽƌĂƚŝǀĞĐŽŽůŝŶŐ͕ĂŶĚĐůŽƐĞĚͲĐŝƌĐƵŝƚĐŚŝůůĞĚǁĂƚĞƌĐŽŽůŝŶŐ͘ KǀĞƌƚŚĞǇĞĂƌƐ͕DŝŶŐŚĂƐƉĞƌĨŽƌŵĞĚĞŶŐŝŶĞĞƌŝŶŐĐĂůĐƵůĂƚŝŽŶƐĨŽƌŶƵŵĞƌŽƵƐƚǇƉĞƐŽĨďƵŝůĚŝŶŐƐ͕ďŽƚŚŶĞǁ ĂŶĚĞǆŝƐƚŝŶŐ͕ŝŶĐůƵĚŝŶŐ ŽĨĨŝĐĞ ĐŽŵƉůĞǆĞƐ͕ ŚŝŐŚͲƌŝƐĞ ŚŽƚĞůƐΘ ĐŽŶĚŽŵŝŶŝƵŵƐ͕ ĐŽŵŵĞƌĐŝĂů ƌĞĂůĞƐƚĂƚĞ͕ ĚƌǇͲ ĐůĞĂŶĞƌƐ͕ƐĐŚŽŽůƐ͕ƐǁŝŵŵŝŶŐƉŽŽůƌŽŽŵƐ͕ďƌĞǁĞƌŝĞƐĂŶĚƌĞƐƚĂƵƌĂŶƚƐ͘ DŝŶŐĂůƐŽŚĂƐĂƐŽƵŶĚƵŶĚĞƌƐƚĂŶĚŝŶŐŽĨĚŽŵĞƐƚŝĐĂŶĚĐŽŵŵĞƌĐŝĂůǁĂƚĞƌƐĞƌǀŝĐĞƐ͘,ŝƐũŽďƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐ ŝŶĐůƵĚĞ ƚŚĞ ĐŽŽƌĚŝŶĂƚŝŽŶ ŽĨ ƐŝƚĞ ƵƚŝůŝƚŝĞƐ ǁŝƚŚ Đŝǀŝů ĞŶŐŝŶĞĞƌƐ ĂŶĚ ƵƚŝůŝƚǇ ĐŽŵƉĂŶŝĞƐ ƚŽ ĞŶƐƵƌĞ ĂĚĞƋƵĂƚĞ ďƵŝůĚŝŶŐǁĂƚĞƌ͕ƐĞǁĞƌĂŶĚŐĂƐĐŽŶŶĞĐƚŝŽŶƐ͘
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ϴϬϭĂŵĞůŝĂ^ƚƌĞĞƚ͕^ƵŝƚĞ

ĞƌŬĞůĞǇ͕ϵϰϳϭϬ
tĞďƐŝƚĞ͗ǁǁǁ͘ZEĂƌĐŚŝƚĞĐƚ͘ĐŽŵ WŚŽŶĞ͗ϱϭϬ͘ϱϮϱ͘ϮϳϮϱ :
ƐƐŽĐŝĂƚĞƐ
/ƌƌŝŐĂƚŝŽŶŽŶƐƵůƚĂŶƚƐ
ƵƐŝŶĞƐƐEĂŵĞ͗
:
ƐƐŽĐŝĂƚĞƐ͕>ĂŶĚƐĐĂƉĞ/ƌƌŝŐĂƚŝŽŶ
ŶŐŝŶĞĞƌƐ͘
WŽŽǆϮϮϵϭ
ĂŶǀŝůůĞ͕ϵϰϱϮϲ

ŵĂŝů͗ũŝŵΛĞĚĚǇĂƐƐŽĐŝĂƚĞƐ͘ĐŽŵ
WŚŽŶĞ͗ϵϮϱͲϴϲϴͲϯϯϯϵ

ǆƉĞƌŝĞŶĐĞ͗
:
ƐƐŽĐŝĂƚĞƐŚĂƐǁŽƌŬĞĚĐůŽƐĞůǇǁŝƚŚWĂƵů,ĂƌƌŝƐ>ĂŶĚƐĐĂƉĞƌĐŚŝƚĞĐƚ͘: ŚĂƐĞǆƚĞŶƐŝǀĞĞǆƉĞƌŝĞŶĐĞŝŶ
ŽŵŵĞƌĐŝĂů͕'ĂƌĚĞŶƐ͕WĂƌŬƐĂŶĚDƵŶŝĐŝƉĂůƉƌŽũĞĐƚƐ͘
:ŽŚŶƵƐƚŝŶ͕ŽƐƚ
ƐƚŝŵĂƚŽƌ
ƵƐŝŶĞƐƐEĂŵĞ͗
ƵƐƚŝŶŽŶƐƚƌƵĐƚŝŽŶ^ĞƌǀŝĐĞƐ

ŵĂŝů͗ũŽŚŶΛĂƵƐƚŝŶƉƌĞĐŽŶ͘ĐŽŵ
WŚŽŶĞ͗ϰϭϱͲϮϲϰͲϭϴϴϬ

ǆƉĞƌŝĞŶĐĞ͗
:ŽŚŶƵƐƚŝŶŚĂƐďĞĞŶĂĐŽƐƚĞƐƚŝŵĂƚŽƌĨŽƌϯϬǇĞĂƌƐ͘,ĞŚĂƐǁŽƌŬĞĚĨŽƌ'ĞŶĞƌĂůŽŶƚƌĂĐƚŽƌƐ͕WƌŽũĞĐƚ DĂŶĂŐĞŵĞŶƚĨŝƌŵƐ͕ĂŶĚKǁŶĞƌƐ͕ƉƌŽǀŝĚŝŶŐƚŚĞƐĞĐůŝĞŶƚƐǁŝƚŚĐŽƐƚͲĞƐƚŝŵĂƚŝŶŐƐĞƌǀŝĐĞƐ͘ :ŽŚŶŚĂƐǁŽƌŬĞĚŽŶĂůůƚǇƉĞƐŽĨďƵŝůĚŝŶŐƉƌŽũĞĐƚƐŝŶĐůƵĚŝŶŐĐŽŵŵĞƌĐŝĂů͕ĐŝǀŝĐ͕ĂŶĚƉƌŝǀĂƚĞĞŶƚĞƌƉƌŝƐĞƐ͘ ,ĞŝƐĨĂŵŝůŝĂƌǁŝƚŚƐƚĂŶĚĂƌĚĐŽƐƚͲĞƐƚŝŵĂƚŝŶŐƉƌŽĐĞĚƵƌĞƐĂŶĚŵĞƚŚŽĚŽůŽŐŝĞƐƚŚĂƚĐŝǀŝĐĂŶĚƉƵďůŝĐĞŶƚŝƚŝĞƐ ĐŽŵŵŽŶůǇƵƐĞ͘
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ϴϬϭĂŵĞůŝĂ^ƚƌĞĞƚ͕^ƵŝƚĞ

ĞƌŬĞůĞǇ͕ϵϰϳϭϬ
tĞďƐŝƚĞ͗ǁǁǁ͘ZEĂƌĐŚŝƚĞĐƚ͘ĐŽŵ WŚŽŶĞ͗ϱϭϬ͘ϱϮϱ͘ϮϳϮϱ ^ĐŽƉĞŽĨtŽƌŬ͗
ϭ͘ ZĞŵŽǀĞĂŶĚƌĞƉůĂĐĞĂůůĨŽƵŶƚĂŝŶƚŝůĞϮϬϬϬ^&;ŝŶĐůƵĚĞƐĚĞŵŽůŝƚŝŽŶͿǁͬĞƉŽǆǇŐƌŽƵƚ Ϯ͘ ZĞŵŽǀĞĂŶĚZĞƉůĂĐĞWůĂǌĂƚŝůĞϮϴϬϬ^&;ŝŶĐůƵĚĞƐĚĞŵŽůŝƚŝŽŶͿǁͬĞƉŽǆǇŐƌŽƵƚ ϯ͘ EĞǁƐĞĂůĂŶƚďĞƚǁĞĞŶŶĞǁWůĂǌĂdŝůĞĞĚŐĞƐĂŶĚĞǆŝƐƚŝŶŐĐŽŶĐƌĞƚĞǁĂůŬŝŶŐƐƵƌĨĂĐĞ͘ ϰ͘ EĞǁĐŽŵŵĞŵŽƌĂƚŝǀĞǁĂůůͲŵŽƵŶƚĞĚƐŝŐŶĂŐĞƉůĂƋƵĞĞǆƚĞƌŝŽƌ ϱ͘ ZĞƉůĂĐĞŽůĚĨŽƵŶƚĂŝŶůŝŐŚƚŝŶŐǁŝƚŚŶĞǁĨŽƵŶƚĂŝŶůŝŐŚƚŝŶŐ ϲ͘ WƵŵƉƌŽŽŵƌĞƉĂŝƌƐǁŝƚŚŶĞǁĞƋƵŝƉŵĞŶƚƚŽƌĞƉůĂĐĞŽůĚĞƋƵŝƉŵĞŶƚ͕ƉŝƉŝŶŐĂŶĚǀĂůǀĞƐ ĂƚŶĞǁĞƋƵŝƉŵĞŶƚ͕ĚĞŵŽŽĨĐŽŶĐƌĞƚĞƉĂĚƐ
ϳ͘ DŽǀĞƉƵŵƉƌŽŽŵĞůĞĐƚƌŝĐĂůĞƋƵŝƉŵĞŶƚƚŽĐŽŵƉůǇǁŝƚŚĐƵƌƌĞŶƚĞůĞĐƚƌŝĐĂůĐŽĚĞ ϴ͘ ƌĂŝŶĂůůǁĂƚĞƌĨĞĂƚƵƌĞƐ;ƉŽŶĚ͕ůĂŬĞ͕ĨŽƵŶƚĂŝŶͿĂŶĚƌĞŵŽǀĞƐůƵĚŐĞĂŶĚĚĞďƌŝƐ͘ ZĞŵŽǀĂůŽĨƉŝƉĞƐĐĂůĞ͘ƌĂĐŬƌĞƉĂŝƌ
ϵ͘ ZĞƉĂŝƌͬƌĞƉůĂĐĞĞǆŝƐƚŝŶŐǁĂƚĞƌĚŝƐƉůĂǇƐ͕ǁĂƚĞƌũĞƚƐ͕ĂĞƌĂƚŽƌƐĂƚƉŽŶĚĂŶĚůĂŬĞ ϭϬ͘ <Žŝ,ĞƌĚŝŶŐ͗ƚĞŵƉŽƌĂƌǇŚŽůĚŝŶŐƚĂŶŬƐŽƌĚƌĂŝŶĂŐĞƉŚĂƐŝŶŐ ϭϭ͘ ZĞŵŽǀĞƐĐĂůĞďƵŝůĚͲƵƉŽŶŽŵŵƵŶŝƚǇƌŽŽŵǁĂƚĞƌͲůŝŶĞƚŝůĞĂŶĚ>ĂŬĞǁĂƚĞƌͲůŝŶĞƚŝůĞ ĂůŽŶŐĐƵƌǀĞĚŐĂůůĞƌǇ
ϭϮ͘ ŽŵŵƵŶŝƚǇƵŝůĚŝŶŐ,sĚŝƐĐŽŶŶĞĐƚĨƌŽŵĨŽƵŶƚĂŝŶƐǇƐƚĞŵ͖ŝŶƐƚĂůůŶĞǁƉĂĚͲŵŽƵŶƚĞĚ ĐŽŶĚĞŶƐŽƌƵŶŝƚŝŶĞƋƵŝƉŵĞŶƚǇĂƌĚ͖ŶĞǁƵͬŐĂŶĚƵŶĚĞƌͬŬŽŝƉŽŶĚƉŝƉŝŶŐĨƌŽŵŶĞǁƉĂĚĂƌĞĂƚŽĞǆŝƐƚŝŶ ŚĂŶĚůĞƌƐ
ϭϯ͘ EĞǁůŝƋƵŝĚͲĂƉƉůŝĞĚƐĞĂůĞƌŽŶĂůůǁĂƚĞƌĨĞĂƚƵƌĞĐŽŶĐƌĞƚĞƐƵƌĨĂĐĞƐ͕ŝŶĐůƵĚĞƐƉŽǁĞƌǁĂƐŚŝŶŐϭϯ͕ϭϬϬ^& ϭϰ͘ ^^&ĞĞƐ
ϭϱ͘
Dh&ĞĞƐ
ϭϲ͘ DŝƐĐĨĞĞƐ;ƐůƵĚŐĞƚĞƐƚŝŶŐ͕Ϳ
ϭϳ͘ EĞǁϱϮϬ^&ůĂŶĚͲďƌŝĚŐĞĂĐƌŽƐƐĞǆŝƐƚŝŶŐĨŽƵŶƚĂŝŶƚŽŶŽƌƚŚƐŝĚĞŽĨƉŽŶĚƚŽƌĞĂĐŚ ŶĞǁƐŵĂůůƐŝƚƚŝŶŐĂƌĞĂ
ϭϴ͘ >ĂŶĚƐĐĂƉĞ^ĐƌĞĞŶ͗>ĂŶĚƐĐĂƉĞϮϰϬϬ^&ŽĨŶŽƌƚŚůĂǁŶĂůŽŶŐ'ƌĞŐŽƌǇ>ĂŶĞĨƌŽŵĞƋƵŝƉŵĞŶƚǇĂƌĚ ƚŽƚŚĞĐŽŶĐƌĞƚĞŝƚǇ,ĂůůƐŝŐŶ;E
ĐŽƌŶĞƌͿĂŶĚƐŽƵƚŚǁĂƌĚƚŽǁĂƌĚƐƚŚĞĐƵƌǀĞĚŐĂůůĞƌǇĞŶƚƌĂŶĐĞ;ĞĂƐƚƐ ƉŽŶĚͿ
ϭϵ͘ ϴϬϬ^&ŽŶĐƌĞƚĞ&ůĂƚǁŽƌŬǁĂůŬƐŽŶŶŽƌƚŚĂŶĚĞĂƐƚƐŝĚĞŽĨEĞǁ<ŽŝƉŽŶĚ ϮϬ͘ ϮWƌĞͲĐĂƐƚĐŽŶĐƌĞƚĞďŽĂƚĨŽƵŶƚĂŝŶͬǁĂƚĞƌͲƉůĂǇĨĞĂƚƵƌĞƐͬĚĞůŝŐŚƚ͕ĂŶĚ<ŽŝWƌŽƚĞĐƚŝŽŶΘŚĂďŝƚĂƚ͕ ƚƵƌƚůĞƉůĂƚĨŽƌŵ
Ϯϭ͘ ϱƐŝƚƚŝŶŐďĞŶĐŚĞƐĂƚŶŽƌƚŚĞŶĚĂŶĚĞĂƐƚƐŝĚĞŽĨŬŽŝƉŽŶĚ ϮϮ͘ EĞǁϭϮϬϬ^&ďůƵĞƉůĂǌĂƚŝůĞĂƚĐŽŶĐƌĞƚĞĨůĂƚǁŽƌŬƌĞƉĂŝƌƐĨŽƌŶĞǁƵŶĚĞƌŐƌŽƵŶĚĨŽƵŶƚĂŝŶƉŝƉŝŶŐ ΘůĂŶĚďƌŝĚŐĞ
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ϴϬϭĂŵĞůŝĂ^ƚƌĞĞƚ͕^ƵŝƚĞ

ĞƌŬĞůĞǇ͕ϵϰϳϭϬ
tĞďƐŝƚĞ͗ǁǁǁ͘ZEĂƌĐŚŝƚĞĐƚ͘ĐŽŵ WŚŽŶĞ͗ϱϭϬ͘ϱϮϱ͘ϮϳϮϱ Ϯϯ͘ ŽŶĐƌĞƚĞƐĂǁͲĐƵƚƚŝŶŐĨŽƌŶĞǁĨŽƵŶƚĂŝŶƉŝƉŝŶŐĨƌŽŵĨŽƵŶƚĂŝŶƚŽůĂŬĞ Ϯϰ͘ EĞǁĐŽŶĐƌĞƚĞĨůĂƚǁŽƌŬƵŶĚĞƌďůƵĞƉůĂǌĂƚŝůĞ;ůĂŶĚͲďƌŝĚŐĞĞǆĐůƵĚĞĚͿ Ϯϱ͘ ZĞŵŽĚĞůƉƵŵƉƌŽŽŵƚŽĐƌĞĂƚĞĂƐĞƉĂƌĂƚĞĐŚĞŵŝĐĂůůǇͲƚƌĞĂƚĞĚĨŽƵŶƚĂŝŶĂŶĚůĂŬ ƉŝƉŝŶŐ͕ĨŝůƚƌĂƚŝŽŶƐǇƐƚĞŵƵƉŐƌĂĚĞƐ͘
Ϯϲ͘ EĞǁŝŶĚĞƉĞŶĚĞŶƚ<ŽŝƉŽŶĚĨŝůƚƌĂƚŝŽŶƐǇƐƚĞŵŝŶĞƋƵŝƉŵĞŶƚǇĂƌĚ͘/ŶĐůƵĚĞƐ ŶĞǁƉŝƉŝŶŐĂŶĚĨŝƚƚŝŶŐƐĨŽƌƚŚĞŶĞǁŬŽŝǁĂƚĞƌƐǇƐƚĞŵ
Ϯϳ͘ EĞǁƐŚĞĚĨŽƌŬŽŝƉŽŶĚĨŝůƚƌĂƚŝŽŶƐǇƐƚĞŵ
Ϯϴ͘ >ĂƌŐĞůĂŬĞƌĞƉĂŝƌƐĂŶĚŶĞǁǁĂƚĞƌĨĞĂƚƵƌĞ;ǁĂƚĞƌĨĂůůĂƚǁĂƚĞƌƚĞŵƉůĞͿ͕ŶĞǁ Ϯϵ͘ ƵŶĚĞƌŐƌŽƵŶĚƉŝƉŝŶŐĨƌŽŵĨŽƵŶƚĂŝŶƚŽůĂŬĞƚŽĐƌĞĂƚĞƚǁŽƐĞƉĂƌĂƚĞ ǁĂƚĞƌƐǇƐƚĞŵƐ
ϯϬ͘ ĚĚŝƚŝŽŶĂůǁĂƚĞƌĚŝƐƉůĂǇŝƚĞŵƐŝŶĂĚĚŝƚŝŽŶƚŽĞǆŝƐƚŝŶŐǁĂƚĞƌĚŝƐƉůĂǇƐ ϯϭ͘ ĚĚŝƚŝŽŶĂůůŝŐŚƚŝŶŐĂƚůĂŬĞĂŶĚŬŽŝƉŽŶĚ;ŝŶĂĚĚŝƚŝŽŶƚŽƌĞƉůĂĐĞŵĞŶƚŽĨ ŽƌŝŐŝŶĂůůŝŐŚƚŝŶŐĂƚĨŽƵŶƚĂŝŶ
ϯϮ͘ ůƚĞƌ<ŽŝƉŽŽůďŽƚƚŽŵĨŽƌĂďĞƚƚĞƌ<ŽŝŚĂďŝƚĂƚ͗;ϮͿϮΖǆϰΖǆϭϮΗĞǆĐĂǀĂƚŝŽŶ ĐŽŶĐƌĞƚĞǁŽƌŬ͕ĂŶĚtWŵĞŵďƌĂŶĞƌĞƉĂŝƌƐ͘
ϯϯ͘ ĚĚŵĞƚĂůďƌŝĚŐĞ;ĂŶĚĐŽŶĐƌĞƚĞĨŽŽƚŝŶŐƐͿĂĐƌŽƐƐƉŽŶĚĂŶĚďĞŚŝŶĚĞǆŝƐƚŝŶŐ ĐŽŶĐƌĞƚĞŝǀŝĐĞŶƚĞƌƐŝŐŶ;ƌŝĚŐĞƐŚĂůůŵĞĞƚĐŽĚĞƐĨŽƌŐƵĂƌĚͲƌĂŝůŚĞŝŐŚƚ͘ ϯϰ͘ ZĞŵŽĚĞůĞĂƐƚĐƵƌǀĞĚŐĂůůĞƌǇĞŶƚƌǇǁĂǇĂƚƉƵďůŝĐƉĂƌŬŝŶŐůŽƚǁŝƚŚŝŶůĂŝĚ ƉĞƌŵĞĂďůĞƉĂǀĞƌƐĂŶĚĂĚĚŝƚŝŽŶĂůŶĞǁ;ϮͿƚƌĞĞƐ;ŝŶĐůƵĚĞƐĚĞŵŽůŝƚŝŽŶͿ ϯϱ͘ EĞǁĐŽŶĐƌĞƚĞǁĂůŬͲǁĂǇĂůŽŶŐĞĂƐƚĂŶĚƐŽƵƚŚĞƌŶĞĚŐĞŽĨůĂŬĞϭϭϮϱ^& ϯϲ͘ ^ƚĂŐŝŶŐWůĂŶ;ůŽĐĂƚŝŽŶƐŽĨ'ĞŶĞƌĂůŽŶƚƌĂĐƚŽƌ^ƚŽƌĂŐĞzĂƌĚ͕ ŬŽŝŚŽůĚŝŶŐƚĂŶŬƐͿ
ϯϳ͘ ůůŶĞǁŝƌƌŝŐĂƚŝŽŶĨŽƌĂůůůĂŶĚƐĐĂƉĞǁŽƌŬĚĞƐĐƌŝďĞĚĂďŽǀĞ͘ ϯϴ͘ ůůƉůƵŵďŝŶŐƌĞƋƵŝƌĞĚƚŽĂĐŚŝĞǀĞƚŚĞĂďŽǀĞĚĞƐĐƌŝďĞĚǁŽƌŬ ϯϵ͘ ůůĞůĞĐƚƌŝĐĂůƉůĂŶƐƚŽĂĐŚŝĞǀĞƚŚĞĚĞƐĐƌŝďĞĚǁŽƌŬ ϰϬ͘ ůůDĞĐŚĂŶŝĐĂůƉůĂŶƐƚŽĂĐŚŝĞǀĞƚŚĞĂďŽǀĞĚĞƐĐƌŝďĞĚǁŽƌŬ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ϴϬϭĂŵĞůŝĂ^ƚƌĞĞƚ͕^ƵŝƚĞ

ĞƌŬĞůĞǇ͕ϵϰϳϭϬ
tĞďƐŝƚĞ͗ǁǁǁ͘ZEĂƌĐŚŝƚĞĐƚ͘ĐŽŵ WŚŽŶĞ͗ϱϭϬ͘ϱϮϱ͘ϮϳϮϱ ĞůŝǀĞƌĂďůĞƐ͗
dŚĞƌĐŚŝƚĞĐƚǁŝůůƐƵďŵŝƚƚŚĞĐŽŵƉůĞƚĞƉůĂŶƐĞƚǁŚŝĐŚǁŝůůŝŶĐůƵĚĞĂůůǁŽƌŬĚĞƐĐƌŝďĞĚŝŶƚŚĞ͟^ĐŽƉĞŽĨ tŽƌŬ͟ĂďŽǀĞ͘
dŚĞĐŽŵƉůĞƚĞ ƐĞƚƐŽĨƉůĂŶƐ͕ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͕ĂŶĚĐŽƐƚͲĞƐƚŝŵĂƚĞƐǁŝůůďĞĚĞůŝǀĞƌĞĚƚŽƚŚĞŝƚǇĂƐĨŽůůŽǁƐ ϭ͘ϲϱйĐŽŵƉůĞƚĞƐĞƚŽĨƉůĂŶƐ͕ƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚĐŽƐƚͲĞƐƚŝŵĂƚĞƐĂƚǁĞĞŬϱ Ϯ͘ϵϱйĐŽŵƉůĞƚĞƐĞƚŽĨƉůĂŶƐ͕ƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚĐŽƐƚͲĞƐƚŝŵĂƚĞƐĂƚǁĞĞŬϭϬ ϯ͘ϭϬϬйĐŽŵƉůĞƚĞƐĞƚŽĨƉůĂŶƐ͕ƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚĐŽƐƚͲĞƐƚŝŵĂƚĞƐĂƚǁĞĞŬϭϮ WůĂŶƐ͕ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͕ĂŶĚĐŽƐƚĞƐƚŝŵĂƚĞƐƐŚĂůůďĞĚĞĨŝŶĞĚĂƐĨŽůůŽǁƐ͗ ϭ͘ WůĂŶƐ͗WůĂŶƐƐĞƚƐĨƌŽŵĂůůĐŽŶƐƵůƚĂŶƚƐǁŝƚŚĂĐŽŵŵŽŶƚŝƚůĞďůŽĐŬ;ůĞĂĚĐŽŶƐƵůƚĂŶƚZEƚŝƚůĞďůŽĐŬͿ ƐƵďŵŝƚƚĞĚĂƐŽŶĞƐĞƚŽĨƉůĂŶƐ;ƌĐŚŝƚĞĐƚƵƌĞ͕tĂƚĞƌŝƐƉůĂǇ͕>ĂŶĚƐĐĂƉĞƌĐŚŝƚĞĐƚƵƌĞ͕/ƌƌŝŐĂƚŝŽŶ͕ D
WƉůĂŶƐͿ
Ϯ͘ ^ƉĞĐŝĨŝĐĂƚŝŽŶƐ͗ϯͲƉĂƌƚƐƉĞĐŝĨŝĐĂƚŝŽŶƐŽĨŝǀŝƐŝŽŶƐϮͲϭϲŝŶϴ͘ϱǆϭϭĨŽƌŵĂƚ͘dŚĞĨƌŽŶƚĞŶĚ;ŝǀ͘ϭ͕ŝĚ ŝŶƐƚƌƵĐƚŝŽŶƐ͕ŝĚŝŶǀŝƚĂƚŝŽŶ͕ĞƚĐͿƐŚĂůůďĞƉƌĞƉĂƌĞĚĂŶĚƉƌŽǀŝĚĞĚďǇƚŚĞŝƚǇ͘ ϯ͘ ŽƐƚ
ƐƚŝŵĂƚĞ͗ϴ͘ϱǆϭϭĚĞƚĂŝůĞĚĐŽƐƚͲĞƐƚŝŵĂƚĞĂƚĞĂĐŚƐƚĂŐĞŝŶƉĚĨĨŽƌŵĂƚ͘ WƌŽũĞĐƚWůĂŶĂŶĚ^ĐŚĞĚƵůĞ͗
dŚĞŽŶƐƚƌƵĐƚŝŽŶŽĐƵŵĞŶƚƐĞƚǁŝůůďĞĂƐƐĞŵďůĞĚƐƵĐŚƚŚĂƚƐŵĂůůĞƌƉŽƌƚŝŽŶƐŽĨƚŚĞǁŽƌŬĐĂŶďĞ ďŝĚ ĂƐ ƐĞƉĂƌĂƚĞ ŝƚĞŵƐ ǁŝƚŚŝŶ ƚŚĞ ůĂƌŐĞƌ ďŝĚ͘ dŚĂƚ ǁŝůů ƉƌŽǀŝĚĞ ŽƉƚŝŽŶƐ ƚŽ ƚŚĞ ŝƚǇ ƚŽ ŵĞĞƚ ƚŚĞ ďƵĚŐĞƚ͘
EĞǁƚĞĂŵŵĞŵďĞƌƐ ;ůĂŶĚƐĐĂƉĞĂƌĐŚŝƚĞĐƚ͕D
WĐŽŶƐƵůƚĂŶƚƐ͕ĞƐƚŝŵĂƚŽƌͿǁŝůůǀŝƐŝƚƚŚĞƐŝƚĞǁŝƚŚŝŶ
ƚŚĞĨŝƌƐƚǁĞĞŬƚŽŝŶƐƉĞĐƚƚŚĞĞǆŝƐƚŝŶŐĐŽŶĚŝƚŝŽŶƐ͘
dŚĞWůĂŶƐ͕^ƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚ
ƐƚŝŵĂƚĞ;W^Θ
ͿƐĐŚĞĚƵůĞǁŝůůƉƌŽĐĞĞĚĂƐĨŽůůŽǁƐ͗
ϭ͘ ƉƌŝůϮϮ͕ϮϬϮϰ͗^ƚĂƌƚĚĂƚĞ͗EŽƚŝĐĞƚŽWƌŽĐĞĞĚŝƐƐƵĞĚďǇƚŚĞŝƚǇ Ϯ͘ ƉƌŝůϮϵ͕ϮϬϮϰ͗ĞĂĚůŝŶĞĨŽƌĂůůŶĞǁĐŽŶƐƵůƚĂŶƚƐƚŽǀŝƐŝƚƚŚĞƐŝƚĞ͘ ϯ͘ DĂǇϮϰ͕ϮϬϮϰ͗ϲϱйĐŽŵƉůĞƚĞĚƉůĂŶƐƐƵďŵŝƚƚĞĚƚŽŝƚǇ;ĂƚǁĞĞŬϱͿ ϰ͘ DĂǇϯϭ͕ϮϬϮϰ͗ ĞĂĚůŝŶĞĨŽƌDĞĞƚŝŶŐƚŽĚŝƐĐƵƐƐƚŚĞϲϱйƐƵďŵŝƐƐŝŽŶĂŶĚŵĂŬĞĚĞĐŝƐŝŽŶƐ͘ ϱ͘ :ƵůǇϭ͕ϮϬϮϰ͗ ϵϱйĐŽŵƉůĞƚĞĚƉůĂŶƐƐƵďŵŝƚƚĞĚƚŽƚŚĞŝƚǇ;ĂƚǁĞĞŬϭϬͿ ϲ͘ :ƵůǇϵ͕ϮϬϮϰ͗ ĞĂĚůŝŶĞĨŽƌDĞĞƚŝŶŐƚŽĚŝƐĐƵƐƐƚŚĞϲϱйƐƵďŵŝƐƐŝŽŶĂŶĚŵĂŬĞĚĞĐŝƐŝŽŶƐ͘ ϳ͘ :ƵůǇϭϱ͕ϮϬϮϰ͗ ϭϬϬйĐŽŵƉůĞƚĞĚƉůĂŶƐƐƵďŵŝƚƚĞĚƚŽƚŚĞŝƚǇ;ĂƚǁĞĞŬϭϮͿ dŚĞ:ƵůǇϭϱĚĞĂĚůŝŶĞƉƌŽďĂďůǇƐŚŽƵůĚďĞĞǆƚĞŶĚĞĚŽŶĞǁĞĞŬďĞĐĂƵƐĞŽĨƚŚĞ:ƵůǇϰƚŚŚŽůŝĚĂǇǁŚŝĐŚ ĨĂůůƐŽŶĂdŚƵƌƐĚĂǇǁŚŝĐŚŵĞĂŶƐ&ƌŝĚĂǇŝƐƉƌŽďĂďůǇŶŽƚĂŐŽŽĚĚĂǇƚŽŵĞĞƚĂŶĚĐŝƚǇƐƚĂĨĨŵĂǇŶŽƚ ŚĂǀĞƚŝŵĞƚŽƌĞǀŝĞǁƚŚĞϵϱйƐƵďŵŝƐƐŝŽŶďĞĨŽƌĞ:ƵůǇϵ͘
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ϴϬϭĂŵĞůŝĂ^ƚƌĞĞƚ͕^ƵŝƚĞ

ĞƌŬĞůĞǇ͕ϵϰϳϭϬ
tĞďƐŝƚĞ͗ǁǁǁ͘ZEĂƌĐŚŝƚĞĐƚ͘ĐŽŵ WŚŽŶĞ͗ϱϭϬ͘ϱϮϱ͘ϮϳϮϱ ŽŶƚƌĂĐƚƚĞƌŵŝŶĂƚŝŽŶƐ͗
ZEŚĂƐŶŽƚďĞĞŶƚĞƌŵŝŶĂƚĞĚǁŝƚŚŝŶƚŚĞůĂƐƚϱǇĞĂƌƐ͘
>ĞŐĂůWƌŽĐĞĞĚŝŶŐƐ͗
>ŝƚŝŐĂƚŝŽŶŝŶƚŚĞWĂƐƚϱǇĞĂƌƐ͗ĞǀŽĞǀƐ͘>ĂŶĚŵĂƌŬ͗ZEǁĂƐŶĂŵĞĚĂƐĂ͞:ŽŚŶŽĞ͟;ĂŵŽŶŐŽƚŚĞƌ:ŽŚŶ ŽĞƐ͟ͿŝŶĂůŝƚŝŐĂƚŝŽŶ ƚŚĂƚ ƌĞƐŽůǀĞĚŝŶ :ƵŶĞ ϮϬϮϯĂƐ ŶĞŐŽƚŝĂƚĞĚ ƐĞƚƚůĞŵĞŶƚŝŶ :ƵŶĞ ϮϬϮϯ͘dŚĞŝƐƐƵĞǁĂƐ ůĞĂŬǇƌŽŽĨŝŶŐĂŶĚǁŝŶĚŽǁŝƐƐƵĞƐ͘
>ŝƚŝŐĂƚŝŽŶĨŽƌƚŚĞƉĂƐƚϯϬǇĞĂƌƐ͗EŽŶĞƵŶƚŝůƚŚĞĞǀŽĞǀƐ͘>ĂŶĚŵĂƌŬ ŝƐĐŝƉůŝŶĂƌǇĐƚŝŽŶƐďǇZĞŐƵůĂƚŽƌǇďŽĚǇ͗EŽŶĞĞǀĞƌ͘
ŽŶĨůŝĐƚŽĨ/ŶƚĞƌĞƐƚ͗
ZEĚŽĞƐŶ͛ƚŚĂǀĞĂŶǇĐŽŶĨůŝĐƚŽĨŝŶƚĞƌĞƐƚ͘
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ϴϬϭĂŵĞůŝĂ^ƚƌĞĞƚ͕^ƵŝƚĞ

ĞƌŬĞůĞǇ͕ϵϰϳϭϬ
tĞďƐŝƚĞ͗ǁǁǁ͘ZEĂƌĐŚŝƚĞĐƚ͘ĐŽŵ WŚŽŶĞ͗ϱϭϬ͘ϱϮϱ͘ϮϳϮϱ &ĞĞƐ͗
ƌĐŚŝƚĞĐƚ͛Ɛ&ĞĞ͗
ŽŶƐƚƌƵĐƚŝŽŶŽĐƵŵĞŶƚƉƌĞƉĂƌĂƚŝŽŶ͗ Ψϰϰ͕ϬϬϬ;ŝŶĐůƵĚĞƐϯƐŝƚĞŵĞĞƚŝŶŐƐ͕ϯǀŝƌƚƵĂů ŵĞĞƚŝŶŐƐͲϭƉƵďůŝĐŵĞĞƚŝŶŐͿ
ŝĚĚŝŶŐƐƐŝƐƚĂŶĐĞ͗ ΨϮ͕ϰϮϬ;WƌŝŶĐŝƉĂů͗ϭϭŚŽƵƌƐΛΨϮϮϬͬŚƌͿ ŽŶƐƚƌƵĐƚŝŽŶĚŵŝŶŝƐƚƌĂƚŝŽŶ͗ Ψϭϳ͕ϱϮϬ;ŝŶĐůƵĚĞƐϴƐŝƚĞŵĞĞƚŝŶŐƐͿ ;WƌŝŶĐŝƉĂů͗ϴϬŚŽƵƌƐΛΨϮϮϬͬŚƌͿ
;WƌŽũĞĐƚƌĐŚŝƚĞĐƚ͗ϮϰŚŽƵƌƐΛΨϭϴϬͬŚƌͿ
ZĞŝŵďƵƌƐĂďůĞƐ͗ ΨϭϬϬϬ
dŽƚĂů͗ Ψϲϰ͕ϵϰϬ;ŶŽƚƚŽĞǆĐĞĞĚͿ
tĂƚĞƌ&ĞĂƚƵƌĞͬ&ŽƵŶƚĂŝŶŽŶƐƵůƚĂŶƚ͛Ɛ&ĞĞ͗
ŽŶƐƚƌƵĐƚŝŽŶŽĐƵŵĞŶƚƉƌĞƉĂƌĂƚŝŽŶ͗ Ψϯϭ͕ϮϯϬ;ŝŶĐůƵĚĞƐϯǀŝƌƚƵĂůŵĞĞƚŝŶŐƐͿ ŝĚĚŝŶŐƐƐŝƐƚĂŶĐĞ͗ Ψϭ͕ϲϬϬ
ŽŶƐƚƌƵĐƚŝŽŶĚŵŝŶŝƐƚƌĂƚŝŽŶ͗ ΨϮϬ͕ϵϳϱ;ŝŶĐůƵĚĞƐϯƐŝƚĞŵĞĞƚŝŶŐƐͿ ;WƌŝŶĐŝƉĂů͗ϳϱŚŽƵƌƐΛΨϭϵϬͬŚƌͿ
;^ĞŶŝŽƌĞƐŝŐŶĞƌ͗ϮϰŚŽƵƌƐΛΨϭϰϬͬŚƌͿ
;ĞƐŝŐŶĞƌ͗ϯϮŚŽƵƌƐΛΨϭϬϱͬŚƌͿ
ZĞŝŵďƵƌƐĂďůĞƐ͗ ΨϮϬϬϬ
dŽƚĂů͗ Ψϱϱ͕ϴϬϬ;ŶŽƚƚŽĞǆĐĞĞĚͿ

>ĂŶĚƐĐĂƉĞƌĐŚŝƚĞĐƚ&ĞĞƐ͗
ĞƐŝŐŶWŚĂƐĞ͗ Ψϵ͕ϯϲϬ;ŝŶĐůƵĚĞƐϯǀŝƌƚƵĂůŵĞĞƚŝŶŐƐͿ
ŽŶƐƚƌƵĐƚŝŽŶŽĐƵŵĞŶƚƉƌĞƉĂƌĂƚŝŽŶ͗ Ψϯ͕ϲϬϬ;ŝŶĐůƵĚĞƐϮǀŝƌƚƵĂůŵĞĞƚŝŶŐƐͿ ŝĚĚŝŶŐƐƐŝƐƚĂŶĐĞ͗ ΨϳϮϬ;WƌŝŶĐŝƉĂů͗ϰŚŽƵƌƐΛΨϭϴϬͬŚƌͿ ŽŶƐƚƌƵĐƚŝŽŶĚŵŝŶŝƐƚƌĂƚŝŽŶ͗ Ψϯ͕ϵϲϬ;ŝŶĐůƵĚĞƐϰƐŝƚĞŵĞĞƚŝŶŐƐͿ ;WƌŝŶĐŝƉĂů͗ϮϮŚŽƵƌƐΛΨϭϴϬͬŚƌͿ
ZĞŝŵďƵƌƐĂďůĞƐ͗ ΨϭϬϬϬ
dŽƚĂů͗ Ψϭϴ͕ϲϰϬ;ŶŽƚƚŽĞǆĐĞĞĚͿ
/ƌƌŝŐĂƚŝŽŶŽŶƐƵůƚĂŶƚ&ĞĞƐ͗
ŽŶƐƚƌƵĐƚŝŽŶŽĐƵŵĞŶƚƉƌĞƉĂƌĂƚŝŽŶ͗ Ψϴ͕ϬϬϬ
ŝĚĚŝŶŐƐƐŝƐƚĂŶĐĞ͗ ΨϰϱϬ;ƐƐŽ͗ϯŚŽƵƌƐΛΨϭϱϬͬŚƌͿ
ŽŶƐƚƌƵĐƚŝŽŶĚŵŝŶŝƐƚƌĂƚŝŽŶ͗ ΨϮ͕ϰϲϬ;ŝŶĐůƵĚĞƐϮƐŝƚĞǀŝƐŝƚƐͿ ZĞŝŵďƵƌƐĂďůĞƐ͗ ΨϭϬϬϬ
dŽƚĂů͗ Ψϭϭ͕ϵϭϬ;ŶŽƚƚŽĞǆĐĞĞĚͿ
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ϴϬϭĂŵĞůŝĂ^ƚƌĞĞƚ͕^ƵŝƚĞ

ĞƌŬĞůĞǇ͕ϵϰϳϭϬ
tĞďƐŝƚĞ͗ǁǁǁ͘ZEĂƌĐŚŝƚĞĐƚ͘ĐŽŵ WŚŽŶĞ͗ϱϭϬ͘ϱϮϱ͘ϮϳϮϱ &ĞĞƐ͗ĐŽŶƚŝŶƵĞĚ

ůĞĐƚƌŝĐĂů
ŶŐŝŶĞĞƌŝŶŐ&ĞĞƐ͗
ŽŶƐƚƌƵĐƚŝŽŶŽĐƵŵĞŶƚƉƌĞƉĂƌĂƚŝŽŶ͗ ΨϭϬ͕ϲϱϬ;ŝŶĐůƵĚĞƐϭƐŝƚĞǀŝƐŝƚͿ ŝĚĚŝŶŐƐƐŝƐƚĂŶĐĞ͗ ΨϲϬϬ
ŽŶƐƚƌƵĐƚŝŽŶĚŵŝŶŝƐƚƌĂƚŝŽŶ͗ Ψϰ͕ϯϮϬ;ŝŶĐůƵĚĞƐϮƐŝƚĞǀŝƐŝƚƐͿ ;WƌŝŶĐŝƉĂů͗ϭŚŽƵƌƐΛΨϯϮϬͬŚƌ

ŶŐŝŶĞĞƌ͗ϭϮŚŽƵƌƐΛΨϮϱϬͬŚƌͿ
ZĞŝŵďƵƌƐĂďůĞƐ͗ ΨϭϬϬϬ
dŽƚĂů͗ Ψϭϲ͕ϱϳϬ;ŶŽƚƚŽĞǆĐĞĞĚͿ
,sнWůƵŵďŝŶŐ
ŶŐŝŶĞĞƌŝŶŐ&ĞĞƐ͗
ŽŶƐƚƌƵĐƚŝŽŶŽĐƵŵĞŶƚƉƌĞƉĂƌĂƚŝŽŶ͗ Ψϭϱ͕ϯϮϱ;ŝŶĐůƵĚĞƐϭƐŝƚĞǀŝƐŝƚͿ ŝĚĚŝŶŐƐƐŝƐƚĂŶĐĞ͗ ΨϴϬϬ
ŽŶƐƚƌƵĐƚŝŽŶĚŵŝŶŝƐƚƌĂƚŝŽŶ͗ Ψϱ͕ϴϮϬ;ŝŶĐůƵĚĞƐϮƐŝƚĞǀŝƐŝƚƐͿ ;WƌŝŶĐŝƉĂů͗ϭŚŽƵƌƐΛΨϯϮϬͬŚƌͿ

ŶŐŝŶĞĞƌ͗ϭϴŚŽƵƌƐΛΨϮϱϬͬŚƌͿ
ZĞŝŵďƵƌƐĂďůĞƐ͗ ΨϱϬϬ
dŽƚĂů͗ ΨϮϮ͕ϰϰϱ;ŶŽƚƚŽĞǆĐĞĞĚͿ
ŽƐƚ
ƐƚŝŵĂƚŽƌ&ĞĞƐ͗
ϲϱйĞƐƚŝŵĂƚĞ͗ Ψϱ͕ϴϳϱ;ϰϮŚŽƵƌƐΛΨϭϰϬͬŚƌ͘
/ŶĐůƵĚĞƐŽŶĞƐŝƚĞǀŝƐŝƚͿ
ϵϱйĞƐƚŝŵĂƚĞ͗ ΨϳϵϵϬ;ϱϳŚŽƵƌƐΛΨϭϰϬͬŚƌͿ
ϭϬϬйĞƐƚŝŵĂƚĞ͗Ψ ΨϯϱϭϬ;ϮϱŚŽƵƌƐΛΨϭϰϬͬŚƌͿ
;ŝŶĐůƵĚĞƐϭǀŝƌƚƵĂůŵĞĞƚŝŶŐͿ
ůůsĂůƵĞ
ŶŐŝŶĞĞƌŝŶŐŽŶĂdΘDďĂƐŝƐ͘
ŽŶƐƚƌƵĐƚŝŽŶĚŵŝŶŝƐƚƌĂƚŝŽŶ͗ ΨϱϬϬ
ZĞŝŵďƵƌƐĂďůĞƐ͗ ΨϱϬϬ
dŽƚĂů Ψϭϴ͕ϯϳϱ;ŶŽƚƚŽĞǆĐĞĞĚͿ
ŚĂƌůĞƐDŽŽƌĞ&ŽƵŶĚĂƚŝŽŶĨĞĞƐ͗
ĞƐŝŐŶĐŽŵƉůĞƚŝŽŶ Ψϴ͕ϬϬϬ
ZĞŝŵďƵƌƐĂďůĞƐ͗ ΨϮϬϬϬ
dŽƚĂů ΨϭϬ͕ϬϬϬ;ŶŽƚƚŽĞǆĐĞĞĚͿ
ƌĞĂŬĚŽǁŶ͗
dŽƚĂůŽŶƐƵůƚĂŶƚ&ĞĞƐ͗ ΨϮϬϵ͕ϳϬϬ͘ϬϬ;ŶŽƚƚŽĞǆĐĞĞĚͿ
dŽƚĂůZĞŝŵďƵƌƐĂďůĞƐ͗ Ψϵ͕ϬϬϬ͘ϬϬ;ŶŽƚƚŽĞǆĐĞĞĚͿ
WƌŽƉŽƐĂůdŽƚĂů͗ ΨϮϭϴ͕ϳϬϬ͘ϬϬ;ŶŽƚƚŽĞǆĐĞĞĚͿ
ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ ϴϬϭĂŵĞůŝĂ^ƚƌĞĞƚ͕^ƵŝƚĞ

ĞƌŬĞůĞǇ͕ϵϰϳϭϬ
tĞďƐŝƚĞ͗ǁǁǁ͘ZEĂƌĐŚŝƚĞĐƚ͘ĐŽŵ WŚŽŶĞ͗ϱϭϬ͘ϱϮϱ͘ϮϳϮϱ ŝůůŝŶŐZĂƚĞƐ͗
ƌĐŚŝƚĞĐƚ͛ƐŝůůŝŶŐZĂƚĞƐ͗
ƌĐŚŝƚĞĐƚWƌŝŶĐŝƉĂů͗ ΨϮϮϬͬŚƌ
WƌŽũĞĐƚƌĐŚŝƚĞĐƚ͗ ΨϭϴϬͬŚƌ
^ĞŶŝŽƌƌĐŚŝƚĞĐƚƵƌĂůdĞĐŚŶŝĐĂů ΨϭϰϬͬŚƌ
:ƵŶŝŽƌƌĐŚŝƚĞĐƚƵƌĂůdĞĐŚŶŝĐĂů ΨϭϬϬͬŚƌ
ůĞƌŝĐĂů͗ ΨϳϱͬŚƌ͘
tĂƚĞƌŝƐƉůĂǇͬ&ŽƵŶƚĂŝŶŽŶƐƵůƚĂŶƚŝůůŝŶŐZĂƚĞƐ
WƌĞƐŝĚĞŶƚ͗ ΨϭϵϬͬŚƌ
^ĞŶŝŽƌĞƐŝŐŶĞƌ ΨϭϰϬͬŚƌ
ĞƐŝŐŶĞƌ ΨϭϬϱͬŚƌ
ƌĂĨƚĞƌ ΨϳϱͬŚƌ
>ĂŶĚƐĐĂƉĞƌĐŚŝƚĞĐƚ͛ƐŝůůŝŶŐZĂƚĞƐ͗
WƌŝŶĐŝƉĂů͗ ΨϭϴϬͬŚƌ
ĚŵŝŶŝƐƚƌĂƚŝǀĞ͗ ΨϴϱͬŚƌ͘
/ƌƌŝŐĂƚŝŽŶŽŶƐƵůƚĂŶƚŝůůŝŶŐZĂƚĞƐ͗
WƌŝŶĐŝƉĂůŽŶƐƵůƚŝŶŐ ΨϮϬϬͬŚƌ
WƌŝŶĐŝƉĂůĞƐŝŐŶ ΨϭϳϱͬŚƌ
ƐƐŽĐŝĂƚĞĞƐŝŐŶ͗ ΨϭϱϬͬŚƌ
ƌĂĨƚĞƌ ΨϭϭϬͬŚƌ
ĚŵŝŶŝƐƚƌĂƚŝǀĞ͗ ΨϲϬͬŚƌ͘
DŝůĞĂŐĞ͗ ΨϬ͘ϲϳͬŵŝůĞ
D
WŝůůŝŶŐZĂƚĞƐ
WƌŝŶĐŝƉĂů͗ ΨϯϮϬͬŚƌ

ŶŐŝŶĞĞƌ͗ ΨϮϱϬͬŚƌ
^ĞŶŝŽƌĞƐŝŐŶĞƌ ΨϮϮϬͬŚƌ
ĞƐŝŐŶĞƌ ΨϭϲϬͬŚƌ
ůĞƌŝĐĂů͗ ΨϭϱϬͬŚƌ
ŽƐƚ
ƐƚŝŵĂƚŽƌŝůůŝŶŐZĂƚĞƐ͗
WƌŝŶĐŝƉĂů͗ ΨϭϰϬͬŚƌ
ĚŵŝŶŝƐƚƌĂƚŝǀĞ͗ ΨϴϱͬŚƌ͘
EXHIBIT "B"

FEDERAL CONTRACT PROVISIONS
During the performance of this Agreement, Consultant shall comply with all applicable federal laws and regulations including, but not limited to, the federal contract provisions in this Exhibit “B”.

Funds from the Coronavirus State Fiscal Recovery Fund and/or the Coronavirus Local Fiscal Recovery Fund, together known as the Coronavirus State and Local Fiscal Recovery Funds (“CSLFRF”) program, will be used to fund all or a portion of this Contract. As applicable, Consultant/Contractor shall comply with all federal requirements including, but not limited to, the following, all of which are expressly incorporated herein by reference:
•Sections 602 and 603 of the Social Security Act as added by Section 9901 of the American Rescue Plan Act of 2021 (“ARPA”);
•CSLFRF Final Rule, codified at 31 CFR Part 35;
•CSLFRF Guidance on Recipient Compliance and Reporting Requirement, the most current version;
•2 C.F.R. Part 200 – Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, other than such provisions as the U.S. Department of the Treasury may determine are inapplicable to the CSLFRF program and subject to such exceptions as may be otherwise provided by the U.S. Department of the Treasury; •Treasury Coronavirus Local Fiscal Recovery Fund Award Terms and Conditions; and Subcontracts, if any, shall contain a provision making them subject to all of the provisions stipulated in this Contract. With respect to any conflict between the Federal Contract Provisions and the Contract Documents and/or the provisions of state law and, except as otherwise required under federal law or regulation, the Federal Contract Provisions shall control.

Consultant/Contractor shall also comply with the following provisions:

1. REQUIRED CONTRACT PROVISIONS IN ACCORDANCE WITH APPENDIX II TO PART 200 – CONTRACT PROVISIONS FOR NON-FEDERAL ENTITY CONTRACTS UNDER FEDERAL AWARDS (2 C.F.R. § 200.327)
(a) Appendix II to Part 200 (A); Appendix II to Part 200 (B): Remedies for Breach; Termination for Cause/Convenience. The Contract Documents include remedies for breach and termination for cause and convenience.
(b) Appendix II to Part 200 (C) – Equal Employment Opportunity: If this Agreement meets the definition of a “federal assisted construction contract” in 41 CFR § 60-1.3, Consultant agrees as follows during the performance of this Agreement:
(i) The Consultant will not discriminate against any employee or applicant for employment because of race, color, religion, sex, sexual orientation, gender identity, or national origin. The Consultant will take affirmative action to ensure that applicants are employed, and that employees are treated during employment without regard to their race, color, religion, sex, sexual orientation, gender identity, or national origin. Such action shall include, but not be limited to the following: Employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The Consultant agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause.
(ii) The Consultant will, in all solicitations or advertisements for employees placed by or on behalf of the Consultant, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, or national origin.
(iii) The Consultant will not discharge or in any other manner discriminate against any employee or applicant for employment because such employee or applicant has inquired about, discussed, or disclosed the compensation of the employee or applicant or another employee or applicant. This provision shall not apply to instances in which an employee who has access to the compensation information of other employees or applicants as a part of such employee's essential job functions discloses the compensation of such other employees or applicants to individuals who do not otherwise have access to such information, unless such disclosure is in response to a formal complaint or charge, in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or is consistent with the Consultant's legal duty to furnish information. (iv) The Consultant will send to each labor union or representative of workers with which he has a collective bargaining agreement or other contract or understanding, a notice to be provided advising the said labor union or workers' representatives of the Consultant's commitments under this section, and shall post copies of the notice in conspicuous places available to employees and applicants for employment.
(v) The Consultant will comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor. (vi) The Consultant will furnish all information and reports required by Executive Order 11246 of September 24, 1965, and by rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his books, records, and accounts by the administering agency and the Secretary of Labor for purposes of investigation to ascertain compliance with such rules, regulations, and orders.
(vii) In the event of the Consultant's noncompliance with the nondiscrimination clauses of this Agreement or with any of the said rules, regulations, or orders, this Agreement may be canceled, terminated, or suspended in whole or in part and the Consultant may be declared ineligible for further Government contracts or federally assisted construction contracts in accordance with procedures authorized in Executive Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule, regulation, or order of the Secretary of Labor, or as otherwise provided by law.
(viii) The Consultant will include the portion of the sentence immediately preceding paragraph (i) and the provisions of paragraphs (i) through (vii) in every subcontract or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor issued pursuant to section 204 of Executive Order 11246 of September 24, 1965, so that such provisions will be binding upon each subcontractor or vendor. The Consultant will take such action with respect to any subcontract or purchase order as the administering agency may direct as a means of enforcing such provisions, including sanctions for noncompliance:

Provided, however, that in the event the Consultant becomes involved in, or is threatened with, litigation with a subcontractor or vendor as a result of such direction by the administering agency, the Consultant may request the United States to enter into such litigation to protect the interests of the United States.

The City further agrees that it will be bound by the above equal opportunity clause with respect to its own employment practices when it participates in federally assisted construction work:

Provided, That if the City so participating is a State or local government, the above equal opportunity clause is not applicable to any agency, instrumentality or subdivision of such government which does not participate in work on or under the Agreement.

The City agrees that it will assist and cooperate actively with the administering agency and the Secretary of Labor in obtaining the compliance of the Consultant and subcontractors with the equal opportunity clause and the rules, regulations, and relevant orders of the Secretary of Labor, that it will furnish the administering agency and the Secretary of Labor such information as they may require for the supervision of such compliance, and that it will otherwise assist the administering agency in the discharge of the agency's primary responsibility for securing compliance.

The City further agrees that it will refrain from entering into any contract or contract modification subject to Executive Order 11246 of September 24, 1965, with a contractor debarred from, or who has not demonstrated eligibility for, Government contracts and federally assisted construction contracts pursuant to the Executive Order and will carry out such sanctions and penalties for violation of the equal opportunity clause as may be imposed upon contractors and subcontractors by the administering agency or the Secretary of Labor pursuant to Part II, Subpart D of the Executive Order. In addition, the City agrees that if it fails or refuses to comply with these undertakings, the administering agency may take any or all of the following actions: cancel, terminate, or suspend in whole or in part the grant (contract, loan, insurance, guarantee) for this project; refrain from extending any further assistance to the applicant under the program with respect to which the failure or refund occurred until satisfactory assurance of future compliance has been received from such applicant; and refer the case to the Department of Justice for appropriate legal proceedings.
(c) Appendix II to Part 200 (D) – Davis-Bacon Act: Not applicable to this Agreement since it is funded by CSLFRF.
(d) Appendix II to Part 200 (D) – Copeland “Antti-Kickback” Act: Not applicable to this Agreement since it is funded by CSLFRF.
(e) Appendix II to Part 200 (E) – Contract Work Hours and Safety Standards Act:
(i) Overtime Requirements. No contractor or subcontractor contracting for any part of the contract work which may require or involve the employment of laborers or mechanics shall require or permit any such laborer or mechanic in any workweek in which he or she is employed on such work to work in excess of forty hours in such workweek unless such laborer or mechanic receives compensation at a rate not less than one and one-half times the basic rate of pay for all hours worked in excess of forty hours in such workweek. (ii) Violation; liability for unpaid wages; liquidated damages. In the event of any violation of the clause set forth in paragraph (ii) of this section the Consultant and any subcontractor responsible therefor shall be liable for the unpaid wages. In addition, such contractor and subcontractor shall be liable to the United States (in the case of work done under contract for the District of Columbia or a territory, to such District or to such territory), for liquidated damages. Such liquidated damages shall be computed with respect to each individual laborer or mechanic, including watchmen and guards, employed in violation of the clause set forth in paragraph (ii) of this section, in the sum of $10 for each calendar day on which such individual was required or permitted to work in excess of the standard workweek of forty hours without payment of the overtime wages required by the clause set forth in paragraph (ii) of this section. (iii) Withholding for unpaid wages and liquidated damages. The City shall upon its own action or upon written request of an authorized representative of the Department of Labor withhold or cause to be withheld, from any moneys payable on account of work performed by the Consultant or subcontractor under any such contract or any other Federal contract with the Consultant, or any other federally-assisted contract subject to the Contract Work Hours and Safety Standards Act, which is held by the Consultant, such sums as may be determined to be necessary to satisfy any liabilities of Consultant or subcontractor for unpaid wages and liquidated damages as provided in the clause set forth in paragraph (iii) of this section. (iv) Subcontracts. The Consultant or subcontractor shall insert in any subcontracts the clauses set forth in paragraph (ii) through (v) of this Section and also a clause requiring the subcontractors to include these clauses in any lower tier subcontracts. The Consultant shall be responsible for compliance by any subcontractor or lower tier subcontractor with the clauses set forth in paragraphs (ii) through (v) of this Section. (f) Appendix II to Part 200 (F) – Rights to Inventions Made Under a Contract or Agreement: If the Federal award meets the definition of “funding agreement” under 37 CFR § 401.2 (a) and the Consultant wishes to enter into a contract with a small business firm or nonprofit organization regarding the substitution of parties, assignment or performance of experimental, developmental, or research work under that “funding agreement,” the Consultant must comply with the requirements of 37 CFR Part 401, “Rights to Inventions Made by Nonprofit Organizations and Small Business Firms Under Government Grants, Contracts and Cooperative Agreements,” and any implementing regulations issued by the awarding agency.. (g) Appendix II to Part 200 (G) – Clean Air Act and Federal Water Pollution Control Act:
(i) Pursuant to the Clean Air Act, (1) Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. § 7401 et seq., (2) Consultant agrees to report each violation to the City and understands and agrees that the City will, in turn, report each violation as required to assure notification to the Federal awarding agency and the appropriate Environmental Protection Agency Regional Office, and (3) Consultant agrees to include these requirements in each subcontract exceeding $150,000.
(ii) Pursuant to the Federal Water Pollution Control Act, (1) Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Federal Water Pollution Control Act, as amended, 33 U.S.C. 1251 et seq., (2) Consultant agrees to report each violation to the City and understands and agrees that the City will, in turn, report each violation as required to assure notification to the Federal awarding agency and the appropriate Environmental Protection Agency Regional Office, and (3) Consultant agrees to include these requirements in each subcontract exceeding $150,000.
(h) Appendix II to Part 200 (H) – Debarment and Suspension:
(i) This Agreement is a covered transaction for purposes of 2 C.F.R. pt. 180 and 2 C.F.R. pt. 3000. As such Consultant is required to verify that none of the Consultant, its principals (defined at 2 C.F.R. § 180.995), or its affiliates (defined at 2 C.F.R. § 180.905) are excluded (defined at 2 C.F.R. § 180.940) or disqualified (defined at 2 C.F.R. § 180.935). (ii) Consultant must comply with 2 C.F.R. pt. 180, subpart C and 2 C.F.R. pt. 3000, subpart C and must include a requirement to comply with these regulations in any lower tier covered transaction it enters into.
(iii) This certification is a material representation of fact relied upon by City. If it is later determined that Consultant did not comply with 2 C.F.R. pt. 180, subpart C and 2 C.F.R. pt. 3000, subpart C, in addition to remedies available to the City, the Federal Government may pursue available remedies, including but not limited to suspension and/or debarment. (iv) Consultant warrants that it is not debarred, suspended, or otherwise excluded from or ineligible for participation in any federal programs. Consultant also agrees to verify that all subcontractors performing work under this Agreement are not debarred, disqualified, or otherwise prohibited from participation in accordance with the requirements above. Consultant further agrees to notify the City in writing immediately if Consultant or its subcontractors are not in compliance during the term of this Agreement.
(i) Appendix II to Part 200 (I) – Byrd Anti-Lobbying Act: Contractors that apply or bid for an award exceeding $100,000 must file the required certification. Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining any Federal contract, grant or any other award covered by 31 U.S.C. 1352. Each tier must also disclose any lobbying with non-Federal funds that takes place in connection with obtaining any Federal award. Such disclosures are forwarded from tier to tier up to the recipient who in turn will forward the certification(s) to the awarding agency. (j) Appendix II to Part 200 (J) – §200.323 Procurement of Recovered Materials:
(i) Consultant shall comply with section 6002 of the Solid Waste Disposal Act, as amended by the Resource Conservation and Recovery Act. The requirements of Section 6002 include procuring only items designated in guidelines of the Environmental Protection Agency (EPA) at 40 C.F.R. part 247 that contain the highest percentage of recovered materials practicable, consistent with maintaining a satisfactory level of competition, where the purchase price of the item exceeds $10,000 or the value of the quantity acquired during the preceding fiscal year exceeded $10,000; procuring solid waste management services in a manner that maximizes energy and resource recovery; and establishing an affirmative procurement. (ii) In the performance of this Agreement, the Consultant shall make maximum use of products containing recovered materials that are EPA-designated items unless the product cannot be acquired: competitively within a timeframe providing for compliance with the contract performance schedule; meeting contract performance requirements; or at a reasonable price. (iii) Information about this requirement, along with the list of EPA-designate items, is available at EPA’s Comprehensive Procurement Guidelines web site, https://www.epa.gov/smm/comprehensive-procurement-guideline-cpg-program. (iv) The Consultant also agrees to comply with all other applicable requirements of Section 6002 of the Solid Waste Disposal Act.” (k) Appendix II to Part 200 (K) – §200.216 Prohibition on Certain Telecommunications and Video Surveillance Services or Equipment:
(i) Consultant shall not contract (or extend or renew a contract) to procure or obtain equipment, services, or systems that uses covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology as part of any system funded under this Agreement. As described in Public Law 115–232, section 889, covered telecommunications equipment is telecommunications equipment produced by Huawei Technologies Company or ZTE Corporation (or any subsidiary or affiliate of such entities). (1) For the purpose of public safety, security of government facilities, physical security surveillance of critical infrastructure, and other national security purposes, video surveillance and telecommunications equipment produced by Hytera Communications Corporation, Hangzhou Hikvision Digital Technology Company, or Dahua Technology Company (or any subsidiary or affiliate of such entities).
(2) Telecommunications or video surveillance services provided by such entities or using such equipment.
(3) Telecommunications or video surveillance equipment or services produced or provided by an entity that the Secretary of Defense, in consultation with the Director of the National Intelligence or the Director of the Federal Bureau of Investigation, reasonably believes to be an entity owned or controlled by, or otherwise connected to, the government of a covered foreign country.
(ii) See Public Law 115-232, section 889 for additional information. (l) Appendix II to Part 200 (L) – §200.322 Domestic Preferences for Procurement:
(i) Consultant shall, to the greatest extent practicable, purchase, acquire, or use goods, products, or materials produced in the United States (including but not limited to iron, aluminum, steel, cement, and other manufactured products). The requirements of this section must be included in all subcontracts.
(ii) For purposes of this section:
(1) “Produced in the United States’’ means, for iron and steel products, that all manufacturing processes, from the initial melting stage through the application of coatings, occurred in the United States.
(2) ‘‘Manufactured products’’ means items and construction materials composed in whole or in part of nonferrous metals such as aluminum; plastics and polymer-based products such as polyvinyl chloride pipe; aggregates such as concrete; glass, including optical fiber; and lumber.

2. CONTRACTING WITH SMALL AND MINORITY FIRMS, WOMEN’S BUSINESS ENTERPRISE AND LABOR SURPLUS AREA FIRMS (2 C.F.R. § 200.321) (a) Consultant shall be subject to 2 C.F.R. § 200.321 and will take affirmative steps to assure that minority firms, women’s business enterprises, and labor surplus area firms are used when possible and will not be discriminated against on the grounds of race, color, religious creed, sex, or national origin in consideration for an award.
(b) Affirmative steps shall include:
(i) Placing qualified small and minority businesses and women's business enterprises on solicitation lists;
(ii) Assuring that small and minority businesses, and women's business enterprises are solicited whenever they are potential sources; (iii) Dividing total requirements, when economically feasible, into smaller tasks or quantities to permit maximum participation by small and minority business, and women's business enterprises;
(iv) Establishing delivery schedules, where the requirement permits, which encourage participation by small and minority business, and women's business enterprises; and (v) Using the services/assistance of the Small Business Administration (SBA), and the Minority Business Development Agency (MBDA) of the Department of Commerce. (c) Consultant shall submit evidence of compliance with the foregoing affirmative steps when requested by the City.

3. COMPLIANCE WITH U.S. DEPARTMENT OF THE TREASURY CORONAVIRUS

LOCAL FISCAL RECOVERY FUND AWARD TERMS AND CONDITIONS
(a) Maintenance of and Access to Records. Consultant shall maintain records and financial documents sufficient to evidence compliance with section 603(c) of the Act, Treasury’s regulations implementing that section, and guidance issued by Treasury regarding the foregoing.

Consultant agrees to provide the City, Treasury Office of Inspector General and the Government Accountability Office, or any of their authorized representatives access to any books, documents, papers, and records (electronic an otherwise) of the Consultant which are directly pertinent to this Agreement for the purposes of conducting audits or other investigations. Records shall be maintained by Consultant for a period of five (5) years after completion of the Project. (b) Compliance with Federal Regulations. Consultant agrees to comply with the requirements of section 603 of the Act, regulations adopted by Treasury pursuant to section 603(f) of the Act, and guidance issued by Treasury regarding the foregoing. Consultant also agrees to comply with all other applicable federal statutes, regulations, and executive orders, including, without limitation, the following:
(i) Universal Identifier and System for Award Management (SAM), 2 C.F.R.

Part 25, pursuant to which the award term set forth in Appendix A to 2 C.F.R. Part 25 is hereby incorporated by reference.
(ii) Reporting Subaward and Executive Compensation Information, 2 C.F.R.

Part 170, pursuant to which the award term set forth in Appendix A to 2 C.F.R. Part 170 is hereby incorporated by reference.
(iii) OMB Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement), 2 C.F.R. Part 180, including the requirement to include a term or condition in all lower tier covered transactions (contracts and subcontracts described in 2 C.F.R.

Part 180, subpart B) that the award is subject to 2 C.F.R. Part 180 and Treasury’s implementing regulation at 31 C.F.R. Part 19.
(iv) Recipient Integrity and Performance Matters, pursuant to which the award term set forth in 2 C.F.R. Part 200, Appendix XII to Part 200 is hereby incorporated by reference. (v) Governmentwide Requirements for Drug-Free Workplace, 31 C.F.R. Part

20. (vi) New Restrictions on Lobbying, 31 C.F.R. Part 21. (vii) Uniform Relocation Assistance and Real Property Acquisitions Act of 1970 (42 U.S.C. §§ 4601-4655) and implementing regulations.
(c) Compliance with Federal Statutes and Regulations Prohibiting Discrimination.

Consultant agrees to comply with statutes and regulations prohibiting discrimination applicable to the CSLFRF program including, without limitation, the following:
(i) Title VI of the Civil Rights Act of 1964 (42 U.S.C. §§ 2000d et seq.) and Treasury’s implementing regulations at 31 C.F.R. Part 22, which prohibit discrimination on the basis of race, color, or national origin under programs or activities receiving federal financial assistance.
(ii) The Fair Housing Act, Title VIII of the Civil Rights Act of 1968 (42 U.S.C. §§ 3601 et seq.), which prohibits discrimination in housing on the basis of race, color, religion, national origin, sex, familial status, or disability.
(iii) Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. § 794), which prohibits discrimination on the basis of disability under any program or activity receiving federal financial assistance.
(iv) The Age Discrimination Act of 1975, as amended (42 U.S.C. §§ 6101 et seq.), and Treasury’s implementing regulations at 31 C.F.R. Part 23, which prohibit discrimination on the basis of age in programs or activities receiving federal financial assistance. (v) Title II of the Americans with Disabilities Act of 1990, as amended (42 U.S.C. §§ 12101 et seq.), which prohibits discrimination on the basis of disability under programs, activities, and services provided or made available by state and local governments or instrumentalities or agencies thereto.
(d) False Statements. Consultant understands that making false statements or claims in connection with the CSLFRF program is a violation of federal law and may result in criminal, civil, or administrative sanctions, including fines, imprisonment, civil damages and penalties, debarment from participating in federal awards or contracts, and/or any other remedy available by law.
(e) Protections for Whistleblowers.
(i) In accordance with 41 U.S.C. § 4712, Consultant may not discharge, demote, or otherwise discriminate against an employee in reprisal for disclosing to any of the list of persons or entities provided below, information that the employee reasonably believes is evidence of gross mismanagement of a federal contract or grant, a gross waste of federal funds, an abuse of authority relating to a federal contract or grant, a substantial and specific danger to public health or safety, or a violation of law, rule, or regulation related to a federal contract (including the competition for or negotiation of a contract) or grant. (ii) The list of persons and entities referenced in the paragraph above includes the following:
(1) A member of Congress or a representative of a committee of Congress;
(2) An Inspector General;
(3) The Government Accountability Office;
(4) A Treasury employee responsible for contract or grant oversight or management;
(5) An authorized official of the Department of Justice or other law enforcement agency;
(6) A court or grand jury; or
(7) A management official or other employee of Consultant, or a subcontractor who has the responsibility to investigate, discover, or address misconduct. (f) Increasing Seat Belt Use in the United States. Pursuant to Executive Order 13043, 62 FR 19217 (Apr. 18, 1997), Consultant is encouraged to adopt and enforce on-the-job seat belt policies and programs for their employees when operating company-owned, rented or personally owned vehicles, and encourage its subcontractors to do the same (g) Reducing Text Messaging While Driving. Pursuant to Executive Order 13513, 74 FR 51225 (Oct. 6, 2009), Consultant should encourage its employees and subcontractors to adopt and enforce policies that ban text messaging while driving, and Consultant should establish workplace safety policies to decrease accidents caused by distracted drivers. (h) Assurances of Compliance with Civil Rights Requirements. The Civil Rights Restoration Act of 1987 provides that the provisions of this assurance apply to the Project, including, but not limited to, the following:
(i) Consultant ensures its current and future compliance with Title VI of the Civil Rights Act of 1964, as amended, which prohibits exclusion from participation, denial of the benefits of, or subjection to discrimination under programs and activities receiving federal funds, of any person in the United States on the ground of race, color, or national origin (42 U.S.C. § 2000d et seq.), as implemented by the Department of the Treasury Title VI regulations at 31 CFR Part 22 and other pertinent executive orders such as Executive Order 13166; directives; circulars; policies; memoranda and/or guidance documents.
(ii) Consultant acknowledges that Executive Order 13166, “Improving Access to Services for Persons with Limited English Proficiency (LEP),” seeks to improve access to federally assisted programs and activities for individuals who, because of national origin, are limited in their English proficiency. Consultant understands that the denial of access to persons to its programs, services and activities because of their limited proficiency in English is a form of national origin discrimination prohibited under Title VI of the Civil Rights Act of 1964. Accordingly, Consultant shall initiate reasonable steps, or comply with Treasury’s directives, to ensure meaningful access to its programs, services and activities to LEP persons. Consultant understands and agrees that meaningful access may entail providing language assistance services, including oral interpretation and written translation where necessary to ensure effective communication in the Project.
(iii) Consultant agrees to consider the need for language services for LEP persons during development of applicable budgets and when conducting programs, services and activities. As a resource, the Department of the Treasury has published its LEP guidance at 70 FR 6067. For more information on LEP, please visit http://www.lep.gov. (iv) Consultant acknowledges and agrees that compliance with this assurance constitutes a condition of continued receipt of federal financial assistance and is binding upon Consultant and Consultant’s successors, transferees and assignees for the period in which such assistance is provided.
(v) Consultant agrees to incorporate the following language in every contract or agreement subject to Title VI and its regulations between the Consultant and the Consultant’s subcontractors, successors, transferees and assignees:

The subcontractor, successor, transferee and assignee shall comply with Title VI of the Civil Rights Act of 1964, which prohibits recipients of federal financial assistance from excluding from a program or activity, denying benefits of, or otherwise discriminating against a person on the basis of race, color, or national origin (42 U.S.C. § 2000d et seq.), as implemented by Department of the Treasury Title VI regulations, 31 CFR Part 22, which are herein incorporated by reference and made a part of this contract (or agreement). Title VI also extends protection to persons with “Limited English proficiency” in any program or activity receiving federal financial assistance, 42 U.S.C. § 2000d et seq., as implemented by Department of the Treasury Title VI regulations, 31 CFR Part 22, which are herein incorporated by reference and made a part of this contract (or agreement).
(vi) Consultant understands and agrees that if any real property or structure is provided or improved with the aid of federal financial assistance by the Department of the Treasury, this assurance obligates the Consultant, or in the case of a subsequent transfer, the transferee, for the period during which the real property or structure is used for a purpose for which the federal financial assistance is extended or for another purpose involving the provision of similar services or benefits. If any personal property is provided, this assurance obligates the Consultant for the period during which it retains ownership or possession of the property. (vii) Consultant shall cooperate in any enforcement or compliance review activities by the Department of the Treasury of the aforementioned obligations. Enforcement may include investigation, arbitration, mediation, litigation, and monitoring of any settlement agreements that may result from these actions. Consultant shall comply with information requests, on-site compliance reviews, and reporting requirements. (viii) Consultant shall maintain a complaint log and inform the Department of the Treasury of any accusations of discrimination on the grounds of race, color, or national origin, and limited English proficiency covered by Title VI of the Civil Rights Act of 1964 and implementing regulations and provide, upon request, a list of all such reviews or proceedings based on the complaint, pending or completed, including outcome. Consultant must also inform the Department of the Treasury if Consultant has received no complaints under Title VI. (ix) Consultant must provide documentation of an administrative agency’s or court’s findings of non-compliance of Title VI and efforts to address the non-compliance, including any voluntary compliance or other agreements between the Consultant and the administrative agency that made the finding. If the Consultant settles a case or matter alleging such discrimination, Consultant must provide documentation of the settlement. If Consultant has not been the subject of any court or administrative agency finding of discrimination, please so state. (x) If Consultant makes sub-awards to other agencies or other entities, Consultant is responsible for assuring that sub-recipients also comply with Title VI and all of the applicable authorities covered in this assurance.
11 CERTIFICATE OF EXEMPTION FROM WORKERS' COMPENSATION INSURANCE I hereby certify that in the performance of the work for which this Agreement is entered into, I shall not employ any person in any manner so as to become subject to the Workers' Compensation Laws of the State of California.

Executed on this _____ day of _________________, 20__, at Pleasant Hill, California. _______________________________________________________ [Add Consultant's name and title]

Pleasant Hill City CouncilApril 15, 2024

Pleasant Hill City Council
April 15, 2024