Attachment 2 - RTEBN CONTRACT AMEND 1.pdf — Richmond City Council, November 15, 2022

&,7<2)5,&+021'
67$1'$5'&2175$&7
Department: Project Manager:

Project Manager E-mail: Project Manager Phone No:

PR No: Vendor No: P.O./Contract No:

Description of Services:

The parties to this STANDARD CONTRACT do mutually agree and promise as follows:

1. Parties. The parties to this Contract are the City of Richmond (herein referred to as the “City”) and the following named Contractor:

Company Name:

Street Address:

City, State, Zip Code:

Contact Person:

Telephone: Email:

Business License No: / Expiration Date:

A California [ ] corporation, [ ] limited liability corporation [ ] general partnership, [ ] limited partnership, [ ] individual, [ ] non-profit corporation, [ ] individual dba as [specify:] , [ ] other [specify:]

2. Term. The effective date of this Contract is and it terminates unless terminated as provided herein.

3. Payment Limit. City’s total payments to Contractor under this Contract shall not exceed $ . City shall not pay for services that exceed the Contract Payment Limit unless a contract amendment has been approved by the City Council or City Manager.

4. Contractor’s Obligations. Contractor shall provide those services and carry out that work described in the Service Plan (E
xhibit A) which is attached hereto and
is incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein.

5. City's Obligations. City shall make to the Contractor those payments described in the
Payment Provisions (Exhibit B) which are attached hereto and are incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein.

Community Development Lina Velasco
[email protected] (510) 620-6706
15066
Safe Organized Spaces (SOS!) Richmond, a program of Rebuilding Together East Bay-North (RTEBN) will provide outreach and support unsheltered people who reside in homeless encampments across the City of Richmond.

Rebuilding Together East Bay-North
732 Gilman Street
Berkeley, CA 94710
J.W. Frye
(510) 644-8979 [email protected]
4006-0490 August 21, 2021
July 20, 2021
July 20, 2022
983,975.00
✔

22200406 / 5763

6. Authorized Representatives and Notices . This Contract is subject to the Authorized Representatives and Notices Provisions (Exhibit C) which are attached hereto and are incorporated herein by reference.

7. General Conditions. This Contract is subject to the General Conditions (Exhibit D) which are attached hereto and are incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein.

8. Special Conditions . This Contract is subject to the Special Conditions (Exhibit E) (if any) which are attached hereto and are incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein. (Note:
other than Public Works contracts, the City will agree to Special Conditions only in unusual circumstances.)

9. Insurance Provisions. This Contract is subject to the Insurance Provisions (Exhibit F) which are attached hereto and are incorporated herein by reference.

10. Signatures. These signatures attest the parties' Contract hereto:

CITY OF RICHMOND CONTRACTOR:
a municipal corporation
B y :
(* The Corporation Chairperson of the Board,
President or Vice President should sign below)

T i t l e : By:

I hereby certify that this Contract Title:
has been approved by City Council.

Date Signed:

B y :

City Clerk

7KH&RUSRUDWLRQ&KLHI)LQDQFLDO2IILFHU
6HFUHWDU\RU$VVLVWDQW6HFUHWDU\VKRXOGVLJQEHORZ

Approved as to form:

B y :

B y : T i t l e :

City Attorney
Date Signed:
( N O T E : P u r s u a n t t o California Corporations Code Section 313, if Contractor is a corporation
or nonprofit organization, this Contract (1) must
be signed by (a) the Chairperson of the Board,
President or Vice-President and
(b) the
Secretary any Assistant Secretary, the Chief
Financial Officer or any Assistant Treasurer.

L I S T O F A T T A C H M E N T S :

Service Plan Exhibit A
Payment Provisions Exhibit B
Authorized Representatives and Notices Exhibit C
General Conditions Exhibit D
Special Conditions Exhibit E
Insurance Provisions Exhibit F
Standard Contract/EJ/TE 9-26-07
Rebuilding Together East Bay-North

For the Contract between the City of
Richmond and
(;+,%,7$
6(59,&(3/$1
Contractor shall, to the satisfaction of the , perform the following services and be compensated as outlined below:
&LW\ RI 5LFKPRQG &$
See attached for program description and budget.

Rebuilding Together East Bay-North

^KW
K&^
Zs/
^W>E

ŽŶƚƌĂĐƚŽƌƐŚĂůů͕ƚŽƚŚĞƐĂƚŝƐĨĂĐƚŝŽŶŽĨƚŚĞŝƚǇŽĨZŝĐŚŵŽŶĚ͕ƉĞƌĨŽƌŵƚŚĞĨŽůůŽǁŝŶŐƐĞƌǀŝĐĞƐĂŶĚ ďĞĐŽŵƉĞŶƐĂƚĞĚĂƐŽƵƚůŝŶĞĚďĞůŽǁ͗

^ĂĨĞKƌŐĂŶŝǌĞĚ^ƉĂĐĞƐ;^K^͊ͿZŝĐŚŵŽŶĚ͕ĂƉƌŽŐƌĂŵŽĨZĞďƵŝůĚŝŶŐdŽŐĞƚŚĞƌ ĂƐƚĂǇͲEŽƌƚŚ
;Zd
EͿ͕ǁŝůůĐŽůůĂďŽƌĂƚĞǁŝƚŚƉƌŽũĞĐƚƉĂƌƚŶĞƌƐͬƐƵďĐŽŶƚƌĂĐƚŽƌƐ͕ƚŚĞŝƚǇŽĨZŝĐŚŵŽŶĚ ĚĞƉĂƌƚŵĞŶƚƐ͕ŽƚŚĞƌƉƵďůŝĐĂŐĞŶĐŝĞƐ͕ĂŶĚƉƌŝǀĂƚĞĞŶƚŝƚŝĞƐƚŽƉƌŽǀŝĚĞŽƵƚƌĞĂĐŚĂŶĚƐƵƉƉŽƌƚ ƵŶƐŚĞůƚĞƌĞĚƉĞŽƉůĞǁŚŽƌĞƐŝĚĞŝŶŚŽŵĞůĞƐƐĞŶĐĂŵƉŵĞŶƚƐĂĐƌŽƐƐƚŚĞŝƚǇŽĨZŝĐŚŵŽŶĚ͘
Zd
EŝƐĂůŽĐĂůϱϬϭĐϯŶŽŶƉƌŽĨŝƚƚŚĂƚŚĂƐďĞĞŶƐĞƌǀŝŶŐƚŚĞĐŽŵŵƵŶŝƚǇƐŝŶĐĞϭϵϵϮǁŝƚŚĂĨŽĐƵƐ ŽŶĐŽŵŵƵŶŝƚǇƌĞǀŝƚĂůŝǌĂƚŝŽŶ͘Zd
EǁŝůůŚŽƐƚƚŚŝƐĞĨĨŽƌƚďǇƉƌŽǀŝĚŝŶŐŝƚƐŵĂŶĂŐĞŵĞŶƚĂŶĚ ĂĚŵŝŶŝƐƚƌĂƚŝǀĞƐĞƌǀŝĐĞƐĂŶĚǁŝůůĐŚĂƌŐĞĂϭϬйĂĚŵŝŶŝƐƚƌĂƚŝŽŶĨĞĞĂƐǁĞůůĂƐƉƌŽǀŝĚĞƚŚĞƐĞƌǀŝĐĞƐ ŽĨŝƚƐ
ǆĞĐƵƚŝǀĞŝƌĞĐƚŽƌƚŽŽǀĞƌƐĞĞĂůůĂĚŵŝŶŝƐƚƌĂƚŝǀĞĂƐƉĞĐƚƐŽĨƚŚĞ^K^ƉƌŽŐƌĂŵƐ͘Zd Eǁŝůů
ƉƌŽǀŝĚĞƚŚĞŽƌŐĂŶŝǌĂƚŝŽŶĂůŝŶĨƌĂƐƚƌƵĐƚƵƌĞĂŶĚĐĂƉĂĐŝƚǇŶĞĞĚĞĚƚŽĞŶƐƵƌĞƚŚĞƐŵŽŽƚŚĂŶĚ ĞĨĨŝĐŝĞŶƚĨƵŶĐƚŝŽŶŝŶŐŽĨƚŚĞƉƌŽŐƌĂŵƐ͘/ƚǁŝůůĂůƐŽƉƌŽǀŝĚĞůĞĂĚĞƌƐŚŝƉĨŽƌĨƵŶĚĂŶĚ ƉƌŽŐƌĂŵƐĚĞǀĞůŽƉŵĞŶƚĂŶĚĨĂĐŝůŝƚĂƚĞ^K^͊ZŝĐŚŵŽŶĚ͛ƐŐƌŽǁƚŚƚŽďĞĐŽŵĞĂĨƵůůǇĨƵŶĐƚŝŽŶŝŶŐ ƐƚĂŶĚͲĂůŽŶĞŽƌŐĂŶŝǌĂƚŝŽŶ͘

^K^͊ZŝĐŚŵŽŶĚŚĂƐďĞĞŶŽƉĞƌĂƚŝŽŶĂůƐŝŶĐĞϮϬϭϵĂŶĚƵŶŝƋƵĞůǇĨŽĐƵƐĞƐŝƚƐŵŝƐƐŝŽŶŽŶŝŵƉƌŽǀŝŶŐ ƐĂĨĞƚǇĂŶĚƉƌŽǀŝĚŝŶŐĞƐƐĞŶƚŝĂůĐĂƌĞĨŽƌŚŽŵĞůĞƐƐĞŶĐĂŵƉŵĞŶƚĚǁĞůůĞƌƐŝŶŝŶĨŽƌŵĂůƐƚƌƵĐƚƵƌĞƐ ĂŶĚƵŶŚŽƵƐĞĚǀĞŚŝĐůĞͲĚǁĞůůŝŶŐŚŽƵƐĞŚŽůĚƐŽŶĐŝƚǇƐƚƌĞĞƚƐĂŶĚŽƚŚĞƌƵŶƐƵƉƉŽƌƚĞĚůŽĐĂƚŝŽŶƐ͘ dŚĞƌĞĂŝƌĞĐƚŽƌǁŝůůĚŝƌĞĐƚƚŚĞĚĞǀĞůŽƉŵĞŶƚĂŶĚŽƉĞƌĂƚŝŽŶŽĨƚŚĞ^ƚƌĞĞƚƐdĞĂŵĨŽƌĚĂǇƚŝŵĞ ĞŶĐĂŵƉŵĞŶƚĂŶĚŶĞŝŐŚďŽƌŚŽŽĚĞŶŐĂŐĞŵĞŶƚĂŶĚƉƌŽǀŝƐŝŽŶŽĨďĂƐŝĐĂŵĞŶŝƚŝĞƐ͕ĂŶĚĨŽƌ ŶŝŐŚƚƚŝŵĞŶĞŝŐŚďŽƌŚŽŽĚƌĞƐƉŽŶƐĞƐƌĞůĂƚĞĚƚŽƉƵďůŝĐƐĂĨĞƚǇĂŶĚƋƵĂůŝƚǇŽĨůŝĨĞŝƐƐƵĞƐ͘,ĞǁŝůůĂůƐŽ ĐŽŽƌĚŝŶĂƚĞĂĐƚŝǀŝƚŝĞƐƚŽƐƵƉƉŽƌƚĨŽƌƚŚĐŽŵŝŶŐŝŶƚĞƌŝŵƐŚĞůƚĞƌŝŶŐƉƌŽŐƌĂŵƐ͘
WƌŽŐƌĂŵƉĂƌƚŶĞƌƐĂƌĞŽƚŚĞƌZŝĐŚŵŽŶĚŽƌŐĂŶŝǌĂƚŝŽŶƐƚŚĂƚǁŝůůďĞƐƵďĐŽŶƚƌĂĐƚĞĚƚŽƉƌŽǀŝĚĞ ƐĞƌǀŝĐĞƐƐƵĐŚĂƐ͗ƐƚĂĨĨƚƌĂŝŶŝŶŐĨŽƌǁŽƌŬĨŽƌĐĞƌĞĂĚŝŶĞƐƐ͕ƉƌŽĨĞƐƐŝŽŶĂůƐŬŝůůƐĂŶĚƉĞƌƐŽŶĂů ĚĞǀĞůŽƉŵĞŶƚ͖ĨŽŽĚĂŶĚǁĂƚĞƌĚŝƐƚƌŝďƵƚŝŽŶ͖ĐŽŵŵƵŶŝƚǇĂŶĚůĞĂĚĞƌƐŚŝƉĚĞǀĞůŽƉŵĞŶƚ͖ƚŽŝůĞƚƐ͕ ŚĂŶĚǁĂƐŚŝŶŐƐƚĂƚŝŽŶƐ͕ĂŶĚŽƚŚĞƌĂŵĞŶŝƚŝĞƐĂŶĚŝŶĨƌĂƐƚƌƵĐƚƵƌĞ͖ĂŶĚŽƚŚĞƌĞƐƐĞŶƚŝĂů ĞŶĐĂŵƉŵĞŶƚͲďĂƐĞĚĂŶĚŝŶƚĞƌŝŵƐŚĞůƚĞƌŝŶŐƐƵƉƉŽƌƚƐ͘

dŚĞ^ƚƌĞĞƚƐdĞĂŵŝƐĂǁŽƌŬĨŽƌĐĞĚĞǀĞůŽƉŵĞŶƚƉƌŽŐƌĂŵƚŚĂƚĞŵƉůŽǇƐŚŽŵĞůĞƐƐŝŶĚŝǀŝĚƵĂůƐƚŽĨŝůů ĂĐƌŝƚŝĐĂůŐĂƉĨŽƌŝŵƉƌŽǀĞŵĞŶƚŽĨƵŶƐĂĨĞĐŽŶĚŝƚŝŽŶƐĨŽƌƚŚĞŚĞĂůƚŚĂŶĚƐĞĐƵƌŝƚǇŽĨƵŶŚŽƵƐĞĚ ƉŽƉƵůĂƚŝŽŶƐĂŶĚŶĞŝŐŚďŽƌƐŝŵƉĂĐƚĞĚďǇŚŽŵĞůĞƐƐŶĞƐƐ͘
ŵƉůŽǇĞĞƐƉĂƌƚŝĐŝƉĂƚĞŝŶůŝĨĞƐŬŝůůƐĂŶĚ
ĞŵƉůŽǇŵĞŶƚͲƌĞůĂƚĞĚƐĞƐƐŝŽŶƐƚŽƉƌŽŵŽƚĞŵĂŝŶƐƚƌĞĂŵďĞŚĂǀŝŽƌƐĨŽƌƚŚĞƉƵƌƉŽƐĞŽĨĞŶĂďůŝŶŐ ƚŚĞŵƚŽďƵŝůĚŽŶƐŬŝůůƐĂŶĚĚĞǀĞůŽƉĂǁŽƌŬŚŝƐƚŽƌǇĨŽƌĞǀĞŶƚƵĂůĞŵƉůŽǇŵĞŶƚĞůƐĞǁŚĞƌĞ͘
dŚĞ^ƚƌĞĞƚƐdĞĂŵƌĞƐƉŽŶĚƐƚŽŚŽŵĞůĞƐƐŶĞƐƐĂƚƉĂƌŬƐ͕ĨƌĞĞǁĂǇƐ͕ƚƌĂŝŶƚƌĂĐŬƐ͕ĐƌĞĞŬƐĂŶĚŽŶ ŶĞŝŐŚďŽƌŚŽŽĚƐƚƌĞĞƚƐĂƚŬĞǇůŽĐĂƚŝŽŶƐƚŚƌŽƵŐŚŽƵƚZŝĐŚŵŽŶĚ͕ĂƐĚĞƚĞƌŵŝŶĞĚďǇƚŚĞŝƚǇŽĨ ZŝĐŚŵŽŶĚ͘^K^͊ĂŶƚŝĐŝƉĂƚĞƐƚŚĂƚŝƚƐĐƵƌƌĞŶƚĨŝĨƚĞĞŶƉĂŝĚƵŶŚŽƵƐĞĚŝŶĚŝǀŝĚƵĂůƐĐƵƌƌĞŶƚůǇƐĞƌǀŝŶŐ

ĂƐŶĞŝŐŚďŽƌŚŽŽĚƐƚĞǁĂƌĚƐĂŶĚƌŽůĞŵŽĚĞůƐŵĂǇďĞƐĐĂůĞĚƵƉƚŽĂƐŵĂŶǇĂƐϲϬƉĂŝĚĞŵƉůŽǇĞĞƐ ĂŶĚŝŶƚĞƌŶƐ͘

dŚĞ^ƚƌĞĞƚƐdĞĂŵǁŝůůƉƌŽǀŝĚĞŽƵƚƌĞĂĐŚƚŚƌŽƵŐŚƚŚĞƉƌŽǀŝƐŝŽŶŽĨƚƌĂƐŚĐůĞĂŶƵƉ͕ƐĂŶŝƚĂƚŝŽŶĂŶĚ ŚǇŐŝĞŶĞŝŶƚĞƌǀĞŶƚŝŽŶƐ͕ĞŵƉŽǁĞƌŵĞŶƚƉƌŽĐĞƐƐĞƐ͕ĂŶĚĐŽŵŵƵŶŝƚǇůŝĂŝƐŽŶƐĞƌǀŝĐĞƐƚŚĂƚůĞĂĚƚŽ ŝŵƉƌŽǀĞĚĞŶĐĂŵƉŵĞŶƚĂŶĚŶĞŝŐŚďŽƌŚŽŽĚĐŽŶĚŝƚŝŽŶƐ͘ŽŵŵƵŶŝƚǇͲŝŶƚĞŐƌĂƚĞĚĞĨĨŽƌƚƐǁŝůů ĞŶŐĂŐĞƉƵďůŝĐ͕ŶŽŶƉƌŽĨŝƚ͕ĐŽŵŵƵŶŝƚǇͲďĂƐĞĚĂŶĚďƵƐŝŶĞƐƐƐĞĐƚŽƌƐƚŽůĞǀĞƌĂŐĞďĂƐŝĐĂŵĞŶŝƚŝĞƐ ĨŽƌĞŶĐĂŵƉŵĞŶƚƌĞƐŝĚĞŶƚƐ͕ĂĚĚƌĞƐƐŝŶĚŝǀŝĚƵĂůĂŶĚĐŽŵŵƵŶŝƚǇŶĞĞĚƐĂƚĞŶĐĂŵƉŵĞŶƚƐ͕ĂŶĚ ŝŵƉƌŽǀĞƌĞůĂƚŝŽŶƐŚŝƉƐďĞƚǁĞĞŶĞŶĐĂŵƉŵĞŶƚĐŽŵŵƵŶŝƚŝĞƐĂŶĚƚŚĞŶĞŝŐŚďŽƌŚŽŽĚƐǁŚĞƌĞ ĞŶĐĂŵƉŵĞŶƚƐĂƌĞůŽĐĂƚĞĚ͘

dŚĞ^ƚƌĞĞƚƐdĞĂŵǁŝůůďĞƐƵƉĞƌǀŝƐĞĚďǇƚǁŽ&ŝĞůĚ^ƵƉĞƌǀŝƐŽƌƐ͘dŚĞĚĂǇƚŝŵĞ&ŝĞůĚ^ƵƉĞƌǀŝƐŽƌǁŝůů ůĞĂĚ͕ŵŽĚĞů͕ŽǀĞƌƐĞĞ͕ĂŶĚŚŽůĚƉĞƌƐŽŶĂůĂŶĚƚĞĂŵĂĐĐŽƵŶƚĂďŝůŝƚǇǁŝƚŚƐƵƉĞƌǀŝƐŝŽŶŽĨƚŚĞ^ƚƌĞĞƚƐ dĞĂŵ͛ƐƐƚĂĨĨĂŶĚŝŶƚĞƌŶ͞^ĂĨĞƚǇ'ƵĂƌĚŝĂŶƐ͟ƚŽĐŽŶĚƵĐƚŵŽďŝůĞĂŶĚůŽĐĂůŝǌĞĚĞŶĐĂŵƉŵĞŶƚĂŶĚ ŶĞŝŐŚďŽƌŚŽŽĚĞŶŐĂŐĞŵĞŶƚƐĞƌǀŝĐĞƐ͕ǁŝƚŚĂĨŽĐƵƐŽŶĚĞůŝǀĞƌǇŽĨďĂƐŝĐĂŵĞŶŝƚŝĞƐĂĐĐŽƌĚŝŶŐƚŽĂ ƉƌĞĚŝĐƚĂďůĞĚĂǇƚŝŵĞƐĐŚĞĚƵůĞ͘

dŚĞŶŝŐŚƚƚŝŵĞ&ŝĞůĚ^ƵƉĞƌǀŝƐŽƌǁŝůůŽǀĞƌƐĞĞƚŚĞ^ƚƌĞĞƚƐdĞĂŵ͛ƐƐĞĐŽŶĚƐŚŝĨƚĂƐĂŶĂƐƐĞƌƚŝǀĞ ĐŽŵŵƵŶŝƚǇůŝĂŝƐŽŶĨŽƌŝŵƉƌŽǀŝŶŐŶĞŝŐŚďŽƌŚŽŽĚƋƵĂůŝƚǇŽĨůŝĨĞ͘dŚĞŵŽďŝůĞƚĞĂŵǁŝůůƐƵƉƉŽƌƚĂŶĚ ůĞĂĚĂŚŽŵĞůĞƐƐĞŶŐĂŐĞŵĞŶƚƚĞĂŵŽĨůŽĐĂůƐĂĨĞƚǇŐƵĂƌĚŝĂŶƐǁŚŽƌĞƐƉŽŶĚƚŽŶĞŝŐŚďŽƌŚŽŽĚ ĐŽŵƉůĂŝŶƚƐĂŶĚƐƚĞǁĂƌĚƐƚƌĞĞƚĂŶĚĞŶĐĂŵƉŵĞŶƚŚŽƚƐƉŽƚƐ͘
dŚĞƉƌŽŐƌĂŵǁŝůůƵƚŝůŝǌĞĞƋƵŝƉŵĞŶƚ͕ƐƵƉƉůŝĞƐĂŶĚŵĂƚĞƌŝĂůƐƐƵĐŚĂƐƐĂŶŝƚĂƚŝŽŶ͕ŚǇŐŝĞŶĞĂŶĚ ǁĂƚĞƌƐƵƉƉůŝĞƐ͕ƚƌĂƐŚďĂŐƐ͕ŐůŽǀĞƐ͕ŵĂƐŬƐ͕ǀĞƐƚƐ͕ŵĂƚĞƌŝĂůƐƚŽŵĂŝŶƚĂŝŶǀĞŚŝĐůĞƐĂŶĚĞƋƵŝƉŵĞŶƚ͕ ƐĂĨĞƚǇWW
͕ĨƵĞů͕ĨŽŽĚͬďĞǀĞƌĂŐĞƐ͕ŽĨĨŝĐĞŵĂƚĞƌŝĂůƐ͕ƉƌŝŶƚŝŶŐ͕ƚƌĂƐŚĚŝƐƉŽƐĂůƚƌĂŝůĞƌ͕ĞƚĐ͘/ƚǁŝůů ĂĐĐŽŵŵŽĚĂƚĞĚĞďƌŝƐĚŝƐƉŽƐĂůĐŽƐƚƐĨŽƌZĞƉƵďůŝĐ^ĞƌǀŝĐĞƐƚŝƉƉŝŶŐĨĞĞƐ͘dŚĞŽƌŐĂŶŝǌĂƚŝŽŶƐǁŝůů ǁŽƌŬĂƚĂĞŶƚƌĂůZŝĐŚŵŽŶĚŽĨĨŝĐĞƐƉĂĐĞĂŶĚŵĞĞƚŝŶŐƐƉĂĐĞ͕ĂŶĚĐŽƐƚƐŵĂǇĂůƐŽŝŶĐůƵĚĞƐƚŽƌĂŐĞ ŽĨƐƵƉƉůŝĞƐĂŶĚĚŽŶĂƚĞĚŵĂƚĞƌŝĂůƐ͕ĂŶĚƐƚŽƌĂŐĞŽĨŚĞĂǀǇĞƋƵŝƉŵĞŶƚĂŶĚǀĞŚŝĐůĞƐ͘
^ƚƌĞĞƚƐdĞĂŵƐĞƌǀŝĐĞĂĐƚŝǀŝƚŝĞƐǁŝůůŝŶĐůƵĚĞ͗

ůĞĂŶƵƉŽĨƚƌĂƐŚĂŶĚĚƵŵƉŝŶŐ͘^K^ǁŝůůĞǆƉĂŶĚĂŶĚĚĞĞƉĞŶŝƚƐĚĞďƌŝƐƌĞŵŽǀĂůƚŽůŽĐĂƚŝŽŶƐ ƚŚƌŽƵŐŚŽƵƚZŝĐŚŵŽŶĚ͕ŝŶĐůƵĚŝŶŐĞǆŝƐƚŝŶŐĂŶĚĂďĂŶĚŽŶĞĚĞŶĐĂŵƉŵĞŶƚƐ͕ƉƵďůŝĐƐƉĂĐĞƐƐƵĐŚĂƐ ƉĂƌŬƐ͕ĐƌĞĞŬƐ͕ƐƚƌĞĞƚƐ͕ĂŶĚĂŶǇǁŚĞƌĞƚŚĂƚƚƌĂƐŚĂĐĐƵŵƵůĂƚĞƐ͘^ŝŶĐĞƌĞĐĞŝǀŝŶŐŝƚƐĨŝƌƐƚĐŝƚǇŐƌĂŶƚŝŶ ϮϬϭϵ͕^K^͊ZŝĐŚŵŽŶĚŚĂƐŚĂĚĂƐŝŐŶŝĨŝĐĂŶƚƉŽƐŝƚŝǀĞŝŵƉĂĐƚŽŶĞŶĐĂŵƉŵĞŶƚƐĂŶĚƚŚĞŝƌ ƐƵƌƌŽƵŶĚŝŶŐŶĞŝŐŚďŽƌŚŽŽĚƐ͘dŚĞ^ƚƌĞĞƚƐdĞĂŵĐƵƌƌĞŶƚůǇƌĞŵŽǀĞƐĨŝǀĞƚŽŶƐƉĞƌǁĞĞŬĨƌŽŵ ĚƵŵƉĞĚůŽĐĂƚŝŽŶƐ͘/ƚŝƐĂŶƚŝĐŝƉĂƚĞĚƚŚĂƚƚŚĞƚĞĂŵǁŝůůƌĞŵŽǀĞĂŶĚĚŝƐƉŽƐĞŽĨϴͲϭϬƚŽŶƐŽĨƚƌĂƐŚ ƉĞƌǁĞĞŬ͘

ŶĐĂŵƉŵĞŶƚƌĞƐŝĚĞŶƚƐĂƌĞĞŶĐŽƵƌĂŐĞĚĂŶĚŵŽƚŝǀĂƚĞĚƚŽƐƚĞǁĂƌĚƚŚĞŝƌƐƵƌƌŽƵŶĚŝŶŐƐĂŶĚŬĞĞƉ ƚŚĞŵĐůĞĂŶĂŶĚƐĂĨĞ͘^K^͊ZŝĐŚŵŽŶĚ͛ƐĂƉƉƌŽĂĐŚŝƐƚŽƌĞĐƌƵŝƚĂŶĚƚƌĂŝŶĞŶĐĂŵƉŵĞŶƚƌĞƐŝĚĞŶƚƐ ƚŽƐĞůĨͲŵĂŶĂŐĞƚŚĞŝƌƐƉĂĐĞƐĂŶĚƉƌĞƉĂƌĞƚƌĂƐŚĨŽƌƌĞŵŽǀĂůĂŶĚĚŝƐƉŽƐĂůďǇƚŚĞ^ƚƌĞĞƚƐdĞĂŵ͛Ɛ ŵŽďŝůĞĞŶŐĂŐĞŵĞŶƚƚĞĂŵ͘
ŶĐĂŵƉŵĞŶƚĚǁĞůůĞƌƐǁŝůůďĞŶĞĨŝƚĨƌŽŵŝŵƉƌŽǀĞĚůŝǀŝŶŐĐŽŶĚŝƚŝŽŶƐ͕Ă ŚĞĂůƚŚŝĞƌĞŶǀŝƌŽŶŵĞŶƚ͕ĂŶĚƐĂĨĞƌĂŶĚŵŽƌĞŽƌŐĂŶŝǌĞĚĐĂŵƉĐŽŵŵƵŶŝƚŝĞƐ͘dŚŝƐŝƐŵĂĚĞƉŽƐƐŝďůĞ

ďǇĐƵůƚŝǀĂƚŝŶŐƚƌƵƐƚŝŶŐƌĞůĂƚŝŽŶƐŚŝƉƐ͕ĂŶĚ^ƚƌĞĞƚƐdĞĂŵŵĞŵďĞƌƐƵƐĞƚŚĞŝƌƵŶŝƋƵĞŬŶŽǁůĞĚŐĞŽĨ ůŽĐĂůŝǌĞĚĐƵůƚƵƌĞƐ͕ĚǇŶĂŵŝĐƐ͕ĂŶĚŶƵĂŶĐĞĚĞŶĐĂŵƉŵĞŶƚĞǆƉĞƌŝĞŶĐĞƐƚŽŐĂŝŶƚƌƵƐƚĂŶĚŵŽĚĞů ůĞĂĚĞƌƐŚŝƉ͘dĞĂŵŵĞŵďĞƌƐĐĂŶƌĞůĂƚĞƚŽƚŚĞŝƌƵŶƐŚĞůƚĞƌĞĚƉĞĞƌƐŽŶĂůĞǀĞůƚŚĂƚŝƐŶŽƚƉŽƐƐŝďůĞ ǁŝƚŚŝŶƐƚŝƚƵƚŝŽŶĂůƐĞƌǀŝĐĞƉƌŽǀŝĚĞƌƐ͕ĞŶĂďůŝŶŐƚŚĞŵƚŽĨŽƐƚĞƌĞŵƉŽǁĞƌŵĞŶƚĂŶĚƉŽƐŝƚŝǀĞ ďĞŚĂǀŝŽƌ͘

/ŵƉƌŽǀĞŵĞŶƚƐŝŶĐŽůůĂďŽƌĂƚŝŽŶĂŶĚƐŚĂƌĞĚƉƌŽƚŽĐŽůƐĂŵŽŶŐƚŚĞƐĞƵŶŚŽƵƐĞĚůĞĂĚĞƌƐ͕ĂŶĚ ƉƵďůŝĐĂŐĞŶĐŝĞƐĂŶĚŶĞŝŐŚďŽƌŚŽŽĚŐƌŽƵƉƐ͕ǁŝůůƉƌŽǀŝĚĞƚŚĞŝƌĞǇĞƐŽŶƚŚĞŐƌŽƵŶĚĨŽƌƚŚĞ^ƚƌĞĞƚƐ dĞĂŵƚŽďĞƌĞƐƉŽŶƐŝǀĞƚŽŶĞǁŶĞĞĚƐĞĂĐŚĚĂǇ͕ƚŚƵƐďĞŶĞĨŝƚƚŝŶŐƚŚĞŝƚǇĂŶĚƌĞůŝĞǀŝŶŐƚŚĞ ŽǀĞƌǁŚĞůŵŝŶŐƉƌŽďůĞŵŽĨŝůůĞŐĂůĚƵŵƉŝŶŐ͘dŚƌŽƵŐŚƚŚŝƐƉƌŽĐĞƐƐ͕ƐƚĂŬĞŚŽůĚĞƌƐŝŵƉƌŽǀĞƚŚĞ ƉĞƌĐĞƉƚŝŽŶŽĨƉƵďůŝĐƉĂƌŬƐ͕ƐƚƌĞĞƚƐ͕ĂŶĚŽƚŚĞƌƉƌŽŵŝŶĞŶƚƉůĂĐĞƐĂƐƐĂĨĞƐƉĂĐĞƐ͕ŝŶĨŽƌŵ ƉĞƌĐĞƉƚŝŽŶƐĂďŽƵƚŚŽŵĞůĞƐƐŶĞƐƐ͕ĂŶĚŝŶĐƌĞĂƐĞĐƌŽƐƐͲƐĞĐƚŽƌĐŽŽƉĞƌĂƚŝŽŶ͘
dŚĞ^ƚƌĞĞƚƐdĞĂŵŵŽĚĞůƐƚŚŝƐĐůĞĂŶƵƉĂĐƚŝǀŝƚǇĨŽƌůŽĐĂůĞŶĐĂŵƉŵĞŶƚƌĞƐŝĚĞŶƚƐĂŶĚŶĞŝŐŚďŽƌƐ ĂůŝŬĞĂŶĚƌĂŝƐĞƐƉƵďůŝĐĂǁĂƌĞŶĞƐƐĂďŽƵƚŶĞŝŐŚďŽƌŚŽŽĚƐĂĨĞƚǇ͘ƐƚŚĞ^ƚƌĞĞƚƐdĞĂŵĐŽŶĚƵĐƚƐŝƚƐ ƐĂŶŝƚĂƚŝŽŶĂŶĚŽƵƚƌĞĂĐŚĞĨĨŽƌƚƐ͕^K^͊ZŝĐŚŵŽŶĚĐŽŵŵƵŶŝĐĂƚĞƐǁŝƚŚŶĞŝŐŚďŽƌŚŽŽĚƉĂƌƚŶĞƌƐĂŶĚ ĐŽŵŵƵŶŝƚǇůĞĂĚĞƌƐ͕ƉƵďůŝĐĂŐĞŶĐǇƌĞƉƌĞƐĞŶƚĂƚŝǀĞƐ͕ĂƚƚĞŶĚƐŶĞŝŐŚďŽƌŚŽŽĚĐŽƵŶĐŝůĂŶĚĐŝǀŝĐ ŐƌŽƵƉŵĞĞƚŝŶŐƐ͕ĂŶĚƐŚŽǁƐƵƉŽŶŶĞŝŐŚďŽƌŚŽŽĚƐƚƌĞĞƚƐƌĞĂĚǇƚŽĞŶŐĂŐĞŝŶĐŽŶǀĞƌƐĂƚŝŽŶƐǁŝƚŚ ŚŽƵƐĞĚĂŶĚƵŶŚŽƵƐĞĚŶĞŝŐŚďŽƌƐĂŶĚƌĞƐƉŽŶĚƚŽƚŚĞŝƌĐŽŶĐĞƌŶƐĂŶĚŶĞĞĚƐ͘/ƚŽƌŐĂŶŝǌĞƐĨŽƌ ŐƌĞĂƚĞƌůĞǀĞůƐŽĨĐŽŵŵƵŶŝĐĂƚŝŽŶĂŶĚĐŽŽƉĞƌĂƚŝŽŶĂďŽƵƚƚŚĞƉƌŽďůĞŵƐŽĨŚŽŵĞůĞƐƐŶĞƐƐ͘^ƵĐŚ ƉƵďůŝĐĂǁĂƌĞŶĞƐƐĞĨĨŽƌƚƐǁŝůůƵůƚŝŵĂƚĞůǇƌĞƐƵůƚŝŶƚŚĞŝŶƚƌŽĚƵĐƚŝŽŶŽĨŝŶƚĞƌŝŵƐŚĞůƚĞƌŝŶŐ͕ĂŶĚ ĞǀĞŶƚƵĂůůǇƉĞƌŵĂŶĞŶƚŚŽƵƐŝŶŐ͕ƐŽůƵƚŝŽŶƐŝŶZŝĐŚŵŽŶĚŶĞŝŐŚďŽƌŚŽŽĚƐ͘
ĞůŝǀĞƌŵŽďŝůĞƐŚŽǁĞƌƐƚŽůŽĐĂƚŝŽŶƐŶĞĂƌƵŶŚŽƵƐĞĚŶĞŝŐŚďŽƌƐ͘dŚĞ^ƚƌĞĞƚƐdĞĂŵǁŝůůŽƉĞƌĂƚĞ ƚŚĞ^ŚŽǁĞƌWŽǁĞƌƉƌŽŐƌĂŵ͕ĂĐŽůůĂďŽƌĂƚŝǀĞ͕ĐŽŽƌĚŝŶĂƚĞĚĞĨĨŽƌƚƚŚĂƚŝŶĐůƵĚĞƐĂŵŽďŝůĞƐŚŽǁĞƌ ƚƌĂŝůĞƌƚŚĂƚƚƌĂǀĞůƐƚŽŚŽŵĞůĞƐƐĞŶĐĂŵƉŵĞŶƚƐĂŶĚůŽĐĂƚŝŽŶƐǁŚĞƌĞĐůƵƐƚĞƌƐŽĨƉĞŽƉůĞƌĞƐŝĚĞŝŶ ǀĞŚŝĐůĞƐ͘^K^͊ZŝĐŚŵŽŶĚƉĂƌƚŶĞƌƐǁŝƚŚŽƚŚĞƌĐŽŵŵƵŶŝƚǇŽƌŐĂŶŝǌĂƚŝŽŶƐƚŽĚĞůŝǀĞƌĂĐŽŶƐƚĞůůĂƚŝŽŶ ŽĨĞƐƐĞŶƚŝĂůƐĞƌǀŝĐĞƐĨŽƌƵŶƐŚĞůƚĞƌĞĚƌĞƐŝĚĞŶƚƐŽĨZŝĐŚŵŽŶĚǁŝƚŚƚŚĞ^ŚŽǁĞƌWŽǁĞƌƉƌŽŐƌĂŵĂƐ ŝƚƐĐŽƌŶĞƌƐƚŽŶĞ͘^ĞƌǀŝĐĞƐŝŶĐůƵĚĞŚŽƚƐŚŽǁĞƌƐ͕ĚĞůŝǀĞƌǇŽĨĨŽŽĚ͕ǁĂƚĞƌĂŶĚƐƵƉƉůŝĞƐ͕ĂŶĚŽƚŚĞƌ ƐĞƌǀŝĐĞƐĂƐĚĞƐĐƌŝďĞĚďĞůŽǁ͘

dŚĞŵŽďŝůĞƐŚŽǁĞƌǁŝůůǀŝƐŝƚĂƚůĞĂƐƚĨŝǀĞůŽĐĂƚŝŽŶƐƉĞƌǁĞĞŬĨŽƌϯͲϰŚŽƵƌƐƉĞƌĚĂǇ͕ƐĞƌǀŝŶŐϭϬϬ ŽƌŵŽƌĞŚŽŵĞůĞƐƐƉĞŽƉůĞĞĂĐŚǁĞĞŬ͘DĂƐŬŝŶŐ͕ƐŽĐŝĂůĚŝƐƚĂŶĐŝŶŐĂŶĚƐĂŶŝƚĂƚŝŽŶƉƌŽƚŽĐŽůƐĂƌĞ ƐƚƌŝĐƚůǇĞŶĨŽƌĐĞĚďǇƚƌĂŝŶĞĚǁŽƌŬĞƌƐ͘dŚĞƚĞĂŵǁŝůůĐŽŶƚŝŶƵĞƚŽƐĞĐƵƌĞƉƵďůŝĐĂŶĚƉƌŝǀĂƚĞŚŽƐƚƐ ƚŽƉƌŽǀŝĚĞǁĂƚĞƌ͕ĞůĞĐƚƌŝĐŝƚǇĂŶĚŐƌĞǇǁĂƚĞƌĞĨĨůƵĞŶƚĚƌĂŝŶĂŐĞĂƚůŽĐĂƚŝŽŶƐŶĞĂƌĞŶĐĂŵƉŵĞŶƚƐ͘/Ŷ ĂĚĚŝƚŝŽŶƚŽĂŚŽƚƐŚŽǁĞƌ͕ƚŚĞƵŶŚŽƵƐĞĚŝŶĚŝǀŝĚƵĂůƐƌĞĐĞŝǀĞ͗ĨŽŽĚĂŶĚĚƌŝŶŬŝŶŐǁĂƚĞƌ͖ŶĞǁƐŽĐŬƐ ĂŶĚƵŶĚĞƌǁĞĂƌ͕ĂŶĚĂĐĐĞƐƐƚŽĐůĞĂŶĐůŽƚŚŝŶŐ͖ƉĞƌƐŽŶĂůƉƌŽƚĞĐƚŝǀĞĞƋƵŝƉŵĞŶƚƐƵĐŚĂƐĨĂĐĞ ŵĂƐŬƐ͕ŐůŽǀĞƐ͕ĂŶĚƐĂŶŝƚŝǌĞƌ͖ŚǇŐŝĞŶĞƐƵƉƉůŝĞƐ͕ƐĂŶŝƚĂƚŝŽŶƐƵƉƉůŝĞƐĂŶĚƚƌĂƐŚďĂŐƐ͖ƚĞŶƚƐ͕ƚĂƌƉƐ͕ ƐůĞĞƉŝŶŐďĂŐƐĂŶĚďůĂŶŬĞƚƐĨŽƌƚŚŽƐĞǁŝƚŚŽƵƚƚŚĞŵ͖ĂƐƐŝƐƚĂŶĐĞŶĂǀŝŐĂƚŝŶŐƚŚĞŽŽƌĚŝŶĂƚĞĚ ŶƚƌǇ
^ǇƐƚĞŵŽĨŚŽŵĞůĞƐƐƐĞƌǀŝĐĞƐ͕ŝŶĐůƵĚŝŶŐŚĞĂůƚŚĐĂƌĞĂŶĚŝŶĨŽƌŵĂƚŝŽŶĂďŽƵƚŚŽƵƐŝŶŐ͘
^ŚŽǁĞƌWŽǁĞƌƐĞƌǀĞƐĂƐĂĚƌĂǁƚŽĞŶŐĂŐĞƉĞŽƉůĞǁŝƚŚĂĚĚŝƚŝŽŶĂůƐĞƌǀŝĐĞƐ͕ďƌŝŶŐŝŶŐŝŶƉĞŽƉůĞ ǁŚŽŵŝŐŚƚŶŽƚŽƚŚĞƌǁŝƐĞƐĞĞŬƚŚĞŚĞůƉƚŚĞǇŶĞĞĚ͘dŚĞƐŚŽǁĞƌƐĂƌĞĂƉŽŝŶƚŽĨĐŽŶǀĞƌŐĞŶĐĞŽĨ ƉĞŽƉůĞĂŶĚƌĞƐŽƵƌĐĞƐŝŶƉĂƌƚŶĞƌƐŚŝƉǁŝƚŚĐŽŵŵƵŶŝƚǇͲďĂƐĞĚ͕ŶŽŶƉƌŽĨŝƚ͕ĂŶĚƉƵďůŝĐĂŐĞŶĐǇ

ƉĂƌƚŶĞƌƐ͕ŝŶĐůƵĚŝŶŐĂĐƚŝǀĞƌĞůĂƚŝŽŶƐŚŝƉƐǁŝƚŚƚŚĞŽƵŶƚǇ͛ƐKZ ŵŽďŝůĞŚŽŵĞůĞƐƐŽƵƚƌĞĂĐŚ͕
,ĞĂůƚŚĂƌĞĨŽƌƚŚĞ,ŽŵĞůĞƐƐ͕&ƌĞĞDĞĂůƐŽŶtŚĞĞůƐ͕ĂŶĚŽƚŚĞƌĐŽůůĂďŽƌĂƚŝǀĞƉĂƌƚŶĞƌƐ͘ ƌŽƚŚĞƌƐŽĨ/ŶƚĞƌŶĂƚŝŽŶĂů&ĂŝƚŚǁŝůůŚŽƐƚĨŽŽĚĚŝƐƚƌŝďƵƚŝŽŶĂůŽŶŐƐŝĚĞ^ŚŽǁĞƌWŽǁĞƌĂƚƐŚŽǁĞƌ ƐĞƌǀŝĐĞůŽĐĂƚŝŽŶƐ͘

ĚƌŝǀĞƌĂŶĚĂƚůĞĂƐƚƚǁŽƐƚĂĨĨŵĞŵďĞƌƐĂƌĞƌĞƋƵŝƌĞĚƚŽĚĞůŝǀĞƌĂŶĚƐĞƚƵƉƚŚĞŵŽďŝůĞƐŚŽǁĞƌ ƵŶŝƚ͕ǁĞůĐŽŵĞĂŶĚƐƵƌǀĞǇƐŚŽǁĞƌƉƌŽŐƌĂŵƉĂƌƚŝĐŝƉĂŶƚƐ͕ĚŝƐƚƌŝďƵƚĞƐƵƉƉůŝĞƐ͕ĞŶŐĂŐĞǁŝƚŚ ƉĂƌƚŝĐŝƉĂŶƚƐƚŽĚŝƐĐƵƐƐƚŚĞŝƌŶĞĞĚƐ͕ĂŶĚĐůĞĂŶĂŶĚĚŝƐŝŶĨĞĐƚƚŚĞƵŶŝƚƐĂĨƚĞƌĞĂĐŚƵƐĞ͘dŚĞďƵĚŐĞƚ ƉƌĞƐĞŶƚĞĚŝŶƚŚŝƐĐŽŶƚƌĂĐƚĂƐƐƵŵĞƐĂŶĂůŝŐŶĞĚĚĞůŝǀĞƌǇŽĨ^ƚƌĞĞƚƐdĞĂŵƐĂŶŝƚĂƚŝŽŶĂŶĚ^ŚŽǁĞƌ WŽǁĞƌŚǇŐŝĞŶĞƐĞƌǀŝĐĞƐ͘

ĞƉůŽǇĂĚĚŝƚŝŽŶĂůĂĐƚŝǀŝƚŝĞƐƚŚĂƚƉƌŽǀŝĚĞĨŽƌƚƌĂƐŚƐƚŽƌĂŐĞ͕ƉŽƌƚĂďůĞƚŽŝůĞƚƐͬŚĂŶĚǁĂƐŚŝŶŐ ƐƚĂƚŝŽŶƐ͕ĚƌŝŶŬŝŶŐǁĂƚĞƌ͕ĂŶĚǁĂƐƚĞǁĂƚĞƌĂƚĞŶĐĂŵƉŵĞŶƚĂŶĚƐƚƌĞĞƚůŽĐĂƚŝŽŶƐ͕ƐĐĂƚƚĞƌĞĚƐŝƚĞƐ ĨŽƌŽĨĨͲƐƚƌĞĞƚƉĂƌŬŝŶŐ͕ĂŶĚĨƵƚƵƌĞŝŶƚĞƌŝŵƐŚĞůƚĞƌŝŶŐǀŝůůĂŐĞƐ͘ƵƌƌĞŶƚůǇƵŶƐƵƉƉŽƌƚĞĚ ĞŶĐĂŵƉŵĞŶƚƐǁŝůůďĞŐƌĂĚƵĂůůǇƐƵƉƉŽƌƚĞĚǁŝƚŚƚŚĞŝŶƚƌŽĚƵĐƚŝŽŶŽĨĂŵĞŶŝƚŝĞƐ͘DĂŶĂŐĞĚ ĞŶĐĂŵƉŵĞŶƚƐǁŝůůďĞŵĂŝŶƚĂŝŶĞĚǁŝƚŚŵŽƌĞƌŽďƵƐƚƐĞƌǀŝĐĞĂŶĚůĞĂĚĞƌƐŚŝƉͲďƵŝůĚŝŶŐ͕ĂŶĚŝŶƚĞƌŝŵ ƐŚĞůƚĞƌŝŶŐůŽĐĂƚŝŽŶƐǁŝůůďĞƐŝŵŝůĂƌůǇƐƵƉƉŽƌƚĞĚǁŝƚŚƚŚĞƐĞďĂƐŝĐĂŵĞŶŝƚŝĞƐ͘DĂŶǇŽĨƚŚĞƐĞ ƌĞƐŽƵƌĐĞƐǁŝůůďĞƉƌŽǀŝĚĞĚďǇĐŽŵŵƵŶŝƚǇͲďĂƐĞĚĞĨĨŽƌƚƐŽĨŝŶͲŬŝŶĚƐƵƉƉŽƌƚĞƌƐʹƉĞŽƉůĞǁŚŽůŝǀĞ ŝŶZŝĐŚŵŽŶĚĂŶĚǁĂŶƚƚŽƐĞĞƚŚĞƉƌŽďůĞŵƐŽĨŚŽŵĞůĞƐƐŶĞƐƐĂĚĚƌĞƐƐĞĚĨŽƌĂŶŝŵƉƌŽǀĞĚĐŝǀŝů ƐŽĐŝĞƚǇǁŝƚŚƐĂĨĞƚǇŶĞƚƐƵƉƉŽƌƚƐ͘

dŚĞŝŶĨƌĂƐƚƌƵĐƚƵƌĂůŝŵƉƌŽǀĞŵĞŶƚƐǁŝůůďĞĚĞůŝǀĞƌĞĚĂŶĚŵĂŶĂŐĞĚďǇƚŚĞ^ƚƌĞĞƚƐdĞĂŵŝŶ ĐŽůůĂďŽƌĂƚŝŽŶǁŝƚŚƉƵďůŝĐͬƉƌŝǀĂƚĞƉĂƌƚŶĞƌƐǁŚŽŝŶǀĞƐƚŝŶƚŚĞƐĂĨĞƚǇŽĨĞŶĐĂŵƉŵĞŶƚƌĞƐŝĚĞŶƚƐ ĂŶĚƚŚĞŝƌŝŵƉĂĐƚĞĚŶĞŝŐŚďŽƌŚŽŽĚƐ͘dŚĞƐĞĂĐƚŝŽŶƐĚĞŵŽŶƐƚƌĂƚĞƚŽĞŶĐĂŵƉŵĞŶƚƌĞƐŝĚĞŶƚƐƚŚĂƚ ƚŚĞǇŚĂǀĞĂƌĞƐƉŽŶƐŝďŝůŝƚǇƚŽƵƚŝůŝǌĞĂŶĚƐĞĐƵƌĞƚŚĞŝŶĨƌĂƐƚƌƵĐƚƵƌĞĂŶĚƐƚĞǁĂƌĚƚŚĞŝƌ ƐƵƌƌŽƵŶĚŝŶŐƐ͕ŝŶĂĚĚŝƚŝŽŶƚŽĂĚĚƌĞƐƐŝŶŐƚŚĞŝƌŵŽƐƚĚŝƌĞĂŶĚďĂƐŝĐŶĞĞĚƐ͘WƌŽŐƌĂŵƉĂƌƚŶĞƌƐǁŝůů ǁŽƌŬǁŝƚŚ^K^ͬZd
EƚŽůĞĂƐĞ͕ƐŝƚĞ͕ƐĞĐƵƌĞ͕ŵĂŶĂŐĞĂŶĚƐĞƌǀŝĐĞĂŶǇĚĞďƌŝƐ͕ƚŽŝůĞƚ͕ǁĂƚĞƌ͕ĂŶĚ ǁĂƐƚĞǁĂƚĞƌƐǇƐƚĞŵƐƚŚĂƚĂƌĞĐŽŶƚƌĂĐƚĞĚĨŽƌŝŶƚĞƌŝŵƵƐĞƚŽŝŵƉƌŽǀĞƉƵďůŝĐŚĞĂůƚŚ͘
>ĞĂĚĞƌͲďƵŝůĚŝŶŐĂŶĚǁŽƌŬĨŽƌĐĞĚĞǀĞůŽƉŵĞŶƚĂĐƚŝǀŝƚŝĞƐƐŽƚŚĂƚƵŶŚŽƵƐĞĚƌĞƐŝĚĞŶƚƐĂƌĞŵŽƌĞ ƌĞƐƉŽŶƐŝǀĞƚŽƚŚĞŝƌƉĞĞƌƐ͛ĂŶĚŶĞŝŐŚďŽƌŚŽŽĚ͛ƐŶĞĞĚƐ͘dŚĞ^ƚƌĞĞƚƐdĞĂŵŝĚĞŶƚŝĨŝĞƐ͕ƌĞĐƌƵŝƚƐĂŶĚ ƚƌĂŝŶƐƵŶŚŽƵƐĞĚƌĞƐŝĚĞŶƚƐǁŚŽĚĞŵŽŶƐƚƌĂƚĞĐŽŵƉĞƚĞŶĐŝĞƐ͕ĞŶƚŚƵƐŝĂƐŵ͕ĂŶĚƌĞůŝĂďŝůŝƚǇƚŽ ƉƌŽǀŝĚĞŽƵƚƌĞĂĐŚĂŶĚďĂƐŝĐĂŵĞŶŝƚŝĞƐƚŽĞŶĐĂŵƉŵĞŶƚƐ͕ĞŶŐĂŐĞŝŶƚƌĂƐŚƌĞŵŽǀĂů͕ĂŶĚƐƵƉƉŽƌƚ ƉĞĞƌƐĂŶĚĂĚũĂĐĞŶƚŚŽƵƐĞĚŶĞŝŐŚďŽƌƐ͘KƵƚƌĞĂĐŚĞĨĨŽƌƚƐŝĚĞŶƚŝĨǇǀŽůƵŶƚĞĞƌƐǁŚŽĚĞŵŽŶƐƚƌĂƚĞ ƚŚĞŝƌůĞĂĚĞƌƐŚŝƉĂŶĚŵŽƚŝǀĂƚŝŽŶƚŽŵĂŬĞĐŚĂŶŐĞƐŝŶĞŶĐĂŵƉŵĞŶƚĂŶĚŶĞŝŐŚďŽƌŚŽŽĚƋƵĂůŝƚǇŽĨ ůŝĨĞ͘/ŶƚĞƌŶƐƌĞĐĞŝǀĞĂŵŽĚĞƐƚƐƚŝƉĞŶĚǁŚŝůĞƚŚĞǇƚƌĂŝŶĨŽƌƉŽƚĞŶƚŝĂůĞŵƉůŽǇŵĞŶƚ͘ ŵƉůŽǇĞĞƐ
ƌĞĐĞŝǀĞĂĚĞĐĞŶƚǁĂŐĞĂŶĚƚŚĞƐƵƉƉŽƌƚŶĞĞĚĞĚƚŽƐƵƐƚĂŝŶƚŚĞŝƌũŽďƐĂŶĚďĞĐŽŵĞƉƌŽĚƵĐƚŝǀĞ ŵĞŵďĞƌƐŽĨƐŽĐŝĞƚǇ͘tŽƌŬĨŽƌĐĞƚƌĂŝŶŝŶŐďǇƉƌŽŐƌĂŵƉĂƌƚŶĞƌƐǁŝůůƐƵƉƉŽƌƚƚŚĞĞĨĨŝĐĂĐŝŽƵƐ ĞŵƉůŽǇŵĞŶƚŽĨƵŶŚŽƵƐĞĚŝŶĚŝǀŝĚƵĂůƐƐŽƚŚĂƚƚŚĞǇƉƌŽǀŝĚĞƚŚĞŝƌƐĞƌǀŝĐĞƐƚŽZŝĐŚŵŽŶĚ͛Ɛ ŶĞŝŐŚďŽƌŚŽŽĚƐŝŶƌĞƐƉŽŶƐĞƚŽƉƵďůŝĐŚĞĂůƚŚĂŶĚƐĂĨĞƚǇĐŽŶĐĞƌŶƐĂŶĚŶĞĞĚƐ͘

ĂĐŚĚĂǇŝŶƚŚĞĨŝĞůĚ͕ƵŶŚŽƵƐĞĚŝŶĚŝǀŝĚƵĂůƐĂƌĞĞŶĐŽƵƌĂŐĞĚƚŽĚĞŵŽŶƐƚƌĂƚĞƚŚĞŝƌƉĞƌƐŽŶĂů ŝŶŝƚŝĂƚŝǀĞĂŶĚůĞĂĚĞƌƐŚŝƉƋƵĂůŝƚŝĞƐĂƐǀŽůƵŶƚĞĞƌƐĂŶĚĂƌĞŝŶǀŝƚĞĚƚŽũŽŝŶƚŚĞ^ƚƌĞĞƚƐdĞĂŵŝŶŝƚƐ

ĨƵůĨŝůůŵĞŶƚŽĨĂƉƌĞĚŝĐƚĂďůĞƐĐŚĞĚƵůĞŽĨĨŝĞůĚĂĐƚŝǀŝƚŝĞƐ͘dŚĞǀŽůƵŶƚĞĞƌŝƐĞŶĐŽƵƌĂŐĞĚƚŽƌĞŐƵůĂƌůǇ ĐŽŵŵƵŶŝĐĂƚĞǁŝƚŚƚŚĞ&ŝĞůĚ^ƵƉĞƌǀŝƐŽƌƚŽďĞŐŝŶĂŶĚƐƵƐƚĂŝŶƚŚĞǀŽůƵŶƚĞĞƌƐƚĂƚƵƐ͘
sŽůƵŶƚĞĞƌƐũŽŝŶƐƚĂĨĨƚŽƉĂƌƚŝĐŝƉĂƚĞŝŶƐƚĂĨĨŵĞĞƚŝŶŐƐƚŽďƌĂŝŶƐƚŽƌŵĂďŽƵƚƉƌŽďůĞŵƐĂŶĚƌĞĐĞŝǀĞ ŐƌŽƵƉŝŶͲĨŝĞůĚƚƌĂŝŶŝŶŐƚŽůĞĂƌŶďĂƐŝĐƚĂƐŬƐĂŶĚƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐ͘WƌŽŐƌĂŵƉĂƌƚŶĞƌƐǁŝůůďĞƐƵďͲ ĐŽŶƚƌĂĐƚĞĚƚŽŝŶĐƌĞĂƐĞƚŚĞƚƌĂŝŶŝŶŐƚŚĂƚĞŵƉůŽǇĞĞƐƌĞĐĞŝǀĞ͕ǁŚŽǁŝůůƉĂŝĚƚŽĂƚƚĞŶĚŝŶͲĐůĂƐƐ ƚƌĂŝŶŝŶŐƐĞƐƐŝŽŶƐƚŽůĞĂƌŶďĂƐŝĐƐŽĨƚƐŬŝůůƐ͕ŚĂŶĚůŝŶŐŚĂǌĂƌĚŽƵƐŵĂƚĞƌŝĂůƐ͕ĐŽŶĨůŝĐƚĚĞͲĞƐĐĂůĂƚŝŽŶ ĂŶĚŵŽƚŝǀĂƚŝŽŶĂůŝŶƚĞƌǀŝĞǁŝŶŐ͕ƉƌŽďůĞŵͲƐŽůǀŝŶŐƐŬŝůůƐĂŶĚĞĚƵĐĂƚŝŽŶĂďŽƵƚƚƌĂƵŵĂͲŝŶĨŽƌŵĞĚ ĐĂƌĞ͕ĂŶĚƉĞĞƌĞŶŐĂŐĞŵĞŶƚ͕ůĞĂĚĞƌƐŚŝƉĂŶĚĞŵƉŽǁĞƌŵĞŶƚ͘

ĂĐŚĞŵƉůŽǇĞĞĂƉƉůŝĐĂŶƚŝƐƌĞƋƵŝƌĞĚƚŽĐŽŵƉůĞƚĞǀŽůƵŶƚĞĞƌĂŶĚĞŵƉůŽǇŵĞŶƚƉĂƉĞƌǁŽƌŬ͕ŽďƚĂŝŶ Ă/͕^ŽĐŝĂů^ĞĐƵƌŝƚǇĐĂƌĚ͕ƉŚŽŶĞ͕ĂŶĚďĂŶŬĂĐĐŽƵŶƚĨŽƌĚŝƌĞĐƚĚĞƉŽƐŝƚ͕ĂŶĚĚĞŵŽŶƐƚƌĂƚĞ ĞůŝŐŝďŝůŝƚǇƚŽǁŽƌŬ͘dŚĞǇĂƌĞĂƐƐŝƐƚĞĚŝŶƚŚŝƐƉƌŽĐĞƐƐďǇƚŚĞŝƌĞĐƚŽƌ͕&ŝĞůĚ^ƵƉĞƌǀŝƐŽƌ͕ĂŶĚ^K^ ǀŽůƵŶƚĞĞƌƐ͘/ŶƚĞƌŶƐĂŶĚĞŵƉůŽǇĞĞƐĂƌĞƐƵƉƉŽƌƚĞĚƚŽƐĞĐƵƌĞƚƌĂŶƐƉŽƌƚĂƚŝŽŶĂŶĚĐŽŶĚƵĐƚůĞŐĂů ǀĞŚŝĐůĞƌĞŐŝƐƚƌĂƚŝŽŶĂŶĚŽƉĞƌĂƚŝŽŶ͘
ĂĐŚĂƉƉůŝĐĂŶƚǁŝůůďĞĂƐƐŝƐƚĞĚǁŝƚŚĚĞǀĞůŽƉŝŶŐĂ
ƉƌŽĨĞƐƐŝŽŶĂůƌĞƐƵŵĞ͘

^ƚƌĞĞƚƐdĞĂŵŵĞŵďĞƌƐĂƌĞĞǆƉĞĐƚĞĚƚŽďĞƚŚĞŵŽĚĞůƐĨŽƌŽƚŚĞƌƐ͕ŶŽƚŽŶůǇŝŶƚŚĞŝƌǁŽƌŬ ƉĞƌĨŽƌŵĂŶĐĞďƵƚĂůƐŽŝŶƚŚĞŝƌƉĞƌƐŽŶĂůůŝǀŝŶŐĂƌƌĂŶŐĞŵĞŶƚƐĂŶĚƌĞůĂƚŝŽŶƐŚŝƉƐ͘/ŶƚĞƌŶƐĂŶĚ ĞŵƉůŽǇĞĞƐĂƌĞĐŽŶƚŝŶƵĂůůǇĞŶĐŽƵƌĂŐĞĚĂŶĚƐƵƉƉŽƌƚĞĚƚŽŵĂŬĞƉĞƌƐŽŶĂůŝŵƉƌŽǀĞŵĞŶƚƐŝŶƚŚĞŝƌ ůŝǀĞƐƚŽŽďƚĂŝŶŵŽƌĞƐƚĂďůĞĚǁĞůůŝŶŐƐĂŶĚůŝǀŝŶŐĐŽŶĚŝƚŝŽŶƐ͕ĂŶĚŝŵƉƌŽǀĞƚŚĞŝƌƉĞƌƐŽŶĂůŚĞĂůƚŚ͕ ĞŵŽƚŝŽŶĂůƐƚĂďŝůŝƚǇ͕ĂŶĚŽǀĞƌĂůůƐĂƚŝƐĨĂĐƚŝŽŶĂŶĚǁĞůůďĞŝŶŐ͘ ŵƉůŽǇĞĞƐĂƌĞƉƌŝŽƌŝƚŝǌĞĚƚŽ
ƉĂƌƚŝĐŝƉĂƚĞŝŶƚŚĞŝŶƚĞƌŝŵƐŚĞůƚĞƌŝŶŐŽƉƉŽƌƚƵŶŝƚŝĞƐĂƐƚŚĞǇĂƌĞĚĞǀĞůŽƉĞĚďǇ^K^͊ZŝĐŚŵŽŶĚĂŶĚ ƚŚĞŝƚǇ͘
ĂĐŚĞŵƉůŽǇĞĞŝƐĞǆƉĞĐƚĞĚƚŽďĞŶĞĨŝƚĨƌŽŵŽďƚĂŝŶŝŶŐƉĞƌŵĂŶĞŶƚŚŽƵƐŝŶŐĂŶĚƚŚĞ ŵĞĂŶƐƚŽƐƵƐƚĂŝŶŝƚǁŝƚŚĞŵƉůŽǇŵĞŶƚĂŶĚĂŶĂĐƚŝǀĞ͞ƉĞƌƐŽŶĂůƉƌŽŐƌĂŵ͟ƚŚĂƚŬĞĞƉƐƉĞŽƉůĞ ǁŽƌŬŝŶŐŽŶƚŚĞŝƌƉĞƌƐŽŶĂůŚĞĂůƚŚ͘

tŽƌŬĨŽƌĐĞĚĞǀĞůŽƉŵĞŶƚĨŽĐƵƐĞƐŽŶƉƌĂĐƚŝĐŝŶŐƚĞĂŵǁŽƌŬĂĐĐŽƌĚŝŶŐƚŽĂĚĂŝůǇĐŽŵŵƵŶŝĐĂƚŝŽŶ ƐǇƐƚĞŵĂŶĚĐůĞĂƌƉĞƌĨŽƌŵĂŶĐĞƐƚĂŶĚĂƌĚƐƚŚĂƚĂƌĞŵŽĚĞůĞĚďǇƚŚĞ&ŝĞůĚ^ƵƉĞƌǀŝƐŽƌ͘ ŵƉůŽǇĞĞƐ
ĚĞŵŽŶƐƚƌĂƚĞƚŚĞŝƌĂĐĐĞƐƐŝďŝůŝƚǇĂŶĚĚĞƉĞŶĚĂďŝůŝƚǇ͘dŚĞǇůĞĂƌŶƚŽŵŽĚĞůĂƉŽƐŝƚŝǀĞŽƵƚůŽŽŬĂŶĚ ƚŚĞŵŽƚŝǀĂƚŝŽŶĨŽƌŝŵƉƌŽǀŝŶŐŶĞŝŐŚďŽƌŚŽŽĚƋƵĂůŝƚǇͲŽĨͲůŝĨĞĂŶĚĞŶĐĂŵƉŵĞŶƚůŝǀŝŶŐĐŽŶĚŝƚŝŽŶƐ͘ dŚĞǇĂƌĞƐƵƉƉŽƌƚŝǀĞŽĨƚŚĞŝƌƉĞĞƌƐƚŽŚĞůƉƚŚĞŵďĞŚĞĂůƚŚǇĂŶĚĞŶŐĂŐĞĚŝŶ^ĂĨĞƚǇ'ƵĂƌĚŝĂŶ ĂĐƚŝǀŝƚŝĞƐ͘
ĂĐŚ^ƚƌĞĞƚƐdĞĂŵŵĞŵďĞƌƌĞĐŽŵŵĞŶĚƐŶĞǁǀŽůƵŶƚĞĞƌƐƚŽďĞĐŽŵĞ^ƚƌĞĞƚƐdĞĂŵ ŵĞŵďĞƌƐ͘ƐĂŶĞŵƉůŽǇĞĞďĞŐŝŶƐƚŽĞǆĐĞůŝŶũŽďƉĞƌĨŽƌŵĂŶĐĞ͕ƚŚĞŚŽƵƌƐŝŶĐƌĞĂƐĞĂŶĚďĞĐŽŵĞ ŵŽƌĞƌĞŐƵůĂƌ͕ƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐĂƌĞŶƵĂŶĐĞĚĂŶĚƐŚĂƉĞĚƚŽƚŚĂƚŝŶĚŝǀŝĚƵĂů͛ƐĂƉƚŝƚƵĚĞƐĂŶĚ ƐƚƌĞŶŐƚŚƐ͕ĂŶĚƚŚĞĞŵƉůŽǇĞĞĂĚǀĂŶĐĞƐŝŶŚŽƵƌůǇĂŶĚƚŚĞŶƐĂůĂƌŝĞĚƉĂǇƌĂƚĞƐ͘
>ŽĐĂůĞŶŐĂŐĞŵĞŶƚĨŽĐƵƐĞƐŽŶƉƌŽďůĞŵͲƐŽůǀŝŶŐĂŶĚƉĞƌƐŽŶĂůǁĞůĨĂƌĞƚŽŝŵƉƌŽǀĞƉƵďůŝĐƐĂĨĞƚǇ͘ KŶĞŽĨƚŚĞŵŽƐƚƉƌĞƐƐŝŶŐŝƐƐƵĞƐĂƚƵŶƐƵƉƉŽƌƚĞĚĂŶĚŵĂŶĂŐĞĚĞŶĐĂŵƉŵĞŶƚƐŝƐƚŚĞŶĞĞĚĨŽƌ ŝŵƉƌŽǀĞĚƐĞĐƵƌŝƚǇƚŽƐƵƉƉŽƌƚƉƵďůŝĐƐĂĨĞƚǇ͘/ƚŚĂƐƚŚƵƐĨĂƌďĞĞŶĚŝĨĨŝĐƵůƚƚŽŝŵƉůĞŵĞŶƚƐƵĐĐĞƐƐĨƵů ƐĞĐƵƌŝƚǇŵĞĂƐƵƌĞƐ͕ĞǀĞŶĂƚŵĂŶĂŐĞĚĞŶĐĂŵƉŵĞŶƚƐ͘dŚĞ^ƚƌĞĞƚƐdĞĂŵǁŝůůĞŶŐĂŐĞůŽĐĂů ƐƚĞǁĂƌĚƐ͕Žƌ^ĂĨĞƚǇ'ƵĂƌĚŝĂŶƐ͕ƚŽǁŽƌŬĚƵƌŝŶŐůĂƚĞĂĨƚĞƌŶŽŽŶƐĂŶĚĞǀĞŶŝŶŐŚŽƵƌƐƚŽƚĂƌŐĞƚƚŚƌĞĞ ĂĐƚŝǀŝƚŝĞƐ͗ƚƌĂƐŚĐŽůůĞĐƚŝŽŶ͕ƉƌŽďůĞŵͲƐŽůǀŝŶŐ͕ĂŶĚĂĚǀŽĐĂƚŝŶŐĨŽƌƉĞŽƉůĞ͛ƐǁĞůĨĂƌĞ͘dŚĞƐĞ ĂĐƚŝǀŝƚŝĞƐƚŽŐĞƚŚĞƌǁŝůůďƌŝŶŐŵŽƌĞĂƚƚĞŶƚŝŽŶĂŶĚĐĂƌĞƚŽƐŝƚƵĂƚŝŽŶƐƚŚĂƚŽƚŚĞƌǁŝƐĞŵŝŐŚƚƌĞƐƵůƚ

ŝŶƉƌŽďůĞŵƐǁŝƚŚƐĂĨĞƚǇ͘^ƵĐŚĂĐƚŝǀŝƚŝĞƐŵĂǇŝŶĐƌĞĂƐĞƐĞůĨͲŵĂŶĂŐĞŵĞŶƚƉƌĂĐƚŝĐĞƐĂŵŽŶŐ ĞŶĐĂŵƉŵĞŶƚĚǁĞůůĞƌƐ͘

dŚĞ^ƚƌĞĞƚƐdĞĂŵŝƐĐŽŵƉŽƐĞĚŽĨůŽĐĂůƐƚĞǁĂƌĚƐĂŶĚĂŵŽďŝůĞƚĞĂŵ͘ůŽĐĂů^ĂĨĞƚǇ'ƵĂƌĚŝĂŶǁŝůů ďĞƉƌĞƐĞŶƚĂƚůĂƌŐĞƌĞŶĐĂŵƉŵĞŶƚůŽĐĂƚŝŽŶƐƚŽƉƌŽǀŝĚĞĨŽƌ͞ƚƌĂĚŝƚŝŽŶĂů͟^ƚƌĞĞƚƐdĞĂŵĂĐƚŝǀŝƚŝĞƐ ƐƵĐŚĂƐƚƌĂƐŚĐůĞĂŶƵƉ͘ŶĂĚĚŝƚŝŽŶĂůƚĂƐŬĨŽƌƐĞůĞĐƚĞŵƉůŽǇĞĞƐǁŝůůŝŶǀŽůǀĞƚĂůŬŝŶŐǁŝƚŚ ŝŶĚŝǀŝĚƵĂůƐƚŽĨŽĐƵƐŽŶǁĞůĨĂƌĞĐŚĞĐŬƐ͘ǇĐĂƐƵĂůůǇŽĨĨĞƌŝŶŐƚŽƐƵƉƉŽƌƚƉĞŽƉůĞ͛ƐŶĞĞĚƐ͕ƐƚĂĨĨǁŝůů ƐĞĞŬƚŽĂĚĚƌĞƐƐǁŚĂƚŝƐŶŽƚǁŽƌŬŝŶŐĂŶĚƉƌŽďůĞŵͲƐŽůǀĞŝŶƚŚĞŵŽŵĞŶƚŽƌĂƚƚŚĞĞĂƌůŝĞƐƚŶĞǆƚ ŽƉƉŽƌƚƵŶŝƚǇ͘tŝƚŚĐůŝƉďŽĂƌĚŝŶͲŚĂŶĚĂŶĚďǇĂƐŬŝŶŐŽŶĞŽƌƚǁŽƐŝŵƉůĞƋƵĞƐƚŝŽŶƐ͕ƚŚĞ^ƚƌĞĞƚƐ dĞĂŵĐĂŶƌĞƐƉŽŶĚƚŽƉĞŽƉůĞ͛ƐĞǆƉƌĞƐƐĞĚŶĞĞĚƐ͘/ŶƌĞƐƉŽŶƐĞ͕ƚŚĞ^ƚƌĞĞƚƐdĞĂŵ͛ƐŵŽďŝůĞƚĞĂŵ͕ ƌĞĂŝƌĞĐƚŽƌ͕^K^ǀŽůƵŶƚĞĞƌƐ͕ĂŶĚƉƌŽŐƌĂŵƉĂƌƚŶĞƌƐ͕ŝŶĐůƵĚŝŶŐ,ŽƵƐŝŶŐŽŶƐŽƌƚŝƵŵŽĨƚŚĞ ĂƐǇ
ĂǇ;,
Ϳ͕ǁŝůůďĞƌĞƐƉŽŶƐŝǀĞƚŽƚŚĞƐĞŶĞĞĚƐ͘dŚĞ^ĂĨĞƚǇ'ƵĂƌĚŝĂŶǁŝůůĂůƐŽůĞĂĚŝŶƚŚĞ ĞŵƉŽǁĞƌŵĞŶƚŽĨƵŶƐŚĞůƚĞƌĞĚƌĞƐŝĚĞŶƚƐƚŽƐƚĞǁĂƌĚƚŚĞŝƌůŽĐĂƚŝŽŶƐƚŽŝŵƉƌŽǀĞƉĞƌƐŽŶĂůĂŶĚ ƉƵďůŝĐŚĞĂůƚŚ͕ƐĂĨĞƚǇ͕ĂŶĚŶĞŝŐŚďŽƌŚŽŽĚŽƌĚĞƌ͘/ŵƉƌŽǀŝŶŐƐĂĨĞƚǇĂŶĚƐĞĐƵƌŝƚǇǁŝůůƚŚƵƐŝŶǀŽůǀĞ ƉƌŽĂĐƚŝǀĞƐƚĞƉƐƚŚĂƚĐĂŶďĞƚĂŬĞŶďǇǁŽƌŬŝŶŐǁŝƚŚƚŚĞƌĞƐŝĚĞŶƚƐǁŚŽĂƌĞƌĞĐĞƉƚŝǀĞƚŽƐƵƉƉŽƌƚ ĂŶĚĂƌĞǁŝůůŝŶŐƚŽƉĂƌƚŝĐŝƉĂƚĞ͘

/ŶĚŝǀŝĚƵĂůůǇĨŽĐƵƐĞĚĞŶŐĂŐĞŵĞŶƚǁŝůůůĞĂĚƚŽĐŽŵŵƵŶŝƚǇĚĞǀĞůŽƉŵĞŶƚĂƚůŽĐĂƚŝŽŶƐǁŚĞƌĞ ƉĞŽƉůĞůĂĐŬĂĐĐĞƐƐƚŽĐĂƌŝŶŐ͕ƚƌƵƐƚĞĚ͕ĂŶĚƐƵƐƚĂŝŶĞĚƌĞůĂƚŝŽŶƐŚŝƉƐ͘dŚĞĂĐƚŝǀŝƚǇŽĨƐĞĐƵƌŝŶŐĂŶĚ ŵĂŶĂŐŝŶŐƐŚĂƌĞĚƉƵďůŝĐƐƉĂĐĞƐǁŝůůůĞĂĚƚŽƐĂĨĞƌ͕ŵŽƌĞŽƌŐĂŶŝǌĞĚĞŶǀŝƌŽŶŵĞŶƚƐǁŚŝĐŚǁŝůů ŝŵƉƌŽǀĞĐŽŶĚŝƚŝŽŶƐĂŶĚƌĞůĂƚŝŽŶƐŚŝƉƐŝŶŶĞŝŐŚďŽƌŚŽŽĚƐŝŵƉĂĐƚĞĚďǇŚŽŵĞůĞƐƐŶĞƐƐ͘dŚĞŚĞĂůƚŚ ĂŶĚƐĂĨĞƚǇͲĨŽĐƵƐĞĚĞŶŐĂŐĞŵĞŶƚĂŶĚĞŵƉŽǁĞƌŵĞŶƚĂĐƚŝǀŝƚŝĞƐǁŝůůŚĞůƉƚŽƉƌŽǀŝĚĞƐƚĞǁĂƌĚƐŚŝƉ ƚŚĂƚƐƵƉƉŽƌƚƐƚŚĞƐĞĐƵƌŝƚǇŽĨƉƵďůŝĐƐƉĂĐĞƐ͘

DŽďŝůĞƚĞĂŵƚŽĂĐƚĂƐĂƐƐĞƌƚŝǀĞĐŽŵŵƵŶŝƚǇůŝĂŝƐŽŶƐĂŶĚƉƌŽďůĞŵƐŽůǀĞƌƐĂƚƉƌŽďůĞŵĂƚŝĐ ŶĞŝŐŚďŽƌŚŽŽĚůŽĐĂƚŝŽŶƐ͘dŚĞŵŽďŝůĞƚĞĂŵǁŝůůŽƉĞƌĂƚĞƚǁŽƐŚŝĨƚƐĚƵƌŝŶŐƚŚĞĚĂǇĂŶĚŝŶƚŽƚŚĞ ŶŝŐŚƚƚŽƉƌŽǀŝĚĞƌĞƐƉŽŶƐĞƐƚŽŶĞŝŐŚďŽƌŚŽŽĚĐŽŵƉůĂŝŶƚƐŽƌĐŽŶĐĞƌŶƐƌĞůĂƚĞĚƚŽŚŽŵĞůĞƐƐŶĞƐƐ ĂŶĚĂĚĚƌĞƐƐƚŚĞƐĞŝŶĂƐƵƐƚĂŝŶĞĚĂŶĚƉƌŽĂĐƚŝǀĞŵĂŶŶĞƌ͘dŚĞƚĞĂŵ͛ƐĞǆƉĂŶƐŝŽŶŽĨŝƚƐĐĂƉĂĐŝƚǇĂƐ ĂƐƐĞƌƚŝǀĞĐŽŵŵƵŶŝƚǇůŝĂŝƐŽŶǁŝůůŝŵƉƌŽǀĞŶĞŝŐŚďŽƌŚŽŽĚƋƵĂůŝƚǇŽĨůŝĨĞǁŝƚŚŝƚƐƉƌĞƐĞŶĐĞĂƚ ƉƌŽďůĞŵĂƚŝĐĞŶĐĂŵƉŵĞŶƚĂŶĚĐƵƌďƐŝĚĞůŽĐĂƚŝŽŶƐĂŶĚŝŶĐƌĞĂƐĞĐŝǀŝůŝƚǇĂƚƉƵďůŝĐƐƉĂĐĞƐ͘dŚĞ ŵŽďŝůĞƚĞĂŵǁŝůůĨƵŶĐƚŝŽŶĂƐĨŝĞůĚƐƵƉĞƌǀŝƐŝŽŶĨŽƌƚŚĞůŽĐĂůƐƚĞǁĂƌĚƐĂŶĚ^ƚƌĞĞƚƐdĞĂŵŵĞŵďĞƌƐ ĂƐƚŚĞǇǁŽƌŬŝŶƚŚĞĨŝĞůĚ͘dŚĞǇǁŝůůĂůƐŽƉƌŽǀŝĚĞŽďƐĞƌǀĂƚŝŽŶĂŶĚƌĞƐƉŽŶƐĞƐĨŽƌƚŚĞ^ĞĐƵƌĞ ^ĐĂƚƚĞƌĞĚ^ŝƚĞƐƚŽĞŶƐƵƌĞƚŚĂƚŚŽƐƚƉƌŽƉĞƌƚŝĞƐĂŶĚƚŚĞŚŽƵƐĞŚŽůĚƐƌĞƐŝĚŝŶŐŽŶͲƐŝƚĞĂƌĞƐĂĨĞĂŶĚ ĂĐƚŝŶŐŝŶĂĐĐŽƌĚĂŶĐĞǁŝƚŚĐŽŶƚƌĂĐƚƵĂůĂŐƌĞĞŵĞŶƚƐ͘

dŚĞŵŽďŝůĞƚĞĂŵĨƵůĨŝůůƐĂďĂƐŝĐĨƵŶĐƚŝŽŶŽĨƉŝĐŬŝŶŐƵƉƚƌĂƐŚďĂŐƐĂŶĚĚĞďƌŝƐƚŚĂƚŝƐĚƵŵƉĞĚĂƚ ƐƉĞĐŝĨŝĞĚůŽĐĂƚŝŽŶƐ͘ƐƚŚĞŵŽďŝůĞƚĞĂŵƚƌĂǀĞůƐĂĐƌŽƐƐZŝĐŚŵŽŶĚĂŶĚĨƵůĨŝůůƐƚŚĞ^ƚƌĞĞƚƐdĞĂŵ͛Ɛ ǁŽƌŬĂƚƐƉĞĐŝĨŝĐůŽĐĂƚŝŽŶƐĂĐĐŽƌĚŝŶŐƚŽĂƉƌĞĚŝĐƚĂďůĞƐĐŚĞĚƵůĞ͕ƚŚĞƚĞĂŵǁŝůůĂůƐŽďĞƌĞƐƉŽŶƐŝǀĞ ƚŽƌĞƋƵĞƐƚƐĨŽƌƐƵƉƉŽƌƚĨƌŽŵůŽĐĂůŐƵĂƌĚŝĂŶƐ͕ĐŽŶĐĞƌŶĞĚŶĞŝŐŚďŽƌƐ͕ƉƵďůŝĐĂŐĞŶĐŝĞƐ͕ŝŶĐůƵĚŝŶŐ KZ
͛ƐŵŽďŝůĞŽƵƚƌĞĂĐŚ;KZ
ĐĞĂƐĞƐŝƚƐǁŽƌŬĂƚϰWDͿ͕ĂŶĚŽƚŚĞƌƉƵďůŝĐĂŶĚƉƌŝǀĂƚĞŐƌŽƵƉƐ ĂŶĚŝŶƐƚŝƚƵƚŝŽŶƐƚŚĂƚĞǆƉƌĞƐƐƚŚĞŝƌŶĞŝŐŚďŽƌŚŽŽĚ͛ƐŶĞĞĚƐ͘
dŚĞƚĞĂŵǁŝůůĂŶƐǁĞƌƚŚĞƐĞďĂƐŝĐŶĞĞĚƐĂƚĞŶĐĂŵƉŵĞŶƚƐ͕ƐƚƌĞĞƚƐ͕ĂŶĚŽƚŚĞƌůŽĐĂƚŝŽŶƐǁŚĞƌĞ ƵŶŚŽƵƐĞĚŝŶĚŝǀŝĚƵĂůƐŽƚŚĞƌǁŝƐĞůĂĐŬƐƵƉƉŽƌƚ͕ĞƐƉĞĐŝĂůůǇŝŶƚŚĞĞǀĞŶŝŶŐƐǁŚĞŶƉƌŽďůĞŵƐŵŽƐƚ

ŽĨƚĞŶĂƌŝƐĞ͘/ƚǁŝůůƌĞŐƵůĂƌůǇĐŚĞĐŬŝŶŽŶŝŶĚŝǀŝĚƵĂůƐ͕ĞƐƉĞĐŝĂůůǇǀƵůŶĞƌĂďůĞŽŶĞƐ͕ĂŶĚǁŝůůŬĞĞƉ ƚƌĂĐŬŽĨǁŚĞƌĞƚŚĞǇĂƌĞ͕ŚŽǁƚŚĞŝƌŶĞĞĚƐĂƌĞďĞŝŶŐŵĞƚ͕ĂŶĚĂƐƐŝƐƚƚŚĞŵŝŶŽďƚĂŝŶŝŶŐƐƵƉƉŽƌƚ ĂŶĚĂĐĐĞƐƐƚŽƐĞƌǀŝĐĞƐŝŶĐŽůůĂďŽƌĂƚŝŽŶǁŝƚŚƉƌŽŐƌĂŵƉĂƌƚŶĞƌƐĂŶĚŵĂŝŶƐƚƌĞĂŵƉƌŽǀŝĚĞƌƐ͘dŚĞ ŵŽďŝůĞƚĞĂŵǁŝůůƉĂƐƐŽƵƚďĂŐƐ͕ĐŽůůĞĐƚĨŝůůĞĚďĂŐƐ͕ĂŶĚƵƐĞƚŚĞŝƌĐůŝƉďŽĂƌĚƐƚŽŬĞĞƉƚƌĂĐŬŽĨ ƉƌŽŵŝƐĞƐĨŽƌƐƵƉƉŽƌƚ͘

dŚĞŵŽďŝůĞƚĞĂŵǁŝůůƉƌŽǀŝĚĞĂƉƌĞƐĞŶĐĞƚŽĚĞƚĞƌŝůůĞŐĂůĚƵŵƉŝŶŐĂŶĚƉƌŽǀŝĚĞƉƌŽŵƉƚ ƌĞƐƉŽŶƐĞƐǁŚĞŶƚŚĞƐĞĐĂůůƐĂƌĞĚŝƐƉĂƚĐŚĞĚ͘/ƚǁŝůůĂůƐŽƉƌĂĐƚŝĐĞĂůŝŐŚƚƚŽƵĐŚƚŽĂĚĚƌĞƐƐƚŚŽƐĞ ĐŽŶĐĞƌŶƐŽĨƋƵĂůŝƚǇͲŽĨͲůŝĨĞĂŶĚĐŝǀŝůŝƚǇƚŚĂƚĐĂŶďĞƐĂĨĞƚǇƌĞƐƉŽŶĚĞĚƚŽĂŶĚǁŚŝĐŚŵĂǇŵŝƚŝŐĂƚĞ ƉƵďůŝĐĂŐĞŶĐǇƌĞƐƉŽŶƐĞƐ͘

tŚĞŶƉƌĂĐƚŝĐĂďůĞĂŶĚƐĂĨĞ͕ƚŚĞŵŽďŝůĞƚĞĂŵĐĂŶƌĞƐƉŽŶĚƚŽĐŽŶĐĞƌŶƐƌĞůĂƚĞĚƚŽŚŽŵĞůĞƐƐŶĞƐƐ ĚƵƌŝŶŐĞǀĞŶŝŶŐƐĂŶĚŶŝŐŚƚƐƵŶƚŝůϯD͘/ƚŝƐĚƵƌŝŶŐƚŚĞƐĞůĂƚĞŚŽƵƌƐǁŚĞŶĂƉƌĞƐĞŶĐĞŵŝŐŚƚŵĂŬĞ ƚŚĞĚŝĨĨĞƌĞŶĐĞŝŶƉƌĞǀĞŶƚŝŶŐĐƌŝŵĞĂŶĚĚŝƐŽƌĚĞƌůǇďĞŚĂǀŝŽƌƐ͕ĞƐƉĞĐŝĂůůǇĂƚůŽĐĂƚŝŽŶƐǁŚĞƌĞůŽĐĂů ƐƚĞǁĂƌĚƐƌĞƋƵĞƐƚƐƵƉƉŽƌƚĂŶĚƐƵƉĞƌǀŝƐŝŽŶďǇƚŚĞŵŽďŝůĞƚĞĂŵĨŽƌƉƌŽďůĞŵͲƐŽůǀŝŶŐ͘
dŚĞŵŽďŝůĞŚŽŵĞůĞƐƐĞŶŐĂŐĞŵĞŶƚƚĞĂŵǁŝůůĂĚĚƌĞƐƐŶĞŝŐŚďŽƌŚŽŽĚĐŽŵƉůĂŝŶƚƐ͘ŽůůĂďŽƌĂƚŝŽŶ ǁŝƚŚĐŝƚǇĂŶĚĐŽƵŶƚǇĂŐĞŶĐŝĞƐǁŝůůĞǆƉĂŶĚĨŽƌĂƐƐĞƌƚŝǀĞƉƵďůŝĐƐĂĨĞƚǇƌĞƐƉŽŶƐĞƐ͕ŝŵƉƌŽǀĞ ĐŽŵŵƵŶŝĐĂƚŝŽŶůŝŶĞƐǁŝƚŚŶĞŝŐŚďŽƌŚŽŽĚŚŽƵƐĞĚƌĞƐŝĚĞŶƚƐ͕ůĞĂĚĞƌƐ͕ĂŶĚŐƌŽƵƉƐ͕ĂŶĚƉŽƚĞŶƚŝĂůůǇ ŝŶƚĞŐƌĂƚĞǁŝƚŚƌĞĂůͲƚŝŵĞĚŝƐƉĂƚĐŚĐĂůůƐǇƐƚĞŵƐ͘

DĂŶĂŐĞĂŶĚƐƵƉƉŽƌƚ^ĞĐƵƌĞ^ĐĂƚƚĞƌĞĚ^ŝƚĞƉƌŽŐƌĂŵůŽĐĂƚŝŽŶƐĨŽƌǀĞŚŝĐůĞĚǁĞůůĞƌƐ͘/ŶƚĞƌŝŵ ƐŚĞůƚĞƌŝŶŐƐŽůƵƚŝŽŶƐǁŝůůŽĨĨĞƌƐĂĨĞƚǇ͕ƐƚĂďŝůŝƚǇ͕ĂŶĚĂĐůĞĂŶĞƌ͕ŚĞĂůƚŚŝĞƌĞŶǀŝƌŽŶŵĞŶƚ͕ĂƐǁĞůůĂƐĂ ƉĂƚŚǁĂǇƚŽƉĞƌŵĂŶĞŶƚŚŽƵƐŝŶŐ͘ƐƚĞŶƚĂŶĚǀĞŚŝĐůĞͲĚǁĞůůŝŶŐŚŽƵƐĞŚŽůĚƐĂƌĞĚŝƐďƵƌƐĞĚĨƌŽŵ ĞŶĐĂŵƉŵĞŶƚůŽĐĂƚŝŽŶƐ͕^K^͊ZŝĐŚŵŽŶĚǁŝůůƌĞĐƌƵŝƚƚŚĞƐƵƉƉŽƌƚŽĨƉƵďůŝĐĂŶĚƉƌŝǀĂƚĞƉƌŽƉĞƌƚǇ ŽǁŶĞƌƐ;ĐŚƵƌĐŚĞƐ͕ŶŽŶƉƌŽĨŝƚƐĂŶĚĞǀĞŶƚƵĂůůǇďƵƐŝŶĞƐƐĞƐͿƚŽƚĞŵƉŽƌĂƌŝůǇƵƚŝůŝǌĞǀĂĐĂŶƚůŽƚƐĂŶĚ ƉĂƌŬŝŶŐůŽƚƐƚŽƉƌŽǀŝĚĞƐƚĂďůĞĂŶĚƐĞĐƵƌĞƚƌĂŶƐŝƚŝŽŶƐĨŽƌƐĞůĞĐƚŚŽƵƐĞŚŽůĚƐ͘^ĞĐƵƌĞƐŝƚĞƐĂƌĞ ĐŽŶƚƌĂĐƚĞĚĨŽƌŽŶĞƚŽĨŽƵƌŚŽƵƐĞŚŽůĚƐǁŝƚŚƉƌŝǀĂƚĞŚŽƐƚƐ͘/ŶŝƚƐƌŽůĞĂƐůŝĂŝƐŽŶĂŶĚƌĞƐŽƵƌĐĞ ƉƌŽǀŝĚĞƌ͕^K^͊ZŝĐŚŵŽŶĚĨĂĐŝůŝƚĂƚĞƐĂƐƵĐĐĞƐƐĨƵůƌĞůĂƚŝŽŶƐŚŝƉďĞƚǁĞĞŶŚŽƵƐĞŚŽůĚ͕ŚŽƐƚĂŶĚ ŝŵŵĞĚŝĂƚĞŶĞŝŐŚďŽƌƐ͘dŚĞ^ƚƌĞĞƚƐdĞĂŵǁŝůůƐƵƉƉŽƌƚƚŚĞŚŽƐƚĂŶĚƚŚĞŚŽƵƐĞŚŽůĚƐƌĞƐŝĚŝŶŐĂƚ ĞĂĐŚƐĐĂƚƚĞƌĞĚƐŝƚĞ͕ŵĂŶĂŐĞƚŚĞƉƌŽǀŝƐŝŽŶŽĨŽŶͲƐŝƚĞĂŵĞŶŝƚŝĞƐ͕ĂŶĚƉƌŽǀŝĚĞĐĞŶƚƌĂůŝǌĞĚƐĞƌǀŝĐĞƐ ƚŚĂƚďƌŝŶŐŚŽƵƐĞŚŽůĚƐƚŽĐŽŶǀĞƌŐĞŶƚƌĞƐŽƵƌĐĞƐ͘dŚĞŵŽďŝůĞƚĞĂŵǁŝůůƐƵƉƉŽƌƚƚŚĞƐĞĐƵƌŝƚǇŽĨ ƚŚĞƐĞƐŝƚĞƐŝŶƚŚĞĞǀĞŶŝŶŐƐĂŶĚĞŶƐƵƌĞƚŚĂƚŚŽƵƐĞŚŽůĚƐĂĚŚĞƌĞƚŽĐŽŶƚƌĂĐƚƵĂůĂŐƌĞĞŵĞŶƚƐ͘
dŚĞ^ĞĐƵƌĞ^ĐĂƚƚĞƌĞĚ^ŝƚĞƐƉƌŽŐƌĂŵǁŝůůƐƵƉƉŽƌƚƚŚĞƉƌŽǀŝƐŝŽŶŽĨďĂƐŝĐŶĞĞĚƐƐƵĐŚĂƐƐĂĨĞĂŶĚ ƐƚĂďůĞƐŚĞůƚĞƌ͕ĨŽŽĚ͕ǁĂƚĞƌ͕ĂŶĚŚǇŐŝĞŶĞ͕ĂƐǁĞůůĂƐĂƐĞŶƐĞŽĨĐŽŵŵƵŶŝƚǇ͕ƉƵƌƉŽƐĞ͕ĚŝŐŶŝƚǇ͕ĂŶĚ ŚŽƉĞ͘&ŽƌĞĂĐŚƌĞƐŝĚĞŶƚ͕ĂƉĞƌƐŽŶĂůŝǌĞĚƐĞƌǀŝĐĞƉůĂŶǁŝůůďĞĚĞǀĞůŽƉĞĚďǇƐĞƌǀŝĐĞƉĂƌƚŶĞƌ ,ŽƵƐŝŶŐŽŶƐŽƌƚŝƵŵŽĨƚŚĞ
ĂƐƚĂǇ͕ďĂƐĞĚŽŶŝŶĚŝǀŝĚƵĂůŶĞĞĚ͕ĂŶĚĨŽĐƵƐĞĚŽŶƉƌŽĐƵƌĞŵĞŶƚŽĨ ŚŽƵƐŝŶŐ͕ŵĂǇŝŶĐůƵĚĞŵĞĚŝĐĂůĂŶĚĚĞŶƚĂůĐĂƌĞ͕ŚŽƵƐŝŶŐĂƐƐŝƐƚĂŶĐĞ͕ŚĞůƉĂƉƉůǇŝŶŐĨŽƌďĞŶĞĨŝƚƐ ĂŶĚŚĞĂůƚŚŝŶƐƵƌĂŶĐĞ͕ĞŵƉůŽǇŵĞŶƚĐŽƵŶƐĞůŝŶŐ͕ũŽďƚƌĂŝŶŝŶŐŽƌũŽďƉůĂĐĞŵĞŶƚ͕ĨŝŶĂŶĐŝĂůůŝƚĞƌĂĐǇ ĐŽƵŶƐĞůŝŶŐ͘dŚĞƐĐĂƚƚĞƌĞĚƐŝƚĞƉƌŽŐƌĂŵǁŝůůďĞĨŽƌƚŚŽƐĞǁŚŽĂƌĞŶŽƚŝŶŶĞĞĚŽĨŵĞŶƚĂůŚĞĂůƚŚ ĂŶĚƐƵďƐƚĂŶĐĞĂďƵƐĞƐĞƌǀŝĐĞƐ

ǀĞŚŝĐůĞĚǁĞůůĞƌƐǁŝůůďĞŝŶƚĞƌǀŝĞǁĞĚďǇƚŚĞ^K^&ŝĞůĚ^ƵƉĞƌǀŝƐŽƌĂŶĚƚŚĞĂƐĞDĂŶĂŐĞƌƚŽ ĚĞƚĞƌŵŝŶĞƚŚĞŝƌŶĞĞĚƐŝŶƚĞƌŵƐŽĨƌĞƐŽƵƌĐĞƐ͕ƐƵƉƉŽƌƚŝǀĞƐĞƌǀŝĐĞƐ͕ĂŶĚƚŚĞĨƵŶĐƚŝŽŶĂůŝƚǇŽĨƚŚĞŝƌ ǀĞŚŝĐůĞƐ͘

KŶĐĞƚŚĞŚŽƐƚΖƐƉĞƌŵŝƚŝƐĂƉƉƌŽǀĞĚ͕ƚŚĞƌĞĂŝƌĞĐƚŽƌǁŝůůĚƌĂĨƚĂϯͲƉĂƌƚǇĐŽŶƚƌĂĐƚƵĂů ĂŐƌĞĞŵĞŶƚďĞƚǁĞĞŶƚŚĞŚŽƐƚ͕ƚŚĞŐƵĞƐƚ͕ĂŶĚ^K^ĨŽƌĂŶŝŶŝƚŝĂůϯϬͲϲϬĚĂǇƐƚĂǇ͘dŚŝƐĂŐƌĞĞŵĞŶƚ ǁŝůůŽƵƚůŝŶĞƚŚĞƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐŽĨĂůůƉĂƌƚŝĞƐ͘dŚĞ^ƚƌĞĞƚƐdĞĂŵǁŝůůĂƐƐŝƐƚƚŚĞŚŽƐƚƐǁŝƚŚ ƉƌĞƉĂƌŝŶŐƚŚĞŝƌƐŝƚĞƐĨŽƌƚŚĞĂƌƌŝǀĂůŽĨƚŚĞŐƵĞƐƚƐ͘ĞƉĞŶĚŝŶŐŽŶƚŚĞƐŝƚĞ͕ƚŚŝƐŵĂǇŝŶĐůƵĚĞ ĂƌƌĂŶŐŝŶŐĨŽƌŝŶƐƚĂůůĂƚŝŽŶŽĨĂƉŽƌƚĂďůĞƚŽŝůĞƚĂŶĚŚĂŶĚǁĂƐŚŝŶŐƐƚĂƚŝŽŶ͕ƉƌŽĐƵƌĞŵĞŶƚŽĨĂ ĚƌŝŶŬŝŶŐǁĂƚĞƌƐƚŽƌĂŐĞƚĂŶŬ͕ĂŶĚĂŶǇŽƚŚĞƌĂƐƐŝƐƚĂŶĐĞĚĞĞŵĞĚŶĞĐĞƐƐĂƌǇďǇƚŚĞŚŽƐƚ͘dŚĞǇǁŝůů ĂƐƐŝƐƚƚŚĞŐƵĞƐƚƐǁŝƚŚŵĞĞƚŝŶŐĂŶǇĐŽŵƉůŝĂŶĐĞƌĞƋƵŝƌĞŵĞŶƚƐƌĞůĂƚĞĚƚŽƚŚĞǀĞŚŝĐůĞ͘dŚĞ&ŝĞůĚ ^ƵƉĞƌǀŝƐŽƌǁŝůůƉƌŽǀŝĚĞĐŽĂĐŚŝŶŐĨŽƌĞĂĐŚŚŽƵƐĞŚŽůĚƚŽƉƌĞƉĂƌĞƚŚĞŵĨŽƌƚŚĞƌĞƐƉŽŶƐŝďŝůŝƚǇĂŶĚ ƚŽƉƌŽŵŽƚĞĂĐĐŽƵŶƚĂďŝůŝƚǇŝŶƚŚĞŝƌƌŽůĞĂƐƐƚĞǁĂƌĚŽĨƚŚĞŚŽƐƚΖƐƉƌŽƉĞƌƚǇ͘KŶĐĞƚŚĞŐƵĞƐƚƐŚĂǀĞ ďĞĞŶƐĞƚƚůĞĚĂƚƚŚĞƐŝƚĞ͕Ă^ƚƌĞĞƚƐdĞĂŵŵĞŵďĞƌǁŝůůǀŝƐŝƚŽŶĂƌĞŐƵůĂƌďĂƐŝƐƚŽĂƐƐŝƐƚǁŝƚŚĂŶǇ ŶĞĞĚƐƚŚĞŐƵĞƐƚƐŵĂǇŚĂǀĞ͕ĂŶĚƚŽĞŶƐƵƌĞƚŚĂƚƚŚĞĂƌƌĂŶŐĞŵĞŶƚŝƐǁŽƌŬŝŶŐŽƵƚĨŽƌďŽƚŚƉĂƌƚŝĞƐ͘
dŚĞ^K^͊ZŝĐŚŵŽŶĚ^ƚƌĞĞƚƐdĞĂŵǁŝůůĞŵƉŚĂƐŝǌĞĂŶĚĞŶĐŽƵƌĂŐĞĞŶĐĂŵƉŵĞŶƚƐĚǁĞůůĞƌƐ͕ĂƐƉĂƌƚ ŽĨƚŚĞŝƌŽƵƚƌĞĂĐŚ͕ƚŽŐĞƚĞŶƚĞƌĞĚƚŚĞ,D/^ƐǇƐƚĞŵƚŽƚƌĂŶƐŝƚŝŽŶŝŶƚŽŵŽƌĞƐƚĂďůĞŚŽƵƐŝŶŐ͕ƐƵĐŚ ĂƐƐŚĞůƚĞƌƐ͕ƐƵƉƉŽƌƚŝǀĞŚŽƵƐŝŶŐ͕ŽƌŽƚŚĞƌƉĞƌŵĂŶĞŶƚĂĨĨŽƌĚĂďůĞŚŽƵƐŝŶŐ͘^K^͊ǁŝůůĚŽĐƵŵĞŶƚ ŚŽǁŵĂŶǇĞŶĐĂŵƉŵĞŶƚĚǁĞůůĞƌƐƚŚĞǇŐĞƚĞŶƚĞƌĞĚŝŶƚŽ,D/^͘

6WDII3RVLWLRQV :DJHV )7( &RVW
([HFXWLYH'LUHFWRU

$UHD'LUHFWRU
)LHOG6XSHUYLVRU
'D\

)LHOG6XSHUYLVRU
1LJKW

6WDII6XEWRWDO
%HQHILWV7D[HV

6WDII7RWDO
3URJUDP([SHQVHV
6WUHHWV7HDP,QWHUQV
6WUHHWV7HDP6WDII
3URJUDP3DUWQHU6XEFRQWUDFWV
VHHEXGJHWQDUUDWLYH

(TXLSPHQW6XSSOLHVDQG0DWHULDOV
VHHEXGJHWQDUUDWLYH

(TXLSPHQW5HQWDO
'HEULV7UDQVIHU)HHV
536$SSURYHG%XGJHW
6265LFKPRQG6WUHHWV7HDP
'HEULV7UDQVIHU)HHV
,QVXUDQFH
9HKLFOHV

,QVXUDQFH
/LDELOLW\

3URJUDP3HUPLWV
8WLOLWLHV3KRQH,QWHUQHW
5HQWDQG6WRUDJH
'LUHFW3URJUDP([SHQVH6XEWRWDO

7RWDO([SHQVH6XEWRWDO

$GPLQIHHWR5HEXLOGLQJ7RJHWKHUIRUSURJUDPPDQDJHPHQWDQG RUJDQL]DWLRQDOLQIUDVWUXFWXUH
RIWRWDOEXGJHW

7RWDO6265LFKPRQG6WUHHWV7HDP([SHQVHV

For the Contract between the City of
Richmond and
(;+,%,7%
3$<0(173529,6,216
{PLEASE NOTE THAT THE CITY OF RICHMOND SHALL NOT PAY FOR SERVICES

THAT EXCEED THE CONTRACT PAYMENT LIMIT UNLESS A CONTRACT

AMENDMENT HAS BEEN APPROVED BY THE CITY COUNCIL OR THE CITY MANAGER}

1. Provided Contractor is not in default under this Contract, C ontractor shall be compensated as provided below.

2. Any and all payments made pursuant to this Contract shall be subject to the Contract Payment Limit. The Payment Limit includes expenses (phones, photo copying, meals and travel etc). Invoices, shall be adequately detailed, based on accurate records, and be in a form reasonably satisfactory to the City. Contractor may be required to provide back-up material upon request.

3. Contractor shall submit timely invoices to the following add ress:

Attention: City of Richmond, Finance Department - Accounts Payable Project Manager: Department:

PO Box 4046
Richmond, CA 94804-0046

4. All invoices that are submitted by Contractor shall be subje ct to the approval of the City’s Project Manager before payments shall be authorized.

5. The City will pay invoice(s) wit hin 45 days after completion of services to the City’s satisfaction. The City shall not pay late fees or interest.

6. A Richmond business license shall be obtained before any payment under this Contract shall be authorized and the business license must be kept current during the term of this Contract for payments to continue to be authorized.

7. All insurance coverage required by this Contract shall be pr ovided by the Contractor before this Contract shall be executed by the City. The insurance coverage must be kept current during the term of this Contract for payments to continue to be authorized.

Lina Velasco
Rebuilding Together East Bay-North
Community Development
Lina Velasco

For the Contract between the City of
Richmond and
(;+,%,7&
$87+25,=('5(35(6(17$7,9(6$1'127,&(6

1. Notices . All notices, demands, statements, or communications provided for by this Contract shall be in writing and may be delivered by deposit in the United States mail, postage prepaid. Notices to the City shall be addressed to the Department Head and (as delineated below in section 1.1) to the project manager responsible for the administration of or the supervision of the scope of work under this Contract. Notices to the Contractor shall be addressed to the party designated by Contractor (as delineated below in section 1.2). Notice shall be deemed delivered (a) upon personal delivery; (b) as of the fifth business day after mailing by United States certified mail, postage prepaid, addressed to the proper party; or (c) as of 12:00 p.m. on the second business day immediately after the day it is deposited with and accepted by Federal Express, or a similar overnight courier service, addressed to the proper party and marked for next business day morning delivery. For the purposes of this Contract, a "business day" means any day Monday through Friday that is not a holiday recognized by the federal government or the State of California.

1. 1 CITY hereby designates as its Authorized Representative the Project Manager whose name and address are as follows:

City of Richmond
Richmond, CA 94804-0046

1. 2 CONTRACTOR hereby designates as its Authorized Representative the Project Manager whose name and address are as follows:

Rebuilding Together East Bay-North
Rebuilding Together East Bay-North
Lina Velasco
450 Civic Center Plaza
J.W. Frye
732 Gilman Street
Berkeley, CA 94710

General Conditions/EJ/TE 01-19-11 1 of 13
(;+,%,7'
*(1(5$/&21',7,216

1. Independent Contractor . Contractor acknowledges, represents and warrants that Contractor is not a regular or temporary employee, joint venturer or partner of the City, but rather an independent Contractor. This Contract shall not be construed to create an agency, servant, employee, partnership, or joint venture relationship. As an independent Contractor, Contractor shall have no authority to bind City to any obligation or to act as City's agent except as expressly provided herein. Due to the independent Contractor relationship created by this Contract, City shall not withhold state or federal income taxes, the reporting of which shall be Contractor's sole responsibility.

2. Brokers . Contractor acknowledges, represents and warrants that Contractor has not hired, retained or agreed to pay any entity or person any fee, commission, percentage, gift, or any other consideration, contingent upon or resulting from the award or making of this Contract.

3. City Property . The rights to applicable plans, drawings, reports, calculations, data, specifications, videos, graphics or other materials prepared for or obtained pursuant to this Contract, which, upon request, are to be delivered to City within a reasonable time, shall be deemed assigned to City. If applicable, Contractor shall prepare check prints upon request. Notwithstanding the foregoing, Contractor shall not be obligated to provide to City proprietary software or data which Contractor has developed or had developed for Contractor's own use; provided, however, that Contractor shall, pursuant to Section 15 below, indemnify, defend and hold harmless City from and against any discovery or Public Records Act request seeking the disclosure of such proprietary software or data.

4. Patents, Trademarks, Copyrights and Rights in Data . Contractor shall not publish or transfer any materials, discoveries, developments, concepts, designs, ideas, know how, improvements, inventions and/or original works of authorship resulting from activities supported by this Contract without the express prior written consent of the City Manager. If anything resulting from activities supported by this Contract is patentable, trademarkable, copyrightable or otherwise legally protectable, City reserves the exclusive right to seek such intellectual property rights. Notwithstanding the foregoing, Contractor may, after receiving City's prior written consent, seek patent, trademark, copyright or other intellectual property rights on anything resulting from activities supported by this Contract. However, City reserves, and Contractor irrevocably grants, a nonexclusive, fully paid-up, royalty-free, assumable, perpetual, worldwide license, with the right to transfer, sublicense, practice and exploit said license and the right to make, have made, copy, modify, make derivative works of, use, sell,

General Conditions/EJ/TE 01-19-11 2 of 13
import, and otherwise distribute under all applicable intellectual properties without restriction of any kind said license.

Contractor further agrees to assist City, at City's expense, in every proper way to secure the City’s rights in any patents, trademarks, copyrights or other intellectual property rights relating thereto, including the disclosure to City of all pertinent information and data with respect thereto. Contractor shall also assist City in the execution of all applications, specifications, oaths, assignments, recordations, and all other instruments which City shall deem necessary in order to apply for, obtain, maintain and transfer such rights, or if not transferable, to waive such rights. Contractor shall further assist City in the execution of all applications, specifications, oaths, assignments, recordations and all other instruments which City shall deem necessary in order to assign and convey to City, and any assigns and nominees the sole and exclusive right, title and interest in and to any patents, trademarks, copyrights or other intellectual property rights relating thereto. Contractor further agrees that its obligation to execute or cause to be executed, when it is in Contractor's power to do so, any such instruments or papers shall continue during and at all times after the end of Contractor's services and until the expiration of the last such intellectual property right. Contractor hereby irrevocably designates and appoints City, and its duly authorized officers, agents and servants, as its agent and attorney-in-fact, to act for and in its behalf and stead to execute and file any such applications and to do all other lawfully permitted acts to further the application for, prosecution, issuance, maintenance or transfer of letters of patents, copyright and other registrations. This power of attorney is coupled with an interest and shall not be affected by Contractor's subsequent incapacity.

5. Inspection . Contractor's performance, place of business and records pertaining to this Contract are subject to monitoring, inspection, review and audit by authorized representatives of the CITY, the State of California, and the United States Government.

If the project or services set forth in Exhibit A shall be performed on City or other public property, City shall have the right to inspect such work without notice. If such project or services shall not be performed on City or other public property, City shall have the right to inspect such work upon reasonable notice.

6. Services . The project or services set forth in Exhibit A shall be performed to the full satisfaction and approval of City. In the event that the project or services set forth in Exhibit A are also itemized by price, City, in its sole discretion, may, upon notice to Contractor, delete certain items or services set forth in Exhibit A, in which case there shall be a corresponding reduction in the amount of compensation paid to Contractor.

General Conditions/EJ/TE 01-19-11 3 of 13
Contractor shall, at its own cost and expense, furnish all facilities and equipment necessary for Contractor to complete the project or perform the services required herein, unless otherwise provided in Exhibit A.

7. Records . Contractor shall keep and make available for inspection and copying by authorized representatives of the City, the State of California, and the United States Government, the Contractor's regular business records and such additional records pertaining to this Contract as may be required by the City.

Contractor shall retain all documents pertaining to this Contra c t f o r a period of five (5) years after this Contract's termination (or for any further period that is required by law) and until all Federal or State audits are complete and exceptions resolved for this contract's funding pe riod. Upon request, CONTRACTOR shall make these records available to autho rized representatives of the CITY, the State of California, and the U nited States Government.

Contractor shall keep full and detailed accounts, maintain records, and exercise such controls as may be necessary for proper financial management under this Contract. The Contractor’s accounting and control systems shall be satisfactory to City. Contractor's accounting systems shall conform to generally accepted accounting principles and all records shall provide a breakdown of total costs charged under this Contract, including properly executed payrolls, time records, utility bills, invoices and vouchers. The City shall be afforded prompt access to Contractor's records, books, and Contractor shall preserve such project records for a period of at least five (5 years after the termination of this Contract , or for such longer period as may be required by law.

Contractor shall permit City and its authorized representatives and accountants to inspect, examine and copy Contractor's books, records, accounts, correspondence, instructions, drawings, receipts, subcontracts, purchase orders, vouchers, memoranda and other data relating to the project or services set forth in Exhibit A, and any and all data relevant to this Contract at any reasonable time for the purpose of auditing and verifying statements, invoices, or bills submitted by Contractor pursuant to this Contract and shall provide such assistance as may be reasonably required in the course of such inspection. Contractor shall also allow City access to the record keeping and accounting personnel of Contractor.

City further reserves the right to examine and re-examine said books, records, accounts, and data during the five (5 year period following the termination of this Contract; and Contractor shall in no event dispose of, destroy, alter, or mutilate said books, records, accounts, and data in any manner whatever for five (5 years after the termination of this Contract.

General Conditions/EJ/TE 01-19-11 4 of 13
Pursuant to California Government Code § 10527, the parties to this Contract shall be subject to the examination and audit of representatives of the Auditor General of the State of California for a period of three (3) years after final payment under this Contract. The examination and audit shall be confined to those matters connected with the performance of this Contract including, but not limited to, the cost of administering this Contract.

8. Changes and Extra Work . All changes and/or extra work under this Contract shall be performed and paid for in accordance with the following:

Only the City Council or the City Manager may authorize extra and/or changed work. Contractor expressly recognizes that other City personnel are without authorization to either order extra and/or changed work or waive contract requirements. Failure of Contractor to secure the authorization for such extra and/or changed work shall constitute a waiver of any and all right to adjustment in contract price due to such unauthorized work and Contractor thereafter shall be entitled to no compensation whatsoever for performance of such extra and/or changed work.

If Contractor is of the opinion that any work which Contractor has been directed to perform is beyond the scope of this Contract and constitutes extra work, Contractor shall promptly notify City of the fact. The City shall make a determination as to whether or not such work is, in fact, beyond the scope of this Contract and constitutes extra work. In the event that City determines that such work does constitute extra work, City shall provide extra compensation to Contractor on a fair and equitable basis. A change order or Contract Amendment providing for such compensation for extra work shall be negotiated between City and Contractor and executed by Contractor and the appropriate City official.

In the event City determines that such work does not constitute extra work, Contractor shall not be paid extra compensation above that provided herein and if such determination is made by City staff, said determination may be appealed to the City Council; provided, however, a written appeal must be submitted to the City Manager within five (5) days after the staff's determination is sent to Contractor. Said written appeal shall include a description of each and every ground upon which Contractor challenges the staff's determination.

9. Additional Assistance . If this Contract requires Contractor to prepare plans and specifications, Contractor shall provide assistance as necessary to resolve any questions regarding such plans and specifications that may arise during the period of advertising for bids, and Contractor shall issue

General Conditions/EJ/TE 01-19-11 5 of 13
any necessary addenda to the plans and specifications as requested. In the event Contractor is of the opinion that City's requests for addenda and assistance is outside the scope of normal services, the parties shall proceed in accordance with the changes and extra work provisions of Section 8 of these General Conditions.

10. Professional Ability. Contractor acknowledges, represents and warrants that Contractor and its employees are skilled and able to competently provide the services hereunder, and possess all professional licenses, certifications, and approvals necessary to engage in their occupations.

City has relied upon the professional ability and training of Contractor as a material inducement to enter into this Contract. Contractor shall perform in accordance with generally accepted professional practices and standards of Contractor's profession. In the event that City, in its sole discretion, desires the removal of any person employed or retained by Contractor to perform services hereunder, such person shall be removed immediately upon receiving notice from City.

11. Business License. Contractor shall obtain a Richmond Business License before performing any services required under this Contract. The failure to so obtain such license shall be a material breach of this Contract and grounds for immediate termination by City; provided, however, that City may waive the business license requirement in writing under unusual or extraordinary circumstances without necessitating any modification of this Contract to reflect such waiver.

12. Termination Without Default. Notwithstanding any provision herein to the contrary, City may, in its sole and absolute discretion and without cause, terminate this Contract at any time prior to completion by Contractor of the project or services hereunder, immediately upon written notice to Contractor. Contractor may terminate this Contract at any time in its sole and absolute discretion and without cause upon 30 days' written notice to City. In the event of termination by either party, Contractor shall be compensated for: (1) all authorized work satisfactorily performed prior to the effective date of termination; (2) necessary materials or services of others ordered by Contractor for this Contract, prior to receipt of notice of termination, irrespective of whether such materials or services of others have actually been delivered, provided that Contractor is not able to cancel such orders. Compensation for Contractor in such event shall be determined by City in accordance with the percentage of the project or services completed by Contractor; and all of Contractor's finished or unfinished work product through the time of the City's last payment shall be transferred and assigned to City. Additionally, in the event of such termination, the City may proceed with the work in any reasonable manner it chooses.

General Conditions/EJ/TE 01-19-11 6 of 13

13. Termination in the Event of Default. Should Contractor fail to perform any of its obligations hereunder, within the time and in the manner provided or otherwise violate any of the terms of this Contract, City may immediately terminate this Contract by giving written notice of such termination, stating the reasons for such termination. Contractor shall be compensated as provided in Section 12 of these General Conditions; provided, however, there shall be deducted from such amount the amount of damage, including attorney's fees, expert witness fees and costs, if any, sustained by City by virtue of Contractor's breach of this Contract. Additionally, in the event of such termination, the City may proceed with the work in any reasonable manner it chooses.

14. Conflict of Interest
. Contractor acknowledges, represents and warrants
that Contractor shall avoid all conflicts of interest (as defined under any federal, state or local statute, rule or regulation, or at common law) with respect to this Contract. Contractor further acknowledges, represents and warrants that no City official or employee has any economic interest, as defined in Title 2, California Code of Regulations §§ 18703.1 through 18703.5, with Contractor that would invalidate this Contract. Contractor acknowledges that in the event that Contractor shall be found by any judicial or administrative body to have any conflict of interest (as defined above) with respect to this Contract, all consideration received under this Contract shall be forfeited and returned to City forthwith. This provision shall survive the termination of this Contract for one (1) year.

15. Indemnification.
(a) If this Contract is a contract for design professional services subject to California Civil Code Section 2782.8(a) and Contractor is a design professional, as defined in California Civil Code Section 2782.8(b)(2), Contractor shall hold harmless, defend and indemnify the City, its officers, agents, employees, and volunteers from and against any and all claims, damages, losses, and expenses including attorneys’ fees arising out of, or pertaining to, or relating to the negligence, recklessness, or willful misconduct of the Contractor, except where caused by the active negligence, sole negligence, or willful misconduct of the City. To the fullest extent permitted by law, Contractor shall immediately defend and indemnify the City and its officers, agents, employees, and volunteers from and against any and all liabilities, regardless of nature or type, that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Contractor, or its employees, agents, or subcontractors.

Liabilities subject to the duties to defend and indemnify include, without limitation, any and all claims, losses, damages, penalties, fines, and judgments; associated investigation and administrative expenses; defense costs, including but not limited to reasonable attorneys’ fees; court costs; and costs of alternative dispute resolution. Contractor’s obligation to

General Conditions/EJ/TE 01-19-11 7 of 13
indemnify applies unless it is finally adjudicated that the liability was caused by the sole active negligence or sole willful misconduct of an indemnified party.
(b) If this Contract is not a contract for design professional services subject to California Civil Code Section 2782.8(a) or Contractor is not a design professional as defined in California Civil Code Section 2782.8(b)(2), Contractor shall indemnify, defend, and hold harmless the City, its officers, agents, employees and volunteers from any and all claims, suits, or actions of every name, kind and description, brought forth on account of injuries to or death of any person or damage to property arising from or connected with the willful misconduct, negligent acts, errors or omissions, ultra-hazardous activities, activities giving rise to strict liability, or defects in design by Contractor or any person directly or indirectly employed by, or acting as, the agent for Contractor in the performance of this Contract, including the concurrent or successive passive negligence of the City, its officers, agents, employees or volunteers.
(c) It is understood that the duty of Contractor to indemnify and hold harmless includes the duty to defend as set forth in Section 2778 of the California Civil Code. Contractor shall be obligated to defend, in all legal, equitable, administrative, or special proceedings, with counsel approved by the City, the City and its officers, agents, employees, and volunteers, immediately upon tender to Contractor of the claim in any form or at any stage of an action or proceeding, whether or not liability is established. An allegation or determination that persons other than Contractor are responsible for the claim does not relieve Contractor from its separate and distinct obligation to defend under this Section 15. The obligation to defend extends through final judgment, including exhaustion of any appeals. The defense obligation includes an obligation to provide independent counsel if Contractor asserts that liability is caused in whole, or in part, by the negligence or willful misconduct of an indemnified party. (d) The review, acceptance or approval of the Contractor’s work or work product by any indemnified party shall not affect, relieve or reduce the Contractor’s indemnification or defense obligations. This Section 15 survives completion of the services or the termination of this Contract.

The provisions of this Section 15 are not limited by, and do not affect, the provisions of this Contract relating to insurance.
(e) Acceptance of insurance certificates and endorsements required under this Contract does not relieve Contractor from liability under this Section

15. This Section 15 shall apply whether or not such insurance policies are determined to be applicable to any such damages or claims for damages.

16. Safety. Contractor acknowledges that the City is committed to the highest standards of workplace safety. Contractor shall perform all work hereunder in full compliance with applicable local, state and federal safety requirements including but not limited to Occupational Safety and Health Administration requirements, and shall assume sole and complete

General Conditions/EJ/TE 01-19-11 8 of 13
responsibility for the safety of Contractor's employees and any subContractor's employees. If a death, serious personal injury or substantial property damage occurs in connection with the performance of this Contract, Contractor shall immediately notify the City by telephone.

17. Insurance. Insurance requirements are set forth in Exhibit F to this Contract. Contractor shall abide by the insurance requirements set forth in said Exhibit F.

18. Non-Liability of Officials and Employees of the City. No official or employee of the City shall be personally liable for any default or liability under this Contract.

19. Compliance with Laws. Contractor shall comply with all federal, state and local laws, statutes, ordinances, rules and regulations, and the orders and decrees of any courts or administrative bodies or tribunals, with respect to this Contract, including without limitation environmental laws, employment discrimination laws and prevailing wage laws. Compliance under this provision includes compliance with all provisions of the Richmond Municipal Code ("Municipal Code"), including Chapters 2.50, 2.52, 2.56, and 2.60, if applicable.

Contractor acknowledges that under § 2.60.070 of the Municipal Code ("Living Wage Ordinance"), Contractor shall promptly provide to City documents and information verifying its compliance with the Living Wage Ordinance. Also as prescribed in § 2.60.070, Contractor shall notify each of its affected employees with regards to the wages that are required to be paid pursuant to the Living Wage Ordinance.

Contractor shall comply with § 2.28.030 of the Municipal Code, obligating every Contractor or subcontractor under a contract or subcontract with the City for public work or for goods or for services to refrain from discriminatory employment or subcontracting practices on the basis of race, color, sex, sexual orientation, religious creed, national origin or ancestry of any employee, any applicant for employment or any potential subcontractor.

Contractor acknowledges that the City’s Drug Free Workplace Policy, Violence in the Workplace Policy and the Policy Against Workplace Harassment, are available on the City’s website at
http://www.ci.richmond.ca.us/workplacepolicies
. Contractor agrees to
abide by the terms and conditions of said policies.

20. Limitations upon Subcontracting and Assignment. This Contract binds the heirs, successors, assigns and representatives of Contractor. The Contractor shall not enter into subcontracts for any work contemplated

General Conditions/EJ/TE 01-19-11 9 of 13
under this Contract and shall not assign this Contract, nor any portion hereof or monies due or to become due, without the prior written consent of the City Council or its designee.

Contractor acknowledges that the services which Contractor shall provide under this Contract are unique, personal services which, except as otherwise provided herein, Contractor shall not assign or sublet to any other party without the prior written approval of City, which approval may be withheld in City's sole and absolute discretion. In the event that City, in writing, approves any assignment or subletting of this Contract or the retention of subcontractors by Contractor, Contractor shall provide to City upon request copies of each and every subcontract contract prior to the execution thereof by Contractor and subcontractor. Any assignment by Contractor of any or all of its rights under this Contract without first obtaining City's prior written consent shall be a default under this Contract.

The sale, assignment, transfer or other disposition of any of the issued and outstanding capital stock of Contractor (if applicable), or of the interest of any general partner or joint venturer or syndicate member if Contractor is a partnership or joint-venture or syndicate, which shall result in a change of control of Contractor, shall be deemed an assignment. For this purpose, control shall mean fifty percent or more of the voting power or twenty-five percent or more of the assets of the corporation, partnership or joint-venture.

21. Integration. This Contract constitutes the entire agreement between the parties concerning the subject matter hereof and supersedes any previous oral or written agreement; provided, however, that correspondence or documents exchanged between Contractor and City may be used to assist in the interpretation of the Exhibits to this Contract.

22. Modifications and Amendments. This Contract may be modified or amended only by a change order or Contract Amendment executed by both parties and approved as to form by the City Attorney.

23. Conflicting Provisions. In the event of a conflict between these General Conditions and those of any Exhibit or attachment hereto, these General Conditions shall prevail; provided, however, that any Special Conditions as set forth in Exhibit E shall prevail over these General Conditions. In the event of a conflict between the terms and conditions of any two or more Exhibits or attachments hereto, those prepared by City shall prevail over those prepared by the Contractor, and the terms and conditions preferred by the City shall prevail over those preferred by the Contractor.

24. Non-exclusivity. Notwithstanding any provision herein to the contrary, the services provided by Contractor hereunder shall be non-exclusive, and

General Conditions/EJ/TE 01-19-11 10 of 13
City reserves the right to employ other Contractors in connection with the project.

25. Exhibits. All Exhibits hereto are made a part hereof and incorporated herein by reference; provided, however, that any language in Exhibit A which does not pertain to the project description, proposal, scope of services, or method of compensation (as applicable) , or any corresponding responsibilities of City, shall be deemed extraneous to, and not a part of, this Contract.

26. Force Majeure
. Neither party hereto shall be considered in default in the performance of its obligations hereunder to the extent that the performance of such an obligation is prevented or delayed by reason of acts of God, strikes, boycotts, lock-outs, inability to procure materials not related to the price thereof, failure of power, restrictive governmental laws and regulations enacted after the date of this Contract, riots, civil unrest, acts of terrorism, insurrection, war, declaration of a state or national emergency or other reasons of a like nature not within the reasonable control of such party.

27. Time of the Essence. Time is of the essence of this Contract. Contractor and City agree that any time period set forth in Exhibit A represents their best estimates with respect to completion dates and both Contractor and City acknowledge that departures from the schedule may occur.

Therefore, both Contractor and City will use reasonable efforts to notify one another of changes to the schedule. Contractor shall not be responsible for performance delays caused by others, or delays beyond Contractor's control, and such delays shall extend the times for performance of Contractor's work.

28. Confidentiality
. Contractor agrees to comply with, and to require its employees, agents and partners to comply with, all applicable State or Federal statutes or regulations respecting confidentially, including but not limited to, the identity of persons served under this Contract, their records, or services provided them, and assures that:

All applications and records concerning any individual made or kept by Contractor or any public officer or agency in connection with the administration of or relating to services provided under this Contract will be confidential, and will not be open to examination for any purposes not directly connected with the administration of such service.

No person will publish or disclose or permit or cause to be published or disclosed, any list of persons receiving services, except as may be required in the administration of such service.

General Conditions/EJ/TE 01-19-11 11 of 13

29. Third Parties. Nothing herein shall be interpreted as creating any rights or benefits in any third parties. For purposes hereof, transferees or assignees as permitted under this Contract shall not be considered "third parties."

30. Governing Law. This Contract shall be construed in accordance with the law of the State of California without regard to principles of conflicts of law.

This Contract is made in Contra Costa County, California, and any action relating to this Contract shall be instituted and prosecuted in the courts of Contra Costa County, California.

31. Nonrenewal. Contractor understands and agrees that there is no representation, implication, or understanding that the services provided by Contractor under this Contract will be purchased or renewed by the City under a new contract following expiration or termination of this Contract, and waives all rights or claims to notice or hearing respecting any failure by City to continue the purchase of all or any failure to continue purchase of all or any such services from Contractor.

32. Claims. Any claim by Contractor against City hereunder shall be subject to Government Code §§ 800 et seq. The claims presentation provisions of said Act are hereby modified such that the presentation of all claims hereunder to the City shall be waived if not made within six months after accrual of the cause of action.

33. Interpretation. This Contract shall be interpreted as if drafted by both parties.

34. Warranty. In the event that any product shall be provided to the City as part of this Contract, Contractor warrants as follows: Contractor possesses good title to the product and the right to transfer the product to City; the product shall be delivered to the City free from any security interest or other lien; the product meets any specifications contained herein; the product shall be free from material defects in materials and workmanship under normal use for a period of one (1) year from the date of delivery; and the product shall be fit for its intended purpose(s). Notwithstanding the foregoing, consumable and maintenance items (such as light bulbs and batteries) shall be warranted for a period of one hundred and eighty (180) days from the date of delivery. All repairs during the warranty period shall be promptly performed by Contractor, at Contractor's expense, including shipping.

35. Severability. In the event that any of the provisions or portions or applications thereof of this Contract are held to be unenforceable or invalid by any court of competent jurisdiction, City and Contractor shall negotiate an equitable adjustment in the provisions of the Contract with a view

General Conditions/EJ/TE 01-19-11 12 of 13
toward effecting the purpose of this Contract, and the validity and enforceability of the remaining provisions or portions or applications thereof, shall not be affected thereby.

36. Authority. City warrants and represents that the signatory hereto (the Mayor of the City of Richmond or the City Manager) is duly authorized to enter into and execute this Contract on behalf of City. The party signing on behalf of Contractor warrants and represents that he or she is duly authorized to enter into and execute this Contract on behalf of Contractor, and shall be personally liable to City if he or she is not duly authorized to enter into and execute this Contract on behalf of Contractor.

37. Waiver. The waiver by City of any breach of any term or provision of this Contract shall not be construed as a waiver of any subsequent breach.

Inspections or approvals, or statements by any officer, agent or employee of the City relating to the Contractor’s performance, or payments therefore, or any combination of these acts, shall not relieve the Contractor’s obligation to fulfill this Contract as prescribed; nor shall the City be thereby stopped from bringing any action for damages or enforcement arising from any failure to comply with any of the terms and conditions of this Contract.

38. Possessory Interest. If this Contract results in the Contractor having possession of, claim to or right to the possession of land or improvements, but does not vest ownership of the land or improvements in the same person, or if this Contract results in the placement of taxable improvements on tax exempt land (Revenue and Taxation Code 107), such interest or improvements may represent a possessory interest subject to property tax, and Contractor may be subject to the payment of property taxes levied on such interest.

39. Performance and Final Acceptance.

Contractor represents that it is experienced, qualified, registered, licensed, equipped, organized and financed to perform the services under this Contract.

Contractor shall perform the services under this Contract with that degree of skill and judgment normally exercised by professional firms performing services of a similar nature in the State of California, and shall be responsible for the professional quality, technical accuracy and coordination of the services it performs under this Contract. In addition to the other rights and remedies which City may have, Contractor shall, at its own expense, correct any services which fail to meet the above standard.

General Conditions/EJ/TE 01-19-11 13 of 13
City shall provide Contractor an opportunity to cure errors and omission which may be disclosed during the review of submittals, with no increase in the authorized Contract Payment Limit. Should Contractor fail to make necessary corrections in a timely manner, such corrections shall be made by the City and the cost thereof shall be charged to Contractor.

If warranted, City shall determine, and Contractor may request such determination, that Contractor has satisfactorily completed performance of this Contract. Upon such determination, City shall issue to Contractor a written Notice of Final Acceptance, after which Contractor shall not incur further costs under this Contract. Contractor shall respond to such Notice of Final Acceptance by executing and submitting to City a Release and Certificate of Final Payment.

40. Survival. The rights and obligations of the parties which by their nature survive termination or completion of the services covered by this Contract shall remain in full force and effect after termination or completion.

For the Contract between the City of
Richmond and
(;+,%,7(
63(&,$/&21',7,216
The General Conditions are hereby amended to include the following modifications and/or provisions (if applicable):

None.

Rebuilding Together East Bay-North

For the Contract between the City of
Richmond and
(;+,%,7)
,1685$1&(3529,6,216
During the entire term of this Contract and any extension or modification thereof, the CONTRACTOR shall keep in effect insurance policies meeting the insurance requirements specified in the insurance provisions which are attached hereto and incorporated herein by this reference.

Rebuilding Together East Bay-North

BBB([KLELW)
BBB6HFWLRQ
City of Richmond Insurance Requirements – Type 5:

Vendors, Suppliers, Small Grant Recipients & Nonprofit
Organizations
Type 5 - Page 1 of 3
Revised: September 2011
In all instances where CONTRACTOR or its representatives will be conducting business and/or providing services to the City of Richmond (City), or will be awarded City of Richmond (City) funds to provide programs or services, the City requires the following MINIMUM insurance requirements and limits.

CONTRACTOR shall procure and maintain for the duration of the contract, agreement, or other order for work, services or supplies, insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the work hereunder and the results of that work by the CONTRACTOR, its agents, representatives, or subcontractors. Maintenance of proper insurance coverage is a material element of the contract. Failure to maintain or renew coverage or to provide evidence of renewal may be treated by the City as a material breach of contract.

CONTRACTOR agrees that in the event of loss due to any of the perils for which it has agreed to provide Commercial General Liability insurance, CONTRACTOR shall look solely to its insurance for recovery.

CONTRACTOR hereby grants to CITY, on behalf of any insurer providing Commercial General Liability insurance to either CONTRACTOR or CITY with respect to the services of CONSULTANT herein, a waiver of any right to subrogation which any such insurer of said CONTRACTOR may acquire against the CITY by virtue of the payment of any loss under such insurance.

Original, signed certificates and original, separate policy endorsements, naming the City as an additional insured for general liability, as well as a waiver of subrogation for Workers’ Compensation insurance, shall be received and approved by the City before any work may begin. However, failure to do so shall not operate as a waiver of these insurance requirements.

City reserves the right to modify or require additional coverages for specific risk exposures depending on scope of CONTRACTORS work.

Minimum coverage is detailed below. The policy limits of coverage shall be made available to the full limits of the policy. The minimum limits stated herein shall not serve to reduce the policy limits of coverage of CONTRACTOR.

Minimum Scope of Insurance – the following forms shall be provided and coverage shall be at least as broad as the following:

1. Insurance Services Office Commercial General Liability coverage (ISO Occurrence Form CG 0001)

2. Insurance Services Office Automobile Liability coverage (ISO Form CA 0001, Code 1, Any Auto)

3. Original and Separate Additional Insured Endorsements for General Liability (ISO Form CG 20 10 11/85 or its equivalent) with primary and non-contributory language.

4. Workers’ Compensation insurance as required by the State of California including Employer’s Liability (for CONTRACTOR’s with employees);

5. Original and Separate Waiver of Subrogation for Workers’ Compensation Insurance.

6. Fidelity Bond/Crime Coverage – in an amount stipu lated by City depending upon scope of contract.

Required Coverage Minimum Limits
Workers’ Compensation and
Employers’ Liability
Statutory limits as required by the State of California including $1 million Employers’ Liability per accident, per employee for bodily injury or disease.

If CONTRACTOR is self-insured, provide a certificate of Permission to Self- Insure, signed by the California Department of Industrial Relations and Self- Insurance. If contractor is a sole proprietor (has no employees) than contractor must sign “Contractor Release of Liability” located at:
http://www.ci.richmond.ca.us/index.aspx?nid=61
.

General Liability
(primary and excess limits
combined)
$1,000,000 per occurrence for bodily injury, personal injury and property damage. If the policy includes a general aggregate, either the general aggregate shall apply separately to this project, service or location or the minimum required aggregate limit shall be twice the per occurrence limit ($4 million aggregate).

Policy shall also include coverage for liability arising out of the use and operation of any City-owned or City-furnished equipment used or operated by the CONTRACTOR, its personnel, agents or subcontractors.

Policy shall be endorsed to name the City of Richmond as an additional insured per the conditions detailed below.

BBB([KLELW)
BBB6HFWLRQ
City of Richmond Insurance Requirements – Type 5:

Vendors, Suppliers, Small Grant Recipients & Nonprofit
Organizations
Type 5 - Page 2 of 3
Revised: September 2011
Automobile Liability (If auto is used.) $1,000,000 per occurrence for bodily injury and property damage.

Fidelity Bond/Crime Coverage
(Applies if receiving City
funds.)
In an amount stipulated by City depending upon the scope of Contract. (Usually based upon the amount of money the Contractor is handling that could be embezzled over a period of time.)
Required Policy Conditions
Additional Insured Endorsement Applicable to General Liability Coverage.

The City of Richmond, its officers, officials, employees, agents and volunteers are to be named as additional insureds for all liability arising out of the operations by or on behalf of the named insured including bodily injury, deaths and property damage or destruction arising in any respect directly or indirectly in the performance of this contract.

ISO form CG 20 10 (11/85) or its equivalent is required. The endorsement must not exclude products and completed operations coverage. If it does, then CG 20 37 (10/01) is also required.

SAMPLE ENDORSEMENT can be found at:
http://www.ci.richmond.ca.us/index.aspx?nid=61.

Waiver of Subrogation
Endorsement Form
Contractor’s insurer will provide a Waiver of Subrogation in favor of the City for Workers’ Compensation Insurance providing coverage during the life of this contract.

SAMPLE ENDORSEMENT can be found at
http://www.ci.richmond.ca.us/index.aspx?nid=61
.

Primary and Noncontributory The contractor’s insurance coverage must be primary coverage as it pertains to the City, its officers, officials, employees, agents and volunteers. Any insurance or self insurance maintained by the City is wholly separate from the insurance of the contractor and in no way relieves the contractor from its responsibility to provide insurance.

A. M. Best Rating A:VII or Better. If the A.M. Best Rating falls below the required rating, CONTRACTOR must replace coverage immediately and provide notice to City.

Deductibles and Self-Insured
Retentions
Any deductible or self-insured retention must be declared to and approved by the City. At the option of the City either the insurer shall reduce or eliminate such deductibles or self-insured retention as respects the City or the contractor shall procure a financial guarantee in an amount equal to the deductible or self-insured retention guaranteeing payment of losses and related investigations, claims administration and defense expenses.

Contractor is responsible for satisfaction of the deductible and/or self-insured retention for each loss.

Umbrella/Excess Liability Policies
If an Umbrella or Excess Liability Policy is used to meet the liability limits, coverage shall be as broad as specified for underlying coverages and cover those insured in the underlying policies.

BBB([KLELW)
BBB6HFWLRQ
City of Richmond Insurance Requirements – Type 5:

Vendors, Suppliers, Small Grant Recipients & Nonprofit
Organizations
Type 5 - Page 3 of 3
Revised: September 2011
Subcontractors
CONTRACTOR shall include all subcontractors as insured under its policies or shall furnish to the City for review and approval, separate certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated herein.

CONTRACTOR agrees to defend and indemnify the City of Richmond for any damage resulting to it from failure of either CONTRACTOR or any subcontractor to take out or maintain the required insurance policies. The fact that insurance is obtained by CONTRACTOR, and/or CONTRACTOR’s subcontractors, will not be deemed to release or diminish the liability of CONTRACTOR, including, without limitation, liability under the indemnity provisions of this contract. Damages recoverable by CITY from CONTRACTOR or any third party will not be limited by the amount of the required insurance coverage.

Verification of Coverage
All original certificates and endorsements shall be received and approved by the City before work may begin.

The City of Richmond reserves the right to require complete, certified copies of all required insurance policies including endorsements affecting the coverage at any time.

Original insurance certificates and required policy endorsements shall be mailed or delivered to the Designated Project Manager for the City of Richmond.

Insurance certificates and endorsements may be faxed to the Designated Project Manager. However, Contractor must mail the original certificates and endorsements to Designated Project Manager once faxed.

Continuous Coverage
CONTRACTOR shall maintain the required insurance for the life of the contract. Should the CONTRACTOR cease to have insurance as required during this time, all work by the CONTRACTOR pursuant to this agreement shall cease until insurance acceptable to the City is provided. In the event that CONTRACTOR fails to comply with the City’s insurance requirements, the City may take such action as it deems necessary to protect the City’s interests. Such action may include but is not limited to termination of the contract, withholding of payments, or other actions as the City deems appropriate.

If services or the scope of work extend beyond the expiration dates of the required insurance policies initially approved by the City, CONTRACTOR must provide updated certificates and endorsements indicating that the required coverage, terms and conditions are still in place. Renewal certificates and updated endorsements shall be mailed to the Designated Project Manager.

Cancellation
CONTRACTOR shall ensure that coverage shall not be cancelled, reduced or otherwise materially changed except after thirty (30) days’ prior written notice has been given to the City.

Reporting Requirements
Any failure to comply with reporting or other provisions of the policies including breaches of warranties shall not affect coverage provided to the City, its officers, officials, employees or volunteers.

Consistent with Public Policy
The insuring provisions, insofar as they may be judged to be against public policy shall be void and unenforceable only to the minimum extent necessary so that the remaining terms and provisions herein may be consistent with public policy and thus enforceable.

6+28/'$1<2)7+($%29('(6&5,%('32/,&,(6%(&$1&(//('%()25( 7+( (;3,5$7,21 '$7( 7+(5(2) 127,&( :,// %( '(/,9(5(' ,1 $&&25'$1&(:,7+7+(32/,&<3529,6,216
,1685(5
6 $))25',1*&29(5$*(
,1685(5)

,1685(5(

,1685(5'

,1685(5&

,1685(5%

,1685(5$

1$,&
1$0(

&217$&7

$&1R

)$;
(0$,/
$''5(66

352'8&(5

$&1R([W

3+21(
,1685('
5(9,6,21180%(5
&(57,),&$7(180%(5
&29(5$*(6
,03257$17
,IWKHFHUWLILFDWHKROGHULVDQ$'',7,21$/,1685(' WKHSROLF\ LHV
PXVWKDYH$'',7,21$/,1685('SURYLVLRQVRUEH HQGRUVHG ,I68%52*$7,21,6:$,9('VXEMHFWWRWKHWHUPVDQGFRQGLWLRQVR IWKHSROLF\FHUWDLQSROLFLHVPD\UHTXLUHDQHQGRUVHPHQW$V WDWHPHQWRQ WKLVFHUWLILFDWHGRHVQRWFRQIHUULJKWVWRWKHFHUWLILFDWHKROG HULQOLHXRIVXFKHQGRUVHPHQW V

7+,6 &(57,),&$7( ,6 ,668(' $6 $ 0$77(5 2) ,1)250$7,21 21/< $1'&21)(56 12 5,*+76 8321 7+( &(57,),&$7( +2/'(5 7+,6 &(57,),&$7( '2(6 127 $)),50$7,9(/< 25 1(*$7,9(/< $0(1' (;7(1' 25 $/7(5 7+( &29(5$*( $))25'(' %< 7+( 32/,&,(6 %(/2: 7+,6 &(57,),&$7( 2) ,1685$1&( '2(6 127 &2167,787( $ &21 75$&7 %(7:((1 7+( ,668,1* ,1685(5 6 $87+25,=('
5(35(6(17$7,9(25352'8&(5$1'7+(&(57,),&$7(+2/'(5 27+(5

3HUDFFLGHQW

(DDFFLGHQW

1$
68%5
:9'
$''/
,16'
7+,6 ,6 72 &(57,)< 7+$7 7+( 32/,&,(6 2) ,1685$1&( /,67(' %(/2:+$9( %((1 ,668(' 72 7+( ,1685(' 1$0(' $%29( )25 7+( 32/,&< 3(5,2' ,1',&$7(' 127:,7+67$1',1* $1< 5(48,5(0(17 7(50 25 &21',7,212) $1< &2175$&7 25 27+(5 '2&80(17 :,7+ 5(63(&7 72 :+,&+ 7+,6 &(57,),&$7( 0$< %( ,668(' 25 0$< 3(57$,1 7+( ,1685$1&( $))25'(' %< 7+( 32/,&,(6 '(6&5,%(' +(5(,1 ,6 68%-(&7 72 $// 7+( 7(506 (;&/86,216$1'&21',7,2162)68&+32/,&,(6/,0,766+2:10$<+$9(%((15('8&('%<3$,'&/$,06

3523(57<'$0$*(
%2',/<,1-85<
3HUDFFLGHQW

%2',/<,1-85<
3HUSHUVRQ

&20%,1('6,1*/(/,0,7
$872621/<
$8726$872621/<
1212:1('
6&+('8/('2:1('
$1<$872
$87202%,/( /,$%,/,7<
<1
:25.(56&203(16$7,21
$1'(03/2<(56
/,$%,/,7<
2)),&(50(0%(5 (;&/8'('"

0DQGDWRU\LQ1+

'(6&5,37,212)23(5$7,216EHORZ
,I\HVGHVFULEHXQGHU
$1<35235,(7253$571(5(;(&87,9(

(/',6($6(32/,&</,0,7
(/',6($6(($(03/2<((
(/($&+$&&,'(17
(5
27+
67$787(
3(5
/,0,76
00''<<<<

32/,&<(;3

00''<<<<

32/,&<())
32/,&<180%(57<3(2),1685$1&(/75
,165
'(6&5,37,212)23(5$7,216/2&$7,2169(+,&/(6
$&25'$GGLWLRQDO5HPDUNV6FKHGXOHPD\EHDWWDFKHGLIPRUHVSDFHLVUHTXLUHG

(;&(66/,$%
80%5(//$/,$% ($&+2&&855(1&(
$**5(*$7(

2&&85
&/$,060$'(
'(' 5(7(17,21
352'8&76&20323$**
*(1(5$/$**5(*$7(
3(5621$/ $'9,1-85<
0('(;3
$Q\RQHSHUVRQ

($&+2&&855(1&(
'$0$*(725(17('
35(0,6(6
(DRFFXUUHQFH

&200(5&,$/*(1(5$//,$%,/,7<
&/$,060$'( 2&&85
*(1
/$**5(*$7(/,0,7$33/,(63(5

32/,&< 352
-(&7 /2&
&(57,),&$7(2)/,$%,/,7<,1685$1&(
'$7(
00''<<<<

&$1&(//$7,21
$87+25,=('5(35(6(17$7,9(
$&25'

$&25'&25325$7,21$OOULJKWVUHVHUYHG
&(57,),&$7(+2/'(5
7KH$&25'QDPHDQGORJRDUHUHJLVWHUHGPDUNVRI$&25'
+,5('
$872621/<

$UWKXU - *DOODJKHU &R
,QVXUDQFH %URNHUV RI &$ ,QF /,&

0DUNHW 6WUHHW 6XLWH
6DQ )UDQFLVFR &$

'DUE\ +XJKHV
'DUE\B+XJKHV#DMJFRP
3KLODGHOSKLD ,QGHPQLW\ ,QVXUDQFH &RPSDQ\
5(%872*

5HEXLOGLQJ 7RJHWKHU ,QF
$IILOLDWHV

5HEXLOGLQJ 7RJHWKHU (DVW %D\ 1RUWK

1 &DSLWRO 6W 1( 6XLWH
:DVKLQJWRQ '&

$ ;
;

;
; 6723 *$3 /,$%
3+3.

673 *$31' 2+ :$ :<
$ ; ; 3+8%

;
&HUWLILFDWH VHUYHV DV HYLGHQFH RI LQVXUDQFH IRU WKH QDPHG LQVXUHG :LWK UHVSHFW WR WKH 6DIH 2UJDQL]HG 6SDFHV 5LFKPRQG 3URMHFW WKLV FHUWLILF DWH VHUYHV DV HYLGHQFH RI LQVXUDQFH IRU WKH QDPHG LQVXUHG &LW\ RI 5LFKPRQG
$771
/LQD 9HODVFR
&LYLF &HQWHU 3OD]D
5LFKPRQG &$

CITY OF RICHMOND

CONTRACT AMENDMENT
Department: Project Manager:

Project Manager E-mail: Project Manager Phone No:

P.R. No: Vendor No: P.O./Contract No:

Description of Services:

Amendment No. ___ modifies the: (2nd or subsequent amendments attach Amendment History page)

Term, Payment Limit and Service Plan
Payment Limit and Service Plan

Term and Service Plan
Service Plan
The parties to this Contract Amendment do mutually agree and promise as follows:

1. Parties . The parties to this Contract Amendment are the City of Richmond, California, a municipal corporation (City), and the following named Contractor:

Company Name:

Street Address:

City, State, Zip Code:

Contact Person:

Telephone: Emai l:

Business License No: / Expiration Date:

2. Purpose
. This Contract Amendment is being entered into to amend the Contract between City and Contractor which was approved by the City Council of the City of Richmond or executed by the City Manager on , which original term commenced on and terminates with an original contract payment limit of $ . Said contract shall hereinafter be referred to as the "Original Contract" and is incorporated herein by reference.

3. Original Contract Provisions . The parties hereto agree to continue to abide by those terms and conditions of the Original Contract, and any amendments thereto, which are unaffected by this Contract Amendment.

Community Development Lina Velasco
[email protected] (510) 620-6706
15066 / 5763
Safe Organized Spaces (SOS!) Richmond, a program of Rebuilding Together East Bay-North (RTEBN) will provide outreach and support for unsheltered people who reside in homeless encampments across the City of Richmond. ✔
1 Rebuilding Together East Bay-North
732 Gilman Street
Berkeley, CA 94710
J.W. Frey
(510) 644-8979 [email protected]
4006-0490 August 21, 2022
✔
July 20, 2021
July 20, 2021 July 20, 2022
983,975.00

Contract Amendment/EJ/TE 09-26-07

4. Amendment Provisions . This Contract Amendment is subject to the Amendment Provisions attached hereto, which are incorporated herein by reference, and which control over any conflicting provisions of the Original Contract, or any amendment thereto.

5. City of Richmond Business License Active Status Maintained . Pursuant to Municipal Code Section 7.04.030, the Contractor must maintain its City of Richmond business license for this Contract Amendment to be deemed to be in effect.

6. Insurance Coverage Updated and Maintained. Pursuant to the Original Contract, the Contractor shall provide the City with updated insurance certificates, and the Contractor shall maintain insurance coverage, for this Contract Amendment to be deemed to be in effect.

7. Signatures . These signatures attest the parties’ agreement hereto:

CITY OF RICHMOND, CALIFORNIA
a municipal corporation
By _______________________
Title:

I hereby certify that the Original Contract
and this Amendment have been approved
by the City Council or executed by the City
Manager.

By _______________________
City Clerk
Approved as to form:

By_______________________
City Attorney
List of Attachments:

1. Amendment Provisions

2. Updated Insurance Certificates
CONTRACTOR:
______________________________
(*The Corporation Chairperson of the Board, President or Vice-President should sign on the line below.)
By____________________________
Title:________________________
(*The Corporation Chief Financial Officer, Secretary or Assistant Secretary should sign on the line below.)
By:___________________________
Title:________________________
(NOTE: Pursuant to California Corporations
Code Section 313, if Contractor is a
corporation or nonprofit organization, this
Contract (1) should be signed by the
Chairperson of the Board, President or
Vice-President and
the Chief Financial
Officer, Secretary or Assistant Secretary; (2)
should have both signatures conform to
designated representative groups pursuant
to Corporations Code Section 313.

Rebuilding Together East Bay-North

Contract Amendment between the City of Richmond and
Amendment No. P.O./Contract No.

AMENDMENT PROVISIONS (TERM AND SERVICE PLAN)

1. Paragraph 2 (Term) of the Original Contract is hereby amende d to extend the Contract term. Paragraph 2 of the Original Contract is amended to read as follows:
"2. Term . The effective date of this Contract is
_____________________________________________________________ (Insert original contract commencement date)
and it terminates
_____________________________________________________________. (Insert new contract termination date)
unless sooner terminated as provided herein."

2. The Service Plan (Exhibit A) of the Original Contract is her eby amended to include the following tasks and/or services:

Contract Amendment/EJ/TE 9-26-07
Rebuilding Together East Bay-North
1 / 5763
July 20, 2021
November 30, 2022
See Exhibit A and Exhibit B.

Contract Amendment between the City of Richmond and
Amendment No. P.O./Contract No.

AMENDMENT PROVISIONS (SERVICE PLAN)
(CONTRACTOR’S OBLIGATION’S)
The Service Plan (Exhibit A) of the Original Contract is hereby amended to include the following tasks and/or services:

Contract Amendment/EJ/TE 9-26-07
Rebuilding Together East Bay-North
1 / 5763

UPDATED SERVICE PLAN AND UPDATED BUDGET - July 21, 2022 through November 30, 2022

Rebuilding Together East Bay-North (RTEBN)
Program Administrator - Safe Organized Spaces Richmond (SOS) Richmond Reimagining Public Safety Funds

RTEBN through its Program administrator, SOS, will provide the following core services which are part of the original Scope of Work under P. O. /Contract No.2220406 /5763:

1. Trash and dumping cleanup at encampments with outreach and engagement

2. Deliver mobile showers to city-specified encampments

3. Deploy additional mobile amenities to encampments, such as trash storage, toilets, drinking water, wastewater disposal, solar power, food storage, etc.

4. Employ encampment residents to provide services above

5. Special projects at the direction of the city

Core activities will engage the following teamwork systems:

Task 1: RTEBN/SOS will deploy a 9-member Streets Team to pick up trash and concurrently provide outreach and engagement at city-specified encampments. The Streets Team will be present in the field for 7 hours per day with a minimum of 3 team members and a Team Leader, and support from the Operations Logistics Coordinator and Executive Director. The team will work in rotating shifts from Monday to Friday, 8am to 3:30pm. Locations and scheduling to be determined by the city.

For the Contract between the City of
Richmond and
Rebuilding Together East Bay-North
_____________________________

Task 2: : RTEBN/SOS will deploy mobile shower services at city-specified encampments. A minimum of four shower events will be provided per week. Staff will distribute hygiene-related supplies such as towels, soap, and clothing, and survey the participants to obtain basic personal information.

Task 3: : RTEBN/SOS will provide other mobile amenities as directed by the city.

Task 4: RTEBN/SOS will recruit, train, employ, supervise and provide professional support for a workforce of unhoused employees as part of its mission. These workforce development efforts are reflected in the budget for the items listed above.

Task 5: : RTEBN/SOS will respond to special projects as directed by the city.

EXHIBIT B
BUDGET
ORIGINAL BUDGET UPDATED 4 MONTH BUDGET
Ex. Dir 90,000.00 $ 25% 22,500.00 $
July 21-Nov 20
A Area Director 70,000.00 $ 50% 35,000.00 $
B Field Supervisor - Day 41,600.00$ 100% 41,600.00 $
C Field Supervisor - Night 41,600.00$ 100% 41,600.00 $ D Staff Subtotal 140,700.00 $
E Benefits/Taxes 24.70% 34,752.90 $
Staff Subtotal 175,453 $
F Streets Team Interns 17,000.00 $
G Streets Team 472,630.00 $ 211,464 $
H Program Partner Sub 93,000.00 $
I Equip,supplies, materials, etc 23,000.00 $ 38,730 $ J Equip Rental 5,500.00 $ 38,016 $
Shower
Power
K Debris Transfer fees 60,000.00 $
L Insurance - vehicles 11,740.00 $
M Insurance - liability 22,000.00 $
N Program Permits 6,500.00 $
O Utilities, phone, internet 1,100.00 $
P Rent and Storage 6,600.00 $
Q Direct Program Expense 719,070.00 $
Total Expesnes Subtotal 894,523 $ 288,210 $
R Admin fee 10% 89,452 $ 28,821 $
Total Budget 983,975 $ 317,031 $
Paid Invoices
through April 1,
2022 411,129.12$
Balance 572,846.07$
'PSUIF$POUSBDUCFUXFFOUIF
$JUZPG3JDINPOEBOE
3FCVJMEJOH5PHFUIFS&BTU#BZ/PSUI

Contract Amendment between the City of Richmond and
Amendment No. P.O./Contract No.

AMENDMENT PROVISIONS (AMENDMENT HISTORY)
The first Contract Amendment was approved by City Council of the City of Richmond or executed by the City Manager on for one or more of the following provisions (check those that apply):