Forensic Accounting Report
Report Date: June 3, 2022
CITY OF RIVERSIDE
TABLE OF CONTENTS
I. INTRODUCTION & BACKGROUND ......................................................................................................................................... 1 II. INFORMATION CONSIDERED .................................................................................................................................................... 2 III. RIVERSIDE EXPENSES UNDER SCPPA .................................................................................................................................... 2 IV. REQUIRED SCPPA CONTRACT SIGNATURE AUTHORITY AND LEVELS OF APPROVAL ............................... 20 V. SCPPA EXPENSES LEVEL OF APPROVAL ............................................................................................................................. 25 VI. RIVERSIDE COST SAVINGS UNDER SCPPA ........................................................................................................................ 26 VII. ANALYSIS OF PREVIOUSLY PRESENTED AUDITS ........................................................................................................... 27 VIII. COMMENTS PROVIDED IN RESPONSE TO CALL FOR PUBLIC INPUT AND DURING FOLLOW-UP INTERVIEW PROCESS ............................................................................................................................................................................. 28 IX. CONCLUSION ................................................................................................................................................................................... 34
1 I. INTRODUCTION & BACKGROUND
The Southern California Public Power Authority (“SCPPA”) is a joint powers authority created in 1980 for the purpose of providing joint plannin g, financing, construction, and operation of transmission and generation projects. 1 SCPPA comprises 12 members – eleven municipal utilities and one irrigation district – including the City of Riverside (“Riverside”). 2
On March 13, 2019, a member of Rive rside’s City Council requested Riverside conduct an independent, outside audit of SCPPA.
3 On September 22, 2020, Eide Bailly LLP (hereinafter referred to as “we”, “our,” or “us”) was engaged by Riverside to provide forensic accounting services related to Riverside’s participation in SCPPA. Our scope consisted of the following:
Conducting interviews with City Council Members, the City Manager, the Public Utilities General Manager, and the Chief Financial Officer to discuss any concerns regarding SCPPA -related matters.
Reviewing and analyzing SCPPA resolutions and associated documents that include participation with Riverside, from January 1, 2009, through December 31, 2018 (the “review period”). Reviewing and analyzing expenses paid by Riverside for contracts authorized under SCPPA for the review period.
Analyzing previously presented SCPPA audits to verify the information provided and conclusions reached and determine if the reports were appropriate at the time they were provided to the City Council.
Assisting Riverside with distributing a call for written public input and conducting interviews with the respondent who provided input.
As discussed later in this report, one respondent provided comments in response to Riverside’s call for written public input. At Riverside’s request, the scope of our engagement was e xpanded to include two follow-up interviews with th is respondent to document and further understand the respondent’s assertions and concerns. We address in a later section those concerns and assertions that are within the scope of our analysis. At Riverside’s request, for those concerns and assertions that are outside the scope of our analysis, we provide at the end of this report a list summarizing those items along with an estimate of the hours and fees that would be required to investigate those items.
Our analyses and observations are based upon information provided to us as of the date of this report.
We received from Riverside the information we requested to conduct a thorough analysis of Rive rside’s participation in SCPPA, and to our knowledge, no information was withheld by Riverside from this process.
It is possible that were additional information forthcoming, our analyses and observations would be materially different. We reserve the right to amend, modify, and supplement this report if deemed necessary by us due to the receipt of additional relevant and reliable information.
The services provided in this matter adhere to the applicable American Institute of Certified Public Accountants’ Statement on Standards for Forensic Services and the applicable Certified Fraud Examiner Code of Professional Standards established by the Association of Certified Fraud Examiners.
1 http://scppa.org/page/About-Us
2 SCPPA members comprise the City of Anaheim, City of Azusa, City of Banning, City of Burbank, City of Cerritos, City of Colton, City of Glendale, Imperial Irrigation District, City of Los Angeles, City of Pasadena, City of Riverside, and City of Vernon. See http://scppa.org/page/Members
3 RPU Board Memorandum. August 10, 2020.
2 We appreciate the cooperation of the Riverside staff and other individuals we coordinated with who were cooperative and responsive throughout the engagement and provided us with the requested documentation.
II. INFORMATION CONSIDERED
Our forensic accounting engagement considered primarily the following sources of information within the review period:
SCPPA Board resolutions and other materials
SCPPA joint power agreement, policies, and procedures SCPPA contracts for power generation, transmission, and energy efficiency Riverside fiscal policies, procedures, and annual budget reports Riverside City Council resolutions, agendas, minutes, reports, and other materials RPU Board agendas, minutes, reports, and other materials Riverside wire transfer requests for expenses incurred through SCPPA and task orders Prior Riverside audits
Comments from the public provided in written format and through follow -up interviews in response to Riverside’s call for public input
RPU Small Business Direct Install Program General Ledgers Discussions with a total of 21 individuals at the City of Riverside inclusive of City Council members, the City Manager, the RPU General Manager, and the Chief Financial Officer
III. RIVERSIDE EXPENSES UNDER SCPPA
We conducted a forensic accounting review and analysis of SCPPA resolutions and Riverside expenses made under contracts authorized by these resolutions for the review period.
SCPPA RESOLUTIONS
The SCPPA Board of Directors consists of the Chief Executive Officer of each member’s electric utility or a designated alternate. The Board of Directors, which typically meets once a month, authorizes agreements and other actions through various resolutions. We analyzed these resolutions and associated documents that included participation with Riverside during the review period.
SCPPA publishes approved resolutions on its w ebsite. We downloaded the 1,179 resolutions adopted during the review period. Figure 1 presents the number of resolutions by year . A detailed listing of the 1,179 resolutions is also located in Workpaper 1 .
4 The resolutions cover a variety of activities, including those related to power and transmission contracts, goods and services, and contributions to SCPPA’s general fund.
4 http://scppa.org/post/scppa-board-of-director-s-documents
3 Figure 1: SCPPA Resolutions by Year
Riverside provided us with 798 copies of wire transfer requests through which expenses authorized by Riverside under SCPPA contracts were paid for the review period . These requests list the expense to be paid, invoice date, vendor name, and SCPPA resolution associated with the wire payment. Of the 798 wire transfer requests provided, we noted 2,733 expenses paid. For a detailed listing of the expenses paid see Workpaper 2. There were 200 SCPPA resolutions listed across these wire transfer requests, indicating that of the 1,179 SCPPA resolutions issued during the review period, 17% included participation with Riverside, as presented in Figure 2.
Figure 2: SCPPA Resolutions with Riverside Participation, 2009 to 2018
RIVERSIDE EXPENSES
For each of the 2,733 expenses listed in these wire transfer requests, we created a database of information including the SCPPA resolution number, invoice number, invoice date, invoice due date, description, and project, as reflected in Workpaper 2. These expenses totaled $234.7M over the review period as shown in Figure 3.
143
125
108
123
94 141
104
113 119
109
-
20 40
60 80
100
120
140
160
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
Number of Resolutions
23 17
23 22 21
30 14 15
21 14
0 5
10 15
20 25
30 35
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
Number of Resolutions
4 Figure 3: Riverside Expenses through SCPPA, 2009 to 2018
Expenses increased by 50% over the review period and particularly since 2013. We conducted an analysis of these expenses by generating six main expense categories based on a review of City Council and RPU meeting minutes, presentations, and other materials. We reviewed the SCPPA resolutions and assigned each resolution to t he expense category that best described the activity authorized by that resolution.
The majority of the $234.7M in expenses were for power and transmission expenses. Energy efficiency and pro fessional services expenses constituted the next two largest grou ps of expenses , respectively.
Figure 4 summarizes these main expense categories by type and amount.
Figure 4: Riverside Expenses through SCPPA, by Type
The following sections discuss the major contracts and vendors under each expense category.
Power Generation and Transmission Expenses
Riverside purchased power generation and transmission from SCPPA primarily through 10 contracts, as presented in Figure 5.
18.2 21.6 20.5
22.3 20.5
22.5 24.3
27.3 29.9
27.7 -
5 10
15 20
25 30
35 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
$, Millions
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Total Power Generation and Transmission 15.6 $ 17.6 $ 19.8 $ 18.1 $ 17.9 $ 20.7 $ 22.5 $ 24.6 $ 27.3 $ 24.1 $ 208.2 $ Energy Efficiency 0.2 0.8 0.1 1.4 1.3 1.4 1.5 2.4 2.3 2.5 13.9 Professional Services 0.5 0.1 0.1 0.1 0.5 0.1 0.1 0.1 0.1 1.0 2.7 Legal and Regulatory 0.2 0.3 0.3 0.1 0.2 0.2 0.1 0.1 0.1 0.1 1.7 Training and Working Groups 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.1 0.0 0.3 Internship Programs - - 0.0 0.0 0.1 0.1 0.0 0.0 0.0 - 0.2 Other 1.7 2.7 0.2 2.5 0.6 0.0 0.0 - - 0.0 7.7 Total 18.2 21.6 20.5 22.3 20.5 22.5 24.3 27.3 29.9 27.7 234.7 (dollars in millions, rounded)
5 Figure 5: Power Generation and Transmission Expenses
These expenses increased by more than 50% over the review period, driven mostly by purchases of power from solar energy sources. Overall, the power generation and transmission expenses over the review period were approximately two-thirds for transmission and one -third for power generation. We discuss in more detail below the largest contracts, as measured by Riverside expenses.
Southern Transmission System
Riverside purchased transmission service from SCPPA under the Southern Transmission System transmission service contract dated May 1, 1983. The Southern Transmission System Project is a 488-mile transmission line, which imports power from the Intermountain Power Project and other resources.5 Several agencies shared the transmission service and costs provided under this contract, with Riverside’s share at 10 .2%.6 Over 50% of the Riverside’s power generation and transmission costs were incurred under this contract.
Mead-Adelanto
Riverside purchased transmission service from SCPPA under the Mead- Adelanto transmission service contract dated August 4, 1992. The Mead -Adelanto Transmission Project is a 202 -mile transmission line extending between Adelanto substation in southern California and Marketplace Substation near Boulder, Colorado.
7 Several agencies share transmission service and costs provided under this contract, with Riverside’s share at 13.5%.8
5 http://scppa.org/page/Southern-Transmission-System
6 For instance, the City of Riverside’s share of the Southern Transmission System cost of $8,409,000 for November 2010, was $854,691, or 10.16%. Southern Transmission System Transmission Service Contract between Southern California Public Power Authority and City of Riverside, Appendix A. May 1, 1983. 7 http://scppa.org/page/Mead-Adelanto-Transmission
8 Mead-Adelanto Project, Transmission Service Contract between Southern California Public Power Authority and City of Riverside, Appendix A, dated August 4, 1992.
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Tot al Transmission
Southern Transmission 7.9$ 9.4$ 11.2 $ 11.0 $ 11.0 $ 11.1 $ 11.2 $ 12.0 $ 11.4 $ 9.5$ 105.7 $ Mead-Adelanto 2.5 3.3 3.3 2.1 2.3 3.4 3.4 3.3 3.2 3.1 29.8 Mead-Phoenix 0.3 0.4 0.4 0.2 0.2 0.4 0.4 0.3 0.3 0.3 3.2 Total Transmission 10.8 13.1 14.8 13.3 13.6 14.9 15.0 15.6 14.9 12.9 138.7 Nuclear
Palo Verde 4.0 3.8 4.1 4.0 3.5 4.2 4.6 3.4 4.2 3.6 39.4 Solar
Columbia Two Solar - - - - - 0.7 1.8 1.0 1.6 1.4 6.5 Kingbird B Solar - - - - - - 0.3 1.5 1.8 1.7 5.2 Antelope DSR 1 Solar - - - - - - - 0.8 2.2 1.6 4.6 Summer Solar - - - - - - - 1.0 0.8 1.4 3.2 Antelope Big Sky Ranch Solar - - - - - - - 0.6 1.1 1.1 2.9 Total Solar - - - - - 0.7 2.1 4.9 7.5 7.1 22.4 Hydro
Hoover Uprating 0.8 0.8 0.9 0.8 0.8 0.9 0.8 0.8 0.6 0.0 7.1 Other - - - - - - - - 0.1 0.5 0.6 Total 15.6 17.6 19.8 18.1 17.9 20.7 22.5 24.6 27.3 24.1 208.2 (dollars in millions, rounded)
6 Mead-Phoenix
Riverside purchased transmission service from SCPPA under the Mead -Phoenix transmission service contract dated August 4, 1 992. The Mead -Phoenix Transmission Project is a 256 -mile transmission line extending between a southern terminus at the Westwing substation in the vicinity of Phoenix, Arizona, and a northern terminus at Marketplace Substation , approximately 17 miles south west of Boulder City, Nevada.
9 Several agencies share transmission service and costs provided under this contract.10
Palo Verde
Riverside purchased nuclear power from SCPPA under the Palo Verde Nuclear Generation Station power sales contract, dated July 1, 1981. The Palo Verde Nuclear Generating Station is a nuclear- fueled generating station located near Phoenix, Arizona.
11 Riverside’s share of power and costs provided under
this contract is 5.4%.12
Solar Power
Riverside increased its purchase of solar power from SCPPA over the review period, particularly between 2016 and 2017. Riverside purchased solar power from SCCPA under the following five contracts, with the contract date and share of power and cost listed, respectively:
Columbia Two: September 19, 2013. 74.4%.13
Kingbird B Solar: September 19, 2013. 70.0%.14
Antelope DSR 1: July 16, 2015. 50.0%.15
Summer Solar: November 15, 2012. 50.0%.16
Antelope Big Sky Ranch: November 15, 2012. 50.0%.17
Hoover Uprating
Under the Hoover Uprating Project power sales contract, dated March 1, 1986, Riverside purchased from SCPPA hydroelectric power generated by the Hoover Powerplant located approximately 25 miles from Las Vegas, Nevada. Fiscal year 2016-17 marked the last full year of this SCPPA project.18 Riverside’s share of power and costs provided under this contract was 31.9%, and its expenses were relatively stable over the review period.
19 9 http://scppa.org/page/Mead-Phoenix-Transmission
10 Mead-Phoenix Project, Transmission Service Contract between Southern California Public Power Authority and City of Riverside, Appendix B, dated August 4, 1992. Riverside’s share is stated in the contract as 1.5207%, which was later recalculated to 4.14% (see PUA 8917, Schedule A). 11 http://scppa.org/page/palo-verde
12 Palo Verde Nuclear Generating Station, Power Sales Contract between Southern California Public Power Authority and City of Riverside, Appendix A, dated July 1, 1981. 13 Columbia Two Solar Project Power Sales Agreement between Southern California Public Power Authority and the City of Riverside, California, Appendix B. September 19, 2013. 14 Kingbird B Solar Project Power Sales Agreement between Southern California Public Power Authority and the City of Riverside, California, Appendix B. September 19, 2013. 15 Antelope DSR 1 Solar Project Power Sales Agreement between Southern California Public Power Authority and the City of Riverside, California, Attachment B. July 16, 2015. 16 Summer Solar Project Power Sales Agreement between Southern California Public Po wer Authority and the City of Riverside, California, Appendix B. November 15, 2012. 17 Antelope Big Sky Ranch Project Power Sales Agreement between Southern California Public Power Authority and the City of Riverside, California, Appendix B. November 15, 2012. 18 http://scppa.org/page/hoover-uprating
19 Hoover Uprating Project Power Sales Contract between Southern California Public Power Authority and City of Riverside, Appendix B. March 1, 1986.
7 Other
The remaining expenses were incurred under two contracts. The Loyalton Biomass Project is a renewable power generation facility located adjacent to the City of Loyalton in Sierra County, California. The project reached commercial operation on April 20, 2018.20 Under the power sales agreement, dated November 16, 2017, several agencies purchase power, with Riverside’s share at 6.7%.21 Riverside incurred $460K in expense under this contract during the review period.
Riverside also incurred expenses for one month, in August 2017, under the Los Angeles-Riverside Northern Transmission Agreement.
22 The Northern Transmission System is one of three components of the Intermountain Power Project (“IPP”) located in the Great Basin region of western Utah.23 Riverside’s share of costs in August 2017 was 18.3%. 24 Riverside incurred $94K in expense under this contract during the review period.
Energy Efficiency Expenses
Riverside’s second-largest category of expenses through SCPPA during the review period was for energy efficiency purchases. Energy efficiency purchases encompass a variety of services, such as small business direct installation services, energy-efficient light bulbs, and energy efficiency related consulting services.
These expenses increased particularly after 2015. Figure 6 presents the River side e xpenses incurred through SCPPA.
Figure 6: Energy Efficiency Expenses
20 http://scppa.org/page/loyalton-biomass
21 ARP-Loyalton Biomass Project Power Sales Agreement between Southern California Public Power Authority and the City of Riverside, California, Appendix B. November 16, 2017. 22 Los Angeles-Riverside Northern Transmission System Agreement. The Department of Water and Power of the City of Los Angeles and the City of Riverside.
23 https://www.ipautah.com/about-ipa/
24 City of Riverside Request for Wire Transfer, PUA No. 9669, dated August 15, 2017. 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Total Lime Energy 115$ 133$ - $ 567$ 416$ 324$ 329$ 770$ 700$ 1,297$ 4,651$ Richard Heath & Associates - 351 - 567 449 585 245 731 685 275 3,888 Efficiency Service Group - - - 96 226 285 251 153 99 100 1,210 Greenlite - - - - - - - 278 300 184 761 Energy Solutions - - - - - 77 114 82 173 206 652 Synergy Companies - - - - - - 223 192 141 57 614 RKS Research 27 22 24 37 18 36 57 31 33 - 285 Muni-Fed Partner Energy - - - - - 67 84 54 58 - 263 KJK&A - 249 - - - - - - - - 249 ARCA 37 1 1 34 25 26 20 26 35 27 231 Oracle - - - - - - - - - 223 223 EFI - - - 45 92 - - - - - 136 Salesforce - - - 18 19 14 24 1 16 18 111 Other 8 37 28 65 41 34 107 71 85 132 608 Total 186 793 54 1,428 1,287 1,449 1,454 2,389 2,326 2,517 13,881 (dollars in thousands, rounded)
8 We discuss in more detail below those categories of expenses totaling more than $100,000 – which constitute 96% of expenses – during the review period.
Lime Energy
Lime Energy Services Company (“Lime Energy”) was the largest energy efficiency vendor, as measured by Riverside expenses, over the review period.
25 Lime Energy states on its website that it is “the nation’s premier installer of light-emitting diode (“LED”) lighting and offers a full menu of energy efficiency services that power small and medium -sized businesses to success.” 26 The majority of these expenses were incurred under the authority provided by two SCPPA resolutions. Resolution 2011-64 states that certain SCPPA member entities “have a need for energy usage assessment and direct energy efficiency implementation services…and…ECC is well qualified to provide such [s]ervices.” Resolution No. 2016-008 states Lime Energy was selected to “provide efficiency-related services and products.” A task order for Lime Energy states that the vendor will deliver “Small Business Direct Installation Program (direct installs), Comprehensive Energy Audits, Energy Efficiency Consulting Services, and other services.” A task order also lists in an appendix various products (e.g., LED exit signs, sensors, valves, lamps) and their respective prices per unit.27
Richard Heath and Associates
The next largest vendor was Richard Heath and Associates (“RHA”). On its website, RHA lists SCPPA as a commercial energy client and refers to small business and residential direct install programs and advanced energy audits.28 Most of RHA expenses were incurred under the authority provided by Resolution No. 2012-005, which states that certain SCPPA member entities “have a need for energy usage assessment and direct energy efficiency implementation services…and…RHA is well qualified to provide such [s]ervices.” RHA’s task order – similar to that for Lime Energy – states that the vendor will deliver “Small Business Direct Installation Program ( direct installs ), Comprehensive E nergy Audits, Energy Efficiency Consulting Services, and other services.” The task orders also list in the appendices various products (e.g., HVAC tune-ups, exit sign, toggle switch, LED lights, lamps) and their respective prices per unit. 29 Efficiency Services Group
Efficiency Services Group (“ESG”) lists on its website direct install programs and solar among services it provides to customers.
30 Two resolutions provide the authority for the expenses incurred. Resolution No. 2011-097 states “certain Members have a need for development and delivery of rebate and/or installation programs including residential weatherization, heat pumps, HVAC, and other appliances; and commercial building shell measures and refrigeration systems; and energy usage assessment and direct energy efficiency implementation services.” Resolution No. 2015-023 states ESG “is well-qualified to develop and implement valuable efficiency improvement prog rams and provide related servic es.” An ESG task order states ESG will deliver “Keep Your Cool (KYC) Program ( direct installs), Comprehensive Energy Audits, Energy Efficiency Consulting Services, and other services.” The task order states the KYC program’s goal is to help commercial business owners save energy through the targeted installation of best practice
25 Expenses reported for EnerPath, which was acquired by Lime Energy in 2015, and for Energy Controls and Concepts, which Lime Energy does business as (according to Resolution No. 2011-064) were consolidated with those for Lime Energy.
26 https://www.lime-energy.com/
27 Lime Energy Services Company under Professional Services Agreement between SCPPA and Consultant dated February 18, 2016, Task Order No. 2, dated June 9, 2017 28 https://www.rhainc.com/about-us/customers
29 RHA Inc. Services under Professional Services Agreement between SCPPA and Consultant dated January 19, 2012, Task Order No. 1, dated September 13, 2016, and Task Order No. 2, dated June 26, 2017 30 https://www.efficiencyservicesgroup.com/services/
9 measures. Products to be delivered under the task order include those related to program development (e.g., marketing materials, program templates, pr ogram training), customer recru itment, customer site audit reports, project logistics, retrofit installations, quality assurance/quality control, and program metrics. The task order also lists in an appendix various products ( e.g., controllers, door closer s, programmable motors, LED lights) and their respective prices per unit. 31 Greenlite
Greenlite Lighting Corporation (“Greenlite”) lists on its website upstream lighting as one of its services and states that it partners with public and private utilities in delivering upstream buydown energy efficiency programs.
32 Most of the e xpenses incurred were under the authority provided by Resolution No. 2014-119. This resolution states that certain members “have a need to develop and implement an Upstream Rebate Prog ram for the ‘buy -down’ of high efficiency LED lamps and related services.” Greenlite’s task order states that Greenlite will “utilize the implementati on model which has been successful Nationwide in many LED Upstream Lighting Programs.” A task order also lists various products (e.g., LED light bulbs) and their respective prices per unit.33
Energy Solutions
The majority of expenses for Energy Solutions were incurred under the authority provided by Resolution No. 2013-019.34 This resolution states that certain members “have a need for ‘Upstream Rebate’ programs and services to increase the penetration of cost- effective, high efficiency equipment into specific customer sectors.” An Energy Solutions task order states the vendor will provide “program design, outreach, implementation, and incent ive payment support for an Upstream Rebate Program for High Efficiency Equipment (Program). These efforts i nclude creating materials necessary to maintain the Program, conducting outreach to eligible Distributors to upsell and stock qualifying equipment and enroll in the program, modifying and maintaining the online application system, processing rebate applications, ensuring Distributor compliance with the terms of the Distributor Participation Agreement…verifying customer eligibility and product qualifications, providing ongoing program usage information to Riverside Public Utilities, and paying rebates to Program participants.” The task order describes tasks related to project management, outreach, online system database d evelopment and maintenance, application processing and verification, payment processing and program reporting, and engineering services an d work papers.
35 Synergy Companies
Most of the expenses incurred for Synergy were under the authority provided by Res olution No. 2014 - 082. This resolution states certain members “have a need for energy and water efficiency improvement programs and services…to increase the efficiency of the utility and its cust omers.” A Synergy Companies task order lists various products (e.g., fixtures, screws, tune-ups) and respective prices per unit under the Riverside Mobile Homes & Multifamily Residential Program. 36 31 Efficiency Services Group, LLC (ESG) under Professional Services Agreement between SCPPA and Consultant dated February 1, 2016, Task Order No. 2, dated June 9, 2017 32 https://www.greenliteusa.com/programs/
33 RPU: Retail LED Buy Down Program. Task Order No. RPU-02, dated June 28, 2017. 34 Cohen Ventures dba Energy Solutions. Goods and Services Agreement between Southern California Public Power Authority and Cohen Ventures, Inc. Riverside Public Utilities Task Order 03, da ted June 28, 2017. 35 Goods and Services Agreement between Southern California Public Power Authority and Cohen Ventures, Inc.
Riverside Public Utilities Task Order 03, dated June 28, 2017. 36 RPU: Multifamily Direct Installation Program. Task Order No. RPU-03, dated May 31, 2017.
10 RKS Research
The majority of expenses for RKS Research were incurred under the authority provided by Resolution No. 2012-006. This resolution states that certain members “have a need for customer research and surveys for the purpose of increasing energy efficiency and program participation and enhancing customer satisfaction relating to all customer interactions including Smart Grid and other technology and program applications [and]…RKS has previously provided Services, has existing and prior survey instrument benchmarks which are desired to be used within the ongoing analysis, and is well qualified to continue to provide such Services.” An RKS Research task order states the company will “design, conduct, analyze and report on results generated by a proprietary customer satisfaction oversample survey conducted among RPU key account customers.”37
Muni-Fed Partner Energy
Expenses incurred for Muni-Fed Partner Energy (“Muni-Fed”) were primarily under the authority provided by two resolutions. Resolution No. 2013 -084 states that certain members “have a need for auditing, planning and financing services related to energy efficien cy improvements to reduce customers’ energy use.” Resolution No. 2017 -070 states that certain members “have a need for energy auditing and engineering support services from an experienced provider with expertise to improve operating performance of customer facilities and build satisfaction with those customers.” A Muni-Fed task order states the vendor will provide energy assessments, energy audits, financial management, and other services.38 The task descriptions include appliance procurement; appliance recy cling; environmental compliance, tracking, and reporting; delivery and installation of new units and removal of existing units; and, program tracking and reporting services.
KJK&A
K.J. Kammerer & Associates (“KJK&A”) expenses were incurred under the authority provided by Resolution No. 2009-029, which states that members “have a need for vending machine energy usage assessment and direct energy efficiency implementation services.”
ARCA
Appliance Recycling Centers of America (“ARCA”) state on its website t hat it provides turnkey appliance management services for energy efficiency initiatives, is one of the nation’s largest recyclers of household appliances, and serves more than 250 sponsors of energy efficiency program s across the U.S. and Canada.
39 The expenses were incurred under the authority provided by three resolutions. Resolution No. 2006-007 states that members “have a need to remove old inefficient refrigerators from their systems and/or replace them with effic ient refrigerators for low-income customers” and that SCPPA is willing to “retain ARCA to recycle inefficient refrigerators and provide replacement refrigerators to customers.” Resolution No. 2010-086 contains similar language and discusses additional volume and scope of services, including a revised expense limit and pricing. Resolution No. 2013-094 states members “have a need…to reduce customers’ energy use.” An ARCA task order states the company “will provide a comprehensive appliance recycling and replacement program for SCPPA’s Members.” 40
37 RPU: RKS 2016 Key Account Customer Satisfaction Survey. Task Order 01, dated October 24, 2016. 38 Commercial Building Energy Audit and Efficiency Improvement Plan Development, Implementation Program.
Task Order 03, dated June 28, 2017.
39 https://www.rethinkrecycling.com/facilities/appliance-recycling-centers-america-inc-arca/ 40 Master Professional Services Agreement between Southern California Publi c Power Authority and ARCA Recycling, Inc. Appliance Recycling and Replacement Program. Task Order No. 07, dated January 8, 2015.
11 Oracle
Oracle America (“Oracle”) provides database, cloud, analytics, and other services across a wide range of industries.41 The expenses were incurred under the authority provided by Resolution No. 2017-059, which states that members “have a continued need for customer usage tracking and reporting services to reduce customers’ energy use.” A task order scope of services includ es cloud services and consulting and professional services.42
EFI
Energy Federated Inc. (“EFI”) states on its website that it hel ps organizations purchase conservation products and provides incentive fulfillment services to utility clients throughout the U.S. 43 The expenses were incurred under the authority provided by Resolution No. 2011 -009, which states that members “have a need f or compact fluorescent light bulbs and solid state lighting, including multiple delivery channels such as bulk purchase, direct mail services, on -line catalog services, combined packaging of water, electric and other efficiency related incentive kits, and related customer support and delivery services.”
Salesforce
Salesforce states on its website that it provides a customer relations management platform and serves a wide range of industries. 44 The expenses were incurred under the authority provided by Resol ution No. 2012-080, which states that certain members “have a need for energy usage assessment, direct energy efficiency implementation, and web -based energy efficiency program management services such as customer relationship management software.”
Other
We group additional expenses under an Other category. The following are the 10 largest entities providing services as measured by associated expenses during the review period:
AM Conservation Group: $70K
E Source Companies: $50K
California Municipal Utilities Association (“CMUA”): $43K Government Affairs: $42K
Renewable Energy Study Project: $38K
OpSolve: $34K
Holland & Hart: $31K
Smart Electric Power Alliance: $28K
Nexant: $25K
Black and Veatch: $21K
Professional Services Expenses
Riverside incurred expenses for advisory, consulting, and other professional services, as presented in Figure 7.
41 https://www.oracle.com/index.html
42 Services under Professional Services Agreement between SCPPA and Consultant dated July 1 , 2014, as amended.
Task Order No. 2, dated March 8, 2018.
43 https://www.efi.org/about/
44 https://www.salesforce.com/products/what-is-salesforce/
12 Figure 7: Professional Services
We discuss in more detail those categories of expenses totaling more than $25,000 – which constitute 95% of expenses – during the review period.
RHA
As discussed earlier, RHA provided energy efficiency services to Riverside. RHA also provided professional services through Resolution No. 2017-113. This resolution states members “have a need for professional and technical services…related to resource planning, project management, energy efficiency, engineering analyses and assessment, of various energy systems to continue to provide cost -effective, reliable and environmentally beneficial electric utility service in their respective communities.” A task order scope states RHA will “deliver Business Outdoor Lighting Direct Installation Program (direct installations), Comprehensive Energy Audits, Energy Efficiency Consulting Services, and other services.” 45 Public Financial Management
Public Financial Management (“PFM”) states on its website that it helps power providers in developing financial strategies to leverage access to low -cost, tax-exempt financing. 46 Expenses incurred for PFM
services were through Resolution 2011-105. This resolution states that members “have requirements for skilled analysis of certain financial matters by financial specialists and require financial advisor related services.”
Energy Controls and Concepts47
Expenses for Energy Controls and Concepts (“ECC”) were incurred under the authority provided by Resolution No. 2003-0 13, which states certain members “have a need to retain consultants to develop and support various business activities.”48
45 RHA Inc. Services Under Professional Services Agreement between SCPPA and Consultant dated January 1, 2018.
Task Order No. 01, dated February 8, 2018.
46 https://www.pfm.com/who-we-serve/public-power
47 According to Resolution No. 2011-064, Lime Energy does business as Energy Controls and Concepts. 48 The resolution states D-Base Communications is dba Energy Controls & Concepts 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 T otal RHA -$ - $ - $ - $ - $ - $ - $ - $ - $ 852$ 852$ PFM - - - 20 371 - 44 - - - 435 ECC 269 - - - - - - - - - 269 Power Market Consulting - - - - 44 46 - 90 54 - 234 AEI 6 11 13 15 17 14 15 32 6 15 145 zGlobal 141 - - - - 0 - - - - 142 Moody's 11 11 11 12 12 13 13 14 14 - 112 SNL Financial - 10 - 12 9 10 11 11 10 11 84 Muni-Fed Partner Energy - - - - - - - - 16 60 77 Kema Services 55 - - - - - - - - - 55 Altairius - 49 - - - - - - - - 49 Ventyx 19 19 - - - - - - - - 38 Pegasus - - 30 - - - - - - - 30 MBMC - - - 7 18 - - - - - 25 Other 8 25 35 2 7 14 3 - 4 36 133 Total 508 125 89 68 479 98 86 147 104 973 2,678 (dollars in thousands, rounded)
13 Power Market Consulting
Power Market Consulting states on its website that it provides regulatory and business consulting services and solutions to California energy market participants. 49 Expenses for Power Market Consulting services were incurred under the au thority provided by Resolution No. 2013 -057, which states certain members “have a need for Congestion Revenue Rights (‘CRR’) analytical support service and modeling software to providing consulting, insight and analysis into the CAISO market.”
Automated Energy, Inc.
Automated Energy, Inc. (“AEI”) states on its website that its tools assist organizations with making energy consumption decisions.
50 The majority of expenses were incurred under the authority provided by three resolutions. Resolution No. 2010-002 and Resolution No. 2011-095 both state that members “have a need for metering and data services, including program support and independent rev iew and reporting.” Resolution No. 2017 -067 states members “have a need for certain specific consulting service s for an experienced energy information services to provide expertise and services to build satisfaction and loyalty among their electric custome rs and to en hance their customer service programs.” A task order’s scope refers to a load profiler service that will allow RPU and its customers to view and examine the profile, overlay weather data on the profile to identify usage anomalies, conduct “what-if” analysis to determine savings, compare historical to current usage, create reports, and perform other functions.51
zGlobal
zGlobal states on its website that it consults on emerging technologies and provides clients with studies and analysis related to trends in the energy sector.52 Expenses were incurred primarily under the authority provided by Resolution No. 2008-096, which states that members “have a need for consulting services with regard to the California Independent System Operator Market Redesign and Technology Upgrade (MRTU), including training services and Impact analysis.”
Moody’s
Moody’s states on its website that it provides quantitative credit analysis tools and credit risk management product offerings.
53 Expenses were incurred under the authority provided by two resolutions. Resolution No. 2009-003 states that members “have a need for in-house counterparty credit analysis software…[Moody’s] is well qualified to provide, install, and test said software.” Re solution No. 2009-131 states that members “have a need for certain computer software, licensing, and data products, including ongoing subscriptio ns and application access provisions, relating to financial and business analytics.”
SNL Financial
SNL Financial states on its website that it provides sector -specific business intelligence.54 Expenses were incurred under the authority provided by two resolutions. Resolution No. 2010-014 states that members “have a need for strategic risk management and advisory services including subscription software and services, and professional consulting services and reporting.” Resolution No. 2017 -007 states that members “have a need for subscription to certain technical, financial, energy and regulatory market information and data.”
49 https://pmci-usa.com/about/
50 https://automatedenergy.com/products-services/
51 Load Profiler Program. Task Order No. RPU-01. July 1, 2018 thru June 30, 2019. 52 https://www.zglobal.biz/projects
53 https://www.moodysanalytics.com/about-us/history/kmv-history 54 https://www.spglobal.com/marketintelligence/en/campaigns/snl -financial
14 Muni-Fed Partner Energy
Muni-Fed Partner Energy states on its website that it provides energy services to the industrial and municipal sectors with a focus on reducing energy consumption. 55 The majority of expenses were provided under the authority provided by two resolutions. Resolution No. 2013-084 states that members “have a need for auditing, planning and financing services related to energy efficiency improvements to reduce customers’ energy use.” Resolution No. 2017 -070 states that members “have a need for energy auditing and engineering support services from an experienced provider with expertise to improve operating performance of customer faciliti0es and build satisfaction with those customers.”
Kema Services
Kema Services (“Kema”) specializes in business and technical consultancy, operational support, measurement and inspections, and testing and certification. It advises and supports government bodies, producers, suppliers, and end users of energy and manufacture rs of electricity transmission and distribution equipment.56
Resolution No. 2009 -058 states that members “ have a need for professional and technical services including project management, engineering and financial analysis and various studies and reports relating to the development and selection of projects, and completion of forms, reports, and related documentation for consideration by applicable governing bodies who defin e, regulate, or issues funds related to Member activities.”
Altairius
Altairius provides management consulting to the electric, gas and water utility industries. Expenses were incurred under the authority provided by Resolution No. 2010 -076, which states that members “have a need for professional and technical services inclu ding resource planning, project management, engineering analysis and various studies and reports relating to the assessment, development, selection, contracting, design, engineering, co nstruction, testing, operations and maintenance of various energy systems.”
Ventyx
Ventyx states on its website that it provides software solutions in the areas of energy trading and risk management, energy operations and energy analytics, planning and fo recasting electricity needs, and other areas. 57 Expenses were incurred under the authority provided by Resolution Nos. 2009 -022 and 2010-054, both of which state that members “have a need for power market advisory services in formulating their respective resource plans.”
Pegasus
Pegasus Organization (“Pegasus”) states on its website that its areas of expertise include project management and electric utilities.
58 Expenses were incurred under the authority provided by Resolution No. 2011 -036, which states tha t members “have a need for independent review , assessment, benchmarking, and training in certain project management, program management, and organizational processes; including formulating improvement plans, implementation services and support.”
55 https://www.p2sinc.com/news/p2s-acquires-muni-fed-energy-inc 56 https://www.globenewswire.com/news-release/2011/12/22/923102/0/en/DNV-and-KEMA-Create-a-World- Leading-Energy-and-Sustainability-Company.html
57 https://global.abb/group/en/about/history/heritage-brands/ventyx 58 https://www.thepegasusorg.com/about-us.html
15 MBMC
Michael Bell Management Consulting (“MBMC”) states on its website that it provides management consulting services to utilities, cities, counties, and special districts. Expenses were incurred under the authority provided by Resolution No. 2012-001, which states members “have a need for professional and technical services including resource planning, project management, engineering analysis and various studies and reports relating to the assessment, development, selection, contracting, design, engineering, construction, testing, operations and maintenance of various energy systems.”
MBMC invoices totaled $25,227 over the review period.59 On January 31, 2022, the respondent to the call for written public input provided to Riverside the first page of an MBMC invoice for $7,268, dated July 20, 2012, which Riverside forwarded to us. Riverside provided us a copy of the entire invoice, which is provided in EB0001-0005. The invoice states that the amount due is for “work performed from May 21, 2012 through July 20,2012 on the City of Riverside Public Utilities Program Human Resources Investigation Project.” 60 It also states “[t]his is a one -time invoice which covers all project costs from inception to conclusion.” The invoice comprised $6,195.00 of labor costs and $1,073.20 of hotel, rental car, fuel, and parking costs. Based on a review of this invoice, MBMC activities billed under this invoice included those associated with interviews, meetings, document reviews, and reports.
As discussed later, we conducted two follo w-up interviews with the respondent to the call for written public input. Based on those interviews, our understanding is that activities performed under this invoice were for an investigation into events that lead to a particular situation in which Riverside was unable to procure energy capacity when it was needed.
Other
We group additional expenses under an Other category. The following are the 10 largest entities providing services, as measured by associated expenses during the review period:
Fulbright & Jaworski: $21K
SCCPA: $19K
Lincus: $14K
Navigant Consulting: $13K
McGraw Hill Companies: $11K
Black & Veatch: $10K
PA Consulting Group: $10K
Summit Blue: $8K
Ryerson, Master, and Associates: $8K
Moss Adams: $4K
Legal and Regulatory Expenses
Riverside incurred legal and regulatory expenses during the review period, as presented in Figure 8.
59 MBMC invoices totaling $25,227 are listed on five wire transfer requests. The following is a list of t he wire transfer request number, due date, and dollar amount: PV0812, 08/07/2012, $7,268; PV0 713, 07/29/2013, $2,113; PV0813, 08/28/2013, $9,520; PV0913, 09/06/2013, $5,703; and PV1013, 10/15/2013, $624. 60 MBMC, Inc., invoice number 195 to SCPPA. July 20, 2012.
16 Figure 8: Legal and Regulatory Expenses
We discuss in more detail those categories of expenses totaling more than $20,000 – which constitute 95% of expenses – during the review period.
Legal & Regulatory Consulting
Expenses were incurred under Resolution No. 2006-051. This resolution states that SCPPA members have experienced the passage of new laws, rules, and regulations affecting members and members have been tasked with developing new methods for securing economic, long- term, reliable supplies of energy. It describes 2006 California bills that have become laws, including AB 32, SB 1368, and SB 107. This resolution provides the authority to retain legal and technical resources and consultants to address issues associated with these laws, rules, and regulations.
The majority of expenses were incurred for services provide by Hanna & Morton, which lists on its website various practice areas and services, including representing producers of electric power in transactions, regulatory proceedings, litigation, and counseling.
61 American Public Power Association
The American Public Power Association (“APPA”) website s tates that APPA represents “public power before the federal government to protect the interests of the 49 million people that public power utilities serve and the 96,000 people they employ” and “advocate[s] and advise[s] on electricity policy, technology, trends, training, and operations .”
62 Expenses were incurred under the authorities provided by approximately 13 resolutions. For example, Resolution No. 2013-064 states that the purpose is for “paying the annual dues to the American Public Power Association.” The other resolutions contain similar or identical language.
SCPPA Government Affairs Manager and Regulatory Affairs Manager Expenses were incurred under the authority provided by several resolutions, all of which contain similar language. Resolution N os. 2009-056, 2010-044, 2011-029, 2013-054, and 2014 -071 authorize expenses incurred by SCPPA’s Government Affairs Manager and SCPPA’s Regulatory Affairs Manager related to “advocacy matters and joint planning matters.”
61 http://www.hanmor.com/description.htm
62 https://www.publicpower.org/about
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 T otal Legal and Regulatory Consulting 110$ 181$ 156$ 72$ 47$ 11$ - $ - $ - $ - $ 576$ APPA 48 52 56 53 53 55 58 60 63 65 562 SCPPA Govt/Reg Affairs Mgrs 37 35 34 - 20 27 - - - - 154 Legislative Advocacy 13 14 14 14 31 33 - - - - 119 CMUA 25 34 - 3 - - - 20 - - 83 Manatt Phelps & Phillips - - - - - - 12 17 15 15 58 Utilities System Efficiencies - - - - - 19 4 - - - 23 Other 6 0 12 - 36 12 (0) 4 7 6 83 Total 239 316 272 142 187 157 74 101 84 85 1,659 (dollars in thousands, rounded)
17 Legislative Advocacy
Expenses were incurred under Resolution Nos. 2009 -055, 2010-043, 2011-028, 2012-41, 2013-053, and 2014-070. These resolutions state that the authorization is for paying expenses associated with “advocacy matters.”
CMUA
CMUA states on its website that it represents 73 publicly-owned electric utilities, water agencies, and gas and oil services, and represents members interests on energy and water issues before the California legislature, the Governor’s Office, and regulatory bodies. 63 It lists RPU as one of its members.64 Expenses
were incurred primarily under the authority provided by several resolutions. Resolution Nos. 2010-045 and 2009-057 state that costs are related to the restructuring of the electricity utility industry.
Resolution No. 2016-002 states that members “have a need for advocacy regarding the integration of Pacificorp as a Participating Transmission Owner by the California Independent System Operator Corporation.”
Manatt Phelps & Phillips
Manatt Phelps & Phillips expenses were incurred under Resolution Nos. 2014-095 and 2017-075, which state the services are for “federal regulatory counsel services…relative to proceedings before various state regulatory agencies.” It further states SCPPA has a need for legal services in connection with regulatory proceedings before the U.S. Environmental Protection Agency (“EPA”) involving the promulgation of rules under section 111 of the Clean Air Act for existing and modified power plants. On its website, the firm lists, as one of its services, California state government and regulatory policy and government contracts.
65 Utility System Efficiencies
Utility System Efficiencies states on its website that it serves power industry clients in the areas of internal transmission and system analytical capabilities.66 Expenses were incurred under the authority provided by Resolution No. 2012-108, which states that members “have a need for professional NERC Compliance training and subject matter expert services.”
Other
We grouped additional expenses under an Other category. The fol lowing are the 10 largest entities or types of services, as measured by associated expenses during the review period:
Alpha Inception: $15K
Van Ness Feldman: $9K
WG Consulting: $8K
CalETC: $8K
Smart Energy Option: $8K
Fulbright/FERC-ISO: $6K
Federal and State Funding: $6K
Dimare, Van Vleck, Brown, et. al.: $5K
Western Energy Institute: $5K
California Strategies: $4K
63 https://www.cmua.org/learn-more
64 https://www.cmua.org/members
65 https://www.manatt.com/
66 https://useconsulting.com/
18 Training and Working Group Expenses
Riverside incurred expenses for training and working groups during the review period , as presented in Figure 9.
Figure 9: Training and Working Group Expenses
We discuss in more detail those categories of expenses totaling more than $10,000 – which constitute 84% of expenses – during the review period.
Technical, Financial, Regulatory
Expenses were incurred under the authority provided by Resolution No. 2016-012, which states that members “have a need for technical, financial, regulatory, legal, administrative and other utility related training courses to be provided to their employees from time to time at the request of the Members” and discusses a SCPPA training program in Glendora, California, under which SCPPA contracts with third parties to provide training services requested by members. Training was provided by various entities such as Hong Analytics, Tonex, Alpha Power, SEL, NWPPA, AEI, AEE, University of Wisconsin, and Northwest Public Power Association.
Substation Design and Construction
Expenses were incurred under the authority provided by Resolution No. 2015-067, which states that members “have a need for on-site education and training on the Principles of Substation Design and Construction.” Services were provided by the University of Wisconsin and Greenlite.
Power System Analysis
Expenses were incurred under the authority provided by Resolution No. 2010-104, which states that members “have a need for Power System Analysis skills training.” Services were provided by the University of Wisconsin.
Electric Distribution Principles
Expenses were incurred under the authority provided by two resolutions. Resolution Nos. 2009-011 and 2009-112 state that members “have a need for in-house electric distribution principles and applications training.” Services were provided by the University of Wisconsin.
Transmission and Distribution
Expenses were incurred under the authority provided by Resolution No. 2011-087, which states that members “have a need for customized engineering training in protection, monitoring, control, automation, and metering of electric power systems.” The resolution discusses the training being provided at a Transmission and Distribution Engineering and Operations Conference.
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 T otal Technical, Financial, Regulatory -$ - $ - $ - $ - $ - $ - $ 41$ 52$ 38$ 131$ Substation Design & Construction - - - - - - 32 - - - 32 Power System Analysis - - 23 - - - - - - - 23 Electric Distribution Principles 19 3 - - - - - - - - 22 Transmission and Distribution - - - 2 4 2 5 - 4 - 17 Other - 2 8 1 5 15 9 2 2 - 43 Total 19 6 30 3 9 17 45 43 58 38 269 (dollars in thousands, rounded)
19 Other
We identified additional training and working group expenses. The following are the 10 largest expenses during the review period:
Electric Power Systems: $7K
Foreman Leadership: $5K
Electricity Transmission: $5K
Underground Distribution: $4K
FERC Order 764: $3K
FERA Market Manipulation Rules: $3K
Electricity Distribution: $3K
GE LM6000 Gas Turbine: $3K
Energy Modeling and Forecasting: $2K
Power Quality and Harmonics: $2K
Internship Programs Expenses
Riverside incurred expenses for training and working groups during the review period , as presented in Figure 10.
Figure 10: Internship Programs Expenses
Internship Programs
Expenses were incurred under the authority provided by Resolution No. 2011-011, which states that members “have a need for a program that provides students with mentoring and educational work experience in employer organizations and give students orientation to a career area they may wish to pursue.”
Other Expenses
Riverside incurred other expenses, as presented in Figure 11.
Figure 11: Other Expenses
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Total Internship Program -$ - $ 1 $ 46$ 70$ 64$ 32$ 21$ 4 $ - $ 237$ Total - - 1 46 70 64 32 21 4 - 237 (dollars in thousands, rounded)
2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Total Project Stabilitization Fund 1,650$ 2,694$ 242$ 2,483$ 627$ - $ - $ - $ - $ - $ 7,696$ Other 1 1 1 1 1 1 17 - - 16 38 Total 1,651 2,695 243 2,484 628 1 17 - - 16 7,734 (dollars in thousands, rounded)
20 Project Stabilization Fund
Expenses were incurred under the authority provided by Resolution No. 1996-007, which states that the SCPPA Board of Directors “wishes to assist its members…in their efforts to compete in an environment of increased competition in the electric utility industry” and “the Business Assessment and Strategy Program approved by the Board of Directors in 1995 identifies the creation of a project stabilization fund as one of the means by which the Members may better position themselves to compete in an environment of increased competition.”
Other Expenses
We identified additional expenses, followed by the associated expenses incurred during the review period:
Electro Wire: $33K
California EPA Toxic Substance Manifest Fees: $5K
IV. REQUIRED SCPPA CONTRACT SIGNATURE AUTHORITY AND LEVELS OF APPROVAL
We reviewed the contract signature authority required by Riverside ’s policy at the time each SCPPA contract was executed to verify whether proper levels of approval were obtained. Riverside provided us copies of SCCPA contracts and task order s. Figure 12 summarizes the approvals documented for those contracts and task orders executed during the review period.
Figure 12: Riverside Approvals on SCPPA Contracts and Task Orders
We discuss non -energy efficiency ( e.g., solar and biomass) and energy efficiency contracts separately.
With regard to solar and biomass contracts, each contract was approved by the City Council, City Manager or Assistant City Manager, and at times the General Manager; approved as to form by the City Attorney Approved Approved as to Form Attest
Avail of
Funds
Contract
City
Council
City
Manager
Assistant
City
Manager
General
Manager
City
Attorney
Assistant
City
Attorney City Clerk
Assistant
City Clerk
Finance
Director
Solar
Columbia Two X X X X X
Kingbird B X X X X X
Antelope DSR 1 X X X X
Summer Solar X X X X
Amendment X X X X
Antelope Big Sky Ranch X X X X
Biomass
ARP Loyalton X X X X
Energy Efficiency
Lime Energy Services X X X X X
Richard Health and Associates X X X X X
Efficiency Services Group X X X X X
GreenLite Lighting X X X X X
Energy Solutions X X X X X
Synergy Companies X X X X X
Muni-Fed Partner Energy X X X X X
21 or Assistant City Attorney ; and attested to by the City Clerk or Assistant Clerk .67 The City Council also approved funding amounts for these contracts through its approval of Riverside’s annual budget, which contains line items for these programs, among others.
With regard to energy efficiency programs, on June 1, 2007, the RPU Board approved and recommended City Council approv al of RPU participation in SCPPA energy efficiency and conservation programs and authorized the “General Manager or designee to execute all necessary documents in such programs.” 68 On August 14, 2007, the C ity Council also approved RPU participation in energy efficiency and conservation programs.69 Later that year, on December 7, 2017, the RPU Board approved an RPU energy efficiency and demand savings ten -year goal, related to California Assembly Bill 2021 ( “AB2021”). At various times, the RPU Board recommended the City Council approve the creation of a new energy efficiency program, with the City Council subsequently approving that program. 70 We first discuss Riverside’s process in 2017 onwards, when it began using task orders, before discussing the process before 2017.
Starting in 2017, Riverside began to use task orders for energy efficiency programs. A task order contains information such as the energy efficiency program’s name, description of work to be performed, vendor, SCPPA resolution number authorizing the vendor and work, and funding amount for the fiscal year. A task order also includes signature lines for the SCPPA executive director, vendor representative, RPU representative (e.g., City Manager), Assistant City Attorney, Finance Director, and City Clerk. We reviewed the signatures on each contract and for each task order. On February 21, 2017, the City Council required City Council approval on task orders above $50,000. 71 Based on our review of minutes from RPU Board and City Council meetings in 2017 and 2018, the approval process for task orders consisted of the RPU Board recommending the City Council approve each task order, for a particular amount for the fiscal year and for a specified vendor.72 Within a month or two, the City Council would approve each task order, for the same amount for that fiscal year and for the same specified vendor. 73 In addition to receiving City Council approval, these task orders were also approved by the City Manager, approved as to form by the Assistant City Attorney, attested to by the City Clerk, and certified as to availability of funds by the Finance Director.
To understand the approval process for the period prior to the use of task orders in 2017, we requested from Riverside documentation of approvals of energy efficiency programs and also searched documentation available on Riverside’s web site (e.g., City Council minutes, RPU Board minutes) . This documentation shows City Council approving the creation of new energy efficiency programs as well as its approval of Riverside’s annual or biennial budget, which include budgets for numerous line items,
67 City Council approvals provided in Meeting Minutes on following date: September 24, 2013 (Columbia Two and Kingbird B); July 28, 2015 (Antelope DSR 1); April 1, 2014 (Summer Solar and Antelope Big Sky Ranch); and January 23, 2018 (ARP Loyalton).
68 RPU Board Meeting Minutes. June 1, 2007.
69 City Council Meeting Minutes. August 14, 2007.
70 RPU Board Meeting Minutes on February 7, 2014 (Upstream HVAC, Multi-Family Direct Install, Food Service Direct Install, Key Accounts Energy Efficiency Plan); February 20, 2015 (Retail LED Buydown); and April 19, 2018 (Business Outdoor Lighting Direct Install). City Council Meeting Minutes on March 4, 2014 (Upstream HVAC, Multi- Family Direct Install, Food Service Direct Install, Key Accounts Energy Efficiency Plan) ; March 27, 2015 (Retail LED Buydown); and June 19, 2018 (Business Outdoor Lighting Direct Install). 71 City Council meeting minutes. February 21, 2017.
72 RPU Board meeting minutes. August 14, 2017 and April 19, 2018. 73 City Council meeting minutes. September 12, 2017, and June 19, 2018.
22 including energy efficiency programs. 74 With regard to RPU’s role, at times RPU sent “letters of authorization” to SCPPA requesting SCPPA retain the services of a particular energy efficiency vendor that SCPPA had already selected for authorized dollar amounts.75 As we discuss more later, additional levels of approval from the department and CM/Finance were provided after services were provided via approvals of wire transfer requests on payments of invoices to vendors.
Next, we gained an understanding of Riverside’s policies to identify the signature authorities required at the time of each contract’s execution. Riverside provided us with resolutions it had identified related to the relevant approvals . W e supplemented this information by conduct ing a search for applicable resolutions on its website.
76 Based on the information available, we identified six resolutions that were effective during the review period. We excluded resolutions that had been repealed or superseded. Based on this review, we identified three points in time when considering what resolutions were in effect – the start of the analysis period and two additional dates when resolutions were repealed and replaced – as Figure 13 presents.
Figure 13: Riverside Resolutions Related to Approvals Policies
The following sections summarize the approval requirements set forth in each of these resolutions.
Resolution No. 20943. May 17, 2005.
A Resolution of the City Council of the City of Riverside, California, (1) Adopting Administrative Manual Professional Consultant Services Selection Procedures and City Manager Authority Limits of $50,000 (A) In Accordance with Voter-Approved Measure MM for Public Utilities Department and (B) For Other Departments at Same Levels as Public Utilities Department; (2) Setting Monetary Limits of City Manager Authority of $50,000 for Negotiated Contracts; and (3) Repealing Resolution No. 18277 Professional Services Contracts <= $10,000: Department Head 77 Professional Services Contracts <= $50,000: City Manager78 Professional Services Contracts > $50,000: City Council, or if RPU is the originating department, RPU Board.79
74 City Council meeting minutes on following dates: June 25, 2013 (FY2013-14 budget); June 24, 2014 (FY2014-15 budget); June 23, 2015 (FY2015-16 budget); June 21, 2016 FY2016-17 and FY2017-18 budgets) 75 RPU letter of authorizations on following dates: August 18, 2011 (Enerpath dba Energy Controls and Concepts); August 18, 2011 (Richard Heath and Associates); February 8, 2012 (Enerpath dba Energy Controls and Concepts); March 27, 2012 (Efficiency Services Group); March 30, 2012 (Enerpath dba Energy Controls and Concepts); June 29, 2012 (Enerpath dba Energy Controls and Concepts); June 29, 2012 (Richard Heath and Associates); June 15, 2015 (GreenLite Lighting Corporation)
76 https://aquarius.riversideca.gov/clerkdb/Browse.aspx?startid=109&row=1&dbid=0 77 Resolution No. 20943, Exhibit A
78 Resolution No. 20943, Exhibit A
79 Resolution No. 20943, Exhibit A
In Effect As Of
Resolution
No. Date Jan 1, 2009 Sep 12, 2013 Dec 20, 2017
20943 May 17, 2005 X
21026 September 6, 2005 X
21046 September 27, 2005 X
21182 June 20, 2006 X
22576 September 12, 2013 X
23256 December 20, 2017 X
23 Resolution No. 21026. September 6, 2005.
A Resolution of the City Council of the City of Riverside, California, Authorizing the City Manager, Assistant City Managers, and Development Director to Execute Documents in Connection with Real Property Acquisitions
Real Property Acquisitions <= $50,000: City Manager, Assistant City Manager, or Development Director
80 Real Property Acquisitions > $50,000: Both City Council and City Manager, Assistant City Manager, or Development Director
81 Resolution No. 21046. September 27, 2005.
A Resolution of the City Council of the City of Riverside, California, Authorizing the City Manager or His/Her Designee to Approve, Execute, and Bind the City of Riverside to Contracts and Purchase Orders Up to $50,000 and Such Other Contracts Expressly Approved by the City Council, and Authorizing the City Manager to Delegate Such Authori ty to His/Her Designee, Including Among Others Department Heads, When the City Manager Deems It Is in the Best Interests of the City. Contracts, Goods, Non -Professional Services, Construction, Professional Services, Negotiated Contracts, and Purchase Orders <= $50,000: City Manager or City Manager Designee Such as Department Head
82 Other Contracts (e.g., > $50,000): Both City Council and City Manager or C ity Manager Designee Such as Department Head83
Resolution No. 21182. June 20, 2006.
A Resolution of the City Council of the City of Riverside, California (1) Restating the Rules and Regulations Governing Procurements of Goods, Services, and Public Works Construction; (2) Authorizing the Purchasing Services Manager to Award Contracts and/or Issue Purchase Orders Where the Procurement Is Previously Made Through Competitive Procurement or Negotiations Conducted by the City or Another Public Agency, or Federal, State, and/or Other public Agency Pricing Contracts or Agreements; and (3) Repealing Resolution No. 20942.
Purchasing Manager authorized to determine whether a procurement – other than public works construction – made without competitive bid is in the best interest of the City. 84 Purchasing Manager authorized to award contracts and/or purchase orders based u pon or consistent with competitive procurement or negotiations previously conducted by the City or another public agency, Federal, State, and/or other public agency pricing contracts or agreements.
85 Resolution No. 22576. September 12, 2013.
A Resolution of the City Council of the City of Riverside, California, Restating the Rules and Regulations Governing Procurements of Goods, Services, and Public Works Construction Consolidating Various Purchasing Rules and Regulations Currently Contained in Other Resol utions and Certain Administrative Manual Policies; And Repealing Resolution Nos. 20943, 21026, 21046, and 21182.
80 Resolution No. 21026
81 Resolution No. 21026
82 Resolution No. 21046
83 Resolution No. 21046
84 Resolution No. 21182, Article Two: Competitive Procurement 85 Resolution No. 21182, Article Two: Competitive Procurement
24 Contracts, Goods, Non-Professional Services, Construction, Professional Services, and Negotiated Contracts and Purchase Orders <= $50,000: City Manager or City Manager Designee such as Department Head86
Contracts, Goods, Non-Professional Services, Construction, Professional Services, and Negotiated Contracts and Purchase Orders > $50,000: Both City Council and City Manager or City Manager Designee such as Department Head87
Real Property Acquisitions <= $50,000: City Manager, any Assistant Manager, or Community Development Director
88 Real Property Acquisitions > $50,000: Both City Council and City Manager, any Assistant Manager, or Community Development Director
89 Resolution No. 23256. December 20, 2017.
A Resolution of the City Council of the City of Riverside, California, Establishing Rules and Regulations for the Procurement of Goods, Services, and Construction Contracts and Establishing Contract Execution Authority, Herein after to be Known as the Purchasing Resolution; and Repealing Resolution No. 22576 Goods, Profe ssional Services, and Design -Build Services <= $50,000: City Manager or City Manager Designee such as Department Head
90 Other Contract s ( e.g., >= $50,000): City Council, Board of Public Utilities, Board of Library Trustees, and City Manager or City Manager Designee such as Department Head91 Expert and Consultant Services Connected to Litigation <= $50,000: City Attorney Real Property Acquisitions <= $50,000: City Manager, Assistant City Manager, or Community and Economic Development Director
92 Real Property Acquisitions > $50,000, where RPU Funds <= $50,000: Both City Council and City Manager, Assistant City Manager, or Community and Economic Development Director. 93 Real Property Acquisitions > $50,000, where RPU Funds > $50,000: RPU Board firs t, and then, both City Council and City Manager, Assistant City Manager, or Community and Economic Development Director.
94 Figure 14 summarizes the approval requirements under these resolutions during the review period.
86 Resolution No. 22576, Article Ten: Delegated Contract Execution Authority 87 Resolution No. 22576, Article Ten: Delegated Contract Execution Authority 88 Resolution No. 22576, Article Nine: Real Property Acquisitions 89 Resolution No. 22576, Article Nine: Real Property Acquisitions 90 Resolution No. 23256, Article Two: General Purchasing Policy Statement and Delegated Authority for Purchases and Contract Execution
91 Resolution No. 23256, Article Two: General Purchasing Policy Statement and Delegated Authority for Purchases and Contract Execution
92 Resolution No. 23256, Article Ten: Acquisition of Real Property 93 Resolution No. 23256, Article Ten: Acquisition of Real Property 94 Resolution No. 23256, Article Ten: Acquisition of Real Property
25 Figure 14: Approval Requirements Summary
These resolutions indicate that as it relates to professional services contracts, contracts greater than $50,000 needed RPU Board or City Council approval from the beginning of the review period, January 1, 2009, through September 12, 2013; City Council approval from September 12, 2013, through December 2017; and both City Council and RPU Board approval after December 20, 2017. The approval requirements for non-professional services contracts appear to be similar, with the exception that from January 1, 2009, through September 12, 2013, City Council approval was required.
As discussed earlier, each non-energy efficiency contract during the review period was approved by the City Council, City Manager or Assistant City Manager, and at times the General Manager; approved as to form by the City Attorney or Assistant City Attorney; and attested to by the City Clerk or Assistant Clerk.
The City Council also approved funding amounts for these contracts through its approval of Riverside’s annual budget. With regard to energy efficiency programs, the RPU Board and City Council approved RPU’s participation in these programs in 2007. Riverside began to use task orders in 2017, which were approved by the City Council, RPU Board, RPU representative (e.g., City Manager); approved as to form by the Assistant City Attorney; and attested to by the City Clerk. Prior to 2017, the City Council approved budgets for energy efficiency programs via its approval of the annual and biennial Riverside budget and RPU provided approval at times through letters of authorization. Throughout the entire review period, additional levels of approval from the department and CM/Finance were provided after services were provided via approvals of wire transfer requests on payments of invoices to vendor. We note that prior to the use of task orders in 2017, for energy efficiency services we did not observe the City Council providing approvals for spending subsequent to its approving the creation of the program and its approval of the annual budget. It should be noted that SCCPA was the entity executing the contracts on behalf its members. As a result, it is unclear to us as to whether this approval process should have been followed for these contracts given SCCPA was executing the contracts.
V. SCPPA EXPENSES LEVEL OF APPROVAL
Riverside requested we review the level of approval for up to 25 SCPPA wire transfer requests per year.
Riverside provided us with copies of approximately 7 98 wire transfer requests, with e ach request containing one or more expenses (Workpaper 2). Each wire transfer request is approved for various items Jan 1, 2009 Sep 12, 2013 Dec 20, 2017
Contracts and Goods
<= $50,000 City Mgr or Designee City Mgr or Designee City Mgr or Designee > $50,000
City Council and
City Mgr or Designee
City Council and
City Mgr or Designee
City Council and RPU Board and
City Mgr or Designee
Professional Services
<= $10,000 Dep Head City Mgr or Designee City Mgr or Designee <= $50,000 City Mgr or Designee City Mgr or Designee City Mgr or Designee > $50,000 City Council or RPU Board
City Council and
City Mgr or Designee
City Council and RPU Board and
City Mgr or Designee
Non-Professional Services
<= $50,000 City Mgr or Designee City Mgr or Designee
City Council and RPU Board and
City Mgr or Designee
> $50,000
City Council and
City Mgr or Designee
City Council and
City Mgr or Designee
City Council and RPU Board and
City Mgr or Designee
26 such as certificate of delivery, payment, and receipt. We selected 25 wire transfer requests per year for analysis. 95 Figure 15 presents the results of this analysis.
Figure 15: SCPPA Expenses Level of Approval, Summary
All 250 of the wire transfer requests had a signature for certificate of delivery and approval by either the department or CM/Finance (Workpaper 3). The wire transfer requests do not include a field or stamp showing City Council approval of the ex pense. As discussed earlier, based on our review of City Council minutes, staff reports, and other documentation, the City Council approves expenses – including those above $50,000 – during City Council meetings, in which it approves annual budgets, contra cts, and task orders.
VI. RIVERSIDE COST SAVINGS UNDER SCPPA
SCPPA states on its website that it serves its members through “operational efficiencies and cost savings through the joint procurement and financing of projects, value-added services, and providing collaborative advocacy.”
96 We requested from SCPPA information regarding cost savings such as materials, studies, analyses, and benchmarking, to verify its assertion of cost savings to its members. SCPPA responded that it had not conducted formal studies or analyses of member savings, although stated that its position to negotiate preferred terms due in large part to joint purchasing power was expected to result in costs savings.
Due to the lack of information specific to SCPPA, we then reviewed information provided on Riverside’s wire transfer requests for purchases of power and transmission. These requests list the amount of transmission and energy purchased, along with the respective expense, by month. To estimate what costs Riverside would have incurred for purchases on the open market, we reviewed information published by the U.S. Energy Information Administration (“EIA”). The EIA publishes prices paid by utilities on the wholesale power market, however it appears those indexes do not provide information
95 We randomly selected the 25 wire transfer requests each year using the Microsoft Excel random number generator function.
96 http://scppa.org/page/About-Us
Year
Wire
Transfer
Requests Total Expenses
Certificate of
Delivery
Approval by
Department or
CM/Finance
2009 25 8,869,864 25 25 2010 25 10,739,385 25 25 2011 25 9,022,846 25 25 2012 25 10,246,163 25 25 2013 25 8,867,805 25 25 2014 25 7,575,496 25 25 2015 25 8,314,199 25 25 2016 25 7,077,521 25 25 2017 25 6,266,873 25 25 2018 25 6,702,357 25 25 250 83,682,510$ 250 250
27 needed to conduct an appropriate comparison for Riverside, such as to what extent the indexes reflect purchases of transmission versus purchases of energy.
Therefore, we have been unable to conduct an appropriate comparison of Riverside costs through SCPPA to those that would have occurred on the open market. In light of the foregoing, we recommend that the members of SCPPA request SCPPA to perform a cost savings analysis for verification and transparency purposes.
VII. ANALYSIS OF PREVIOUSLY PRESENTED AUDITS
Our objective was to perform an independent assessment of the audits in scope to verify the information relied upon and conclusions.
The scope of the assessment consisted of reviewing the following reports:
1. 2016 audit of the relationship between Riverside and SCPPA.
2. 2016 performance assessment and financial review of RPU.
3. Annual financial review of SCPPA and separate financial review of Riverside.
We used the following methodology to perform our assessment:
• Interviewed the Senior Auditor who performed the work under review; • Obtained and reviewed the reports in scope, related documents, supporting workpapers, and email correspondence; and
• Reviewed the 2015 Peer Review report and associated recommendations.
Our assessment was performed in accordance with the International Standards for the Professional Practice of Internal Auditing. Those standards require that we plan and perform the assessment to obtain sufficient and appropriate evidence to provide a reasonable basis for our findings and conclusions based on our audit objectives. We believe that the evidence obtained provides a reasonable basis for our findings and conclusions based on our audit objectives.
Based on our assessment, we identified three findings related to the 2016 audit of the relationship between Riverside and SCPPA, 2016 performance assessment of RPU, and the annual financial review of Riverside.
Finding No. 1
Applicable audit standards were not stated in the previously mentioned three reports. Per inquiry with Riverside personnel, it was identified that the assessments were conducted in accordance with the Institute of Internal Auditors (“IIA”) International Professional Practices Framework (“IPPF”). This is commonly referred to as the “Red Book”. Through review of the 2015 Peer Review conducted by a separate independent party, it was recommended that the Generally Accepted Government Auditing Standards be used to conduct the internal audits at Riverside. This is commonly referred to as the “Yellow Book”. A statement of compliance with either Red Book or Yellow Book standards was omitted from the reports. It was determined, at the time of the creation of the three audit reports, this statement was omitted with intention as the audits along with the audit department (i.e., Office of Organizational Performance and Accountability) were not in compliance with either standard.
28 Finding No. 2
The Senior Internal Audit or failed to formally disclose a real or perceived conflict of interest in the previously mentioned three reports. However, during our interview with the Senior Internal Auditor who performed the work under review, it was noted that any real or perceived c onflict of interest was informally disclosed internally through the proper chain of command. Per standards governing internal audit practices and related code of ethics, a disclosure of any real or perceived conflict of interest should have been formally documented.
Finding No. 3
As part of our review of the Office of Organizational Performance and Audit (OoPA) – “Financial Transactions Review for Fiscal Years 2014, 2015, and 2016” (“OoPA Report”), issued in June 2018, we performed the following procedures:
• Selected and reviewed the Small Business Direct Install Program (“Program”) account numbers 456080 and 457025, which totaled $4,210,324.41, as shown in Appendix A of the OoPA Report.
97 • Obtained and reviewed the supporting documentation provided by the OoPA Senior Internal Auditor who performed the work.
• Obtained the General Ledger (GL) for fiscal years (FY) 2014, 2015, and 2016 which totaled $3,821,536.19.
The total amount of activity we obtained from the GL did not agree with the total showing in Appendix A of the OOPA Report by ($4,210,324.41-$3,821,536.19) $388,788.22 or 10% of the GL account balance.
As such, we investigated further through inquiry and sample testing of Program activity for the period under review.
Based on the audit work performed, it appears the difference between the Program’s GL balance and the amount shown in Appendix A is the result of an inaccurate audit of SCPPA activity. Per inquiry with the Senior Internal Auditor who performed the work, it was confirmed that credits applied to the Program were not included and some invoices expensed in prior year but paid in fiscal years 2014 through 2016 were included in the auditor’s calculation of the total.
VIII. COMMENTS PROVIDE D IN RESPONSE TO CALL FOR PUBLIC INPUT AND DURING FOLLOW -UP
INTERVIEW PROCESS
Riverside distributed a call for written public input related to this engagement through social media, to which one respondent provided comments in three main areas. Our scope for this engagement was later expanded to include two follow-up interviews with this respondent to document all respondent concerns, including those not submitted in the response to the call for written public input, and provide a summary of these concerns to the City Manager to determine if further investigation would be needed to identify facts to refute or support the concerns. In this section we address those concerns we determined to be within the scope of our analysis or for which we already had obtained information during the course of our work. At Riverside’s request, we list the remaining concerns along with an
97 The Small Business Direct Install Program was judgmentally selected based on the total SCPPA charges for FYs 2014 – 2016, which were approximately 58% of the grand total of charges ($7,296,445.93) reviewed for the same timeframe.
29 estimate of hours and fees, where possible, that would be required to conduct an investigation of those concerns, in Workpaper 4.
Respondent Comment: Riverside Public Utilities violated the scope of the SCPPA charter.
In his written comments, the respondent stated the following:
SCPPA has been acting beyond the authority granted in its Charter, which limits SCPPA to “financing, acquiring, constructing, managing and operating…PROJECTS.” (Charter, page 6) “Projects shall mean facilities for the generation or transmission of electrical energy” and do not include energy conservation, efficiency, lobbying expenses, or internship programs. (Charter, page 3)
SCPPA exists only to attain economies of scale for smaller, publicly owned utilities to participate in large transmission and power plant projects. An amendment to the Charter is required to expand the scope.
Riverside informed us it is not aware of the existence of a SCPPA “charter .” The language used by the respondent appears in the Joint Powers Agreement . Section 5 of the JPA states that SCPPA has the authority to “finance, acquire, construct, maintain and operate one or more projects.” The JPA also defines projects as “facilities for the generation or transmission of electrical energy.” The JPA language does not specifically cite the types of programs – energy conservation, energy efficiency, lobbying, and internships – that the public comments state are outside of the SCPPA scope. We reviewed Riversid e resolutions, staff reports, presentations, and other information to verify the use of these programs.
Energy Efficiency Programs
On June 1, 2007, the RPU Board approved and recommended the City Council approve RPU participation in SCPPA energy efficiency and conservation programs and authorized the “General Manager or designee to execute all necessary documents in such programs.”
98 On August 14, 2007, the City Council also
approved RPU participation in energy efficiency and conservation programs. 99 Later that year, on December 7, 2017, the RPU Board approved an RPU energy efficiency and demand savings ten-year goal, related to California Assembly Bill 2021 (“AB2021”), which required electric and gas utilities to meet energy efficiency and demand reduction targets. According to a December 10, 2018, staff report provided to the Utility Services, Land Use, and Energy Development Committee, the City Council requested a detailed study of the original SCPPA charter and its current programs. The staff report states the following:
“New regulations and industry practices have expanded the scope of what constitutes a generati on or transmission project and in response, SCPPA now implements renewable generation and energy efficiency projects, energy project planning, legislative and regulatory support, and training and working groups. In the 1990s, SCPPA established power procurement procedures to reflect the restructuring of the electric industry, transitioning from building and owning generation and transmission infrastructure to contracting for resources delivered through the statewide grid. In this way, tools were created thr ough SCPPA to procure energy resources —in particular renewable energy and energy efficiency resources —that have become increasingly mandated by the state.”
100
A presentation accompanying the staff report and a City Council Memorandum issued on February 21, 2017, provides more information:
98 RPU Board Meeting Minutes. June 1, 2007.
99 City Council Meeting Minutes. August 14, 2007.
100 Utility Services, Land Use, Energy Development Committee Report, December 10, 2018. Pages 2-3.
30 Recent legislation and mandates impact RPU and other publicly-owned entities. Senate Bill 1037, from 2005, requires utilities to look to energy efficiency and demand reduction, followed by renewable resources, prior to procuring fossil resources. Public Utilities Code section 9615 states that each “local publicly owned electric utility, in procuring energy to serve the load of its retail end-use customers, shall first acquire all available energy efficiency and demand resou rces that are costs effective, reliable, and feasible”101
Riverside is required by California law to procure energy efficiency resources first, the SCPPA JPA must be interpreted consistent with California law, energy efficiency is a generation resource, and, therefore, energy efficiency projects are consistent with the SCPPA JPA.102 Since 2012, Riverside has expanded its project participation in SCPPA from the original five generation and transmission projects, to include renewable power purchase agreements approved by the RPU Board and City Council. The City Council approves new projects followed by City Manager or a designee. The ongoing costs are approved by the RPU Board and City Council in the bi-annual Electric Fund budgets.
103
On August 14, 2007, the City Council approved the use of SCPPA for procuring energy efficiency and conservation programs and services, with a not-to-exceed amount of $100,000 per program annually from the Public Benefits Fund. On October 20, 2009, February 7, 2012, and March 4, 2014, the City Council approved additional energy efficiency programs and campaigns ranging in amounts between $100,000 and $350,000. The Public Utilities Board has entered into several energy efficiency programs, for a total of 10 energy efficiency programs through SCPPA. 104
For new energy efficiency programs, the City Council provides approval, after which the General Manager or designee approves the SCPPA task order to accept these services from SCPPA.
Ongoing costs in subsequent years are included in the Public Benefits Fund budget and approved by the City Council and Board of Public Utilities.
105
Based on staff reports provided to the City Council, Riverside’s decision to implement energy efficiency programs through SCPPA may have included a determination that these programs were included within SCPPA’s scope due to changes in California state law.
Lobbying and Internship Programs
Riverside asserts the “appropriate use” of SCPPA for additional member services, such as legislative and regulatory support, training and working groups, and planning. 106 It states that SCPPA provides training
on relevant industry topics, host s workshops, and hires consultants to provide market updates and represent its interests in regulatory legislative matters. These funds are included in the Electric Fund’s annual budget that is approved by the RPU Board and City Council, and a SCPPA task order is approved by the General Manager or designee. Additional points include:
101 City Council Memorandum. Update on Participation in Southern California Public Power Authority. February 21, 2017. Page 4.
102 Utility Services, Land Use, Energy Development presentation, sli de 18. December 10, 2018. 103 City Council Memorandum. Update on Participation in Southern California Public Power Authority. Page 5. 104 The 10 programs are Appliance Recycling (ARCA), Auto Meter Reading, Home Energy Analysis, Energy Management Services, Small Business Direct Install Program (SBDI), Multifamily & Mobile Home Direct Installation, Key Account Energy Efficiency Program (KEEP), Upstream High Efficiency HVAC Program, LED Buy Down Program, and Customer Engagement Program.
105 City Council Memorandum. Update on Participation in Southern California Public Power Authori ty. Page 7.
February 21, 2017.
106 Utility Services, Land Use, Energy Development presentation, slide 1 9. December 10, 2018.
31 The Riverside charter vests power in the City Council except as otherwise provided in the charter.
By joining the SCPPA JPA, and approving that the General Manager is Riverside’s voting representative on the SCPPA governing board, the City Council has delegated authority to the General Manager to act on behalf of SCPPA.
107
The SCPPA JPA a uthorizes SCPPA to finance, acquire, construct, maintain, and operate projects and to perform acts necessary to exercise that power, including making and entering contracts with the SCPPA members, the U.S., any state or political subdivision thereof, and any individuals, firm, association, partnership, corporation, or other organization of any kind. 108 109
Nothing in the SCPPA JPA prohibits SCPPA from obtaining services on behalf of its member agencies
110
In summary, Riverside may have determined that additional member services are a necessary part of exercising the powers described in the SCPPA JPA.
Respondent Comment: RPU exceeded the $100,000 appropriations limits for conservation and efficiency programs set by the Council in 2007.
In his written comments, the respondent stated the following:
On August 14, 2007, the City Council approved RPU’s participation in energy efficiency and conservation programs, with each program not to exceed $100,000 annually, except for the Low- Income Refrigerator Program, which was allowed up to $160,000 (Council Memo, page 1, Agenda Item 47, 8/14/2007).
According to the June 6, 2018, Office of Organizational Performance and Accountability (“OOPA”) Report, Appendix A, RPU violated this policy 7 times in 3 fiscal years across 4 programs: Small Business Direct Install ($4.2 million spent over 3 years without Board or Council approval of contracts), Upstream HVAC, Multi-Family Direct Install Program, and LED Buy Down. Particularly concerning are the Enerpath Services/Lime Energy contracts.
As discussed in other sections of this report, the RPU Board recommended the City Council approve, and the City Council subsequently approved , the creation of various energy efficiency programs during the review period. Beginning in 2017 via the use of task orders, the RPU Board recommended the City Council approve, and the City Council subsequently approved task orders specific to each energy e fficiency program. Prior to the use of task orders in 2017, the City Council approved budgets for energy efficiency programs through its annual or biennial budget approval, and at times the RPU sent letters of authorization to SCPPA. Through the creation of new programs, approval of budgets, and approval of task orders, the City Council increased the $100,000 limits for various programs.
107 City Council Memorandum. Update on Participation in Southern Cal ifornia Public Power Authority. Page 10.
February 21, 2017.
108 City Council Memorandum. Update on Participation in Southern California Public Power Authority. Page 10.
February 21, 2017.
109 The SCPPA JPA describes projects, in part, as facilities or owners in facilities related to electrical generation or transmission. SCPPA JPA, Section 5. November 1, 1980.
110 City Council Memorandum. Update on Participation in Southern California Public Power Authority. Page 10.
February 21, 2017.
32 Respondent Comment: RPU violated both the $25,000 signature authority limit for the RPU General Manager and the $50,000 signature authority limit for the City Manager when hiring consultants via task orders.
In his written comments, the respondent stated the following:
According to the OOPA report, there were over 2 dozen violations of the General Manager signature authority limit during the review time period. Riverside’s Administrative Manual states the signature authorities for the City Council for $50,000 or more for professional services contracts.
As discussed in other sections of this report, various City Council resolutions were effective at different times throughout the review period. Resolution N o. 20943, which refers to the Administrative Manual, sets monetary limits of authority to enter into contracts of $50,000 needing City Council or RPU approval for professional services. Sec 1202.b of the Riverside Code of Ordnances states RPU has authority for contracts over $50,000. As discussed earlier, prior to the use of task orders in 2017, the City Council approved the creation of new energy efficiency programs and also approved Riverside’s annual or biennial budget, which included budgets for numerous line items, including energy efficiency programs. At times, RPU also sent letters of authorization to SCPPA requesting SCPPA retain the services of a particular energy efficiency vendor that SCPPA had already selected for authorized dollar amounts. We note that prior to the use of task orders in 2017, for energy efficiency services we did not observe the City Council providing approvals for spending subsequent to approving the creation of the program and its approval of the annual budget. It should be n oted that SCCPA was the entity executing the contracts on behalf its members. As a result, it is unclear to us as to whether this app roval process should have been followed for these contracts given SCCPA was executing the contracts. In addition to the approvals mentioned above, beginning in 2017, Riverside began to also use task orders for energy efficiency services, which the City Council approved each year.
Respondent Comment: Does SCPPA follow competitive bidding and do the contracts have a term of one year, requiring a renewal each year, or are they multi-year contracts? SCPPA’s procurement process was outside the scope of our analysis. However, during the course of our work documentation was provided by SCPPA to us which stated that it utilizes various type of solicitations, including requests for proposal (“RFP”) through a competitive procurement process, requests for qualification (“RFQ”), requests for information (“RFI”), requests for offers (“RFO”), and informal requests in lieu of formal solicitations. A review of agreements between SCPPA and vendors providing energy efficiency services indicates that these agreements can have multi -year terms. As an example, SCPPA entered into an agreement with Greenlite Lighting Corporation on April 5, 2015, which was set to expire on April 4, 2018, and for which SCPPA set to extend the term for an additional three years. 111
Respondent Comment: Did Riverside enter into contracts with SCPPA before the RPU Board or Council approved it?
We compared the dates on which the City Council approved the creation of new energy efficiency programs to the first invoice due date for expenses incurred by Riverside for the particular program. We used the invoice due dat e as that information was readily available from the copies of the wire transfer requests we received for this engagement. As shown in Figure 16, for six of the seven programs reviewed none of the invoice due dates occurred prior to the date the City Council approved the program. For one program, Business Outdoor Lighting Direct Install, the first invoice due date occurred prior to the date the
111 SCPPA Board of Directors Meeting. Agenda Item Staff Report. March 15, 2018.
33 City Council approved creation of the program. We note however that it occurred after the RPU Board recommended City Council creation of the program.
Figure 16: Energy Efficiency Program Authorization Date versus Expenditures Start Date
Respondent Comment: In its initial draft of this report, Eide Bailly noted signatures by the mayor on contracts. Is the mayor signing these contracts without the City Council’s approval? In the initial draft of the report, the table that summarized Riverside approvals of contracts and task orders had a column indicating whether the Riverside’s mayor had provided approval. We had initially included that column based on some contracts from the early 1990s having been signed by the major. However, that column was blank in the initial draft of this report because none of the contracts and tasks orders signed during the review period had signature lines for the mayor. We removed that column from Figure 12 in this report.
Respondent Comment: In the Conclusion section of the report, the summary of Riverside’s expenses under SCPPA should be separated between power transmission expenses and all other expenses.
The Conclusion section of this report includes a summary of the expenses incurred by Riverside for each of the following categories: power generation and transmission, energy efficiency, professional services, legal and regulatory, training and working groups, internship programs, and other. This breakout is also shown in Figure 4.
Respondent Comment: Energy efficiency contracts (e.g., EnterPath, Richard Heath & Associates, RHA, Energy Solutions, Synergy, GreenLite) have exceeded Riverside’s signature and appropriation limits. The City Council was not approving these contracts prior to 2017. The signatures (e.g., task orders) were actually being provided by SCPPA.
We discuss Riverside’s process for approving contracts in other sections of thi s report. For energy efficiency contracts, starting in 2017 and the use of task orders, the RPU Board recommended the City Council approve a task order, followed within a month or two by the City Council approving the task order.
Prior to the use of task orders in 2017, the City Council approved budgets via its approval of the annual or biennial budget and at times RPU provided a level of approval through letters of authorization to SCPPA.
Additional Comment by Respondent to Call for Written Public Input Subsequent to our two interviews with the respondent to the call for written public input, the respondent made mention of a former employee at Riverside. It has been brought to our attention that the former Riverside employee is a current part-time employee of Eide Bailly. That individual’s employment at Eide Bailly had been unknown to the team working on this engagement and the individual had no involvement with this engagement.
Program
RPU
Approval
City Council
Approval
Invoices
Start
Object
Code
SCPPA
Resolution Invoice Vendor
Upstream HVAC 2/7/2014 3/4/2014 5/30/2014 456091 2013-019 PUA 7868 Energy Solutions Multi-Family Direct Install 2/7/2014 3/4/2014 5/5/2015 456092 2014-082 PUA 8288 Synergy Companies Key Accounts Energy Efficiency Plan 2/7/2014 3/4/2014 12/6/2017 456094 2017-070 PUA 9910 Muni-Fed Retail LED Buy Down 2/20/2015 3/27/2015 1/4/2016 456096 2014-119 PUA 8703 GreenLite Small Business Direct Install 2/7/2012 4/10/2017 456080 2016-008 PUA 9478 Lime Energy Customer Engagement 12/6/2016 4/5/2018 456097 2017-059 PUA 10107 Oracle Business Outdoor Lighting Direct Install 4/19/2018 6/19/2018 5/10/2018 2017-113 Richard Heath & Assoc
34 IX. CONCLUSION
This forensic acc ounting report, inclusive of a narrative and workpapers, reflects the procedures performed, documents examined , and related observations to date. Based on our examination, we observed the following:
SCPPA adopted 1,179 resolutions over the review period, 20% in which Riverside participated. Riverside expenses under SCPPA totaled $234.7M over the review period, comprising the following: power and transmission ($208.2M); energy efficiency ($13.9M); professional services ($2.7M); legal and regulatory ($1.7M); training and working groups ($0.3M); internship programs ($0.2); and other ($7.7M).
Each non-energy efficiency contract during the review period was approved by the City Council, City Manager or Assistant City Manager, and at times the General Manager; approved as to form by the City Attorney or Assistant City Attorney; and attested to by the City Clerk or Assistant Clerk.
The City Council also approved funding amounts for these contracts through its approval of Riverside’s budget.
For energy efficiency programs, the RPU Board and City Council approved RPU’s participation in these programs in 2007. Riverside began to use task orders in 2017, which were approved by the City Council, RPU Board, RPU representative ( e.g., City Manager); approved as to form by t he Assistant City Attorney; and attested to by the City Clerk. Prior to 2017, the City Council approved budgets for energy efficiency programs via its approval of the annual and biennial Riverside budget and RPU provided approval at times thro ugh letters o f authorization. Throughout the entire review period, additional levels of approval from the department and CM/Finance were provided after services were provided via approvals of wire transfer requests on payments of invoices to vendor. We note that prior to the use of task orders in 2017, for energy efficiency services we did not observe the City Council providing approvals for spending subsequent to its approving creation of the program and its approval of the annual budget. SCCPA was the ent ity executing the contracts on behalf its members. As a result, it is unclear to us as to whether this approval process should have been followed for these contracts given SCCPA was executing the contracts.
Three findings relate to previously performed audits consisting of failure to report the standards used to conduct the audits, lack of formal disclosure of a real or perceived conflict of interest, and a 10% discrepancy involving the Small Business Direct Install Program general ledger amount reflected in Appendix A of the OoPA Report.
Based on staff reports provided to the City Council, Riverside’s decision to implement energy efficiency programs through SCPPA may have included a determination that these programs were included within SCPPA’s scope due to changes in California state law. Riverside may have determined that additional member services are a necessary part of exercising the powers described in the SCPPA JPA.
SCPPA stated th at it utilizes various type of solicitations, including RFPs through a competitive procurement process, RFQs , RFIs, RFOs, and informal requests in lieu of formal solicitations. A review of agreements between SCPPA and vendors providing energy efficiency services indicates that these agreements can have multi-year terms.
With regard to City Council approval dates versus the incurring of expenses, for six of seven energy efficiency programs, none of the invoice due dates occurred prior to the date the City Council approved the program. For one program, Business Outdoor Lighting Direct Install, the first invoice due date occurred prior to the date the City Council approved creation of the program. However, it occurred after the RPU Board recommended City Council creation of the program.
35 We have not provided an opinion in this report related to any person or party violating applicable laws and regulations. The determination as to whether a person or party has violated applicable laws and regulations is not a decision for us; it is decision for a governing body, judge, or jury.
We were not engaged to perform a financial audit, which the objective would be to express an opinion on the specified elements, accounts, or items. Accordingly, we do not express such an opinion. Had we performed additional procedures, other matters might have come to our attention that would have been reported to you.
Our analyses and observations are based upon information provided to us as of the date of this report.
We received from Riverside the information we requested to conduct a thorough analysis of Riverside’s participation in SCPPA, and to our knowledge, no information was withheld by Riverside from this process.
It is possible that if additional information is forthcoming, our analyses and observations could be materially different. We reserve the right to am end, modify, and or supplement this report if deemed necessary by us due to the receipt of additional relevant and reliable information.
Fraud & Forensic Advisory Services
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐001 01/15/09
Resolution Relating To The Southern Transmission Project: (I) Authorizing The Refunding Of Certain Outstanding Bonds; (Ii) Authorizing The Execution And Delivery Of (A) A Subordinate Indenture Of Trust Authorizing The Issuance Of Transmission Project Revenue Bonds, 2009 Subordinate Refunding Series A, (B) A Supplemental Indenture Of Trust Relating To The Transmission Project Revenue Bonds, 2009 Subordinate Refunding Series A, And (C) A Purchase Contract; (Iii) Authorizing The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐002 01/15/09
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Transmission Project Revenue Bonds, 2009 Subordinate Refunding Series A (Southern Transmission Project) 2009‐003 01/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Moody'S Kmv Subscription, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐004 12/18/08
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Dbase Communications, Inc., Dba Energy Controls & Concepts ("Ecc"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐005 12/18/08
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Faith Com, Inc, Dba Fci Management Consultants, Inc. ("Fci"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐006 12/18/08
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement Intergy Corporation ("Intergy"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐007 01/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Tom Mcguinness (Consultant), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐008 01/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Urs Corporation (Urs), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐009 01/15/09
Resolution Relating To The Renewable Electric Energy Resource Project: (I) Authorizing The Development, Negotiation, Execution And Delivery Of An Asset Purchase Agreement Between The Southern California Public Power Authority And Windy Point Partners Ii, Llc To Facilitate The Acquisition Of Wind Energy Generation Resources And Related Properties, Leases, Permits, Facilities, Rights, Entitlements, Structures, And Administrative And Operating Agreements And Certain Other Rights And Agreements Associated With Acquisition, Operation Or Financing In Connection With The Windy Point‐Windy Flats Wind Generation Project; (Ii) Authorizing The Negotiation, Execution And Delivery Of Related Transmission Arrangements To Faciliate The Acquisition Of The Output Of The Windy Point‐ Windy Flats Wind Generation Project (Iii) Authorizing The Negotiation, Execution And Delivery Of Power Sales Agreements With The Scppa Members Participating In The Windy Point‐Windy Flats Wind Generation Project; (Iv) Authorizing The Issuance And Posting Of A Notice Of Statutory Exemption Pursuant To Title 14 California Code Of Regulations Section 15277 Relating To The Windy Point‐Windy Flats Wind Generation Project (V) Authorizing Certain Related Actions; And (Vi) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐010 01/15/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Pebble Springs Wind Project For The Fiscal Year July 1, 2008 Through June 30, 2009
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐011 01/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The University Of Wisconsin And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐012 02/19/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority Relating To The Appointment Of A Lead Underwriter For The Leaning Juniper Wind Project Bonds And Authorizing Officers Of The Authority To Do All Tidngs Deemed Necessary Or Appropriate
2009‐013 02/19/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing Preparation Of All Documents Necessary Or Appropriate To Sell And Issue Magnolia Power Project A, Refunding Revenue Bonds, 2009‐ 1, And Magnolia Power Project A, Refunding Revenue Bonds, 2009‐2, Proceeds Of Which Will Be Used To Refund The Magnolia Power Project A, Refunding Revenue Bonds, 2007‐1, And For Such Other Purposes As The Finance Committee Shall Determine; (Ii) Appointing The Lead Underwriter; And (Iii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2009‐014 02/19/09
Resolution Relating To The Milford Wind Corridor Phase I Project: (I) Authorizing The Execution And Delivery Of (A) A First Amendment To Power Purchase Agreement, (B) The First Amended And Restated Power Sales Agreements And (C) A Consent And Agreement; (Ii) Relating To The Appointment Of The Lead Underwriter; And (Iii) Authorizing The Officers Of The Authority To Do All Things Deemed Necessary Or Advisable 2009‐015 02/19/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority Relating To The Appointment Of A Lead Underwriter For The Northwest Wind Project Bonds And Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2009‐016 02/19/09
Resolution Relating To The Palo Verde Project: (I) Authorizing The Execution And Delivery Of (A) A Dealer Manager Agreement In Connection With A Tender Offer For The Authority'S Power Project Revenue Bonds, 1997 Subordinate Refunding Series B (Palo Verde Project) (Taxable), (B) An Invitation To Tender, (C) A Letter To Bondholders And (D) A Letter To Brokers And (Ii) Authorizing The Officers Of The Authority To Do All Things Deemed Necessary Or Advisable 2009‐017 02/19/09
Resolution Relating To The Gas Project Revenue Bonds (Project No. 1), Series 2007A And Series 2007B: (I) Authorizing The Execution And Delivery Of (A) A Letter Agreement Amending The Commodity Swap Schedule Between The Authority And Aig‐Fp Broadgate Limited, (B) A Related Credit Support Annex, (C) A Custody Agreement And (D) A V Aluation Agent Agreement; And (Ii) Authorizing The Officers Of The Authority To Do All Things Deemed Necessary Or Advisable
2009‐018 02/19/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Appointing A Pool Of Investment Banking Firms To Be Selected From In Financing Renew Able Projects And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate 2009‐019 02/19/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority Relating To The Appointment Of A Lead Underwriter For The Windy Point Project Bonds And Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2009‐020 02/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Green Allowance And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐021 02/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Rks Research & Consul Ting ("Rks"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐022 02/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Ventyx (Ventyx), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐023 02/19/09
Resolution Of The Southern California Public Power Authority Making Certain Findings With Respect To Compliance With Greenhouse Gases Emission Performance Standards (San Juan Unit 3 Project)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐024 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute And Deliver A No‐Cost Contract With Jenn Fenn For Installation Of Led Streetlights Within Participating Scppa Member'S Service Territory And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2009‐025 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Ipkeys Technology (Ipkeys), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And For The Purpose Of Taking Certain Related Actions (Restructuring). 2009‐026 03/19/09
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Proposed Tax‐Exempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (Leaning Juniper 2 Wind Project) 2009‐027 03/19/09
Resolution Relating To The Magnolia Power Project: (I) Authorizing The Refunding Of Certain Outstanding Bonds; (Ii) Authorizing The Execution And Delivery Of (A) A Fifth Supplemental Indenture Of Trust Amending The Original Indenture Of Trust, A Sixth Supplemental Indenture Of Trust And A Seventh Supplemental Indenture Of Trust Authorizing The Issuance Of The Magnolia Power Project A, Refunding Revenue Bonds, 2009‐1 And The Magnolia Power Project A, Refunding Revenue Bonds, 2009‐2, (B) A Bond Purchase Contract, (C) One Or More Remarketing Agreements, (D) Reimbursement Agreements And (E) Amendments To, Or Replacement Of, Interest Rate Swap Agreements And Related Documents; (Iii) Authorizing The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐028 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Energy Controls And Concepts ("Ecc"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐029 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With K.J. Kammerer & Associates (Kjka), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐030 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With National Resource Management Inc. (Nrmi), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐031 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Cogent Energy, Inc. (Cogent), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐032 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Lincus, Inc. {Lincus), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐033 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Pe Consul Ting, Inc. (Pe Consul Ting), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐034 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Richard Heath & Associates (Rha), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐035 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Siemens, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐036 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Shelf Control, Inc (Sci), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐037 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With R.W. Beck, Inc. (R.W. Beck), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐038 03/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Solar Electric Power Association (Sepa), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐039 03/19/09
Resolution Relating To The Tieton Hydropower Project: (I) Approving The Negotiation, Execution And Delivery Of The Participation Agreement Between The City Of Burbank, The City Of Glendale, The City Of Los Acting By And Through The Department Of Waterand Power, And The Southern California Public Power Authority (Ii) Approving The Negotiation, Execution And Delivery Of The Power Sales Agreements Between The Southern California Public Power Authority And The City Of Glendale And The Department Of Water And Power Of The City Of Los Angeles (Ill) Delegating To The Executive Director The Authority To Carry Forth The Final Negotiation Of The Terms Of The Participation Agreement And The Power Sales Agreements And To Approve The Final Form Thereof And To Exectute And Deliver The Same; (Iv) Issuing Certain Findings Relating To Approval Of The Addition The City Of Glendale And The Department Of Water And Power Of The City Of Los Angeles As Project Participants In The Tieton Hydropower Project (V) Delegating To The Executive Director The Authority To Issue Such Further Findings On Behalf Of The Board Of Directors As May Be Appropriate, Pursuant To The Power Sales Agreement Between Scppa And Burbank To Carry Forth The Addition Of The City Of Glendale And The Department Of Water And Power Of The City Of Los Angeles As Project Participants In The Tieton Hydropower Project; (Vi) Authorizing Certain Related Actions; And (Vii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable. 2009‐040 03/19/09
Resolution Relating To The Tieton Hydropower Project: (I) Determining That Project Matters Relating To The Teiton Hydropower Project Shall Be Decided By A Majority Vote Of The Board Of Directors And (Ii) Authorizing The Officers Of The Authority To Do All Things Deemed Necessary Or Advisable 2009‐041 04/16/09
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Proposed Taxexempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (Ice Energy Project) 2009‐042 04/16/09
Resolution Relating To The Ice Energy Project: (L)Authorizing The Negotiation, Execution And Delivery Of A Planning And Development Agreement Between The Southern California Public Power Authority ("Scppa") And Those Scppa Members Which Desire To Carry Out Planning, Development And Preconstruction Work Pursuant To Such Agreement For The Purpose Of Planning And Development Of The Ice Energy Project; (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐043 04/16/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing The Preparation Of All Documents Necessary Or Appropriate To Sell And Issue Power Project Revenue Obligations, Proceeds Of Which Will Be Used To Fund Certain Costs Associated With The Acquisition And Installation Of "Ice Bear" Units From Ice Energy; And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate 2009‐044 04/16/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Approving The Utility Scale Energy Storage Project; And (Ii) Authorizing Officers Of The Authority To Apply On Behalf Of The Members To The Department Of Energy And Other Agencies Responsible For Allocating And Distributing Funds In Support Of Energy Storage, Demand Side Management, And Smart Grid Solutions; And (Iii) Do All Things Deemed Necessary Or Appropriate To Fund The Project
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐045 04/16/09
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Proposed Taxexempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (Milford Ii Project) 2009‐046 04/16/09
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Proposed Taxexempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (Raser 3 Project) 2009‐047 04/16/09
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Proposed Taxexempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (Raser 4 Project) 2009‐048 04/16/09
Resolution Relating To The Tieton Hydropower Project: (I) Issuing Certain Findings Relating To Approval Of The Agency Agreement Between The City Of Los Acting By And Through The Department Of Waterand Power, And The Southern California Public Power Authority With Respect To The Tieton Hydropower Project (Ii) Confirming, Ratifying And Approving The Negotiation, Execution And Delivery Of The Agency Agreement Between The City Of Los Acting By And Through The Department Of Waterand Power, And The Southern California Public Power Authority And Ratifying The Final Form Thereof; (Iii) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable. 2009‐049 04/16/09
Resolution Of The Southern California Public Power Authority, Approving The Annual Budget For Tieton Hydropower Project For The Fiscal Year July 1, 2008, Through June 30, 2009 2009‐050 04/16/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority Authorizing Officers Of The Authority To (I) Apply On Behalf Of The Members To The Department Of Energy And Other Agencies Responsible For Allocating And Distributing Funds In Support Of Projects Relating To Energy, Demand Side Management, And Smart Grid Solutions; And (Ii) Do All Things Deemed Necessary Or Appropriate To Fund Stimulus Projects 2009‐051 05/21/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing The Preparation Of All Documents Necessary Or Appropriate To Sell And Issue Power Project Revenue Bonds, Proceeds Of Which Will Be Used To Refund Outstanding Revenue Notes And To Fund All Remaining Costs And Expenses Associated With The Acquisition And Construction Of The Canyon Power Project And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2009‐052 05/21/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing The Preparation Of All Documents Necessary Or Appropriate To Sell And Issue Project Revenue Bonds, Proceeds Of Which Will Be Used To Either Prepay For Energy Produced By The Milford Wind Corridor Phase I Project Or To Acquire The Milford Wind Corridor Phase I Project And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2009‐053 05/21/09
Resolution Relating To The Palo Verde Project: (I) Authorizing The Finance Committee To Effect A Tender Offer Or The Direct Sale Of Defeasance Obligations Relating To The Authority'S Power Project Revenue Bonds, 1997 Subordinate Refunding Series B (Palo Verde Project) (Taxable), (Ii) Authorizing The Preparation Of All Documents Necessary Or Appropriate In Connection Therewith And (Iii) Authorizing The Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2009‐054 05/21/09
Resolution Of The Southern California Public Power Authority Regarding Approval And Allocation Of General Expenses
2009‐055 05/21/09
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Advocacy) 2009‐056 05/21/09
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Government Affairs Manager) (Advocacy)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐057 05/21/09
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐058 05/21/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Kema Services, Inc. (Kema), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐059 05/21/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Navigant Consulting (Navigant), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐060 05/21/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Northern California Power Agency (Ncpa), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) (Ncpa Eeps) 2009‐061 05/21/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Northern California Power Agency (Ncpa), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)(Ncpa E3) 2009‐062 05/21/09
Resolution Relating To The Ameresco Chiquita Landfill Gas To Energy Project: (I) Authorizing An Extension Of Time For Completion Of The Chiquita Landfill Gas To Energy Project (Ii) Agreeing To Toll The Optional Termination Date Under And Pursuant To The Amended And Restated Power Purchase Agreement (Iii) Approving The Execution And Delivery Of A Second Letter Extension Extending The Time! For Achievement Of Commercial Operation Of The Project; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐063 05/21/09
Resolution Relating To The Renewable Electric Energy Resource Project: (I) Authorizing The Development, Negotiation, Execution And Delivery Of An Asset Purchase Agreement Between The Southern California Public Power Authority And Northwest Wind Partners, Llc To Facilitate The Acquisition Of Wind Energy Generation Resources And Related Properties, Leases, Permits, Facilities, Rights, Entitlements, Structures, And Administrative And Operating Agreements And Certain Other Rights And Agreements Associated With Acquisition, Operation Or Financing In Connection With The Linden Wind Energy Project; (Ii) Authorizing The Negotiation, Execution And Delivery Of Related Transmission Arrangements To Faciliate The Acquisition Of The Output Of The Linden Wind Energy Project (Iii) Authorizing The Negotiation, Execution And Delivery Of Power Sales Agreements With The Scppa Members Participating In The Linden Wind Energy Project; (Iv) Authorizing The Issuance And Posting Of A Notice Of Statutory Exemption Pursuant To Title 14 California Code Of Regulations Section 15277 Relating To The Linden Wind Energy Project (V)Authorizing Certain Related Actions; And (Vi) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable.
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐064 05/21/09
Resolution Relating To The Renewable Electric Energy Resource Project: (I) Authorizing The Development, Negotiation, Execution And Delivery Of A Power Purchase Agreement Between The Southern California Public Power Authority And Windy Flats Partners, Llc To Facilitate The Procurement Of Renewable Energy By Way Of A Prepayment And Through Other Means, As Well As An Option To Acquire Wind Energy Generation Resources And Related Properties, Leases, Permits, Facilities, Rights, Entitlements, Structures, And Administrative And Operating Agreements And Certain Other Rights And Agreements Associated With Acquisition, Operation Or Financing In Connection With The Windy Point‐Windy Flats Wind Generation Project; (Ii) Authorizing The Negotiation, Execution And Delivery Of Related Transmission Arrangements To Faciliate The Acquisition Of The Output Of The Windy Point‐ Windy Flats Wind Generation Project (Iii) Authorizing The Negotiation, Execution And Delivery Of Power Sales Agreements With The Scppa Members Participating In The Windy Point‐Windy Flats Wind Generation Project; (Iv) Authorizing The Issuance And Posting Of A Notice Of Statutory Exemption Pursuant To Title 14 California Code Of Regulations Section 15277 Relating To The Windy Point‐Windy Flats Wind Generation Project (V) Authorizing Certain Related Actions; And (Vi) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐065 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For Magnolia Project For The Fiscal Year July 1, 2009 Through June 30, 2010
2009‐066 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Budget For Mead‐Adelanto Project For The Fiscal Year July 1, 2009 Through June 30, 2010
2009‐067 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Mead‐Phoenix Project For The Fiscal Year July 1, 20089Through June 30, 2010 2009‐068 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Metropolitan Water District Small Hydro Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2009‐069 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For The Barnett Natural Gas Reserves Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2009‐070 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For Pinedale Natural Gas Reserves Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2009‐071 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Natural Gas Prepay Project#1 For The Fiscal Year July 1, 2009 Through June 30, 2010 2009‐072 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Ormat Geothermal Energy Project For The Fiscal Year July 1, 2008 Through June 30, 2009 2009‐073 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Budget For Palo Verde Project For The Fiscal Year July 1, 20089Through June 30, 2010
2009‐074 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Pebble Springs Wind Project For The Fiscal Year July 1, 2009 Through June 30, 2010Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Pebble Springs Wind Project For The Fiscal Year July 1, 2009 Through June 30, 2010
2009‐075 05/21/09
Resolution Of The Southern California Public Power Author[Ty Approv[Ng The Budget For San Juan Unit 3 Project For The Fiscal Year July 1, 2009 Through June 30, 2010
2009‐076 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Southern Transmission System Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2009‐077 05/21/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Tieton Hydro Project For The Fiscal Year July 1, 2009 Through June 30, 2010
2009‐078 07/16/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing The Appointment Of Underwriters For The Canyon Power Project Revenue Bonds, The Proceeds Of Which Will Be Used To Refund The Canyon Power Project, Revenue Notes, 2008 Series A And To Fund Remaining Costs And Expenses Associated With The Acquisition And Construction Of The Canyon Power Project; And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐079 07/16/09
Resolution Relating To The Linden Wind Energy Project: (I) Authorizing The Execution And Delivery Of (A) An Asset Purchase Agreement And Related Documents; (B) Two Separate Power Sales Agreements; (C) A Contract For Sale And Purchase Of Linden Wind Energy; And (D) An Agency Agreement; {Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐080 07/16/09
Resolution Relating To The Windy Point/Windy Flats Project: (I) Authorizing The Execution And Delivery Of (A) A Power Purchase Agreement And Related Documents; (B) Two Separate Power Sales Agreements; (C) A Contract For Sale And Purchase Of Windy Point/Windy Flats Energy; And (D) An Agency Agreement; (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐081 07/16/09
Resolution Relating To The Linden Wind Energy Project Authorizing The Issuance Of A Special Billing Statement To The City Of Los Angeles Acting By And Through The Department Of Water And Power And To The City Of Glendale Pursuant To Section 11.4 Of Each Project Participant'S Linden Wind Energy Project Power Sales Agreement For The Purpose Of Making The First Milestone Payment Under And Pursuant To The Linden Wind Energy Project Asset Purchase Agreement; (Ii) Delegating To The Executive Director The Right Power And Authority To Prepare, Issue And Deliver The Sepcial Billing Statement For The Purpose Of Making The First Milestone Payment Under And Pursuant To The Linden Wind Energy Project Asset Purchase Agreement; (Iii) Authorizing Certain Related Actions; And (Iv)Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable. 2009‐082 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Automated Energy Inc. (Aei), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐083 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Cmg Design Inc. (Cmg), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐084 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Lincus Inc. (Lincus), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐085 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Summit Blue Consul Ting Llc (Summit), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐086 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Oxford Princeton Programme Inc. {Oxford), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action {Restructuring) 2009‐087 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Black & Veatch (B&V), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐088 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Garrad Hassan & Partners Ltd. ("Gh"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐089 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Shpigler Group Inc. (Shpigler), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐090 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Bass And Company (Bass), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐091 07/16/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Thomas Roth (Roth), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐092 08/20/09
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) (Appa) 2009‐093 08/20/09
Resolution Of The Board Of Directors Of The Southern California Public Power Authority (I) Authorizing The Execution And Delivery Of Interest Rate Swap Agreements Relating To The Magnolia Power Project And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐094 08/20/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority Relating To The Meadadelanto Project Authorizing: (I) The Execution And Delivery Of Two First Amendments To Standby Bond Purchase Agreements Each With Jpmorgan Chase Bank, National Association; (Ii) Certain Related Actions; And (Iii) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐095 08/20/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority Relating To The Meadphoenix Project Authorizing: (I) The Execution And Delivery Of Two First Amendments To Standby Bond Purchase Agreements Each With Jpmorgan Chase Bank, National Association; (Ii) Certain Related Actions; And (Iii) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐096 08/20/09
Resolution Of The Board Of Directors Of The Southern California Public Power Authority (I) Approving The Appointment Of The Authority'S Financial Advisor, (2) Authorizing Preparation, Execution And Delivery Of All Documents And Instruments Necessary Or Appropriate To Carry Forth Such Selection, (3) Authorizing The Engagement Of The Professional Services Of Public Financial Management Pursuant To Extending A Contract For An Additional Term Of One Year For Professional Services Between Southern California Public Power Authority And Public Financial Management, And Authorizing The Executive Director And Staff To Do All Things Deemed Necessary Or Appropriate To Carry Forth The Proposed Engagement Of Professional Services. 2009‐097 08/20/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Kema Services, Inc., ("Kema"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐098 08/20/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Enerpath Services Inc. (Formerly D‐Base Communications, Inc., Dba Energy Controls & Concepts), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2009‐099 08/20/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Apogee Interactive, Inc., And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐100 08/20/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Robert Lord ("Lord"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐101 08/20/09
Resolution Of The Southern California Public Power Authority Approving Annual Budget For Hoover Uprating Project Power Supply Year No. 24, Beginning October 1, 2009
2009‐102 09/17/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Los Angeles Trade Technical College (Latt), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐103 09/17/09
Resolution Relating To The Canyon Power Project: (I) Authorizing The Execution And Delivery Of (A) A First Amendment To The Power Sales Agreement, (B) A Management And Operating Agreement, (C) A Site Lease And Services Agreement, (D) An Anaheim Interconnection Agreement, (E) An Agency Agreement, (F) An Amended And Restated Indenture Of Trust, (G) A Second Supplemental Indenture Of Trust Relating To The Canyon Power Project, Revenue Notes, 2009 Series A, And (H) A Purchase Contract; (Ii) Authorizing The Issuance Of Notes For The Canyon Power Project; (Iii) Authorizing The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐104 09/17/09
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Proposed Taxexempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (Imperial Valley Geothermal Project) 2009‐105 09/17/09
Resolution Relating To The Linden Wind Energy Project: (I) Authorizing The Issuance Of Notes For The Linden Wind Energy Project; (Ii) Authorizing The Execution And Delivery Of (A) An Indenture Of Trust, (B) A First Supplemental Indenture Of Trust Relating To The Linden Wind Energy Project, Revenue Notes, 2009 Series A, And (C) A Purchase Contract; (Iii) Authorizing The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐106 09/17/09
Resolution As To The Provision Of Certain Material Events Disclosure Information With Respect To Linden Wind Energy Project, Revenue Notes, 2009 Series A
2009‐107 09/17/09
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing The Preparation Of All Documents Necessary Or Appropriate To Implement The Restructuring Of The Gas Project Revenue Bond Transaction Entered Into In 2007; And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Advisable
2009‐108 09/17/09
Resolution Relating To The Tieton Hydropower Project: (I) Authorizing The Execution And Delivery Of (A) An Asset Purchase Agreement And Related Documents; (B) Three Separate Power Sales And Acquisition Contracts; And (C) An Agency Agreement; (Ii) Authorizing The Preparation Of All Documents Necessary Or Appropriate To Sell And Issue Power Project Revenue Bonds, Proceeds Of Which Will Be Used To Fund Certain Costs Associated With The Acquisition Of The Tieton Hydropower Project; (Iii) Authorizing The Appointment Of An Underwriter For The Bonds; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐109 09/17/09
Resolution Relating To The Tieton Hydro Power Project: (I) Determining That Project Matters Relating To The Tieton Hydropower Project Shall Be Decided By A Majority Vote Of The Project Votes Cast Thereon; And (Ii) Authorizing The Officers Of The Authority To Do All Things Deemed Necessary Or Advisable
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐110 09/17/09
Resolution Relating To The Renewable Electric Energy Resource Project: (I) Approving The Raser Geothermal Generation Project, Approving The Milford Wind Corridor Phase Ii Project, Approving The Miller Ranch Wind Project, Approving The Leaning Juniper Ii Wind Project, Approving The Solar Mission Project And Approving The Tieton Hydropower Project; (Ii) Authorizing The Development, Negotiation, Execution And Delivery Of Power Purchase Agreements, Asset Purchase Agreements And Other Agreements Between The Southern California Public Power Authority And The Developers Or Their Affilliates With Resepct To Each Of These Projects To Facilitate The Procurement Of Renewable Energy By Way Of Direct Energy Purchases, Prepaid Energy Purchases, Renew Able Energy Asset Purchases, Other Forms Of Acquisition And Through Other Means By Which To Acquire The Renew Able Energy Resources And Related Properties, Leases, Permits, Facilities, Rights, Entitlements, Structures, And Administrative And Operating Agreements And Certain Other Rights And Agreements Associated With Acquisition, Operation Or Financing Of The Above Referenced Projects; (Iii) Authorizing The Negotiation, Execution And Delivery Of Related Transmission Arrangements To Faciliate The Acquisition Of The Output Of The Above Referenced Renewable Energy Generation Projects (Iv) Authorizing The Negotiation, Execution And Delivery Of Power Sales Agreements And Power Sales And Acquisition Contracts Between Scppa And The Respective Project Participants Participating In The Above Referenced Projects; (V) Authorizing The Issuance And Posting Of The Appropriate Notices Of Statutory Exemption Pursuant To Title 14 California Code Of Regulations Section 15277 Relating To The Each Of The Above Referenced Projects (Vi) Authorizing Certain Related Actions; And (Vii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐111 09/17/09
Resolution Of The Southern California Public Power Authority ("Scppa" Or "The Authority"): (1) Approving The Utilization Of The Procurement Rules, Policies And Procedures Used By The Department Of Water And Power Of The City Of Los Angeles With Respect To Those Projects Where The Department Of Water And Power Of The City Of Los Angeles Is The Majority Participant; (2) Authorizing The Executive Director To Carry Out Such Coordination As May Be Appropriate Between Scppa And The Purchasing Services Division Of The Department And To Enter Into Such Arrangements Between Scppa And The Department Of Water And Power Of The City Of Los Angeles Or Its Personnel As May Be Appropriate To Carry Forth The Provisions Of This Resolution; (3) Authorizing The Executive Director To Take Such Other Actions Necessary Or Convenient To Carry Forth The Authorization Contained In This Resolution Or As May Be Necessary To Facilitate The Goals Of This Resolution; (4) Authorizing Certain Other Related Actions; And (5) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐111
(2) 09/17/09
Resolution Of The Southern California Public Power Authority ("Scppa" Or "The Authority"): (1) Approving The Utilization Of The Procurement Rules, Policies And Procedures Used By The Department Of Water And Power Of The City Of Los Angeles With Respect To Those Projects Where The Department Of Water And Power Of The City Of Los Angeles Is The Majority Participant; (2) Authorizing The Executive Director To Carry Out Such Coordination As May Be Appropriate Between Scppa And The Purchasing Services Division Of The Department And To Enter Into Such Arrangements Between Scppa And The Department Of Water And Power Of The City Of Los Angeles Or Its Personnel As May Be Appropriate To Carry Forth The Provisions Of This Resolution; (3) Authorizing The Executive Director To Take Such Other Actions Necessary Or Convenient To Carry Forth The Authorization Contained In This Resolution Or As May Be Necessary To Facilitate The Goals Of This Resolution; (4) Authorizing Certain Other Related Actions; And (5) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐112 10/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The University Of Wisconsin And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐113 10/15/09
Resolution As To The Provision Of Certain Material Events Disclosure Information With Respect To Canyon Power Project, Revenue Notes, 2009 Series A
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐114 10/15/09
Resolution Relating To Feasibility And Expoloratory Work In The Imperial Valley: (I) Authorizing The Negotiation, Development, Execution And Delivery Of A Memorandum Of Understanding On Imperial Valley Geothermal Feasibility And Exploration Among The City Of Los Angeles, Imperial Irrigation District, City Of Glendale, City Of Burbank, City Of Colton, City Of Pasadena And Southern California Public Power Authority ("Scppa"); (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐115 10/15/09
A Resolution Authorizing The Amendment Of Certain Agreements Relating To The Southern California Public Power Authority Gas Project Revenue Bonds (Project No. I), Series 2007A And Series 2007B And The Sale Of Natural Gas To Certain Members Of Scppa And Delegating Authority To Officers In Connection Therewith 2009‐116 10/15/09
Resolution Relating To The Tieton Hydropower Project: (I) Authorizing The Issuance Of Notes For The Tieton Hydropower Project; (Ii) Authorizing The Execution And Delivery Of (A) An Indenture Of Trust, (B) A First Supplemental Indenture Of Trust Relating To The Tieton Hydropower Project, Revenue Notes, 2009 Series A, (C)A Second Supplemental Indenture Of Trust Relating To The Tieton Hydropower Project, Revenue Notes, 2009 Series B (Taxable) And (D) A Purchase Contract; (Iii) Authorizing The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐117 10/15/09
Resolution Relating To The Windy Point/Windy Flats Project Authorizing The Issuance Of A Special Billing To The City Of Los Angeles Acting By And Through The Department Of Water And Power And To The City Of Glendale Pursuant To Section 7.3 And 7.6 Of Each Project Participant'S Windy Point/Windy Flats Power Sales Agreement For The Purpose Of Making The Payment Pursuant To The Power Purchase Agreement For Bpa Transmission Rights Assignments From Windy Point Partners To Scppa For The Purposes Of The Windy Point/Windy Flats Project; (Ii) Delegating To The Executive Director The Right Power And Authority To Prepare, Issue And Deliver The Special Billing Statements For The Purpose Of Paying For The Bpa Transmission Rights Assignment Pursuant To The Windy Flats/ Windy Point Power Purchase Agreement And The Bpa Transmission Rights Assignment Agreement Between Windy Point Partners And Scppa; (Iii) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable.
2009‐118 10/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Asw Engineering Management Consultants Inc. ("Asw"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐119 10/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Fan‐Fl International, Inc., Dba Resource Action Programs, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐120 10/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Ryerson, Master And Associates, A Wholly Owned Subsidiary Of Lloyd'S Register ("Rma"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2009‐121 10/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Michael Bell Management Consulting. Inc. (Bell), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐122 10/15/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Platts, A Division Of The Mcgraw Hill Companies, Inc. (Platts), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐123 10/15/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Milford I Wind Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2009‐124 10/15/09
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budget For Natural Gas Prepay Project #1 For The Fiscal Year July 1, 2009 Through June 30, 2010 2009‐125 11/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Powerex Corpration (Powerex), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐126 11/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Powerex Corpration (Powerex), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐127 11/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Shell Energy North America (Shell), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐128 11/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Gridpoint (Gridpoint), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐129 11/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Kema, Inc. (Kema), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐130 11/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Provide For The Services Of Nixon Peabody At The Request Of Specific Members For Credit Enhancement Related Legal Services, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2009‐131 11/19/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Moody'S Analytics, Inc. (Moody'S), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2009‐132 11/19/09
Resolution Relating To A Supplemental Agency Agreement Between The Southern California Public Power Authority And The City Of Los Angeles Acting By And Through The Department Of Water And Power: (I) Authorizing The Negotiation, Development, Execution And Delivery Of A Supplemental Agency Agreement Between The Southern California Public Power Authority And The City Of Los Angeles Acting By And Through The Department Of Water And Power; (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2009‐133 11/19/09
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budget For Tieton Hydro Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2009‐134 11/19/09
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Windy Point/Windy Flats Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2009‐135
Scppa Board Resolution Number 2009‐135 Was Not Used. This Resolution Number Was Inadvertently Skipped. It Fell The Crack Between The Months Of November And December 2009.
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2009‐136 12/17/09
Resolution Relating To The Southern California Public Power Authority Integrated Generation Management Project:
(I) Authorizing The Incurrence Of Preoperation Costs To Facilitate The Deployment Of Ice Bear Units Pursuant To The Planning And Development Agreements Between (A) Scppa And The City Of Glendale, (B) Scppa And The City Of Burbank, (C) Sccpa And The City Of Colton, (D) Scppa And The City Of Azusa And (E) Scppa And The Imperial Irrigation District; (Ii) Authorizing The Deployment Of Ice Bear Units Within The Service Territories Of Glendale, Burbank, Col Ton, Azusa And Imperial Irrigation District As Specified By The Project Manager With Respect To Each Of The Agreements Specified In I (A) Through I (E) Above; (Iii) Providing For The Taking Of Such Further Actions As May Be Necessary Or Appropriate To Carry Forth The Preoperation Cost Authorization Set Forth In Each Of The Planning And Development Agreements Specified In I (A) Through I (E) Above And The Deployment Of Ice Bear Units In Each Member Service Area Up To The Maximum Capacity Set Forth In Appendix A Of Its Planning And Development Agreement; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Tidngs Deemed Necessary Or Advisable
2009‐137 12/17/09
Resolution Relating To The Purchase, Installation And Maintenance Of "Ice Bear" Units: (I) Authorizing The Execution And Delivery Of (A) An Ice Bear Unit Purchase And Sale Agreement And (B) Maintenance And Verification Services Agreements; (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Things Deemed Necessary Or Advisable
2009‐138 12/17/09
Resolution Relating To The Milford Wind Corridor Phase I Project: (I) Authorizing The Issuance Of Bonds For The Milford Wind Corridor Phase I Project; (Ii) Authorizing The Execution And Delivery Of (A) An Indenture Of Trust, (B) A First Supplemental Indenture Of Trust Relating To The Milford Wind Corridor Phase I Project, Revenue Bonds, 2010‐ 1, And (C) A Purchase Contract; (Iii) Authorizing The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2009‐139 12/17/09
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Milford Wind Corridor Phase I Project, Revenue Bonds, 2010‐1
2009‐140 12/17/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Fulbright & Jaworski Llp For Bond Counsel And Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2009‐141 12/17/09
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Curls Bartling P.C. For Bond Counsel And Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2009‐142 12/18/08
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Nixon Peabody Llp For Special Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2010‐001 01/21/10
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Proposed Taxexempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (Milford Wind Corridor Phase Ii Project) 2010‐002 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Automated Energy, Inc. (Aei), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐003 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Clean Power Research ("Cpr"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐004 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Marketable Engineered Projects, Llc. Dba Marketable Ventures (Mv), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐005 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Organizational Support Services ("Oss"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐006 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Proctor Engineering Group (Proctor), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐007 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Rahus Institute (Rahus), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐008 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Aces Power Marketing ("Aces"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐009 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Geothermex, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐010 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement Ron Nierenberg (Nierenberg), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐011 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Provide For The Services Of Holland & Hart, Llp At The Request Of Specific Members For Renewable Energy Transactional And Contract Negotiation Related Legal Services, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐012 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement Jim Lazar (Lazar), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2010‐013 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Pace Global Energy Risk Management, Llc (Pace), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐014 01/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Snl Financial Lc (Snl), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐015 01/21/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Ameresco Chiquita Landfill Gas Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2010‐016 01/21/10
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budget For Metropolitan Water District Small Hydro Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2010‐017
Scppa Board Resolution Number 2010‐17 Was Not Used. This Resolution Was Pulled At The Last Minute From The February 18, 2010, Agenda Package. The Last Resolution From January Was 2010‐16. The First Resolution From February Was 2010‐18.
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐018 02/18/10
Resolution Of The Southern California Public Power Authority Authorizing Scppa Membership In The Califonia Transmission Planning Group And Authorizing The Executive Director To Enter Into The California Transmission Planning Group Membership Agreement, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐019 02/18/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Provide For The Services Of Parsons Behle And Latimer At The Request Of Specific Members For Energy Related Legal Services, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2010‐020 02/18/10
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budget For Milford I Wind Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2010‐021
Scppa Board Resolution Number 2010‐21 Was Not Used. This Resolution Was Pulled At The Last Minute From The March 18, 2010, Agenda Package.
2010‐022 03/18/10
Resolution Of The Board Of Directors Of The Southern California Public Power Authority Setting Forth The Position Of The Southern California Public Power Authority Opposing Proposition 16. 2010‐023 03/18/10
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Proposed Taxexempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (Windy Point Iii Project) 2010‐024 03/18/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Efficiency Services Group (Esg), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐025 03/18/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Timberlake Consultants Ltd. (Tcl), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐026 03/18/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Scholastic, Inc. (Scholastic), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐027 03/18/10
Resolution Relating To The Purchase And Installation Of "Ice Bear" Units: Authorizing The Addition Of Project Participants Under The Ice Bear Unit Purchase And Sale Agreement 2010‐028 03/18/10
Resolution Relating To The Purchase And Installation Of Hv Ac Eqibpment In Conjunction With, But Not Included As Part Of The Existing Agreements, And Authorizing The Execution Of A Master Services Agreement With Ice Energy For General Hv Ac Services
2010‐029 03/18/10
Resolution Relating To The Linden Wind Energy Project: (I) Authorizing The Development, Negotiation, Execution And Delivery Of A Renew Able Energy Exchange Agreement Between The Southern California Public Power Authority And Macquarie Energy, Llc To Facilitate Transmission, Movement, Firming And Shaping Of Renew Able Energy Produced By The Linden Wind Energy Project; (Ii) Authorizing The Negotiation, Execution And Delivery Of Related Transmission Arrangements To Faciliate Transmission, Movement, Firming And Shaping (Iii) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2010‐030 03/18/10
Resolution Relating To The Milford Wind Corridor Phase Ii Project: (I) Authorizing The Execution And Delivery Of (A) A Power Purchase Agreement And Related Documents; (B) Two Separate Power Sales Agreements; (C) A Contract For Sale And Purchase Of Milford Wind Phase Ii Energy; And (D) An Agency Agreement; (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐031 04/15/10
Resolution Relating To The Canyon Power Project Authorizing: (I) The Execution And Delivery Of (A) A Third Supplemental Indenture Of Trust Relating To The Canyon Power Project, Revenue Bonds, 2010 Series A, (B) A Fourth Supplemental Indenture Of Trust Relating To The Canyon Power Project, Revenue Bonds, 2010 Series B (Taxable Build America Bonds) And (C) A Purchase Contract; (Ii) The Issuance Of 2010 Bonds For The Canyon Power Project; (Iii) The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Certain Related Actions; And (V) The Officers Of The Authority To Do All Other Tidngs Deemed Necessary Or Advisable
2010‐032 04/15/10
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Canyon Power Project, Revenue Bonds, 2010 Series A And Canyon Power Project, Revenue Bonds, 2010 Series B (Taxable Build America Bonds)
2010‐033 04/15/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Usa Technologies, Inc, ("Usa") And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐034 04/15/10
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budget For Ormat Geothermal Energy Project For The Fiscal Year July 1, 2009 Through June 30, 2010 2010‐035
Scppa Board Resolution Number 2010‐35 Was Not Used. This Resolution Was Pulled At The Last Minute From The May 20, 2010, Agenda Package.
2010‐036 05/20/10
Resolution Relating To The Mead‐Adelanto Project: (I) Authorizing The Execution And Delivery Of Documents Relating To The Suspension Of An Existing Interest Rate Swap Agreement And (Ll)Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2010‐037 05/20/10
Resolution Relating To The Southern Transmission Project: (I) Authorizing The Execution And Delivery Of A Standby Bond Purchase Agreement Relating To The Authority'S Transmission Project Revenue Bonds, 2000 Subordinate Refundin.G Series A (Southern Transmission Project); (Ii) Authorizing The Execution And Delivery Of A Remarketing Memorandum Relating To Such Transmission Project Revenue Bonds; And (Iii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2010‐038 05/20/10
Resolution Relating To The Tieton Hydropower Project Authorizing: (I) The Execution And Delivery Of (A) A Project Management Agreement, (B) An Agency Agreement, (C) A Third Supplemental Indenture Of Trust Relating To The Tieton Hydropower Project, Revenue Refunding Bonds, 2010 Series A, (D) A Fourth Supplement Al Indenture Of Trust Relating To The Tieton Hydropower Project, Revenue Refunding Bonds, 2010 Series B (Taxable) And (E) A Purchase Contract; (Ii) The Issuance Of 2010 Bonds For The Tieton Hydropower Project; (Iii) The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Certain Related Actions; And (V) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2010‐039 05/20/10
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Tieton Hydropower Project, Revenue Refunding Bonds, 2010 Series A And Tieton Hydropower Project, Revenue Refunding Bonds, 2010 Series B (Taxable)
2010‐040 05/20/10
Resolution Relating To The Windy Point/Windy Flats Project: (I) Authorizing The Issuance Of Bonds For The Windy Point/Windy Flats Project; (Ii) Authorizing The Execution And Delivery Of (A) An Indenture Of Trust, (B) A First Supplemental Indenture Of Trust Relating To The Windy Point/Windy Flats Project, Revenue Bonds, 2010‐1, And (C) A Purchase Contract; (Iii) Authorizing The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) (A) Authorizing The Issuance Of A Special Billing Statement To The City Of Los Angeles Acting By And Through The Department Of Water And Power For The Purpose Of Paying For Certain Transmission Credits Assigned To Such Project Participant Under And Pursuant To The Windy Point/Windy Flats Power Purchase Agreement And (B) Delegating To The Executive Director The Right, Power And Authority To Prepare, Issue And Deliver The Special Billing Statement For Such Purpose; (V) Authorizing Certain Related Actions; And (Vi) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐041 05/20/10
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Windy Point/Windy Flats Project, Revenue Bonds, 2010‐1
2010‐042 05/20/10
Resolution Of The Southern California Public Power Authority Regarding Approval And Allocation Of General Expenses
2010‐043 Missing 2010‐043
2010‐044 05/20/10
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Government Affairs Manager) (Advocacy) 2010‐045 05/20/10
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐046
Scppa Board Resolution Number 2010‐46 Was Not Used. This Resolution Was Pulled At The Last Minute From The May 20, 2010, Agenda Package
2010‐047 05/20/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Appliance Recycling Centers Of Americacalifornia, Inc. (Arca), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐048 05/20/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Enernoc, Inc {"Enernoc") And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action {Restructuring) 2010‐049 05/20/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Energy Federation Incorporated ("Efi"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐050 05/20/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Green Allowance (Green Allowance) And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐051 05/20/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With North American Power Partners, Llc {"Napp") And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action {Restructuring) 2010‐052 05/20/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Resero Consul Ting ("Resero") And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐053 05/20/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Softsmiths, Inc. And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐054 05/20/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Ventyx Energy, Llc (Ventyx), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐055 Missing 2010‐055
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐056 05/20/10
Resolution Relating To The Linden Wind Energy Project Authorizing The Issuance Of A Special Billing Statement To The City Of Los Angeles Acting By And Through The Department Of Water And Power And To The City Of Glendale Pursuant To Section 7.6 And Section 11.4 Of Each Project Participant'S Linden Wind Energy Project Power Sales Agreement For The Purpose Of Paying Contested Sales Tax Payments With Respect To The Linden Wind Energy Project; (Ii) Delegating To The Executive Director The Right, Power And Authority To Prepare, Issue And Deliver The Special Billing Statement For The Purpose Of Providing For The Payment Of Contested Sales Taxes With Respect To The Linden Wind Energy Project; (Iv) Authorizing As One Special Billing Statement Alernative, The Issuance Of Additional Notes For The Linden Wind Energy Project; (V) Authorizing The Execution And Delivery Of (A) A Second Supplemental Indenture Of Trust Relating To The Linden Wind Energy Project, Revenue Notes, 2010 Series A, And (B) A Purchase Contract; (Vi) Authorizing Certain Related Actions; And (Vii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable.
2010‐057 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Ameresco Chiquita Landfill Gas Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐058 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Linden Wind Energy Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐059 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For Magnolia Power Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐060 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Budget For Mead‐Adelanto Transmission Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐061 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Mead‐Phoenix Transmission Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐062 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Metropolitan Water District Small Hydropower Project For The Fiscal Yearjuly 1, 2010, Through June 30, 2011 2010‐063 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Milford I Wind Project For The Fiscal Yearjuly 1, 2010, Through June 30, 2011 2010‐064 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For The Barnett Natural Gas Reserves Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐065 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For Pinedale Natural Gas Reserves Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐066 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Natural Gas Prepayment Project N0.1 For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐067 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Ormat Geothermal Energy Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐068 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Budget For Palo Verde Power Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐069 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Pebble Springs Wind Power Project For The Fiscal Yearjuly 1, 2010, Through June 30, 2011 2010‐070 06/01/10
Resolution Of The Southern California Public Power Authority Approving The Budget For San Juan Unit 3 Power Project For The Fiscal Year July 1, 2010, Through June 30,2011 2010‐071 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Southern Transmission System Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐072 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Tieton Hydropower Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐073 05/20/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Windy Point/Windy Flats Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐074 07/15/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With California Strategies, Llc, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐075 07/15/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Robert Lord ("Lord"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐076 07/15/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Altairius Consulting Group, Inc. ("Altairius"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐077 07/15/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Thomas Roth ("Roth"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐078 07/15/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Engage Scppa Legal And Legislative Advocacy Services To Provide For More Equitable Treatment For Publicly Owned Utilities With Respect To The Application Of Section 118 Of The Internal Revenue Code And Tax Gross Up Rules, Arrangements And Methodologies Relating To Interconnection Agreements Between Investor Owned Utilities And Publicly Owned Utilities And, If Deemed Appropriate, Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action.
2010‐079 07/15/10
Resolution Regarding Amendment Number 15 To The Project Participation Agreement With Respect To The Arizona Nuclear Power Project (The "Palo Verde Project"): (I) Approving And Authorizing The Execution And Delivery Of Amendment Number 15 To The Arizona Nuclear Power Project Participation Agreement; (Ii) Authorizing The Execution And Delivery Of Additional Correspondence, Directions And Instruments With Respect To Amendment No. 15 To The Arizona Nuclear Power Project Participation Agreement As May Be Appropriate; (Iii) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable.
2010‐080 07/15/10
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Canyon Power Project For The Fiscal Year July 1, 2010 Through June 30, 2011 2010‐081
Scppa Board Resolution Number 2010‐81 Was Not Used. This Resolution Was Skipped During Preparation Of The August 19, 2010, Agenda Package.
2010‐082 08/19/10
Resolution Relating To The Linden Wind Energy Project Authorizing: (I) The Execution And Delivery Of (A) A Second Supplemental Indenture Of Trust Relating To The Linden Wind Energy Project, Revenue Bonds, 2010∙ Series A, (B) A Third Supplemental Indenture Of Trust Relating To The Linden Wind Energy Project, Revenue Bonds, 2010 Series B (Taxable Build America Bonds) And (C) A Purchase Contract; (Ii) The Issuance Of 2010 Bonds For The Linden Wind Energy Project; (Ill) The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Certain Related Actions; And (V) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2010‐083 08/19/10
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Linden Wind Energy Project, Revenue Bonds, 2010 Series A And Linden Wind Energy Project, Revenue Bonds, 2010 Series B (Taxable Build America Bonds)
2010‐084 08/19/10
Resolution Relating To The Southern Transmission Project: (I) Authorizing The Execution And Delivery Of Documents Relating To The Amendment Of An Existing Interest Rate Swap Agreement And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable (Southern Transmission Project) 2010‐085 08/19/10
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) (Appa) 2010‐086 08/19/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Appliance Recycling Centers Of Americacalifornia, Inc. (Arca), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐087 08/19/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Goodcents Concepts, Inc. (Goodcents), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐088 08/19/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Navigant Consul Ting, Inc (Nci), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐089 08/19/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Opower, Inc. (Opower), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐090 08/19/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Richard Heath And Associates, Inc. ("Rha"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐091 08/19/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Sage Steps, Llc (Sagesteps), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐092 08/19/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement Mr. Ramon Redondo For Caretaker Services To The Joint Ladwp‐Iid‐Scppa Geothemal Feasibility And Exploration Project, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2010‐093 08/19/10
Resolution Of The Southern California Public Power Authority Approving Annual Budget For Hoover Uprating Project Power Supply Year No. 25 Beginning October 1, 2010
2010‐094 09/16/10
Resolution Of The Board Of Directors Of Southern California Public Power Authority Relating To The Meadadelanto Project Authorizing: (I) The Execution And Delivery Of Two Second Amendments To Standby Bond Purchase Agreements Each With Jpmorgan Chase Bank, National Association; (Ii) Certain Related Actions, Including A Fee Letter; And (Iii) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2010‐095 09/16/10
Resolution Of The Board Of Directors Of Southern California Public Power Authority Relating To The Meadphoenix Project Authorizing: (I) The Execution And Delivery Of Two Second Amendments To Standby Bond Purchase Agreements Each With Jpmorgan Chase Bank, National Association; (11) Certain Related Actions, Including A Fee Letter; And (111) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2010‐096 09/16/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Cognexus Institute, Inc (Cognexus), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐097 09/16/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Barkovich & Yap (Cathy Yap), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐098A 09/16/10
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budgets For Pinedale Natural Gas Reserves Project For The Fiscal Year July 1, 2010 Through June 30, 2011 2010‐098B 10/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement For Gasb53 Training With Moss Adams Llp (Moss Adams), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐099 10/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Acco Engineered Systems (Acco), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐100 10/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Expedient Energy, Llc (Exen), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐101 10/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Segway Consulting, Inc (Sci), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐102 10/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With R.W. Beck, Inc. (Beck), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐103 10/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Solar Electric Power Association ("Sepa"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐104 10/21/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The University Of Wisconsin And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐105 10/21/10
Resolution Relating To The La Paz Solar Tower Project: (I) Authorizing The Negotiation, Execution And Delivery Of (A) A Power Purchase Agreement And Related Documents, Agreements And Instruments, Including A Purchase Option Agreement And In The Event Of A Future Purchase Of An Ownership Interest In The Project, The Forms Of Participation Agreement And Project Operation And Maintenance Agreement; (B) E][Ght Separate Power Sales Agreements Between Scppa And The Repspective Project Participants; (C) The Form Of A Project Management Agreement; (D) Such Other Documents, Instruments And Agreements As May Be Necessary Or Appropriate To Achieve The Utilization By The Authority Of Its Entitlement To Resources Of The Project And As Shall Best Carry Forth The Interests Of The Authority And The Project Participants And As Shall Best Acideve Their Objectives (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2010‐106 10/21/10
Resolution Relating To The Milford Wind Corridor Phase I Project And The Milford Wind Corridor Phase Ii Project: (I) Approving (A) A Tenant In Common Agreement (Generator Lead Line); (B) A Tenant In Common Agreement (Site Common Facilities) (C) Agenerator Lead Services And Maintenance Agreement (D) A Site Common Facilities Services And Maintenance Agreement And (E) Related Documents; (Ii) Ratifying The Execution And Delivery Of An Amendment To The Milford I Deed Of Trust And Other Agreements, Documents, Instruments And Consents Related Thereto And To The Milford Wind Corridor Phase I Project And The Milford Wind Corridor Phase Ii Project; (Iii) Delegating To The Executive Director The Authority To Develop, Negotiate, Finalize, Approve, Enter Into, Execute And Deliver Other Agreements, Documents, Instruments And Consents And Other Authorizations And Communications Associated With The Milford Wind Corridor Phase I Project And The Milford Wind Corridor Phase Ii Project; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2010‐107 10/21/10
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budget For Linden Wind Energy Project For The Fiscal Year July 1, 2010, Through June 30, 2011 2010‐108 10/21/10
Resolution Of The Southern California Public Power Authorityapproving The Revised Annual Budget For Windy Point/Windy Flats Project For The Fiscal Year July 1, 2010, Through June 30, 2011
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐109 11/18/10
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing The Preparation Of All Documents Necessary Or Appropriate To Sell And Issue Transmission Project Revenue Bonds, Proceeds Of Which Will Be Used To Refund The Transmission Project Revenue Bonds, 1991 Subordinate Refunding Series (Southern Transmission Project) And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2010‐110 11/18/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Robert E. Lamb, Inc. (“Lamb”), And Providing For Additional Contributions To The Authority’S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐111 11/18/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Thomas Mcguinness ("Mcguiness"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐112 11/18/10
Resolution Relating To The Pebble Springs Wind Project: (I) Delegating To The Executive Director Of The Southern California Public Power Authority The Authority To Carry Forth The Eventual Final Development, The Negotiation, The Placement Into Final Form And The Execution And Delivery Of A Renewable Energy Exchange Agreement Between The Southern California Public Power Authority And Powerex Corp. To Facilitate Transmission, Movement, Firming And Shaping Of Renew Able Energy Produced By The Pebble Springs Wind Project; (Ii) Authorizing The Negotiation, Execution And Delivery Of Related Transmission Arrangements To Faciliate Transmission, Movement, Firming And Shaping (Ill) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2010‐113 11/18/10
Resolution Relating To The Windy Point/Windy Flats Project: (I) Delegating To The Executive Director Of The Southern California Public Power Authority The Authority To Carry Forth The Eventual Final Development, The Negotiation, The Placement Into Final Form And The Execution And Delivery Of A Renewable Energy Exchange Agreement Between The Southern California Public Power Authority And Shell Energy North America (Us), L.P. To Facilitate Transmission, Movement, Fir1\1[1Ng And Shaping Of Renewable Energy Produced By The Windy Point/Windy Flats Project; (Ii) Authorizing The Negotiation, Execution And Delivery Of Related Transmission Arrangements To Faciliate Transmission, Movement, Firming And Shaping (Iii) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2010‐114 12/16/10
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Tax‐Exempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (La Paz Solar Tower Project) 2010‐115 12/16/10
Resolution Relating To The Southern Transmission Project: Authorizing (I) The Refunding Of The 1991 Southern Transmission Project Bonds; (Ii) The Execution And Delivery Of (A) A Subordinate Indenture Of Trust Authorizing The Issuance Of Transmission Project Revenue Bonds, 2011 Subordinate Refunding Series A (Southern Transmission Project) And Transmission Project Revenue Bonds, 2011 Subordinate Series B (Federally Taxable) (Southern Transmission Project); (B) A Supplemental Indenture Of Trust Relating To Such Bonds; And (C) A Purchase Contract; (Iii) The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Certain Related Actions; And (V) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2010‐116 12/16/10
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Transmission Project Revenue Bonds, 2011 Subordinate Refunding Series A (Southern Transmission Project) And Transmission Project Revenue Bonds, 2011 Subordinate Series B (Federally Taxable) (Southern Transmission Project) 2010‐117 12/16/10
Resolution (I) Approving The Procedures And Guidelines Regarding Post‐Issuance Compliance With Federal Tax Requirements Applicable To Tax‐Exempt Bonds And Build America Bonds And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2010‐118 12/16/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Fulbright & Jaworski Llp For Bond Counsel And Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2010‐119 12/16/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Curls Bartling P.C. For Bond Counsel And Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2010‐120 12/16/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Nixon Peabody Llp For Special Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2010‐121 12/16/10
Resolution Of The Southern California Public Power Authority Authorizing The Ad Hoc Committee Regarding The Calpers Audit To Retain Counsel For The Purpose Of Advice And Assistance Concerning The Calpers Audit 2010‐122 12/16/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Oracle Corporation ("Oracle"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐123 12/16/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Rks Research & Consulting ("Rks"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2010‐124 12/16/10
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Western Electricity Coordinating Council ‐ Western Renewable Energy Generation Information System (Wregis), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2011‐001 01/20/11
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budget For Pebble Springs Wind Project For The Fiscal Year July 1, 2010 Through June 30, 2011 2011‐002 02/17/11
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing The Preparation Of All Documents Necessary Or Appropriate To Sell And Issue Project Revenue Bonds, Proceeds Of Which Will Be Used To Prepay For Energy Produced By The Milford Wind Corridor Phase Ii Project, (Ii) Appointing The Lead Underwriter And (Iii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate. 2011‐003 02/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With 3Tier ("3Tier"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐004 02/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Alternative Energy Systems Consul Ting, Inc. ("Aesc"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐005 02/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Fci Management Consultants ("Fci"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐006 02/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Willdan Engineers And Constructors ("Willdan"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2011‐007 02/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Kema, Inc. And Kema Services Inc. And Subsidiaries ("Kema"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐008 02/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Bulbstar ("Bulbstar"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐009 02/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Energy Federated Inc. ("Efi"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐010 02/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Niagra Conservation ("Niagra"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐011 02/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Establish A Scppa Internship Program And To Engage Selected Candidates, As The Members Shall Request, For Work Assignments Relating To The Candidates' Fields Of Study In Order To Obtain General Work Experience Supporting Multiple Activities At The Locations Of Scppa And The Member Facilities ("Intern Program"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2011‐012 02/17/11
Resolution Of The Southern California Public Power Authority Ratifying The Approval Of The Revised Annual Budget For Pebble Springs Wind Project For The Fiscal Year July 1, 2010 Through June 30, 2011 2011‐013 02/17/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Milford Ii Wind Project For The Fiscal Year July 1, 2010 Through June 30, 2011 2011‐014 03/17/11
Resolution Of The Board Of Directors Of The Southern California Public Power Authority (I) Authorizing The Execution And Delivery Of An Alternative Agreement In Replacement Of The Existing Investment Agreement Da Ted As Of October 11, 2007, And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable (Gas Project Revenue Bonds Project No. I)
2011‐015 03/17/11
Resolution Of The Board Of Directors Of The Southern California Public Power Authority (I) Authorizing The Execution And Delivery Of An Amended And Restated Confirmation With Respect To The Interest Rate Swap Agreement With Jpmorgan Chase Bank, N.A. Relating To The Southern Transmission Project And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable (Southern Transmission Project) 2011‐016 03/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Oxford Princeton Programme Inc. ("Oxford"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐017 03/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Platts, A Division Of The Mcgraw Hill Companies, Inc. ("Platts"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐018 No Vote
2011‐019 No Vote
2011‐020 04/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Cmg Design Inc. ("Cmg"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐021 04/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With K.J. Kammerer & Associates ("Kjka"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2011‐022 No Vote
2011‐023 04/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Holland & Hart Llp For Legal Services Related To Southern California Public Power Authority Renewable Energy Projects And Other Legal Matters 2011‐024 04/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Van Ness Feldman Pc For Legal Services Related To Southern California Public Power Authority Renewable Energy Projects And Other Legal Matters 2011‐025 03/17/11
A Resolution Of The Board Of Directors Of The Southern California Public Power Authority (Scppa) Relating To The Acquisition Of A Scppa Office Facility: Authorizing The Executive Director To Develop Mechanisms, Arrangements And The Form Of Agreement, Where Applicable, To Carry Forth The Goals Of Furthering And Facilitating The Purchase Of, And Implementing The Associated Improvements For, A Scppa Office Facility Situated At 1160 Nicole Court, Glendora, California ("Acquisition") (Ii) Setting Forth The Cost Allocation, Cost Accounting And Scppa Member Payment Methodology For Payment Of The Costs Of The Acquisition Including The Costs Of The Associated Building Improvements, (Iii) Providing For The Payment Of Such Costs As A Component Of Scppa'S Overhead Costs Payable By Each Member Pursuant To The Scppa Joint Powers Agreement (Iv) Providing, As Applicable, For Payment Of Such Costs From The Project Stabilization Fund Of Each Of The Scppa Members (V) Authorizing The Executive Director, If Necessary And Applicable, To Negotiate With Financial Institutions, Potential Lenders And Others, Including Scppa Members, To Develop And Implement Potential Financing Structures And Arrangements, If Any Or If Needed Or To Otherwise Enlist Sources Of Funds By Which To Carry Forth The Acquisition Of The Scppa Office Facility, (Vi) Authorizing The Executive Director To Enlist Such Services As May Be Necessary Or Appropriate To Identify, Review, Examine And Investigate Proposed Office Facilities For The Purpose Of Procuring The Same, (Vii) Delegating The Power And Authority To The Executive Director To Negotiate And Develop Terms In Connection With, And To Consummate, Finalize, Execute And Enter Into A Purchase Agreement For The Scppa Office Facility And Related Matters (Viii) Delegating The Power And Authority To The Executive Director To Enter Into Other Related And Associated Agreements Or Instruments Necessary For The Improvement Or Modifications Of The Office Facility, (Ix) , Delegating To The Executive Director Authority To Enter Into Such Other Agreements And Further Arrangements As May Facilitate The Acquisition And Use Of The Proposed Office Facilitiy Or As May Be Necessary Or Appropriate To Carry Forth The Purpose Of This Resolution) (X) Authorizing Certain Related Actions; And (Xi) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2011‐026 05/19/11
Resolution Relating To The Palo Verde Project: (I) Authorizing The Negotiation And Execution And Delivery Of One Or More Reimbursement Agreements Relating To The Authority'S Power Project Revenue Bonds, 2008 Subordinate Refunding Series A And Power Project Revenue Bonds, 2008 Subordinate Refunding Series B; (Ii) Authorizing The Execution And Delivery Of A Remarketing Memorandum Relating To Such Bonds; (Iii) Authorizing Certain Related Documents And Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2011‐027 05/19/11
Resolution Of The Southern California Public Power Authority Regarding Approval And Allocation Of General Expenses
2011‐028 05/19/11
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Advocacy) 2011‐029 05/19/11
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Government Affairs Manager) (Advocacy)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2011‐030 05/19/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreement For The Authority'S Independent Accountant And Auditor With Moss Adams Llp Related To The Year‐End Financial Audit
2011‐031 05/19/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Fulbright & Jaworski Llp For Bond Counsel And Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2011‐032 05/19/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Curls Bartling P.C. For Bond Counsel And Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2011‐033 05/19/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Nixon Peabody Llp For Special Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2011‐034 05/19/11
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Appa‐Emri) (Restructuring) 2011‐035 05/19/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With California Strategies, Llc ("Cal Strategies"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐036 05/19/11
Resolution Of The Southern California Public Power Authority Authorizing Scppa To Qualify And Register Various Generation Facilities Within The Applicable Renewable Energy Accounting Systems And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Actions 2011‐037 05/19/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Pegasus Organization ("Pegasus"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐038 05/19/11
Resolution Of The Southern California Public Power Authority Authorizing Scppa To Undertake Coordinated Programs In Connection With Biogas Acquisition And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Actions 2011‐039 05/19/11
Resolution Relating To The La Paz Solar Tower Project: (I) Authorizing The Negotiation, Execution, Ratification And Delivery Of (A) A Power Purchase Agreement, Its Attach‐Ments And Related Documents, Agreements And Instruments; (B) Seven Separate Power Sales Agreements Between Scppa And The Repspective Project Participants; And (C) Such Other Documents, Instruments And Agreements As May Be Necessary Or Appropriate To Achieve The Utilization By The Authority Of Its Entitlement To Resources Of The Project And As Shall Best Carry Forth The Interests Of The Authority And The Project Participants And As Shall Best Achieve Their Objectives (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2011‐040 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Ameresco Chiquita Landfill Gas Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐041 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Canyon Power Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐042 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Linden Wind Energy Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐043 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For Magnolia Project For The Fiscal Year July 1, 2011 Through June 30, 2012
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2011‐044 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Budget For Mead‐Adelanto Project For The Fiscal Year July 1, 2011 Through June 30, 2012
2011‐045 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Mead‐Phoenix Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐046 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Metropolitan Water District Small Hydro Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐047 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Milford I Wind Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐048 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Milford Ii Wind Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐049 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For The Barnett Natural Gas Reserves Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐050 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For Pinedale Natural Gas Reserves Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐051 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Natural Gas Prepay Project #1 For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐052 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Ormat Geothermal Energy Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐053 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Budget For Palo Verde Project For The Fiscal Year July 1, 2011 Through June 30, 2012
2011‐054 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Pebble Springs Wind Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐055 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Budget For San Juan Unit 3 Project For The Fiscal Year July 1, 2011 Through June 30, 2012
2011‐056 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Southern Transmission System Project Or The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐057 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Tieton Hydro Project For The Fiscal Year July 1, 2011 Through June 30, 2012
2011‐058 05/19/11
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Windy Point/Windy Flats Project For The Fiscal Year July 1, 2011 Through June 30, 2012 2011‐059 07/21/11
Resolution Relating To The Mulford Wind Corridor Phase Ii Project: (I) Authorizing The Issuance Of Bonds For The Mulford Wind Corriidor Phase Ii Project; (Ii) Authorizing The Execution And Delivery Of (A) An Indenture Of Trust, (B) A First Supplemental Indenture Of Trust Relating To The Mulford Wind Corridor Phase Ii Project, Revenue Bonds, 2011‐1, And (C) A Purchase Contract; (Iii) Authorizing The Delivery Of A Prelimunary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2011‐060 07/21/11
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Milford Wind Corridor Phase Ii Project, Revenue Bonds, 2011‐1
2011‐061 No Vote
2011‐062 07/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Apogee Interactive, Inc., And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action {Restructuring) 2011‐063 07/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Black & Veatch Corporation (B&V), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2011‐064 07/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Enerpath Services, Inc., Dba Energy Controls And Concepts ("Ecc"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐065 07/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Garrad Hassan America, Inc. ("Gha"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐066 07/21/11
Resolution Relating To The Ice Energy Project: (I)Authorizing The Negotiation, Execution And Delivery Of A First Amendment To The Ice Bear Unit Purchase And Sale Agreement Between The Southern California Public Power Authority And Ice Energy California (Installation) L.L.C.; (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2011‐067 07/21/11
Resolution Relating To The Purchase And Installation Of Ancillary Eqidpment In Conjunction With, But Not Included As Part Of The Existing Agreements, And Authorizing The Update Of The Master Services Agreement With Ice Energy. 2011‐068 07/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Lincus Inc. ("Lincus"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐069 07/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Pe Consul Ting, Inc. (Pe Consul Ting), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐070 07/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Resource Action Programs, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐071 07/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Gary Rose & Associates (Consultant), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐072 07/21/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Ryerson, Master And Associates, A Wholly Owned Subsidiary Of Lloyd'S Register ("Rma"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2011‐073 07/21/11
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) (Appa) 2011‐074 08/18/11
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing The Preparation Of All Documents Necessary Or Appropriate To Sell And Issue Magnolia Power Project A, Refunding Revenue Bonds, Proceeds Of Which Will Be Used To Refund A Portion Of The Magnolia Power Project A, Revenue Bonds, 2003‐1 And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate 2011‐075 08/18/11
Resolution Of The Board Of Directors Of Southern California Public Power Authority (I) Authorizing The Preparation Of All Docul\Tlents Necessary Or Appropriate To Sell And Issue Transmission Project Revenue Bonds, Proceeds Of Which Will Be Used To Refund A Portion Of The Transmission Project Revenue Bonds, 2002 Subordinate Refunding Series A (Southern Transmission Project) And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2011‐076 08/18/11
Resolution Relating To The Southern Transmission Project: (I) Authorizing The Execution And Delivery Of A Standby Bond Purchase Agreement Relating To The Authority'S Transmission Project Revenue Bonds, 2001 Subordinate Refunding Series A (Southern Transmission Project); (Ii) Authorizing The Execution And Delivery Of A Remarketing Memorandum Relating To Such Transmission Project Revenue Bonds; And (Iii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2011‐077 08/18/11
Resolution Relating To The Scppa Biogas Project: (I) Authorizing The Negotiation, Execution And Delivery Of A Biogas Sales Agreement And Related Documents And Instruments Between Scppa And The Those Prospective Scppa Members Desiring To Participate In The Scppa Biogas Project; (Ii) Authorizing Such Other Documents, Instruments And Agreements As May Be Necessary Or Appropriate To Develop And Utilize The Resources Of The Project And As Shall Best Carry Forth The Interests And Objectives Of The Authority And The Project Participants (Iii) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2011‐078 08/18/11
Resolution Relating To Feasibility And Expoloratory Work In The Imperial Valley: (I) Reaffirming And Authorizing The Execution And Delivery Of A Memorandum Of Understanding On Imperial Valley Geothermal Feasibility And Exploration Among The City Of Los Angeles, Imperial Irrigation District, City Of Glendale, City Of Burbank, City Of Colton, City Of Pasadena And Southern California Public Power Authority ("Scppa"); (Ii) Authorizing The Formation, Development, Execution And Delivery Of Leases Between Scppa And The Department Of Water And Power Of The City Of Los Angles (Ladwp), And Scppa And The Imperial Irrigation District (Iid) As Appropriate For The Purpose Of Furthering Geothermal Exploration Within Lands Owned By The City Of Los Angeles And The Imperial Irrigation District (Iii) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2011‐079 08/18/11
Resolution Of The Southern California Public Power Authority Approving Annual Budget For Hoover Uprating Project Power Supply Year No. 26 Beginning October 1, 2011
2011‐080 No Vote
2011‐081 09/15/11
Resolution Of The Board Of Directors Of The Southern California Public Power Authority: (1) Approving The Appointment Of The Authority'S Financial Advisor, (2) Authorizing Preparation, Execution And Delivery Of All Documents And Instruments Necessary Or Appropriate To Carry Forth Such Selection, (3) Authorizing The Engagement Of The Professional Services Of Public Financial Management To A Contract Term Of Three Years With An Option To Extend The Contract For Up To An Additional Three Years For Financial Advisory Services Between Southern California Public Power Authority And Public Financial Management, And (4) Authorizing The Executive Director And Staff To Do All Things Deemed Necessary Or Appropriate To Carry Forth The Proposed Engagement Of Professional Services.
2011‐082 No Vote
2011‐083 09/15/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Provide For The Services Of Cooper & Bruning, Llp At The Request Of Specific Members For Transactional And Contract Negotiation Related Legal Services, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certian Related Action (Restructuring)
2011‐084 10/20/11
Resolution Relating To The Magnolia Power Project: (I) Authorizing The Refunding Of Certain Outstanding Bonds; (Ii) Authorizing The Execution And Delivery Of (A) An Eighth Supplemental Indenture Of Trust Authorizing The Issuance Of Magnolia Power Project A, Refunding Revenue Bonds, 2011‐1 And (B) A Bond Purchase Contract; (Iii) Authorizing The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Authorizing Certain Related Actions; And (V) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2011‐085 10/20/11
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Magnolia Power Project A, Refunding Revenue Bonds, 2011‐1
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2011‐086 10/20/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With General Electric ("Ge") Energy Learning Center, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐087 10/20/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Coordinate Billing And Reimbursement Activities For A Transmission And Distribution Engineering And Operations Conference, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2011‐088 10/20/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Schweitzer Engineering Laboratories ("Sel"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐089 10/20/11
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budgets For Pinedale Natural Gas Reserves Project For The Fiscal Year July 1, 2011, Through June 30, 2012 2011‐090 10/20/11
A Resolution Of The Board Of Directors Of The Southern California Public Power Authority (Scppa) Acknowledging The Present And Previous Scppa Authorizations Regarding The Payment Of Tax Deferred Member Contributions Pursuant To The Provisions Of Internal Revenue Code Section 414(H)(2) Relating To Employer Pickup 2011‐091 11/17/11
Resolution Relating To The Mead‐Adelanto Project: (I) Authorizing The Execution And Delivery Of Documents Relating To The Termination Of An Existing Interest Rate Sw Ap Agreement And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2011‐092 11/17/11
Resolution Relating To The Southern Transmission System: (I) Authorizing The Execution And Delivery Of Documents Relating To The Transfer And Novation Of An Existing Interest Rate Swap Agreement; And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2011‐093 11/17/11
Resolution (I) Amending The Procedures And Guidelines Regarding Post‐Issuance Compliance With Federal Tax Requirements Applicable To Tax‐Exempt Bonds And Build America Bonds And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2011‐094 11/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Aces Power Marketing ("Aces"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐095 11/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Automated Energy, Inc. ("Aei"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐096 11/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Clean Power Research ("Cpr"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐097 11/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Efficiency Services Group ("Esg"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐098 11/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Organizational Support Services ("055"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2011‐099 11/17/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Proctor Engineering Group ("Proctor"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐100 12/15/11
Resolution Of The Southern California Public Power Authority For The Appointment Of Los Angeles Department Of Water And Power General Manager Ronald 0. Nichols As Secretary Of The Southern California Public Power Authority
2011‐101 12/15/11
Resolution Relating To The Magnolia Power Project: (I) Authorizing The Negotiation And Execution And Delivery Of One Or More Reimbursement Agreements Relating To The Magnolia Power Project A, Refunding Revenue Bonds, 2009‐1 And The Magnolia Power Project A, Refunding Revenue Bonds, 2009‐2; (Ii) Authorizing The Execution And Delivery Of A Remarketing Memorandum Relating To Such Bonds; (Ill) Authorizing Certain Related Documents And Actions; And (Iv) Authorizing The Officers And The Executive Director Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2011‐102 12/15/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Enter Into And Execute Agreements For Professional Legal Services With Fulbright & Jaworski Llp For Bond Counsel And Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2011‐103 12/15/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Enter Into And Execute An Agreement For Professional Legal Services With Curls Bartling P .C. For Bond Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2011‐104 12/15/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Enter Into And Execute An Agreement For Professional Legal Services With Nixon Peabody Llp For Special Tax Counsel Services Relating To Southern California Public Power Authority Projects And Legal Matters 2011‐105 12/15/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Provide For The Services Of Public Financial Management (Pfm) At The Request Of Specific Members For Financial Advisor Related Services, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2011‐106 12/15/11
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Zglobal, Incorporated ("Zglobal"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2011‐107 12/15/11
Resolution Relating To The La Paz Solar Tower Project: (I) Authorizing The Revision, Execution And Delivery Of The Power Purchase Agreement And Related Documents, Agreements And Instruments And The Revision Of The Scppa Project Participant Participation In The La Paz Solar Tower Project, Including, In The Event Of A Future Purchase Of The Facility, The Form Of Purchase Option Agreement, The Form Of Participation Agreement And The Form Of Operation And Maintenance Agreement; (B) Authorizing The Form Of Six Separate Power Sales Agreements Including The Revised Form To Appendix B Of The Power Sales Agreements Between Scppa And The Repspective Project Participants And (C) The Modification Of Such Other Documents, Instruments And Agreements As May Be Necessary Or Appropriate To Achieve The Current Scppa Participation In The La Paz Solar Tower Project And As Shall Best Carry Forth The Interests Of The Authority And The Project Participants And As Shall Best Achieve The Authority'S And The Project Participants' Objectives (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2011‐108 12/15/11
Resolution Of The Southern California Public Power Authority Authorizing The Granting Of Easements To The California State Department Of Transportation (Cal Trans)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2012‐001 01/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Michael Bell Management Consul Ting. Inc. (Bell), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐002 01/19/12
Resolution Of The Southern California Public Power Authority Authorizing Scppa To Undertake Coordinated Programs In Connection With Recent Regulatory Developments At The California Energy Commission Affecting The San Juan Generation Facility And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Actions
2012‐003 01/19/12
Resolution (I) Approving The Procedures And Guidelines And Tax Compliance Questionnaire Regarding Postissuance Compliance With Federal Tax Requirements Applicable To Tax‐Exempt Bonds And Build America Bonds, (Ii) Rescinding Resolution Nos. 2010‐117 And 2011‐093 And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2012‐004 01/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Acco Engineered Systems ("Acco"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐005 01/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Richard Heath And Associates, Inc. ("Rha"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐006 01/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Rks Research & Consul Ting ("Rks"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐007 01/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Solar Electric Power Association ("Sepa"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐008 01/19/12
Resolution Of The Board Of Directors Of The Southern California Public Power Authority (I) Authorizing The Negotiation, Finalization, Execution And Delivery Of And Approving The Phase Ii Renew Able Development Agreement And (Ii) Finding And Declaring The Phase Ii Renew Able Development Project To Be A Study Project; And (Iii) Authorizing Certain Related Actions; (Iv) Authorizing The Executive Director And The Other Officers Of The Authority To Do All Other Things Deemed Necessary Or Proper. 2012‐009 02/16/12
Resolution Relating To The Southern Transmission Project: Authorizing (I) The Refunding Of Certain Outstanding Bonds; (Ii) The Execution And Delivery Of (A) A Subordinate Indenture Of Trust Authorizing The Issuance Of Transmission Project Revenue Bonds, 2012 Subordinate Refunding Series A, (B)A Supplemental Indenture Of Trust Relating To Such Bonds, And (C) A Purchase Contract; (Iii) The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Certain Related Actions; And (V) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2012‐010 02/16/12
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Transmission Project Revenue Bonds, 2012 Subordinate Refunding Series A (Southern Transmission Project) 2012‐011 02/16/12
Resolution Relating To The Southern Transmission Project: (I) Authorizing The Execution And Delivery Of Documents Relating To The Termination Of An Existing Interest Rate Swap Agreement And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2012‐012 02/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Energyorbit ("Energyorbit"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2012‐013 02/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreement For Professional Legal Services With Hanna And Morton Llp For Southern California Public Power Authority Legal Services Associated With Regulatory Practice, Including Disputes, Protests And Procedings Before The California Public Utilities Commission, The California Air Resources Board, The California Energy Commission, The Federal Energy Regulatory Commission And Other California Energy Related Regulatory And Renewable Energy Related Services
2012‐014 02/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Navigant Consulting, Inc. ("Navigant"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐015 02/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Northern California Power Agency ("Ncpa"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐016 02/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Numonde, Inc. ("Numonde"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐017 02/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Roth Energy Company ("Roth"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐018 02/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Carol Williams ("Williams"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐019 03/16/12
Resolution Of The Southern California Public Power Authority Authorizing Scppa To Undertake Coordinated Programs In Connection With Electric Vehicle Charging Station Related Grant Applications And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Actions 2012‐020 04/19/12
A Resolution Of The Board Of Directors Of The Southern California Public Power Authority, (I) Approving, In Substantial Form, The Terms And Conditions Of The Following Agreements Relating To The San Juan Project (A) The Mine Reclamation And Trust Funds Agreement Among The San Juan Project Participants, (B) The San Juan Generating Station Reclamation Trust Agreement; And (Ii) Authorizing The President And Secretary To Execute Said Agreements In The Form As Shall Best Carry Forth The Interests Of The Authority And The Project Participants; And (Ill) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable.
2012‐021 04/19/12
Resolution Relating To The Magnolia Power Project A: (I) Authorizing The Execution And Delivery Of Documents Relating To The Transfer And Novation Of An Existing Interest Rate Swap Agreement; And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2012‐022 04/19/12
Resolution Of The Southern California Public Power Authority (Scppa) To Retain Milliman Inc. For Actuary Services In Connection With Scppa Calpers Matters
2012‐023 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With California Manufacturing Technology Consul Ting ("Cmtc"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐024 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute At:,! Agreement With Geothermex ("Geothermex"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2012‐025 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Holland & Hart Llp For Legal Services Related To Southern California Public Power Authority Renewable Energy Projects And Other Legal Matters 2012‐026 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Lewis Group, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐027 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Los Angeles Trade Technical College (Latt), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐028 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Lrqa Americas Sustainability, Inc. ("Lrqa"), Formerly Ryerson, Master And Associates, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2012‐029 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Provide For The Services Of Mercer Thompson Llp At The Request Of Specific Members For Legal Services In Connection With Development Of New Generation Facilities And Repowering Of Existing Facilities And Other Legal Services, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2012‐030 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Meteologica S.A. ("Meteologica"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐031 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Resource Solutions Group ("Rsg"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐032 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Saic Energy, Environment & Infrastructure, Llc ("Saic"), Formerly R.W. Beck, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2012‐033 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Extend The Agreements For Professional Legal Services With Van Ness Feldman Pc For Legal Services Related To Southern California Public Power Authority Renewable Energy Projects And Other Legal Matters 2012‐034 04/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Ventyx, An Abb Company ("Ventyx"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐035 05/17/12
Resolution Of The Southern California Public Power Authority Amending The Bylaws Of The Authority With Respect To Its Principal Office
2012‐036 05/17/12
Resolution Relating To The Magnolia Power Project A: (I) Authorizing The Transfer And Application Of Remaining Project Fund Moneys; And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2012‐037 05/17/12
Resolution Relating To The Palo Verde Project: (I) Authorizing The Execution And Delivery Of One Or More Reimbursement Agreements Relating To The Authority'S Power Project Revenue Bonds, 2008 Subordinate Refunding Series A And Power Project Revenue Bonds, 2008 Subordinate Refunding Series B; (Ii) Authorizing The Execution And Delivery Of A Remarketing Memorandum Relating To Such Bonds; (Iii) Authorizing Certain Related Documents And Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2012‐038 05/17/12
Resolution Of The Southern California Public Power Authority Declaring Its Intention To Reimburse Certain Expenditures From The Proceeds Of A Proposed Taxexempt Bond Financing, As Required By United States Department Of Treasury Regulations Section 1.150‐2 (San Juan Unit 3 Project) 2012‐039 05/17/12
Resolution Relating To The Southern Transmission Project: (I) Authorizing The Execution And Delivery Of An Amended And Restated Standby Bond Purchase Agreement Relating To The Authority'S Transmission Project Revenue Bonds, 2000 Subordinate Refunding Series A (Southern Transmission Project) And An Amended And Restated Fee Letter Agreement Relating Thereto; And (Ll)Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2012‐040 05/17/12
Resolution Of The Southern California Public Power Authority Regarding Approval And Allocation Of General Expenses
2012‐041 05/17/12
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Advocacy) 2012‐042 05/17/12
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Government Affairs Manager)(Advocacy) 2012‐043 05/17/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With American Efficient, Inc. ("Ae"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐044 05/17/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Gp Strategies Corporation ("Gp"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐045 05/17/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Enter Into An Agreement For Professional Legal Services With Macdonald Carano Wilson Llp For Nevada Legal Services Related To Southern California Public Power Authority Renewable Energy Projects 2012‐046 05/17/12
Resolution Of The Southern California Public Power Authority Authorizing Scppa To Undertake Coordinated Programs In Connection With Due Diligence Activities And Development Related Matters Associated With Potential Scppa Antelope Valley Solar Energy Renewable Development Projects And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Actions 2012‐047 05/17/12
Resolution Of The Southern California Public Power Authority Authorizing The Issuance And Posting Of The Appropriate Notices Of Statutory Exemption Pursuant To Title 14 California Code Of Regulations Section 15277 Relating To The Copper Mountain Iii Solar Generation Project And The K Road Moapa Solar Generation Project 2012‐048 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Ameresco Chiquita Landfill Gas Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐049 05/17/12
Resolution Of The Southern California Public Power Authority Approving . The Annual Budget For Canyon Power Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐050 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Linden Wind Energy Project For The Fiscal Year July 1, 2012, Through June 30, 2013
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2012‐051 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For The Magnolia Project For The Fiscal Year July 1, 2012 Through June 30, 2013 2012‐052 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Budget For The Mead‐Adelanto Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐053 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For Mead‐Phoenix The For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐054 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Metropolitan Water District Small Hydro Project For The Fiscal Year July 1., 2012, Through June 30, 2013 2012‐055 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Milford I Wind Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐056 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Milford Ii Wind Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐057 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For The Barnett Natural Gas Reserves Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐058 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budgets For The Pinedale Natural Gas Reserves Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐059 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Natural Gas Prepay Project#1 For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐060 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Ormat Geothermal Energy Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐061 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Budget For The Palo Verde Project For The Fiscal Year July 1, 2012, Through June 30, 2013
2012‐062 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Pebble Springs Wind Project For The Fiscal Year July 1, 2012, Through June 30,2013 2012‐063 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Budget For The San Juan Unit 3 Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐064 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Southern Transmission System Project Or The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐065 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Tieton Hydro Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐066 05/17/12
Resolution Of The Southern California Public Power Authority Approving The Annual Budget For The Windy Point/Windy Flats Project For The Fiscal Year July 1, 2012, Through June 30, 2013 2012‐067 05/17/12
A Resolution Of The Board Of Directors Of The Southern California Public Power Authority (Scppa) Authorizing Notice To Employees Hired After The Effective Date Of This Resolution That Scppa Is Evaluating Its Employee Benefits Package, In Comparison To The Benefits Being Offered By Other Agencies, Including But Not Limited To Its Retiree Pension And Health Care Benefits, And That Scppa Therefore Reserves The Authority To Modify Any Employee Benefit For Employees Hired After The Effective Date Of This Resolution. 2012‐067B 07/19/12
Resolution Relating To The Mead‐Adelanto Project: Authorizing (I) The Refunding Of The Mead‐Adelanto Project Revenue Bonds, 2008 Series A And 2008 Series B (Taxable); (Ii) The Execution And Delivery Of (A) An Indenture Of Trust Authorizing The Issuance Of Meadadelanto Project Revenue Bonds, 2012 Series A, (B) An Indenture Of Trust Authorizing The Issuance Of Meadadelanto Project Revenue Bonds, 2012 Series B (Taxable), (C) A Purchase Contract, (D) An Escrow Agreement, (E) A Termination Of An Interest Rate Swap Agreement And Certain Amendments To An Interest Rate Swap Agreement And (F) A Fourth Supplemental Indenture Of Trust; (Iii) The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Certain Related Actions; And (V) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2012‐068 05/17/12
A Resolution Of The Board. Of Directors Of The Southern California Public Power Authority (Scppa) Providing For Calpers Member Contributions To Be Made By Current Employees In An Amount Fixed By The Scppa Board Of Directors.
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2012‐068B 07/19/12
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Mead‐Adelanto Project Revenue Bonds, 2012 Series A And 2012 Series B (Taxable) 2012‐069 05/17/12
A Resolution Of The Board Of Directors Of The Southern California Public Power Authority (Scppa) Providing For Calpers Member Contributions To Be Made By Employees Hired By Scppa In The Future In An Amount Fixed By The Scppa Board Of Directors.
2012‐069B 07/19/12
Resolution Relating To The Mead‐Phoenix Project: Authorizing (I) The Refunding Of The Mead‐Phoenix Project Revenue Bonds, 2008 Series A And 2008 Series B (Taxable); (Ii) The Execution And Delivery Of (A) An Indenture Of Trust Authorizing The Issuance Of Meadphoenix Project Revenue Bonds, 2012 Series A, (B) An Indenture Of Trust Authorizing The Issuance Of Meadphoenix Project Revenue Bonds, 2012 Series B (Taxable), (C) A Purchase Contract, (D) An Escrow Agreement, (E) A Termination Of An Interest Rate Swap Agreement And (F) A Fourth Supplemental Indenture Of Trust; (111) The Delivery Of A Preliminary Official Statement And The Execution And Delivery Of An Official Statement; (Iv) Certain Related Actions; And (V) The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2012‐070 07/19/12
Resolution As To The Provision Of Certain Continuing Disclosure Information With Respect To Mead‐Phoenix Project Revenue Bonds, 2012 Series A And 2012 Series B (Taxable) 2012‐071 07/19/12
Resolution Relating To The Southern Transmission Project: (I) Authorizing The Execution And Delivery Of A Standby Bond Purchase Agreement Relating To The Authority'S Transmission Project Revenue Bonds, 2001 Subordinate Refunding Series A (Southern Transmission Project); (Ii) Authorizing The Execution And Delivery Of A Remarketing Memorandum Relating To Such Transmission Project Revenue Bonds; (Iii) Authorizing The Execution And Delivery Of A Remarketing Agreement Relating To Such Transmission Project Revenue Bonds; And (Iv) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate 2012‐072 No Vote
2012‐073 07/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Gloria Cohn Consul Ting ("Gloria Cohn"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐074 07/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Duff & Phelps Llc ("Duff & Phelps") For Professional Energy Facility Valuation Services, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2012‐075 07/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Utilize An Existing Agreement With The Lewis Group ("Lewis"} For Scppa, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring} 2012‐076 07/19/12
Resolution Of The Board Of Directors Of The Southern California Public Power Authority (1) Approving The Selection Of The Authority'S Independent Accountant And Auditor, (2) Authorizing Preparation, Execution And Delivery Of All Documents And Instruments Necessary Or Appropriate To Carry Forth Such Selection, (3) Authorizing The Engagement Of The Professional Services Of Moss Adams, Llp To A Contract Term Of Three Years With An Option To Extend The Contract For Up To An Additional Two Years For Independent Financial Auditing Services Between Southern California Public Power Authority And Public Financial Management, And (4) Authorizing The Executive Director And Staff To Do All Things Deemed Necessary Or Appropriate To Carry Forth The Proposed Engagement Of Professional Services.
2012‐077 07/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement To Participate With The California Municipal Utilities Association ("Cmua") For Navigant'S Target Setting Modeling, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2012‐078 07/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Edison International (Edison), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐079 07/19/12
Resolution Of The Southern California Public Power Authority Authorizing Scppa To Incur Costs And To Undertake A Joint Action Coordinated Program In Connection With Measures To Develop And Implement A Regional Electric Vehicle Charging Station System In Locations Throughout _ Southern California And To Provide For Additional Contributions To The Authority'S Revolving General Fund, And To Take Certain Related Actions 2012‐080 07/19/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Salesforce.Com ("Salesforce"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐081 08/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Rahus Institute ("Rahus") For Scppa, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐082 08/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Vergence Entertainment, Llc ("Vergence") For Scppa, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐083 08/16/12
Resolution Relating To The Magnolia Power Project A: (I) Authorizing The Execution And Delivery Of Documents Relating To The Amendment Of An Existing Interest Rate Swap Agreement And (Ii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2012‐084 08/16/12
Resolution Relating To The Copper Mountain Solar 3 Project: (I) Authorizing The Negotiation, Execution And Delivery Of (A) A Power Purchase Agreement And Related Documents, Agreements And Instruments, Including, In The Event Of A Future Purchase Of The Facility, The Form Of Option Agreement, The Form Of Consent Estoppel And Non Disturbance Agreement And The Form Of Transition Services Agreement; (B) Three Separate Power Sales Agreements Between Scppa And The Repspective Project Participants; (C) The Form Of An Agency Agreement For Project Management; (D) Such Other Documents, Instruments And Agreements As May Be Necessary Or Appropriate To Achieve The Full Utilization Of The Resources Of The Project And As Shall Best Carry Forth The Interests Of The Authority And The Project Participants And As Shall Best Achieve The Authority'S And The Project Participants' Objectives (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2012‐085 08/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Altairius Consulting Group, Inc. ("Altairius") For Scppa, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐086 08/16/12
Resolution Of The Southern California Public Power Authority Providing For An Additional Contribution To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) (Appa) 2012‐087 08/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With S&S Labor Force Inc. (S&S), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐088 08/16/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With The Northern American Power Partners, Llc ("Napp") For Scppa, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2012‐089 08/16/12
Resolution Of The Southern California Public Power Authority Authorizing Scppa To Undertake And Participate In A Program To Simulate The Design And Implementation Of The Ghg Emissions Cap & Trade Program And To Authorize The Executive Director To Execute Necessary Agreements To Facilitate Such Undertakings And, Where Appropriate, To Carry Out Such Undertakings And Participation Together With Other Involved Funding Entities, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Actions (Restructuring)
2012‐090 08/16/12
Resolution Of The Southern California Public Power Authority Authorizing Scppa To Incur Costs And To Undertake Coordinated Programs At The Request Of Participating Members In Connection With Regulatory Developments Associated With Caiso Membership, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Actions
2012‐091 09/20/12
Resolution Of The Southern California Public Power Authority Approving Annual Budget For Hoover Uprating Project Power Supply Year No. 27 Beginning October 1, 2012
2012‐092 09/20/12
Resolution Relating To The Southern Transmission Project: (I) Authorizing The Execution And Delivery Of An Amended And Restated Standby Bond Purchase Agreement Relating To The Authority'S Transmission Project Revenue Bonds, 2000 Subordinate Refunding Series A (Southern Transmission Project) And An Amended And Restated Fee Letter Agreement Relating Thereto; And (Ii) Authorizing Officers Of The Authority To Do All Things Deemed Necessary Or Appropriate
2012‐093 09/20/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Coordinate Billing And Reimbursement Activities For The Arc Flash Hazards Training Conducted By Brainfiller, Inc., And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2012‐094 09/20/12
Resolution Of The Southern California Public Power Authority (Scppa) Authorizing The Executive Director To Execute An Agreement And Related Documents With Coulomb Technologies, Inc. ("Coulomb") And Associated Recommended Installation Vendor($) For The Implementation And Installation Of Electric Vehicle Chargers At The Scppa Glendora Office Building, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐095 09/20/12
Resolution Of The Southern California Public Power Authority Approving The Revised Annual Budget For Ameresco Chiquita Landfill Gas Project For The Fiscal Year July 1, 2012 Through June 30, 2013 2012‐096 09/20/12
Resolution Relating To The Purchase, Installation And Maintenance Of "Ice Bear" Units: (I) Authorizing The Renegotiation Of The Exisitng Unit Purchase And Sale Agreement And All Related Instruments With Ice Energy; (Ii) Authorizing Execution And Delivery Of A Renegotiated Agreement With Certain Related Actions; And (Ill) Authorizing The Officers Of The Authority To Do All Things Deemed Necessary Or Advisable 2012‐097 10/18/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Alpha Inception, Llc ("Alpha"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐098 10/18/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Consensus Inc. {"Consensus")
2012‐099 10/18/12
Resolution Of The Southern California Public Power Authority (Scppa) To Retain Mcginn Actuaries Ltd. For Actuary Services In Connection With Scppa Calpers Matters
2012‐100 10/18/12
Resolution Of The Southern California Public Power Authority (Scppa) To Retain Mycoff, Fry And Prouse, Llc, For Consul Ting Services In Connection With The Calpers Audit 2012‐101 11/15/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute A Renewal Agreement And Expand Services With Asw Engineering Management Consultants Inc. ("Asw"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)
2012‐102 Missing 2012‐102
Workpaper 1: SCPPA Resolutions, 2009 to 2018
Resolution
No
Resolution
Date Resolution Purpose
2012‐103 11/15/12
Resolution Of The Southern California Public Power Authority For Employer Paid Member Contributions Under The Public Employees Retirement Law
2012‐104 11/15/12
Resolution Of The Southern California Public Power Authority Authorizing Participation In The Calpers Pre‐Tax Payroll Deduction Plan For Service Credit Purchases Pursuant To Internal Revenue Code Section 414(H)(2) (Contribution Code 14)
2012‐105 09/20/12
Resolution Relating To The Purchase, Installation And Maintenance Of "Ice Bear" Units: (I) Authorizing The Renegotiation Of The Exisitng Unit Purchase And Sale Agreement And All Related Instruments With Ice Energy; (Ii) Authorizing Execution And Delivery Of A Renegotiated Agreement With Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Things Deemed Necessary Or Advisable 2012‐106 11/15/12
Resolution Relating To The Linden Wind Project: (I) Delegating To The Executive Director Of The Southern California Public Power Authority The Authority To Carry Forth The Eventual Final Development, The Negotiation, The Placement Into Final Form And The Execution And Delivery Of A :Renewable Energy Exchange Agreement Between The Southern California Public Power Authority And Powerex Corp. To Facilitate Transmission, Movement, Firming And Shaping Of Renew Able Energy Produced By The Linden Wind Project; (Ii) Authorizing The Negotiation, Execution And Delivery Of Related Transmission Arrangements To Faciliate Transmission, Movement, Firming And Shaping (Iii) Authorizing Certain Related Actions; And (Iv) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable
2012‐107 11/15/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Traversa Consul Ting, And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐108 11/15/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Utility System Efficiencies, Inc. ("Use"), And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring) 2012‐109 11/15/12 Pulled
2012‐110 11/15/12
Resolution Relating To The Antelope Big Sky Ranch Project: (I) Authorizing The Negotiation, Execution And Delivery Of (A) A Power Purchase Agreement And Related Documents, Agreements And Instruments; (B) Three Sep Ara Te Power Sales Agreements Between Scppa And The Repspective Project Participants; (C) Such Other Documents, Instruments And Agreements As May Be Necessary Or Appropriate To Achieve The Full Utilization Of The Resources Of The Project And As Shall Best Carry Forth The Interests Of The Authority And The Project Participants And As Shall Best Achieve The Authority'S And The Project Participants' Objectives; (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2012‐111 11/15/12
Resolution Relating To The Summer Solar Project: (I) Authorizing The Negotiation, Execution And Delivery Of (A) A Power Purchase Agreement And Related Documents, Agreements And Instruments; (B) Three Sep Ara Te Power Sales Agreements Between Scppa And The Repspective Project Particjpants; (C) Such Other Documents, Instruments And Agreements As May Be Necessary Or Appropriate To Achieve The Full Utilization Of The Resources Of The Project And As Shall Best Carry Forth The Interests Of The Authority And The Project Participants And As Shall Best Acideve The Authority'S And The Project Participants' Objectives; (Ii) Authorizing Certain Related Actions; And (Iii) Authorizing The Officers Of The Authority To Do All Other Things Deemed Necessary Or Advisable 2012‐112 11/15/12
Resolution Of The Board Of Directors Of The Southern California Public Power Authority Thanking Geri Mitchell For Twenty Years Of Dedicated Service To The Authority And Extending Its Sincere Best Wishes To Her On Her Retirement
2012‐113 12/20/12
Resolution Of The Southern California Public Power Authority Authorizing The Executive Director To Execute An Agreement With Dimare, Van Vleck & Brown, Llc And Gonzelez, Quintana & Hunter, Llc, For Legislative Consul Ting Services And Providing For Additional Contributions To The Authority'S Revolving General Fund, And Taking Certain Related Action (Restructuring)