Exhibit 1 — Santa Ana City Council, March 5, 2024

City of Santa Ana
Portfolio Management
December 31, 2023
Portfolio Summary
% of
Portfolio
Book
ValueInvestments
Market
Value
Par
Value
Days to
MaturityTerm
YTM/C
Certificates of Deposit 6,696,000.00 1,6531.53 1.1819136,102,234.796,696,000.00 Local Agency Investment Funds 12,027,629.37 12.75 3.929112,027,629.3712,027,629.37 Cash in Banks 32,349,872.85 17.40 3.929132,349,872.8532,349,872.85 Federal Agency Coupon Securities 371,669,310.00 1,57584.98 1.762259351,475,597.50371,750,000.00 Federal Agency Discount Securities 9,641,088.89 2482.20 5.482959,860,500.0010,000,000.00 Treasury Coupon Securities 4,990,000.00 8371.14 1.8391814,916,600.005,000,000.00 437,373,901.11 100.00%
Investments
416,732,434.51437,823,502.22 1,379 238 2.056
Cash
(not included in yield calculations)
Passbook/Checking 34,724,506.98 1 0.000134,724,506.9834,724,506.98 472,098,408.09Total Cash and Investments 451,456,941.49472,548,009.20 1,379 238 2.056 Current Year
December 31
707,650.79
Fiscal Year To Date
4,285,170.46
Average Daily Balance
Effective Rate of Return
495,171,793.95 529,755,247.69

1.60%1.68%
Total Earnings Month Ending
This report contains all the required information in SB 866 and SB 564 and accurately reflects all pooled investments held during this reporting period on behalf of the City and the City of Santa Ana acting on behalf of the Community Redevelopment Agency. The information reported herein is in compliance with State law and the City's Investment Policy. Based on liquidity of investments, the City of Santa Ana is able to meet budgeted expenditure requirements for the next six months, barring any catastrophic natural disasters. Market pricings are obtained through the City's third party trust services at BNY Mellon Trust.
__________________________________________________ ____________________ Finance & Mgmt Services Agency,
Portfolio COSA
CP
Reporting period 12/01/2023-12/31/2023
Run Date: 01/17/2024 - 14:38 PM (PRF_PM1) 7.3.11
Report Ver. 7.3.11
EXHIBIT 1
YTM/C
365

Page 1 ends

Par Value Book Value
Maturity
Date
Stated
RateMarket Value
December 31, 2023
Portfolio Details - Investments
Average
BalanceIssuer
Portfolio Management
City of Santa Ana
Days to
Maturity
YTM/C
360CUSIP Investment #
Purchase
Date
Certificates of Deposit

0.600BANK OZK14051 248,000.00 248,000.00 05/12/20260.60011/12/2021 222,089.70 0.59206417NF73 862

0.700American Equity Bank14043 248,000.00 248,000.00 05/27/20260.70011/26/2021 224,393.03 0.69002568KAJ4 877

1.000PENTAGON FCU14050 248,000.00 248,000.00 11/10/20261.00011/10/2021 220,349.88 0.98670962LAV4 1,044

0.600LUANA SAVINGS BK14046 248,000.00 248,000.00 11/05/20260.60011/05/2021 219,752.68 0.592549104ZS9 1,039

1.100SYNCHRONY BANK14047 248,000.00 248,000.00 11/05/20261.10011/05/2021 222,975.04 1.08587165FD76 1,039

2.000AMERICA EXPRESS NATL BK14078 248,000.00 248,000.00 03/16/20272.00003/16/2022 226,781.19 1.97302589ABT8 1,170

0.850CFBANK14044 248,000.00 248,000.00 07/10/20260.85011/10/2021 224,107.61 0.83815721UET2 921

0.850FIRST FEDERAL14065 248,000.00 248,000.00 08/29/20250.85012/29/2021 231,919.63 0.83832022EAU0 606

0.800THIRD FEDERAL S&L14056 248,000.00 248,000.00 05/23/20250.80011/24/2021 233,429.73 0.78988413QDE5 508

2.250BEAL BANK PLANO TX14084 248,000.00 248,000.00 03/24/20272.25003/30/2022 228,518.34 2.21907371AH22 1,178

1.000GOLDMAN SACHS14064 248,000.00 248,000.00 12/22/20251.00012/22/2021 227,909.89 0.98638149MR47 721

1.150ST BK INDIA NY14057 248,000.00 248,000.00 11/30/20261.15011/29/2021 222,751.05 1.134856285YQ8 1,064

2.000CAPITAL ONE BANK14079 248,000.00 248,000.00 03/16/20272.00003/16/2022 226,681.80 1.97314042TEP8 1,170

1.100MERRICK BANK14049 248,000.00 248,000.00 11/09/20261.10011/09/2021 222,714.76 1.08559013KPN0 1,043

0.850FARMERS & MERCHANTS14054 248,000.00 248,000.00 11/19/20260.85011/19/2021 219,175.01 0.83830781JAW0 1,053

0.950BMW BANK OF NA14061 248,000.00 248,000.00 12/17/20240.95012/17/2021 236,739.19 0.93705580AH64 351

0.900INSBANK14062 248,000.00 248,000.00 06/19/20260.90012/20/2021 222,952.00 0.88845776NEN2 900

1.250MEDALLION BK UT14063 248,000.00 248,000.00 12/21/20261.25012/20/2021 221,170.34 1.23358404DMQ1 1,085

1.100TOYOTA FINANCIAL14052 248,000.00 248,000.00 11/12/20261.10011/12/2021 222,810.32 1.08589235MMB4 1,046

0.900EMPIRE ST BK NA14045 248,000.00 248,000.00 07/13/20260.90011/12/2021 224,803.74 0.888292079AR1 924

2.250BEAL BANK USA14085 248,000.00 248,000.00 03/24/20272.25003/30/2022 228,518.34 2.21907371CT25 1,178

0.800POPPY BANK14053 248,000.00 248,000.00 11/17/20260.80011/17/2021 218,884.20 0.78973319FBJ7 1,051

0.500FIRST GENERAL BK14048 248,000.00 248,000.00 02/05/20250.50011/05/2021 235,733.52 0.493320337EZ7 401

0.900GREENSTATE CU14055 248,000.00 248,000.00 11/24/20250.90011/23/2021 227,905.73 0.88839573LCC0 693

2.250MORGAN STANLEY PVT BANK14082 248,000.00 248,000.00 03/30/20272.25003/31/2022 226,141.01 2.21961768U3U9 1,184

2.250MORGAN STANLEY PVT BANK14083 248,000.00 248,000.00 03/30/20272.25003/31/2022 226,141.01 2.21961773TCX9 1,184

1.000SALLIE MAE BANK14060 248,000.00 248,000.00 12/16/20241.00012/15/2021 236,886.05 0.986795451BA0 350 6,696,000.00 1.1656,102,234.796,696,000.006,696,000.00Subtotal and Average 1.181 913 Local Agency Investment Funds

3.929Local Agency Investment FundLAIFCITY 12,027,629.37 12,027,629.37 3.92912,027,629.37 3.875LAIFCITY 1 12,027,629.37 3.87512,027,629.3712,027,629.3712,027,629.37Subtotal and Average 3.929 1 Cash in Banks

3.929Local Agency Investment FundLAIF ARPA 32,349,872.85 32,349,872.85 3.92932,349,872.85 3.875LAIF ARPA 1 32,349,872.85 3.87532,349,872.8532,349,872.8572,083,249.57Subtotal and Average 3.929 1 Portfolio COSA
CP
Run Date: 01/17/2024 - 14:38 PM (PRF_PM2) 7.3.11
Report Ver. 7.3.11
YTM/C
365

Page 2 ends

2.619Federal Farm Credit Bank13876 3,000,000.00 2,998,740.00 02/27/20242.61003/04/2019 2,986,170.00 2.5833133EKBW5 57

0.690Federal Farm Credit Bank13974 6,000,000.00 6,000,000.00 07/22/20250.69007/22/2020 5,645,520.00 0.6813133ELX33 568

0.530Federal Farm Credit Bank13988 5,000,000.00 5,000,000.00 09/29/20250.53009/29/2020 4,673,000.00 0.5233133EMBH4 637

0.550Federal Farm Credit Bank13991 5,000,000.00 4,997,500.00 11/03/20250.54011/03/2020 4,650,700.00 0.5433133EMFR8 672

0.800Federal Farm Credit Bank14005 4,000,000.00 4,000,000.00 03/09/20260.80003/09/2021 3,704,640.00 0.7893133EMSU7 798

0.701Federal Farm Credit Bank14006 6,000,000.00 6,000,000.00 04/01/20250.71004/01/2021 5,710,620.00 0.6923133EMUP5 456

0.710Federal Farm Credit Bank14016 5,000,000.00 5,000,000.00 04/21/20250.71004/21/2021 4,743,100.00 0.7003133EMWH1 476

0.710Federal Farm Credit Bank14032 6,000,000.00 6,000,000.00 08/10/20260.71008/10/2021 5,469,180.00 0.7003133EM2C5 952

2.180Federal Farm Credit Bank14075 3,500,000.00 3,500,000.00 02/16/20272.18002/16/2022 3,267,250.00 2.1503133ENPB0 46

3.330Federal Farm Credit Bank14086 2,000,000.00 2,000,000.00 04/12/20273.33004/12/2022 1,948,420.00 3.2843133ENUH1 1,197

3.630Federal Farm Credit Bank14088 3,000,000.00 3,000,000.00 05/03/20273.63005/03/2022 2,915,250.00 3.5803133ENVV9 1,218

2.541Federal Home Loan Bank13873 2,000,000.00 1,996,220.00 02/13/20242.50002/27/2019 1,993,240.00 2.5063130AFW94 43

2.380Federal Home Loan Bank13889 3,000,000.00 2,999,250.00 03/08/20242.37504/29/2019 2,984,160.00 2.3483130AB3H7 67

0.580Federal Home Loan Bank13996 4,000,000.00 4,000,000.00 01/28/20260.58001/28/2021 3,704,880.00 0.5723130AKPQ3 27

0.520Federal Home Loan Bank13997 5,000,000.00 5,000,000.00 01/28/20260.52001/28/2021 4,625,200.00 0.5133130AKU53 27

0.500Federal Home Loan Bank13998 6,000,000.00 6,000,000.00 01/28/20260.50001/28/2021 5,547,900.00 0.4933130AKN69 27

0.600Federal Home Loan Bank13999 5,000,000.00 5,000,000.00 02/25/20260.60002/25/2021 4,618,100.00 0.5923130ALA53 55

0.625Federal Home Loan Bank14001 5,000,000.00 5,000,000.00 02/24/20260.62502/24/2021 4,621,100.00 0.6163130ALBM5 54

0.375Federal Home Loan Bank14002 5,000,000.00 5,000,000.00 02/25/20250.37502/25/2021 4,778,400.00 0.3703130ALB52 55

0.500Federal Home Loan Bank14003 4,000,000.00 4,000,000.00 03/10/20250.50003/10/2021 3,823,600.00 0.4933130ALDZ4 69

0.500Federal Home Loan Bank14004 4,000,000.00 4,000,000.00 09/24/20240.50003/24/2021 3,869,960.00 0.4933130ALKN3 83

0.667Federal Home Loan Bank14007 6,000,000.00 5,997,000.00 03/17/20250.65003/29/2021 5,741,520.00 0.6583130ALLP7 76

1.100Federal Home Loan Bank14008 5,000,000.00 5,000,000.00 04/22/20261.10004/22/2021 4,648,450.00 1.0853130ALW67 21

1.050Federal Home Loan Bank14024 6,000,000.00 6,000,000.00 06/30/20261.05006/30/2021 5,537,640.00 1.0363130AMYU0 89

1.000Federal Home Loan Bank14025 6,000,000.00 6,000,000.00 03/30/20261.00006/30/2021 5,571,060.00 0.9863130AMYC0 89

0.400Federal Home Loan Bank14026 6,000,000.00 6,000,000.00 06/28/20240.40006/28/2021 5,862,300.00 0.3953130AMSF0 87

0.850Federal Home Loan Bank14027 5,000,000.00 5,000,000.00 07/29/20260.85007/29/2021 4,578,800.00 0.8383130ANFU9 940

0.875Federal Home Loan Bank14028 5,000,000.00 5,000,000.00 05/18/20260.87508/18/2021 4,611,450.00 0.8633130ANFG0 48

0.500Federal Home Loan Bank14029 5,000,000.00 5,000,000.00 07/29/20260.50007/29/2021 4,622,300.00 0.4933130ANE30 28

0.550Federal Home Loan Bank14033 5,000,000.00 5,000,000.00 12/19/20240.55008/19/2021 4,794,600.00 0.5423130ANHV5 353

0.700Federal Home Loan Bank14034 6,000,000.00 6,000,000.00 08/26/20250.70008/26/2021 5,647,440.00 0.6903130ANPE4 238

0.900Federal Home Loan Bank14035 6,000,000.00 6,000,000.00 08/27/20260.90008/27/2021 5,488,320.00 0.8883130ANQ78 969

0.820Federal Home Loan Bank14036 5,000,000.00 5,000,000.00 09/30/20260.82009/30/2021 4,584,650.00 0.8093130AP3E3 1,003

0.650Federal Home Loan Bank14037 5,000,000.00 5,000,000.00 06/30/20250.65009/30/2021 4,731,400.00 0.6413130ANX62 89

1.000Federal Home Loan Bank14038 5,000,000.00 5,000,000.00 09/30/20261.00009/30/2021 4,571,650.00 0.9863130APB79 1,003

0.860Federal Home Loan Bank14039 5,000,000.00 4,998,750.00 06/29/20260.85009/29/2021 4,591,750.00 0.8483130AP3A1 88

0.950Federal Home Loan Bank14040 10,000,000.00 10,000,000.00 10/13/20260.95010/13/2021 9,121,400.00 0.9373130APB46 12

0.750Federal Home Loan Bank14041 5,000,000.00 5,000,000.00 05/23/20240.75011/23/2021 4,912,300.00 0.7403130APQC2 143 Portfolio COSA
CP
Run Date: 01/17/2024 - 14:38 PM (PRF_PM2) 7.3.11
YTM/C
365

Page 3 ends

1.500Federal Home Loan Bank14042 5,000,000.00 5,000,000.00 11/23/20261.50011/23/2021 4,615,850.00 1.4793130APQB4 22

1.396Federal Home Loan Bank14058 5,000,000.00 4,997,500.00 12/01/20261.37512/14/2021 4,597,500.00 1.3773130APVC6 60

1.625Federal Home Loan Bank14059 3,750,000.00 3,750,000.00 12/30/20261.62512/30/2021 3,466,387.50 1.6033130AQAB9 89

1.650Federal Home Loan Bank14069 5,000,000.00 5,000,000.00 01/27/20271.65001/27/2022 4,633,850.00 1.6273130AQLQ4 26

1.750Federal Home Loan Bank14070 1,500,000.00 1,500,000.00 01/28/20271.75001/28/2022 1,394,310.00 1.7263130AQKM4 27

1.750Federal Home Loan Bank14071 3,000,000.00 3,000,000.00 01/27/20271.75001/27/2022 2,788,860.00 1.7263130AQNR0 26

1.830Federal Home Loan Bank14072 5,000,000.00 5,000,000.00 02/10/20271.83002/10/2022 4,654,700.00 1.8053130AQSA2 40

2.020Federal Home Loan Bank14073 5,000,000.00 5,000,000.00 02/24/20272.02002/24/2022 4,678,300.00 1.9923130AQW33 54

2.250Federal Home Loan Bank14074 1,500,000.00 1,500,000.00 02/24/20272.25002/28/2022 1,413,540.00 2.2193130AQYA5 54

2.000Federal Home Loan Bank14076 3,000,000.00 3,000,000.00 03/24/20252.00003/24/2022 2,916,630.00 1.9733130ARA35 83

2.100Federal Home Loan Bank14077 3,000,000.00 3,000,000.00 03/29/20272.10003/29/2022 2,825,040.00 2.0713130ARC82 1,183

3.100Federal Home Loan Bank14087 2,000,000.00 2,000,000.00 04/29/20253.10004/29/2022 1,967,560.00 3.0583130ARR60 28

5.375Federal Home Loan Bank14092 2,000,000.00 2,000,000.00 03/13/20245.37503/13/2023 1,999,980.00 5.3013130AVCN0 72

6.000Federal Home Loan Bank14093 2,000,000.00 2,000,000.00 03/28/20286.00003/30/2023 1,999,800.00 5.9183130AVDB5 87

5.443Federal Home Loan Bank14103 4,000,000.00 3,991,400.00 09/13/20245.25007/28/2023 4,007,720.00 5.3683130AVB84 256

11.590Federal Home Loan Bank14113 10,000,000.00 9,993,000.00 04/19/20245.30011/03/2023 9,985,600.00 11.4313130AVRG9 20

18.688Federal Home Loan Bank14120 5,000,000.00 4,994,850.00 05/07/20245.28011/08/2023 4,993,500.00 18.4323130AVM82 10

5.405Federal Home Loan Bank14121 10,000,000.00 9,998,600.00 03/06/20245.42011/29/2023 9,998,800.00 5.3313130AV4B5 65

0.720Federal Home Loan Mortgage Co.13962 5,000,000.00 4,995,000.00 05/05/20250.70005/05/2020 4,763,000.00 0.7113134GVQX9 490

0.756Federal Home Loan Mortgage Co.13964 5,000,000.00 4,998,750.00 05/28/20250.75005/28/2020 4,755,550.00 0.7463134GVVX3 58

0.700Federal Home Loan Mortgage Co.13967 6,000,000.00 6,000,000.00 06/25/20250.70006/25/2020 5,684,880.00 0.6903134GVR26 176

0.650Federal Home Loan Mortgage Co.13968 6,000,000.00 6,000,000.00 06/30/20250.65006/30/2020 5,664,180.00 0.6413134GVT99 546

0.570Federal Home Loan Mortgage Co.13979 6,000,000.00 6,000,000.00 07/15/20240.57007/15/2020 5,851,740.00 0.5623134GV5R5 14

0.500Federal Home Loan Mortgage Co.13987 5,000,000.00 5,000,000.00 09/30/20250.50009/30/2020 4,670,000.00 0.4933134GWUE4 89

0.540Federal Home Loan Mortgage Co.13989 6,000,000.00 6,000,000.00 10/27/20250.54010/27/2020 5,585,580.00 0.5333134GW4Z6 300

0.500Federal Home Loan Mortgage Co.13995 6,000,000.00 6,000,000.00 12/30/20250.50012/30/2020 5,539,980.00 0.4933134GXJL9 364

5.294Federal Home Loan Mortgage Co.14105 4,000,000.00 3,978,000.00 08/01/20255.00008/02/2023 3,982,560.00 5.2213134GYZ21 213

1.664Federal Nat'l Mtg. Assoc.13940 5,000,000.00 4,990,750.00 01/07/20251.62501/15/2020 4,845,650.00 1.6413135G0X24 372

1.651Federal Nat'l Mtg. Assoc.13941 5,000,000.00 4,994,000.00 10/15/20241.62501/15/2020 4,872,600.00 1.6293135G0W66 288

0.750Federal Nat'l Mtg. Assoc.13965 5,000,000.00 5,000,000.00 06/16/20250.75006/16/2020 4,745,200.00 0.7403136G4WV1 532

0.510Federal Nat'l Mtg. Assoc.13976 8,000,000.00 8,000,000.00 07/28/20250.51007/28/2020 7,531,040.00 0.5033136G4D42 574

0.650Federal Nat'l Mtg. Assoc.13977 6,000,000.00 6,000,000.00 08/14/20250.65008/14/2020 5,649,720.00 0.6413136G4C43 591

0.560Federal Nat'l Mtg. Assoc.13978 6,000,000.00 6,000,000.00 08/12/20250.56008/12/2020 5,642,400.00 0.5523136G4G98 42

0.530Federal Nat'l Mtg. Assoc.13990 6,000,000.00 6,000,000.00 10/28/20250.53010/28/2020 5,583,960.00 0.5233136G45Q2 27

0.625Federal Nat'l Mtg. Assoc.13992 5,000,000.00 5,000,000.00 11/25/20250.62511/25/2020 4,646,950.00 0.6163135GA4V0 55

0.600Federal Nat'l Mtg. Assoc.13993 6,000,000.00 6,000,000.00 12/17/20250.60012/17/2020 5,559,060.00 0.5923135GAAN1 76

0.650Federal Nat'l Mtg. Assoc.13994 6,000,000.00 6,000,000.00 12/10/20250.65012/10/2020 5,568,780.00 0.6413135G06J7 69

5.220Federal Nat'l Mtg. Assoc.14094 1,500,000.00 1,500,000.00 04/26/20245.22003/30/2023 1,497,420.00 5.1483135GAG62 89 Portfolio COSA
CP
Run Date: 01/17/2024 - 14:38 PM (PRF_PM2) 7.3.11
YTM/C
365

Page 4 ends

5.558Federal Home Loan Bank14104 10,000,000.00 9,641,088.89 04/05/20245.21008/01/2023 9,860,500.00 5.482313384VE6 95 9,641,088.89 5.4829,860,500.0010,000,000.009,641,088.89Subtotal and Average 5.558 95 Treasury Coupon Securities

1.839U.S. Treasury14081 5,000,000.00 4,990,000.00 06/30/20241.75003/16/2022 4,916,600.00 1.8149128286Z8 181 4,990,000.00 1.8144,916,600.005,000,000.004,990,000.00Subtotal and Average 1.839 181

2.030495,171,793.95 437,823,502.22 2.058 238416,732,434.51 437,373,901.11Total and Average Portfolio COSA
CP
Run Date: 01/17/2024 - 14:38 PM (PRF_PM2) 7.3.11
YTM/C
365

Page 5 ends

Par Value Book Value
Stated
RateMarket Value
December 31, 2023
Portfolio Details - Cash
Average
BalanceIssuer
Portfolio Management
City of Santa Ana
Days to
Maturity
YTM/C
360CUSIP Investment #
Purchase
Date
Cash in Banks

0.000CITY OF SANTA ANAPETTY CASH 80,625.00 80,625.0080,625.00 0.000PETTY CASH 1

0.000JP MORGAN CHASE13943 4,128,730.69 4,128,730.694,128,730.69 0.000HOUSING 1

0.000JP MORGAN CHASE37983 2,931,442.05 2,931,442.052,931,442.05 0.000WORKERS COMPENS 1

0.000JP MORGAN CHASE38130 1,769,742.96 1,769,742.961,769,742.96 0.000GENERAL LIABILI 1

0.000JP MORGAN CHASE8695 35,084.30 35,084.3035,084.30 0.000PROPERTY MANAGE 1

0.000JP MORGAN CHASEPROP MGMT 2 1,492.50 1,492.501,492.50 0.000PROPERTY MGMT 2 1

0.000JPMorgan Chase0112 312,766.75 312,766.75312,766.75 0.000HEALTHCARE SPEN 1

0.000JPMorgan Chase7962 353,206.06 353,206.06353,206.06 0.000COMMISSARY 1

0.000JPMorgan Chase9500 24,354,874.34 24,354,874.3424,354,874.34 0.000GENERAL ACCOUNT 1

0.000Santa Ana Federal Credit UnionFSS 756,542.33 756,542.33756,542.33 0.000FSS 1

0.00 2.030495,171,793.95 472,548,009.20 2.058 238
1Average Balance
451,456,941.49 472,098,408.09Total Cash and Investments Portfolio COSA
CP
Run Date: 01/17/2024 - 14:38 PM (PRF_PM2) 7.3.11

Santa Ana City CouncilMarch 5, 2024

Santa Ana City Council
March 5, 2024