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SANTA CLARA STADIUM AUTHORITY
CONFLICT OF INTEREST CODE
SECTION 1: CONFLICT OF INTEREST CODE - ADOPTED
The Political Reform Act, Government Code Sections 81000 et seq., requires state and local government agencies to adopt and promulgate Conflict of Interest Codes. The Fair Political Practices Commission has adopted a regulation, 2 Cal. Code of Regs. Section 18730, which contains the terms of a standard Conflict of Interest Code, which can be incorporated by reference and which may be amended by the Fair Political Practices Commission to conform to amendments in the Political Reform Act after public notice and hearings. Therefore, the terms of 2 Cal. Code of Regs. Section 18730 and any amendments to it duly adopted by the Fair Political Practices Commission are hereby incorporated by reference and, along with the attached Appendix A in which officials and employees are designated and Appendix B in which disclosure categories are set forth, constitute the Conflict of Interest Code of the Santa Clara Stadium Authority (Stadium Authority) , which is considered the agency within the purview of this code. The Conflict of Interest Code of the Stadium Authority so adopted am ends and replaces any Conflict of Interest Code of the Stadium Authority previously in effect to conform to this newly adopted code.
SECTION 2: CONFLICT OF INTEREST CODE - STATEMENTS
Designated employees shall file statements of economic interests with the Santa Clara City Clerk, who shall be and perform the duties of filing officer for the Stadium Authority.
SECTION 3: SAVINGS CLAUSE
Any change provided for in this conflict of inter est code shall not affect or excuse any offense or act committed or done or omission or any penalty or forfeiture incurred or accruing under any other conflict of interest code; nor shall it affect any prosecution, suit, or proceeding pending or any judgment rendered in connection with any other conflict of interest code.
Appendix A: On file in City Clerk’s Office
Appendix B: Attached
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APPENDIX A
DESIGNATED POSITIONS REQUIRED TO FILE
Officials Who Manage Public Investments
Pursuant to Government Code section 87200, officials who manage public investments as defined by 2 California Code of Regulations § 18701(b) are also subject to the disclosure requirements of the Political Reform Act and are required to file full Statement s of Economic Interests. It has been determined that the positions listed below manage public investments and will file a statement of economic interests pursuant to Government Code Section 87200. These positions are listed for informational purposes only:
• Board Members
• Executive Director
• Stadium Authority General Counsel
• Stadium Authority
• Stadium Authority Treasurer
• Stadium Authority Auditor
An individual holding one of the above- listed positions may contact the Fair Political Practices Commission for assistance or written advice regarding their filing obligations if they believe their position has been categorized incorrectly. The Fair Political Practices Commission makes the final determination whether a position is covered by Government Code Section 87200.
Designated Positions Disclosure Categories
Senior Management Analyst 1
Consultant/New Positions* 1, 5
*Consultants/New Positions are included in the list of designated positions and shall disclose pursuant to the broadest disclosure category in the code, subject to the following limitation: the Executive Director may determine in writing that a particular consultant or new position, although a “designated person,” is hired to perform a range of duties that are limi ted in scope and thus is not required to comply with the disclosure requirements described in this section.
Such determination shall include a description of the consultant's or new position's duties, and based upon that description, a statement of the ex tent of disclosure requirements. The Executive Director's determination is a public record and shall be retained for public inspection in the same manner and location as this conflict of interest code. (Gov. Code Sec. 81008. )
In addition, Consultants include all natural persons who are independent contractor consultants or such members, officers or employees of companies who by contract with the Stadium - 3 -
Authority make decisions on behalf of the Stadium Authority that may foreseeably have a material effect on any of their financial interests as further specified in 2 Cal. Code Regs. Sec. 18700.3. Consultant specifically includes , but is not limited to , such members, officers or employees of the Forty Niners Stadium Management Company, LLC who pursuant to a contract with the Santa Clara Stadium Authority have made or continue to make decisions on behalf of the Stadium Authority which may foreseeably have a material effect on any of their financial interests. This designation includes the following officers or employees of Forty Niners Stadium Management Company, LLC:
Consultant Position Categories
Forty Niners Stadium Management Company, LLC President 1, 5 Forty Niners Stadium Management Company, LLC Executive Vice President and General Manager 1, 5
Forty Niners Stadium Management Company, LLC Chief Financial Officer 1, 5 Forty Niners Stadium Management Company, LLC Chief Revenue Officer 1, 5 Forty Niners Stadium Management Company, LLC General Counsel 1, 5 Forty Niners Stadium Management Company, LLC Director of Procurement 1, 5 Forty Niners Stadium Management Company, LLC
Any other individual officer or employee
who is determined by the Executive
Director as satisfying the definition of
consultant in 2 Cal. Code of Regs.
Section 18700.3
1, 5
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APPENDIX B
MASTER LIST OF DISCLOSURE CATEGORIES
Category 1 - All designated positions in this category shall disclose all sources of income, including receipt of gifts, loans, and travel payments, investments, interests in real property within the jurisdiction of the Stadium Authority, and business entities in which he or she has an investment or is a director, officer, partner, trustee, employee or holds any position of management.
Category 2 - All designated positions in this category shall disclose all sources of income, including receipt of gifts, loans, and travel payments, investments, and business entities in which he or she has an investment or is a director, officer, partner, trustee, employee or holds any position of management.
Category 3 - All designated positions in this category shall disclose all interests in real property within the jurisdiction of the Stadium Authority.
Category 4 - All designated positions in this category shall disclose all sources of income, including receipt of gifts, loans, and travel payments, investments, and business entities in which he or she has an investment or is a director, officer, partner, trustee, employee or holds any position of management if the business entity or source of income is of the type which provides services, equipment, lease space, materials or supplies to the Stadium Authority.
Category 5 - All designated positions in this category shall disclose all investments and business positions in business entities, and income, including receipt of gifts, loans, and travel payments, from, sources that filed a claim with or against the Stadium Authority during the previous two years, or have a claim pending with or against the Stadium Authority.