1500 Warburton Avenue ● Santa Clara, CA 95050 ● Phone: 408-615-2340 ● Fax: 408-243-8687 ● SantaClaraCA.gov Finance Department
SINGLE AUDIT
FOR THE YEAR ENDED JUNE 30, 2022
CORRECTIVE ACTION PLAN
FINANCIAL STATEMENT FINDINGS - CURRENT YEAR
There were no current year financial statement findings.
FEDERAL AWARD FINDINGS - CURRENT YEAR
Finding Reference Number: SA2022-001 Compliance with Grant Deadlines Assistance Listing Number: 21.027
Assistance Listing Title: COVID-19 - Coronavirus State and Local Fiscal Recovery Funds
Name of Federal Agency: Department of Treasury
Federal Award ID Number: COVID-19 – SLFRP0002
COVID-19 – 68-0283471
COVID-19 – 68-0281986
Name of Pass-Through Entity: State of California Department of Community Services California State Water Resources Control Board
Name(s) of the contact person: Gary Welling, Director of Water & Sewer Utilities Water and Sewer
Manuel Pineda, Chief Electric Utility Officer
Fiscal Year of Initial Finding: 2021-2022
Corrective Action Plan:
The City has taken action and corrected the issues related with this finding. The City has also taken steps to improve business processes to prevent this issue from occurring again. Staff are required to develop a checklist to manage the reporting and compliance requirements for the grant that they manage to ensure that the City meets the grant’s reporting requirements.
Anticipated Completion Date:
March 23, 2023