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Agenda packet

Governance and Ethics Committee
December 2, 2024

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Agenda packet
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December 2, 2024
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Governance and Ethics Committee
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Text extracted from the city's file for reading and search. Open the original on santaclara.legistar.com. That file is the official record.

City of Santa Clara
Meeting Agenda
Governance and Ethics Committee
City Hall – Council Chambers
1500 Warburton Avenue
Santa Clara, CA 95050
1:00 PMMonday, December 2, 2024
The City of Santa Clara is conducting Governance and Ethics Committee meetings in-person and continues to have methods for the public to participate remotely or in-person. • Via Zoom: https://santaclaraca.zoom.us/j/98559951444
• Webinar ID: 985 5995 1444
• By phone: +1 669 444 9171
To submit written public comment before meeting:

Send email to [email protected] by 9 a.m. the day of the meeting. Those emails will be forwarded to Committee members and will be uploaded as supplemental meeting material.

Note: Emails received as public comment will not be read aloud during the meeting.

CALL TO ORDER AND ROLL CALL

CONSENT CALENDAR
1A. Approval of the October 4, 2024 Governance and Ethics Committee Special Meeting Minutes
24-863
Approve the minutes of the October 4, 2024
Governance and Ethics Committee Special Meeting
Recommendation:

PUBLIC PRESENTATIONS
[This item is reserved for persons to address the body on any matter not on the agenda that is within the subject matter jurisdiction of the body. The law does not permit action on, or extended discussion of, any item not on the agenda except under special circumstances. The governing body, or staff, may briefly respond to statements made or questions posed, and appropriate body may request staff to report back at a subsequent meeting.]

GENERAL BUSINESS

Page 1 of 3 ends

Governance and Ethics Committee Meeting Agenda December 2, 2024

2. Presentation by Outside Consultant of the Review of and Recommendations
Regarding Existing City’s Ethics Policies and
Solicitation of Committee Input on Appropriate Next Steps 24-705
Receive Consultant’s Report and Provide Any Input
to the Consultant’s Recommendations
Recommendation:

3. 24-772 Discussion and Direction on District Communication Options Provide Direction on District Communication Options
Recommendations by the Governance and Ethics
Committee and Forward for Consideration and
Approval by the City Council.

Recommendation:

STAFF REPORTS

COMMITTEE MEMBER REPORTS / FUTURE REFERRAL ITEMS FOR CONSIDERATION

ADJOURNMENT

Page 2 of 3 ends

Governance and Ethics Committee Meeting Agenda December 2, 2024

MEETING DISCLOSURES
The time limit within which to commence any lawsuit or legal challenge to any quasi-adjudicative decision made by the City is governed by Section 1094.6 of the Code of Civil Procedure, unless a shorter limitation period is specified by any other provision. Under Section 1094.6, any lawsuit or legal challenge to any quasi-adjudicative decision made by the City must be filed no later than the 90th day following the date on which such decision becomes final. Any lawsuit or legal challenge, which is not filed within that 90-day period, will be barred. If a person wishes to challenge the nature of the above section in court, they may be limited to raising only those issues they or someone else raised at the meeting described in this notice, or in written correspondence delivered to the City of Santa Clara, at or prior to the meeting. In addition, judicial challenge may be limited or barred where the interested party has not sought and exhausted all available administrative remedies.

If a member of the public submits a speaker card for any agenda items, their name will appear in the Minutes. If no speaker card is submitted, the Minutes will reflect "Public Speaker."
In accordance with the requirements of Title II of the Americans with Disabilities Act of 1990 ("ADA"), the City of Santa Clara will not discriminate against qualified individuals with disabilities on the basis of disability in its services, programs, or activities, and will ensure that all existing facilities will be made accessible to the maximum extent feasible. The City of Santa Clara will generally, upon request, provide appropriate aids and services leading to effective communication for qualified persons with disabilities including those with speech, hearing, or vision impairments so they can participate equally in the City’s programs, services, and activities. The City of Santa Clara will make all reasonable modifications to policies and programs to ensure that people with disabilities have an equal opportunity to enjoy all of its programs, services, and activities.

Agendas and other written materials distributed during a public meeting that are public record will be made available by the City in an appropriate alternative format. Contact the City Clerk’s Office at 1 408-615-2220 with your request for an alternative format copy of the agenda or other written materials.

Individuals who require an auxiliary aid or service for effective communication, or any other disability- related modification of policies or procedures, or other accommodation, in order to participate in a program, service, or activity of the City of Santa Clara, should contact the City’s ADA Coordinator at 408-615-3000 as soon as possible but no later than 48 hours before the scheduled event.

Page 3 of 3 ends

City of Santa Clara
Agenda Report
1500 Warburton Avenue
Santa Clara, CA 95050
santaclaraca.gov
@SantaClaraCity
24-863 Agenda Date: 12/2/2024

REPORT TO GOVERNANCE AND ETHICS COMMITTEE

SUBJECT
Approval of the October 4, 2024 Governance and Ethics Committee Special Meeting Minutes

ENVIRONMENTAL REVIEW
The action being considered does not constitute a “project” within the meaning of the California Environmental Quality Act (“CEQA”) pursuant to CEQA Guidelines section 15378(a) as it has no potential for resulting in either a direct physical change in the environment, or a reasonably foreseeable indirect physical change in the environment.

FISCAL IMPACT
There is no fiscal impact to the City other than administrative staff time.

PUBLIC CONTACT
Public contact was made by posting the Governance and Ethics Committee agenda on the City’s official-notice bulletin board outside City Hall Council Chambers. A complete agenda packet is available on the City’s website and in the City Clerk’s Office at least 72 hours prior to a Regular Meeting and 24 hours prior to a Special Meeting. A hard copy of any agenda report may be requested by contacting the City Clerk’s Office at (408) 615-2220, [email protected] <mailto:[email protected]> or at the public information desk at any City of Santa Clara public library.

RECOMMENDATION
Approve the minutes of the October 4, 2024 Governance and Ethics Committee Special Meeting Reviewed by: Maria Le, Assistant to the City Manager, City Manager’s Office Approved by: Jovan D. Grogan, City Manager

ATTACHMENTS

1. October 4, 2024 Governance and Ethics Committee Meeting Minutes City of Santa Clara Printed on 11/26/2024Page 1 of 1
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City of Santa Clara
Meeting Minutes
Governance and Ethics Committee
Draft
10:00 AM City Hall – Council Chambers
1500 Warburton Avenue
Santa Clara, CA 95050
10/04/2024
Special Meeting
The City of Santa Clara is conducting Governance and Ethics Committee meetings in-person and continues to have methods for the public to participate remotely or in-person. • Via Zoom: https://santaclaraca.zoom.us/j/98559951444
• Webinar ID: 985 5995 1444
• By phone: +1 669 444 9171
To submit written public comment before meeting:

Send email to [email protected] by 8 a.m. the day of the meeting. Those emails will be forwarded to Committee members and will be uploaded as supplemental meeting material.

Note: Emails received as public comment will not be read aloud during the meeting

CALL TO ORDER AND ROLL CALL
Chair Chahal called the meeting to order at 10:09 a.m.

Chair Raj Chahal, Member Suds Jain, and Member Kevin ParkPresent 3 -

CONSENT CALENDAR
1A. 24-706 Approval of the July 2, 2024 Governance and Ethics Committee Special Meeting Minutes
Recommendation: Approve the minutes of the July 2, 2024 Governance and Ethics Committee Special Meeting
Committee Member Jain motioned, seconded by Committee
Member Park to approve the meeting minutes for the July 2, 2024 Governance and Ethics Committee meeting.

Aye: Chair Chahal, Member Jain, and Member Park3 -

Page 1 ends

10/04/2024Governance and Ethics Committee Meeting Minutes

PUBLIC PRESENTATIONS
None.

GENERAL BUSINESS

2. 24-437 Review and Discussion of Text Message Retention Recommendation: Consider and direct staff to develop possible modifications to Council Policy 046 regarding the City’s text message retention policy, for consideration and approval by the full City Council
Staff presented information on potential options for a text messaging archive platform, Smarsh, for City-issued mobile phones. The Committee discussed various options for maintaining text messages as public records on both City and personal mobile devices for City business matters.

Committee Member Park motioned, seconded by Committee
Member Jain and motioned approved to: 1) Adopt the 2-year retention policy for text messages in Council Policy 046 and forward to full City Council for consideration and approval. 2) The Committee directed staff o return to the Governance and Ethics Committee with additional options for other applications for text message retention, in addition to SMARSH for consideration by the Committee.

Aye: Chair Chahal, Member Jain, and Member Park3 -

Page 2 ends

10/04/2024Governance and Ethics Committee Meeting Minutes

3. 24-707 Action on a Council Policy for Meeting Management Procedures and Protocols for Recommendation to the City Council for its Consideration and Approval
Recommendation: Consider proposed new Council Policy 054, entitled Council Meeting Management Procedures and Protocols, and provide direction to staff as the Committee deems appropriate to forward the policy, with any approved modifications, for consideration and approval by the City Council City Attorney Glen Googins preserted on Agenda item #3 - Action on a Policy for Meeting Management protocols. City Attorney Googins presented information on a recommended formal policy and procedure, Council Policy 054 ("City Council Meeting Management Procedures and Protocols") for consideration by the Committee.

City Attorney Googins stated some rules are consistent with current Council practices that had not been formalized, other proposed rules and procedures are taken directly by Rosenberg’s Rules of Order, or are based on “best practice” rules used by other cities. The policy is expressly subject to the requirements of the Brown Act and the terms of the City Charter.

The Committee discussed the draft policy for consideration to be forwarded to the full City Council for its consideration. Committee Member Park commented the policy should not discourage debate or additional rounds of questions.

Committee Member Jain motioned, seconded by Committee
Member Park and motion passed to approve the staff
recommendations as presented for Council Policy 054 for Meeting Management Procedures.

Aye: Chair Chahal, Member Jain, and Member Park3 -

Page 3 ends

10/04/2024Governance and Ethics Committee Meeting Minutes

4. 24-704 Review and Discussion of Mayoral Certificates of Recognition and Possible Recommendations to bring forth to the City Council for Consideration
Recommendation: Discuss and provide direction regarding Mayoral Certificates of Recognition
Staff presented background on Item #4 for the Review and Discussion of Mayoral Certificates of Recognition and possible revisions to the policy.

Staff presented background that on the June 10, 2024, the Committee requested further discussion on Mayoral Certificates of Recognition. On September 10, 2024, the City Council approved amendments to Council Policy 020 (“Proclamations, Commendations and Certificates of Recognition”) which included substantial changes to the policy to include City Council signatures on Proclamations & Commendations, and the addition of a new City Council District Certificates of Recognition which bear the signature of the Mayor and the particular City Councilmember.

The Committee had a discussion on Council Policy 020. Committee members discussed potentially including a process in the policy to change the guidelines specifically for Mayoral Cert to include the signature of a City Councilmember when requested, in addition to the Mayor, on the Mayoral Certificates of Recognition.

Committee Member Jain motioned, seconded by Committee
Member Park to amend Council Policy 020 for Mayoral Certificates of Recognition, if requested by a Councilmember of particular Council district and if Councilmember has interest in the organization, the Mayoral Certificate of Recognition also bear the signature of the Mayor and City Councillmember. The action was to bring this forth to the full City Council for consideration.

Aye: Chair Chahal, and Member Jain2 -
Nay: Member Park1 -

STAFF REPORT
None.

COMMITTEE MEMBER REPORTS / FUTURE REFERRALS FOR CONSIDERATION None.

ADJOURNMENT
Chair Chahal adjourned the meeting at 2:41 p.m.

Committee Member Jain motioned to adjourn the meeting,
seconded by Committee Member Chahal to adjourn at 2:41 p.m.

Page 4 ends

10/04/2024Governance and Ethics Committee Meeting Minutes The next regular Special Governance and Ethics Committee meeting is on December 2, 2024 at 1 p.m.

MEETING DISCLOSURES

Page 5 ends

10/04/2024Governance and Ethics Committee Meeting Minutes The time limit within which to commence any lawsuit or legal challenge to any quasi-adjudicative decision made by the City is governed by Section 1094.6 of the Code of Civil Procedure, unless a shorter limitation period is specified by any other provision. Under Section 1094.6, any lawsuit or legal challenge to any quasi-adjudicative decision made by the City must be filed no later than the 90th day following the date on which such decision becomes final. Any lawsuit or legal challenge, which is not filed within that 90-day period, will be barred. If a person wishes to challenge the nature of the above section in court, they may be limited to raising only those issues they or someone else raised at the meeting described in this notice, or in written correspondence delivered to the City of Santa Clara, at or prior to the meeting. In addition, judicial challenge may be limited or barred where the interested party has not sought and exhausted all available administrative remedies.

If a member of the public submits a speaker card for any agenda items, their name will appear in the Minutes. If no speaker card is submitted, the Minutes will reflect "Public Speaker."
In accordance with the requirements of Title II of the Americans with Disabilities Act of 1990 ("ADA"), the City of Santa Clara will not discriminate against qualified individuals with disabilities on the basis of disability in its services, programs, or activities, and will ensure that all existing facilities will be made accessible to the maximum extent feasible. The City of Santa Clara will generally, upon request, provide appropriate aids and services leading to effective communication for qualified persons with disabilities including those with speech, hearing, or vision impairments so they can participate equally in the City’s programs, services, and activities. The City of Santa Clara will make all reasonable modifications to policies and programs to ensure that people with disabilities have an equal opportunity to enjoy all of its programs, services, and activities.

Agendas and other written materials distributed during a public meeting that are public record will be made available by the City in an appropriate alternative format.

Contact the City Clerk’s Office at 1 408-615-2220 with your request for an alternative format copy of the agenda or other written materials.

Individuals who require an auxiliary aid or service for effective communication, or any other disability-related modification of policies or procedures, or other accommodation, in order to participate in a program, service, or activity of the City of Santa Clara, should contact the City’s ADA Coordinator at 408-615-3000 as soon as possible but no later than 48 hours before the scheduled event.

Page 6 ends

City of Santa Clara
Agenda Report
1500 Warburton Avenue
Santa Clara, CA 95050
santaclaraca.gov
@SantaClaraCity
24-705 Agenda Date: 12/2/2024

REPORT TO GOVERNANCE AND ETHICS COMMITTEE

SUBJECT
Presentation by Outside Consultant of the Review of and Recommendations Regarding Existing City’s Ethics Policies and Solicitation of Committee Input on Appropriate Next Steps

BACKGROUND
In June 2023, the Governance and Ethics Committee discussed the City’s ethics program and referred the matter to the full Council. In July 2023, the City Council heard the item and directed staff to: Conduct a special meeting with the City Council to include AB1234 Ethics annual training with the City Attorney. The AB 1234 training took place on October 26, 2023, and another session is being scheduled for early 2025. The Council also directed staff to explore hiring a consultant for the review of existing City Ethics documents. LCW has been retained to review existing City Ethics documents after a Request for proposal process was completed to solicit qualified firms to review current behavioral standards and existing ethics documents per the City Council direction. Documents identified for review include the City Code of Ethics and Values (Attachment 1), Behavioral Standards for Councilmembers (Attachment 2), the City Council Admonition and Censure Policy (Council Policy 047) (Attachment 3), and the City’s “revolving door” ordinance (Attachment 4).

The City received three proposals and selected Liebert Cassidy Whitmore (LCW), a law firm with a 40+ year history providing employment law services to public sector clients. LCW’s background in the evaluation of ethical conflicts and the provision of ethics training made them a strong candidate to conduct this work in the City of Santa Clara.

LCW is working on this project, and Morin I. Jacob, the San Francisco Office’s Managing Partner, is the lead. Ms. Jacob has an extensive employment law advice and counsel practice wherein she works with clients to develop solutions to challenges and legal issues designed to help prevent litigation. She also advises public agencies on issues involving ethics and the conduct of elected officials. In addition, she is a defense-side employment litigator, with experience ranging from pre-litigation through jury trial and appeal. Her jury trial experience includes defense against claims of harassment, discrimination, retaliation and whistleblower allegations. In addition to trials and arbitrations, she represents clients in administrative proceedings and agencies in binding arbitrations and other disciplinary appeal hearings. She also conducts workplace investigations and holds a certificate from the Association of Workplace Investigators.

Morin Jacob’s will be present at the December 2, 2024 Governance and Ethics Committee meeting for an update on her efforts.

In addition to the above referral, there were two additional findings and recommendations that resulted from the Grand Jury Report titled, “Irreconcilable Differences”. The City Council directed that City of Santa Clara Printed on 11/26/2024Page 1 of 3
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24-705 Agenda Date: 12/2/2024
the scope of work for the Ethics document review effort be expanded to include one of the referrals regarding adopting robust ethics training strategies supported by policy. This referral has been added to LCWs scope of work.

The other recommendation called for establishing an Independent Ethics Commission to oversee the behavior of Councilmembers and to ensure they model positive engagement with the public and reclaim the public’s trust.

In response to this referral, the City has released an RFP to solicit assistance from a qualified consultant to identify options and best practices for the structure, powers and duties for such commissions and/or program. Staff will report out on the RFP at a later date since this procurement process is not yet completed.

DISCUSSION
LCW has conducted a review of the following Ethics documents:

1. City Code of Ethics and Values

2. Behavioral Standards for Councilmembers

3. City Council Admonition and Censure Policy (Council Policy 047)

4. Chapter 2.145, Restrictions on activities of City officials and certain City employees Ms. Jacob will meet with the Governance and Ethics Committee on December 2, 2024 to discuss her review and potential recommendations and efforts pertaining to the aforementioned Ethics documents.

ENVIRONMENTAL REVIEW
The action being considered does not constitute a “project” within the meaning of the California Environmental Quality Act (CEQA) pursuant to CEQA Guidelines section 15378(b)(5) in that it is a governmental organizational or administrative activity that will not result in direct or indirect changes in the environment.

FISCAL IMPACT
There is no fiscal impact to the City other than staff time.

COORDINATION
This report was coordinated with the City Attorney’s Office and the City Manager’s Office.

PUBLIC CONTACT
Public contact was made by posting the Committee agenda on the City’s official-notice bulletin board outside City Hall Council Chambers. A complete agenda packet is available on the City’s website and in the City Clerk’s Office at least 72 hours prior to a Regular Meeting and 24 hours prior to a Special Meeting. A hard copy of any agenda report may be requested by contacting the City Clerk’s Office at (408) 615-2220, [email protected] <mailto:[email protected]> or at the public information desk at any City of Santa Clara public library.

RECOMMENDATION
Receive Consultant’s Report and Provide Any Input to the Consultant’s Recommendations City of Santa Clara Printed on 11/26/2024Page 2 of 3
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24-705 Agenda Date: 12/2/2024

ATTACHMENTS

1. City Code of Ethics and Values

2. Behavioral Standards for Councilmembers

3. City Council Admonition and Censure Policy (Council Policy 047)

4. Chapter 2.145, Restrictions on activities of City officials and certain City employees City of Santa Clara Printed on 11/26/2024Page 3 of 3
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1 City  of  Santa  Clara
PROGRAM  IN  ETHICS  & VALUES

BEHAVIORAL  STANDARDS  FOR  CITY  COUNCIL  MEMBERS 1

INTRODUCTION

Ten  years  ago,  the  City  of  Santa  Clara  began  its  ethics  and  values  program  to  foster public  trust  by  promoting  and  maintaining  the  highest  standards  of  personal  and professional  conduct.   Since  the  adoption  of  the  Code  of  Ethics  & Values  in  2000, the  City  Council  has  promised  the  people  of  Santa  Clara  that  Council  Members,  all elected  and  appointed  officials,  candidates  for  public  office,  and  City  Staff  will  meet the  most  demanding  ethical  standards  and  demonstrate  the  highest  levels  of achievement  in  practicing  eight  core  values  identified  in  the  Code.

Those  values,  which  are  fundamental  to  public  trust,  were  adopted  to  guide  the decisions  and  actions  of  individual  Council  Members  and  the  Council  as  a whole.

City  Council  and  City  Staff  have  worked  hard  to  integrate  these  values  into  the everyday  operating  culture  of  City  Hall.   The  City  has  conducted  extensive  outreach to  residents  encouraging  them  to  hold  public  officials  accountable  at  the  ballot  box for  being  credible  role  models  for  these  values,  in  word  and  in  deed,  in  public  or  in private.

To  help  the  Council  make  these  values  real  in  their  regular  work  with  the  City,  the Code  describes  for  each  value  a basic  set  of  character  traits  and  actions  residents  can expect  to  see  Council  Members  meet  and  exceed.

This  document  translates  these  traits  and  actions  into  concrete  behavioral  standards for  the  City  Council.    These  standards  describe  what  impeccable  leadership  ethics looks  like  in  the  everyday  work  of  the  Council.  They  reflect  commonly  accepted  “best practices,”  rather  than  specific  issues  or  problems  the  Council  has  faced.   The  list seeks  to  include  enough  positive  behaviors  to  practice  (and  negative  behaviors  to avoid)  that  a reasonable  person  can  assess  how  credible  he  or  she  is  as  a role  model and  ethical  leader.

This  information  is  presented  in  four  columns.   Columns  1 and  2 reproduce  the approved  Code  of  Ethics.   Columns  3 and  4 list  the  behavioral  standards.

1 This document is based on the Behavioral Standards for Commissioners, Boards, and Other Appointed Officials, developed during 2000-2002, and approved by the City Council in February 2003. A representative committee of Board Members and Commissioners, working with the City’s initial Ethics Ordinance Committee, drafted that document. It was then revised based on extensive feedback from all Board Members, Commissioners, and Staff Liaisons. In a working session in April, 2008, the Council used that docume t to develop the fi rst draft of its own standards. The City’s Ethics Consultant, Dr. Tom Shanks, and City Staff drafted the final version for City Council review on May 6. 2008. n
Approved by City Council on May 20, 2008.

2 City  of  Santa  Clara
PROGRAM  IN  ETHICS  & VALUES

BEHAVIORAL  STANDARDS  FOR  CITY  COUNCIL  MEMBERS

The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
As  a Santa  Clara  representative,  I will  be:

Ethical   I am  trustworthy,
acting  with  the
utmost  integrity
and  moral  courage
• Making  careful  decisions,
advancing  the  best  long ‐
term  interests  of  the
City,  after  considering  all
available  facts,  City  Staff
recommendations,  and
public  comment
• Making  hasty,  ill ‐
informed  decisions  based
on  politics,  bias,  faulty
assumptions,  prejudice,
self ‐interest,  gossip,  and
half ‐truths
• Voting  my  honest
conviction,  explaining  my
ethical  reasoning,
respecting  the  minority,
and  upholding  the
majority   as  the  decision
of  the  Council
• Promising  my  vote  before
facts  are  known  in  order
to  gain  favor  with  a
crony,  endorser,  lobbyist,
or  special  interest
• Vigorously  debating  an
issue,  listening  carefully
to  all  sides,  making  my
best  judgment  call,  even
if  it’s  not  popular,  and
taking  responsibility  for
my  actions
• Saying  whatever  the  vocal
public  wants  to  hear,
dodging  criticism  of  an
unpopular  vote,  shifting
the  blame  to  the
majority,  other  members,
or  City  Staff
• Preparing  to  vote  by
assessing  how  various
options  advance  or  harm
the  best  interests  of  the
City  as  well  as  the  City’s
Mission  and  Core  Values,
working  to  minimize  any
harm
• Always  taking  the  short ‐
term  view,  representing
few  stakeholders,
believing  ethics  and  City
values  have  no  bearing  on
decisions
• Finding  an  imaginative
solution  that  is  in  the
best  interests  of  the
City,  is  fair,  respects
individual  rights  and  the
Council’s  duties,  and
advances  City  values
• Saying  and  doing
whatever  it  takes,  no
holds  barred,  to  advance
one’s  personal  position,
power,  influence  or
political  career

3 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Ethical
(continued)
I am  truthful,  do
what  I say  I will
do,  and  am
dependable
• Giving  complete,  factual,
unbiased  information  to
colleagues,  public,  and
the  press
• Concealing,  fabricating,
overstating,  under ‐
stating,  or  denying  the
truth;  spinning  the  truth;
leaving  out  context
• Making  promises  to  the
public,  City  Staff,  and
Council  members   which
can  be  kept  and  do  not
exceed  the  authority  of
any  individual  Council
Member
• Promising  more  than  can
be  delivered,  over ‐
extending  oneself,  or
taking  sole  credit  for  the
work  of  the  Council  and
others
I make  impartial
decisions,  free  of
bribes,  unlawful
gifts,  narrow
political  interests,
and  financial  and
other  personal
interests  that
impair  my
independence  of
judgment  or  action
• Seeking  advice  from  the
City  Attorney  and  City
Manager  when
confronting  a real  or
potential  conflict  of
interest,  and  making  a
full  public  disclosure
when  the  Council
considers  the  agenda
item
• Helping  a friend  get  a
project  through  the
Council  in  return  for  a
donation  to  a campaign
fund,  school  or  charity,  or
the  gift  of  tickets  or
another  perk
• Having  declared  a
conflict,  leaving  the  dais
and  Council  Chambers,
so  other  Council
members  are  free  of  any
undue  influence
• Talking  to  fellow  Council
Members  prior  to
declaring  a conflict,  and
asking  them  to  take  care
of  the  item  in  a way  that
advances  personal
interests
I am  fair,
distributing
benefits  and
burdens  according
to  consistent  and
equitable  criteria
• Listening  attentively  to
all  sides,  keeping  an
open  mind  and  avoiding
even  the  appearance  of
bias,  following
precedents  consistently,
treating  equals  equally
• Paying  more  attention  to
friends’  and  supporters’
projects
• Making  “back  room”
deals  and  decisions
• Giving  preferential
treatment  to  special
interests,  consultants,
and  former  Council
Members
4 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Ethical
(continued)
I extend  equal
opportunities  and
due  process  to  all
parties  in  matters
under
consideration.  If  I
engage  in
unilateral  meetings
and  discussions,  I
do  so  without
making  voting
decisions
• Being  available  to
anyone   who  wants  to
discuss  an  issue,  keeping
an   open  mind  and  not
committing  to  vote  for  or
against  an  item  until
after  hearing  the  full
public  discussion
• Promoting  the  interests
of  the  business
community  without  first
considering  the  interests
of  all  stakeholders
• Giving  special  treatment
to  the  companies  that  pay
the  most  in  taxes  and  to
my  largest  campaign
donors
I show  respect  for
persons,
confidences,  and
information
designated  as
“confidential”
• Referring  media
questions  on  Closed
Session  or  other
confidential  matters  to
the  City  Manager’s
Office,  rather  than
saying  “No  Comment”
• Telling  others  about
Closed  Session
proceedings,  especially
when  it  is  an  important
issue  and  I want  input  on
how  to  decide
• Confirming  a rumor,
remaining  silent,
communicating  non ‐
verbally,  or  in  other  ways
providing  information
that  is  confidential  or
that  the  Council  Member
has  promised  not  to
reveal
• Treating  the  public  and
City  Staff,  at  all  times,
the  way  I treat  highly
regarded  colleagues  in
businesses  or
professions
• Acting  based  on
stereotypes,  rumors,
“ancient  history,”  and
prior  negative
experiences  with  an
individual  or  groups

• Bringing  to  the  attention
of  the  City  Manager  any
concern  about  the
actions  or  work  of  City
Staff,  or  any  complaint
from  the  public

• Criticizing  or
embarrassing  the  City
Manager  or  other  City
Staff  in  public
• Failing  to  publicly
recognize  extraordinary
City  Staff  work

5 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Ethical
(continued)
• Showing  courtesy  and
interest  in  word  and
action  to  City  Staff,
public,  and  elected  and
appointed  officials
• Complimenting  the  work
of  a single  City  Staff
member  when  a staff
team  actually  did  the
work
• Speaking  and  acting  out
of  the  belief  that  City
Staff  and  all  members  of
the  Council  are  on  the
same  team  and
committed  to  doing  their
best  to  serve  residents
• Engaging  publicly  or
privately  in  personal
verbal  attacks  against
Council  colleagues  or  City
Staff;  interrupting  while
they  are  speaking,  rolling
eyes,  demeaning  them,  or
in  other  ways  treating
them  inappropriately
Professional   I use  my  title(s)  only
when  conducting
official  City
business,  for
information
purposes,  or  as  an
indication  of
background  and
expertise,  carefully
considering  whether
I am  exceeding  or
appearing  to  exceed
my  authority
• Using  City  titles  for
identification  at  League
meetings  or  when  on
other  official  City
business,  or  when
seeking  information
directly  related  to  a
Council  matter  from
appropriate  sources
• Using  a City  title  when
making  dinner
reservations  or  making
purchases
• Referring  friends  to  City
businesses  and  suggesting
they  mention  the  name  of
a Council  Member  to  get
the  best  prices
I apply  my  know‐
ledge  and  expertise
to  my  assigned
activities  and  to  the
interpersonal
relationships  that
are  part  of  my  job  in
a consistent,
confident,
competent,  and
productive  manner

• Preparing  by  reading  the
agenda  packet  before
meetings
• Asking  the  City  Manager
informational  questions
ahead  of  time  to  assist  in
being  prepared
• Arriving  on ‐time  to
meetings,  paying
attention  and  listening
actively
• Rushing  into  meetings
late  and  being  obvious
about    opening  the
agenda  packet  for  the
first  time  or  speed‐
reading  the  packet  while
City  Staff  or  the  public
are  presenting
information
6 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Professional
(continued)
• Asking  questions  that
will  advance  the
discussion,  contribute  to
decision ‐making,  and
have  not  been  covered  in
the  agenda  packet
• Taking  no  notes,
remembering  little,  if
any,  of  the  information
in  the  agenda  packet,
asking  to  have
information  repeated
constantly
• Listening  attentively  to
the  public,  City  Staff,
and  other  Council
members    who  may
speak  at  meetings
• Making  little  or  no  eye
contact  with  any  speaker
during  the  meeting
• Leaving  during  public
comment  and  returning
only  after  it  is  over
• Making  comments  to
someone  else  while  the
public  is  speaking
I approach  my  job
and  work ‐related
relationships  with  a
positive  attitude
• Approaching  Council
work  informed  of  issues,
enthusiastic,  energized,
interested,  ready  to
participate,  and  focused
• Approaching  Council
work  half ‐heartedly,
coming  to  meetings  eager
to  leave
• Short ‐circuiting  a
discussion;  being
perceived  as  rude  by
other  Council  Members,
City  Staff,  or  the  public
• Making  guests  feel
welcomed  at  meetings
• Treating  new  Council
Members  as  colleagues,
encouraging  them  to
express  their  opinions,
and  offering  them
positive  feedback
• Acting  in  a superior
manner  with  newly
elected  Council  members
• Never  making  time  to  be
responsive  to  residents
who  want  to  discuss
issues
I keep  professional
knowledge  and
skills  current  and
growing
• Making  it  a priority  to
attend  League  meetings,
Electric  Joint  Powers
Agency  meetings,  and
committees
• Assuming  there  is  nothing
new  to  learn
• Going  to  League  meetings
and  conferences  to  be
seen,  but  never  attending
any  training
7 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Professional
(continued)
• Reading  background
materials  for  general
preparation  including
professional  journals,
books,  and  articles
• Skipping  meetings  with
the  City  Manager,
assuming  you  know  as
much,  if  not  more,  than
she  does  on  this  issue
Service ‐Oriented

I provide  friendly,
receptive,
courteous  service
to  everyone
• Not  just  answering
questions,  but  sharing
helpful  knowledge  of
Council  or  government
functions,  even  if  the
person  asking  isn’t  sure
what  they  need  to  know
• Acting  like  it’s  a bother
anytime  a resident  asks  a
question  or  when  they
make  inquiries  about
Council/government
business
• Seeking  the  opinions  of
those  who  are  hesitant
or  unwilling  to  come
forward  with  their  ideas,
but  trying  not  to  force
anyone  to  speak  in  a
public  forum  if  they  are
uncomfortable  or
unprepared
• Making  guests  or  others
feel  stupid,  intimidated,
dismissed,  manipulated,
or  demeaned  by  reading
the  newspaper,  falling
asleep,  laughing  at  a
private  joke  with  another
Council  Member,  or
repeatedly  leaving  the
room  during  discussions
I am  attuned  to,
and  care  about,
the  needs  and
issues  of
residents,  public
officials,  and  city
workers
• Talking  with  residents
and  actively  listening  at
City  gatherings  to  be
aware  of  what  is  going
on  in  this  community  and
other  communities
• Being  arrogant  or
uninterested  when
responding  to  residents
outside  of  City  Hall  about
their  concerns  and
debating  with  them  to
prove  them  wrong  or
misinformed
• Attending  City  events
and  interacting
effectively  with  the
public,  aware  that  others
expect  Council  Members
to  be  role ‐models
• Showing  up  late  to  City
events,  leaving  early,  and
spending  most  of  the  time
talking  only  to  one  or  two
friends
8 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Service ‐Oriented
(continued)
• Relaying  things  heard  or
provided  to  the  Council
or  the  City  Manager  or
other  appropriate  parties
for  follow‐ up
• Withholding  important
information  to  use  it  for
narrow  personal  purposes
at  a later  time
In  my  interactions
with  constituents,  I
am  interested,
engaged,  and
responsive
• Acting  in  a pleasant  and
friendly  manner  and
encouraging  people  to
speak  their  mind;
welcoming  constructive
criticism  as  well  as
compliments
• Through  word  and  action,
discouraging  people  from
proposing  what  they
believe  are  solutions  or
expressing  their  concerns
• Focusing  on  the  speaker
and  trying  to  see  the
world  as  they  do  in  order
to  understand  their
needs
• While  seeming  to  be
engaged  in  one
conversation,  scanning
the  environment  for
someone  more  interesting
or  important  to  speak
with;  abruptly  stopping
the  previous  conversation
to  speak  with  the  more
important  person
FiscallyResponsible   I make  decisions
after  prudent
consideration  of
their  financial
impact,  taking  into
account  the  long ‐
term  financial
needs  of  the  City,
especially  its
financial  stability
• Before  deciding  how  to
vote,  reviewing
cost/benefit  analysis  and
all  related  studies,  along
with  City  Staff
recommendations
• Allowing  other  Council
members  who  have  more
expertise  in  budgeting  to
take  the  lead  in  budget
discussions,  trusting  that
they  know  better,  and
never  improving  personal
expertise
• Consider  the  City’s  short
and  long  term  financial
condition  prior  to
proposing  new  or
expanded  City  projects
• Ignoring  the  constraints
of  the  City  budget  when
making  decisions
• Citing  “budget
constraints”  as  the  reason
for  not  supporting  a
motion,  when  the  real
reason  is  how  it  will  look
in  the  next  election
9 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Fiscally  Responsible
(continued)
I demonstrate
concern  for  the
proper  use  of  City
assets  (e.g.,
personnel,  time,
property,
equipment,  funds)
and  follow
established
procedures
• Allocating  resources
according  to  the  City’s
plan  and  in  compliance
with  the  law  and  the
City’s  goals  to  provide
residents  with  a better
environment  in  which  to
live
• Taking  advantage  of  any
opportunity  to  get
something  “free”  from
the  City
• Seeking  discounts  from
the  City’s  vendors  solely
because  of  my  position
• Using  City  equipment
only  for  Council  work,
not  for  personal  use  or
for  my  business
• Coming  to  City  Hall
regularly  and  asking  City
Staff  to  make  just  a few
copies  for  personal  use
• Respecting  City  Staff
time  and  being  especially
careful  to  ask  the  City
Manager  to  take  on
special  research  or  other
projects  only  if
convinced  that  this  work
is  critical  and  necessary
for  the  Council  to  better
serve  the  needs  of
residents
• Asking  a lot  of  questions
that  focus  on  non
substantive  details,  being
unable  to  separate  what’s
important  from  what’s
not
• Representing  the  public’s
interests  to  the  best  of
my  ability
• Balancing  long ‐term
impacts  and  short ‐term
goals
• Acting  as  if  I “own”  the
City  or  my  seat  on  the
Council

I make  good
financial  decisions
that  seek  to
preserve  programs
and  services  for  City
residents
• Being  fully  aware  of  and
understanding  the
approved  City  budget,
having  solicited
explanations  from  the
City  Manager,  if
necessary
• Taking  as  many  trips  as
possible  at  the  City’s
expense  because  of  a
personal  feeling  that  the
compensation  is  not
sufficient  and  some
reward  for  City  work  is
deserved
10 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Organized   I act  in  an  efficient
manner,  making
decisions  and
recommendations
based  upon  research
and  facts,  taking
into  consideration
short  and  long ‐term
goals
• Being  cognizant  of  the
importance  of  scarce
meeting  time  and
preparing  accordingly,
with  the  result  that  the
Council  spends  time  on
the  important  issues  and
deals  efficiently  with
other  issues
• Relying  solely  on  prior
knowledge  and  spending  a
great  deal  of  the
Council’s  time  proving  to
everyone  how  much  I
know  on  all  issues,  large
and  small
I follow  through  in  a
responsible  way,
keeping  others
informed,  and
responding  in  a
timely  fashion
• Sharing  my  research  and
experience  with  others
on  the  Council,  making
worthwhile
contributions  and
welcoming  alternative
viewpoints
• Using  hear ‐say  from  a
third  party  as  the  sole
basis  for  making  a
decision
• Returning  phone  calls
and  email  promptly,  if  at
all  possible;  if  unable,
letting  the  person  know
when  to  expect  a
response
• Failing  to  acknowledge
receipt  of  requests  for
information
• Responding  only  to
people  who  can  help  with
personal  political  goals
• Eventually  getting  around
to  sending  information,
but  never  in  a timely
manner
I am  respectful  of
established  City
processes  and
guidelines
• Participating  fully  in
orientation  sessions  and
other  sessions  in  order
to  understand  how  the
City’s  policies  and
procedures  impact  the
effectiveness  of  the
Council
• Criticizing  City  policies  in
public  without  first
expressing  concerns  to
City  Staff  or  gaining
knowledge  necessary  in
order  to  offer
constructive  criticism
• Helping  to  establish
reasonable  timetables
and  then  following  them
• Being  flexible  in  setting
meeting  dates  and  times
• Ignoring  deadlines,  not
keeping  people  informed,
and  making  excuses  which
damage  public  trust
11 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Organized
(continued)
• Being  able  to  explain  to
residents,  businesses,
and  visitors  how  the
City’s  policies  and
procedures  are  examples
of  the  City’s  Core  Values
in  practice
• Being  cynical  about
policies  and  cavalier
about  following
procedures  because  of  a
failure  to  see  how  these
are  related  to  fairness
and  the  common  good
Communicative  I convey  the  City’s
care  for  and
commitment  to  its
residents
• Being  able  to  explain  the
City’s  goals  to  anyone
and  describe  personal
commitment  to  them
• Supporting  superb,
affordable  City  services
and  conveying  that
commitment  effectively
to  residents
• Plotting  and  scheming  to
accomplish  personal
agendas
• Deciding  how  you  will
vote  and  writing  out
those  reasons  prior  to  any
public  comment
• Becoming  angry  at  a
resident  who  is  critical  of
the  Council
I communicate  in
various  ways  that  I
am  approachable,
open ‐minded  and
willing  to
participate  in  dialog
• Being  available  to  the
public  in  person,  at
events,  and  through
telephone  and  written
correspondence  to
provide  both  answers  to
questions  and
dissemination  of
important  information
• Confusing  residents,
spreading  rumors  and
gossip,  or  slandering
elected  or  appointed
officials,  City  Staff,  or
anyone
• Interrupting  someone
who  has  the  floor
• Listening  attentively,
being  open  to  multiple
perspectives,  and
allowing  the  possibility
of  changing  opinions  and
points  of  view
• Listening  solely  to  find
flaws,  to  spot  differences,
and  to  counter  arguments
• Going  out  of  my  way
during  meetings  to  show
why  I am  always  right  and
others  are  not
• Making  it  a practice  to
communicate  equally
well  to  all  stakeholders,
regardless  of  their
influence,  power,  or
campaign  donations
• Dominating  meetings  and
asking  many  more
questions  than  time
allows,  effectively
excluding  the  input  of
others
12 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Communicative
(continued)
I engage  in  effective
two ‐way
communication,  by
listening  carefully,
asking  questions,
and  determining  an
appropriate
response  which  adds
value  to
conversations
• During  meetings,  giving
residents  and  others  the
benefit  of  the  doubt  and
listening  to  identify
needs  and  interests
• Asking  questions  to
clarify,  to  understand,
and  to  augment,  in  order
to  hear  the  truth  as  the
resident  sees  it
• Making  the  best  decision
to  advance  the
community’s  values  and
goals
• Considering  people  on  the
other  side  of  issues  as
enemies,  rather  than  as
colleagues  or  fellow
residents
• Weakening  public  debate
by  belittling  or  mocking
someone’s  viewpoint
• Demonizing  anyone  who
disagrees  with  a personal
conviction  or  viewpoint
Collaborative   I act  in  a
cooperative  manner
with  groups  and
other  individuals,
working  together  in
a spirit  of  tolerance
and  understanding
• Submitting  one’s  best
thinking,  respecting  all
other  participants  and
inviting  their  thoughts  in
order  to  develop  better
solutions
• Seeing  value  in  working
with  other  agencies  to
develop  consistent
policies,  where
appropriate
• Describing  people  who
hold  different  viewpoints
as  “them”
• Failing  to  recognize
personal  biases,
prejudices,  stereotypes,
and  their  influence  on
language  and  attitudes
toward  residents  and
others
I work  towards
consensus  building
and  gain  value
from  diverse
opinions
• Approaching  meetings
and  discussions  assuming
that  many  people  have
pieces  of  answers  and
that  cooperation  will
lead  to  workable
solutions  for  the  most
difficult  problems
• Approaching  discussions
as  if  there’s  already  a
single  right  answer  that
needs  to  be  defended
against  opposing
viewpoints

I accomplish  the
goals  and
responsibilities  of
my  individual
position,  while
respecting  my  role
as  a member  of  a
team
• Understanding  that  what
I do  speaks  more  loudly
than  what  I say
• Showing  respect  for
Council  Members,  Staff,
and  residents  by  giving
priority  to  my  City
commitment,  doing  my
homework

• Focusing  first  on
satisfying  a personal  or
hidden  agenda
• Actively  weakening  the
team  that  the  Council  and
City  Staff  have  devoted
efforts  to  build

13 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Collaborative
(continued)
• Understanding  that  each
Council  decision  either
builds  public  trust  or
detracts  from  it
• Dismissing  any  idea
proposed  by  a Council
colleague  who  supported
someone  else  in  the  last
election
• Working  hard  to  develop
among  Council  Members,
other  officials,  City  Staff,
and  the  public  a kindred
spirit  of  cooperation
when  working  toward
implementing  City  values
• Reaching  conclusions
based  on  satisfying
personal  or  special
interests  and  refusing  to
change  one’s  position
despite  good  reasons  to
reconsider
• Holding  grudges  and
considering  some  people
as  permanent  enemies
I consider  the
broader  regional
and  State ‐wide
implications  of  the
City’s  decisions  and
issues
• While  serving  on  County ‐
wide  committees,  acting
in  a professional  manner
and  approaching  the
tasks  responsibly
• Making  derogatory
remarks  about  other
cities,  feeling  that  Santa
Clara  is  superior
• Serving  on  County  or
State‐ wide  panels,  freely
sharing  information  and
resources  so  everyone
may  benefit  from  the
City’s  experience
• Having  tunnel  vision  and
ignoring  anything  beyond
the  City,  depriving  the
City  of  the  benefit  of  a
broader,  regional
perspective
14 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Progressive

I exhibit  a
proactive,
innovative  approach
to  setting  goals  and
conducting  the
City’s  business
• Contributing  personal
experiences  and
expertise  to  advance  the
goals  of  the  Council  and
the  City  as  a whole
• Anticipating  future
problems  or
opportunities,  raising
the  issues  at  the
appropriate  time  for  City
Staff  to  investigate  and
for  Council  to  consider
• Being  dogmatic  in
approaching  decision ‐
making  and  only  doing
things  the  way  they’ve
always  been  done
• Never  taking  a forward
looking,  principled  or
values ‐centered  stand,
but  preferring  to  solve
issues  in  an  ad  hoc
manner
• Focusing  on  the  short
term,  being  concerned
only  about  meeting
minimum  requirements  of
law,  politics,  or  efficiency
I display  a style
that  maintains
consistent
standards,  but  is
also  sensitive  to
the  need  for
compromise,
“thinking  outside
the  box,”  and
improving  existing
paradigms  when
necessary

• Being  able  to  explain
how  a decision  is
consistent  with  ethical
standards  and  the  City’s
Core  Values
• Committing  to  ongoing
improvement,
progressive  government,
and  moral  imagination  in
solving  problems
• Lying  about  personal
mistakes  and  downplaying
their  importance
• Manipulating  discussions
and  decisions  to  advance
personal,  political
aspirations
• Speaking  and  listening
only  to  one’s  friends  on
the  Council

• Taking  responsibility  for
actions,  making
appropriate  apologies  or
restitution  when  a
mistake  is  made,  and
implementing  a plan  to
develop  practical  skills
to  avoid  such  mistakes  in
the  future
• Actively  listening,  asking
clarifying  questions,  and
giving  careful
consideration  to  all
• Holding  on  to  opinions
and  viewpoints  so
stubbornly  that  mistakes
are  made,  impacting
public  trust
• Letting  personal
limitations  impede
progress  or  the  work  of
the  Council
• Playing  the  role  of
pessimist  whenever  a new
idea  is  presented,  trying
to  bulldoze  personal  ideas
15 The  Code  of  Ethics  & Values   Behavioral  Standards 1 City
Core  Value
2 Basic  Actions  and
Character  Traits
3 Council  Members  Engage
in  Positive  Behaviors  Like

4 Council  Members  Avoid
Negative  Behaviors  Like
Progressive
(continued)
comments  and
viewpoints,  even  if  they
are  expressed  by  people
who  think  differently,
have  different  beliefs,
and  have  different
groups  of  supporters
despite  budget
limitations,  prior
agreement,  or  consensus,
and  undermining  new
ideas  by  gossiping  with
others  before  the  idea
has  a chance  to  be
explored

I promote
intelligent  and
thoughtful
innovation  in  order
to  forward  the
City’s  policy
agenda  and  City
services
• Encouraging  talented
and  diverse  individuals
to  become  involved  in
City  service,  as  well  as
recognizing  and
celebrating  talent  and
new  ideas  that  help  the
City  reach  its  goals,
improve  City  services,
and  implement  City  Core
Values  in  best  practice
• Pushing  change  in  the
City  without  ample
thought,  and  causing
change  only  for  the  sake
of  change,  or  only  to
fulfill  a campaign  promise

City of Santa Clara
Council Policy Manual

ADMONITION AND CENSURE POLICY
Adopted May 2018 P&P 047 Page 1 of 2
PURPOSE This policy applies only to the Mayor and City Council members for improper conduct that may result in admonition or censure.

POLICY It is the policy of the City Council that all of its members shall abide by federal and state law, City ordinance s, and City policies, including the Code of Ethics and Values. Violations of such law or policy tends to injure the good name of the City and to undermine the effectiveness of the City Council as a whole.

Depending on the circumstances of alleged violation s of law or policy, the Council may initiate an investigation of the allegations prior to the filing of a request for any of the actions described in this policy.

Nothing in this policy shall preclude individual Council Members from making public statements regarding such alleged conduct.

At any point during any of the processes described in this policy, the Council may refer the matter, as appropriate, to the Santa Clara County District Attorney for investigation. Following such a referral, the Council may proceed with any actions it chooses to undertake under the provisions of this policy. While the Council has broad discretion in deciding actions it may choose to take in response to violations of law or policy, this policy provides definitions and proce dures related to two types of action: admonition and censure.

Admonition
An admonition may typically be directed to all members of the City Council, reminding them that a particular type of behavior is in violation of law or City policy, and that, if it oc curs or is found to have occurred, could make a member subject to censure. An admonition may be issued in response to a particular alleged action or actions, although it would not necessarily have to be triggered by such allegations. An admonition may be issued by the City Council prior to any findings of fact regarding allegations, and because it is a warning or reminder, would not necessary require an investigation or separate hearings to determine whether the allegation is true. An admonition may also be treated as taking action to criticize a council member’s conduct. The right to criticize is protected by the First Amendment, and may be done individually, or as a whole by motion.

Censure
Censure is an official reprimand or condemnation made by City Cou ncil in response to specified conduct by one of its own member. Censure is disciplinary in nature, and requires the formal adoption of a resolution setting forth the council member’s alleged violations of law and/or City of
, Santa Clara
The Center of What's Possible
ADMONITION AND CENSURE POLICY (cont.)
Adopted May 2018 P&P 047 Page 2 of 2
policies. Censure may require an investigation, and must protect the due process rights of the council member. Censure carries no fine or suspension of the rights of the council member as an e lected official but a censure is a punitive action that serves as a punishment for wrongdoing.

PROCEDURE Informal Admonition
An individual Council Member can make an admonition at any Council meeting during the Public Presentations or Reports of Members and Special Committees portion of the meeting.

Censure
The Council may request a formal censure actio n be placed on a Council agenda. The City Clerk shall provide notice of the possible censure to the Councilmember who is the subject of the action. The notice shall contain the specific charges on which the proposed censure is based and the date and time t hat the matter will be heard . Upon hearing the testimony, the Council may take action by resolution setting forth its findings and stating the terms of the censure.

Reference: City Council-approved policy dated 5/15/2018

Sections:

2.145.010 Purpose.

2.145.020 Definitions.

Chapter 2.145

RESTRICTIONS ON ACTIVITIES

OF CITY OFFICIALS AND

CERTAIN CITY EMPLOYEES

2.145.030 Prohibitions - Post service activities for compensation.

2.145.040 Exceptions.

2.145.050 Applicability.

2.145.060 Waiver.

2.145.070 Sanctions.

I 2.145.010 Purpose.

The purposes of this chapter are:
(a) To prevent former City officials and designated City employees from using their influence with the City or agency for personal gain.
(b) To prevent private for-profit business entities from obtaining a real or perceived unfair advantage in dealing with the City or agencies by hiring former City or agency officials and/or designated City employees.
(c) To comply with the City "Code of Ethics and Values." (d) To attempt to assure the independence, impartiality and integrity of City and agency officials and designated City employees in making governmental actions and decisions. (Ord. 1755 § 2, 7-18-00).

2.145.020 Definitions.

For purposes of this chapter, the terms below shall have the following meaning :
(a) "Agency official" shall mean, respectively , the Chairperson and agency members of (1) the Redevelopment Agency of the City of Santa Clara ("RDA"), (2) the Sports and Open Space Authority of the City of Santa Clara ("SOSA"), (3) the City of Santa Clara Housing Authority ("HA") and (4) the Santa Clara Stadium Authority ("SA"). The RDA, SOSA, HA and SA may be referred to individually or collectively as "agency'' as the context indicates.
(b) "City official" shall mean the Mayor and City Council members. (c) "Commission" shall mean any body (commission, board, etc.) created by the City Charter, City Code or action of the City Council whose members are required to file statements of econom ic interest pursuant to the State Political Reform Act of 1974 (Government Code Section 81000 et seq.) (d) "Commission official" shall mean any member of a City commission . (e) "Designated City employee" shall be those City employees designated from time to time by the City Manager as subject to the provisions of this chapter . Annually, the City Manager will provide the City Council with a list of designated City employees .
(f} "Nonprofit organization" shall mean an entity which would qualify as such under the Federal Internal Revenue Code and has engaged in programs or projects which have received financial or other formal support from the City Council or agency board within the past five years. (g) ''Transitional services" shall mean services involving technical or specialized knowledge required to complete a project or to provide temporary consulting services to the City or agency. (h) "Work" shall mean any activity, for which compensation is received from any source, including compensation received as an independent contractor . Work includes the supervision or direction of others performing work, except as provided in SCCC 2.145.050. Work for the City or an agency also includes any action of any sort whatsoever taken in one's official capacity. Service by a City or an agency official or designated City employee on any type of board, committee, subcommittee or similar body as a representative of the City or agency is deemed to be work for the City or an agency. (Ord. 1755 § 2, 7-18- 00; Ord. 1884 § 1, 4-19-11).

2.145.030 Prohibitions - Post service activities for compensation.

Except as provided otherwise in this chapter, for one year immediately following the termination of City, agency or commission office or employment, former City officials, agency officials, commission officials (collectively referred to as "affected City official(s)") and designated City employees shall not, for compensation :
(a) Work on any matter which the affected City official or designated City employee previously worked on for the City.
(b) Represent anyone else before the City Council, a City agency, a City commission or staff of the City. (c) Receive any gift or payment in excess of the amount determined from time to time by the Fair Political Practices Commission from any person who was, in any way, involved in or affected by the work of the affected City official or designated City employee . (Ord. 1755 § 2, 7-18-00).

I 2.145.040 Exceptions.

The following work shall not be subject to the prohibitions of SCCC 2.145.030:
(a) As an employee or volunteer of a nonprofit organization, as defined in SCCC 2.145.020(f}. (b) As an employee of a governmental entity.
(c) As an employee pursuant to City Charter Section 802 which, subject to the civil service provisions of the City Charter, grants authority to the City Manager to make personnel appointments. (d) As an independent contractor of the City or agency where it has been determined that it is in the best interest of the City or agency to retain the former affected City official or City employee to provide transitional services. Such determination shall be made by the person or body authorized to enter into such a contract. In the independent contractor situation, the City or agency shall contract directly with the former affected City official or City employee . The rate of compensation for such services shall not exceed the former official or employee's rate of pay, including benefits, at the time City or agency service terminated. (Ord. 1755 § 2, 7-18-00).

I 2.145.050 Applicability.
(a) The provisions of this chapter shall not apply to prevent a former affected City official or designated City employee from testifying as a percipient witness in any legal proceeding . (b) The provisions of this chapter shall not apply to prevent a former affected City official or designated City employee from working as a supervisor of a person or persons performing work that would be prohibited by this chapter, so long as the supervisor is screened from any personal participation in the work and receives no part of the fee therefrom. (Ord. 1755 § 2, 7-18-00).

I 2.145.060 Waiver.

The City Council, RDA, SOSA, HA or SA may waive the prohibitions of SCCC 2.145.030, upon full disclosure of the facts surround ing the proposed activity, if the City Council, RDA, SOSA, HA or SA finds that such waiver is in the best interest of the City or agency and that such waiver is not inconsistent with the purposes of this chapter as set forth i n SCCC 2.145.010. (Ord. 1755 § 2, 7-18-00; Ord. 1884 § 2, 4-19- 11 ).

2.145.070 Sanctions.

In addition to any other remedy provided in this Code, the following sanctions shall also apply to any violations of this chapter where appropriate :
(a) Upon the petition of any person, a court or the presiding officer of any proceeding shall, after providing notice and an opportunity for hearing, exclude any person found to be in violation of this chapter from further participation, or from assisting or counseling any other participant, in the matter then pending before such court or body.
(b) The City or agency shall be entitled to recover from any former City or agency official or designated City employee the monetary value of any compensation or thing of value provided to such person in violation of the provisions of this chapter. (Ord. 1755 § 2, 7-18-00).

City of Santa Clara
Agenda Report
1500 Warburton Avenue
Santa Clara, CA 95050
santaclaraca.gov
@SantaClaraCity
24-772 Agenda Date: 12/2/2024

REPORT TO GOVERNANCE AND ETHICS COMMITTEE

SUBJECT
Discussion and Direction on District Communication Options

BACKGROUND
City Hall News started in 2019 as a monthly digital publication featuring City news, initiatives, events, and a message from the City Manager. In 2021, City Councilmembers expressed an interest in sending regular communications to their District constituents. To that end, the publication was rebranded to include a message from the Mayor instead of the City Manager, and Councilmembers were given the option of including a message with the same City Hall News monthly content. On any given month, if the Councilmember submitted a City Hall News message, the digital publication was made available to the public during that month.

City Hall News is distributed via the GovDelivery platform to approximately 50,000 eNews subscribers each month and is archived on the City website where it is viewable in both Flipbook and PDF formats. Currently, each version of City Hall News with councilmember messages are also promoted on the City’s social media channels.

DISCUSSION
As background, the Governance and Ethics Committee included the topic of District Communication options as part of their 2024 work plan. Through the review of our current communication options, staff proposes decoupling City Hall News from Mayor and District Councilmember messages to the community, and provide each District Councilmember the ability to send newsletters to subscribers in their districts. The Mayor, as the ceremonial head of the City, would continue to utilize the citywide distribution list to send her/his message to the community.

Mayor and Council Distribution Lists
The City uses GovDelivery as its email distribution platform. Staff is proposing to develop distribution lists for each council district on the City’s eNews platform. Since the Mayor is not assigned a district and is considered the ceremonial head of the City, she/he would be able to send her message citywide which is already the current practice Councilmembers will be able to communicate directly with their District news subscribers. This will allow councilmembers to provide specific information about their district that is relevant to those who live in that district.

Newsletter Guidelines
To manage workload due to citywide communication efforts, city staff proposes the following for Mayor and Council:

City of Santa Clara Printed on 11/26/2024Page 1 of 2
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24-772 Agenda Date: 12/2/2024
· Submit a message up to 500-700 words
· Submit up to three to five images
· Message sent to eNews subscribers on a monthly basis
· Content submissions due the second the week of each month Content and images should be sent via email to the Communications Team. After staff review, the messages will be formatted in Gov Delivery and sent out to the distribution lists.

The City Communications team will promote the eNews subscription lists via social media and other City publications. Prior to implementation, City Communications will promote to the public that they can subscribe to the District distribution lists via social media and City publications.

By decoupling City Hall News from Council District newsletters, City Halls News would stand on its own as the official source of monthly news for the City. Communications staff would launch a campaign to rebrand City Hall News to generate more subscribers and unveil a new look.

ENVIRONMENTAL REVIEW
The action being considered does not constitute a “project” within the meaning of the California Environmental Quality Act (“CEQA”) pursuant to CEQA Guidelines section 15378(a) as it has no potential for resulting in either a direct physical change in the environment, or a reasonably foreseeable indirect physical change in the environment.

FISCAL IMPACT
There is no fiscal impact associated with the approval of the recommendation other than staff time.

COORDINATION
This report was coordinated by the City Manager’s Office

PUBLIC CONTACT
Public contact was made by posting the Committee agenda on the City’s official-notice bulletin board outside City Hall Council Chambers. A complete agenda packet is available on the City’s website and in the City Clerk’s Office at least 72 hours prior to a Regular Meeting and 24 hours prior to a Special Meeting. A hard copy of any agenda report may be requested by contacting the City Clerk’s Office at (408) 615-2220, [email protected] <mailto:[email protected]> or at the public information desk at any City of Santa Clara public library.

RECOMMENDATION
Provide Direction on District Communication Options Recommendations by the Governance and Ethics Committee and Forward for Consideration and Approval by the City Council.

Reviewed by: Janine De la Vega, Director of Communications/PIO, City Manager’s Office Approved by: Jovan Grogan, City Manager
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