Public Works Contract for the Juliette Substation Expansion Project CIP No. 2462 — City Council and Authorities Concurrent, February 10, 2026

Juliette Substation Expansion Project 2025 Form CONTRACT 2462 Page 1

1. Award
of Contract. Contractor has submitted a Proposal to perform the Work to construct the Project. On _____________, 20___, City authorized award of this Contract to Contractor for the amount set forth in Section 4, below.

2. Con
tract Documents. The Contract Documents incorporated into this Contract include and are comprised of all of the documents listed below. The definitions provided in Article 1 of the General Conditions apply to all of the Contract Documents, including this Contract.

2.1 Addenda,
if any;

2.2 Proposal and attachments thereto;

2.3 Contract;

2.4 Payment and Performance Bonds;

2.5 General Conditions;

2.6 General Requirements;

2.7 Special Conditions;

2.8 Project Plans and Specifications;

2.9 Change Orders, if any;

2.10 Notice of Award;

2.11 Notice to Proceed; and

2.12 City’s Standard Details, as applicable

3. Con
tractor’s Obligations. Contractor shall perform all of the Work required for the Project, as specified in the Contract Documents. Contractor must provide, furnish, and supply all things necessary and incidental for the timely performance and completion of the Work, including all necessary labor, materials, supplies, tools, equipment, transportation, services, onsite facilities, and utilities, unless otherwise specified in the Contract Documents. Contractor must use its best efforts to diligently prosecute and complete the Work in a professional and expeditious manner and to meet or exceed the performance standards required by the Contract Documents.

4. Paymen
t. As full and complete compensation for Contractor’s timely performance and completion of the Work in strict accordance with the terms and conditions of the Contract Documents, City will pay Contractor $___________________ (“Contract Price”) for all of Contractor’s direct and indirect costs to perform the Work, including all labor, materials, supplies, equipment, taxes, insurance, bonds and all overhead costs, in accordance with the payment provisions in the General Conditions.

5. Time
for Completion. Contractor shall fully complete the Work for the Project, meeting all requirements for Final Completion within 304 Working Days from the start date set forth in the Notice to Proceed (“Contract Time”). By signing below, Contractor expressly waives any claim for delayed early completion.

6. Li
quidated Damages. As further specified in Section 5.4 of the General Conditions, if Contractor fails to complete the Work within the Contract Time, City will assess liquidated damages in the amount of $2,800 per day for each day of unexcused delay in achieving Attachment 1
Note: This Attachment 1 does not include the technical specifications and drawings due to their length. All technical specifications, drawings, and related requirements are included in the bid documents issued by the City.

Contract
This public works contract (“Contract”) is entered into by and between City of Santa Clara (“City”) and _______________________________________ (“Contractor”), for work on the Juliette Substation Expansion Project (“Project”).

The parties agree as follows:

Juliette Substation Expansion Project 2025 Form CONTRACT 2462 Page 2
Final Completion, and such liquidated damages may be deducted from City’s payments due or to become due to Contractor under this Contract.

7. La
bor Code Compliance.

7. 1 General. This Contract is subject to all applicable requirements of Chapter 1 of Part 7 of Division 2 of the Labor Code, including requirements pertaining to wages, working hours and workers’ compensation insurance, as further specified in Article 9 of the General Conditions.

7. 2 Prevailing Wages. This Project is subject to the prevailing wage requirements applicable to the locality in which the Work is to be performed for each craft, classification or type of worker needed to perform the Work, including employer payments for health and welfare, pension, vacation, apprenticeship and similar purposes. Copies of these prevailing rates are available online at http://www.dir.ca.gov/DLSR.

7.3 DIR Registration. City may not enter into the Contract with a Contractor without proof that the bidder and its Subcontractors are registered with the DIR to perform public work pursuant to Labor Code § 1725.5, subject to limited legal exceptions.

8. W
orkers’ Compensation Certification. Pursuant to Labor Code § 1861, by signing this Contract, Contractor certifies as follows: “I am aware of the provisions of Labor Code § 3700 which require every employer to be insured against liability for workers’ compensat ion
or
to undertake self-insurance in accordance with the provisions of that code, and I will c
omply with such provisions before commencing the performance of the Work on this Contract.”

9. Co
nflicts of Interest. Contractor, its employees, Subcontractors, and agents may not have, maintain, or acquire a conflict of interest in relation to this Contract in violation of any City ordinance or requirement, or in violation of any California law, including Government Code § 1090 et seq., or the Political Reform Act, as set forth in Government Code § 81000 et
seq. and its accompanying regulations. Any violation of this Section constitutes a material breach of the Contract.

10. In
dependent Contractor. Contractor is an independent contractor under this Contract and wi
ll have control of the Work and the means and methods by which it is performed. Contractor and its Subcontractors are not employees of City and are not entitled to participate in any health, retirement, or any other employee benefits from City.
11 . Notice. Any notice required by or pursuant to the Contract Documents must be made in wr
iting, signed, dated, and sent to the other party by personal delivery, U.S. Mail, a reliable ov
ernight delivery service, or by email as a PDF file. Notice is deemed effective upon deliv
ery, except that service by U.S. Mail is deemed effective on the second working day after deposit for delivery. Notice for each party must be given as follows:

Ci
ty:
881 M
artin Ave.

Santa Clara, CA 9505
Attn: Joseph Bruzzone
J
[email protected]
Copy
to: [email protected]
Juliette Substation Expansion Project 2025 Form CONTRACT 2462 Page 3
Contractor:

Nam
e:_____________________________________
Address:___________________________________
City/State/Zip:_______________________________
Phone:_____________________________________
Attn:_______________________________________
Email:______________________________________
Copy to:____________________________________

12. Ge
neral Provisions.

12.1 Assi
gnment and Successors. Contractor may not assign its rights or obligations under this Contract, in part or in whole, without City’s written consent. This Contract is binding on Contractor’s and City’s lawful heirs, successors and permitted assigns.

12.2 T
hird Party Beneficiaries. There are no intended third party beneficiaries to this Contract.

12.3 G
overning Law and Venue. This Contract will be governed by California law and venue will be in the Santa Clara County Superior Court, and no other place.

Contractor waives any right it may have pursuant to Code of Civil Procedure § 394, to file a motion to transfer any action arising from or relating to this Contract to a venue outside of Santa Clara County, California.

12.4 Amen
dment. No amendment or modification of this Contract will be binding unless it is in a writing duly authorized and signed by the parties to this Contract.

12.5 Int
egration. This Contract and the Contract Documents incorporated herein, including authorized amendments or Change Orders thereto, constitute the final, complete, and exclusive terms of the agreement between City and Contractor.

12. 6 Severability. If any provision of the Contract Documents is determined to be illegal, invalid, or unenforceable, in whole or in part, the remaining provisions of the Contract Documents will remain in full force and effect.

12. 7 Iran Contracting Act. If the Contract Price exceeds $1,000,000, Contractor certifies, by signing below, that it is not identified on a list created under the Iran Contracting Act, Public Contract Code § 2200 et seq. (the “Act”), as a person engaging in investment activities in Iran, as defined in the Act, or is otherwise expressly exempt under the Act.

12.8 A
uthorization. Each individual signing below warrants that he or she is authorized to do so by the party that he or she represents, and that this Contract is legally binding on that party. If Contractor is a corporation, signatures from two officers of the corporation are required pursuant to California Corporations Code § 313.

T
he parties agree to this Contract as witnessed by the signatures below:

C
ITY: Approved as to form:
s
/_______________________________ s/__________________________________ ________
________________________ ___________________________________ Juliette Substation Expansion Project 2025 Form CONTRACT 2462 Page 4
Name, Title Name, Title
Dat
e: ___________________________ Date: ______________________________ At
test:
s
/_______________________________
________
_________________________
Name, Title
Dat
e: ___________________________
CO
NTRACTOR: ___________________________________________________ Business Name
s
/_______________________________ Seal:
________
_________________________
Name, Title
Dat
e: ____________________________
S
econd Signature (See Section 12.8):
s
/_______________________________
________
_________________________
Name, Title
Dat
e: ____________________________
________
___________________________________________
Contractor’s California License Number(s) and Expiration Date(s) Juliette Substation Expansion Project 2025 Form PAYMENT BOND 2462 Page 5
Payment Bond
Cit
y of Santa Clara (“City”) and ________________________ (“Contractor”) have entered into a contract for work on the Juliett Substation Expansion Project (“Project”). The Contract is incorporated by reference into this Payment Bond (“Bond”).

1. G
eneral. Under this Bond, Contractor as principal and ____________________________, its surety (“Surety”), are bound to City as obligee in an amount not less than $_______
__________, under California Civil Code § 9550 et seq., to ensure payment to authorized claimants. This Bond is binding on the respective successors, assigns, owners, heirs, or executors of Surety and Contractor.

2. S
urety’s Obligation. If Contractor or any of its Subcontractors fails to pay a person aut
horized in California Civil Code § 9100 to assert a claim against a payment bond, any amounts due under the Unemployment Insurance Code with respect to work or labor performed under the Contract, or any amounts required to be deducted, withheld, and paid ov
er to the Employment Development Department from the wages of employees of Contractor and its Subcontractors under California Unemployment Insurance Code § 13020 wit
h respect to the work and labor, then Surety will pay the obligation.

3. Ben
eficiaries. This Bond inures to the benefit of any of the persons named in California Civ
il Code § 9100, so as to give a right of action to those persons or their assigns in any suit brought upon this Bond. Contractor must promptly provide a copy of this Bond upon r
equest by any person with legal rights under this Bond.

4. Du
ration. If Contractor promptly makes payment of all sums for all labor, materials, and equipm
ent furnished for use in the performance of the Work required by the Contract, in c
onformance with the time requirements set forth in the Contract and as required by California law, Surety’s obligations under this Bond will be null and void. Otherwise, Surety’s obligations will remain in full force and effect.

5. W
aivers. Surety waives any requirement to be notified of alterations to the Contract or extensions of time for performance of the Work under the Contract. Surety waives the pr
ovisions of Civil Code §§ 2819 and 2845. City waives the requirement of a new bond for any supplemental contract under Civil Code § 9550. Any notice to Surety may be given in t
he manner specified in the Contract and sent to Surety as follows:

A
ttn: _____________________________________________________ Address: __________________________________________________ City/State/Zip: ______________________________________________ Phone: ___________________________________________________ Email: ____________________________________________________

6. La
w and Venue. This Bond will be governed by California law, and venue for any dispute pur
suant to this Bond will be in the Santa Clara County Superior Court, and no other place.

Surety will be responsible for City’s attorneys’ fees and costs in any action to enforce the pr
ovisions of this Bond.
[
Signatures are on the following page.]
Juliette Substation Expansion Project 2025 Form PAYMENT BOND 2462 Page 6

7. E
ffective Date; Execution. This Bond is entered into and is effective on __________, 20__.

SU
RETY:
________
___________________________
Business Name
s
/__________________________________ ______________________________ Date
___________________________________
Name, Title
(
Attach Acknowledgment with Notary Seal and Power of Attorney) CO
NTRACTOR:
________
___________________________
Business Name
s
/__________________________________ ______________________________ Date
___________________________________
Name, Title
A
PPROVED AS TO FORM:
s
/ __________________________________ ______________________________ Date
____________________________________
Name, Title
E

ND OF PAYMENT BOND
Juliette Substation Expansion Project 2024 Form PERFORMANCE BOND 2462 Page 7
Performance Bond
Cit
y of Santa Clara (“City”) and __________________________ (“Contractor”) have entered into a contract for work on the Juliette Substation Expansion Project (“Project”). The Contract is incorporated by reference into this Performance Bond (“Bond”).

1. G
eneral. Under this Bond, Contractor as principal and ___________________________, it
s surety (“Surety”), are bound to City as obligee for an amount not less than $_______
___________ to ensure Contractor’s faithful performance of its obligations under the Contract. This Bond is binding on the respective successors, assigns, owners, heirs, or executors of Surety and Contractor.

2. S
urety’s Obligations. Surety’s obligations are co-extensive with Contractor’s obligations under the Contract. If Contractor fully performs its obligations under the Contract, including it
s warranty obligations under the Contract, Surety’s obligations under this Bond will bec
ome null and void. Otherwise, Surety’s obligations will remain in full force and effect.

3. W
aiver. Surety waives any requirement to be notified of and further consents to any alterations to the Contract made under the applicable provisions of the Contract Documents, including changes to the scope of Work or extensions of time for performance of
Work under the Contract. Surety waives the provisions of Civil Code §§ 2819 and 2845.

4. Ap
plication of Contract Balance. Upon making a demand on this Bond for completion of the Work prior to acceptance of the Project, City will make the Contract Balance available to S
urety for completion of the Work under the Contract. For purposes of this provision, the Cont
ract Balance is defined as the total amount payable by City to Contractor as the Cont
ract Price minus amounts already paid to Contractor, and minus any liquidated dam
ages, credits, or backcharges to which City is entitled under the terms of the Contract.

5. Co
ntractor Default. Upon written notification from City of Contractor’s termination for default under Article 13 of the Contract General Conditions, time being of the essence, Surety must act within the time specified in Article 13 to remedy the default through one of the following courses of action:

5.1 A
rrange for completion of the Work under the Contract by Contractor, with City’s c
onsent, but only if Contractor is in default solely due to its financial inability to c
omplete the Work;

5.2 A
rrange for completion of the Work under the Contract by a qualified contractor acceptable to City, and secured by performance and payment bonds issued by an admitted surety as required by the Contract Documents, at Surety’s expense; or

5.3 W
aive its right to complete the Work under the Contract and reimburse City the amount of City’s costs to have the remaining Work completed.

6. S
urety Default. If Surety defaults on its obligations under the Bond, City will be entitled to r
ecover all costs it incurs due to Surety’s default, including legal, design professional, or delay costs.

7. No
tice. Any notice to Surety may be given in the manner specified in the Contract and s
ent to Surety as follows:

A
ttn: _____________________________________________________ Address: __________________________________________________ Juliette Substation Expansion Project 2024 Form PERFORMANCE BOND 2462 Page 8
City/State/Zip: ______________________________________________ Phone: ___________________________________________________ Fax: ______________________________________________________ Email: ____________________________________________________

8. La
w and Venue. This Bond will be governed by California law, and venue for any dispute pur
suant to this Bond will be in the Santa Clara County Superior Court, and no other place.

Surety will be responsible for City’s attorneys’ fees and costs in any action to enforce the pr
ovisions of this Bond.

9. E
ffective Date; Execution. This Bond is entered into and effective on ________
____________, 20___.

ND OF PERFORMANCE BOND
Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 9
General Conditions
Art
icle 1 - Definitions
Definitions. The following definitions apply to all of the Contract Documents unless otherwise indicated, e.g., additional definitions that apply solely to the Specifications or other technical documents. Defined terms and titles of documents are capitalized in the Contract Documents, with the exception of the following (in any tense or form): “day,” “furnish,” “including,” “install,” “work day,” or “working day.”
A
llowance means a specific amount that must be included in the Proposal form, for a specified purpose.

Art
icle, as used in these General Conditions, means a numbered Article of the General Conditions, unless otherwise indicated by the context.

C
hange Order means a written document duly approved and executed by City, which changes the scope of Work, the Contract Price, or the Contract Time.

Ch
ief Electric Utility Officer means the director of the Electric Utility Department, also known as Silicon Valley Power, and his or her authorized delegee(s).

Ci
ty means the City of Santa Clara, acting through its City Council, officers, employees, City Engineer, and any other authorized representatives.

C
ity Council means the City Council of the City of Santa Clara, and its authorized delegee(s).

Ci
ty Engineer means the City Engineer for City and his or her authorized delegee(s).

Cl
aim means a separate demand by Contractor for a change in the Contract Time or Contract Price, that has previously been submitted to City in accordance with the requirements of the Contract Documents, and which has been rejected by City, in whole or in part; a written demand by Contractor disputing a unilateral Change Order or a portion thereof; or a written demand by Contractor objecting to the amount of Final Payment.

Co
ntract means the signed agreement between City and Contractor for performing the Work required for the Project, and all documents expressly incorporated therein.

Co
ntract Documents means, collectively, all of the documents listed as such in Section 2 of the Contract, including the Proposal and attachments thereto; the Contract; Notice to Proceed; the payment and performance bonds; the General Conditions; the General Requirements; the Special Conditions; the Project Plans and Specifications; any Change Orders; and any other documents which are clearly and unambiguously made part of the Contract Documents. The Contract Documents do not include documents provided “For Reference Only,” or documents that are intended solely to provide information regarding existing conditions.

Co
ntract Price means the total compensation to be paid to Contractor for performance of the Work, as set forth in the Contract and as may be amended by Change Order or adjusted for an Allowance. The Contract Price is not subject to adjustment due to inflation or due to the increased cost of labor, material, supplies, or equipment following submission of the Proposal.

Co
ntract Time means the time specified for complete performance of the Work, as set forth in the Contract and as may be amended by Change Order.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 10
Contractor means the individual, partnership, corporation, or joint-venture that has signed the Contract with City to perform the Work.

Day m
eans a calendar day unless otherwise specified.

Desi
gn Professional means the licensed individual(s) or firm(s) retained by City to provide architectural, engineering, or other design professional services for the Project. If no Design Professional has been retained for this Project, any reference to Design Professional is deemed to refer to the Engineer.

DI
R means the California Department of Industrial Relations.

Di
rector means the director of the Department of Public Works and his or her authorized delegee(s).

Draw
ings has the same meaning as Plans.

E
ngineer means, for a Project administered by the City’s Department of Public Works, the City Engineer and his or her authorized delegees; for a Project administered by the City’s Water & Sewer Utilities, the Director of Water and Sewer Utilities and his or her authorized delegees; and for a Project administered by Silicon Valley Power, the Chief Electric Utility Officer and his or her authorized delegees.

E
xcusable Delay is defined in Section 5.3(B), Excusable Delay.

E
xtra Work means new or unforeseen work added to the Project, as determined by the Engineer in his or her sole discretion, including Work that was not part of or incidental to the scope of the Work when the Contractor’s Proposal was submitted; Work that is substantially different from the Work as described in the Contract Documents at the time of proposal submission; or Work that results from a substantially differing and unforeseeable condition.

Fi
nal Completion means Contractor has fully completed all of the Work required by the Contract Documents to the City’s satisfaction, including all punch list items and any required commissioning or training, and has provided the City with all required submittals including the instructions and manuals, product warranties, and as-built drawings.

F
inal Payment means payment to Contractor of the unpaid Contract Price, including release of undisputed retention, less amounts withheld or deducted pursuant to the Contract Documents.

Fur
nish means to purchase and deliver for the Project.

G
overnment Code Claim means a claim submitted pursuant to California Government Code § 900 et seq.

Haz
ardous Materials means any substance or material identified as hazardous under any Laws, or any other substance or material that may be considered hazardous or otherwise subject to Laws governing handling, disposal, or cleanup.

Inc
luding, whether or not capitalized, means “including, but not limited to,” unless the context clearly requires otherwise.

Ins
pector means the individual(s) or firm(s) retained or employed by City to test and/or inspect the workmanship, materials, and manner of construction of the Project and its components to ensure compliance with the Contract Documents and all Laws.

I
nstall means to fix in place for materials, and to fix in place and connect for equipment.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 11

Laws means all applicable local, state, and federal laws, regulations, rules, codes, ordinances, permits, orders, and the like enacted or imposed by or under the auspices of any governmental entity with jurisdiction over any of the Work or any performance of the Work, including health and safety requirements.

Non-Excusable Delay is defined in Section 5.3(D), Non-Excusable Delay.

Plans means the City-provided plans, drawings, details, or graphical depictions of the Project requirements, but does not include Shop Drawings.

Project means the public works project referenced in the Contract, as modified by any Project alternates elected by City, if any.

Project Manager means the individual designated by City to oversee and manage the Project on City’s behalf and may include his or her authorized delegee(s) when the Project Manager is unavailable. If no Project Manager has been designated for this Project, any reference to Project Manager is deemed to refer to the Engineer.

Recoverable Costs is defined in Section 5.3(F), Recoverable Costs.

Request for Information or RFI means Contractor’s written request for information about the Contract Documents, the Work or the Project, submitted to City in the manner and format specified by City.

Section, when capitalized in these General Conditions, means a numbered section or subsection of the General Conditions, unless the context clearly indicates otherwise.

Shop Drawings means drawings, plan details or other graphical depictions prepared by or on behalf of Contractor, and subject to City acceptance, which are intended to provide details for fabrication, installation, and the like, of items required by or shown in the Plans or Specifications.

Specialty Work means Work that must be performed by a specialized Subcontractor with the specified license or other special certification, and that the Contractor is not qualified to self- perform.

Specifications means the technical, text specifications describing the Project requirements, which are prepared for and incorporated into the Contract by or on behalf of City, and does not include the Contract, General Conditions or Special Conditions.

Standard Details means the latest version of the City’s standard details and technical standards, including the City of Santa Clara Standard Details, available at https://www.santaclaraca.gov/our-
city/departments-g-z/public-works/engineering/technical-documents, and the Silicon Valley Power Technical Standards, which may be available at https://www.siliconvalleypower.com/svp-and- community/rules-and-regulations and/ or provided by City upon request.

Standard Plans means the latest version of the State of California Department of Transportation Standard Plans.

Subcontractor means an individual, partnership, corporation, or joint-venture retained by Contractor directly or indirectly through a subcontract to perform a specific portion of the Work.

The term Subcontractor applies to subcontractors of all tiers, unless otherwise indicated by the context. A third party such as a utility performing related work on the Project is not a Subcontractor, even if Contractor must coordinate its Work with the third party.

SVP means Silicon Valley Power, the City’s municipal electric utility.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 12
T
echnical Specifications has the same meaning as Specifications.

W
ork means all of the construction and services necessary for or incidental to completing the Project in conformance with the requirements of the Contract Documents.

W
ork Day or Working Day, whether or not capitalized, means a weekday when the City is open for business, and does not include the following holidays observed by the City. If a holiday falls on a Saturday, the preceding Friday will be the holiday. If a holiday falls on a Sunday, the following Monday will be the holiday.
(A) New Y
ear’s Day, January 1;
(B) Martin Luther King Jr.’s Birthday, third Monday in January; (C) Presidents’ Day, third Monday in February;
(D) Spring Holiday, the Friday before Easter Sunday;
(E) Memorial Day, last Monday in May;
(F) Independence Day, July 4;
(G) Labor Day, first Monday in September;
(H) Admission Day, September 9;
(I) Indigenous Peoples’ Day, second Monday in October;
(J) Veterans’ Day, November 11;
(K) Thanksgiving Day;
(L) The Day following Thanksgiving Day;
(M) Christmas Day and City Closure, December 25-31; and (N) Each day appointed by the Governor of California and formally recognized by the Cit
y Council as a day of mourning, thanksgiving, or special observance.

W
orksite means the place or places where the Work is performed, which includes, but may extend beyond the Project site, including separate locations for staging, storage, or fabrication.

Art
icle 2 - Roles and Responsibilities

2.1 City.
(A) C
ity Council. The City Council has final authority in all matters affecting the P
roject, except to the extent it has delegated authority to the Engineer. (
B) Engineer. The Engineer, acting within the authority conferred by the City Council, is responsible for administration of the Project on behalf of City, including aut
hority to provide directions to the Design Professional and to Contractor to ensure pr
oper and timely completion of the Project. The Engineer’s decisions are final and c
onclusive within the scope of his or her authority, including interpretation of the Contract Documents.
(
C) Project Manager. The Project Manager assigned to the Project will be the pr
imary point of contact for the Contractor and will serve as City’s representative for daily administration of the Project on behalf of City. Unless otherwise specified, all of Contractor’s communications to City (in any form) will go to or through the Project Manager. City reserves the right to reassign the Project Manager role at any time or t o
delegat
e duties to additional City representatives, without prior notice to or consent of Contractor.
(
D) Design Professional. The Design Professional is responsible for the overall des
ign of the Project and, to the extent authorized by City, may act on City’s behalf to ens
ure performance of the Work in compliance with the Plans and Specifications, Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 13
including any design changes authorized by Change Order. The Design Professional’s duties may include review of Contractor’s submittals, visits to any Worksite, inspecting the Work, evaluating test and inspection results, and participation in Project-related meetings, including any pre-construction conference, weekly meetings, and coordination meetings. The Design Professional’s interpretation of the Plans or Specifications is final and conclusive.

2. 2 Contractor.
(A) G
eneral. Contractor must provide all labor, materials, supplies, equipment, services, and incidentals necessary to perform and timely complete the Work in strict accordance with the Contract Documents, and in an economical and efficient manner in t
he best interests of City, and with minimal inconvenience to the public. (B) R
esponsibility for the Work and Risk of Loss. Contractor is responsible for supervising and directing all aspects of the Work to facilitate the efficient and timely completion of the Work. Contractor is solely responsible for and required to exercise full c
ontrol over the Work, including the construction means, methods, techniques, sequences, procedures, safety precautions and programs, and coordination of all por
tions of the Work with that of all other contractors and Subcontractors, except to the ex
tent that the Contract Documents provide other specific instructions. Contractor’s responsibilities extend to any plan, method or sequence suggested but not required by City or specified in the Contract Documents. From the date of commencement of t he
W
ork until either the date on which City formally accepts the Project or the effective date of
termination of the Contract, whichever is later, Contractor bears all risks of injury or damage to the Work and the materials and equipment delivered to any Worksite, by any cause including fire, earthquake, wind, weather, vandalism or theft, subject to the lim
itations of Laws, including Public Contract Code § 7105. (
C) Project Administration. Contractor must provide sufficient and competent administration, staff, and skilled workforce necessary to perform and timely complete the W
ork in accordance with the Contract Documents. Before starting the Work, Contractor must designate in writing and provide complete contact information, including telephone num
bers, email address, and emergency contact information, for the officer or employee in Cont
ractor’s organization who is to serve as Contractor’s primary representative for the P
roject, and who has authority to act on Contractor’s behalf. A Subcontractor may not serve as Contractor’s primary representative.
(
D) On-Site Superintendent. Contractor must, at all times during performance of the Work, provide a qualified and competent full-time superintendent acceptable to City, and as
sistants as necessary, who must be physically present at the Project site while any aspect of the Work is being performed. The superintendent must have full authority to act and c
ommunicate on behalf of Contractor, and Contractor shall be bound by the s
uperintendent’s communications to City. City’s approval of the superintendent is required before the Work commences. Contractor must also provide emergency contact information for the superintendent. If City is not satisfied with the superintendent’s performance, City may request a qualified replacement of the superintendent. Failure t o
c
omply may result in temporary suspension of the Work, at Contractor’s sole expense and wit
h no extension of Contract Time, until an approved superintendent is physically present to supervise the Work. Contractor must provide written notice to City, as soon as practicable, and receive City’s approval, before replacing the superintendent. (
E) Standards. Contractor must, at all times, ensure that the Work is performed in a n efficient, skillful manner following best practices and in full compliance with the Contract Documents, Laws, all rules and regulations of public utilities, and applicable m
anufacturer’s recommendations. Contractor has a material and ongoing obligation to Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 14
provide true and complete information, to the best of its knowledge, with respect to all records, documents, or communications pertaining to the Project, including oral or written reports, statements, certifications, Change Order requests, or Claims. (F) M
eetings. Contractor, its project manager, superintendent and any primary S
ubcontractors requested by City, must conduct and/or attend, as applicable, the meetings specified in this subsection. For each meeting, Contractor must prepare m
eeting minutes and submit the meeting minutes to City following the meeting. (
1) Pre-Construction Conference. Contractor, its project manager, superintendent, authorized representative responsible for scheduling, and any primary Subcontractors and/or key personnel requested by City, must attend a pr
e-construction conference. City will designate a date and time for a pre- construction conference with Contractor following Contract execution. The parties will discuss coordination between City and Contractor and Project administration pr
ocedures, including, but not limited to, schedules, personnel and vehicle permit procedures, use of premises, location for temporary facilities at the Project site, security, submittal procedures, utility shutdown procedures, inspection and t
esting procedures, control and reference point survey procedures, and Cont
ractor’s safety program. Contractor must present City with the following inf
ormation or documents at the conference for City’s review and acceptance bef
ore the Work commences:
(
a) Name, 24-hour contact information, and qualifications of the pr
oposed on-site superintendent;
(b) Lis
t of all key Project personnel and their complete contact information, including email addresses and telephone numbers during r
egular hours and after hours;
(c) S
taging plans that identify the sequence of the Work, including any phases and alternative sequences or phases, with the goal of minimizing t
he impacts on residents, businesses and other operations in the Project vicinity;
(
d) Contractor’s traffic control and detour plan and any other traffic control plans associated with the staging plans, that are signed and s
tamped by a licensed engineer (if required);
(
e) Contractor’s initial schedule, if applicable, and draft baseline schedule f
or the Work as required under Section 5.2;
(f
) Submittal schedule with list of Project submittals that require City review, and list of the proposed material suppliers;
(
g) Dr
aft schedule of values as required under Section 8.1, to be finalized prior to Contractor’s submission of the first application for payment; (
h) Letter of authorization to execute Change Orders on behalf of Contractor; and
(i) A
ny other documents specified in the Special Conditions. (2) W
eekly Progress Meetings. Contractor, its project manager, superintendent, and any Subcontractors and/or key personnel requested by City, must attend weekly Project progress meetings scheduled with City. The progress meetings Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 15
will be held at Contractor’s office at the Project site unless otherwise directed by City. The subjects for discussion at the weekly progress meetings may include, but are not limited to, any meeting minutes from a previous meeting; review of progress of the Work since the previous meeting; Work schedules, including progress schedules, delivery schedules, and adjustments thereto; the status of submittals, RFIs, or Change Orders; the Contractor’s safety program activities and results, including reports on any serious injuries and/or damage accidents; and any other items affecting the progress of Work. Contractor shall prepare an agenda for progress meeting(s). If there are any questions from City at a progress meeting that require further response from Contractor, Contractor must respond to those questions in writing within five days following the meeting. (3)
Special Meetings. At any time during the progress of the Work, City may schedule special meetings with the Contractor, including, but not limited to, meetings in emergency situations. Contractor, its project manager, superintendent, and any Subcontractors and/or key personnel requested by City, must attend any such special meetings, as directed by City. (4)
Safety Meetings. Contractor must conduct monthly safety committee meetings and weekly toolbox safety talks with its workers. (5) Coor
dination Meetings. In order to fulfill its coordination obligations, Contractor shall hold coordination meetings with other parties relating to other work being performed on or near the Project site or in relation to the Project, including work or activities performed by City, other contractors, or other utility owners. Contractor shall plan, coordinate, and schedule any such meetings with utility companies and City forces installing utilities. At least five days in advanc e
of
any such meeting, Contractor shall notify the Engineer and invite the Engineer to attend the meeting. Contractor shall be responsible for presiding over these m
eetings, as well as preparing and distributing meeting minutes within three wor
king days following any such meeting.
(
G) Construction Records. Contractor shall maintain up-to-date, thorough, legible, and dated daily job reports, which document all significant activity on the Project for each day
that Work is performed on the Project. The daily report for each day must include the num
ber of workers by trade at the Project site, including the hours worked by each wor
ker with title; the equipment used to perform the Work; identification of Subcontractors performing Work; primary Work activities; major deliveries; problems encountered, inc
luding injuries, if any; weather and site conditions; and delays, if any. Contractor must submit the daily job reports to the City either at the close of the same day to which the daily
job report pertains or the following morning. Contractor shall take date and time- stamped photographs to document general progress of the Project, including site c
onditions prior to construction activities, before and after photographs at offset trench lat
erals, existing improvements and utilities, damage and restoration. Contractor shall maintain copies of all subcontracts, Project-related correspondence with Subcontractors, and records of meetings with Subcontractors. Upon request by the City, Contractor shall permit inspection of and/or provide copies of any of these construction records. (
H) Responsible Party. Contractor is solely responsible to City for the acts or omissions of any Subcontractors, or any other party or parties performing portions of the W
ork or providing equipment, materials or services for or on behalf of Contractor or the S
ubcontractors. Upon City’s written request, Contractor must promptly and permanently remove from the Project, at no cost to City, any employee or Subcontractor or employee of
a Subcontractor who the Engineer has determined to be incompetent, intemperate or disorderly, or who has failed or refused to perform the Work as required under the Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 16
Contract Documents. Contractor shall ensure that no alcohol, firearms, weapons, or controlled substances enter or are used at the Project site. (
I) Correction of Defects. Contractor must promptly correct, at Contractor’s sole ex
pense, any Work that is determined by City to be deficient or defective in any way, including workmanship, materials, parts, or equipment, as well as any Work that is impacted by deficient of defective Work. Workmanship, materials, parts, or equipment that do not conform to the requirements under the Contract Documents, as determined by
City, will be considered defective and subject to rejection. Contractor must also pr
omptly correct, at Contractor’s sole expense, any Work performed beyond the lines and gr
ades shown on the Plans or established by City, and any Extra Work performed without City’s prior written approval. If Contractor fails to correct or to take reasonable steps toward correcting Work contemplated by this paragraph within five days following notice f
rom City, or within the time specified in City’s notice to correct, City may elect to have the W
ork corrected by its own forces or by a third party, in which case the cost of correction will be deduc
ted from payment otherwise due to Contractor. If City elects to correct the W
ork due to Contractor’s failure or refusal to do so, City or its agents will have the right to t
ake possession of and use any equipment, supplies, or materials available at the Project site or any Worksite on City property, in order to effectuate the correction, at no extra cost to City. Contractor’s warranty obligations under Section 11.2, Warranty, will not be waiv
ed nor limited by City’s actions to correct Work under these circumstances.

Alternatively, City may elect to retain the Work, and deduct the difference in value, as determined by the Engineer, from payments otherwise due to Contractor. This paragraph als
o applies to any defective Work performed by Contractor during the one-year warranty period under Section 11.2.
(
1) Cont
ractor shall also be responsible for the costs to correct other work that is being performed on or adjacent to the Project site that is impacted by the def
ective Work of Contractor and the City may deduct those costs from payment otherwise due Contractor.
(
2) Cont
ractor is responsible for all claims, costs, losses, damages, expenses, and liabilities incurred or sustained by City or Contractor related to City’s investigation, assessment, and/or remedy of defective Work. (
J) Contractor’s Records. Contractor must maintain all of its records relating to the P
roject in any form, including paper documents, photos, videos, electronic records, appr
oved samples, and the construction records required pursuant to paragraph (G), above. Project records subject to this provision include complete Project cost records and r
ecords relating to preparation of Contractor’s Proposal, including estimates, take-offs, and pr
ice quotes or bids (as applicable).
(
1) Contractor’s cost records must include all supporting documentation, including original receipts, invoices, and payroll records, evidencing its direct costs to perform the Work, including, but not limited to, costs for labor, materials, and equipment. Each cost record should include, at a minimum, a description of the expenditure with references to the applicable requirements of the Contract Documents, the amount actually paid, the date of payment, and whether the expenditure is part of the original Contract Price, related to an execut ed Change
O
rder, or otherwise categorized by Contractor as Extra Work. Contractor’s failure t
o comply with this provision as to any claimed cost operates as a waiver of any rights to recover the claimed cost.
(
2) Contractor must continue to maintain its Project-related records in an or
ganized manner for a period of five years after City’s acceptance of the Project, as
set forth in Section 11.1(C), or following Contract termination, whichever Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 17
occurs first. Subject to prior notice to Contractor, City is entitled to inspect or audit any of Contractor’s records relating to the Project during Contractor’s normal business hours. Contractor’s records may also be subject to examination and audit by the California State Auditor, pursuant to Government Code § 8546.7. The record-keeping requirements set forth in this subsection 2.2(J) will survive expiration or termination of the Contract.
(
K) Copies of Project Documents. Contractor and its Subcontractors must keep c
opies, at the Project site, of all Work-related documents, including the Contract, permit(s), Plans, Specifications, addenda, Contract amendments, Change Orders, RFIs and RFI responses, Shop Drawings, as-built drawings, schedules, daily records, testing and ins
pection reports or results, and any related written interpretations. These doc
uments must be available to City for reference at all times during construction of the Pro
ject.
(
L) Quality Control. Contractor is responsible for implementing quality control ac
tivities to ensure that all materials, products, equipment, services, and workmanship m
eet the quality requirements of the Specifications and Plans, and that the Work complies with the Contract Documents. The quality control activities must include, at a m
inimum, identification of quality standards and references, procedures to ensure ac
tivities and the Work comply with the quality standards, and testing and inspection to v
erify quality of materials and workmanship. When no quality basis is prescribed in the Cont
ract Documents, the quality and testing procedures shall be in accordance with the bes
t acceptable practices of the construction industry for the locale of the Project, for projects of this type, or standards set by engineering or technical societies, whichever is more stringent. Contractor must employ and assign knowledgeable and skilled per
sonnel to perform quality control functions to ensure that the Work complies with the r
equirements of the Contract Documents.

2. 3 Subcontractors.
(A) G
eneral. All Work which is not performed by Contractor with its own forces must be performed by Subcontractors. City reserves the right to approve or reject any and all S
ubcontractors proposed to perform the Work, for reasons including the Subcontractor’s poor reputation, lack of relevant experience, financial instability, and lack of technical abilit
y or adequate trained workforce. Each Subcontractor must obtain a City business license before performing any Work.
(B) C
ontractual Obligations. Contractor must require each Subcontractor to c
omply with the provisions of the Contract Documents as they apply to the S
ubcontractor’s portion(s) of the Work, including the generally applicable terms of the Cont
ract Documents, and to likewise bind their subcontractors. Contractor shall provide t
hat the rights that each Subcontractor may have against any manufacturer, distributor, or supplier for breach of warranty or guarantee relating to items provided by the S
ubcontractor for the Project, will be assigned to City. Nothing in these Contract Documents creates a contractual relationship between a Subcontractor and City, but City is deemed to be a third-party beneficiary of the contract between Contractor and each S
ubcontractor.
(
C) Termination. If the Contract is terminated, each Subcontractor’s agreement must be assigned by Contractor to City, subject to the prior rights of any surety, but only if and to the extent that City accepts, in writing, the assignment by written notification, and as
sumes all rights and obligations of Contractor pursuant to each such subcontract agreement.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 18
(D) Substitution of Subcontractor. If Contractor requests substitution of a listed S
ubcontractor under Public Contract Code § 4107, Contractor is solely responsible for all co
sts City incurs in responding to the request, including legal fees and costs to conduct a hear
ing, and any increased subcontract cost to perform the Work that was to be per
formed by the listed Subcontractor. If City determines that a Subcontractor is unacceptable to City based on the Subcontractor’s failure to satisfactorily perform its Work, or for any of the grounds for substitution listed in Public Contract Code § 4107(a), City may request removal of the Subcontractor from the Project. Upon receipt of a writt en
r
equest from City to remove a Subcontractor pursuant to this paragraph, Contractor shall immediately remove the Subcontractor from the Project and, at no further cost to City, will eit
her (1) self-perform the remaining Work to the extent that Contractor is duly licensed and qualif
ied to do so, or (2) substitute a Subcontractor that is acceptable to City, in c
ompliance with Public Contract Code § 4107, as applicable.

2. 4 Coordination of Work.
(A) Co
ncurrent Work. City reserves the right to perform, have performed, or permit performance of other work on or adjacent to the Project site while the Work is being per
formed for the Project. Contractor is responsible for coordinating its Work with other work being performed on or adjacent to the Project site, including by any utility companies or agencies, and must avoid hindering, delaying, or interfering with the work of other contractors, individuals, or entities, and must ensure safe and reasonable sit e
ac
cess and use as required or authorized by City. To the full extent permitted by law, Contractor must hold harmless and indemnify City against any and all claims arising from or related to Contractor’s avoidable, negligent, or willful hindrance of, delay to, or interference with the work of any utility company or agency or another contractor or subcontractor.
(B) C
oordination. If Contractor’s Work will connect or interface with work performed by
others, Contractor is responsible for independently measuring and visually inspecting such work to ensure a correct connection and interface. Contractor is responsible for any failure by Contractor or its Subcontractors to confirm measurements before proc eeding
wit
h connecting Work. Before proceeding with any portion of the Work affected by the c
onstruction or operations of others, Contractor must give the Project Manager prompt written notification of any defects Contractor discovers which will prevent the proper execution of the Work. Failure to give notice of any known or reasonably discover able
def
ects will be deemed acknowledgement by Contractor that the work of others is not defective and will not prevent the proper execution of the Work. Contractor must also pr
omptly notify City if work performed by others, including work or activities performed by City’s own forces, is operating to hinder, delay, or interfere with Contractor’s timely performance of the Work. City reserves the right to backcharge Contractor for any additional costs incurred due to Contractor’s failure to comply with the requirements in t
his Section 2.4.

2. 5 Submittals. Unless otherwise specified, Contractor must submit to the Engineer for review and acceptance, all schedules, reports, Shop Drawings, samples, test specimens, product data, and similar submittals required by the Contract Documents, or upon request by the Engineer. Unless otherwise specified, all submittals, including Requests for Information, are subject to the general provisions of this Section, as well as specific submittal requirements that may be included elsewhere in the Contract Documents, including the General Requirements and Specifications. At the pre-construction conference, Contractor must submit a submittal schedule to the Engineer that lists each submittal required by the Contract Documents and the scheduled date of submission, consistent with any specified deadlines for submission set forth in the Contract Documents, and that accounts for City review and processing, as required by Document 01 33 00 of the General Requirements.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 19

(A) General. Contractor is responsible for ensuring that all submittals are accurate and conform to the Contract Documents.

(B) Time and Manner of Submission. Contractor must ensure that its submittals are prepared and delivered in a manner consistent with the current City-accepted schedule for the Work and within the applicable time specified in the Contract Documents, or if no time is specified, in such time and sequence so as not to delay the performance of the Work or completion of the Project.

(C) Required Contents. Each submittal must include the Project name and contract number, Contractor’s name and address, the name and address of any Subcontractor or supplier involved with the submittal, the date, and references to applicable Specification section(s) and/or drawing and detail number(s).

(D) Required Corrections. If corrections are required, Contractor must promptly make and submit any required corrections as specified in full conformance with the requirements of this Section, or other requirements that apply to that submittal.

(E) Effect of Review and Acceptance. Review and acceptance of a submittal by City will not relieve Contractor from complying with the requirements of the Contract Documents. Contractor is responsible for any errors in any submittal, and review or acceptance of a submittal by City is not an assumption of risk or liability by City.

(F) Enforcement. Any Work performed or any material furnished, installed, fabricated or used without City’s prior acceptance of a required submittal is performed or provided at Contractor’s risk, and Contractor may be required to bear the costs incident thereto, including the cost of removing and replacing such Work, repairs to other affected portions of the Work or material, and the cost of additional time or services required of City, including costs for the Design Professional, Project Manager, or Inspector.

(G) Excessive RFIs. A RFI will be considered excessive or unnecessary if City determines that the explanation or response to the RFI is clearly and unambiguously discernable from the Contract Documents. City’s costs to review and respond to excessive or unnecessary RFIs may be deducted from payments otherwise due to Contractor.

(H) Availability of Samples. Contractor must make available to City all approved samples on a continuous basis and at a convenient location.

2.6 Shop Drawings. When Shop Drawings are required by the Specifications or requested by the Engineer, they must be prepared according to best practices at Contractor’s expense. The Shop Drawings must be of a size and scale to clearly show all necessary details. If City requires changes, the corrected Shop Drawings must be resubmitted to the Engineer for review within the time specified by the Engineer. For all Project components requiring Shop Drawings, Contractor will not furnish materials or perform any Work until the Shop Drawings for those components are accepted by City. Contractor is responsible for any errors or omissions in the Shop Drawings, shop fits and field corrections; any deviations from the Contract Documents; and for the results obtained by the use of Shop Drawings. Acceptance of Shop Drawings by City does not relieve Contractor of Contractor’s responsibility.

2.7 Access to Work. Contractor must afford prompt and safe access to any Worksite by City and its employees, agents, or consultants authorized by City; and upon request by City, Contractor must promptly arrange for City representatives to visit or inspect manufacturing sites or fabrication facilities for items to be incorporated into the Work.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 20

2. 8 Personnel. Contractor and its Subcontractors must employ only competent and skillful personnel to perform the Work. Contractor and its Subcontractor’s supervisors, security or safety personnel, and employees who have unescorted access to the Project site must possess proficiency in English sufficient to read, understand, receive, and implement oral or written communications or instructions relating to their respective job functions, including safety and security requirements. Upon written notification from the Engineer, Contractor and its Subcontractors must immediately discharge any personnel who are incompetent, disorderly, disruptive, threatening, abusive, or profane, or otherwise refuse or fail to comply with the requirements of the Contract Documents or Laws, including Laws pertaining to health and safety. Any such discharged personnel may not be re- employed or permitted on the Project in any capacity without City’s prior written consent.

Art
icle 3 - Contract Documents

3.1 Interpretation of Contract Documents.
(A) P
lans and Specifications. The Plans and Specifications included in the Cont
ract Documents are complementary. If Work is shown on one but not on the other, Contractor must perform the Work as though fully described on both, consistent with the Cont
ract Documents and reasonably inferable from them as being necessary to produce t
he indicated results. The Plans and Specifications are deemed to include and require ev
erything necessary and reasonably incidental to completion of the Work, whether or not particularly mentioned or shown. Contractor must perform all Work and services and s
upply all things reasonably related to and inferable from the Contract Documents. In the event of a conflict between the Plans and Specifications, the Specifications will control, unles
s the drawing(s) at issue are dated later than the Specification(s) at issue. Detailed dr
awings take precedence over general drawings, and large-scale drawings take pr
ecedence over smaller scale drawings. Any arrangement or division of the Plans and S
pecifications into sections is for convenience and is not intended to limit the Work required by separate trades. A conclusion presented in the Plans or Specifications is only a recommendation. Actual locations and depths must be determined by Contractor’s field inv
estigation. Contractor may request access to underlying or background information in Cit
y’s possession that is necessary for Contractor to form its own conclusions. (B) Du
ty to Notify and Seek Direction. If Contractor becomes aware of a changed c
ondition in the Project, or of any ambiguity, conflict, inconsistency, discrepancy, omission, or error in the Contract Documents, including the Plans or Specifications, Contractor must promptly submit a Request for Information to the Engineer, using an RFI form acceptable to the City, and wait for a response from City before proceeding further with the related Work. The RFI must notify City of the issue, specify the affected Work activity per the progress schedule, specify the time criticality of the RFI, and request clarification, interpretation or direction. The Engineer’s clarification, interpretation or direction will be final and binding on Contractor. If Contractor proceeds with the related W
ork before obtaining City’s response, Contractor shall be responsible for any resulting c
osts, including the cost of correcting any incorrect or defective Work that results. Timely submission of a clear and complete RFI is essential to avoiding delay. Contractor must submit time critical RFIs at least 30 days in advance of the scheduled start date of t he
af
fected Work. Delay resulting from Contractor’s failure to submit a timely and complete RFI to the Engineer is Non-Excusable Delay. If Contractor believes that City’s response t
o an RFI justifies a change to the Contract Price or Contract Time, Contractor must perform the Work as directed, but may submit a timely Change Order request in ac
cordance with the Contract Documents. (See Articles 5 and 6.) Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 21
(C) Figures and Dimensions. In the event of a conflict between figures and scaled dim
ensions, figures control over scaled dimensions.
(
D) Technical or Trade Terms. Any terms that have well-known technical or trade m
eanings will be interpreted in accordance with those meanings, unless otherwise s
pecifically defined in the Contract Documents.
(E) M
easurements. Contractor must verify all relevant measurements in the Cont
ract Documents and at the Project site before ordering any material or performing any
Work, and will be responsible for the correctness of those measurements or for costs t
hat could have been avoided by independently verifying measurements. (F
) Compliance with Laws. The Contract Documents are intended to comply with Laws
and will be interpreted to comply with Laws. If Contractor believes that a r
equirement in the Contract Documents conflicts with Laws, then Contractor shall submit an RFI to City, in accordance with Section 3.1(B), above. Unless otherwise specified by City, in the event of a conflict or inconsistency among (1) the Contract Documents and Laws or
(2) among different Laws, Contractor must comply with the most stringent requirement. If the Plans or Specifications require or describe products or execution of better quality, higher standard, or greater size than required by Laws, the Plans and S
pecifications will take precedence, provided the requirements therein comply with Laws.

If there are no specific requirements for compliance with Laws in the Plans or Specifications, Contractor must nonetheless comply with the requirements of Laws. (G
) Manufacturer’s Recommendations; Standards and Code Compliance.

Unless more stringent requirements are set forth in the Plans or Specifications, Contractor must comply with manufacturer’s instructions and recommendations, reference standards and building code research report requirements in preparing, fabricating, erecting, installing, applying, connecting, and finishing the Work. Contractor must secure City’s advanced written consent for any proposed deviations from referenc e
s
tandards and building code research report requirements and manufacturer’s instructions and recommendations. Contractor must document and explain all such dev
iations to City and provide an acknowledgement by the manufacturer that such dev
iations are acceptable and appropriate for the Project, if applicable.

3. 2 Order of Precedence. Information included in one Contract Document but not in another will not be considered a conflict or inconsistency. Unless otherwise specified in the Special Conditions, in case of any conflict or inconsistency among the Contract Documents, the following order of precedence will apply, beginning from highest to lowest, with the most recent version taking precedent over an earlier version:
(A) Change O
rders;
(B) Addenda;
(C) Contract;
(D) Notice to Proceed;
(E) Attachment for Federal Contract Requirements (only if used); (F) Special Conditions;
(G) General Conditions;
(H
) G
eneral Requirements;
(I) Payment and Performance Bonds;
(J) Specifications;
(K) Plans;
(L) Contractor’s Proposal and attachments;
(M) the City’s Standard Details, as applicable; and
Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 22
(N) Any generic documents prepared by and on behalf of a third party, that were not prepared specifically for this Project, such as the Caltrans Standard S
pecifications, Caltrans Special Provisions, or Caltrans Standard Plans.

3. 3 Caltrans Standard Specifications. Any reference to or incorporation of the Standard Specifications of the State of California, Department of Transportation (“Caltrans”), including “Standard Specifications,” “Caltrans Specifications,” “State Specifications,” or “CSS,” means the most current edition of Caltrans’ Standard Specifications, unless otherwise specified (“Caltrans Standard Specifications”), including the most current amendments as of the date that Contractor’s Proposal was submitted for this Project. The following provisions apply to use of or reference to the Caltrans Standard Specifications or Special Provisions:
(A) Lim
itations. The “General Provisions” of the Caltrans Standard Specifications, i.e., sections 1 through 9, do not apply to these Contract Documents with the exception of any specific provisions, if any, which are expressly stated to apply to these Contract Documents.
(B) C
onflicts or Inconsistencies. If there is a conflict or inconsistency between any provision in the Caltrans Standard Specifications or Special Provisions and a provision of these Contract Documents, as determined by City, the provision in the Contract Documents will govern.
(
C) Meanings. Terms used in the Caltrans Standard Specifications or Special P
rovisions are to be interpreted as follows:
(1)
Any reference to the “Engineer” is deemed to mean the City Engineer. (2)
Any reference to the “Special Provisions” is deemed to mean the Special Condit
ions, unless the Caltrans Special Provisions are expressly included in the Cont
ract Documents listed in Section 2 of the Contract.
(3)
Any reference to the “Department” or “State” is deemed to mean City.

3. 4 For Reference Only. Contractor is responsible for the careful review of any document, study, or report provided by City or appended to the Contract Documents solely for informational purposes and identified as “For Reference Only.” Nothing in any document, study, or report so appended and identified is intended to supplement, alter, or void any provision of the Contract Documents. Contractor is advised that City or its representatives may be guided by information or recommendations included in such reference documents, particularly when making determinations as to the acceptability of proposed materials, methods, or changes in the Work. Any record drawings or similar final or accepted drawings or maps that are not part of the Contract Documents are deemed to be For Reference Only. The provisions of the Contract Documents are not modified by any perceived or actual conflict with provisions in any document that is provided For Reference Only. Geotechnical data, reports, and analyses of any kind are “For Reference Only” documents, whether or not they are attached to the Contract Documents.

3. 5 Current Versions. Unless otherwise specified by City, any reference to standard specifications, technical specifications, or any City or state codes or regulations means the latest specification, code, or regulation in effect on the Contractor’s Proposal submission date.

3. 6 Conformed Copies. If City prepares a conformed set of the Contract Documents following award of the Contract, it will provide Contractor with two hard copy (paper) sets,

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 23
if requested, and one copy of the electronic file in PDF format. It is Contractor’s responsibility to ensure that all Subcontractors, including fabricators, are provided with the conformed set of the Contract Documents at Contractor’s sole expense.

3.7 Ownership. No portion of the Contract Documents may be used for any purpose other than construction of the Project, without prior written consent from City. Contractor is deemed to have conveyed the copyright in any designs, drawings, specifications, Shop Drawings, or other documents (in paper or electronic form) developed by Contractor for the Project, and City will retain all rights to such works, including the right to possession.

Article 4 – Bonds, Indemnity, and Insurance

4.1 Payment and Performance Bonds. Within ten days following issuance of the City’s issuance of a notice of award, Contractor is required to provide a payment bond and a performance bond, each in the penal sum of not less than 100% of the Contract Price, and each executed by Contractor and its surety using the bond forms included with the Contract Documents.

(A) Surety. Each bond must be issued and executed by a surety admitted in California. If an issuing surety cancels the bond or becomes insolvent, within seven days following written notice from City, Contractor must substitute a surety acceptable to City.

If Contractor fails to substitute an acceptable surety within the specified time, City may, at its sole discretion, withhold payment from Contractor until the surety is replaced to City’s satisfaction, or terminate the Contract for default.

(B) Supplemental Bonds for Increase in Contract Price. If the Contract Price increases during construction by five percent or more over the original Contract Price, Contractor must provide supplemental or replacement bonds within ten days of written notice from City pursuant to this Section, covering 100% of the increased Contract Price and using the bond forms included with the Contract Documents.

4.2 Responsibility and Indemnity.

(A) Limitation on Liability. City and each of its officers, employees, consultants and agents including, but not limited to, the City Council and Engineer, shall not be liable or accountable in any manner for loss or damage that may happen to any part of the Work; loss or damage to materials or other things used or employed in performing the Work; injury, sickness, disease, or death of any person; or damage to property resulting from any cause whatsoever except their sole negligence, willful misconduct or active negligence, attributable to performance or character of the Work, and Contractor releases all of the foregoing persons and entities from any and all such claims.

(B) Indemnification. To the fullest extent permitted by law (including, without limitation, California Civil Code § 2782), Contractor shall assume defense of, and indemnify and hold harmless, City and each of its officers, employees, consultants, and agents, including, but not limited to, the City Council and Engineer, from claims, suits, actions, losses and liability of every kind, nature and description, including, but not limited to, claims and fines of regulatory agencies and attorney’s fees and consultant’s fees, directly or indirectly arising out of, connected with or resulting from performance of the Work, failure to perform the Work, or condition of the Work which is caused in whole or part by any act or omission of Contractor, Subcontractors, anyone directly or indirectly employed by any of them or anyone for whose acts any of them may be liable, regardless of whether it is caused in part by the negligence of City or by any person or entity required to be indemnified hereunder, except as set forth in subsection (E), below. This indemnity requirement applies to any liability arising from alleged defects in the content or Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 24
manner of submission of Contractor’s Proposal for the Contract. Contractor’s failure or refusal to timely accept a tender of defense pursuant to this Contract will be deemed a material breach of the Contract.
(
C) Third-Party Claims. City will timely notify Contractor upon receipt of any third- party claim relating to the Contract, as required by Public Contract Code § 9201. With r
espect to third-party claims against Contractor, Contractor waives any and all rights to any
type of express or implied indemnity against City and each of its officers, employees, consultants, and agents, including, but not limited to City, the City Council, and Engineer. (
D) Continuing Obligations. To the fullest extent permitted by law (including, without limitation, Civil Code § 2782), the indemnities, releases of liability, and limitations of liability, claims procedures, and limitations of remedy expressed throughout the Cont
ract Documents shall apply even in the event of breach of contract, negligence, fault or strict liability of the party or parties indemnified, released, or limited in liability, and shall s
urvive the termination, rescission, breach, abandonment, or completion of the Work or the terms of the Contract Documents. If Contractor fails to perform any of these defense or
indemnity obligations, City may in its discretion back charge Contractor for City’s costs and damages resulting therefrom and deduct such sums from payments due to Cont
ractor.
(E) E
xceptions. The indemnities in this Section 4.2 shall not apply to City or other indemnified party to the extent of its sole negligence or willful misconduct; nor shall they apply to City or other indemnified party to the extent of its active negligence.

4. 3 Insurance. No later than ten days following issuance of the City’s notice of award, Contractor must procure and provide proof of the insurance coverage required by the Contract Documents in the form of certificates and endorsements acceptable to City. (See Section 1 of the Special Conditions.) The required insurance must cover the activities of Contractor and its Subcontractors relating to or arising from the performance of the Work, and must remain in full force and effect at all times during the period covered by the Contract, through the date of City’s acceptance of the Project. All required insurance must be issued by a company licensed to do business in the State of California, and each such insurer must have an A.M. Best’s financial strength rating of “A” or better and a financial size rating of “VI” or better. If Contractor fails to provide any of the required coverage in full compliance with the requirements of the Contract Documents, City may, at its sole discretion, purchase such coverage at Contractor’s expense and deduct the cost from payments due to Contractor, or terminate the Contract for default. The procurement of insurance will not be construed to limit Contractor’s liability under this Contract or to fulfill Contractor’s indemnification obligations under this Contract.

Art
icle 5 – Contract Time

5.1 Time is of the Essence. Time is of the essence in Contractor’s performance and completion of the Work, and Contractor must diligently prosecute the Work and complete it within the Contract Time.
(A) G
eneral. Contractor must commence the Work on the date indicated in the Not
ice to Proceed and must fully complete the Work in strict compliance with all r
equirements of the Contract Documents and within the Contract Time. Contractor may not begin performing the Work before the date specified in the Notice to Proceed. (B) Ad
vanced Contract Time. Contractor may request an earlier (advanced) time f
or completion, which City may decide to accept or reject, in its sole discretion. Contractor

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 25
is not entitled to any extra compensation in the event that it fails to complete the Project within the advanced Contract Time, but within the original time specified for completion.

(C) Authorization. Contractor is not entitled to compensation or credit for any Work performed before the date specified in the Notice to Proceed, with the exception of any schedules, submittals, or other requirements, if any, that must be provided or performed before issuance of the Notice to Proceed.

(D) Rate of Progress. Contractor and its Subcontractors must, at all times, provide workers, materials, and equipment sufficient to maintain the rate of progress necessary to ensure full completion of the Work within the Contract Time. If City determines that Contractor is failing to prosecute the Work at a sufficient rate of progress, City may, in its sole discretion, direct Contractor to provide additional workers, materials, or equipment, or to work additional hours or days without additional cost to City, in order to achieve a rate of progress satisfactory to City. If Contractor fails to comply with City’s directive in this regard, City may, at Contractor’s expense, separately contract for additional workers, materials, or equipment or use City’s own forces to achieve the necessary rate of progress, and it may exclude Contractor from the Project site, or portions of the Project site, or from certain elements of the Work, if necessary. Contractor shall remain responsible for any resulting delay, including any liquidated damages, and indemnification of City from claims of others. Alternatively, City may terminate the Contract based on Contractor’s default.

5.2 Schedule Requirements. Contractor must prepare all schedules using standard, commercial scheduling software acceptable to the Engineer, and must provide the schedules in electronic form (PDF and native files) as requested by the Engineer. Each schedule must be divided into Work activities of durations of approximately 21 days or less, except for non-field construction activities or as otherwise deemed acceptable to City, and must show the critical path in red. In addition to the general scheduling requirements set forth herein, Contractor must also comply with any scheduling requirements included in the Special Conditions or in the Technical Specifications.

(A) Initial Schedule. If the Contract Time for the Project is greater than 235 Working Days, at the pre-construction conference, Contractor must submit to City for review and acceptance an initial schedule that addresses the first 30 days following the start date set forth in the Notice to Proceed. The initial schedule must include a detailed plan for the Work to be completed in the first 30 days; details of planned mobilization of plant and equipment; sequence of early operations; procurement of materials and equipment; and a summary of the Work beyond the first 30 days.

(B) Baseline (As-Planned) Schedule. Within ten calendar days following City’s issuance of the Notice to Proceed (or as otherwise specified in the Notice to Proceed), Contractor must submit to City for review and acceptance a baseline (as-planned) schedule using critical path methodology showing in detail how Contractor plans to perform and fully complete the Work within the Contract Time, including labor, equipment, materials, and fabricated items. The baseline schedule must show the order of the major items of Work and the dates of start and completion of each item, including when the materials and equipment will be procured. The schedule must also include the work of all trades, reflecting anticipated labor or crew hours and equipment loading for the construction activities, and must be sufficiently comprehensive and detailed to enable progress to be monitored on a day-by-day basis. For each activity, the baseline schedule must be dated, provided in the format specified in the Contract Documents or as required by City, and must include, at a minimum, a description of the activity, the start and completion dates of the activity, predecessor and successor activities, and the duration of the activity.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 26
(C) City’s Review of Schedules. City will review and may note exceptions to the bas
eline schedule, and to the progress schedules submitted as required below, to assure c
ompletion of the Work within the Contract Time. Contractor is solely responsible for resolving any exceptions noted in a schedule and, within seven days, must correct the schedule to address the exceptions. City’s review or acceptance of Contractor’s schedules will not operate to waive or limit Contractor’s duty to complete the Project within the Contract Time, nor to waive or limit City’s right to assess liquidated damages for Contractor’s unexcused failure to do so.
(
D) Progress Schedules. After City accepts the final baseline schedule with no ex
ceptions, Contractor must submit an updated progress schedule, in the format specified by City, for review and acceptance with each application for a progress payment, or when otherwise specified by City, until completion of the Work. The updated pr
ogress schedule must: show how the actual progress of the Work as constructed to dat
e compares to the baseline schedule; reflect any proposed changes in the c
onstruction schedule or method of operations, including to achieve Project milestones within the Contract Time; and identify any actual or potential impacts to the critical path.

Contractor must also submit periodic reports to City of any changes in the projected m
aterial or equipment delivery dates for the Project. In addition, Contractor must submit a three-week look-ahead schedule at each weekly progress meeting. (
1) Float. The progress schedule must show early and late completion dates for each task. The number of days between those dates will be designated as t
he “float.” Any float belongs to the Project and may be allocated by the E
ngineer to best serve timely completion of the Project. (
2) Failure to Submit Schedule. Reliable, up-to-date schedules are essential t
o efficient and cost-effective administration of the Project and timely completion. If Contractor fails to submit a schedule within the time periods specified in this Section, or submits a schedule to which City has noted exceptions that are not corrected, City may withhold up to ten percent from pay
ment(s) otherwise due to Contractor until the exceptions are resolved, the schedule is corrected and resubmitted, and City has accepted the schedule.

In addition, Contractor’s failure to comply with the schedule requirements in t
his Section 5.2 will be deemed a material default and a waiver of any claims for Excusable Delay or loss of productivity arising during any period when Cont
ractor is out of compliance, subject only to the limits of Public Contract Code § 7102.
(
E) Recovery Schedule. If City determines that the Work is more than one week behind s
chedule, within seven days following written notice of such determination, Contractor must submit a recovery schedule, showing how Contractor intends to perform and complete the Work within the Contract Time, based on actual progress to date. T he
r
ecovery schedule must include a written narrative for each action necessary to complete t
he Work within the Contract Time. If sequence changes are necessary, Contractor shall pr
ovide a schedule diagram comparing the original sequence to the revised sequence of the Work. If requested by City, Contractor shall also show the intended critical path; secure appropriate Subcontractor and supplier consent for the recovery schedule; submit a narrative explaining trade flow and construction flow changes, duration changes, added
or
deleted activities, and critical path changes; and identify all near critical paths and man hour
loading assumptions for Subcontractors.
(
F) Effect of Acceptance. Contractor and its Subcontractors must perform the W
ork in accordance with the most current City-accepted schedule unless otherwise dir
ected by City. City’s acceptance of a schedule does not operate to extend the time for completion of the Work or any component of the Work, and will not affect City’s right to Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 27
assess liquidated damages for Contractor’s unexcused delay in completing the Work within the Contract Time.
(
G) Reservation of Rights. City reserves the right to direct the sequence in which t
he Work must be performed or to make changes in the sequence of the Work in order to f
acilitate the performance of work by City or others, or to facilitate City’s use of its property. The Contract Time or Contract Price may be adjusted to the extent such c
hanges in sequence actually increase or decrease Contractor’s time or cost to perform the Work.
(
H) Authorized Working Days and Times. Contractor is limited to working Monday through Friday, excluding holidays, between the hours of 7:00 AM and 5:00 PM, except as provided in the Special Conditions or as authorized in writing by City in response to a wr
itten request from Contractor. Contractor must make such written request at least two W
orking Days in advance of the proposed Work to be performed on days or during hours not expressly authorized in the Contract Documents. City reserves the right to charge Cont
ractor for additional costs incurred by City due to Work performed on days or during hour
s not expressly authorized in the Contract Documents, including reimbursement of costs incurred for inspection, testing, and construction management services.

5. 3 Delay and Extensions of Contract Time.
(A) No
tice of Delay. If Contractor becomes aware of any actual or potential delay affecting the critical path, Contractor must notify the Engineer within 24 hours in writing, regardless of the nature or cause of the delay, so that City has a reasonable opportunity to mitigate or avoid the delay.
(B) E
xcusable Delay. The Contract Time may be extended if Contractor encounters “Excusable Delay,” which is an unavoidable delay in completing the Work within the Cont
ract Time due to causes completely beyond Contractor’s control, and which Cont
ractor could not have avoided or mitigated through reasonable care, planning, foresight, or diligence, provided that Contractor is otherwise fully performing its obligations under the Contract Documents. Grounds for Excusable Delay may include fire, natural disasters including earthquake or unusually severe weather, acts of terror or v
andalism, epidemic, unforeseeable adverse government actions, unforeseeable actions of third parties, encountering unforeseeable hazardous materials, unforeseeable site c
onditions, or suspension for convenience under Article 13. The Contract Time will not be extended based on circumstances which will not unavoidably delay completing the Work within the Contract Time based on critical path analysis. (
C) Weather Delays. A “Weather Delay Day” is a Working Day during which Cont
ractor and its forces, including Subcontractors, are unable to perform more than 50% of
the critical path Work scheduled for that day due to adverse weather conditions which im
pair the ability to safely or effectively perform the scheduled critical path Work that day.

Adverse weather conditions may include rain, saturated soil, and Project site clean-up r
equired due to adverse weather. Determination of what constitutes critical path Work scheduled for that day will be based on the most current, City-approved schedule.

Contractor shall be entitled to a non-compensable extension of the Contract Time for each Weather Delay Day.
(
1) Contractor must fully comply with the applicable procedures in Articles 5 and 6 of
the General Conditions regarding requests to modify the Contract Time.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 28
(2) Contractor shall not be entitled to an extension of time for a Weather Delay Day to the extent Contractor is responsible for concurrent delay on that day.

(3) Contractor must take reasonable steps to mitigate the consequences of Weather Delay Days, including prudent workforce management and protecting the Work, Project Site, materials, and equipment.

(D) Non-Excusable Delay. Delay which Contractor could have avoided or mitigated through reasonable care, planning, foresight, or diligence is “Non-Excusable Delay.” Contractor is not entitled to an extension of Contract Time or any compensation for Non- Excusable Delay, or for Excusable Delay that is concurrent with Non-Excusable Delay.

Non-Excusable Delay includes delay caused by:

(1) Contractor’s failure to order equipment and materials sufficiently in advance of the time needed for completion of the Work within the Contract Time;

(2) Contractor’s failure to provide adequate notification to utility companies or agencies for connections or services necessary for completion of the Work within the Contract Time;

(3) foreseeable conditions which Contractor could have ascertained from reasonably diligent inspection of the Project site or review of the Contract Documents or other information provided or available to Contractor;

(4) Contractor’s failure, refusal, or financial inability to perform the Work within the Contract Time, including insufficient funds to pay its Subcontractors or suppliers;

(5) performance or non-performance by Contractor’s Subcontractors or suppliers;

(6) the time required to respond to excessive RFIs (see Section 2.5(G));

(7) delayed submission of required submittals, or the time required for correction and resubmission of defective submittals;

(8) time required for repair of, re-testing, or re-inspection of defective Work;

(9) enforcement of Laws by City, or outside agencies with jurisdiction over the Work; or

(10) City’s exercise or enforcement of any of its rights or Contractor’s duties pursuant to the Contract Documents, including correction of defective Work, extra inspections or testing due to non-compliance with Contract requirements, safety compliance, environmental compliance, or rejection and return of defective or deficient submittals.

(11) City’s right to sequence the Work in a manner to avoid disruption to City’s tenants and their contractors or other City contractors and their respective subcontractors, exercised as a result of Contractor’s failure to perform its cooperation and coordination obligations under the Contract Documents.

(E) Compensable Delay. Pursuant to Public Contract Code § 7102, in addition to entitlement to an extension of Contract Time, Contractor is entitled to compensation for costs incurred due to delay caused solely by City, when that delay is unreasonable under

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 29
the circumstances involved and not within the contemplation of the parties (“Compensable Delay”). Contractor is not entitled to an extension of Contract Time or recovery of costs for Compensable Delay that is concurrent with Non-Excusable Delay.

Delay due to Weather Delay Days is not Compensable Delay, and will only entitle Contractor to an extension of time commensurate with the time lost due to such delay.

(F) Recoverable Costs. Contractor is not entitled to compensation for Excusable Delay unless it is Compensable Delay, as defined above. Contractor is entitled to recover only the actual, direct, reasonable, and substantiated costs (“Recoverable Costs”) for each working day that the Compensable Delay prevents Contractor from proceeding with more than 50% of the critical path Work scheduled for that day, based on the most recent progress schedule accepted by City. Recoverable Costs will not include home office overhead or lost profit.

(G) Request for Extension of Contract Time or Recoverable Costs. A request for an extension of Contract Time or any associated Recoverable Costs must be submitted in writing to City within 14 days of the date the delay is first encountered, even if the duration of the delay is not yet known at that time, or any entitlement to the Contract Time extension or to the Recoverable Costs will be deemed waived. In addition to complying with the requirements of this Article 5, the request must be submitted in compliance with the Change Order request procedures in Article 6 below. Strict compliance with these requirements is necessary to ensure that any delay or consequences of delay may be mitigated as soon as possible, and to facilitate cost-efficient administration of the Project and timely performance of the Work. Any request for an extension of Contract Time or Recoverable Costs that does not strictly comply with all requirements of Article 5 and Article 6 will be deemed waived.

(1) Required Contents. The request must include a detailed description of the cause(s) of the delay and must also describe the measures that Contractor has taken to mitigate the delay and/or its effects, including efforts to mitigate the cost impact of the delay, such as by workforce management or by a change in sequencing. If the delay is still ongoing at the time the request is submitted, the request should also include Contractor’s plan for continued mitigation of the delay or its effects.

(2) Delay Days and Costs. The request must specify the number of days of Excusable Delay claimed or provide a realistic estimate if the duration of the delay is not yet known. If Contractor believes it is entitled to Recoverable Costs for Compensable Delay, the request must specify the amount and basis for the Recoverable Costs that are claimed or provide a realistic estimate if the amount is not yet known. Any estimate of delay duration or cost must be updated in writing and submitted with all required supporting documentation as soon as the actual time and cost is known. The maximum extension of Contract Time will be the number of days, if any, by which an Excusable Delay or a Compensable Delay exceeds any concurrent Non-Excusable Delay. Contractor is entitled to an extension of Contract Time, or compensation for Recoverable Costs, only if, and only to the extent that, such delay will unavoidably delay Final Completion.

(3) Supporting Documentation. The request must also include any and all supporting documentation necessary to evidence the delay and its actual impacts, including scheduling and cost impacts with a time impact analysis using critical path methodology and demonstrating the unavoidable delay to Final Completion. The time impact analysis must be submitted in a form or format acceptable to City. The time impact analysis must include (a) schedule diagrams comparing the current activities and sequences to the revised activities and sequences and (b) analysis that clearly demonstrates impact(s) to the critical Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 30
path activities. The time impact analysis must utilize the most current schedule update information that accurately reflects progress on the Project at the time of the schedule impact. The schedule logic for future activities must accurately reflect the approved plan for completing the remaining Work. (4)
Burden of Proof. Contractor has the burden of proving that: the delay was an E
xcusable Delay or Compensable Delay, as defined above; Contractor has fully complied with its scheduling obligations in Section 5.2, Schedule Requirements; Contractor has made reasonable efforts to mitigate the delay and its sc hedule
and c
ost impacts; the delay will unavoidably result in delaying Final Completion; and any Recoverable Costs claimed by Contractor were actually incurred and wer
e reasonable under the circumstances.
(
5) Legal Compliance. Nothing in this Section 5.3 is intended to require the waiv
er, alteration, or limitation of the applicability of Public Contract Code § 7102. (
6) No Waiver. Any grant of an extension of Contract Time, or compensation for Recoverable Costs due to Compensable Delay, will not operate as a waiver of City’s right to assess liquidated damages for Non-Excusable Delay. (
7) Dispute Resolution. In the event of a dispute over entitlement to an ex
tension of Contract Time or compensation for Recoverable Costs, Contractor may not stop Work pending resolution of the dispute, but must continue to c
omply with its duty to diligently prosecute the performance and timely completion of the Work. Contractor’s sole recourse for an unresolved dispute bas
ed on City’s rejection of a Change Order request for an extension of Contract Time or compensation for Recoverable Costs is to comply with the dispute r
esolution provisions set forth in Article 12 below.

5. 4 Liquidated Damages. It is expressly understood that if Final Completion is not achieved within the Contract Time, City will suffer damages from the delay that are difficult to determine and accurately specify. Pursuant to Public Contract Code § 7203, if Contractor fails to achieve Final Completion within the Contract Time due to Contractor’s Non- Excusable Delay, City will charge Contractor in the amount specified in the Contract for each calendar day that Final Completion is delayed beyond the Contract Time, as liquidated damages and not as a penalty. Any waiver of accrued liquidated damages, in whole or in part, is subject to approval of the City Council or its authorized delegee. (A) L
iquidated Damages. Liquidated damages will not be assessed for any Excusable Delay or Compensable Delay, as set forth above. (B) M
ilestones. Liquidated damages may also be separately assessed for failure to m
eet milestones specified elsewhere in the Contract Documents. (
C) Setoff. City is entitled to deduct the amount of liquidated damages assessed agains
t any payments otherwise due to Contractor, including progress payments, Final P
ayment, or unreleased retention. If there are insufficient Contract funds remaining to c
over the full amount of liquidated damages assessed, City is entitled to recover the balanc
e from Contractor or its performance bond surety.
(
D) Occupancy or Use. Occupancy or use of the Project in whole or in part prior to Final Completion does not constitute City’s acceptance of the Project and will not operate as a waiver of City’s right to assess liquidated damages for Contractor’s Non-Excus able
Delay
in achieving Final Completion.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 31
(E) Other Remedies. City’s right to liquidated damages under this Section applies only to damages arising from Contractor’s Non-Excusable Delay or failure to complete the Work within the Contract Time. City retains its right to pursue all other remedies under the Contract for other types of damage, including damage to property or persons, costs or diminution in value from defective materials or workmanship, costs to repair or complete the Work, lost revenues, interest expenses, cost of substitute facilities, claims and fines of regulatory agencies, or other liability caused by Contractor.

Article 6 - Contract Modification

6.1 Contract Modification. Subject to the limited exception set forth in subsection (D) below, any change in the Work or the Contract Documents, including the Contract Price or Contract Time, will not be a valid and binding change to the Contract unless it is formalized in a Change Order (Attachment A), including a “no-cost” Change Order or a unilateral Change Order. Changes in the Work pursuant to this Article 6 will not operate to release, limit, or abridge Contractor’s warranty obligations pursuant to Article 11 or any obligations of Contractor’s bond sureties.

(A) City-Directed Changes. City may direct changes in the scope or sequence of Work or the requirements of the Contract Documents, without invalidating the Contract.

Such changes may include Extra Work as set forth in subsection (C) below, or deletion or modification of portions of the Work. Prior to directing any such changes, City may request information from Contractor regarding the impact of any such City-directed changes on the Contract Price or Contract Time. Contractor will respond to any such request within ten days following City’s issuance of the request. Contractor’s response, including anticipated impacts, must be consistent with requirements of the Contract Documents, including Sections 6.3 and 6.4, below. Contractor must promptly comply with City-directed changes in the Work, when directed by City, in accordance with the original Contract Documents, even if Contractor and City have not yet reached agreement as to adjustments to the Contract Price or Contract Time for the change in the Work or for the Extra Work. Contractor is not entitled to extra compensation for cost savings resulting from “value engineering” pursuant to Public Contract Code § 7101, except to the extent authorized in advance by City in writing, and subject to any applicable procedural requirements for submitting a proposal for value engineering cost savings.

(B) Disputes. In the event of a dispute over entitlement to or the amount of a change in Contract Time or a change in Contract Price related to a City-directed change in the Work, Contractor must perform the Work as directed and may not delay its Work or cease Work pending resolution of the dispute, but must continue to comply with its duty to diligently prosecute the performance and timely completion of the Work, including the Work in dispute. Likewise, in the event that City and Contractor dispute whether a portion or portions of the Work are already required by the Contract Documents or constitute Extra Work, or otherwise dispute the interpretation of any portion(s) of the Contract Documents, Contractor must perform the Work as directed and may not delay its Work or cease Work pending resolution of the dispute, but must continue to comply with its duty to diligently prosecute the performance and timely completion of the Work, including the Work in dispute, as directed by City. If Contractor refuses to perform the Work in dispute, City may, acting in its sole discretion, elect to delete the Work from the Contract and reduce the Contract Price accordingly, and self-perform the Work or direct that the Work be performed by others. Alternatively, City may elect to terminate the Contract for convenience or for cause. Contractor’s sole recourse for an unresolved dispute related to changes in the Work or performance of any Extra Work is to comply with the dispute resolution provisions set forth in Article 12, below.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 32
(C) Extra Work. City may direct, in writing, Contractor to perform Extra Work related to the Project. Contractor must promptly perform any Extra Work as directed or authorized by City in accordance with the original Contract Documents, even if Contractor and City have not yet reached agreement on adjustments to the Contract Price or Contract Time for such Extra Work. If Contractor believes it is necessary to perform Extra Work due to changed conditions, Contractor must promptly notify the Engineer in writing, specifically identifying the Extra Work and the reason(s) the Contractor believes it is Extra Work. This notification requirement does not constitute a Change Order request pursuant to Section 6.2, below. Contractor must maintain detailed daily records that itemize the cost of each element of Extra Work, and sufficiently distinguish the direct cost of the Extra Work from the cost of other Work performed. For each day that Contractor performs Extra Work, or Work that Contractor contends is Extra Work, Contractor must submit no later than the following Working Day, a daily report of the Extra Work performed that day and the related costs, together with copies of certified payroll, invoices, and other documentation substantiating the costs (“Extra Work Report”). The Engineer will make any adjustments to Contractor’s Extra Work Report(s) based on the Engineer’s records of the Work. When an Extra Work Report(s) is agreed on and signed by both City and Contractor, the Extra Work Report(s) will become the basis for payment under a duly authorized and signed Change Order. Failure to submit the required documentation by close of business on the next Working Day is deemed a full and complete waiver for any change in the Contract Price or Contract Time for any Extra Work performed that day.

(D) Minor Changes and RFIs. Minor field changes, including RFI replies from City, that do not affect the Contract Price or Contract Time and that are approved by the Engineer acting within his or her scope of authority, do not require a Change Order. By executing an RFI reply from City, Contractor agrees that it will perform the Work as clarified therein, with no change to the Contract Price or Contract Time.

(E) Remedy for Non-Compliance. Contractor’s failure to promptly comply with a City-directed change is deemed a material breach of the Contract, and in addition to all other remedies available to it, City may, at its sole discretion, hire another contractor or use its own forces to complete the disputed Work at Contractor’s sole expense, and may deduct the cost from the Contract Price.

6.2 Contractor Change Order Requests. Contractor must submit a request or proposal for a change in the Work, compensation for Extra Work, or a change in the Contract Price or Contract Time as a written Change Order request or proposal.

(A) Time for Submission. Any request for a change in the Contract Price or the Contract Time must be submitted in writing to the Engineer within 14 calendar days of the date that Contractor first encounters the circumstances, information or conditions giving rise to the Change Order request, even if the total amount of the requested change in the Contract Price or impact on the Contract Time is not yet known at that time. If City requests that Contractor propose the terms of a Change Order, unless otherwise specified in City’s request, Contractor must provide the Engineer with a written proposal for the change in the Contract Price or Contract Time within five working days of receiving City’s request, in a form satisfactory to the Engineer.

(B) Required Contents. Any Change Order request or proposal submitted by Contractor must include a complete breakdown of actual or estimated costs and credits, and must itemize labor, materials, equipment, taxes, subcontract amounts, and, if applicable, Extra Work Reports. Any estimated cost must be updated in writing as soon as the actual amount is known.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 33
(C) Required Documentation. All claimed costs must be fully documented, and any related request for an extension of time or delay-related costs must be included at that time and in compliance with the requirements of Article 5 of the General Conditions.

Upon request, Contractor must permit City to inspect its original and unaltered bidding records, subcontract agreements, subcontract change orders, purchase orders, invoices, or receipts associated with the claimed costs.

(D) Required Form. Contractor must use City’s form(s) for submitting all Change Order requests or proposals, unless otherwise specified by City.

(E) Certification. All Change Order requests must be signed by Contractor and must include the following certification:

“The undersigned Contractor certifies under penalty of perjury that its statements and representations in this Change Order request are true and correct. Contractor warrants that this Change Order request is comprehensive and complete as to the Work or changes referenced herein, and agrees that any known or foreseeable costs, expenses, or time extension requests not included herein, are deemed waived.”

6.3 Adjustments to Contract Price. The amount of any increase or decrease in the Contract Price will be determined based on one of the following methods listed below, in the order listed with unit pricing taking precedence over the other methods. Markup applies only to City-authorized time and material Work, and does not apply to any other payments to Contractor. For Work items or components that are deleted in their entirety, Contractor will only be entitled to compensation for those direct, actual, and documented costs (including restocking fees), reasonably incurred before Contractor was notified of the City’s intent to delete the Work, with no markup for overhead, profit, or other indirect costs.

(A) Unit Pricing. Amounts previously provided by Contractor in the form of unit prices, either in a Proposal schedule or in a post-award schedule of values pursuant to Section 8.1, Schedule of Values, will apply to determine the price for the affected Work, to the extent applicable unit prices have been provided for that type of Work. No additional markup for overhead, profit, or other indirect costs will be added to the calculation.

(B) Lump Sum. A mutually agreed upon, all-inclusive lump sum price for the affected Work with no additional markup for overhead, profit, or other indirect costs.

(C) Time and Materials. On a time and materials basis, if and only to the extent compensation on a time and materials basis is expressly authorized by City in advance of Contractor’s performance of the Work and subject to any not-to-exceed limit. Time and materials compensation will include allowed markup for overhead, profit, and other indirect costs as follows:

(1) All direct labor costs provided by the Contractor, excluding superintendence, project management, or administrative costs, plus 15% markup;

(2) All direct material costs provided by the Contractor, plus 15% markup (except markup will not be applied to the sales tax component of direct material costs);

(3) All direct plant and equipment rental costs provided by the Contractor, plus 15% markup; and

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 34
(4) All direct labor, materials, and equipment costs provided by Subcontractors plus markup on those costs not to exceed 10% of the cumulative total of those dir
ect costs.
(
5) Increased bond and insurance premium costs are deemed included in the abov
e markups.

6. 4 Limitations on Allowable Costs. Allowable costs in connection with City-authorized time and materials Work or as otherwise authorized by the Contract Documents are subject to the following:
(A) La
bor. Costs are allowed for labor, including forepersons when authorized by City, used in the actual and direct performance of the Work directed by Change Order, excluding superintendence, project management, and administrative costs. Allowable labor
costs include (1) the actual and direct payroll costs to Contractor, consisting of actual wages and any employer payments to, or on behalf of, workers (other than actual wages
) for health and welfare, pension, vacation, training, or other State- or federal- recognized fringe benefit payments, and (2) the labor surcharge percentage, in effect during performance of the Work, as set forth in the publication titled Califor nia
Depar
tment of Transportation Labor Surcharge and Equipment Rental Rates, which is intended to cover worker's compensation insurance, social security, Medicare, federal unem
ployment insurance, State unemployment insurance, and State training taxes. (B) M
aterials. Costs are allowed for the actual cost to Contractor for materials directly required for performance of the Work directed by Change Order. The cost of materials may include the costs of transportation, sales tax, and delivery, if necessarily incurred. If a cash or trade discount by the supplier of the materials is available t o
Cont
ractor, it will be credited to City, regardless of whether the discount is actually taken.

I
f the materials are obtained from a supply or source owned wholly or in part by Contractor, payment therefor will not exceed the current wholesale price for such m
aterials. Costs for consumed materials may be charged on a reasonably estimated bas
is but may not be a percentage of labor. If, in the opinion of City, the cost of materials is excessive, or if Contractor fails to furnish satisfactory evidence of the cost from the s
upplier thereof, then the cost of the materials will be deemed to be the lowest wholesale pr
ice at which similar materials are available in the quantities required and at the time needed.

City reserves the right to furnish materials, and Contractor will have no claim for costs or profits on City-furnished material. If materials are salvaged upon completion, the s
alvage value will be deducted from the cost of materials. (
C) Equipment. Costs are allowed for the actual cost to Contractor for the use of equipment directly required in the performance of the Work directed by Change Order.

For Contractor- or Subcontractor-owned equipment, costs will be allowed based on rent al
r
ates listed for equipment in the California Department of Transportation’s Labor Surcharge and Equipment Rental Rates publication in effect at the time the Work is performed, unless there is no applicable rate for an item of equipment, in which case cost will be based on the rental rate listed in the most recent edition of the Association of Equipment Distributors (“AED”) book. For rented equipment, costs will be allowed bas ed
on ac
tual rental invoices. The equipment used for Work in a Change Order must be of proper size and type. If equipment of an unwarranted size or type is used, the allowable co
sts for use of such equipment will be calculated at the rental rate for equipment of a pr
oper size and type, as determined by City. The rental rates to be paid to Contractor shall constitute full compensation to Contractor for the cost of fuel, power, oil, lubrication, supplies, small tools, small equipment, necessary attachments, repairs and maintenance of
any kind, depreciation, storage, insurance, and any and all costs to Contractor incidental to the use of such equipment. Unless otherwise specified, manufacturer’s ratings, and manufacturer-approved modifications, shall be used to classify equipment for Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 35
determination of applicable rental rates. Individual pieces of equipment having a replacement value of $500 or less will be considered to be small tools or small equipment, and no payment therefor will be made unless it has been rented specifically for the Work directed by Change Order. No payment will be made for time while equipment is inoperative due to breakdowns or for non-Work days. (1) F
or equipment at the Project site, rental time to be paid for equipment shall be t
ime equipment is in operation on Work being performed or on standby as approved by City. The following shall be used in computing rental time of equipment: (a) When hourly rates are listed, less than 30 minutes of operat ion
s
hall be considered to be ½ hour of operation; (b) When daily rates are listed, less than four hours of operation shall be considered to be ½ day of operation. (
2) F
or equipment that must be brought to the Project site to be used ex
clusively on Work directed by Change Order, the rental time may include the t
ime required to move the equipment to the Project site from the nearest available source for rental of such equipment, and to return it to the source, as follows: (a) Costs of loading and unloading equipment are allowable; (2) Cost of transporting equipment in low bed trailers shall not exceed hourly rates charged by
established haulers; (c) Cost of transporting equipment shall not exceed applic
able minimum established rates of California Public Utilities Commission; and (
d) City will not make any payment for transporting and loading and unloadi
ng equipment if equipment is used on Work in any other way than on W
ork directed by Change Order.
(3)
Rental period may begin at time equipment is unloaded at Project site and t
erminate at end of the performance of the Work directed by Change Order or day on which City directs Contractor to discontinue use of equipment, whichever occurs first. Rental time to be paid per working day shall be four hours for zero hour
s of operation, six hours for four hours of operation, and eight hours for eight hours of operation, time being prorated between these parameters. Hours to be paid f
or equipment that is operated less than eight hours due to breakdowns, shall not exceed eight less the number of hours equipment is inoperative due to br
eakdowns.
(
D) Specialists. If Work in a Change Order requires the services of a specialist, as determined by City, costs will be allowed for the services of the specialist based on the ac
tual itemized invoice to Contractor for the specialist’s services required in the per
formance of the Work, after deduction of any cash or trade discount available to Cont
ractor, regardless of whether such discount is actually taken. If it is impracticable and not
in accordance with established practice of the specialist’s industry to provide a c
omplete itemization of its services, then costs will be allowed based on the current market price rate for such services. If the Work in a Change Order requires a fabrication or
machining process in a fabrication or machine shop facility off-site, the cost of such off- site Work may be included in allowable costs, if City is notified in writing in advance and appr
oves such costs.
(E) M
arkup. The following non-exclusive list identifies items that are deemed inc
luded in markup for overhead, profit, and other indirect costs, whether incurred by Contractor, Subcontractors, or suppliers, and Contractor shall not invoice or receive pay
ment for these costs separately:
(
D) Drawings and submissions of drawings, including field drawings, Shop Drawings, and sketches;
(E) Employee vehicle and gas expenses;
(F) Estimating;
Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 36
(G) Final cleanup;
(H) General administration and preparation of cost proposals, schedule analyses, Change Order requests, and other supporting documentation as necessary; (I) General superintendence;
(J) Handling and disposal fees;
(K) Home office expenses;
(L) Parking expenses of any field labor, foreman, office personnel, and s
uperintendents;
(M) Procurement and use of vehicles and fuel used in Work; (N) Routine field inspection of Work;
(O) Salaries of project management personnel, superintendent, timekeeper, storekeeper, administrative assistants, and secretaries; (P) Small tools and equipment valued at less than $500; (Q) Insurance and bond premiums and costs;
(R) Temporary on-site facilities , including, but not limited to, electrical (power, lighting), fencing, offices, platforms, plumbing, telephones, internet, and water; (S) T ravel expenses; and
(T) O ther incidental Work.

6.5 Un
ilateral Change Order. If the parties dispute the terms of a proposed Change Order, including disputes over the amount of compensation or extension of time that Contractor has requested, the value of deleted or changed Work, what constitutes Extra Work, or quantities used, City may elect to issue a unilateral Change Order, directing performance of the Work, and authorizing a change in the Contract Price or Contract Time for the adjustment to compensation or time that the City believes is merited. Contractor’s sole recourse to dispute the terms of a unilateral Change Order is to submit a timely Claim pursuant to Article 12, below.

6.6 No
n-Compliance Deemed Waiver. Contractor waives its entitlement to any increase in the Contract Price or Contract Time if Contractor fails to fully comply with the provisions of this Article. Contractor will not be paid for unauthorized Extra Work.

Art
icle 7 - General Construction Provisions

7.1 Permits, Fees, Business License, and Taxes.
(A) P
ermits, Fees, and City Business License. Contractor must obtain and pay for all permits, fees, and licenses required to perform the Work, including a City business license. Contractor must cooperate with and provide notifications to all government agencies with jurisdiction over the Project, as may be required. Contractor must provide Cit
y with copies of all records of permits and permit applications, payment of required f
ees, and any licenses required for the Work. Contractor must comply with all permit requirements and conduct all necessary permit coordination activities. Contractor will be r
esponsible, at its sole cost, for any fines, costs, damages, or other liabilities incurred by City resulting from violations or threatened violations of permit requirements or other legal or
regulatory requirements, or from City’s loss of use of any permit, due to Contractor’s activities.
(B) T
axes. Contractor must pay for all taxes on labor, material, and equipment, except Federal Excise Tax to the extent that City is exempt from Federal Excise Tax.

7. 2 Temporary Facilities. Contractor must provide, at Contractor’s sole expense, any and all temporary facilities for the Project. The location of all temporary facilities must be approved by the City prior to installation. Temporary facilities must be safe and adequate for the intended use and installed and maintained in accordance with Laws and the

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 37
Contract Documents. Additional provisions pertaining to temporary facilities may be included in the Specifications or Special Conditions.

(A) Facilities Based on Project Site.

(1) Project with a Defined Fence Perimeter. For a Project with a defined fence perimeter, Contractor must provide any and all temporary facilities, including, but not limited to, an onsite staging area for materials and equipment, a field office, sanitary facilities, utilities, storage, scaffolds, barricades, walkways, elevators and hoists, cranes, and any other temporary structure or facility necessary to safely perform the Work. Unless otherwise directed by City, Contractor will fence and screen the Project site and, if applicable, any separate Worksites, including the staging area, and its operation must minimize inconvenience to neighboring properties.

(2) Project within Public Right-of-Way. For a Project within the public right-of- way, Contractor must provide any and all temporary facilities, including, but not limited to, sanitary facilities, barricades, walkways, ramps, project signs, changeable message boards, and any other temporary structure or facility necessary to provide access to the public and to safely perform the Work.

(A) Utilities. Contractor must install and maintain, at Contractor’s sole expense, the power, water, sewer, and all other utilities required for the Project site, including the piping, wiring, internet and Wi-Fi connections, and any related equipment necessary to maintain the temporary facilities. Contractor is responsible for the cost of utility services necessary to perform the Work.

(C) Removal and Repair. Contractor must promptly remove all such temporary facilities when they are no longer needed or upon completion of the Work, whichever comes first. Contractor must promptly repair any damage to City’s property or to other property caused by the installation, use, or removal of the temporary facilities, and must promptly restore the property to its original or intended condition.

7.3 Noninterference and Site Management. Contractor must avoid interfering with City’s use of its property at or adjacent to the Project site, including use of roadways, entrances, parking areas, walkways, and structures. Contractor must perform the Work in a manner that does not interrupt or otherwise adversely impact any City operations, including the City’s franchise hauler for solid waste. Contractor must also minimize disruption of access to private property in the Project vicinity. Contractor must coordinate with affected property owners, tenants, and businesses, and maintain some vehicle and pedestrian access to their residences or properties at all times. Temporary access ramps, fencing or other measures must be provided as needed. Before blocking access to a private driveway or parking lot, Contractor must provide effective notice to the affected parties at least 48 hours in advance of the pending closure and allow them to remove vehicles.

Private driveways, residences and parking lots must have access to a roadway during non-Work hours.

(A) Offsite Acquisition. Unless otherwise provided by City, Contractor must acquire, use and dispose of, at its sole expense, any Worksites, licenses, easements, and temporary facilities necessary to access and perform the Work.

(B) Offsite Staging Area and Field Office. If additional space beyond the Project site is needed, such as for the staging area or the field office, Contractor may need to make arrangements with the nearby property owner(s) to secure the space. Before using or occupying any property owned by a third party, Contractor must provide City with a copy of the necessary license agreement, easement, or other written authorization from

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 38
the property owner, together with a written release from the property owner holding City harmless from any related liability, in a form acceptable to the City Attorney.

(C) Traffic Management. Contractor must provide traffic management and traffic controls as specified in the Contract Documents, as required by Laws, and as otherwise required to ensure public and worker safety, and to avoid interference with public or private operations or the normal flow of vehicular, bicycle, or pedestrian traffic.

(D) Circularizing Businesses and Residences. At least 48 hours in advance of any Work that may affect businesses or residents, Contractor must notify, by circular, all businesses and residents with street frontage or property that may be affected by the Work. The circular must include Contractor’s name, address, and telephone number; the starting time and date of the Work; the nature and extent of the Work; and the approximate date upon which Contractor expects to complete the Work. The circular must be submitted to the Engineer for approval at least two full Working Days in advance of the proposed distribution date.

7.4 Signs. No signs may be displayed on or about City’s property, except signage which is required by Laws or by the Contract Documents, without City’s prior written approval as to size, design, and location.

7.5 Project Site and Nearby Property Protections.

(A) General. Contractor is responsible at all times, on a 24-hour basis and at its sole cost, for protecting the Work, the Project site, and the materials and equipment to be incorporated into the Work, until the City has accepted the Project, excluding any exceptions to acceptance, if any. Except as specifically authorized by City, Contractor must confine its operations to the area of the Project site indicated in the Plans and Specifications. Contractor is liable for any damage caused by Contractor or its Subcontractors to the Work, City’s property, the property of adjacent or nearby property owners and the work or personal property of other contractors working for City, including damage related to Contractor’s failure to adequately secure the Work or any Worksite.

(1) Subject to City’s approval, Contractor shall provide and install safeguards, including, but not limited to, security fencing, barricades, lighting, and any other security measures necessary to protect the Work; any Worksite, including the Project site; City’s real or personal property and the real or personal property of adjacent or nearby property owners, including plant and tree protections. If instructed by the Engineer, Contractor must, at a minimum, install a temporary chain-link fence with locking gate surrounding the Project site and maintain a lock on the access gate at all times.

(2) City wastewater systems may not be interrupted. If the Work disrupts existing sewer facilities, Contractor must immediately notify City and establish a plan, subject to City’s approval, to convey the sewage in closed conduits back into the sanitary sewer system. Sewage must not be permitted to flow in trenches or be covered by backfill.

(3) Contractor must remove with due care, and store at City’s request, any objects or material from the Project site that City will salvage or reuse at another location. Any such objects or material must be delivered by Contractor in good condition to City’s Street Corporation Yard at 1700 Walsh Avenue, Santa Clara, CA 95050 or, for an SVP Project, 1705 Martin Avenue, Santa Clara, CA 95050.

(4) If directed by Engineer, Contractor must remedy all damage, injury, loss or interruptions as specified by the Engineer. However, acting in its sole discretion, Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 39
City may elect to have the damage, injury, loss or interruptions remedied otherwise, and may deduct the cost from payment otherwise due to Contractor. (5)
Contractor will not permit any structure, pavement, or infrastructure to be loaded in a m
anner that will damage or endanger the integrity of the structure, pav
ement, or infrastructure.
(
6) Cont
ractor will not make any arrangements with any person to permit occupancy or use of any land, structure, or building at the Project site, for any purpose other than performance of the Work, unless specifically required or authorized by the Contract Documents.
(
7) A
ll fire hydrants and water control valves must be kept free from obstruction and av
ailable for use at all times.
(
8) Cont
ractor must shield all welding operations from public view with solid b
arrier(s).
(
9) Cont
ractor must provide protective measures to adequately protect workers and the public from hazards resulting from the Work and to exclude unauthorized per
sons from the Work.
(
10) No at
tempt has been made by City to locate private utilities on private pr
operty such as irrigation systems or electrical conduits. (B) P
roject Site Access and Securing Project Site. Contractor and Subcontractor personnel may not occupy or use the Project site for any purpose during non-Work hours, except as may be provided in the Contract Documents or pursuant to prior written aut
horization from City.
(1) P
roject with a Defined Fence Perimeter. If the Project has a defined fence per
imeter, Contractor must at all times limit access to the Project site to nec
essary personnel only. All personnel associated with construction of the P
roject must enter the site through Contractor’s access gate, at the location indic
ated on the Plans. Access for construction personnel will be limited to the hour
s set forth in Section 5.2(H) or as otherwise specified by City. All mail and deliv
eries must be sent to a separate address (at Contractor’s gate), specifically arranged by Contractor for the Project. Contractor is responsible for providing adequat
e signage to alert delivery persons to the new address. (2) P
roject within Public Right-of-Way. If the Project is within the public right-of- way, after completion of Work each day, Contractor must secure the Project site and, to the extent feasible, make the area reasonably accessible to the public unless City approves otherwise. All excess materials and equipment not protected by approved traffic control devices must be relocated to the st aging
ar
ea or demobilized. Trench spoils must be hauled off the Project site daily and open ex
cavations must be protected with steel plates.
(
C) Unforeseen Conditions. If Contractor encounters facilities, utilities, or other unknown conditions not shown on or reasonably inferable from the Plans or apparent from inspection of the Project site, Contractor must immediately notify the City and pr
omptly submit a Request for Information to obtain further directions from the Engineer.

Contractor must avoid taking any action which could cause damage to the facilities or utilities pending further direction from the Engineer. The Engineer’s written response will be f
inal and binding on Contractor. If the Engineer’s subsequent direction to Contractor

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 40
affects Contractor’s cost or time to perform the Work, Contractor may submit a Change Order request as set forth in Article 6 above.

(D) Support and Protection. Contractor shall be responsible for determining where sloping, shoring, bracing, and/or underpinning is necessary and the adequacy of the design, installation, and maintenance of all sloping, shoring, bracing, and/or underpinning for all excavations, including any excavation less than five feet in depth. Contractor must provide, install, and maintain all such sloping, shoring, bracing, and underpinning. The sloping, shoring, bracing, and underpinning must be sufficient to provide support to City’s property and adjacent properties and improvements thereon and protect the Work, adjacent property and improvements, workers, and the public from accidents, injuries, or damage. Contractor shall be solely responsible for any damage or injuries that may result from excavating or trenching. City’s acceptance of any drawings showing the shoring or bracing design or schedule shall not relieve Contractor of its responsibilities under this Section. Contractor must also protect the Work with lights, guardrails, temporary covers, and barricades. Contractor must enclose excavations with proper barricades. Contractor must brace and secure all parts of the Work against storm and accident. Contractor must also provide additional forms of protection as may be necessary under the circumstances. Contractor must provide notifications to adjacent property owners as may be required by Laws. See also, Section 7.15, Trenching of Five Feet or More.

(E) Notification of Property Damage. Contractor must immediately notify the City of damage to any real or personal property resulting from Work on the Project. Contractor must immediately provide a written report to City of any such property damage in excess of $500 (based on estimated cost to repair or replace) within 24 hours of the occurrence.

The written report must include: (1) the location and nature of the damage, and the owner of the property, if known; (2) the name and address of each employee of Contractor or any Subcontractor involved in the damage; (3) a detailed description of the incident, including precise location, time, and names and contact information for known witnesses; and (4) a police or first responder report, if applicable. If Contractor is required to file an accident report with another government agency, Contractor shall provide a copy of the report to City.

7.6 Materials and Equipment.

(A) General. Unless otherwise specified, all materials and equipment required for the Work must be new, free from defects, and of the best grade for the intended purpose, and furnished in sufficient quantities to ensure the proper and expeditious performance of the Work. Contractor must employ measures to preserve the specified quality and fitness of the materials and equipment. Unless otherwise specified, all materials and equipment required for the Work are deemed to include all components required for complete installation and intended operation and must be installed in accordance with the manufacturer’s recommendations or instructions. Contractor is responsible for all shipping, handling, and storage costs associated with the materials and equipment required for the Work. Contractor is responsible for providing security and protecting the Work and all of the required materials, supplies, tools and equipment at Contractor’s sole cost until City has formally accepted the Project as set forth in Section 11.1, Final Completion. Contractor will not assign, sell, mortgage, or hypothecate any materials or equipment for the Project, or remove any materials or equipment that have been installed or delivered.

(B) City-Provided. If the Work includes installation of materials or equipment to be provided by City, Contractor is solely responsible for the proper examination, handling, storage, and installation in accordance with the Contract Documents. Contractor must notify City of any defects discovered in City-provided materials or equipment, sufficiently in advance of scheduled use or installation to afford adequate time to procure Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 41
replacement materials or equipment as needed. Contractor is solely responsible for any loss of or damage to such items which occurs while the items are in Contractor’s custody and control, the cost of which may be offset from the Contract Price and deducted from any payment(s) due to Contractor.
(C) I
ntellectual Property Rights. Contractor must, at its sole expense, obtain any authorization or license required for use of patented or copyright-protected materials, equipment, devices, or processes that are incorporated into the Work. Contractor’s indemnity obligations in Article 4 apply to any claimed violation of intellectual property rights.
(
D) Standards To Apply Where Specifications Are Not Furnished. The following gener
al specifications will apply wherever in the Specifications, or in any directions given by
City in accordance with or supplementing Specifications, it is provided that Contractor shall furnish materials or manufactured articles or will do Work for which no detailed s
pecifications are provided. Materials or manufactured articles will be of the best grade, in quality and workmanship, obtainable in the market from firms of established good r
eputation. If not ordinarily carried in stock, the materials or manufactured articles must conform to industry standards for first-class materials or articles of the kind required, with due consideration of the use to which they are to be put. Work will conform to the usual s
tandards or codes for first-class work of the kind required. Contractor shall specify in wr
iting to City the materials to be used or Work to be performed under this Section 7.6 ten Working Days prior to furnishing such materials or performing such Work.

7. 7 Substitutions.
(A) “
Or Equal.” Any Specification designating a material, product, or thing (collectively, “item”) or service by specific brand or trade name, followed by the words “or equal,” is intended only to indicate the quality and type of item or service desired, and Cont
ractor may request use of any equal item or service. Unless otherwise stated in the S
pecifications, any reference to a specific brand or trade name for an item or service that is used solely for the purpose of describing the type of item or service desired, will be deem
ed to be followed by the words “or equal.” A substitution will only be approved if it is a true “equal” item or service in every aspect of design, function, and quality, as determined by City, including dimensions, weight, maintenance requirements, durability, fit with other elements, and schedule impacts.
(B) R
equest for Substitution. A post-award request for substitution of an item or service must be submitted in writing to the Engineer for approval in advance, within the applic
able time period provided in the Contract Documents. If no time period is specified, the substitution request may be submitted any time within 35 days after the date of award of
the Contract, or sufficiently in advance of the time needed to avoid delay of the Work, whichever is earlier. A separate request for substitution must be submitted for each item or service proposed for substitution. Contractor must submit a digital copy of eac h
r
equest.
(
C) Substantiation. Contractor must substantiate each written request for substitution with the following: (1) product identification, (2) manufacturer’s literature, (3) test results or samples, if applicable, (4) name and address of similar projects on which t
he item has been used and the date of installation, (5) the name, address, and telephone num
ber of manufacturer’s representative or sales engineer, (6) a detailed description of the proposed construction method and drawings illustrating the construction method, (7) an item
ized comparison of the proposed substitution with the product specified that lists all variations, including, but not limited to, dimensions, weights, service requirements, and f
unctional differences, (8) available maintenance, repair, and replacement service for the pr
oposed item, (9) any required approvals or other information for the proposed

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 42
substitute that are necessary for compliance with regulatory agency requirements, (10) any schedule impacts associated with use of the proposed substitute, and (11) any other available data substantiating the proposed substitute as an equal item or service.

Contractor must also state whether the substitute will require any changes to the Contract Documents, or any other separate contract the Contractor may have with the City, and whether use of the proposed substitute requires the payment of any license fee or royalty. Contractor’s failure to timely provide all necessary substantiation, including any required test results as soon as they are available, is grounds for rejection of the proposed substitution, without further review. If a variation from the product specified is not identified in the submittal, the variation may be rejected by City even if the submittal was favorably reviewed.

(D) Burden of Proving Equality. Contractor has the burden of proving the equality of the proposed substitution at Contractor’s sole cost. City has sole discretion to determine whether a proposed substitution is equal, and City’s determination is final.

(E) Approval or Rejection. If the proposed substitution is approved, Contractor is solely responsible for any additional costs or time associated with the substituted item or service. If the proposed substitution is rejected, Contractor must, without delay, install the item or use the service as specified by City.

(F) Contractor’s Obligations. City’s approval of a proposed substitution will not relieve Contractor from any of its obligations under the Contract Documents. If an approved substitution requires any redesign, Contractor must reimburse City for any associated redesign costs. Such costs may be deducted from payments otherwise due Contractor. In the event Contractor makes an unauthorized substitution, Contractor shall be solely responsible for all resulting cost impacts, including the cost of removal and replacement and the impact to other design elements.

7.8 Testing and Inspection.

(A) General. All materials, equipment, and workmanship used in the Work are subject to inspection and testing by City at all times and at all locations during construction and/or fabrication, including at any Worksite, shops, and yards. All manufacturers’ application or installation instructions must be provided to the Inspector at least ten days prior to the first such application or installation. Contractor must, at all times, make the Work available for testing or inspection and must provide, at its sole cost, all information and assistance as required by City, including information and assistance from Subcontractors, fabricators, material suppliers and manufacturers, to perform the testing or inspection. Contractor must provide incidental labor and facilities to provide safe access to Work for testing and inspection, to obtain and handle samples at the Project site or at the source of the products to be tested, and to store and cure test samples. Neither City’s inspection or testing of Work, nor its failure to do so, operate to waive or limit Contractor’s duty to complete the Work in accordance with the Contract Documents.

(B) Scheduling and Notification. Contractor must cooperate with City in coordinating the inspections and testing. At least fifteen days in advance of a first test or inspection of each type, Contractor must submit a schedule of tests or inspections to City, indicating the types of tests or inspections and their scheduled dates. Contractor must deliver adequate samples of materials, proposed mix designs, and/or test specimens to a laboratory or location designated by City, at Contractor’s expense, and schedule all tests required by the Contract Documents in time to avoid any delay to the progress of the Work. Contractor must also notify the Engineer at least three full Working Days before any inspection or testing and must provide timely notice to the other necessary parties as specified in the Contract Documents. If Contractor schedules an inspection or test

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 43
beyond regular Work hours, or on a Saturday, Sunday, or recognized City holiday, Contractor must notify the Engineer at least three Working Days in advance for approval.

If approved, Contractor must reimburse City for the cost of the overtime inspection or testing. Such costs, including the City’s hourly costs for required personnel, may be deducted from payments otherwise due to Contractor.

(C) Responsibility for Costs. City will bear the initial cost of inspection and testing to be performed by City staff or independent inspection and testing consultants retained by City, subject to the following exceptions:

(1) Contractor shall be responsible for the costs of any subsequent inspections or tests which are required to substantiate compliance with the Contract Documents, and any associated remediation costs.

(2) Contractor shall be responsible for inspection costs, at City’s hourly rates, for inspection time lost because the Work is not ready, or Contractor fails to appear for a scheduled inspection.

(3) If any portion of the Work that is subject to inspection or testing is covered or concealed by Contractor prior to the inspection or testing, Contractor shall bear the cost of making that portion of the Work available for the inspection or testing required by the Contract Documents, and any associated repair or remediation costs.

(4) Contractor is responsible for properly shoring all compaction test sites deeper than five feet below grade, as required under Section 7.15 below.

(5) Any Work or material that is defective or fails to comply with the requirements of the Contract Documents must be promptly repaired, removed, replaced, or corrected by Contractor, at Contractor’s sole expense, even if that Work or material was previously inspected or included in a progress payment.

(6) Contractor is responsible for testing and inspection costs due to the following: changes in source or supplier of materials or products after original testing and inspection; changes in means, methods, techniques, sequences and procedures of construction that necessitate additional testing and inspection; and changes in mix designs after review and acceptance of submitted mix designs.

(D) Contractor’s Obligations. Contractor is solely responsible for any delay occasioned by remediation of defective or noncompliant Work or material. Inspection or testing of the Work by City does not in any way relieve Contractor of its obligations to perform the Work as specified. Contractor has an independent duty to test and inspect its Work to ensure that it is safe, complies with the requirements of the Contract Documents, and that it is in proper condition to accommodate or interface with subsequent Work. Any Work done without the inspection(s) or testing required by the Contract Documents will be subject to rejection by City.

(E) Distant Locations. If required off-site testing or inspection must be conducted at a location more than 50 miles from the Project site, Contractor is solely responsible for the additional travel costs required for testing and/or inspection at such locations.

(F) Final Inspection. The provisions of this Section 7.8 also apply to final inspection under Article 11, Completion and Warranty Provisions.

(G) Governing Authorities and Other Public Agencies. If any governing authorities or other public agencies with jurisdiction over the Work, or a portion thereof,

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 44
require any inspection, testing, or approval of the Work, or a portion thereof, Contractor must schedule, conduct, and pay for any such inspection or testing and obtain any required approvals. These governing authorities and agencies may include, but are not limited to, City’s Building Department, Public Works Department, and Fire Department, the Office of Statewide Health Planning Department (OSHPD), and other similar agencies. Contractor must submit any such certificates of inspection or testing or approvals to the City.

(H) Inspections and Tests by Serving Utilities. Contractor must schedule, conduct, and pay for all tests and inspections required by serving utilities for the Work.

(A) Inspections and Tests by Manufacturer’s Representatives. Contractor must, at its sole cost, schedule, coordinate, and ensure the performance of all tests and inspections specified to be conducted by materials or systems manufacturers, including those required by materials or systems manufacturers as a condition of warranty or certification Work.

7.9 Project Site Conditions and Maintenance. Contractor must at all times, on a 24-hour basis and at its sole cost, maintain the Project site and staging and storage areas in clean, neat, and sanitary condition and in compliance with all Laws pertaining to safety, air quality, and dust control. Adequate toilets must be provided, and properly maintained and serviced for all workers on the Project site, located in a suitably secluded area, subject to City’s prior approval. If toilets of the chemically treated type are used, Contractor must furnish at least one toilet for each 20 persons. Contractor shall enforce the use of such sanitary facilities by all personnel at the Project site. Contractor must also, on a daily basis and at its sole cost, remove and properly dispose of the debris and waste materials from the Project site.

(A) Air Emissions Control. Contractor must not discharge smoke or other air contaminants into the atmosphere in violation of any Laws. Contractor must comply with all Laws, including the California Air Resources Board’s In-Use Off-Road Diesel-Fueled Fleets Regulation (13 CCR § 2449 et seq.).

(B) Dust and Debris. Contractor must minimize and confine dust and debris resulting from the Work. Contractor must protect buildings and operating facilities from dust and must use suitable dust screens to protect existing and new machinery, motors, instrument panels, or similar equipment from dust. Contractor must include proper ventilation with dust screens. Contractor must abate dust nuisance by cleaning, sweeping, and immediately sprinkling with water excavated areas of dirt or other materials prone to cause dust, and within one hour after the Engineer notifies Contractor that an airborne nuisance exists. The Engineer may direct that Contractor provide an approved water-spraying truck for this purpose. If water is used for dust control, Contractor shall only use the minimum necessary. Contractor must take all necessary steps to keep waste water out of streets, gutters, or storm drains. See Section 7.19, Environmental Control. If City determines that the dust control is not adequate, City may have the work done by others and deduct the cost from the Contract Price. Contractor shall immediately remove any excess excavated material from the Project site and any dirt deposited on public streets. (See also Document 01 50 00 of the General Requirements.)

(C) Hazards Control. Contractor must prevent the accumulation of wastes that may create hazardous conditions. Contractor must store volatile waste in covered metal containers and remove such waste from the premises daily. Contractor must provide adequate ventilation during the use of volatile or noxious substances.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 45
(D) Clean up. Before discontinuing Work in an area, Contractor must clean the area and remove all debris and waste along with the construction equipment, tools, machinery, and surplus materials.

(1) Except as otherwise specified, all excess Project materials, and the materials removed from existing improvements on the Project site with no salvage value or intended reuse by City, will be Contractor’s property.

(2) Hauling trucks and other vehicles leaving the Project site must be cleaned of exterior mud or dirt before traveling on City streets. Materials and loose debris must be delivered and loaded to prevent dropping materials or debris. Contractor must immediately remove spillage from hauling on any publicly traveled way.

Streets affected by Work on the Project must be kept clean by street sweeping.

(3) Contractor shall also, on a daily basis, remove any dust, debris, mud, fill, and spoils from private property, unless the private property owner has requested otherwise in writing.

(E) Disposal. Contractor must dispose of all Project debris and waste materials in a safe and legal manner. Contractor may not burn or bury waste materials on the Project site. Contractor will not allow any dirt, refuse, excavated material, surplus concrete or mortar, or any associated washings, to be disposed of onto streets, into manholes or into the storm drain system. All excess soil from performance of Work shall be disposed at a Class I, II, or III landfill at sites to be chosen by Contractor in accordance with Laws.

Contractor must review and comply with any such regulations and requirements of the agency having jurisdiction over any contemplated disposal site, as applicable. Contractor shall recycle all debris and waste materials with feasible re-use including concrete, asphalt concrete, pavement base materials, steel, and wood. A Project that includes 5,000 square feet or more of building construction, demolition or renovation shall comply with the City of Santa Clara Construction and Demolition Debris Recycling Program per Santa Clara Code Section 8.25.285.

(F) Completion. At the completion of the Work, Contractor must remove from the Project site all of its equipment, tools, surplus materials, waste materials and debris, presenting a clean and neat appearance. Before demobilizing from the Project site, Contractor must ensure that all surfaces are cleaned, sealed, waxed, or finished as applicable, and that all marks, stains, paint splatters, and the like have been properly removed from the completed Work and the surrounding areas. Contractor must clean or replace the filters of any mechanical equipment operated during construction and clean the ducts, blowers, and coils of mechanical equipment operated without filters during construction. Contractor must also mechanically sweep paved areas. Contractor must ensure that all parts of the construction are properly joined with the previously existing and adjacent improvements and conditions. Contractor must provide all cutting, fitting and patching needed to accomplish that requirement. Contractor must also repair or replace all existing improvements that are damaged or removed during the Work, both on and off the Project site, including curbs, sidewalks, driveways, fences, signs, utilities, utility poles, guy wires, underground pipes, conduits, drains, street surfaces, structures, and landscaping (sod, groundcover, shrubs, trees, and the like). Repairs and replacements must be at least equal to the previously existing improvements, and the condition, finish and dimensions must match the previously existing improvements. All replacements must be made with new materials. Contractor must restore to original condition all property or items that are not designated for alteration under the Contract Documents and leave each Worksite clean and ready for occupancy or use by City.

(G) Non-Compliance. If Contractor fails to comply with its maintenance and cleanup obligations or any City clean up order, City may, acting in its sole discretion, elect to Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 46
suspend the Work until the condition(s) is corrected with no increase in the Contract Time or Contract Price, or undertake appropriate cleanup measures without further notice and deduct the cost from any amounts due or to become due to Contractor.

7. 10 Instructions and Manuals. Contractor must provide to City three hard copies and a digital copy of each instruction and manual required by the Contract Documents, unless otherwise specified. These must be complete as to drawings, details, parts lists, performance data, and other information that may be required for City to easily maintain and service the materials and equipment installed for this Project. (A) S
ubmittal Requirements. The instructions and manuals, along with any required guarantees, must be delivered to City for review prior to requesting final ins
pection pursuant to Section 11.1(A), unless otherwise specified. (B) Tr
aining. Contractor or its Subcontractors must train City’s personnel in the oper
ation and maintenance of any complex equipment or systems as a condition pr
ecedent to Final Completion, if required in the Contract Documents.

7. 11 As-built Drawings. Contractor and its Subcontractors must prepare and maintain at the Project site a detailed, complete and accurate as-built set of the Plans which will be used solely for the purpose of recording changes made in any portion of the original Plans in order to create accurate record drawings at the end of the Project. (A) Du
ty to Update. The as-built drawings must be updated as changes occur, on a daily basis if necessary. City may withhold the estimated cost for City to have the as-built drawings prepared from payments otherwise due to Contractor, until the as-built drawings are brought up to date to the satisfaction of City. Actual locations to scale must be identified on the as-built drawings for all runs of mechanical and electrical work, including all s
ite utilities installed underground, in walls, floors, or otherwise concealed. Deviations from the original Plans must be shown in detail. The exact location of all main runs, whether piping, conduit, ductwork or drain lines, must be shown by dimension and elev
ation. The location of all buried pipelines, appurtenances, or other improvements must be represented by coordinates and by the horizontal distance from visible above- ground improvements.
(B) Fi
nal Completion. Contractor must verify that all changes in the Work are depic
ted in the as-built drawings and must deliver the complete set of as-built drawings to t
he Engineer for review and acceptance as a condition precedent to Final Completion and Final Payment.

7. 12 Existing Utilities and Facilities.
(A) G
eneral. The Work may be performed in developed, urban areas with existing ut
ilities, both above and below ground, including utilities identified in the Contract Documents or in other informational documents or records. Underground utilities are inher
ent in Work involving digging of trenches or other excavations and Contractor is to apply
its skill and industry to verify the information available. Contractor must take due c
are to locate identified or reasonably identifiable utilities before proceeding with t
renching, excavation, or any other activity that could damage or disrupt existing utilities.

This may include excavation with small equipment, potholing, or hand excavation, and, if practical, using white paint or other suitable markings to delineate the area to be ex
cavated. Except as otherwise provided herein, Contractor shall be responsible for costs resulting from damage to identified or reasonably identifiable utilities due to Cont
ractor’s negligence or failure to comply with the Contract Documents, including the r
equirements in this Article 7. Contractor shall take immediate action to restore any service installation damaged by Contractor’s operations. If City determines that Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 47
Contractor has not responded to damaged service installations in a timely manner or has not diligently pursued restoration of damaged service installations, City may restore service installations and deduct the cost from payments otherwise due to Contractor. (B) U
nidentified Utilities. Pursuant to Government Code § 4215, if, during the performance of the Work, Contractor discovers utility facilities not identified by City in the Cont
ract Documents, Contractor must immediately provide written notice to City and the ut
ility. City assumes responsibility for the timely removal, relocation, or protection of existing main or trunkline utility facilities located on the Project site if those utilities are not identified in the Contract Documents. Contractor shall be compensated in accordance wit
h the provisions of the Contract Documents for the costs of locating, repairing damage not
due to Contractor’s failure to exercise reasonable care, and removing or relocating su
ch utility facilities not indicated in the Plans or Specifications with reasonable accuracy, and for equipment on the Project necessarily idled during such work. Contractor will not be assessed liquidated damages for delay in completion of the Work, to the extent the delay was caused by City’s failure to provide for removal or relocation of such utility facilities.
(
C) Service Laterals or Appurtenances. In accordance with Government Code § 4215
, nothing herein will be deemed to require City to indicate the presence of existing s
ervice laterals or appurtenances whenever the presence of such utilities on the Project site can be inferred by Contractor from the presence of an underground transmission m
ain or other visible facilities, such as buildings, new asphalt, meters and junction boxes, on or adjacent to the Project site.
Loc
ating Utilities. Contractor is responsible for all of the following activities to locate identified or reasonably identifiable utilities and the cost thereof is included in the Contract Price: (a) reviewing and checking all available information and data provided in any “For Reference Only” documents, the Plans, and Underground Services Alert (USA) information; (b) locating all identified or reasonably identifiable utilities, including utilities shown or indicated in the Contract Documents or any other available information and utilities indicated by visual observation including, but not limited to, and by way of example only, engaging qualified locating services and all necessary backhoeing and potholing; and (c) coordination of the Work with the owners of such utilities during construction. Contractor shall notify City of any conflict between information provided in any “For Reference Only” documents, the Plans, and USA information. E
xcept as required by applicable law, Contractor shall bear the risk that utilities not owned or built by City may differ in nature or locations shown in information provided in the “For Reference Only” documents, the Plans, and USA information, or otherwise reasonably available to Contractor.

7. 13 Notice of Excavation. Contractor must comply with all applicable requirements in Government Code § 4216 et seq., which are incorporated by reference herein.

7. 14 Trenching and Excavations of Four Feet or More. As required by Public Contract Code § 7104, if the Work includes digging trenches or other excavations that extend deeper than four feet below the surface, the provisions in this Section apply to the Work and the Project.
(
A) Duty to Notify. Contractor must promptly, and before the following conditions are disturbed, provide written notice to City if Contractor finds any of the following c
onditions:
(
1) Material that Contractor believes may be a hazardous waste, as defined in § 25117 of the Health and Safety Code, that is required to be removed to a Class I, Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 48
Class II, or Class III disposal site in accordance with the provisions of existing Laws;
(
2) Subsurface or latent physical conditions at the Project site differing from those indicated by information about the Project site made available to Cont
ractor prior to the Contractor’s Proposal submission; or (3) Unk
nown physical conditions at the Project site of any unusual nature, m
aterially different from those ordinarily encountered and generally recognized as
inherent in work of the character required by the Contract Documents. (B) Ci
ty Investigation. City will promptly investigate the conditions and if City finds that the conditions materially differ from those indicated, apparent, or reasonably inferred f
rom information about the Project site made available to Contractor, or involve haz
ardous waste, and cause a decrease or increase in Contractor’s cost of, or the time required for, performance of any part of the Work, City will issue a Change Order. (
C) Disputes. In the event that a dispute arises between City and Contractor regarding any of the conditions specified in subsection (B) above, or the terms of a Change O
rder issued by City, Contractor will not be excused from completing the Work within the Contract Time, but must proceed with all Work to be performed under the Cont
ract. Contractor shall retain any and all rights provided either by the Contract or by Laws which pertain to the resolution of disputes between Contractor and City.

7. 15 Trenching of Five Feet or More. As required by Labor Code § 6705, if the Contract Price exceeds $25,000 and the Work includes the excavation of any trench or trenches of five feet or more in depth, a detailed plan must be submitted to City for acceptance at least five days in advance of the excavation. The detailed plan must show the design of shoring, bracing, sloping, or other provisions to be made for worker protection from the hazard of caving ground during the excavation. If the plan varies from the shoring system standards, it must be prepared by a California registered civil or structural engineer. Use of a shoring, sloping, or protective system less effective than that required by the Construction Safety Orders is prohibited.

7. 16 New Utility Connections. Except as otherwise specified, City will pay connection charges and meter costs for new permanent utilities required by the Contract Documents, if any. Contractor must notify City sufficiently in advance of the time needed to request service from each utility provider so that Contractor can coordinate connections and services in accordance with the Project schedule.

7. 17 Lines and Grades. Contractor is required to use any benchmark provided by the Engineer. Unless otherwise specified in the Contract Documents, Contractor must provide all lines and grades required to execute the Work. Contractor must also provide, preserve, and replace if necessary, all construction stakes required for the Project. All stakes or marks must be set by a California licensed surveyor or a California registered civil engineer. Contractor must notify the Engineer of any discrepancies found between Contractor’s staking and grading and information provided by the Contract Documents.

Upon completion, all Work must conform to the lines, elevations, and grades shown in the Plans, including any changes directed by a Change Order.

7. 18 Historic or Archeological Items.
(A) C
ontractor’s Obligations. Contractor must ensure that all persons performing W
ork at the Project site are required to immediately notify the Project Manager, upon dis
covery of any potential historic or archeological items, including historic or prehistoric ruins, a burial ground, archaeological or vertebrate paleontological site, including

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 49
fossilized footprints or other archeological, paleontological or historical feature on the Project site (collectively, “Historic or Archeological Items”).

(B) Discovery; Cessation of Work. Upon discovery of any potential Historic or Archeological Items, Work must be stopped within an 85-foot radius of the find and may not resume until authorized in writing by City. If required by City, Contractor must assist in protecting or recovering the Historic or Archeological Items, with any such assistance to be compensated as Extra Work on a time and materials basis under Article 6, Contract Modification. At City’s discretion, a suspension of Work required due to discovery of Historic or Archeological Items may be treated as Excusable Delay pursuant to Article 5, or as a suspension for convenience under Article 13.

7.19 Environmental Control. Contractor must not pollute any drainage course or its tributary inlets with fuels, oils, bitumens, acids, insecticides, herbicides or other harmful materials.

Contractor must prevent the release of any hazardous material or hazardous waste into the soil or groundwater, and prevent the unlawful discharge of pollutants into City’s storm drain system and watercourses as required below. Contractor and its Subcontractors must at all times in the performance of the Work comply with all Laws concerning pollution of waterways.

Stormwater Permit. Contractor must comply with all applicable conditions of the State Water Resources Control Board National Pollutant Discharge Elimination System General Permit for Waste Discharge Requirements for Discharges of Stormwater Runoff Associated with Construction Activity (“Stormwater Permit”).

Contractor’s Obligations. If required for the Work, a copy of the Stormwater Permit is on file in City’s principal administrative offices, and Contractor must comply with it without adjustment of the Contract Price or the Contract Time. Contractor must timely and completely submit required reports and monitoring information required by the conditions of the Stormwater Permit. Contractor also must comply with all other Laws governing discharge of stormwater, including applicable municipal stormwater management programs.

7.20 Noise Control. Contractor must comply with all applicable noise control Laws. Noise control requirements apply to all equipment used for the Work or related to the Work, including trucks, transit mixers or transient equipment that may or may not be owned by Contractor. (See also Document 01 50 00 of the General Requirements.)

7.21 Mined Materials. Pursuant to Public Contract Code § 20676, Contractor will not purchase any sand, gravel, or other minerals for the Work from an operation subject to the Surface Mining and Reclamation Act of 1975 (Public Resources Code § 2710 et seq.) unless the Contractor certifies, under penalty of perjury, that the minerals are from a mining operation included on the AB 3098 List, which may be accessed online at:
https://www.conservation.ca.gov/smgb/Pages/AB-3098-List.aspx.

7.22 Compliance with Laws Pertaining to Disability Rights. The Work, and Contractor’s performance of the Work, must comply with all Laws, including the Americans with Disabilities Act (ADA) and all Laws pertaining to disability rights. Contractor shall not discriminate against disabled persons in the performance of the Work or provision of benefits or activities under the Contract and further agrees that any violation of this prohibition by Contractor, its employees, agents, assigns, or Subcontractors will constitute a material breach of the Contract.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 50
Article 8 - Payment

8.1 Schedule of Values. Prior to submitting its first application for payment and allowing for City’s review and comment, Contractor must prepare and submit to the Project Manager a schedule of values apportioned to the various divisions and phases of the Work, including mobilization and demobilization. If a Proposal Schedule was submitted with Contractor’s Proposal, the amounts in the schedule of values must be consistent with the Proposal Schedule. Each line item contained in the schedule of values must be assigned a value such that the total of all items equals the Contract Price. The items must be sufficiently detailed to enable accurate evaluation of the percentage of completion claimed in each application for payment, and the assigned value consistent with any itemized or unit pricing submitted with Contractor’s Proposal. The schedule of values must include line items for Project scheduling and preparation and submission of Project Record Documents, as defined in the General Requirements. Where more than one Subcontractor performs the Work for a particular Work item or activity on the schedule of values, the schedule of values must show a separate line item for each subcontract. City will reject any attempt to increase the cost of early activities (i.e., “front loading”) resulting in a complete reallocation of money until such “front loading” is corrected in the schedule of values. Repeated attempts at front loading may result in suspension or termination of the Work for default, or a withholding from progress payments, as set forth in Section 8.3, below, until the schedule of values is acceptable to City.

(A) Measurements for Unit Price Work. Materials and items of Work to be paid for on the basis of unit pricing will be measured according to the methods specified in the Contract Documents. If there are no specified methods, measurement will be made in any manner deemed appropriate by City for the class of Work at issue (e.g., pre-assigned values, percentage completion, units completed, or incremental milestones). Any conflict between quantities shown in the Contract Documents and the actual quantities required to complete the Work will be resolved in favor of the actual quantities, as determined by City. The Contract Price will be adjusted to reflect the actual quantities required for the Work based on the itemized or unit prices provided in the Proposal Schedule, unless the City agrees to adjust the unit price, as set forth in subsection (1), below. Contractor must immediately inform City of any disagreement with City’s measurement of actual quantities and must immediately supply City with documentation to support measurements of actual quantities.

(1) Adjustments for Increases or Decreases in Unit Price Work. If the actual quantity for a Proposal item is increased or decreased by more than 25% of the estimated quantity on the Proposal Schedule, the City may, but is not obligated to, adjust the unit price as set forth in this subsection. The Engineer will determine whether a given increase or decrease in quantity exceeds 25%, and the Engineer’s determination is final. No adjustment in unit pricing will be made until after all Work involving that bid item is completed, and the final quantity has been determined by the Engineer.

(a) For quantity increases of more than 25%, the unit price may be adjusted based on the difference between the unit price and the actual unit cost for the additional quantity. The Engineer’s determination will not include fixed costs or markup for overhead, profit, or other indirect costs.

For purposes of this subsection, “fixed costs” means the Contractor’s direct costs for labor, material, or equipment to perform or supply the Proposal item, which costs remain constant regardless of the item quantity.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 51
(b) For quantity decreases of more than 25%, the unit price may be adjusted based on the difference between the unit price and the actual unit cost, inclusive of the item’s fixed costs.

(B) Deleted or Reduced Work. Contractor will not be compensated for Work that City has deleted or reduced in scope, except for any labor, material, or equipment costs for such Work that Contractor reasonably incurred before Contractor learned that the Work could be deleted or reduced. Contractor will only be compensated for those actual, direct and documented costs incurred, and will not be entitled to any mark up for overhead or lost profits.

8.2 Progress Payments. Following the last day of each month, or as otherwise required by the Special Conditions or Specifications, or as agreed upon by City and Contractor, Contractor shall submit to the Project Manager a monthly application for payment for Work performed during the preceding month based on the estimated value of the Work performed during that preceding month.

(A) Application for Payment. Each application for payment must be itemized to include labor, materials, and equipment incorporated into the Work (less any previous payments for the same); materials and equipment delivered to the Project site if the conditions in subsection (1) below are satisfied; and authorized and approved Change Orders, including the Change Order number(s), a description of the Work activities, and a Change Order status log. The application must also show the accumulated retainage to date. Each payment application must be supported by the unit prices submitted with Contractor’s Proposal Schedule and/or schedule of values, the percentage of completion claimed for each activity, and any other substantiating data required by the Contract Documents.

(1) If Contractor requests payment on the basis of materials and equipment not incorporated into the Work, Contractor must satisfy the following conditions: the materials and/or equipment must be delivered and suitably stored at the Project site or at a local Worksite agreed to, in writing, by City; full title to the materials and/or equipment will vest in City at the time of delivery to the Project site or agreed upon Worksite; Contractor must obtain a negotiable warehouse receipt, endorsed over to City for materials and/or equipment stored in an off-site Worksite; materials and/or equipment must be segregated and labeled or tagged to identify the Project; and Contractor’s application for payment must be accompanied by a bill of sale, invoice, or other documentation warranting that City has received the materials and equipment free and clear of all liens and evidence that the materials and equipment are covered by appropriate property insurance and other arrangements to protect City’s interest therein, all of which must be satisfactory to City. If these conditions are satisfied, the application for payment may include up to 75% of the cost of equipment not yet incorporated into the Work and up to 50% of the cost of materials not yet incorporated into the Work.

(B) Payment of Undisputed Amounts. City will pay the undisputed amount due within 30 days after Contractor has submitted a complete and accurate payment application, subject to Public Contract Code § 20104.50. City will deduct a percentage from each progress payment as retention, as set forth in Section 8.5, below, and may deduct or withhold additional amounts as set forth in Section 8.3, below.

8.3 Adjustment of Payment Application. City may adjust or reject the amount requested in a payment application, including application for Final Payment, in whole or in part, if the amount requested is disputed or unsubstantiated. Contractor will be notified in writing of the basis for the modification to the amount requested. City may also deduct or withhold

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 52
from payment otherwise due based upon any of the circumstances and amounts listed below. Sums withheld from payment otherwise due will be released when the basis for that withholding has been remedied and no longer exists.

(A) For Contractor’s unexcused failure to perform the Work as required by the Contract Documents, including correction or completion of punch list items, City may withhold or deduct an amount based on the City’s estimated cost to correct or complete the Work.

(B) For loss or damage caused by Contractor or its Subcontractors arising out of or relating to performance of the Work, any failure to protect the Project site, or any failure to protect equipment or materials from weather or damage, City may deduct an amount based on the estimated cost to repair or replace.

(C) For Contractor’s failure to pay its Subcontractors and suppliers when payment is due, City may withhold an amount equal to the total of past due payments and may opt to pay that amount separately via joint check pursuant to Section 8.6(B), Joint Checks.

(D) For Contractor’s failure to timely correct rejected, nonconforming, or defective Work, City may withhold or deduct an amount based on the City’s estimated cost to correct or complete the Work.

(E) For any unreleased stop notice, City may withhold 125% of the amount claimed.

(F) For Contractor’s failure to submit any required schedule or schedule update in the manner specified or within the time specified in the Contract Documents, City may withhold an amount equal to ten percent of the total amount requested until Contractor complies with its schedule submittal obligations.

(G) For Contractor’s failure to maintain or submit as-built documents or any other Project Record Documents, as defined in the General Requirements, in the manner specified or within the time specified in the Contract Documents, City may withhold or deduct an amount based on the City’s cost to prepare the as-builts or other Project Record Documents.

(H) For Work performed without Shop Drawings that have been accepted by City, when accepted Shop Drawings are required before proceeding with the Work, City may deduct an amount based on the estimated cost to correct unsatisfactory Work or diminution in value.

(I) Subject to applicable law, for Contractor’s and/or Subcontractor’s failure to submit certified payroll records to the City, as required by Article 9 of the General Conditions, City may withhold payment under the Contract.

(J) For any other fines, payments, or penalties assessed against the City relating to Contractor’s acts or omissions, including violations of Laws, City may withhold or deduct such amounts from payment otherwise due to Contractor.

(K) For any other costs or charges that may be withheld or deducted from payments to Contractor, as provided in the Contract Documents, including liquidated damages, City may withhold or deduct such amounts from payment otherwise due to Contractor.

(L) Subject to applicable law, City may, at its option, retain such moneys due under the Contract Documents as City deems necessary until any and all suits or claims against Contractor for injury to persons, property or operations shall be settled and City receives satisfactory evidence to that effect.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 53

8. 4 Early Occupancy. Neither City’s payment of progress payments nor its partial or full use or occupancy of the Project constitutes acceptance of any part of the Work.

8. 5 Retention. City will retain five percent of the full amount due on each progress payment (i.e., the amount due before any withholding or deductions pursuant to Section 8.3, Adjustment of Payment Application), as retention to ensure full and satisfactory performance of the Work. Contractor is not entitled to any reduction in the rate of withholding at any time, nor to release of any retention before 35 days following City’s recordation of the Notice of Completion, subject to the terms of Public Contract Code § 7107.
(A) S
ubstitution of Securities. As provided by Public Contract Code § 22300, Contractor may request in writing that it be allowed, at its sole expense, to substitute s
ecurities for the retention withheld by City. Contractor must use the City’s escrow agr
eement form (Attachment B), unless otherwise specified by City. Any escrow agreement entered into pursuant to this provision must fully comply with Public Contract Code § 22300 and will be subject to approval as to form by City’s legal counsel. If City exercises its right to draw upon such securities in the event of default pursuant to section (
7) of
the statutory Escrow Agreement for Security Deposits in Lieu of Retention, pursuant to subdivision (g) of Public Contract Code § 22300 (“Escrow Agreement”), and if Contractor disputes that it is in default, its sole remedy is to comply with the dispute r
esolution procedures in Article 12 and the provisions therein. It is agreed that for purposes of this paragraph, an event of default includes City’s rights pursuant to these Cont
ract Documents to withhold or deduct sums from retention, including withholding or deduction for liquidated damages, incomplete or defective Work, stop payment notices, or backcharges. It is further agreed that if any individual authorized to give or receiv e
wr
itten notice on behalf of a party pursuant to section (10) of the Escrow Agreement are unav
ailable to give or receive notice on behalf of that party due to separation from employment, retirement, death, or other circumstances, the successor or delegee of the named individual is deemed to be the individual authorized to give or receive notic e
pur
suant to section (10) of the Escrow Agreement.
(B) Rel
ease of Undisputed Retention. All undisputed retention, less any amounts that may be assessed as liquidated damages, retained for stop notices, or otherwise wit
hheld pursuant to Section 8.3, Adjustment of Payment Application, will be released as Final Payment to Contractor no sooner than 35 days following recordation of the notice of completion, and no later than 60 days following acceptance of the Project by City’s governing body or authorized designee pursuant to Section 11.1(C), Acceptance, or, if t
he Project has not been accepted, no later than 60 days after the Project is otherwise c
onsidered complete pursuant to Public Contract Code § 7107(c).

8. 6 Payment to Subcontractors and Suppliers. Each month, Contractor must promptly pay each Subcontractor and supplier the value of the portion of labor, materials, and equipment incorporated into the Work or delivered to the Project site by the Subcontractor or supplier during the preceding month. Such payments must be made in accordance with the requirements of Laws pertaining to such payments, and those of the Contract Documents and applicable subcontract or supplier contract. (A) Wit
hholding for Stop Notice. Pursuant to Civil Code § 9358, City will withhold 125% of
the amount claimed by an unreleased stop notice, a portion of which may be r
etained by City for the costs incurred in handling the stop notice claim, including at
torneys’ fees and costs, as authorized by law.
(B) Jo
int Checks. City reserves the right, acting in its sole discretion, to issue joint checks made payable to Contractor and a Subcontractor or supplier, if City determines

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 54
this is necessary to ensure fair and timely payment for a Subcontractor or supplier who has provided services or goods for the Project. As a condition to release of payment by a joint check, the joint check payees may be required to execute a joint check agreement in a form provided or approved by the City Attorney’s Office. The joint check payees will be jointly and severally responsible for the allocation and disbursement of funds paid by joint check. Payment by joint check will not be construed to create a contractual relationship between City and a Subcontractor or supplier of any tier beyond the scope of the joint check agreement.

8.7 Final Payment. Contractor’s application for Final Payment must comply with the requirements for submitting an application for a progress payment as stated in Section

8.2, above. Corrections to previous progress payments, including adjustments to estimated quantities for unit priced items, may be included in the Final Payment. If Contractor fails to submit a timely application for Final Payment, City reserves the right to unilaterally process and issue Final Payment without an application from Contractor in order to close out the Project. For the purposes of determining the deadline for Claim submission pursuant to Article 12, the date of Final Payment is deemed to be the date that City acts to release undisputed retention as final payment to Contractor, or otherwise provides written notice to Contractor of Final Payment or that no undisputed funds remain available for Final Payment due to offsetting withholdings or deductions pursuant to Section 8.3, Adjustment of Payment Application. If the amount due from Contractor to City exceeds the amount of Final Payment, City retains the right to recover the balance from Contractor or its sureties.

8.8 Release of Claims. City may, at any time, require that payment of the undisputed portion of any progress payment or Final Payment be contingent upon Contractor furnishing City with a written waiver and release of all claims against City arising from or related to the portion of Work covered by those undisputed amounts subject to the limitations of Public Contract Code § 7100. Any disputed amounts may be specifically excluded from the release. Final Payment will be contingent upon Contractor furnishing Attachment C.

8.9 Warranty of Title. Contractor warrants that title to all work, materials, or equipment incorporated into the Work and included in a request for payment will pass over to City free of any claims, liens, or encumbrances upon payment to Contractor.

Article 9 - Labor Provisions

9.1 Discrimination Prohibited. Discrimination against any prospective or present employee engaged in the Work on grounds of race, color, ancestry, national origin, ethnicity, religion, sex, sexual orientation, age, disability, or marital status is strictly prohibited.

Contractor and its Subcontractors are required to comply with all applicable Laws prohibiting discrimination, including the California Fair Employment and Housing Act (Govt. Code § 12900 et seq.), Government Code § 11135, and Labor Code §§ 1735, 1777.5, 1777.6, and 3077.5.

9.2 Labor Code Requirements.
(A) Eight Hour Day. Pursuant to Labor Code § 1810, eight hours of labor constitute a legal day’s work under this Contract.
(B) Penalty. Pursuant to Labor Code § 1813, Contractor shall forfeit to City as a penalty, the sum of $25.00 for each day during which a worker employed by Contractor or any Subcontractor is required or permitted to work more than eight hours in any one Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 55
calendar day or more than 40 hours per calendar week, except if such workers are paid overtime under Labor Code § 1815.
(C) Apprentices. Contractor is responsible for compliance with the requirements governing employment and payment of apprentices, as set forth in Labor Code § 1777.5, which is fully incorporated by reference.
(D) Notices. Pursuant to Labor Code § 1771.4, Contractor is required to post all job s
ite notices prescribed by Laws.

9. 3 Prevailing Wages. Each worker performing Work under this Contract that is covered under Labor Code §§ 1720, 1720.3, or 1720.9, including cleanup at the Project site, must be paid at a rate not less than the prevailing wage as defined in §§ 1771 and 1774 of the Labor Code. The prevailing wage rates are on file with the City and available online at http://www.dir.ca.gov/dlsr. Contractor must post a copy of the applicable prevailing rates at the Project site.
(A) P
enalties. Pursuant to Labor Code § 1775, Contractor and any Subcontractor will forfeit to City as a penalty up to $200.00 for each calendar day, or portion thereof, for each worker paid less than the applicable prevailing wage rate. Contractor must also pay each worker the difference between the applicable prevailing wage rate and the amount actually paid to that worker.
(B) F
ederal Requirements. If this Project is subject to federal prevailing wage r
equirements in addition to California prevailing wage requirements, Contractor and its Subcontractors are required to pay the higher of the currently applicable state or federal pr
evailing wage rates.

9. 4 Payroll Records. Contractor must comply with the provisions of Labor Code §§ 1771.4, 1776, and 1812 and all implementing regulations, which are fully incorporated by this reference, including requirements for monthly electronic submission of payroll records to the DIR, if applicable.
(A) C
ontractor and Subcontractor Obligations. Contractor and each S
ubcontractor must keep accurate payroll records, showing the name, address, social s
ecurity number, work classification, straight time and overtime hours worked each day and week, and the actual per diem wages paid to each journeyman, apprentice, worker, or other employee employed in connection with the Work. Each payroll record must contain or be verified by a written declaration that it is made under penalty of perjury, stating both of the following:
(1
) The information contained in the payroll record is true and correct; and (2
) Contractor or the Subcontractor has complied with the requirements of Labor Code §§ 1771, 1811, and 1815 for any Work performed by its employees on the Pro
ject.
(B) S
ubmittal of Records.
(1) A
s a condition to receiving progress payments, Final Payment, and payment of retention, Contractor must furnish to City, with its application for payment, all applic
able and necessary certified payroll records (for itself and all applicable S
ubcontractors) for the time period covering the application for payment. City may withhold any portion of a payment, including the entire payment amount, until certified payroll forms and related documentation are properly submitted, reviewed, and found to be in full compliance with applicable Laws. If the certif ied
Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 56
payroll records do not comply with the requirements of Labor Code § 1720 et seq., City may continue to withhold sufficient funds to cover estimated wages and penalties under the Contract.
(2) Cont
ractor must submit certified payroll through LCPTracker or similar system as directed by the City. Contractor will be provided log-in credentials to access the City’s LCPTracker system. The term “certified payroll” includes all required doc
umentation to comply with the mandates set forth in Labor Code §1720 et seq, as well as any additional documentation requested by the City or its designee including, but not limited to: certified payroll, fringe benefit statements and backup documentation such as monthly benefit statements, employ ee
t
imecards, copies of wage statements and cancelled checks, proof of training c
ontributions (CAC2, if applicable), and apprenticeship forms such as DAS-140 and DA
S-142. In addition to submitting the certified payrolls and related doc
umentation to City, Contractor and Subcontractors must submit certified pay
roll and related documents electronically to the Labor Commissioner, in ac
cordance with Labor Code § 1771.4. Failure to submit payrolls to the DIR may also result in the withholding of progress payments, Final Payment, and/or retention payment.
(C) Certified Record. A certified copy of an employee’s payroll record must be m
ade available for inspection or furnished to the employee or his or her authorized r
epresentative on request, to City, to the Division of Labor Standards Enforcement, to the Div
ision of Apprenticeship Standards of the DIR, and as further required by the Labor Code.
(D) Enforcement. Upon notice of noncompliance with Labor Code § 1776, Contractor or Subcontractor has ten days in which to comply with the requirements of this section. If Contractor or Subcontractor fails to do so within the ten-day period, Contractor or Subcontractor will forfeit a penalty of $100.00 per day, or portion thereof, for each wor
ker for whom compliance is required, until strict compliance is achieved. Upon r
equest by the Division of Apprenticeship Standards, or the Division of Labor Standards Enforcement, these penalties will be withheld from payments then due to Contractor.

9. 5 Labor Compliance. Pursuant to Labor Code § 1771.4, the Contract for this Project is subject to compliance monitoring and enforcement by the DIR.

Art
icle 10 - Safety Provisions

10.1 Safety Precautions and Programs. Contractor and its Subcontractors are fully responsible for safety precautions and programs, and for the safety of persons and property in the performance of the Work. Contractor and its Subcontractors must at all times comply with all applicable health and safety Laws and seek to avoid injury, loss, or damage to persons or property by taking reasonable steps to protect its employees and other persons at any Worksite, materials and equipment stored on or off site, and property at or adjacent to any Worksite.
(A) Rep
orting Requirements. Contractor must immediately notify the City of any death, serious injury or illness resulting from Work on the Project. Contractor must immediately provide a written report to City of each recordable accident or injury occurring at any Worksite within 24 hours of the occurrence. The written report must include: (1) the name and address of the injured or deceased person; (2) the name and
addr
ess of each employee of Contractor or of any Subcontractor involved in the incident; (3) a det
ailed description of the incident, including precise location, time, and names and c
ontact information for known witnesses; and (4) a police or first responder report, if

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 57
applicable. If Contractor is required to file an accident report with a government agency, Contractor shall provide a copy of the report to City.

(B) Safety Program. If requested by City, Contractor must submit a Project-specific safety program to City. Contractor’s safety program must include: (1) an injury and illness prevention program and (2) a site-specific health and safety plan that describes the health and safety procedures that Contractor shall implement during the Work to ensure the safety of the public and workers. Contractor’s safety program must comply with the applicable legal and regulatory requirements. Contractor must provide City with copies of all notices required by Laws.

(C) Safety Representative. Contractor shall designate a qualified safety representative at the Project site whose duties and responsibilities will include: (1) the prevention of accidents; (2) maintenance and supervision of safety precautions and programs; (3) compliance with applicable health and safety Laws, including Occupational Safety and Health Act (“OSHA”) requirements; and (4) implementation and enforcement of Contractor’s traffic control and detour plan, security plan, program for temporary structures, construction site management plan, demolition program, and environmental safety and health plan. Contractor’s safety representative will also be responsible for submitting any changes to these plans to City for review.

(D) Contractor’s Obligations. Any damage or loss caused by Contractor arising from the Work which is not insured under property insurance must be promptly remedied by Contractor.

(E) Remedies. If City determines, in its sole discretion, that any part of the Work or Project site is unsafe, City may, without assuming responsibility for Contractor’s safety program, require Contractor or its Subcontractor to cease performance of the Work or to take corrective measures to City’s satisfaction. If Contractor fails to promptly take the required corrective measures, City may perform them and deduct the cost from the Contract Price. Contractor agrees it is not entitled to submit a Claim for damages, for an increase in Contract Price, or for a change in Contract Time based on Contractor’s compliance with City’s request for corrective measures pursuant to this provision.

(F) Protective Gear. Contractor must supply a sufficient number of hard hats to properly equip all personnel and visitors and must ensure that all personnel and visitors at the Project site wear hard hats at all times. Contractor must also supply personal protective equipment (“PPE”) to all of Contractor’s personnel and ensure that, if an exposure exists, all affected personnel use the PPE.

10.2 Hazardous Materials. Unless otherwise specified in the Contract Documents, this Contract does not include the removal, handling, or disturbance of any asbestos or other Hazardous Materials. If Contractor encounters materials on the Project site that Contractor reasonably believes to be asbestos or other Hazardous Materials, and the asbestos or other Hazardous Materials have not been rendered harmless, Contractor may continue Work in unaffected areas reasonably believed to be safe, but must immediately cease work on the area affected and report the condition to City.

Contractor’s notice to City must indicate whether the material believed to be Hazardous Materials was shown or indicated on the Contract Documents to be within the scope of Work and whether the material was brought to the Project site by Contractor, its Subcontractors, a supplier, or any other individual. No asbestos, asbestos-containing products or other Hazardous Materials may be used in performance of the Work.

10.3 Material Safety. Contractor is solely responsible for complying with § 5194 of Title 8 of the California Code of Regulations, including by providing information to Contractor’s employees about any hazardous chemicals to which they may be exposed in the course

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 58
of the Work. A hazard communication program and other forms of warning and training about such exposure must be used. Contractor must also maintain Safety Data Sheets (“SDS”) at the Project site, as required by Laws, for materials or substances used or consumed in the performance of the Work. The SDS will be accessible and available to Contractor’s employees, Subcontractors, and City.

(A) Contractor Obligations. Contractor is solely responsible for the proper delivery, handling, use, storage, removal, and disposal of all materials brought to the Project site and/or used in the performance of the Work. Contractor must notify the Engineer if a specified product or material cannot be used safely.

(B) Labeling. Contractor must ensure proper labeling on any material brought onto the Project site so that any persons working with or in the vicinity of the material may be informed as to the identity of the material, any potential hazards, and requirements for proper handling, protections, and disposal.

10.4 Hazardous Condition. Contractor is solely responsible for determining whether a hazardous condition exists or is created during the course of the Work, involving a risk of bodily harm to any person or risk of damage to any property. If a hazardous condition exists or is created, Contractor must take all precautions necessary to address the condition and ensure that the Work progresses safely under the circumstances.

Contractor must notify City, in writing, of the existence of any hazardous conditions, property or equipment at the Project site. Hazardous conditions may result from, but are not limited to, use of specified materials or equipment, the Work location, the Project site condition, the method of construction, or the way any Work must be performed.

10.5 Emergencies. In an emergency affecting the safety or protection of persons, Work, or property at or adjacent to any Worksite, Contractor must take reasonable and prompt actions to prevent damage, injury, or loss, without prior authorization from the City if, under the circumstances, there is inadequate time to seek prior authorization from the City.

Article 11 - Completion and Warranty Provisions

11.1 Final Completion.

(A) Final Inspection and Punch List. When the Work required by this Contract is fully performed, Contractor must provide written notification to City requesting final inspection. The Engineer will schedule the date and time for final inspection, which must include Contractor’s primary representative for this Project and its superintendent. Based on that inspection, City will prepare a punch list of any items that are incomplete, missing, defective, incorrectly installed, or otherwise not compliant with the Contract Documents.

The punch list to Contractor will specify the time by which all of the punch list items must be completed or corrected. The punch list may include City’s estimated cost to complete each punch list item if Contractor fails to do so within the specified time. The City may also specify a date for a follow up inspection of the punch list items. If additional inspections are required after the follow up inspection, Contractor shall reimburse the City for its costs associated with subsequent inspections. The omission of any non-compliant item from a punch list will not relieve Contractor from fulfilling all requirements of the Contract Documents. Contractor’s failure to complete any punch list item within the time specified in the punch list will not waive or abridge its warranty obligations for any such items that must be completed by the City or by a third party retained by the City due to Contractor’s failure to timely complete any such outstanding item. When required by City, Contractor must also schedule and coordinate a final inspection with City Building Inspectors.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 59
(B) Requirements for Final Completion. Final Completion will be achieved upon c
ompletion or correction of all punch list items, as verified by City’s further inspection, and upon s
atisfaction of all other Contract requirements, including return of all personnel ident
ification media, vehicle permits, and keys issued to Contractor for the Project; submission to City of any written requests from private property owners pursuant to Section 7.9(D)(4); any startup or commissioning required under the Contract Documents; and submission of all final submittals, including instructions and manuals as required under
Section 7.10, and complete, final as-built drawings as required under Section 7.11 and other Project Record Documents, as defined in the General Requirements, all to City’s satisfaction. See also Section 8.8, Release of Claims. (C) Accep
tance. The Project will be considered accepted upon City Council action dur
ing a public meeting to accept the Project, unless the Engineer is authorized to accept the Project, in which case the Project will be considered accepted upon the date of the E
ngineer’s issuance of a written notice of acceptance. In order to avoid delay of Project close out, the City may elect, acting in its sole discretion, to accept the Project as complete subject to exceptions for punch list items that are not completed within the tim e
s
pecified in the punch list. See also Section 8.8, Release of Claims. (
D) Final Payment and Release of Retention. Final Payment and release of retention, less any sums withheld pursuant to the provisions of the Contract Documents, will not be made sooner than 35 days after recordation of the notice of completion. If Contractor fails to complete all of the punch list items within the specified time, City ma y
wit
hhold up to 150% of City’s estimated cost to complete each of the remaining items from Final Payment and may use the withheld retention to pay for the costs to self- perform the outstanding items or to retain a third party to complete any such outstanding punc
h list item.

11. 2 Warranty.
(A) G
eneral. Contractor warrants that all materials and equipment will be new unles
s otherwise specified, of good quality, in conformance with the Contract Documents, and free from defective workmanship and materials. Contractor further warrants that the W
ork will be free from material defects not intrinsic in the design or materials required in t
he Contract Documents. Contractor warrants that materials or items incorporated into t
he Work comply with the requirements and standards in the Contract Documents, including compliance with Laws, and that any Hazardous Materials encountered or used wer
e handled as required by Laws. At City’s request, Contractor must furnish satisfactory evidence of the quality and type of materials and equipment furnished. Contractor’s warranty does not extend to damage caused by normal wear and tear or improper use or maintenance.
(B) W
arranty Period. Contractor’s warranty must guarantee its Work for a period of one year from the date of Project acceptance (the “Warranty Period”), except when a longer
guarantee is provided by a supplier or manufacturer or is required by the Specifications or Special Conditions. Contractor must obtain from its Subcontractors, suppliers and manufacturers any special or extended warranties required by the Contract Documents.
(
C) Warranty Documents. As a condition precedent to Final Completion, Cont
ractor must supply City with all warranty and guarantee documents relevant to equipm
ent and materials incorporated into the Work and guaranteed by their suppliers or manufacturers. Contractor must submit draft warranty forms to City for approval prior to ex
ecution. The warranty forms must be consistent with the requirements in the Contract Documents and will not detract from or confuse those requirements. City reserves the r
ight to reject unsolicited and coincidental product warranties that detract from or confuse

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 60
the requirements of the Contract Documents. The City may require that the warranties are countersigned by Subcontractors, manufacturers, and installers, as applicable.

Contractor must assemble the warranty and guarantee documents in an 8½ inch by 11 inch three-ring binder with a durable plastic cover; separate and organize the documents in the same order as the Specifications; and include a table of contents. The binder must also include contact information, including names and phone numbers, for those individuals that the City may contact during the Warranty Period. Contractor must also provide City with a digital copy of all warranty and guarantee documents.

(D) Subcontractors. The warranty obligations in the Contract Documents apply to Work performed by Contractor and its Subcontractors, and Contractor agrees to be co- guarantor of such Work.

(E) Contractor’s Obligations. Upon written notice from City to Contractor of any defect in the Work discovered during the Warranty Period, Contractor or its responsible Subcontractor must promptly correct the defective Work at its own cost. Contractor’s obligation to correct defects discovered during the Warranty Period will continue past the expiration of the Warranty Period as to any defects in Work for which Contractor was notified prior to expiration of the Warranty Period. Work performed during the Warranty Period (“Warranty Work”) will be subject to the warranty provisions in this Section 11.2 for a one-year period that begins upon completion of such Warranty Work to City’s satisfaction or to the expiration of any extended warranty period (if applicable), whichever is later.

(F) City’s Remedies. If Contractor or its responsible Subcontractor fails to correct defective Work within ten days following notice by City, or sooner if required by the circumstances, City may correct the defects to conform with the Contract Documents at Contractor’s sole expense. Contractor must reimburse City for its costs in accordance with subsection (H), below.

(G) Emergency Repairs. In cases of emergency where any delay in correcting defective Work could cause harm, loss or damage, City may immediately correct the defects to conform with the Contract Documents at Contractor’s sole expense. Contractor or its surety must reimburse City for its costs in accordance with subsection (H), below.

(H) Reimbursement. Contractor must reimburse City for its costs to repair under subsections (F) or (G), above, within 30 days following City’s submission of a demand for payment pursuant to this provision. If City is required to initiate legal action to compel Contractor’s compliance with this provision, and City is the prevailing party in such action, Contractor and its surety are solely responsible for all of City’s attorney’s fees and legal costs expended to enforce Contractor’s warranty obligations herein, in addition to any and all costs City incurs to correct the defective Work.

11.3 Use Prior to Final Completion. City reserves the right to occupy or make use of the Project, or any portions of the Project, prior to Final Completion if City has determined that the Project or portion of it is in a condition suitable for the proposed occupation or use, and that it is in its best interest to occupy or make use of the Project, or any portions of it, prior to Final Completion.

(A) Non-Waiver. Occupation or use of the Project, in whole or in part, prior to Final Completion will not operate as acceptance of the Work or any portion of it, nor will it operate as a waiver of any of City’s rights or Contractor’s duties pursuant to these Contract Documents, and will not affect nor bear on the determination of the time of substantial completion with respect to any statute of repose pertaining to the time for filing an action for construction defect.

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(B) City’s Responsibility. City will be responsible for the cost of maintenance and r
epairs due to normal wear and tear with respect to those portions of the Project that are being oc
cupied or used before Final Completion. The Contract Price or the Contract Time m
ay be adjusted pursuant to the applicable provisions of these Contract Documents if, and only to the extent that, any occupation or use under this Section actually adds to Contractor’s cost or time to complete the Work within the Contract Time.

11. 4 Substantial Completion. For purposes of determining “substantial completion” with respect to any statute of repose pertaining to the time for filing an action for construction defect, “substantial completion” is deemed to mean the last date that Contractor or any Subcontractor performs Work on the Project prior to City acceptance of the Project, except for warranty work performed under this Article.

Art
icle 12 - Dispute Resolution

12.1 Claims. This Article applies to and provides the exclusive procedures for any Claim arising from or related to the Contract or performance of the Work. (
A) Limitations. A Claim may only include the portion of a previously rejected demand that remains in dispute between Contractor and City. With the exception of any dispute regarding the amount of money actually paid to Contractor as Final Payment, Contractor is not entitled to submit a Claim demanding a change in the Contract Time or the Contract Price, which has not previously been submitted to City in full complianc e
wit
h Article 5 and Article 6, and subsequently rejected in whole or in part by City. (
B) Scope of Article. This Article provides the exclusive procedures for submission and r
esolution of Claims of any amount and applies in addition to the provisions of Public Contract Code § 9204 and § 20104 et seq., which are incorporated by reference herein. (
C) No Work Delay. Notwithstanding the submission of a Claim or any other dispute bet
ween the parties related to the Project or the Contract Documents, Contractor must perform the Work and may not delay or cease Work pending resolution of a Claim or other dispute, but must continue to diligently prosecute the performance and timely completion of the Work, including the Work pertaining to the Claim or other dispute. (
D) Informal Resolution. Contractor shall make a good faith effort to informally resolve a dispute before initiating a Claim, preferably by face-to-face meeting between aut
horized representatives of Contractor and City.
(
E) Contractor Costs. Contractor is responsible for its costs to prepare and submit a Claim.

12. 2 Claims Submission. The following requirements apply to any Claim subject to this Article:
(A) S
ubstantiation. The Claim must be submitted to City in writing by registered or certified mail with return receipt requested and clearly identified as a “Claim” submitted pur
suant to this Article 12. The Claim must include all of the documents necessary to s
ubstantiate the Claim including the Change Order request that was rejected in whole or in part, and a copy of City’s written rejection that is in dispute. The Claim must clearly identify and describe the dispute, including relevant references to applicable portions of the Contract Documents, and a chronology of relevant events. Any Claim for additional pay
ment must include a complete, itemized breakdown of all known or estimated labor, materials, taxes, insurance, and subcontract or other costs, consistent with the limitations on allowable costs set forth in Section 6.4. Substantiating documentation such as payroll Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 62
records, receipts, invoices, or the like, must be submitted in support of each component of claimed cost. Any Claim for an extension of time or delay costs must be substantiated with a schedule analysis and narrative depicting and explaining claimed time impacts. (B) Cl
aim Format and Content. A Claim must be submitted in the following format:
(1)
Provide a cover letter, specifically identifying the submission as a “Claim” submitted under this Article 12 and specifying the requested remedy (e.g., amount of proposed change to Contract Price and/or change to Contract Time). (
2) P
rovide a summary of each Claim, including underlying facts and the basis for entitlement, and identify each specific demand at issue, including the specific Change Order request (by number and submittal date), and the date of City's rejection of that demand, in whole or in part.
(3) Provide a detailed explanation of each is sue in dispute. For multiple issues included within a single Claim or for multiple Claims submitted concurrently, s
eparately number and identify each individual issue or Claim, and include the f
ollowing for each separate issue or Claim:
a
. A succinct statement of the matter in dispute, including Contractor’s position and the basis for that position;
b
. Identify and attach all documents that substantiate the Claim, including relevant provisions of the Contract Documents, RFIs, calculations, and schedule analysis (see subsection (A), Substantiation, above);
c. A
chronology of relevant events; and
d
. Analysis and basis for claimed changes to Contract Price, Contract Time, or any other remedy requested.
(
4) P
rovide a summary of issues and corresponding claimed damages. If, by the t
ime of the Claim submission deadline (below), the precise amount of the r
equested change in the Contract Price or Contract Time is not yet known, Contractor must provide a good faith estimate, including the basis for that estimate, and must identify the date by which it is anticipated that the Claim will
be updat
ed to provide final amounts.
(5)
Include the following certification, executed by Contractor’s authorized r
epresentative:
“
The undersigned Contractor certifies under penalty of perjury that its statements and representations in this Claim submittal are true and correct. Contractor warrants that this Claim submittal is comprehensive and complete as to the matters in dispute, and agrees that any costs, expenses, or delay not included herein are deemed waived.”

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(C) Submission Deadlines.

(1) A Claim disputing rejection of a request for a change in the Contract Time or Contract Price must be submitted within 21 days following the date that City notified Contractor in writing that a request for a change in the Contract Time or Contract Price, duly submitted in compliance with Article 5 and Article 6, has been rejected in whole or in part. A Claim disputing the terms of a unilateral Change Order must be submitted within 21 days following the date of issuance of the unilateral Change Order. These Claim deadlines apply even if Contractor cannot yet quantify the total amount of any requested change in the Contract Time or Contract Price. If the Contractor cannot quantify those amounts, it must submit an estimate of the amounts claimed pending final determination of the requested remedy by Contractor.

(2) With the exception of any dispute regarding the amount of Final Payment, any Claim must be filed on or before the date of Final Payment or will be deemed waived.

(3) A Claim disputing the amount of Final Payment must be submitted within 21 days of the effective date of Final Payment, under Section 8.7, Final Payment.

(4) Strict compliance with these Claim submission deadlines is necessary to ensure that any dispute may be mitigated as soon as possible, and to facilitate cost-efficient administration of the Project. Any Claim that is not submitted within the specified deadlines will be deemed waived by Contractor.

12.3 City’s Response. City will respond within 45 days of receipt of the Claim with a written statement identifying which portion(s) of the Claim are disputed, unless the 45-day period is extended by mutual agreement of City and Contractor or as otherwise allowed under Public Contract Code § 9204. However, if City determines that the Claim is not adequately substantiated pursuant to Section 12.2(A), Substantiation, City may first request in writing, within 30 days of receipt of the Claim, any additional documentation supporting the Claim or relating to defenses to the Claim that City may have against the Claim.

(A) Additional Information. If additional information is thereafter required, it may be requested and provided upon mutual agreement of City and Contractor. If Contractor’s Claim is based on estimated amounts, Contractor has a continuing duty to update its Claim as soon as possible with information on actual amounts in order to facilitate prompt and fair resolution of the Claim.

(B) Non-Waiver. Any failure by City to respond within the times specified above will not be construed as acceptance of the Claim, in whole or in part, or as a waiver of any provision of these Contract Documents.

12.4 Meet and Confer. If Contractor disputes City’s written response, or City fails to respond within the specified time, within 15 days of receipt of City’s response or within 15 days of City’s failure to respond within the applicable 45-day time period under Section 12.3, respectively, Contractor may notify City of the dispute in writing sent by registered or certified mail, return receipt requested, and demand an informal conference to meet and confer for settlement of the issues in dispute. If Contractor fails to notify City of the dispute and demand an informal conference to meet and confer in writing within the specified time, Contractor’s Claim will be deemed waived.

(A) Schedule Meet and Confer. Upon receipt of the demand to meet and confer, City will schedule the meet and confer conference to be held within 30 days, or later if Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 64
needed to ensure the mutual availability of each of the individuals that each party requires to represent its interests at the meet and confer conference. (B) L
ocation for Meet and Confer. The meet and confer conference will be s
cheduled at a location at or near City’s principal office. (
C) Written Statement After Meet and Confer. Within ten working days after the m
eet and confer has concluded, City will issue a written statement identifying which por
tion(s) of the Claim remain in dispute, if any.
(
D) Submission to Mediation. If the Claim or any portion remains in dispute f
ollowing the meet and confer conference, within ten working days after the City issues the written statement identifying any portion(s) of the Claim remaining in dispute, the Cont
ractor may identify in writing disputed portion(s) of the Claim, which will be submitted f
or mediation, as set forth below.

12. 5 Mediation and Government Code Claims.
(A) M
ediation. Within ten working days after the City issues the written statement identifying any portion(s) of the Claim remaining in dispute following the meet and confer, City and Contractor shall mutually agree to a mediator, as provided under Public Contract Code § 9204. Mediation will be scheduled to ensure the mutual availability of the selected m
ediator and all of the individuals that each party requires to represent its interests. If there are multiple Claims in dispute, the parties may agree to schedule the mediation to address all outstanding Claims at the same time. The parties will share the costs of t he
m
ediator and mediation fees equally, but each party is otherwise solely and separately responsible for its own costs to prepare for and participate in the mediation, including co
sts for its legal counsel or any other consultants.
(B) G
overnment Code Claims.
(
1) Timely presentation of a Government Code Claim is a condition precedent to f
iling any legal action based on or arising from the Contract. Compliance with the Claim
submission requirements in this Article 12 is a condition precedent to filing a G
overnment Code Claim.
(2)
The time for filing a Government Code Claim will be tolled from the time Cont
ractor submits its written Claim pursuant to Section 12.2, above, until the t
ime that Claim is denied in whole or in part at the conclusion of the meet and c
onfer process, including any period of time used by the meet and confer process. However, if the Claim is submitted to mediation, the time for filing a G
overnment Code Claim will be tolled until conclusion of the mediation, including any
continuations, if the Claim is not fully resolved by mutual agreement of the parties during the mediation or any continuation of the mediation.

12. 6 Tort Claims. This Article does not apply to tort claims and nothing in this Article is intended nor will be construed to change the time periods for filing tort-based Government Code Claims.

12. 7 Arbitration. It is expressly agreed, under Code of Civil Procedure § 1296, that in any arbitration to resolve a dispute relating to this Contract, the arbitrator’s award must be supported by law and substantial evidence.

12. 8 Burden of Proof and Limitations. Contractor bears the burden of proving entitlement to and the amount of any claimed damages. Contractor is not entitled to damages calculated on a total cost basis, but must prove actual damages. Contractor is not entitled Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 65
to speculative, special, or consequential damages, including home office overhead or any form of overhead not directly incurred at the Project site or any other Worksite; lost profits; loss of productivity; lost opportunity to work on other projects; diminished bonding capacity; increased cost of financing for the Project; extended capital costs; non- availability of labor, material or equipment due to delays; or any other indirect loss arising from the Contract. The Eichleay Formula or similar formula will not be used for any recovery under the Contract. The City will not be directly liable to any Subcontractor, lower tier subcontractor, supplier, or any other person or organization, or to any surety for, or employee or agent of, any of them.

12. 9 Legal Proceedings. In any legal proceeding that involves enforcement of any requirements of the Contract Documents, the finder of fact will receive detailed instructions on the meaning and operation of the Contract Documents, including conditions, limitations of liability, remedies, claim procedures, and other provisions bearing on the defenses and theories of liability. Detailed findings of fact will be requested to verify enforcement of the Contract Documents. All of the City’s remedies under the Contract Documents will be construed as cumulative, and not exclusive, and the City reserves all rights to all remedies available under law or equity as to any dispute arising from or relating to the Contract Documents or performance of the Work.

12. 10 Other Disputes. The procedures in this Article 12 will apply to any and all disputes or legal actions, in addition to Claims, arising from or related to this Contract, including disputes regarding suspension or early termination of the Contract, unless and only to the extent that compliance with a procedural requirement is expressly and specifically waived by City. Nothing in this Article is intended to delay suspension or termination under Article

13. Art
icle 13 - Suspension and Termination

13.1 Suspension for Cause. In addition to all other remedies available to City, if Contractor fails to perform or correct Work in accordance with the Contract Documents, including non-compliance with applicable environmental or health and safety Laws, City may immediately order the Work, or any portion of it, suspended until the circumstances giving rise to the suspension have been eliminated to City’s satisfaction. (A) N
otice of Suspension. Upon receipt of City’s written notice to suspend the W
ork, in whole or in part, except as otherwise specified in the notice of suspension, Contractor and its Subcontractors must promptly stop Work as specified in the notice of suspension; comply with directions for cleaning and securing the Worksite; and protect the completed and in-progress Work and materials. Contractor is solely responsible for any damages or loss resulting from its failure to adequately secure and protect t he
Pro
ject.
(B) Resu
mption of Work. Upon receipt of the City’s written notice to resume the s
uspended Work, in whole or in part, except as otherwise specified in the notice to r
esume, Contractor and its Subcontractors must promptly re-mobilize and resume the W
ork as specified; and within ten days from the date of the notice to resume, Contractor must submit a recovery schedule, prepared in accordance with the Contract Documents, showing how Contractor will complete the Work within the Contract Time. (
C) Failure to Comply. Contractor will not be entitled to an increase in the Contract Time or Contract Price for a suspension occasioned by Contractor’s failure to comply with t
he Contract Documents.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 66
(D) No Duty to Suspend. City’s right to suspend the Work will not give rise to a duty to suspend the Work, and City’s failure to suspend the Work will not constitute a defense to Contractor’s failure to comply with the requirements of the Contract Documents.

13.2 Suspension for Convenience. City reserves the right to suspend, delay, or interrupt the performance of the Work in whole or in part, for a period of time determined to be appropriate for City’s convenience. Upon notice by City pursuant to this provision, Contractor must immediately suspend, delay, or interrupt the Work and secure the Project site as directed by City except for taking measures to protect completed or in- progress Work as directed in the suspension notice, and subject to the provisions of Section 13.1(A) and (B), above. If Contractor submits a timely request for a Change Order in compliance with Articles 5 and 6, the Contract Price and the Contract Time will be equitably adjusted by Change Order pursuant to the terms of Articles 5 and 6 to reflect the cost and delay impact occasioned by such suspension for convenience, except to the extent that any such impacts were caused by Contractor’s failure to comply with the Contract Documents or the terms of the suspension notice or notice to resume. However, the Contract Time will only be extended if the suspension causes or will cause unavoidable delay in Final Completion. If Contractor disputes the terms of a Change Order issued for such equitable adjustment due to suspension for convenience, its sole recourse is to comply with the Claim procedures in Article 12.

13.3 Termination for Default. City may declare that Contractor is in default of the Contract for a material breach of or inability to fully, promptly, or satisfactorily perform its obligations under the Contract.

(A) Default. Events giving rise to a declaration of default include:

(1) Contractor’s refusal or failure to supply sufficient skilled workers, proper materials, or equipment to perform the Work within the Contract Time;

(2) Contractor’s refusal or failure to make prompt payment to its employees, Subcontractors, or suppliers or to correct defective Work or damage;

(3) Contractor’s failure to comply with Laws, or orders of any public agency with jurisdiction over the Project;

(4) evidence of Contractor’s bankruptcy, insolvency, or lack of financial capacity to complete the Work as required within the Contract Time;

(5) suspension, revocation, or expiration and nonrenewal of Contractor’s license or DIR registration;

(6) dissolution, liquidation, reorganization, or other major change in Contractor’s organization, ownership, structure, or existence as a business entity;

(7) unauthorized assignment of Contractor’s rights or duties under the Contract;

(8) any material breach of the Contract requirements; or

(9) the occurrence of any of the following, when committed by Contractor’s owner or co-owners (if Contractor is a sole proprietorship), a general partner (if Contractor is a partnership), a principal (if Contractor is a joint venture), a person who owns more than 10% of the outstanding stock of a corporation (if Contractor is a corporation), or any officer, director, shareholder, partner, employee, or agent of Contractor:

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 67
(a) a conviction of operating a business in violation of any Laws;

(b) a conviction of a crime punishable as a felony involving dishonesty;

(c) a conviction of an offense involving dishonesty or conviction of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public contract or subcontract;

(d) a conviction of any offense which indicates a lack of business integrity or business honesty which seriously and directly affects the present responsibility of Contractor or a Subcontractor; or

(e) the making of any false statement(s) or representation(s) with respect to the Contract.

For purposes of this subparagraph (A)(9), a “conviction” means a judgment or conviction of a criminal offense by any court of competent jurisdiction, whether entered upon a verdict or a plea, and includes a conviction entered upon a plea of nolo contendere within the past five years. The term “dishonesty” includes, without limitation, embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, failure to pay tax obligations, receiving stolen property, collusion or conspiracy.

(B) Notice of Default and Opportunity to Cure. Upon City’s declaration that Contractor is in default due to a material breach of the Contract Documents, if City determines that the default is curable, City will afford Contractor the opportunity to cure the default within ten days of City’s notice of default, or within a period of time reasonably necessary for such cure, including a shorter period of time if applicable. The City may also require that the Contractor submit a realistic and achievable written plan describing how it will cure the breach, including, evidence of necessary resources, Subcontractor commitments, and schedules and recovery schedules, as applicable, for review and acceptance by City. Contractor must then diligently cure the breach according to the written plan.

(C) Termination. If Contractor fails to cure the default or fails to expediently take steps reasonably calculated to cure the default within the time period specified in the notice of default, including submission of a written plan (if required by the City), City may issue written notice to Contractor and its performance bond surety of City’s termination of the Contract for default.

(D) Waiver. Time being of the essence in the performance of the Work, if Contractor’s surety fails to arrange for completion of the Work in accordance with the Performance Bond within seven calendar days from the date of the notice of termination pursuant to paragraph (C), City may immediately make arrangements for the completion of the Work through use of its own forces, by hiring a replacement contractor, or by any other means that City determines advisable under the circumstances. Contractor and its surety will be jointly and severally liable for any additional cost incurred by City to complete the Work following termination, where “additional cost” means all cost in excess of the cost City would have incurred if Contractor had timely completed Work without the default and termination. In addition, City will have the right to immediate possession and use of any materials, supplies, and equipment procured for the Project and located at the Project site or any Worksite on City property for the purposes of completing the remaining Work.

(E) Compensation. Within 30 days of receipt of updated as-builts, all warranties, manuals, instructions, or other required documents for Work installed to date, and

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 68
delivery to City of all equipment and materials for the Project for which Contractor has already been compensated, Contractor will be compensated for the Work satisfactorily performed in compliance with the Contract Documents up to the effective date of the termination pursuant to the terms of Article 8, Payment, subject to City’s rights to withhold or deduct sums from payment otherwise due pursuant to Section 8.3, and excluding any costs Contractor incurs as a result of the termination, including any cancellation or restocking charges or fees due to third parties. If Contractor disputes the amount of compensation determined by City, its sole recourse is to comply with the Claim Procedures in Article 12, by submitting a Claim no later than 30 days following notice from City of the total compensation to be paid by City.

(F) Wrongful Termination. If Contractor disputes the termination, its sole recourse is to comply with the Claim procedures in Article 12. If a court of competent jurisdiction or an arbitrator later determines that the termination for default was wrongful, the termination will be deemed to be a termination for convenience, and Contractor’s damages will be strictly limited to the compensation provided for termination for convenience under Section 13.4, below. Contractor waives any claim for any other damages for wrongful termination including special or consequential damages, lost opportunity costs, or lost profits, and any award of damages is subject to Section 12.8, Burden of Proof and Limitations.

13.4 Termination for Convenience. City reserves the right, acting in its sole discretion, to terminate all or part of the Contract for convenience upon written notice to Contractor.

Compensation to Contractor. In the event of City’s termination for convenience, Contractor waives any claim for damages, including for loss of anticipated profits from the Project. The following will constitute full and fair compensation to Contractor, and Contractor will not be entitled to any additional claim or compensation:

(1) Completed Work. The value of its Work satisfactorily performed as of the date notice of termination is received, based on Contractor’s schedule of values and unpaid costs for items delivered to the Project site that were fabricated for incorporation in the Work;

(2) Demobilization. Demobilization costs specified in the schedule of values, or if demobilization costs were not provided in a schedule of values pursuant to Section 8.1, then based on actual, reasonable, and fully documented demobilization costs; and

(3) Termination Costs. Reasonable, actual, and documented costs to comply with the direction in the notice of termination for convenience, plus 5% markup thereof.

(B) Disputes. If Contractor disputes the amount of compensation determined by City pursuant to paragraph (A), above, its sole recourse is to comply with the Claim procedures in Article 12, by submitting a Claim no later than 30 days following notice from City of total compensation to be paid by City.

13.5 Actions Upon Termination for Default or Convenience. The following provisions apply to any termination under this Article, whether for default or convenience, and whether in whole or in part.

(A) General. Upon termination, City may immediately enter upon and take possession of the Project and the Work and all tools, equipment, appliances, materials, and supplies procured or fabricated for the Project. Contractor shall transfer title to and deliver all completed Work and all Work in progress to City.

Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 69
(B) S
ubmittals. Unless otherwise specified in the notice of termination, Contractor must immediately submit to City all designs, drawings, as-built drawings, Project records, co
ntracts with vendors and Subcontractors, cost data, manufacturer warranties, manuals, and other such submittals or Work-related documents required under the terms of the Cont
ract Documents, including incomplete documents or drafts. (C) C
lose Out Requirements. Except as otherwise specified in the notice of termination, Contractor must comply with all of the following:
(1)
Immediately stop the Work, except for any Work that must be completed pur
suant to the notice of termination and comply with City’s instructions for cessation of labor and securing the Project and any other Worksite(s). (2) Com
ply with City’s instructions to protect the completed Work and materials, including property in which City has or may acquire interest, using best efforts to minimize further costs.
(3) Cont
ractor must not place further orders or enter into new subcontracts for materials, equipment, services or facilities, except as may be necessary to complete any portion of the Work that is not terminated. (
4) A
s directed in the notice, Contractor must assign to City or cancel existing s
ubcontracts that relate to performance of the terminated Work, subject to any prior rights, if any, of the surety for Contractor’s performance bond, and settle all out
standing liabilities and claims, subject to City’s approval. (
5) A
s directed in the notice, Contractor must use its best efforts to sell any materials, supplies, or equipment intended solely for the terminated Work in a m
anner and at market rate prices acceptable to City.
(
D) Payment Upon Termination. Upon completion of all termination obligations, as specified herein and in the notice of termination, Contractor shall submit its request for Final Payment, including any amounts due following termination pursuant to this Article

13. P
ayment will be made in accordance with the provisions of Article 8, based on the por
tion of the Work satisfactorily completed, including the close out requirements, and c
onsistent with the previously submitted schedule of values and unit pricing, including dem
obilization costs. Adjustments to Final Payment may include deductions for the cost of materials, supplies, or equipment retained by Contractor; payments received for sale of any such materials, supplies, or equipment, less re-stocking fees charged; and as otherwise specified in Section 8.3, Adjustment of Payment Application. (E) C
ontinuing Obligations. Regardless of any Contract termination, Contractor’s obligations for portions of the Work already performed will continue and the provisions of the Contract Documents will remain in effect as to any claim, indemnity obligation, warranties, guarantees, submittals of as-built drawings, instructions, or manuals, record maintenance, or other such rights and obligations arising prior to the termination date.

Art
icle 14 – Digital Data Protocol

14. 1 E-Builder. With the exception of a Claim submitted pursuant to Article 12, Contractor must use e-Builder for submission of all submittals and other data and documents to City.

E-builder is a web-based construction management application hosted by e-Builder, Inc.

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E-builder will be the primary means of Project information submission and management unless otherwise approved by City in writing.

14. 2 Access to E-Builder. Contractor must use the City-provided license(s) to access e- Builder. Contractor’s designated users will be required to set up their computers/systems to use e-Builder in accordance with the e-Builder User Training Guide. City reserves the right to limit the licenses issued to Contractor at any time.

14. 3 E-Builder Training. Contractor must obtain all necessary training to use the e-Builder software. Contractor must participate in a classroom training or a web-based seminar, as determined by City. A training session is approximately 1-2 hours.

14. 4 Connectivity to E-Builder. E-builder is a web-based environment and therefore it is subject to the inherent speed and connectivity limitations of the Internet. Contractor is responsible for its own connectivity to the Internet. E-Builder’s response time is dependent on the Contractor's equipment, including processor speed, Internet access speed, and current traffic on the Internet. City will not be liable for any delays associated with Contractor’s use of e-Builder, including, but not limited to, slow response time, down time periods, connectivity problems, or loss of information. Contractor must ensure connectivity to the e-Builder system whether at a home office or the Project site. Under no circumstances will use of e-Builder be grounds for a time extension or cost adjustment to the Contract.

14. 5 Acceptance of Information in E-Builder. Contractor is responsible for managing, tracking, and documenting the Work as provided in the Contract Documents. The City's acceptance of documentation in e-Builder via automated system notifications or audit logs extends only to the face value of the submitted documentation and does not constitute validation of the Contractor's submitted information.

14. 6 Format of Project Documents. City reserves the right to require submission of Project documents in hard copy format, or both electronic and hard copy format.

14. 7 Project Communication. While regular email may still be used for communication when requested by City, e-Builder should be used as much as possible in connection with all document and information management required in the performance of the Project.

Contractor shall be responsible for scanning or otherwise converting to electronic format all Project submittals, correspondence, drawings, sketches, and other documents, and uploading them to the e-Builder website. Contractor shall be responsible for the validity of its information placed in e-Builder. Contractor shall use the existing forms and processes in e-Builder to the maximum extent possible. If a required form does not exist in e- Builder, Contractor may include a form of its own or one provided by the City (if available) as an attachment to a submittal or process.

14. 8 Types of Documents. Unless otherwise specified by City, documents and information to be submitted electronically by Contractor using e-Builder include, but are not limited to, correspondence; meeting minutes; submittals; Shop Drawings; RFIs; Change Order requests; payment applications; reports, including daily job reports, quality control reports, commissioning reports; quality control documentation; operation and maintenance manuals; close out documentation; testing results; and any other documentation or information required to be submitted to the City under the Contract Documents.

14. 9 Archive Copies. Contractor shall keep an archive copy of all digital data created, submitted, or received by Contractor on E-Builder and data submitted or received via e- mail pertaining to the Project. (See also General Conditions, Section 2.2(J).) Juliette Substation Expansion Project 2025 Form GENERAL CONDITIONS 2462 Page 71

14.10 Alternate Project Management Tools. If the City replaces e-Builder with a different project management tool, Contractor will be required to use the new project management tool selected by the City.

Art
icle 15 - Miscellaneous Provisions

15.1 Assignment of Unfair Business Practice Claims. Under Public Contract Code § 7103.5, Contractor and its Subcontractors agree to assign to City all rights, title, and interest in and to all causes of action it may have under section 4 of the Clayton Act (15 U.S.C. § 15) or under the Cartwright Act (Chapter 2 (commencing with § 16700) of Part 2 of Division 7 of the Business and Professions Code), arising from purchases of goods, services, or materials pursuant to the Contract or any subcontract. This assignment will be effective at the time City tenders Final Payment to Contractor, without further acknowledgement by the parties.

15.2 P
rovisions Deemed Inserted. Every provision of law required to be inserted in the Contract Documents is deemed to be inserted, and the Contract Documents will be construed and enforced as though such provision has been included. If it is discovered that through mistake or otherwise that any required provision was not inserted, or not correctly inserted, the Contract Documents will be deemed amended accordingly.

15.3 W
aiver. City’s waiver of a breach, failure of any condition, or any right or remedy contained in or granted by the provisions of the Contract Documents will not be effective unless it is in writing and signed by City. City’s waiver of any breach, failure, right, or remedy will not be deemed a waiver of any other breach, failure, right, or remedy, whether or not similar, nor will any waiver constitute a continuing waiver unless specified in writing by City.

15.4 Tit
les, Headings, and Groupings. The titles and headings used and the groupings of provisions in the Contract Documents are for convenience only and may not be used in the construction or interpretation of the Contract Documents or relied upon for any other purpose.

15.5 S
tatutory and Regulatory References. With respect to any amendments to any statutes or regulations referenced in these Contract Documents, the reference is deemed to be the version in effect on the date of Contractor’s Proposal submission.

15.6 S
urvival. The provisions that survive termination or expiration of this Contract include Contract Section 11, Notice, and subsections 12.1, 12.2, 12.3, 12.4, 12.5, and 12.6, of Section 12, General Provisions; and the following provisions in these General Conditions:

Section 2.2(J), Contractor’s Records, Section 2.3(C), Termination, Section 3.7, Ownership, Section 4.2, Responsibility and Indemnity, Article 12, Dispute Resolution, and Section 11.2, Warranty.

ND OF GENERAL CONDITIONS

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 72
General Requirements

DOCUMENT 01 33 00

SUBMITTAL PROCEDURES

1. SUMMARY

A. This Document 01 33 00 includes general requirements for submittals. (See also Sections 2.5 and 2.6 of the General Conditions.) Specific requirements for submittals are set forth in the Specifications.

2. GENERAL REQUIREMENTS

A. Contractor shall submit, at its sole expense, all submittals required by the Contract Documents, including, but not limited to, the following:

1. Submittal schedule;

2. Contractor’s programs and plans, including Contractor’s safety program and Traffic Control and Detour Plan;

3. Initial schedule (if applicable), baseline (as-planned) schedule, and progress schedules;

4. Product data and Shop Drawings;

5. Samples;

6. Quality assurance/control data;

7. Machine inventory sheets;

8. Installation, operation, and maintenance manuals;

9. Project Record Documents, as defined in Document 01 78 00; and

10. Any other submittals required by the Contract Documents.

B. Contractor shall submit submittals to Engineer for review and acceptance in accordance with the City-accepted submittal schedule.

C. The information in the submittals shall be complete and comprehensive, including all quantities, dimensions, specified performance and design criteria, materials, and similar data, as applicable. Submittals shall be identified clearly as to material, supplier, pertinent data (e.g., catalog numbers and intended use), and as otherwise required by City.

D. Contractor shall coordinate and verify all submittal information and will not delegate this responsibility, in whole or in part, to Subcontractors or suppliers.

Subcontractors or suppliers may prepare submittals, but prior to submission, Contractor shall ensure that the submittals meet the applicable requirements of the Contract Documents. Before submitting each submittal, Contractor shall review and

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 73
coordinate each submittal with other submittals and with the requirements of the Work and the Contract Documents, and determine and verify the following information (as applicable):

1. All field measurements, quantities, dimensions, specified performance criteria, installation requirements, materials, catalog numbers and similar information with respect thereto;

2. All materials with respect to intended use, fabrication, shipping, handling, storage, assembly and installation; and

3. All information relative to Contractor’s responsibilities under the Contract Documents and of means, methods, techniques, sequences and procedures of construction and safety precautions and programs incident thereto.

E. By submitting a submittal, Contractor represents that it has ensured that the submittal is accurate and conforms to the Contract Documents, and that it has satisfied the obligations set forth in this Document with respect to Contractor’s review of that submittal.

F. Designation of Work “by others,” if shown in a submittal prepared by a Subcontractor or supplier, means that the Contractor is responsible for the Work, rather than the Subcontractor or supplier who prepared the submittal.

3. SUBMITTAL PROCEDURES

A. Transmit each submittal with the appropriate transmittal form and required information identified below. If manufacturer’s standard drawings or data sheets are used, they must be marked clearly to show those portions of the data that are applicable to the Project and inapplicable portions must be marked out. Submittals must comply with the requirements in the Specifications, as applicable, and include all information requested by the Specification Section. Submittals containing information about more than one Specification Section will be returned for resubmittal. No partial submittals are allowed unless authorized in advance by City.

B. Contractor shall submit a complete initial submittal for items where required by a specific Specification Document. A complete submittal must contain sufficient data to demonstrate that items comply with Specifications; meet minimum requirements for submission, as set forth in Specification Documents; include motor data and seismic anchorage certifications, where required; and include necessary revisions required. If Contractor submits an incomplete initial submittal when a complete submittal is required, the submittal may be returned to Contractor without review.

C. At the time of each submission, Contractor shall provide the City with a specific written notice of all variations, if any, that the submittal may have from the requirements of the Contract Documents, and the reasons therefor. This written notice must be attached to the transmittal form. Contractor shall also include a specific notation on each submittal sheet indicating each such variation. If City accepts the variation, it will note its acceptance on the returned transmittal form.

D. Unless otherwise specified, Contractor shall submit submittals in groups containing all associated items to ensure that related information is available for review. Identify on the submittal which submittals should be reviewed together.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 74
E. Contractor shall identify each submittal by number, prior to submission to City, in accordance with the following:

1. Number each submittal according to the Specification Document covering the item(s) being submitted. If possible, all items associated with a particular Specification Document must be submitted together. If not, each individual submittal must be identified by the Specification Document number followed by “-1, “-2”, “-3”, etc.

2. Affix the submittal number under which each submittal is made on every copy of each Shop Drawing, product data, sample, certification, etc.

3. Number installation, operation, and maintenance manuals with original root number of the accepted submittal for the item.

4. For resubmittals, add the letter suffix designation “R1” (i.e., a resubmittal of Submittal 1 would be numbered 1-R1). Subsequent resubmittals would be identified by the submittal number and sequential designations (i.e., “1-R2”, “1-R3”, etc.).

5. Include all information requested by each Specification Document. The City will not accept partial submittals unless previously authorized by City. In the event a partial submittal is authorized, each subsequent submittal for the Specification Document (as opposed to resubmittal) is given a new number.

F. Submission Requirements:

1. Unless the Contract Documents specify otherwise for a particular submittal, deliver each submittal to the City for review at least 30 calendar days in advance of the time the reviewed and accepted submittal is needed for the Work.

2. Unless otherwise specified, Contractor shall submit one copy of each submittal and any resubmittals via the City’s project management tool and provide hard copies to the Engineer upon request.

3. Submittals must be accompanied by a transmittal form containing the following:
a. Date, revision date, and submittal log number.
b. Project name and City’s Contract number.
c. The name, address, and job number of Contractor,
Subcontractor(s), and major supplier(s).
d. The applicable Specification Document, plan sheet, and detail number, clearly identified.
e. The quantity of samples submitted, if applicable.
f. Notification of variations from Contract Documents (if any). g. Materials Safety Data Sheet (MSDS) for each item, in accordance with OSHA’s Hazard Communication Standard 29 CFR 1910.1200.
h. Other pertinent data.

4. Submittals must include the following, as applicable:
a. Date and revision dates.
b. Revisions, if any, identified.
c. Project name and Contract number.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 75
d. The names of Contractor, Subcontractor(s), supplier(s), manufacturer(s), and separate detailer(s), when pertinent and as applicable.
e. Identification of product material by location within the Project. f. Relation to adjacent structure or materials.
g. Field dimensions, clearly identified as such.
h. Specification Document number and applicable detail referenc e
num
ber on the Plans.
i. Applicable reference standards, such as ASTM, ANSI, FS, NEMA, SMACNA or ACI.
j. A blank space, on each plan or data sheet, 5” x 4” for the City’s stamp.
k. Identification of variations from Contract Documents (if any). l. Contractor’s stamp, initialed or signed, with language certify ing
t
he review of submittals and verification of field measurements, construction criteria, and technical standards in compliance with Cont
ract Documents.

4. C
ITY’S REVIEW OF SUBMITTALS
A. Cont
ractor can assume a minimum review and processing period of 21 calendar days for each submittal. This assumption is provided solely for scheduling pur
poses and does not bind the City to complete its review of any submittal wit
hin the assumed time, and the assumed time does not account for delays attributable to Contractor’s incomplete or noncompliant submittals.

B. Cit
y’s review of a submittal will not extend to the Contractor’s means, methods, techniques, sequences, or procedures of construction, or to safety precautions or programs incident thereto. The review and acceptance of a separate item as such does not constitute approval of the assembly in which the item functions.

C. I
ncomplete or illegible submittals will not be reviewed by the City and will be r
eturned to Contractor for resubmission.

D. A
fter review of each submittal, the submittal will be dispositioned with one of the f
ollowing notations:

1. N
O EXCEPTIONS TAKEN (NET) – This means that the City accepts t he s
ubmittal, subject to its compatibility with future submittals and submittals for portions of Work not covered in the submittal.

2. MAKE C
ORRECTIONS NOTED (MCN) – This has the same meaning as item 1 above, except that the Contractor must make minor corrections as noted.

The Contractor does not have to resubmit the corrections.

3. R
EVISE AS NOTED AND RESUBMIT (RAR) – This means that the City rejects the submittal because of major inconsistencies, omissions, or errors that the Contractor must resolve or correct prior to resubmission and review by City.

4. R
EJECTED RESUBMIT (REJ) – This means that the City rejects the entire submittal because the information provided does not conform to the Contract Documents and Contractor must resubmit.

5. N
OT REVIEWED (NR) – This means that the submittal is for record only and has
not been reviewed by City.

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E. Lim
itations on Review and Acceptance.

1. Cit
y’s review and acceptance of a submittal will not constitute acceptance by City of any responsibility for the accuracy, coordination, and completeness of the submittal. Contractor is solely responsible for the accuracy, coordination, and completeness of all submittals, including back-checking comments, corrections, and modifications from City’s review before fabrication or performing Work.

2. Cit
y’s review will be limited to determining whether the items covered by the submittal will, after installation or incorporation in the Work, conform to the Contract Documents and be compatible with the design concept of the completed Project as indicated by the Contract Documents.

3. Cit
y’s review and acceptance of a submittal, method of work, or informat ion r
egarding materials and equipment that Contractor proposes to furnish for the Project will not relieve Contractor of responsibility for errors therein and will not be regarded as an assumption of risk or liability by City, or any officer or employee t
hereof, and Contractor is not entitled to submit a claim under the Contract Documents on account of failure or partial failure, inefficiency, or insufficiency of any submittal, method of work, or material and equipment so accepted.

4. Cit
y’s review and acceptance shall be considered to mean only that City has no obj
ection to Contractor using, at its own risk, the proposed plan or method of work, or furnishing the proposed materials and equipment.

5. CO
NTRACTOR’S RESPONSIBILITY AFTER REVIEW
A. A
fter City’s review of a submittal, Contractor shall revise and resubmit if required, and identify changes made since the previous submittal.

B. Cont
ractor shall not begin fabrication or Work that requires submittals until the City has accepted and returned the Contractor’s submittals for that Work, marked with either “NO EXCEPTIONS TAKEN” or “MAKE CORRECTIONS NOTED.” C. Cont
ractor shall distribute copies of reviewed and accepted submittals to S
ubcontractors, suppliers, vendors, and other concerned persons, and will ins
truct recipients to promptly report any inability to comply with the submittals.

6. RE

SUBMITTALS
A. Cont
ractor shall provide a complete and acceptable submittal at least by the s
econd submission. City reserves the right to deduct money from payment otherwise due Contractor to cover its additional costs of review beyond the s
econd submission. These additional costs may include the cost of engineering per
sonnel, on an hourly basis at 2.5 times direct payroll expenses, and c
onsultant personnel time at 1.25 times the amount billed to City.

B. Res
ubmission requirements:

1. S
hop Drawings:
a. Revise initial Shop Drawings as required and resubmit in ac
cordance with the requirements for initial submittals.
b. Indicate on Shop Drawings any changes that have been made ot
her than those requested by City.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 77

2. Product Data and Samples:
a. Submit new product data and samples in accordance with the requirements for initial submittals.

3. Installation, Operation, and Maintenance Manuals:
a. Revise initial installation, operation, and maintenance manual(s) as required and resubmit in accordance with the requirements for initial submittals.

7. SUBMITTAL SCHEDULE

A. Contractor shall submit a submittal schedule to the City, in accordance with Section 2.5 of the General Conditions, for review and acceptance. Contractor shall revise and resubmit the schedule until it is accepted by City.

B. The City will use the submittal schedule to plan its review of submittals. The schedule must include specific dates when each respective submittal will be submitted for City review and identify and distinguish submittals of long-lead-time items, items that require extensive review, items that should be reviewed together, and other major items.

8. SAFETY PROGRAM

A. Contractor shall submit a Project-specific safety program to the City, in accordance with Section 10.1 of the General Conditions.

9. SCHEDULES

A. Contractor shall submit electronic copies of each schedule required under Section 5.2 of the General Conditions.

10. PRODUCT DATA

A. If required by City, Contractor shall submit a complete list of major products proposed for use, with name of manufacturer, telephone number, trade name, and model number of each product. Tabulate product data by Specification Section.

B. For products specified only by reference standards, provide the manufacturer, trade name, model or catalog designation, and reference standards.

C. Product or Catalog Data:

1. Modify the manufacturer’s standard drawings to delete non-applicable data and to include or highlight applicable data.

2. Modify the manufacturer’s catalog sheets, brochures, diagrams, schedules, charts, illustrations and other standard descriptive data as follows:
a. Mark each copy to identify pertinent materials, products, models, or options.
b. Show dimensions and clearances required, performance characteristics and capacities, wiring diagrams and controls. c. Include applicable MSDS.

D. Supplement manufacturer’s standard data to provide information unique to Project.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 78
E. Contractor shall also provide Project Record Product Data, as specified in Doc
ument 01 78 00, Project Record Documents.

11. S

HOP DRAWINGS
A. M
ark Shop Drawings to identify applicable products, models, options, and other data. Supplement manufacturer’s standard data to provide information unique to Pro
ject.

B. I
nclude manufacturer’s installation instructions when required by applicable S
pecification Document.

C. S
hop Drawings shall be drawn to scale and completely dimensioned, providing a plan v
iew together with such sectional views as are necessary to clearly show c
onstruction details and methods.

D. I
f Contractor submits Shop Drawings for items that Shop Drawings are not specified, City will not be obliged to review them.

E. O
riginal Shop Drawings will be marked with City’s comments and returned to Cont
ractor.

F. Cont
ractor is responsible for procuring copies of Shop Drawings for its own use as it may require for the progress of the Work.

12. SA
MPLES
A. S
ubmit full range of manufacturers’ standard colors, textures, and patterns for City’s selection.

B. S
ubmit samples to illustrate functional and aesthetic characteristics of product, with integral parts and attachment devices. Coordinate submittal of different categories for interfacing work.

C. Cont
ractor must submit the number of samples required by the applicable Specification Document. If no quantity is specified, Contractor must submit at least two (2) identical samples.

D. A
ttach identification labels to each sample indicating product, intended use, color, texture, other defining characteristics, etc.

E. S
izes: Unless otherwise specified, furnish samples meeting the following siz e r
equirements:

1. P
aint Chips: Manufacturers’ standard sizes

2. F
lat or Sheet Products: Minimum 6 inches square, maximum 12 inches square

3. Linear
Products: Minimum 6 inches, maximum 12 inches long

4. B
ulk Products: Minimum 1 pint, maximum 1 gallon
F. F
ull size samples may be used in Work upon advance approval by City.

G. F
ield Samples and Mock-ups (if applicable):

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 79

1. E
rect field samples and mock-ups at Project site in accordance with r
equirements of applicable Specifications. If testing is conducted, record and c
ertify results.

2. M
odify or make additional field samples and mock-ups as required to pr
ovide appearance and finishes approved by City.

3. A
pproved field samples and mock-ups may be used in Work upon advance appr
oval by City.

4. Cons
truct or prepare additional samples and mock-ups, as directed by City, until City determines its desired textures, finishes, and/or colors.

5. Cit
y-accepted samples and mock-ups will serve as the standard of quality for the various units of Work.

H. Cit
y’s review and acceptance of a sample or mock-up will not constitute a modification t
o the requirements in the Contract Documents.

I. E
nsure that finishes, materials, and workmanship in the completed Work matc h ac
cepted samples.

13. Q

UALITY ASSURANCE/CONTROL SUBMITTALS
A. T
est Reports:

1. Cont
ractor shall submit one electronic copy of each test report.

2. Cont
ractor shall verify that the material or product tested conforms to or exceeds specified requirements.

3. Repor
ts may be from recent or previous tests on material or product, but shall be acceptable to City. The reports shall comply with requirements in t
he Specifications, as applicable.

B. Cer
tificates:

1. Cont
ractor shall submit one electronic copy of each certificate.

2. T
he certificates must indicate that the material or product conforms to or exceeds specified requirements.

3. S
ubmit supporting reference data, affidavits, and certifications as appropriate.

4. Cer
tificates may be recent or from previous test results on material or product, but must be acceptable to City.

C. M
anufacturer’s Instructions:

1. Cont
ractor shall submit one electronic copy of manufacturer’s instructions.

2. I
nclude manufacturer’s printed instructions for delivery, storage, assembly, installation, startup, adjusting, and finishing.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 80

3. I
dentify any conflicts between manufacturer’s instructions and Contract Documents.

D. M
aterial Safety Data Sheets:

1. In addition to Material Safety Data Sheets (MSDS) otherwise required by the Contract Documents, submit electronic copies of MSDS for any paints, solvents, thinners, varnish, lacquer, glues and adhesives, mastics, or other materials needed for the Project as required by the Specifications.

2. M
SDS required for a submittal shall be submitted with product data in or
der for the submittal to be reviewed.

14. I

NSTALLATION, OPERATION, AND MAINTENANCE MANUALS
Cont
ractor shall submit installation, operation, and maintenance manuals. For specific requirements, see the Specifications.

15. P

ROJECT RECORD DOCUMENTS
Cont
ractor shall submit Project Record Documents as specified in Document 01 78 00, Project Record Documents.

ND OF DOCUMENT

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 81

DOCUMENT 01 35 00

CULTURAL RESOURCES

1. GENERAL

A. Contractor shall comply with and implement the requirements set forth in this Document 01 35 00, as well as any other requirements relating to cultural resources specified in the Contract Documents.

2. CULTURAL RESOURCES AND HUMAN REMAINS

A. See also General Conditions, Section 7.18 (Historic or Archeological Items).

B. If human remains are encountered during the Work, Contractor shall immediately notify the Engineer and the Santa Clara County Coroner’s Office.

C. Archeologically Sensitive Areas

1. For Work within archeologically sensitive areas, as identified by City or as specified in the Contract Documents, Contractor shall notify the City at least five full Working Days in advance of performing any earth-moving activities to enable archeological monitoring of the Work.

2. Contractor shall coordinate earth-moving activities, including subsurface and grading Work, with City’s archeologist to enable the archeologist to examine vertical and horizontal soil relationships for the purpose of defining positive archaeological finds (prehistoric and/or historic).

3. Contractor shall notify the City a minimum of two full Working Days in advance of canceling any scheduled earth-moving activities, including subsurface and grading Work, to provide the City with sufficient notice to cancel archeological monitoring services.

4. Contractor will be responsible for any costs City incurs due to Contractor’s failure to provide the required notifications.

D. Contractor must comply with the notification requirements of this Document 01 35 00 and General Conditions Section 7.18. Contractor will be responsible for any fees, fines, penalties, and costs incurred or assessed against City and/or Contractor due to Contractor’s failure to comply with these obligations, which may be deduced from payment otherwise due to Contractor.

END OF DOCUMENT

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 82
DOCUMENT 01 50 00

TEMPORARY FACILITIES AND CONTROLS

1. GENERAL

A. Contractor shall comply with all requirements pertaining to temporary facilities and controls, including, but not limited to, the requirements in this Document 01 50 00 and in Article 7 of the General Conditions. Temporary facilities do not include transmission and/or distribution facilities that are temporarily relocated to maintain electric service to customers during performance of the Work and/or to accommodate performance of the Work.

2. TEMPORARY ELECTRICITY

A. Contractor shall provide, install, maintain, and pay for electrical power at the Project site for construction purposes and for Contractor’s temporary facilities.

Power may be obtained from the City, but Contractor must provide all necessary wiring and appurtenances and perform all necessary labor for connection to City’s system. Contractor must meter all connections to City’s sy stem to determine usage rates.

3. TEMPORARY WATER

A. Contractor shall provide, install, maintain, and pay for suitable, quality water service at the Project site for construction purposes and for Contractor’s temporary facilities. Contractor may be allowed to obtain water from the City, with City’s advance approval. However, City does not guarantee the availability of water. Contractor shall furnish necessary pipe, hose, nozzles, meter, and tools, and perform all necessary labor. Special hydrant wrenches shall be used for opening and closing fire hydrants; in no case shall pipe wrenches be used for this purpose.

4. FENCES

A. All existing fences at the Project site shall be protected and maintained by Contractor until City accepts the Project as complete. Fences which interfere with the Work shall not be relocated or dismantled unless and until City gives written permission to do so. Where fences must be maintained across a construction easement, Contractor shall install adequate gates. Gates shall be kept closed and locked at all times when not in use.

5. WATER CONTROL

A. Contractor shall grade Project site to drain.

B. Contractor shall maintain excavations free of water.

C. Contractor shall protect the Project site from puddling or running water.

D. Contractor shall provide water barriers as necessary or required to protect Project site from soil erosion.

E. Contractor shall provide drainage facilities for storm water and such water as may be applied or discharged on the Project site. The drainage facilities shall be adequate to prevent damage to the Work, the Project site, and adjacent property.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 83

F. Contractor shall clean, enlarge, and/or supplement existing drainage channels and conduit as necessary to carry all increased runoff attributable to Contractor’s operations. Contractor shall construct dikes as necessary to divert increased runoff from entering adjacent property (except in natural channels), to protect City’s facilities and the Work, and to direct water to drainage channels or conduits. Contractor shall provide ponding as necessary to prevent downstream flooding.

6. POLLUTION CONTROL

A. Contractor shall provide the methods, means, and facilities required to prevent contamination of soil, water, and atmosphere by the discharge of noxious substances from construction operations.

B. Contractor shall provide systems for control of atmospheric pollutants.

1. Contractor shall prevent toxic concentrations of chemicals.

2. Contractor shall prevent harmful dispersal of pollutants into the atmosphere.

3. Contractor shall direct pollutants such as diesel exhaust away from building air intakes.

C. Contractor shall implement best management practices (BMP) during construction activities. Erosion and sedimentation control practices shall include installation of silt fences, straw wattle, soil stabilization, revegetation, and runoff control to limit increases in sediment in stormwater runoff, including, but not limited to, detention basins, straw bales, silt fences, check dams, geofabrics, drainage swales, and sand bag dikes.

D. In the event that dewatering of excavations is required, Contractor shall obtain the necessary permits for discharge of the dewatering effluent from the local jurisdiction, Regional Water Quality Control Board, and/or other agencies.

Contractor is responsible for ensuring that water quality of such discharge meets the appropriate permit requirements prior to any discharge.

7. EROSION CONTROL

A. Contractor shall prevent soil erosion on the Project site and adjacent property to the maximum extent possible. Contractor shall initiate BMP measures prior to clearing, grading, excavating, or performing other operations that will disturb the natural protection.

B. Work shall be scheduled to expose areas subject to erosion for the shortest possible time, and natural vegetation shall be preserved to the greatest extent practicable. Contractor shall situate temporary facilities, including storage facilities, temporary field offices and/or trailers, in areas that will minimize erosion.

Contractor shall route construction traffic in a manner that will minimize erosion.

Temporary fast-growing vegetation or other suitable ground cover shall be provided by Contractor as necessary to control runoff.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 84

8. N

OISE CONTROL
A. Cont
ractor shall take reasonable measures to avoid unnecessary noise. Such measures shall be appropriate for the normal ambient sound levels in the area dur
ing working hours. All construction machinery and vehicles shall be equipped wit
h practical sound-muffling devices, and operated in a manner to cause the leas
t noise consistent with efficient performance of the Work. During construction ac
tivities on or adjacent to occupied buildings, and when appropriate, Contractor shall erect screens or barriers effective in reducing noise in the buildings and s
hall conduct its operations to avoid unnecessary noise which might interfere wit
h the activities of building occupants.

B. Cont
ractor shall ensure and provide certification to City that all construction equipm
ent and vehicles used for the Work are:

1. M
aintained in good mechanical condition

2. E
quipped with properly installed engine mufflers

9. A

IR QUALITY CONTROL
A. Cont
ractor shall cover all trucks hauling soils, sand, and other loose materials.

B. Cont
ractor shall pave, apply water a minimum of three times daily, or apply nontoxic soil stabilizers on all unpaved roads, parking areas, and construct ion s
taging areas.

C. Cont
ractor shall sweep with water sweepers all paved access roads, park ing ar
eas, and staging areas at the Project site, on a daily basis and as needed, t o pr
event dust.

D. Cont
ractor shall enclose, cover, water twice daily, or apply nontoxic soil binders, to exposed stockpiles (dirt, sand, etc.).

E. Cont
ractor shall limit traffic speeds on unpaved roads to 5 miles per hour.

F. O
ther related requirements:

1. Cont
ractor shall use dust-proof chutes to load construction debris onto t
rucks, unless an alternative means of loading construction debris is approved in writing by City.

2. C
ontractor shall suspend dust-producing activities during periods of high winds when dust control measures are unable to avoid visible dust plumes.

3. Dur
ing the dry season (May through September), Contractor shall pr
ovide equipment and staffing for watering of all exposed or disturbed s
oil surfaces at least twice daily.

4. Cont
ractor shall cover or wet down any fine materials transported by truck to control dust.

5. F
or demolition of pre-1980 buildings, Contractor shall comply with B
AAQMD Regulation 11, Rule 2: Hazardous Materials, Asbestos Demolition, Renovation and Manufacturing.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 85

10. TRAFFIC CONTROL

A. The City restricts routing of construction traffic and construction vehicles and equipment parking. The Contractor’s attention is directed to Section 12, CONSTRUCTION AREA TRAFFIC CONTROL DEVICES, of the Standard Specifications. Contractor shall supply and install all traffic control devices (including all warning, regulatory, and guide signs) required for the Project. The City will not provide personnel to implement traffic control, furnish signs, or furnish any traffic control devices for the Project.

B. At the pre-construction conference, Contractor shall submit its Traffic Control and Detour Plan to City for review and approval. If there is no pre-construction conference scheduled, submit the plan to City at least two weeks prior to the start of Work. The plan shall indicate any necessary lane closures, detours, no parking areas, signing program for construction, access to private property and business establishments, pedestrian traffic, railroad crossings, transit routes, loading areas, the proposed routing of the construction vehicles, proposed parking areas for construction vehicles and equipment, hours required for access, safeguards and procedures necessary to carry out the Work, and any other matters relevant to the safe movement of traffic. The plan shall also indicate placement and type of warning signs, lights, devices, and flag persons, and it must include a schedule for implementation.

C. Contractor shall update the Traffic Control and Detour plan if changes arise, and resubmit the plan for City’s review and approval.

D. Field traffic control must be handled in such a manner as to adequately and safely direct all traffic movements in the Project area without conflict with any adjacent traffic control devices. Contractor will not be allowed to proceed with Work if, in the opinion of the Engineer, traffic control is inadequate for the field conditions. Traffic control measures, in addition to those indicated on the approved Traffic Control and Detour Plan, may be required as field conditions dictate.

E. For areas to be posted with “No Parking” signs, Contractor must use the City’s required format for the signs, which will be provided by City in an electronic file upon request. The areas and signs must be posted a minimum of 48 hours, excluding weekends and holidays, prior to the start of construction in each area requiring parking restrictions. The areas and signs must be verified as correct by the City Police Department. The City Police Department’s verification number is (408) 615-4760.

F. Contractor shall comply with the following City-specific traffic and parking restrictions:

1. Construction Traffic and Vehicles: All inbound and outbound construction-related traffic to and from the Project site is restricted to public street(s) immediately adjacent to the Project site. Contractor shall prepare and submit a truck haul route plan for the City’s review and approval prior to any hauling activities.

2. Construction Parking: Construction vehicle and equipment parking is restricted to areas within the Project site and other areas as determined by the City.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 86

3. A
lternative Parking: Contractor may negotiate with any other entity to ac
commodate parking for its workers. However, the City does not make any guarantee that such parking is available to the Contractor.

G. T
he following lane and sidewalk closure requirements and restrictions apply unless the City specifically approves otherwise in the Traffic Control and Detour Plan. The Engineer may review and/or modify the Traffic Control and Detour Plan at any time, for any reason, including the safety, health, welfare, or convenience of the public.

1. Cont
ractor shall provide continuous pedestrian and bicyclist traffic access. All traffic lanes shall remain open between the hours of 6:00- 9:00 a.m. and 3:30-7:00 p.m. Lanes may individually be closed bet ween
9:
00 a.m. and 3:30 p.m. Contractor shall maintain two-way traffic (one lane f
or each direction or movement), at all times, in a condition s
atisfactory to the Engineer. The full width of the traveled way shall be open f
or use by public traffic beginning at 3:00 p.m. on Fridays, and all day
on Saturdays, Sundays, designated City holidays, and when c
onstruction operations are not actively in progress on Working Days.

W
herever it is necessary that trenches and excavations be bridged, the br
idges shall permit unobstructed flow of traffic and/or pedestrians (ADA compliant) and shall meet the following criteria:
a. B
ridging shall be secured against displacement by using
adj
ustable cleats, angles, bolts, or other devices.
b. B
ridging shall be installed to operate with minimum noise. c. T
he trench shall be adequately shored to support the bridging and t
raffic.
d. O
nly steel plates shall be used for bridging. The steel plates shall extend at least one foot beyond the edges of the trench (See ST- 27, “Steel Plate Benching,” in the City’s Standard Details). e. When multiple steel plates are used side-by-side and in the dir
ection of travel, the plates shall be welded together at the longit
udinal seams.

2. Cont
ractor must obtain all necessary permits and comply with all Laws, including City regulations, before closing sidewalks and bike lanes. a. W
here walkways, pathways, or access ways are closed due to the Work, Contractor shall provide an ADA-compliant alternate walkway preferably within the immediate location of the walkway, pathway or access way to be closed, if possible. If it is necessary to divert pedestrians into a major detour and/or into a parking lane or traffic area, at no time will pedestrians be diverted into a portion of a street used for vehicular traffic. Any deviation from these requirements must have prior approval of the Engineer.
b. A
t locations where adjacent alternate walkways cannot be pr
ovided (i.e., where no pathway or access is available within the im
mediate location of the interruption), ADA -compliant detours shall be clearly planned, marked, and constructed. Appropriate Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 87
signs and barricades must be installed at the limits of construction and in advance of the closure (or detour) in order to divert pedestrians to the appropriate walkway or detour.
c. Cont
ractor shall provide sufficient signage indicating, with arrows and text, the pedestrian route closures and the new pathways and detours required for alternate pedestrian routes around t he
c
onstruction. Alternate pedestrian routes, the final sign configuration, the exact wording of the base sign, and all mounting loc
ations are subject to City’s review and approval prior to the proposed closure.
d. W
hen bike lanes are closed due to construction, Contractor shall pr
ovide advance warning signs to alert motorists of the presence of
bicyclists on the road. These signs shall comply with the most current California Manual of Traffic Control Devices (CA-MUTCD).

3. Cont
ractor is responsible for all costs associated with street and sidewalk closures, including, but not limited to, the appropriate street closure and t
emporary directional signage, crosswalks, and flag persons as required t
o control construction traffic and implement the Traffic Control and Det
our Plan. The City will waive the Encroachment Permit fees for street closures or diversions, but the Contractor must plan, schedule, apply for, coordinate, and implement all necessary street closures or diversions.

Contractor shall take all necessary precautions to protect the public from construction activities. The directional signage and related signage must comply with Laws, including City traffic regulations.

4. Cont
ractor shall comply with all posted traffic signage on and in adjacent neighborhoods.

5. Cont
ractor shall not be relieved from responsibility for public safety by City’s direction, lack thereof, or approval of the Traffic Control and Detour Plan.

11. S

ECURITY
A. Cont
ractor shall coordinate and cooperate, at all times, with local law enf
orcement.

B. I
f Contractor fails to adequately secure the Project site, as determined by City, then City may employ qualified forces to secure the Project site and may deduct the cost thereof from payment otherwise due to Contractor.

C. Cont
ractor shall maintain fencing at all times to protect the Project site, Work, and equipment and materials for incorporation into the Work.

D. Cont
ractor shall review and comply with all local ordinances related to emergency response requirements.

E. Cont
ractor shall develop, submit, update, and maintain an emergency response pr
ogram specific to the needs of the Project.

ND OF DOCUMENT

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 88
DOCUMENT 01 60 00

PRODUCT REQUIREMENTS

1. PRODUCTS

A. Contractor shall source similar products from the same manufacturer, to the extent possible, unless otherwise specified.

2. PRODUCT OPTIONS AND SUBSTITUTIONS

A. See also General Conditions, Section 7.7.

B. Specified products, materials, or systems for the Project may require compliance with engineering or on-file standards of regulatory agencies. Contractor’s substitution of products, materials, or systems may require additional engineering, testing, reviews, approvals, assurances, or other information for compliance with regulatory agency requirements. Contractor shall provide all agency approvals and other additional information required for the substitution.

Contractor is responsible for all additional costs and time associated with the substitution, including the cost for any City services made necessary by the substitution.

3. PRODUCT DELIVERY REQUIREMENTS

A. Contractor shall deliver products in accordance with manufacturer's instructions.

B. Contractor shall promptly inspect shipments to ensure that products comply with the requirements in the Contract Documents, quantities are correct, and products are undamaged.

4. SHIPPING REQUIREMENTS

A. Preparation for Shipment. All materials and equipment shall be suitably packaged to facilitate handling and to protect against damage during transit and storage. All materials and equipment shall be boxed, crated, or otherwise completely enclosed and protected during shipment, handling, and storage. All materials and equipment shall be protected from exposure to the elements and shall be kept dry at all times.

1. Painted and coated surfaces shall be protected against impact, abrasion, discoloration, and other damage. Painted and coated surfaces which are damaged shall be repainted to the satisfaction of City.

2. Grease and lubricating oil shall be applied to all bearings and similar items.

B. Shipping. Before shipping, each item of material or equipment shall be tagged or marked as identified in the delivery schedule or on the Shop Drawings.

Complete packing lists and bills of material shall be included with each shipment.

5. PRODUCT STORAGE AND HANDLING REQUIREMENTS

A. Contractor shall store products in safe staging or storage areas.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 89
B. Contractor shall handle, store, and protect products in accordance with manufacturer's instructions, with seals and labels intact and legible. Contractor shall store sensitive products in weather-tight, climate-controlled enclosures.

C. For exterior storage of fabricated products, Contractor shall place such products on appropriate supports, above ground.

D. Contractor shall cover products subject to deterioration with impervious sheet covering and provide ventilation to avoid condensation.

E. Contractor shall store loose granular materials on solid, flat surfaces in a well- drained area.

F. Contractor shall provide equipment and personnel to store products by methods to prevent soiling
, disfigurement, and damage.

G. Contractor shall arrange storage of products to permit access for inspection and shall periodically inspect the products to ensure products are undamaged and are maintained under specified conditions.

H. Without limiting the foregoing:

1. Contractor shall bear responsibility for delivery of equipment, spare parts, tools, and materials to any Worksite and shall comply with the requirements specified herein and provide required information to City concerning the shipment and delivery of the materials, as specified in the Contract Documents.

2. All items shall be checked against packing lists immediately upon delivery to any Worksite for damage and for shortages. Contractor shall promptly remedy any damage or shortages to ensure timely completion of the Work.

3. No metalwork (miscellaneous steel shapes and reinforcing steel) shall be stored directly on the ground. Masonry products shall be handled and stored in a manner to hold breakage, chipping, cracking, and spalling to a minimum. Cement, lime, and similar products shall be stored off the ground on pallets and shall be covered and kept completely dry at all times. Pipe fittings and valves may be stored outside but must be placed on wooden blocking. PVC pipe, geomembranes, plastic liner, and other plastic materials shall be stored off the ground on pallets and protected from direct sunlight.

4. Pumps, motors, electrical equipment, and all equipment with antifriction or sleeve bearings shall be stored in weathertight structures maintained at a temperature above 60°F. Electrical equipment, controls, and insulation shall be protected against moisture and water damage. All space heaters, including those for control cabinets, furnished in equipment shall be connected and operated continuously.

5. Equipment having moving parts such as gears, bearings, and seals, shall be stored fully lubricated with oil, grease, or other lubrication, as appropriate, unless otherwise instructed by the manufacturer.

Manufacturer’s storage instructions shall be carefully followed by Contractor.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 90

6. When required by the equipment manufacturer, moving parts shall be r
otated a minimum of twice a month to ensure proper lubrication and to av
oid metal to metal “welding.” Upon installation of the equipment, Contractor shall, at the discretion of City, start the equipment at one-half load for an adequate period of time to ensure that the equipment does not deteriorate from lack of use.

7. W
hen required by the equipment manufacturer, lubricant shall be c
hanged upon completion of installation and as frequently as required t
hereafter during the period between installation and acceptance. New lubr
icants shall be put into the equipment by Contractor as a condition pr
ecedent to Final Completion.

8. E
quipment and materials shall not show any pitting, rust, decay, or other deleterious effects of storage when installed in the Work.

9. I
n addition to the protection specified for prolonged storage, the pac
kaging of spare units and spare parts shall be for export packing and s
hall be suitable for long-term storage in a damp location. Each spare it
em shall be packed separately and shall be completely identified on the out
side of the container.

10. S
tored items shall be laid out to facilitate their retrieval for use in the W
ork. Care shall be taken when removing the equipment for use to ens
ure the precise piece of equipment is removed and that it is handled in a m
anner that does not damage the equipment.

I. T
he requirements of this document apply to new products, salvaged items to be re-used in the Work, and salvaged items to be turned over to City.

ND OF DOCUMENT

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 91
DOCUMENT 01 78 00

PROJECT RECORD DOCUMENTS

1. SUMMARY

A. This Document 01 78 00 includes administrative and procedural requirements for Project Record Documents. The term “Project Record Documents” means all the documents identified in B., below, and any other documentation pertaining to the completed Project which must be submitted by Contractor to the City as a condition precedent to Final Completion.

B. Contractor shall submit the following “Project Record Documents” as a condition of Final Completion:

1. Project Record Drawings, as defined in Section 2, below, in accordance with the requirements herein and Section 7.11 of the General Conditions;

2. Project Record Product Data, as defined in Section 3, below; and

3. Miscellaneous Project Record Submittals, as defined in Section 4, below, including field notes and photos for any variable or concealed conditions.

2. PROJECT RECORD DRAWINGS

A. Mark-up Procedure: During construction, Contractor shall update and maintain, on a daily basis if necessary, an as-built set of the Plans, mark-up copies of the Shop Drawings, and mark-up copies of samples, for the purpose of recording changes made in any portion of the original Plans, approved Shop Drawings, or approved samples (collectively, the “Project Record Drawings”), in accordance with this Document 01 78 00 and General Conditions Section 7.11. Contractor shall label each document (on first sheet or page) “PROJECT RECORD” in 2- inch high printed letters.

1. Mark all Project Record Drawings to indicate the actual installation where the installation varies from the installation shown originally. Give particular attention to information on concealed elements that would be difficult to identify or measure and record later. Items required to be marked include, but are not limited to:

a. Depths of various elements of foundation in relation to main floor level or survey datum.
b. Horizontal and vertical location of underground utilities and appurtenances referenced to permanent surface improvements. c. Location of internal utilities and appurtenances concealed in construction referenced to visible and accessible features of structure.
d. Establish locations of underground work, points of connection with existing utilities, changes in direction, valves, manholes, catch basins, capped stub outs, invert elevations, and similar items.
e. Locations of underground Work, points of connection with existing utilities, changes in direction, valves, manholes, catch basins, capped stub outs, invert elevations, and similar items. f. Actual numbering of each electrical circuit.
g. Field changes of dimension and detail.
h. Changes to routing of piping and conduits.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 92
i. Changes to electrical circuitry.
j. Actual equipment locations.
k. Duct size and routing.
l. Minor field changes and changes made by Change Order. m. Details not on original Plans.

2. M
ark completely and accurately Project Record Drawing prints of Plans or Shop Drawings, whichever is the most capable of showing actual phy
sical conditions. Where Shop Drawings are marked, show cross- reference on Plans location.

3. M
ark Project Record Drawing sets in red to indicate changes.

4. M
ark important additional information that was either shown s
chematically or omitted from original Plans.

5. I
dentify Change Order numbers, RFI numbers, or other source of the m
odification.

6. Con
tractor will provide complete and accurate as-built information of the r
ough grade elevations on the Project Record Drawings for the City’s use f
or subsequent work.

7. Res
ponsibility for Mark-up: Where feasible, the individual or entity who obt
ained Project Record Drawing data, whether the individual or entity is the installer, Subcontractor, or similar entity, must prepare the associated ma
rk-up for the Project Record Drawings.
a. A
ccurately record information in an understandable and legible dr
awing technique.
b. Record data as soon as changes occur. In the case of concealed ins
tallations, record and check the mark-up prior to concealment.

Contractor will not permanently conceal any Work until required inf
ormation has been recorded.

B. P
reparation of Project Record Drawings: Prior to requesting final inspection, Contractor shall review and verify the completed Project Record Drawings; deliver a complete set to the Engineer, along with any other information r
equested by the Engineer; and review the Project Record Drawings with the E
ngineer, upon request. If requested by Engineer, Contractor shall make c
orrections to the Project Record Drawings based on input from Engineer (including hand-drawn drawings, if applicable) and provide the corrected Project Record Drawings to the Engineer. The Project Record Drawings must be s
ufficiently detailed to enable the Engineer to prepare a full set of AutoCAD r
ecord drawings.

1. Cont
ractor shall incorporate changes and additional information pr
eviously marked on print sets. Erase, redraw, and add details and not
ations where applicable. Identify and date each drawing; include the pr
inted designation “PROJECT RECORD DRAWINGS” in a prominent location on each drawing.

2. W
hether or not changes and additional information were recorded, Contractor shall organize and bind original marked-up set of prints that were maintained during the construction into manageable sets. Bind t he
s
et with durable paper cover sheets, with appropriate identification,

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 93
including titles, dates, and other information on cover sheets. Contractor shall submit the Project Record Drawings via the City’s project management tool and provide the bound hard copies to the Engineer.

3. PROJECT RECORD PRODUCT DATA

A. During construction, Contractor shall update and maintain, on a daily basis if necessary, one copy of each product data submittal for the purpose of recording changes to any portion of the original, approved product data submittal (“Project Record Product Data”).

1. Contractor shall include information on concealed products and installations that cannot be readily identified and recorded later.

2. Contractor shall identify related Change Orders and mark-up of Project Record Drawings, where applicable.

3. Where Project Record Product Data is required as part of maintenance manuals, submit Project Record Product Data as an insert in the manual, instead of a separate submittal.

4. Upon completion of mark-up, Contractor shall submit a complete set of Project Record Product Data to the Engineer for City’s review and acceptance.

B. Material, Equipment, and Finish Data

1. Prior to requesting final inspection, Contractor shall submit an electronic copy via the City’s project management tool and three hard copies of all material, equipment, and finish data, for City’s review and acceptance.

The hard copies of the material, equipment, and finish data shall be bound in 8-1/2 inches by 11 inches three-ring binders with durable plastic covers; provide typewritten table of contents for each volume.

2. Contractor shall arrange the data by Specification division; provide names, addresses, and telephone numbers of Subcontractors and suppliers; and list the following for each material, equipment, and finish:

a. Trade names
b. Model or type numbers
c. Assembly diagrams
d. Operating instructions
e. Cleaning instructions
f. Maintenance instructions
g. Recommended spare parts
h. Product data

4. MISCELLANEOUS PROJECT RECORD SUBMITTALS

A. Refer to other Contract Documents for recordkeeping requirements and submittals in connection with the Work. Prior to requesting final inspection, Contractor shall prepare miscellaneous records and place them in good order, properly identified and bound or filed, ready for use and reference, and submit them to the Engineer for City’s review and acceptance.

B. Additional miscellaneous records include, but are not limited to, the following:

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 94

1. Field records on excavations and foundations

2. Field records on underground construction and similar Work

3. Survey showing locations and elevations of underground lines

4. Invert elevations of drainage piping

5. Surveys establishing building lines and levels

6. Authorized measurements utilizing unit prices or allowances

7. Records of plant treatment

8. Ambient and substrate condition tests

9. Certifications received in lieu of labels on bulk products

10. Batch mixing and bulk delivery records

11. Testing and qualification of tradespersons

12. Documented qualification of installation firms

13. Load and performance testing

14. Inspections and certifications by governing authorities

15. Submittals as required by governing agencies

16. Leakage and water-penetration tests

17. Fire resistance and flame spread test results

18. Final inspection and correction procedures

5. SUBMITTAL REQUIREMENTS

A. Prior to requesting final inspection, Contractor shall deliver Project Record Documents to the Engineer.

B. Contractor shall “cloud” all affected areas of the Project Record Drawings.

C. Contractor shall stamp each Project Record Document with the following information:

1. Project Record Document

2. Prepared by: Contractor’s name, permanent address

3. Date prepared

4. Contractor’s signature

5. City Project number

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 95
D. Contractor shall accompany the submittal of Project Record Documents with a transmittal letter containing:

1. Dat
e

2. P
roject title and number

3. Cont
ractor’s name and address

4. Num
ber and title of each Project Record Document

5. Cer
tification that each document as submitted is complete and accurate

6. Cont
ractor’s signature
E

ND OF DOCUMENT

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 96
DOCUMENT 33 71 74

TRANSMISSION AND DISTRIBUTION DE-ENERGIZATION COORDINATION

1. GENERAL

2.1 The procedures in this document are to be used when electrical Clearances or Outages are required on the City’s electrical system for the execution of the Work.

2.2 Contractor shall coordinate with other utility companies for Clearances or Outages as required for the Work.

2.3 Contractor shall submit requests required in this document to the City’s Electric Control Center for all work on the in-service City electric network except for:

1. Rubber glove work.

2. Secondary work, where a Clearance is not necessary.

3. Single overhead transformer replacement, where a Clearance is not necessary as determined by a City Outage Sponsor.

4. Overhead capacitor banks, where a Clearance is not necessary as determined by a City Outage Sponsor.

2.4 Contractor shall not initiate work associated with an outage request until such request is approved by the City in writing (e-mail acceptable).

2.5 When a Clearance or Outage is required, the clearance/outage area shall be minimized to the greatest extent possible.

2.6 A “Non-Test” shall be requested and issued to the City Outage Sponsor by the Electric Control Center whenever live-line work is performed, when work is being performed within the minimum approach distance to energized high voltage facilities, or when the City’s Outage Sponsor believes it is necessary.

2.7 Contractor shall create traffic control plans, obtain any necessary permits from City or County, and implement traffic control as necessary to perform the Work. a. In the event of delay in receiving the required permits, Contractor shall follow Sections 3.C and 5.A.3, below.

2. DEFINITIONS

Bulk Electric System (BES). As defined by the Regional Reliability Organization, the electrical generation resources, transmission lines, interconnections with neighboring systems, and associated equipment operating at voltages of 100kV or higher. Radial transmission facilities serving only load with one transmission source are generally not included in this definition.

California Independent System Operator (CAISO). Balancing Authority for Silicon Valley Power.

City Outage Sponsor. A City employee that oversees contractor work, submits work requests, holds clearances, and participates in Job Hazard Analysis relating to Planned Outage on the City’s electric system.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 97
Clearance. Within the definition of a planned electric network circuit outage, it is the defined area within that electric network circuit inclusive of open points or “clearance” points and may have applied grounds.

Clearance Holder. A Qualified City employee who is responsible for the equipment and work that is being performed within an established Clearance Work Area. The Clearance Holder is responsible to ensure that persons that are working within the Clearance Work Area understand the Clearance Limits, the nature of the work to be performed, and all hazards or potential hazards associated with the work being performed.

Clearance Limits. Area between open points where electric lines are deenergized.

Clearance Work Area. The work area within established clearance limits, in which the Clearance Holder is responsible and authorization to perform work from the Electric Control Center has been granted.

Electric Control Center. A City facility that hosts Electric, Water, and Sewer System Operators and Real Time System Operators, that control, monitor and operate the SVP electric utility network.

Planned Outage. Controlled de-energization of an electrified network between defined clearance visual open points.

Non-Test. Equipment that shall not be tested or re-energized by automatic or manual reclosing after becoming de-energized.

Qualified City Employee: a Qualified Electrical Worker employed by City.

Qualified Electrical Worker: Defined by Cal/OSHA Regulation §2700, A qualified person who by reason of a minimum of two years of training and experience with high- voltage circuits and equipment and who has demonstrated by performance familiarity with the work to be performed and the hazards involved.

3. COORDINATION

2.1 Prior to the start of Work, City Outage Sponsor will be assigned to the Work to facilitate clearance/outage coordination with other SVP Divisions for the duration of the Work. City Outage Sponsor will be the official Clearance Holder for any clearance/outage issued for the Work.

2.2 City Outage Sponsor will be responsible for submitting and confirming work requests, providing job estimates (if necessary), and coordinating information between the Electric Control Center and Contractor.

2.3 Contractor shall provide a minimum 24-hour notice to cancel a clearance/outage.

If less than 24-hour notice is provided, Contractor will be charged for 3 hours for each City employee’s time assigned to the clearance based on the City of Santa Clara’s cost recovery rates at the time of the scheduled clearance/outage as shown in the City’s Master Fee Schedule.

2.4 City Outage Sponsor assigned to the Work will review the outage schedule and clearance points clearly marked on Drawings with Contractor and the Electric Control Center prior to issuing a Notice to Proceed.

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 98
a. Contractor shall schedule this review within 10 days of the execution of the Contract.

2. 5 Commercial customers may request to have work completed outside of normal business hours. Contractor and City Outage Sponsor shall work to the extent practical to accommodate these requests.

2. 6 Contractor shall allow 2 hours in their schedule for City crews to prepare and implement the clearance/outage and an hour to end the clearance/outage.

4. LIM

ITATIONS

2.1 TRANSMISSION

1. Day
s: Work shall be continuous for the duration of the clearance/outage.

If the Work cannot be continuous, the emergency restoration times in S
ection 4.A.3, below, shall be met by Contractor at any given time. Days and times may be restricted based on the criticality of the facility during t
he timeline the clearance/outage is being scheduled. If City determines that the system conditions do not allow for the clearance/outage to run as
submitted, then new clearance/outage criteria will be given to Cont
ractor. There may be times when City requires the Work be per
formed after hours or on weekends based on the clearance/outage s
tudy results.

2. W
eather: Clearances/outages are to be avoided or cancelled when t he f
orecast indicates an outside temperature above 90 degrees Fahrenheit, strong winds above 25 mph, lightning, or heavy rain.

3. E
mergency Restoration:

1. Emergency restoration time shall not be more than 3 hours at any given time without prior City approval.

4. Not
ification: Clearances/outages that do not overlap other City bulk electric system outages and do not last more than 72 hours shall be s
ubmitted to City Outage Sponsor no less than 40 days in advance of the planned clearance/outage. When multiple overlapping bulk electric system outages and/or clearances/outages lasting more than 72 hours are required, the plan shall be submitted to City Outage Sponsor no less than 90 days in advance of the clearance/outage. All transmiss ion
out
ages are submitted by the City’s Electric Control Center to the Calif
ornia Independent System Operator (CAISO) for approval. CAISO may deny transmission outages based on operating conditions. If the CA
ISO does not allow the outage to proceed as scheduled, City will not
ify Contractor.

5. W
hen a Clearance/Outage cancellation is due to weather, CAISO denial, or otherwise required by City, a no cost Working Time extension can be r
equested following the procedures set in the Contract Documents.

Contractor is not responsible for any City rescheduling fees.

2.2 SUBTRANSMISSION

Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 99

1. Days: Work shall be continuous for the duration of the clearance/outage.

If the Work cannot be continuous, the emergency restoration times in Section 4.B.3, below, shall be met by Contractor at any given time.

2. Weather: Clearances/outages are to be avoided or cancelled when the forecast indicates an outside temperature above 90 degrees Fahrenheit, strong winds above 25 mph, lightning, or heavy rain.

3. Emergency Restoration:

1. Emergency restoration time shall not be more than 2 hours at any given time without prior City approval.

4. Notification: Clearances/outages that do not overlap other sub- transmission outages shall be submitted to City Outage Sponsor no less than 7 days prior to the planned clearance/outage. Clearances/outages that overlap other sub-transmission outages shall be submitted to City Outage Sponsor no less than 14 days prior to the planned clearance/outage. Clearances/outages are evaluated as submitted and City may require changes based on system conditions. If a clearance/outage needs to be rescheduled, City will notify Contractor.

2.3 DISTRUBUTION

1. Days: No residential clearances/outages shall be permitted on weekends (Saturday-Sunday) or holidays.

2. Weather: Clearances/outages are to be avoided or cancelled when the forecast indicates an outside temperature above 90 or below 35 degrees Fahrenheit, strong winds above 25 mph, lightning, or heavy rain.

3. Hours: Clearances/outages are to be within the working hours specified in these specifications unless otherwise agreed to by City. In no case shall planned residential outages be outside of daylight hours.

2.4 OTHER

1. City has the right to cancel outages without notice when operating constraints, switching personnel availability, inclement weather, or system conditions warrant the cancellation as determined by City.

2. When a Clearance/Outage cancellation is due to weather or otherwise required by City, a no cost Working Time extension can be requested following the procedures set in the Contract Documents. Contractor is not responsible for any City rescheduling fees.

5. NOTIFICATION

2.1 Contractor shall notify City Outage Sponsor a minimum of 3 weeks, but not more than 4 weeks, prior to the planned clearance/outage to start the community outreach process.

1. Work Requests are processed between 6:00 am and 3:30 pm Monday - Friday. Work Requests submitted after the processing hours will be Juliette Substation Expansion Project 2025 Form GENERAL REQUIREMENTS 2462 Page 100
considered submitted the next working day when calculating minimum lead times for Work Request submittal.

2. Cit
y will send out notifications to customers at least 2 weeks prior to t he planned wor
k. To facilitate the City’s outreach, Contractor shall provide the following information:
a. Date, start time, end time customers will be out of power. b. Location or area of outage.
c. Equipment de-energized.
d. Reason for outage.

3. Cont
ractor shall notify City Outage Sponsor of any modifications to a clearance/outage schedule a minimum of 10 Working Days in advance. If less than 10 Working Days notice is provided, Contractor will be charged for 3 hours of each person’s time assigned to the clearance/outage and renotification based on the City of Santa Clara’s cost recovery rates at t he
t
ime of the scheduled clearance/outage.

4. Cit
y’s notification process is as follows:
a. City will send a written notice to affected customers via US mail 2 weeks prior to the outage.
b. City will send a second notification one business day prior to t he
out
age.
c. If City approves a quick notification timeline, then door hangers will be utilized by Contractor.

1. Contractor shall coordinate with City Outage Sponsor t o
ens
ure that any door hangers are placed at least 3
bus
iness days before the outage.

2. Contractor will be responsible to printing and placing the door hangers.

6. M

ATERIALS

2. 1 Contractor shall set their own grounds.

2. 2 Materials provided by City will be released to Contractor at the start of the Work.

2. 3 Unused materials will be returned to City. Contractor shall be charged for unused materials that are not returned.

2. 4 All salvage materials shall be returned to City.

ND OF DOCUMENT

Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 101
Special Conditions

1. Insurance. The insurance requirements for the Project are set forth in the following exhibit, which is attached to the Special Conditions and incorporated herein:

Without limiting the Contractor’s indemnification of the City, and prior to commencing any of the Services required under this Agreement, the Contractor shall provide and maintain in full force and effect, at its sole cost and expense, the following insurance policies with at least the indicated coverages, provisions and endorsements:

A. COMMERCIAL GENERAL LIABILITY INSURANCE

1. Commercial General Liability Insurance policy which provides coverage at least as broad as Insurance Services Office form CG 00 01. Policy limits are subject to review, but shall in no event be less than, the following:
$5,000,000 Each occurrence
$5,000,000 General Aggregate
$5,000,000 Products/Completed Operations Aggregate
$5,000,000 Personal Injury
$5,000,000 Project Aggregate

2. Exact structure and layering of the coverage shall be left to the discretion of Contractor; however, any excess or umbrella policies used to meet the required limits shall be at least as broad as the underlying coverage and shall otherwise follow form.

3. The following provisions shall apply to the Commercial Liability policy as well as any umbrella policy maintained by the Contractor to comply with the insurance requirements of this Agreement:
a. Coverage shall be on a “pay on behalf” basis with defense costs payable in addition to policy limits;
b. There shall be no cross liability exclusion which precludes coverage for claims or suits by one insured against another; and
c. Coverage shall apply separately to each insured against whom a claim is made or a suit is brought, except with respect to the limits of liability.

B. BUSINESS AUTOMOBILE LIABILITY INSURANCE
Business automobile liability insurance policy which provides coverage at least as broad as ISO form CA 00 01 with policy limits a minimum limit of not less than five million dollars ($5,000,000) each accident using, or providing coverage at least as broad as, Insurance Services Office form CA 00 01. Liability coverage shall apply to all owned, non- owned and hired autos.

C. WORKERS’ COMPENSATION

1. Workers’ Compensation Insurance Policy as required by statute and employer’s liability with limits of at least one million dollars ($1,000,000) policy limit Bodily

Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 102
Injury by disease, one million dollars ($1,000,000) each accident/Bodily Injury and one million dollars ($1,000,000) each employee Bodily Injury by disease.

2. The indemnification and hold harmless obligations of Contractor included in this Agreement shall not be limited in any way by any limitation on the amount or type of damage, compensation or benefit payable by or for Contractor or any subcontractor under any Workers’ Compensation Act(s), Disability Benefits Act(s) or other employee benefits act(s).

3. This policy must include a Waiver of Subrogation in favor of the City of Santa Clara, its City Council, commissions, officers, employees, volunteers and agents.

D. COMPLIANCE WITH REQUIREMENTS
All of the following clauses and/or endorsements, or similar provisions, must be part of each commercial general liability policy, and each umbrella or excess policy.

1. Additional Insureds. City of Santa Clara, its City Council, commissions, officers, employees, volunteers and agents are hereby added as additional insureds in respect to liability arising out of Contractor’s work for City, using Insurance Services Office (ISO) Endorsement CG 20 10 11 85 or the combination of CG 20 10 03 97 and CG 20 37 10 01, or its equivalent.

2. P
rimary and non-contributing. Each insurance policy provided by Contractor shall contain language or be endorsed to contain wording making it primary insurance as respects to, and not requiring contribution from, any other insurance which the indemnities may possess, including any self-insurance or self-insured retention they may have. Any other insurance indemnities may possess shall be considered excess insurance only and shall not be called upon to contribute with Contractor’s insurance.

3. G
eneral Aggregate. The general aggregate limits shall apply separately to Contractor’s work under this Agreement providing coverage at least as broad as Insurance Services Office (ISO) Endorsement CG 2503, 1985 Edition, or insurer’s equivalent (CGL);

4. Canc
ellation.
a. Each insurance policy shall contain language or be endorsed to reflect that no cancellation or modification of the coverage provided due to non- payment of premiums shall be effective until written notice has been given to City at least ten (10) days prior to the effective date of such modification or cancellation. In the event of non-renewal, written notice shall be given at least ten (10) days prior to the effective date of non- renewal.
b. Each insurance policy shall contain language or be endorsed to reflect that no cancellation or modification of the coverage provided for any cause save and except non-payment of premiums shall be effective until written notice has been given to City at least thirty (30) days prior to the effective date of such modification or cancellation. In the event of non- renewal, written notice shall be given at least thirty (30) days prior to the effective date of non-renewal.

Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 103

5. Other Endorsements. Other endorsements may be required for policies other than the commercial general liability policy if specified in the description of required insurance set forth in Sections A through E of this Document 00820.

E. A DDITIONAL INSURANCE RELATED PROVISIONS
Contractor and City agree as follows:

1. Requirements of specific insurance coverage features described in this Agreement shall not be construed to be a limitation of liability on the part of Contractor or any of its subcontractors, nor to relieve any of them of any liability or responsibility under the Contract Documents, as a matter of law or otherwise.

Such requirements are not intended by any Party to be limited to prov iding
c
overage for the vicarious liability of the City or to the supervisory role, if any, of City. All insurance coverage provided pursuant to this Agreement in any way relating to City is intended to apply to the full extent of the policies involved.

2. Contractor shall maintain all required insurance policies in full force and effect during entire period of performance of the Services under this Agreement of Contract Documents. Contractor shall also keep such insurance in force dur ing
war
ranty and guarantee periods. At time of making application for extension of time, Contractor shall submit evidence that insurance policies will be in effect during requested additional period of time.

3. City reserves the right, at any time during the term of this Agreement to c hange
t
he amounts and types of insurance required by giving the Contractor thirty (30) days advance written notice of such change. If such change results in substantial addit
ional cost to the Contractor, the City will negotiate in good faith additional c
ompensation proportional to the increased benefit to City.

4. Any type of insurance or any increase of limits of liability not described in this Exhibit which Contractor requires for its own protection or in compliance wit h
applic
able statutes or regulations, shall be Contractors’ responsibility and at its own expense.

5. No liability insurance coverage provided by Contractor to comply with the terms of this Agreement shall prohibit Contractor, or Contractor’s employees, or agents, from waiving the right of subrogation prior to a loss. Contractor waives its right of subrogation against Indemnitees. Any property insurance policies affected by Contractor shall be endorsed to delete the subrogation condition as t o
indem
nitees or shall specifically allow Contractor to waive subrogation prior to a los
s. Contractor hereby waives any right of recovery against the indemnitees and agr
ees to require any subcontractor to do so.

6. Cont ractor agrees to ensure that subcontractors, and any other party involved wit
h the Services who is brought onto or involved in the performance of the S
ervices by Contractor, provide the same minimum insurance coverage required of
Contractor, except as with respect to limits. Contractor agrees to monitor and review all such coverage and assumes all responsibility for ensuring that such c
overage is provided in conformity with the requirements of this Agreement.

Contractor agrees that upon request by City, all agreements with, and insurance c
ompliance documents provided by, such subcontractors and others engaged in t
he project will be submitted to City for review.

Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 104

7. Contractor shall cooperate fully with City and Contractor’s insurance companies in any safety and accident prevention program and claims handling procedures as established for the performance of Services under this Agreement.

8. All coverage types and limits required under this Agreement are subject to approval, modification and additional requirements by the City, as the need arises. Contractor shall not make any reductions in scope of coverage which may affect City’s protection without City’s prior written consent.

9. For purposes of applying insurance coverage only, all contracts pertaining to the performance of services will be deemed to be executed when finalized and any activity commences in furtherance of performance under this agreement.

10. Contractor acknowledges and agrees that any actual or alleged failure on the part of City to inform Contractor of non-compliance with any of the insurance requirements set forth in this Agreement in no way imposes any additional obligations on City nor does it waive any of the City’s rights under this Agreement or any other regard.

11. Any provision in this Agreement dealing with the insurance coverage provided pursuant to these requirements, is subordinate to and superseded by the requirements contained herein. These insurance requirements are intended to be separate and distinct from any other provision in this Agreement and are intended by the Parties here to be interpreted as such.

12. Contractor agrees to be responsible for ensuring that no contract used by any party involved in any way with the project reserves the right to charge City or Contractor for the cost of additional insurance coverage required by this Agreement. Any such provisions are to be deleted with reference to City. It is not the intent of City to reimburse any third party for the cost of complying with these requirements. There shall be no recourse against City for payment of premiums or other amounts with respect thereto.

13. Contractor agrees to obtain and provide to City evidence of Professional Liability insurance for Architects or Engineers if engaged by Contractor to perform any of the Services required under this Agreement. City shall determine the minimum coverage and policy limits required, after consultation with Contractor.

14. The City acknowledges that some insurance requirements contained in this Agreement may be fulfilled by self-insurance on the part of the Contractor. The Contractor’s insurance obligations under this Agreement under may be satisfied in whole or in part by adequately funded self-insurance retention, but only after approval from the City Attorney’s Office upon satisfactory evidence of financial capacity.

15. The City reserves the right to withhold payments from the Contractor in the event of material noncompliance with the insurance requirements set forth in this Agreement.

F. EVIDENCE OF COVERAGE
Prior to commencement of any Services under this Agreement, Contractor, and each and every subcontractor (of every tier) shall, at its sole cost and expense, provide and maintain not less than the minimum insurance coverage with the endorsements and deductibles indicated in this Agreement. Such insurance coverage shall be maintained Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 105
with insurers, and under forms of policies, satisfactory to City and as described in this Agreement. Contractor shall file with the City all certificates and endorsements for the required insurance policies for City’s approval as to adequacy of the insurance protection.

G. EVIDENCE OF COMPLIANCE
Contractor or its insurance broker shall provide the required proof of insuranc e
c
ompliance, consisting of Insurance Services Office (ISO) endorsement forms or their equivalent and the ACORD form 25-S certificate of insurance (or its equivalent), evidencing all required coverage shall be delivered to City, or its representative as set forth below, at or prior to execution of this Agreement. Upon City’s request, Contractor shall submit to City copies of the actual insurance policies or renewals or replacements .

Unles
s otherwise required by the terms of this Agreement, all certificates, endorsements, coverage verifications and other items required to be delivered to City pursuant to this Agreement shall be mailed to:

EBI
X Inc.

City of Santa Clara Electric Department
P.O. Box 100085 – S2 or 1 Ebix Way
Duluth, GA 30096 John’s Creek, GA 30097
T
elephone number: 951-766-2280
Fax number: 770-325-0409
Email address: [email protected]
H. QUALIFYING INSURERS
All of the insurance companies providing insurance for Contractor shall have, and provide wr
itten proof of, an A. M. Best rating of at least A minus 6 (A- VI) or shall be an insurance c
ompany of equal financial stability that is approved by the City or its insurance c
ompliance representatives.

2. M
ilestones. Pursuant to Section 5.4 of the General Conditions, the following m
ilestone(s) apply to the Project:

Milestone
No.

Milestone
Description
Milestone
Deadline
Daily Liquidated Damages for
Failure to Complete Milestone
1 Complete all of the
Work necessary for
testing and
commissioning of
T2 prior to
energization.
167 Working Days
from the start date
set forth in the
Notice to Proceed
$2,800 per day for each day of
unexcused delay in achieving
Milestone No. 1
2 Complete all of the
Work necessary for
testing and
commissioning of
TQ prior to
energization
259 Working Days
from the start date
set forth in the
Notice to Proceed
$2,800 per day for each day of
unexcused delay in achieving
Milestone No. 2

Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 106
3 Complete all of the
Work necessary for
testing and
commissioning of
T1 prior to
energization.

304 Working Days
from the start date
set forth in the
Notice to Proceed
$2,800 per day for each day of
unexcused delay in achieving
Milestone No. 3

3. Allowance. An Allowance will cover the cost to Contractor for the scope of Work identified for each Allowance below. Contractor will not proceed with Allowance Work until directed by City in writing. Contractor shall identify Allowance Work on its progress schedules and applications for payment. If the actual scope of Work under an Allowance is more or less than the amount of the Allowance, the Contract Price will be adjusted by Change Order to reflect the actual cost of the Work. At close out, any funds remaining in the Allowance will be credited to City by Change Order. The Allowance will be included as a line item in the Contractor’s Proposal Schedule. Funds will be drawn from the Allowance only if approved by City in writing. The Project includes the following Allowance(s):

3.1 Allowance of $25,000 for obtaining all necessary permits, licenses, and regulatory approvals required for the project. It covers application fees, inspection costs, and any related expenses associated with securing permits from local, state, and federal agencies. The contractor is responsible for coordinating with the relevant authorities to ensure compliance with all applicable codes, regulations, and project requirements. Any expenditures under this allowance must be pre- approved by the City. The Contractor shall provide detailed documentation, including itemized cost breakdowns and justification for incurred costs. A reporting mechanism shall be established to maintain transparency, including periodic updates on the status of each permit, anticipated timelines, and any potential risks or delays in obtaining approvals.

Work under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3.2 Allowance of $200,000 for additional support to SVP construction management, public relations, and city representatives at the designated field office. This allowance shall cover both administrative and technical assistance required for construction oversight, stakeholder coordination, and public engagement efforts throughout the project lifecycle. Services include but not limited to document control, scheduling, stakeholder communication, community engagement, and maintaining a fully equipped field office with necessary resources. All expenditures under this allowance must be pre-approved by the City. The Contractor must provide detailed documentation, including itemized cost breakdowns, justification for resource utilization, and periodic expenditure reports.

Work under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3.3 Allowance of $100,000 for the dispute resolution review process and partnering to facilitate collaboration and mitigate conflicts throughout the project. It covers costs associated with third-party mediation, dispute resolution meetings, partnering workshops, and facilitation services aimed at fostering cooperation among stakeholders. This allowance ensures a structured approach to resolving issues efficiently, minimizing project delays and cost overruns. Contractor shall ensure

Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 107
that all partnering and dispute resolution efforts are documented through meeting minutes, issue logs, action plans, and resolution agreements to maintain a clear record of decisions made and commitments established. All expenditures must be pre-approved by the City, with detailed documentation and justification provided.

Work under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3.4 Allowance of $100,000 for addressing unanticipated environmental requirements that may arise during the project. It covers costs related to unforeseen regulatory changes, additional environmental studies, mitigation measures, and compliance with local, state, and federal environmental laws. This allowance ensures the project can promptly respond to unexpected environmental conditions without delays. All expenditures must be pre-approved by the City, with proper documentation and justification provided. The Contractor shall provide comprehensive documentation, including cost breakdowns, justification reports, regulatory correspondence, and impact assessments. Additionally, periodic updates shall be submitted detailing the status of environmental compliance efforts, potential risks, and any recommended adjustments to mitigation strategies.

Work under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3.5 Allowance of $250,000 for supporting, working around, removing, replacing, and/or relocating unforeseen existing overhead utilities and unanticipated underground utilities encountered during construction. It covers costs associated with coordination with utility providers, temporary supports, modifications, and necessary adjustments to ensure the safe and efficient execution of the project.

This allowance also accounts for unexpected underground utility conflicts that may require rerouting, protection, or removal to maintain compliance with project specifications and regulatory requirements. All expenditures related to utility coordination, relocation, and adjustments under this allowance must be pre- approved by the City.

Detailed documentation, including utility provider correspondence, cost breakdowns, proposed changes, regulatory approval, and justification for any changes to the project scope, must be provided to ensure full transparency. The Contractor is also responsible for ensuring compliance with all applicable regulatory requirements, such as utility clearance standards, safety regulations (e.g., OSHA), and municipal or state codes related to utility installation and maintenance. Additionally, the Contractor must provide regular updates regarding the status of utility adjustments, any potential delays associated with utility work, and any further unforeseen conflicts that may arise during the project.

Work under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3.6 Allowance of $300,000 for addressing unforeseen conditions related to perimeter wall construction and unforeseen utility relocations that may arise related to the wall construction. It covers costs associated with unexpected site conditions, structural modifications, foundation adjustments, and additional materials or labor required to complete the perimeter wall as designed. Additionally, this allowance accounts for the identification, coordination, and relocation of unforeseen utilities that may conflict with the construction of the wall. All expenditures related to perimeter wall construction and related unforeseen utility relocation must be pre- Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 108
approved by the City. The Contractor is required to provide comprehensive documentation to justify the incurred costs, including detailed cost breakdowns, modified design plans, communications with utility companies, and any necessary permits or regulatory approvals. Detailed reports on the status of utility relocations, and potential delays must be submitted regularly to ensure project continuity
W
ork under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3. 7 Allowance of $15,000 for tree removal necessary for the project. It covers the costs associated with the identification, removal, and disposal of trees that may obstruct construction activities or fall within the project’s designated work area.

The allowance includes expenses for labor, equipment, permits, and any necessary environmental mitigation measures required for tree removal. This ensures the project can proceed without delays due to unforeseen tree-related obstacles. All expenditures must be pre-approved by the City, with proper documentation and justification provided. Detailed records of tree removal, including permits, site conditions, and environmental reports, must be submitted for review and approval.

W
ork under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3. 8 Allowance of $150,000 for differing site conditions related to electrical work that may arise during construction. It covers costs associated with unexpected site conditions, such as unanticipated subsurface obstacles, existing utility conflicts, or unforeseen modifications to the electrical infrastructure. This allowance ensures that any unforeseen challenges impacting the installation of electrical systems, wiring, or equipment can be addressed without delays, keeping the project on track. All expenditures must be pre-approved by the City, with detailed documentation and justification provided. The Contractor is required to submit written reports documenting the nature of the unforeseen conditions, the corrective actions taken, and the associated costs incurred. This ensures transparency in how the allowance is utilized and maintains proper project oversight. By including this allowance, the project ensures flexibility to adapt to unexpected site conditions, allowing for the smooth and timely installation of electrical systems without disruption to the project timeline or budget.

W
ork under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3. 9 Allowance of $150,000 for differing site conditions related to civil/structural work that may be encountered during construction. It covers costs associated with unforeseen challenges such as unexpected soil conditions, existing infrastructure conflicts, or unanticipated structural modifications required to meet design specifications. This allowance ensures that any unexpected conditions impacting foundation work, site grading, structural supports, or related civil activities can be promptly addressed without causing project delays.

A
ll expenditures must be pre-approved by the City, with proper documentation and justification provided. The Contractor is required to submit written reports documenting the nature of the unforeseen conditions, the corrective actions taken, and the associated costs incurred. This ensures transparency in how the Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 109
allowance is utilized and maintains proper project oversight. By including this allowance, the project ensures flexibility to adapt to unexpected site conditions, allowing for the smooth and timely civil and structural installation without disruption to the project timeline or budget.

W
ork under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3. 10 Allowance of $100,000 for extracting, handling, storing, testing, treating, transporting, and disposing of unforeseen contaminated soils and/or additional hazardous materials encountered during construction. It covers the costs associated with the identification, testing, and proper disposal of materials that are found to be contaminated or hazardous, including soil sampling, transportation to certified disposal facilities, and compliance with environmental regulations. This allowance ensures that any unanticipated environmental concerns are addressed promptly and in accordance with safety standards, preventing delays in project progress. All expenditures related to contaminated soil and hazardous materials must be pre-approved by the City. Proper documentation, including receipts for testing, transportation, disposal, and environmental compliance reports, must be provided for approval. The contractor will be required to submit detailed justifications for all costs, as well as reports on the status and progress of contamination removal and disposal efforts. By including this allowance, the project ensures that unforeseen environmental challenges are managed efficiently, minimizing delays and maintaining compliance with safety and environmental standards, ultimately protecting both project timelines and the surrounding community.

W
ork under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

3. 11 Allowance of $100,000 for unforeseen conditions related to vendor delays in delivering equipment supplied by the City. It covers costs associated with project disruptions caused by late deliveries, including extended labor costs, schedule adjustments, temporary storage, rescheduling of subcontractors, and any necessary modifications to the construction sequence. The allowance ensures that the project can effectively manage delays by implementing mitigation strategies such as temporary workarounds and alternate installation plans. The contractor shall also implement contingency planning, such as staging partially completed work for future completion once delayed equipment arrives, pre- installing related infrastructure where possible, and adjusting workforce allocations to optimize productivity during delay periods. All expenditures under this allowance must be pre-approved by the City and accompanied by detailed documentation, including a written explanation of proposed mitigation measures, and a breakdown of additional costs incurred. The contractor shall provide itemized invoices, time impact analyses, and supporting evidence such as labor logs and subcontractor rescheduling notices. Additionally, the contractor must demonstrate efforts made to minimize the impact of the delay, including any cost- saving measures implemented or alternative solutions considered.

W
ork under this Allowance will be made on a time and materials basis, in accordance with Sections 6.3 and 6.4 of the General Conditions.

4. C
onstruction Manager Role and Authority. Noam Mayraz with AECOM, is the Cons
truction Manager for this Project. The Construction Manager will assist City in the m
anagement of the construction of the Project. The Construction Manager may perform services in the areas of supervision and coordination of the work of Contractor and/or other contractors, Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 110
scheduling the Work, monitoring the progress of the Work, providing City with evaluations and recommendations concerning safety and the quality of the Work, recommending the approval of progress payments to Contractor, or other services for the Project in accordance with the Construction Manager’s contract with City.

4.1 Co
mmunications. Contractor must submit all notices and communications relating to the Work directly to the Construction Manager in writing, as follows:

Noam
Mayraz – [email protected]
W
ith a copy to the Engineer:

E
yassu Rumicho – [email protected]
W
ith a copy to the City Project Manager
J
oseph Bruzzone ([email protected])

4.2 On-Site Management and Communication Procedures. The Construction Manager will provide and maintain a management team on the Project site to provide contract administration as an agent of City, and will establish and implement coordination and communication procedures among City, the Design Professional, Contractor, and others.4.3 Contract Administration Procedures.

The Construction Manager will establish and implement procedures for reviewing and processing requests for clarifications and interpretations of the Contract Documents, Shop Drawings, samples, other submittals, schedule adjustments, Change Order proposals, written proposals for substitutions, payment applications, and maintenance of logs.

4.4 P
re-Construction Conference. Contractor shall attend the pre-construction conference, during which the Construction Manager will review the Contract administration procedures and Project requirements.

4.5 Co
ntractor’s Construction Schedule. The Construction Manager will review Contractor’s construction schedules and will verify that each schedule is prepared in accordance with the requirements of the Contract Documents.

5. La
ydown/Staging Area. Contractor must comply with the following requirements:

5.1 No Cit
y owned parcels or properties are available for use by Contractor for a laydown/staging area. Contractor shall secure, at the Contractor's own expense, any areas necessary for plant sites, storage of equipment or materials, or for other purposes.

5.2 T
he right of way shall be used only for purposes that are necessary to perform the required Work. Contractor shall not occupy the right of way, or allow others to occupy the right of way, for purposes which are not necessary to perform the required Work.

5.3 If
Contractor proposes use of City-owned parcels or properties, the Contractor shall be aware that use of City-owned parcels or properties requires the Contractor to enter into a License Agreement with the City and is subject to approval by City. A License Agreement takes a minimum of two months to process. Any proposals made by the Contractor for use of City-owned parcels or properties shall be made to the Engineer within 15 days of the City’s issuance of a notice of award. Nothing in this Section implies or guarantees that City-owned Juliette Substation Expansion Project 2025 Form SPECIAL CONDITIONS 2462 Page 111
parcels or properties are available for use by Contractor. Use of City-owned parcels or properties shall be at the Contractor's own risk, and subject to the provisions of the License Agreement.

6. C
onstruction Sequence. Contractor shall prepare and submit at the pre-construction c
onference a phasing plan identifying the sequence of construction Work and traffic control needed t
o complete the Project. The project’s phasing plan shall be compliant with any applicable O
SHA and Ca/lOSHARegulations, as the work will be performed in an energized substation. The staging and phasing plan shall be subject to review and approval by the City, prior to start of construction. A proposed Construction phasing plan has been provided in these specifications for reference only.

7. D
efinitions. The following definitions apply to all of the Contract Documents unless otherwise indicated, e.g., additional definitions that apply solely to the Specifications or other technical documents.

Q
ualified Electrical Worker: Defined by Cal/OSHA Regulation §2700, A qualified person who by reason of a minimum of two years of training and experience with high- voltage circuits and equipment and who has demonstrated by performance familiarity with the work to be performed and the hazards involved.

8. Cert
ification. Provide Qualified Electrical Worker certification for each key personnel pr
oposed by Contractor for this Project., The On-Site Superintendent and safety representative must be a Qualified Electrical Worker.

9. S
afety Plan. Provide a Site Specific Safety Plan (SSSP) for this Project and all em
ployee training documentation prior to start of the Work. The SSSP shall be at the Worksite along with the Illness Prevention Program at all times.

10. S
afety Meetings. Contractor’s On-site Superintendent, Safety Representative, and any primary Subcontractors requested by City, must conduct and/or attend, as applicable the daily safety tailgate (Job Hazard Analysis) where the daily work plan is discussed.

11. P
rotective Gear. Contractor must supply personal protective equipment (“PPE”) to all of Contractor’s personnel and ensure that, if an exposure exists, all affected personnel use the PPE.

At a minimum, Contractor shall supply the following:

11. 1. SAFETY GLASSES: Z87 rated safety glasses or safety goggles (to wear over prescription glasses). Prescription safety glasses meeting the Z87 requirement with side shields (or if they are made as safety glasses). To clarify, this doesn’t cover operations such as welding. Construction workers who need to work indoors must have a pair of clear, cloudy, or transition lenses. Otherwise, they can be shaded safety glasses.

11.2. HARD HAT(S): ANSI Z89.1, Type 1 (protection from falling objects/ top of head impacts) or Type 2 (protection from op, front, back, and side impacts), and Class E (rated for up to 20,000 volts).

11.3. CLOTHING: Minimum CAT 2 (arc rating of 8 cal/cm2) long sleeve shirt/ pants or coveralls. FR clothing must be inspected, worn, maintained, laundered, and replaced per the manufacturers recommendations.”

11.4. REFLECTIVE/ HIGH VISIBILITY VESTS: ANSI 107 Class II or III and CAT 2 FR rated.

11.5. SAFETY BOOTS: Meets the requirements of ASTM F 2412 and ASTM F 2413 and should have a reinforced toe (fiberglass/ composite or steel if Electric Hazard rated), puncture resistant, and adequate heel.

ND OF SPECIAL CONDITIONS

Juliette Substation Expansion Project 2025 Form ATTACHMENT A 2462 Page 112
ATTACHMENT A – CHANGE ORDER

CONTRACT CHANGE ORDER NO. ____

PROJECT NAME:

PROJECT ID NO.:

CITY CONTRACT COMMITMENT NO.:

ORIGINAL CONTRACT PRICE: $
PREVIOUS APPROVED CHANGE ORDERS (TOTAL NET CHANGE): $
CURRENT CHANGE ORDER (INCREASE/DECREASE, IF ANY): $
ADJUSTED CONTRACT PRICE: $
CONTRACTOR:

DESCRIPTION OF CHANGE ORDER: The City hereby authorizes the following change(s) in the Work or the Contract Documents:

CHANGE IN CONTRACT PRICE:

Net Change This Change Order:

CHANGE IN CONTRACT TIME:

Net Change in Contract Time Per This Change Order:
- Working Days
Juliette Substation Expansion Project 2025 Form ATTACHMENT A 2462 Page 113
Contractor Certification: By signing this Change Order, Contractor certifies that it will provide all labor, materials, supplies, tools, equipment, transportation, traffic control, facilities, permits, utilities, services, and incidentals necessary to timely perform and complete the Work in this Change Order in accordance with the Contract Documents. Contractor agrees that this Change Order is complete and comprehensive with respect to the subject matter of this Change Order, including any added, deleted, or changed Work. This Change Order is fully inclusive of all costs related to the changes in this Change Order, including direct and indirect costs (including, but not limited to, any and all overhead and costs incurred due to lost efficiency or delays of any kind), and any other costs, expenses, or time extensions not included herein are deemed waived. The terms set forth in this Change Order constitute full resolution, settlement, accord and satisfaction with respect to the subject matter of this Change Order as to any adjustment of the Contract Price or Contract Time or any modification of the Contract Documents in relation thereto. Contractor hereby waives and releases the City from any pending or future claims, including, but not limited to, subcontractor or supplier claims, relating to the subject matter of this Change Order and waives any further adjustment to the Contract Price or Contract Time or further modification of the Contract Documents in relation thereto. With regard to this release, Contractor expressly waives the terms of Civil Code § 1542 which provides:
“A general release does not extend to claims that the creditor or releasing party does not know or suspect to exist in his or her favor at the time of executing the release and that, if known by him or her, would have materially affected his or her settlement with the debtor or released party.”
F
ailure to Execute: If Contractor fails to promptly execute this Change Order or if Contractor disputes the terms of this Change Order, City may unilaterally approve this Change Order as set forth in Article 6 of the General Conditions. Contractor may dispute the terms of a unilateral Change Order by submitting a timely Claim pursuant to Article 12 of the General Conditions.

A
ll other terms and conditions in the Contract Documents and all previous Change Orders which have not been addressed in this Change Order remain unchanged and continue in full force and effect. This Change Order is not valid until signed by City.

CONTRACTOR Accepted and Agreed By: Date:

CITY OF SANTA CLARA Approved By: Date:

Juliette Substation Expansion Project 2025 Form ATTACHMENT B 2462 Page 114

ATTACHMENT B - ESCROW AGREEMENT FOR SECURITY DEPOSITS IN LIEU OF

RETENTION
(Public Contract Code § 22300)
This Escrow Agreement (“Agreement”) is made and entered into on this _____ day of __________, 20__, by and between the City of Santa Clara, a chartered Municipal Corporation of the State of California, whose address is 1500 Warburton Avenue, Santa Clara, California 95050, hereinafter called “Owner”; ________________________, whose address is _________________________________, hereinafter called “Contractor”; and <City, as escrow agent OR___________>, a state or federally chartered bank in the State of California, whose address is ____________ _____, hereinafter called “Escrow Agent”.

F
or the consideration hereinafter set forth, the Owner, Contractor, and Escrow Agent agree as follows:
(1) P
ursuant to Section 22300 of the Public Contract Code of the State of California, Contractor has the option to deposit securities with Escrow Agent as a substitute for retention earnings required to be withheld by Owner pursuant to the Construction Contract (Contract Number 2462) entered into between the Owner and Contractor for the Juliette Substat ion
E
xpansion Project in the amount of <$______________> dated <______________, 20__> (hereinafter referred to as the “Contract”). Alternatively, on written request of the Contractor, the Owner shall make payments of the retention earnings directly to the Escrow Agent. When the Contractor deposits the securities as a substitute for Contract earnings, the Escrow Agent shall notify the Owner within 10 days of the deposit. The market v alue
of
the securities at the time of the substitution shall be at least equal to the cash amount then required to be withheld as retention under the terms of the Contract between t he O
wner and Contractor. Securities shall be held in name of the City of Santa Clara, and shall designate the Contractor as the beneficial owner. (2) T
he Owner shall make progress payments to the Contractor for those funds whic h ot
herwise would be withheld from progress payments pursuant to the Contract provisions, provided that the Escrow Agent holds securities in the form and amount specified above. (3) W
hen the Owner makes payment of retentions earned directly to the Escrow Agent, t he E
scrow Agent shall hold them for the benefit of the Contractor until the time that the escrow c
reated under this contract is terminated. The Contractor may direct the investment of the pay
ments into securities. All terms and conditions of this Agreement and the rights and r
esponsibilities of the parties shall be equally applicable and binding when the Owner pays the Escrow Agent directly.
(4) Cont
ractor shall be responsible for paying all fees for the expenses incurred by Escr ow A
gent in administering the Escrow Account and all expenses of the Owner. These expenses and payment terms shall be determined by the Owner, Contractor, and Escrow Agent
.
(5) T
he interest earned on the securities or the money market accounts held in escrow and all interest earned on that interest shall be for the sole account of Contractor and shall be subject to withdrawal by Contractor at any time and from time to time without notice to the Owner.
(6) Cont
ractor shall have the right to withdraw all or any part of the principal in the Escrow Account only by written notice to Escrow Agent accompanied by written authorization from the Owner to the Escrow Agent that Owner consents to the withdrawal of the amount sought to be withdrawn by Contractor.

Juliette Substation Expansion Project 2025 Form ATTACHMENT B 2462 Page 115
(7) The Owner shall have a right to draw upon the securities in the event of default by t he Cont
ractor. Upon seven days’ written notice to the Escrow Agent from the Owner of t he def
ault, the Escrow Agent shall immediately convert the securities to cash and s hall dis
tribute the cash as instructed by the Owner.
(8) Upon
receipt of written notification from the Owner certifying that the Contract is final and c
omplete, and that the Contractor has complied with all requirements and procedures applicable to the Contract, Escrow Agent shall release to Contractor all securities and interest on deposit less escrow fees and charges of the Escrow Account. The escrow shall be c
losed immediately upon disbursement of all moneys and securities on deposit and pay
ments of fees and charges.
(9) E
scrow Agent shall rely on the written notifications from the Owner and the Contractor pursuant to Sections (5) to (8), inclusive, of this Agreement and the Owner and Contractor shall hold Escrow Agent harmless from Escrow Agent’s release and disbursement of t he
s
ecurities and interest as set forth above.
(
10) The names of the persons who are authorized to give written notice or to receive writt en not
ice on behalf of the Owner and on behalf of Contractor in connection with the foregoing, and exemplars of their respective signatures are as follows:

O
n behalf of Owner: On behalf of Contractor:
________
_________________________ ______________________________ Title Title
_________________________________ _ _____________________________ Name Name
_________________________________ ______________________________ Signature Signature
_________________________________ ______________________________ Address Address
_________________________________ ______________________________ City/State/Zip City/State/Zip
O
n behalf of Escrow Agent:
________
_________________________
Title
_________________________________
Name
_________________________________
Signature
_________________________________
Address
_________________________________
City/State/Zip
A
t the time the Escrow Account is opened, the Owner and Contractor shall deliver to the Escrow Agent a fully executed counterpart of this Agreement.

Juliette Substation Expansion Project 2025 Form ATTACHMENT B 2462 Page 116
IN WITNESS WHEREOF, the parties have executed this Agreement by their proper officers on the date first set forth above.

O
wner: Contractor:
________
_________________________ ____________________________________ ________
_________________________ ____________________________________ Title Title
________
_________________________ ____________________________________ Name Name
________
_________________________ ____________________________________ Signature Signature
R
EVIEWED AS TO FORM:
________
_________________________
City Attorney
___________________________, 20__
Date

Juliette Substation Expansion Project 2025 Form ATTACHMENT C 2462 Page 117
ATTACHMENT C – AGREEMENT AND RELEASE OF ANY AND ALL CLAIMS

This Agreement and Release of Any and All Claims (“Agreement and Release”) is made and entered into on this _______ day of ____________________, 20__ (the “Effective Date”), by and between the City of Santa Clara, California, a chartered California municipal corporation, whose primary place of business is located at 1500 Warburton Avenue, Santa Clara, CA 95050 (“City”), and ____________________ <insert Contractor’s name>, a __________________ <choose one: corporation/partnership/individual>, whose primary place of business is located at _____________ <insert Contractor’s address> (“Contractor”). City and Contractor may be referred to in this Agreement and Release individually as a “Party” or collectively as the “Parties.”

RECITALS

A. City and Contractor entered into Contract Number 2462 (“Contract”) for Work on the City’s Juliett Substation Expansion Project (“Project”).

B. The Work under the Contract has been completed.

C. City wishes to close out the Project and tender Final Payment to Contractor, including release of all undisputed retention, if any, pursuant to Public Contract Code § 7107.

D. Defined terms used in this Agreement and Release have the meaning provided in Article 1 of the Contract General Conditions unless otherwise specified.

Now, therefore, it is mutually agreed between City and Contractor as follows:

AGREEMENT

1. City’s determination of Final Payment, including deductions for liquidated damages, if any, or other deductions or withholdings is as follows:

Original Contract Price $ ___________________________________

Modified Contract Price $ ___________________________________

Total Payment to Date $ ___________________________________

Liquidated Damages $ ___________________________________

Other Deductions* $ ___________________________________

Other Withholding** $ ___________________________________

Payment Due Contractor $ ___________________________________

*Other Deductions includes the following:
<_________________________________________>

Juliette Substation Expansion Project 2025 Form ATTACHMENT C 2462 Page 118
** Other Withholding includes the following:
<_______________________________________>

2. Subject to the provisions of this Agreement and Release, City will pay Contractor $<_________________> as Final Payment. <Alternatively, replace with the following if City is authorizing the release of funds: Subject to the provisions of this Agreement and Release, City will authorize the release of the funds from the escrow retention account to Contractor $< > as Final Payment.>

3. Contractor acknowledges that its sole and exclusive remedy for any claims against City arising from the Contract is to submit a timely, written Claim pursuant to Article 12 of the General Conditions.

4. Contractor acknowledges and hereby agrees that there are no unresolved or outstanding claims in dispute against City arising from or related to the Contract, except for the Claims listed below, whether pending or not yet submitted. The following Claims are disputed (the “Disputed Claims”) and are specifically excluded from the operation of this Agreement and Release:

Claim No. Date Submitted Description of Claim
Amount of Claim

[Contractor: Complete as indicated, using an attachment if needed. If there are no Disputed Claims, write “No Disputed Claims” above.]

5. This Agreement and Release will be effective as a full, final and general release of all claims, demands, actions, causes of action, obligations, costs, expenses, damages, losses and liabilities of Contractor against City, and each of its officers, employees, consultants, and agents, including, but not limited to, the City Council and Engineer, arising from or related to the Contract, except for the Disputed Claims set forth in Section 4, above. Nothing in this Agreement and Release shall limit or modify Contractor’s continuing obligations described in Section 7 of this Agreement and Release, below.

6. Consistent with and subject to the limitations of California Public Contract Code § 7100, Contractor hereby agrees that, in consideration of the payment set forth in Section 2 of this Agreement and Release, Contractor hereby releases and forever discharges City, and each of its officers, employees, consultants, and agents, including, but not limited to, the City Council and Engineer, from any and all liability, claims, demands, actions or causes of action of whatever kind or nature arising out of or in any way relating to the Contract, with the exception of the Disputed Claims set forth in Section 4, above.

7. Guarantees and warranties for the Work, and any other continuing obligations of Contractor, including, but not limited to, bond and indemnity obligations, shall remain in full force and effect as specified in the Contract Documents.

Juliette Substation Expansion Project 2025 Form ATTACHMENT C 2462 Page 119

8. Contractor hereby waives the provisions of California Civil Code § 1542, which provides as follows:

A general release does not extend to claims that the creditor or releasing party does not know or suspect to exist in his or her favor at the time of executing the release and that, if known by him or her, would have materially affected his or her settlement with the debtor or released party.

9. The provisions of this Agreement and Release are contractual in nature and not mere recitals, and shall be considered independent and severable. If any provision of this Agreement and Release or any part thereof is held invalid in whole or in part under any Laws, then that provision or part shall remain in force and effect only to the extent permitted by Laws, and the remaining provisions of this Agreement and Release shall also remain in full force and effect, and shall be enforceable.

10. Contractor represents and warrants that it is the true and lawful owner of all Claims and other matters released pursuant to this Agreement and Release. Each party represents and warrants that it has been represented by counsel of its own choosing in connection with this Agreement and Release.

11. City’s rights under the Contract survive completion of the Work, termination of the Contract, and execution of this Agreement and Release.

12. The individuals executing this Agreement and Release represent and warrant that they have the full right, title, power, legal capacity, and authority to enter into and to execute this Agreement and Release on behalf of the respective legal entities of the Contractor and the City. If Contractor is a corporation, signatures from two officers of the corporation are required pursuant to California Corporations Code § 313.

[Signatures are on the following page.]

* * * CAUTION: THIS IS A RELEASE - READ BEFORE EXECUTING * * *

Juliette Substation Expansion Project 2025 Form ATTACHMENT C 2462 Page 120
The Parties acknowledge and accept the terms and conditions of this Agreement and Release as evidenced by the following signatures of their duly authorized representatives.

It is the intent of the Parties that this Agreement shall become operative on the Effective Date.

CONTRACTOR: ___________________________________________________ Business Name

s/_______________________________

_________________________________
Name, Title

Date: ____________________________

Second Signature (See Section 13):

s/_______________________________

_________________________________
Name, Title

Date: ____________________________

CITY:

s/_______________________________

________________________________
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Juliette Substation Expansion Project 2025 Form TECHNICAL SPECIFICATIONS 2462 Page 121
Technical Specifications

City Council and Authorities ConcurrentFebruary 10, 2026

City Council and Authorities Concurrent
February 10, 2026