CITY OF SANTA MONICA
OAKS INITIATIVE DISCLOSURE FORM
In order to facilitate compliance with the requirements of the Oaks Initiative, the City compiles and maintains certain information. That information includes the name of any person or persons who is seeking a “public benefit.” If the “public benefit” is sought by an entity, rather than an individual person, the information includes the name of every person who is: (a) trustee, (b) director, (c) partner, (d) officer, or has (e) more than a ten percent interest in the entity.
Public benefits include:
1. Personal services contracts in excess of $25,000 over any 12-month period;
2. Sale of material, equipment or supplies to the City in excess of $25,000 over a 12- month period;
3. Purchase, sale or lease of real property to or from the City in excess of $25,000 over a 12- month period;
4. Non-competitive franchise awards with gross revenue of $50,000 or more in any 12-month period;
5. Land use variance, special use permit, or other exception to an established land use plan, where the decision has a value in excess of $25,000;
6. Tax “abatement, exception, or benefit” of a value in excess of $5,000 in any 12- month period; or
7. Payment of “cash or specie” of a net value to the recipient of $10,000 in any 12- month period.
Name(s) of persons or entities receiving public benefit:
Name(s) of trustees, directors, partners, and officers:
Name(s) of persons with more than a 10% equity, participation, or revenue interest:
Prepared by: ____________________________Title: __________________________ Signature: ______________________________________ Date: ________________ Email: ____________________________________ Phone: ____________________ FOR CITY USE ONLY:
Bid/PO/Contract # ____________________________ Permit # ___________________________ ______________
Korrine L. Fleming Assistant Secretary
June 10, 2020
[email protected] 414-371-2728
Badger Meter, Inc. - On November 1, 2019, DBA National Meter & Automation is re-branded as Badger Meter, Inc.
See Attached
See Attached
Jul July 20, 2021 y 8, 2022
081518
CERTIFICATION
OF SIGNATURE AUTHORITY
I certify as follows:
By Board Resolution adopted by the Board of Directors of Badger Meter, Inc. and in full force and effect as of this date:
The following elected executive officers are, among other things, hereby authorized to execute, amend, and cancel bids and contracts for the sale of products, distributor and representative agreements, bid bonds, surety bonds, contracts, leases and certain other legally binding documents in the ordinary course of business, in the name of Badger Meter, Inc.
Kenneth C. Bockhorst Chairman, President and Chief Executive Officer Robert A. Wrocklage Senior Vice President - CFO
Kimberly K. Stoll Vice President – Sales and Marketing
William R. A. Bergum Vice President – General Counsel & Secretary The following elected non-executive officers are hereby authorized to execute, amend, and cancel bids, bid-related contracts and documents, requests for proposals and quotes, and all other bid-related documentation in the name of Badger Meter, Inc.
Charla D. Dury Assistant Secretary Proposal Specialist – Bid and Contract Administration Frank J. Fenton Assistant Secretary Director – Utility Sales Korrine L. Fleming Assistant Secretary Manager – Bid and Contract Administration Nathaniel R. Hawley Assistant Secretary Director – Distribution Operations Rebecca L. Loomans Assistant Secretary Proposal Lead – Bid and Contract Administration Christopher D. Washington Assistant Secretary Supervisor - Bid and Contract Administration Maikou Yang Assistant Secretary Proposal Lead – Bid and Contract Administration BY:
________________________
Date William R. A. Bergum,
Vice President - General Counsel & Secretary
Badger Meter, Inc.
-XQH
BADGER METER, INC.
BOARD OF DIRECTORS
6/7/20
Kenneth C. Bockhorst
x President and Chief Executive Officer: Badger Meter, Inc.
Todd A. Adams
x President and Chief Executive Officer: Rexnord
Thomas J. Fischer
x Principal: Fischer Financial Consulting LLC
Gale E. Klappa
x Non-executive Chairman: WEC Energy Group
Gail A. Lione
x Senior Counsel: Dentons
x Adjunct Professor of Intellectual Property Law: Georgetown University School of Law x Retired Executive Vice President, General Counsel and Corporate Secretary & Chief Compliance Officer: Harley-Davidson Corporation
Richard A. Meeusen
x Chairman, and Retired Chief Executive Officer: Badger Meter, Inc.
Tessa Myers
x Regional President- North America: Rockwell Automation James F. Stern
x Executive Vice President, General Counsel and Secretary: A.O. Smith Corporation Glen E. Tellock
x President and Chief Executive Officer: Lakeside Foods Todd J. Teske
x Chairman, President and Chief Executive Officer: Briggs & Stratton Corporation Badger Meter, Inc. Corporate Officers
April 21, 2020
Elected Executive Officers:
Kenneth C. Bockhorst President and Chief Executive Officer Robert A. Wrocklage Vice President – Chief Financial Officer Karen M. Bauer Vice President – Investor Relations, Corporate Strategy and Treasurer Fred J. Begale Vice President – Engineering
William R.A. Bergum Vice President – General Counsel and Secretary Gregory M. Gomez Vice President – Global Flow Instrumentation and International Utility Trina L. Jashinsky Vice President – Human Resources
William J. Parisen Vice President – Global Operations
Kimberly K. Stoll Vice President – Sales and Marketing
Daniel R. Weltzien Vice President – Controller
Elected Non-Executive Officers*:
Joanne K. Crumer-Pascale Assistant Treasurer Milwaukee Accounting Manager Charla D. Dury Assistant Secretary Project Manager – Bid & Contract Admin.
Frank J. Fenton Assistant Secretary Director – Utility Sales Korrine L. Fleming Assistant Secretary Manager– Bid & Contract Admin.
Nathaniel R. Hawley Assistant Secretary Director – Distributor Administration David A. Kutil Assistant Treasurer Director – Accounting & External Reporting Rebecca L. Loomans Assistant Secretary Proposal Lead – Bid & Contract Admin.
Benjamin E. Loomis Assistant Secretary Milwaukee Credit Manager Pamela G. Stokke-Ceci Assistant Secretary Assistant General Counsel and Director Christopher D. Washington Assistant Secretary Supervisor – Bid & Contract Admin. *Scope of authority for Assistant Secretaries determined by job description and duties, as approved by the Corporation’s Secretary Badger Meter, Inc.
Company Ownership of Five Percent and Greater
February 28, 2019
Shareholders of Common Stock Percentage Interest in
Shareholders’ Equity
BlackRock, Inc.
55 E. 52nd St.
New York, NY 10055 14.7%
The Vanguard Group, Inc.
100 Vanguard Blvd.
Malvern, PA 19355 11.2%
Kayne Anderson Rudnick Investment Management, LLC
1800 Ave. of the Stars, 2nd Fl.
Los Angeles, CA 90067 6.4%
Badger Meter obtains the shareholder ownership information from the SEC 13-F forms filed by holders no later than 45 days after each quarter end, and compiled by an outside service provider.