Council Audit Committee
December 12, 2022

City of Stockton
Policy and Procedure Summary Updates
12/5/2022
Finding Summary Policy and Procedure Summary
Total Findings related to Policies & Procedures 75 Total Policies and Procedures to be Updated 250 Total Findings Closed to date 5 Total Policies and Procedures Approved to date 4 High Priority Finding Summary High Priority Policy and Procedure Summary Total findings anticipated to be addressed by High Priority Policies 78 * Total High Priority Policies and Procedures 29 Findings reviewed to date 35 Policies and Procedures reviewed to date 14 Findings Closed, based on approved policies to date 5 Total Policies and Procedures Approved to date 2 ASD Non High Priority Policy and Procedure Summary
Total findings anticipated to be addressed by ASD 64 Total Non High Priority Policy and Procedures 221 Findings reviewed to date 30 Policies and Procedures reviewed to date 2 Findings Closed, based on approved policies to date 4
Total Non High Priority Policy and Procedures
Approved to date 2
CMO
Total findings anticipated to be addressed by CMO 2
Findings reviewed to date 0
Findings Closed, based on approved policies to date 0
HR
Total findings anticipated to be addressed by HR 1
Findings reviewed to date 1
Findings Closed, based on approved policies to date 0
IT
Total findings anticipated to be addressed by IT 16
Findings reviewed to date 3
Findings Closed, based on approved policies to date 0
PW-Fleet
Total findings anticipated to be addressed by PW-Fleet 1 Findings reviewed to date 1
Findings Closed, based on approved policies to date 1
*3 findings relate to two departments (ASD and IT)
Attachment A