Council Audit Committee
March 20, 2023

City of Stockton
Policy and Procedure Summary Updates
3/13/2023
Finding Summary
Total Findings related to Policies & Procedures 75
Total Findings Closed to date 6
High Priority Finding Summary
Total findings anticipated to be addressed by High Priority Policies 78 *
Findings reviewed to date 53
Findings Closed, based on approved policies to date 6
ASD
Total findings anticipated to be addressed by ASD 64
Findings reviewed to date 38
Findings Closed, based on approved policies to date 4
CMO
Total findings anticipated to be addressed by CMO 2
Findings reviewed to date 2
Findings Closed, based on approved policies to date 0
HR
Total findings anticipated to be addressed by HR 1
Findings reviewed to date 1
Findings Closed, based on approved policies to date 1
IT
Total findings anticipated to be addressed by IT 16
Findings reviewed to date 11
Findings Closed, based on approved policies to date 0
PW-Fleet
Total findings anticipated to be addressed by PW-Fleet 1 Findings reviewed to date 1
Findings Closed, based on approved policies to date 1
*3 findings relate to two departments (ASD and IT)
Attachment A
Policy and Procedure Summary
Total Policies and Procedures to be Updated 269
Total Policies and Procedures Approved to date 7
High Priority Policy and Procedure Summary
Total High Priority Policies and Procedures 36
Policies and Procedures reviewed to date 25
Total Policies and Procedures Approved 5
Non High Priority Policy and Procedure Summary
Total Non High Priority Policy and Procedures 233
Policies and Procedures reviewed to date 6
Total Non High Priority Policy and Procedures
Approved to date 2
Attachment A