Council Audit Committee
June 12, 2023

City of Stockton
Policy and Procedure Summary Updates
6/1/2023
Finding Summary Policy and Procedure Summary
Total Findings related to Policies & Procedures 75 Total Policies and Procedures to be Updated 281 Total Findings Closed to date 7 Total Policies and Procedures Approved to date 7 High Priority Finding Summary High Priority Policy and Procedure Summary Total findings anticipated to be addressed by High Priority Policies 78 * Total High Priority Policies and Procedures 36 Findings reviewed to date 65 Policies and Procedures reviewed to date 25 Findings Closed, based on approved policies to date 7 Total Policies and Procedures Approved 5 ASD Non High Priority Policy and Procedure Summary
Total findings anticipated to be addressed by ASD 64 Total Non-High Priority Policy and Procedures 245 Findings reviewed to date 45 Policies and Procedures reviewed to date 15 Findings Closed, based on approved policies to date 4
Total Non-High Priority Policy and Procedures
Approved to date 2
CMO
Total findings anticipated to be addressed by CMO 2
Findings reviewed to date 2
Findings Closed, based on approved policies to date 0
HR
Total findings anticipated to be addressed by HR 1
Findings reviewed to date 1
Findings Closed, based on approved policies to date 1
IT
Total findings anticipated to be addressed by IT 16
Findings reviewed to date 16
Findings Closed, based on approved policies to date 1
PW-Fleet
Total findings anticipated to be addressed by PW-Fleet 1 Findings reviewed to date 1
Findings Closed, based on approved policies to date 1
*3 findings relate to two departments (ASD and IT)
Attachment A