Council Audit Committee
October 16, 2023

City of Stockton
Policy and Procedure Summary Updates
10/9/2023
Finding Summary Policy and Procedure Summary
Total Findings related to Policies & Procedures 75 Total Policies and Procedures to be Updated 284 Total Findings Closed to date 10 Total Policies and Procedures Approved to date 17 High Priority Finding Summary High Priority Policy and Procedure Summary Total findings anticipated to be addressed by High Priority Policies 78 * To tal High Priority Policies and Procedures 36 Findings reviewed to date 68 Policies and Procedures reviewed to date 28 Findings Closed, based on approved policies to date 10 Total Policies and Procedures Approved 9 ASD Non High Priority Policy and Procedure Summary
Total findings anticipated to be addressed by ASD 64 Total Non-High Priority Policy and Procedures 248 Findings reviewed to date 48 Policies and Procedures reviewed to date 20 Findings Closed, based on approved policies to date 4
Total Non-High Priority Policy and Procedures
Approved to date 8
CMO
Total findings anticipated to be addressed by CMO 2
Findings reviewed to date 2
Findings Closed, based on approved policies to date 0
HR
Total findings anticipated to be addressed by HR 1
Findings reviewed to date 1
Findings Closed, based on approved policies to date 1
IT
Total findings anticipated to be addressed by IT 16
Findings reviewed to date 16
Findings Closed, based on approved policies to date 4
PW-Fleet
Total findings anticipated to be addressed by PW-Fleet 1 Findings reviewed to date 1
Findings Closed, based on approved policies to date 1
*3 findings relate to two departments (ASD and IT)
Attachment A