Escondido City Council
August 16, 2023

CITY of ESCONDIDO
Council Meeting Agenda
WEDNESDAY, AUGUST 16, 2023
4:00 PM - Closed Session (Parkview Conference Room)
5:00 PM - Regular Session
Escondido City Council Chambers, 201 North Broadway, Escondido, CA 92025

WELCOME TO YOUR CITY COUNCIL MEETING
We welcome your interest and involvement in the legislative process of Escondido. This agenda includes information about topics coming before the City Council and the action recommended by City staff.

MAYOR
Dane White

DEPUTY MAYOR
Joe Garcia (District 2)

COUNCILMEMBERS
Consuelo Martinez (District 1)
Christian Garcia (District 3)
Michael Morasco (Disctrict 4)

CITY MANAGER
Sean McGlynn

CITY ATTORNEY
Michael McGuinness

CITY CLERK
Zack Beck

HOW TO WATCH
The City of Escondido provides three ways to watch a City Council meeting:

In Person On TV Online
201 N. Broadway Cox Cable Channel 19 and U-verse Channel 99 www.escondido.org 1 Wednesday, August 16, 2023

HOW TO PARTICIPATE
The City of Escondido provides two ways to communicate with the City Council during a meeting:

In Person In Writing

Fill out Speaker Slip and Submit to City Clerk https://escondido-ca.municodemeetings.com

ASSISTANCE PROVIDED
If you need special assistance to participate in this meeting, please contact our ADA Coordinator at 760-839-4869.

Notification 48 hours prior to the meeting will enable to city to make reasonable arrangements to ensure accessibility. Listening devices are available for the hearing impaired – please see the City Clerk.

2 Wednesday, August 16, 2023

CLOSED SESSION
4:00 PM

CALL TO ORDER

1. Roll Call: C. Garcia, J. Garcia, Martinez, Morasco, White

ORAL COMMUNICATIONS
In addition to speaking during particular agenda items, the public may address the Council on any item which is not on the agenda provided the item is within the subject matter jurisdiction of the City Council. State law prohibits the Council from discussing or taking action on such items, but the matter may be referred to the City Manager/staff or scheduled on a subsequent agenda. Speakers are limited to only one opportunity to address the Council under Oral Communications.

CLOSED SESSION

I. CONFERENCE WITH LABOR NEGOTIATORS (Government Code § 54957.6)

a. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: Police Officers' Association Sworn Personnel Bargaining Unit

b. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: Police Officers' Association Non-Sworn Personnel Bargaining Unit

c. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: Firefighters’ Association Safety and Non-safety Bargaining Unit

d. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: ECEA Unit (SUP)

e. Agency Representative: Sean McGlynn, City Manager, or designee Employee Organization: Maintenance and Operations Bargaining Unit (Teamsters Local 911 and ACE)

3 Wednesday, August 16, 2023

II. CONFERENCE WITH REAL PROPERTY NEGOTIATORS (Government Code § 54956.8)

a. Property: 272 Via Rancho Pkwy., Escondido (North County Mall) b. Agency Negotiator: Sean McGlynn, City Manager or designee c. Negotiating Parties: Steerpoint Capital and affiliates d. Under Negotiation: Price and Terms of Ground Lease

ADJOURNMENT

4 Wednesday, August 16, 2023

REGULAR SESSION
5:00 PM Regular Session

MOMENT OF REFLECTION
City Council agendas allow an opportunity for a moment of silence and reflection at the beginning of the evening meeting. The City does not participate in the selection of speakers for this portion of the agenda, and does not endorse or sanction any remarks made by individuals during this time. If you wish to be recognized during this portion of the agenda, please notify the City Clerk in advance.

FLAG SALUTE
The City Council conducts the Pledge of Allegiance at the beginning of every City Council meeting.

CALL TO ORDER
Roll Call: C. Garcia, J. Garcia, Martinez, Morasco, White

CLOSED SESSION REPORT

ORAL COMMUNICATIONS
In addition to speaking during particular agenda items, the public may address the Council on any item which is not on the agenda provided the item is within the subject matter jurisdiction of the City Council. State law prohibits the Council from discussing or taking action on such items, but the matter may be referred to the City Manager/staff or scheduled on a subsequent agenda. Speakers are limited to only one opportunity to address the Council under Oral Communications.

CONSENT CALENDAR
Items on the Consent Calendar are not discussed individually and are approved in a single motion. However, Council members always have the option to have an item considered separately, either on their own request or at the request of staff or a member of the public.

1. AFFIDAVITS OF PUBLICATION, MAILING, AND POSTING (COUNCIL/RRB) –

5 Wednesday, August 16, 2023

2. APPROVAL OF WARRANT REGISTER (COUNCIL) -
Request the City Council approve the City Council and Housing Successor Agency warrant numbers:
 375634 - 375871 dated July 26, 2023
Staff Recommendation: Approval (Finance Department: Christina Holmes)

3. APPROVAL OF MINUTES: None

4. WAIVER OF READING OF ORDINANCES AND RESOLUTIONS –

5. NOTICE OF COMPLETION FOR THE W 7TH AVENUE AND S BROADWAY WATER MAIN REPLACEMENT

PROJECT
Request the City Council adopt Resolution No. 2023-99, authorizing the Deputy City Manager / Director of Utilities to file a Notice of Completion for the W 7th Avenue and S Broadway Water Main Replacement Project (“Project”).

Staff Recommendation: Approval (Utilities Department: Christopher W. McKinney, Deputy City Manager/Director of Utilities)
Presenter: Angela Morrow, Deputy Director of Utilities
a) Resolution No. 2023-99

6. AWARD CONTRACT FOR CONSTRUCTION OF THE WASHINGTON PARK FUTSAL SOCCER COURTS Request the City Council adopt Resolution No. 2023-88 awarding a construction contract to Ace Electric, Inc., determined to be the lowest responsible and responsive bidder, approving the budget adjustment request, and authorizing the Mayor on behalf of the City, to execute a Public Improvement Agreement in the amount of $334,000 for construction of the Washington Park Futsal Soccer Courts (“Project”).

Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Development Services Director, and Julie Procopio, City Engineer)
Presenter: Julie Procopio, City Engineer
a) Resolution No. 2023-88

6 Wednesday, August 16, 2023

7. REJECT ALL BIDS FOR THE 2023 STREET MAINTENANCE PROJECT - PHASE 2 Request the City Council adopt Resolution No. 2023-106, rejecting all bids for the 2023 Street Rehabilitation and Maintenance Project – Phase 2 (“Project”), and authorizing staff to re-bid the project.

Staff Recommendation: Approval (Development Services Department: Julie Procopio, City Engineer) Presenter: Marissa Padilla, Associate Engineer
a) Resolution No. 2023-106

8. ON-CALL BUILDING SERVICES CONTRACT AWARDS
Request the City Council adopt Resolution No. 2023-108, authorizing the Mayor to execute, on behalf of the City, a Consulting Agreement with Interwest Consulting Group, Inc., a Colorado corporation, for three-years with one (1) option to extend the Consulting Agreement for one (1) year. Request the City Council adopt Resolution No. 2023-109, authorizing the Mayor to execute, on behalf of the City, a Consulting Agreement with NV5, Inc., a California corporation, for three-years with one (1) option to extend the Consulting Agreement for one (1) year; and approve a budget adjustment request in the amount of $529,430 for professional services for dedicated building inspection services for the Palomar Heights project.

Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Director of Development Services)
Presenter: Andrew Firestine, Director of Development Services a) Resolution No. 2023-108
b) Resolution No. 2023-109

9. TREASURER’S INVESTMENT REPORT FOR THE QUARTER ENDED June 30, 2023 Request the City Council approve the Quarterly Investment Report for the quarter ended June 30, 2023.

Staff Recommendation: Approval (City Treasurer’s Office: Douglas Shultz, City Treasurer) Presenter: Douglas Shultz, City Treasurer

7 Wednesday, August 16, 2023

10. FISCAL YEAR 2022/23 PAUL COVERDELL FORENSIC IMPROVEMENT PROGRAM GRANT AND BUDGET

ADJUSTMENT
Request the City Council adopt Resolution No. 2023-104 authorizing the Chief of Police or his designee to accept a FY 2022-23 California Office of Emergency Services (CalOES) Paul Coverdell Forensic Science Improvement Program Grant in the amount of $52,446; execute all documents necessary for the management and completion of the grant scope; and authorize the necessary budget adjustment needed to spend grant funds.

Staff Recommendation: Approval (Police Department: Edward Varso, Chief of Police) Presenter: Edward Varso, Chief of Police
a) Resolution No. 2023-104

PUBLIC HEARINGS

11. PHG20-0033/PL22-0216 – AN APPEAL OF THE PLANNING COMMISSION’S DECISION TO DENY A CONDITIONAL USE PERMIT AND GRADING EXEMPTION FOR THE CONSTRUCTION OF A 45-BED

LICENSED RESIDENTIAL CARE FACILITY
Request the City Council adopt Resolution No. 2023-103, granting the appeal of the Planning Commission’s decision to deny the Conditional Use Permit and Grading Exemption for the construction of a 45-bed Licensed Residential Care Facility.

Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Director of Development Services)
Presenter: Ivan Flores, Associate Planner
a) Resolution No. 2023-103

12. PL23-0109 – DOWNTOWN SPECIFIC PLAN TEXT AMENDMENT
Request the City Council adopt Ordinance No. 2023-11 amending the list of permitted uses within the Downtown Specific Plan to allow “All types of eating establishments providing meal service from an on- site operating commercial-grade kitchen, and / or dessert service from an on-site operating commercial- grade freezer/refrigerator facility with, or without, incidental sale of alcohol (including micro-breweries and outdoor dining, but with no drive-through), with no live amplified entertainment or dancing” within the Creekside Neighborhood District.

Staff Recommendation: Approval (Development Services Department: Andrew Firestine, Director of Development Services)
Presenter: Ivan Flores, Associate Planner
a) Ordinance No. 2023-11 (First Reading and Introduction) 8 Wednesday, August 16, 2023

CURRENT BUSINESS

13. CAMPAIGN CONTRIBUTION UPDATE
Request the City Council receive and file an update on campaign contribution regulations in the State of California.

Staff Recommendation: Receive and File (City Clerk’s Office: Zack Beck, City Clerk) Presenter: Zack Beck, City Clerk

14. PUBLIC COMMENT POLICY
Request the City Council consider and provide direction to staff regarding the City of Escondido’s (“City”) current public comment policy.

Staff Recommendation: Provide Direction (City Clerk’s Office: Zack Beck) Presenter: Zack Beck, City Clerk
a) Resolution No. 2023-111

15. DESIGNATION OF VOTING DELEGATE – LEAGUE OF CALIFORNIA CITIES CONFERENCE Request the City Council designate the Voting Delegate and up to two alternates for the League of California Cities Annual Conference in Sacramento, California on September 20-22, 2023.

Staff Recommendation: Approval (City Clerk’s Office: Zack Beck) Presenter: Zack Beck, City Clerk

FUTURE AGENDA

16. FUTURE AGENDA
The purpose of this item is to identify issues presently known to staff or which members of the City Council wish to place on an upcoming City Council agenda. Council comment on these future agenda items is limited by California Government Code Section 54954.2 to clarifying questions, brief announcements, or requests for factual information in connection with an item when it is discussed.

Staff Recommendation: None (City Clerk's Office: Zack Beck)

COUNCILMEMBERS SUBCOMMITTEE REPORTS AND OTHER REPORTS

9 Wednesday, August 16, 2023

CITY MANAGER’S WEEKLY ACTIVITY REPORT
The most current information from the City Manager regarding Economic Development, Capital Improvement Projects, Public Safety, and Community Development. This report is also available on the C ity’s website, www.escondido.org.

ORAL COMMUNICATIONS
In addition to speaking during particular agenda items, the public may address the Council on any item which is not on the agenda provided the item is within the subject matter jurisdiction of the City Council. State law prohibits the Council from discussing or taking action on such items, but the matter may be referred to the City Manager/staff or scheduled on a subsequent agenda. Speakers are limited to only one opportunity to address the Council under Oral Communications.

ADJOURNMENT

UPCOMING MEETING SCHEDULE
Wednesday, August 23, 2023 4:00 & 5:00 PM Regular Meeting, Council Chambers Wednesday, September 13, 2023 4:00 & 5:00 PM Regular Meeting, Council Chambers

SUCCESSOR AGENCY
Members of the Escondido City Council also sit as the Successor Agency to the Community Development Commission, Escondido Joint Powers Financing Authority, and the Mobilehome Rent Review Board.

10 Consent Item No. 1 August 16, 2023

A F F I D A V I T S

OF

I T E M

P O S T I N G –

 CONDITIONAL USE PERMIT AND GRADING EXEMPTION – PHG20-0033/PL22-0216

 DOWNTOWN SPECIFIC PLAN TEXT AMENDMENT – PL23-0109
11 Item1.

CITY OF ESCONDIDO

OFFICE OF THE CITY CLERK
201 NORTH BROADWAY
ESCONDIDO, CA 92025-2798
760-839-4617

NOTICE OF PUBLIC HEARING
The Escondido City Council will hold a public hearing in the City Council Chambers, Escondido City Hall, 201 N. Broadway, Escondido, California at 5 p.m. on Wednesday, August 16, 2023, to consider the item listed below:

CONDITIONAL USE PERMIT AND GRADING EXEMPTION – PHG20-0033/PL22-0216 REQ
UEST: An appeal of a Planning Commission decision to deny a Conditional Use Permit and Grading Exemption for a Licensed Residential Care Facility (A ssisted Living Facility). The proposal includes the construction of three new buildings for a total square fo otage of 21,190 square feet, and on-site improvements including, but not limited to, landscaping, off-street parking, trash enclosures, and other associated site improvements. The request also includes a Grading Exemption to const ruct slopes up to 10’-0” in height within 50’ of a property line, and for cut slopes steeper than 2:1.

PROPERTY SIZE AND LOCATION: The approximately 4.2-acre project site is located on the south side of Reed Road, between South Citrus Avenue and Moody Drive, and has frontage on both Reed Road and Wedgewood Avenue. The project site is addressed at 2525 Reed Road (APN: 231-230-42-00), and is located in an urbanized area and surrounded by residential development on all sides.

ENVIRONMENTAL STATUS: The Project is categorically exempt pursuant to California Environmental Quality Act Guidelines section 15332 (In-Fill Development Projects).

If you challenge this item in court, you may be limited to raising only those issues you or someone else raised at the public hearing described in this notice, or in written corres pondence delivered to the Planning Commission at, or prior to, the public hearing.

PLANNING COMMISSION ACTION: On April 25, 2023, the Planning Commission voted 3-2 to deny the project.

PUBLIC COMMENT : To submit comments in writing, please do so at the following link: https://escondido- ca.municodemeetings.com/bc-citycouncil/webform/public-comment. All comments received from the public will be made a part of the record of the meeting.

The City of Escondido remains co mmitted to complying with the Americans with Disabilities Act (ADA). Qualified individuals with disabilities who wish to participate in City programs, services, or activities and who need accommodations are invited to present their requests to the City by filing out a Request for Accommodations Form or an Inclusion Support Request Form for Minors, or by calling 760- 839-4643, preferably at least 72 hours in advance of the event or activity. Forms can be found on the City’s website at:
https://www.escondido.org/americans-with-disabilities-act.

The staff report will be available on the City’s website at https://escondido-ca.municodemeetings.com/ on or
around Thursday, August 10, 2023. For additional
information, please contact Ivan Flores, Associate
Planner, at 760-839-4529, or via email at
[email protected], and refer to Case Nos.

PHG20-0033/PL22-0216.

Zac
k Beck, City Clerk
DATED: August 3, 2023















 

Published in THE ESCONDIDO TIMES-ADVOCATE:
08/03/23 12
Item1.

 

 
 

 
 




 








 



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Published in THE ESCONDIDO TIMES-ADVOCATE:
08/03/23
13 Item1.

STAFF REPORT

August 16, 2023
File Number 0400-40

SUBJECT

APPROVAL OF WARRANT REGISTER (COUNCIL)

DEPARTMENT
Finance

RECOMMENDATION
Request approval for City Council and Housing Successor Agency warrant numbers:
375634 – 375871 dated July 26, 2023
Staff Recommendation: Approval (Finance Department: Christina Holmes)

FISCAL ANALYSIS
The total amount of the warrants for the following periods are as follows:

July 20 – July 26, 2023, is $5,475,533.27

BACKGROUND

The Escondido Municipal Code Section 10-49 states that warrants or checks may be issued and paid prior to audit by the City Council, provided the warrants or checks are certified and approved by the Director of Fi nance as conforming to the current budget. These warrants or checks must then be ratified and approved by the City Council at the next regular Council meeting.

14 Item2.

Consent Item No. 3 August 16, 2023

A P P R O V A L

O F

M I N U T E S

15 Item3.
16 Item4.

STAFF REPORT

August 16, 2023
File Number 0600-95

SUBJECT
NOTICE OF COMPLETION FOR THE W 7TH AVENUE AND S BROADWAY WATER MAIN REPLACEMENT

PROJECT

DEPARTMENT
Utilities Department, Construction and Engineering Division

RECOMMENDATION
Request the City Council adopt Resolution No. 2023-99, authorizing the Deputy City Manager / Director of Utilities to file a Notice of Completion for the W 7th Avenue and S Broadway Water Main Replacement Project (“Project”).

Staff Recommendation: Approval (Utilities: Christopher W. McKinney , Deputy City Manager / Director of Utilities)
Presenter: Angela Morrow, Deputy Director of Utilities

FISCAL ANALYSIS
The Project was completed for $3,415,169.06.

PREVIOUS ACTION
On December 1, 2021, the City Council: 1) adopted Resolution No. 2021-159, authorizing the Mayor and City Clerk to execute a Public Improvement Agreement in the amount of $2,985,960 with S.C. Valley Engineering, Inc., the lowest responsive and responsible bidder, for construction of the Project; and 2) approved a budget adjustment in the amount of $3,000,000.

On December 7, 2022, the City Council adopted Resolution No. 2022 -175, authorizing change orders to the Public Improvement Agreement with S.C. Valley Engineering, Inc., in the amount of $478,596.00, bringing the maximum total contract value to $3,464,556.00 for the Project.

BACKGROUND
The City of Escondido’s (“City’s”) existing water mains in West 7th Avenue and in South Broadway were constructed in the early 1950’s and needed replacement. In September 2019, a portion of the existing 12- inch water main failed in W est 7th Avenue between Quince S treet and Centre City Parkway. City crews repaired the damaged portion of the water main. The W 7 th Avenue and S Broadway Project replaced 17 Item5.

approximately 5,500 lineal feet of existing 10-inch and 12-inch cast iron water pipeline with 12-inch PVC pipeline; replaced the existing water services, water meters, and fire hydrants associated with this water main; and was completed in July of 2023. The Project was located along West 7th Avenue from Quince Street to South Broadway, and in South Broadway from West 7th Avenue to West Valley Parkway.

RESOLUTIONS
A. Resolution No. 2023-99

18 Item5.

RESOLUTION NO. 2023-99

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE DEPUTY

CITY MANAGER / DIRECTOR OF UTILITIES TO FILE A
NOTICE OF COMPLETION FOR THE W 7TH AVENUE AND S

BROADWAY WATER MAIN REPLACEMENT PROJECT
WHEREAS, on December 1, 2021 the City Council adopted Resolution No. 2021-159, authorizing execution of the Public Improvement Agreement for the construction of the W 7th Avenue and S Broadway Water Main Replacement Project in the amount of $2,985,960.00; and WHEREAS, on December 1, 2021, the City Council approved a budget adjustment in the amount of $3,000,000; and
WHEREAS, on December 7, 2022, the City Council authorized change orders to the Public Improvement Agreement with S.C. Valley Engineering, Inc., in the amount of $478,596 for the W 7 th Avenue and S Broadway Water Main Replacement Project; and WHEREAS, the construction of the W 7 th Avenue and S Broadway Water Main Replacement Project was completed by S.C. Valley Engineering, Inc. in July of 2023; and WHEREAS, the City of Escondido staff and the Deputy City Manger / Director of Utilities deems the filing of the Notice of Completion to be valid at this time; and WHEREAS, this City Council desires at this time and deems it to be in the best public interest to approve the filing of the Notice of Completion.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido , California, as follows:

1. That the above recitations are true.
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2. That the City Council accepts the recommendation of the Deputy City Manager / Director of Utilities.

3. That the City Council approves the request to file a Notice of Completion for the W 7th Avenue and S Broadway Water Main Replacement Project.
20 Item5.

STAFF REPORT

August 16, 2023
File Number 0600-10; A-3470

SUBJECT

AWARD CONTRACT FOR CONSTRUCTION OF THE WASHINGTON PARK FUTSAL SOCCER COURTS

DEPARTMENT
Development Services, Engineering Division

RECOMMENDATION
Request the City Council adopt Resolution No. 2023-88 awarding a construction contract to Ace Electric, Inc., determined to be the lowest responsible and responsive bidder, approving the budget adjustment request, and authorizing the Mayor on behalf of the City, to execute a Public Improvement Agreement in the amount of $334,000 for construction of the Washington Park Futsal Soccer Courts (“Project”).

Staff Recommendation: Approval (Andrew Firestine, Development Services Director, and Julie Procopio, City Engineer)

Presenter: Julie Procopio, City Engineer

FISCAL ANALYSIS
On March 11, 2021, the American Rescue Plan Act of 2021 (“ARPA”) was signed into law, which contains $1.9 trillion in overall national spending to support COVID relief and economic recovery efforts. ARPA provides a $350 billion allocation of Coronavirus State & Local Fiscal Recovery Funds (“CSLFRF”) to state, local, territorial, and tribal governments. Within the guidelines of ARPA, the City of Escondido was categorized as a Metropolitan City and was allocated $38,808,509. Funds may only be used for project costs initiated on or after March 3, 2021, and must qualify within one of five eligible expenditure categories. All funds must be encumbered by December 31, 2024 and fully spent by December 31, 2026.

Based on the initial guidelines, in September 2021 , the City Council approved a list of projects totaling $22,808,509. On April 20, 2022, staff provided an update on the ARPA funded projects and requested City Council feedback for allocating remaining funds. Based on the direction received, on December 7, 202 2, the City Council allocated $215,000 to fund two Futsal soccer courts at Washington Park.

The original ARPA budget for this project was $215,000, which is insufficient to complete construction of the Washington Park Futsal Soccer Courts. Therefore, staff is recommending that the City Council approve a budget adjustment in the amount of $200,000 to the Project from the ARPA available balance. This budget adjustment is required to fund the construction agreement with Ace Electric, Inc., and to cover 21 Item6.

the costs of potential change orders, staff time, and inspection costs. The balance of available ARPA funds not currently allocated to projects is $7,586,771.

BACKGROUND
This Project will convert two tennis courts at Washington Park to two Futsal soccer courts, including re- surfacing and restriping the courts, installing galvanized steel perimeter fences, goals, benches and lockable storage. In addition, the Project will install a new sidewalk to provide accessibility to the courts.

In January 2021, a survey was conducted to determine how and what amenities people use at Washington Park, as well as to gauge the level of support for converting two tennis courts to Futsal courts. There was an overwhelmingly positive response for the installation of futsal courts. Of the 412 responses, 391 were in support of converting the courts. Additionally, two public outreach meetings were held in June 2022 to gather input on potential court conversions primarily related to pickleball and tennis. These meetings were also us ed as an opportunity to remind the public of the previously approved Futsal soccer courts that will be built at Washington Park.

In early 2022, Street Soccer USA (SSUSA) and the San Diego Loyal, a San Diego based professional soccer team, reached out to C ity staff regarding a partnership. The SSUSA is committed to programming at Washington Park in the form of providing trained, paid coaches, oversight, management, scheduling of programming, and ongoing general upkeep of the site. In addition to programmed time, the futsal courts will be open to general community use for pick-up soccer play on a first come, first served basis. If demand is significant, staff will evaluate a free reservation system.

On July 27 , 2023, one sealed bid w as received in response to the advertised request for bids for the Project. Ace Electric, Inc. submitted a bid in the amount of $334,000. The bid received was 9.5% higher than the Engineer’s Estimate of $305,000. Staff evaluated other similar projects rece ntly bid and found that the bid was reasonable and that it is unlikely that re-bidding the Project will result in lower bid prices.

Staff recommends that the bid submitted by Ace Electric, Inc. be considered a responsive and responsible bid, and that the c ontract be awarded in the amount of $334,000. Ace Electric, Inc. has successfully completed several similar projects, including recent installations at three schools and one local City. The manufacturer considers Ace Electric, Inc. to be well qualified to complete the project.

RESOLUTIONS
a. Resolution No. 2023-88
b. Resolution No. 2023-88 – Exhibit “A” – Public Improvement Agreement c. Budget Adjustment Form

22 Item6.

Attachment "1"
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RESOLUTION NO. 2023-88

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AWARDING A CONSTRUCTION
CONTRACT TO ACE ELECTRIC, INC., APPROVING A BUDGET

ADJUSTMENT, AND AUTHORIZING THE MAYOR TO

EXECUTE, ON BEHALF OF THE CITY, A PUBLIC

IMPROVEMENT AGREEMENT FOR THE WASHINGTON

PARK FUTSAL SOCCER COURTS

WHEREAS, the City Council has allocated American Rescue Plan Act (ARPA) funds for the Washington Park Futsal Soccer Courts (“Project”); and
WHEREAS, a notice inviting bids for said improvements was duly published; and WHEREAS, pursuant to said notice, one sealed bid for the Project was opened and evaluated on July 27, 2023; and
WHEREAS, there are insufficient funds in the project account to complete the project; therefore, a budget adjustment of $200,000 from the ARPA fund balance is required to fund all construction costs; and
WHEREAS, Ace Electric, Inc. was determined to be a responsive and responsible bidder; and WHEREAS, the City Council desires at this time and deems it to be in the best public interest to award this contract to Ace Electric, Inc. in the amount of $334,000; NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California, as follows:

1. That the above recitations are true.

2. That the Finance Director is authorized to execute a budget adjustment of $200,000 from the ARPA fund balance to the project account as shown in the attached Budget Adjustment Request.

3. That the Mayor is authorized to ex ecute, on behalf of the City, a Public Improvement 24 Item6.

Agreement with Ace Electric, Inc., in a substantially similar form to that which is attached and incorporated to this Resolution as Exhibit “A”, and subject to final approval as to form by the City Attorney.

25 Item6.

Public Improvement Agreement (Contractor) - 1 - CAO: 8/26/2021

CITY OF ESCONDIDO

PUBLIC IMPROVEMENT AGREEMENT
This Public Improvement Agreement (“Agreement”) is made and entered into as of the last signature date set forth below (“Effective Date”),
Between: CITY OF ESCONDIDO
a California municipal corporation
201 N. Broadway
Escondido, CA 92025
Attn: Danielle Lopez
760-839-6269
And: Ace Electric, Inc.
“a California corporation”
PO Box 601071
San Diego, CA 92160
Attn: Chris Hinds
619-521-9740
("CONTRACTOR").
(The CITY and CONTRACTOR each may be referred to herein as a “Party” and collectively as the “Parties.”) WHEREAS, the Parties desire to enter into this Agreement for the per formance of work relating to the WASHINGTON PARK FUTSAL COURT S, occurring on property located at 501 N. Rose Street, Escondido, CA 92027 and having assessor’s parcel numbers of 230-141-20, as further described herein.

NOW, THEREFORE, in consideration of the mutual covenants, promises, terms, and conditions set forth herein, and the mutual benefits derived therefrom, the Parties hereby agree as follows:

1. Project Documents. The Notice Inviting Sealed Bids/Notice to Contractors, Instructions to Bidders, Bid Form, Designation of Subcontractors, Worke rs' Compensation Certificate, Change Orders, Shop Drawing Transmittals, Information Required of CONTRACTOR, Non -collusion Affidavit, Insurance Certificates, Guarantees, General Conditions, Supplementary General Conditions, Special Conditions, Plans, Drawin gs, Specifications, the Agreement , and all modifications, addenda, and amendments thereto (“Project Documents”) are incorporated herein by this reference as if fully set forth herein. The Project Documents are complementary, and what is called for by any one shall be as binding as if called for by all.

2. Description and Performance of Work . CONTRACTOR shall furnish all work described in the Project Documents (“Work”). All Work to be performed and materials to be furnished shall be completed in a good workmanlike manner, free from defects, in strict accordance with the plans, drawings, specifications, and requirements set forth in the Project Documents and all provisions of this Agreement.

Resolution No. 2023-88
Exhibit "A"

26 Item6.

Public Improvement Agreement (Contractor) - 2 - CAO: 8/26/2021

3. Compensation. In exchange for CONTRACTOR’s completion of the Work, the CITY shall pay, and CONTRACTOR shall accept in full, an amount not to exceed the sum of $334,000 (“Contract Price”) .

CONTRACTOR shall be compensated only fo r performance of the Work described in this Agreement. No compensation shall be provided for any other work or services without the CITY’s prior written consent.

4. Term and Time of Performance . CONTRACTOR shall commence work within one week from the CITY' s notice to proceed. CONTRACTOR shall diligently perform and complete the Work with professional quality and technical accuracy within 20 Working Days. Extension of terms or time of performance shall be subject to the CITY’s sole discretion.

5. Time Is of the Essence. If the Work is not completed by the Completion Date, it is understood that the CITY will suffer damage. It being impractical and infeasible to determine the amount of actual damage, in accordance with Government Code section 53069.85, the Parties agree that CONTRACTOR shall pay to the CITY as fixed and liquidated damages, and not as a penalty, the sum of $500 per day for each calendar day of delay until the Work is completed and accepted (“Liquidated Damages Amount”) . Th e Liquidated Damages Amount shall be deducted from any payments due to , or that become due to , CONTRACTOR.

CONTRACTOR and CONTRACTOR'S surety shall be liable for the Liquidated Damages Amount.

6. Insurance Requirements.

a. CONTRACTOR shall procure and maintain, at its own cost, during the entire term of this Agreement, insurance against claims for injuries to persons or damages to property that may arise from or in connection with the performance of the Work, and the results of such Work, by CONTRACTOR, its agents, representatives, employees, or subcontractors. Insurance coverage shall be at least as broad as the following:

(1) Commercial General Liability. Insurance Services Office (“ISO”) Form CG 0001 11188 covering Commercial General Liability on an “occurrence” basis, including products and completed operations, property damage, bodily injury (including emotional distress), sickness, disease, or death of any person other than the CONTRACTOR's employees , and personal and advertising injury, and damages because of injury or destruction of tangible property, including loss of use resulting there from, with limits no less than $3,000,000 combined single limit coverage per occurrence for bodily injury and property damage; or, if a general aggregate limit is applicable, either: (i) the general aggregate limit shall specifically apply to the project identified in the bid specifications or to the location of such project which is the subject of these bid specifications with coverage to be no less than $3,000,000, or (ii) the general aggregate shall be at least $3,000,000 combined single limit coverage per occurrence for bodily injury and property damage.

(2) Automobile Liability. ISO Form CA 00 01 covering any auto (Code 1), or if CONTRACTOR has no owned autos, hired (Code 8) and non -owned autos (Code 9), including damages because of bodily injury, death of a person, or property damage arising out of the ownership, maintenance, or use of a motor vehicle, all mobile equipment, and vehicles moving under CONTRACTOR’s control and engaged in the Work, with limits no less than $3,000,000 combined single limit per accident for bodily injury and property damage.

(3) Workers’ Compensation . Workers' Compensation as required by the State of California, with Statutory Limits, and Employer’s Liability Insurance with limits of no less th an $1,000,000 per accident for bodily injury or disease.

(4) The CONTRACTOR, during the progress of the Work and until final acceptance of the Work by CITY, shall maintain Builder's Risk/"All Risk," course -of-construction insurance satisfactory to CITY issued on a completed value basis of all WORK pursuant to this Agreement. Coverage is to Resolution No. 2023-88
Exhibit "A"

27 Item6.

Public Improvement Agreement (Contractor) - 3 - CAO: 8/26/2021 provide extended coverage and insurance against vandalism, theft, malicious mischief, perils of fire, sprinkler leakage, civil authority, sonic boom, earthquake, collapse, flood, wind, lightning, smoke, riot, debris removal (including demolition), and reasonable compensation for the Engineer's services and expenses required as a result of such insured loss upon the Work, including completed Work and Work in progress to the f ull insurable value thereof. Such insurance shall include the CITY and the City Engineer as an additional named insured and any other person with an insurable interest designated.

(5) If CONTRACTOR maintains broader coverage and/or higher limits than the minimums otherwise required by this Agreement, the CITY requires and shall be entitled to the broader coverage and/or the higher limits maintained by CONTRACTOR.

b. Each insurance policy required by this Agreement must be acceptable to the City Attorney and shall meet the following requirements:

(1) Compliance with General Condition Requirements. Insurance coverage shall comply with and meet all requirements set forth in Article 5.2 of General Conditions

(2) Acceptability of Insurers. Insurance coverage must be provided by an insurer authorized to conduct business in the state of California with a current A.M. Best’s rating of no less than A -:VII, or as approved by the CITY.

(3) Additional Insured Status. Both the Commercial General Liability and the Automobile Liabili ty policies must name the CITY (including its officials, officers, agents, employees, and volunteers) specifically as an additional insured under the policy on a separate endorsement page. The Commercial General Liability additional insured endorsement shall be at least as broad as ISO Form CG 20 10 11 85, or if not available, through the addition of both CG 20 10, CG 20 26, CG 20 33, or CG 20 38, and CG 20 37 if a later edition is used. The Automobile Liability additional insured endorsement shall be at least as broad as ISO Form CA 20 01.

(4) Primary Coverage. CONTRACTOR’s insurance coverage shall be primary coverage at least as broad as ISO CG 20 01 04 13 with respect to the CITY, its officials, officers, agents, employees, and volunteers. Any insurance or self -insurance maintained by the CITY, its officials, officers, agents, employees, or volunteers shall be in excess of CONTRACTOR’s insurance and shall not contribute with it.

(5) Notice of Cancellation. Each insurance policy shall provide that coverage shall not be canceled, except with prior written notice to the CITY.

(6) Subcontractors. If applicable, CONTRACTOR shall require and verify that all subcontractors maintain insurance meeting all the requirements stated within this Agreement, and CONTRACTOR shall ensure that the CITY (including its officials, officers, agents, employees, and volunteers) is an additional insured on any insurance required from a subcontractor.

(7) Waiver of Subrogation . CONTRACTOR hereby grants to the CI TY a waiver of any right to subrogation that any insurer of CONTRACTOR may acquire against the CITY by virtue of the payment of any loss under such insurance. CONTRACTOR agrees to obtain any endorsement that may be necessary to affect this waiver of subrogation, but this subsection shall apply regardless of whether or not the CITY has received a waiver of subrogation endorsement from the insurer. Any Workers’ Compensation policy required by this Agreement shall be endorsed with a waiver of subrogation in favor of the CITY for all work performed by the CONTRACTOR, its agents, representatives, employees and subcontractors.

Resolution No. 2023-88
Exhibit "A"

28 Item6.

Public Improvement Agreement (Contractor) - 4 - CAO: 8/26/2021 (8) Self-Insurance. CONTRACTOR may, with the CITY’s prior written consent, fulfill some or all of the insurance requirements contained in t his Agreement under a plan of self -insurance.

CONTRACTOR shall only be permitted to utilize such self-insurance if, in the opinion of the CITY, CONTRACTOR’s (i) net worth and (ii) reserves for payment of claims of liability against CONTRACTOR are sufficient to adequately compensate for the lack of other insurance coverage required by this Agreement. CONTRACTOR’s utilization of self -insurance shall not in any way limit the liabilities assumed by CONTRACTOR pursuant to this Agreement.

(9) Self-Insured Retentions. Self-insured retentions must be declared to and approved by the CITY.

c. Verification of Coverage. At the time CONTRACTOR executes this Agreement, CONTRACTOR shall provide the CITY with original Certificates of Insurance including all required amendatory endorsements (or copies of the applicable policy language effecting the insurance coverage required by this Agreement), which shall meet all requirements under this Agreement. The CITY reserves the right to require complete, certified copies of all required insurance policies, including endorsements required by this Agreement, at any time.

d. Special Risks or Circumstances . The CITY reserves the right, at any point during the term of this Agreement, to modify the insurance requirements in this Agreement, including limits, based on the nature of the risk, prior experience, insurer, coverage, or other special circumstances.

e. No Limitation of Obligations. The insurance requirements within this Agreement, including the types and limits of insurance coverage CONTRACTOR must maintain, and any approval of such insurance by the CITY, are not intended to and shall not in any manner limit or qualify the liabilities and obligations otherwise assumed by CONTRACTOR pursuant to this Agreement, including but not limited to any provisions within this Agreement concerning indemnification.

f. Compliance. Failure to comply with any of the insurance requirements in this Agreement, including but not limited to a lapse in any required insurance coverage during the term of this Agreement, shall be a material breach of this Agreement. Compliance by CONTRACTOR with the requirement to carry insurance and furnish certificates, policies, Additional Insured Endorsement and Declarations Page evidencing the same shall not relieve the CONTRACTOR from liability assumed under any provision of this Agreement, including, without limitation, the obligation to defend and indemnify the CTY and the City Engineer. In the event that CONTRACTOR fails to comply with any insurance requirement set forth in this Agreement, in addition to any other remedies the CITY may have, the CITY may, at its sole option, (i) immediately terminate this Agreement; or (ii) order CONTRACTOR to stop Work under this Agreement and/or withhold any payment that beco mes due to CONTRACTOR until CONTRACTOR demonstrates compliance with the insurance requirements in this Agreement.

7. Indemnification, Duty to Defend, and Hold Harmless.

a. CONTRACTOR (including CONTRACTOR’s agents, employees, and subcontractors, if any) shall indemnify, defend, and hold harmless the CITY, its officials, officers, agents, employees, and volunteers from and against any and all claims, demands, actions, causes of action, proceedings (including but not limited to legal and administrative proceedings of any kind), suits, fines, penalties, judgments, orders, levies, costs, expenses, liabilities, losses, damages, or injuries, in law or equity, including without limitation the payment of all consequential damages and attorney’s fees and other related litigation costs and expenses (collectively, “Claims”), of every nature caused by, arising out of, or in connection with CONTRACTOR’s (including CONTRACTOR’s agents, empl oyees, and subcontractors, if any) Work pursuant to this Agreement or its failure to comply with any of its obligations contained herein, except where caused by the active negligence, sole negligence, or willful misconduct of the CITY.

Resolution No. 2023-88
Exhibit "A"

29 Item6.

Public Improvement Agreement (Contractor) - 5 - CAO: 8/26/2021 b. CONTRACTOR (includi ng CONTRACTOR’s agents, employees, and subcontractors, if any) shall indemnify, defend, and hold harmless the CITY, its officials, officers, agents, employees, and volunteers from and against any and all Claims caused by, arising under, or resulting from any violation, or claim of violation, of the San Diego Municipal Storm Water Permit (Order No. R9-2013-0001, as amended) of the California Regional Water Quality Control Board, Region 9, San Diego, that the CITY might suffer, incur, or become subject to by reason of, or occurring as a result of, or allegedly caused by, any Work performed pursuant to this Agreement.

c. All terms and provisions within this Section 7 shall survive the termination of this Agreement.

8. Bonds.

a. CONTRACTOR shall furnish and deliver to the CITY, simultaneously with the execution of this Agreement, the following surety bonds:

(1) Faithful Performance Bond. CONTRACTOR shall furnish to the CITY a surety bond in an amount equal to the Contract Price as security for faithful performance of this Agreement.

(2) Labor and Materials Bond. CONTRACTOR shall furnish to the CITY a surety bond in an amount equal to the Contract Price as security for payment to persons performing labor and furnishing materials in connection with the Project.

b. All bonds furnished to the CITY pursuant to this Agreement shall be in the form set forth herein and approved by the City Attorney.

c. All bonds shall be executed by sureties that are named in the current list of "Companies Holding Certificates of Authority as Acceptable Sureties on Federal bonds and as Acceptable Reinsuring Companies" as published in Circular 570 (amended) by the Audit Staff, Bureau of Government Financial Operations, U.S. Treasury Department. All bonds signed by an agent must be accompanied by a certified copy of such agent's authority to act.

d. If the surety on any bond furnished by the CONTRACTOR is declared bankrupt or becomes insolvent or its right to do busin ess is terminated in any state where any part of the Work is located, the CONTRACTOR shall, within seven days thereafter, substitute another bond and surety, which must be acceptable to the CITY. No portion of the Work shall be performed without bonds, in a form and issued by a surety acceptable to the City. If one or more of such bonds shall, at any time, not be in full force and effect, CONTRACTOR shall immediately cease performance of the Work until CONTRACTOR is in full compliance with the bonding req uirements of this Agreement and California law. All delays and costs incurred or resulting from such occurrence shall be to the exclusive account of CONTRACTOR. Failure of the CONTRACTOR to promptly cure any failure to have the necessary bonds in full force and effect shall be grounds for immediate termination of this Agreement.

e. All bonds shall be obtained from surety companies that are duly licensed or authorized in the State of California. Such surety companies shall also meet any additional requirements and qualifications as may be provided in the Supplementary General Conditions.

9. Substitution of Securities. This Agreement is subject to California Public Contract Code section 22300, which permits the substitution of securities for any monies withheld by the C ITY to ensure performance of this Agreement. At the request and expense of the CONTRACTOR, securities equivalent to the amount withheld shall be deposited with the CITY, or with a state- or federally-chartered bank in this state as the escrow agent, who shall then pay those moneys to CONTRACTOR. Upon satisfactory completion and acceptance of the Work, such securities shall be returned to the CONTRACTOR.

Resolution No. 2023-88
Exhibit "A"

30 Item6.

Public Improvement Agreement (Contractor) - 6 - CAO: 8/26/2021

10. Contractor Default. In the event CONTRACTOR, for a period of 10 calendar days after re ceipt of written demand from the CITY to do so (“Cure Period”), fails to furnish tools, equipment, or labor in the necessary quantity or quality required by this Agreement, or fails to prosecute the Work and all parts thereof in a diligent and workmanlike manner, or after commencing to do so within the Cure Period, fails to continue to do so, then the CITY in its sole discretion may exclude the CONTRACTOR from the Property, or any portion thereof, and take exclusive possession of the Property or any portion thereof, together with all material and equipment thereon, and may complete the Work or any portion of the Work, either by (i) furnishing the necessary tools, equipment, labor, or materials; or (ii) letting the unfinished portion of the work, or any portion thereof, to another contractor; or (iii) demanding the surety hire another contractor; or (iv) any combination of such methods. The CITY’s procuring of the completion of the Work, or the portion of the Work taken over by the CITY, shall be a charge against the CONTRACTOR and may be deducted from any money due or to become due to CONTRACTOR from the CITY, or the CONTRACTOR shall pay the CITY the amount of such charge, or the portion thereof unsatisfied. The sureties provided for under this Agreement shall become liable for payment if CONTRACTOR fails to pay in full any such cost incurred by the CITY. The permissible charges for any such procurement of the completion of the Work include actual costs and fees incurred to third party individuals and entities (including but not limited to consultants, attorneys, inspectors, and designers) and actual costs incurred by the CITY for the increased dedication of time of the CITY’s employees to the Project.

11. Other Legal Requirements Incorporated. Each and every provision of law and clause required by law to be inserted in this Agreement or its attachments shall be deemed to be inserted herein, and this Agreement shall be read and enforced as though such law or clause were included herein, and if through mistake or otherwise any such provision is not inserted, or is not currently inserted, then upon application of either Party, the Agreement shall forthwith be physically amended to make such insertion or correct ion, without further changes to the remainder of the Agreement.

12. Merger Clause. This Agreement, together with its attachments or other documents described or incorporated herein, if any, constitutes the entire agreement and understanding of the CITY and CONTRACTOR concerning the subject of this Agreement and supersedes and replaces all prior negotiations, understandings, or proposed agreements, written or oral, except as otherwise provided herein. In the event of any conflict between the provisions of th is Agreement and any of its attachments or related documents, if any, the provisions of this Agreement shall prevail.

13. Attorney’s Fees and Costs. In any action to enforce the terms and conditions of this Agreement, the prevailing Party shall be entitled to reasonable attorney’s fees and costs.

14. Independent Contractor . CONTRACTOR is an independent contractor, and no agency or employment relationship is created by the execution of this Agreement.

15. Amendment. This Agreement shall not be amended except in a wri ting signed by the CITY and CONTRACTOR, and pursuant to action of the Escondido City Council.

16. Anti-Waiver Clause. None of the provisions of this Agreement shall be waived by the CITY because of previous failure to insist upon strict performance, nor shall any provision be waived because any other provision has been waived by the CITY, in whole or in part.

17. Severability. This Agreement shall be performed and shall be enforceable to the full extent allowed by applicable law, and the illegality, invalidity, waiver, or unenforceability of any provision of this Agreement shall not affect the legality, validity, applicability, or enforceability of the remaining provisions of this Agreement.

Resolution No. 2023-88
Exhibit "A"

31 Item6.

Public Improvement Agreement (Contractor) - 7 - CAO: 8/26/2021

18. Governing Law . This Agreement and all rights and obligation s arising out of it shall be construed in accordance with the laws of the State of California. Venue for any action arising from this Agreement shall be conducted only in the state or federal courts of San Diego County, California.

19. Counterparts. This Agreement may be executed on separate counterparts, each of which shall be an original and all of which taken together shall constitute one and the same instrument. Delivery of an executed signature page of this Agreement by electronic means, including an attachment to an email, shall be effective as delivery of an executed original. The Agreement on file with the City is the copy of the Agreement that shall take precedence if any differences exist between or among copies or counterparts of the Agreement.

20. Provisions Cumulative. The foregoing provisions are cumulative to, in addition to, and not in limitation of any other rights or remedies available to the CITY.

21. Business License. CONTRACTOR shall obtain a City of Escondido Business License prior to executio n of this Agreement and shall maintain such Business License throughout the term of this Agreement.

22. Compliance with Laws, Permits, and Licenses . CONTRACTOR shall keep itself informed of and comply with all applicable federal, state, and local laws, statutes, codes, ordinances, regulations, rules, and other legal requirements in effect during the term of this Agreement. This shall include, but shall not be limited to, all California Labor Code laws regarding payment of prevailing wages and all OSHA regulat ions.

CONTRACTOR shall obtain any and all permits, licenses, and other authorizations necessary to perform the work under this Agreement. Neither the CITY, nor any elected or appointed boards, officers, officials, employees, or agents of the CITY, shall be liable, at law or in equity, as a result of any failure of CONTRACTOR to comply with this section.

23. Prevailing Wages and Department of Industrial Relations Compliance . Pursuant to California Labor Code section 1770 et seq., CONTRACTOR agrees that a prev ailing rate and scale of wages, in accordance with applicable laws, shall be paid in performing this Agreement. CONTRACTOR shall keep itself informed of and comply with all applicable federal, state, and local laws, statutes, codes, ordinances, regulation s, rules, and other legal requirements pertaining to the paymen t of prevailing wages, including but not limited to the keeping of certified payroll records, overtime pay, employment of apprentices, and workers' compensation coverage, as further set forth i n the General Conditions . CONTRACTOR shall file the required workers' compensation certificate before commencing work under this Agreement . This project is subject to compliance monitoring and enforcement by the Department of Industrial Relations. CONTRACTOR shall post all job site notices required by regulation. CONTRACTOR, as well as any subcontractors, shall be registered pursuant to California Labor Code section 1725.5 to be qualified to bid on, be listed in a bid proposal (subject to the requirements of Public Contract Code section 4104), or engage in the performance of any public works contract subject to the requirements of Division 2, Part 7, Chapter 1 of the California Labor Code. Neither the CITY, nor any elected or appointed boards, officers, officials, employees, or agents of the CITY, shall be liable, at law or in equity, as a result of any failure of CONTRACTOR to comply with thi s section.

24. Immigration Reform and Control Act of 1986. CONTRACTOR shall keep itself informed of and shall comply with the Immigration Reform and Control Act of 1986 (“IRCA”). CONTRACTOR represents and warrants that all of its employees and the employees of any subcontractor retained by CONTRACTOR who perform any portion of the Work under this Agreement are and will be authorized to perform the Work in full compliance with the IRCA. CONTRACTOR affirms that as a licensed contractor and employer in the State of California, all new employees must produce proof of eligibility to work in the United States within the first three days of employment and that only employees legally eligible to work in the United States will perform the Work. CONTRACTOR agrees to c omply with the IRCA before commencing any portion of the Work, and continuously throughout the performance of the Work and the term of this Agreement.

Resolution No. 2023-88
Exhibit "A"

32 Item6.

Public Improvement Agreement (Contractor) - 8 - CAO: 8/26/2021

25. Effective Date. Unless a different date is provided in this Agreement, the effective date of this Agreem ent shall be the latest date of execution set forth by the names of the signatories below

26. Federal Grant Funds. The Parties acknowledge that American Rescue Plan Act (“ARPA”) funds awarded by the U.S. Department of Treasury (“Federal Awarding Agency”) wil l be used to fund all or a portion of this Agreement. The CONTRACTOR shall comply with all applicable federal laws, regulations, executive orders, policies, procedures, and directives relating to such federal funds.

27. Equal Employment Opportunity. During the performance of this Agreement, the CONTRACTOR agrees as follows:
a. The CONTRACTOR will not discriminate against any employee or applicant for employment because of race, color, religion, sex, sexual orientation, gender identity, or national origin. The CONTRACTOR will take affirmative action to ensure that applicants are employed, and that employees are treated during employment without regard to their race, color, religion, sex, sexual orientation, gender identity, or national origin. Such action shall include, but not be limited to the following: Employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprentices hip. The contractor agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause.
b. The CONTRACTOR will, in all solicitations or advertisement s for employees placed by or on behalf of the contractor, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, or national origin. c. The CONTRACTOR w ill not discharge or in any other manner discriminate against any employee or applicant for employment because such employee or applicant has inquired about, discussed, or disclosed the compensation of the employee or applicant or another employee or applicant. This provision shall not apply to instances in which an employee who has access to the compensation information of other employees or applicants as a part of such employee's essential job functions discloses the compensation of such other employees or applicants to individuals who do not otherwise have access to such information, unless such disclosure is in response to a formal complaint or charge, in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or is consistent with the contractor's legal duty to furnish information.
d. The CONTRACTOR will send to each labor union or representative of workers with which he has a collective bargaining agreement or other contract or understanding, a notice to be provided advising the said labor union or workers' representatives of the contractor's commitments under this section, and shall post copies of the notice in conspicuous places available to employees and applicants for employment. e. The CONTRACTOR will comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor. f. The CONTRACTOR will furnish all information and reports required by Executive Order 11246 o f September 24, 1965, and by rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his books, records, and accounts by the administering agency and the Secretary of Labor for purposes of investigation to ascertain compliance with such rules, regulations, and orders. g. In the event of the CONTRACTOR’s noncompliance with the nondiscrimination clauses of this Agreement or with any of the said rules, regulations, or orders, this Agreement may be canceled, terminated, or suspended in whole or in part and the contractor may b e declared ineligible for further Government contracts or federally assisted construction contracts in accordance with procedures authorized in Executive Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule, regulation, or order of the Secretary of Labor, or as otherwise provided by law. h. The CONTRACTOR will include the portion of the sentence immediately preceding subpart a of this section and the provisions of subparts a through h in every subcontract or purchase order unless exempted Resolution No. 2023-88
Exhibit "A"

33 Item6.

Public Improvement Agreement (Contractor) - 9 - CAO: 8/26/2021 by rules, regulations, or orders of the Secretary of Labor issued pursuant to section 204 of Executive Order 11246 of September 24, 1965, so that such provisions will be binding upon each subcontractor or vendor.

The contractor will take such action with respect to any subcontract or purchase order as the administering agency may direct as a means of enforcing such provisions, including sanctions for noncompliance:

Provided, however, that in the event a contractor becomes involved in, or is threatened with, litigation with a subcontractor or vendor as a result of such direction by the administering agency, the contractor may request the United States to enter into such litigation to protect the interests of the United States.

The applicant further agrees that it will be bound by the above equal opportunity clause with respect to its own employment practices when it participates in federally assisted construction wo rk: Provided, That if the applicant so participating is a State or local government, the above equal opportunity clause is not applicable to any agency, instrumentality or subdivision of such government which does not participate in work on or under the contract.

The applicant agrees that it will assist and cooperate actively with the administering agency and the Secretary of Labor in obtaining the compliance of contractors and subcontractors with the equal opportunity clause and the rules, regulations, an d relevant orders of the Secretary of Labor, that it will furnish the administering agency and the Secretary of Labor such information as they may require for the supervision of such compliance, and that it will otherwise assist the administering agency in the discharge of the agency's primary responsibility for securing compliance.

The applicant further agrees that it will refrain from entering into any contract or contract modification subject to Executive Order 11246 of September 24, 1965, with a contractor debarred from, or who has not demonstrated eligibility for, Government contracts and federally assisted construction contracts pursuant to the Executive Order and will carry out such sanctions and penalties for violation of the equal opportunity clause as may be imposed upon contractors and subcontractors by the administering agency or the Secretary of Labor pursuant to Part II, Subpart D of the Executive Order. In addition, the applicant agrees that if it fails or refuses to comply with these undertak ings, the administering agency may take any or all of the following actions: Cancel, terminate, or suspend in whole or in part this grant (contract, loan, insurance, guarantee); refrain from extending any further assistance to the applicant under the progr am with respect to which the failure or refund occurred until satisfactory assurance of future compliance has been received from such applicant; and refer the case to the Department of Justice for appropriate legal proceedings.

28. Compliance with the Davis-Bacon Act.
a. All transactions regarding this Agreement shall be done in compliance with the Davis -Bacon Act (40 U.S.C. 3141- 3144, and 3146-3148) and the requirements of 29 C.F.R. pt. 5 as may be applicable. The CONTRACTOR shall comply with 40 U.S.C. 3141 -3144, and 3146 -3148 and the requirements of 29 C.F.R. pt. 5 as applicable.
b. Contractors are required to pay wages to laborers and mechanics at a rate not less than the prevailing wages specified in a wage determination made by the Secretary of Labor. c. Additionally, contractors are required to pay wages not less than once a week

29. Compliance with the Copeland “Anti-Kickback” Act.
a. Contractor. The CONTRACTOR shall comply with 18 U.S.C. § 874, 40 U.S.C. § 3145, and the requirements of 29 C.F.R. pt. 3 as may be app licable, which are incorporated by reference into this Agreement.
b. Subcontracts. The CONTRACTOR and any subcontractors shall insert in any subcontracts the clause above and such other clauses as FEMA may by appropriate instructions require, and also a clau se requiring the subcontractors to include these clauses in any lower tier subcontracts. The prime contractor shall be responsible for the compliance by any subcontractor or lower tier subcontractor with all of these contract clauses.

Resolution No. 2023-88
Exhibit "A"

34 Item6.

Public Improvement Agreement (Contractor) - 10 - CAO: 8/26/2021 c. Breach. A breach of the contract clauses above may be grounds for termination of the contract, and for debarment as a contractor and subcontractor as provided in 29 C.F.R. § 5.12.

30. Clean Air Act. CONTRACTOR agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. § 7401 et seq. CONTRACTOR agrees to report each violation to the CITY and understands and agrees that the CITY will, in turn, report each violation as required to assure notification to the Federal Awarding Agency, and the appropriate Environmental Protection Agency Regional Office. CONTRACTOR agrees to include these requirements in each subcontract exceeding $150,000 financed in whole or in part with federal assistance provided by the Federal Awarding Agency.

31. Federal Water Pollution Control Act. CONTRACTOR agrees to comply with all applicable standards, orders, or regulations issued pursuant to the Federal Water Pollution Control Act, as amended, 33 U.S.C. 1251 et seq.

CONTRACTOR agrees to report each violation to the CITY and understands and agrees that the CITY will, in turn, report each violation as required to assure notification to the Federal Awarding Agency, and the appropriate Environmental Protection Agency Regional Office. CONTRACTOR a grees to include these requirements in each subcontract exceeding $150,000 financed in whole or in part with federal assistance provided by the Federal Awarding Agency.

32. Debarment and Suspension.
a. This Agreement is a covered transaction for purposes of 2 C.F.R. Part 180 and 2 C.F.R. Part 3000. As such, CONTRACTOR is required to verify that none of CONTRACTOR’s principals (defined at 2 C.F.R. § 180.995) or its affiliates (defined at 2 C.F.R. § 180.90 5) are excluded (defined at 2 C.F.R. § 180.940) or disqualified (defined at 2 C.F.R. § 180.935). b. CONTRACTOR shall comply with 2 C.F.R. Part 180, Subpart C and 2 C.F.R. Part 3000, Subpart C, and must include a requirement to comply with these regulations in any lower tier covered transaction CONTRACTOR enters into.
c. This certification is a material representation of fact relied upon by the CITY. If it is later determined that CONTRACTOR did not comply with 2 C.F.R. Part 180, Subpart C and 2 C.F.R. Part 3000, Subpart C, in addition to remedies available to the CITY, the federal government may pursue available remedies, including but not limited to suspension and/or debarment. d. The bidder or proposer agrees to comply with the requirements of 2 C.F.R. Part 180 , Subpart C and 2 C.F.R. Part 3000, Subpart C while this offer is valid and throughout the period of any contract that may arise from this offer. The bidder or proposer further agrees to include a provision requiring such compliance in its lower tier covered transactions.

33. Byrd Anti-Lobbying Amendment, 31 U.S.C. § 1352 (as amended). a. Prior to entering into this Agreement, CONTRACTOR shall file the required certification pursuant to the Byrd Anti -Lobbying Amendment (31 U.S.C. § 1352 (as amended)). Each tie r certifies to the tier above that it will not and has not used federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member of Congress in connection with obtaining any federal contract, grant, or any other award covered by 31 U.S.C. § 1352. Each tier shall also disclose any lobbying with non -federal funds that takes place in connection with obt aining any federal award.

Such disclosures are forwarded from tier to tier up to the recipient who in turn will forward the certification(s) to the Federal Awarding Agency.
b. Required Certification. At the time CONTRACTOR executes this Agreement, CONTRACTO R shall provide the CITY with a completed Appendix A, 44 C.F.R. Part 18 – Certification Regarding Lobbying.

A blank Appendix A, 44 C.F.R. Part 18 – Certification Regarding Lobbying is attached to this Agreement as Attachment “A” and incorporated herein by this reference.

Resolution No. 2023-88
Exhibit "A"

35 Item6.

Public Improvement Agreement (Contractor) - 11 - CAO: 8/26/2021

34. Procurement of Recovered Materials . In the performance of this Agreement, CONTRACTOR shall make maximum use of products containing recovered materials that are EPA -designated items unless the product cannot be acquired (1) competitively within a timeframe providing for compliance with the Agreement’s performance schedule, (2) meeting Agreement performance requirements, or (3) at a reasonable price.

Information about this requirement, along with the list of EPA -designated items, is availa ble at EPA’s Comprehensive Procurement Guidelines website, located at https://www.epa.gov/smm/comprehensive- procurement-guideline-cpg-program. CONTRACTOR shall also co mply with all other applicable requirements of Section 6002 of the Solid Waste Disposal Act, as amended by the Resource Conservation and Recovery Act.

35. Access to Records . The following access to records requirements apply to this Agreement: (1) CONTRACTOR agrees to provide the CITY, the Federal Awarding Agency Administrator, the Comptroller General of the United States, or any of their authorized representatives access to any books, documents, papers, and records of CONTRACTOR that are directly pertinent to this Agreement for the purposes of making audits, examinations, excerpts, and transcriptions. CONTRACTOR agrees to permit any of the foregoing parties to reproduce by any means whatsoever or to copy excerpts and transcriptions as reasonably needed. CONTRACTOR agrees to provide the Federal Awarding Agency Administrator or their authorized representatives access to construction or other work sites pertaining to the work being completed under this Agreement. In compliance with the Disaster Recovery Act of 2 018, the CITY and CONTRACTOR acknowledge and agree that no language in this Agreement is intended to prohibit audits or internal reviews by the Federal Awarding Agency Administrator or the Comptroller General of the United States.

36. Federal Awarding Agency S eal, Logo, and Flags . CONTRACTOR shall not use the Federal Awarding Agency seal(s), logos, crests, or reproductions of flags or likenesses of Federal Awarding Agency officials without specific Federal Awarding Agency pre-approval.

37. No Obligation by Federal Government. The United States Federal Government is not a party to this Agreement and is not subject to any obligations or Agreement to the CITY, CONTRACTOR, or any other party pertaining to any matter resulting from this Agreement.

38. Program Fraud and False or Fraudulent Statements or Related Acts. CONTRACTOR acknowledges that 31 U.S.C. Chapter 38 (Administrative Remedies for False Claims and Statements) applies to CONTRACTOR’s actions pertaining to this Agreement.

39. Effective Date. Unless a different dat e is provided in this Agreement, the effective date of this Agreement shall be the latest date of execution set forth by the names of the signatories below.

(SIGNATURE PAGE FOLLOWS)
Resolution No. 2023-88
Exhibit "A"

36 Item6.

Public Improvement Agreement (Contractor) - 12 - CAO: 8/26/2021 IN WITNESS WHEREOF, this Agreement is executed by the Parties or their duly authorized representatives as of the Effective Date:

CITY OF ESCONDIDO

Date: __________________ ___________________________________ Dane White, Mayor

ACE ELECTRIC, INC.

Date: __________________ ___________________________________ Signature

___________________________________
Name & Title (please print)

___________________________________
Contractor's License No.

___________________________________
Tax ID/Social Security No.

APPROVED AS TO FORM:

OFFICE OF THE CITY ATTORNEY
MICHAEL R. MCGUINNESS, City Attorney

BY: __________________________

THE CITY OF ESCONDIDO DOES NOT DISCRIMINATE AGAINST QUALIFIED PERSONS WITH DISABILITIES.

Resolution No. 2023-88
Exhibit "A"

37 Item6.

Public Improvement Agreement (Contractor) - 13 - CAO: 8/26/2021 ATTACHMENT “A”

Appendix A, 44 C.F.R. Part 18 – Certification Regarding Lobbying

Certification for Contracts, Grants, Loans, and Cooperative Agreements

The undersigned certifies, to the best of his or her knowledge and belief, that:

1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of an agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement.

2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency , a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, “Disclosure Form to Report Lobbying,” in accordance with its instructions.

3. The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into.

Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.

The CONTRACTOR, __________________________, certifies or affirms the truthfulness and accuracy of each statement of its certification and disclosure, if any. In addition, the Contractor understan ds and agrees that the provisions of 31 U.S.C. Chap. 38, Administrative Remedies for False Claims and Statements, apply to this certification and disclosure, if any.

_______________________________________
Signature of Contractor’s Authorized Official

_______________________________________
Name and Title of Contractor’s Authorized Official

____________________
Date

Resolution No. 2023-88
Exhibit "A"

38 Item6.

STAFF REPORT

August 16, 2023
File Number 0470-45

SUBJECT
REJECT ALL BIDS FOR THE 2023 STREET MAINTENANCE PROJECT-PHASE 2

DEPARTMENT
Development Services, Engineering Division

RECOMMENDATION
Request the City Council adopt Resolution No. 202 3-106, rejecting all bids for the 2023 Street Rehabilitation and Maintenance Project – Phase 2 (“Project”), and authorizing staff to re-bid the project.

Staff Recommendation: Approval (Development Services: Julie Procopio, City Engineer) Presenter: Marissa Padilla, Associate Engineer

FISCAL ANALYSIS
The Capital Improvement Program budget includes funds for the Annual Street Maintenance Program Project that includes Gas Tax, General Street Project, TransNet, and Road Maintenance and Rehabilitation Account (“RMRA”) funds for this Project.

PREVIOUS ACTION
On November 16, 2022, the City Council awarded a contract for Phase 1 of this Project that included replacement of damaged concrete impro vements such as curb and gutter, sidewalk, pedestrian ramps, and cross gutters.

BACKGROUND
On August 3, 2023, four sealed bids were received in response to the advertised request for bids for the Project. The totals for the base bid and three additive alternate items are listed below:

ATP General Engineering $7,818,696.60
Eagle Paving Company, Inc. $8,017,213.00
TC Construction Company $8,634,106.52
Hazard Construction Company $9,318,164.80

After evaluating submitted bids, staff recommends that all bids be rejected and the Project be re-bid. The bids of the two lowest bidders failed to list a licensed land surveyor as required in the bid documents. In 39 Item7.

addition, the overall bid amount is $1 -million over the Engineers e stimate. Further review of the bid revealed pricing on major bid items increased from 18 to 83% from one year ago.

Staff recommends that the City Council reject all bids and authorize staff to rebid the Project. Staff intends to review bids in more de pth and reduce the scope so that bids fall within the available budget for this project.

RESOLUTION
a. Resolution No. 2023-106

40 Item7.

RESOLUTION NO. 2023-106

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE
REJECTION OF ALL BIDS FOR 2023 STREET

REHABILITATION AND MAINTENANCE PROJECT PHASE
2 AND AUTHORIZING STAFF TO RE-BID

WHEREAS, the City Council has allocated funding in the adopted Capital Improvement Program Budget for the City’s Annual Street Management Program; and WHEREAS, a notice inviting bids for said improvements was duly published; and WHEREAS, pursuant to said notice, four sealed bids for the project were opened and evaluated on August 3, 2023; and
WHEREAS, the two lowest bidders were found to be non-responsive per the requirements of the bid documents; and
WHEREAS, the City Engineer has recommended the rejection of all formal bids.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California as follows:

1. That the above recitations are true.

2. That the City Council accepts the recommendation of the City Engineer to reject all bids for the Project, and to re-advertise the Project for bid.
41 Item7.

STAFF REPORT

August 16, 2023
File Number 0600-10; A-3471-A; A-3471-B

SUBJECT

ON-CALL BUILDING SERVICES CONTRACT AWARDS

DEPARTMENT
Development Services

RECOMMENDATION

1. Request the City Council adopt Resolution No. 202 3-108, authorizing the Mayor to execute, on behalf of the City, a Consulting Agreement with Interwest Consulting Group, Inc. , a Colorado corporation, for three-years with one (1) option to extend the Consulting Agreement for one (1) year;

2. Request the City Council adopt Resolution No. 2023 -109, authorizing the Mayor to execute, on behalf of the City, a Consulting Agreement with NV5, Inc., a California corporation, for three - years with one (1) option to extend the Consulting Agreement for one (1) year; and

3. Approve a budget adjustment request in the amount of $ 529,430 for professional services for dedicated building inspection services for the Palomar Heights project.

Staff Recommendation: Approval ( Development Services: Andrew Firestine, Director of Development Services)
Presenter: Andrew Firestine, Director of Development Services

FISCAL ANALYSIS
The City of Escondido (“City”) collects fees on the submission of building permit applications that are calculated from an established fee table based on the valuation of a proposed construction project. The fees are intended to provide a cost recovery for the review of a building permi t application. For FY 2023/24, the Development Services Department has budgeted $585,000 for third -party plan check services based on projected submittals and anticipated revenue for the upcoming year. It is expected that there is sufficient funding to pro vide these services over the fiscal year. The contract award is split between two contractors with each contractor receiving 50 percent of the annual budget authorization.

In addition to the plan check services, the budget adjustment request allocates a t otal of $529,430 in building plan check and permit fees received from the Palomar Heights project to an account to support dedicated building inspection services for the project over a 24 -month period of time. This award is to NV5.
42 Item8.

For Interwest, t he tota l contract authorization over the term of the contract is $877,500 (3 years x $292,500/year). The total contract authorization for NV5 is $1,406,930 (3 years x $292,500/year + $529,430).

PREVIOUS ACTION
The City has previously contracted with EsGil, LLC following an RFP process conducted in 2020. EsGil was consolidated into Interwest in 2020. The last extension from this contract ended in March 2023 and the City has continued working with Interwest on a month -to-month basis. The City released a Request fo r Proposals (RFP) for on-call development services on April 6, 2023, including: 1) building permit plan check review services and building permit inspections; 2) on-call environmental services; and 3) on-call staffing in support of planning and engineering land development functions.

BACKGROUND
The City’s Development Services Department (“Department”) integrates all land development planning, engineering, and building decisions in one department to streamline services to the public and the construction industry. The Department is responsible for all plan ch eck review and inspections of commercial and residential construction projects; preparation and peer -review of environmental documents and technical studies pursuant to the California Environmental Quality Act (“CEQA”) and other environmental regulations; and review and analysis of planning and land development engineering applications, land alteration, review and approval of tentative and final tract maps and parcel maps, street vacations/dedications, lot line adjustment/parcel map waivers, and related doc uments for compliance with the California State Subdivision Map Act.

The Department’s services are critical to ensuring construction projects within the City are processed in a safe, efficient, and legally compliant manner. Contracted services are an integral part of the performance of the Development Services Department and in particular the Building Division. The Building Division is neither staffed to a level to review all of the plan checks that are performed by the City nor does it possess the certifications necessary to perform structural reviews or to conduct certain inspections. For the 2022 calendar year, the total building permit valuation was over $122 million and roughly 450 plan checks were referred to Interwest for review. This support enables the City to uphold its review times and to provide timely service to applicants.

The City received a total of eight proposals directed toward building permit plan check review services and building permit inspections. The proposals were reviewed by the Director of Development Services and the Building Official and scored against seven criteria:
 Ability to Provide Services
 Experience of Team and Availability
 Project Approach and Customer Service
43 Item8.

 Turnaround Times and Review Timeframes
 Competitiveness of Fee Structure
 Use of Electronic Plan Review Software and Technology  References
The criteria were set to evaluate not only the experience of the firms providing third -party plan check review services and inspections but their capacity to serve the City and ab ility to meet the City’s service expectations. The RFP emphasized the need for excellent customer service delivery and the responses were evaluated for this and internal quality controls to ensure that the City is receiving consistent performance from its third-party consultants and that applicants are receiving an appropriate level of review. With the City’s commitment to implement ProjectDox, the ability of a consultant to seamlessly integrate into the City’s electronic plan review system was a key part of the review.

Following this review, four proposals emerged as the most responsive proposals to the RFP and those firms were invited to participate in an interview with the Director of Development Services and the Building Official. Each firm was given a s et of five supplemental questions to identify more specifically their: 1) quality control processes; 2) experience with ProjectDox; 3) ability to perform on-call inspection services and dedicated inspection services for the Palomar Heights project; 4) tran sition plan; and 5) fee structure. Two firms were identified as being able to most directly serve the City ’s needs in the Building Division, Interwest and NV5.

Interwest is the City’s incumbent service provider and, as EsGil, has been a longstanding contractor with the City. Interwest has consistently met the City’s turnaround times and has the capacity to continue to serve the City. They have demonstrated a commitment to the City to perform reviews through ProjectDox, which creates workflow efficiencies for City staff and added value for applicants. Their plan check review fees were also the lowest of all of the firms at 50 percent of the plan review fees charged by the City. The new contract with Interwest provides a continuity of service for the City.

NV5 has a San Diego based office with more than 300 staff. They currently are contracted by the Water Division of the Escondido Water Utilities Department and serve multiple other public agencies in San Diego County. NV5 has also included HR Green as a subcon sultant, which provides additional reach back support for the Building Division. NV5 has demonstrated that they have the capacity to perform both building plan check review services and to provide dedicated building inspections for the Palomar Heights project. They also demonstrated a robust quality assurance/quality check process through their interview as well as a commitment to using ProjectDox. Their plan check review fees are 70 percent of the plan review fees charged by the City. The industry standard ranges between 65 and 75 percent.

NV5’s hourly rate for dedicated building inspections range between $130 and $170. Multiple building permits for Palomar Heights have been issued to date. Staff does not have the capacity or bandwidth to perform next day building inspections for Palomar Heights while meeting the same expectations for other building permits across the City, especially where Greystar commences vertical construction on multiple 44 Item8.

buildings simultaneously. The contract award for NV5 includes dedicated building inspection services for the Palomar Heights project, paid for out of the City’s share of the building plan check and permit fees received from the project. This creates a staff augmentation that allows the City to be responsive to the needs of the Palomar Heights project while continuing to meet service expectations for all other inspection requests.

RESOLUTIONS
a. Resolution No. 2023-108
b. Resolution No. 2023-109

ATTACHMENTS
a. Budget Adjustment Request

45 Item8.

RESOLUTION NO. 2023-108

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE MAYOR TO

EXECUTE, ON BEHALF OF THE CITY, A CONSULTING

AGREEMENT FOR THE ON-CALL BUILDING SERVICES
WITH INTERWEST CONSULTING GROUP, INC.

WHEREAS, the City of Escondido (“City”) desires to engage the services of a consultant to provide building permit plan check review services and building permit inspections for three years with an option to extend for one additional year; and
WHEREAS, the City issued a request for proposal for on-call development services; and WHEREAS, proposals from eight firms were opened on May 1, 2023; and WHEREAS, the evaluation process determined that the proposal of Interwest Consulting Group, Inc. is in the best interests of the City; and
WHEREAS, the Director of Development Services has recommended the execution of the Agreement with Interwest Consulting Group, Inc. for professional services for on -call development services, including building permit plan check review services and building permit inspections; and WHEREAS, this City Council desires at this time and deems it to be in the best public interest to approve said Agreement in an amount not to exceed $877,500.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California , as follows:

1. That the above recitations are true.

2. That the City Council accepts the recommendation of the Director of Development 46 Item8.

Services.

3. That the City Council authorize s the Mayor to execute , on behalf of the City, the Consulting Agreement with Interwest Consulting Group, Inc. for building permit plan check review services and building permit inspections , which is attached hereto as Exhibit “A” and is incorporated by this reference, subject to final approval as to form by the City Attorney’s Office.

47 Item8.

Consulting Agreement (v2) - 1 - CAO:2/16/2023

CITY OF ESCONDIDO

CONSULTING AGREEMENT

This Consulting Agreement (“Agreement”) is made and entered into as of the last signature date set forth below (“Effective Date”),

Between: CITY OF ESCONDIDO
a California municipal corporation
201 N. Broadway
Escondido, CA 92025
Attn: Douglas Moody, Building Official
760-839-6369
("CITY")

And: Interwest Consulting Group, Inc.
a Colorado corporation
9320 Chesapeake Drive, Suite 208
San Diego, CA 92123
Attn: Paul Meschino, President
619-372-9962
[email protected]
("CONSULTANT").

(The CITY and CONSULTANT each may be referred to herein as a “Party” and collectively as the “Parties.”)
WHEREAS, the CITY has determined that it is in the CITY’s best interest to retain the professional services of a consultant to perform building permit plan check review services and building permit inspections;
WHEREAS, CONSULTANT is considered competent to perform the necessary professional services for the CITY; and
WHEREAS, the CITY and CONSULTANT desire to enter into this Agreement for the per- formance of the Services described herein.

NOW, THEREFORE, in consideration of the mutual covenants, promises, terms, and conditions set forth herein, and the mutual benefits derived therefrom, the Parties hereby agree as follows:

1. Description of Services. CONSULTANT shall furnish all of the Services described in the Scope of Work, which is attached to this Agreement as Attachment “A” and incorporated herein by this reference (“Services”).

Resolution No. 2023-108
Exhibit "A"

48 Item8.

Consulting Agreement (v2) - 2 - CAO:2/16/2023

2. Compensation. In exchange for CONSULTANT’s completion of the Services, the CITY shall pay, and CONSULTANT shall accept in full, a total amount not to exceed the sum of $877,500. Annual compensation for each of the three years during the term of this Agreement shall not exceed the sum of $292,500. CONSULTANT shall be compensated only for performance of the Services described in this Agreement. No compensation shall be provided for any other work or services without the CITY’s prior written consent. If this Agreement is amended at any time, additional compensation of CONSULTANT contained in any subsequent amendments shall not exceed a cumulative total of 25% of the maximum payment provided for in this Section 2, unless approved by resolution of the City Council.

3. Performance. CONSULTANT shall faithfully perform the Services in a proficient manner, to the satisfaction of the CITY, and in accord with the terms of this Agreement. CONSULTANT shall be responsible for the professional quality, technical accuracy, timely completion, and coordination of all reports and other information furnished by CONSULTANT pursuant to this Agreement, except that CONSULTANT shall not be responsible for the accuracy of information supplied by the CITY.

4. Personnel. The performance of the Services by certain professionals is significant to the CITY. As such, CONSULTANT shall only assign the persons listed on Attachment “B”, attached to this Agreement and incorporated herein by this reference (“Personnel List”), to perform the Services.

CONSULTANT shall not add or remove persons from the Personnel List without the City’s prior written consent. If CONSULTANT has not designated a person to perform a component of the Services, CONSULTANT shall not assign such component of the Services to a person without obtaining the City’s prior written consent. CONSULTANT shall not subcontract any component of the Services without obtaining the City’s prior written consent.

a. Each individual listed on Attachment “B” must file (i) a Statement of Economic Interests Form 700 (“Form 700”) pursuant to the California Political Reform Act of 1974 within 30 days of commencing work pursuant to this Agreement and (ii) a “leaving office” Form 700 within 30 days of concluding work pursuant to this Agreement. If the term of this Agreement extends beyond one year, each individual listed on Attachment “B” must file a Form 700 on an annual basis for each subsequent term year on or before the first of April. The CITY may require each individual listed on Attachment “B” to assist the CITY in completing a Form 805 to identify consultants that make or participate in making governmental decisions and identify the consultants’ disclosure requirements. The Clerk’s Office will coordinate Form 700 and 805 completion on the CITY’s behalf.

5. Termination. The Parties may mutually terminate this Agreement through a writing signed by both Parties. The CITY may terminate this Agreement for any reason upon providing CONSULTANT with 10 days’ advance written notice. CONSULTANT agrees to cease all work under this Agreement on or before the effective date of any notice of termination. If the CITY terminates this Agreement due to no fault or failure of performance by CONSULTANT, then CONSULTANT shall be compensated based on the work satisfactorily performed at the time of such termination. In no event shall CONSULTANT be entitled to receive more than the amount that would be paid to CONSULTANT for the full performance of the Services.

6. City Property. All original documents, drawings, electronic media, and other materials prepared by CONSULTANT pursuant to this Agreement immediately become the exclusive property of the CITY, and shall not be used by CONSULTANT for any other purpose without the CITY’s prior written consent. For the avoidance of doubt, nothing in this Agreement shall be understood to grant CITY Resolution No. 2023-108
Exhibit "A"

49 Item8.

Consulting Agreement (v2) - 3 - CAO:2/16/2023
rights to pre-existing intellectual property of CONSULTANT, including CONSULTANT software and licensed software, or to any improvements thereto.

7. Insurance Requirements.
a. CONSULTANT shall procure and maintain, at its own cost, during the entire term of this Agreement, insurance against claims for injuries to persons or damages to property that may arise from or in connection with the performance of the Services, and the results of such work, by CONSULTANT, its agents, representatives, employees, or subcontractors. Insurance coverage shall be at least as broad as the following:
(1) Commercial General Liability. Insurance Services Office (“ISO”) Form CG 00 01 covering Commercial General Liability on an “occurrence” basis, including products and completed operations, property damage, bodily injury, and personal & advertising injury, with limits no less than $2,000,000 per occurrence and $4,000,000 general aggregate. (2) Automobile Liability. ISO Form CA 00 01 covering any auto (Code 1), or if CONSULTANT has no owned autos, hired (Code 8) and non-owned autos (Code 9), with limits no less than $1,000,000 per accident for bodily injury and property damage, unless waived by the CITY and approved in writing by the CITY’s Risk and Safety Division. (3) Workers’ Compensation. Worker’s Compensation as required by the State of California, with Statutory Limits, and Employer’s Liability Insurance with limits of no less than $1,000,000 per accident for bodily injury or disease.
(4) Professional Liability (Errors and Omissions) . Professional Liability (Errors and Omissions) appropriate to CONSULTANT’s profession, with limits no less than $2,000,000 per occurrence or claim and $2,000,000 aggregate.
(5) If CONSULTANT maintains broader coverage and/or higher limits than the minimums otherwise required by this Agreement, the CITY requires and shall be entitled to the broader coverage and/or the higher limits maintained by CONSULTANT. b. Each insurance policy required by this Agreement must be acceptable to the City Attorney and shall meet the following requirements:
(1) Acceptability of Insurers. Insurance coverage must be provided by an insurer authorized to conduct business in the state of California with a current A.M. Best’s rating of no less than A-: FSC VII, or as approved by the CITY.
(2) Additional Insured Status . Both the Commercial General Liability and the Automobile Liability policies must name the CITY (including its officials, officers, agents, employees, and volunteers) specifically as an additional insured under the policy on a separate endorsement page. The Commercial General Liability additional insured endorsement shall be at least as broad as ISO Form CG 20 10 11 85, or if not available, through the addition of both CG 20 10, CG 20 26, CG 20 33, or CG 20 38, and CG 20 37 if a later edition is used. The Automobile Liability endorsement shall be at least as broad as ISO Form CA 20 01.
(3) Primary Coverage . Except with respect to Workers’ Compensation coverage, CONSULTANT’s insurance coverage shall be primary coverage at least as broad as ISO CG 20 01 04 13 with respect to the CITY, its officials, officers, agents, employees, and volunteers. Any insurance or self-insurance maintained by the CITY, its officials, officers, agents, employees, or volunteers shall be in excess of CONSULTANT’s insurance and shall not contribute with it.
(4) Notice of Cancellation . Each insurance policy shall provide that coverage shall not be canceled, except with prior written notice to the CITY.

Resolution No. 2023-108
Exhibit "A"

50 Item8.

Consulting Agreement (v2) - 4 - CAO:2/16/2023
(5) Subcontractors. If applicable, CONSULTANT shall require and verify that all subcontractors maintain insurance meeting all the requirements stated within this Agreement, and CONSULTANT shall ensure that the CITY (including its officials, officers, agents, employees, and volunteers) is an additional insured on any insurance required from a subcontractor.
(6) Waiver of Subrogation. CONSULTANT hereby grants to the CITY a waiver of any right to subrogation that any insurer of CONSULTANT may acquire against the CITY by virtue of the payment of any loss under such insurance. CONSULTANT agrees to obtain any endorsement that may be necessary to affect this waiver of subrogation, but this subsection shall apply regardless of whether or not the CITY has received a waiver of subrogation endorsement from the insurer. Any Workers’ Compensation policy required by this Agreement shall be endorsed with a waiver of subrogation in favor of the CITY for all work performed by the CONSULTANT, its agents, representatives, employees, and subcontractors.
(7) Self-Insurance. CONSULTANT may, with the CITY’s prior written consent, fulfill some or all of the insurance requirements contained in this Agreement under a plan of self- insurance. CONSULTANT shall only be permitted to utilize such self-insurance if, in the opinion of the CITY, CONSULTANT’s (i) net worth and (ii) reserves for payment of claims of liability against CONSULTANT are sufficient to adequately compensate for the lack of other insurance coverage required by this Agreement. CONSULTANT’s utilization of self- insurance shall not in any way limit the liabilities assumed by CONSULTANT pursuant to this Agreement.
(8) Self-Insured Retentions. Self-insured retentions must be declared to and approved by the CITY.
c. Verification of Coverage. At the time CONSULTANT executes this Agreement, CONSULTANT shall provide the CITY with original Certificates of Insurance including all required amendatory endorsements (or copies of the applicable policy language effecting the insurance coverage required by this Agreement), which shall meet all requirements under this Agreement. The CITY reserves the right to require complete, certified copies of all required insurance policies, including endorsements required by this Agreement, at any time. d. Special Risks or Circumstances . The CITY reserves the right, at any point during the term of this Agreement, to modify the insurance requirements in this Agreement, including limits, based on the nature of the risk, prior experience, insurer, coverage, or other special circumstances. e. No Limitation of Obligations. The insurance requirements in this Agreement, including the types and limits of insurance coverage CONSULTANT must maintain, and any approval of such insurance by the CITY, are not intended to and shall not in any manner limit or qualify the liabilities and obligations otherwise assumed by CONSULTANT pursuant to this Agreement, including but not limited to any provisions in this Agreement concerning indemnification. f. Failure to comply with any of the insurance requirements in this Agreement, including, but not limited to, a lapse in any required insurance coverage during the term of this Agreement, shall be a material breach of this Agreement. In the event that CONSULTANT fails to comply with any such insurance requirements in this Agreement, in addition to any other remedies the CITY may have, the CITY may, at its sole option, (i) immediately terminate this Agreement; or (ii) order CONSULTANT to stop work under this Agreement and/or withhold any payment that becomes due to CONSULTANT until CONSULTANT demonstrates compliance with the insurance requirements in this Agreement.

Resolution No. 2023-108
Exhibit "A"

51 Item8.

Consulting Agreement (v2) - 5 - CAO:2/16/2023

8. Indemnification, Duty to Defend, and Hold Harmless.
a. CONSULTANT (including CONSULTANT’s agents, employees, and subcontractors, if any) shall indemnify, defend, and hold harmless the CITY, its officials, officers, agents, employees, and volunteers from and against any and all third party claims, demands, actions, causes of action, proceedings (including but not limited to legal and administrative proceedings of any kind), suits, fines, penalties, judgments, orders, levies, costs, expenses, liabilities, losses, damages, or injuries, in law or equity, including without limitation the payment of all direct damages and attorney’s fees and other related litigation costs and expenses (collectively, “Claims”), of every nature to the extent that they caused by, arising out of, or in connection with CONSULTANT’s negligent performance of the Services or its failure to comply with any of its obligations contained in this Agreement, except where caused by the sole or active negligence or willful misconduct of the CITY. Notwithstanding any provision of law to the contrary, CONSULTANT shall have the right to defend and settle any action for which indemnification is sought, provided that it shall not enter into any settlement that requires an admission of wrongdoing by any indemnitee without that indemnitee’s approval. CONSULTANT’s obligations under this Agreement are contingent upon timely receipt of notice of the claim for which indemnification is sought, such that defense of the claim is not prejudiced, and the reasonable assistance of the indemnitee in connection with the defense of the claim.
b. CONSULTANT (including CONSULTANT’s agents, employees, and subcontractors, if any) shall indemnify, defend, and hold harmless the CITY, its officials, officers, agents, employees, and volunteers from and against any and all Claims caused by, arising under, or resulting from any violation, or claim of violation, of the San Diego Municipal Storm Water Permit (Order No. R9- 2013-0001, as amended) of the California Regional Water Quality Control Board, Region 9, San Diego, that the CITY might suffer, incur, or become subject to by reason of, or occurring as a result of, or allegedly caused by, any work performed pursuant to this Agreement. c. All terms and provisions within this Section 8 shall survive the termination of this Agreement.

9. Anti-Assignment Clause. Because the CITY has relied on the particular skills of CONSULTANT in entering into this Agreement, CONSULTANT shall not assign, delegate, subcontract, or otherwise transfer any duty or right under this Agreement, including as to any portion of the Services, without the CITY’s prior written consent, which shall not be unreasonably delayed or withheld. Any purported assignment, delegation, subcontract, or other transfer made without the CITY’s consent shall be void and ineffective. Unless CONSULTANT assigns this entire Agreement, including all rights and duties herein, to a third party with the CITY’s prior written consent, CONSULTANT shall be the sole payee under this Agreement. Any and all payments made pursuant to the terms of this Agreement are otherwise not assignable.

10. Attorney's Fees and Costs. In any action to enforce the terms and conditions of this Agreement, the prevailing Party shall be entitled to reasonable attorney’s fees and costs.

11. Independent Contractor. CONSULTANT is an independent contractor, and no agency or employment relationship is created by the execution of this Agreement.

12. Amendment. This Agreement shall not be amended except in a writing signed by the CITY and CONSULTANT.

13. Merger Clause. This Agreement, together with its attachments or other documents described or incorporated herein, if any, constitutes the entire agreement and understanding of the CITY and CONSULTANT concerning the subject of this Agreement and supersedes and replaces all prior negotiations, understandings, or proposed agreements, written or oral, except as otherwise provided herein. In the event of any conflict between the provisions of this Agreement and any of its attachments or related documents, if any, the provisions of this Agreement shall prevail.

Resolution No. 2023-108
Exhibit "A"

52 Item8.

Consulting Agreement (v2) - 6 - CAO:2/16/2023

14. Anti-Waiver Clause. None of the provisions of this Agreement shall be waived by the CITY because of previous failure to insist upon strict performance, nor shall any provision be waived because any other provision has been waived by the CITY, in whole or in part.

15. Severability. This Agreement shall be performed and shall be enforceable to the full extent allowed by applicable law, and the illegality, invalidity, waiver, or unenforceability of any provision of this Agreement shall not affect the legality, validity, applicability, or enforceability of the remaining provisions of this Agreement.

16. Governing Law. This Agreement and all rights and obligations arising out of it shall be construed in accordance with the laws of the State of California. Venue for any action arising from this Agreement shall be conducted only in the state or federal courts of San Diego County, California.

17. Counterparts. This Agreement may be executed on separate counterparts, each of which shall be an original and all of which taken together shall constitute one and the same instrument. Delivery of an executed signature page of this Agreement by electronic means, including an attachment to an email, shall be effective as delivery of an executed original. The Agreement on file with the City is the copy of the Agreement that shall take precedence if any differences exist between or among copies or counterparts of the Agreement.

18. Provisions Cumulative. The foregoing provisions are cumulative to, in addition to, and not in limitation of any other rights or remedies available to the CITY.

19. Notice. Any statements, communications, or notices to be provided pursuant to this Agreement shall be sent to the attention of the persons indicated herein, and the CITY and CONSULTANT shall promptly provide the other Party with notice of any changes to such contact information.

20. Business License. CONSULTANT shall obtain a City of Escondido Business License prior to execution of this Agreement and shall maintain such Business License throughout the term of this Agreement.

21. Compliance with Laws, Permits, and Licenses. CONSULTANT shall keep itself informed of and comply with all applicable federal, state, and local laws, statutes, codes, ordinances, regulations, rules, and other legal requirements in effect during the term of this Agreement. CONSULTANT shall obtain any and all permits, licenses, and other authorizations necessary to perform the Services.

Neither the CITY, nor any elected or appointed boards, officers, officials, employees, or agents of the CITY, shall be liable, at law or in equity, as a result of any failure of CONSULTANT to comply with this section.

22. Prevailing Wages. If applicable, pursuant to California Labor Code section 1770 et seq., CONSULTANT agrees that a prevailing rate and scale of wages, in accordance with applicable laws, shall be paid in performing this Agreement. CONSULTANT shall keep itself informed of and comply with all applicable federal, state, and local laws, statutes, codes, ordinances, regulations, rules, and other legal requirements pertaining to the payment of prevailing wages. The prevailing rate and scale to be paid shall be the same as the applicable “General Prevailing Wage Determination” approved by the Department of Industrial Relations as of the Effective Date of this Agreement, which are available online at http://www.dir.ca.gov/oprl/dprewagedetermination.htm and incorporated into this Agreement by this reference. Neither the CITY, nor any elected or appointed boards, officers, officials, employees, or agents of the CITY, shall be liable, at law or in equity, as a result of any failure of CONSULTANT to comply with this section.

Resolution No. 2023-108
Exhibit "A"

53 Item8.

Consulting Agreement (v2) - 7 - CAO:2/16/2023

23. Immigration Reform and Control Act of 1986. CONSULTANT shall keep itself informed of and shall comply with the Immigration Reform and Control Act of 1986 (“IRCA”). CONSULTANT represents and warrants that all of its employees and the employees of any subcontractor retained by CONSULTANT who perform any of the Services under this Agreement, are and will be authorized to perform the Services in full compliance with the IRCA. CONSULTANT affirms that as a licensed contractor and employer in the State of California, all new employees must produce proof of eligibility to work in the United States within the first three days of employment and that only employees legally eligible to work in the United States will perform the Services. CONSULTANT agrees to comply with the IRCA before commencing any Services, and continuously throughout the performance of the Services and the term of this Agreement.

24. Effective Date. Unless a different date is provided in this Agreement, the effective date of this Agreement shall be the latest date of execution set forth by the names of the signatories below.

IN WITNESS WHEREOF, this Agreement is executed by the Parties or their duly authorized representatives as of the Effective Date:

CITY OF ESCONDIDO

Date: __________________ ___________________________________ Dane White, Mayor

Interwest Consulting Group, Inc.

Date: __________________ ___________________________________ Signature

___________________________________
Name & Title (please print)

APPROVED AS TO FORM:

OFFICE OF THE CITY ATTORNEY
MICHAEL R. MCGUINNESS, CITY ATTORNEY

BY: __________________________

THE CITY OF ESCONDIDO DOES NOT DISCRIMINATE AGAINST QUALIFIED PERSONS WITH DISABILITIES.

Resolution No. 2023-108
Exhibit "A"

54 Item8.

Consulting Agreement (v2) - 8 - CAO:2/16/2023
ATTACHMENT “A”
Scope of Work

A. General

Interwest Consulting Group, Inc., a Colorado corporation (“Consultant”) will provide the City of Escondido, a California municipal corporation (“City”) with on-call building permit plan review and field inspection services.

B. Location

Consultant to provide services at various locations within the City of Escondido and at Consultant’s office located at 9500 Cesapeake Drive, Suite 208, San Diego, CA 92123. Consultant shall accommodate both hardcopy and electronic plan review services as preferred by the City. Any electronic data entry and application reviews shall be compatible with the City’s tracking and databases.

C. Services

Consultant shall provide the services as described in Consultant’s proposal, which is attached to this Scope of Work as Exhibit 1 and incorporated herein by this reference. In the event of a conflict between this Agreement (including this Scope of Work) and Exhibit 1, the terms of this Agreement shall prevail. The scope of work shall also include dedicated building inspection services for the Palomar Heights Project.

D. Scheduling

All assigned inspections will be performed within 24 hours of notification from the City if notified by 3 pm the day prior. Long-term inspection assignments will be filled within 48 hours. All assigned building permit plan review services will commence within 24 hours upon receipt of the plans from the City. Notice of assignment will be effected by the City to Consultant via email.

Consultant shall adhere to the following deadlines in providing building permit plan review services:

Assignment Type Deadline for Submission to the City
First Check Re-Check
Plan Check for minor alterations and additions 5 Working Days 5 Working Days Plan Check for Solar or ESS systems 3 Working Days 2 Working Days Fire code compliance review 5 Working Days 5 Working Days Plan Check for single-tenant dwellings 5 Working Days 5 Working Days Plan Check for multi-tenant buildings 10 Working Days 5 Working Days Plan Check for commercial construction under 10,000 square feet 5 Working Days 5 Working Days Plan Check for commercial construction over 10,000 square feet 10 Working Days 5 Working Days

E. Contract Price and Payment Terms

The total contract price of this Agreement shall not to exceed the sum of $877,500. Annual compensation for each of the three years during the term of this Agreement shall not exceed the sum of $292,500. The contract price includes all labor, materials, equipment, and transportation required to perform the work. Services will be billed as services are performed. Payment will be made after services have been performed and within 30 days of receipt of an invoice for those services.

Resolution No. 2023-108
Exhibit "A"

55 Item8.

Consulting Agreement (v2) - 9 - CAO:2/16/2023
Consultant shall retain firm pricing and rates as detailed in Exhibit 2 to this Scope of Work, which is attached hereto and incorporated by this reference. Effective July 1 of each year of this Agreement, the hourly rates may increase the lesser of the Consumer Price Index, All Urban Consumers, San Diego-Carlsbad for the 12-month period ending in March or four percent.

F. Term

The term of this Agreement shall be for three years, commencing on the Effective Date of the Agreement (“Initial Term”). Thereafter, the City shall have the option to extend the Initial Term of this Agreement by one year.

G. Other

Consultant acknowledges that the term of this Agreement may extend over multiple City fiscal years, and that work and compensation under this Agreement is contingent on the City Council appropriating funding for and authorizing such work and compensation for those fiscal years. This Agreement may be terminated at the end of the fiscal year for which sufficient funding is not appropriated and authorized. The City is not obligated to pay Consultant for any amounts not duly appropriated and authorized by City Council.

The City is experiencing greater than normal growth. As of the Effective Date of this Agreement, more than 40 major development projects are in various stages of review. Given the current growth trends, recent City-staff turn-over, the complexity and timelines of pending projects, and the need to ensure safety of residents and the community, the City has recognized the need for third party assistance in performing plan check services, on-call backup inspection services, and services of a dedicated building inspector for the Palomar Heights Project.

Resolution No. 2023-108
Exhibit "A"

56 Item8.

Consulting Agreement (v2) - 10 - CAO:2/16/2023
ATTACHMENT “B”
Personnel List

Pursuant to Section 4 of the Agreement, CONSULTANT shall only assign performance of Services to persons listed in Exhibit 1 to this Personnel List, which is attached hereto and incorporated by this reference.

CONSULTANT shall not add or remove persons from this Personnel List without the City’s prior written consent. If CONSULTANT has not designated a person to perform a component of the Services, CONSULTANT shall not assign such component of the Services to a person without obtaining the City’s prior written consent. CONSULTANT shall not subcontract any component of the Services without obtaining the City’s prior written consent.

Acknowledged by:

Date: __________________ ___________________________________ Paul Meschino, Presidnet

Resolution No. 2023-108
Exhibit "A"

57 Item8.

1 Jenner, Suite 160, Irvine, CA 92618
626.224.2055
EXHIBIT 1 – SCOPE OF WORK

PLAN CHECK AND INSPECTION TECHNICAL CAPABILITES
Interwest staff possesses significant technical capabilities in all areas of plans examination competence. Plans examiners are licensed engineers and/or ICC -certified or otherwise qualified plans examiners with extensive experience providing plan review services. Plans examination activities are performed under the direction of a California -licensed professional engineer and/or licensed architect.

PERMIT SOFTWARE DATA ENTRY
Our team is familiar with the City’s tracking and databases and will utilize the City’s CityWorks Software for permit tracking, plan check routing, and inspections. We will use OnBase until ProjectDox is implemented for digital plan revi ew.

PERMIT APPLICATION REVIEWS
Interwest understands that permit application review is crucial to the success of the entire building and safety process. Contact with the public at this initial point sets the tone for any additional interaction through the life of a project, whether engaging the homeowner, architect, developer or contractor, or other community members. Delivering excellent customer service, maintaining a smooth flow of documents and plans throughout departments, and tracking and reporting ar e key elements to furnishing our clients with a first -rate, efficient experience.

ARCHITECTRUAL REVIEW
Interwest’s non -structural plans examiners furnish plan review services for various projects, including large residential, commercial, institutional, ind ustrial, retail, and OSHPD 3 medical office buildings.

Many of our plans examiners are CASp certified. We are experienced and familiar with the use and application of current editions of the following codes:
• California Building Standards Code
• Americans with Disabilities Act
• Standards for Accessible Design
• ANSI Standards
• NFPA Codes & Standards
• CA Code of Regulations (C CR) Titles 19
and 25
• Jurisdiction -adopted amendments or
ordinances

STRUCTRUAL REVIEW
Our California -licensed structural engineers have experience designing and reviewing projects, utilizing virtually all building materials, including:
• Wood
• Masonry
• Light Gauge Steel Framing
• Concrete
• Structural Steel
• Cold -Formed Steel Framing
• Straw Bale
• Rammed Earth
• Aluminum
Our engineers have designed or reviewed a variety of structural systems, includi ng:
• Steel Moment frames
• Buckling Restrained Braced
• Frames
• Eccentric Braced Frames
• Concentric Braced Frames
• Concrete Moment Frames
Resolution No. 2023-108
Exhibit "A"

58 Item8.

T H O U G H T F U L S O L U T I O N S . T H R I V I N G C O M M U N I T I E S . • Wood Shearwall Systems
• Masonry Shearwall Systems
• Concrete Shearwall Systems
• Cantilevered Column
Systems
• Various Proprietary Lateral
• Force Resisting
Systems

Our structural engineers are experienced with the provisions of model codes, including, but not limited to, current versions of:
• CCR Title 24, Part 2, Volume 2
• AISC 341, 358, and 360
• ASCE 7
• ASCE 41
• AISI Standards for Cold -
• Formed Steel
• ANSI / AF&PA NDS for Wood
• Framing
• ACI 318
• ACI 530 / TMS 402/602
• CA Historic Building Codes
• CA Existing Building Codes
• NEHRP Requirements

MECHANICAL, PLUBMING AND ELECTRICAL REVIEW
Interwest’s California -licensed mechanical and electrical engineers are well -versed in the application of California Mechanical, Plumbing, Electrical, Energy and Green Building Standards Codes:
• California Building Code
• California Residential Code
• California Plumbing Code
• California Mechanical Code
• California Electrical Code
• Jurisdiction -adopted Amendments or
Ordinances

DISABLED ACCESS REVIEW
Interwest staff is thoroughly trained and familiar with CA Building Code Accessibility requirements and ADA compliance regulations. Staff is available for plan review and/or evaluations and consultation. We offer support to municipalities for compliance enforcement and/or de veloping a transition plan towards compliance and successful partnership with the differently -abled community to address the needs and requirements of both entities. We assist our clients in interpreting various issues relating to access compliance, such a s access compliance obligations, transition planning, construction costs, construction phasing, code interpretation, hardship, and code changes.

LEED REVIEW
Developed by the U.S. Green Building Council (USGBC), LEED provides building owners and operators with a framework for identifying and implementing measurable green building design, construction, operations, and maintenance solutions. LEED certification consists of several different rating systems that apply to many building types —commercial as well as residential and measures how well a building performs across many sustainability metrics, including energy savings, water efficiency, CO2 emissions reduction, improved indoor environmental quality, and stewardship of resources and sensitivity to their impa cts. Interwest’s plan reviewers are knowledgeable and current with LEED certification requirements.

GREEN BUILDING REVIEW
Our staff is familiar with incorporating CALGreen building criteria into project designs and the resulting potential impact as related to the building codes. In addition, staff members have participated in developing various “green” standards for super adobe, rammed earth, and straw bale construction, to name a few.

Resolution No. 2023-108
Exhibit "A"

59 Item8.

T H O U G H T F U L S O L U T I O N S . T H R I V I N G C O M M U N I T I E S .

BUILDING INSPECTIONS
Building inspectors qualified to perform residentia l and commercial inspections are available during normal business hours (40 hours/week). Inspectors are flexible and willing to assist during special off - hours by request with advance notice. Assigned staff perform inspection services, as needed, to verify that construction is in conformance with the approved project plans as well as identifying issues of non -compliance with applicable building and fire codes. Our field inspection services include site inspections and writing legible and understandable corr ection and violation notices and field reports.

In addition, we are available to answer in -person or telephone inquiries. Despite the changing nature of municipal codes, we are compliant with all current code requirements. More specifically, we ensure comp liance with Title 24 California Building Codes, parts 1, 2, 2.5, 3, 4, 5, 6, 8, 9, 10, 11, and 12, covering structural, fire prevention, life safety, disabled access, energy conservation, green building, plumbing, mechanical and electrical installations in residential, commercial, industrial, existing and historic buildings.

Resolution No. 2023-108
Exhibit "A"

60 Item8.

EXHIBIT 2

FEE/COST PROPOSAL
*Consultants fee per plan review is detailed below and is based on the plan review fees collected by the City. Plan Review fees collected by the City shall be the established rate adopted by the City of Escondido City Council.

PLAN CHECK Consultant Fee as a Percent of Plan Review Fees 50% (not to exceed 75% for duration of this contract) Plan Check Review Repeat Plan Check Review 20%
Expedited Plan Check Review 150%
Structural-only Plan Review 30%
BUILDING INSPECTION Fee
Building Inspection for a 24-month period with
an option to extend for an additional 6-month
period
Inspector III - $110.00
Inspector II - $100.00
Inspector I - $90.00
Additional On-Call Building Inspection Inspector III - $110.00 Inspector II - $100.00
Inspector I - $90.00
BUILDING SAFETY SERVICES Hourly Rate
Certified Building Official $150.00
Licensed Plan Review Engineer (structural, civil,
electrical, mechanical)/Architect
$135.00
Supervising Structural Engineer $145.00
Senior Structural Engineer $140.00
Senior Plans Examiner $130.00
CASp $125.00
Inspector III $110.00
Inspector II $100.00
Inspector I $90.00
Permit Technician $70.00
Fire Protection Engineer $135.00
Senior Fire Plans Examiner $125.00
Fire Plans Examiner / Fire Inspector $115.00
ICC Building Plans Examiner $105.00
Beginning on the 1st anniversary of the Effective Date of the Agreement and annually thereafter, the hourly rates listed below shall be automatically increased based upon the annual increase in the Department of Labor, Bureau of Labor Statistics or successor thereof, Consumer Price Index (United States City Average, All Items (CPI-U), Not Seasonally Adjusted, All Urban Consumer based on the San Diego-Carlsbad referred to herein as the “CPI”. Such an increase shall not exceed 4% per annum. The increase will become effective upon publication of the applicable CPI data. If the index decreases, the rates listed shall remain unchanged.

Resolution No. 2023-108
Exhibit "A"

61 Item8.

1 Jenner, Suite 160, Irvine, CA 92618
626.224.2055

PERSONNEL LIST

BUILDING PERMIT PLAN CHECK AND INSPECTIONS TEAM
The staff listed below are the principal’s -in-charge of all worked in accordance with this contract.

Name Hourly Rate Type of Work Email
David Kniff, AIA
Project Manager $170 Project Management and
Backup Plan Review Support [email protected]
Ali Sadre, MS, PE, SE, CASP
Structural Plans Examiner $150 Structural Plan Review [email protected] Erich Kuchar, MS, P E
Plan Review Supervisor $135 Plan Review Supervisor and Plans Examiner [email protected]
Jessica Tuazon, PE
Assistant Plan Review
Supervisor
$135 Assistant Plan Review
Supervisor and Plans Examiner [email protected]
Gordon Day
Inspection Supervisor $110 Inspection Supervisor [email protected]

Resolution No. 2023-108
Exhibit "A"

62 Item8.

RESOLUTION NO. 2023-109

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE MAYOR TO

EXECUTE, ON BEHALF OF THE CITY, A CONSULTING

AGREEMENT FOR THE ON-CALL BUILDING SERVICES
WITH NV5, INC.

WHEREAS, the City of Escondido (“City”) desires to engage the services of a consultant to provide building permit plan check review services and building permit inspections for three years with an option to extend for one additional year; and
WHEREAS, the City issued a request for proposal for on-call development services; and WHEREAS, proposals from eight firms were opened on May 1, 2023; and WHEREAS, the evaluation process determined that the proposal of NV5, Inc. is in the best interests of the City; and
WHEREAS, the Director of Development Services has recommended the execution of the Agreement with NV5, Inc. for professional services for on -call development services, including building permit plan check review services, building permit inspections, and dedicated building inspection services for the Palomar Heights project; and
WHEREAS, this City Council desires at this time and deems it to be in the best public interest to approve said Agreement in an amount not to exceed $1,406,930.62.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido, California:

1. That the above recitations are true.

2. That the City Council accepts the recommendation of the Director of Development 63 Item8.

Services.

3. That the City Council authorize s the Mayor to execute , on behalf of the City, the Consulting Agreement with NV5, Inc. for building permit plan check review services , building permit inspections, and dedicated building inspection services for the Palomar Heights project, which is attached hereto as Exhibit “A” and is incorporated by this reference, subject to final approval as to form by the City Attorney’s Office.

64 Item8.

CITY OF ESCONDIDO

CONSULTING AGREEMENT

This Consulting Agreement (“Agreement”) is made and entered into as of the last signature date set forth below (“Effective Date”),

Between: CITY OF ESCONDIDO
a California municipal corporation
201 N. Broadway
Escondido, CA 92025
Attn: Douglas Moody, Building Official
760-839-6369
("CITY")

And: NV5, Inc.
a California corporation
15092 Avenue of Science, Suite 200
San Diego, CA 92128
Attn: Jeffrey M. Cooper, PE
858-385-0500
("CONSULTANT").

(The CITY and CONSULTANT each may be referred to herein as a “Party” and collectively as the “Parties.”)
WHEREAS, the CITY has determined that it is in the CITY’s best interest to retain the professional services of a consultant to perform building permit plan check review services and building permit inspections;
WHEREAS, CONSULTANT is considered competent to perfo rm the necessary professional services for the CITY; and
WHEREAS, the CITY and CON SULTANT desire to enter into this Agreement f or the per - formance of the Services described herein.

NOW, THEREFORE, in consideration of the mutual covenants, promises, terms, and conditions set forth herein, and the mutual benefits derived therefrom, the Parties hereby agree as follows:

1. Description of Services. CONSULTANT shall furnish all of the Services described in the Scope of Work, which is attached to this Agreement as Attachment “A” and incorporated herein by this reference (“Services”).

2. Compensation. In exchange for CONSULTANT’s completion of the Services, the CITY shall pay, Resolution No. 2023-109
Exhibit "A"

65 Item8.
and CONSULTANT shall accept in fu ll, a total amount not to exceed the sum of $1,406,930.

CONSULTANT shall be compensated only for performance of the Services described in this Agreement. No compensation shall be provided for any other work or services without the CITY’s prior written consent . If this Agreement is amended at any time, additional compensation of CONSULTANT contained in any subsequent amendment s shall not exceed a cumulative total of 25% of the maximum payment provided for in this Section 2, unless approved by resolution of the City Council.

3. Performance. CONSULTANT shall faithfully perform the Services in a proficient manner, to the satisfaction of the CITY, and in accord with the terms of this Agreement . CONSULTANT shall be responsible for the professional quality, technical accuracy, timely completion, and coordination of all reports and other inform ation furnished by CONSULTANT pursuant to this Agreement, except that CONSULTANT shall not be responsible for the accuracy of information supplied by the CITY.

4. Personnel. The performance of the Services by certain professionals is significant to the CITY. As such, CONSULTANT shall only assign the persons listed on Attachment “B” , attached to this Agreement and incorporated herein by this reference (“Personnel List”), to perform the Services.

CONSULTANT shall not add or remove persons from the Personnel List without the City’s prior written consent. If CONSULTANT has not designated a person to perform a component of the Services, CONSULTANT shall not assign such component of the Services to a person without obtaining the City’s prior written consent. CO NSULTANT shall not subcontract any component of the Services without obtaining the City’s prior written consent.

a. Each individual listed on Attachment “B” must file (i) a Statement of Economic Interests Form 700 (“Form 700”) pursuant to the California Pol itical Reform Act of 1974 within 30 days of commencing work pursuant to this Agreement and (ii) a “leaving office” Form 700 within 30 days of concluding work pursuant to this Agreement. If the term of this Agreement extends beyond one year, each individual listed on Attachment “B” must file a Form 700 on an annual basis for each subsequent term year on or before the first of April. The CITY may require each individual listed on Attachment “B” to assist the CITY in completing a Form 805 to identify consultants that make or participate in making governmental decisions and identify the consultants’ disclosure requirements. The Clerk’s Office will coordinate Form 700 and 805 completion on the CITY’s behalf.

5. Termination. The Parties may mutually terminate this Agreement through a writing signed by both Parties. The CITY may terminate this Agreement for any reason upon providing CONSULTANT with 10 days’ advance written notice. CONSULTANT agrees to cease all work under this Agreement on or before the effective date of any notice of termination. If the CITY terminates this Agreement due to no fault or failure of performance by CONSULTANT, then CONSULTANT shall be compensated based on the work satisfactorily performed at the time of such termination. In no event shall CONSULTANT be entitled to receive more than the amount that would be paid to CONSULTANT for the full performance of the Services.

6. City Property. All original documents, drawings, electronic media, and other materials prepared by CONSULTANT pursuant to this Agreement immediately become the exclusive property of the CITY, and shall not be used by CON SULTANT for any other purpose without the CITY’s prior written consent.

7. Insurance Requirements.
a. CONSULTANT shall pro cure and maintain , at its own cost, during the entire term of this Agreement, insurance against claims for injuries to persons or damages to property that may arise from or in connection with the performance of the Services, and the result s of such work, Resolution No. 2023-109
Exhibit "A"

66 Item8.
by CONSULTANT, its agents, representatives, employees, or subcontractors. Insurance coverage shall be at least as broad as the following:
(1) Commercial General Liability. Insurance Services Office (“ISO”) Form CG 00 01 covering Commercial General Liability on an “occurrence” basis, including products and completed operations, property damage, bodily injury, and personal & advertising injury, with limits no less than $2,000,000 per occurrence and $4,000,000 general aggregate. (2) Automobile Liability. ISO Form CA 00 01 covering any auto (Code 1), or if CONSULTANT has no owned autos, hired (Code 8) and non -owned autos (Code 9), with limits no less than $1,000,000 per accident for bodily injury and property damage, unless waived by the CITY and approved in writing by the CITY’s Risk and Safety Division. (3) Workers’ Compensation. Worker’s Compensation as requi red by the State of California, with Statutory Limits, and Employer’s Liability Insurance with limits of no less than $1,000,000 per accident for bodily injury or disease.
(4) Professional Liability (Errors and Omissions) . Professional Liability ( Errors and Omissions) appropriate to CONSULTANT’s profession, with limits no less than $2,000,000 per occurrence or claim and $2,000,000 aggregate.
(5) If CONSULTANT maintains broader coverage and/or higher limits than the minimums otherwise required by this Agreement, the CITY requires and shall be entitled to the broader coverage and/or the higher limits maintained by CONSULTANT. b. Each insurance policy required by this Agreement must be acceptable to the City Attorney and shall meet the following requirements:
(1) Acceptability of Insurers. Insurance coverage must be provided by an insurer authorized to conduct business in the state of California with a current A.M. Best’s rating of no less than A-: FSC VII, or as approved by the CITY.
(2) Additional Insured Status . Both the Commercial General Liability a nd the Automobile Liability policies must name the CITY (including its officials, officers, agents, employees, and volunteers) specifically as an additional insured under the policy on a separate endorsement page. The Commercial General Liability additional insured endorsement shall be at least as broad as ISO Form CG 20 10 11 85, or if not available, through the addition of both CG 20 10, CG 20 26, CG 20 33, or CG 20 38, and CG 20 37 if a later edition is used. The Automobile Liability endorsement shall be at least as broad as ISO Form CA 20 01.
(3) Primary Coverage. CONSULTANT’s insurance coverage shall be primary coverage at least as broad as ISO CG 20 01 04 13 with respect to the CITY, its officials, officers, agents, employees, and volunteers. Any insurance or self-insurance maintained by the CITY, its officials, officers, agents, employees, or volunteers shall be in excess of CONSULTANT’s insurance and shall not contribute with it. (4) Notice of Cancellation . Each insurance policy shall provide that c overage shall not be canceled, except with prior written notice to the CITY. (5) Subcontractors. If applicable, CONSULTANT shall require and verify that all subcontractors maintain insurance meeting all the requirements stated within this Agreement, and CONSULTANT shall ensure that the CITY (including its officials, officers, agents, employees, and volunteers) is an additional insured on any insurance required from a subcontractor.
(6) Waiver of Subrogation. CONSULTANT hereby grants to the CITY a waiver of any right to subrogation that any insurer of CONSULTANT may acquire against the CITY by virtue of the payment of any loss under such insurance. CONSULTANT agrees to obtain any Resolution No. 2023-109
Exhibit "A"

67 Item8.
endorsement that may be necessary to affect this waiver of subrogation, but this subsection shall apply regardless of whether or not the CITY has received a waiver of subrogation endorsement from the insurer. Any Workers’ Compensation policy required by this Agreement shall be endorsed with a waiver of subrogation in favor of the CITY for all work performed by the CONSULTANT, its agents, representatives, employees, and subcontractors.
(7) Self-Insurance. CONSULTANT may, with the CITY’s prior written consent, fulfill some or all of the insurance requirements contained in this Agreement under a plan of self - insurance. CONSULTANT shall only be permitted to utilize such self -insurance if, in the opinion of the CITY, CONSULTANT’s (i) net worth and (ii) reserves for payment of claims of liability against CONSULTANT are sufficient to adequately comp ensate for the lack of other insurance coverage required by this Agreement. CONSULTANT’s utilization of self- insurance shall not in any way limit the liabilities assumed by CONSULTANT pursuant to this Agreement.
(8) Self-Insured Retentions. Self-insured retentions must be declared to and approved by the CITY.
c. Verification of Coverage. At the time CONSULTANT executes this Agreement, CONSULTANT shall provide the CITY with original Certificates of Insurance including all required amendatory endorsements (or copies of the applicabl e policy language effecting the insurance coverage required by this Agreement), which shall meet all requirements under this Agreement. The CITY reserves the right to require complete, certified copies of all required insurance policies, including endorsements required by this Agreement, at any time. d. Special Risks or Circumstances. The CITY reserves the right , at any point during the term of this Agreement, to modify the insurance requirements in this Agreement, including limits, based on the nature of the risk, prior experience, insurer, coverage, or other special circumstances. e. No Limitation of Obligations. The insurance requirements in this Agreement, including the types and limits of insurance coverage CONSULTANT must maintain, and any approval of such insurance by the CITY, are not intended to and shall not in any manner limit or qualify the liabilities and obligations otherwise assumed by CONSULTANT pursuant to this Agreement, including but not limited to any provisions in this Agreement concerning indemnification. f. Failure to comply with any of the insurance requirements in this Agreement, including, but not limited to, a lapse in any required insurance coverage during the term of this Agreement, shall be a material breach of this Agreement . In the event that CONSULTANT fails to comply with any such insurance requirements in this Agreement, in addition to any other remedies the CITY may have, the CITY may, at its sole option, (i) immediately terminate this Agreement; or (ii) order CONSULTANT to stop work under this Agreement and/or withhold any payment that becomes due to CONSULTANT until CONSULTANT demonstrates complian ce with the insurance requirements in this Agreement.

8. Indemnification, Duty to Defend, and Hold Harmless.
a. CONSULTANT (including CONSULTANT’s agents, employees, and subcontractors, if any) shall indemnify, defend, and hold harmless the CITY, its officials, officers, agents, employees, and volunteers from and against any and all claims, demands, actions, causes of action, proceedings (including but not limited to legal and administrative proceedings of any kind), suits, fines, penalties, judgments, orders, levies, costs, expenses, liabilities, losses, damages, or injuries, in law or equity, including without limitation the payment of all consequential damages and attorney’s fees and other related litigation costs and expenses (collecti vely, “Claims”), of every nature caused by, arising out of, or in connection with CONSULTANT’s performance of the Resolution No. 2023-109
Exhibit "A"

68 Item8.

Services or its failure to comply with any of its obligations contained in this Agreement, except where caused by the sole negligence or willful misconduct of the CITY. b. CONSULTANT (including CONSULTANT’s agents, employees, and subcontractors, if any) shall indemnify, defend, and hold harmless the CITY, its officials, officers, agents, employees, and volunteers from and against any and all Claims caused by, arising under, or resulting from any violation, or claim of violation, of the San Diego Municipal Storm Water Permit (Order No. R9 - 2013-0001, as amended) of the California Regional Water Quality Control Board, Region 9, San Diego, that the CITY might suffer, incur, or become subject to by reason of, or occurring as a result of, or allegedly caused by, any work performed pursuant to this Agreement. c. All terms and provisions within this Section 8 shall survive the termination of this Agreement.

9. Anti-Assignment Clause. Because the CITY has relied on the particular skills of CONSULTANT in entering into this Agreement, CONSULTANT shall not assign, delegate, subcontract, or otherwise transfer any duty or right under this Agreement, including as to any portion of the Services, without the CITY’s prior written consent. Any purported assignment, delegation, subcontract, or other transfer made without the CITY’s consent shall be void and ineffective . Unless CONSULTANT assigns this entire Agreement, including all rights and duties herein, to a third party with the CITY’s prior written consent, CONSULTANT shall be the sole payee under this Agreement. Any and all payments made pursuant to the terms of this Agreement are otherwise not assignable.

10. Attorney's Fees and Costs. In any action to enforce the terms and conditions of this Ag reement, the prevailing Party shall be entitled to reasonable attorney’s fees and costs.

11. Independent Contractor . CONSULTANT is an independent contractor , and no agency or employment relationship is created by the execution of this Agreement.

12. Amendment. This Agreement shall not be amended except in a writing signed by the CITY and CONSULTANT.

13. Merger Clause. This Agreement, together with its attachments or other documents described or incorporated herein, if any, constitutes the entire agreement and understanding of the CITY and CONSULTANT concerning the subject of this A greement and supersedes and replaces all prior negotiations, understandings, or proposed agreements, written or oral, except as otherwise provided herein. In the event of any conflict between the provisions of this Agreement and any of its attachments or related documents, if any, the provisions of this Agreement shall prevail.

14. Anti-Waiver Clause. None of the provisions of this Agreement shall be waived by the CITY because of previous failure to insist upon strict performance, nor shall any provision be waived because any other provision has been waived by the CITY, in whole or in part.

15. Severability. This Agreement shall be performed and shall be enforceable to the full extent allowed by applicable law, and the illegality, invalidity, waiver, or unenforceability of any provision of this Agreement shall not affect the legality, validity, applicability, or enforceability of the remaining provisions of this Agreement.

16. Governing Law. This Agreement and all rights and obligations arising out of it shall be construed in accordance with the laws of the State of California. Venue for any action arising from this Agreement shall be conducted only in the state or federal courts of San Diego County, California.

17. Counterparts. This Agreement may be executed on separate counterparts, each of which shall be an original and all of which taken together shall constitute one and the same instrument. Delivery of an executed signature page of this Agreement by electronic means, includi ng an attachment to Resolution No. 2023-109
Exhibit "A"

69 Item8.
an email, shall be effective as delivery of an executed original. The Agreement on file with the City is the copy of the Agreement that shall take precedence if any differences exist between or among copies or counterparts of the Agreement.

18. Provisions Cumulative . The foregoing provisions are cumulative to, in addition to , and not in limitation of any other rights or remedies available to the CITY.

19. Notice. Any statements, communications , or notices to be provided pursuant to this Agreement shall be sent to the attention of the persons indicated herein, and the CITY and CONSULTANT shall promptly provide the other Party with notice of any changes to such contact information.

20. Business License. CONSULTANT shall obtain a City of Escondido Business License prior to execution of this Agreement and shall maintain such Business License throughout the term of this Agreement.

21. Compliance with Laws, Permits, and Licenses. CONSULTANT shall keep itself informed of and comply with all applicable federal, state, and local laws, statutes, codes, ordinanc es, regulations, rules, and other legal requirements in effect during the term of this Agreement. CONSULTANT shall obtain any and all permits, licenses, and other authorizations necessary to perform the S ervices.

Neither the CITY, nor any elected or appointed boards, officers, officials, employees, or agents of the CITY, shall be liable, at law or in equity, as a result of any failure of CON SULTANT to comply with this section.

22. Prevailing Wages . If applicable, pursuant to California Labor Code section 1770 et seq. , CONSULTANT agrees that a prevailing rate and scale of wages, in accordance with applicable laws, shall be paid in performing this Agreement. CONSULTANT shall keep itself informed of and comply with all applicable federal, state, and local laws, statutes, code s, ordinances, regulations, rules, and other legal requirements pertaining to the payment of prevailing wages. The prevailing rate and scale to be paid shall be the same as the applicable “ General Prevailing Wage Determination” approved by the Department of Industrial Relations as of the Effective Date of this Agreement, which are available online at http://www.dir.ca.gov/oprl/dprewagedetermination.htm and incorporated into this Agreement by this reference . Neither the CITY, nor any elected or appointed boards, officers, officials, employees, or agents of the CITY, shall be liable, at law or in equity, as a result of any failure of CONSULTANT to comply with this section.

23. Immigration Reform and Control Act of 1986. CONSULTANT shall keep itself informed of and shall comply with the Immigration Reform and Control Act of 1986 (“IRCA”). CONSULTANT represents and warrants that all of its employees and the employees of any subcontractor retained by CONSULTANT who perform any of the Services under this Agreement, are and will be authorized to perform the Services in full compliance with the IRCA. CONSULTANT affirms that as a licensed contractor and employer in the State of California, all new employees must produce proof of eligibility to work in the United States within the first three days of employment and that only employees legally eligible to work in the United States will perform the Services. CONSULTANT agrees to comply with the IRCA before commencing any Services, and continuously throughout the performance of the Services and the term of this Agreement.

24. Effective Date. Unless a different date is provided in this Agreement, the effective date of this Agreement shall be the latest date of execution set forth by the names of the signatories below.

(SIGNATURE PAGE FOLLOWS)

Resolution No. 2023-109
Exhibit "A"

70 Item8.

IN WITNESS WHEREOF, this Agreement is executed by the Parties or their duly authorized representatives as of the Effective Date:

CITY OF ESCONDIDO

Date: __________________ ___________________________________ Dane White, Mayor

NV5, Inc.

Date: __________________ ___________________________________ Signature

___________________________________
Name & Title (please print)

APPROVED AS TO FORM:

OFFICE OF THE CITY ATTORNEY
MICHAEL R. MCGUINNESS, CITY ATTORNEY

BY: __________________________

THE CITY OF ESCONDIDO DOES NOT DISCRIMINATE AGAINST QUALIFIED PERSONS WITH DISABILITIES.

Resolution No. 2023-109
Exhibit "A"

71 Item8.

ATTACHMENT “A”
Scope of Work

A. General

NV5, Inc., a California corporation (“Consultant”) will provide the City of Escondido, a California municipal corporation (“City”) with on-call building permit plan review and field inspection services.

B. Location

Consultant to provide services at various locations within the City of Escondido and at Consultant’s office located at 15092 Avenue of Science, San Diego, CA 92128. Consultant shall accommodate both hardcopy and electronic plan review services as preferred by the City. Any electronic data entry and application reviews shall be compatible with the City’s tracking and databases.

C. Services

Consultant shall provide the services as described in Consultant’s proposal, which is attached to this Scope of Work as Exhibit 1 and incorporated herein by this reference. In the event of a conflict between this Agreement (including this Scope of Work) and Exhibit 1, the terms of this Agreement shall prevail.

Consultant shall also provide dedicated building inspection services for the Palomar Heights Project, a 510-unit mixed-use development at the former site o f the downtown hospital comprised of 23 buildings.

D. Scheduling

All assigned inspections will be performed within 24 hours of notification from the City. Long-term inspection assignments will be filled within 48 hours. All assigned building permit plan review services will commence within 24 hours of notification from the City. Notice of assignment will be effected by the City to Consultant via email.

Consultant shall adhere to the following deadlines in providing building permit plan review services:

Assignment Type Deadline for Submission to the City
First Check Re-Check
Plan Check for minor alterations and additions 5 Working Days 7 Working Days Plan Check for Solar or ESS systems 3 Working Days 2 Working Days Fire code compliance review 10 Working Days 7 Working Days Plan Check for single-tenant dwellings 10 Working Days 7 Working Days Plan Check for multi-tenant buildings 10 Working Days 7 Working Days Plan Check for commercial construction under 10,000 square feet 10 Working Days 7 Working Days Plan Check for commercial construction over 10,000 square feet 10 Working Days 7 Working Days

E. Contract Price and Payment Terms

The total contact price of this Agreement shall not exceed the sum of $1,406,930. The contract price includes all labor, materials, equipment, and transportation required to perform the work.

Services will be billed as services are performed. Payment will be made after services have been performed and within 30 days of receipt of an invoice for those services.

The following limitations shall apply:

1. For all services unrelated to the Palomar Heights Project, annual compensation shall not exceed $292,500; and
Resolution No. 2023-109
Exhibit "A"

72 Item8.

2. The cumulative cost for services related to the Palomar Heights Project , which shall be provided as-needed throughout the term of this Agreement, shall not exceed $529,430.

Consultant shall retain firm pricing and rates as detailed in Exhibit 2 to this Scope of Work, which is attached hereto and incorporated by this reference.

Effective July 1 of each year of the agreement, the hourly rates may increase the lesser of the Consumer Price Index, All Urban Consumers, San Diego-Carlsbad for the 12-month period ending in March or four percent.

F. Term

The term of this Agreement shall be for three years, commencing on the Effective Date of the Agreement (“Initial Term”). Thereafter, the City shall have the option to extend the Initial Term of this Agreement by one-year.

G. Other

Consultant acknowledges that the term of this Agreement may extend over multiple City fiscal years, and that work and compensa tion under this Agreement is contingent on the City Council appropriating funding for and authorizing such work and compensation for those fiscal years. This Agreement may be terminated at the end of the fiscal year for which sufficient funding is not appropriated and authorized. The City is not obligated to pay Consultant for any amounts not duly appropriated and authorized by City Council.

The City is experiencing greater than normal growth. As of the Effective Date of this Agreement , more than 40 major development projects are in various stages of review. Given the current growth trends, recent City-staff turn-over, the complexity and timelines of pending projects, and the need to ensure safety of residents and the community, the Ci ty has recognized the need for third party assistance in performing plan check services, on-call backup inspection services, and services of a dedicated building inspector for the Palomar Heights Project.

Resolution No. 2023-109
Exhibit "A"

73 Item8.

ATTACHMENT “B”
Personnel List

Pursuant to Section 4 of the Agreement, CONSULTANT shall only assign performance of Services to persons listed below.

1. Jeffrey M. Cooper, PE , Principal -in-Charge/Senior Vice President, NV5, ( 858) 385 -0500, [email protected]

2. Tamara O’Neal, PE, Project Manager, NV5, (858) 385-0500, [email protected]

3. Shannon Hunter, Building Insection Task Leader, (858) 385-0500, [email protected]

4. Kyle Soldan, Senior Building Inspector, NV5, (858) 385-0500, [email protected]

5. Bruce Boyer Senior Building Inspector, NV5, (858) 385-0500, [email protected]

6. Clark Shen, PE, SE, Plan Reviewer, NV5, (858) 385-0500, [email protected]

7. Arsanious Hanna, CBO, PE, QSD, Plan Reviewer, NV5, (858) 385 -0500, [email protected]

8. Scott Woody, CBO, CASp, DBIA, CM -Lean, LEED AP, Plan Reviewer, NV5, (858) 385-0500, [email protected]

9. Alan Ho, SE, PE, LEED AP, Plan Reviewer, NV5, (858) 385-0500, [email protected]

10. Alan Vallow, EE, Plan Reviewer, NV5, (858) 385-0500, [email protected]

11. Rouhi El-Rabaa, PE, CASp, Plan Reviewer, NV5, (858) 385-0500, [email protected]

12. Eric Rodriguez, SE, PE, Plan Reviewer, NV5, (858) 385-0500, [email protected]

13. Annette Chavez, CBO, Plan Reviewer, NV5, (858) 385-0500, [email protected]

14. John Moffatt, EE, Plan Reviewer, NV5, (858) 385-0500, [email protected]

15. Padma Asan, PE, Plan Reviewer, NV5, (858) 385-0500, [email protected]

16. Carlos Yado, CBO, Plan Reviewer, HRGreen, (855) 900-4742, [email protected]

17. Sandra Schmidz, PE, Plan Reviewer, HRGreen, (855) 900-4742, [email protected]

18. Beth Jay, Plan Reviewer, HRGreen, (855) 900-4742, [email protected]

19. Ken Welch, CFM, CBO, MCP, Plan Reviewer, HRGreen, (855) 900-4742, [email protected]

20. Roger “Rick” Molina, CBO, MCP , Plan Reviewer, HRGreen, (855) 900 -4742, [email protected]

CONSULTANT shall not add or remove persons from this Personnel List without the City’s prior written consent. If CONSULTANT has not designated a person to perform a component of the Services, CONSULTANT shall not assign such component of the Services to a person without obtaining the City’s prior written co nsent. CONSULTANT shall not subcontract any component of the Services without obtaining the City’s prior written consent.

Acknowledged by:

Date: __________________ ___________________________________ [Jeffrey M. Cooper, Senior Vice President, NV5]

Resolution No. 2023-109
Exhibit "A"

74 Item8.

NV5 will provide on-call Building Permit Plan Check Review services and Building Permit Inspection services to the City of Escondido (City) as follows:

1. Building Plan Check Services
a. Perform architectural, structural, plumbing, mechanical and electrical plan check review for buildings and structures for compliance with applicable Federal and State laws, building and safety codes, City ordinances, and acceptable engineering practices. Type of proposed plan check work may include new construction (residential, commercial, or industrial), remodel, additions, green building, Disabled Access, Leadership in Energy and Environmental Design (“LEED”), onsite wastewater treatment systems (“OWTS”) and public nuisance abatement; Fire Code related plan check and inspections services;
b. Confirm building use, occupancy, and type of construction, and review construction of buildings and structures to determine satisfaction of safety requirements;
c. Review and approve building/structural revisions to plans required during construction; d. Collect construction and demolition Waste Management Plan prior to building permit issuance and ensure construction and demolition recycling requirements are met prior to final inspection; e. Provide problem solving methods for unique or challenging plan check or code interpretation issues; f. Provide trained staff familiar with sustainable building and Green Building concepts such as those supported by LEED, California Association of Building Energy Consultants (“CABEC”), Residential Energy Services Network (“RESnet”), U.S. Green Building Council (“USGBC”), and National Pollution Discharge and Elimination System Permit (“NPDES”) Review and provide plan check comments digitally using City utilized software as applicable as primary means of communicating corrections to applicants;
g. Provide full digital (“PDF”) copies of all “finaled” building permits files (permits and plans) for entry into the City’s Electronic Data Management System by City staff. All approval stamps, applications, forms and other documents used in conjunction with these services shall be provided by the City. Costs for the provision of these processing tools and supplies shall be the responsibility of the City;
h. Coordinate building permit requirements and interface with City Departments and other agencies; i. Provide expedited plan check for certain projects types when requested by the City; and j. Respond to Public Records Requests (formal response within five business days).

2. Building Inspection Services
a. NV5 will provide an on-call ICC-certified Building Inspector who is fully trained/ certified/qualified for all construction regulated by all applicable Federal, State and City building and safety codes/ordinances, floodplain design standards, and NPDES requirements;
b. When requested, provide information on City regulations to property owners, residents, businesses, the general public and other City departments;
c. Inspect buildings and structures, for which building permits have been issued, for compliance with the approved plans and applicable codes and ordinances;
d. Inspect for compliance with applicable conditions of approval set forth by the City’s Community Development Department, Planning Commission, and/or City Council, and communicate with City staff as appropriate. The applicant shall print all project conditions on approved building plan sets so that they are readily available during inspection services;
e. Coordinate with various City and County agencies and departments and other governmental agencies providing services, and/or having jurisdiction over any aspect of a development project in order to obtain compliance with the above building and safety codes and regulations;
f. During inspections, issue work correction notices. In the event an inspection finds violations in code requirements and/or permit conditions of approval, the Inspector will immediately document accordingly in City’s tracking system; g. Provide all vehicles, fuel, maintenance, cell phones and iPads (or substantially similar tablet), and other equipment necessary for field personnel to carry out building permit inspections and duties; h. Provide special inspections by qualified inspectors and conduct investigations as directed by the City, including field and office research and the preparation of letters and/or documents; and i. Input daily inspection information into the City’s tracking system. The City will provide user logins.

Exhibit 1
Resolution No. 2023-109
Exhibit "A"

75 Item8.

Exhibit 2
The following fees includes all re-checks, plan check conferences, review of plans initially found to be incomplete, transportation of materials, and shall remain in effect throughout the term of this Agreement:

1. Consultant’s fee per plan review shall be 70% of the plan review fees collected by the City. Plan review fees collected by the City shall be the established rate adopted by the City of Escondido City Council. The initial plan review fee includes two rechecks. Additional plan checks will be on a time and material basis on hourly rates.

2. Consultant’s fee per structural-only plan review shall be 40% of the fees collected by the City. Structural-only plan review fees collected by the City shall be the established rate adopted by the City of Escondido City Council.

3. Consultant’s fee per fire plan review shall be time-and-materials, billed at a rate of $150 per hour.

4. Consultant’s fee per plan review for repeat buildings shall be 20% of the fees collected by the City. Plan review fees for repeat buildings collected by the City shall be the established rate adopted by the City of Escondido City Council.

5. Expedited plan check shall be an additional 25% of the regular fees listed in 1 through 4 above.

The minimum plan check fee will be $250.

Included below is our hourly fee schedule. Effective July 1 of each year of the agreement, the hourly rates may increase the lesser of the Consumer Price Index, All Urban Consumers, San Diego-Carlsbad for the 12-month period ending in March or four percent.

NV5 HOURLY RATE**
Project Manager $200
Supervising Inspector (On-Call) $175
Senior ICC Certified Inspector (On-Call) $145
ICC Certified Inspector (On-Call) $135
Supervising Inspector (Staff Augmentation) $170
Senior ICC Certified Inspector (Staff Augmentation) $140 ICC Certified Inspector (Staff Augmentation) $130
Senior Plan Reviewer IV $225
Senior Plan Reviewer III $195
Senior Plan Reviewer II $175
Senior Plan Reviewer I $165
Plan Reviewer V $155
Plan Reviewer IV $150
Plan Reviewer III $140
Plan Reviewer II $135
Plan Reviewer I $130
Fire Plan Reviewer $150
HR GREEN HOURLY RATE* **
Plan Review Manager/Task Lead $253
Plan Review Engineer III $193
Plan Review Engineer II $174
Plan Review Engineer I $165
Plan Reviewer $172

REIMBURSABLE EXPENSES COST
Other Direct Costs (ODCs) and Subconsultant Services Cost + 10% Automobile Transportation per IRS standard
* Subconsultant rates listed include the 10% markup.
** Regular rates. Work in excess of 8 hours and work on Saturdays will be billed at 1.5 times the regular rate. Work in excess of 12 hours and work on Sundays and Holidays will be billed at 2 times the regular rate.

Resolution No. 2023-109
Exhibit "A"

Item8.

BUDGET ADJUSTMENT

REQUEST
Department: Development Services
For Finance Use Only
BA # ____________
Fiscal Year ________
Department Contact: Andrew Firestine
City Council Meeting Date:
(attach staff report)

EXPLANATION OF REQUEST

BUDGET ADJUSTMENT INFORMATION
Project/Account Description Account Number
Amount of
Increase
Amount of
Decrease
Palomar Heights Building
Inspector NEW-229 $529,430
Building Permits 4045-001 $529,430
Transfer In 4999-299 $529,430
Transfer Out 5999-001 $529,430

APPROVALS

DEPARTMENT HEAD DATE FINANCE DATE
DocuSign Envelope ID: A53B19D2-21AB-44AB-8D4D-2A49C899641C 8/8/2023 8/8/2023
Attachment "1"
77 Item8.

STAFF REPORT

August 16, 2023
File Number 0400-85

SUBJECT
TREASURER’S INVESTMENT REPORT FOR THE QUARTER ENDED JUNE 30, 2023

DEPARTMENT
City Treasurer

RECOMMENDATION
Request the City Council approve the Quarterly Investment Report for the quarter ended June 30, 2023.

Staff Recommendation: Approval (City Treasurer’s Office: Douglas Shultz, City Treasurer) Presenter: Douglas Shultz, City Treasurer

FISCAL ANALYSIS
From April 1, 2023 to June 30 , 2023, the City’s investment portfolio increased from $175.0 million to $213.7 million. The adjusted average annual yield increased from 1.539 percent to 1.945 percent with the portfolio duration at 1.69. During this quarter we received multiple drawdowns of approximately $25 million from the Membrane Filtration Reverse Osmosis Facility and San Pasqual Undergrounding loans reimbursing expenses that were previously outlaid. A strong bond market and reinvesting in higher yield holdings for the quarter resulted in increase of $38.6 million in the book value of the investment portfolio.

PREVIOUS ACTION
The Investment Report for the quarter ended March 31, 2022, was filed with the City Clerk’s Office on July 31, 2023 and presented to the City Council on May 17, 2023.

BACKGROUND
The City of Escondido’s (City) Investment Policy requires the City Treasurer to submit a quarterly investment report to the City Council and City Manager. The quarterly investment report should include the type of investment, issuer, date of maturity, par and dollar amount invested and market value for each security held by the City. Details of the City’s investment portfolio are included in the attached reports that are listed below:
• Summary of Investment Allocation as of June 30, 2023 (Attachment 1) • Summary of Investment Portfolio Yield for the last 12 months (Attachment 2) 78 Item9.

• Schedule of Funds Managed by Outside Parties as of June 30, 2023 (Attachment 3) The Investment Performance Review (attachment 4) provides a Market Update, the City’s Portfolio Strategy and Performance, Issuer Distributions, Portfolio Distributions and Portfolio Holdings. The Summary of Investment Allocation (attachment 1) and the Summary of Investment Portfolio Yield for the last 12 months (attachment 2) shows the total investment portfolio including funds in LAIF, CAMP, Stone Castle, and the City’s money market account with BNY.

There are adequate funds to meet the next six-month’s expected expenditures. As of June 30, 2023, the City complies with all requirements of the City’s Investment Policy.

ATTACHMENTS
a. Attachment 1 – Summary of Investment Allocation as of June 30, 2023 b. Attachment 2 – Summary of Investment Portfolio Yield for the last 12 months c. Attachment 3 – Schedule of Funds Managed by Outside Parties as of June 30, 2023 d. Attachment 4 – Investment Performance Review for the Quarter Ended June 30, 2023 79 Item9.

Attachment 1
Investment Type Market Value
State Investment Pool (LAIF) 11,674$ 11,674$ 0.01% State Investment Pool (LAIF)- ARPA Funds* 0 0 0.00%
California Asset Management Program (CAMP) 54,617,972 54,617,972 26.41% Placement Service Deposits (Stone Castle) 5,048,736 5,048,736 2.44% U.S. Treasury Obligations 82,942,060 78,820,762 38.12%
Federal Agency Securities 17,426,497 16,828,525 8.14%
Supranational Securities 3,047,405 2,882,558 1.39%
U.S. Corporate Bonds 28,273,110 26,952,122 13.03%
U.S. Municipal Bonds 7,800,767 7,291,946 3.53%
Negotiable Certificates of Deposit 0 0 0.00%
Asset-Backed Security 4,070,568 3,897,888 1.89%
Money Market Account (BNY Blackrock) 10,418,657 10,418,657 5.04% Total Investment Portfolio - June 2023 213,657,446$ 206,770,841$ 100% Reported Total Investments - March 2023 175,037,226$ 163,277,880$ Change from Prior Quarter 38,620,220$ 43,492,961$
Portfolio Duration 1.66
*ARPA funds moved out of LAIF and into investement pool for better returns.

City of Escondido
Summary of Investment Allocation
as of June 30, 2023
Book Value
Percent of
Portfolio at
Market
26%
3%
38%
8%
1%
13%
4%
2%
5%
Summary of Investment Allocation as of June 30, 2023
State Investment Pool (LAIF)
State Investment Pool (LAIF)- ARPA Funds*
California Asset Management Program (CAMP)
Placement Service Deposits (Stone Castle)
U.S. Treasury Obligations
Federal Agency Securities
Supranational Securities
U.S. Corporate Bonds
U.S. Municipal Bonds
Negotiable Certificates of Deposit
Asset-Backed Security
Money Market Account (BNY Blackrock)
80 Item9.

Attachment 2
Date Book Value Yield
Jun-22 $175,037,226.40 2.910%
May-23 $164,681,177.97 2.614%
Apr-23 $177,151,599.37 2.452%
Mar-22 $175,037,226.40 2.160%
Feb-23 $164,681,177.97 1.763%
Jan-23 $177,151,599.37 1.935%
Dec-22 $170,616,164.28 1.637%
Nov-22 $176,665,572.52 1.728%
Oct-22 $183,071,542.59 1.673%
Sep-22 $183,702,750.52 1.758%
Aug-22 $183,950,309.82 1.355%
Jul-22 $195,449,351.01 1.351%
Average Portfolio Interest Yields 1.945%
* Includes Assets managed by PFM, LAIF, and Stone Castle.

SUMMARY OF INVESTMENT PORTFOLIO YIELDS
FOR THE LAST 12 MONTHS
As of June 30, 2023
81 Item9.

Attachment 3

CITY OF ESCONDIDO

FUNDS MANAGED BY OUTSIDE PARTIES
As of June 30, 2023
Market Interest Type of
Type of Funds / Institution Value Rate Investment

BOND FUNDS
BANK OF NEW YORK:
1998-1 Rancho San Pasqual Assessment District 365,553.54$ 4.940% Treasury 2013 JPFA Reidy Creek Lease Revenue Bonds (2001 Refunding) 92.69 4.800% Treasury 2013 Community Facility District - Hidden Trails (2001 Refunding) 13.03 4.810% Treasury 2015 Community Facility District - Eureka Ranch (2006 Refunding) 30.07 4.820% Treasury 2015 Community Facility District - Eureka Ranch (2006 Refunding) 113.72 0.000% Cash 2015A Wastewater Bond (2004A Refunding) 683,308.71 5.000% Dreyfus Cash Management Fund 2015B Wastewater Bond (2004B Refunding) 245,477.85 5.000% Dreyfus Cash Management Fund 2019 Water Bond (JPFA 19AB) 357.89 4.750% Dreyfus Cash Management Fund 2021A WasteWater Ref Rev 0.00 0.000% Dreyfus Cash Management Fund 2015 Community Facility District - The Villages 11,175,708.90 0.000% Cash/Treasury 12,470,656.40$
SECTION 115 TRUST FUNDS
PUBLIC AGENCY RETIREMENT SERVICES:

PARS Post-Employment Benefits Trust $31,788,595.96 Moderately Conservative HighMark PLUS TOTAL FUNDS MANAGED BY OUTSIDE PARTIES $44,259,252.36
82 Item9.

City of Escondido Quarterly Report
City of Escondido (299155)
Quarter End (Q2 Y2023)
04/01/2023 - 06/30/2023
Dated: 07/31/2023
Locked Down
Attachment "4"
83 Item9.

Risk Summary - Fixed Income (City of Escondido (299155)) 1 Multiple Benchmarks Comparison (City of Escondido (299155)) 5 Risk-Adjusted Comparison (City of Escondido (299155)) 6 Exposure - Credit Rating (City of Escondido (299155)) 7 Overview (City of Escondido (299155))
12 Returns (City of Escondido (299155))
14 Comparison (City of Escondido (299155))
15 Exposure - Security Type (City of Escondido (299155)) 16 Exposure - Market Sector (City of Escondido (299155)) 21 Exposure - Issuer Concentration (City of Escondido (299155)) 26 Summary (City of Escondido (299155))
38 Status (City of Escondido (299155))
39 GAAP GL Income Detail (City of Escondido (299155))
42 GAAP Transaction Detail (City of Escondido (299155)) 53 Audit (City of Escondido (299155))
56 Table of Contents
Dated: 07/31/2023
Attachment "4"
84 Item9.

Issuer Concentration
Issuer Ending % of Market
Value + Accrued
United States Department of The Treasury 53.533%
Other 25.838%
BLAKCROCK 7.055%
Federal Home Loan Banks 4.439%
Federal Home Loan Mortgage Corporation 4.190%
Federal National Mortgage Association 2.264%
Inter-American Development Bank 1.515%
Citigroup Inc. 1.166%
--- 100.000%
Footnotes: 1,2
Cash and Fixed Income Summary
Risk Metric Value
Cash 0.00
MMFund 10,418,656.68
Fixed Income 137,264,845.49
Duration 1.690
Convexity 0.015
WAL 1.709
Years to Final Maturity 1.761
Years to Effective Maturity 1.725
Yield 5.100
Book Yield 1.851
Avg Credit Rating AA-/Aa3/AA-
Balance Sheet
Book Value + Accrued 154,570,106.91
Net Unrealized Gain/Loss -6,886,604.73
Market Value + Accrued 147,683,502.17
Exposure - Security Type
Exposure - Sector
Exposure - Asset Class
Risk Summary - Fixed Income City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 1 Attachment "4"
85 Item9.

Time to Maturity
Credit Duration Heat Map
Rating 0 - 1 1 - 2 2 - 3 3 - 4 4 - 5 5 - 7 7 - 10 10 - 15 15 - 30 AAA 1.671% 3.744% 0.170% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% AA 26.468% 14.209% 20.102% 8.691% 0.585% 0.000% 0.000% 0.000% 0.000% A 4.082% 4.132% 0.799% 5.218% 0.000% 0.000% 0.000% 0.000% 0.000% BBB 0.341% 2.138% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% BB 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% B 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% CCC 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% CC 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% C 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% NA 0.000% 0.595% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% 0.000% Exposure - Credit Rating
Exposure - Duration
Risk Summary - Fixed Income City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 2 Attachment "4"
86 Item9.

MMF Asset Allocation Exposure - Currency
Exposure - Industry Group
Exposure - Industry Subgroup
Exposure - Industry Sector
Exposure - Country
Risk Summary - Fixed Income City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 3 Attachment "4"
87 Item9.
1: * Grouped by: Issuer. 2: * Groups Sorted by: Ending % of Market Value + Accrued.

Risk Summary - Fixed Income City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 4 Attachment "4"
88 Item9.

Account and Primary Benchmark

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Reported Index Return is always Total Return.

Account/Index Base Market Value + Accrued Trailing Month Total Return, Net of
Fees
Trailing 3 Months
Total Return, Net of
Fees
Trailing 6 Months
Total Return, Net of
Fees
Trailing 12 Months
Total Return, Net of
Fees
Prior Year Total
Return, Net of Fees
Prior 3 Years Total
Return, Net of Fees
Prior 5 Years Total
Return, Net of Fees
Prior 10 Years
Total Return, Net of
Fees
City of Escondido 147,683,502.17 -0.215% -0.035% 1.487% 0.700% --- --- --- --- ICE BofA 1-5 Year US Corporate & Government
Index
--- -0.597% -0.569% 1.205% 0.176% --- --- --- ---
Multiple Benchmarks Comparison City of Escondido (299155) Base Currency: USD As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 5 Attachment "4"
89 Item9.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Reported Index Return is always Total Return.

Account Assigned Index Total Return Index Return Sharpe Ratio Information Ratio Standard Deviation Tracking Error City of Escondido ICE BofA 1-5 Year US Corporate & Government Index -0.035% -0.569% 0.054 0.065 0.106% 0.089% Account Index Index Start Date Index End Date
City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 08/02/2002 --- Risk-Adjusted Comparison City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 6 Attachment "4"
90 Item9.

AAA
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS AAA Aaa AAA NA 369,628.01 City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS AAA NA AAA AAA 673,087.22 City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS AAA Aaa NA AAA 689,464.17 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS AAA NA AAA AAA 245,028.85 City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS AAA NA AAA AAA 272,380.88 City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS AAA Aaa NA AAA 273,602.21 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS AAA NA AAA AAA 691,726.80 City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT BANK 835,000.00 USD 03/14/2025 SUPRANATIONAL AAA Aaa AAA AAA 793,810.61 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT BANK 1,530,000.00 USD 09/23/2024 SUPRANATIONAL AAA Aaa AAA NA 1,443,373.10 City of Escondido 459058JM6 INTERNATIONAL BANK FOR RECONSTRUCTION

AND DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATIONAL AAA Aaa AAA NA 651,970.62 City of Escondido 50117XAE2 KCOT 212 A3 366,104.73 USD 11/17/2025 ABS AAA Aaa NA AAA 350,297.64 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI AAA Aaa AAA AAA 356,814.38 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI AAA Aaa AAA AAA 251,725.38 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST 245,000.00 USD 08/01/2024 MUNI AAA Aaa AAA NA 238,398.48 City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI AAA NA AAA AA+ 611,328.00 City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS AAA NA AAA AAA 335,554.31 City of Escondido CCYUSD Cash 0.00 USD 06/30/2023 CASH AAA Aaa AAA AAA 0.00 City of Escondido CCYUSD Payable -24,500.00 USD 06/30/2023 CASH AAA Aaa AAA AAA -24,500.00 City of Escondido CCYUSD Receivable 24,500.00 USD 06/30/2023 CASH AAA Aaa AAA AAA 24,500.00 City of Escondido --- --- 8,636,104.73 USD 08/29/2025 --- AAA Aaa AAA AAA 8,248,190.64 Exposure - Credit Rating City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 7 Attachment "4"
91 Item9.

AA+
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 3130ATKJ5 FEDERAL HOME LOAN BANKS 1,300,000.00 USD 03/08/2024 AGCY BOND AA+ Aaa AA+ AAA 1,304,488.43 City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 1,000,000.00 USD 06/14/2024 AGCY BOND AA+ Aaa AA+ AAA 999,659.17 City of Escondido 3130AVDA7 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/27/2026 AGCY BOND AA+ Aaa AA+ AAA 1,417,005.33 City of Escondido 3130AVDD1 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 09/27/2024 AGCY BOND AA+ Aaa AA+ AAA 1,416,722.22 City of Escondido 3130AVE24 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/28/2024 AGCY BOND AA+ Aaa AA+ F1+ 1,417,519.83 City of Escondido 3133EMAC6 FEDERAL FARM CREDIT BANKS FUNDING CORP 1,000,000.00 USD 09/21/2027 AGCY BOND AA+ Aaa AA+ AAA 863,903.33 City of Escondido 3134GWYS9 FEDERAL HOME LOAN MORTGAGE CORP 1,000,000.00 USD 10/15/2025 AGCY BOND AA+ Aaa AA+ AAA 909,356.67 City of Escondido 3134GYMX7 FEDERAL HOME LOAN MORTGAGE CORP 1,400,000.00 USD 12/29/2025 AGCY BOND AA+ Aaa AA+ AAA 1,413,796.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2,000,000.00 USD 08/25/2025 AGCY BOND AA+ Aaa AA+ AAA 1,822,125.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 360,000.00 USD 11/07/2025 AGCY BOND AA+ Aaa AA+ AAA 326,466.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,125,000.00 USD 11/07/2025 AGCY BOND AA+ Aaa AA+ AAA 1,020,206.25 City of Escondido 3136AJB54 FNA 2014-M04 A2 178,069.53 USD 03/25/2024 FNMA AA+ Aaa AA+ AAA 175,237.73 City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC AA+ Aaa AA+ AAA 644,629.30 City of Escondido 3137BTU25 FHMS K-724 A2 329,723.73 USD 11/25/2023 FHLMC AA+ Aaa AA+ AAA 327,571.78 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE CORP 790,000.00 USD 02/12/2025 AGCY BOND AA+ Aaa AA+ AAA 750,193.22 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 275,000.00 USD 08/24/2023 AGCY BOND AA+ Aaa AA+ AAA 273,314.78 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 1,150,000.00 USD 09/23/2025 AGCY BOND AA+ Aaa AA+ AAA 1,044,407.96 City of Escondido 3137FBTA4 FHMS K-728 A2 845,314.29 USD 08/25/2024 FHLMC CMO AA+ Aaa AA+ AAA 825,030.32 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST 410,000.00 USD 08/01/2025 MUNI AA+ Aaa AA+ NA 373,920.34 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST 405,000.00 USD 08/01/2025 MUNI AA+ Aa1 AA+ NA 372,010.05 City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV AA+ Aaa AA+ AAA 1,746,832.18 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV AA+ Aaa AA+ AAA 768,567.47 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV AA+ Aaa AA+ AAA 1,419,882.20 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV AA+ Aaa AA+ AAA 271,599.49 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV AA+ Aaa AA+ AAA 5,006,433.88 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV AA+ Aaa AA+ AAA 561,351.02 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV AA+ Aaa AA+ AAA 594,735.22 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV AA+ Aaa AA+ AAA 1,088,106.72 City of Escondido 912828VS6 UNITED STATES TREASURY 2,000,000.00 USD 08/15/2023 US GOV AA+ Aaa AA+ AAA 2,012,164.53 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV AA+ Aaa AA+ AAA 93,659.80 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV AA+ Aaa AA+ AAA 2,600,502.05 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV AA+ Aaa AA+ AAA 1,393,476.57 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV AA+ Aaa AA+ AAA 1,184,629.33 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV AA+ Aaa AA+ AAA 146,386.34 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV AA+ Aaa AA+ AAA 717,045.00 City of Escondido 912828Y95 UNITED STATES TREASURY 2,000,000.00 USD 07/31/2026 US GOV AA+ Aaa AA+ AAA 1,866,822.27 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV AA+ Aaa AA+ AAA 605,673.91 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV AA+ Aaa AA+ AAA 3,106,862.30 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV AA+ Aaa AA+ AAA 1,830,343.50 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV AA+ Aaa AA+ AAA 1,997,833.31 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV AA+ Aaa AA+ AAA 1,997,833.31 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV AA+ Aaa AA+ AAA 2,167,829.71 City of Escondido 91282CAD3 UNITED STATES TREASURY 2,000,000.00 USD 07/31/2027 US GOV AA+ Aaa AA+ AAA 1,713,528.45 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV AA+ Aaa AA+ AAA 561,830.62 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV AA+ Aaa AA+ AAA 1,081,416.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 719,379.38 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 1,151,007.01 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 899,224.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 579,999.63 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV AA+ Aaa AA+ AAA 1,438,758.76 Exposure - Credit Rating City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 8 Attachment "4"
92 Item9.

AA
AA-
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV AA+ Aaa AA+ AAA 359,920.48 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV AA+ Aaa AA+ AAA 2,699,403.59 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV AA+ Aaa AA+ AAA 1,811,030.49 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV AA+ Aaa AA+ AAA 4,184,521.36 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV AA+ Aaa AA+ AAA 1,509,656.81 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV AA+ Aaa AA+ AAA 2,156,652.59 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV AA+ Aaa AA+ AAA 324,289.36 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV AA+ Aaa AA+ AAA 1,846,647.74 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV AA+ Aaa AA+ AAA 239,201.14 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV AA+ Aaa AA+ AAA 892,996.02 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV AA+ Aaa AA+ AAA 790,774.73 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV AA+ Aaa AA+ AAA 2,314,495.71 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,000,000.00 USD 10/31/2023 US GOV AA+ Aaa AA+ AAA 1,969,783.59 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 4,503,826.90 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 360,306.15 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 450,382.69 City of Escondido 91282CDG3 UNITED STATES TREASURY 1,000,000.00 USD 10/31/2026 US GOV AA+ Aaa AA+ AAA 900,765.38 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV AA+ Aaa AA+ AAA 4,706,539.40 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV AA+ Aaa AA+ AAA 1,115,480.80 City of Escondido 91282CEN7 UNITED STATES TREASURY 2,000,000.00 USD 04/30/2027 US GOV AA+ Aaa AA+ AAA 1,897,866.30 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV AA+ Aaa AA+ AAA 780,821.99 City of Escondido 91282CFB2 UNITED STATES TREASURY 1,000,000.00 USD 07/31/2027 US GOV AA+ Aaa AA+ AAA 953,850.99 City of Escondido 91282CFH9 UNITED STATES TREASURY 1,000,000.00 USD 08/31/2027 US GOV AA+ Aaa AA+ AAA 966,504.97 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY COLLEGE DIST 490,000.00 USD 08/01/2024 MUNI AA+ Aa1 AA+ NA 475,545.00 City of Escondido --- --- 102,928,107.55 USD 04/27/2025 --- AA+ Aaa AA+ AAA 97,232,542.56Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI AA Aa2 AA NA 351,540.88 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI AA Aa2 AA AA 112,773.80 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST 440,000.00 USD 08/01/2024 MUNI AA Aa2 AA NA 419,974.87 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP AA Aa2 AA AA 1,238,529.80 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH WTR REV 480,000.00 USD 05/01/2025 MUNI AA Aa2 AAA AA+ 443,240.80 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI AA Aa2 NA WR 394,741.78 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI AA Aa2 AA AA 347,594.35 City of Escondido --- --- 3,475,000.00 USD 11/23/2024 --- AA Aa2 AA AA 3,308,396.27 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP AA- Aa3 AA- WR 820,097.67 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP AA- Aa2 AA- NA 399,099.79 City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI AA- Aa3 AA- AA- 618,383.46 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI AA- Aa3 AA- AA- 146,431.50 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI AA- Aa3 AA AA 371,820.00 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI AA- Aa3 AA AA 144,080.25 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI AA- Aa3 AA AA 139,432.50 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI AA- Aa3 NA AAA 279,705.25 City of Escondido --- --- 3,045,000.00 USD 02/14/2025 --- AA- Aa3 AA- AA 2,919,050.42 Exposure - Credit Rating City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 9 Attachment "4"
93 Item9.

A+
A
A-
Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD 06/03/2027 CORP A+ A1 AA AA- 439,046.67 City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP A+ A1 A+ A 1,342,242.50 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP A+ A1 A+ A+ 1,083,876.93 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP A+ A1 A+ A 151,901.93 City of Escondido --- --- 3,250,000.00 USD 12/22/2025 CORP A+ A1 A+ A+ 3,017,068.02Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP A A2 A NA 565,922.67 City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP A A2 A NA 204,595.25 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP A A1 A AA- 967,651.67 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP A A2 A+ WR 227,367.50 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP A A2 A+ WR 321,042.91 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP 800,000.00 USD 01/08/2027 CORP A A2 A A+ 728,383.56 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP A A2 A A+ 729,198.22 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP A A2 A A 101,283.00 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP A A2 A A 619,539.67 City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP A A2 A+ A+ 649,133.97 City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP A A2 A A 166,183.50 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP A A2 A A 600,107.08 City of Escondido --- --- 6,298,000.00 USD 05/28/2026 CORP A A2 A A+ 5,880,408.99 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP A- A3 A- A 894,214.44 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP A- A3 A A- 632,205.00 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP A- A3 A- A 794,331.33 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP A- A1 A- AA- 1,408,250.76 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP A- A3 A- A- 631,235.16 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP A- A2 A- A- 814,739.85 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP A- A3 A- WR 682,697.56 City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP 1,000,000.00 USD 02/09/2027 CORP A- A3 A- NA 917,597.78 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP A- A1 A- AA- 708,828.75 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP A- A1 A- AA- 556,479.30 City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP A- A1 A- A+ 738,945.84 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP A- A1 A- A+ 296,864.18 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES COOPERATIVE

FINANCE CORP
220,000.00 USD 06/15/2025 CORP A- A2 A- A 211,922.33
City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP A- A3 A- A 572,248.00 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP A- A2 A- A 816,020.11 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP A- A3 A A 823,475.03 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP A- A3 A+ A 193,699.56 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP A- A3 A+ A 426,139.02 City of Escondido --- --- 12,585,000.00 USD 03/31/2025 CORP A- A2 A- A 12,119,893.99 Exposure - Credit Rating City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 10 Attachment "4"
94 Item9.

BBB+
NA
Summary

* Grouped by: Rating. * Groups Sorted by: Rating. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP BBB+ A2 BBB+ A 334,012.88 City of Escondido 17290ADP2 CITIGROUP INC 1,000,000.00 USD 04/20/2026 CORP BBB+ A3 BBB+ A 986,901.39 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP BBB+ A3 BBB+ A 258,785.55 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP BBB+ A3 BBB+ A 244,408.58 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP BBB+ A3 BBB+ A 232,259.35 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP BBB+ A2 BBB+ A 600,997.31 City of Escondido 38150AS97 GOLDMAN SACHS GROUP INC 1,000,000.00 USD 04/04/2025 CORP BBB+ A2 BBB+ A 1,003,701.67 City of Escondido --- --- 3,770,000.00 USD 09/25/2025 CORP BBB+ A2 BBB+ A 3,661,066.71Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI NA NA NR AA+ 878,227.88 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 10,418,656.68 USD 06/30/2023 MMFUND NA NA NA NA 10,418,656.68 City of Escondido --- --- 11,363,656.68 USD 08/18/2023 --- NA NA --- AA+ 11,296,884.56 Account Identifier Description Ending Current Units Currency Ending Final Maturity
Security Type Rating Moody's
Rating
S&P
Rating
Fitch
Rating
Ending Market Value +
Accrued
City of Escondido --- --- 155,350,868.96 USD 04/04/2025 --- AA- Aa2 AA- AA 147,683,502.17 Exposure - Credit Rating City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 11 Attachment "4"
95 Item9.

Cash and Fixed Income Summary
Risk Metric Value
Cash 0.00
MMFund 10,418,656.68
Fixed Income 137,264,845.49
Duration 1.690
Convexity 0.015
WAL 1.709
Years to Final Maturity 1.761
Years to Effective Maturity 1.725
Yield 5.100
Book Yield 1.851
Avg Credit Rating AA-/Aa3/AA-Balance Sheet
Field Value
Book Value + Accrued 154,570,106.91
Net Unrealized Gain/Loss -6,886,604.73
Market Value + Accrued 147,683,502.17
Compliance Overview
Status Compliant
As of 06/30/2023
Reconciliation Status
Status Reconciled
Last Reconciled For 07/28/2023
Summary
Overview City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 12 Attachment "4"
96 Item9.

Index: ICE BofA 1-5 Year US Corporate & Government Index.

Overview City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 13 Attachment "4"
97 Item9.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Period Begin Period End Total Return, Net of Fees Income Return, Net of Fees Price Return, Net of Fees 04/01/2023 04/28/2023 0.340% 0.164% 0.176%
04/29/2023 05/31/2023 -0.159% 0.178% -0.336%
06/01/2023 06/30/2023 -0.215% 0.187% -0.402%
--- --- --- --- ---
Account Index Index Start Date Index End Date
City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 08/02/2002 --- Returns City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 14 Attachment "4"
98 Item9.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Reported Index Return is always Total Return.

Account/Index Base Market Value + Accrued Trailing Month Total Return, Net of
Fees
Trailing 3 Months
Total Return, Net of
Fees
Trailing 6 Months
Total Return, Net of
Fees
Trailing 12 Months
Total Return, Net of
Fees
Trailing 12 Months
Information Ratio,
Net of Fees
Trailing 12 Months
Sharpe Ratio, Net
of Fees
Trailing 12 Months
Standard
Deviation, Net of
Fees
Trailing 12 Months
Tracking Error, Net
of Fees
ICE BofA 1-5 Year US Corporate & Government
Index
--- -0.597% -0.569% 1.205% 0.176% --- --- 0.192% ---
City of Escondido 147,683,502.17 -0.215% -0.035% 1.487% 0.700% 0.018 0.010 0.133% 0.074% Comparison City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 15 Attachment "4"
99 Item9.

US GOV
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV 1,746,832.18 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV 768,567.47 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV 1,419,882.20 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV 271,599.49 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV 5,006,433.88 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV 561,351.02 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV 594,735.22 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV 1,088,106.72 City of Escondido 912828VS6 UNITED STATES TREASURY 2,000,000.00 USD 08/15/2023 US GOV 2,012,164.53 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV 93,659.80 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV 2,600,502.05 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV 1,393,476.57 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV 1,184,629.33 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV 146,386.34 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV 717,045.00 City of Escondido 912828Y95 UNITED STATES TREASURY 2,000,000.00 USD 07/31/2026 US GOV 1,866,822.27 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV 605,673.91 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV 3,106,862.30 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV 1,830,343.50 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV 1,997,833.31 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV 1,997,833.31 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV 2,167,829.71 City of Escondido 91282CAD3 UNITED STATES TREASURY 2,000,000.00 USD 07/31/2027 US GOV 1,713,528.45 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV 561,830.62 Exposure - Security Type City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 16 Attachment "4"
100
Item9.

CORP
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV 1,081,416.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV 719,379.38 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV 1,151,007.01 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV 899,224.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV 579,999.63 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV 1,438,758.76 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV 359,920.48 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV 2,699,403.59 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV 1,811,030.49 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV 4,184,521.36 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV 1,509,656.81 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV 2,156,652.59 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV 324,289.36 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV 1,846,647.74 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV 239,201.14 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV 892,996.02 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV 790,774.73 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV 2,314,495.71 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,000,000.00 USD 10/31/2023 US GOV 1,969,783.59 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV 4,503,826.90 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV 360,306.15 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV 450,382.69 City of Escondido 91282CDG3 UNITED STATES TREASURY 1,000,000.00 USD 10/31/2026 US GOV 900,765.38 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV 4,706,539.40 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV 1,115,480.80 City of Escondido 91282CEN7 UNITED STATES TREASURY 2,000,000.00 USD 04/30/2027 US GOV 1,897,866.30 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV 780,821.99 City of Escondido 91282CFB2 UNITED STATES TREASURY 1,000,000.00 USD 07/31/2027 US GOV 953,850.99 City of Escondido 91282CFH9 UNITED STATES TREASURY 1,000,000.00 USD 08/31/2027 US GOV 966,504.97 City of Escondido --- UNITED STATES TREASURY 84,005,000.00 USD 04/28/2025 US GOV 79,059,433.62 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP 820,097.67 City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD 06/03/2027 CORP 439,046.67 City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP 334,012.88 City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP 894,214.44 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP 632,205.00 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP 794,331.33 City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP 565,922.67 City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP 204,595.25 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP 1,408,250.76 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP 967,651.67 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP 227,367.50 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP 321,042.91 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP 800,000.00 USD 01/08/2027 CORP 728,383.56 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP 399,099.79 City of Escondido 17290ADP2 CITIGROUP INC 1,000,000.00 USD 04/20/2026 CORP 986,901.39 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP 258,785.55 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP 244,408.58 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP 232,259.35 Exposure - Security Type City of Escondido (299155)
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101
Item9.

AGCY BOND
MMFUND
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP 1,342,242.50 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP 631,235.16 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP 729,198.22 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP 814,739.85 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP 682,697.56 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP 600,997.31 City of Escondido 38150AS97 GOLDMAN SACHS GROUP INC 1,000,000.00 USD 04/04/2025 CORP 1,003,701.67 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP 101,283.00 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP 619,539.67 City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP 1,000,000.00 USD 02/09/2027 CORP 917,597.78 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP 708,828.75 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP 556,479.30 City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP 738,945.84 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP 296,864.18 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP 220,000.00 USD 06/15/2025 CORP 211,922.33 City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP 649,133.97 City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP 572,248.00 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP 1,238,529.80 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP 816,020.11 City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP 166,183.50 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP 600,107.08 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP 1,083,876.93 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP 151,901.93 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP 823,475.03 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP 193,699.56 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP 426,139.02 City of Escondido --- --- 28,448,000.00 USD 08/08/2025 CORP 27,136,164.98 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3130ATKJ5 FEDERAL HOME LOAN BANKS 1,300,000.00 USD 03/08/2024 AGCY BOND 1,304,488.43 City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 1,000,000.00 USD 06/14/2024 AGCY BOND 999,659.17 City of Escondido 3130AVDA7 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/27/2026 AGCY BOND 1,417,005.33 City of Escondido 3130AVDD1 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 09/27/2024 AGCY BOND 1,416,722.22 City of Escondido 3130AVE24 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/28/2024 AGCY BOND 1,417,519.83 City of Escondido 3133EMAC6 FEDERAL FARM CREDIT BANKS FUNDING CORP 1,000,000.00 USD 09/21/2027 AGCY BOND 863,903.33 City of Escondido 3134GWYS9 FEDERAL HOME LOAN MORTGAGE CORP 1,000,000.00 USD 10/15/2025 AGCY BOND 909,356.67 City of Escondido 3134GYMX7 FEDERAL HOME LOAN MORTGAGE CORP 1,400,000.00 USD 12/29/2025 AGCY BOND 1,413,796.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2,000,000.00 USD 08/25/2025 AGCY BOND 1,822,125.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 360,000.00 USD 11/07/2025 AGCY BOND 326,466.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,125,000.00 USD 11/07/2025 AGCY BOND 1,020,206.25 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE CORP 790,000.00 USD 02/12/2025 AGCY BOND 750,193.22 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 275,000.00 USD 08/24/2023 AGCY BOND 273,314.78 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 1,150,000.00 USD 09/23/2025 AGCY BOND 1,044,407.96 City of Escondido --- --- 15,600,000.00 USD 05/26/2025 AGCY BOND 14,979,164.42 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 10,418,656.68 USD 06/30/2023 MMFUND 10,418,656.68 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 10,418,656.68 USD 06/30/2023 MMFUND 10,418,656.68 Exposure - Security Type City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 18 Attachment "4"
102
Item9.

MUNI
ABS

SUPRANATIONAL
FHLMC
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI 618,383.46 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI 146,431.50 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI 371,820.00 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI 144,080.25 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI 139,432.50 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI 351,540.88 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST 410,000.00 USD 08/01/2025 MUNI 373,920.34 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI 279,705.25 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI 356,814.38 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI 251,725.38 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI 112,773.80 City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI 878,227.88 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST 440,000.00 USD 08/01/2024 MUNI 419,974.87 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST 245,000.00 USD 08/01/2024 MUNI 238,398.48 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH WTR REV 480,000.00 USD 05/01/2025 MUNI 443,240.80 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI 394,741.78 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST 405,000.00 USD 08/01/2025 MUNI 372,010.05 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI 347,594.35 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY COLLEGE DIST 490,000.00 USD 08/01/2024 MUNI 475,545.00 City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI 611,328.00 City of Escondido --- --- 7,760,000.00 USD 01/27/2025 MUNI 7,327,688.93 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS 369,628.01 City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS 673,087.22 City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS 689,464.17 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS 245,028.85 City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS 272,380.88 City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS 273,602.21 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS 691,726.80 City of Escondido 50117XAE2 KCOT 212 A3 366,104.73 USD 11/17/2025 ABS 350,297.64 City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS 335,554.31 City of Escondido --- --- 4,071,104.73 USD 09/30/2026 ABS 3,900,770.09 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT BANK 835,000.00 USD 03/14/2025 SUPRANATIONAL 793,810.61 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT BANK 1,530,000.00 USD 09/23/2024 SUPRANATIONAL 1,443,373.10 City of Escondido 459058JM6 INTERNATIONAL BANK FOR RECONSTRUCTION AND

DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATIONAL 651,970.62
City of Escondido --- --- 3,030,000.00 USD 09/02/2024 SUPRANATIONAL 2,889,154.33 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC 644,629.30 City of Escondido 3137BTU25 FHMS K-724 A2 329,723.73 USD 11/25/2023 FHLMC 327,571.78 City of Escondido --- --- 994,723.73 USD 08/14/2024 FHLMC 972,201.08 Exposure - Security Type City of Escondido (299155)
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103
Item9.

FHLMC CMO
FNMA
CASH
Summary

* Grouped by: Security Type. * Groups Sorted by: Ending Market Value + Accrued. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3137FBTA4 FHMS K-728 A2 845,314.29 USD 08/25/2024 FHLMC CMO 825,030.32 City of Escondido 3137FBTA4 FHMS K-728 A2 845,314.29 USD 08/25/2024 FHLMC CMO 825,030.32 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido 3136AJB54 FNA 2014-M04 A2 178,069.53 USD 03/25/2024 FNMA 175,237.73 City of Escondido 3136AJB54 FNA 2014-M04 A2 178,069.53 USD 03/25/2024 FNMA 175,237.73 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido CCYUSD Cash 0.00 USD 06/30/2023 CASH 0.00 City of Escondido CCYUSD Payable -24,500.00 USD 06/30/2023 CASH -24,500.00 City of Escondido CCYUSD Receivable 24,500.00 USD 06/30/2023 CASH 24,500.00 City of Escondido CCYUSD --- 0.00 USD 06/30/2023 CASH 0.00 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Ending Market Value + Accrued City of Escondido --- --- 155,350,868.96 USD 04/04/2025 --- 147,683,502.17 Exposure - Security Type City of Escondido (299155)
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104
Item9.

Government
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT BANK 835,000.00 USD 03/14/2025 SUPRANATIONAL Government 793,810.61 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT BANK 1,530,000.00 USD 09/23/2024 SUPRANATIONAL Government 1,443,373.10 City of Escondido 459058JM6 INTERNATIONAL BANK FOR RECONSTRUCTION AND

DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATIONAL Government 651,970.62 City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV Government 1,746,832.18 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV Government 768,567.47 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV Government 1,419,882.20 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV Government 271,599.49 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV Government 5,006,433.88 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV Government 561,351.02 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV Government 594,735.22 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV Government 1,088,106.72 City of Escondido 912828VS6 UNITED STATES TREASURY 2,000,000.00 USD 08/15/2023 US GOV Government 2,012,164.53 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV Government 93,659.80 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV Government 2,600,502.05 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV Government 1,393,476.57 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV Government 1,184,629.33 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV Government 146,386.34 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV Government 717,045.00 City of Escondido 912828Y95 UNITED STATES TREASURY 2,000,000.00 USD 07/31/2026 US GOV Government 1,866,822.27 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV Government 605,673.91 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV Government 3,106,862.30 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV Government 1,830,343.50 Exposure - Market Sector City of Escondido (299155)
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105
Item9.

Agency
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV Government 1,997,833.31 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV Government 1,997,833.31 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV Government 2,167,829.71 City of Escondido 91282CAD3 UNITED STATES TREASURY 2,000,000.00 USD 07/31/2027 US GOV Government 1,713,528.45 City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV Government 561,830.62 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV Government 1,081,416.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV Government 719,379.38 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV Government 1,151,007.01 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV Government 899,224.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV Government 579,999.63 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV Government 1,438,758.76 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV Government 359,920.48 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV Government 2,699,403.59 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV Government 1,811,030.49 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV Government 4,184,521.36 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV Government 1,509,656.81 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV Government 2,156,652.59 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV Government 324,289.36 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV Government 1,846,647.74 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV Government 239,201.14 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV Government 892,996.02 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV Government 790,774.73 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV Government 2,314,495.71 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,000,000.00 USD 10/31/2023 US GOV Government 1,969,783.59 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV Government 4,503,826.90 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV Government 360,306.15 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV Government 450,382.69 City of Escondido 91282CDG3 UNITED STATES TREASURY 1,000,000.00 USD 10/31/2026 US GOV Government 900,765.38 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV Government 4,706,539.40 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV Government 1,115,480.80 City of Escondido 91282CEN7 UNITED STATES TREASURY 2,000,000.00 USD 04/30/2027 US GOV Government 1,897,866.30 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV Government 780,821.99 City of Escondido 91282CFB2 UNITED STATES TREASURY 1,000,000.00 USD 07/31/2027 US GOV Government 953,850.99 City of Escondido 91282CFH9 UNITED STATES TREASURY 1,000,000.00 USD 08/31/2027 US GOV Government 966,504.97 City of Escondido --- --- 87,035,000.00 USD 04/20/2025 --- Government 81,948,587.94 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 3130ATKJ5 FEDERAL HOME LOAN BANKS 1,300,000.00 USD 03/08/2024 AGCY BOND Agency 1,304,488.43 City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 1,000,000.00 USD 06/14/2024 AGCY BOND Agency 999,659.17 City of Escondido 3130AVDA7 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/27/2026 AGCY BOND Agency 1,417,005.33 City of Escondido 3130AVDD1 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 09/27/2024 AGCY BOND Agency 1,416,722.22 City of Escondido 3130AVE24 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/28/2024 AGCY BOND Agency 1,417,519.83 City of Escondido 3133EMAC6 FEDERAL FARM CREDIT BANKS FUNDING CORP 1,000,000.00 USD 09/21/2027 AGCY BOND Agency 863,903.33 City of Escondido 3134GWYS9 FEDERAL HOME LOAN MORTGAGE CORP 1,000,000.00 USD 10/15/2025 AGCY BOND Agency 909,356.67 City of Escondido 3134GYMX7 FEDERAL HOME LOAN MORTGAGE CORP 1,400,000.00 USD 12/29/2025 AGCY BOND Agency 1,413,796.22 City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2,000,000.00 USD 08/25/2025 AGCY BOND Agency 1,822,125.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 360,000.00 USD 11/07/2025 AGCY BOND Agency 326,466.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,125,000.00 USD 11/07/2025 AGCY BOND Agency 1,020,206.25 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE CORP 790,000.00 USD 02/12/2025 AGCY BOND Agency 750,193.22 Exposure - Market Sector City of Escondido (299155)
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Item9.

Industrial
Financial
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE CORP 275,000.00 USD 08/24/2023 AGCY BOND Agency 273,314.78 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE CORP 1,150,000.00 USD 09/23/2025 AGCY BOND Agency 1,044,407.96 City of Escondido --- --- 15,600,000.00 USD 05/26/2025 AGCY BOND Agency 14,979,164.42 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP Industrial 820,097.67 City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD 06/03/2027 CORP Industrial 439,046.67 City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP Industrial 894,214.44 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP Industrial 632,205.00 City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP Industrial 565,922.67 City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP Industrial 204,595.25 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP Industrial 227,367.50 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP Industrial 321,042.91 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP 800,000.00 USD 01/08/2027 CORP Industrial 728,383.56 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP Industrial 399,099.79 City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP Industrial 1,342,242.50 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP Industrial 631,235.16 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP Industrial 729,198.22 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP Industrial 814,739.85 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP Industrial 682,697.56 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP Industrial 101,283.00 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP Industrial 619,539.67 City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP 1,000,000.00 USD 02/09/2027 CORP Industrial 917,597.78 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP Industrial 1,238,529.80 City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP Industrial 166,183.50 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP Industrial 600,107.08 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP Industrial 1,083,876.93 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP Industrial 151,901.93 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP Industrial 193,699.56 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP Industrial 426,139.02 City of Escondido --- --- 15,943,000.00 USD 12/13/2025 CORP Industrial 14,930,946.99 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP Financial 334,012.88 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP Financial 794,331.33 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP Financial 1,408,250.76 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP Financial 967,651.67 City of Escondido 17290ADP2 CITIGROUP INC 1,000,000.00 USD 04/20/2026 CORP Financial 986,901.39 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP Financial 258,785.55 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP Financial 244,408.58 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP Financial 232,259.35 City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP Financial 600,997.31 City of Escondido 38150AS97 GOLDMAN SACHS GROUP INC 1,000,000.00 USD 04/04/2025 CORP Financial 1,003,701.67 City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP Financial 708,828.75 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP Financial 556,479.30 City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP Financial 738,945.84 Exposure - Market Sector City of Escondido (299155)
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Cash
Municipal
Asset Backed
Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP Financial 296,864.18 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP
220,000.00 USD 06/15/2025 CORP Financial 211,922.33
City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP Financial 649,133.97 City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP Financial 572,248.00 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP Financial 816,020.11 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP Financial 823,475.03 City of Escondido --- --- 12,505,000.00 USD 03/06/2025 CORP Financial 12,205,217.98 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido CCYUSD Cash 0.00 USD 06/30/2023 CASH Cash 0.00 City of Escondido CCYUSD Payable -24,500.00 USD 06/30/2023 CASH Cash -24,500.00 City of Escondido CCYUSD Receivable 24,500.00 USD 06/30/2023 CASH Cash 24,500.00 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102 10,418,656.68 USD 06/30/2023 MMFUND Cash 10,418,656.68 City of Escondido --- --- 10,418,656.68 USD 06/30/2023 --- Cash 10,418,656.68 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI Municipal 618,383.46 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI Municipal 146,431.50 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI Municipal 371,820.00 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI Municipal 144,080.25 City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI Municipal 139,432.50 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST 350,000.00 USD 08/01/2023 MUNI Municipal 351,540.88 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST 410,000.00 USD 08/01/2025 MUNI Municipal 373,920.34 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI Municipal 279,705.25 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI Municipal 356,814.38 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI Municipal 251,725.38 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI Municipal 112,773.80 City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI Municipal 878,227.88 City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST 440,000.00 USD 08/01/2024 MUNI Municipal 419,974.87 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST 245,000.00 USD 08/01/2024 MUNI Municipal 238,398.48 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH WTR REV 480,000.00 USD 05/01/2025 MUNI Municipal 443,240.80 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI Municipal 394,741.78 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST 405,000.00 USD 08/01/2025 MUNI Municipal 372,010.05 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI Municipal 347,594.35 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY COLLEGE DIST 490,000.00 USD 08/01/2024 MUNI Municipal 475,545.00 City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI Municipal 611,328.00 City of Escondido --- --- 7,760,000.00 USD 01/27/2025 MUNI Municipal 7,327,688.93 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS Asset Backed 369,628.01 City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS Asset Backed 673,087.22 City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS Asset Backed 689,464.17 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS Asset Backed 245,028.85 Exposure - Market Sector City of Escondido (299155)
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Item9.

Mortgage Backed
Summary

* Grouped by: Market Sector. * Groups Sorted by: Ending Market Value + Accrued. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS Asset Backed 272,380.88 City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS Asset Backed 273,602.21 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS Asset Backed 691,726.80 City of Escondido 50117XAE2 KCOT 212 A3 366,104.73 USD 11/17/2025 ABS Asset Backed 350,297.64 City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS Asset Backed 335,554.31 City of Escondido --- --- 4,071,104.73 USD 09/30/2026 ABS Asset Backed 3,900,770.09 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido 3136AJB54 FNA 2014-M04 A2 178,069.53 USD 03/25/2024 FNMA Mortgage Backed 175,237.73 City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC Mortgage Backed 644,629.30 City of Escondido 3137BTU25 FHMS K-724 A2 329,723.73 USD 11/25/2023 FHLMC Mortgage Backed 327,571.78 City of Escondido 3137FBTA4 FHMS K-728 A2 845,314.29 USD 08/25/2024 FHLMC CMO Mortgage Backed 825,030.32 City of Escondido --- --- 2,018,107.55 USD 08/06/2024 --- Mortgage Backed 1,972,469.13 Account Identifier Description Ending Current Units Currency Final Maturity Security Type Market Sector Ending Market Value + Accrued
City of Escondido --- --- 155,350,868.96 USD 04/04/2025 --- --- 147,683,502.17 Exposure - Market Sector City of Escondido (299155)
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Item9.

United States
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 9128282A7 UNITED STATES TREASURY 1,900,000.00 USD 08/15/2026 US GOV United States Department of The Treasury United States 1,746,832.18 City of Escondido 9128282Y5 UNITED STATES TREASURY 795,000.00 USD 09/30/2024 US GOV United States Department of The Treasury United States 768,567.47 City of Escondido 9128283J7 UNITED STATES TREASURY 1,480,000.00 USD 11/30/2024 US GOV United States Department of The Treasury United States 1,419,882.20 City of Escondido 9128283V0 UNITED STATES TREASURY 280,000.00 USD 01/31/2025 US GOV United States Department of The Treasury United States 271,599.49 City of Escondido 9128285D8 UNITED STATES TREASURY 5,000,000.00 USD 09/30/2023 US GOV United States Department of The Treasury United States 5,006,433.88 City of Escondido 912828D56 UNITED STATES TREASURY 575,000.00 USD 08/15/2024 US GOV United States Department of The Treasury United States 561,351.02 City of Escondido 912828V80 UNITED STATES TREASURY 600,000.00 USD 01/31/2024 US GOV United States Department of The Treasury United States 594,735.22 City of Escondido 912828V98 UNITED STATES TREASURY 1,160,000.00 USD 02/15/2027 US GOV United States Department of The Treasury United States 1,088,106.72 City of Escondido 912828VS6 UNITED STATES TREASURY 2,000,000.00 USD 08/15/2023 US GOV United States Department of The Treasury United States 2,012,164.53 City of Escondido 912828W48 UNITED STATES TREASURY 95,000.00 USD 02/29/2024 US GOV United States Department of The Treasury United States 93,659.80 City of Escondido 912828W71 UNITED STATES TREASURY 2,650,000.00 USD 03/31/2024 US GOV United States Department of The Treasury United States 2,600,502.05 City of Escondido 912828W71 UNITED STATES TREASURY 1,420,000.00 USD 03/31/2024 US GOV United States Department of The Treasury United States 1,393,476.57 City of Escondido 912828XX3 UNITED STATES TREASURY 1,225,000.00 USD 06/30/2024 US GOV United States Department of The Treasury United States 1,184,629.33 City of Escondido 912828Y61 UNITED STATES TREASURY 145,000.00 USD 07/31/2023 US GOV United States Department of The Treasury United States 146,386.34 City of Escondido 912828Y87 UNITED STATES TREASURY 740,000.00 USD 07/31/2024 US GOV United States Department of The Treasury United States 717,045.00 City of Escondido 912828Y95 UNITED STATES TREASURY 2,000,000.00 USD 07/31/2026 US GOV United States Department of The Treasury United States 1,866,822.27 City of Escondido 912828YM6 UNITED STATES TREASURY 635,000.00 USD 10/31/2024 US GOV United States Department of The Treasury United States 605,673.91 City of Escondido 912828ZL7 UNITED STATES TREASURY 3,375,000.00 USD 04/30/2025 US GOV United States Department of The Treasury United States 3,106,862.30 City of Escondido 912828ZT0 UNITED STATES TREASURY 2,000,000.00 USD 05/31/2025 US GOV United States Department of The Treasury United States 1,830,343.50 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV United States Department of The Treasury United States 1,997,833.31 City of Escondido 912828ZY9 UNITED STATES TREASURY 2,000,000.00 USD 07/15/2023 US GOV United States Department of The Treasury United States 1,997,833.31 City of Escondido 91282CAB7 UNITED STATES TREASURY 2,380,000.00 USD 07/31/2025 US GOV United States Department of The Treasury United States 2,167,829.71 City of Escondido 91282CAD3 UNITED STATES TREASURY 2,000,000.00 USD 07/31/2027 US GOV United States Department of The Treasury United States 1,713,528.45 Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 26 Attachment "4"
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Item9.
(X9USDBRD2) BLAKCROCK
Federal Home Loan Banks
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91282CAM3 UNITED STATES TREASURY 620,000.00 USD 09/30/2025 US GOV United States Department of The Treasury United States 561,830.62 City of Escondido 91282CBC4 UNITED STATES TREASURY 1,200,000.00 USD 12/31/2025 US GOV United States Department of The Treasury United States 1,081,416.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 800,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 719,379.38 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,280,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 1,151,007.01 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,000,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 899,224.23 City of Escondido 91282CBH3 UNITED STATES TREASURY 645,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 579,999.63 City of Escondido 91282CBH3 UNITED STATES TREASURY 1,600,000.00 USD 01/31/2026 US GOV United States Department of The Treasury United States 1,438,758.76 City of Escondido 91282CBQ3 UNITED STATES TREASURY 400,000.00 USD 02/28/2026 US GOV United States Department of The Treasury United States 359,920.48 City of Escondido 91282CBQ3 UNITED STATES TREASURY 3,000,000.00 USD 02/28/2026 US GOV United States Department of The Treasury United States 2,699,403.59 City of Escondido 91282CBT7 UNITED STATES TREASURY 2,000,000.00 USD 03/31/2026 US GOV United States Department of The Treasury United States 1,811,030.49 City of Escondido 91282CBV2 UNITED STATES TREASURY 4,350,000.00 USD 04/15/2024 US GOV United States Department of The Treasury United States 4,184,521.36 City of Escondido 91282CCF6 UNITED STATES TREASURY 1,680,000.00 USD 05/31/2026 US GOV United States Department of The Treasury United States 1,509,656.81 City of Escondido 91282CCF6 UNITED STATES TREASURY 2,400,000.00 USD 05/31/2026 US GOV United States Department of The Treasury United States 2,156,652.59 City of Escondido 91282CCJ8 UNITED STATES TREASURY 360,000.00 USD 06/30/2026 US GOV United States Department of The Treasury United States 324,289.36 City of Escondido 91282CCJ8 UNITED STATES TREASURY 2,050,000.00 USD 06/30/2026 US GOV United States Department of The Treasury United States 1,846,647.74 City of Escondido 91282CCN9 UNITED STATES TREASURY 240,000.00 USD 07/31/2023 US GOV United States Department of The Treasury United States 239,201.14 City of Escondido 91282CCU3 UNITED STATES TREASURY 900,000.00 USD 08/31/2023 US GOV United States Department of The Treasury United States 892,996.02 City of Escondido 91282CDA6 UNITED STATES TREASURY 800,000.00 USD 09/30/2023 US GOV United States Department of The Treasury United States 790,774.73 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,350,000.00 USD 10/31/2023 US GOV United States Department of The Treasury United States 2,314,495.71 City of Escondido 91282CDD0 UNITED STATES TREASURY 2,000,000.00 USD 10/31/2023 US GOV United States Department of The Treasury United States 1,969,783.59 City of Escondido 91282CDG3 UNITED STATES TREASURY 5,000,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 4,503,826.90 City of Escondido 91282CDG3 UNITED STATES TREASURY 400,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 360,306.15 City of Escondido 91282CDG3 UNITED STATES TREASURY 500,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 450,382.69 City of Escondido 91282CDG3 UNITED STATES TREASURY 1,000,000.00 USD 10/31/2026 US GOV United States Department of The Treasury United States 900,765.38 City of Escondido 91282CDH1 UNITED STATES TREASURY 5,000,000.00 USD 11/15/2024 US GOV United States Department of The Treasury United States 4,706,539.40 City of Escondido 91282CDZ1 UNITED STATES TREASURY 1,175,000.00 USD 02/15/2025 US GOV United States Department of The Treasury United States 1,115,480.80 City of Escondido 91282CEN7 UNITED STATES TREASURY 2,000,000.00 USD 04/30/2027 US GOV United States Department of The Treasury United States 1,897,866.30 City of Escondido 91282CER8 UNITED STATES TREASURY 800,000.00 USD 05/31/2024 US GOV United States Department of The Treasury United States 780,821.99 City of Escondido 91282CFB2 UNITED STATES TREASURY 1,000,000.00 USD 07/31/2027 US GOV United States Department of The Treasury United States 953,850.99 City of Escondido 91282CFH9 UNITED STATES TREASURY 1,000,000.00 USD 08/31/2027 US GOV United States Department of The Treasury United States 966,504.97 City of Escondido --- UNITED STATES TREASURY 84,005,000.00 USD 04/28/2025 US GOV United States Department of The Treasury
United States 79,059,433.62
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
10,418,656.68 USD 06/30/2023 MMFUND BLAKCROCK (X9USDBRD2) BLAKCROCK 10,418,656.68 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
10,418,656.68 USD 06/30/2023 MMFUND BLAKCROCK (X9USDBRD2) BLAKCROCK 10,418,656.68 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 3130ATKJ5 FEDERAL HOME LOAN BANKS 1,300,000.00 USD 03/08/2024 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 1,304,488.43 City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 1,000,000.00 USD 06/14/2024 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 999,659.17 City of Escondido 3130AVDA7 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/27/2026 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 1,417,005.33 City of Escondido 3130AVDD1 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 09/27/2024 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 1,416,722.22 City of Escondido 3130AVE24 FEDERAL HOME LOAN BANKS 1,400,000.00 USD 03/28/2024 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 1,417,519.83 City of Escondido --- FEDERAL HOME LOAN BANKS 6,500,000.00 USD 10/19/2024 AGCY BOND Federal Home Loan Banks Federal Home Loan Banks 6,555,394.99 Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 27 Attachment "4"
111
Item9.

Federal Home Loan Mortgage Corporation
Federal National Mortgage Association
Inter-American Development Bank
Citigroup Inc.

The Goldman Sachs Group, Inc.

Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 3134GWYS9 FEDERAL HOME LOAN MORTGAGE
CORP
1,000,000.00 USD 10/15/2025 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 909,356.67 City of Escondido 3134GYMX7 FEDERAL HOME LOAN MORTGAGE
CORP
1,400,000.00 USD 12/29/2025 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 1,413,796.22 City of Escondido 3137BGK24 FHMS K-043 A2 665,000.00 USD 12/25/2024 FHLMC Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 644,629.30 City of Escondido 3137BTU25 FHMS K-724 A2 329,723.73 USD 11/25/2023 FHLMC Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 327,571.78 City of Escondido 3137EAEP0 FEDERAL HOME LOAN MORTGAGE
CORP
790,000.00 USD 02/12/2025 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 750,193.22 City of Escondido 3137EAEV7 FEDERAL HOME LOAN MORTGAGE
CORP
275,000.00 USD 08/24/2023 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 273,314.78 City of Escondido 3137EAEX3 FEDERAL HOME LOAN MORTGAGE
CORP
1,150,000.00 USD 09/23/2025 AGCY BOND Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 1,044,407.96 City of Escondido 3137FBTA4 FHMS K-728 A2 845,314.29 USD 08/25/2024 FHLMC CMO Federal Home Loan Mortgage Corporation Federal Home Loan Mortgage Corporation 825,030.32 City of Escondido --- --- 6,455,038.02 USD 04/25/2025 --- Federal Home Loan Mortgage Corporation
Federal Home Loan Mortgage
Corporation
6,188,300.25
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 3135G05X7 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
2,000,000.00 USD 08/25/2025 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 1,822,125.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
360,000.00 USD 11/07/2025 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 326,466.00 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE

ASSOCIATION
1,125,000.00 USD 11/07/2025 AGCY BOND Federal National Mortgage Association Federal National Mortgage Association 1,020,206.25 City of Escondido 3136AJB54 FNA 2014-M04 A2 178,069.53 USD 03/25/2024 FNMA Federal National Mortgage Association Federal National Mortgage Association 175,237.73 City of Escondido --- --- 3,663,069.53 USD 08/28/2025 --- Federal National Mortgage Association Federal National Mortgage Association 3,344,034.98 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 4581X0DK1 INTER-AMERICAN DEVELOPMENT
BANK
835,000.00 USD 03/14/2025 SUPRANATION
AL
Inter-American Development Bank Inter-American Development Bank 793,810.61 City of Escondido 4581X0DZ8 INTER-AMERICAN DEVELOPMENT
BANK
1,530,000.00 USD 09/23/2024 SUPRANATION
AL
Inter-American Development Bank Inter-American Development Bank 1,443,373.10 City of Escondido --- INTER-AMERICAN DEVELOPMENT
BANK
2,365,000.00 USD 11/23/2024 SUPRANATION
AL
Inter-American Development Bank Inter-American Development Bank 2,237,183.71 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 17290ADP2 CITIGROUP INC 1,000,000.00 USD 04/20/2026 CORP Citigroup Inc. Citigroup Inc. 986,901.39 City of Escondido 172967MX6 CITIGROUP INC 270,000.00 USD 05/01/2025 CORP Citigroup Inc. Citigroup Inc. 258,785.55 City of Escondido 172967MX6 CITIGROUP INC 255,000.00 USD 05/01/2025 CORP Citigroup Inc. Citigroup Inc. 244,408.58 City of Escondido 17327CAN3 CITIGROUP INC 245,000.00 USD 01/25/2026 CORP Citigroup Inc. Citigroup Inc. 232,259.35 City of Escondido --- CITIGROUP INC 1,770,000.00 USD 12/26/2025 CORP Citigroup Inc. Citigroup Inc. 1,722,354.86 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 38141GXS8 GOLDMAN SACHS GROUP INC 650,000.00 USD 02/12/2026 CORP The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc. 600,997.31 Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 28 Attachment "4"
112
Item9.

Bank of America Corporation
The Coca-Cola Company
JPMorgan Chase & Co.

Roche Holding AG
Toyota Motor Corporation
Morgan Stanley
The Bank of New York Mellon Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 38150AS97 GOLDMAN SACHS GROUP INC 1,000,000.00 USD 04/04/2025 CORP The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc. 1,003,701.67 City of Escondido --- GOLDMAN SACHS GROUP INC 1,650,000.00 USD 07/31/2025 CORP The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc. 1,604,698.98 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP Bank of America Corporation Bank of America Corporation 1,408,250.76 City of Escondido 06051GFB0 BANK OF AMERICA CORP 1,395,000.00 USD 01/22/2024 CORP Bank of America Corporation Bank of America Corporation 1,408,250.76 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP The Coca-Cola Company The Coca-Cola Company 1,342,242.50 City of Escondido 191216CU2 COCA-COLA CO 1,500,000.00 USD 06/01/2027 CORP The Coca-Cola Company The Coca-Cola Company 1,342,242.50 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 46647PBH8 JPMORGAN CHASE & CO 750,000.00 USD 03/13/2026 CORP JPMorgan Chase & Co. JPMorgan Chase & Co. 708,828.75 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 585,000.00 USD 06/01/2025 CORP JPMorgan Chase & Co. JPMorgan Chase & Co. 556,479.30 City of Escondido --- JPMORGAN CHASE & CO 1,335,000.00 USD 11/08/2025 CORP JPMorgan Chase & Co. JPMorgan Chase & Co. 1,265,308.05 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP Roche Holdings, Inc. Roche Holding AG 1,238,529.80 City of Escondido 771196BT8 ROCHE HOLDINGS INC 1,295,000.00 USD 03/10/2025 CORP Roche Holdings, Inc. Roche Holding AG 1,238,529.80 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP Toyota Motor Credit Corporation Toyota Motor Corporation 1,083,876.93 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 1,090,000.00 USD 10/18/2023 CORP Toyota Motor Credit Corporation Toyota Motor Corporation 1,083,876.93 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 61746BDQ6 MORGAN STANLEY 745,000.00 USD 04/29/2024 CORP Morgan Stanley Morgan Stanley 738,945.84 City of Escondido 61747YEM3 MORGAN STANLEY 310,000.00 USD 02/18/2026 CORP Morgan Stanley Morgan Stanley 296,864.18 City of Escondido --- MORGAN STANLEY 1,055,000.00 USD 11/04/2024 CORP Morgan Stanley Morgan Stanley 1,035,810.02 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP The Bank of New York Mellon Corporation The Bank of New York Mellon Corporation 967,651.67 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON CORP 1,000,000.00 USD 04/25/2025 CORP The Bank of New York Mellon Corporation
The Bank of New York Mellon
Corporation
967,651.67
Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 29 Attachment "4"
113
Item9.

International Business Machines Corporation
Honda Motor Co., Ltd.

The New York State Urban Development Corporation
Farm Credit System
U.S. Bancorp
Abbott Laboratories
The Charles Schwab Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP
1,000,000.00 USD 02/09/2027 CORP International Business Machines Corporation
International Business Machines
Corporation
917,597.78
City of Escondido 459200KM2 INTERNATIONAL BUSINESS MACHINES CORP
1,000,000.00 USD 02/09/2027 CORP International Business Machines Corporation
International Business Machines
Corporation
917,597.78
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP American Honda Finance Corporation Honda Motor Co., Ltd. 894,214.44 City of Escondido 02665WDZ1 AMERICAN HONDA FINANCE CORP 1,000,000.00 USD 09/09/2026 CORP American Honda Finance Corporation Honda Motor Co., Ltd. 894,214.44 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI The New York State Urban Development Corporation
The New York State Urban Development
Corporation
878,227.88
City of Escondido 650036DT0 NEW YORK ST URBAN DEV CORP REV 945,000.00 USD 03/15/2025 MUNI The New York State Urban Development Corporation
The New York State Urban Development
Corporation
878,227.88
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 3133EMAC6 FEDERAL FARM CREDIT BANKS

FUNDING CORP
1,000,000.00 USD 09/21/2027 AGCY BOND Federal Farm Credit Banks Funding Corporation
Farm Credit System 863,903.33
City of Escondido 3133EMAC6 FEDERAL FARM CREDIT BANKS

FUNDING CORP
1,000,000.00 USD 09/21/2027 AGCY BOND Federal Farm Credit Banks Funding Corporation
Farm Credit System 863,903.33
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP U.S. Bancorp U.S. Bancorp 823,475.03 City of Escondido 91159HHX1 US BANCORP 845,000.00 USD 07/30/2024 CORP U.S. Bancorp U.S. Bancorp 823,475.03 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP Abbott Laboratories Abbott Laboratories 820,097.67 City of Escondido 002824BE9 ABBOTT LABORATORIES 825,000.00 USD 11/30/2023 CORP Abbott Laboratories Abbott Laboratories 820,097.67 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP The Charles Schwab Corporation The Charles Schwab Corporation 816,020.11 City of Escondido 808513AY1 CHARLES SCHWAB CORP 815,000.00 USD 02/01/2024 CORP The Charles Schwab Corporation The Charles Schwab Corporation 816,020.11 Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 30 Attachment "4"
114
Item9.

The Walt Disney Company
Truist Financial Corporation
Bayerische Motoren Werke Aktiengesellschaft
Target Corporation
State of Connecticut
Deere & Company
Caterpillar Inc.

Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP The Walt Disney Company The Walt Disney Company 814,739.85 City of Escondido 254687FK7 WALT DISNEY CO 845,000.00 USD 08/30/2024 CORP The Walt Disney Company The Walt Disney Company 814,739.85 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP Truist Financial Corporation Truist Financial Corporation 794,331.33 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 800,000.00 USD 12/06/2023 CORP Truist Financial Corporation Truist Financial Corporation 794,331.33 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05565EBK0 BMW US CAPITAL LLC 575,000.00 USD 04/09/2025 CORP BMW US Capital, LLC Bayerische Motoren Werke Aktiengesellschaft
565,922.67
City of Escondido 05565EBU8 BMW US CAPITAL LLC 215,000.00 USD 08/12/2024 CORP BMW US Capital, LLC Bayerische Motoren Werke Aktiengesellschaft
204,595.25
City of Escondido --- BMW US CAPITAL LLC 790,000.00 USD 02/04/2025 CORP BMW US Capital, LLC Bayerische Motoren Werke Aktiengesellschaft
770,517.92
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 87612EBM7 TARGET CORP 180,000.00 USD 01/15/2027 CORP Target Corporation Target Corporation 166,183.50 City of Escondido 87612EBM7 TARGET CORP 650,000.00 USD 01/15/2027 CORP Target Corporation Target Corporation 600,107.08 City of Escondido 87612EBM7 TARGET CORP 830,000.00 USD 01/15/2027 CORP Target Corporation Target Corporation 766,290.58 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 20772KEW5 CONNECTICUT ST 630,000.00 USD 09/15/2025 MUNI State of Connecticut State of Connecticut 618,383.46 City of Escondido 20772KJW0 CONNECTICUT ST 150,000.00 USD 07/01/2024 MUNI State of Connecticut State of Connecticut 146,431.50 City of Escondido --- CONNECTICUT ST 780,000.00 USD 06/23/2025 MUNI State of Connecticut State of Connecticut 764,814.96 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP John Deere Capital Corporation Deere & Company 729,198.22 City of Escondido 24422EWA3 JOHN DEERE CAPITAL CORP 800,000.00 USD 01/11/2027 CORP John Deere Capital Corporation Deere & Company 729,198.22 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP
800,000.00 USD 01/08/2027 CORP Caterpillar Financial Services Corporation Caterpillar Inc. 728,383.56 City of Escondido 14913R2U0 CATERPILLAR FINANCIAL SERVICES CORP
800,000.00 USD 01/08/2027 CORP Caterpillar Financial Services Corporation
Caterpillar Inc. 728,383.56
Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 31 Attachment "4"
115
Item9.

Hyundai Auto Receivables Trust 2022-A
Discover Card Execution Note Trust, Series 2022-2
General Dynamics Corporation
Capital One Multi-Asset Execution Trust, Series 2021-3
Florida Hurricane Catastrophe Fund Finance Corporation
International Bank for Reconstruction and Development
Northern Trust Corporation
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS Hyundai Auto Receivables Trust 2022-A Hyundai Auto Receivables Trust 2022-A 691,726.80 City of Escondido 448977AD0 HART 2022-A A3 720,000.00 USD 10/15/2026 ABS Hyundai Auto Receivables Trust 2022-A Hyundai Auto Receivables Trust 2022-A 691,726.80 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS Discover Card Execution Note Trust, Series 2022-2
Discover Card Execution Note Trust,
Series 2022-2
689,464.17
City of Escondido 254683CS2 DCENT 2022-2 A 715,000.00 USD 05/17/2027 ABS Discover Card Execution Note Trust, Series 2022-2
Discover Card Execution Note Trust,
Series 2022-2
689,464.17
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP General Dynamics Corporation General Dynamics Corporation 682,697.56 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 700,000.00 USD 05/15/2025 CORP General Dynamics Corporation General Dynamics Corporation 682,697.56 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS Capital One Multi-Asset Execution Trust, Series 2021-3
Capital One Multi-Asset Execution Trust,
Series 2021-3
673,087.22
City of Escondido 14041NFY2 COMET 2021-3 A 715,000.00 USD 11/16/2026 ABS Capital One Multi-Asset Execution Trust, Series 2021-3
Capital One Multi-Asset Execution
Trust, Series 2021-3
673,087.22
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 400,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
371,820.00
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 155,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
144,080.25
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV 150,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
139,432.50
City of Escondido 341271AD6 FLORIDA ST BRD ADMIN FIN CORP REV
705,000.00 USD 07/01/2025 MUNI Florida Hurricane Catastrophe Fund Finance Corporation
Florida Hurricane Catastrophe Fund
Finance Corporation
655,332.75
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 459058JM6 INTERNATIONAL BANK FOR

RECONSTRUCTION AND DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATION
AL
International Bank for Reconstruction and
Development
International Bank for Reconstruction and
Development
651,970.62
City of Escondido 459058JM6 INTERNATIONAL BANK FOR

RECONSTRUCTION AND DEVELOPM
665,000.00 USD 11/24/2023 SUPRANATION
AL
International Bank for Reconstruction
and Development
International Bank for Reconstruction
and Development
651,970.62
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP Northern Trust Corporation Northern Trust Corporation 649,133.97 Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 32 Attachment "4"
116
Item9.

AstraZeneca PLC
Comcast Corporation
UnitedHealth Group Incorporated
Honeywell International Inc.

State of Wisconsin
The PNC Financial Services Group, Inc.

Bristol-Myers Squibb Company
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 665859AW4 NORTHERN TRUST CORP 670,000.00 USD 05/10/2027 CORP Northern Trust Corporation Northern Trust Corporation 649,133.97 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP AstraZeneca Finance LLC AstraZeneca PLC 632,205.00 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 700,000.00 USD 05/28/2026 CORP AstraZeneca Finance LLC AstraZeneca PLC 632,205.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP Comcast Corporation Comcast Corporation 631,235.16 City of Escondido 20030NCR0 COMCAST CORP 635,000.00 USD 04/15/2024 CORP Comcast Corporation Comcast Corporation 631,235.16 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 200,000.00 USD 05/15/2027 CORP UnitedHealth Group Incorporated UnitedHealth Group Incorporated 193,699.56 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 440,000.00 USD 05/15/2027 CORP UnitedHealth Group Incorporated UnitedHealth Group Incorporated 426,139.02 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 640,000.00 USD 05/15/2027 CORP UnitedHealth Group Incorporated UnitedHealth Group Incorporated 619,838.58 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP Honeywell International Inc. Honeywell International Inc. 619,539.67 City of Escondido 438516CE4 HONEYWELL INTERNATIONAL INC 700,000.00 USD 03/01/2027 CORP Honeywell International Inc. Honeywell International Inc. 619,539.67 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI State of Wisconsin State of Wisconsin 611,328.00 City of Escondido 977123X60 WISCONSIN (STATE OF) 640,000.00 USD 07/01/2024 MUNI State of Wisconsin State of Wisconsin 611,328.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP The PNC Financial Services Group, Inc. The PNC Financial Services Group, Inc. 572,248.00 City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC 600,000.00 USD 11/01/2024 CORP The PNC Financial Services Group, Inc. The PNC Financial Services Group, Inc. 572,248.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 250,000.00 USD 11/13/2025 CORP Bristol-Myers Squibb Company Bristol-Myers Squibb Company 227,367.50 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 353,000.00 USD 11/13/2025 CORP Bristol-Myers Squibb Company Bristol-Myers Squibb Company 321,042.91 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 603,000.00 USD 11/13/2025 CORP Bristol-Myers Squibb Company Bristol-Myers Squibb Company 548,410.41 Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 33 Attachment "4"
117
Item9.

Ventura County Community College District
State of California
Amazon.com, Inc.

Palomar California Community College District
Chevron Corporation
San Juan Unified School District
Los Angeles Community College District
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY

COLLEGE DIST
490,000.00 USD 08/01/2024 MUNI Ventura County Community College District Ventura County Community College District 475,545.00 City of Escondido 923040GU7 VENTURA CNTY CALIF CMNTY

COLLEGE DIST
490,000.00 USD 08/01/2024 MUNI Ventura County Community College District
Ventura County Community College
District
475,545.00
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH

WTR REV
480,000.00 USD 05/01/2025 MUNI San Diego County Water Authority State of California 443,240.80 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR AUTH

WTR REV
480,000.00 USD 05/01/2025 MUNI San Diego County Water Authority State of California 443,240.80 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD 06/03/2027 CORP Amazon.com, Inc. Amazon.com, Inc. 439,046.67 City of Escondido 023135BR6 AMAZON.COM INC 500,000.00 USD 06/03/2027 CORP Amazon.com, Inc. Amazon.com, Inc. 439,046.67 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST
440,000.00 USD 08/01/2024 MUNI Palomar California Community College District
Palomar California Community College
District
419,974.87
City of Escondido 697511FB4 PALOMAR CALIF CMNTY COLLEGE DIST
440,000.00 USD 08/01/2024 MUNI Palomar California Community College District
Palomar California Community College
District
419,974.87
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP Chevron Corporation Chevron Corporation 399,099.79 City of Escondido 166764BW9 CHEVRON CORP 425,000.00 USD 05/11/2025 CORP Chevron Corporation Chevron Corporation 399,099.79 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI San Juan Unified School District San Juan Unified School District 394,741.78 City of Escondido 798306WN2 SAN JUAN CALIF UNI SCH DIST 415,000.00 USD 08/01/2024 MUNI San Juan Unified School District San Juan Unified School District 394,741.78 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY COLLEGE DIST
410,000.00 USD 08/01/2025 MUNI Los Angeles Community College District Los Angeles Community College District 373,920.34 City of Escondido 54438CYK2 LOS ANGELES CALIF CMNTY

COLLEGE DIST
410,000.00 USD 08/01/2025 MUNI Los Angeles Community College District
Los Angeles Community College
District
373,920.34
Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 34 Attachment "4"
118
Item9.

San Ramon Valley Unified School District
Bmw Vehicle Owner Trust 2022-A
State of Maryland
Long Beach Community College District
Kubota Credit Owner Trust 2021-2
University of California
World Omni Auto Receivables Trust 2021-D
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST
405,000.00 USD 08/01/2025 MUNI San Ramon Valley Unified School District San Ramon Valley Unified School District 372,010.05 City of Escondido 799408Z85 SAN RAMON VALLEY CALIF UNI SCH DIST
405,000.00 USD 08/01/2025 MUNI San Ramon Valley Unified School District
San Ramon Valley Unified School
District
372,010.05
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS Bmw Vehicle Owner Trust 2022-A Bmw Vehicle Owner Trust 2022-A 369,628.01 City of Escondido 05602RAD3 BMWOT 2022-A A3 380,000.00 USD 08/25/2026 ABS Bmw Vehicle Owner Trust 2022-A Bmw Vehicle Owner Trust 2022-A 369,628.01 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI State of Maryland State of Maryland 356,814.38 City of Escondido 574193TQ1 MARYLAND ST 375,000.00 USD 08/01/2024 MUNI State of Maryland State of Maryland 356,814.38 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST
350,000.00 USD 08/01/2023 MUNI Long Beach Community College District Long Beach Community College District 351,540.88 City of Escondido 542411NH2 LONG BEACH CALIF CMNTY COLLEGE DIST
350,000.00 USD 08/01/2023 MUNI Long Beach Community College District Long Beach Community College District 351,540.88 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 50117XAE2 KCOT 212 A3 366,104.73 USD 11/17/2025 ABS Kubota Credit Owner Trust 2021-2 Kubota Credit Owner Trust 2021-2 350,297.64 City of Escondido 50117XAE2 KCOT 212 A3 366,104.73 USD 11/17/2025 ABS Kubota Credit Owner Trust 2021-2 Kubota Credit Owner Trust 2021-2 350,297.64 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI University of California University of California 347,594.35 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 375,000.00 USD 05/15/2025 MUNI University of California University of California 347,594.35 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS World Omni Auto Receivables Trust 2021- D
World Omni Auto Receivables Trust 2021-
D
335,554.31
City of Escondido 98163KAC6 WOART 2021-D A3 350,000.00 USD 10/15/2026 ABS World Omni Auto Receivables Trust 2021-D
World Omni Auto Receivables Trust
2021-D
335,554.31
Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 35 Attachment "4"
119
Item9.

American Express Company
Los Angeles County
Honda Auto Receivables 2021 - 4 Owner Trust
GM Financial Consumer Automobile Receivables Trust 2022-1 State Of Minnesota
Ford Credit Auto Owner Trust 2022-A
San Diego Community College District
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP American Express Company American Express Company 334,012.88 City of Escondido 025816CQ0 AMERICAN EXPRESS CO 350,000.00 USD 03/04/2025 CORP American Express Company American Express Company 334,012.88 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI Los Angeles Unified School District Los Angeles County 279,705.25 City of Escondido 544647FC9 LOS ANGELES CALIF UNI SCH DIST 310,000.00 USD 07/01/2026 MUNI Los Angeles Unified School District Los Angeles County 279,705.25 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS Honda Auto Receivables 2021 - 4 Owner Trust
Honda Auto Receivables 2021 - 4 Owner
Trust
273,602.21
City of Escondido 43815GAC3 HAROT 2021-4 A3 285,000.00 USD 01/21/2026 ABS Honda Auto Receivables 2021 - 4 Owner Trust
Honda Auto Receivables 2021 - 4 Owner
Trust
273,602.21
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS GM Financial Consumer Automobile Receivables Trust 2022-1
GM Financial Consumer Automobile
Receivables Trust 2022-1
272,380.88
City of Escondido 380146AC4 GMCAR 2022-1 A3 285,000.00 USD 11/16/2026 ABS GM Financial Consumer Automobile Receivables Trust 2022-1
GM Financial Consumer Automobile
Receivables Trust 2022-1
272,380.88
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI State Of Minnesota State Of Minnesota 251,725.38 City of Escondido 60412AVJ9 MINNESOTA ST 275,000.00 USD 08/01/2025 MUNI State Of Minnesota State Of Minnesota 251,725.38 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS Ford Credit Auto Owner Trust 2022-A Ford Credit Auto Owner Trust 2022-A 245,028.85 City of Escondido 345286AC2 FORDO 2022-A A3 255,000.00 USD 06/15/2026 ABS Ford Credit Auto Owner Trust 2022-A Ford Credit Auto Owner Trust 2022-A 245,028.85 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST
245,000.00 USD 08/01/2024 MUNI San Diego Community College District San Diego Community College District 238,398.48 City of Escondido 797272QP9 SAN DIEGO CALIF CMNTY COLLEGE DIST
245,000.00 USD 08/01/2024 MUNI San Diego Community College District San Diego Community College District 238,398.48 Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 36 Attachment "4"
120
Item9.

National Rural Utilities Cooperative Finance Corporation Unilever PLC
State Of Mississippi
The Home Depot, Inc.
(CCYUSD) UNITED STATES OF AMERICA
Summary

* Grouped by: Issuer Concentration. * Groups Sorted by: Ending Market Value + Accrued. * Weighted by: Ending Market Value + Accrued.

Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES

COOPERATIVE FINANCE CORP
220,000.00 USD 06/15/2025 CORP National Rural Utilities Cooperative Finance Corporation
National Rural Utilities Cooperative
Finance Corporation
211,922.33
City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES

COOPERATIVE FINANCE CORP
220,000.00 USD 06/15/2025 CORP National Rural Utilities Cooperative Finance Corporation
National Rural Utilities Cooperative
Finance Corporation
211,922.33
Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP Unilever Capital Corporation Unilever PLC 151,901.93 City of Escondido 904764BN6 UNILEVER CAPITAL CORP 160,000.00 USD 08/12/2024 CORP Unilever Capital Corporation Unilever PLC 151,901.93 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI State Of Mississippi State Of Mississippi 112,773.80 City of Escondido 605581MZ7 MISSISSIPPI ST 120,000.00 USD 11/01/2024 MUNI State Of Mississippi State Of Mississippi 112,773.80 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP The Home Depot, Inc. The Home Depot, Inc. 101,283.00 City of Escondido 437076CM2 HOME DEPOT INC 105,000.00 USD 04/15/2025 CORP The Home Depot, Inc. The Home Depot, Inc. 101,283.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido CCYUSD Cash 0.00 USD 06/30/2023 CASH UNITED STATES OF AMERICA (CCYUSD) UNITED STATES OF

AMERICA

0.00 City of Escondido CCYUSD Payable -24,500.00 USD 06/30/2023 CASH UNITED STATES OF AMERICA (CCYUSD) UNITED STATES OF

AMERICA
-24,500.00
City of Escondido CCYUSD Receivable 24,500.00 USD 06/30/2023 CASH UNITED STATES OF AMERICA (CCYUSD) UNITED STATES OF

AMERICA
24,500.00
City of Escondido CCYUSD --- 0.00 USD 06/30/2023 CASH UNITED STATES OF AMERICA (CCYUSD) UNITED STATES OF

AMERICA

0.00 Account Identifier Description Ending Current Units Currency Final Maturity
Security Type Issuer Issuer Concentration Ending Market Value + Accrued
City of Escondido --- --- 155,350,868.96 USD 04/04/2025 --- --- --- 147,683,502.17 Exposure - Issuer Concentration City of Escondido (299155) As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 37 Attachment "4"
121
Item9.

Net of Fees (includes management and trading).

Returns are actual and have not been annualized.

No Tax Adjustment.

Note that data will not exist prior to the performance inception date of: 04/01/2022.

Period Period Begin Period End Total Return, Net of Fees Income Return, Net of Fees Price Return, Net of Fees Prior Month 04/29/2023 05/31/2023 -0.159% 0.178% -0.336% Prior Quarter 12/31/2022 03/31/2023 1.525% 0.429% 1.095% Prior Year 01/01/2022 12/30/2022 --- --- ---
Trailing Month 06/01/2023 06/30/2023 -0.215% 0.187% -0.402% Trailing Quarter 04/01/2023 06/30/2023 -0.035% 0.529% -0.565% Trailing Year 07/01/2022 06/30/2023 0.700% 1.690% -0.990% Account Index Index Start Date Index End Date
City of Escondido ICE BofA 1-5 Year US Corporate & Government Index 08/02/2002 --- Summary City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 38 Attachment "4"
122
Item9.

Compliance Summary

City of Escondido - City Escondido Compliance
Compliant
Compliant Account Policy Name Total Rules Compliant Rules Violating Rules Compliant City of Escondido City Escondido Compliance 60 60 0 Status Account Policy Name Category Name Rule Name Days In Violation
Actual Value Actual Value
without
Resolutions
Limit Value Notes Resolutions
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments U.S. Treasury Obligations & Agency Securities
0 65.011 65.011 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Municipal Securities
0 4.962 4.962 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Supranational 0 1.956 1.956 100.000 N N Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Negotiable Certificates of Deposit
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Banker's Acceptances
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Commercial Paper 0 --- --- 100.000 N N Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Repurchase Agreements
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Local Agency Investment Fund
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investment Local Government Investment Pools
0 53.533 53.533 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Bank Deposits 0 9.525 9.525 100.000 N N Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Placement Service Deposits
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Medium-Term Notes
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Asset-Backed Securities
0 2.641 2.641 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Allowable Investments Money Market Funds
0 7.055 7.055 100.000 N N
Compliant City of Escondido City Escondido Compliance Allowable Investment Repurchase Agreements 102% Collateralized
0 --- --- 100.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Municipal Securities
0 4.962 4.962 40.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Supranational 0 1.956 1.956 30.000 N N Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Negotiable Certificates of Deposit
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Banker's Acceptances
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Commercial Paper
0 --- --- 25.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Local Agency Investment Fund
0 --- --- 75.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Placement Service Deposits
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Medium Term Notes
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Asset-Backed Securities
0 2.641 2.641 20.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Callable Agency Securities
0 22.891 22.891 30.000 N N
Status City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 39 Attachment "4"
123
Item9.

Status Account Policy Name Category Name Rule Name Days In Violation
Actual Value Actual Value
without
Resolutions
Limit Value Notes Resolutions
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Money Market Funds
0 7.055 7.055 20.000 N N
Compliant City of Escondido City Escondido Compliance Concentration Maximum Concentration for Time Certificate of Deposits
0 --- --- 20.000 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Municipal Securities - A/A2
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Supranational - AA/Aa2
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Negotiable Certificates of Deposits - A/A2
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Banker's Acceptance - A-1
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Commercial Paper - A-1/P-1
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Medium Term Notes - A
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Credit Rating Minimum Credit Rating for Asset-Backed Securities - AA
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for U.S.

Agency Securities
0 4.439 4.439 30.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Municipal Securities
0 0.595 0.595 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Supranational
0 1.956 1.956 30.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Negotiable Certificates of Deposit
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Banker's Acceptances
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Commercial Paper
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Placement Service Deposits
0 --- --- 30.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Medium Term Notes
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Asset- Backed Securities
0 0.468 0.468 5.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer Concentration for Money Market Funds
0 7.055 7.055 20.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Maximum Issuer concentration for Outstanding Commercial Paper
0 --- --- 10.000 N N
Compliant City of Escondido City Escondido Compliance Issuer Concentration Short-Term Investment Shall be 25% of General Fund
0 --- --- 25.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Treasury Obligations
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for U.S. Agency Securities
0 4.997 4.997 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Municipal Securities 0 4.934 4.934 5.000 N N Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Supranational 0 4.063 4.063 5.000 N N Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Negotiable Certificates of Deposit
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Banker's Acceptances
0 --- --- 186.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Commercial Paper 0 --- --- 270.000 N N Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Repurchase Agreements - 1 years
0 --- --- 1.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Bank Deposits - 5 Years
0 5.000 5.000 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Placement Service Deposits
0 --- --- 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Medium Term Notes 0 --- --- 5.000 N N Status City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 40 Attachment "4"
124
Item9.

Policies: .

Rules: .
* Compliance Status as of previous business day.

Status Account Policy Name Category Name Rule Name Days In Violation
Actual Value Actual Value
without
Resolutions
Limit Value Notes Resolutions
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Asset-Backed Securities
0 3.696 3.696 5.000 N N
Compliant City of Escondido City Escondido Compliance Maturity Maximum Maturity for Time certificate of deposits
0 --- --- 3.000 N N
Compliant City of Escondido City Escondido Compliance Prohibited Investments Prohibited Investments : common stocks, inverse floaters, range notes, mortgage-
derived interest
0 0 0 0 N N
Compliant City of Escondido City Escondido Compliance --- --- 0 --- --- --- N N Status City of Escondido (299155)
As of 06/30/2023 Return to Table of Contents Dated: 07/31/2023 41 Attachment "4"
125
Item9.

Cash
CE
LT
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
Cash
City of Escondido
CCYUSD
Cash

0.00 USD
CASH
Cash
---
Y
Y

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00
Cash
City of Escondido
CCYUSD
Cash

0.00 USD
CASH
Cash
---
Y
Y

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
CE
City of Escondido
X9USDBRD2

BLACKROCK FED TRST DOLR SHR FD
102
10,418,656.68
USD
MMFUND
CE
---
Y
Y

0.00 2,370,721.26
15,415,869.41

0.00 -7,367,933.99

0.00 0.00
10,418,656.68

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 70,658.45
70,658.45

0.00 0.00
70,658.45
CE
City of Escondido
X9USDBRD2

BLACKROCK FED TRST DOLR SHR FD
102
10,418,656.68
USD
MMFUND
CE
---
Y
Y

0.00 2,370,721.26
15,415,869.41

0.00 -7,367,933.99

0.00 0.00
10,418,656.68

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 70,658.45
70,658.45

0.00 0.00
70,658.45
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
023135BR6
AMAZON.COM INC
500,000.00
USD
CORP
LT
WA
Y
Y

0.00 432,255.64

0.00 0.00

0.00 0.00

0.00 435,923.33
3,667.69

0.00 0.00
1,966.67

0.00 0.00

0.00 0.00
466.67
3,000.00
1,500.00

0.00 0.00
5,167.69
LT
City of Escondido
023135BW5
AMAZON.COM INC

0.00 USD
CORP
LT
WA
Y
Y

0.00 299,837.10

0.00 0.00
-299,839.11

0.00 0.00

0.00 2.01

0.00 0.00
521.25

0.00 0.00
-540.00

0.00 0.00

0.00 18.75
-12,739.11
-12,739.11
-12,718.35
LT
City of Escondido
025816CQ0

AMERICAN EXPRESS CO
350,000.00
USD
CORP
LT
NY
Y
Y

0.00 349,774.33

0.00 0.00

0.00 0.00

0.00 349,802.83

28.49 0.00

0.00 590.63

0.00 0.00

0.00 0.00
2,559.38

0.00 1,968.75

0.00 0.00
1,997.24
LT
City of Escondido
02665WDZ1

AMERICAN HONDA FINANCE CORP
1,000,000.00
USD
CORP
LT
CA
Y
Y

0.00 989,570.43

0.00 0.00

0.00 0.00

0.00 990,302.42
731.99

0.00 0.00
794.44

0.00 0.00

0.00 0.00
4,044.44

0.00 3,250.00

0.00 0.00
3,981.99
LT
City of Escondido
04636NAA1

ASTRAZENECA FINANCE LLC
700,000.00
USD
CORP
LT
DE
Y
Y

0.00 700,481.85

0.00 0.00

0.00 0.00

0.00 700,443.48
-38.37

0.00 0.00
2,870.00

0.00 0.00

0.00 0.00
770.00
4,200.00
2,100.00

0.00 0.00
2,061.63
LT
City of Escondido
05565EBK0

BMW US CAPITAL LLC
575,000.00
USD
CORP
LT
NJ
Y
Y

0.00 606,180.06

0.00 0.00

0.00 0.00

0.00 602,211.16
-3,968.90

0.00 0.00
10,714.17

0.00 0.00

0.00 0.00
5,107.92
11,212.50
5,606.25

0.00 0.00
1,637.35
LT
City of Escondido
05565EBU8

BMW US CAPITAL LLC
215,000.00
USD
CORP
LT
NJ
Y
Y

0.00 214,991.37

0.00 0.00

0.00 0.00

0.00 214,992.95

1.58 0.00

0.00 219.48

0.00 0.00

0.00 0.00
622.60

0.00 403.13

0.00 0.00
404.71
LT
City of Escondido
05591RAD6
BMWLT 2021-1 A4

0.00 USD
ABS
LT
NJ
Y
Y

0.00 159,999.23

0.00 0.00
-159,999.27

0.00 0.00

0.00 0.04

0.00 0.00

9.87 0.00

0.00 -18.09

0.00 0.00

0.00 8.22
-2,559.27
-2,559.27
-2,551.01
LT
City of Escondido
05602RAD3
BMWOT 2022-A A3
380,000.00
USD
ABS
LT
DE
Y
Y

0.00 379,987.38

0.00 0.00

0.00 0.00

0.00 379,989.36

1.98 0.00

0.00 203.30

0.00 0.00

0.00 0.00
203.30
3,049.50
3,049.50

0.00 0.00
3,051.48
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 42 Attachment "4"
126
Item9.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
06406RBC0

BANK OF NEW YORK MELLON CORP
1,000,000.00
USD
CORP
LT
NY
Y
Y

0.00 999,904.16

0.00 0.00

0.00 0.00

0.00 999,915.39

11.23 0.00

0.00 14,516.67

0.00 0.00

0.00 0.00
6,141.67
16,750.00
8,375.00

0.00 0.00
8,386.23
LT
City of Escondido
110122DN5

BRISTOL-MYERS SQUIBB CO
250,000.00
USD
CORP
LT
NJ
Y
Y

0.00 248,715.35

0.00 0.00

0.00 0.00

0.00 248,836.36
121.02

0.00 0.00
718.75

0.00 0.00

0.00 0.00
250.00
937.50
468.75

0.00 0.00
589.77
LT
City of Escondido
110122DN5

BRISTOL-MYERS SQUIBB CO
353,000.00
USD
CORP
LT
NJ
Y
Y

0.00 350,896.79

0.00 0.00

0.00 0.00

0.00 351,094.84
198.05

0.00 0.00
1,014.88

0.00 0.00

0.00 0.00
353.00
1,323.75
661.88

0.00 0.00
859.92
LT
City of Escondido
14041NFY2
COMET 2021-3 A
715,000.00
USD
ABS
LT
---
Y
Y

0.00 714,518.78

0.00 0.00

0.00 0.00

0.00 714,592.07

73.30 0.00

0.00 330.49

0.00 0.00

0.00 0.00
330.49
1,859.01
1,859.01

0.00 0.00
1,932.31
LT
City of Escondido
14314QAC8
CARMX 2021-2 A3

0.00 USD
ABS
LT
DE
Y
Y

0.00 242,952.77

0.00 0.00
-242,952.88

0.00 0.00

0.00 0.11

0.00 0.00

56.15 0.00

0.00 -73.70

0.00 0.00

0.00 17.55
-9,410.49
-9,410.49
-9,392.83
LT
City of Escondido
14315FAD9
CARMX 2020-3 A3

0.00 USD
ABS
LT
DE
Y
Y

0.00 54,907.64

0.00 0.00
-54,907.67

0.00 0.00

0.00 0.03

0.00 0.00

15.13 0.00

0.00 -19.86

0.00 0.00

0.00 4.73
-1,179.17
-1,179.17
-1,174.41
LT
City of Escondido
14316NAC3
CARMX 2021-1 A3

0.00 USD
ABS
LT
DE
Y
Y

0.00 74,261.64

0.00 0.00
-74,261.67

0.00 0.00

0.00 0.03

0.00 0.00

11.22 0.00

0.00 -14.73

0.00 0.00

0.00 3.51
-3,077.73
-3,077.73
-3,074.19
LT
City of Escondido
14317DAC4
CARMX 2021-3 A3

0.00 USD
ABS
LT
DE
Y
Y

0.00 602,118.36

0.00 0.00
-602,118.56

0.00 0.00

0.00 0.20

0.00 0.00
147.19

0.00 0.00
-193.19

0.00 0.00

0.00 46.00
-26,457.21
-26,457.21
-26,411.01
LT
City of Escondido
14913R2U0

CATERPILLAR FINANCIAL SERVICES
CORP
800,000.00
USD
CORP
LT
TN
Y
Y

0.00 795,893.22

0.00 0.00

0.00 0.00

0.00 796,157.79
264.57

0.00 0.00
3,135.56

0.00 0.00

0.00 0.00
6,535.56

0.00 3,400.00

0.00 0.00
3,664.57
LT
City of Escondido
166764BW9

CHEVRON CORP
425,000.00
USD
CORP
LT
CA
Y
Y

0.00 425,878.00

0.00 0.00

0.00 0.00

0.00 425,771.66
-106.34

0.00 0.00
2,568.42

0.00 0.00

0.00 0.00
917.29
3,302.25
1,651.13

0.00 0.00
1,544.79
LT
City of Escondido
17290ADP2

CITIGROUP INC
1,000,000.00
USD
CORP
LT
NY
Y
Y

0.00 0.00
1,000,000.00

0.00 0.00

0.00 0.00
1,000,000.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00
10,551.39

0.00 10,551.39

0.00 0.00
10,551.39
LT
City of Escondido
172967MX6

CITIGROUP INC
270,000.00
USD
CORP
LT
NY
Y
Y

0.00 270,292.34

0.00 0.00

0.00 0.00

0.00 270,225.43
-66.91

0.00 0.00
1,103.63

0.00 0.00

0.00 0.00
441.45
1,324.35
662.18

0.00 0.00
595.27
LT
City of Escondido
172967MX6

CITIGROUP INC
255,000.00
USD
CORP
LT
NY
Y
Y

0.00 255,000.00

0.00 0.00

0.00 0.00

0.00 255,000.00

0.00 0.00

0.00 1,042.31

0.00 0.00

0.00 0.00
416.93
1,250.78
625.39

0.00 0.00
625.39
LT
City of Escondido
17327CAN3

CITIGROUP INC
245,000.00
USD
CORP
LT
NY
Y
Y

0.00 245,000.00

0.00 0.00

0.00 0.00

0.00 245,000.00

0.00 0.00

0.00 904.62

0.00 0.00

0.00 0.00
2,138.20

0.00 1,233.58

0.00 0.00
1,233.58
LT
City of Escondido
191216CU2

COCA-COLA CO
1,500,000.00
USD
CORP
LT
GA
Y
Y

0.00 1,320,471.24

0.00 0.00

0.00 0.00

0.00 1,330,244.09
9,772.86

0.00 0.00
7,250.00

0.00 0.00

0.00 0.00
1,812.50
10,875.00
5,437.50

0.00 0.00
15,210.36
LT
City of Escondido
20030NCR0

COMCAST CORP

0.00 USD
CORP
LT
PA
Y
Y

0.00 650,150.73

0.00 0.00

0.00 -649,502.45

0.00 0.00
-648.28

0.00 0.00
10,833.81

0.00 0.00

0.00 -11,812.76

0.00 0.00
978.96

0.00 0.00
330.68
LT
City of Escondido
20772KEW5

CONNECTICUT ST
630,000.00
USD
MUNI
LT
CT
N
Y

0.00 674,346.71

0.00 0.00

0.00 0.00

0.00 669,915.68
-4,431.03

0.00 0.00
1,048.04

0.00 0.00

0.00 0.00
6,943.27

0.00 5,895.23

0.00 0.00
1,464.19
LT
City of Escondido
20772KJW0

CONNECTICUT ST
150,000.00
USD
MUNI
LT
CT
N
Y

0.00 150,000.00

0.00 0.00

0.00 0.00

0.00 150,000.00

0.00 0.00

0.00 749.25

0.00 0.00

0.00 0.00
1,498.50

0.00 749.25

0.00 0.00
749.25
LT
City of Escondido
24422EWA3

JOHN DEERE CAPITAL CORP
800,000.00
USD
CORP
LT
WI
Y
Y

0.00 796,561.40

0.00 0.00

0.00 0.00

0.00 796,782.55
221.15

0.00 0.00
3,022.22

0.00 0.00

0.00 0.00
6,422.22

0.00 3,400.00

0.00 0.00
3,621.15
LT
City of Escondido
254683CS2
DCENT 2022-2 A
715,000.00
USD
ABS
LT
---
Y
Y

0.00 714,956.86

0.00 0.00

0.00 0.00

0.00 714,961.60

4.74 0.00

0.00 1,055.02

0.00 0.00

0.00 0.00
1,055.02
5,934.51
5,934.51

0.00 0.00
5,939.25
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 43 Attachment "4"
127
Item9.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
254687FK7

WALT DISNEY CO
845,000.00
USD
CORP
LT
CA
Y
Y

0.00 844,031.51

0.00 0.00

0.00 0.00

0.00 844,230.73
199.22

0.00 0.00
1,355.52

0.00 0.00

0.00 0.00
5,052.40

0.00 3,696.88

0.00 0.00
3,896.10
LT
City of Escondido
3130AV7F3

FEDERAL HOME LOAN BANKS

0.00 USD

AGCY BOND
LT
DC
N
Y

0.00 998,558.81

0.00 0.00

0.00 -998,751.38

0.00 0.00
192.58

0.00 0.00
4,229.17

0.00 0.00

0.00 -145.83

0.00 14,875.00
10,791.67

0.00 0.00
10,984.24
LT
City of Escondido
3130AVDA7

FEDERAL HOME LOAN BANKS
1,400,000.00
USD

AGCY BOND
LT
DC
N
Y

0.00 1,400,000.00

0.00 0.00

0.00 0.00

0.00 1,400,000.00

0.00 0.00

0.00 933.33

0.00 0.00

0.00 0.00
21,933.33

0.00 21,000.00

0.00 0.00
21,000.00
LT
City of Escondido
3130AVDD1

FEDERAL HOME LOAN BANKS
1,400,000.00
USD

AGCY BOND
LT
DC
N
Y

0.00 1,400,000.00

0.00 0.00

0.00 0.00

0.00 1,400,000.00

0.00 0.00

0.00 902.22

0.00 0.00

0.00 0.00
21,202.22

0.00 20,300.00

0.00 0.00
20,300.00
LT
City of Escondido
3133EMAC6

FEDERAL FARM CREDIT BANKS FUNDING
CORP
1,000,000.00
USD

AGCY BOND
LT
NJ
N
Y

0.00 0.00
873,390.00

0.00 0.00

0.00 0.00
876,677.83
3,287.83

0.00 0.00

0.00 1,166.67

0.00 0.00

0.00 2,083.33

0.00 916.66

0.00 0.00
4,204.49
LT
City of Escondido
3134GWYS9

FEDERAL HOME LOAN MORTGAGE CORP
1,000,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 0.00
916,960.00

0.00 0.00

0.00 0.00
921,004.82
4,044.82

0.00 0.00

0.00 533.33

0.00 0.00

0.00 1,266.67

0.00 733.34

0.00 0.00
4,778.15
LT
City of Escondido
3134GYMX7

FEDERAL HOME LOAN MORTGAGE CORP
1,400,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 1,400,000.00

0.00 0.00

0.00 0.00

0.00 1,400,000.00

0.00 0.00

0.00 447.22

0.00 0.00

0.00 0.00
20,572.22

0.00 20,125.00

0.00 0.00
20,125.00
LT
City of Escondido
3135G05X7

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
2,000,000.00
USD

AGCY BOND
LT
DC
Y
Y

0.00 1,996,571.78

0.00 0.00

0.00 0.00

0.00 1,996,928.70
356.92

0.00 0.00
750.00

0.00 0.00

0.00 0.00
2,625.00

0.00 1,875.00

0.00 0.00
2,231.92
LT
City of Escondido
3135G06G3

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
360,000.00
USD

AGCY BOND
LT
DC
Y
Y

0.00 359,325.53

0.00 0.00

0.00 0.00

0.00 359,389.69

64.16 0.00

0.00 720.00

0.00 0.00

0.00 0.00
270.00
900.00
450.00

0.00 0.00
514.16
LT
City of Escondido
3135G06G3

FEDERAL NATIONAL MORTGAGE

ASSOCIATION
1,125,000.00
USD

AGCY BOND
LT
DC
Y
Y

0.00 1,123,850.03

0.00 0.00

0.00 0.00

0.00 1,123,959.46
109.44

0.00 0.00
2,250.00

0.00 0.00

0.00 0.00
843.75
2,812.50
1,406.25

0.00 0.00
1,515.69
LT
City of Escondido
3137BGK24
FHMS K-043 A2
665,000.00
USD
FHLMC
LT
VA
Y
Y

0.00 676,127.91

0.00 0.00

0.00 0.00

0.00 674,262.90
-1,865.01

0.00 0.00
1,696.86

0.00 0.00

0.00 0.00
1,696.86
5,090.58
5,090.58

0.00 0.00
3,225.57
LT
City of Escondido
3137EAEP0

FEDERAL HOME LOAN MORTGAGE CORP
790,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 798,751.60

0.00 0.00

0.00 0.00

0.00 797,581.98
-1,169.62

0.00 0.00
1,612.92

0.00 0.00

0.00 0.00
4,575.42

0.00 2,962.50

0.00 0.00
1,792.88
LT
City of Escondido
3137EAEX3

FEDERAL HOME LOAN MORTGAGE CORP
1,150,000.00
USD

AGCY BOND
LT
VA
Y
Y

0.00 1,148,279.31

0.00 0.00

0.00 0.00

0.00 1,148,450.43
171.13

0.00 0.00

95.83 0.00

0.00 0.00

0.00 1,173.96

0.00 1,078.13

0.00 0.00
1,249.25
LT
City of Escondido
3137FBTA4
FHMS K-728 A2
845,314.29
USD

FHLMC CMO
LT
VA
Y
Y

0.00 849,007.12

0.00 0.00
-3,670.08

0.00 0.00
845,001.46
-335.59

0.00 0.00
2,167.74

0.00 0.00

0.00 0.00
2,158.37
6,493.87
6,484.50

0.00 0.00
6,148.91
LT
City of Escondido
341271AD6

FLORIDA ST BRD ADMIN FIN CORP REV
400,000.00
USD
MUNI
LT
FL
N
Y

0.00 400,000.00

0.00 0.00

0.00 0.00

0.00 400,000.00

0.00 0.00

0.00 1,258.00

0.00 0.00

0.00 0.00
2,516.00

0.00 1,258.00

0.00 0.00
1,258.00
LT
City of Escondido
341271AD6

FLORIDA ST BRD ADMIN FIN CORP REV
155,000.00
USD
MUNI
LT
FL
N
Y

0.00 155,518.34

0.00 0.00

0.00 0.00

0.00 155,461.18
-57.17

0.00 0.00
487.48

0.00 0.00

0.00 0.00
974.95

0.00 487.48

0.00 0.00
430.31
LT
City of Escondido
341271AD6

FLORIDA ST BRD ADMIN FIN CORP REV
150,000.00
USD
MUNI
LT
FL
N
Y

0.00 150,470.45

0.00 0.00

0.00 0.00

0.00 150,418.57
-51.88

0.00 0.00
471.75

0.00 0.00

0.00 0.00
943.50

0.00 471.75

0.00 0.00
419.87
LT
City of Escondido
345286AC2
FORDO 2022-A A3
255,000.00
USD
ABS
LT
DE
Y
Y

0.00 254,984.55

0.00 0.00

0.00 0.00

0.00 254,987.69

3.14 0.00

0.00 146.20

0.00 0.00

0.00 0.00
146.20
822.39
822.39

0.00 0.00
825.53
LT
City of Escondido
362590AC5
GMCAR 2020-3 A3

0.00 USD
ABS
LT
TX
Y
Y

0.00 104,607.95

0.00 0.00
-104,608.01

0.00 0.00

0.00 0.06

0.00 0.00

19.61 0.00

0.00 -26.15

0.00 0.00

0.00 6.54
-2,715.23
-2,715.23
-2,708.64
LT
City of Escondido
36262XAD6
GMALT 2021-3 A4

0.00 USD
ABS
LT
DE
Y
Y

0.00 224,995.44

0.00 0.00
-224,995.53

0.00 0.00

0.00 0.08

0.00 0.00

34.38 0.00

0.00 -50.00

0.00 0.00

0.00 15.63
-9,895.53
-9,895.53
-9,879.82
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 44 Attachment "4"
128
Item9.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
369550BG2

GENERAL DYNAMICS CORP
700,000.00
USD
CORP
LT
VA
Y
Y

0.00 735,588.11

0.00 0.00

0.00 0.00

0.00 731,084.06
-4,504.05

0.00 0.00
9,255.56

0.00 0.00

0.00 0.00
3,130.56
12,250.00
6,125.00

0.00 0.00
1,620.95
LT
City of Escondido
380146AC4
GMCAR 2022-1 A3
285,000.00
USD
ABS
LT
DE
Y
Y

0.00 284,986.78

0.00 0.00

0.00 0.00

0.00 284,989.16

2.37 0.00

0.00 149.63

0.00 0.00

0.00 0.00
149.63
897.75
897.75

0.00 0.00
900.12
LT
City of Escondido
38141GXS8

GOLDMAN SACHS GROUP INC
650,000.00
USD
CORP
LT
NY
Y
Y

0.00 650,679.64

0.00 0.00

0.00 0.00

0.00 650,588.74
-90.91

0.00 0.00
756.44

0.00 0.00

0.00 0.00
2,145.81

0.00 1,389.38

0.00 0.00
1,298.47
LT
City of Escondido
38141GZH0

GOLDMAN SACHS GROUP INC

0.00 USD
CORP
LT
NY
Y
Y

0.00 400,000.00

0.00 0.00
-400,000.00

0.00 0.00

0.00 0.00

0.00 0.00
1,307.99

0.00 0.00
-1,405.60

0.00 0.00

0.00 97.61
-12,040.00
-12,040.00
-11,942.39
LT
City of Escondido
38150AS97

GOLDMAN SACHS GROUP INC
1,000,000.00
USD
CORP
LT
NY
Y
Y

0.00 0.00
1,000,000.00

0.00 0.00

0.00 0.00
1,000,000.00

0.00 0.00

0.00 0.00
305.56

0.00 0.00

0.00 13,291.67

0.00 12,986.11

0.00 0.00
12,986.11
LT
City of Escondido
437076CM2

HOME DEPOT INC
105,000.00
USD
CORP
LT
GA
Y
Y

0.00 104,877.32

0.00 0.00

0.00 0.00

0.00 104,891.97

14.65 0.00

0.00 1,307.25

0.00 0.00

0.00 0.00
598.50
1,417.50
708.75

0.00 0.00
723.40
LT
City of Escondido
43815EAC8
HAROT 2021-3 A3

0.00 USD
ABS
LT
CA
Y
Y

0.00 304,998.45

0.00 0.00
-304,998.46

0.00 0.00

0.00 0.01

0.00 0.00

45.16 0.00

0.00 -62.53

0.00 0.00

0.00 17.37
-12,655.96
-12,655.96
-12,638.58
LT
City of Escondido
43815GAC3
HAROT 2021-4 A3
285,000.00
USD
ABS
LT
CA
Y
Y

0.00 284,972.64

0.00 0.00

0.00 0.00

0.00 284,978.43

5.79 0.00

0.00 69.67

0.00 0.00

0.00 0.00

69.67 627.00
627.00

0.00 0.00
632.79
LT
City of Escondido
438516CE4

HONEYWELL INTERNATIONAL INC
700,000.00
USD
CORP
LT
NC
Y
Y

0.00 674,125.82

0.00 0.00

0.00 0.00

0.00 675,699.79
1,573.97

0.00 0.00
641.67

0.00 0.00

0.00 0.00
2,566.67

0.00 1,925.00

0.00 0.00
3,498.97
LT
City of Escondido
44891TAD8
HALST 2021-A A4

0.00 USD
ABS
LT
DE
Y
Y

0.00 139,999.31

0.00 0.00
-139,999.35

0.00 0.00

0.00 0.04

0.00 0.00

26.13 0.00

0.00 -34.30

0.00 0.00

0.00 8.17
-3,079.35
-3,079.35
-3,071.14
LT
City of Escondido
448977AD0
HART 2022-A A3
720,000.00
USD
ABS
LT
DE
Y
Y

0.00 719,983.44

0.00 0.00

0.00 0.00

0.00 719,986.13

2.70 0.00

0.00 710.40

0.00 0.00

0.00 0.00
710.40
3,996.00
3,996.00

0.00 0.00
3,998.70
LT
City of Escondido
44933LAC7
HART 2021-A A3

0.00 USD
ABS
LT
DE
Y
Y

0.00 167,572.38

0.00 0.00
-167,572.43

0.00 0.00

0.00 0.04

0.00 0.00

28.30 0.00

0.00 -28.30

0.00 0.00

0.00 0.00
-5,851.45
-5,851.45
-5,851.42
LT
City of Escondido
4581X0DK1

INTER-AMERICAN DEVELOPMENT BANK
835,000.00
USD

SUPRANATIONA
L
LT
DC
Y
Y

0.00 855,669.81

0.00 0.00

0.00 0.00

0.00 853,059.62
-2,610.19

0.00 0.00
690.03

0.00 0.00

0.00 0.00
4,343.16

0.00 3,653.13

0.00 0.00
1,042.94
LT
City of Escondido
4581X0DZ8

INTER-AMERICAN DEVELOPMENT BANK
1,530,000.00
USD

SUPRANATIONA
L
LT
DC
Y
Y

0.00 1,529,441.53

0.00 0.00

0.00 0.00

0.00 1,529,534.88

93.34 0.00

0.00 170.00

0.00 0.00

0.00 0.00
2,082.50

0.00 1,912.50

0.00 0.00
2,005.84
LT
City of Escondido
459200KM2

INTERNATIONAL BUSINESS MACHINES
CORP
1,000,000.00
USD
CORP
LT
NY
Y
Y

0.00 990,288.31

0.00 0.00

0.00 0.00

0.00 990,893.19
604.89

0.00 0.00
3,177.78

0.00 0.00

0.00 0.00
8,677.78

0.00 5,500.00

0.00 0.00
6,104.89
LT
City of Escondido
46647PBH8

JPMORGAN CHASE & CO
750,000.00
USD
CORP
LT
NY
Y
Y

0.00 762,029.51

0.00 0.00

0.00 0.00

0.00 760,516.43
-1,513.08

0.00 0.00
751.88

0.00 0.00

0.00 0.00
4,511.25

0.00 3,759.38

0.00 0.00
2,246.30
LT
City of Escondido
46647PCH7

JPMORGAN CHASE & CO
585,000.00
USD
CORP
LT
NY
Y
Y

0.00 585,000.00

0.00 0.00

0.00 0.00

0.00 585,000.00

0.00 0.00

0.00 1,606.80

0.00 0.00

0.00 0.00
401.70
2,410.20
1,205.10

0.00 0.00
1,205.10
LT
City of Escondido
50117TAC5
KCOT 2021-1 A3

0.00 USD
ABS
LT
---
Y
Y

0.00 154,991.05

0.00 0.00
-154,991.16

0.00 0.00

0.00 0.12

0.00 0.00

42.71 0.00

0.00 -56.06

0.00 0.00

0.00 13.35
-6,656.16
-6,656.16
-6,642.70
LT
City of Escondido
50117XAE2
KCOT 212 A3
366,104.73
USD
ABS
LT
---
Y
Y

0.00 369,994.82

0.00 0.00
-3,895.27

0.00 0.00
366,100.71

1.16 0.00

0.00 92.09

0.00 0.00

0.00 0.00

91.12 518.01
517.04

0.00 0.00
518.20
LT
City of Escondido
54438CYK2

LOS ANGELES CALIF CMNTY COLLEGE
DIST
410,000.00
USD
MUNI
LT
CA
N
Y

0.00 410,000.00

0.00 0.00

0.00 0.00

0.00 410,000.00

0.00 0.00

0.00 528.22

0.00 0.00

0.00 0.00
1,320.54

0.00 792.33

0.00 0.00
792.33
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 45 Attachment "4"
129
Item9.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
544647FC9

LOS ANGELES CALIF UNI SCH DIST
310,000.00
USD
MUNI
LT
CA
N
Y

0.00 310,000.00

0.00 0.00

0.00 0.00

0.00 310,000.00

0.00 0.00

0.00 1,127.63

0.00 0.00

0.00 0.00
2,255.25

0.00 1,127.63

0.00 0.00
1,127.63
LT
City of Escondido
574193TQ1

MARYLAND ST
375,000.00
USD
MUNI
LT
MD
N
Y

0.00 374,964.86

0.00 0.00

0.00 0.00

0.00 374,971.45

6.59 0.00

0.00 318.75

0.00 0.00

0.00 0.00
796.88

0.00 478.13

0.00 0.00
484.71
LT
City of Escondido
60412AVJ9

MINNESOTA ST
275,000.00
USD
MUNI
LT
MN
Y
Y

0.00 275,000.00

0.00 0.00

0.00 0.00

0.00 275,000.00

0.00 0.00

0.00 288.75

0.00 0.00

0.00 0.00
721.88

0.00 433.13

0.00 0.00
433.13
LT
City of Escondido
605581MZ7

MISSISSIPPI ST
120,000.00
USD
MUNI
LT
MS
N
Y

0.00 120,000.00

0.00 0.00

0.00 0.00

0.00 120,000.00

0.00 0.00

0.00 282.50

0.00 0.00

0.00 0.00
113.00
339.00
169.50

0.00 0.00
169.50
LT
City of Escondido
61746BDQ6

MORGAN STANLEY

0.00 USD
CORP
LT
NY
Y
Y

0.00 754,966.89

0.00 0.00

0.00 -754,242.56

0.00 0.00
-724.33

0.00 0.00
12,189.03

0.00 0.00

0.00 -14,514.57

0.00 0.00
2,325.54

0.00 0.00
1,601.21
LT
City of Escondido
61747YEM3

MORGAN STANLEY
310,000.00
USD
CORP
LT
NY
Y
Y

0.00 310,000.00

0.00 0.00

0.00 0.00

0.00 310,000.00

0.00 0.00

0.00 973.83

0.00 0.00

0.00 0.00
3,012.08

0.00 2,038.25

0.00 0.00
2,038.25
LT
City of Escondido
63743HFE7

NATIONAL RURAL UTILITIES

COOPERATIVE FINANCE CORP
220,000.00
USD
CORP
LT
VA
Y
Y

0.00 219,963.72

0.00 0.00

0.00 0.00

0.00 219,967.68

3.96 0.00

0.00 2,234.83

0.00 0.00

0.00 0.00
337.33
3,795.00
1,897.50

0.00 0.00
1,901.46
LT
City of Escondido
650036DT0

NEW YORK ST URBAN DEV CORP REV
945,000.00
USD
MUNI
LT
NY
N
Y

0.00 945,000.00

0.00 0.00

0.00 0.00

0.00 945,000.00

0.00 0.00

0.00 365.40

0.00 0.00

0.00 0.00
2,420.78

0.00 2,055.38

0.00 0.00
2,055.38
LT
City of Escondido
665859AW4

NORTHERN TRUST CORP
670,000.00
USD
CORP
LT
IL
Y
Y

0.00 675,393.08

0.00 0.00

0.00 0.00

0.00 675,083.17
-309.91

0.00 0.00
10,496.67

0.00 0.00

0.00 0.00
3,796.67
13,400.00
6,700.00

0.00 0.00
6,390.09
LT
City of Escondido
693475AY1

PNC FINANCIAL SERVICES GROUP INC
600,000.00
USD
CORP
LT
PA
Y
Y

0.00 599,936.36

0.00 0.00

0.00 0.00

0.00 599,946.22

9.86 0.00

0.00 5,500.00

0.00 0.00

0.00 0.00
2,200.00
6,600.00
3,300.00

0.00 0.00
3,309.86
LT
City of Escondido
697511FB4

PALOMAR CALIF CMNTY COLLEGE DIST
440,000.00
USD
MUNI
LT
CA
N
Y

0.00 440,000.00

0.00 0.00

0.00 0.00

0.00 440,000.00

0.00 0.00

0.00 582.27

0.00 0.00

0.00 0.00
1,455.67

0.00 873.40

0.00 0.00
873.40
LT
City of Escondido
771196BT8

ROCHE HOLDINGS INC
1,295,000.00
USD
CORP
LT
CA
Y
Y

0.00 1,295,000.00

0.00 0.00

0.00 0.00

0.00 1,295,000.00

0.00 0.00

0.00 1,610.55

0.00 0.00

0.00 0.00
8,512.90

0.00 6,902.35

0.00 0.00
6,902.35
LT
City of Escondido
797272QP9

SAN DIEGO CALIF CMNTY COLLEGE DIST
245,000.00
USD
MUNI
LT
CA
N
Y

0.00 245,000.00

0.00 0.00

0.00 0.00

0.00 245,000.00

0.00 0.00

0.00 835.45

0.00 0.00

0.00 0.00
2,088.63

0.00 1,253.17

0.00 0.00
1,253.17
LT
City of Escondido
797412DM2

SAN DIEGO CNTY CALIF WTR AUTH WTR
REV
480,000.00
USD
MUNI
LT
CA
N
Y

0.00 480,000.00

0.00 0.00

0.00 0.00

0.00 480,000.00

0.00 0.00

0.00 1,486.00

0.00 0.00

0.00 0.00
594.40
1,783.20
891.60

0.00 0.00
891.60
LT
City of Escondido
798306WN2

SAN JUAN CALIF UNI SCH DIST
415,000.00
USD
MUNI
LT
CA
N
Y

0.00 415,000.00

0.00 0.00

0.00 0.00

0.00 415,000.00

0.00 0.00

0.00 485.55

0.00 0.00

0.00 0.00
1,213.88

0.00 728.33

0.00 0.00
728.33
LT
City of Escondido
799408Z85

SAN RAMON VALLEY CALIF UNI SCH DIST
405,000.00
USD
MUNI
LT
CA
N
Y

0.00 405,000.00

0.00 0.00

0.00 0.00

0.00 405,000.00

0.00 0.00

0.00 499.50

0.00 0.00

0.00 0.00
1,248.75

0.00 749.25

0.00 0.00
749.25
LT
City of Escondido
87612EBM7

TARGET CORP
180,000.00
USD
CORP
LT
MN
Y
Y

0.00 179,766.06

0.00 0.00

0.00 0.00

0.00 179,781.02

14.96 0.00

0.00 741.00

0.00 0.00

0.00 0.00
1,618.50

0.00 877.50

0.00 0.00
892.46
LT
City of Escondido
87612EBM7

TARGET CORP
650,000.00
USD
CORP
LT
MN
Y
Y

0.00 651,096.01

0.00 0.00

0.00 0.00

0.00 651,024.47
-71.54

0.00 0.00
2,675.83

0.00 0.00

0.00 0.00
5,844.58

0.00 3,168.75

0.00 0.00
3,097.21
LT
City of Escondido
89237VAB5
TAOT 2020-C A3

0.00 USD
ABS
LT
DE
Y
Y

0.00 69,789.18

0.00 0.00
-69,789.20

0.00 0.00

0.00 0.01

0.00 0.00

13.65 0.00

0.00 -17.91

0.00 0.00

0.00 4.26
-1,220.62
-1,220.62
-1,216.34
LT
City of Escondido
89238EAC0
TLOT 2021-A A3

0.00 USD
ABS
LT
TX
Y
Y

0.00 111,485.78

0.00 0.00
-111,485.82

0.00 0.00

0.00 0.04

0.00 0.00

13.29 0.00

0.00 -19.32

0.00 0.00

0.00 6.03
-1,559.57
-1,559.57
-1,553.49
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 46 Attachment "4"
130
Item9.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
904764BN6

UNILEVER CAPITAL CORP
160,000.00
USD
CORP
LT
NJ
Y
Y

0.00 160,000.00

0.00 0.00

0.00 0.00

0.00 160,000.00

0.00 0.00

0.00 136.33

0.00 0.00

0.00 0.00
386.73

0.00 250.40

0.00 0.00
250.40
LT
City of Escondido
91159HHX1

US BANCORP
845,000.00
USD
CORP
LT
MN
Y
Y

0.00 844,806.56

0.00 0.00

0.00 0.00

0.00 844,842.59

36.03 0.00

0.00 3,436.33

0.00 0.00

0.00 0.00
8,506.33

0.00 5,070.00

0.00 0.00
5,106.03
LT
City of Escondido
9128282A7

UNITED STATES TREASURY
1,900,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,808,124.76

0.00 0.00

0.00 0.00

0.00 1,814,652.35
6,527.59

0.00 0.00
3,542.82

0.00 0.00

0.00 0.00
10,707.18

0.00 7,164.36

0.00 0.00
13,691.96
LT
City of Escondido
9128282Y5

UNITED STATES TREASURY
795,000.00
USD
US GOV
LT
DC
N
Y

0.00 800,116.70

0.00 0.00

0.00 0.00

0.00 799,274.17
-842.53

0.00 0.00

46.16 0.00

0.00 0.00

0.00 4,246.52

0.00 4,200.36

0.00 0.00
3,357.83
LT
City of Escondido
9128283J7

UNITED STATES TREASURY
1,480,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,490,994.79

0.00 0.00

0.00 0.00

0.00 1,489,366.80
-1,627.99

0.00 0.00
10,540.93

0.00 0.00

0.00 0.00
2,663.80
15,725.00
7,847.86

0.00 0.00
6,219.87
LT
City of Escondido
9128283V0

UNITED STATES TREASURY
280,000.00
USD
US GOV
LT
DC
N
Y

0.00 285,668.66

0.00 0.00

0.00 0.00

0.00 284,900.48
-768.18

0.00 0.00
1,160.22

0.00 0.00

0.00 0.00
2,919.89

0.00 1,759.67

0.00 0.00
991.49
LT
City of Escondido
912828D56

UNITED STATES TREASURY
575,000.00
USD
US GOV
LT
DC
N
Y

0.00 580,855.94

0.00 0.00

0.00 0.00

0.00 579,795.29
-1,060.65

0.00 0.00
1,697.60

0.00 0.00

0.00 0.00
5,130.52

0.00 3,432.92

0.00 0.00
2,372.28
LT
City of Escondido
912828V98

UNITED STATES TREASURY
1,160,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,130,835.16

0.00 0.00

0.00 0.00

0.00 1,132,628.69
1,793.53

0.00 0.00
3,244.48

0.00 0.00

0.00 0.00
9,805.52

0.00 6,561.05

0.00 0.00
8,354.58
LT
City of Escondido
912828W71

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 2,697,165.90

0.00 0.00

0.00 -2,697,165.90

0.00 0.00

0.00 0.00

0.00 153.86

0.00 0.00

0.00 -153.86

0.00 0.00

0.00 0.00

0.00 0.00
LT
City of Escondido
912828W71

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 1,435,961.35

0.00 0.00

0.00 -1,435,961.35

0.00 0.00

0.00 0.00

0.00 82.45

0.00 0.00

0.00 -82.45

0.00 0.00

0.00 0.00

0.00 0.00
LT
City of Escondido
912828XX3

UNITED STATES TREASURY
1,225,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,228,322.28

0.00 0.00

0.00 0.00

0.00 1,227,660.57
-661.72

0.00 0.00
6,158.84

0.00 0.00

0.00 0.00

66.58 12,250.00
6,157.74

0.00 0.00
5,496.02
LT
City of Escondido
912828Y87

UNITED STATES TREASURY
740,000.00
USD
US GOV
LT
DC
N
Y

0.00 740,746.18

0.00 0.00

0.00 0.00

0.00 740,606.91
-139.27

0.00 0.00
2,146.41

0.00 0.00

0.00 0.00
5,401.80

0.00 3,255.39

0.00 0.00
3,116.12
LT
City of Escondido
912828Y95

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 0.00
1,890,937.50

0.00 0.00

0.00 0.00
1,894,960.13
4,022.63

0.00 0.00

0.00 10,980.66

0.00 0.00

0.00 15,642.27

0.00 4,661.61

0.00 0.00
8,684.24
LT
City of Escondido
912828YM6

UNITED STATES TREASURY
635,000.00
USD
US GOV
LT
DC
N
Y

0.00 647,214.79

0.00 0.00

0.00 0.00

0.00 645,296.38
-1,918.41

0.00 0.00
3,999.45

0.00 0.00

0.00 0.00
1,604.76
4,762.50
2,367.81

0.00 0.00
449.40
LT
City of Escondido
912828ZL7

UNITED STATES TREASURY
3,375,000.00
USD
US GOV
LT
DC
N
Y

0.00 3,324,044.33

0.00 0.00

0.00 0.00

0.00 3,330,088.83
6,044.50

0.00 0.00
5,314.23

0.00 0.00

0.00 0.00
2,132.30
6,328.13
3,146.21

0.00 0.00
9,190.71
LT
City of Escondido
912828ZT0

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,969,407.98

0.00 0.00

0.00 0.00

0.00 1,972,900.88
3,492.89

0.00 0.00
1,675.82

0.00 0.00

0.00 0.00
423.50
2,500.00
1,247.67

0.00 0.00
4,740.57
LT
City of Escondido
91282CAB7

UNITED STATES TREASURY
2,380,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,355,911.82

0.00 0.00

0.00 0.00

0.00 2,358,486.89
2,575.08

0.00 0.00
986.19

0.00 0.00

0.00 0.00
2,481.91

0.00 1,495.72

0.00 0.00
4,070.79
LT
City of Escondido
91282CAD3

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 0.00
1,752,500.00

0.00 0.00

0.00 0.00
1,759,311.73
6,811.73

0.00 0.00

0.00 2,196.13

0.00 0.00

0.00 3,128.45

0.00 932.32

0.00 0.00
7,744.06
LT
City of Escondido
91282CAM3

UNITED STATES TREASURY
620,000.00
USD
US GOV
LT
DC
N
Y

0.00 614,205.92

0.00 0.00

0.00 0.00

0.00 614,779.18
573.26

0.00 0.00

4.24 0.00

0.00 0.00

0.00 389.62

0.00 385.38

0.00 0.00
958.64
LT
City of Escondido
91282CBC4

UNITED STATES TREASURY
1,200,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,198,552.98

0.00 0.00

0.00 0.00

0.00 1,198,684.55
131.57

0.00 0.00
1,131.22

0.00 0.00

0.00 0.00

12.23 2,250.00
1,131.01

0.00 0.00
1,262.58
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
800,000.00
USD
US GOV
LT
DC
N
Y

0.00 789,788.37

0.00 0.00

0.00 0.00

0.00 790,684.17
895.80

0.00 0.00
497.24

0.00 0.00

0.00 0.00
1,251.38

0.00 754.14

0.00 0.00
1,649.94
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 47 Attachment "4"
131
Item9.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
1,280,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,264,678.78

0.00 0.00

0.00 0.00

0.00 1,266,023.32
1,344.54

0.00 0.00
795.58

0.00 0.00

0.00 0.00
2,002.21

0.00 1,206.63

0.00 0.00
2,551.17
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
1,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 991,258.61

0.00 0.00

0.00 0.00

0.00 992,026.90
768.29

0.00 0.00
621.55

0.00 0.00

0.00 0.00
1,564.23

0.00 942.68

0.00 0.00
1,710.97
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
645,000.00
USD
US GOV
LT
DC
N
Y

0.00 639,268.81

0.00 0.00

0.00 0.00

0.00 639,772.50
503.69

0.00 0.00
400.90

0.00 0.00

0.00 0.00
1,008.93

0.00 608.03

0.00 0.00
1,111.72
LT
City of Escondido
91282CBH3

UNITED STATES TREASURY
1,600,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,566,756.60

0.00 0.00

0.00 0.00

0.00 1,569,661.65
2,905.04

0.00 0.00
994.48

0.00 0.00

0.00 0.00
2,502.76

0.00 1,508.29

0.00 0.00
4,413.33
LT
City of Escondido
91282CBQ3

UNITED STATES TREASURY
400,000.00
USD
US GOV
LT
DC
N
Y

0.00 395,441.88

0.00 0.00

0.00 0.00

0.00 395,824.37
382.49

0.00 0.00
173.91

0.00 0.00

0.00 0.00
668.48

0.00 494.57

0.00 0.00
877.05
LT
City of Escondido
91282CBQ3

UNITED STATES TREASURY
3,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,948,029.09

0.00 0.00

0.00 0.00

0.00 2,952,378.42
4,349.33

0.00 0.00
1,304.35

0.00 0.00

0.00 0.00
5,013.59

0.00 3,709.24

0.00 0.00
8,058.57
LT
City of Escondido
91282CBT7

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,994,546.99

0.00 0.00

0.00 0.00

0.00 1,994,994.59
447.60

0.00 0.00

40.98 0.00

0.00 0.00

0.00 3,770.49

0.00 3,729.51

0.00 0.00
4,177.11
LT
City of Escondido
91282CBV2

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 4,336,843.94

0.00 0.00

0.00 -4,337,363.43

0.00 0.00
519.48

0.00 0.00
7,528.85

0.00 0.00

0.00 -8,200.82

0.00 0.00
671.97

0.00 0.00
1,191.46
LT
City of Escondido
91282CCF6

UNITED STATES TREASURY
1,680,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,677,661.62

0.00 0.00

0.00 0.00

0.00 1,677,843.82
182.20

0.00 0.00
4,223.08

0.00 0.00

0.00 0.00
1,067.21
6,300.00
3,144.14

0.00 0.00
3,326.34
LT
City of Escondido
91282CCF6

UNITED STATES TREASURY
2,400,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,311,525.14

0.00 0.00

0.00 0.00

0.00 2,318,300.60
6,775.46

0.00 0.00
6,032.97

0.00 0.00

0.00 0.00
1,524.59
9,000.00
4,491.62

0.00 0.00
11,267.09
LT
City of Escondido
91282CCJ8

UNITED STATES TREASURY
360,000.00
USD
US GOV
LT
DC
N
Y

0.00 340,367.75

0.00 0.00

0.00 0.00

0.00 341,823.41
1,455.66

0.00 0.00
791.85

0.00 0.00

0.00 0.00

8.56 1,575.00
791.71

0.00 0.00
2,247.37
LT
City of Escondido
91282CCJ8

UNITED STATES TREASURY
2,050,000.00
USD
US GOV
LT
DC
N
Y

0.00 2,063,832.37

0.00 0.00

0.00 0.00

0.00 2,062,773.59
-1,058.77

0.00 0.00
4,509.15

0.00 0.00

0.00 0.00

48.74 8,968.75
4,508.34

0.00 0.00
3,449.57
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
5,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 4,988,668.53

0.00 0.00

0.00 0.00

0.00 4,989,441.94
773.41

0.00 0.00
23,618.78

0.00 0.00

0.00 0.00
9,476.90
28,125.00
13,983.12

0.00 0.00
14,756.53
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
400,000.00
USD
US GOV
LT
DC
N
Y

0.00 389,125.65

0.00 0.00

0.00 0.00

0.00 389,859.20
733.56

0.00 0.00
1,889.50

0.00 0.00

0.00 0.00
758.15
2,250.00
1,118.65

0.00 0.00
1,852.21
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
500,000.00
USD
US GOV
LT
DC
N
Y

0.00 498,322.51

0.00 0.00

0.00 0.00

0.00 498,436.95
114.44

0.00 0.00
2,361.88

0.00 0.00

0.00 0.00
947.69
2,812.50
1,398.31

0.00 0.00
1,512.75
LT
City of Escondido
91282CDG3

UNITED STATES TREASURY
1,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 0.00
918,750.00

0.00 0.00

0.00 0.00
921,489.09
2,739.09

0.00 0.00

0.00 519.70

0.00 0.00

0.00 1,895.38

0.00 1,375.68

0.00 0.00
4,114.78
LT
City of Escondido
91282CDH1

UNITED STATES TREASURY
5,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 4,995,332.31

0.00 0.00

0.00 0.00

0.00 4,996,045.97
713.65

0.00 0.00
14,191.99

0.00 0.00

0.00 0.00
4,789.40
18,750.00
9,347.41

0.00 0.00
10,061.07
LT
City of Escondido
91282CDZ1

UNITED STATES TREASURY
1,175,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,144,511.22

0.00 0.00

0.00 0.00

0.00 1,148,502.82
3,991.60

0.00 0.00
2,190.95

0.00 0.00

0.00 0.00
6,621.55

0.00 4,430.59

0.00 0.00
8,422.20
LT
City of Escondido
91282CEN7

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 1,874,930.84

0.00 0.00

0.00 0.00

0.00 1,881,990.90
7,060.06

0.00 0.00
23,093.92

0.00 0.00

0.00 0.00
9,266.30
27,500.00
13,672.38

0.00 0.00
20,732.44
LT
City of Escondido
91282CER8

UNITED STATES TREASURY

0.00 USD
US GOV
LT
DC
N
Y

0.00 798,629.49

0.00 0.00

0.00 -798,823.37

0.00 0.00
193.87

0.00 0.00
6,703.30

0.00 0.00

0.00 -54.64

0.00 10,000.00
3,351.35

0.00 0.00
3,545.22
LT
City of Escondido
91282CFB2

UNITED STATES TREASURY
1,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 938,022.68

0.00 0.00

0.00 0.00

0.00 941,327.09
3,304.41

0.00 0.00
4,558.01

0.00 0.00

0.00 0.00
11,470.99

0.00 6,912.98

0.00 0.00
10,217.40
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 48 Attachment "4"
132
Item9.

Payable
Receivable
ST
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
LT
City of Escondido
91282CFH9

UNITED STATES TREASURY
1,000,000.00
USD
US GOV
LT
DC
N
Y

0.00 950,496.81

0.00 0.00

0.00 0.00

0.00 953,080.64
2,583.83

0.00 0.00
2,717.39

0.00 0.00

0.00 0.00
10,444.97

0.00 7,727.58

0.00 0.00
10,311.41
LT
City of Escondido
91324PEG3

UNITEDHEALTH GROUP INC
200,000.00
USD
CORP
LT
MN
Y
Y

0.00 199,908.59

0.00 0.00

0.00 0.00

0.00 199,913.74

5.14 0.00

0.00 2,795.56

0.00 0.00

0.00 0.00
945.56
3,700.00
1,850.00

0.00 0.00
1,855.14
LT
City of Escondido
91324PEG3

UNITEDHEALTH GROUP INC
440,000.00
USD
CORP
LT
MN
Y
Y

0.00 443,030.39

0.00 0.00

0.00 0.00

0.00 442,855.94
-174.45

0.00 0.00
6,150.22

0.00 0.00

0.00 0.00
2,080.22
8,140.00
4,070.00

0.00 0.00
3,895.55
LT
City of Escondido
91412HGE7

UNIVERSITY CALIF REVS
375,000.00
USD
MUNI
LT
CA
N
Y

0.00 375,000.00

0.00 0.00

0.00 0.00

0.00 375,000.00

0.00 0.00

0.00 1,250.92

0.00 0.00

0.00 0.00
423.10
1,655.63
827.82

0.00 0.00
827.82
LT
City of Escondido
923040GU7

VENTURA CNTY CALIF CMNTY COLLEGE
DIST
490,000.00
USD
MUNI
LT
CA
N
Y

0.00 490,000.00

0.00 0.00

0.00 0.00

0.00 490,000.00

0.00 0.00

0.00 1,470.00

0.00 0.00

0.00 0.00
3,675.00

0.00 2,205.00

0.00 0.00
2,205.00
LT
City of Escondido
977123X60

WISCONSIN (STATE OF)
640,000.00
USD
MUNI
LT
WI
Y
Y

0.00 640,000.00

0.00 0.00

0.00 0.00

0.00 640,000.00

0.00 0.00

0.00 998.40

0.00 0.00

0.00 0.00
1,996.80

0.00 998.40

0.00 0.00
998.40
LT
City of Escondido
98163KAC6
WOART 2021-D A3
350,000.00
USD
ABS
LT
DE
Y
Y

0.00 349,978.46

0.00 0.00

0.00 0.00

0.00 349,982.63

4.16 0.00

0.00 126.00

0.00 0.00

0.00 0.00
126.00
708.75
708.75

0.00 0.00
712.91
LT
City of Escondido
---
---
105,779,419.02
USD
---
LT
---
---
Y

0.00 110,716,438.09
8,352,537.50

0.00 -3,120,084.46
-11,671,810.44

0.00 104,346,886.20
69,805.51

0.00 0.00
318,558.79
15,702.05

0.00 -2,559.74
-34,964.94
392,937.14
317,348.41
413,549.39
-111,096.85
-111,096.85
372,258.05
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
Payable
City of Escondido
CCYUSD
Payable
-24,500.00
USD
CASH
PAY
---
Y
Y

0.00 0.00

0.00 0.00

0.00 0.00

0.00 -24,500.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00
Payable
City of Escondido
CCYUSD
Payable
-24,500.00
USD
CASH
PAY
---
Y
Y

0.00 0.00

0.00 0.00

0.00 0.00

0.00 -24,500.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
Receivable
City of Escondido
CCYUSD
Receivable
24,500.00
USD
CASH
RCV
---
Y
Y

0.00 0.00

0.00 0.00

0.00 0.00

0.00 24,500.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00
Receivable
City of Escondido
CCYUSD
Receivable
24,500.00
USD
CASH
RCV
---
Y
Y

0.00 0.00

0.00 0.00

0.00 0.00

0.00 24,500.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00

0.00 0.00
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 49 Attachment "4"
133
Item9.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
ST
City of Escondido
002824BE9

ABBOTT LABORATORIES
825,000.00
USD
CORP
ST
IL
Y
Y

0.00 827,466.04

0.00 0.00

0.00 0.00

0.00 826,228.08
-1,237.96

0.00 0.00
9,427.92

0.00 0.00

0.00 0.00
2,415.42
14,025.00
7,012.50

0.00 0.00
5,774.54
ST
City of Escondido
05531FBF9

TRUIST FINANCIAL CORP
800,000.00
USD
CORP
ST
NC
Y
Y

0.00 803,343.33

0.00 0.00

0.00 0.00

0.00 801,955.17
-1,388.16

0.00 0.00
9,583.33

0.00 0.00

0.00 0.00
2,083.33
15,000.00
7,500.00

0.00 0.00
6,111.84
ST
City of Escondido
06051GFB0

BANK OF AMERICA CORP
1,395,000.00
USD
CORP
ST
NC
Y
Y

0.00 1,405,668.43

0.00 0.00

0.00 0.00

0.00 1,402,387.05
-3,281.38

0.00 0.00
11,029.22

0.00 0.00

0.00 0.00
25,415.16

0.00 14,385.94

0.00 0.00
11,104.56
ST
City of Escondido
20030NCR0

COMCAST CORP
635,000.00
USD
CORP
ST
PA
Y
Y

0.00 0.00

0.00 649,502.45

0.00 0.00

0.00 646,215.98
-3,286.47

0.00 0.00

0.00 0.00
11,812.76

0.00 0.00
4,960.06
11,747.50
4,894.79

0.00 0.00
1,608.32
ST
City of Escondido
3130ATKJ5

FEDERAL HOME LOAN BANKS
1,300,000.00
USD

AGCY BOND
ST
DC
N
Y

0.00 0.00
1,297,920.00

0.00 0.00

0.00 0.00
1,298,455.15
535.15

0.00 0.00

0.00 4,423.61

0.00 0.00

0.00 17,852.43

0.00 13,428.82

0.00 0.00
13,963.97
ST
City of Escondido
3130AV7F3

FEDERAL HOME LOAN BANKS
1,000,000.00
USD

AGCY BOND
ST
DC
N
Y

0.00 0.00

0.00 998,751.38

0.00 0.00

0.00 998,805.39

54.01 0.00

0.00 0.00

0.00 145.83

0.00 0.00
2,479.17

0.00 2,333.33

0.00 0.00
2,387.34
ST
City of Escondido
3130AVE24

FEDERAL HOME LOAN BANKS
1,400,000.00
USD

AGCY BOND
ST
DC
N
Y

0.00 1,400,000.00

0.00 0.00

0.00 0.00

0.00 1,400,000.00

0.00 0.00

0.00 670.83

0.00 0.00

0.00 0.00
20,795.83

0.00 20,125.00

0.00 0.00
20,125.00
ST
City of Escondido
3136AJB54
FNA 2014-M04 A2
178,069.53
USD
FNMA
ST
DC
Y
Y

0.00 269,007.58

0.00 0.00
-88,379.18

0.00 0.00
179,359.79
-1,268.60

0.00 0.00
742.95

0.00 0.00

0.00 0.00
496.52
2,223.90
1,977.47

0.00 0.00
708.87
ST
City of Escondido
3137BTU25
FHMS K-724 A2
329,723.73
USD
FHLMC
ST
VA
Y
Y

0.00 347,594.84

0.00 0.00
-13,639.46

0.00 0.00
331,619.79
-2,335.59

0.00 0.00
876.15

0.00 0.00

0.00 0.00
841.35
2,578.90
2,544.10

0.00 0.00
208.51
ST
City of Escondido
3137EAEV7

FEDERAL HOME LOAN MORTGAGE CORP
275,000.00
USD

AGCY BOND
ST
VA
Y
Y

0.00 274,999.27

0.00 0.00

0.00 0.00

0.00 274,999.73

0.46 0.00

0.00 70.66

0.00 0.00

0.00 0.00
242.53

0.00 171.88

0.00 0.00
172.33
ST
City of Escondido
3137EAFA2

FEDERAL HOME LOAN MORTGAGE CORP

0.00 USD

AGCY BOND
ST
VA
Y
Y

0.00 299,932.91

0.00 0.00
-299,934.27

0.00 0.00

0.00 1.36

0.00 0.00
243.75

0.00 0.00
-254.17

0.00 0.00

0.00 10.42
-9,024.27
-9,024.27
-9,012.49
ST
City of Escondido
459058JM6

INTERNATIONAL BANK FOR

RECONSTRUCTION AND DEVELOPM
665,000.00
USD

SUPRANATIONA
L
ST
DC
Y
Y

0.00 664,690.91

0.00 0.00

0.00 0.00

0.00 664,810.23
119.31

0.00 0.00
586.49

0.00 0.00

0.00 0.00
170.87
831.25
415.63

0.00 0.00
534.94
ST
City of Escondido
542411NH2

LONG BEACH CALIF CMNTY COLLEGE
DIST
350,000.00
USD
MUNI
ST
CA
N
Y

0.00 350,000.00

0.00 0.00

0.00 0.00

0.00 350,000.00

0.00 0.00

0.00 1,016.75

0.00 0.00

0.00 0.00
2,541.88

0.00 1,525.13

0.00 0.00
1,525.13
ST
City of Escondido
61746BDQ6

MORGAN STANLEY
745,000.00
USD
CORP
ST
NY
Y
Y

0.00 0.00

0.00 754,242.56

0.00 0.00

0.00 752,682.78
-1,559.78

0.00 0.00

0.00 0.00
14,514.57

0.00 0.00
4,971.84
14,434.38
4,891.65

0.00 0.00
3,331.87
ST
City of Escondido
808513AY1

CHARLES SCHWAB CORP
815,000.00
USD
CORP
ST
TX
Y
Y

0.00 819,790.42

0.00 0.00

0.00 0.00

0.00 818,201.80
-1,588.62

0.00 0.00
4,822.08

0.00 0.00

0.00 0.00
12,055.21

0.00 7,233.13

0.00 0.00
5,644.50
ST
City of Escondido
89236TDK8

TOYOTA MOTOR CREDIT CORP
1,090,000.00
USD
CORP
ST
TX
Y
Y

0.00 1,092,595.14

0.00 0.00

0.00 0.00

0.00 1,091,414.78
-1,180.36

0.00 0.00
11,104.38

0.00 0.00

0.00 0.00
4,973.13
12,262.50
6,131.25

0.00 0.00
4,950.89
ST
City of Escondido
9128284L1

UNITED STATES TREASURY

0.00 USD
US GOV
ST
DC
N
Y

0.00 50,034.06

0.00 0.00
-50,000.00

0.00 0.00

0.00 -34.06

0.00 0.00
577.35

0.00 0.00

0.00 0.00

0.00 687.50
110.15

0.00 0.00

76.09 ST
City of Escondido
9128285D8

UNITED STATES TREASURY
5,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 5,059,521.94

0.00 0.00

0.00 0.00

0.00 5,029,760.97
-29,760.97

0.00 0.00
392.76

0.00 0.00

0.00 0.00
36,133.88

0.00 35,741.12

0.00 0.00
5,980.15
ST
City of Escondido
912828R28

UNITED STATES TREASURY

0.00 USD
US GOV
ST
DC
N
Y

0.00 4,804,942.46

0.00 0.00
-4,800,000.00

0.00 0.00

0.00 -4,942.46

0.00 0.00
32,751.38

0.00 0.00

0.00 0.00

0.00 39,000.00
6,248.62

0.00 0.00
1,306.16
ST
City of Escondido
912828S35

UNITED STATES TREASURY

0.00 USD
US GOV
ST
DC
N
Y

0.00 773,342.42

0.00 0.00
-775,000.00

0.00 0.00

0.00 1,657.58

0.00 0.00
2,678.78

0.00 0.00

0.00 0.00

0.00 5,328.13
2,649.35

0.00 0.00
4,306.93
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 50 Attachment "4"
134
Item9.

Summary
General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
ST
City of Escondido
912828V80

UNITED STATES TREASURY
600,000.00
USD
US GOV
ST
DC
N
Y

0.00 599,800.05

0.00 0.00

0.00 0.00

0.00 599,859.89

59.84 0.00

0.00 2,237.57

0.00 0.00

0.00 0.00
5,631.22

0.00 3,393.65

0.00 0.00
3,453.49
ST
City of Escondido
912828VS6

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 1,985,239.09

0.00 0.00

0.00 0.00

0.00 1,995,115.87
9,876.79

0.00 0.00
6,215.47

0.00 0.00

0.00 0.00
18,784.53

0.00 12,569.06

0.00 0.00
22,445.85
ST
City of Escondido
912828W48

UNITED STATES TREASURY
95,000.00
USD
US GOV
ST
DC
N
Y

0.00 94,839.87

0.00 0.00

0.00 0.00

0.00 94,882.97

43.09 0.00

0.00 175.54

0.00 0.00

0.00 0.00
674.75

0.00 499.20

0.00 0.00
542.30
ST
City of Escondido
912828W71

UNITED STATES TREASURY
2,650,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 2,697,165.90

0.00 0.00

0.00 2,685,416.62
-11,749.28

0.00 0.00

0.00 0.00
153.86

0.00 0.00
14,155.05

0.00 14,001.20

0.00 0.00
2,251.92
ST
City of Escondido
912828W71

UNITED STATES TREASURY
1,420,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 1,435,961.35

0.00 0.00

0.00 1,431,991.80
-3,969.56

0.00 0.00

0.00 0.00

82.45 0.00

0.00 7,584.97

0.00 7,502.53

0.00 0.00
3,532.97
ST
City of Escondido
912828Y61

UNITED STATES TREASURY
145,000.00
USD
US GOV
ST
DC
N
Y

0.00 145,658.41

0.00 0.00

0.00 0.00

0.00 145,163.24
-495.17

0.00 0.00
660.91

0.00 0.00

0.00 0.00
1,663.29

0.00 1,002.38

0.00 0.00
507.22
ST
City of Escondido
912828ZP8

UNITED STATES TREASURY

0.00 USD
US GOV
ST
DC
N
Y

0.00 2,159,986.93

0.00 0.00
-2,160,000.00

0.00 0.00

0.00 13.07

0.00 0.00
1,021.82

0.00 0.00

0.00 0.00

0.00 1,350.00
328.18

0.00 0.00
341.25
ST
City of Escondido
912828ZU7

UNITED STATES TREASURY

0.00 USD
US GOV
ST
DC
N
Y

0.00 1,982,859.45

0.00 0.00
-2,000,000.00

0.00 0.00

0.00 17,140.55

0.00 0.00
1,469.78

0.00 0.00

0.00 0.00

0.00 2,500.00
1,030.22

0.00 0.00
18,170.77
ST
City of Escondido
912828ZY9

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 1,977,954.38

0.00 0.00

0.00 0.00

0.00 1,997,060.58
19,106.20

0.00 0.00
524.86

0.00 0.00

0.00 0.00
1,153.31

0.00 628.45

0.00 0.00
19,734.65
ST
City of Escondido
912828ZY9

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 1,977,236.64

0.00 0.00

0.00 0.00

0.00 1,996,964.89
19,728.24

0.00 0.00
524.86

0.00 0.00

0.00 0.00
1,153.31

0.00 628.45

0.00 0.00
20,356.70
ST
City of Escondido
91282CBV2

UNITED STATES TREASURY
4,350,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 4,337,363.43

0.00 0.00

0.00 4,339,990.21
2,626.78

0.00 0.00

0.00 0.00
8,200.82

0.00 0.00
3,431.86
8,156.25
3,387.30

0.00 0.00
6,014.07
ST
City of Escondido
91282CBX8

UNITED STATES TREASURY

0.00 USD
US GOV
ST
DC
N
Y

0.00 3,987,980.48

0.00 0.00
-4,000,000.00

0.00 0.00

0.00 12,019.52

0.00 0.00
2,099.45

0.00 0.00

0.00 0.00

0.00 2,500.00
400.55

0.00 0.00
12,420.07
ST
City of Escondido
91282CCN9

UNITED STATES TREASURY
240,000.00
USD
US GOV
ST
DC
N
Y

0.00 239,938.19

0.00 0.00

0.00 0.00

0.00 239,984.68

46.48 0.00

0.00 49.72

0.00 0.00

0.00 0.00
125.14

0.00 75.41

0.00 0.00
121.90
ST
City of Escondido
91282CCU3

UNITED STATES TREASURY
900,000.00
USD
US GOV
ST
DC
N
Y

0.00 899,700.24

0.00 0.00

0.00 0.00

0.00 899,879.70
179.46

0.00 0.00

97.83 0.00

0.00 0.00

0.00 376.02

0.00 278.19

0.00 0.00
457.65
ST
City of Escondido
91282CDA6

UNITED STATES TREASURY
800,000.00
USD
US GOV
ST
DC
N
Y

0.00 799,929.38

0.00 0.00

0.00 0.00

0.00 799,964.69

35.31 0.00

0.00 5.46

0.00 0.00

0.00 0.00
502.73

0.00 497.27

0.00 0.00
532.58
ST
City of Escondido
91282CDD0

UNITED STATES TREASURY
2,350,000.00
USD
US GOV
ST
DC
N
Y

0.00 2,348,065.48

0.00 0.00

0.00 0.00

0.00 2,348,894.06
828.59

0.00 0.00
3,700.28

0.00 0.00

0.00 0.00
1,484.71
4,406.25
2,190.69

0.00 0.00
3,019.28
ST
City of Escondido
91282CDD0

UNITED STATES TREASURY
2,000,000.00
USD
US GOV
ST
DC
N
Y

0.00 1,952,088.01

0.00 0.00

0.00 0.00

0.00 1,972,534.49
20,446.49

0.00 0.00
3,149.17

0.00 0.00

0.00 0.00
1,263.59
3,750.00
1,864.42

0.00 0.00
22,310.90
ST
City of Escondido
91282CER8

UNITED STATES TREASURY
800,000.00
USD
US GOV
ST
DC
N
Y

0.00 0.00

0.00 798,823.37

0.00 0.00

0.00 798,919.44

96.07 0.00

0.00 0.00

0.00 54.64

0.00 0.00
1,693.99

0.00 1,639.34

0.00 0.00
1,735.42
ST
City of Escondido
---
---
39,152,793.27
USD
---
ST
---
---
Y

0.00 40,394,206.36
1,297,920.00
11,671,810.44
-14,186,952.91

0.00 0.00
39,213,519.81
36,535.92

0.00 0.00
108,507.51
4,423.61
34,964.94
-254.17

0.00 198,107.07
140,781.56
191,246.75
-9,024.27
-9,024.27
218,758.40
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 51 Attachment "4"
135
Item9.

* Grouped by: General Ledger Grouping. * Groups Sorted by: General Ledger Grouping.

General Ledger Grouping,
Account,
Identifier
Description,
Factorized Units,
Currency
Security Type,
BS Class,
State
State Tax,
Fed Tax,
Net Transfers
Beginning Book Value
less Due,
Acquired Book Value
less Due,
Transferred In Book
Value less Due
Disposed Book Value,
Transferred Out Book
Value less Due,
Impairment Loss
Ending Book Value
less Due,
Net Amortization/
Accretion,
Miscellaneous Income
Miscellaneous
Expense,
Beginning Due &
Accrued,
Acquired Due &
Accrued
Transferred In
Due & Accrued,
Disposed Due &
Accrued,
Transferred Out
Due & Accrued
Ending Due &
Accrued,
Interest/Dividend
Received,
Interest/Dividend
Income
Net Realized Gain/
Loss,
Net Gain/Loss,
Net Income
---
City of Escondido
---
---
155,350,868.96
USD
---
---
---
---
Y

0.00 153,481,365.71
25,066,326.91
11,671,810.44
-24,674,971.37
-11,671,810.44

0.00 153,979,062.69
106,341.43

0.00 0.00
427,066.30
20,125.66
34,964.94
-2,813.91
-34,964.94
591,044.22
528,788.42
675,454.59
-120,121.12
-120,121.12
661,674.90
GAAP GL Income Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 52 Attachment "4"
136
Item9.
* Does not Lock Down.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 002824BE9 ABBOTT LABORATORIES 0.00 USD Coupon 05/30/2023 05/30/2023 11/30/2023 --- 0.00 0.00 14,025.00 City of Escondido 023135BR6 AMAZON.COM INC 0.00 USD Coupon 06/03/2023 06/03/2023 06/03/2027 --- 0.00 0.00 3,000.00 City of Escondido 023135BW5 AMAZON.COM INC -300,000.00 USD Sell 04/04/2023 04/06/2023 05/12/2024 95.700 -287,100.00 0.00 287,640.00 City of Escondido 04636NAA1 ASTRAZENECA FINANCE LLC 0.00 USD Coupon 05/28/2023 05/28/2023 05/28/2026 --- 0.00 0.00 4,200.00 City of Escondido 05531FBF9 TRUIST FINANCIAL CORP 0.00 USD Coupon 06/06/2023 06/06/2023 12/06/2023 --- 0.00 0.00 15,000.00 City of Escondido 05565EBK0 BMW US CAPITAL LLC 0.00 USD Coupon 04/09/2023 04/09/2023 04/09/2025 --- 0.00 0.00 11,212.50 City of Escondido 05591RAD6 BMWLT 2021-1 A4 -160,000.00 USD Sell 04/04/2023 04/06/2023 07/25/2024 98.400 -157,440.00 0.00 157,458.09 City of Escondido 05602RAD3 BMWOT 2022-A A3 0.00 USD Coupon 04/25/2023 04/25/2023 08/25/2026 --- 0.00 0.00 1,016.50 City of Escondido 05602RAD3 BMWOT 2022-A A3 0.00 USD Coupon 05/25/2023 05/25/2023 08/25/2026 --- 0.00 0.00 1,016.50 City of Escondido 05602RAD3 BMWOT 2022-A A3 0.00 USD Coupon 06/25/2023 06/25/2023 08/25/2026 --- 0.00 0.00 1,016.50 City of Escondido 06406RBC0 BANK OF NEW YORK MELLON
CORP

0.00 USD Coupon 04/25/2023 04/25/2023 04/25/2025 --- 0.00 0.00 16,750.00 City of Escondido 110122DN5 BRISTOL-MYERS SQUIBB CO 0.00 USD Coupon 05/13/2023 05/13/2023 11/13/2025 --- 0.00 0.00 2,261.25 City of Escondido 14041NFY2 COMET 2021-3 A 0.00 USD Coupon 04/15/2023 04/15/2023 11/16/2026 --- 0.00 0.00 619.67 City of Escondido 14041NFY2 COMET 2021-3 A 0.00 USD Coupon 05/15/2023 05/15/2023 11/16/2026 --- 0.00 0.00 619.67 City of Escondido 14041NFY2 COMET 2021-3 A 0.00 USD Coupon 06/15/2023 06/15/2023 11/16/2026 --- 0.00 0.00 619.67 City of Escondido 14314QAC8 CARMX 2021-2 A3 -242,969.61 USD Sell 04/04/2023 04/06/2023 02/17/2026 96.120 -233,542.39 0.00 233,616.09 City of Escondido 14315FAD9 CARMX 2020-3 A3 -54,909.04 USD Sell 04/04/2023 04/06/2023 03/17/2025 97.850 -53,728.50 0.00 53,748.36 City of Escondido 14316NAC3 CARMX 2021-1 A3 -74,265.97 USD Sell 04/04/2023 04/06/2023 12/15/2025 95.850 -71,183.94 0.00 71,198.67 City of Escondido 14317DAC4 CARMX 2021-3 A3 -602,156.22 USD Sell 04/04/2023 04/06/2023 06/15/2026 95.600 -575,661.35 0.00 575,854.54 City of Escondido 166764BW9 CHEVRON CORP 0.00 USD Coupon 05/11/2023 05/11/2023 05/11/2025 --- 0.00 0.00 3,302.25 City of Escondido 17290ADP2 CITIGROUP INC 1,000,000.00 USD Buy 04/17/2023 04/20/2023 04/20/2026 100.000 1,000,000.00 0.00 -1,000,000.00 City of Escondido 172967MX6 CITIGROUP INC 0.00 USD Coupon 05/01/2023 05/01/2023 05/01/2025 --- 0.00 0.00 2,575.13 City of Escondido 191216CU2 COCA-COLA CO 0.00 USD Coupon 06/01/2023 06/01/2023 06/01/2027 --- 0.00 0.00 10,875.00 City of Escondido 20030NCR0 COMCAST CORP 0.00 USD Coupon 04/15/2023 04/15/2023 04/15/2024 --- 0.00 0.00 11,747.50 City of Escondido 254683CS2 DCENT 2022-2 A 0.00 USD Coupon 04/15/2023 04/15/2023 05/17/2027 --- 0.00 0.00 1,978.17 City of Escondido 254683CS2 DCENT 2022-2 A 0.00 USD Coupon 05/15/2023 05/15/2023 05/17/2027 --- 0.00 0.00 1,978.17 City of Escondido 254683CS2 DCENT 2022-2 A 0.00 USD Coupon 06/15/2023 06/15/2023 05/17/2027 --- 0.00 0.00 1,978.17 City of Escondido 3130ATKJ5 FEDERAL HOME LOAN BANKS 1,300,000.00 USD Buy 04/04/2023 04/06/2023 03/08/2024 99.840 1,297,920.00 0.00 -1,302,343.61 City of Escondido 3130AV7F3 FEDERAL HOME LOAN BANKS 0.00 USD Coupon 06/14/2023 06/14/2023 06/14/2024 --- 0.00 0.00 14,875.00 City of Escondido 3133EMAC6 FEDERAL FARM CREDIT BANKS

FUNDING CORP
1,000,000.00 USD Buy 05/16/2023 05/17/2023 09/21/2027 87.339 873,390.00 0.00 -874,556.67 City of Escondido 3134GWYS9 FEDERAL HOME LOAN MORTGAGE
CORP
1,000,000.00 USD Buy 05/16/2023 05/17/2023 10/15/2025 91.696 916,960.00 0.00 -917,493.33 City of Escondido 3135G06G3 FEDERAL NATIONAL MORTGAGE

ASSOCIATION

0.00 USD Coupon 05/07/2023 05/07/2023 11/07/2025 --- 0.00 0.00 3,712.50 City of Escondido 3136AJB54 FNA 2014-M04 A2 0.00 USD Coupon 04/01/2023 04/01/2023 03/25/2024 --- 0.00 0.00 742.91 City of Escondido 3136AJB54 FNA 2014-M04 A2 -564.90 USD Principal Paydown 04/01/2023 04/01/2023 03/25/2024 --- -564.91 0.00 564.91 City of Escondido 3136AJB54 FNA 2014-M04 A2 0.00 USD Coupon 05/01/2023 05/01/2023 03/25/2024 --- 0.00 0.00 741.34 City of Escondido 3136AJB54 FNA 2014-M04 A2 -604.08 USD Principal Paydown 05/01/2023 05/01/2023 03/25/2024 --- -604.08 0.00 604.08 City of Escondido 3136AJB54 FNA 2014-M04 A2 0.00 USD Coupon 06/01/2023 06/01/2023 03/25/2024 --- 0.00 0.00 739.65 City of Escondido 3136AJB54 FNA 2014-M04 A2 -87,210.18 USD Principal Paydown 06/01/2023 06/01/2023 03/25/2024 --- -87,210.19 0.00 87,210.19 City of Escondido 3137BGK24 FHMS K-043 A2 0.00 USD Coupon 04/01/2023 04/01/2023 12/25/2024 --- 0.00 0.00 1,696.86 City of Escondido 3137BGK24 FHMS K-043 A2 0.00 USD Coupon 05/01/2023 05/01/2023 12/25/2024 --- 0.00 0.00 1,696.86 City of Escondido 3137BGK24 FHMS K-043 A2 0.00 USD Coupon 06/01/2023 06/01/2023 12/25/2024 --- 0.00 0.00 1,696.86 City of Escondido 3137BTU25 FHMS K-724 A2 0.00 USD Coupon 04/01/2023 04/01/2023 11/25/2023 --- 0.00 0.00 876.15 City of Escondido 3137BTU25 FHMS K-724 A2 -6,259.52 USD Principal Paydown 04/01/2023 04/01/2023 11/25/2023 --- -6,259.52 0.00 6,259.52 City of Escondido 3137BTU25 FHMS K-724 A2 0.00 USD Coupon 05/01/2023 05/01/2023 11/25/2023 --- 0.00 0.00 860.18 City of Escondido 3137BTU25 FHMS K-724 A2 -6,898.90 USD Principal Paydown 05/01/2023 05/01/2023 11/25/2023 --- -6,898.90 0.00 6,898.90 City of Escondido 3137BTU25 FHMS K-724 A2 0.00 USD Coupon 06/01/2023 06/01/2023 11/25/2023 --- 0.00 0.00 842.57 City of Escondido 3137BTU25 FHMS K-724 A2 -481.04 USD Principal Paydown 06/01/2023 06/01/2023 11/25/2023 --- -481.04 0.00 481.04 GAAP Transaction Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 53 Attachment "4"
137
Item9.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 3137EAFA2 FEDERAL HOME LOAN MORTGAGE
CORP
-300,000.00 USD Sell 04/04/2023 04/06/2023 12/04/2023 96.970 -290,910.00 0.00 291,164.17 City of Escondido 3137FBTA4 FHMS K-728 A2 0.00 USD Coupon 04/01/2023 04/01/2023 08/25/2024 --- 0.00 0.00 2,167.74 City of Escondido 3137FBTA4 FHMS K-728 A2 -1,191.74 USD Principal Paydown 04/01/2023 04/01/2023 08/25/2024 --- -1,191.74 0.00 1,191.74 City of Escondido 3137FBTA4 FHMS K-728 A2 0.00 USD Coupon 05/01/2023 05/01/2023 08/25/2024 --- 0.00 0.00 2,164.70 City of Escondido 3137FBTA4 FHMS K-728 A2 -1,278.10 USD Principal Paydown 05/01/2023 05/01/2023 08/25/2024 --- -1,278.10 0.00 1,278.10 City of Escondido 3137FBTA4 FHMS K-728 A2 0.00 USD Coupon 06/01/2023 06/01/2023 08/25/2024 --- 0.00 0.00 2,161.43 City of Escondido 3137FBTA4 FHMS K-728 A2 -1,200.24 USD Principal Paydown 06/01/2023 06/01/2023 08/25/2024 --- -1,200.24 0.00 1,200.24 City of Escondido 345286AC2 FORDO 2022-A A3 0.00 USD Coupon 04/15/2023 04/15/2023 06/15/2026 --- 0.00 0.00 274.13 City of Escondido 345286AC2 FORDO 2022-A A3 0.00 USD Coupon 05/15/2023 05/15/2023 06/15/2026 --- 0.00 0.00 274.13 City of Escondido 345286AC2 FORDO 2022-A A3 0.00 USD Coupon 06/15/2023 06/15/2023 06/15/2026 --- 0.00 0.00 274.13 City of Escondido 362590AC5 GMCAR 2020-3 A3 -104,612.70 USD Sell 04/04/2023 04/06/2023 04/16/2025 97.400 -101,892.78 0.00 101,918.93 City of Escondido 36262XAD6 GMALT 2021-3 A4 -225,000.00 USD Sell 04/04/2023 04/06/2023 07/21/2025 95.600 -215,100.00 0.00 215,150.00 City of Escondido 369550BG2 GENERAL DYNAMICS CORP 0.00 USD Coupon 05/15/2023 05/15/2023 05/15/2025 --- 0.00 0.00 12,250.00 City of Escondido 380146AC4 GMCAR 2022-1 A3 0.00 USD Coupon 04/16/2023 04/16/2023 11/16/2026 --- 0.00 0.00 299.25 City of Escondido 380146AC4 GMCAR 2022-1 A3 0.00 USD Coupon 05/16/2023 05/16/2023 11/16/2026 --- 0.00 0.00 299.25 City of Escondido 380146AC4 GMCAR 2022-1 A3 0.00 USD Coupon 06/16/2023 06/16/2023 11/16/2026 --- 0.00 0.00 299.25 City of Escondido 38141GZH0 GOLDMAN SACHS GROUP INC -400,000.00 USD Sell 04/04/2023 04/06/2023 01/24/2025 96.990 -387,960.00 0.00 389,365.60 City of Escondido 38150AS97 GOLDMAN SACHS GROUP INC 1,000,000.00 USD Buy 04/04/2023 04/06/2023 04/04/2025 100.000 1,000,000.00 0.00 -1,000,305.56 City of Escondido 437076CM2 HOME DEPOT INC 0.00 USD Coupon 04/15/2023 04/15/2023 04/15/2025 --- 0.00 0.00 1,417.50 City of Escondido 43815EAC8 HAROT 2021-3 A3 -305,000.00 USD Sell 04/04/2023 04/06/2023 11/18/2025 95.850 -292,342.50 0.00 292,405.03 City of Escondido 43815GAC3 HAROT 2021-4 A3 0.00 USD Coupon 04/21/2023 04/21/2023 01/21/2026 --- 0.00 0.00 209.00 City of Escondido 43815GAC3 HAROT 2021-4 A3 0.00 USD Coupon 05/21/2023 05/21/2023 01/21/2026 --- 0.00 0.00 209.00 City of Escondido 43815GAC3 HAROT 2021-4 A3 0.00 USD Coupon 06/21/2023 06/21/2023 01/21/2026 --- 0.00 0.00 209.00 City of Escondido 44891TAD8 HALST 2021-A A4 -140,000.00 USD Sell 04/04/2023 04/06/2023 12/16/2024 97.800 -136,920.00 0.00 136,954.30 City of Escondido 448977AD0 HART 2022-A A3 0.00 USD Coupon 04/15/2023 04/15/2023 10/15/2026 --- 0.00 0.00 1,332.00 City of Escondido 448977AD0 HART 2022-A A3 0.00 USD Coupon 05/15/2023 05/15/2023 10/15/2026 --- 0.00 0.00 1,332.00 City of Escondido 448977AD0 HART 2022-A A3 0.00 USD Coupon 06/15/2023 06/15/2023 10/15/2026 --- 0.00 0.00 1,332.00 City of Escondido 44933LAC7 HART 2021-A A3 -167,577.33 USD Sell 04/04/2023 04/06/2023 09/15/2025 96.505 -161,720.97 0.00 161,749.27 City of Escondido 459058JM6 INTERNATIONAL BANK FOR

RECONSTRUCTION AND

DEVELOPM

0.00 USD Coupon 05/24/2023 05/24/2023 11/24/2023 --- 0.00 0.00 831.25 City of Escondido 46647PCH7 JPMORGAN CHASE & CO 0.00 USD Coupon 06/01/2023 06/01/2023 06/01/2025 --- 0.00 0.00 2,410.20 City of Escondido 50117TAC5 KCOT 2021-1 A3 -155,000.00 USD Sell 04/04/2023 04/06/2023 08/15/2025 95.700 -148,335.00 0.00 148,391.06 City of Escondido 50117XAE2 KCOT 212 A3 0.00 USD Coupon 04/15/2023 04/15/2023 11/17/2025 --- 0.00 0.00 172.67 City of Escondido 50117XAE2 KCOT 212 A3 0.00 USD Coupon 05/15/2023 05/15/2023 11/17/2025 --- 0.00 0.00 172.67 City of Escondido 50117XAE2 KCOT 212 A3 0.00 USD Coupon 06/15/2023 06/15/2023 11/17/2025 --- 0.00 0.00 172.67 City of Escondido 50117XAE2 KCOT 212 A3 -3,895.27 USD Principal Paydown 06/15/2023 06/15/2023 11/17/2025 --- -3,895.27 0.00 3,895.27 City of Escondido 605581MZ7 MISSISSIPPI ST 0.00 USD Coupon 05/01/2023 05/01/2023 11/01/2024 --- 0.00 0.00 339.00 City of Escondido 61746BDQ6 MORGAN STANLEY 0.00 USD Coupon 04/29/2023 04/29/2023 04/29/2024 --- 0.00 0.00 14,434.38 City of Escondido 63743HFE7 NATIONAL RURAL UTILITIES

COOPERATIVE FINANCE CORP

0.00 USD Coupon 06/15/2023 06/15/2023 06/15/2025 --- 0.00 0.00 3,795.00 City of Escondido 665859AW4 NORTHERN TRUST CORP 0.00 USD Coupon 05/10/2023 05/10/2023 05/10/2027 --- 0.00 0.00 13,400.00 City of Escondido 693475AY1 PNC FINANCIAL SERVICES GROUP INC

0.00 USD Coupon 05/01/2023 05/01/2023 11/01/2024 --- 0.00 0.00 6,600.00 City of Escondido 797412DM2 SAN DIEGO CNTY CALIF WTR

AUTH WTR REV

0.00 USD Coupon 05/01/2023 05/01/2023 05/01/2025 --- 0.00 0.00 1,783.20 City of Escondido 89236TDK8 TOYOTA MOTOR CREDIT CORP 0.00 USD Coupon 04/18/2023 04/18/2023 10/18/2023 --- 0.00 0.00 12,262.50 City of Escondido 89237VAB5 TAOT 2020-C A3 -69,789.90 USD Sell 04/04/2023 04/06/2023 10/15/2024 98.250 -68,568.58 0.00 68,586.49 City of Escondido 89238EAC0 TLOT 2021-A A3 -111,487.07 USD Sell 04/04/2023 04/06/2023 04/22/2024 98.600 -109,926.25 0.00 109,945.57 City of Escondido 9128283J7 UNITED STATES TREASURY 0.00 USD Coupon 05/31/2023 05/31/2023 11/30/2024 --- 0.00 0.00 15,725.00 City of Escondido 9128284L1 UNITED STATES TREASURY 0.00 USD Coupon 04/30/2023 04/30/2023 04/30/2023 --- 0.00 0.00 687.50 City of Escondido 9128284L1 UNITED STATES TREASURY -50,000.00 USD Maturity 04/30/2023 04/30/2023 04/30/2023 100.000 -50,000.00 0.00 50,000.00 City of Escondido 912828R28 UNITED STATES TREASURY 0.00 USD Coupon 04/30/2023 04/30/2023 04/30/2023 --- 0.00 0.00 39,000.00 GAAP Transaction Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 54 Attachment "4"
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* Showing transactions with Entry Date within selected date range. * Weighted by: Absolute Value of Principal. * MMF transactions are collapsed. * The Transaction Detail/Trading Activity reports provide our most up-to-date transactional details. As such, these reports are subject to change even after the other reports on the website have been locked down. While these reports can be useful tools in understanding recent activity, due to their dynamic nature we do not recommend using them for booking journal entries or reconciliation.

Account Identifier Description Current Units Currency Transaction Type Entry Date Settle Date Final Maturity
Price Principal Commission Amount
City of Escondido 912828R28 UNITED STATES TREASURY -4,800,000.00 USD Maturity 04/30/2023 04/30/2023 04/30/2023 100.000 -4,800,000.00 0.00 4,800,000.00 City of Escondido 912828S35 UNITED STATES TREASURY 0.00 USD Coupon 06/30/2023 06/30/2023 06/30/2023 --- 0.00 0.00 5,328.13 City of Escondido 912828S35 UNITED STATES TREASURY -775,000.00 USD Maturity 06/30/2023 06/30/2023 06/30/2023 100.000 -775,000.00 0.00 775,000.00 City of Escondido 912828XX3 UNITED STATES TREASURY 0.00 USD Coupon 06/30/2023 06/30/2023 06/30/2024 --- 0.00 0.00 12,250.00 City of Escondido 912828Y95 UNITED STATES TREASURY 2,000,000.00 USD Buy 05/16/2023 05/17/2023 07/31/2026 94.547 1,890,937.50 0.00 -1,901,918.16 City of Escondido 912828YM6 UNITED STATES TREASURY 0.00 USD Coupon 04/30/2023 04/30/2023 10/31/2024 --- 0.00 0.00 4,762.50 City of Escondido 912828ZL7 UNITED STATES TREASURY 0.00 USD Coupon 04/30/2023 04/30/2023 04/30/2025 --- 0.00 0.00 6,328.13 City of Escondido 912828ZP8 UNITED STATES TREASURY 0.00 USD Coupon 05/15/2023 05/15/2023 05/15/2023 --- 0.00 0.00 1,350.00 City of Escondido 912828ZP8 UNITED STATES TREASURY -2,160,000.00 USD Maturity 05/15/2023 05/15/2023 05/15/2023 100.000 -2,160,000.00 0.00 2,160,000.00 City of Escondido 912828ZT0 UNITED STATES TREASURY 0.00 USD Coupon 05/31/2023 05/31/2023 05/31/2025 --- 0.00 0.00 2,500.00 City of Escondido 912828ZU7 UNITED STATES TREASURY 0.00 USD Coupon 06/15/2023 06/15/2023 06/15/2023 --- 0.00 0.00 2,500.00 City of Escondido 912828ZU7 UNITED STATES TREASURY -2,000,000.00 USD Maturity 06/15/2023 06/15/2023 06/15/2023 100.000 -2,000,000.00 0.00 2,000,000.00 City of Escondido 91282CAD3 UNITED STATES TREASURY 2,000,000.00 USD Buy 05/16/2023 05/17/2023 07/31/2027 87.625 1,752,500.00 0.00 -1,754,696.13 City of Escondido 91282CBC4 UNITED STATES TREASURY 0.00 USD Coupon 06/30/2023 06/30/2023 12/31/2025 --- 0.00 0.00 2,250.00 City of Escondido 91282CBV2 UNITED STATES TREASURY 0.00 USD Coupon 04/15/2023 04/15/2023 04/15/2024 --- 0.00 0.00 8,156.25 City of Escondido 91282CBX8 UNITED STATES TREASURY 0.00 USD Coupon 04/30/2023 04/30/2023 04/30/2023 --- 0.00 0.00 2,500.00 City of Escondido 91282CBX8 UNITED STATES TREASURY -4,000,000.00 USD Maturity 04/30/2023 04/30/2023 04/30/2023 100.000 -4,000,000.00 0.00 4,000,000.00 City of Escondido 91282CCF6 UNITED STATES TREASURY 0.00 USD Coupon 05/31/2023 05/31/2023 05/31/2026 --- 0.00 0.00 15,300.00 City of Escondido 91282CCJ8 UNITED STATES TREASURY 0.00 USD Coupon 06/30/2023 06/30/2023 06/30/2026 --- 0.00 0.00 10,543.75 City of Escondido 91282CDD0 UNITED STATES TREASURY 0.00 USD Coupon 04/30/2023 04/30/2023 10/31/2023 --- 0.00 0.00 8,156.25 City of Escondido 91282CDG3 UNITED STATES TREASURY 0.00 USD Coupon 04/30/2023 04/30/2023 10/31/2026 --- 0.00 0.00 33,187.50 City of Escondido 91282CDG3 UNITED STATES TREASURY 1,000,000.00 USD Buy 05/16/2023 05/17/2023 10/31/2026 91.875 918,750.00 0.00 -919,269.70 City of Escondido 91282CDH1 UNITED STATES TREASURY 0.00 USD Coupon 05/15/2023 05/15/2023 11/15/2024 --- 0.00 0.00 18,750.00 City of Escondido 91282CEN7 UNITED STATES TREASURY 0.00 USD Coupon 04/30/2023 04/30/2023 04/30/2027 --- 0.00 0.00 27,500.00 City of Escondido 91282CER8 UNITED STATES TREASURY 0.00 USD Coupon 05/31/2023 05/31/2023 05/31/2024 --- 0.00 0.00 10,000.00 City of Escondido 91324PEG3 UNITEDHEALTH GROUP INC 0.00 USD Coupon 05/15/2023 05/15/2023 05/15/2027 --- 0.00 0.00 11,840.00 City of Escondido 91412HGE7 UNIVERSITY CALIF REVS 0.00 USD Coupon 05/15/2023 05/15/2023 05/15/2025 --- 0.00 0.00 1,655.63 City of Escondido 98163KAC6 WOART 2021-D A3 0.00 USD Coupon 04/15/2023 04/15/2023 10/15/2026 --- 0.00 0.00 236.25 City of Escondido 98163KAC6 WOART 2021-D A3 0.00 USD Coupon 05/15/2023 05/15/2023 10/15/2026 --- 0.00 0.00 236.25 City of Escondido 98163KAC6 WOART 2021-D A3 0.00 USD Coupon 06/15/2023 06/15/2023 10/15/2026 --- 0.00 0.00 236.25 City of Escondido CCYUSD US DOLLAR 0.00 USD Cash Transfer 06/30/2023 07/03/2023 06/30/2023 --- 0.00 0.00 12,250.00 City of Escondido CCYUSD US DOLLAR 0.00 USD Cash Transfer 06/30/2023 07/05/2023 06/30/2023 --- 0.00 0.00 -12,250.00 City of Escondido CCYUSD US DOLLAR 0.00 USD Cash Transfer 06/30/2023 07/05/2023 06/30/2023 --- 0.00 0.00 12,250.00 City of Escondido CCYUSD US DOLLAR 0.00 USD Cash Transfer 06/30/2023 07/03/2023 06/30/2023 --- 0.00 0.00 -12,250.00 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
15,415,869.41 USD Buy --- --- 06/30/2023 1.000 15,415,869.41 0.00 -15,415,869.41 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102
-7,367,933.99 USD Sell --- --- 06/30/2023 1.000 -7,367,933.99 0.00 7,367,933.99 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102

0.00 USD Money Market Funds 04/04/2023 04/04/2023 06/30/2023 --- 0.00 0.00 23,392.84 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102

0.00 USD Money Market Funds 05/02/2023 05/02/2023 06/30/2023 --- 0.00 0.00 10,352.13 City of Escondido X9USDBRD2 BLACKROCK FED TRST DOLR SHR FD 102

0.00 USD Money Market Funds 06/02/2023 06/02/2023 06/30/2023 --- 0.00 0.00 36,913.48 City of Escondido --- --- 1,040,583.59 USD --- --- --- 02/18/2024 --- 511,476.67 0.00 0.00 GAAP Transaction Detail City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 55 Attachment "4"
139
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Limits.

Resolutions.

Notes.

Timestamp,
Username
Account Policy Name Category Name Rule Name Previous Value, New Value
Timestamp,
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Account,
Policy Name
Category Name,
Rule Name
Identifier,
Description
Previous Start Date,
New Start Date
Previous End Date,
New End Date
Timestamp,
Username
Account,
Policy Name
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Audit City of Escondido (299155)
04/01/2023 - 06/30/2023 Return to Table of Contents Dated: 07/31/2023 56 Attachment "4"
140
Item9.

STAFF REPORT

August 16, 2023
File Number 0480-70

SUBJECT
FISCAL YEAR 202 2/23 PAUL COVERDELL FORENSIC IMPROVEMENT PROGRAM GRANT AND BUDGET

ADJUSTMENT

DEPARTMENT

Police Department

RECOMMENDATION

Request the City Council adopt Resolution No. 2023-104 authorizing the Chief of Police or his designee to accept a FY 2022-23 California Office of Emergency Services (CalOES) Paul Coverdell Forensic Science Improvement Program Grant in the amount of $52, 446; execute all documents necessary for the management and completion of the grant scope; and authorize the necessary budget adjustment needed to spend grant funds.

Staff Recommendation: Approval (Department Name: Edward Varso, Chief of Police)

Presenter: Edward Varso, Chief of Police

FISCAL ANALYSIS

Grant funds will be used to purchase forensic operational supplies and accreditation fees for the forensic unit for crime scene investigation. This will have no impact on the General Fund Budget.

PREVIOUS ACTION

On August 17, 2022, City Council adopted resolution No. 202 2-118 approving a Paul Coverdell Forensic Science Improvement Program Grant in the amount of $52,033.

BACKGROUND

The Escondido Police Department has received a FY 202 2-23 CalOES Paul Coverdell Forensic Science Improvement Program Grant in the amount of $52,446, funded through the Bureau of Justice Assistance.

Grant funding must be used to cover costs associated with acquiring and maintaining accreditation for crime labs, reducing forensic investigation backlogs, and improving the quality and timeliness of forensic science services.

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The Escondido Police Department proposes to utilize grant funds to purchase the following items:

 Costs associated with annual fees required to maintain Crime Lab accreditation ($5,418)

o In 2019, the Escondido Police Department Crime Lab became fully accredited. Annually there are fees to maintain that accreditation. This grant will cover the costs of those fees.

 Camera accessories and operating supplies ($2,537)

o Camera accessories and supplies to photograph crime scenes for evidentiary purposes

 Qualtrax Compliance Software ($44,491)

o This software is a web based quality assurance software that will be utilized to meet accreditation standards and manage documents related to accreditation.

Grant funds will improve the quality and timeliness of forensic science services within the City of Escondido.

RESOLUTIONS
a. Resolution No. 2023-104

ATTACHMENTS
a. Budget Adjustment
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Item10.

RESOLUTION NO. 2023-104

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, AUTHORIZING THE CHIEF OF
POLICE OR HIS DESIGNEE TO ACCEPT A FY 202 2-23

CALIFORNIA OFFICE OF EMERGENCY SERVICES (CALOES)

PAUL COVERDELL FORENSIC SCIENCE IMPROVEMENT
PROGRAM GRANT IN THE AMOUNT OF $5 2,446;

EXECUTE ALL DOCUMENTS NECESSARY FOR THE

MANAGEMENT AND COMPLETION OF THE GRANT
SCOPE; AND AUTHORIZE THE NECESSARY BUDGET

ADJUSTMENT
WHEREAS, the City of Escondido desires to improve the quality and timeliness of forensic science services; and
WHEREAS, the Escondido Police Department has designated the FY 202 2-23 Paul Coverdell Forensic Science Program Grant to conduct specific programs to address these goals; and WHEREAS, the Paul Coverdell Forensic Science Program Grant will be funded from funds made available by the California Office of Emergency Services (hereafter referred to as CalOES), through the Bureau of Justice Assistance.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido , California, as follows:

1. That the above recitations are true.

2. That the City Council authorizes the Chief of Police of the City of Escondido to accept the the Paul Coverdell Forensic Science Program Grant from CalOES in the amount of $5 2,446 and execute all documents necessary for the management and completion of the grant scope.

3. That the City Council hereby also approves and authorizes the necessary budget adjustment needed to establish a new project number for tracking and spending of grant funds. 143
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4. That grant funds received hereunder shall not be used supplant expenditures controlled by this body.

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BUDGET ADJUSTMENT

REQUEST
Department: Police
For Finance Use Only
BA # ____________
Fiscal Year ________
Department Contact: Lisa Rodelo
City Council Meeting Date:
(attach staff report) August 16, 2023

EXPLANATION OF REQUEST
A budget adjustment is needed to spend FY2022 -23 Paul Coverdell Forensic Science Improvement Program Grant from California Office of Emergency Services for Forensic Services Unit’s Operating Supplies

BUDGET ADJUSTMENT INFORMATION
Project/Account Description Account Number
Amount of
Increase
Amount of
Decrease
Grant Revenue 4128-451-PCF23 $52,446
FY22-23 Paul Coverdell Forensic
Science Improvement Program
Grant 451-PCF23 $52,446

APPROVALS

DEPARTMENT HEAD DATE FINANCE DATE
DocuSign Envelope ID: 2BE086B8-C246-4323-BD6D-786EC905EBE9 8/10/2023 8/10/2023
Attachment "1"
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STAFF REPORT

August 16, 2023
File Number 0120-15

SUBJECT
PHG20-0033/PL22-0216 – AN APPEAL OF THE PLANNING COMMISSION’S DECISION TO DENY A CONDITIONAL USE PERMIT AND GRADING EXEMPTION FOR THE CONSTRUCTION OF A 45 -BED

LICENSED RESIDENTIAL CARE FACILITY

DEPARTMENT
Planning Division, Development Services Department

RECOMMENDATION
Request the City Council adopt Resolution No. 2023 -103, granting the appeal of the Planning Commission’s decision to deny the Conditional Use Permit and Grading Exemption for the construction of a 45-bed Licensed Residential Care Facility.

Staff Recommendation: Approval (Andrew Firestine, Director of Development Services) Presenter: Ivan Flores, Associate Planner

FISCAL ANALYSIS
The applicant will be responsible for payment of Development Impact Fees prior to issuance of building permits.

PREVIOUS ACTION
On April 25, 2023, the project was heard by the Planning Commission, and a motion to deny the resolution to approve the Project was made. The motion was approved by a 3 – 2 vote.

On May 5, 2023, in accordance with Section 33-1303 of Article 61 (Administration and Enforcement), the applicant filed an appeal of the Planning Commission’s action (see Attachment “1”).

BACKGROUND
The subject property is 4.27 -acres and is developed with an existing single -family residence with access via Reed Road. The existing single-family residence currently operates as a licensed residential care facility with no more than 6 residents. The property is located within the Estate II (E2) General Plan land use designation and zoned Residential Estate (RE -20; 20,000 sq. ft. minimum lot size). According to building permit records, the residence was constructed in 1992. The City received a request for a Tentative Parcel Map (SUB18-0004) in 2018; however, the project was withdrawn. 146
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PROJECT DESCRIPTION
The applicant, John Beery, on be half of the property owner, Leslie Wang, ha d submitted a request for a Conditional Use Permit to operate a licensed residential care facility for more than 7 residents, otherwise known as an assisted living facility, within the RE -20 zoning district. The a ssisted living facility will be comprised of 3 separate buildings with each building housing 15 residents for a total of 45 residents, and for a combined building square footage of 21,190 square-feet (as shown on Exhibit “B” of Resolution No. 2023 - 103). The project also includes a request for a Grading Exemption to construct fill slopes up to 10- feet in height within 50-feet of a property line, and to construct cut slopes steeper than 2:1 (“Project”).

A complete project description and analysis of the Project can be found on the April 25, 2023 Planning Commission staff report (see Attachment “2”).

PLANNING COMMISSION ACTION
On April 25, 2023, the Planning Commission held a duly noticed public hearing on the Project. A motion to deny the resolution ap proving the Project was approved by a 3 – 2 vote. Below is a summary of the items that were discussed during the hearing. City staff has provided a response for each of the items of concern:

1. Operational characteristics of the proposed use related to vehicle deliveries, on-site circulation, etc.

City Staff Response: A Condition of Approval will be incorporated into the approval of the Project that requires the developer to submit a detailed letter of operations outlining frequency of deliveries, hours of deliveries, and nature of deliveries. The letter will be required prior to issuance of a business license for the proposed use. Additionally, the Director of Development Services shall have the authority to require additional information and modifications to the letter of operations, if necessary. The Applicant has agreed to this condition.

2. Location of an oak tree on the neighboring property
City Staff Response: A Condition of Approval will be incorporated into the approval of the Project requiring the provision of an arborist report prior to the issuance of the grading permit for the project. The purpose of the arborist report will be to evaluate the health of the oak tree, and to make recommendations, as appropriate, to avoid any impacts to the oak tree. This is consistent with the vegetation replacement requirements under Article 55 (Grading and Erosion Control) of the Escondido Zoning Code.

3. Not sufficient information related to the design of the Project City Staff Response: The Planning Commission was mainly concerned with visual impacts to surrounding properties. The Applicant has prepared additional renderings, and cross sections to better illustrate the proposed development relative to surrounding existing single -family residences. The additi onal 147
Item11.

renderings have been provided as Attachment “3”; the additional grading sections have been provided as Attachment “4”; and colored elevations are provided as Attachment “5.”

PUBLIC INPUT
The City received public comments before and during the public hearing. Below is a summary of the comments received during the hearing: 8 in opposition, 4 in opposition but did not speak; and 1 in support:

1. Compatibility with surrounding land uses and impact to surrounding land uses City Staff Response: The Project is located in the RE-20 zoning district, and is surrounded by primarily residential uses. The proposed use is a conditionally permitted use within all residential zoning districts, including the RE -20 district. As detailed in the Planning Commission staff re port, the Project would conform to the requirements of the underlying zoning district ; and for all intents and purposes is considered a residential use. The Conditional Use Permit is the appropriate land use tool to reduce impacts, if any, to surrounding l and uses. The Project as conditioned would ensure combability with surrounding land uses.

2. Increase in traffic
City Staff Response: The Applicant submitted a traffic scoping agreement which was approved by the Traffic Engineering division. Based on the s coping agreement, the Project would produce approximately 120 daily trips, and falls below the threshold of 200 daily trips which would trigger any additional traffic analysis. The 120 daily trips are spread out amongst several time segments over the course of a day .

Generally, 10% of daily trips are allocated to High Peak AM and PM which would result in 12 trips. It is important to note that the facility is a 24-hr facility, and would have a less typical dispersion of trips over the course of its daily operations due to shift changes for employees.

3. Noise issues
City Staff Response: The Project is required to comply with Article 12 (Noise Abatement and Control) of Chapter 17 (Offenses – Miscellaneous Provisions) which outlines noise regulations for receiving land uses.

Any perceived, or real, noise impacts would be addressed through the code enforcement process.

Additionally, the HVAC units would be located on the roof, and screened, as required by the Escondido Zoning Code. The building permit process would allow staff to review manufacturer specifications for the proposed HVAC units, and staff may require an acoustical analysis, if necessary.

4. Quality and characteristics of existing neighborhood City Staff Response: As discussed above, the Project is a conditionally permitted use in the underlying zoning district. The Project has been designed to blend in with the surrounding neighborhood and avoids an institutional appearance through the use of material that is typically asso ciated with residential 148
Item11.

development. Furthermore, the building height for all the buildings is consistent with surrounding residential structures (not exceeding 21’-3” in height for the two-story) as shown on the newly provided cross-sections. The grading of the site has been designed to minimize the visual impacts of the parking lot and buildings to the surrounding properties. The location of the Project in a residential area is supported by several General Plan policies as discussed in the Planning Commis sion staff report. The Project as designed would be harmonious with surrounding residential development.

5. Impacts of grading and soil erosion on surrounding properties City Staff Response: As a part of the entitlement process, the applicant is required to provide a soils report and Geotechnical report to support the grading design on the site. The applicant will be responsible for providing final reports with recommendations that are incorporated into the grading plan . The grading plan will contain best management practices that address soil erosion, and stormwater management, as recommended by the aforementioned reports.

ENVIRONMENTAL REVIEW

California Environmental Quality Act (“CEQA”) Guideline’s list classes of projects that have been determined not to have a significant effect on the environment and as a result are exempt from further environmental review under CEQA. The Project qualifies for an exemption under CEQA Guidelines section 15332 (In-fill Development Projects) because the Project site is less than 5 acres in size and is substantially surrounded be urban uses; is consistent with the applicable general plan and zoning designations; it has no value as habitat for endangered, rare or threatened species; would not result in significant effects related to traffic, noise, air quality, or water quality; and can be adequately served by all required utilities and public services. The CEQA Notice of Exemption prepared for the Project is incorporated into this staff report by this reference (see Attachment “6”). The Notice of Exemption demonstrates that the Project qualifies for these exemptions and will not have a significant effect on the environment.

CONCLUSION AND RECOMMENDATION
The Project proposes the construction of Licensed Residential Care Facility to offer assisted living for patients living with dementia. The Project as designed and conditioned would be compatible with surrounding uses, and would make efficient use of a vac ant portion of an already developed site. There are several General Plan policies that encourage and support the development of residential care facilities, so that residents can continue living in the City of Escondido.

Based on the analysis contained in this staff report, in addition to the April 25, 2023 Planning Commission Report, staff recommends that the City Council grant the appeal of the Project, and approve Resolution No. 2023-103 granting the appeal, and granting approval of the Project.

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RESOLUTIONS
a. Resolution No. 2023 – 103
b. Resolution No. 2023 – 103, Exhibits A - D

ATTACHMENTS
a. Attachment “1” – Appeal Application
b. Attachment “2” – April 25, 2023 Planning Commission Report c. Attachment “3” – Existing Conditions, Photos, and Renderings d. Attachment “4” – Grading Sections
e. Attachment “5” – Colored Elevations
f. Attachment “6” – CEQA Notice of Exemption
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Item11.

RESOLUTION NO. 2023-103

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF

ESCONDIDO, CALIFORNIA, GRANTING AN APPEAL OF
PLANNING COMMISSION’S DECISION FOR A

CONDITIONAL USE PERMIT AND GRADING EXEMPTION

FOR A LICENSED RESIDENTIAL CARE FACILITY

WHEREAS, John Beery, on behalf of Mt. Everest Group , Inc. and Solaris Capital Group , Inc. (“Applicant”), filed a land use development application, Planning Case Nos. PHG20 -0033 and PL22-0216 (“Application”) constituting a request for a Conditional Use Permit and Grading Exemption to allow for th construction of a 21,190 square-foot licensed residential care facility, and for construction of slopes not in conformance with the City’s criteria for grading design (“Project”) on a 4.2 gross acre site located at 2525 Reed Road (APN 231-230-42-00), in the Residential Estate (RE-20) Zone; and WHEREAS, on April 25, 2023, the City of Escondido Planning Commission held a duly noticed public hearing; and
WHEREAS, the Planning Commission voted 3-2 to deny the resolution to approve the Project; and WHEREAS, the Applicant filed an appeal of the Planning Commission’s decision in accordance with the Escondido Zoning Code (“Appeal”); and
WHEREAS, the subject property is all that real property described in Exhibit "A," which is attached hereto and made a part hereof by this reference as though fully set forth herein (“Property”); and WHEREAS, the Application and Appeal were submitted to, and processed by, the Planning Division of the Development Services Department in accordance with the rules and regulations of the Escondido Zoning Code and the applicable procedures and time limits specified by the Permit Streamlining Act 151
Item11.
(Government Code section 65920 et seq.) and the California Environmental Quality Act (Public Resources Code section 21000 et seq.) (“CEQA”); and
WHEREAS, Licensed Residential Care Facilities are permitted uses or conditionally permitted uses within the RE-20 Zone, subject to the approval of a Conditional Use Permit, in accordance with Section 33-94 of the Escondido Zoning Code; and
WHEREAS, pursuant to CEQA and the CEQA Guidelines (Title 14 of California Code of Regulations, Section 15000 et. seq.), the City is the Lead Agency for the Project, as the public agency with the principal responsibility for approving the proposed Project; and
WHEREAS, the Planning Division studied the Application and Appeal , performed necessary investigations, prepared a written report, and hereby recommends approval of the Project as depicted on the plan set shown in Exhibit "B," which is attached hereto and made a part hereof by this reference as though fully set forth herein; and
WHEREAS, City staff provided public notice of the application in accordance with City and State public noticing requirements; and
WHEREAS, on August 16, 2023, the City Council held a duly noticed public hearing as prescribed by law, at which time the City Council received and considered the reports and recommendation of the Planning Division and gave all person’s full opportunity to be heard and to present evidence and testimony regarding the Project. Evidence was submitted to and considered by the City Council, including, without limitation:
a. Written information including plans, studies, written and graphical information, and other material, submitted by the Applicant;
b. Oral testimony from City staff, interested parties, and the public; 152
Item11.
c. The staff report, dated A ugust 16 , 2023, with its attachments as well as City staff’s recommendation on the Project, which is incorporated herein as though fully set forth herein; and
d. Additional information submitted during the public hearing; and WHEREAS, the public hearing before the City Council was conducted in all respects as required by the Escondido Municipal Code and the rules of this City Council.

NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Escondido , California, as follows:

1. The above recitations are true and correct.

2. The City Council, in its independent judgment, has determined the Project to be exempt from environmental review pursuant to CEQA Guidelines section 15332 (In -Fill Development Projects).

The Project site is less than five (5) acres; it is consistent with the applicable general plan designation and applicable general plan policies; it is substantially surrounded by urban uses; it has no value as habitat for endangered, rare, or threatened species; and would not have significant effects relating to traffic, noise, air quality, or water quality.

3. After consideration of all evidence presented, and studies and investigations made by the City Council and on its behalf, the City Council makes the following substantive findings and determinations, attached hereto as Exhibit “C,” relating to the information that has been considered. In accordance with the Findings of Fact and the foregoing, the City Council reached a decision on the matter as hereinafter set forth.

4. The Application and Appeal to use the Property for the Project, subject to each and all of the conditions hereinafter set forth in Exhibit “D,” is hereby granted and the Project is approved. The City Council expressly declares that it would not have granted the Appeal, and approved this Application, except upon and subject to each and all of said conditions, each and all of which shall run with the land 153
Item11.
and be binding upon the Applicant, the owner, and all subsequent owners of the Property, and all persons who use the Property for the use permitted hereby.

5. The City Council, therefore, directs that a Notice of Exemption be filed with the County Clerk of the County of San Diego in accordance with the CEQA Guidelines.

6. The development plans for the Project are on file in the Planning Division of the Development Services Department and are available for inspection by anyone interested herein, and the development plans are incorporated herein by this reference as if they were fully set forth herein. The Project is conditionally approved as set fort h on the Application and Project drawings, all designated as approved by the City Council, and which shall not be altered without the express authorization by the Planning Division. Any deviations from the approved development plans shall be reviewed by the City for substantial compliance and may require amendment by the appropriate hearing body.

BE IT FURTHER RESOLVED that, pursuant to Government Code section 66020(d)(1):

1. NOTICE IS HEREBY GIVEN that the Project is subject to dedications, reservations , and exactions, as specified in the Conditions of Approval. The Project is subject to certain fees described in the City of Escondido’s Development Fee Inventory on file in both the Planning and Engineering Divisions of the Development Services Department. The Applicant shall be required to pay all development fees of the City then in effect at the time and in such amounts as may prevail when building permits are issued.

It is the City’s intent that the costs representing future development’s share of public facilities and capital improvements be imposed to ensure that new development pays the capital costs associated with growth.

The Applicant is advised to review the Planned Fee Updates portion of the web page, www.escondido.org, and regularly monitor and/or review fee -related information to plan for the costs associated with undertaking the Project.

2. NOTICE IS FURTHER GIVEN that the 90 -day period during which to protest the imposition of any fee, dedication, reservation, or other exaction described in this Resolution begins on 154
Item11.
the effective date of this Resolution, and any such protest must be in a manner that complies with Government Code section 66020.

155
Item11.

Exhibit “A”
Legal Description
Resolution No. 2023-103
Exhibit "A"