Cities Index.
Agenda packet

City Council and Concurrent Authorities
April 15, 2025

Document
Agenda packet
Meeting
April 15, 2025
Body
City Council and Concurrent Authorities
Pages
89
Original file
192.0 MB
Text extracted from the city's file for reading and search. Open the original on www.stocktongov.com. That file is the official record.

ATTACHMENT E
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39 Actions planned to enhance coordination between public and private housing and social service agencies
To facilitate preparation of the Annual Plan, the City of Stockton consulted with various agencies and organizations located throughout the city and county, including public and assisted housing providers and developers, an assortment of government agencies, as well as social service agencies. These consultations represent a continuation of ongoing interactions between the City and the agencies or organizations described.

Discussion
The City of Stockton plans to address obstacles to meeting underserved needs by partnering with non-profits and public service agencies to provide essential services. To foster affordable housing, the City will leverage public funds, align its programs with city initiatives, and use the Notice of Funding Availability (NOFA) process to solicit projects. The City will support economic development and service programs, including food assistance, youth services, and homelessness prevention. The City will also enhance coordination between public and private housing and economic development entities through ongoing consultations and public involvement.

ATTACHMENT E
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40 Program Specific Requirements
AP-90 Program Specific Requirements – 91.220(l)(1,2,4)
Introduction
Community Development Block Grant Program (CDBG)
Reference 24 CFR 91.220(l)(1)
Projects planned with all CDBG funds expected to be available during the year are identified in the Projects Table. The following identifies program income that is available for use that is included in projects to be carried out.

1. The total amount of program income that will have been received before the start of the next program year and that has not yet been reprogrammed $0.00

2. The amount of proceeds from section 108 loan guarantees that will be used during the year to address the priority needs and specific objectives identified in the grantee's strategic plan
$0.00

3. The amount of surplus funds from urban renewal settlements $0.00

4. The amount of any grant funds returned to the line of credit for which the planned use has not been included in a prior statement or plan. $0.00

5. The amount of income from float-funded activities $0.00 Total Program Income
Other CDBG Requirements

1. The amount of urgent need activities $0

2. The estimated percentage of CDBG funds that will be used for activities that benefit persons of low and moderate income. Overall Benefit - A consecutive period of one, two or three years may be used to determine that a minimum overall benefit of 70% of CDBG funds is used to benefit persons of low and moderate income. Specify the years covered that include this Annual Action Plan.
80%

ATTACHMENT E
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41 HOME Investment Partnership Program (HOME)
Reference 24 CFR 91.220(l)(2)

1. A description of other forms of investment being used beyond those identified in Section

92.205 is as follows:

The City does not propose to use HOME funds to provide any assistance in a form not included in Section 92.205(b). Developer proposals for HOME funds are accepted through a Notice of Funding Availability (NOFA) identifying the purpose and type of funds available, with announcements sent via email, posted to the City's website, social media pages, and a public notice(in both English and Spanish) in the local newspaper. . .

To encourage a variety of project types and locations, the City's HOME program does not limit beneficiaries. Applications are made available electronically through the City's online grant application program. The competitive applications are reviewed by City staff and/or a committee of regional housing experts and representatives from the community. The applications are scored through set criteria, including eligible uses, commitment and expenditure deadlines, developer capacity, experience, concurrence with established goals and policies, leveraging, or other requirements. Recommendations for funding are made to the City Council, which holds a publicly noticed hearing to vote on moving forward with the recommended allocations.

2. A description of the guidelines that will be used for resale or recapture of HOME funds when used for homebuyer activities as required in 92.254, is as follows:

The City does not currently use HOME funds for homebuyer activities; however, the City will use the recapture provisions (pursuant to 24 CFR 92.254(a)(5)(ii)) in future cases where a homebuyer subsidy exists. For HOME-funded homebuyer assistance loans, the Promissory Note, Deed of Trust, Declaration of Restrictions, and the Homebuyer Agreement will be the enforcement mechanisms for the City's recapture provisions. The City will enforce minimum periods of affordability based on the amount of homebuyer subsidy provided to the buyer of not less than:
• Five years for less than $15,000
• Ten years for between $15,000-$40,000 and
• Fifteen years for more than $40,00
Recapture provisions are based on 24 CFR 92.254 (a) (5) (ii), which stipulates the conditions for recapture of the HOME investment used to assist low-income families in purchasing a home.

Homebuyer recapture provisions will be included in the recorded deed of trust that secures a

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42 HOME loan note, or as a deed restriction rider. This requires recapture of funds if the home does not continue to be the borrower’s principal residence or if all or any part of the property or any interest in it is sold, rented, conveyed, or transferred during the affordability period.

Recapture provisions also stipulate that only the direct subsidy to the homebuyer is subject to recapture, which includes down payment assistance, closing costs, other HOME assistance provided directly to homebuyer, and the difference between fair market value and the sales price.

The net proceeds are the sale price minus the senior loan payment (other than HOME funds) and any closing costs. If the net proceeds are not sufficient to recapture the full HOME investment plus enable the homeowner to recover the amount of the homeowner’s down payment and any capital improvement investment made by the owner since the purchase, the City may share the net proceeds. The net proceeds may be divided proportionally between the City and the homeowner as set forth in the following mathematical formulas:

HOME subsidy X Net proceeds = HOME amount to be recaptured HOME subsidy + Homeowner Investment
Homeowner Investment X Net proceeds = Amount to homeowner HOME subsidy + Homeowner Investment
In the event of foreclosure, the amount subject to recapture is based on the amount of net proceeds (if any) from the foreclosure sale.

3. A description of the guidelines for resale or recapture that ensures the affordability of units acquired with HOME funds? See 24 CFR 92.254(a)(4) are as follows:

Part 92.254(a)(4) applies to homeownership activities including housing acquired by a family with HOME program assistance. The City does not currently use HOME funds for homeownership activities, however in the case HOME funds are used, the city will follow HOME affordability period requirements as a minimum standard as well as the recapture requirements as specified in question 2 of this section.

4. Plans for using HOME funds to refinance existing debt secured by multifamily housing that is rehabilitated with HOME funds along with a description of the refinancing guidelines required that will be used under 24 CFR 92.206(b), are as follows:

The City does not provide HOME funds for the refinancing of multi-family housing.

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43 5. If applicable to a planned HOME TBRA activity, a description of the preference for persons with special needs or disabilities.

The City does not currently offer HOME TBRA.

6. If applicable to a planned HOME TBRA activity, a description of how the preference for a specific category of individuals with disabilities (e.g. persons with HIV/AIDS or chronic mental illness) will narrow the gap in benefits and the preference is needed to narrow the gap in benefits and services received by such persons. (See 24 CFR 92.209(c)(2)(ii) and

91.220(l)(2)(vii)).

Not applicable.

7. If applicable, a description of any preference or limitation for rental housing projects. (See 24 CFR 92.253(d)(3) and CFR 91.220(l)(2)(vii)). Note: Preferences cannot be administered in a manner that limits the opportunities of persons on any basis prohibited by the laws listed under 24 CFR 5.105(a).

The City’s HOME funding is used to support local or regional housing developers’ affordable housing projects through loans or grants. Developers use local housing needs market data and/or other housing subsidy requirements in deciding the target sub-population that each proposed housing project will serve (e.g. homeless, at risk of homeless, veterans, seniors, farm workers, etc.). However, HOME program requirements at 24 CFR 92.253(d)(3), require that if there is any limitation or preference given to a particular segment of the population on any affordable housing project assisted with HOME program funds, the limitation or preference must be described in the City’s HUD Consolidated Plan (without violating any nondiscrimination requirements). To comply with this requirement, the City adopted HOME preferences in 2024 as part of a Substantial Amendment to its 2020-2025 Consolidated Plan. The City’s HOME preference policy stipulates that when issuing affordable housing NOFAs, the City will consider awarding HOME funds to eligible projects that propose to serve any of the following target populations:

Housing Project
Population
Definition of
Population Rationale Notes/Supporting Data
Housing for
Homeless or at
Risk of Homeless
(includes
unaccompanied/f
oster care youth)
Homeless or at risk
of homeless
individuals or
households.

Must meet
HUD/HCD definition
of homelessness.

The need for permanent homesfor homeless residents is
overwhelming and immediate. Consistent with City/Regional plans.

The San Joaquin County 2024 Point in Time Count reported a total of 4,732 persons experiencing homelessness in San Joaquin County in 2024, with 2,996 (63%) within the City of Stockton.

According to the 2022 Point in Time Count 2,319 persons experiencing homelessness resided within in San Joaquin County.

The fact that the homeless population has doubled in the past two years indicates that more attention and resources need to be dedicated to addressing this issue.

The San Joaquin County 2024 Point in Time Count collected data

ATTACHMENT E
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44 on four subpopulations that the federal government determined to face particular challenges related to housing. One of the key subpopulations identified by the federal government was children and youth under age 25 experiencing homelessness. Of the 4,732 persons experiencing homelessness in San Joaquin County, 304 individuals were identified as being children and transition aged youth under 25. Compared to the other four vulnerable
subpopulations identified in the report, children and youth under the age of 25 experienced the highest share of unsheltered homelessness as 80% of this population reported they were unsheltered.

The Analysis of Impediments that was completed in
correspondence with the 2020-2025 Consolidated Plan identified homeless persons as a special housing needs population. The report suggests the lead determinate for homelessness is due to the inability to afford housing in a particular community.

Increasing the stock of affordable housing for this subpopulation can alleviate some of the challenges faced by this special housing needs subpopulation.

Housing for
Homeless with
Special Needs
Homeless
individuals w/
special needs
including but not
limited to
individuals
experiencing or
recovering from
substance abuse
disorders, mental or
physical disabilities,
chronic
homelessness,
justice involved
individuals, etc.

Must meet
HUD/HCD definition
of homelessness.

The 2024 City of Stockton Housing Element cites persons with disabilities as a key population with special housing needs. The report cites “14.6 percent of the total population in Stockton five years and older had one or more disabilities in 2020, compared

13.3 percent countywide, and 8.0 percent in California.” Using HMIS data, the 2024 Regional Homeless Action Plan identified statistically significant vulnerable populations withing the San Joaquin Continuum of Care district. According to HMIS data, people with serious mental illness (SMI) and people with substance use disorders (SUD) were a significant population that faced housing insecurity.

The San Joaquin County 2024 Point in Time Count (PITC) collected data on four subpopulations that the federal government determined to face particular challenges related to housing. One of the key subpopulations identified by the federal government was individuals with disabilities experiencing chronic
homelessness. Of the 4,732 persons experiencing homelessness in San Joaquin County, 1,078 individuals were identified as being chronically homeless. According to the PITC, 72% of the chronically homeless population are unsheltered.

The Analysis of Impediments that was completed in
correspondence with the 2020-2025 Consolidated Plan identified persons with disabilities as a special housing needs population.

The analysis cites that persons with disabilities can face discrimination in the housing market due to biases about adaptive equipment and the need for modifications. Property owners might be concerned about potential damage from equipment or

ATTACHMENT E
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45 be reluctant to accommodate service animals, even if it means violating a no-pet policy.

According to San Joaquin County Behavioral Health Services, “there is an urgent and increasing need for affordable housing in San Joaquin County, particularly for justice-involved mental health consumers. According to the National Institute of Mental Health, approximately 37% of individuals in the U.S. incarcerated in state and federal prisons and 44% in local jails have been diagnosed with a mental illness. Furthermore, justice-involved individuals with mental health conditions are significantly more likely to experience homelessness, with studies indicating that about 15% of people leaving jails and prisons become homeless within a year of release.”
Housing for
Low/Moderate
Income
Individuals and
Families (includes
families with
children and large
families)
Low-income
individuals and
Families.

Must meet

HUD/HCD
low/moderate
income definition(s).

The updated 2024 City of Stockton Housing Element cites large families as a key population with special housing needs. HUD defines a large household or family as consisting of five or more members. Large families are cited as a special housing needs population because 21.2% of households in Stockton are
considered large households compared to 19.6% in the County and 13.8% in California.

The San Joaquin County 2024 Point in Time Count collected data on four subpopulations that the federal government determined to face particular challenges related to housing. One of the key subpopulations identified by the federal government was families with children experiencing homelessness. Of the 4,732 persons experiencing homelessness in San Joaquin County, 454 individuals were identified as being members of homeless families with children.

The Analysis of Impediments that was completed in
correspondence with the 2020-2025 Consolidated Plan identified large households as a special housing needs population. The analysis conducted cited that lower-income large households often face excessive housing costs due to the higher expense of larger units and the scarcity of such units in conventional apartment complexes. Additionally, these families may
experience overcrowded living conditions and discrimination in the housing market, such as higher rents or outright denial of rental applications.

Housing for
Veterans
U.S. Military
Veterans
Many housing authorities have preferencesfor award of housing vouchers to veterans.

Rationale is that veterans are more likely to be physically and financially vulnerable and to need affordable housing more than the general population. VASH rental vouchers from the VA are either portable or project based. Preference could be for VASH holders.

The San Joaquin County 2024 Point in Time Count collected data

ATTACHMENT E
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46 on four subpopulations that the federal government determined to face particular challenges related to housing. One of the key subpopulations identified by the federal government was veterans. Of the 4,732 persons experiencing homelessness in San Joaquin County, 249 individuals were identified as being members of homeless families with children. Moreover, the report cites that 79% of the homeless veteran population were unsheltered.

Using HMIS data, the 2024 Regional Homeless Action Plan identified statistically significant vulnerable populations withing the San Joaquin Continuum of Care district. According to HMIS data, veterans were a significant population that faced housing insecurity. The plan states that “while veterans had the highest rate for permanent housing placement, they also have a higherthan-average rate of returning to homelessness after placement, suggesting that veterans' housing programs might benefit from additional support for clients (perhaps trauma or PTSD-specific).” The plan also outlines that one of the four funding priorities of HHAP round 5 involves targeted outreach and support services for vulnerable populations such as veterans.

Housing for
Survivors of
Domestic Violence
Victims of Domestic
Violence
Many housing authority voucher programs give priority to the Violence Against Women Act population. HUD recently issued new resources for advancing housing protections for survivors of domestic violence.

Using HMIS data, the 2024 Regional Homeless Action Plan identified statistically significant vulnerable populations withing the San Joaquin Continuum of Care district. According to HMIS data, people fleeing domestic violence was a significant population that faced housing insecurity. The plan outlines that one of the four funding priorities of HHAP round 5 involves targeted outreach and support services for vulnerable
populations such as victims of domestic violence.

Senior Housing • 55 years of age or
older if at least
80% of units are
occupied by at
least one person
of this age.
• OR at least one
person 62 or older
resides in each
unit (100% of the
units)
• AND the housing
project is required
to demonstrate
the “intent” to be
The 2024 City of Stockton Housing Element cites seniors as a key population with special housing needs. Senior households make up 21.6% of Stockton households and nearly 30% of senior households in Stockton have an income of less than $25,000.

The Analysis of Impediments that was completed in
correspondence with the 2020-2025 Consolidated Plan identified seniors as a special housing needs population. The analysis describes that seniors possess special housing needs due to living on fixed incomes, limited mobility, and physical or mental impairments or disabilities. In order to make housing accessible to this subpopulation, housing must be affordable within their fixed income budget and designed for individuals with limited mobility.

ATTACHMENT E
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47 “Housing for Older
Persons.”
• Head of
Household or
spouse must meet
the age definition.

Farmworker
Housing
Farmworkers
including those that
meet other funding
source farmworker
definitions.

The updated 2024 City of Stockton Housing Element cites farmworkers as a key population with special housing needs. The plan states that farmworkers are an essential component of Stockton’s economy and according to the 2016-2020 American Community Survey 5,010 Stockton residents work in agriculture, forestry, fishing and hunting, or mining. Moreover, according to the 2017 Census, 19,741 farmworkers worked in San Joaquin County. Programs 11, 12, 16, 22, 23, and 30 of the Housing Element commit to actions to support developing new homes and rehabilitating existing homes for farmworkers, along with prioritizing outreach and programs for farmworkers. While farmworkers are important to the local economy, many are lowincome workers and are often subject to substandard housing.

The Analysis of Impediments that was completed in
correspondence with the 2020-2025 Consolidated Plan identified farmworkers as a special housing needs population. While farmworkers were identified as being an essential component of the regional agricultural system they face challenges in obtaining adequate and affordable housing due to high poverty rates, large household sizes, linguistic isolation, and intimidation and fear due to citizenship status. Due to limited capital in farmworker housing, the farm-working community frequently ends up in overcrowded, substandard housing that is often geographically isolated and lacks essential services, increasing their risk of homelessness.

Workforce
Housing
Housing that is
affordable for those
earning between
80% and 120% of
AMI.

Households in workforce housing typically earn too much to qualify for programs under HUD. At the same time, they are also unable to afford most quality market-rate apartments.

Development of workforce housing will be subject to the availability of public or private resources tailored to this population.

Artists’ Housing Those engaging in
defined artistic
pursuits, including
visual arts, music,
dance, and other
media.

Artists are underpaid relative to housing prices, part of the City’s prioritiesfor placemaking, and at high risk of
displacement. Need for flexible and affordable live/workspace.

Table 65 – HOME Preferences and Supporting Data

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48 In addition, The following requirements shall apply to all HOME-assisted housing projects that adopt any of the target populations allowable under this policy:
a. The project shall not violate of any local, state, or federal fair housing regulations.
b. The project shall comply with all applicable housing regulations at 24 CFR Part

92. c. The project shall comply with the HOME Tenant Selection requirements at 24 CFR 92.253(d) as follows:
i. An owner of rental housing assisted with HOME funds must comply with the affirmative marketing requirements established by the City of Stockton pursuant to § 92.351(a).
ii. The owner must adopt and follow written tenant selection policies and criteria that:
1) Limit the housing to very low- income and low-income families; 2) Are reasonably related to the applicants' ability to perform the obligations of the lease (i.e., to pay the rent, not to damage the housing; not to interfere with the rights and quiet enjoyment of other tenants);
3) Limit eligibility or give a preference to a particular segment of the population if permitted in its written agreement with the City of Stockton (and only if the limitation or preference is described in the City of Stockton’s Consolidated Plan).
(i.) Any limitation or preference must not violate
nondiscrimination requirements in § 92.350. A limitation or preference does not violate nondiscrimination
requirements if the housing also receives funding from a Federal program that limits eligibility to a particular segment of the population (e.g., the Housing Opportunity for Persons with AIDS program under 24 CFR part 574, the Shelter Plus Care program under 24 CFR part 582, the
Supportive Housing program under 24 CFR part 583,
supportive housing for the elderly or persons with
disabilities under 24 CFR part 891), and the limit or
preference is tailored to serve that segment of the
population.
(ii.) If a project does not receive funding from a Federal program that limits eligibility to a particular segment of the population, the project may have a limitation or
preference for persons with disabilities who need services offered at a project only if:
(A.)The limitation or preference is limited to the
population of families (including individuals) with

ATTACHMENT E
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49 disabilities that significantly interfere with their ability to obtain and maintain housing;
(B.)Such families will not be able to obtain or maintain themselves in housing without appropriate
supportive services; and
(C.) Such services cannot be provided in a
nonsegregated setting. The families must not be
required to accept the services offered at the
project. In advertising the project, the owner may
advertise the project as offering services for a
particular type of disability; however, the project
must be open to all otherwise eligible persons with
disabilities who may benefit from the services
provided in the project.
4) Do not exclude an applicant with a voucher under the Section 8 Tenant-Based Assistance: Housing Choice Voucher Program (24 CFR part 982) or an applicant participating in a HOME tenantbased rental assistance program because of the status of the prospective tenant as a holder of such voucher or comparable HOME tenant-based assistance document.
5) Provide for the selection of tenants from a written waiting list in the chronological order of their application, insofar as is practicable. The Continuum of Care’s (CoC) Coordinated Entry process is not a compliant tenant selection process therefore not permitted;
6) Give prompt written notification to any rejected applicant of the grounds for any rejection; and
7) Comply with the VAWA requirements prescribed in § 92.359.

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50 Emergency Solutions Grant (ESG)
Reference 91.220(l)(4)

1. Include written standards for providing ESG assistance (may include as attachment) See “ESG Written Standards” attachment.

2. If the Continuum of Care has established centralized or coordinated assessment system that meets HUD requirements, describe that centralized or coordinated assessment system.

The San Joaquin County Coordinated Entry System (CES) of the San Joaquin Continuum of Care (CoC) facilitates the coordination and management of resources and services for the homeless.

The function of CES is to quickly and equitably connect the highest need, most vulnerable persons in San Joaquin County to available housing and supportive services, to rapidly resolve their housing crisis and make homelessness rare, brief, and non-recurring in our region. In San Joaquin County, Family Resource and Referral Center is the administrator of CES through their 211 San Joaquin program. The CoC has adopted a “no wrong door” approach to coordinated entry, in which a homeless family or individual can present at any homeless housing and service provider in the geographic area but is assessed using the same tool and methodology so that referrals are consistently completed across the CoC. This means that in San Joaquin County, CES is not focused on moving households from the streets into shelter but rather from shelter into permanent housing.

Coordinated Entry is intended to act as the referral point to various permanent housing programs. Those in need of services contact an Access Point, typically an emergency shelter or 211 San Joaquin, to complete an assessment. The household will receive the same assessment regardless of which Access Point they engage. This assessment provides information on the household’s vulnerability and length of time experiencing homelessness, which is used to prioritize households for placement. After completing the assessment, the household is placed in a queue of households eligible to receive a referral into various housing programs. Once a housing program has an opening, the CES will provide the agency with a referral from the queue of those assessed, based upon the program’s eligibility criteria and the household’s vulnerability. Coordinated Entry prioritizes the most vulnerable households who also meet the eligibility requirements of available housing programs.

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51 3. Identify the process for making sub-awards and describe how the ESG allocation available to private nonprofit organizations (including community and faith-based organizations).

The City of Stockton will implement the Emergency Solutions Grant (ESG) program in accordance with The McKinney-Vento Homeless Assistance Act as amended by S.896 HEARTH Act of 2009, found at 24 CFR Part 576, to ensure eligible activities are selected and financially managed in accordance with local and federal requirements.

The competitive sub-award process begins with the Community Development Committee (CDC) annual Kick-off Meeting in the fall, as outlined in the Annual Action Plan schedule. The City updates the Annual Action Plan schedule, application, and guidelines, issues public notices, and releases the competitive Notice of Funding Availability (NOFA).

Applications for funding are submitted by mid-January. Staff reviews these applications for eligibility, organizational capacity, completeness, ESG requirements, consistency with the Consolidated Plan, and compliance with 24 CFR Part 576. After the City’s review a CDC meeting is held for eligible applicants to present their applications to the committee. During this meeting, CDC members review and score applications which assist in informing the City’s recommendations to City Council. Final scoring recommendations are presented to CDC and are taken to City Council along with the Annual Action Plan for approval. Ahead of the two public hearings (CDC and City Council) the public is informed of the public hearings and 30-day public comment period via a public hearing notice published in The Record (a local newspaper publication) and by posting the plan and related information on the City website. .

4. In April, the City Council reviews and votes on the funding recommendations at a publicly noticed meeting. The Annual Action Plan is then submitted to HUD via IDIS. Award letters are sent to subrecipients following submittal. If the jurisdiction is unable to meet the homeless participation requirement in 24 CFR 576.405(a), the jurisdiction must specify its plan for reaching out to and consulting with homeless or formerly homeless individuals in considering policies and funding decisions regarding facilities and services funded under ESG.

Planning for homeless services is primarily done in collaboration with the CoC, which includes several Board members and active participants who have experienced homelessness. City staff also engage with homeless individuals through community discussion groups, listening sessions, and site visits to encampments and shelters to gather input on proposed policies, funding decisions, and service needs. Additionally, the involvement of paid staff and Board members with lived experiences in homelessness is considered during grant reviews and funding decisions.

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52 5. Describe performance standards for evaluating ESG.

The City of Stockton will work with the CoC and utilize data captured by HMIS to evaluate the outcomes of ESG assisted programs. The goal of this approach is to use these performance measures to measure the efficacy of the programs and inform future programing decisions.

When evaluating the programs, we will look to data collected in HMIS such as length of homelessness, employment status, and retention into permanent housing solutions to build reasonable and attainable performance measures for ESG funded programs.

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53 City of Stockton Housing Element Assessment of Fair Housing and the Consolidated Plan
The City of Stockton’s 2025-2029 Consolidated Plan and the 2023-2031 Housing Element are key components of the City’s strategy to address housing and community development needs over the next several years. The Consolidated Plan serves as a comprehensive framework for allocating federal funds from the Department of Housing and Urban Development (HUD), to support affordable housing and community development. The 2023-2031 Housing Element, required by the State of California, focuses specifically on ensuring that communities plan for sufficient housing to meet their growing and diverse needs. Both plans aim to create equitable access to housing and resources for all Stockton residents, particularly those who are lowincome or experiencing housing instability. The Consolidated Plan aims to address the issues outlined in the Housing Element and establish policies to ensure these problems are prioritized and mitigated.

The Housing Element includes the requirement for inclusion of an Assessment of Fair Housing (AFH). The requirements for the California AFH were modeled on the federal Affirmatively Furthering Fair Housing (AFFH) guidelines and exceed what is required by a federal Analysis of Impediments (AI). By complying California Housing Element requirements, the City of Stockton is therefore in compliance with federal fair housing requirements and is identifying actions that increase fair housing.

Housing Element
The 2023-2031 Housing Element identified the following factors that contribute to fair housing issues: presence of concentrated racially and ethnically concentrated areas of poverty (R/ECAPs) in Greater Downtown, South Stockton, East Stockton, and between West Lane and Pacific Avenue in Northern Stockton; barriers to homeownership, particularly for communities of color; displacement risk due to economic pressures, particularly for lower-income households; disproportionately limited access to resources for lower-income and communities of color households; and high rates of unsheltered individuals and families.

Issue Key Contributing Factors Key Actions
Concentration of
R/ECAPs
Concentrations of poverty and
lower-income households,
highest share of minority
residents compared to county
and megaregion, older
Produce affordable rental housing in
opportunity-rich locations near transit,
services, and key amenities, encourage
landlords and property managers in high
resource areas to advertise their units to

ATTACHMENT E
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54 housing stock and areas with
poor housing conditions
resulting in lower housing
costs in South Stockton,
Downtown and
East Stockton, and scattered
residential areas along major
commercial corridors north of
Midtown
Section 8 voucher holders, provide
education to landlords and property
owners on fair housing rights and
requirements/discrimination
Barriers to
Homeownership
Historical redlining and
barriers to building
generational wealth,
household income growth
that has not kept pace with
housing costs
Offering programs to remove racially
restrictive covenants on city and private
property, continue to operate program for
downpayment assistance for first-time
homebuyers (depending on feasibility per
market conditions)
Displacement Risk Rising housing costs outpacing
wage increases, cost of repairs
and rehabilitation, outside
demand for housing from
relocating Bay Area residents
with higher-paying jobs
intensifies gentrification and
competition for housing
resources
Continue to operate the housing
rehabilitation programs and improve
communication about the program to
eligible owners of mobile homes and
rental properties, continue code
enforcement in targeted areas, comply
with State law regarding replacement of
existing affordable units, assist the
development of affordable housing using
State and federal funds, provide support
for low-income renters, including
multilingual tenant counseling, rental
assistance, financial counseling, crisis
stabilization services, and legal support,
provide weatherization services
Limited Access to
Resources for LowerIncome and
Communities of Color
Discriminatory lending and
other barriers to home
ownership for
non-White populations,
including language barriers
and needed documentation
Implement multilingual communication
and outreach strategies, offering
programs to remove racially restrictive
covenants on city and private property
High Rates of
Unsheltered
Individuals and
Families
Increasing proportion of
employed homeless face
challenges in securing housing
Continue to support organizations
assisting homeless persons
Consolidated Plan
The 2025-2030 Consolidated Plan is designed to directly tackle the housing challenges identified in the Housing Element, with the goal of increasing the amount of affordable housing that is

ATTACHMENT E
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55 accessible to Stockton residents. The activities the City will fund through its Consolidated Plan are not only aligned with the issues highlighted in the Housing Element, but also expand upon the key actions and strategies outlined in that document.

To further encourage affordable housing development, the City of Stockton has taken steps to reduce barriers to affordable housing development, such as modifying zoning requirements through the 2022 Density Waivers program, which allows for up to 136 units per acre in the Downtown Core. The city also offers fee reductions for builders and developers under the Stockton Economic Stimulus Plan (SESP) and has streamlined permit processing while reducing parking requirements for affordable housing and Transit Oriented Development projects. To address financial barriers, Stockton is working closely with housing developers and exploring new funding sources for both development and service provision.

Additionally, the City of Stockton employs a comprehensive outreach strategy to engage with homeless individuals, particularly unsheltered persons, through partnerships with local organizations. Outreach teams provide essential services and assess individual needs, using data from efforts like the annual Point-in-Time Count. The city offers Navigation Centers and low-barrier shelters for access to services and housing.

The Housing First approach guides Stockton’s efforts to address emergency and transitional housing needs, providing immediate housing without preconditions. Programs like Emergency Housing, Transitional Housing, and Rapid Rehousing help homeless individuals and families access housing and support services. Stockton also focuses on helping chronically homeless individuals, families, veterans, and unaccompanied youth transition to permanent housing and independent living. This includes Rapid Rehousing, Permanent Supportive Housing, and specialized services for specific populations. Finally, the city provides financial support through ESG subrecipient grants for homelessness prevention programs and services to assist lowincome individuals at risk of homelessness, especially those discharged from institutions or receiving social services, through programs like Emergency Rental Assistance and collaborations with local nonprofits and healthcare providers.

The City will fund the following projects during the 2025-2029 planning period to remove and prevent barriers to affordable housing:

1. CDBG Administration

2. CDBG Housing Program Delivery

3. CDBG Housing Programs

4. Public Services & Fair Housing

5. HOME Administration

6. HOME Program Delivery

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56 7. HOME Housing Loans

8. CHDO Set-Aside Funds

9. ESG Entitlement 2025 Stockton

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57 City Of Stockton Emergency Solutions Grant (ESG) Written Standards Introduction
The ESG Program Interim Rule requires the ESG recipient to establish and consistently follow written standards for providing assistance with ESG funds (24 CFR 576.400 (e)). At a minimum, these written standards must include:
• Standard policies and procedures for evaluating individuals' and families' eligibility for assistance under Emergency Solutions Grant (ESG);
• Standards for targeting and providing essential services related to street outreach; • Policies and procedures for admission, diversion, referral, and discharge by emergency shelters assisted under ESG, including standards regarding length of stay, if any, and safeguards to meet the safety and shelter needs of special populations, e.g., victims of domestic violence, dating violence, sexual assault, and stalking; and individuals and families who have the highest barriers to housing and are likely to be homeless the longest;
• Policies and procedures for assessing, prioritizing, and reassessing individuals' and families' needs for essential services related to emergency shelter; • Policies and procedures for coordination among emergency shelter providers, essential services providers, homelessness prevention, and rapid re-housing assistance providers; other homeless assistance providers; and mainstream service and housing providers (see § 576.400(b) and (c) for a list of programs with which ESG-funded activities must be coordinated and integrated to the maximum extent practicable); • Policies and procedures for determining and prioritizing which eligible families and individuals will receive homelessness prevention assistance and which eligible families and individuals will receive rapid re-housing assistance (these policies must include the emergency transfer priority required under § 576.409);
• Standards for determining what percentage or amount of rent and utilities costs each program participant must pay while receiving homelessness prevention or rapid rehousing assistance; • Standards for determining how long a particular program participant will be provided with rental assistance and whether and how the amount of that assistance will be adjusted over time; and
• Standards for determining the type, amount, and duration of housing stabilization and/or relocation services to provide to a program participant, including the limits, if any, on the homelessness prevention or rapid re-housing assistance that each program

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58 participant may receive, such as the maximum amount of assistance, maximum number of months the program participant receive assistance; or the maximum number of times the program participant may receive assistance.

The goals of the written standards are to:
• Establish community-wide expectations on the operations of homeless services projects within the community
• Ensure that the system is transparent to users and operators • Establish a minimum set of standards to manage the quality of ESG-funded projects functioning in the community
• Make local priorities, as outlined in the Consolidated Plan • Create consistency and coordination between ESG-funded projects within the San Joaquin County Continuum of Care (CoC).

All subrecipients of City of Stockton ESG Program funding must follow these standards and must be applied consistently. Homeless service providers that do not receive ESG funds are strongly encouraged to utilize these written standards to ensure consistency in the delivery of services. Subrecipients of Stockton ESG funding must not adopt standards that conflict with those established by these City of Stockton ESG Written Standards, the CoC Program, or ESG Program interim rules.

This document outlines the Written Standards for ESG Service Delivery which meet HUD’s minimum requirements and addresses the City’s expectations for all projects. For each project type, the standards outline the purpose of the project type, eligibility criteria, prioritization, minimum standards of assistance, client access, and performance standards.

ESG General Standards
Homeless Participation
All recipients and sub-recipients of ESG program funds are required to follow the minimum standards for homeless participation. Minimum standards for homeless participation are:
• (24 CFR 578.75) / ESG (24 CFR 576.405):
o Each funded provider of ESG assistance must have at least one homeless individual or formerly homeless individual on the Board of Directors or equivalent policymaking entity of the provider.
o To the maximum extent possible, the provider shall involve homeless individuals and families in paid or volunteer work for the ESG programs.

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59 Housing First
As the funding agency of ESG funds, HUD requires that the City align with the local Continuum of Care (CoC) homelessness funding policies. San Joaquin County is the lead agency of the local CoC and follows a Housing First approach.

Housing First is an approach to connect individuals and families experiencing homelessness quickly and successfully to permanent housing without preconditions and barriers to entry, such as sobriety, treatment, or service participation requirements. Housing First Policies were signed into law in California on September 29, 2016, with SB 1380 to add Chapter 6.5 (commencing with Section 8255) to Division 8 of the Welfare and Institutions Code, relating to homelessness. Supportive services are offered to maximize housing stability and prevent returns to homelessness as opposed to addressing predetermined treatment goals prior to permanent housing entry. Housing First is premised on the following principles:
• Homelessness is first, and foremost, a housing crisis and can be addressed through the provision of safe and affordable housing.
• All people experiencing homelessness, regardless of their housing history and duration of homelessness, can achieve housing stability in permanent housing. Some may need very little support for a brief period, while others may need more intensive and longterm supports. • Everyone is “housing ready.” Sobriety, compliance in treatment, or clean criminal records are not necessary to succeed in housing. Rather, homelessness programs and housing providers must be “consumer ready”.
• Many people experience improvements in quality of life, in the areas of health, mental health, substance use, and employment, as a result of achieving housing. • People experiencing homelessness have the right to self-determination and should be treated with dignity and respect.
• The exact configuration of housing and services depends upon the needs and preferences of the population.

Housing First Core Features
1) Few to no programmatic prerequisites to permanent housing entry – People experiencing homelessness are offered permanent housing with no programmatic preconditions such as demonstration of sobriety, completion of alcohol or drug treatment, or agreeing to comply with a treatment regimen upon entry into the

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60 program. People are also not required to first enter a transitional housing program in order to enter permanent housing.
2) Low barrier admission policies – Permanent Supportive Housing’s admissions policies are
• Designed to “screen-in” rather than screen-out applicants with the greatest barriers to housing, such as having no or very low income, poor rental history and past evictions, or criminal histories. Housing programs may have tenant selection policies that prioritize people who have been homeless the longest or who have the highest service needs as evidenced by vulnerability assessments or the high utilization of crisis services.
• Rapid and streamlined entry into housing – Many people experiencing chronic homelessness may experience anxiety and uncertainty during a lengthy housing application and approval process. In order to ameliorate this, Housing First permanent supportive housing models make efforts to help people experiencing homelessness move into permanent housing as quickly as possible, streamlining application and approval processes, and reducing wait times. • Supportive services are voluntary but can and should be used to persistently engage tenants to ensure housing stability - Supportive services are proactively offered to help tenants achieve and maintain housing stability, but tenants are not required to participate in services as a condition of tenancy. Techniques such as harm reduction and motivational interviewing may be useful. Harm reduction techniques can confront and mitigate the harms of drug and alcohol use through non-judgmental communication while motivational interviewing may be useful in helping households acquire and utilize new skills and information. • Tenants have full rights, responsibilities, and legal protections – The goal of the Housing First approach is to help people experiencing homelessness achieve long-term housing stability in permanent housing. Permanent housing is defined as housing where tenants have leases that confer the full rights, responsibilities, and legal protections under Federal, state, and local housing laws. Tenants are educated about their lease terms, given access to legal assistance, and encouraged to exercise their full legal rights and responsibilities. Landlords and providers in Housing First models abide by their legally defined roles and obligations. For instance, landlords and providers do not enter tenants’ apartments without tenants’ knowledge and permission except under legally defined emergency circumstances. Many Housing First permanent supportive housing programs also have a tenant association or council to review program

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61 policies and provide feedback, and formal processes for tenants to submit suggestions or grievances.
• Practices and policies to prevent lease violations and evictions – Housing First supportive housing programs should incorporate practices and policies that prevent lease violations and evictions among tenants. For instance, program policies consistent with a Housing First approach do not consider alcohol or drug use to be lease violations. Housing First models may also have policies that give tenants some flexibility and recourse in the rent payment, which in many subsidized housing programs is 30% of the participant’s income. For example, rather than moving towards eviction proceedings due to missed rent payments, programs may allow tenants to enter payment installment plans for rent arrearages or offer money management assistance to tenants. • Applicable in a variety of housing models – The Housing First approach can be implemented in different types of supportive housing settings, including:
scattered-site models in private market apartments, where rental assistance is provided, and tenants have access to mobile and site-based supportive services; single-site models in which permanent supportive housing buildings are newly constructed or rehabilitated and tenants have access to voluntary on-site services; and set-asides, where supportive services are offered to participants in designated units within affordable housing developments.

Homelessness Definition (24 CFR 578.3)
For the purposes of this document and for determining the status of persons experiencing homelessness, the definition of homeless persons will be supported by the HUD definition of Homelessness as follows:

Category 1: Literally Homeless
• Individual or family who lacks a fixed, regular, and adequate nighttime residence, meaning:
i. Has a primary nighttime residence that is a public or private place not meant for human habitation; or
ii. Is living in a publicly or privately operated shelter designated to provide temporary living arrangements (including congregate shelters, transitional housing, and hotels and motels paid for by charitable organizations or by federal, state and local government programs); or

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62 iii. Is exiting an institution where (s)he has resided for 90 days or less and who resided in an emergency shelter or place not meant for human habitation immediately before entering that institution.

Category 2: Imminent Risk of Homelessness
• Individual or family who will imminently lose their primary nighttime residence, provided that:
i. Residence will be lost within 14 days of the date of application for homeless assistance;
ii. No subsequent residence has been identified; and
iii. The individual or family lacks the resources or support networks needed to obtain other permanent housing.

Category 3: Homeless under Federal statutes
• Unaccompanied youth under 25 years of age, or families with children and youth, who do not otherwise qualify as homeless under this definition, but who:
i. Are defined as homeless under other listed federal statutes; ii. Have not had a lease, ownership interest, or occupancy agreement in permanent housing during the 60 days prior to the homeless assistance application; iii. Have experienced persistent instability as measured by two moves or more during in the preceding 60 days; and
iv. Can be expected to continue in such status for an extended period of time due to special needs or barriers
Category 4 Fleeing/Attempting to Flee DV
• Any individual or family who:
i. Is fleeing, or is attempting to flee, domestic violence; ii. Has no other residence; and
iii. Lacks the resources or support networks to obtain other permanent housing Homeless Recordkeeping Requirements (576.500)
Category 1 Literally Homeless 24 CFR 576.500 (b)
• Third-party verification will always be attempted first to verify homeless status i. Written observation by the outreach worker; or
ii. Written referral by another housing or service provider; or

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63 iii. A written certification by the individual or head of household seeking assistance; or
iv. Records contained in an HMIS or comparable database used by victim service or legal service providers are acceptable evidence of third-party documentation and intake worker observations if the HMIS retains an auditable history of all entries, including the person who entered the data, the date of entry, and the change made; and if the HMIS prevents overrides or changes of the dates on which entries are made.
• Intake Worker Observation will be the second form of homeless status verification • Certification by the individual or head of household seeking assistance stating that (s)he was living on the streets or in shelter will be the last resort of homeless status verification.
• For individuals exiting an institution – one of the forms of evidence above and:
i. Discharge paperwork or written/oral referral, or
ii. Written record of intake worker’s due diligence to obtain above evidence and certification by individual that they exited institution Category 2 Imminent Risk of Homelessness §576.500 (c)
• A court order resulting from an eviction action notifying the individual or family that they must leave; or
• For individuals and families leaving a hotel or motel – evidence that they lack the financial resources to stay; or
• A documented and verified oral statement; and
• Certification that no subsequent residence has been identified; and • Self-certification or other written documentation that the individual lack the financial resources and support necessary to obtain permanent housing Category 3 Homeless under Federal statutes
• Certification by the nonprofit or state or local government that the individual or head of household seeking assistance met the criteria of homelessness under another federal statute; and
• Certification of no permanent housing in last 60 days; and • Certification by the individual or head of household, and any available supporting documentation, that (s)he has moved two or more times in the past 60 days; and • Documentation of special needs or 2 or more barriers
Fleeing/Attempting to Flee DV

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64 • For victim service providers:
i. An oral statement by the individual or head of household seeking assistance which states; they are fleeing; they have no subsequent residence; and they lack resources. Statement must be documented by a self-certification or a certification by the intake worker
• For non-victim service providers:
i. Oral statement by the individual or head of household seeking assistance that they are fleeing. This statement is documented by a self-certification or family is not jeopardized, the oral statement must be verified; and ii. Certification by the individual or head of household that no subsequent residence has been identified; and
iii. Self-certification, or other written documentation, that the individual or family lacks the financial resources and support networks to obtain other permanent housing.

Program Coordination (576.400(c)):

All recipients and subrecipients of ESG program funds are expected to maintain the minimum standards for ongoing system and program coordination and integration of ESG funded activities to the maximum extent practicable. This includes coordination with the following:
• Street Outreach (SO) providers
• Emergency Shelter (ES) providers
• Homelessness Prevention (HP) providers
• Transitional Housing (TH) providers
• Permanent Supportive Housing (PSH) providers
• Rapid rehousing (RRH) assistance providers
Other Homeless Assistance Programs:
• Shelter Plus Care Program
• Supportive Housing Program
• Section 8 Moderate Rehabilitation Program for Single Room Occupancy Program for Homeless Individuals
• HUD-Veterans Affairs Supportive Housing (HUD-VASH);
• Education for Homeless Children and Youth Grants for State and Local Activities (McKinney-Vento Homeless Assistance Act);
• Grants for the Benefit of Homeless Individuals;
• Healthcare for the Homeless;

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65 • Programs for Runaway and Homeless Youth;
• Projects for the Assistance in the Transition from Homelessness; • Services in Supportive Housing Grants;
• Emergency Food and Shelter Program;
• Transitional Housing Assistance Grants for Victims of Sexual Assault, Domestic Violence, Dating Violence, and Stalking Program (section 40299 of the Violent Crime Control and Law Enforcement Act;
• Homeless Veterans Reintegration Program (section 5(a)(1)) of the Homeless Veterans Comprehensive Assistance Act;
• Domiciliary Care for Homeless Veterans Program;
• VA Homeless Providers Grant and Per Diem Program;
• Health Care for Homeless Veterans Program;
• Homeless Veterans Dental Program;
• Supportive Services for Veteran Families Program; and • Veteran Justice Outreach Initiative
Termination and Grievance Procedures (576.402):

Minimum standards for termination of assistance are:
1) In general: If a program violation occurs and the provider terminates assistance as a result, the termination shall follow an established process that recognizes the rights of the individuals affected. Termination shall only occur in the most severe cases after other remedies have been attempted. Termination of individuals and families in projects funded through the ESG program must be consistent with 576.402. 2) Due process rights for individuals and families facing program termination: When terminating assistance to an ESG program participant receiving rental assistance or housing relocation and stabilization services, the required formal process shall minimally consist of:
• Written notice clearly stating the reasons for termination; • Review of the decision that gives the participant opportunity to present objections to the decision and to have representation. Any appeal of a decision shall be heard by an individual different from and not subordinate to the initial decision- maker; and
• Prompt written notice of the final decision on the appeal. • Ability to provide further assistance: Termination will not bar the provider from providing later, additional assistance to the same family or individual

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66 Coordinated Entry Participation (24 CFR 576.400(d))
Under the requirements of the Homeless Emergency Assistance and Rapid Transition to Housing (HEARTH) Act as well as requirements identified by the Continuum of Care (CoC) Program Interim Rule, and HUD’s Notice Establishing Additional Requirements; San Joaquin County has established a Coordinated Entry (CE) process that aims to increase the efficiency of the local crisis response system and improve fairness and ease of access to resources, including mainstream resources. Additional goals of (CE) process include:
• Reduce the burden on households experiencing a housing crisis • Identify the most appropriate housing resource to facilitate a rapid and permanent exit from homelessness
• Prioritize the most vulnerable households with the longest time homeless for housing resources
• Collect system-wide data to inform necessary shifts in resources, identify gaps, and enable data-driven decision making at the CoC, organizational and project levels HMIS Participation (24 CFR 576.400(f))
A Homeless Management Information System (HMIS) is a locally administered, electronic data collection system that stores longitudinal person-level information about persons who access the homeless service system. All recipients and subrecipients of ESG and/or CoC program funds are required to enter and maintain their project data in the local HMIS. HMIS Participation Exceptions include:
• Providers, except for victim service providers shall actively utilize the Homeless Management Information System (HMIS), to enter data on people served and assistance provided under ESG and the CoC Programs.
• Victim service providers shall actively utilize a comparable data system that meets HUD’s standards (24 CFR 576.107 and 578.7(b))
Emergency Shelter
Participant Eligibility
People are eligible for these services if they qualify as “homeless” based on categories (1, 2, or 4) of the “homeless” definition found at 24 CFR 576.232. Eligible activities, in compliance with federal ESG rules (24 CFR 576.102) in addition to the provision of decent, safe, and sanitary emergency shelter accommodations include:

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67 • Case management;
• Child Care;
• Education,
• Employment and Life Skills Services;
• Legal Services;
• Health,
• Mental Health and Substance Abuse Services; Transportation Shelter Diversion
Shelter Diversion is a strategy that prevents homelessness at the front door by helping to identify immediate alternate housing arrangements and, if necessary, connecting people experiencing homelessness with services and financial assistance to help them return to permanent housing. Diversion should be attempted with all households seeking homeless services assistance.

Admission
Providers of Emergency Shelter services shall admit individuals and families who meet the HUD definition of “homeless,” as specified in 24 CFR 576.2 (1, 2, & 4) and agencies’ eligibility criteria.

Assessment
• Individuals and families shall be assessed for Coordinated Entry using the Approved Coordinated Entry assessment, and that assessment must be recorded into HMIS. • Families and individuals remaining in shelter for longer than thirty (30) days shall be reassessed by a Case Manager for housing every 30-45 days.

Intake
When appropriate, based on the individual’s needs and wishes, the provision of or referral to Homelessness Prevention (HP) or Rapid Rehousing (RRH) services that can quickly assist individuals to maintain or obtain safe, permanent housing shall be prioritized over the provision of Emergency Shelter (ES) or Transitional Housing (TH) services. Emergency shelters will prioritize shelter services for those:
• Individuals and families lacking other resources in the community even if limited assistance could be provided to end their homelessness. • Are literally homeless and in the absence of shelter are likely to be living in an unsheltered setting.

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68 • Individuals and families vulnerable to injury or illness if not sheltered. Transgender placement will be based on gender self-identification
Discharge / Length of Stay
Program participants shall be discharged from Emergency Shelter services when they choose to leave or when they have successfully obtained safe, permanent housing. Any Length of Stay limitations determined by the funding source shall be determined by the individual service provider’s policies and clearly communicated to program participants. Providers of shelter services are strongly encouraged not to discharge individuals and families who have not secured permanent housing and maintain those households in shelter until they can be placed in appropriate permanent housing. This process must be clearly lined out in the program policy and procedures and made aware to program participants
Safety and Shelter Safeguards for Special Populations
Safety and Shelter Safeguards shall be determined by the individual Special Population service provider’s policies and clearly communicated to program participants.

Rapid Rehousing/Homeless Prevention
Participant Eligibility
Homelessness Prevention (HP): To be eligible for HP Relocation and Stabilization Services and Short-Term and Medium-Term Rental Assistance, people must qualify as “at risk of homelessness” based on categories (2 or 4) of the HUD “homeless” definition or based on the “at risk of homelessness” definition found at 24 CFR 576.2, require HP services to prevent moving into an emergency shelter or another place described in category (1) of the “homeless” definition in 24 CFR 576.2, have an annual income below 30% of the median income for the area and be a resident of Stockton for at least 30 days prior to requesting assistance. (24 CFR 576.103, 576.105, 576.106)
Rapid Rehousing (RRH): ESG funded rapid rehousing will follow the standards as set forth during the NOFA under which the program funds were awarded.

All participants must lack sufficient resources or support networks to retain housing without ESG assistance. Individuals & families assisted under ESG are required to have annual incomes at or below 30% of the area median at annual assessment. An annual assessment will be required of all program participants and documentation maintained in the participant files.

Documentation of verifiable income consists of copies of paystubs, letter from SSDI/SSI, and documentation of any assistance, etc.

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69 Prioritization / Diversion / Referral
When appropriate, based on the individual’s needs and wishes, the provision of or referral to Homelessness Prevention (HP) or Rapid Rehousing (RRH) services that can quickly assist individuals to maintain or obtain safe, permanent housing shall be prioritized over the provision of Emergency Shelter (ES) or Transitional Housing (TH) services. Proof of Homelessness status must be documented in the participant file, or proof of verification attempt. ESG Programfunded RRH and ESG Prevention projects must serve participants referred from the local Coordinated Entry System, which prioritizes the following characteristics:
• Households with the highest service needs
• Households with the longest history of homelessness
• Households sleeping in an unsheltered location
Subpopulations
In providing RRH or Homelessness Prevention assistance, providers will receive referrals based on the prioritization established in the local Coordinated Entry Policies and Procedures. This prioritization will be updated periodically through the Coordinated Entry Committee based on subpopulation data and community input.

Participant Contribution
Minimum standards for determining what percentage or amount of rent and utilities costs each program participant shall pay while receiving Homelessness Prevention (HP) or RapidRehousing (RRH) assistance are:
• Participant’s income shall be verified prior to approval for initial and additional financial assistance. Documentation of the participant’s income and expenses, including how the participant is contributing to housing costs, if at all, shall be maintained in participant’s file. This file shall also contain a plan to sustain housing following the assistance, including either a plan to increase income or decrease expenses or both. • Providers must establish policies concerning notification of changes in participant income and/or family composition.
• Providers funded under ESG may pay up to 100 percent of the reasonable rent and utility costs for program participants. Providers may, at their discretion, choose to impose rental charges on participants in alignment with provider’s written policies and procedures.
• Providers may but are not required to impose rental charges but if they elect to do so, the charges must be universally and consistently applied to all participants served.

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70 • The maximum rental charge will not exceed the 30% of the household’s adjusted income or 10% of the total monthly income and may not exceed rental limits established in 24 CFR 578.77.
• Any additional requirements regarding the percentage or amount of rent and utilities costs each program participant shall pay shall be determined by the individual service provider’s policies and clearly communicated to program participants. • The calculation of participant’s income and the level of financial assistance provided are decisions that must be appealable to the provider.

Rental Assistance Duration and Adjustment
Minimum standards for determining how long a program participant shall be provided with rental assistance and how the amount of that assistance shall be adjusted over time are:
• Participants shall receive approval for the minimum amount of financial assistance necessary to prevent homelessness. Documentation of financial need shall be kept in the participant’s file for each quarterly assessment. Participants shall not be approved for more rental assistance than can be justified given their income and expenses at a given time.
• Providers must re-assess the continuing need for rental assistance before approving an additional increment. In no event will assistance under rapid rehousing or homeless prevention exceed 24 months in any 3-year period (24 CFR 576.106(a)). • Any additional requirements regarding how long a program participant shall be provided with rental assistance and whether and how the amount of that assistance shall be adjusted over time shall be determined by the individual service provider’s policies and clearly communicated to program participants.

Housing Relocation and Stabilization Services – Service Type, Amount, and Duration Determining the type, amount, and duration of housing stabilization and/or relocation services to provide to a program participant, including the limits, if any, on the homelessness prevention or rapid rehousing assistance that each program participant shall receive, such as the maximum amount of assistance, maximum number of months the program participant may receive assistance; or the maximum number of times the program participant may receive assistance are detailed in the following subsections. Any additional requirements regarding the type, amount, and duration of housing stabilization and/or relocation services that will be provided to a program participant, including any limitations shall be determined by the individual service provider’s policies and clearly communicated to program participants.

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71 Re-Evaluations (24 CFR 576.401(b))
Minimum standards for completing eligibility re-evaluations of individuals and families are listed below.

Homeless Prevention (HP) and Rapid Rehousing (RRH):
• Participants shall be re-evaluated not less than once every three months to determine eligibility for the program (24 CFR 576.401(b)(1)). Any changes will be documented in the case file and any necessary updates will be made to HMIS. At a minimum, each reevaluation of eligibility must establish that:
o The program participant does not have an annual income that exceeds 30 percent of median family income for the area, as determined by HUD; and o The program participant shall lack sufficient resources and support networks necessary to retain housing without ESG assistance.

Requirements Specific to Rapid Rehousing & Homeless Prevention City ESG subrecipients must have policies and procedures in place that address the following:
• Termination Procedures – See “Termination and Grievance Procedures” section. • Habitability Standards – must comply with requirements at 576.403 • Fair Market Rent & Rent Reasonableness Determination – 576.106(d) • Lease Requirements per 576.106(g)
Street Outreach
Participant Eligibility
Individuals and families who qualify as homeless under paragraph (1)(I) of the “homeless” definition under 24 CFR § 576.2, which is an individual or family with a primary nighttime residence that is a public or private place not designed for or ordinarily used as a regular sleeping accommodation for human beings, including a car, park, abandoned building, bus or train station, airport, or camping ground.

Minimum Standards
People are eligible for these services if they are “unsheltered homeless” based on category (1)(i) of the “homeless” definition found under 24 CFR 576.2 are eligible for the following activities, in compliance with federal ESG rules (24 CFR 576.101): engagement, case management, emergency health and mental health services, transportation.

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72 Affirmative Outreach
Providers of Street Outreach services shall target unsheltered homeless individuals and families, meaning those with a primary nighttime residence that is a public or private place not designed for or ordinarily used as a regular sleeping accommodation for human beings, including:
• a car
• park
• abandoned building
• bus, train station, or airport
• camping ground
Assessment / Service Provision / Referral / Prioritization Individuals and families shall be offered an initial need and eligibility assessment. Families and individuals engaged through Street Outreach should complete a Coordinated Entry Assessment and enter that information into HMIS as soon as is practicable. Qualifying program participants, including those meeting special population criteria, will be offered the following Street Outreach services, as needed and appropriate:
• Engagement;
• Case management;
• Emergency Health and Mental Health;
• Transportation Services
When appropriate based on the individual’s needs and wishes, the provision of or referral to rapid rehousing services that can quickly assist individuals to obtain safe, permanent housing shall be prioritized over the provision of or referral to emergency shelter or transitional housing services. All recipients of ESG program funds are required to prioritize individuals who meet the “literally homeless” definition.

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City of Stockton
2025-2026 Public Service NOFA Applications &
Recommendations
CDBG
Applications Submitted
Applicant Name Amount Requested
A'isha Academy $150,000.00
Bread of Life $150,000.00
Children's Home of Stockton $150,000.00
Community Medical Centers $150,000.00
Emergency Food Bank of Stockton/San Joaquin
County $125,000.00
Friends Outside $147,414.30
Gospel Center Rescue Mission, Inc. $150,000.00
Patience 4 Patients $275,000.00
Red Rabbit Enterprises DBA Red Rabbit
Advocacy $108,815.00
Reinvent South Stockton Coalition $150,000.00
San Joaquin Fair Housing Foundation, Inc $149,413.00
Service First $150,000.00
St. Mary's Community Services $150,000.00
The Amelia Ann Adams Whole Life Center $150,000.00
Tuleburg Press $75,000.00
Applications Recommended
Applicant Name Recommended Award
Bread of Life $120,000.00
Children’s Home of Stockton $135,000.00
Emergency Food Bank of Stockton/San Joaquin
County $125,000.00
Friends Outside $117,931.44
Tuleburg Press $60,000.00

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ESG
Applications Submitted
Applicant Name Amount Requested
A'isha Academy $100,000.00
Central Valley Low Income Housing Corp. $100,000.00
Child Abuse Prevention Council $100,000.00
Community Medical Centers, Inc. $150,000.00
Gospel Center Rescue Mission, Inc. $100,000.00
PREVAIL $150,000.00
Red Rabbit Enterprises dba Red Rabbit
Advocacy $44,700.00
The Amelia Ann Adams Whole Life Center $130,000.00
Applications Recommended
Applicant Name Recommended Award
Central Valley Low Income Housing Corporation $107,500.00 PREVAIL $152,500.00

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2022-2023

ALLOCATION
2023-2024

ALLOCATION
2024-2025

ALLOCATION
2025-2026

ALLOCATION DIFFERENCE
SOURCES OF FUNDS:

New Entitlement 3,129,459 3,220,474 3,240,738 3,240,738 - Program Income 100,000 70,000 150,000 150,000 -
Prior Years Program Income 193,835 - 1,194,493 1,714,610 520,117 Successor Agency Repayment Program Income 1,397,794 1,397,794 - - - Reprogrammed Funds 1,068,240 592,368 420,441 (420,441)
Prior Year Reprogrammed Funds 1,400,000 462,500 462,500 - TOTAL SOURCES $ 5,889,328 $ 6,680,636 $ 5,468,172 $ 5,567,848 $ 99,676 USES OF FUNDS:

Program Delivery Costs
CDBG General Program Administration 905,451 923,654 648,148 648,148 - Program Delivery 350,000 350,000 350,000 400,000 -
Total $ 1,255,451 $ 1,273,654 $ 998,148 $ 1,048,148 $ - Housing Programs
Housing Loan/Grant Program (Acquisition, Aff Hsg Site Improvements) 1,510,261 2,300,024 2,753,898 453,874 Housing Rehab Program 200,000 200,000 750,000 - (750,000) Emergency Repair Program 60,000 - - -
Homeless Support 588,700 -
Total $ 788,700 $ 1,770,261 $ 3,050,024 $ 2,753,898 $ (296,126) Subrecipient Assistance (Public Services)
Boys & Girls Club at Sierra Vista-Stockton 17,071 -
Bread of Life 42,071 90,000 -
Child Abuse Prevention Council 70,071 -
Children's Home of Stockton 87,071 100,000 150,000 (150,000) Community Center for the Blind and Visually Impaired -
Community Medical Centers, Inc - Public Facility -
Downtown Stockton Alliance 37,071 -
Emergency Food Bank 60,000 75,000 (75,000)
Gospel Center Rescue Mission 72,071 -
Kelly's Angels Foundation 12,071 25,000 -
New Legacy Foundation -
Parents by Choice, Inc. 112,071 -
Fair Housing 87,071 105,000 200,000 207,802 7,802
Second Harvest Food Bank 37,071 40,000 45,000 (45,000)
SJC HSA – Meals on Wheels 12,071 -
St. Mary's Dining Room 125,000 -
Three Seeds Organization 50,000 -
Tuleburg Press 32,071 25,000 -
Uplift All Foundation - Load of Hope 52,071 100,000 -
Visionary Home Builders of CA 47,071 -
Women's Center-Youth & Family Services -
Total $ 716,994 $ 720,000 $ 470,000 $ 765,802 $ (262,198) Economic Development Programs
Commercial Rehabilitation Programs 450,000 - (450,000)
Business Support Programs 250,000 - (250,000)
Stockton Entrepreneurship Program 200,000 140,000 250,000 - (250,000) Commercial Façade Improvement Program 175,000 235,000 - Fresh Produce Access Grant - Stocked Full of Produce 30,000 30,000 - Removing Barriers for Blight Abatement 400,180 -
Micro Storefront Beautification Grant 30,000 -
Food Entrepreneurship & Urban Garden Support 150,000 150,000 - Public Infrastructure Improvements - 1,000,000 1,000,000 Total $ 585,000 $ 815,180 $ 950,000 $ 1,000,000 $ 1,000,000 Debt Service - Section 108 Loan $ 2,543,183 $ 1,961,541 $ - $ - - TOTAL USES OF FUNDS $ 5,889,328 $ 6,540,636 $ 5,468,172 $ 5,567,848 $ 441,676 2025-2026 SOURCES AND USES DRAFT

COMMUNITY DEVELOPMENT BLOCK GRANT

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2022-2023

ALLOCATION
2023-2024

ALLOCATION
2024-2025

ALLOCATION
2025-2026

ALLOCATION DIFFERENCE
SOURCES OF FUNDS:

Revolving Loan Balance -
Revolving Loan Balance (Increase - from prior year PI) 146,533 234,427 - RL Program Income (Housing) 50,000 50,000 -
RL Program Income (ED) 2,000 2,000 -
TOTAL SOURCES $ 198,533 $ 286,427 $ - $ - $ -
USES OF FUNDS:

Housing Programs
Emergency Repair Program 60,000 60,000 - - -
Single Family Housing Repair Program 138,533 226,427 -
TOTAL USES OF FUNDS $ 198,533 $ 286,427 $ - $ - $ -
2022-2023

ALLOCATION
2023-2024

ALLOCATION
2024-2025

ALLOCATION
2025-2026

ALLOCATION DIFFERENCE
SOURCES OF FUNDS:

New Entitlement 1,826,436 1,760,707 1,393,227.48 1,393,227.48 - Program Income 200,000 200,000 200,000.00 100,000.00 (100,000) Prior Years Program Income 777,738 1,117,658 595,104.00 (595,104) Reprogrammed Funds -
TOTAL $ 2,804,174 $ 3,078,365 2,188,331.48 1,493,227.48 $ (695,104) USES OF FUNDS:

HOME Administration 270,000 245,000 164,383.10 139,323.00 (25,060) Program Delivery 150,000 150,000 150,000.00 150,000.00 - Loan Fund 2,110,209 2,419,259 1,664,964.25 994,920.36 (670,044) CHDO Set-Aside 273,965 264,106 208,984.12 208,984.12 (0) TOTAL $ 2,804,174 $ 3,078,365 2,188,331.47 1,493,227.48 $ (695,104) $0 $0 Available to Use/Program
2022-2023

ALLOCATION
2023-2024

ALLOCATION
2024-2025

ALLOCATION
2025-2026

ALLOCATION DIFFERENCE
SOURCES OF FUNDS:

New Entitlement 284,870 275,046 283,046 283,046 -
TOTAL $ 284,870 $ 275,046 $ 283,046 $ 283,046 $ -
USES OF FUNDS:

ESG Administration $ 19,125 $ 19,250 $ 21,228 $ 21,228 $ - Sub-Recipient Assistance
Gospel Center Rescue Mission 91,991 (91,991)
Haven of Peace 76,500 -
St. Mary's Interfaith Dining Room 61,249 -
Stockton Shelter for the Homeless 71,249 -
Women’s Center - Youth/Family Services 76,500 -
Ready to Work 18,749 169,827 (169,827)
Central Valley Low Income Housing Corp. 101,249 88,296 - CVLIHC ( HMIS Administration) 13,249 14,500 -
Children's Home Of Stockton

PREVAIL
Subrecipient Assistance Total $ 265,745 $ 255,796 $ 261,818 $ 261,818 - TOTAL $ 284,870 $ 275,046 $ 283,046 $ 283,046 $ -

HOME INVESTMENT PARTNERSHIPS PROGRAM

EMERGENCY SOLUTIONS GRANT
2025-2026 SOURCES AND USES DRAFT

COMMUNITY DEVELOPMENT BLOCK GRANT - REVOLVING LOAN

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City of Stockton
Economic Development Department
Community Participation Plan
(HUD Programs)
March 2025

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Table of Contents
I. Introduction ............................................................................................................................. 3 II. Development of Consolidated & Annual Action Plans ......................................................... 3 III. Amendments ......................................................................................................................... 4 IV. Consolidated Annual Performance & Evaluation Report ..................................................... 6 V. Affirmatively Furthering Fair Housing & the Assessment of Fair Housing .......................... 6 VI. Outreach ................................................................................................................................ 7 VII. Anti-Displacement & Relocation ...................................................................................... 10 VIII. Complaints ....................................................................................................................... 13

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I. Introduction

The City of Stockton Economic Development Department (EDD or Department) develops this Community Participation Plan as part of the requirements to receive federal funds for the Community Development Block Grant (CDBG), HOME Investment Partnerships (HOME), and Emergency Solutions Grant (ESG) programs. The Community Participation Plan defines the public engagement the EDD will lead in developing its five-year Consolidated Plan, each related Annual Action Plan, each Consolidated Annual Performance and Evaluation Report (CAPER), Assessment of Fair Housing, and any Substantial Amendments to the Consolidated Plan or its five Annual Action Plans.

The Consolidated Plan and each year's Action Plan guide the City's use of federal funds which are made available from the U.S. Department of Housing and Urban Development (HUD). The CAPER provides an assessment of funds expended and a quantitative analysis of program or project outcomes.

The EDD is the lead agency within the City of Stockton for development and implementation of the Consolidated Plan and Action Plan. The Community Development Committee (CDC), a seven-member advisory board to the City Council comprised of representatives from each Council district and one from the community at-large, plays a key role in the community participation process. The CDC holds public meetings, collects comments, and provides forums for the discussion of community development and housing needs. Other groups, such as the San Joaquin County Continuum of Care, may also be asked to participate.

This document is designed to meet HUD’s basic requirements for community participation in accordance with 24 CFR Part 91.105.

II. Development of Consolidated & Annual Action Plans

The City of Stockton must prepare a Consolidated Plan every five years and an Annual Action Plan annually. The CDC will hold a series of public meetings during the development of these plans that will include identification of community housing and non-housing needs, prioritization of needs, development of strategies to meet the identified needs and budget recommendations to implement those strategies. Community outreach, as outlined in Section V of this Plan, shall be utilized to encourage participation in the development of these Plans. The CDC will hold at least one meeting annually to review program performance, allow community input regarding the City’s community development and housing needs, and to provide information regarding priorities and proposed activities to community members.

Local and regional institutions, including the San Joaquin County Continuum of Care, the Housing Authority of the County of San Joaquin, businesses, developers, and nonprofit organizations will also be consulted during the preparation of the Consolidated Plan.

In the years when a Consolidated Plan is prepared, a notification on the availability of the draft Consolidated Plan and Annual Action Plan shall be published in one or more newspapers of general circulation. Prior to the City Council public hearing to consider the documents, draft

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copies of the plans will be available for review as outlined in Section V of this Plan. On years when a Consolidated Plan is not required, the above steps shall be followed for the Annual Action Plan. The final plans will be available on the EDD’s website.

Prior to adopting the Consolidated Plan, the City will publish information about anticipated funding amounts (including grants and program income), eligible activities, estimated low/moderate-income benefit, and anti-displacement plans including available relocation assistance. This information will be made available on the City website and in print at the Economic Development Department for a 30-day public comment period. The City Council will hold a public hearing before Plan adoption, and all comments received during the comment period or at the hearing will be considered, summarized, and attached to the Plan prior to HUD submission, including any comments not accepted and the reasons therefore.

III. Amendments

Amendments will be necessary whenever any of the criteria under each plan listed below is considered. Substantial amendments to any of the plans will be subject to the public participation requirements of this Community Participation Plan.

Consolidated Plan Amendment Considerations
A substantial amendment to the Consolidated Plan is defined as:
• Changes to the Consolidated Plan allocation priorities. • An addition or deletion of Consolidated Plan goals.

Annual Action Plan Amendment Considerations
A “substantial amendment” to an Annual Action Plan is defined as:
• Addition of a new project or activity not previously identified in the Annual Action Plan’s Sources & Uses as presented to City Council.
• Deletion or cancellation, during the program year, of a project or activity identified in the Annual Action Plan that has NOT been deemed ineligible or NOT determined to be infeasible.
• Changes to the funding distribution method, or the reallocation of funds between eligible project activities included in the approved Annual Action Plan, which exceeds 25 percent (25%) of the City’s annual entitlement. Reallocation of funds between eligible project activities below this threshold will be considered an administrative modification not subject to public hearing requirements of this plan; however, City Council approval will be conducted as required by City policy.

Administrative Updates
Changes to the Annual Action Plan that do not meet substantial amendment criteria include:
• Grammatical or structural edits that do not substantially change the scope or meaning of activity; and changes in the coding or eligibility determination of a project that does not change the scope, location, or beneficiaries.
• Proportional adjustments to the HUD covered programs, after City Council approval, to accommodate official HUD allocation amounts.

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• Reallocation of fund balance, in any amount, from a completed activity, during the program year, to another approved project or activity. In any case where the reallocation of funds occurs, the reallocation will be reported accordingly in the respective year’s CAPER.
• At EDD discretion, other types of changes that do not significantly alter the overall goals, priorities, or allocation of funds may be conducted administratively by the EDD and are not subject to the public hearing requirements of this Community Participation Plan.

Public Notice & Comment
The EDD will provide affected residents with a period of not less than 30 calendar days to make comments on a substantial amendment before it is implemented. Public notice shall include how and where to submit comments on the proposed changes. A summary of these comments, and a summary of comments not accepted and the reasons, therefore, shall be attached to the substantial amendment that is submitted to HUD.

Acceptable methods of meeting the community participation requirements include:
• Publication of the availability of substantial change(s) in a local newspaper. The publication will provide a link to the EDD web page which will provide more detailed information on the substantial amendment(s) and how to provide comments. • Publication of any proposed change shall appear in a local newspaper whose primary circulation is within the area serving the community of affected residents and include how to provide comments.
• Advertisement of the availability of the proposed change on the EDD website and include how to provide comments.
• Posting notices on the EDD website and social media accounts, including how to provide comments.
• Holding public meetings with the Community Development Committee (CDC) to receive input on the substantial amendment.

Disaster/Emergency Events that may Require Expedited Substantial Amendments It may be necessary to expedite substantial amendments to the Consolidated Plan in the event of a declared (local, state, or national) disaster or emergency. There are three types of disasters/emergency events that may necessitate an expedited substantial amendment including:

1. Man-Made-disasters: examples include chemical spills, power outages, dam failure, plant explosions, etc.

2. Natural disasters: examples include earthquakes, wildfires, flooding, and public health emergencies (such as COVID-19)

3. Terrorism: examples include bomb threats, biochemical attacks like the spread of anthrax, or cyber-attacks like hacking, phishing, and virus distribution, etc.

These expedited substantial amendments may include funding new activities and/or the reprogramming of funds including canceling Annual Action Plan planned activities to meet needs resulting from a declared disaster or emergency. Therefore, the EDD may utilize CDBG, HOME, or ESG funds to meet these needs with a five (5) day public comment period instead of a 30-day public comment period, which is otherwise required for substantial amendments.

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With respect to a declared disaster, the EDD may elect to use CDBG, HOME, or ESG funds to address needs not provided for by the Federal Emergency Management Agency (FEMA) and the Small Business Administration (SBA), or other disaster relief efforts. Funding for disaster relief may not duplicate other efforts undertaken by federal or local sources unless allowed by the federal government. Potential eligible uses of funds are those that are included in this Community Participation Plan, the Consolidated Plan, or any other CDBG, HOME, or ESG eligible use. HUD may provide new guidance on eligible uses or waivers for alternate protocols which the EDD will comply with and may utilize as well.

Submission of Amendments and Administrative Updates to HUD The EDD will submit Substantial Amendments to HUD on a rolling basis or at the end of the program year. Administrative Updates are not formally noticed to the public, nor submitted to HUD. However, documentation describing general changes and/or identifying specific changes will be included in the annual Consolidated Annual Performance and Evaluation Report (CAPER), which is made available to the public.

IV. Consolidated Annual Performance & Evaluation Report

The Consolidated Annual Performance and Evaluation Report (CAPER) identifies the final budget expenditure and performance results for each Annual Action Plan activity from the currently completed program year and any outstanding activities from prior program years.

The CAPER shall be submitted to HUD within 90 days from the close of the City's CDBG/HOME program year. The City's program year corresponds to the City's fiscal year which runs from July 1 to June 30 of each year. The CAPER shall be submitted to HUD by September 28.

Prior to submission to HUD there shall be a 15-day public review/comment period. During this time, the CDC shall review the document. The CDC will hold a public meeting to review the CAPER as outlined in Section V of this Plan. Any public comments received during the comment period shall be considered and shall be summarized and attached to the CAPER prior to submission to HUD.

V. Affirmatively Furthering Fair Housing & the Assessment of Fair Housing Effective July 31, 2021, HUD’s 2021 Interim Final Rule (IFR), “Restoring Affirmatively Furthering Fair Housing Definitions and Certifications,” requires program participants to submit certifications that they will affirmatively further fair housing in connection with their consolidated plan, annual action plans, and public housing agencies (PHA) plans. Program participants who are covered by the statutory Affirmatively Furthering Fair Housing (AFFH) rule include jurisdictions that are required to submit a Consolidated Plan in connection with the receipt of CDBG, HOME, or ESG funding.

In the state of California, jurisdictions are also required to complete a Housing Element with an Assessment of Fair Housing (AFH), which meets current federal fair housing analysis requirements thereby complying with the AFFH mandate. The EDD will participate in the City’s

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Housing Element process and incorporate the AFH findings, goals, and strategies into its Consolidated and Annual Action Plans. The EDD will also integrate fair housing topics, findings, and actions into its public engagement and consultation for the Plans.

VI. Outreach
Community Development Committee
The Community Development Committee (CDC) is an advisory board to the City Council comprised of representatives from each Council district and one from the community at-large.

The Council may augment its membership from time to time to assure and increase the broadness of total community representation. All nominees shall be residents of the City of Stockton.

Technical assistance from City staff shall be available to the CDC so that its members may adequately participate in planning, implementing, and assessing programs. Technical assistance will also be available to other community organizations, particularly those that represent persons of low and moderate income, in developing proposals or organizing neighborhood groups.

Federal regulations place the ultimate responsibility for the development of the Consolidated Plan and Annual Action Plan and the execution of the programs and activities on the grantee; hence the CDC constitutes the formal, advisory community participation body to the City Council.

The functions of the CDC shall be as follows:

1. Provide a forum for the community, particularly those likely to be affected by community and housing activities, in areas where residents are of low and moderate income (defined below).
a. Lower income: households with 50% to 80% of Area Median Income (AMI); the term may also be used to mean 0% to 80% of AMI
b. Moderate income: households with 80% to 120% of AMI

2. Disseminates program information including, but not limited to, the following:
a. Amount of funds available annually under each program b. Range of eligible activities
c. The identification of various community development and housing programs that become available
d. The processes involved in developing the application and the schedule of meetings and hearings
e. The role of community in the program
f. Any other important program requirements

3. The CDC shall be involved in development of the Consolidated Plan including the annual applications for the Community Development Block Grant Program, the HOME Investment Partnerships Program, the Emergency Solutions Grant Program, and similar

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housing programs or plans including subsequent amendments or basic changes to any of the above.

CDC appointment terms shall be staggered to follow the term of the appointing Council member.

Upon re-election, Council members may elect to appoint a new CDC member.

Public Meetings & Hearings
The City will hold at least two public hearings annually that together address: housing and community development needs, development of proposed activities, proposed strategies for affirmatively furthering fair housing, and review of program performance. At least one hearing will be held before the CDC to obtain community input, and one before the City Council to present recommendations and consider approval.

Notice of all public hearings shall be published in a paper of general circulation not less than ten days prior to the date of the hearing. The notice shall include the time, day and date of the hearing, its location, a general statement regarding its purpose and any other more specific information required by the Consolidated Plan, Annual Action Plan, amendments, or CAPER.

During the program year, public meetings and hearings related to the Consolidated and Annual Action Plans will be held at times and locations convenient to potential or actual beneficiaries and with accessibility to the handicapped. Proper notice shall be given, which includes posting the agenda a minimum of 72 hours prior to the meeting. Minutes shall be taken of all public hearings that meet quorum and shall be available for public review online at www.stocktonca.gov and at the Office of the City Clerk during regular working hours.

CDC meetings shall be scheduled and convened at least quarterly. Meetings and hearings may be convened by City staff or by the City Council as appropriate and in conformance with federal regulations to accomplish the following:

1. To obtain the views of communities, public agencies, and other interested parties, to comment on the extent to which funds are used for the benefit of lower income households, and what provisions should be taken by the City to minimize displacement of households by assisted activities.

2. To afford affected communities an opportunity to comment on proposed applications for federal assistance, plans, and substantial amendments as may be required by federal regulations, including, but not limited to, the Consolidated Plan and Annual Action Plan.

3. To afford communities an opportunity to review the programs’ progress and performance as described in program reports prepared from time to time pursuant to federal regulations.

Language Access Plan for Limited English Proficient Persons The City of Stockton has a diverse population where many languages are spoken. To the extent required by the City’s Language Access Plan (LAP), the EDD will make every effort to ensure

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that Limited English Proficient (LEP) persons (those that meet LAP required thresholds) have meaningful access to federally funded programs and services.

Regardless of which language a person speaks or their ability to speak English, the EDD will make every effort to ensure that LEP persons have meaningful access to federal funding services and documents through either oral translators or written interpretation of vital documents, upon request.

Language Access Plan
The EDD has conducted the four-factor analysis and developed its own Language Access Plan (LAP) to ensure that LEP persons (that meet the federally required threshold) have meaningful access to federally funded programs and services.

The four-factor analysis is as follows:
• Factor 1: Determine the number or proportion of LEP persons served or encountered in the eligible service area.
• Factor 2: Determine the frequency with which LEP persons encounter the CDBG, HOME, and/or ESG funded programs.
• Factor 3: Determine the importance of the information, services, program, or activity to people’s lives.
• Factor 4: Assess costs versus resources and benefits in providing language services.

Accessibility & Special Accommodations
In accordance with the Americans With Disabilities Act and California Law, it is the policy of the City of Stockton to offer its public programs, services, and meetings in a manner that is readily accessible to everyone, including those with disabilities. Copies of a public hearing notice, or an agenda and/or agenda packet in an appropriate alternative format, or other accommodation, may be obtained by contacting the Office of the City Clerk located at 425 North El Dorado Street, Stockton, California 95202 during normal business hours or by calling (209) 937-8458, at least 5 days in advance of the hearing/meeting. Advance notification within this guideline will enable the City/Agency to make reasonable arrangements to ensure accessibility.

For items expecting to affect a specific neighborhood or population, additional accommodations, including providing notices in various languages or providing interpreters at neighborhood meetings, will be considered.

Information & Records Availability
The Consolidated Plan (as proposed, adopted or amended), Annual Action Plan, CAPER, and this Community Participation Plan shall be available in print format for public review during regular working hours at the following location:

Economic Development Department
400 East Main Street 4th Floor
Stockton, CA 95202
(209) 937-8539

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These documents are also available online at https://www.stocktonca.gov/housing under the Housing Division.

Consistent with applicable state and local laws regarding personal privacy and obligations of confidentiality, other documents may be made available at the same time and place including mailings, promotional material, records of hearings, copies of the regulations, contracting procedures, environmental policies, fair housing and equal opportunity requirements and relocation provisions. This information shall be provided in a format accessible to persons with disabilities, upon adequate notice.

Requests for additional information may be made to the EDD at the address and phone listed above. A response shall be provided within fifteen (15) working days of receipt of the request, where practicable.

Summary materials regarding the Consolidated Plan, Annual Action Plan, amendments and CAPER shall be available without charge. Free copies of the Consolidated Plan and Action Plan will also be made available. One free copy will be provided to each individual or organization requesting said copy until the supply is exhausted. Photocopier charges and miscellaneous charges for other related services and materials shall be assessed in accordance with the City's fee schedule.

Technical Assistance
Technical assistance will be provided to groups representing people of low and moderate income that request such assistance in developing proposals for funding under any of the activities covered by the Consolidated Plan and Action Plan. The level and type of assistance provided shall be on a case-by-case basis as determined by the EDD Director or their designee.

VII. Anti-Displacement & Relocation

Anti-Displacement Policy
The City seeks to minimize, to the greatest extent possible, the involuntary displacement, whether permanently or temporarily, of persons (families, individuals, businesses, nonprofit organizations, or farms) from CDBG, ESG, or HOME funded activities.

Projects that the City deems beneficial but that may cause displacement may be recommended and approved for funding only if the City demonstrates that such displacement is necessary and vital to the project and that they take efforts to reduce the number of persons displaced. Further, it must be clearly demonstrated that the goals and anticipated accomplishments of a project outweigh the adverse effects of displacement imposed on persons who must relocate This section describes the City’s Anti-displacement and Relocation Plan and how it will assist persons who will be temporarily relocated or permanently displaced due to the use of HUD funds. This plan takes effect whenever the City sponsors projects using CDBG, ESG, or HOME funds that involve the following:
• Property acquisition; or
• The demolition or rehabilitation/conversion of low- and moderate-income dwelling units.

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Two acts place obligations on the City if any of the above issues are present:

1. The Uniform Relocation Assistance and Real Property Policies Act of 1970 (URA); and

2. Section 104(d) of the Housing and Community Development Act of 1974.

What is Displacement?
Displacement occurs when a person moves as a direct result of a federally assisted acquisition, demolition, conversion, or rehabilitation activities because they are:
• Required to move;
• Not offered a decent, safe, sanitary, and affordable unit in the project; or • Treated “unreasonably” as part of a permanent or temporary move.

What is a Displaced Person?
The term displaced person means any person that moves from real property or moves their personal property from real property permanently as a direct result of one or more of the following activities:
• Acquisition of, or written notice of intent to acquire, or the initiation of negotiations to acquire, such real property, in whole or in part, for a project. • Rehabilitation or demolition of such real property for a project. • Rehabilitation, demolition, or acquisition (or written notice of intent) of all or a part of other real property on which the person conducts a business or farm operation, for a project.

A person may also be considered displaced if the necessary notices are not given or provided in a timely manner and the person moves for any reason.

Persons Not Eligible for Assistance
A person is not eligible for relocation assistance under the provisions of the URA if any of the following occurs:
• The person was evicted for serious or repeated violation of the terms and conditions of the lease or occupancy agreement, violation of applicable Federal, State, or local law, or other good cause. However, if the person was evicted only to avoid the application of URA, then that person is considered displaced and is eligible for assistance. • The person has no legal right to occupy the property under State or local law. • The City determines that the person occupied the property to obtain relocation assistance and the HUD Field Office concurs in that determination. • The person is a tenant-occupant that moved into the property after a certain date, specified in the applicable program regulation, and, before leasing and occupying the property, the City provided the tenant-occupant written notice of the application for assistance, the project's impact on the person, and the fact that he or she would not qualify as a “displaced person” because of the project. • The person is a tenant-occupant of a substandard dwelling that is acquired or a tenantoccupant of a dwelling unit to which emergency repairs are undertaken, and the HUD field office concurs that:
o Such repairs or acquisition will benefit the tenant;
o Bringing the unit up to a safe, decent, and sanitary condition is not feasible;

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o The tenant’s new rent and average estimated monthly utility costs will not exceed the greater of: the old rent/utility costs or 30 percent of gross household income; and
o The project will not impose any unreasonable change in the character or use of the property.
o The person is an owner-occupant of the property who moves because of an arm’s length acquisition;
o The City notifies the person that they will not displace him or her for the project; o The person retains the right of use and occupancy of the real property following the acquisition; or
o The City determines that the person is not displaced as a direct result of the acquisition, rehabilitation, or demolition for the project and the HUD field office concurs in the determination.

Minimizing Displacement
The City will take reasonable steps to minimize displacement occurring as a result of its CDBG, ESG, and HOME activities. This means that the City will:
• Consider if displacement will occur as part of funding decisions and project feasibility determinations;
• Assure, whenever possible that occupants of buildings to be rehabilitated are offered an opportunity to return;
• Plan substantial rehabilitation projects in “stages” to minimize displacement; and • Meet all HUD notification requirements so that affected persons do not move because they have not been informed
Displacement and Relocation Assistance
If the City temporarily displaces a household or business, that household or business becomes eligible for certain relocation payments. The assistance applies to those persons or business occupying the property at the time the application is processed and is based on the following procedures:
• If the structure and its occupants are determined eligible for temporary relocation assistance, the owner-occupants and/or tenants are eligible for the actual reasonable cost (based on fair market rent) of temporary lodging facilities until the structure is determined habitable by a housing or building inspector authorized by the City to make the determination;
• The City must approve housing and the Lessor and Lessee must sign a rent agreement before move-in. Housing must be comparable functionally to the displacement dwelling and decent, safe, and sanitary. This does not mean that the housing must be in comparable size. The term “functionally equivalent” means that it performs the same function, has the same principal features present, and can contribute to a comparable style of living. Approved lodging accommodations include apartments and houses. The City does not reimburse “rental expenses” for living with a friend or family member; • The City may facilitate moving and storage of furniture with a moving company; • Damage deposits, utility hookups, telephone hookups and insurance costs are not eligible for reimbursement; and
• The City may pay the cost of relocation assistance from available Federal funds

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Change in Use of Real Property
The standards described in this section apply to real property within the administering agency’s control, which is acquired or improved in whole or in part using more than $25,000 in CDBG funds (24 CFR §570.505). These standards shall apply from the date CDBG funds are spent for the property until five years after closeout of the grant from which the assistance to the property was provided.

A recipient cannot change the use or planned use of any property (including beneficiaries of such use) from that for which the acquisition or improvement was made unless the recipient provides affected residents with an opportunity to comment on, any change, and either:

1. The new use of such property qualifies as meeting one of the national objectives and is not a building for the general conduct of government; or

2. The recipient determines, after consultation with affected residents, that it is appropriate to change the property’s use to another use which does not meet a national objective and reimburses the CDBG program in the amount of the current fair market value of the property, less any portion of the value attributable to expenditures of non-CDBG funds for the acquisition of and improvements to the property.

Community members will be informed of changes in the use or planned use of the property by means of a notice, which will be published in a newspaper of general circulation that serves the community of affected residents. The notice will provide a description of the proposed change in use or planned use of the property and will also advise how and where to submit comments. The public will have an opportunity to comment on the proposed change in use or planned use of the property for a period of no less than 15 days.1

VIII. Complaints

The City will answer complaints in a timely and responsive manner. The City will make every reasonable effort to provide written responses to complaints within 15 working days, where practicable. Complaints received will be handled at the lowest possible staff level affected directly and then will be referred through the normal chain of command: supervisor, division head, department director, City Manager’s office. Ultimately, the community member may address a complaint directly to the City Council if they feel their grievance has not been resolved.
1 Further details on changes in use requirements are set forth in the CDBG regulations at 24 CFR § 570.505.

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City of Stockton
Economic Development Department
Language Access Plan
March 2025

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Table of Contents
I. Language Access Plan Overview ................................................................................................ 3 II. Plan Development and Implementation ..................................................................................... 3 III. Needs Assessment: Four Factor Analysis ................................................................................. 4 IV. Language Assistance Services and Translations ....................................................................... 6 V. Staff Training .............................................................................................................................. 7 VI. Vital Document Translation (Safe Harbor Provisions) ............................................................. 7 VII. Availability of Language Assistance at No Cost ..................................................................... 8 VIII. Monitoring and Updating the Language Access Plan (LAP) ................................................. 8 IX. Definitions ................................................................................................................................ 9

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I. Language Access Plan Overview
The City of Stockton has a diverse population where many languages are spoken. A substantial number of persons that speak these languages do not speak English or speak English less than very well and are considered Limited English Proficient (LEP).

In accordance with federal, state and local law, specifically Executive Order 13166, Housing and Urban Development (HUD) Limited English Proficiency (LEP) Guidance, and Section 7290 et seq. of the California Government Codes (“Dymally-Alatorre Bilingual Services Act”), the City of Stockton’s Economic Development Department (EDD or Department) will provide meaningful access to persons with LEP for its HUD-funded programs and activities and undertake reasonable efforts to provide or arrange free language assistance for LEP applicants or participants.

Policy Statement
It is EDD’s policy to provide timely, meaningful access for persons with LEP to all HUD-funded EDD programs, services, and activities. Individuals who have a limited ability to read, speak, write, or understand English may be entitled to free language assistance with respect to a particular type of service, benefit, or encounter. EDD will provide free language assistance services to persons with LEP whenever an individual with LEP requests language assistance services.

EDD’s Language Access Plan (LAP) will be publicly available on the EDD website at www.stocktonca.gov/EDD or from the EDD’s main office upon request. EDD continuously seeks to improve and expand the services it provides to enable persons with LEP to communicate with the EDD in person, over the telephone, in writing, or through electronic forms.

EDD will re-evaluate the LAP as needed or at least every five years to maintain compliance with the requirements set forth in Executive Order 13166 and other LEP related guidance, and to ensure that the LEP communities have continuous, meaningful access to HUD-funded EDD programs, services, and activities.

Purpose and Authority
The purpose of this language policy and Language Access Plan (LAP) is to establish effective guidelines, in accordance with federal and state requirements, for EDD personnel to follow when providing services to, or interacting with persons with LEP to ensure all persons have meaningful access to HUD programs and activities administered by EDD.

II. Plan Development and Implementation
The goal of language access planning and implementation is to ensure that EDD provides meaningful access to all HUD-funded EDD activities, services, and programs to individuals with LEP and ensure effective communication at all points of contact.

Implementation includes the dissemination and accessibility of the LAP to all personnel within EDD, and ensure it is available to applicants, assisted families, and the public upon request.

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Further implementation of the LAP includes providing appropriate language assistance services to the LEP population EDD serves, including oral interpretation, bilingual staff, written translation services, and notice of availability of LEP services.

III. Needs Assessment: Four Factor Analysis
EDD regularly assesses whether the needs of current and potential program participants are met and works to identify the agency’s capacity to meet these needs in accordance with the policies outlined in this plan. These self-assessments assist EDD in identifying language barriers that may delay effective oral and written communication between EDD and persons with LEP.

Language data from the U.S. Census Bureau’s American Community Survey (ACS) was used to identify the languages spoken in limited English-speaking households in Stockton (see Table 1 below). This data assisted EDD in determining the extent to which services are needed in various languages and to ensure EDD is meeting the needs of the people with LEP whom it serves.

HUD’s LEP guidance sets forth a four-factor analysis to use to determine the extent of EDD’s commitment to provide services to individuals with LEP. This LAP used the four-factor analysis to determine the appropriate language assistance services to ensure that persons with LEP have meaningful access to EDD’s HUD-funded services, activities, and programs.

Factor 1: Determine the number or proportion of LEP individuals in the eligible service population.

An analysis of data from the U.S. Census Bureau's 2023 American Community Survey (ACS) 1- Year Estimates Detailed Household Language by Household English Limited English-Speaking Status (Table S16002) shows the following for Stockton:

Top Language groupings of
Limited English Speaking
Households
Limited English
Speaking Households
Percentage of Limited
English Speaking
Households Compared to
Stockton Total
Spanish 6,934 6.8%
Chinese (incl. Mandarin,
Cantonese) 1,061 1.04%
Vietnamese 489 0.48%
Tagalog 195 0.19%
Total 8,679 101,924
English Only 44,919 44.07%
Table 1 – Limited English Speaking Households in Stockton, CA Source: US Census Bureau, 2023: ACS 1-Year Estimates Subject Tables, S16002- Detailed Household Language by Household English Limited English-Speaking Status

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Key findings:
• Limited English Proficiency in Spanish: This data shows that Spanish speaking residents of Stockton comprise the highest numbers of those needing language access. o Nearly 7,000 Households: Approximately 6,934 Spanish-speaking households reported speaking English less than very well.
o Almost 7% of the total Stockton Households: Spanish-speaking households that have limited-English skills constitute 6.8% of the total number of households in Stockton.
• Limited English Proficiency in Other Asian Languages: The analysis revealed a considerable number of Limited English speaking households in Chinese languages (including Mandarin and Cantonese), Vietnamese, and Tagalog. o More than 1,000 Limited English Speaking Chinese households: 1,061 households reported speaking English less than very well in Chinese-language speaking households, including Mandarin and Cantonese.
o Nearly 500 Limited English Speaking Vietnamese households: 489 households reported speaking English less than very well in Vietnamese-speaking households. o Nearly 200 Limited English Speaking Tagalog households: 195 households reported speaking English less than very well in Tagalog-speaking households. • Supporting Evidence: This analysis aligns with the City of Stockton EDD's experience and current practices serving LEP residents and resonates with the feedback provided by local community organizations.

Factor 2: The frequency LEP individuals encounter the program.

The frequency of contact with LEP individuals should be considered relative to the specific program and the geographic area being served. Specifically, the more frequently a LEP person from a specific group contracts or requests access to a program, the greater the need for enhanced language services for this group. For example, providing small business assistance will typically require ongoing communication, which may require enhanced language services such as written and/or oral translations. Other activities, such as a complaint process, may require less frequent contact and only limited language services.

The percent of households EDD serves with Spanish identified as their preferred language is significantly smaller than the 6.8% of Spanish-speaking households identified in the 2023 Census estimates. EDD staff encounter Spanish speaking participants and members of the public on an infrequent basis. Despite this, staff will continue to monitor the frequency of calls from Spanish-speaking members of the public to monitor the efficiency of the LAP and identify best practices moving forward.

Factor 3: The nature and importance of the program, activity, or service provided by EDD to LEP individuals.

To fully benefit from our programs, all participants and members of the public, regardless of their preferred language, should have the ability to understand EDD programs, services, and

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activities. Additionally, a clear understanding of program requirements and regulations is crucial for obtaining services, adhering to participant obligations, and maintaining program eligibility.

The more important the activity, or the greater the possible consequences of the contact to LEP persons, the more likely the need for language services. As a measure for determining whether a document requires translation, EDD considers the threshold of a “vital document.” Per the HUD guidance, “vital documents” are those that are critical for ensuring meaningful access by beneficiaries or potential beneficiaries generally and LEP persons specifically.

Factor 4: Determine the resources available to assist LEP individuals.

To identify resources for Limited English Proficient (LEP) individuals, EDD explored costeffective methods for delivering language services. EDD utilizes qualified translation services for vital and non-vital document translations and certified translation/interpretation services for oral interpretations when needed. These services ensure translators/interpreters meet the qualifications necessary to provide EDD with timely and accurate translators/interpreters services. EDD employs certified staff who frequently review vendor translated documents for accuracy.

Reasonable steps to provide language access may cease to be reasonable when costs substantially exceed the benefits. However, EDD will utilize strategies to maximize services and minimize costs when necessary, such as centralizing, sharing, or contracting interpretation and translation services with other City departments or neighboring jurisdictions to achieve economies of scale.

Providing LEP Assistance
EDD has implemented and will continue to implement the following actions to provide resources for LEP individuals:
• Hiring and training bilingual staff.
• Offering third-party interpretation services over the phone at no cost to LEP individuals when necessary.
• Utilizing written translation services to produce materials in Spanish. • Providing Spanish interpretation services for in-person and virtual public meetings, as well as other languages upon request.
• Training public-facing employees on the available EDD language assistance services.

EDD will also explore procuring third-party interpretation services to support these efforts.

IV. Language Assistance Services and Translations
EDD staff will assist persons with LEP who cannot read their preferred language to the same extent as staff would assist English-speaking clients who cannot read English. EDD arranges translation and interpretation services as needed for those who do not speak English and uses professional translation services to ensure persons with LEP have meaningful access to equitable, timely, and high-quality language assistance services.

EDD employs staff who are bilingual in Spanish and English. Bilingual skills are certified through formal testing methods. This process is administered by the standard testing program

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through the Personnel Department of the City of Stockton. EDD’s bilingual staff ensures our ability to respond to individuals with LEP via phone, in-person contact and through written communications in Spanish. To further ensure meaningful accessibility, the EDD website has a language option that directs individuals with LEP to EDD information translated to 80 languages.

V. Staff Training
All EDD staff are made aware of the Department’s language access requirements and provided with this plan. Newly hired staff are also trained in EDD’s language access requirements as part of their orientation. Staff receive on the job training on EDD’s programs, activities and services for persons with LEP.

The Language Access Plan will be:
• Distributed to all supervisors and staff in positions that are likely to come in contact with members of the public and program participants.
• Available at the EDD main office.
• Posted on the EDD website.
• Explained in orientation and training sessions for supervisors and other staff who need to communicate with people with LEP.
• Placed in EDD’s shared forms and procedures directory so all staff have access to the LAP as needed.

Staff are instructed to arrange for a professional interpreter through a Work Order Request Form submitted to administrative staff when an applicant or participant speaks a language other than English.

VI. Vital Document Translation (Safe Harbor Provisions) EDD provides written translations of vital documents for each eligible LEP language group that constitutes 5 percent (5%) or 1,000 individuals, whichever is less, of the population of persons eligible to be served or likely to be affected or encountered.

EDD has determined that because there are more than 5% and more than 1,000 Spanish-speakers in Stockton who speak English “less than very well,” vital documents will continue to be translated into Spanish as needed. As of the date of this LAP publication, Spanish is the only language into which vital documents are translated. However, vital documents will be translated into other languages on an as-needed basis and upon request.

EDD has determined which vital documents are critical for ensuring meaningful access or awareness of rights or services, by beneficiaries or potential beneficiaries generally and persons with LEP specifically.

Vital forms and documents include, but are not limited to:

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1. Pre- and Initial Applications to receive EDD benefits and services, including program guidelines and fact sheets.

2. Consent and Complaint forms.

3. Written Notices of rights, obligations, denial, loss, or decreases in benefits or services, and public hearings.

4. Letters from EDD asking the applicant, recipient, or participant to take action.

5. Any other document considered vital by EDD staff.

VII. Availability of Language Assistance at No Cost
All EDD staff are responsible for ensuring all persons accessing EDD programs, activities, and services, including people with limited English proficiency (LEP), are treated fairly. EDD shall provide meaningful access to equitable, timely, and quality language assistance services to individuals with LEP.

EDD shall:
• Post signs in all areas accessible by visitors and program participants. • Make this Language Access Plan available on the EDD website at www.stocktonca.gov.

VIII. Monitoring and Updating the Language Access Plan (LAP) EDD is committed to ensuring people with Limited English Proficiency (LEP) have equal access to all EDD programs and services.

EDD shall:
• Re-evaluate the LAP every five years: EDD will review this plan as needed but at least every five years to ensure individuals with LEP have continuous, meaningful access to equitable, timely, and quality language assistance services. • Maintain compliance with Executive Order 13166: EDD will ensure this LAP meets the requirements of this law.
• Other LEP related guidance: EDD will ensure this LAP complies with other federal and state guidelines that address how to serve LEP communities and consider these guidelines when updating this LAP.
• Ensure LEP communities have continuous meaningful access: EDD is committed to ensuring persons with LEP have equitable access to our programs, services, and activities and can achieve meaningful participation. This commitment includes providing translated vital and non-vital documents, access to interpreters, and employing bilingual staff.

By regularly reviewing the Language Access Plan, EDD can continuously provide LEP communities equal opportunities and access all HUD-funded EDD programs and services, contributing to a more just and equitable Stockton that empowers all community members.

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IX. Definitions
• Bilingual/Multilingual Staff: A staff person or employee who has demonstrated proficiency in English and reading, writing, speaking, or understanding Spanish. • Interpretation: The act of listening to a communication in one language and orally converting it to another language while retaining the same meaning. • Language Access: Is achieved when persons with LEP can communicate effectively with EDD employees and participate in EDD programs and activities. • Persons with Limited English Proficient (LEP): Individuals for whom English is not their primary language and who have a limited ability to read, write, speak, or understand English. Persons with LEP may be competent in English for certain types of communication but still be LEP for other purposes.
• Meaningful Access: Language assistance that results in accurate, timely, and effective communication at no cost to the person with LEP. For persons with LEP, meaningful access denotes access that is not significantly restricted, delayed, or inferior as compared to programs or activities provided to English proficient individuals. • Preferred/Primary Language: The language that a person with LEP identifies as the preferred language that he or she uses to communicate effectively. • Program or Activity: The term “program or activity” and the term “program” mean all the operations of EDD.
• Translation: The replacement of written text from one language into an equivalent written text in another language.
• Vital Documents: Paper or electronic written material that contains information that is critical for accessing EDD programs or activities or is required by law. Vital documents include, for example: applications, guidelines, model leases, disaster planning formation, consent, and complaint forms; notices of rights and disciplinary action; notices advising persons with LEP of the availability of free language assistance; and letters or notices that require a response from the beneficiary or client. For instance, if a complaint form is necessary to file a claim with an agency, that complaint form would be vital. Non-vital information includes documents that are not critical to access such benefits and services.

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City of Stockton
Economic Development Department
Section 3 Plan
March 2025

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Table of Contents
I. Overview of Section 3 Requirements................................................................. 3 II. Employment, Training, & Contracting Goals................................................. 4 III. Eligibility & Certifications............................................................................... 6 IV. Strategies for Achieving Section 3 Goals........................................................ 7 V. Section 3 Outreach ............................................................................................. 8 VI. Section 3 Provisions/Contract Language........................................................ 9 VII. Reporting Requirements................................................................................. 9 VIII. Complaint Procedure .................................................................................... 9 Appendix A: Definitions .......................................................................................11 Appendix B: Multiple Funding Sources - Chart................................................ 14

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I. Overview of Section 3 Requirements
A. What is Section 3?
Section 3 is a provision of the Housing and Urban Development Act of 1968 (12 U.S.C. 1701u) that is regulated by the provisions of 24 CFR Part 75.

Section 3 ensures that jobs and economic opportunities generated by U.S. Department of Housing and Urban Development (HUD) funded projects, to the greatest extent feasible, and consistent with existing Federal State, and local laws and regulations, go to low-income persons, particularly those receiving housing assistance, and businesses that employ them.

B. Purpose of This Document
This plan outlines how the City of Stockton’s Economic Development Department (EDD) and its subrecipients, contractors and subcontractors will comply with HUD’s Section 3 requirements in implementing the City of Stockton’s Consolidated Plan funded programs. EDD, to the greatest extent feasible, will ensure that employment and contract opportunities resulting from HUDfunded projects are directed to low-income residents and businesses.

EDD may amend this Plan as necessary to ensure continued compliance with HUD’s requirements and/or to reflect updated Section 3 guidance and outreach strategies.

C. Applicability
Basic Coverage:
1) Public Housing Financial Assistance:
a) All funding amounts are covered by Section 3 rules
b) Includes: development assistance, operating funds, capital funds, and all mixedfinance development. c) No minimum threshold applies
2) Housing and Community Development Financial Assistance:
a) Applies to public construction and housing construction/rehabilitation b) Section 3 applies to projects if they exceed the $200,000 threshold of HUDprovided financial assistance. This threshold applies to total project funding, not to individual contracts.
3) Lead Hazard Control Projects have a separate $100,000 threshold and are calculated independently from other HUD funds.

Multiple Funding Sources:
1) Projects combining Public Housing and other HUD Assistance:
a) Follow public housing rules (subpart B of Part 75) for the public housing portion of contracts.
b) May follow either public housing either public housing (subpart B of Part 75) or community development (subpart C of Part 75) rules for the other portion. c) Must report on the housing rehabilitation, housing construction, or other public construction project as a whole and shall identify the multiple associated recipients.
2) Projects combining only Housing and Community Development Funds:

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a) Follow community development rules (subpart C of Part 75) when combined funds exceeds thresholds
b) Must report to the applicable HUD program office, as prescribed by HUD.

Exclusions:
1) Section 3 requirements do not apply to:

Material Supply Contracts – 24 CFR § 75.3(b),
2) Indian and Tribal Preferences – 24 CFR § 75.3(c), and 3) Other HUD assistance and other Federal assistance not subject to Section 3 – 24 CFR §75.3 (d). However, for financial assistance that is not subject to Section 3, recipients are encouraged to consider ways to support the purpose of Section 3.

II. Employment, Training, & Contracting Goals
A. Safe Harbor Compliance
HUD has set hiring goals to make sure projects help low-income workers. The benchmarks for the minimum percentage of labor hours worked by Section 3 Workers and Targeted Section 3 Workers (both defined in Appendix A) represent minimum targets for a Section 3 Project. The benchmarks are not set asides and quotas, but instead establish what HUD refers to as a "safe harbor" for Subrecipients, Contractors, and Subcontractors on the matter of compliance with Section 3.

Prior to the beginning of work, contractors and subcontractors will be required to certify that they will demonstrate good faith effort as outlined below in section C. After completion of the project, contractors and subcontractors will be required to certify that they followed the prioritization of effort requirements in the Section 3 Cumulative Report.

If the contractor and subcontractor do not meet the safe harbor goals, they must provide evidence of qualitative efforts to assist low and very low-income persons with employment and training opportunities. Examples of this evidence include job postings, documentation of local outreach, training opportunities, or other recorded efforts of hiring local workers.

B. Safe Harbor Benchmarks
To comply with Section 3 requirements outlined in 24 CFR Part 75.19 - for housing and community development financial assistance, subrecipients, contractors, and subcontractors should meet the safe harbor benchmarks. The safe harbor benchmark goals are as follows:

For housing and community development financial assistance 1) Twenty-five (25) percent or more of the total number of labor hours worked by all workers on a Section 3 project are Section 3 workers, as defined in Appendix A.

Formula: Section 3 Labor Hours / Total Labor Hours = 25% And
Five (5) percent or more of the total number of labor hours worked by all workers on a Section 3 project are Targeted Section 3 workers, as defined in Appendix A.

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Formula: Targeted Section 3 Labor Hours / Total Labor Hours = 5% HUD establishes and updates Section 3 benchmarks for Section 3 workers and/or Targeted Section 3 workers through a document published in the Federal Register, not less frequently than once every 3 years. Given that the Section 3 benchmarks are subject to change every three years or sooner, EDD will revisit and/or update their Section 3 Plan every 3 years, as needed.

It is the responsibility of contractors to implement efforts to achieve Section 3 compliance. Any contractor that does not meet the Section 3 benchmarks must demonstrate why meeting the benchmarks was not feasible. All contractors submitting bids or proposals to EDD are required to certify that they will comply with the requirements of Section 3.

C. Contractor Prioritization for Employment, Training, and Contracting Employment and Training
EDD contractors and subcontractors should make best efforts to provide employment and training opportunities to Section 3 workers in the priority order listed below:

For housing and community development financial assistance:
• Provide employment and training opportunities to Section 3 workers within the City of Stockton, in the priority order listed below:
1) Section 3 workers residing within the service area or the neighborhood of the project, and
2) Participants in YouthBuild programs.

Contractors and subcontractors will be required to certify that they will and have made their best efforts to follow the prioritization of effort requirements prior to the beginning work and after work is completed.

Contracting
EDD contractors and subcontractors must make their best efforts to award contracts and subcontracts to business concerns (defined in Appendix A). Business Concerns must demonstrate that they meet the criteria outlined in Appendix A at the time of the bid/proposal. EDD will provide economic opportunities to Section 3 workers in the following order or priority:

For housing and community development financial assistance:
1) Business concerns that provide economic opportunities to Section 3 workers residing within the metropolitan area in which assistance is located, in the following order of priority (where feasible):
a) Section 3 business concerns that provide economic opportunities to Section 3 workers residing within the service area or the neighborhood of the project; and b) YouthBuild programs.

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Contractors and subcontractors will be required to certify that they will and have made best efforts to follow the prioritization of effort requirements prior to the beginning work and after work is completed.

III. Eligibility & Certifications
Individuals and businesses that meet Section 3 criteria may seek Section 3 preference from EDD or its contractors/subcontractors for training, employment, or contracting opportunities on HUDfunded projects through self-certification. To qualify as a Section 3 worker, Targeted Section 3 worker or a Section 3 business concern, each must self-certify that they meet the requirements listed in this plan.

Warning: Contractors or Businesses who misrepresent themselves as Section 3 status and/or report false information may have their contracts terminated as default and be barred from ongoing and future considerations for contracting opportunities with EDD HUD-funded projects.

A. Section 3 Worker and Targeted Section 3 Worker Certification A Section 3 worker seeking certification shall submit self-certification documentation to the recipient contractor or subcontractor, that the person is a Section 3 worker or Targeted Section 3 worker. For the purposes of Section 3 worker eligibility, EDD will use individual income rather than family/household income to determine eligibility. The income limits will be determined annually using the guidelines published at https://www.huduser.org/portal/datasets/il.html.

Persons seeking the Section 3 worker preference shall demonstrate that they meet one or more of the following criteria currently or when hired within the past five years, as documented:
1) A low or very low-income resident (the worker’s income for the previous or annualized calendar year is below the income limit established by HUD), as updated periodically; or 2) Employed by a Section 3 business concern; or
3) A YouthBuild participant.

Persons seeking the Targeted Section 3 worker preference shall demonstrate that they meet one or more of the following criteria:

For housing and community development assistance
1) Employed by a Section 3 business concern or
2) Currently meets or when hired met at least one of the following categories as documented within the past five years:
a) Living within the service area or the neighborhood of the project, as defined in Appendix A; or
b) A YouthBuild participant.

Section 3 workers and Targeted Section 3 workers who are seeking preference in training and employment must submit the Section 3 Worker and Targeted Section 3 Worker Self-Certification Form.

Projects Involving Multiple Sources of Funding

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In cases where Section 3 covered projects include multiple sources of funds, including public housing financial assistance and housing and community development assistance, the EDD may follow either public housing rules (subpart B of Part 75) or community development rules (subpart C of Part 75).

In cases where Section 3 covered projects include multiple housing and development funding sources (financial assistance) from single or multiple recipients, EDD will follow community development rules. Refer to chart in Appendix B for guidance on funding combinations.

IV. Strategies for Achieving Section 3 Goals
EDD will implement strategies to help contractors meet section 3 goals. These strategies may include, but are not limited to:

Documentation and Communication Strategies
1) Sharing/explanation of Section 3 requirements and opportunities with assisted businesses, developers and contractors.
2) Review Section 3 benchmarks and prioritization efforts with contractors and subcontractors. Emphasize that while existing employees need not be terminated, contractors should make every effort to meet Section 3 benchmark goals by utilizing qualified Section 3 workers and Targeted Section 3 workers for new positions when hiring additional employees is needed to complete proposed work. 3) Track and document all labor hours including Section 3 worker hours, Targeted Section 3 worker hours, and overall compliance efforts throughout the project duration.

Additional Support Strategies
1) Hold mandatory pre-bid meetings for contractors interested in submitting a bid/offer/proposal to ensure Section 3 requirements are clearly communicated before bid submission.
2) Assist with workforce planning by requiring contractors to present, at time of bid, their projected labor hours, including total hours, Section 3 worker hours, and Targeted Section 3 worker hours, plus descriptions and wage rates for available positions. 3) Leverage EDD’s communication channels (social media, website, etc.) to broadly share employment and contracting opportunities.
4) Require contractors to submit a list of core employees (including administrative, clerical, planning and construction trades positions) at time of contract award. 5) Establish and maintain an internal database to track Section 3 compliance measures, including but not limited to:
a) Certified Section 3 workers and/or business concerns; b) HUD-funded projects that exceed the required threshold; and c) Labor hours of Section 3 projects.

Note: These strategies serve as tools to help achieve Section 3 goals. EDD will evaluate and select appropriate strategies based on project requirements, available resources, and effectiveness in meeting goals.

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V. Section 3 Outreach
A. Outreach Efforts for Employment and Training
Contractors and subcontractors should employ several active strategies to notify Section 3 workers and Targeted Section 3 workers of Section 3 job opportunities, including but not limited to:
1) Clearly indicating Section 3 eligibility on all job postings with the following statement:
“This job is a Section 3 eligible job opportunity. We encourage applications from individuals that are low income and/or live in Public Housing and/or receive a Section 8 voucher.”
2) Including the Section 3 Worker and Targeted Section 3 Worker Self-Certification Form in all job postings.
3) Establishing a current list of Section 3 eligible applicants. 4) Contacting local community organizations and providing them with job postings for Section 3 eligible applicants.
5) Coordinating an ad campaign, which results in widespread job posting across diverse ad networks including:
a) Advertising job opportunities via social media.
b) Advertising job opportunities via flyer distributions and mass mailings and posting ads in housing management offices.
c) Contacting neighborhood community organizations to request their assistance in notifying residents of available training and employment opportunities.

B. Outreach Efforts for Contracting
When contracting opportunities arise in connection with HUD Programming, EDD will employ the following strategies to notify Section 3 Business Concerns of Section 3 contracting opportunities, including but not limited to:
1) Adding Section 3 language to all RFPs, procurement documents, bid offerings and contracts utilizing housing and community development assistance that exceeds the thresholds of $200,000.
2) Advertising contracting opportunities in local community papers and notices that provide general information about the work to be contracted and where to obtain additional information.
3) Providing written notice of contracting opportunities to all known Section 3 Business Concerns. The written notice will be provided in sufficient time to enable business concerns the opportunity to respond to bid invitations. 4) Coordinating with the prime contractor to publicize contracting opportunities for small businesses.
5) Coordinating with other business assistance agencies and contractor associations to inform them of contracting opportunities and request their assistance in identifying Section 3 business concerns (may include local community development organizations, business development agencies [Chamber of Commerce], and minority contracting associations).
6) Connecting Section 3 business concerns with resources to support business development to assist in obtaining contracting opportunities (e.g., bonding and insurance assistance, etc.). Contractors will also be encouraged to collaborate with EDD as subcontract

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opportunities arise in an effort to notify eligible Section 3 business concerns about the contracting opportunities.

VI. Section 3 Provisions/Contract Language
EDD will include standard Section 3 language in all of its contracts to ensure compliance with regulations in 24 CFR Part 75. EDD will take appropriate actions upon finding that a contractor is in violation of these regulations and does not knowingly contract with any contractor that has been found in violation of Section 3 regulations.

Contractors and subrecipients are required to include standard Section 3 language in all contracts or agreements for subcontractors to meet the requirements of 24 CFR Part 75.19 (for housing and community development financial assistance).

For businesses, noncompliance with HUD’s Section 3 regulations may result in sanctions, termination of a contract for default, and debarment or suspension from future HUD assisted contracts.

VII. Reporting Requirements
A. Project Completion Reporting
Once a project is completed, contractors must submit a final Section 3 cumulative report documenting the following (see 24 CFR Part 75.25 for further guidance):
1) The total number of labor hours worked;
2) The total number of labor hours worked by Section 3 workers; and 3) The total number of labor hours worked by Targeted Section 3 workers.

If benchmarks were not met, documentation of efforts made to achieve compliance must be submitted.

B. Reporting on Projects with Multiple Funding Sources
1) For Section 3 projects that include public housing financial assistance and housing and community development financial assistance, each recipient/grantee will report on the project as a whole and will identify the multiple associated recipients. 2) For projects assisted with funding from multiple sources of housing and community development assistance that exceed the thresholds of $200,000, EDD will follow subpart C of Part 75 and will report to the applicable HUD program office, as prescribed by HUD. Note: Refer to chart in Appendix B for guidance.

VIII. Complaint Procedure
In an effort to resolve complaints generated due to non-compliance through an internal process, EDD encourages submittal of such complaints to its office as follows:
1) Complaints of non-compliance should be filed in writing and must contain the name of the complainant and a detailed description of the alleged violation of 24 CFR Part 75. 2) Complaints must be filed within 60 calendar days after the complainant becomes aware of the alleged violation.

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3) An investigation will be conducted if the complaint is found to be valid. EDD will conduct an informal, but thorough investigation affording all interested parties, if any, an opportunity to submit testimony and/or evidence pertinent to the complaint.

Complaints should be submitted to [email protected], with the Subject Line: “Section 3 Complaint” and include the above referenced information.

Complainants may be eligible to bring complaints under other federal laws. The U.S. Equal Employment Opportunity Commission (EEOC) is responsible for enforcing federal laws that make it illegal to discriminate against a job applicant or an employee because of the person’s race, color, religion, sex (including pregnancy), national origin, age (40 or older), disability or genetic information (medical history or predisposition to disease). For more information about complainant rights, please contact EEOC at: www.EEOC.gov.

The Department of Labor Office of Federal Contract Compliance Programs (OFCCP) enforces, for the benefit of job seekers and wage earners, the contractual promise of affirmative action and equal employment opportunity required of those who do business with the Federal government.

More information about the services they provide can be obtained at: http://www.dol.gov/ofccp/.

ATTACHMENT J
561
Appendix A: Definitions
The terms HUD, Public housing, and Public Housing Agency (PHA) are defined in 24 CFR part

5. The following definitions also apply to 24 CFR Part 75 HUD’s Economic Opportunities for Low-and Very Low-Income Persons:
1937 Act means the United States Housing Act of 1937, 42 U.S.C. 1437 et seq. activities related to Public Housing
Contractor means any entity entering into a contract with:
(1) A recipient to perform work in connection with the expenditure of public housing financial assistance or for work in connection with a Section 3 project; or (2) A subrecipient for work in connection with a Section 3 project.

Labor hours means the number of paid hours worked by persons on a Section 3 project or by persons employed with funds that include public housing financial assistance.

Low-income person means a person as defined in Section 3(b)(2) of the 1937 Act, at or below 80% AMI. Note that Section 3 worker eligibility uses individual income rather than family/household income.

Material supply contracts means contracts for the purchase of products and materials, including, but not limited to, lumber, drywall, wiring, concrete, pipes, toilets, sinks, carpets, and office supplies.

Professional services means non-construction services that require an advanced degree or professional licensing, including, but not limited to, contracts for legal services, financial consulting, accounting services, environmental assessment, architectural services, and civil engineering services.

Public housing financial assistance means assistance as defined in 24 CFR Part 75.3(a)(1).

Public housing project is defined in 24 CFR 905.108.

Recipient means any entity that receives directly from HUD public housing financial assistance or housing and community development assistance that funds Section 3 projects, including, but not limited to, any State, local government, instrumentality, PHA, or other public agency, public or private nonprofit organization.

Section 3 means Section 3 of the Housing and Urban Development Act of 1968, as amended (12 U.S.C. 1701u).

Section 3 business concern means:

ATTACHMENT J
562
(1) A business concern meeting at least one of the following criteria, documented within the last six-month period:
(i) It is at least 51 percent owned and controlled by low- or very low-income persons;
(ii) Over 75 percent of the labor hours performed for the business over the prior three-month period are performed by Section 3 workers; or (iii) It is a business at least 51 percent owned and controlled by current public housing residents or residents who currently live in Section 8-assisted housing. (2) The status of a Section 3 business concern shall not be negatively affected by a prior arrest or conviction of its owner(s) or employees.
(3) Nothing in this part shall be construed to require the contracting or subcontracting of a Section 3 business concern. Section 3 business concerns are not exempt from meeting the specifications of the contract.

Section 3 project means a project defined in 24 CFR Part 75.3(a)(2).

Section 3 worker means:
(1) Any worker who currently fits or when hired within the past five years fit at least one of the following categories, as documented:
(i) The worker's income for the previous or annualized calendar year is below the income limit established by HUD.
(ii) The worker is employed by a Section 3 business concern. (iii) The worker is a YouthBuild participant.
(2) The status of a Section 3 worker shall not be negatively affected by a prior arrest or conviction.
(3) Nothing in this part shall be construed to require the employment of someone who meets this definition of a Section 3 worker. Section 3 workers are not exempt from meeting the qualifications of the position to be filled.

A Service area or the neighborhood of the project means an area within one mile of the Section 3 project or, if fewer than 5,000 people live within one mile of a Section 3 project, within a circle centered on the Section 3 project that is sufficient to encompass a population of 5,000 people according to the most recent U.S. Census.

A Targeted Section 3 worker for housing and community development financial assistance means a Section 3 worker who is:

ATTACHMENT J
563
(1) A worker employed by a Section 3 business concern; or (2) A worker who currently fits or when hired fit at least one of the following categories, as documented within the past five years:
(i) Living within the service area or the neighborhood of the project, as defined in § 75.5; or
(ii) A YouthBuild participant.

Section 8-assisted housing refers to housing receiving project-based rental assistance or tenantbased assistance under Section 8 of the 1937 Act.

Service area or the neighborhood of the project means an area within one mile of the Section 3 project or, if fewer than 5,000 people live within one mile of a Section 3 project, within a circle centered on the Section 3 project that is sufficient to encompass a population of 5,000 people according to the most recent U.S. Census.

Small PHA means a public housing authority that manages or operates fewer than 250 public housing units.

Subcontractor means any entity that has a contract with a contractor to undertake a portion of the contractor's obligation to perform work in connection with the expenditure of public housing financial assistance or for a Section 3 project.

Subrecipient has the meaning provided in the applicable program regulations or in 2 CFR 200.93.

Targeted Section 3 worker has the meanings provided in 24 CFR Part 75.11, 75.21, or 75.29, and does not exclude an individual that has a prior arrest or conviction.

Very low-income person means the definition for this term set forth in section 3(b)(2) of the 1937 Act (at or below 50% AMI).

YouthBuild programs refers to YouthBuild programs receiving assistance under the Workforce Innovation and Opportunity Act (29 U.S.C. 3226).

ATTACHMENT J
564
Appendix B: Multiple Funding Sources - Chart

TYPE OF

FINANCIAL

ASSISTANCE

DEFINITIONS
*TARGETED
SECTION 3
WORKER

THRESHOLDS PRIORITIZA
TION

REPORTING
Public Housing and
Housing and
Community
Development
PHA – must
follow subpart B
of Part 75
HCD – may
follow subpart B
or C of Part 75
None
*Any amount of PH
assistance triggers
Section 3
PHA – must
follow subpart
B of Part 75
HCD – may
follow subpart
B or C of Part
75 PHA – must follow subpart B
of Part 75
HCD – may follow subpart B or
C of Part 75
Both - Must report on project as
a whole and identify the
multiple associated recipients
Multiple Sources of
Housing and
Community
Development
(single or multiple
recipients)
Must follow
subpart C of Part
75 Exceeds $200,000
for Section 3
projects
*LHCHHP exceeds
$100,000
Must follow
subpart C of
Part 75
Must follow subpart C of Part
75 Must report on project as a
whole and identify the multiple
associated recipients
Must report to the applicable
HUD program office, as
prescribed by HUD

ATTACHMENT J
565
Citizen Participation Outreach Table for 2025-2029 Con Plan Comment Period Sort
Order
Mode of Outreach Target of Outreach Summary of
response/
attendance
Summary of
comments received
Summary of
comments not
accepted
and reasons
URL (If
applicable)
1 March 13, 2025
Oak Park Senior
Center
Seniors, broad /
community
outreach
Engagement
by 25+
seniors and
members of
the public
General comments and
questions were provided by
members of the public.

Areas of discussion included:
• Program impacts from
federal funding
decisions;
• Resources available to
unhoused individuals,
including bathroom
access;
• Inclusion of food
insecurity services in the
Con Plan and Action Plan;
• Process for seniors to
access affordable
housing;
• Process for participating
in the Public Services
selection process;
• Outline of the SingleFamily Rehabilitation
Program.

EDD accepted
all comments
received and
responded to
inquiries from
the public.

ATTACHMENT K
566
Sort
Order
Mode of Outreach Target of Outreach Summary of
response/
attendance
Summary of
comments received
Summary of
comments not
accepted
and reasons
URL (If
applicable)
2 March 19, 2025
Van Buskirk
Community Center
Non-targeted,
broad / community
outreach
Engagement
by two (2)
members of
the public
General comments and
questions were provided by
members of the public.

Areas of discussion included:
• The Plan’s inclusion of
sidewalk improvements;
• Downpayment assistance
programs.

EDD accepted
all comments
received and
responded to
inquiries from
the public.

ATTACHMENT K
567
Sort
Order
Mode of Outreach Target of Outreach Summary of
response/
attendance
Summary of
comments received
Summary of
comments not
accepted
and reasons
URL (If
applicable)
3 March 26, 2025
Community
Development
Committee (CDC)
Public Hearing
Non-targeted,
broad / community
outreach
CDC Public
Hearing
General comments from the
CDC members about future
strategies and items for CDC
discussion. A CDC member
asked whether outreach was
conducted in various
districts, and the anticipated
benefit/impact to those
communities. No comments
were received on the
content of the Con Plan or
Action Plan.

EDD accepted
all comments
received and
responded to
inquiries from
the CDC
members.

ATTACHMENT K
568
Sort
Order
Mode of Outreach Target of Outreach Summary of
response/
attendance
Summary of
comments received
Summary of
comments not
accepted
and reasons
URL (If
applicable)
4 April 2, 2025
Sierra Vista
Community Center
Non-targeted,
broad / community
outreach
Engagement
by four (4)
members of
the public
General comments and
questions were provided by
members of the public.

Areas of discussion included:
• Program impacts from
federal funding
decisions;
• Outline of the SingleFamily Rehabilitation
Program;
• Importance of fair
housing services;
• Impact of homelessness
on overall community;
• Lack of lighting and
sidewalks in South
Stockton.

EDD accepted
all comments
received and
responded to
inquiries from
the public.

ATTACHMENT K
569
Resolution No.

STOCKTON CITY COUNCIL
RESOLUTION APPROVING AND ADOPTING THE 2025-2029 CONSOLIDATED PLAN, 2025-2026 ANNUAL ACTION PLAN, COMMUNITY PARTICIPATION PLAN, LANGUAGE ACCESS PLAN, AND SECTION 3 PLAN FOR THE COMMUNITY

DEVELOPMENT BLOCK GRANT, HOME INVESTMENT PARTNERSHIPS, AND

EMERGENCY SOLUTIONS GRANTS PROGRAMS
Title I of the Housing and Community Development Act of 1974 (“Act”) finds and declares that the future welfare of the nation and the well-being of its citizens depends upon establishing and maintaining viable urban communities as social, economic, and political entities and requires systematic and sustained action by federal, state, and local governments to eliminate blight and conserve and renew older urban areas in order to improve the living conditions and environment of low and moderate income families and to develop new centers of population growth and economic activity; and Of utmost importance to the welfare of the community and a vital concern under the Act with regard to persons of low and moderate income is eliminating slums and blight, preventing blighting influence, and preventing the deterioration of private property, neighborhoods, and community facilities; and
The elimination of conditions that are detrimental to the health, safety, and public welfare through infrastructure improvements, environmental cleanup, rehabilitation assistance, community development, and related activities are vital concerns to the City of Stockton (“City”); and
In compliance with 24 CFR, Parts 91, 92, 570, and 576, which address the Consolidated Submission for Community Planning and Development Programs, the City prepared a Consolidated Plan for Community Development Block Grant (“CDBG”), Home Investment Partnerships (“HOME”), and Emergency Solutions Grants (“ESG”) Programs; and
The Consolidated Plan is the City’s five-year planning document for CDBG, HOME and ESG funds, which provides an assessment of local housing conditions and a longterm strategy for addressing community needs; and The Consolidated Plan regulations (24 CFR 91) require each state and local government to submit a certification that it is affirmatively furthering fair housing which means that it will conduct an analysis of impediments to fair housing choice and take appropriate actions to overcome the effects of impediments identified through that analysis; and
570
On March 14, 2025, a notice that the 2025-2029 Consolidated Plan, 2025-2026 Annual Action Plan, Community Participation Plan, Language Access Plan, and Section 3 Plan were available for review was published in The Record, the local newspaper of general circulation, and posted in public places, thereby beginning a 30-day period for citizens to review and comment on the draft plans; and
The City’s application for funds under the CDBG, HOME, and ESG Programs, which include the Consolidated Plan and the One-Year Action Plan, must be filed with the United States Department of Housing and Urban Development (“HUD”) on or before May 16, 2025; and
On April 15, 2025, the City Council held a public hearing during which staff presented an overview of the elements of the proposed Consolidated Plan, Annual Action Plan, Community Participation Plan, Language Access Plan, and Section 3 Plan, and citizens were provided an opportunity to comment and all persons requesting to be heard were heard and their comments considered; now, therefore,

BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF STOCKTON, AS FOLLOWS:

1. The City Council hereby approves and adopts the 2025-2029 Consolidated Plan (Con Plan), 2025-2026 Annual Action Plan (Action Plan), Community Participation Plan, Language Access Plan, and Section 3 Plan for the CDBG, HOME, and ESG Programs, all of which are on file with the Office of the City Clerk and the Economic Development Department.

2. The City Manager, or designee, is hereby authorized to coordinate final revisions to the Con Plan and Action Plan to ensure that approved activities and all public comments received during the 30-day public comment period are included in the final Con Plan and Action Plan.

3. The City Manager is hereby authorized to take such actions as necessary and appropriate to file the 2025-2029 Consolidated Plan and 2025-2026 Annual Action Plan, including proportional adjustments to funding amounts based on the final HUD allocations.

4. The City Council hereby assures the United States of America and the Secretary of HUD that the City, as the applicant, shall:
a. Fully comply with the HUD regulations effectuated by Title VI of the Civil Rights Act of 1964.
b. Fully comply with the federal labor standards imposed under Title VII of the Housing and Community Development Act of 1977.
//
571

5. The City Manager, or designee, is hereby authorized to execute all documents and forward them to HUD, and to take whatever actions are necessary and appropriate to carry out the purpose and intent of this Resolution.

PASSED, APPROVED, and ADOPTED: April 15, 2025 .

CHRISTINA FUGAZI
Mayor of the City of Stockton
ATTEST:

KATHERINE ROLAND, CMC, CPMC
City Clerk of the City of Stockton
572
PUBLIC HEARING:

TO APPROVE AND ADOPT THE 2025-2029 CONSOLIDATED PLAN, 2025-2026 ANNUAL ACTION PLAN,

AMENDMENTS TO THE COMMUNITY PARTICIPATION PLAN, AND TO ADOPT THE LANGUAGE ACCESS PLAN, SECTION 3 PLAN, 2025-2029 CONSOLIDATED PLAN, AND 2025-2026 ANNUAL ACTION PLAN AND ANALYSIS

OF IMPEDIMENTS TO FAIR HOUSING CHOICE FOR THE CITY OF STOCKTON FEDERAL ENTITLEMENT

PROGRAMS, COMMUNITY DEVELOPMENT BLOCK GRANT, HOME INVESTMENT PARTNERSHIPS, AND

EMERGENCY SOLUTIONS GRANTS PROGRAMS
City Council Meeting
April 15, 2025
Agenda item # 16.2
573
DRAFT

CONSOLIDATED PLAN
& ANNUAL ACTION
PLAN
YOUR VOICE.

OUR FUTURE.
2025-2029
Help Guide
Stockton for the
Next Five Years.
574
What’s a Consolidated Plan?
• The U.S. Department of Housing and Urban Development
(HUD) requires communities to assess community needs
and market conditions to guide the investment of grant
funds
• Stockton has collected public input to identify housing and community development priorities for the Community
Development Block Grant (CDBG), HOME Investment
Partnerships (HOME), and Emergency Solutions Grant (ESG) programs
• This Consolidated Plan will cover the five-year period of 2025 – 2029 and will be updated annually
575
Housing &
community
development funds
to benefit low to
moderate income
residents
Neighborhoods
& Partner
Organizations
Flow of Consolidated Plan Funds
Obtain public
feedback to help
decide how to use
funding
Programs &
projects are
funded
throughout
Stockton
Develop & submit
Plan to use funds to
HUD and administer
the funding
Economic
Development
Department
4 576
Timeline
• Con Plan Kickoff: Sept 2024
• Survey Open: October 22, 2024 – January 17, 2025
• Community Meetings: November & December 2024
• Focus Groups: November and December 2024
• CDC CDBG/ESG Application Scoring: February 19, 2025
• Draft Consolidated Plan for Public Comment: March 14, 2025 • Community Meetings on Survey Results and Funding
Recommendations: March/April 2025
• City Council Meeting on Draft Consolidated Plan: April 2025 • Final Consolidated Plan Submitted to HUD: May 2025
577
Community Development Block Grant (CDBG)
6 578
Home Investment Partnerships (HOME)
7 579
Emergency Solutions Grant (ESG)
8 580
2020-2025 Goals
• Housing and Services for the Homeless
• Affordable Housing
• Support Economic Development
• Public Services
581
What has Stockton funded
with these resources?
• Affordable Housing: Single Family Rehab Program, Town Center Studios Apartments, Sonora Square Apartments,
Grand View Village Apartments, Villa d’ Flore, Notice of Funding Availability for all remaining funding. • Public Services: Awarded to nine local non-profits working on Fair Housing, Youth and Transition Aged Youth Services, Literacy and Papermaking Workshops, Food
Assistance Programs, Hygiene Services for the Homeless. • Economic Development: Business façades, equipment purchases, entrepreneurship support.
582
Public Outreach Conducted
• Community Development Committee (CDC) Meeting: October 29, 2024 • Public Meeting (District 6): November 6, 2024
• Public Meeting (District 3): November 7, 2024
• Public Meeting (District 4): November 13, 2024
• Public Meeting (District 1): November 14, 2024
• Public Meeting (District 5): November 20, 2024
• Mandatory Public Service NOFA Application Workshop: December 4, 2024 • Public Meeting (District 2): December 4, 2024
• Virtual Public Meeting (City-Wide): December 11, 2024 • Tabling at 12+ Community Events: October – December 2024 583
Public Outreach Conducted
• Public Meeting @ Oak Park Senior Center: March 13, 2025 • Public Meeting @ Van Buskirk Community Center: March 19, 2025 • Community Development Committee (CDC) Meeting Public Hearing:

March 26, 2025
• Public Meeting @ Sierra Vista Community Center: April 2, 2025 • Public Meeting @ Weston Ranch Public Library: April 8, 2025 584
585
586
Public Outreach Results
• 600+ Survey Responses
• Lack of affordable housing: 27% of respondents said lack of affordable housing was their top concern
• Rise in homelessness and lack of homeless prevention
services: Transitional housing identified as most desired program to address homelessness
• Need for public services: Mental health and substance abuse, Children’s/Youth, and homeless services identified as top 3 service programs in need of additional funding
Stockton Community Needs Assessment 2024-2025
587
Priorities Goals
• Increase and Preserve Affordable
Housing Opportunities: Preserve,
improve, and expand the supply of
decent affordable housing • Reduce Homelessness: Provide supportive services for the City’s
unhoused populations
• Resilient and Healthy Communities:

Sustained ability to use available
resources to respond to adverse
situations
• Strengthen Local Economy: Promote
economic development activities
• Develop & Rehabilitate Affordable
Housing Units
• Provide Services to Prevent &
Reduce Homelessness
• Resilient Infrastructure & Public
Facilities
• Healthy Neighborhoods &
Residents: Ensure the provision of
high-quality public services • Support Businesses
• Increase Access to Economic
Opportunity
2025 - 2029
588
Timeline
Draft Consolidated
Plan for Public
Comment: March 14,
2025
City Council Meeting
on Draft Consolidated
Plan: April 15, 2025
Final Consolidated
Plan Submitted to
HUD: May 2025
You can find all this information on the City’s website Draft Consolidated Plan is available at:
www.stocktonca.gov/housing
589
2025-2026 Annual
Action Plan
590
2025-2026 Expected
Allocations

CDBG ESG HOME
$3,240,738 $283,046 $1,393,227
NOTE: 2025-2026 expected allocations are estimates based on previous year’s allocations. Official allocations not yet released by HUD.

Final award amounts and distribution among the different projects/activities identified in this AAP and sources and uses will be proportionately increased or decreased upon HUD’s official announcement of FY 2025-2026 allocations.
591
Activities Funded Activity Goals Funding and Funding
Source Consolidated Plan Goals
• 50 new multifamily rental units constructed
• 5 units acquired
• 31 multifamily rental units
rehabilitated/converted
• 5 homeowner housing units rehabilitated
• Homeowner Housing Rehabilitation
• Affordable Housing Construction and
Rehabilitation
CDBG: $2,753,898
HOME: $1,203,904 Develop & Rehabilitate
Affordable Housing Units
• 45 persons served with homeless
prevention
• 14 homeless persons served at overnight
shelters
• Homeless Prevention
• Emergency Shelter
ESG: $260,000 Provide Services to
Prevent & Reduce
Homelessness
• 3 public infrastructure improvements
installed
• 200 persons served by public infrastructure
improvements
CDBG: $1,000,000 • Public infrastructure projects
Resilient Infrastructure &
Public Facilities
• Food Assistance • 25,000 persons served
• Transition Aged Youth Programming
• Fair Housing
• Literacy Classes
• Employment Readiness Programming
CDBG: $765,802
Healthy Neighborhoods
& Residents
• 3 façade treatment/business buildings
rehabilitated
• 2 businesses assisted
• 2 micro-enterprises assisted
• Commercial Rehabilitation Programs
• Business Support Programs
Funded with carryover
from previous years (no
new funding allocated) Support Businesses
• 5 persons assisted
• 5 micro-enterprises assisted
Funded with carryover • Entrepreneurship Program
from previous years (no
new funding allocated)
Increase Access to
Economic Opportunity
592
Public Services
2025-2026 Public Service NOFA Process
November 2024: NOFA Schedule released.

December 4, 2024: Mandatory Virtual Application workshop Attendance is mandatory to apply. Applications opened on December 4, 2024.

January 15, 2025: Application Deadline
January 16- February 10, 2025: Application technical review and scoring (City Staff) February 12, 2025: CDC receives applications for review for preparation of application scoring on 2/19/2025
February 19, 2025: Application presentations.

Presentations are mandatory; CDC scores the presentations.

March 26, 2025: CDBG/ESG public service recommendations brought to CDC along with 5-Year Consolidated Plan & 2025-2026 Annual Action Plan.

During the presentation scoring, the CDC will have the ability to score up or down certain categories of the application.
593
CDBG Public Services
Award
Recommended
(Per NOFA
Guidelines)
Application
Score
Amount
Requested Applicant Project Name
136/150 $125,000

90.93% $125,000
Emergency Food
Bank Main Food
Pantry Program
Emergency Food
Bank of
Stockton/San
Joaquin County
$135,000 133/150

88.75% Catalyst $150,000 Children's Home of
Stockton
$120,000 118/150

78.73% $150,000 Bread of Life Food
Pantry Bread of Life
$60,000 114/150

76.33% Tuleburg Press The Write Place $75,000
$117,931.44 106/140

75.95% $147,414 Friends Outside
Resiliency Lab Friends Outside
594
ESG Homeless Services
Award
Recommended
(Per NOFA
Guidelines)
Application
Score
Amount
Requested Applicant Project Name
$107,500 133/150

88.76% $100,000

CVLIHC ESG
Homeless
Prevention 2025-26
Central Valley Low
Income Housing
Corp.
$152,500 123/150

81.86% $150,000 PREVAIL Stockton
Shelter Program PREVAIL
$0 111/150

73.90% $100,000
The Child Abuse
Prevention Council’s
Project HOME
Program
Child Abuse
Prevention Council
$0 107/150

71.12% CMC Housing Link $150,000 Community Medical
Centers
Note: HUD imposes a 60% cap on emergency shelter and street outreach activities
595
Language Access Plan
596
Language Access Plan
• Title VI of the Civil Rights Act of 1964
• City of Stockton required to comply for federally
assisted programs (e.g. HUD)
• Conduct the four-factor analysis;
• Develop a Language Access Plan; and
• Provide appropriate language assistance.
• Make reasonable efforts to provide language
assistance to ensure meaningful access for Limited
English Proficiency (LEP) persons.
597
Language Access Plan
• Four-Factor Analysis: • Determine the number or proportion of LEP individuals in the eligible service population. • The frequency LEP individuals encounter the program. • The nature and importance of the program, activity, or service provided by EDD to LEP individuals. • Determine the resources available to assist LEP individuals • Results: • Approx. 6,934 Spanish-speaking households reported speaking English less than very well. • Spanish-speaking households that have limited-English skills constitute

6.8% of the total number of households in Stockton.
598
Language Access Plan
• City Actions:
• Translation and interpretation services
• Train staff on the LAP
• Publish the document on the City website
• Translation of “vital documents”
• Ongoing monitoring
599
Community
Participation
Plan
600
Community Participation Plan
• Previous document approved by Council in April 2016 as the “Citizen Participation Plan”
• Updated to be titled “Community” Participation Plan:
• Process for the development of the Consolidated Plan & Annual Action Plans
• Defines Consolidated Plan and Annual Action Plan
amendment process, including “substantial” amendment
versus administrative updates
• Outlines public notice & comment period requirements, including cadence for public meetings and public hearings • Outreach requirements and establishes CDC
• Integrates Language Access Plan requirements
601
Section 3 Plan
602
Section 3 Plan
• Regulated by 24 CFR Part 75.
• Ensures economic opportunities for certain HUD
financial assistance be directed to low- and very lowincome persons. • Focus on recipients of government assistance for
housing.
• Outlines how EDD and its subrecipients, contractors,
and subcontractors will comply with HUD’s Section 3
requirements.
603
Section 3 Plan
• Public Housing Financial Assistance:
• All funding amounts covered by Section 3 rules.
• Includes development assistance, operating funds, capital funds, and all mixed-finance development.
• No minimum threshold.
• Housing & Community Development Financial Assistance:
• Applies to public construction and housing
construction/rehabilitation.
• Section 3 applies to projects if they exceed the $200k threshold of HUD-provided financial assistance (total
project).
604
Safe Harbor Benchmarks
• Prior to beginning work, contractors and subcontractors will be required to certify that they will demonstrate good faith efforts.
• 25% or more of the total number of labor hours worked by all workers on a Section 3 project are Section 3 workers. • If goals are not met, they must provide evidence of qualitative efforts to assist low and very low-income persons with
employment and training opportunities.
• Provide employment and training opportunities to Section 3 workers within the City of Stockton, in the priority of:
• Section 3 workers residing within the service area or the neighborhood of the project, and
• Participants in YouthBuild programs.
605
EDD Actions
• Add Section 3 language to all relevant RFPs,
procurement documents, bid offerings, and contracts
exceeding the threshold.
• Advertising contracting opportunities in local
community papers and notices.
• Providing written notice of contracting opportunities to all known Section 3 Business Concerns.
• Coordinating with prime contractors and other business assistance agencies and contractor associations.
606
Recommendation
It is recommended that after the public hearing, the City Council adopt a resolution to:
1) Approve and adopt the 2025-2029 Consolidated Plan for the CDBG, HOME, and ESG Programs;
2) Approved and adopt the Community Participation Plan, Language Access Plan, and Section 3 Plan;
3) Approve and adopt the 2025-2026 Annual Action Plan with the estimated Sources and Uses of Funds for the CDBG,
HOME, and ESG Programs awarded by HUD, authorizing
proportional adjustments to funding amounts based on the final HUD allocations;
607
Recommendation
4) Authorize the City Manager, or designee, to coordinate final revisions to the Con Plan and Action Plan to
ensure that approved activities and all public
comments received during the 30-day public comment
period are included in the final Con Plan and Action
Plan; and
5) Authorize the City Manager, or designee, to execute all documents and forward them to HUD, execute
contracts with subrecipients, and to take whatever
actions are necessary and appropriate to carry out the
purpose and intent of the resolution.
608
City of Stockton
Legislation Text
File #: 25-0264, Version: 1

NEGATIVE DECLARATION AND PRECISE ROAD PLAN FOR THE MAIN STREET AND MARKET

STREET COMPLETE STREETS PROJECT LOCATED BETWEEN CENTER STREET AND STATE HIGHWAY ROUTE 99 OVERPASS (P25-0033)

RECOMMENDATION
It is recommended that the City Council accept the Planning Commission’s recommendation and adopt a Resolution for an Initial Study/Negative Declaration and approve the Precise Road Plan for the Main Street and Market Street Complete Streets Project, in accordance with Findings for Decision detailed herein.

Summary
The City of Stockton Public Works Department filed a project application to establish a Precise Road Plan for specified segments of Main Street and Market Street in accordance with the Stockton Municipal Code (SMC) Chapter 16.148. The purpose of the Precise Road Plan is to identify the right of way requirements, roadway alignment, lane configurations, access restrictions, and intersection controls within the specified roadway segments. The proposed Precise Road Plan for Main and Market Streets is a rehabilitation and beautification project for Main Street between Hunter Street and State Highway Route 99 overpass, and for Market Street between Center Street and Main Street (herein referred to as the “Precise Road Plan” or “Project”). Main Street and Market Streets are currently an auto-dominated environment with minimal amenities for pedestrians and bicyclists.

The proposed Precise Road Plan would provide equal priority to pedestrians, motorized vehicles, bicycles, and transit uses with safe and convenient pedestrian and bicycle facilities, linking commercial areas, residential neighborhoods, and employment centers. The City Council is the review authority for Precise Road Plans based on the recommendation of the Planning Commission.

This application review is subject to compliance with the California Environmental Quality Act (CEQA). An Initial Study/ Negative Declaration was prepared in compliance with CEQA to evaluate any potential impacts of the Project and concluded the Project will not result in significant impacts to the environment..

The Planning Commission considered the proposed Project in a public hearing held on March 27, 2025, and adopted a Resolution forwarding a recommendation to the City Council for the adoption of the Initial Study/Proposed Mitigated Negative Declaration and approval of the Market Street and Main Street Precise Road Plan.

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Negative Declaration and approve the Market Street and Main Street Precise Road Plan in accordance with the listed Findings for Decision in the Proposed Resolution.

DISCUSSION
Background
The Main Street and Market Street corridors, with their vacant and underutilized parcels, varied building stock, and proximity to downtown and adjacent neighborhoods, offers redevelopment potential to attract new residents, employees, and visitors to the City’s downtown. Significant downtown investments have been constructed in the past decade. These investments include the renovation of the historic Cabral Station, Downtown Transit Center, Weber Point Events Center, Stockton Ballpark, and Stockton Arena at the west end of the corridor. Connecting east Stockton with the Downtown area will unify these significant downtown investments and revitalize the current distressed Main Street and Market Street corridors.

The project area is not zoned because Main Street and Market Street are designated as public rightof-way (ROW). The subject area is bounded to the:
· North by various commercial/warehousing buildings and vacant lots zoned CG (Commercial, General), CD (Commercial, Downtown), and IL (Industrial, Limited); · East by State Route 99 overpass and the San Joaquin County limits; · South by various commercial/warehousing buildings and vacant lots zoned CG, CD, and IL; and
· West across Center Street by various commercial/warehousing buildings zoned CD (Attachment A - Location Map and Aerial Photograph).

The General Plan designates Main Street and Market Street as Arterial and land on either side of the right-of-way for Commercial and Industrial land uses. The Precise Road Plan application is subject to public hearings by both the Planning Commission (to make a recommendation to the City Council) and the City Council (for a final decision).

In 2017, the City obtained a grant from the San Joaquin Council of Governments as part of the Measure K Bicycle, Pedestrian, and Safe Routes to School and Smart Growth Incentive Program to study the subject corridors and prepare a Precise Road Plan. As a part of this process, a traffic analysis was conducted to analyze current conditions and guide the City on the content of the Precise Road Plan (Attachment B). The Plan developed a comprehensive design for the corridor and the rehabilitation of Main Street and Market Street. The conceptual streetscape design elements include dedicated bicycle lanes, sidewalks, street lighting, parklets with amenities (i.e., trees for shade, benches, and trash receptacles), and enhanced crosswalks and intersections. The purpose of the Precise Road Plan is to establish Main Street and Market Street as prominent “complete streets” that accommodate all modes of transportation, including vehicular, bicycle, pedestrian, and mass transit.

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Development Review Committee
The Development Review Committee considered the project on February 27, 2025, and recommended approval of the Precise Road Plan for the Main Street and Market Street Complete Streets Project, subject to proposed Findings of Fact and Conditions of Approval, as indicated in the proposed Resolution.

Planning Commission
The Planning Commission considered the project at the March 27, 2025 meeting. After a public hearing and discussion, a motion to recommend approval was passed in a 6-0 vote.

Present Situation
The Precise Road Plan for Main Street and Market Street (Exhibit 1 of the Proposed Resolution) sets the expectations and requirements on what will be constructed within the City’s ROW. Acquisition of additional ROW is anticipated at the following locations:
· Addition of a new cul-de-sac on Market Street east of its intersection with Main Street, an existing paved area (2,809 SF)
· Addition of a new cul-de-sac on Washington Street east of its intersection with South B Street, a vacant site (2,938 SF)
· Addition of a new cul-de-sac on Lafayette Street east of its intersection with C Street and Main Street, a vacant site (2,475 SF to be acquired, 7,637 SF to be abandoned, and 725 SF to be acquired but then abandoned)
· Widen curb return and sidewalk radius at Filbert and Main Street roundabout, an outdoor storage, and landscape are (155 SF and 318 SF)
· Increase radius of curb return and sidewalk at Shasta Avenue and Main Street, a vacant paved area (15 SF)
· Increase radius of curb return and sidewalk at David Avenue and Main Street, a vacant area (58 SF)
· Increase radius of curb return and sidewalk at four corners of Wilson Way and Market Street, existing vacant paved areas (total 44 SF)
Main Street and Market Street are currently one-way roads with two lanes each. The Precise Road Plan calls for a reduction in the number of vehicle travel lanes from two lanes to one lane, adding Class II buffered bicycle lanes, repairing sidewalks, upgrading traffic signals and streetlights, installing roundabouts at the intersections of Main Street/Market Street and Main Street/Filbert Street, “parklets” (small, landscaped amenity areas), and accessible street crossings with bulb-out round corners and bollards. The overall goal of the project is to provide a framework for Main Street and Market Street to become “complete streets”. Complete streets are designed to accommodate all modes of transportation, including vehicular, bicycle, pedestrian, and mass transit.

As part of the proposed improvements, new street trees would be planted, and some existing nonuniform street lighting would be removed and replaced to match other existing lighting in the corridor.

To avoid conflicts with existing underground utilities, the parklet designs would be adjusted, or the City of Stockton Page 3 of 6 Printed on 4/10/2025
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To avoid conflicts with existing underground utilities, the parklet designs would be adjusted, or the utilities would be relocated within the existing ROW.

With respect to the driveway restrictions along Main Street and Market Street, the Precise Road Plan would emphasize automobile driveways on side streets, where possible, to limit the potential conflicts with pedestrians, bicyclists, and public transit along Main Street and Market Street. The proposed approach to access control is listed as follows:

1. If an existing driveway is in use, it will remain in place until the parcel is redeveloped. At that time the location of the driveway would be evaluated and compared to the Precise Road Plan and could be modified or abandoned.

2. If an existing driveway has been abandoned, it could be removed on the Precise Road Plan.

This would also apply to vacant lots.

3. If a parcel is reconfigured, the location of the driveway would be evaluated and adjusted to comply with the Precise Road Plan, or a Precise Road Plan amendment could be filed to request a new driveway.

Findings Of Fact
Stockton Municipal Code (SMC) Section 16.148.070.A requires two findings of fact to support the approval of the Precise Road Plan. The Precise Road Plan must 1) comply with general land uses, objectives, policies, and programs of the General Plan and other adopted goals and policies of the City; and 2) be in compliance with applicable provisions of the California Environmental Quality Act (CEQA). The project would comply with General Plan Land Use Policy LU-2.5, by implementing complete streets projects; Transportation Policy TR-1.2, by shifting priority from vehicular travel to travel by all modes; and Transportation Policy TR-3.1, by limiting street widths while allowing for safe bicycle and pedestrian facilities. Further, an Initial Study/Negative Declaration has been prepared for the project and circulated to comply with State CEQA guidelines, as indicated in the proposed Resolution.

PUBLIC MEETING(S)
The Public Works Department held the first public meeting for the project on April 3, 2024. Twenty (20) people attended the meeting, consisting of twelve (12) members of the public and eight (8) members of the project team. The meeting was conducted as an open house with a presentation by the consultant’s project manager, followed by questions and comments from the audience. The questions raised by the public were related to the project’s funding resources, construction phasing, the elimination of on-street parking, parking meters, the location of a proposed roundabout, current volume of traffic, delays at the railroad crossing on Main Street at B Street, and opportunities for public art. A second public meeting was held on May 23, 2024. Twenty-One (21) people attended the meeting, consisting of twelve (12) members of the public, one (1) elected official, and eight (8) members of the project team. Questions raised by the public were related to the utilization and maintenance of the parklets by adjacent business owners, additional police patrols in the area, parking concerns, additional public transportation, and securing future funding to complete the parklets, sidewalks, and bicycle lanes. At each meeting, the public’s comments were addressed through further discussion and clarification of the plan. No comments raised required plan modifications.

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Planning Commission
On March 27, 2025, a public hearing was held before the Planning Commission. Paul Schneider with Siegfried, a consulting firm contracted with the City Public Works Department, presented the project.

During the public hearing questions were raised regarding public outreach, driveways, bicycle lanes, bus routes, and compliance with the National Environmental Policy Act. Public Works’ consultant answered questions and addressed concerns.

Following the public hearing, the Planning Commission voted 6 to 0 to forward its recommendation to the City Council for the adoption of an Initial Study/Proposed Mitigated Negative Declaration and approval of the Precise Road Plan for the Main Street and Market Street Complete Streets Project.

ENVIRONMENTAL CLEARANCE
The City has determined that the project would not have potentially significant environmental impacts, either by itself or with the application of regulations, ordinances, and standards. No mitigation measures would be required. As a result, a public draft Initial Study/Proposed Negative Declaration has been prepared for the project, in accordance with State CEQA Guidelines. A “Notice of Intent” to adopt the public draft Initial Study/Proposed Negative Declaration was circulated for public review and comment between February 4, 2025, and March 7, 2025, and was filed with the San Joaquin County Clerk’s Office and the Governor’s Office of Planning and Research State Clearinghouse (SCH# 2025020148). All the comments that were received during the public review have been responded to in the Final Initial Study / Negative Declaration (Attachment C). Pursuant to Section 15074 (b) of the State CEQA Guidelines, the Initial Study/ Negative Declaration must be adopted by the decision-making body of the lead agency (the City Council) prior to the approval of Precise Road Plan for the Main Street and Market Street Complete Streets Project.

The environmental documents, including the public draft Initial Study/Negative Declaration and the Final Initial Study/Negative Declaration have been posted on the City’s website for the City Council’s review:
https://www.stocktonca.gov/services/public_works/projects___studies/main_street_complete_streets. php.

Public Comments
Notice for the City Council public hearing for this request was published in The Record on April 4, 2025, as a display ad in accordance with SMC Section 16.88.030(B)(2). As of the writing of this staff report, no written comments have been submitted.

FINANCIAL SUMMARY
In 2017, the City obtained a grant from the San Joaquin Council of Governments as part of the Measure K Bicycle, Pedestrian, and Safe Routes to School and Smart Growth Incentive Program to study the subject corridors and prepare a Precise Road Plan. The grant requires environmental clearance by April 28, 2025, in order to proceed with final design and construction of the improvements outlined in the Precise Road Plan. There is no impact to the City’s General Fund or to any other unrestricted fund as a result of the plan.

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Attachment A - Location Map and Arterial Photograph
Attachment B - Main Street and Market Street Traffic Study Attachment C - Initial Study/Negative Declaration
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City of Stockton, CA February 25, 2025
Locati on Map and Aerial Photo

MAP FOR REFERENCE ONLY

NOT A LEGAL DOCUMENT
City of Stockton, CA makes no claims and no warranties, expressed or implied, concerning the validity or accuracy of the GIS data presented on this map.

Geometry updated 05/03/2023
Data updated 05/01/2023
Print map scale is approximate.

Critical layout or measurement
activities should not be done using
this resource.
1" = 2601.074785196919 ft

ATTACHMENT A
615
CALIFORNIA | FLORIDA | TEXAS
Corporate Office 4305 Hacienda Drive, Suite 550, Pleasanton, CA 94588 925.463.0611 www.TJKM.com

TECHNICAL MEMORANDUM

INTRODUCTION
The purpose of this technical memorandum is to evaluate the existing conditions, existing build conditions, background conditions, and background build conditions of Main Street and Market Street. The study area consists of approximately 2.6 mile section of Main Street and 1.3 mile section of Market Street in Stockton.

Main Street is a primarily two to three-lane, one-way major arterial running westbound from Market Street to Hunter Street. Main Street has four lanes, two lanes each direction from Market Street to Golden Gate Avenue. From Golden Gate Avenue to Broadway Avenue, it is a five-lane with two lane in each direction and one two way left turn lane (TWLTL). The average daily traffic (ADT) volume on Main Street ranges between 950 vehicles per day (vpd) to 14,435 vpd.

Market Street is a primarily two-lane one-way minor arterial stretching eastbound direction from Center Street to Locust Street. The average daily traffic (ADT) volume on Market Street ranges between 1,305 vpd to 5,410 vpd.
45 study intersections and 21 study roadway segments were selected for the project within the study area – 28 study intersections and 14 study roadway segments on Main Street; and 17 study intersections and 7 study roadway segments on Market Street. The intersections were evaluated under existing conditions, existing build conditions, background conditions, and background build conditions for the weekday a.m. and p.m. peak periods.

This technical memorandum summarizes the existing, existing build, background, and background build conditions intersection and segment level of service (LOS) analysis as well as the 95th percentile queue length at the study intersections. This memorandum also summarizes the collisions that occurred over an eight year (2015-2022) period in the project vicinity.

The following is the list of study intersections that were selected for the project:

1. Main Street/ Hunter Street (No Control)
Date: January 21, 2025
To:

Paul J. Schneider, P.E.
3428 Brookside Road
Stockton, CA 95219
Phone: 209.943.2021
Email: [email protected]
Project No.: 011-101
From: Rutvij Patel
Project Manager
Jurisdiction: City of Stockton
Subject: Traffic Analysis on Main Street and Market Street in Stockton, California

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2. Main Street/San Joaquin Street (Signal)

3. Main Street/Sutter Street (Signal)

4. Main Street/California Street (Signal)

5. Main Street/American Street (Signal)

6. Main Street/Stanislaus Street (Signal)

7. Main Street/Grant Street (Two-Way Stop)

8. Main Street/Aurora Street (Two-Way Stop)

9. Main Street/Union Street (All-Way Stop)

10. Main Street/Pilgrim Street (Two-Way Stop)

11. Main Street/Airport Way (Signal)

12. Main Street/Sierra Nevada Street (Two-Way Stop)

13. Main Street/Wilson Way (Signal)

14. Main Street/Market Street – Locust Street (Signal)

15. Main Street/B Street (Two-Way Stop)

16. Main Street/C Street-Lafayette Street (Two-Way Stop)

17. Main Street/D Street (Signal)

18. Main Street/E Street-Marsh Street (Two-Way Stop)

19. Main Street/F Street-Alma Street (Two-Way Stop)

20. Main Street/Filbert Street (Signal)

21. Main Street/Burkett Avenue (Two-Way Stop)

22. Main Street/Shasta Avenue (Two-Way Stop)

23. Main Street/David Avenue (Two-Way Stop)

24. Main Street/Rendon Avenue (Two-Way Stop)

25. Main Street/Golden Gate Avenue (Signal)

26. Main Street/Windsor Avenue (Two-Way Stop)

27. Main Street/Netherton Avenue (Signal)

28. Main Street/Broadway Avenue (Two-Way Stop)

29. Market Street/Center Street (Signal)

30. Market Street/El Dorado Street (Signal)

31. Market Street/Hunter Street (All-Way Stop)

32. Market Street/San Joaquin Street (Signal)

33. Market Street/Sutter Street (Signal)

34. Market Street/California Street (Signal)

35. Market Street/American Street (Signal)

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36. Market Street/Stanislaus Street (Signal)

37. Market Street/Grant Street (Two-Way Stop)

38. Market Street/Aurora Street (Two-Way Stop)

39. Market Street/Union Street (Two-Way Stop)

40. Market Street/Pilgrim Street (Two-Way Stop)

41. Market Street/Airport Way (Signal)

42. Market Street/Sierra Nevada Street (Two-Way Stop)

43. Market Street/Wilson Way (Signal)

44. Market Street/Eugenia Street (One-Way Stop)

45. Market Street/Della Street (Two-Way Stop)
The following is the list of study roadway segments:

1. Main Street between San Joaquin Street and Sutter Street

2. Main Street between American Street and Stanislaus Street

3. Main Street between Grant Street and Aurora Street

4. Main Street between Aurora Street And Union Street

5. Main Street between Airport Way and Sierra Nevada Street

6. Main Street between Wilson Way and Della Street

7. Main Street between Market Street and A Street

8. Main Street between B Street and C Street

9. Main Street between D Street and Sonora Street

10. Main Street between E Street and Sharon Avenue

11. Main Street between Searchlight Avenue and Filbert Street

12. Main Street between Sullivan Avenue and Burkett Avenue

13. Main Street between David Avenue and Rendon Avenue

14. Main Street between Golden Gate Avenue and Netherton Avenue

15. Market Street between Center Street and El Dorado Street

16. Market Street between Hunter Street and San Joaquin Street

17. Market Street between Sutter Street and California Street

18. Market Street between California Street and Stanislaus Street

19. Market Street between Aurora Street and Union Street

20. Market Street between Airport Way and Pilgrim Street

21. Market Street between Wilson Street and Main Street Figure 1 illustrates the 45 study intersections and 21 study roadway segments.

ATTACHMENT B
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X Study Intersection Study Segment

LEGEND N
12/2024
Main Street Complete Streets
Figure 1: Vicinity Map
4 99
S D St
S E St
E Weber St
E Miner St
Weber St
Channel St
E Sonora St
E Hazelton Ave
E Church St
Court St
S McDonell Ave
Sharon Ave
S Ash St
S Della St
S Broadway Ave
N Aurora St
S Grant St
S Stanislaus St
S American St
California St
S Sutter St
S Hunter St
N San Joaquin St
Center St
El Dorado St
Hunter St
N Union St
S Union St
S Pilgrim St
N Airport Way
N Sierra Nevada St
S Wilson Way
Eugenia Ave
E Main St
E Market St
E Market St
Washington St
E Market St
E Lafayette St
E Sonora St
S F St
S Filbert St
S Filbert St
Burkett Ave
S Shasta
David Ave
Rendon Ave
Windsor Ave
S Netherton Ave
S Golden Gate Ave
Searchlight Ave
E Marsh St
Home St
E Marsh St
Alma St
E Sonora St
E Sonora St
E Lafayette St
S B St
8 7 6
9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 5 4 3
1 2
29 30 31 32 33 34 35 36 37 38
39 40 41 42 43
44 45

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STUDY METHODOLOGY

LEVEL OF SERVICE ANALYSIS AND METHODOLOGY
Existing operational conditions at the study intersections were evaluated according to the requirements set forth by the City of Stockton. The traffic operational analysis was conducted using the Highway Capacity Manual (HCM) 6th as well as HCM 2000 Level of Service (LOS) methodology with Synchro 12.0 software. The HCM 2000 methodology was used in lieu of more recent editions of the HCM due to limitations in the newer methodology in analyzing exclusive pedestrian phases, clustered intersections, and non-NEMA phasing. In the existing build conditions, two intersections were analyzed as Roundabouts using the Sidra 8.1 software.

LOS is a qualitative measure that describes operational conditions as they relate to the traffic stream and perceptions by motorists and passengers. The LOS generally describes these conditions in terms of such factors as speed and travel time, delays, freedom to maneuver, traffic interruptions, comfort and convenience, and safety. The operational LOS are given letter designations from A to F, with ‘A’ representing the best operating conditions (free-flow) and ‘F’ the worst (severely-congested flow with high delays). Intersections generally are the capacitycontrolling locations with respect to traffic operations on arterial and collector streets.

SIGNALIZED, UNSIGNALIZED AND ROUNDABOUTS INTERSECTIONS
Signalized intersection LOS and unsignalized all-way stop controlled LOS is based on the capacity of the intersection as a whole and average delay experienced by a driver. Unsignalized one-way and two-way stop controlled intersection LOS is defined by the average delay experienced by a driver for the minor approach worst movement or major approach critical movement. Roundabout intersection LOS is defined by the average control delay based on the capacity of intersection as a whole. The LOS criteria is same as the unsignalized intersection. Table 1 provides the relationship between LOS rating and delay for signalized and unsignalized intersections.

Table 1: Level of Service Thresholds Based on Intersection Delay Level of Service Signalized Intersection Delay (sec) Unsignalized Intersection Delay (sec) A 0 ≤ D ≤ 10 0 ≤ D ≤ 10
B 10 < D ≤ 20 10 < D ≤ 15
C 20 < D ≤ 35 15 < D ≤ 25
D 35 < D ≤ 55 25 < D ≤ 35
E 55 < D ≤ 80 35 < D ≤ 50
F 80 < D 50 < D
Source: Highway Capacity Manual (HCM), 6th Edition

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ROADWAY SEGMENTS
Roadway segment LOS was performed based on the LOS thresholds set by the City. The analysis was performed for the study segments where ADT counts were collected. Table 2 shows the LOS thresholds for roadways in the City.

Table 2: Roadway Segment Level of Service Thresholds
Roadway Classification Lanes Capacity for LOS C (Vehicles) Major Arterial 2 12,500
with two-way center left 3 15,000
4 30,100
with two-way center left 5 35,000
6 45,000
Minor Arterial 2 12,500
with two-way center left 3 15,000
4 25,000
Collector (Commercial/Industrial) 2 10,000
Collector (Residential) 2 7,000
Local (Commercial/Industrial) 2 7,000
Local (Residential) 2 2,000
Source: San Joaquin County

SIGNIFICANT IMPACT CRITERIA/LEVEL OF SERVICE STANDARDS
The “Envision Stockton 2040 General Plan”, adopted by City Council in 2018, established LOS D as the acceptable level of traffic congestion on major streets. For the purposes of this study when evaluating the potential significance of level of service impacts to the City of Stockton motorists, LOS D or better is acceptable whereas LOS E and F are unacceptable.

ROAD DIET GUIDELINES
“Road diets” are often conversions of four-lane undivided roads into three lanes (two through lanes and a center turn lane), as shown in Figure 2. The residual street space can be utilized for bike lanes, street parking, transit lanes, raised medians, pedestrian refuge islands, sidewalks and/or curbside delivery and pick-up areas. In short, existing street space is reallocated from traffic lanes to other uses while maintaining the same curbs and curb-to-curb pavement width. If planned as a part of a street overlay or pavement resurfacing project, a road diet conversion can be relatively inexpensive and cost-effective.

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Figure 2: Typical Road Diet Basic Design (Typical)
(source: Road Diet Informational Guide: FHWA Safety program, November 2014, section 1.2.2, page 5, https://safety.fhwa.dot.gov/road_diets/guidance/info_guide/).

Under most ADT volumes, road diets have minimal effect on motorist delay because left-turning vehicles are moved into an exclusive two-way left-turn lane. At ADTs above approximately 20,000 vehicles, there is a greater likelihood that traffic congestion will increase to the point of diverting traffic to alternate or parallel streets.

Road diets offer potential benefits to pedestrians, bicyclists and motorists. On a typical four-lane street, drivers change lanes to pass slower vehicles (such as vehicles stopped in the left lane in a midblock location waiting to make a left turn to a driveway). In contrast, drivers’ speeds on twolane streets are limited by the speed of the lead vehicle. Thus, road diets may reduce vehicle speeds and vehicle interactions during lane changes, which has been proven to reduce the number and severity of vehicle-to-vehicle crashes in most cases. Based on studies conducted by FHWA, road diets have been observed to bring about a crash reduction of 19 to 47 percent.

Pedestrians benefit because they have fewer lanes of traffic to cross, and also because motor vehicles are likely to be moving more slowly and further from the sidewalk.

In determining the feasibility of a roadway for a road diet, there are eight criteria to evaluate. The criteria are introduced below to provide a basis for the evaluation and analysis of the study corridor which is described in the subsequent sections of this report. Parameters to be assessed when a road diet conversion is considered include:
 Roadway characteristics
 Parallel routes
 Traffic volume, level of service and delay
 Access points, turning volume and patterns
 Collision analysis

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 Frequent stop and slow-moving vehicles
 Weaving and speed
 Pedestrian and bicycle activity

COLLISION ANALYSIS

DATA COLLECTION
Eight-year collision data, from 2015 to 2022, was retrieved from the Transportation Injury Mapping System (TIMS) database. The collision data was collected at all the study intersections and roadways. TIMS dataset includes collisions of 4 levels of severity. The essential information required to analyze the TIMS database includes collision severity, types of collision, primary violation factors, and lighting conditions.

Collisions that occurred within a 150-foot radius of an intersection were considered as an intersection collision. Collisions that occurred at a distance greater than 150 feet were considered occurring at a mid-block location, i.e., at a roadway segment.

Based on the collision data retrieved, a total of 371 collisions were reported from the year 2015 to 2022. Out of the total collisions, approximately 94% (349 collisions) were observed to have occurred at an intersection and 6% (22 collisions) were observed to have occurred at mid-block locations on roadway segments. The number of collisions that occurred every year, as per facility type, is listed in Table 3. Appendix A contains the complete collision data set.

Table 3: Intersection and Mid-block Collisions by Year
Facility Type 2015 2016 2017 2018 2019 2020 2021 2022 Total Intersection Collisions 51 38 45 43 59 24 43 46 349
Segment Collisions 2 4 5 3 5 3 22
Total 51 40 49 48 59 27 48 49 371
Source: TIMS (2015-2022 Collision Data along Main Street and Market Street) Based on the 349 reported collisions that occurred at intersections, 84% are vehicle-vehicle collisions (7 of these collisions involved a parked motor vehicle), 9% are vehicle-pedestrian, 4% are vehicle-bicycle collisions, and 3% are vehicle-fixed object collisions. All the collisions occurring on Main Street and Market Street were further analyzed based on facility type by the following factors:
 Collision Types & Severity
 Motor Vehicle Involved With
 Primary Violation Factors
 Lighting

INTERSECTION COLLISION ANALYSIS
Broadside (219 collisions, 63%) and rear-end (49 collisions, 14%) collisions are the most common occurring collision types at intersections. Other significant collision types include vehicle

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pedestrian (30 collisions, 9%) followed by sideswipe and head-on collisions, each contributing 34 collisions (10%). Vehicle-Bicycle collisions contributed 4% (15 collisions) of all collisions. 72% of collisions (250 collisions) resulted in complaint of pain, followed by other visible injury (88 collisions, 26%), severe injury (9 collisions, 2%) and fatal (1 collisions, 1%). Traffic signals and signs violations (124 collisions, 36%) is the most common primary collision factor leading to collisions at intersection. The next highest factors are automobile right of way violation (86 collisions, 25%) and unsafe speed (54 collisions, 15%). 79% (276 collisions) of the collisions occurred in daylight, 19% (66 collisions) occurred at dark hours but street lights were present, and 2% (5 collisions) occurred when it was dusk or dawn. Table 4 summarizes the intersection collision analysis based on all the factors analyzed.

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Table 4: Intersection Collision Analysis (January 2015 to December 2022) Collision Attribute
2015 2016 2017 2018 2019 2020 2021 2022 Total
# % # % # % # % # % # % # % # % # %
Collision Type
Head-On 2 1% 1 0% 3 1% 0% 4 1% 1 0% 4 1% 1 0% 16 4%
Sideswipe 6 2% 2 1% 1 0% 1 0% 1 0% 2 1% 2 1% 3 1% 18 5% Rear End 7 2% 5 1% 7 2% 8 2% 13 4% 2 1% 4 1% 3 1% 49 14% Broadside 30 9% 21 6% 28 8% 29 8% 35 10% 17 5% 30 9% 29 8% 219 63% Hit Object 1 0% 2 1% 1 0% 0% 0% 0% 1 0% 4 1% 9 3%
Vehicle/Pedestrian 4 1% 5 1% 4 1% 2 1% 5 1% 2 1% 2 1% 6 2% 30 9% Other 1 0% 2 1% 1 0% 3 1% 1 0% 0% 0% 0% 8 2%
Total 51 15% 38 11% 45 13% 43 12% 59 17% 24 7% 43 12% 46 13% 349 100% Motor Vehicle Involved With
Not Stated 1 0% 0% 0% 0% 0% 0% 0% 0% 1 0%
Pedestrian 4 1% 5 1% 4 1% 2 1% 5 1% 2 1% 2 1% 6 2% 30 9% Other Motor Vehicle 36 10% 27 8% 38 11% 37 11% 51 15% 20 6% 38 11% 33 9% 280 80% Motor Vehicle on Other Roadway 3 1% 0% 0% 0% 1 0% 2 1% 1 0% 0% 7 2% Parked Motor Vehicle 2 1% 2 1% 0% 1 0% 1 0% 0% 0% 1 0% 7 2% Bicycle 4 1% 2 1% 2 1% 3 1% 1 0% 0% 1 0% 2 1% 15 4%
Fixed Object 1 0% 2 1% 1 0% 0% 0% 0% 1 0% 4 1% 9 3%
Total 51 15% 38 11% 45 13% 43 12% 59 17% 24 7% 43 12% 46 13% 349 100% Collision Severity
Fatal Injury 1 0% 0% 0% 0% 0% 0% 0% 0% 1 0%
Sever Injury 1 0% 2 1% 1 0% 1 0% 1 0% 1 0% 2 1% 0% 9 2% Visible Injury 17 5% 12 3% 12 3% 9 3% 13 4% 7 2% 7 2% 12 3% 89 26% Complaint of Pain 32 9% 24 7% 32 9% 33 9% 45 13% 16 5% 34 10% 34 10% 250 72% Total 51 15% 38 11% 45 13% 43 12% 59 17% 24 7% 43 12% 46 13% 349 100%

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Collision Attribute
2015 2016 2017 2018 2019 2020 2021 2022 Total
# % # % # % # % # % # % # % # % # %
Primary Collision Factor
Unknown 2 1% 4 1% 1 0% 0% 1 0% 0% 0% 0% 8 2%
Driving/Bicycling Under the Influence 3 1% 0% 0% 2 1% 3 1% 1 0% 1 0% 0% 10 3% Unsafe Speed 8 2% 7 2% 6 2% 7 2% 13 4% 4 1% 2 1% 7 2% 54 15% Wrong Side of Road 2 1% 0% 1 0% 2 1% 1 0% 0% 1 0% 1 0% 8 2% Unsafe Lane Change 1 0% 0% 0% 0% 0% 1 0% 3 1% 1 0% 6 2% Improper Turning 1 0% 0% 1 0% 2 1% 3 1% 0% 3 1% 1 0% 11 3% Auto ROW 13 4% 7 2% 13 4% 11 3% 13 4% 4 1% 14 4% 11 3% 86 25% Ped ROW 1 0% 2 1% 3 1% 1 0% 3 1% 1 0% 2 1% 4 1% 17 5%
Ped Violation 3 1% 0% 0% 1 0% 1 0% 1 0% 0% 2 1% 8 2%
Traffic Signals and Signs 16 5% 15 4% 16 5% 15 4% 20 6% 10 3% 15 4% 17 5% 124 36% Lights 0% 0% 1 0% 0% 0% 0% 0% 0% 1 0%
Brakes 0% 0% 0% 1 0% 0% 0% 0% 0% 1 0%
Other Hazardous Violation 0% 2 1% 1 0% 1 0% 1 0% 2 1% 2 1% 1 0% 10 3% Other Than Driver (or Pedestrian) 0% 0% 1 0% 0% 0% 0% 0% 1 0% 2 1% Unsafe Starting or Backing 0% 1 0% 0% 0% 0% 0% 0% 0% 1 0% Other Improve Driving 1 0% 0% 1 0% 0% 0% 0% 0% 0% 2 1%
Total 51 15% 38 11% 45 13% 43 12% 59 17% 24 7% 43 12% 46 13% 349 100% Lighting
Daylight 42 12% 31 9% 36 10% 33 9% 47 13% 20 6% 29 8% 38 11% 276 79% Dusk-Dawn 1 0% 0% 2 1% 0% 0% 0% 2 1% 0% 5 1%
Dark - Street lights 8 2% 7 2% 7 2% 10 3% 11 3% 4 1% 12 3% 7 2% 66 19% Dark - No Street lights 0% 0% 0% 0% 1 0% 0% 0% 1 0% 2 1% Total 51 15% 38 11% 45 13% 43 12% 59 17% 24 7% 43 12% 46 13% 349 100%

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During the eight year period, the intersections of Market Street/Airport Way, Main Street/Filbert Street, Main Street/Airport Way, Main Street/Wilson Way, and Market Street/Wilson Way are the top five intersections that experienced the highest number of collisions. Table 5 summarizes the total number of collisions that were reported at the study intersections during the eight-year analysis period and the calculated intersection collision rate for each intersection. The collision rates at the intersections along the study corridor were compared with the Caltrans’ 2021 statewide average collision rates for intersections with similar characteristics. Based on the analysis, 22 out of the 45 study intersections experienced a collision rate higher than the Caltrans statewide average.

Table 5: Intersection Collision Analysis
# Study Intersection
Total # of
Collisions
(2015-
2022)
Intersection
Collision
Rate (ICR)
Statewide
Average
Collision
Rate1
High
Collision
Rate
1 Main Street/S Hunter Street 0 0.00 0.13 No
2 Main Street/San Joaquin Street 1 0.08 0.33 No
3 Main Street/Sutter Street 0 0.00 0.33 No
4 Main Street/California Street 2 0.12 0.33 No
5 Main Street/American Street 0 0.00 0.33 No
6 Main Street/Stanislaus Street 15 0.65 0.33 Yes
7 Main Street/Grant Street 2 0.33 0.20 Yes
8 Main Street/Aurora Street 1 0.13 0.20 No
9 Main Street/Union Street 3 0.35 0.21 Yes
10 Main Street/Pilgrim Street 2 0.43 0.20 Yes
11 Main Street/Airport Way 26 0.51 0.33 Yes
12 Main Street/Sierra Nevada Street 3 0.34 0.20 Yes
13 Main Street/Wilson Way 24 0.41 0.33 Yes
14 Main Street/Market Street 2 0.08 0.33 No
15 Main Street/B Street 7 0.30 0.20 Yes
16 Main Street/C Street-Lafayette Street 7 0.29 0.20 Yes 17 Main Street/D Street 1 0.05 0.28 No
18 Main Street/E Street-Marsh Street 8 0.13 0.20 No
19 Main Street/F Street-Alma Street 7 0.48 0.20 Yes
20 Main Street/Filbert Street 34 0.82 0.33 Yes
21 Main Street/Burkett Ave 8 0.23 0.20 Yes
22 Main Street/Shasta Ave 4 0.09 0.20 No
23 Main Street/David Ave 4 0.12 0.20 No

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# Study Intersection
Total # of
Collisions
(2015-
2022)
Intersection
Collision
Rate (ICR)
Statewide
Average
Collision
Rate1
High
Collision
Rate
24 Main Street/Rendon Ave 5 0.14 0.20 No
25 Main Street/Golden Gate Ave 13 0.36 0.33 Yes
26 Main Street/Windsor Ave 3 0.11 0.20 No
27 Main Street/Netherton Ave 4 0.13 0.33 No
28 Main Street/Broadway Ave 4 0.14 0.20 No
29 Market Street/Center Street 14 0.29 0.33 No
30 Market Street/El Dorado Street 15 0.29 0.33 No
31 Market Street/Hunter Street 2 0.24 0.21 Yes
32 Market Street/San Joaquin Street 15 1.03 0.33 Yes
33 Market Street/Sutter Street 5 0.41 0.33 Yes
34 Market Street/California Street 8 0.41 0.33 Yes
35 Market Street/American Street 0 0.00 0.33 No
36 Market Street/Stanislaus Street 9 0.32 0.33 No
37 Market Street/Grant Street 1 0.19 0.20 No
38 Market Street/Aurora Street 3 0.33 0.20 Yes
39 Market Street/Union Street 11 1.19 0.20 Yes
40 Market Street/Pilgrim Street 1 0.18 0.20 No
41 Market Street/Airport Way 47 0.92 0.33 Yes
42 Market Street/Sierra Nevada Street 5 0.51 0.20 Yes
43 Market Street/Wilson Way 22 0.38 0.33 Yes
44 Market Street/Eugenia Street 0 0.00 0.13 No
45 Market Street/Della Street 3 0.13 0.20 No
46 Market Street/Locust Street 0 0.00 0.33 No
Source: TIMS
Notes: High Collision Rate – denotes a crash rate that is greater than the statewide average for similar types of intersections ICR = collisions per million vehicles entering the intersection (all approaches) or 1,000,000*A / (365*T*AADT) ICR= Observed collision rate; Number of accidents/vehicles miles traveled A = Number of collisions over study period
T = Total number of years over which intersection accidents were collected; January 2015 to December 2022 = 8.0 years AADT = Annual Average Daily Traffic
1Obtained from 2021 Collision Data on California State Highways, Basic Average Accident Rate Table for Intersections,

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EXISTING CONDITIONS

ROADWAY NETWORK
Main Street is an east-west major arterial that extends from Downtown Stockton to unincorporated San Joaquin County. From Market Street to Golden Gate Avenue, Main Street is four lanes with two lanes in each direction. From Golden Gate Avenue to Broadway Avenue, it is a five-lane with two-lane in each direction and a center two-way left turn lane. West of Market Street, Main Street is a two to three-lane one-way roadway heading into downtown. Main Street provides access to the residential and commercial land uses. The ADT volume on Main Street ranges between 950 vpd to 14,435 vpd. The posted speed limit along the corridor is 30 miles per hour (mph) from Wilson Way to Filbert Street and 35 mph from Filbert Street to Highway 99. There were no posted speed limit sign boards on the west of Wilson Way. We have assumed 25 mph.

Market Street is an east-west minor arterial roadway in the Downtown Stockton of the San Joaquin County. It is a two lane one-way roadway between Center Street and Main Street within the study area. The ADT volume ranges from 1,305 vpd to 5,410 vpd along the Market Street. No posted speed limit is present. The speed limit along the corridor is assumed as 25 mph. There are various land uses along the study corridor, such as residential, commercial, recreational, and administrative land uses.

EXISTING PEDESTRIAN FACILITIES
Walkability is defined as the ability to travel easily and safely between various origins and destinations without having to rely on automobiles or other motorized travel. The ideal “walkable” community includes but is not limited to having wide sidewalks, a mix of land uses such as residential, employment and shopping opportunities, buildings with windows and interesting facades at or near the edge of sidewalk, a limited number of conflict points with vehicle traffic, and easy access to transit facilities and services.

Pedestrian facilities are comprised of crosswalks, sidewalks, ADA ramps, pedestrian signals, and off-street paths, which provide safe and convenient routes for pedestrians to access destinations such as institutions, businesses, public transportation and recreation facilities.

In the project vicinity, sidewalks are provided on both sides of Main Street and Market Street throughout the corridor. Pedestrian non-actuated crossings are provided at each signalized study intersection. Pedestrian crossings are considered as a separate phase and they are operating with exclusive pedestrian phasing on Main Street at San Joaquin Street, Sutter Street, California Street, and American Street. The existing pedestrian facilities in the study area are shown in Figure 3.

EXISTING BICYCLE FACILITIES
As defined by the State of California Streets and Highways Code, Section 890.4, "bikeway" means all facilities that provide primarily for bicycle travel. Bikeways shall be categorized as follows:

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 Class I bikeways, such as a bike path, which provide a completely separated right-of-way designated for the exclusive use of bicycles and pedestrians with crossflows by motorists minimized.
 Class II bikeways, such as a bike lane, which provide a restricted right-of-way designated for the exclusive or semi-exclusive use of bicycles with through travel by motor vehicles or pedestrians prohibited, but with vehicle parking and crossflows by pedestrians and motorists permitted.
 Class III bikeways, such as an on-street or off-street bike route, which provide a right-ofway designated by signs or permanent markings and shared with pedestrians or motorists.  Class IV bike ways, such as separated bikeway, also known as a cycle track, is an on-street bike lane that is physically separated from motor-vehicle traffic by a vertical and/or horizontal element such as a raised curb, narrow median, bollards, or car parking.

There are currently no existing bicycle facilities along Main Street and Market Street, however, a Class II bike lane is planned for the study corridors. The planned bicycle facility is illustrated in Figure 3.

ATTACHMENT B
630
N
12/2024
Main Street and Market Street
Figure 3: Existing Pedestrian and Bicycle Facilities
S D St
S E St
E Weber St
E Miner St
Weber St
Channel St
E Sonora St E or
E Hazelton Ave
E Church St
Court St Co
S McDonell Ave on
Mc
Sharon Ave ro
S Ash St
S Della St De S
S Broadway Ave
N Aurora St
S Grant St
S Stanislaus St
S American St S
California St C
S Sutter St
S Hunter St
N San Joaquin St N San Joaquin S n J
Center St
El Dorado St
Hunter St
N Union St n S Union St
S Pilgrim St g S Pilrim S
N Airport Way rp
Wa
N Sierra Nevada St e ev
S Wilson Way S Wilson W y Wil
Wa
Eugenia Ave ni
E Main St
E Market St
E Market St Ma
Washington St ashington St
E Lafayette St yette S
E Sonora St E
S F St
S Filbert St
S Filbert St
Burkett Ave
S Shasta
David Ave
Rendon Ave
Windsor Ave
S Netherton Ave
S Golden Gate Ave
Searchlight Ave ch
E Marsh St
Home St
E Marsh St
Alma St
E Sonora St n
E Sonora St
E Lafayette St fa
St
S B St
La
X Study Intersection
LEGEND
Sidewalk Marked Crosswalk Marked School Crosswalk Class II Planned Bike Lane 8 7 6
9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 5 4 3
1 2
29 30 31 32 33 34 35 36 37 38
39 40 41 42 43
44 45

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EXISTING TRANSIT FACILITIES
Public transit service in the area is provided by San Joaquin Regional Transit District (RTD). RTD bus stops are located throughout the study area on both sides of Main Street and Market Street.

Table 6 summarizes the services and frequency during the weekday and on weekends for bus transit in Stockton. Figure 4 illustrates the transit facilities in the study area.

Table 6: Existing Transit Service
Route From To
Weekdays Weekends
Operating Hours Headway
(minutes)
Operating
Hours
Headway
(minutes)
Bus
Rapid
Transit
(BRT)
44 Downtown
Transit Center
(DTC)
99 Frontage/Boeing
5:49 a.m. to 9:36
p.m.
20-30 7:50 a.m. to 7:42
p.m.
40 315[1] Downtown
Transit Center
Stockton MLK
Boulevard
7:15 a.m.& 8:07 a.m.
3:45 p.m. & 4:15
p.m.

N/A No Service N/A
378[1] Mall Transfer
Station (MTS) Section/Oro 7:20 a.m. & 3:40 p.m.

N/A No Service N/A
510
Downtown
Transit Center
(DTC)
San Joaquin
County Honor
Farm
5:25 a.m. – 8:24 p.m. 11-30 No Service N/A
525
Downtown
Transit Center
(DTC)
Main-Gertrude 6:15 a.m. to 8:06
p.m.
30-50 No Service N/A
555
Downtown
Transit Center
(DTC)
Carolyn Weston -
Manthey
6:07 a.m. to 8:19
p.m.
30-35 No Service N/A
580
Downtown
Transit Center
(DTC)
Section/Oro 6:26 a.m. to 7:51
p.m.
35-45 No Service N/A
710
Downtown
Transit Center
(DTC)
San Joaquin
County Hospital No Service N/A 8:10 a.m. to 7:20 p.m.
60-65
725
Acacia-Lincoln
(Dameron
Hospital)
Main-Gertrude No Service N/A 7:55 a.m. to 6:43
p.m.
60-75
Source: San Joaquin RTD Website
Note: 1 Not a frequent Transit

ATTACHMENT B
632
N
12/2024
Main Street and Market Street
Figure 4: Existing Transit Facilities
S D St
S E St
E Weber St
E Miner St
Weber St
Channel St
E Sonora St E or
E Hazelton Ave
E Church St
Court St Co
S McDonell Ave on
Mc
Sharon Ave ro
S Ash St
S Della St S
S Broadway Ave
N Aurora St
S Grant St
S Stanislaus St
S American St S
California St C
S Sutter St
S Hunter St
N San Joaquin St N San Joaquin S n J
Center St
El Dorado St
Hunter St
N Union St n S Union St
S Pilgrim St g S Pilrim S
N Airport Way rp
Wa
N Sierra Nevada St e ev
S Wilson Way S Wilson W y Wil
Wa
Eugenia Ave ni
E Main St
E Market St
E Market St Ma
Washington St ashington St
E Lafayette St yette S
E Sonora St E
S F St
S Filbert St
S Filbert St
Burkett Ave
S Shasta
David Ave
Rendon Ave
Windsor Ave
S Netherton Ave
S Golden Gate Ave
Searchlight Ave ch
E Marsh St
Home St
E Marsh St
Alma St
E Sonora St n
E Sonora St
E Lafayette St fa
St
S B St
La
X Study Intersection
LEGEND
Route 315 Route 378
Route 525 Route 555
Route 710 Route 580
Route 44
Route 510
Route 725
8 7 6
9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 5 4 3
1 2
29 30 31 32 33 34 35 36 37 38
39 40 41 42 43
44 45

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DATA COLLECTION
Turning movement counts (TMC) for vehicles, bicycles, and pedestrians were conducted during the weekday a.m. peak period (7:00 to 9:00 a.m.) and p.m. peak period (4:00 to 6:00 p.m.) at the study intersections. On Main Street between Aurora Street and Broadway Avenue, TMC were collected on September 28, 2023. 24-hour bi-directional average daily traffic (ADT) counts were collected on September 28, 2023 for the same corridor. On Main Street between Hunter Street and Grant Street, and Market Street between Center Street and Della Street, TMC were collected on April 3, 2024. 24-hour bi-directional average daily traffic (ADT) counts were also collected on April 3, 2024 along the study corridors. For Market Street between Center Street and El Dorado Street, 24-hour bidirectional ADT counts were recorded on April 10, 2024. Figure 5 illustrates average daily traffic along the study corridors.

EXISTING PEAK HOUR TRAFFIC VOLUMES AND LANE CONFIGURATIONS Existing conditions traffic operations at the study intersections were evaluated for the busiest onehour period during weekday morning (a.m.) and afternoon (p.m.) peak periods. Figure 6 (a-d) illustrates the existing lane geometry and traffic controls at the study intersections. Figure 7 (ac) illustrates the existing a.m. and p.m. peak hour turning movement counts at the study intersections. Appendix B includes all the data sheets for the collected traffic counts.

ATTACHMENT B
634
S D St
S E St
E Weber St
E Sonora St E or
E Hazelton Ave
E Church St
Court St Co
S McDonell Ave on
Mc
Sharon Ave ro
S Ash St
N Aurora St
S Della St S
S Grant St
S Stanislaus St
S American St S
California St C
S Sutter St
N San Joaquin St N San Joaquin S n J
N Union St n S Union St
S Pilgrim St P S ilgrim S
N Airport Way A t W
N Sierra Nevada St S N a
S Wilson Way S W n
E Main St
E Market St
Washington St ashington St
E Lafayette St yette S
E Sonora St E
S F St
E Marsh St
E Marsh St
Alma St
E Sonora St n
E Sonora St
E Lafayette St fa
St
S B St
La
E Miner St
Weber St
Channel St
S Broadway Ave
S Hunter St
Center St
El Dorado St
Hunter St
Eugenia Ave ni
S Filbert St
S Filbert St
Burkett Ave
Sullivan Ave
S Shasta
David Ave
Rendon Ave
Windsor Ave
S Netherton Ave
S Golden Gate Ave
Searchlight Ave ch
Home St
X Study Intersection Average Daily Traffic

LEGEND N
12/2024
Main Street and Market Street
Figure 5: Average Daily Traffic
951
1,806 2,031 1,303
1,343 1,459 1,163
2,184 5,549 8,530 9,944 9,192 9,339 9,451 12,966 14,436 11,384 1,362
1,789 1,789
8 5,411
7 6
9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 5 4 3
1 2
29 30 31 32 33 34 35 36 37 38
39 40 41 42 43
44 45

ATTACHMENT B
635
X Study Intersection
Stop Sign
LEGEND
Traffic Signal
 

 
 


 

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) 1 2 


 

 
 

 

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N
12/2024
Main Street and Market Street
Figure 6a: Existing Lane Configuration and Traffic Control

ATTACHMENT B
636
 





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) 22
  




) 23 

 










) 20 



X Study Intersection
Stop Sign
LEGEND
Traffic Signal








) 15






 




) 13 




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"# 

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) 16









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N
12/2024
Main Street and Market Street
Figure 6b: Existing Lane Configuration and Traffic Control

ATTACHMENT B
637












 


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 ) 27
  



 




 

  

 

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X Study Intersection
Stop Sign
LEGEND
Traffic Signal
 
!"




 


 
%&


 
 
 

 ) 32
N
12/2024
Main Street and Market Street
Figure 6c: Existing Lane Configuration and Traffic Control

ATTACHMENT B
638
X Study Intersection
Stop Sign
LEGEND
Traffic Signal
 


 
 



  

) 37


 


 
 



  

) 38
 


 
 



  

) 39
 


 
 



  

) 40




 






  

) 41
   


 
 

 



  

) 42



 
 




  

) 43


  


 
  



  

) 44

 


 
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) 45
N
12/2024
Main Street and Market Street
Figure 6d: Existing Lane Configuration and Traffic Control

ATTACHMENT B
639
1234
Main Street
California Street
13 (9)
251 (216)
26 (42)
11 (8)208 (249)
63 (27)
34 (24)
Main Street
30 (28)
California Street
Main Street
Sutter Street
24 (23)94 (85)
9 (23)
Sutter Street
28 (38)
Main Street Main Street
6 (12) 20 (13) 64 (134)
25 (13)
San Joaquin Street
117 (18)119 (128)
Main Street
24 (4)
164 (48)
Driveway
Hunter Street
Main Street
San Joaquin Street
3 (8)
55 (7)
175 (121)
13 (23)
Hunter Street (N/S) & Driveway/Main
Street (E/W)
San Joaquin Street (N/S) & Main Street
(E/W) Sutter Street (N/S) & Main Street (E/W) California Street (N/S) & Main Street (E/W) 5 6
86 (39)
427 (249) Main Street
Main Street
American Street
Main Street
Stanislaus Street
16 (3)
18 (24)
5 (12)
87 (73) 78 (53)
82 (22) 46 (66) Stanislaus Street
20 (15)31 (12)15 (8)209 (295)
24 (19)
American Street
Main Street
American Street (N/S) & Main Street
(E/W)
Stanislaus Street (N/S) & Main Street
(E/W)
7 8 Grant Street
Aurora Street
4 (1)
Main Street Main Street
107 (109) 103 (60)
7 (11)
16 (25)16 (31)
6 (7) 9 (15) 43 (21) Aurora Street
Main Street
Grant Street
9 (10)
24 (12)
103 (96)
Main Street 6 (5) 34 (38)
Grant Street (N/S) & Main Street (E/W) Aurora Street (N/S) & Main Street (E/W) 9#
Main Street
Main Street
Pilgrim Street
3 (8)
7 (16)
122 (82)
9 (18)
Pilgrim Street
0 (5)11 (20)
14 (15) 5 (15)
66 (76)
96 (63)
12 (13)
Main Street
Main Street
Union Street
9 (13)
90 (108)
Union Street
9 (7)
Union Street (N/S) & Main Street (E/W) Pilgrim Street (N/S) & Main Street (E/W) # # 18 (10) 788 (869)
17 (9)
17 (37)
Main Street Main Street
Main Street
Airport Way
Main Street
Sierra Nevada Street
12 (40)
103 (78) 172 (139)
35 (41) 9 (30)
Airport Way
Sierra Nevada Street
15 (17)662 (749)11 (32)33 (49)
64 (61)
Airport Way (N/S) & Main Street (E/W) Sierra Nevada Street (N/S) & Main Street (E/W)
##
0 (0)
Main Street
Wilson Way
0 (363)
Market Street
209 (183) 0 (1) 0 (0)
Main Street 20 (29) 648 (933)
32 (27)
730 (936)
0 (0)0 (0)
122 (111)
115 (107)
Main Street
0 (0)0 (0)0 (0)
Wilson WayMarket Street
Main Street
Wilson Way (N/S) & Main Street (E/W) Market Street (N/S) & Main Street (E/W) # #
36 (40)
13 (11)
10 (4)
17 (31)
Main Street
23 (28)
0 (2)
30 (38)
370 (318)
18 (25)
Main Street
Lafayette Street
42 (15)4 (3)0 (0)Lafayette Street
0 (12)
B Street
3 (5)
9 (14)
18 (32)
Main Street
224 (370)
4 (9)
2 (1)
406 (311)
16 (15)
Main Street
Washington Street
0 (2)0 (1)
239 (392)
B Street/Washington Street (N/S) &
Main Street (E/W)
Lafayette Street (N/S) & Main Street
(E/W)
X Study Intersection
LEGEND
XX AM Peak Hour Volumes (XX) PM Peak Hour Volumes
N
12/2024
Main Street and Market Street
Figure 7a: Existing Conditions Peak Hour Traffic Volumes and Traffic Control Market Street Market Street
Main Street
34 (27)
277 (461)
0 (1)
440 (363)
16 (16)
275 (457)
2 (3)
8 (9)
8 (7)
2 (4)

ATTACHMENT B
640
##
3 (9)
Main Street
0 (4)0 (3)
402 (355) 372 (317)
0 (0) 12 (18)
42 (37)
1 (0)
16 (6)
Main Street
Main Street Main Street
E Street
D Street
Marsh Street
7 (8)6 (8)10 (25)3 (8)28 (51)
5 (15)
10 (18)
262 (426) 231 (404)
D Street (N/S) & Main Street (E/W) E Street/Marsh Street (N/S) & Main Street (E/W)
# #
10 (12)
Main Street Main Street
386 (316) 358 (304)
3 (3)4 (2)5 (17)54 (71)26 (35)
13 (17)
55 (55)
12 (17)49 (49)
5 (10)
Main Street
Alma Street
Main Street
Filbert Street
250 (237)
262 (434) 220 (373)
0 (1) 4 (16)242 (390) F Street 2 (0)
18 (31) 5 (2) Filbert Street
13 (13)
0 (2)
Alma Street/F Street (N/S) & Main
Street (E/W) Filbert Street (N/S) & Main Street (E/W)
##
Shasta Street
12 (11) 5 (10) 2 (5)
597 (541)
9 (8)2 (2)
6 (16)
2 (8)
Shasta Street
Main Street Main Street
19 (17)
9 (5)1 (0)
Main Street
Burkett Street
Main Street
420 (699) 426 (696)
14 (30) 5 (15)
581 (528)
13 (7)2 (0)5 (5)0 (1)2 (3)
5 (12)
13 (11) 4 (5)
Burkett Street
Burkett Street (N/S) & Main Street
(E/W) Shasta Street (N/S) & Main Street (E/W)
# #
587 (541)
9 (5)0 (1)3 (2)
David Street
572 (518)
Rendon Street
David Street
Main Street
11 (16)
3 (4)
3 (11)
18 (12)1 (3)13 (6)
Main Street
5 (8)
4 (1)
Main Street
432 (691)
6 (10)
11 (10)
411 (655)
12 (34)
Rendon Street
1 (8)
10 (11)
1 (1)
8 (18)
Main Street
3 (4)
9 (12)
David Street (N/S) & Main Street (E/W) Rendon Street (N/S) & Main Street (E/W)
## Golden Gate Avenue
Main Street
Windsor Avenue
92 (190) 15 (26)
1 (0)5 (5)
3 (8)
74 (128)
17 (23)27 (24)
2 (7)
8 (11)
337 (486) 351 (500)
Main Street
Main Street Main Street
491 (399) 515 (417)
28 (23) 13 (4)
5 (9) 3 (4)
Golden Gate Avenue
7 (8)32 (30)12 (13)13 (7)3 (2)6 (4)
Windsor Avenue
Golden Gate Avenue (N/S) & Main
Street (E/W)
Windsor Avenue (N/S) & Main Street
(E/W)
# #
Main Street
Netherton Avenue
4 (27) 5 (6)
4 (11)
11 (21)
Broadway Avenue
7 (6)
52 (67)
105 (26)
3 (12)
3 (2)
6 (11)
333 (448) 288 (478)
Main Street Main Street
466 (387) 432 (392)
29 (38) 12 (10)
3 (5)
Netherton Avenue
Broadway Avenue
61 (48)18 (12)19 (27)49 (14)5 (5)24 (13)
51 (16)
Main Street
Netherton Avenue (N/S) & Main Street
(E/W)
Broadway Avenue (N/S) & Main Street
(E/W)
##
44 (58)
100 (39)
96 (67)
Market Street
55 (39)
Market Street Market Street
1,169 (1,771)166 (56)
1,598 (1,446)
Center Street
Market Street
El Dorado Street
107 (57)
Center Street
El Dorado Street
Center Street (N/S) & Market Street
(E/W)
El Dorado Street (N/S) & Market Street
(E/W)
# # 29 (24)
66 (21)
Market Street
Hunter Street
Market Street
S San Joaquin Street
133 (82) 114 (81)
66 (13) 36 (36)
170 (118)
39 (48)
Market Street Market Street
Hunter Street
S San Joaquin Street
84 (36)62 (32)99 (129)25 (15)
Hunter Street (N/S) & Market Street
(E/W)
S San Joaquin Street (N/S) & Market
Street (E/W)
X Study Intersection
LEGEND
XX AM Peak Hour Volumes (XX) PM Peak Hour Volumes
N
12/2024
Main Street and Market Street
Figure 7b: Existing Conditions Peak Hour Traffic Volumes and Traffic Control

ATTACHMENT B
641
12 Grant Street
Aurora Street
5 (10)9 (26)36 (53)4 (8)
Market Street
Grant Street
Market Street
Aurora Street
Market Street Market Street 102 (115) 9 (28) 8 (2) 0 (5) 52 (24)
0 (2) 15 (21)
102 (125)
9 (26)
88 (104)
Grant Street (N/S) & Market Street
(E/W)
Aurora Street (N/S) & Market Street
(E/W)
56 Airport Way
Sierra Nevada Street
591 (688)77 (97)7 (26)24 (70)
Market Street Market Street
Market Street
Airport Way
Market Street
815 (845)
39 (53)
14 (23)
178 (260)
2 (5)
26 (23)
19 (22)
15 (20)15 (15)
Sierra Nevada Street
76 (136)
Airport Way (N/S) & Market Street
(E/W)
Sierra Nevada Street (N/S) & Market
Street (E/W)
9 Della Street
54 (44)5 (34)
Market Street
Della Street
Market Street
54 (55)
12 (18)
256 (511)
3 (1)2 (1)
Della Street (N/S) & Market Street (E/W)
78 Wilson Way 623 (814) 118 (188)
Market Street
Wilson Way
Market Street
Eugenia Street
Market Street Market Street 37 (42) 686 (850) 63 (112)
15 (38)
50 (75) 16 (12)
140 (238) 304 (550)
Wilson Way (N/S) & Market Street
(E/W)
Eugenia Street (N/S) & Market Street
(E/W)
34 Union Street
Pilgrim Street
39 (91)15 (16)4 (8)13 (15)
Market Street
Union Street
Market Street
Market Street Market Street
8 (17)
Pilgrim Street
8 (11)9 (10)
5 (7) 2 (3)
80 (142) 100 (172) 90 (87) 8 (27)
6 (11)
Union Street (N/S) & Market Street
(E/W)
Pilgrim Street (N/S) & Market Street
(E/W)
## 102 (112) 16 (41)
81 (97) 70 (107)
80 (30) 14 (18)
22 (18) 16 (27)
268 (190)
74 (32)
Market Street
Sutter Street
Market Street
California Street
Market Street Market Street
Sutter Street
95 (124)4 (18)214 (247)34 (31)
California Street
Sutter Street (N/S) & Market Street
(E/W)
California Street (N/S) & Market Street
(E/W)
##
52 (32)
141 (154) 94 (111)
0 (0) 108 (64) 0 (0) 9 (6)
51 (17)
512 (263)
American Street
Market Street
Stanislaus Street
0 (1)108 (38)
30 (25)
Market Street
0 (0)
Market Street Market Street
American Street
Stanislaus Street
215 (365)
American Street (N/S) & Market Street
(E/W)
Stanislaus Street (N/S) & Market Street
(E/W)
X Study Intersection
LEGEND
XX PM Peak Hour Volumes AM Peak Hour Volumes (XX)
N
12/2024
Main Street and Market Street
Figure 7c: Existing Conditions Peak Hour Traffic Volumes and Traffic Control 37 38 39 40
41 45
42 43 44

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INTERSECTION LEVEL OF SERVICE ANALYSIS – EXISTING CONDITIONS Existing intersection lane configurations, signal timings and turning movement volumes were used to calculate the LOS for the study intersections during each peak hour. The results of the LOS analysis using Synchro 12 software for baseline conditions are summarized in Table 7. LOS worksheets are provided in Appendix C.

Under this scenario, all the study intersections operate at acceptable LOS D or better during the a.m. and p.m. peak hours.

Table 7: Intersection Level of Service Analysis – Existing Conditions # Intersection Peak Hour¹ Existing Conditions
Control Delay² LOS³
1 Main Street/S Hunter Street
AM No Control - -
PM - -
2 Main Street/San Joaquin Street
AM
Signal 14.4 B
PM 15.5 B
3 Main Street/Sutter Street
AM Signal 16.5 B
PM 17.3 B
4 Main Street/California Street AM Signal 21.8 C
PM 22.7 C
5 Main Street/American Street
AM
Signal 30.1 C
PM 20.7 C
6 Main Street/Stanislaus Street AM Signal 10.8 B
PM 10.2 B
7 Main Street/Grant Street
AM
Two-Way Stop

10.8 B
PM 10.4 B
8 Main Street/Aurora Street AM Two-Way Stop 11.6 B
PM 10.7 B
9 Main Street/Union Street AM All-Way Stop 8.1 A
PM 8.0 A
10 Main Street/Pilgrim Street AMTwo-Way Stop 10.5 B
PM 10.1 B
11 Main Street/Airport Way
AM Signal 6.3 A
PM 5.5 A
12 Main Street/Sierra Nevada
Street
AM Two-Way Stop 10.6 B
PM 11.2 B
13 Main Street/Wilson Way
AM Signal 10.5 B
PM 8.6 A
14 Main Street/Market Street AM Signal 3.9 A
PM 3.7 A
15 Main Street/B Street AM Two-Way Stop 11.7 B
PM 13.6 B
16 Main Street/C Street-Lafayette
Street
AM Two-Way Stop 13.8 B
PM 12.6 B
17 Main Street/D Street AM Signal 3.5 A
PM 3.5 A

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# Intersection Peak Hour¹ Existing Conditions
Control Delay² LOS³
18 Main Street/E Street-Marsh
Street
AM Two-Way Stop 16.0 C
PM 16.6 C
19 Main Street/F Street-Alma
Street
AM Two-Way Stop 14.9 B
PM 16.8 C
20 Main Street/Filbert Street AM Signal 15.4 B
PM 19.3 B
21 Main Street/Burkett Avenue AM Two-Way Stop 17.4 C
PM 19.5 C
22 Main Street/Shasta Avenue AM Two-Way Stop 16.6 C
PM 17.7 C
23 Main Street/David Avenue AM Two-Way Stop 17.1 C
PM 27.7 D
24 Main Street/Rendon Avenue AM Two-Way Stop 19.1 C
PM 25.2 D
25 Main Street/Golden Gate
Avenue
AM Signal 9.0 A
PM 10.8 B
26 Main Street/Windsor Avenue AM Two-Way Stop 14.5 B
PM 15.9 C
27 Main Street/Netherton Avenue AM Signal 13.6 B
PM 16.3 B
28 Main Street/Broadway Avenue AMTwo-Way Stop 20.1 C
PM 16.0 C
29 Market Street/Center Street AM Signal 10.5 B
PM 12.9 B
30 Market Street/El Dorado Street AM Signal 10.8 B
PM 10.8 B
31 Market Street/Hunter Street AM All-Way Stop 8.9 A
PM 7.8 A
32 Market Street/San Joaquin
Street
AM Signal 10.9 B
PM 9.2 A
33 Market Street/Sutter Street AM Signal 15.3 B
PM 12.6 B
34 Market Street/California Street AM Signal 6.7 A
PM 7.1 A
35 Market Street/American Street AM Signal 10.6 B
PM 6.3 A
36 Market Street/Stanislaus Street AM Signal 11.8 B
PM 8.4 A
37 Market Street/Grant Street AM Two-Way Stop 11.4 B
PM 10.0 B
38 Market Street/Aurora Street AM Two-Way Stop 10.9 B
PM 11.2 B
39 Market Street/Union Street AM Two-Way Stop 10.3 B
PM 11.2 B

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# Intersection Peak Hour¹ Existing Conditions
Control Delay² LOS³
40 Market Street/Pilgrim Street AM Two-Way Stop 9.7 A
PM 9.9 A
41 Market Street/Airport Way AM Signal 4.7 A
PM 5.9 A
42 Market Street/Sierra Nevada
Street
AM Two-Way Stop 10.1 B
PM 11.5 B
43 Market Street/Wilson Way AM Signal 11.8 B
PM 16.8 B
44 Market Street/Eugenia Street AMTwo-Way Stop 9.5 A
PM 10.7 B
45 Market Street/Della Street AM Two-Way Stop 12.8 B
PM 17.0 C
Notes:

1. AM – morning peak hour, PM – afternoon peak hour

2. Delay – Whole intersection weighted average control delay expressed in seconds per vehicle for signalized and all-way stop controlled intersections. Total control delay for the worst movement is presented for side-street stop – controlled intersections.

3. LOS – Level of Service.

Bold indicates unacceptable LOS and Delay.

ROADWAY SEGMENT LEVEL OF SERVICE
Table 8 presents the roadway segment level of service along Main Street and Market Street for daily volumes. All of the study roadway segments operate under capacity (LOS C or better).

Table 8: Roadway Segment Level of Service – Existing Conditions # Segment LOS C
Threshold
Existing
Volume
Exceeds LOS C
Threshold?
1 Main Street between San Joaquin Street and Sutter Street 12,500 951 No 2 Main Street between American Street and Stanislaus Street 12,500 1,343 No 3 Main Street between Grant Street and Aurora Street 12,500 1,459 No 4 Main Street between Aurora Street and Union Street 12,500 1,163 No 5 Main Street between Airport Way and Sierra Nevada Street 12,500 2,184 No 6 Main Street between Wilson Way and Della Street 12,500 5,549 No 7 Main Street between Market Street and A Street 30,100 8,530 No 8 Main Street between B Street and C Street 30,100 9,944 No 9 Main Street between D Street and Sonora Street 30,100 9,192 No 10 Main Street between E Street and Sharon Avenue 30,100 9,339 No 11 Main Street between Searchlight Avenue and Filbert Street 30,100 9,451 No 12 Main Street between Sullivan Avenue and Burkett Avenue 30,100 12,966 No 13 Main Street between David Avenue and Rendon Avenue 30,100 14,436 No

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# Segment LOS C
Threshold
Existing
Volume
Exceeds LOS C
Threshold?
14 Main Street between Golden Gate Avenue and Netherton Avenue 35,000 11,384 No
15 Market Street between Center Street and El Dorado Street 12,500 1,806 No 16 Market Street between Hunter Street and San Joaquin
Street 12,500 2,031 No
17 Market Street between Sutter Street and California Street 12,500 1,303 No 18 Market Street between California Street and Stanislaus Street 12,500 1,362 No
19 Market Street between Aurora Street and Union Street 12,500 1,789 No 20 Market Street between Airport Way and Pilgrim Street 12,500 1,789 No 21 Market Street between Wilson Street and Main Street 12,500 5,411 No 95TH PERCENTILE QUEUE ANALYSIS
TJKM conducted a vehicle queuing and turn lane storage analysis for study signalized intersections existing conditions. The 95th percentile queues were analyzed using the HCM Queue methodology contained in Synchro 12 software. Table 9 presents the existing queues (in feet) at the study signalized intersections. Appendix C contains the queue output worksheets for existing conditions.

Under existing conditions, the southbound left-turn movement at Main Street/Filbert Street & Market Street/Wilson Way experiences queue lengths that exceed storage lengths for the a.m. and p.m. peak hours.

Table 9: 95th Percentile Queueing Analysis – Existing Conditions # Intersection Lane Group Storage
Length
Existing Conditions
AM PM
1 Main Street/Hunter Street EBR - 0 0
WBLT - 0 0
2 Main Street/San Joaquin Street
WBT - 34 37
NBT - 42 21
SBT - 60 40
3 Main Street/Sutter Street
WBT - 16 27
NBT - 36 55
SBT - 41 38
4 Main Street/California Street
WBT - 47 47
NBT - 85 75
SBT - 70 81
5 Main Street/American Street
WBT - 72 49
NBT - 11 11
SBT - 24 14
SBR - 18 17

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# Intersection Lane Group Storage
Length
Existing Conditions
AM PM
6 Main Street/Stanislaus Street
WBT - 36 37
NBT - 73 40
SBT - 42 59
7 Main Street/Grant Street NBLT - 10 5
SBTR - 5 10
8 Main Street/Aurora Street NBLT - 25 15
SBTR - 5 5
9 Main Street/Union Street
NBLT - 15 15
SBTR - 10 10
WBLTR - 10 5
10 Main Street/Pilgrim Street
NBLT - 5 5
SBTR - 5 5
WBLTR - 0 0
11 Main Street/Airport Way
NBLT - 11 10
SBTR - 115 130
WBLTR - 54 51
12 Main Street/Sierra Nevada Street
NBLT - 5 10
SBTR - 5 10
WBLTR - 0 5
13 Main Street/Wilson Way
WBT - 91 84
WBR 215 53 72
NBL 70 36 23
NBT - 215 286
SBTR - 112 176
14 Main Street/Market Street – Locust
Street
WBTR - 26 21
NBT - 0 0
SBT - 0 0
15 Main Street/B Street
NBLTR - 10 15
SBLTR - 0 5
EBL - 0 0
WBL - 0 0
16 Main Street/C Street - Lafayette Street
NBLTR - 5 10
SBLTR - 5 5
EBL - 5 5
WBL - 0 5
17 Main Street/D Street
EBLT - 20 32
WBTR - 29 26
SBLR - 9 10
18 Main Street/ E Street- Marsh Street
NBLTR - 0 5
SBLTR - 10 25
EBL - 5 0
WBL - 0 5

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# Intersection Lane Group Storage
Length
Existing Conditions
AM PM
19 Main Street/F Street - Alma Street
NBLTR - 5 5
SBLTR - 5 5
EBL - 0 0
WBL - 0 5
20 Main Street/Filbert Street
EBT - 95 161
WBT - 159 138
NBT - 61 84
SBL 50 193 289
SBT - 46 47
21 Main Street/Burkett Avenue
NBLTR - 5 10
SBLTR - 5 5
EBL - 5 5
WBL - 0 0
22 Main Street/Shasta Avenue
NBLTR - 5 5
SBLTR - 0 5
EBL - 0 0
WBL - 0 0
23 Main Street/David Avenue
NBLTR - 5 10
SBLTR - 5 5
EBL - 0 0
WBL - 0 0
24 Main Street/Rendon Avenue
NBLTR - 5 15
SBLTR - 10 5
EBL - 0 0
WBL - 0 5
25 Main Street/Golden Gate Avenue
EBL 95 9 18
EBT - 117 185
WBL 95 35 33
WBT - 137 110
NBT - 65 122
SBT - 33 39
26 Main Street/Windsor Avenue
NBLTR - 5 5
SBLTR - 5 5
EBL - 0 0
WBL - 0 0
27 Main Street/Netherton Avenue
EBL 90 10 19
EBT - 100 130
WBL 90 36 40
WBT - 132 103
NBT - 28 33
SBT - 39 35
28 Main Street/Broadway Avenue
NBLTR - 5 5
SBLTR - 30 10
EBL - 10 5

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# Intersection Lane Group Storage
Length
Existing Conditions
AM PM
WBL - 0 0
29 Market Street/Center Street EBT - 32 38
SBT - 169 281
30 Market Street/El Dorado Street EBT - 82 33
NBT - 163 142
31 Market Street/Hunter Street
EBT - 20 10
NBR - 5 5
SBL - 15 5
SBT - 15 5
32 Market Street/San Joaquin Street
EBT - 54 35
NBT - 35 28
SBT - 8 7
33 Market Street/Sutter Street
EBT - 42 35
NBT - 55 59
NBR - 6 13
SBT - 5 20
34 Market Street/California Street
EBT - 13 28
NBT - 43 33
SBT - 1 0
35 Market Street/American Street EBT - 27 21
SBT - 55 28
36 Market Street/Stanislaus Street
EBT - 30 1
NBT - 106 55
SBT - 18 32
37 Market Street/Grant Street
NBTR - 5 0
SBLT - 5 5
EBL - 5 5
38 Market Street/Aurora Street
NBTR - 20 20
SBLT - 5 10
EBL - 0 5
39 Market Street/Union Street
NBTR - 15 15
SBLT - 10 15
EBL - 0 0
40 Market Street/Pilgrim Street
NBTR - 5 5
SBLT - 5 5
EBL - 0 0
41 Market Street/Airport Way
EBT - 50 72
NBT - 158 167
SBT - 56 67
42 Market Street/Sierra Nevada Street
NBTR - 5 5
SBLT - 5 15
EBL - 0 0
43 Market Street/Wilson Way
EBT - 61 97
NBT - 211 286
SBL 90 126 220
SBT - 135 191

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# Intersection Lane Group Storage
Length
Existing Conditions
AM PM
44 Market Street/Eugenia Street NBR - 5 5
EBTR - 0 0
45 Market Street/Della Street
NBTR - 0 0
SBLT - 10 25
EBL - 0 5
Notes: Storage length and 95th percentile queue is expressed in feet per lane.

AM – morning peak hour, PM – afternoon peak hour
L – left turn, T – through, R- right turn
# - indicates 95th percentile volume exceeds capacity, queue may be longer.

Bold indicates queue lengths exceeding capacity.

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EXISTING BUILD CONDITIONS
Proposed intersection lane configurations, existing signal timings and baseline turning movement volumes were used to calculate the LOS for the study intersections during each peak hour.

According to the striping plans provided by Siegfried, the proposed lane configuration on the Main Street and Market Street (within the study area) would reduce the number of travel lanes in each direction from two to one. Beyond Golden Gate Avenue, the travel lanes would reduce from five lanes to three lanes until reaching Broadway Avenue. The plan also includes the addition of parking lanes in both directions, as well as continuous and connected Class II bicycle facilities along the project limits. Furthermore, there are additional intersection modifications at Main Street/Market Street, and Main Street/Filbert Street. These modifications entail transforming the intersections into single-lane roundabouts for improved traffic flow. For this scenario, the existing lane configuration would be maintained on the side streets along the study corridors. Figure 8 (a-d) illustrates the proposed lane geometry and traffic controls at the study intersections.

INTERSECTION LEVEL OF SERVICE ANALYSIS – EXISTING BUILD CONDITIONS The results of the LOS analysis using the Synchro 12 software program for existing Build conditions are summarized in Table 10. LOS worksheets are provided in Appendix C.

Under this scenario, all of the study intersections operate at acceptable service levels (LOS D or better) during a.m., and p.m. peak hours, except at the following intersections:
 Main Street/David Avenue operates at unacceptable LOS E only during the p.m. peak hour.

Table 10: Intersection Level of Service Analysis – Existing Build Conditions # Intersection Peak Hour
Existing Conditions Existing Build Conditions Change
in
Delay Control Delay LOS Control Delay LOS
1 Main Street/S Hunter Street
AM
No Control No Control
PM
2 Main Street/San Joaquin
Street
AM
Signal

14.4 B
Signal

14.8 B 0.4
PM 15.5 B 16.1 B 0.6
3 Main Street/Sutter Street
AM
Signal

16.5 B
Signal

16.7 B 0.2
PM 17.3 B 17.5 B 0.2
4 Main Street/California Street
AM
Signal

21.8 C
Signal

26.1 C 4.3
PM 22.7 C 27.1 C 4.4
5 Main Street/American Street
AM
Signal

30.1 C
Signal

49.8 D 19.7
PM 20.7 C 24.9 C 4.2
6 Main Street/Stanislaus
Street
AM
Signal

10.8 B
Signal

10.7 B -0.1
PM 10.2 B 10.3 B 0.1
7 Main Street/Grant Street
AM Two-Way
Stop

10.8 B
Two-Way Stop

10.9 B 0.1
PM 10.4 B 10.6 B 0.2
8 Main Street/Aurora Street
AM Two-Way
Stop

11.6 B
Two-Way Stop

11.7 B 0.1
PM 10.7 B 10.7 B 0.0
9 Main Street/Union Street
AM
All-Way Stop

8.1 A
All-Way Stop

8.1 A 0.0
PM 8.0 A 7.9 A -0.1

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# Intersection Peak Hour
Existing Conditions Existing Build Conditions Change
in
Delay Control Delay LOS Control Delay LOS
10 Main Street/Pilgrim Street
AM Two-Way
Stop

10.5 B
Two-Way Stop

10.5 B 0.0
PM 10.1 B 10.2 B 0.1
11 Main Street/Airport Way
AM
Signal

6.3 A
Signal

7.4 A 1.1
PM 5.5 A 6.4 A 0.9
12 Main Street/Sierra Nevada
Street
AM Two-Way
Stop

10.6 B
Two-Way Stop

11.0 B 0.4
PM 11.2 B 11.2 B 0.0
13 Main Street/Wilson Way
AM
Signal

10.5 B
Signal

11.1 B 0.6
PM 8.6 A 8.9 A 0.3
14 Main Street/Market Street
AM
Signal

3.9 A
Roundabout

2.1 A -1.8
PM 3.7 A 2.0 A -1.7
15 Main Street/B Street
AM Two-Way
Stop

11.7 B
Two-Way Stop

13.7 B 2.0
PM 13.6 B 15.8 C 2.2
16 Main Street/C StreetLafayette Street
AM Two-Way
Stop

13.8 B
Two-Way Stop

15.4 C 1.6
PM 12.6 B 11.7 B -0.9
17 Main Street/D Street
AM
Signal

3.5 A
Signal

4.3 A 0.8
PM 3.5 A 4.5 A 1.0
18 Main Street/E Street-Marsh
Street
AM Two-Way
Stop

16.0 C
Two-Way Stop

18.0 C 2.0
PM 16.6 C 20.1 C 3.5
19 Main Street/F Street-Alma
Street
AM Two-Way
Stop

14.9 B
Two-Way Stop

16.0 C 1.1
PM 16.8 C 20.7 C 3.9
20 Main Street/Filbert Street
AM
Signal

15.4 B
Roundabout

5.4 A -10.0
PM 19.3 B 7.4 A -11.9
21 Main Street/Burkett Avenue
AM Two-Way
Stop

17.4 C
Two-Way Stop

22.5 C 5.1
PM 19.5 C 25.7 D 6.2
22 Main Street/Shasta Avenue
AM
Two-Way
Stop

16.6 C
Two-Way Stop

21.9 C 5.3
PM 17.7 C 23.5 C 5.8
Restripe westbound as
shared through+left lane and
exclusive right turn lane
AM - - 21.9 C -
PM - - 23.3 C -
23 Main Street/David Avenue
AM
Two-Way
Stop

17.1 C
Two-Way Stop

22.8 C 5.7
PM 27.7 D 37.4 E 9.7
Mitigation: Restripe
eastbound and westbound as
shared through+left lane and
shared through+right lane
AM - - 17.1 C -
PM - - 27.7 D -
24 Main Street/Rendon Avenue
AM
Two-Way
Stop

19.1 C
Two-Way Stop

25.2 D 6.1
PM 25.2 D 33.5 D 8.3
Restripe eastbound as shared
through+left lane and an
exclusive right turn lane
AM - - 24.8 C -
PM - - 32.5 D -
25 Main Street/Golden Gate
Avenue
AM
Signal

9.0 A
Signal

10.7 B 1.7
PM 10.8 B 14.4 B 3.6
26 Main Street/Windsor
Avenue
AM Two-Way
Stop

14.5 B
Two-Way Stop

17.8 C 3.3
PM 15.9 C 19.4 C 3.5

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# Intersection Peak Hour
Existing Conditions Existing Build Conditions Change
in
Delay Control Delay LOS Control Delay LOS
27 Main Street/Netherton
Avenue
AM
Signal

13.6 B
Signal

10.8 B -2.8
PM 16.3 B 17.6 B 1.3
28 Main Street/Broadway
Avenue
AM Two-Way
Stop

20.1 C
Two-Way Stop

22.6 C 2.5
PM 16.0 C 18.9 C 2.9
29 Market Street/Center Street
AM
Signal

10.5 B
Signal

10.6 B 0.1
PM 12.9 B 12.9 B 0.0
30 Market Street/El Dorado
Street
AM
Signal

10.8 B
Signal

12.8 B 2.0
PM 10.8 B 12.0 B 1.2
31 Market Street/Hunter Street
AM
All-Way Stop

8.9 A
All-Way Stop

9.2 A 0.3
PM 7.8 A 7.7 A -0.1
32 Market Street/San Joaquin
Street
AM
Signal

10.9 B
Signal

12.2 B 1.3
PM 9.2 A 9.6 A 0.4
33 Market Street/Sutter Street
AM
Signal

15.3 B
Signal

15.0 B -0.3
PM 12.6 B 13.1 B 0.5
34 Market Street/California
Street
AM
Signal

6.7 A
Signal

7.8 A 1.1
PM 7.1 A 9.0 A 1.9
35 Market Street/American
Street
AM
Signal

10.6 B
Signal

12.3 B 1.7
PM 6.3 A 6.6 A 0.3
36 Market Street/Stanislaus
Street
AM
Signal

11.8 B
Signal

12.7 B 0.9
PM 8.4 A 9.4 A 1.0
37 Market Street/Grant Street
AM Two-Way
Stop

11.4 B
Two-Way Stop

11.4 B 0.0
PM 10.0 B 10.4 B 0.4
38 Market Street/Aurora Street
AM Two-Way
Stop

10.9 B
Two-Way Stop

11.0 B 0.1
PM 11.2 B 11.2 B 0.0
39 Market Street/Union Street
AM Two-Way
Stop

10.3 B
Two-Way Stop

10.3 B 0.0
PM 11.2 B 11.4 B 0.2
40 Market Street/Pilgrim Street
AM Two-Way
Stop

9.7 A
Two-Way Stop

10.1 B 0.4
PM 9.9 A 10.3 B 0.4
41 Market Street/Airport Way
AM
Signal

4.7 A
Signal

5.1 A 0.4
PM 5.9 A 6.6 A 0.7
42 Market Street/Sierra Nevada
Street
AM Two-Way
Stop

10.1 B
Two-Way Stop

10.7 B 0.6
PM 11.5 B 12.7 B 1.2
43 Market Street/Wilson Way
AM
Signal

11.8 B
Signal

13.2 B 1.4
PM 16.8 B 23.4 C 6.6
Mitigation: Restripe
eastbound as shared
through+left lane and shared
through+right lane and
optimize signal timings
AM - - 11.6 B -
PM - - 16.0 B -
44 Market Street/Eugenia
Street
AM
Two-Way
Stop

9.5 A
Two-Way Stop

10.5 B 1.0
PM 10.7 B 13.1 B 2.4
Restripe eastbound as
exclusive through lane and
AM - - 9.5 A -
PM - - 10.7 B -

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# Intersection Peak Hour
Existing Conditions Existing Build Conditions Change
in
Delay Control Delay LOS Control Delay LOS
shared through+right lane,
and provide receiving lane
45 Market Street/Della Street
AM Two-Way
Stop

12.8 B
Two-Way Stop

12.9 B 0.1
PM 17.0 C 19.7 C 2.7
Notes:

1. AM – morning peak hour, PM – afternoon peak hour

2. Delay – Whole intersection weighted average control delay expressed in seconds per vehicle for signalized and all-way stop controlled intersections. Total control delay for the worst movement is presented for side-street stop – controlled intersections.

3. LOS – Level of Service.

4. Change in delay between existing conditions and existing Build conditions Bold indicates unacceptable LOS and Delay
The peak-hour signal warrant from the California Manual of Uniform Traffic Control Devices (CA MUTCD) was evaluated for the unsignalized intersection of Main Street/David Avenue, operating at LOS E, to determine if a traffic signal is warranted. Under this scenario, the MUTCD peak hour signal warrant is not met for the unsignalized intersection of Main Street/David Avenue during weekday a.m., and p.m. peak hour. Peak Hour Signal Warrant sheets are provided in Appendix D.
95TH PERCENTILE QUEUE ANALYSIS
TJKM conducted a vehicle queuing and turn lane storage analysis for study signalized intersections under existing Build conditions. The 95th percentile queue is determined using statistical analysis to predict the near-worst case situation; that is, queues that exceed only 5 percent of the time. The 95th percentile queues were analyzed using the HCM 6th Queue methodology contained in Synchro 12 software. Table 11 presents the existing queues (in feet) at the study signalized intersection. Appendix C contains the queue output worksheets for existing Build conditions.

Under existing Build conditions, the southbound left-turn movement Market Street/Wilson Way experiences queue lengths that exceed storage lengths for the a.m. and p.m. peak hours.

Table 11: 95th Percentile Queueing Analysis – Existing Build Conditions # Intersection Lane
Group
Storage
Length
Existing
Conditions
Existing Build
Conditions
Existing Build
Conditions
Mitigated

AM PM AM PM AM PM
1 Main Street/Hunter Street

EBR - - - - - - -

WBLT - - - - - - -
2 Main Street/San Joaquin
Street
WBT - 34 37 60 69 - -
NBT - 42 21 43 22 - -
SBT - 60 40 65 44 - -
3 Main Street/Sutter Street
WBT - 16 27 33 54 - -
NBT - 36 55 36 56 - -
SBT - 41 38 41 38 - -
4 WBT - 47 47 79 92 - -

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# Intersection Lane
Group
Storage
Length
Existing
Conditions
Existing Build
Conditions
Existing Build
Conditions
Mitigated

AM PM AM PM AM PM
Main Street/California
Street
NBT - 85 75 181 160 - -
SBT - 70 81 150 177 - -
5 Main Street/American
Street
WBT - 72 49 141 98 - -
NBT - 11 11 19 16 - -
SBT - 24 14 27 14 - -
SBR - 18 17 20 17 - -
6 Main Street/Stanislaus
Street
WBT - 36 37 76 81 - -
NBT - 73 40 67 38 - -
SBT - 42 59 42 59 - -
7 Main Street/Grant Street
NBLT - 10 5 10 5 - -
SBTR - 5 10 5 10 - -
8 Main Street/Aurora Street
NBLT - 25 15 25 15 - -
SBTR - 5 5 10 5 - -
9 Main Street/Union Street
NBLT - 15 15 15 15 - -
SBTR - 10 10 10 10 - -
WBLTR - 10 5 15 5 - -
10 Main Street/Pilgrim Street
NBLT - 5 5 5 5 - -
SBTR - 5 5 5 5 - -
WBLTR - 0 0 0 0 - -
11 Main Street/Airport Way
NBLT - 11 10 11 11 - -
SBTR - 115 130 115 130 - -
WBLTR - 54 51 177 156 - -
12 Main Street/Sierra Nevada
Street
NBLT - 5 10 5 10 - -
SBTR - 5 10 5 10 - -
WBLTR - 0 5 0 5 - -
13 Main Street/Wilson Way
WBT - 91 84 195 179 - -
WBR 215 53 72 53 72 - -
NBL 70 36 23 34 20 - -
NBT - 215 286 213 283 - -
SBTR - 112 176 112 176 - -
14 Main Street/Market Street
WBTR - 26 21 65 50 - -
NBT - 0 0 0 0 - -
SBT - 0 0 10 5 - -
15 Main Street/B Street
NBLTR - 10 15 10 15 - -
SBLTR - 0 5 0 5 - -
EBL - 0 0 0 0 - -
WBL - 0 0 0 0 - -
16 Main Street/Lafayette
Street
NBLTR - 5 10 10 5 - -
SBLTR - 5 5 10 5 - -
EBL - 5 5 5 5 - -
WBL - 0 5 0 5 - -
17 Main Street/D Street
EBLT - 20 32 46 80 - -
WBTR - 29 26 75 65 - -

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# Intersection Lane
Group
Storage
Length
Existing
Conditions
Existing Build
Conditions
Existing Build
Conditions
Mitigated

AM PM AM PM AM PM
SBLR - 9 10 11 12 - -
18 Main Street/Marsh Street-E
Street
NBLTR - 0 5 0 5 - -
SBLTR - 10 25 15 25 - -
EBL - 5 0 5 0 - -
WBL - 0 5 0 5 - -
19 Main Street/Alma Street
NBLTR - 5 5 5 5 - -
SBLTR - 5 5 5 10 - -
EBL - 0 0 0 5 - -
WBL - 0 5 0 0 - -
20 Main Street/Filbert Street
EBT - 95 161 55 155 - -
WBT - 159 138 140 115 - -
NBT - 61 84 15 30 - -
SBL 50 193 289 70 155 - -
SBT - 46 47 70 155 - -
21 Main Street/Burkett
Avenue
NBLTR - 5 10 10 15 - -
SBLTR - 5 5 5 5 - -
EBL - 5 5 5 5 - -
WBL - 0 0 0 0 - -
22 Main Street/Shasta Avenue
NBLTR - 5 5 5 10 5 8
SBLTR - 0 5 5 5 3 3
EBL - 0 0 0 0 0 0
WBL - 0 0 0 0 0 0
23 Main Street/David Avenue
NBLTR - 5 10 5 10 5 8
SBLTR - 5 5 5 5 3 3
EBL - 0 0 0 0 0 0
WBL - 0 0 0 0 0 0
24 Main Street/Rendon
Avenue
NBLTR - 5 15 10 20 8 18
SBLTR - 10 5 10 10 10 8
EBL - 0 0 0 0 0 0
WBL - 0 5 0 5 0 3
25 Main Street/Golden Gate
Avenue
EBL 95 9 18 10 21 - -
EBT - 117 185 288 590 - -
WBL 95 35 33 41 40 - -
WBT - 137 110 320 246 - -
NBT - 65 122 89 161 - -
SBT - 33 39 45 52 - -
26 Main Street/Windsor
Avenue
NBLTR - 5 5 5 5 - -
SBLTR - 5 5 5 5 - -
EBL - 0 0 0 0 - -
WBL - 0 0 0 0 - -
27 Main Street/Netherton
Avenue
EBL 90 10 19 12 20 - -
EBT - 100 130 220 311 - -

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# Intersection Lane
Group
Storage
Length
Existing
Conditions
Existing Build
Conditions
Existing Build
Conditions
Mitigated

AM PM AM PM AM PM
WBL 90 36 40 43 45 - -
WBT - 132 103 309 232 - -
NBT - 28 33 38 40 - -
SBT - 39 35 52 43 - -
28 Main Street/Broadway
Avenue
NBLTR - 5 5 5 10 - -
SBLTR - 30 10 30 10 - -
EBL - 10 5 10 5 - -
WBL - 0 0 0 0 - -
29 Market Street/Center
Street
EBT - 32 38 65 78 - -
SBT - 169 281 169 281 - -
30 Market Street/El Dorado
Street
EBT - 82 33 169 64 - -
NBT - 163 142 236 200 - -
31 Market Street/Hunter
Street
EBT - 20 10 35 10 - -
NBR - 5 5 5 5 - -
SBL - 15 5 15 5 - -
SBT - 15 5 15 5 - -
32 Market Street/San Joaquin
Street
EBT - 54 35 125 77 - -
NBT - 35 28 35 28 - -
SBT - 8 7 8 7 - -
33 Market Street/Sutter Street
EBT - 42 35 85 89 - -
NBT - 55 59 55 59 - -
NBR - 6 13 6 13 - -
SBT - 5 20 5 20 - -
34 Market Street/California
Street
EBT - 13 28 27 56 - -
NBT - 43 33 111 74 - -
SBT - 1 0 2 0 - -
35 Market Street/American
Street
EBT - 27 21 59 39 - -
SBT - 55 28 75 24 - -
36 Market Street/Stanislaus
Street
EBT - 30 1 140 47 - -
NBT - 106 55 106 55 - -
SBT - 18 32 18 32 - -
37 Market Street/Grant Street
NBTR - 5 0 5 0 - -
SBLT - 5 5 5 5 - -
EBL - 5 5 5 5 - -
38 Market Street/Aurora
Street
NBTR - 20 20 20 20 - -
SBLT - 5 10 5 10 - -
EBL - 0 5 0 5 - -
39 Market Street/Union Street
NBTR - 15 15 15 15 - -
SBLT - 10 15 10 15 - -
EBL - 0 0 0 0 - -
40 Market Street/Pilgrim
Street
NBTR - 5 5 5 5 - -
SBLT - 5 5 5 5 - -
EBL - 0 0 0 0 - -
41 Market Street/Airport Way EBT - 50 72 113 161 - -

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# Intersection Lane
Group
Storage
Length
Existing
Conditions
Existing Build
Conditions
Existing Build
Conditions
Mitigated

AM PM AM PM AM PM
NBT - 158 167 159 167 - -
SBT - 56 67 55 69 - -
42 Market Street/Sierra
Nevada Street
NBTR - 5 5 5 5 - -
SBLT - 5 15 5 15 - -
EBL - 0 0 0 0 - -
43 Market Street/Wilson Way
EBT - 61 97 156 348 93 148
NBT - 211 286 211 286 232 345
SBL 90 126 220 126 221 98 97
SBT - 135 191 153 205 77 41
44 Market Street/Eugenia
Street
NBR - 5 5 10 10 5 5
EBTR - 0 0 0 0 0 0
45 Market Street/Della Street
NBTR - 0 0 0 0 - -
SBLT - 10 25 10 25 - -
EBL - 0 5 0 5 - -
Notes: Storage length and 95th percentile queue is expressed in feet per lane.

AM – morning peak hour, PM – afternoon peak hour
L – left turn, T – through, R- right turn
# - indicates 95th percentile volume exceeds capacity, queue may be longer.

Bold indicates queue lengths exceeding capacity.

SUGGESTED IMPROVEMENTS
The intersections with unacceptable operating conditions were further analyzed to identify changes that would improve their conditions and reduce their delay under existing Build conditions. In addition to this, mitigation measures were also identified at some of the intersections where there are some significant queues that were observed during the SimTraffic simulation under existing Build conditions. The improvements and their effects on intersection operating conditions are summarized in Error! Reference source not found., & Table 11. Detailed calculation sheets for existing Build conditions with mitigations are contained in Error! Reference source not found..

Main Street/David Avenue (Study Intersection 23):

Mitigation measures at this intersection include the roadway improvements such as “Restripe eastbound and westbound as shared through+left lane and shared through+right lane. These measures would reduce intersection delay to acceptable LOS. Proposed lane configuration would be provided for the Main Street segment between Shasta Avenue and Rendon Avenue. On-street parking would be prohibited on both the sides for this section of segment to reduce the congestion at these intersections. Table 10 shows the improvements at Main Street/Shasta Avenue (Study Intersection 22), and Main Street/Rendon Avenue (Study Intersection 24) and the average delays.
 Intersection 22: Main Street/Shasta Avenue
o Restripe westbound as shared through+left lane and exclusive right turn lane

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 Intersection 23: Main Street/David Avenue
o Restripe eastbound and westbound as shared through+left lane and shared through+right lane
 Intersection 24: Main Street/Rendon Avenue
o Restripe eastbound as shared through+left lane and an exclusive right turn lane Market Street/Wilson Way (Study Intersection 43):

Main Street/Wilson Way intersection operating at acceptable level of service. However, as per City’s review for eastbound approach, some significant queues may appear due to single lane and pedestrians blocking left/right turns. In order to reduce the congestion, lane configuration changes and signal timing optimization might help. Due to this, some improvement measures were also proposed at Main Street/Eugenia Street. These mitigations are feasible but could potentially lead to an increase in crashes at intersections due to right of way limitations and the addition of bike lanes. Recommended signage and lane markings should be implemented to reduce collisions.
 Intersection 43: Market Street/Wilson Way
o Restripe eastbound as shared through+left lane and shared through+right lane and optimize signal timings.
 Intersection 44: Market Street/Eugenia Street
o Restripe eastbound as an exclusive through lane and shared with through+right lane, and provide a receiving lane.

ATTACHMENT B
659
X Study Intersection
Stop Sign
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Main Street and Market Street
Figure 8a: Existing Build Conditions Intersection Lane Geometry and Traffic Control

ATTACHMENT B
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Yield Sign N
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Main Street and Market Street
Figure 8b: Existing Build Conditions Intersection Lane Geometry and Traffic Control

ATTACHMENT B
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N
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Main Street and Market Street
Figure 8c: Existing Build Conditions Intersection Lane Geometry and Traffic Control

ATTACHMENT B
662
X Study Intersection
Stop Sign
LEGEND
Traffic Signal
 


 
 



  

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Figure 8d: Existing Build Conditions Intersection Lane Geometry and Traffic Control

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BACKGROUND CONDITIONS
This scenario is identical to existing conditions with the addition of trips from the three developments on the east of State Route 99 (SR 99). All the three developments are the single family residential land use. Figure 9 (a-c) shows background conditions peak hour volumes.

Appendix E contains trip estimates and distribution from the following projects.

EASTBROOK ESTATES
Eastbrook Estates is a 70-lot single-family residential development located on a 14.7-acre parcel at 5113 E. Main Street, at the northwest corner of S. Walker Lane and E. Main Street, east of Stockton. The traffic impact study was submitted on July 7, 2006. The traffic study anticipates a total of 749 daily trips, including 58 trips during the a.m. peak hour (15 inbound and 43 outbound) and 78 trips during the p.m. peak hour (49 inbound and 29 outbound). The following trip distribution was considered in the study:
 3% to and from Main Street.
 45% of trips are distributed from the north of Main Street along SR 99, accessing the site via Main Street and Golden Gate Avenue.
 8% of trips are distributed from the south of Main Street along SR 99, also accessing through Main Street and Golden Gate Avenue.

LINGURIAN VILLAGE
Lingurian Village is a development that would feature 117 single-family residential units, situated on 19.9 acres of currently undeveloped land. The project is located at the northwest corner of South Del Mar Avenue and East Main Street, to the east of Stockton. The traffic study for the project, which was submitted on November 7, 2006, estimates a total of 1,201 daily trips, with 91 trips during the a.m. peak hour (23 inbound and 68 outbound) and 123 trips during the p.m. peak hour (77 inbound and 46 outbound). The following trip distribution same as Eastbrook Estates was considered in the study.

LINGURIAN VILLAGE UNIT 2
Lingurian Village Unit 2 would consist of 53 single-family residential units, to be built on 12.38 acres of undeveloped land. The site is located at the northeast corner of South Walker Lane and East Main Street, east of Stockton. The traffic study for the project, submitted on September 25, 2008, estimates a total of 580 daily trips, including 47 trips during the a.m. peak hour (12 inbound and 35 outbound) and 61 trips during the p.m. peak hour (38 inbound and 23 outbound). The following trip distribution was analyzed in the study:
 56% to and from Main Street.

INTERSECTION LEVEL OF SERVICE ANALYSIS – BACKGROUND CONDITIONS The results of the LOS analysis using the Synchro 12 software program for background conditions are summarized in Table 12. LOS worksheets are provided in Appendix C.

ATTACHMENT B
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Under this scenario, all of the study intersections operate at acceptable service levels (LOS D or better) during a.m., and p.m. peak hours.

Table 12: Intersection Level of Service Analysis – Background Conditions # Intersection Peak Hour1 Control
Existing Conditions Background Conditions Change
in
Delay Delay 4
2 LOS3 Delay2 LOS3
1 Main Street/S Hunter
Street
AM No
Control
- - - - -

PM - - - - -
2 Main Street/San
Joaquin Street
AM
Signal

14.4 B 16.1 B 1.7
PM 15.5 B 17.2 B 1.7
3 Main Street/Sutter
Street
AM
Signal

16.5 B 16.4 B -0.1
PM 17.3 B 17.3 B 0.0
4 Main Street/California
Street
AM
Signal

21.8 C 22.7 C 0.9
PM 22.7 C 23.4 C 0.7
5 Main Street/American
Street
AM
Signal

30.1 C 32.4 C 2.3
PM 20.7 C 21.1 C 0.4
6 Main Street/Stanislaus
Street
AM
Signal

10.8 B 10.9 B 0.1
PM 10.2 B 10.3 B 0.1
7 Main Street/Grant
Street
AM Two-Way
Stop

10.8 B 11.1 B 0.3
PM 10.4 B 10.5 B 0.1
8 Main Street/Aurora
Street
AM Two-Way
Stop

11.6 B 11.9 B 0.3
PM 10.7 B 10.9 B 0.2
9 Main Street/Union
Street
AM All-Way
Stop

8.1 A 8.2 A 0.1
PM 8.0 A 8.0 A 0.0
10 Main Street/Pilgrim
Street
AM Two-Way
Stop

10.5 B 10.7 B 0.2
PM 10.1 B 10.2 B 0.1
11 Main Street/Airport
Way
AM
Signal

6.3 A 7.2 A 0.9
PM 5.5 A 5.8 A 0.3
12 Main Street/Sierra
Nevada Street
AM Two-Way
Stop

10.6 B 10.8 B 0.2
PM 11.2 B 11.3 B 0.1
13 Main Street/Wilson
Way
AM
Signal

10.5 B 10.8 B 0.3
PM 8.6 A 8.8 A 0.2
14 Main Street/Market
Street
AM
Signal

3.9 A 3.9 A 0.0
PM 3.7 A 3.6 A -0.1
15 Main Street/B Street
AM Two-Way
Stop

11.7 B 11.9 B 0.2
PM 13.6 B 14.0 B 0.4
16 Main Street/C StreetLafayette Street
AM Two-Way
Stop

13.8 B 14.1 B 0.3
PM 12.6 B 12.9 B 0.3
17 Main Street/D Street
AM
Signal

3.5 A 3.5 A 0.0
PM 3.5 A 3.6 A 0.1
18 Main Street/E StreetMarsh Street
AM Two-Way
Stop

16.0 C 16.7 C 0.7
PM 16.6 C 17.3 C 0.7
19 Main Street/F StreetAlma Street
AM Two-Way
Stop

14.9 B 15.3 C 0.4
PM 16.8 C 17.5 C 0.7
20 Main Street/Filbert
Street*
AM
Signal

15.4 B 15.5 B 0.1
PM 19.3 B 19.6 B 0.3

ATTACHMENT B
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