CERTIFICATION
The Administrative Services Director hereby certifies to the accuracy of said records and to the availability of funds for payment.
CERTIFIED:
Kristina Alfaro, Director of Administrative Services
304
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304 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
Main Account - Main Checking Account
Check
730508 06/24/2022 Open Accounts Payable 143 Photo Booths $150.00 Invoice Date Description Amount
07272022-1130-13 06/16/2022 2022 July Employee Service Awards - photobooth deposit
$150.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$150.00
730509 06/24/2022 Open Accounts Payable ABOLI JAYDEEP RANADE $148.00 Invoice Date Description Amount
062222 AJR 06/22/2022 June fitness classes $148.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$148.00
730510 06/24/2022 Open Accounts Payable ADVANTAGE GRAFIX $534.71 Invoice Date Description Amount
46587 05/11/2022 Business Cards - Planning Division $534.71 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$534.71
730511 06/24/2022 Open Accounts Payable ALHAMBRA $156.97 Invoice Date Description Amount
4984729 061122 06/11/2022 Employee Drinking Water for QCC $156.97 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$156.97
730512 06/24/2022 Open Accounts Payable AMIT GOEL $296.00 Invoice Date Description Amount
062222 AG 06/22/2022 June fitness classes $296.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$296.00
730513 06/24/2022 Open Accounts Payable Anagha Kulkarni $140.00 Invoice Date Description Amount
062222 AK 06/22/2022 June fitness classes $140.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$140.00
730514 06/24/2022 Open Accounts Payable AVOCETTE TECHNOLOGIES INC. $1,170.00 Invoice Date Description Amount
2205CU1 05/31/2022 Accela FY22 Configuration services & Business License May 2022
$1,170.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,170.00
user: Vi Tran Pages: 1 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 305
CC 07-19-2022
305 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
730515 06/24/2022 Open Accounts Payable BAY AREA SELF STORAGE -
CUPERTINO
$678.00
Invoice Date Description Amount
20279 06/16/2022 Facilities - July 2022 Rental Storage Fees $678.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$678.00
730516 06/24/2022 Open Accounts Payable Beekeeper Nova $400.00 Invoice Date Description Amount
00412 05/16/2022 Grounds - Bumble Bee Removal at 1170 Yorkshire Dr $225.00 00413 06/11/2022 Grounds - Inspection/Wasp Removal 21111 Stevens Creek
$175.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$400.00
730517 06/24/2022 Open Accounts Payable California Association Public Information Official
$325.00
Invoice Date Description Amount
15699 06/06/2022 Torin - CAPIO Membership Renewal $275.00 15951 06/20/2022 Esther ±CAPIO Webinar ±Mobile Video $25.00 15988 06/22/2022 Branton ±CAPIO Webinar ±Mobile Video $25.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$325.00
730518 06/24/2022 Open Accounts Payable CENTURYLINK $20.18 Invoice Date Description Amount
06072022 06/07/2022 CenturyLink Phone Services - June 2022 $20.18 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$20.18
730519 06/24/2022 Open Accounts Payable CINTAS $3,638.70 Invoice Date Description Amount
4119661002 05/17/2022 UNIFORMS SAFETY APPAREL $1,129.11 4122391650 06/14/2022 UNIFORMS SAFETY APPAREL $1,262.91 4121714061 06/07/2022 UNIFORMS SAFETY APPAREL $1,246.68 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$3,638.70
730520 06/24/2022 Open Accounts Payable Community Health Charities of California
$50.00
Invoice Date Description Amount
06172022 06/17/2022 Community Health Charities pp 6/4/22-6/17/22 $50.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$50.00
730521 06/24/2022 Open Accounts Payable Denco Sales $146.35 Invoice Date Description Amount
8799814-00 06/15/2022 Streets: Solvent paper $146.35
user: Vi Tran Pages: 2 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 306
CC 07-19-2022
306 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
Paying Fund Cash Account Amount
270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash)
$146.35
730522 06/24/2022 Open Accounts Payable DEX SYSTEMS ENGINEERING $1,120.00 Invoice Date Description Amount
1558 06/19/2022 Organize bench & back storage area; install audio attenuator
$1,120.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,120.00
730523 06/24/2022 Open Accounts Payable FEDEX $188.39
Invoice Date Description Amount
7-783-39723 06/10/2022 FEDEX Services - IT $188.39
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$188.39
730524 06/24/2022 Open Accounts Payable Foster Brothers Security Systems $3,074.44 Invoice Date Description Amount
i2139 03/02/2022 Service Center Security Upgrade $2,788.03 1464 04/25/2022 Grounds: padlocks $286.41
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$3,074.44
730525 06/24/2022 Open Accounts Payable Global Knowledge Training LLC $1,669.50 Invoice Date Description Amount
22215889 05/11/2022 Rabeya - Microsoft Excel 2016/2019 - Level 3 / Advanced
$265.50
22215524 05/09/2022 Torin - MS Project 2019 Training $351.00 22215523 05/09/2022 Rei MS Project 2019 Training $351.00 22215522 05/09/2022 Pete MS Project T2019 raining $351.00 22215514 05/09/2022 Marilyn MS Project 2019 Training $351.00 Paying Fund Cash Account Amount
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$1,669.50
730526 06/24/2022 Open Accounts Payable Hexagon Transportation Consultants, Inc.
$6,255.00
Invoice Date Description Amount
15555 04/27/2022 Marina Plaza Peer Review 2022/04 $5,115.00 15178 11/19/2021 Canyon Crossing Peer Review 2021/11 $1,140.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$6,255.00
730527 06/24/2022 Open Accounts Payable Hongyun Art $354.21 Invoice Date Description Amount
Hongyun06222022 06/22/2022 Art supplies for Earth Day 2022 reimbursement $354.21 Paying Fund Cash Account Amount
520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash)
$354.21
user: Vi Tran Pages: 3 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 307
CC 07-19-2022
307 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
730528 06/24/2022 Open Accounts Payable HUICHEN LIN $740.00 Invoice Date Description Amount
062222 HL 06/22/2022 June fitness classes $740.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$740.00
730529 06/24/2022 Open Accounts Payable INTERSTATE BATTERY SYSTEM SAN JOSE INC.
$139.45
Invoice Date Description Amount
60290714 06/14/2022 Fleet - MTP-65HD $139.45
Paying Fund Cash Account Amount
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$139.45
730530 06/24/2022 Open Accounts Payable James C. Wheeler $650.00 Invoice Date Description Amount
020622 06/19/2022 5 hours of lifeguard training $650.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$650.00
730531 06/24/2022 Open Accounts Payable JOE A. GONSALVES & SON $8,000.00 Invoice Date Description Amount
159853 05/17/2022 Legislative Representation - May 2022 $4,000.00 159925 06/13/2022 Legislative Representation - June 2022 $4,000.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$8,000.00
730532 06/24/2022 Open Accounts Payable JOINT VENTURE SILICON VALLEY $5,000.00 Invoice Date Description Amount
913EDAcupertino 06/12/2022 SVEDA Dues $5,000.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$5,000.00
730533 06/24/2022 Open Accounts Payable KELLY-MOORE PAINT CO INC $623.69 Invoice Date Description Amount
808-00000848069 06/16/2022 Streets: Graffiti abatement paint $277.28 808-00000848414 06/20/2022 Streets: Graffiti abatement paint $346.41 Paying Fund Cash Account Amount
270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash)
$623.69
730534 06/24/2022 Open Accounts Payable LANGUAGE NETWORK, INC. $672.66 Invoice Date Description Amount
P2809 06/15/2022 BBF Golf Course Community Outreach Material Translation
$672.66
Paying Fund Cash Account Amount
560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash)
$672.66
user: Vi Tran Pages: 4 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 308
CC 07-19-2022
308 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
730535 06/24/2022 Open Accounts Payable LAWSON PRODUCTS INC $289.27 Invoice Date Description Amount
9309612228 05/31/2022 Fleet - 14in Tarp Strap, Gloves, Flat Washer, Auto Fuse
$289.27
Paying Fund Cash Account Amount
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$289.27
730536 06/24/2022 Open Accounts Payable LISA MOLARO $14,239.00 Invoice Date Description Amount
LMSpring22-1 06/23/2022 FY21-22: Lisa Molaro Spring 2022 Payment Session 1 $14,239.00 Paying Fund Cash Account Amount
580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash)
$14,239.00
730537 06/24/2022 Open Accounts Payable NAPA AUTO PARTS $170.82 Invoice Date Description Amount
670250 05/18/2022 Fleet - Credit for Invoice# 668635 ($25.86) 671913 06/09/2022 Fleet - Ratchet $196.68
Paying Fund Cash Account Amount
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$170.82
730538 06/24/2022 Open Accounts Payable NAPA AUTO PARTS $1,503.32 Invoice Date Description Amount
5983-765386 06/13/2022 Fleet - HI PWR II IND V-BELT $8.99 5983-765384 06/13/2022 Fleet - HI PWR II IND V-BELT $8.99 5983-765273 06/13/2022 Fleet - 12in Exactfit-Rear $20.45 5983-759576 05/19/2022 Fleet - AW 22 Hydr Oil 5gal $89.67 5983-759472 05/19/2022 Fleet - Cabin Air Filter, Gold Air Filter $250.57 5983-761397 05/27/2022 Fleet - Cabin Air Filter $94.88
5983-760443 05/23/2022 Fleet - Fleetrunner Belt $62.32
5983-759886 05/20/2022 Fleet - Blister Pack Capsules $49.85 5983-759671 05/20/2022 Fleet - Blade $72.90
5983-759477 05/19/2022 Fleet - Underhood Light, Lift Light, Ratchet $804.24 5983-759084 05/18/2022 Fleet - Non-Deter 30qt $40.46
Paying Fund Cash Account Amount
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$1,503.32
730539 06/24/2022 Open Accounts Payable Operating Engineer #3 $1,484.16 Invoice Date Description Amount
06172022 06/17/2022 Union Dues pp 6/4/22-6/17/22 $1,484.16 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,484.16
730540 06/24/2022 Open Accounts Payable PG&E $74.16
Invoice Date Description Amount
7100-061622 06/16/2022 7166121710-0 5/9/22-6/7/22 $10.10 0322-061522 06/15/2022 5849279032-2 5/9/22-6/7/22 $20.97 5875-061922 06/19/2022 2012160587-5 5/20/22-6/17/22 $43.09 Paying Fund Cash Account Amount
user: Vi Tran Pages: 5 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 309
CC 07-19-2022
309 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$74.16
730541 06/24/2022 Open Accounts Payable PRN Ergonomic Services $200.00 Invoice Date Description Amount
1786 08/31/2021 Ergo Eval- Astrid Robles $200.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$200.00
730542 06/24/2022 Open Accounts Payable PROJECT SENTINEL $2,037.14 Invoice Date Description Amount
440-502-0622 06/13/2022 BMR AHF Rental Mediation Q4 FY21-22 $2,037.14 Paying Fund Cash Account Amount
265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash)
$2,037.14
730543 06/24/2022 Open Accounts Payable PTS COMMUNICATIONS $543.00 Invoice Date Description Amount
2088876 06/09/2022 payphone svcs JULY 2022 $543.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$482.66
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$60.34
730544 06/24/2022 Open Accounts Payable Ralph Andersen & Associates $14,900.00 Invoice Date Description Amount
INV-03810 06/13/2022 2022 Compensation Survey - P22-052 $14,900.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$14,900.00
730545 06/24/2022 Open Accounts Payable SONIA DOGRA $148.00 Invoice Date Description Amount
062222 SD 06/22/2022 June fitness classes $148.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$148.00
730546 06/24/2022 Open Accounts Payable STATE CONTROLLER, STATE OF CALIF
$11.99
Invoice Date Description Amount
FTB-00004765 06/10/2022 FTB OFFSETS 2021 $11.99
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$11.99
730547 06/24/2022 Open Accounts Payable Utility Cost Management LLC $431.97 Invoice Date Description Amount
25181 02/11/2022 1st quarter analysis for Utility savings program. $35.96 25225 04/07/2022 Q3 Utility savings analysis done by UCM $396.01 Paying Fund Cash Account Amount
user: Vi Tran Pages: 6 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 310
CC 07-19-2022
310 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$431.97
730548 06/24/2022 Open Accounts Payable VERIZON WIRELESS $5,869.64 Invoice Date Description Amount
9908045553-0 06/04/2022 408-202-5384 / Travis Warner $38.01 9908045553-1 06/04/2022 408-204-3449 / Rei Delgado $38.01 9908045553-2 06/04/2022 408-204-5990 / Diego Rodriguez $41.70 9908045553-3 06/04/2022 408-204-9056 / Joseph Herrera $38.01 9908045553-4 06/04/2022 408-205-3349 / Rafael (Senior Center) $30.22 9908045553-5 06/04/2022 408-205-4541 / Iqraam Nabi $38.01 9908045553-6 06/04/2022 408-205-4849 / Brandon Martinez $38.01 9908045553-7 06/04/2022 408-205-5866 / Domingo Trujillo $38.01 9908045553-8 06/04/2022 408-205-6589 / Street Lights $40.01 9908045553-9 06/04/2022 408-206-0538 / Quinton Adams $51.73 9908045553-10 06/04/2022 408-206-7434 / Albert Salvador $59.87 9908045553-11 06/04/2022 408-206-7512 / Fleet/Mechanic Shop $38.01 9908045553-12 06/04/2022 408-209-3255 / Quinton Adams $38.01 9908045553-14 06/04/2022 408-234-0189 / It Dept Mi-Fi $38.01 9908045553-15 06/04/2022 408-234-0978 / Infrastructure Department $38.01 9908045553-16 06/04/2022 408-234-1270 / J. Medians Crew 1 $38.01 9908045553-17 06/04/2022 408-234-4724 / Building Attendants Quinlan $25.75 9908045553-18 06/04/2022 408-309-0340 / Piu Ghosh $46.81 9908045553-19 06/04/2022 408-309-2536 / Ursula Syrova $37.38 9908045553-20 06/04/2022 408-309-2693 / Paul Tognetti $38.01 9908045553-21 06/04/2022 408-309-6398 / Lisa Cameli $75.64 9908045553-22 06/04/2022 408-309-7042 / Kristina Alfaro $25.46 9908045553-23 06/04/2022 408-309-7640 / Bob Sabich $37.85 9908045553-24 06/04/2022 408-309-8401 / Paul Sapudar $38.01 9908045553-25 06/04/2022 408-309-9252 / Antonio Torrez $36.56 9908045553-26 06/04/2022 408-313-0045 / Roberto Montez $38.01 9908045553-27 06/04/2022 408-313-1148 / Toan Quach $51.56 9908045553-29 06/04/2022 408-313-3558 / Street Tree Maintenance #3 $38.01 9908045553-30 06/04/2022 408-313-4364 / Street Tree Maintenance #4 $38.01 9908045553-31 06/04/2022 408-313-5321 / Paul Sapudar $38.01 9908045553-32 06/04/2022 408-313-6943 / Travis Warner $38.01 9908045553-33 06/04/2022 408-314-4452 / Shawn Tognetti $28.75 9908045553-34 06/04/2022 408-314-6637 / Phuong Devries $32.84 9908045553-35 06/04/2022 408-314-9200 / Victoria Morin $38.01 9908045553-36 06/04/2022 408-315-3044 / Jonathan Ferrante $40.54 9908045553-37 06/04/2022 408-315-6764 / Rachelle Sander Mifi $38.01 9908045553-38 06/04/2022 408-315-8165 / Brian Gathers $38.01 9908045553-39 06/04/2022 408-316-1283 / Bill Mitchell $38.01 9908045553-40 06/04/2022 408-316-2067 / Paul O Sullivan $35.42 9908045553-41 06/04/2022 408-316-6770 / Ayano Hattori $41.56 9908045553-42 06/04/2022 408-316-7320 / Marvin Aguilar $38.01 9908045553-43 06/04/2022 408-318-0344 / Michael Woo $29.36 9908045553-44 06/04/2022 408-318-1652 / Esther Kwon $51.56 9908045553-45 06/04/2022 408-318-2012 / Kane Wolfe $38.01 9908045553-46 06/04/2022 408-318-7365 / Bob Sabich $38.01 user: Vi Tran Pages: 7 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 311
CC 07-19-2022
311 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
9908045553-47 06/04/2022 408-318-8726 / Diego Rodriguez $38.01 9908045553-48 06/04/2022 408-334-4885 / Michael Kimball $38.01 9908045553-49 06/04/2022 408-334-9082 / Sean Hatch $42.09 9908045553-50 06/04/2022 408-340-3184 / Peter Coglianese $38.01 9908045553-51 06/04/2022 408-340-8060 / Nidhi Mathur $38.01 9908045553-52 06/04/2022 408-340-8128 / Lori Baumgartner $38.01 9908045553-53 06/04/2022 408-340-8564 / Portal Park $38.01 9908045553-54 06/04/2022 408-340-8648 / Chad Mosley $38.01 9908045553-55 06/04/2022 408-345-1639 / Sonya Lee $41.96 9908045553-56 06/04/2022 408-440-7136 / Andy Badal $38.01 9908045553-57 06/04/2022 408-460-1821 / Ty Bloomquist $80.59 9908045553-58 06/04/2022 408-466-4450 / Toc Oncall $38.01 9908045553-59 06/04/2022 408-466-4906 / K. Housing Planner $38.01 9908045553-60 06/04/2022 408-472-1568 / David Stillman $51.73 9908045553-61 06/04/2022 408-472-6522 / Rodney Weathers $38.01 9908045553-62 06/04/2022 408-472-6541 / John Raaymakers $38.01 9908045553-63 06/04/2022 408-472-7011 / Ty Bloomquist $38.01 9908045553-64 06/04/2022 408-472-7295 / Antonio Torrez $38.01 9908045553-65 06/04/2022 408-472-7857 / Paul O'sullivan $38.01 9908045553-66 06/04/2022 408-472-7927 / Bill Mitchell $38.01 9908045553-67 06/04/2022 408-472-9907 / Manuel Barragan $51.73 9908045553-68 06/04/2022 408-478-1999 / James Lee $44.76 9908045553-69 06/04/2022 408-482-5991 / Benjamin Fu $38.01 9908045553-70 06/04/2022 408-482-6096 / Monica Diaz $38.01 9908045553-71 06/04/2022 408-482-7747 / Matt Morley $51.56 9908045553-72 06/04/2022 408-483-3215 / Teri Gerhardt $38.01 9908045553-73 06/04/2022 408-483-5672 / M. Jonathan Ferrante $38.01 9908045553-74 06/04/2022 408-483-7859 / Shawn Tognetti $38.01 9908045553-75 06/04/2022 408-483-7997 / James Lee Ipad $38.01 9908045553-76 06/04/2022 408-483-9976 / On-Call Service Center $41.01 9908045553-77 06/04/2022 408-489-2932 / Ross Slaney $38.01 9908045553-78 06/04/2022 408-489-3224 / Dianne Thompson $40.47 9908045553-79 06/04/2022 408-489-4395 / Beth Viajar $30.86 9908045553-80 06/04/2022 408-489-8336 / Cyrah Caburian $38.01 9908045553-81 06/04/2022 408-489-9309 / Jonathan Ferrante $38.01 9908045553-82 06/04/2022 408-489-9310 / Kevin Rieden $38.01 9908045553-83 06/04/2022 408-493-3534 / J. Median Crew 2 $38.01 9908045553-84 06/04/2022 408-493-3543 / Frank Villa $51.73 9908045553-85 06/04/2022 408-495-9234 / Thomas Chin $39.54 9908045553-86 06/04/2022 408-495-9873 / Marvin Aguilar $41.39 9908045553-87 06/04/2022 408-497-3691 / Sean Filbeck $38.01 9908045553-88 06/04/2022 408-497-4686 / Miles D'salmon $38.01 9908045553-89 06/04/2022 408-497-4862 / Jeff Trybus $38.01 9908045553-90 06/04/2022 408-497-8714 / Joanne Magrini $42.03 9908045553-91 06/04/2022 408-510-0622 / Susan Michael $43.14 9908045553-92 06/04/2022 408-510-9158 / Winnie Pagan $38.01 9908045553-93 06/04/2022 408-515-2301 / Vanessa Guerra $33.09 9908045553-94 06/04/2022 408-515-9208 / Debra Nascimento $47.60 9908045553-95 06/04/2022 408-515-9374 / Jimmy Tan $36.47 9908045553-96 06/04/2022 408-529-8879 / Michael Miranda $51.56 user: Vi Tran Pages: 8 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 312
CC 07-19-2022
312 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
9908045553-97 06/04/2022 408-540-8405 / Rodney Weathers $29.74 9908045553-98 06/04/2022 408-540-9778 / Toan Quach $38.01 9908045553-99 06/04/2022 408-568-3911 / Jonathan Ferrante Wwp $38.01 9908045553-100 06/04/2022 408-568-6465 / Cyrah Caburian $38.01 9908045553-101 06/04/2022 408-599-4937 / Steven Hirsch $38.01 9908045553-102 06/04/2022 408-599-8584 / Janet Liang $51.56 9908045553-103 06/04/2022 408-605-2546 / Jerry Anderson $38.01 9908045553-104 06/04/2022 408-605-3078 / Quinton Mifi 1 $38.01 9908045553-105 06/04/2022 408-605-3905 / Andrew Schmitt Mifi 2 $38.01 9908045553-106 06/04/2022 408-609-2453 / Amanda Hui $26.32 9908045553-107 06/04/2022 408-609-2803 / Kevin Simons $38.01 9908045553-108 06/04/2022 408-609-2948 / Brian Gathers $38.01 9908045553-109 06/04/2022 408-609-4188 / Alfredo Alegria $38.01 9908045553-110 06/04/2022 408-609-4367 / Brandon Morales $38.01 9908045553-111 06/04/2022 408-609-8711 / Ralph Aquinaga $38.01 9908045553-112 06/04/2022 408-609-8796 / Frank Villa $38.01 9908045553-113 06/04/2022 408-609-8826 / Domingo Santos $38.01 9908045553-114 06/04/2022 408-610-0601 / Paul Tognetti $51.56 9908045553-115 06/04/2022 408-628-8745 / Fernando Jimenez $24.53 9908045553-116 06/04/2022 408-630-0674 / Christopher Jensen $55.97 9908045553-117 06/04/2022 408-630-0900 / Adrian Melendez $38.01 9908045553-118 06/04/2022 408-630-1388 / Monica Diaz $51.73 9908045553-119 06/04/2022 408-642-4263 / Alex Wykoff $38.01 9908045553-120 06/04/2022 408-642-4504 / Kevin Green $38.01 9908045553-121 06/04/2022 408-655-8680 / Jeff Trybus $51.59 9908045553-122 06/04/2022 408-655-8685 / Alex Wykoff $28.00 9908045553-123 06/04/2022 408-687-5821 / Jonathan Williams $38.01 9908045553-124 06/04/2022 408-687-9445 / Frankie De Leon $38.01 9908045553-125 06/04/2022 408-687-9854 / John Ramos $38.01 9908045553-126 06/04/2022 408-688-1613 / Ricardo Alvarez $38.01 9908045553-127 06/04/2022 408-688-6252 / Benjamin Fu $29.54 9908045553-128 06/04/2022 408-691-2466 / Kane Wolfe $51.59 9908045553-129 06/04/2022 408-694-8703 / Domingo Santos $30.80 9908045553-130 06/04/2022 408-707-0987 / Richard Banda $38.01 9908045553-131 06/04/2022 408-728-5105 / Jim Throop $69.11 9908045553-132 06/04/2022 408-748-6390 / Tree Crew Ipad 3 $38.01 9908045553-134 06/04/2022 408-781-0290 / Daniel Barone $38.01 9908045553-135 06/04/2022 408-781-0663 / Bill Bridge $38.01 9908045553-136 06/04/2022 408-781-0799 / Brad Alexander $38.01 9908045553-137 06/04/2022 408-781-1340 / John Stiehr $38.01 9908045553-139 06/04/2022 408-781-4139 / Julia Kinst $40.01 9908045553-140 06/04/2022 408-781-4360 / Paul Tognetti $38.01 9908045553-141 06/04/2022 408-786-8664 / Jessica Javier $37.77 9908045553-142 06/04/2022 408-790-7036 / Pete Coglianese $23.94 9908045553-143 06/04/2022 408-790-7039 / Torin Scott $36.47 9908045553-144 06/04/2022 408-790-7045 / Rei Delgado $23.87 9908045553-145 06/04/2022 408-828-9819 / Kerri Heusler $38.70 9908045553-146 06/04/2022 408-841-6612 / T. Internet Emergncyvan $38.01 9908045553-147 06/04/2022 408-857-2355 / Alex Corbalis Travel Agent $25.46 9908045553-148 06/04/2022 408-891-9008 / Park Ranger Corridor $28.71 user: Vi Tran Pages: 9 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 313
CC 07-19-2022
313 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
9908045553-149 06/04/2022 408-891-9503 / Rachelle Sander $26.76 9908045553-150 06/04/2022 408-892-1486 / Iqraam Nabi $45.41 9908045553-151 06/04/2022 408-892-5553 / Albert Salvador $38.01 9908045553-152 06/04/2022 415-425-6339 / Kirsten Squarcia $37.76 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$4,521.40
230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash)
$89.74
265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash)
$38.01
270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash)
$279.65
520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash)
$217.42
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$118.60
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$528.80
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$76.02
730549 06/24/2022 Open Accounts Payable Western Truck Fabrication, Inc. $8,714.55 Invoice Date Description Amount
24375 04/25/2022 Tommy Liftgate for Ford F350 (Schmitt) $8,714.55 Paying Fund Cash Account Amount
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$8,714.55
730550 06/24/2022 Open Accounts Payable BABIN, COLLIN $40.00 Invoice Date Description Amount
06092022COLLINB 06/09/2022 Live Scan and Fingerprinting Reimbursement $40.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$40.00
730551 06/24/2022 Open Accounts Payable BUNCH, ALEXANDER $35.00 Invoice Date Description Amount
05132022BUNCHA 05/13/2022 Live Scan and Fingerprinting Reimbursement $35.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$35.00
730552 06/24/2022 Open Accounts Payable Carter, Jack $151.86 Invoice Date Description Amount
2022-00000786 06/20/2022 Energizer snacks & Coffee for Bike to Wherever Day $151.86 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$151.86
730553 06/24/2022 Open Accounts Payable Cupertino Rotary Club $82.50 Invoice Date Description Amount
2005919.030 06/08/2022 QCC- 7.13.22- Cupertino Room Rental Fees $82.50 Paying Fund Cash Account Amount
user: Vi Tran Pages: 10 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 314
CC 07-19-2022
314 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$82.50
730554 06/24/2022 Open Accounts Payable GEOFFREY AND JANINE PAULSEN $11,690.00 Invoice Date Description Amount
RefundChk#10615 06/15/2022 PARTIAL REFUND ON CODE ENF. CASE# 19- 001521- 10557 RANDY LANE
$11,690.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$11,690.00
730555 06/24/2022 Open Accounts Payable Hackenbrook, Susan $2,100.00 Invoice Date Description Amount
2001519.032 06/15/2022 Reception Hall 6/25/22 #R105906 $2,100.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$2,100.00
730556 06/24/2022 Open Accounts Payable HATHAWAY DINWIDDIE
CONSTRUCTION COMPANY
$10,000.00
Invoice Date Description Amount
305487 06/02/2022 REFUND 10385 BANDLEY DR BLD-2021-0901 TCO BOND
$10,000.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$10,000.00
730557 06/24/2022 Open Accounts Payable HU, MICHAEL $25.00 Invoice Date Description Amount
5182022MHU 05/18/2022 Live Scan and Fingerprinting Reimbursement $25.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$25.00
730558 06/24/2022 Open Accounts Payable Kimberlin Leung $40.00 Invoice Date Description Amount
Leung062122 06/21/2022 Live Scan and Fingerprinting Reimbursement $40.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$40.00
730559 06/24/2022 Open Accounts Payable Laxya Kumar $67.00 Invoice Date Description Amount
Kumar061422 06/14/2022 Live Scan and Fingerprinting Reimbursement $67.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$67.00
730560 06/24/2022 Open Accounts Payable Marche Club $900.00 Invoice Date Description Amount
2001518.032 06/15/2022 Acorn, Blackberry, Bobcat, Steelhead picnic sites 7/16/22#R29304
$900.00
Paying Fund Cash Account Amount
user: Vi Tran Pages: 11 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 315
CC 07-19-2022
315 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$900.00
730561 06/24/2022 Open Accounts Payable NorCal UVSA $300.00 Invoice Date Description Amount
2005983.030 06/16/2022 QCC- 6.11.22 - Social Room Security Deposit Refund $300.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$300.00
730562 06/24/2022 Open Accounts Payable PRODESSE PROPERTY GROUP $3,000.00 Invoice Date Description Amount
306971 06/20/2022 7424 Rainbow Dr., Encroachment, 306971 $3,000.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$3,000.00
Type Check Totals: 55 Transactions $115,389.63
EFT
34557 06/20/2022 Open Accounts Payable USPS - EFT ONLY $3,926.83 Invoice Date Description Amount
489154252 06/14/2022 CUPERTINO SCENE INC - PW $3,926.83 Paying Fund Cash Account Amount
420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash)
$3,926.83
34558 06/24/2022 Open Accounts Payable Colonial Life & Accident Insurance $29.16 Invoice Date Description Amount
06172022 06/17/2022 Colonial Products pp 6/4/22-6/17/22 $29.16 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$29.16
34559 06/24/2022 Open Accounts Payable Employment Development $10,035.79 Invoice Date Description Amount
06172022 06/17/2022 State Disability Insurance pp 6/4/22-6/17/22 $10,035.79 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$10,035.79
34560 06/24/2022 Open Accounts Payable National Deferred (ROTH) $3,988.93 Invoice Date Description Amount
06172022 06/17/2022 Nationwide Roth pp 6/4/22-6/17/22 $3,988.93 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$3,988.93
34561 06/24/2022 Open Accounts Payable National Deferred Compensatin $41,407.57 Invoice Date Description Amount
06172022 06/17/2022 Nationwide Deferred Compensation pp 6/4/22-6/17/22 $41,407.57 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$41,407.57
user: Vi Tran Pages: 12 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 316
CC 07-19-2022
316 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
34562 06/24/2022 Open Accounts Payable PERS-457K $12,711.50 Invoice Date Description Amount
06172022 06/17/2022 PERS Deferred Comp pp 6/4/22-6/17/22 $12,711.50 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$12,711.50
34563 06/24/2022 Open Accounts Payable State Disbursement Unit $231.23 Invoice Date Description Amount
06172022 06/17/2022 Child Support pp 6/4/22-6/17/22 $231.23 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$231.23
34564 06/20/2022 Open Accounts Payable USPS - EFT ONLY $334.59 Invoice Date Description Amount
USPS060322 06/03/2022 USPS Shipping - FOLGER GRAPHICS $334.59 Paying Fund Cash Account Amount
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$334.59
34565 06/24/2022 Open Accounts Payable AIRGAS USA LLC $78.62 Invoice Date Description Amount
9989102991 05/31/2022 Fleet - Large Cylinder Rental $78.62 Paying Fund Cash Account Amount
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$78.62
34566 06/24/2022 Open Accounts Payable Amazon Capital Services $120.19 Invoice Date Description Amount
1WXQ-VP49-RGTC 06/20/2022 Nidhi-Apple Lightning to USB Cable, 12W USB Power Adapter & Book
$81.76
19WQ-TQGN-QG7H 06/20/2022 Lakshmi - 17.3 Inch Laptop Bag,BAGSMART Large Expandable Briefca
$38.43
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$81.76
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$38.43
34567 06/24/2022 Open Accounts Payable BATTERY SYSTEMS INC. $247.17 Invoice Date Description Amount
7701837 06/15/2022 Fleet: batteries $247.17
Paying Fund Cash Account Amount
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$247.17
34568 06/24/2022 Open Accounts Payable BEAR ELECTRICAL SOLUTIONS, INC.
$12,750.00
Invoice Date Description Amount
14980 03/02/2022 Fiber Optic Cable Installation $12,750.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$12,750.00
user: Vi Tran Pages: 13 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 317
CC 07-19-2022
317 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
34569 06/24/2022 Open Accounts Payable Bill Mitchell $807.99 Invoice Date Description Amount
BillM062122 06/21/2022 Bill - 2022 MISAC Joint Chapter Meeting reimbursement
$807.99
Paying Fund Cash Account Amount
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$807.99
34570 06/24/2022 Open Accounts Payable Boucher Law, PC $11,024.00 Invoice Date Description Amount
1031 06/15/2022 Labor & Employment Law Matters $7,367.00 1032 06/15/2022 Labor Negotiations (2022) $3,657.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$11,024.00
34571 06/24/2022 Open Accounts Payable CDW GOVERNMENT $3,243.68 Invoice Date Description Amount
Z587332 06/14/2022 1x HANWHA 5MP X2 OUTDOOR DOME CAM 1x 5M
3.7MM LENS MODULE
$950.07
Z645642 06/14/2022 3x HANWHA 5MP X2 OUTDOOR DOME CAM $2,293.61 Paying Fund Cash Account Amount
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$3,243.68
34572 06/24/2022 Open Accounts Payable CSG CONSULTANTS, INC. $250.00 Invoice Date Description Amount
B220931 06/01/2022 Building Plan Review Services 5/1/2022 - 5/31/2022 $250.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$250.00
34573 06/24/2022 Open Accounts Payable CUPERTINO SUPPLY INC $754.90 Invoice Date Description Amount
292790 06/13/2022 Grounds - Male/Female Adapter, Ball Valve, Tape Blue Monster
$560.31
293108 06/15/2022 Grounds - Adapt, Power Press Union, PVC $194.59 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$754.90
34574 06/24/2022 Open Accounts Payable Eflex Group, Inc $4,483.79 Invoice Date Description Amount
06172022 06/17/2022 FSA Employee Health pp 6/4/22-6/17/22 $4,483.79 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$4,483.79
34575 06/24/2022 Open Accounts Payable ESHERICK HOMSEY DODGE AND
DAVIS, ARCHITECTS
$5,368.00
Invoice Date Description Amount
22050046 05/31/2022 Cupertino Library Expansion Project through 050122- 053122
$5,368.00
Paying Fund Cash Account Amount
user: Vi Tran Pages: 14 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 318
CC 07-19-2022
318 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash)
$5,368.00
34576 06/24/2022 Open Accounts Payable Ewing Irrigation Products Inc. $1,032.80 Invoice Date Description Amount
17005455 06/09/2022 Grounds - EGP8-OPB Module 8STA $1,032.80 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,032.80
34577 06/24/2022 Open Accounts Payable Gilee Corral $44.36 Invoice Date Description Amount
GilianC060722 06/07/2022 Reimbursement for Laundry/Lunch $44.36 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$44.36
34578 06/24/2022 Open Accounts Payable GIULIANI & KULL - SAN JOSE, INC. $1,772.50 Invoice Date Description Amount
16943 05/31/2022 Stevens Creek Tract Map through 040122-043022 $1,120.00 16948 05/31/2022 Lawrence-Mitty Annexation Documents through 040122-043022
$652.50
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,120.00
280 - Park Dedication 280 100-100 (Cash & Investments Assets Operating Cash)
$652.50
34579 06/24/2022 Open Accounts Payable GRACE DUVAL $504.00 Invoice Date Description Amount
062222 GD 06/22/2022 June fitness classes $504.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$504.00
34580 06/24/2022 Open Accounts Payable GRAINGER INC $451.37 Invoice Date Description Amount
9346652911 06/15/2022 Fleet - Clear, Copper, Yellow Glasses, Clear Lens, Headband
$451.37
Paying Fund Cash Account Amount
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$451.37
34581 06/24/2022 Open Accounts Payable Homebase $6,002.34 Invoice Date Description Amount
01928 06/10/2022 CWP Homeless Administrator 2022/05 $6,002.34 Paying Fund Cash Account Amount
265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash)
$6,002.34
34582 06/24/2022 Open Accounts Payable HORTSCIENCE | BARTLETT
CONSULTING
$1,750.00
Invoice Date Description Amount
15562 02/26/2022 Arborist Peer Review 22890 Stonebridge $1,750.00 Paying Fund Cash Account Amount
user: Vi Tran Pages: 15 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 319
CC 07-19-2022
319 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,750.00
34583 06/24/2022 Open Accounts Payable ICMA Retirement Trust-457 $18,870.53 Invoice Date Description Amount
06172022 06/17/2022 ICMA Deferred Comp pp 6/4/22-6/17/22 $18,870.53 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$18,870.53
34584 06/24/2022 Open Accounts Payable IFPTE LOCAL 21 $1,925.06 Invoice Date Description Amount
06172022 06/17/2022 Association Dues - CEA pp 6/4/22-6/17/22 $1,925.06 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,925.06
34585 06/24/2022 Open Accounts Payable IMPERIAL SPRINKLER SUPPLY, INC
$3,642.05
Invoice Date Description Amount
5135499-00 06/07/2022 Trees/ROW - Soilkeel Topper Sod Prep Seed Cover, Treestak
$3,642.05
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$3,642.05
34586 06/24/2022 Open Accounts Payable Iqraam Nabi $737.81 Invoice Date Description Amount
IqraamN061322 06/13/2022 Iqraam - 2022 MISAC Joint Chapter Meeting reimbursement
$737.81
Paying Fund Cash Account Amount
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$737.81
34587 06/24/2022 Open Accounts Payable JAM Services, Inc $9,657.56 Invoice Date Description Amount
157720 05/24/2022 NRT EMS Signs $9,657.56
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$9,657.56
34588 06/24/2022 Open Accounts Payable JAMES COLVIN $1,200.00 Invoice Date Description Amount
062222 JC 06/22/2022 June personal training $1,200.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$1,200.00
34589 06/24/2022 Open Accounts Payable JENNIFER HILL $234.00 Invoice Date Description Amount
062222 JH 06/22/2022 June fitness classes $234.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$234.00
user: Vi Tran Pages: 16 of 24 Monday, June 27, 2022
Payment Register
**LIVE** Cupertino **LIVE**
From Payment Date: 6/18/2022 - To Payment Date: 6/27/2022 320
CC 07-19-2022
320 of 948
Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
34590 06/24/2022 Open Accounts Payable Jo Anne Johnson $605.00 Invoice Date Description Amount
JoAnneJ072221 07/22/2021 Cell Phone Reimbursement through 07222021 $55.00 JoAnneJ082221 08/22/2021 Cell Phone Reimbursement through 08222021 $55.00 JoAnneJ092221 09/22/2021 Cell Phone Reimbursement through 09222021 $55.00 JoAnneJ102221 10/22/2021 Cell Phone Reimbursement through 10222021 $55.00 JoAnneJ112221 11/22/2021 Cell Phone Reimbursement through 11222021 $55.00 JoAnneJ122221 12/22/2021 Cell Phone Reimbursement through 12222021 $55.00 JoAnneJ012222 01/22/2022 Cell Phone Reimbursement through 01222022 $55.00 JoAnneJ022222 02/22/2022 Cell Phone Reimbursement through 02222022 $55.00 JoAnneJ032222 03/22/2022 Cell Phone Reimbursement through 03222022 $55.00 JoAnneJ042222 04/22/2022 Cell Phone Reimbursement through 04222022 $55.00 JoAnneJ052222 05/22/2022 Cell Phone Reimbursement through 05222022 $55.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$605.00
34591 06/24/2022 Open Accounts Payable KEVIN RIEDEN $55.00 Invoice Date Description Amount
KevinR06122022 06/12/2022 Cell Phone Reimbursement through 06122022 $55.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$55.00
34592 06/24/2022 Open Accounts Payable KIMBERLY LUNT $47.72 Invoice Date Description Amount
KimL06122022 06/12/2022 Cell Phone Reimbursement through 051322-061222 $47.72 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$47.72
34593 06/24/2022 Open Accounts Payable KMVT Community Television $5,817.94 Invoice Date Description Amount
7785 06/30/2022 KMVT Community TV June 2022 $5,817.94
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$5,817.94
34594 06/24/2022 Open Accounts Payable LAFCO $5,539.32
Invoice Date Description Amount
LAFCOFY22-23 06/17/2022 For the FY 2023 LAFCO budget $5,539.32 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$5,539.32
34595 06/24/2022 Open Accounts Payable LIFETIME TENNIS, INC. $259,402.70 Invoice Date Description Amount
062222 LPT7 06/22/2022 Payment 7 4/25 to 6/17/22 $259,402.70 Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$259,402.70
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Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
34596 06/24/2022 Open Accounts Payable Local Government Commission Inc $2,636.36 Invoice Date Description Amount
106492 05/31/2022 Civic Park Services - May 2022 $2,636.36 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$2,636.36
34597 06/24/2022 Open Accounts Payable Marilyn Pavlov $51.90 Invoice Date Description Amount
MarilynP062122 06/21/2022 Marilyn - Reimbursement for "Reunited feels so good" coffee jugs
$51.90
Paying Fund Cash Account Amount
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$51.90
34598 06/24/2022 Open Accounts Payable MICHAEL BAKER INTERNATIONAL, INC.
$4,390.00
Invoice Date Description Amount
1149568 06/10/2022 CDBG and CDBG-CV consultant 2022/05 $4,390.00 Paying Fund Cash Account Amount
260 - CDBG 260 100-100 (Cash & Investments Assets Operating Cash)
$4,390.00
34599 06/24/2022 Open Accounts Payable MONICA G. RANES-GOLDBERG $600.00 Invoice Date Description Amount
062222 MGRG 06/22/2022 June fitness classes $600.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$600.00
34600 06/24/2022 Open Accounts Payable MOORE IACOFANO GOLTSMAN, INC.
$51,661.42
Invoice Date Description Amount
0075686 06/16/2022 Jollyman Park All-Inclusive through 050122-053122 $21,471.00 0075688 06/16/2022 Lawrence-Mitty Park & Trail Master Plan through 050122-053122
$30,190.42
Paying Fund Cash Account Amount
280 - Park Dedication 280 100-100 (Cash & Investments Assets Operating Cash)
$30,190.42
420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash)
$21,471.00
34601 06/24/2022 Open Accounts Payable Netzel Grigsby Associates, Inc. $11,666.00 Invoice Date Description Amount
12327 06/08/2022 Fundraising Planning Services $11,666.00 Paying Fund Cash Account Amount
420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash)
$11,666.00
34602 06/24/2022 Open Accounts Payable ODP Business Solutions, LLC $272.59 Invoice Date Description Amount
241641932002 05/20/2022 Office Supplies - Tape Dispenser $3.49 246499190001 05/24/2022 Office Supplies - Copy Paper & Coat Hook $132.74 246553634001 05/25/2022 Office Supplies - Chairmat $136.36 Paying Fund Cash Account Amount
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Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$272.59
34603 06/24/2022 Open Accounts Payable OMEGA INDUSTRIAL SUPPLY, INC. $1,335.84 Invoice Date Description Amount
144401 06/10/2022 Grounds - Industrial Wipes, Soft Pack, Bit Set, Headlamp
$1,335.84
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,335.84
34604 06/24/2022 Open Accounts Payable PARS/City of Cupertino $5,862.28 Invoice Date Description Amount
06172022 06/17/2022 PARS Employee pp 6/4/22-6/17/22 $5,862.28 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$5,862.28
34605 06/24/2022 Open Accounts Payable Pix4D, Inc. $3,000.00 Invoice Date Description Amount
202206IDUS004307 06/14/2022 GIS division 2-Day Pix4Dmapper Online Private Training Workshop
$3,000.00
Paying Fund Cash Account Amount
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$3,000.00
34606 06/24/2022 Open Accounts Payable PLACEWORKS, INC $21,379.04 Invoice Date Description Amount
78684 05/31/2022 19191 Vallco Parkway Transportation Review 2022/05 $861.91 78702 05/31/2022 1655 S De Anza Blvd Environmental Review 2022/05 $2,442.90 78287 04/30/2022 1655 S De Anza Blvd Environmental Review 2022/04 $18,074.23 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$21,379.04
34607 06/24/2022 Open Accounts Payable QUADIENT FINANCE USA, INC, $4,000.00 Invoice Date Description Amount
8702-060322 06/03/2022 Postage -Cupertino00000011297245 $4,000.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$4,000.00
34608 06/24/2022 Open Accounts Payable QUARTIC SOLUTIONS LLC $4,025.00 Invoice Date Description Amount
3156 06/09/2022 FY22 GIS Support Services - May 2022 $4,025.00 Paying Fund Cash Account Amount
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$4,025.00
34609 06/24/2022 Open Accounts Payable RANEY PLANNING & MANAGEMENT, INC.
$1,090.33
Invoice Date Description Amount
1973E-11 05/16/2022 21750 Rainbow Dr Environmental Review 2022/04 $261.25 1973E-12 06/15/2022 21750 Rainbow Dr Environmental Review 2022/05 $829.08 Paying Fund Cash Account Amount
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Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,090.33
34610 06/24/2022 Open Accounts Payable Raychel Renee Balcioni Cruz $987.00 Invoice Date Description Amount
062222 RRBC 06/22/2022 June fitness classes $987.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$987.00
34611 06/24/2022 Open Accounts Payable REDWOOD ENGINEERING
CONSTRUCTION
$14,973.62
Invoice Date Description Amount
16, 2020-13 06/08/2022 Regnart Creek Tail Improvement through May 2022 $14,973.62 Paying Fund Cash Account Amount
420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash)
$14,973.62
34612 06/24/2022 Open Accounts Payable RINCON CONSULTANTS, INC. $3,789.75 Invoice Date Description Amount
39874 06/10/2022 Cupertino Climate Action Plan Update- 5/1/2022 through 5/31/2022
$3,789.75
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$3,789.75
34613 06/24/2022 Open Accounts Payable Robert Half $1,995.60 Invoice Date Description Amount
60218457 06/21/2022 Osman, Luam for Week-Ended 06/17/2022 $1,995.60 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,995.60
34614 06/24/2022 Open Accounts Payable RRM DESIGN GROUP $1,000.00 Invoice Date Description Amount
2132-01-0422 05/16/2022 CWP Mixed Use Design Review Standards 2022/04 $1,000.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,000.00
34615 06/24/2022 Open Accounts Payable SAFETY COMPLIANCE MANAGEMENT, INC.
$1,190.00
Invoice Date Description Amount
5388 06/16/2022 Service Center - Heat Illness, Lock-Out/Tag-Out Training
$1,190.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,190.00
34616 06/24/2022 Open Accounts Payable San Jose Conservation Corps & Charter School
$3,214.92
Invoice Date Description Amount
7730 05/31/2022 Compost Site Attendants- May 2022 $3,214.92 Paying Fund Cash Account Amount
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Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash)
$3,214.92
34617 06/24/2022 Open Accounts Payable Staples $192.02
Invoice Date Description Amount
3509610628 06/03/2022 Copy Paper for CMO $192.02
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$192.02
34618 06/24/2022 Open Accounts Payable STARBIRD CONSULTING LLC $1,988.25 Invoice Date Description Amount
0185 06/20/2022 Regnart Road Improvements Tasks through 05312022 $1,988.25 Paying Fund Cash Account Amount
420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash)
$1,988.25
34619 06/24/2022 Open Accounts Payable TEJAL MERCHANT $172.00 Invoice Date Description Amount
062222 TM 06/22/2022 June fitness classes $172.00
Paying Fund Cash Account Amount
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$172.00
34620 06/24/2022 Open Accounts Payable The Home Depot Pro $730.04 Invoice Date Description Amount
690711106 06/14/2022 Facilities - Park Bathroom Supplies $730.04 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$730.04
34621 06/24/2022 Open Accounts Payable TJKM $3,250.00
Invoice Date Description Amount
0052807 05/31/2022 Cupertino Local Road Safety Plan through 050122- 053122
$3,250.00
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$3,250.00
34622 06/24/2022 Open Accounts Payable Tripepi, Smith and Associates, Inc $1,495.00 Invoice Date Description Amount
1495 05/31/2022 Design Services - The Scene - June 2022 $1,495.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$1,495.00
34623 06/24/2022 Open Accounts Payable US BANK $61,716.48 Invoice Date Description Amount
CyrahC061522 06/15/2022 0363 CC Charges $2,687.14
LaurenS061522 06/15/2022 0578 CC Charges $1,456.14
MelissaR061522 06/15/2022 0572 CC Charges $1,807.21
KimL06152022 06/15/2022 5169 CC Charges $4,353.02
CherieW061522 06/15/2022 6916 CC Charges ($314.77)
SundariP061522 06/15/2022 9702 CC Charges $1,996.46
JANETL061522 06/15/2022 9949 CC Charges $6,994.05
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Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
KaneW061522 06/15/2022 2813 CC Charges $174.26
BradA061522 06/15/2022 6013 cc charges $68.22
RicA061522 06/15/2022 9906 CC Charges $859.07
JennyK061522 06/15/2022 8829 CC Charges $11.86
SelbyM061522 06/15/2022 1711 CC Charges $136.00
KevinG061522 06/15/2022 5856 cc charges3087.08 $3,087.08 Branton061522 06/15/2022 5320 CC Charges $680.12
ColleenF061522 06/15/2022 0798 cc charges $800.46
TyB061522 06/15/2022 7739 cc charges $402.67
CesarG061522 06/15/2022 9076 cc charges $1,191.11
DomS061522 06/15/2022 9452 cc charges $13.27
RudyL061522 06/15/2022 8736 cc charges $131.30
RobG061522 06/15/2022 6980 cc charges $905.16
BrianG061522 06/15/2022 6202 CC Charges $1,478.18
AndrewS061522 06/15/2022 9993 cc charges $18.58
IkaP061522 06/15/2022 8108 cc charges $983.35
JindyG061522 06/15/2022 0175 cc charges $1,069.15
AlexC06152022 06/15/2022 5300 CC Charges $940.61
RobertD061522 06/15/2022 6680 CC Charges $148.08
AmandaH61522 06/15/2022 9326 CC Charges $653.35
UrsulaS061522 06/15/2022 2512 CC Charges $4,344.09
RobertK061522 06/15/2022 7858 CC Charges $1,319.24
DanielM061522 06/15/2022 9167 CC Charges for 6.15.2022 $2,864.29 mariahg061522 06/22/2022 7882 CC CHARGES $267.08
KavithaA061522 06/15/2022 7567CCCharges $3,401.95
SonyaL061522 06/15/2022 8808 CC Charges $1,905.66
MollyJ061522 06/15/2022 4137 CC Charges $345.09
DebraN061522 06/15/2022 1090CCCharges $4,422.62
ReiD061522 06/15/2022 1409CC Charges $1,453.65
KarenL061522 06/15/2022 9612CCCharges $2,182.71
TinaK061522 06/15/2022 5630CCCharges $960.00
BennyH061522 06/15/2022 1015 CC Charges $1,253.71
KennethE061522 06/15/2022 5954CCCharges $1,721.11
JasonB061522 06/15/2022 2565 CC Charges $2,352.27
MarilynM061522 06/15/2022 6763 CC Charges $191.88
Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$47,352.24
230 - Env Mgmt Cln Crk Strm Drain 230 100-100 (Cash & Investments Assets Operating Cash)
$392.86
265 - BMR Housing 265 100-100 (Cash & Investments Assets Operating Cash)
$9.95
270 - Transportation Fund 270 100-100 (Cash & Investments Assets Operating Cash)
$196.76
420 - Capital Improvement Fund 420 100-100 (Cash & Investments Assets Operating Cash)
$61.33
520 - Resource Recovery 520 100-100 (Cash & Investments Assets Operating Cash)
$3,951.23
560 - Blackberry Farm 560 100-100 (Cash & Investments Assets Operating Cash)
$850.20
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Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
570 - Sports Center 570 100-100 (Cash & Investments Assets Operating Cash)
$800.46
580 - Recreation Program 580 100-100 (Cash & Investments Assets Operating Cash)
$3,961.88
610 - Innovation & Technology 610 100-100 (Cash & Investments Assets Operating Cash)
$1,946.53
630 - Vehicle/Equip Replacement 630 100-100 (Cash & Investments Assets Operating Cash)
$2,193.04
34624 06/24/2022 Open Accounts Payable WEST COAST ARBORISTS, INC. $3,680.00 Invoice Date Description Amount
1-8029 06/08/2022 The Rise at Vallco Arborist Review 2022/05 $3,680.00 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$3,680.00
34625 06/24/2022 Open Accounts Payable WEST VALLEY COMMUNITY SVCS AGENCY
$60,756.86
Invoice Date Description Amount
1851 05/31/2022 CWP Homeless Jobs Program 2022/05 $7,277.64 WVCS VV Q3FY2122 06/16/2022 Vista Village Renovation Q3 FY21-22 $53,479.22 Paying Fund Cash Account Amount
100 - General Fund 100 100-100 (Cash & Investments Assets Operating Cash)
$7,277.64
260 - CDBG 260 100-100 (Cash & Investments Assets Operating Cash)
$53,479.22
Type EFT Totals: 69 Transactions $704,188.30
Main Account - Main Checking Account Totals
Checks Status Count Transaction Amount Reconciled Amount Open 55 $115,389.63 $0.00
Reconciled 0 $0.00 $0.00
Voided 0 $0.00 $0.00
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Number Date Status Void Reason
Reconciled/
Voided Date Source Payee Name
Transaction
Amount
Reconciled
Amount Difference
Stopped 0 $0.00 $0.00
Total 55 $115,389.63 $0.00
EFTs Status Count Transaction Amount Reconciled Amount
Open 69 $704,188.30 $0.00
Reconciled 0 $0.00 $0.00
Voided 0 $0.00 $0.00
Total 69 $704,188.30 $0.00
All Status Count Transaction Amount Reconciled Amount
Open 124 $819,577.93 $0.00
Reconciled 0 $0.00 $0.00
Voided 0 $0.00 $0.00
Stopped 0 $0.00 $0.00
Total 124 $819,577.93 $0.00
Grand Totals:
Checks Status Count Transaction Amount Reconciled Amount Open 55 $115,389.63 $0.00
Reconciled 0 $0.00 $0.00
Voided 0 $0.00 $0.00
Stopped 0 $0.00 $0.00
Total 55 $115,389.63 $0.00
EFTs Status Count Transaction Amount Reconciled Amount
Open 69 $704,188.30 $0.00
Reconciled 0 $0.00 $0.00
Voided 0 $0.00 $0.00
Total 69 $704,188.30 $0.00
All Status Count Transaction Amount Reconciled Amount
Open 124 $819,577.93 $0.00
Reconciled 0 $0.00 $0.00
Voided 0 $0.00 $0.00
Stopped 0 $0.00 $0.00
Total 124 $819,577.93 $0.00
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CITY OF CUPERTINO
Agenda Item
22-11210 Agenda Date: 7/19/2022
Agenda #: 19.
Subject: Consider the Monthly Treasurer’s Investment Report for May 2022 Review and accept the Monthly Treasurer’s Investment Report for May 2022 CITY OF CUPERTINO Page 1 of 1 Printed on 7/13/2022
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CITY COUNCIL STAFF REPORT
Meeting: July 19, 2022
Subject
Consider the Monthly Treasurer's Investment Report for May 2022 Recommended Action
Review and accept the Monthly Treasurer's Investment Report for May 2022 Discussion
Background
On May 19, 2022, the City Council approved the City Investment Policy. Per the City's Investment Policy, the Treasurer shall submit monthly transaction reports to the City Council within 30 days of the end of the reporting period per California Government Code Section 53607. In addition to the monthly transaction reports, quarterly investment reports are submitted to the City Council approximately 45 days following the end of the quarter.
The quarterly investment report offers a more extensive discussion of the City's economy, cash flow, and investments.
The City's Municipal Code Section 2.24.050 Investment Authority states that the Treasurer shall make a monthly report of all investment transactions to the City Council. Lastly, the City's Municipal Code Section 2.88.100 Duties-Powers-Responsibilities lists one of the powers and functions of the Audit Committee is "to review the monthly Treasurer's report."
Per the referenced code provisions, a Treasurer's Investment Report shall be submitted to the Audit Committee and City Council every month.
Treasurer's Investment Report
The report provides an update on the City's investment portfolio for the month ending May 31, 2022. The attached statements include balances and transactions of the City's investments with the Local Agency Investment Fund (LAIF) and Chandler Asset Management.
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2 While not governed by the City's Investment Policy, statements for the Public Agency Retirement Services (PARS) Section 115 Trusts are also attached per a request from the Treasurer's Report sub-committee.
As of May 31, 2022, the City's General Ledger cash and investments balance was $229.8 million, a $1.5 million increase from the prior month due to receipts of $8.5 million, disbursements of ($7.5) million, and journal adjustments of $0.4 million.
Cash and Investments – General Ledger Balance
Fund Type Month Ending
April 30, 2022
Receipts Disbursements Journal
Adjustments*
Month Ending
May 31, 2022
General Fund 117,686,174 6,702,004 (5,152,788) 36,643 119,272,034 Special Revenue 48,468,249 272,065 (968,530) (105,235) 47,666,549 Debt Service 2,284,850 - - - 2,284,850
Capital Projects 38,923,074 1,402,454 (459,362) 130,235 39,996,401 Enterprise 13,154,490 140,361 (439,104) 413,360 13,269,107 Internal Service 7,816,682 - (473,354) (33,096) 7,310,232 Total $ 228,333,518 $ 8,516,884 $ (7,493,138) $ 441,907 $ 229,799,172 *Journal adjustments include transactions recorded in other systems and imported into the financial system, Council-approved budget adjustments, quarterly Cost Allocation Plan (CAP) charges, and quarterly interest earnings.
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3 The $229.8 million in cash and investments includes $33.4 million in cash, $21.1 million in cash equivalents, $156.9 million in investments, and $18.5 million restricted for funding pension costs.
The City pools cash for all funds except restricted funds. However, the City accounts for interest earnings, revenues, and expenditures separately for each fund to adequately meet the purpose and restrictions of each funding source. Pooling funds is a common and appropriate practice used in public agencies. By pooling funds, the City can benefit from economies of scale, diversification, liquidity, and ease of administration. 332
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4 Cash and Investments – General Ledger Balance
Month Ending
April 30, 2022
Month Ending
May 31, 2022
% of
Portfolio
Cash in banks and on hand
Operating Checking (Wells Fargo) 31,879,299 31,045,048 14% Workers' Compensation Checking (Wells Fargo) 4,719 26,623 0% Payroll Checking (Wells Fargo) - - 0%
Restricted for Bond Repayments1(BNY Mellon) 8,333 2,286,333 1% Petty Cash and Change 5,100 5,100 0%
Cash Equivalents
Local Agency Investment Fund 21,059,752 21,059,752 9%
Investments
Investments (Chandler) 156,885,311 156,885,311 68%
Restricted for Pension2(PARS) 18,491,004 18,491,004 8%
Total Cash and Investments3 $ 228,333,518 $ 229,799,172 100% 1 Cash held by fiscal agent for bond repayments
2 In accordance with GASB 67/68, the assets in the Section 115 Pension Trust are reported as restricted cash and investments in the General Fund. The assets can only be used to fund CalPERS costs. 3 Assets in the Section 115 OPEB Trust are excluded as the City cannot use these assets to fund its own operations. The assets are held in trust for retirees’ post-employment health benefits.
The table below shows the bank balances for the City's cash and investments. Bank and General Ledger balances differ due to timing. Bank balances do not include outstanding checks and deposits in transit. The General Ledger is updated quarterly with interest earnings and updated annually with the year-end investment market values. 333
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5 Cash and Investments – Bank Balance
Month Ending
April 30, 2022
Month Ending
May 31, 2022
% of
Portfolio
Cash in banks and on hand
Operating Checking (Wells Fargo) 31,788,785 30,519,591 14% Workers' Compensation Checking (Wells Fargo) 7,279 26,922 0% Payroll Checking (Wells Fargo) - - 0%
Restricted for Bond Repayments1(BNY Mellon) 8,333 2,286,333 1% Cash Equivalents
Local Agency Investment Fund 21,059,752 21,059,752 10%
Investments
Investments (Chandler) 148,861,823 149,697,509 68%
Restricted for Pension2(PARS) 16,368,261 16,302,481 7%
Total Cash and Investments3 $ 218,094,232 $ 219,892,588 100% 1 Cash held by fiscal agent for bond repayments
2 In accordance with GASB 67/68, the assets in the Section 115 Pension Trust are reported as restricted cash and investments in the General Fund. The assets can only be used to fund CalPERS costs. 3 Assets in the Section 115 OPEB Trust are excluded as the City cannot use these assets to fund its own operations. The assets are held in trust for retirees’ post-employment health benefits.
Local Agency Investment Fund (LAIF)
LAIF is an investment pool administered by the State of California Treasurer and governed by California Government Code. The City can withdraw funds from LAIF at any time. As a result, the City uses LAIF for short-term investment, liquidity, and yield.
As of May 31, 2022, the City's LAIF account had a balance of $21.1 million, no change from the prior month. Interest is deposited quarterly and was most recently deposited in April 2022. The City did not make any deposits or withdrawals in May 2022.
Investment Portfolio
In FY 2018-19, the City selected Chandler Asset Management for investment management services through a Request for Proposal (RFP). Under the City's Treasurer's direction, Chandler Asset Management manages the City's investment portfolio in accordance with the City's investment objectives. The City's investment objectives, in order of priority, are to provide:
Safety to ensure the preservation of capital in the overall portfolio Sufficient liquidity for cash needs
A market rate of return consistent with the investment program 334
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6 The performance objective is to earn a total rate of return through a market cycle equal to or above the return on the benchmark index. Chandler Asset Management invests in highquality fixed-income securities consistent with the City's Investment Policy and California Government Code to achieve the objective.
As of May 31, 2022, the portfolio's market value was $149.7 million, compared to $148.9 million at the end of the previous month. The portfolio's book value was $154.9 million, compared to $154.8 million at the end of the prior month. The average maturity was 2.84 years, and the average modified duration was 2.49. The rate of return was 0.57% for the month.
Below are historical monthly comparisons for the City's portfolio:
April 30, 2022 May 31, 2022
Market Value 148,861,823 149,697,509
Par Value 154,612,129 154,801,899
Book Value 154,828,347 154,937,218
Average Maturity 2.83 years 2.84 years
Average Modified Duration 2.50 2.49
Average Purchase Yield 1.37% 1.41%
Average Market Yield 2.94% 2.86%
Average Quality1 AA/Aa1 AA/Aa1
1 S&P and Moody's respectively
The portfolio's market value fluctuates depending on interest rates. When interest rates decrease after an investment is purchased, the market value of the investment increases.
In contrast, when interest rates increase after an investment is purchased, the market value of the investment decreases. At the time of purchase, the City intends to hold all investments until maturity, so changes in market price do not affect the City's investment principal. The market values were provided by Chandler Asset Management.
Section 115 Trust Investment Portfolio
The City established Section 115 Trusts to reduce pension rate volatility and pre-fund Other Post-Employment Benefits (OPEB) costs. A Section 115 Trust is a tax-exempt investment tool that allows local governments to pre-fund pension and retiree health costs. Once contributions are placed into the trust, assets from the trust can only be used to fund retirement plans.
The Section 115 Trusts are not governed by the City's Investment Policy but by separate investment policies. On December 7, 2021, City Council approved the Pension Trust Investment Policy and OPEB Trust Investment Policy. Public Agency Retirement Services 335
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7 (PARS) administers the trust, and US Bank manages the investments per the investment policies.
Both Section 115 Trusts are invested in "balanced" portfolios. The investment objective is designed to provide a moderate amount of current income with moderate growth of capital. It is recommended for investors with a long-term time horizon. The strategic asset allocation ranges for this objective are:
Asset Class Range Target
Equities 50-70% 63%
Fixed Income 20-40% 29%
Real Estate 0-15% 5%
Commodities 0-10% 2%
Cash 0-10% 1%
As of May 31, 2022, the Section 115 Pension Trust had a balance of $16.3 million, a decrease of $0.1 million from the prior month. The Section 115 OPEB Trust had a balance of $33.5 million, a decrease of $0.1 million from the prior month. The investment returns for the Section 115 Trusts were -0.37% for the month. The City did not make any contributions or receive any distributions in May 2022.
Compliance
All of the City's investments comply with state law and the City's Investment Policy. In compliance with California Government Code 53646 (b)(3), the City maintains the ability to meet its expenditure requirements for the next six months.
Sustainability Impact
No sustainability impact.
Fiscal Impact
No fiscal impact.
_____________________________________
Prepared by: __________________
Thomas Leung
Senior Management Analyst
Reviewed by: __________________
Kristina Alfaro
Director of Administrative Services and City Treasurer
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8 Approved for Submission by: __________________
Dianne Thompson
Acting City Manager
Attachments:
A – Chandler Investment Report May 2022
B – Chandler Custodial Statement May 2022
C – PARS Pension and OPEB Statement May 2022
D – LAIF Statement May 2022
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CHANDLER ASSET MANAGEMENT, INC. | 800.317.4747 | www.chandlerasset.com
INVESTMENT REPORT
Period Ending May 31, 2022
City of Cupertino
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SECTION 1 Economic Update
SECTION 2 Account Profile
SECTION 3 Portfolio Holdings
SECTION 4 Transactions
Table of Contents As of May 31, 2022
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SECTION | Section 1 | Economic Update
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Economic Update
Financial markets are experiencing heightened volatility and tighter conditions as central banks employ more restrictive monetary policies to combat persistent inflation. The conflict between Russia and Ukraine has exacerbated inflationary pressures, particularly with energy and commodities, and strict COVID lockdowns in China are intensifying distressed supply chains. Inflation is weighing heavily on consumer sentiment and beginning to impact discretionary spending. Labor markets remain strong, but wage gains are not keeping up with inflation. While we expect the Fed to continue to tighten monetary policy, the FOMC has very little margin for error as it attempts to combat inflation without pushing the economy into a recession. We continue to believe the risk of an economic slowdown later this year has increased. Over the nearterm, we expect financial market volatility to remain intensified and conditions to remain tighter with persistent inflation, geopolitical risk, supply chain bottlenecks, and the Fed's shift to a more hawkish monetary policy.
As expected at the May meeting, the Federal Open Market Committee (FOMC) announced it would raise the federal funds rate by 0.50% to a range of 0.75% - 1.00% and begin shrinking its $9 trillion balance sheet starting June 1st. Federal Reserve Chair Powell indicated that a 75-basis point increase is not currently under consideration, and the Treasury yield curve steepened after the announcement. We are anticipating additional rate hikes by the Fed in the near term, but we believe that monetary policy is not on a pre-set course, and the timing and magnitude of rate hikes in the second half of this year will be dependent on how economic and geopolitical conditions continue to transpire.
In May, yields fell and the curve steepened. The 2-year Treasury yield declined 16 basis points to 2.56%, the 5-year Treasury yield fell 14 basis points to 2.82%, and the 10-year Treasury yield dropped 9 basis points to 2.85%. The spread between the 2- year and 10-year Treasury yield increased to 29 basis points at May month-end versus 22 basis points at April month-end, but down from 145 basis points one year ago. While the flat yield curve bears watching over the longer run, the spread between 3-month and 10-year treasuries is still steep at about 179 basis points, which indicates likely economic growth in the coming year.
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Source: US Department of Labor Source: US Department of Labor Employment
The U.S. economy added 390,000 jobs in May, and job gains in April were revised upward from 428,000 to 436,000. Trends in employment remain strong, with the three-month moving average payrolls at 408,000 and the six-month moving average at 505,000. Hiring was led by leisure and hospitality, responsible for more than a quarter of payroll gains for the month, followed by professional and business services. The unemployment rate remained unchanged at 3.6%, and the U-6 underemployment rate, which includes those who are marginally attached to the labor force and employed part time for economic reasons, was 7.1%. Average hourly earnings rose 5.2% year-over-year in May, easing from a 5.5% year-over-year gain in April, which may reflect the beginning of a deceleration in wage growth that could help ease broad cyclical price pressures. The labor participation rate ticked up to 62.3% from 62.2%, a possible sign that higher wages and number of available jobs are compelling enough to draw workers back into the labor force. -8,000
-6,000
-4,000
-2,000
0 2,000
4,000
6,000
MOM Change In (000's)
Nonfarm Payroll (000's)
Non-farm Payroll (000's)
3 month average (000's)
0.0%
4.0%
8.0%
12.0%
16.0%
20.0%
24.0%
Unemployment Rate
Underemployment Rate (U6)
Unemployment Rate (U3)
Rate (%)
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Source: US Department of Labor Source: US Department of Commerce Inflation
The Consumer Price Index (CPI) hit a 40-year high in May with broad-based price increases for most goods and services. Headline CPI was up
8.6% year-over-year in May, up from 8.3% year-over-year in April. Core CPI (CPI less food and energy) was up 6.0% in May, down from 6.2% in April. Shelter, food, and gasoline were the largest contributors to the increase. The Personal Consumption Expenditures (PCE) index was up
6.3% year-over-year in April, moderating from a 6.6% year-over-year increase in March. Core PCE was up 4.9% year-over-year in April, versus up
5.2% year-over-year in March. Persistently elevated levels of inflation are likely to keep the Federal Reserve on the path of tightening monetary policy as long as they continue to run well above the Fed’s longer-run target of around 2.0%.
0.0%
1.0%
2.0%
3.0%
4.0%
5.0%
6.0%
7.0%
8.0%
9.0%
Personal Consumption Expenditures (PCE)
PCE Price Deflator YOY % Change
PCE Core Deflator YOY % Change
YOY( %) Change
0.0%
1.0%
2.0%
3.0%
4.0%
5.0%
6.0%
7.0%
8.0%
9.0%
Consumer Price Index (CPI)
CPI YOY % Change
Core CPI YOY % Change
YOY( %) Change
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Federal Reserve
Source: Federal Reserve Source: Bloomberg
As expected at the May meeting, the Federal Open Market Committee (FOMC) announced it would raise the federal funds rate by 0.50% to a range of 0.75%- 1.00% and begin shrinking its $9 trillion balance sheet starting June 1st. The FOMC will initially reduce its balance sheet by $47.5 billion per month, increasing to $95 billion per month after three months with a combination of US Treasury, agency debt, and agency mortgage-backed securities. Federal Reserve Chair Powell indicated that a 75-basis point increase is not currently under consideration, and the Treasury yield curve steepened after the announcement. We are anticipating additional rate hikes by the Fed in the near term, but we believe that monetary policy is not on a pre-set course, and the timing and magnitude of rate hikes in the second half of this year will be dependent on how economic and geopolitical conditions continue to transpire.
0.00%
0.25%
0.50%
0.75%
1.00%
1.25%
1.50%
1.75%
2.00%
2.25%
2.50%
2.75%
Effective Federal Funds Rate
Yield (%)
2,000,000
3,000,000
4,000,000
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,000
Federal Reserve Balance Sheet Assets
In $ millions
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Source: Bloomberg Source: Bloomberg
0.0%
0.5%
1.0%
1.5%
2.0%
2.5%
3.0%
3.5%
US Treasury Note Yields
2-Year
5-Year
10-Year
Yield (%)
0.0%
0.5%
1.0%
1.5%
2.0%
2.5%
3.0%
3.5%
US Treasury Yield Curve
May-22
Feb-22
May-21
Yield (%)
Bond Yields
At the end of May, the 2-year Treasury yield was 242 basis points higher, and the 10-Year Treasury yield was about 125 basis points higher, yearover-year. The spread between the 2-year Treasury yield and 10-year Treasury yield was 29 basis points at May month-end, up from 22 basis points at the end of April, but narrow compared to the average historical spread (since 2003) of about 130 basis points. While the flat yield curve bears watching over the longer run, the spread between 3-month and 10-year treasuries is still steep at about 179 basis points, which indicates likely economic growth in the coming year.
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Section 2| SECTION | Section 2 | Account Profile
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Objectives
Chandler Asset Management Performance Objective
The performance objective for the portfolio is to earn a total rate of return through a market cycle that is equal to or above the return on the benchmark index.
Investment Objectives
The City of Cupertino’s investment objectives, in order of priority, are to provide safety to ensure the preservation of capital in the overall portfolio, provide sufficient liquidity for cash needs and a market rate of return consistent with the investment program.
Strategy
In order to achieve these objectives, the portfolio invests in high quality fixed incomes securities consistent with the investment policy and California Government Code.
As of May 31, 2022
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Compliance As of May 31, 2022
Category Standard Comment
Treasury Issues No Limitation Complies
Agency Issues 25% per Agency/GSE issuer; 20% max agency callable securities; Issued by Federal Agencies or U.S. Government Sponsored Enterprise obligations. Complies
Supranational "AA" rating category or better by a NRSRO; 30% maximum; 10% max per issuer; USD denominated senior unsecured unsubordinated obligations issued or unconditionally guaranteed by IBRD, IFC, or IADB. Complies Municipal Securities
"A" rating category or better by a NRSRO; 30% maximum; 5% max per issuer; Obligations of the City, State of California, and any local agency within the State of California; Obligations of any of the other 49 states in addition to California, including bonds payable solely out of the revenues from a revenue-producing property owned, controlled, or operated by a state or by a department, board, agency, or authority of any of the other 49 states in addition to California.
Complies
Corporate Medium Term Notes "A" rating category or better by a NRSRO; 30% maximum; 5% max per issuer; Issued by corporations organized and operating within the U.S. or by depository institutions licensed by the U.S. or any state and operating within the U.S. Complies Asset Backed/ Mortgage Backed/
Collateralized Mortgage Obligation
"AA" rating category or better by a NRSRO; 20% maximum; 5% max per issuer on Asset-Backed or Commercial Mortgage security; There is no issuer limitation on any Mortgage security where the issuer is the U.S. Treasury or a Federal Agency/GSE . Complies Negotiable Certificates of Deposit (NCDs)
No rating required if amount of the NCD is insured up to the FDIC limit; If above FDIC insured limit, requires "A-1" short-term rated or "A" long-term rating category or better by a NRSRO; 30% maximum; 5% max per issuer; Issued by nationally or state chartered banks, state or federal savings associations, or state or federal credit unions, or by a federally licensed or statelicensed branch of a foreign bank.
Complies
Certificates of Deposit (CDs)/Time
Deposit (TDs)
30% maximum; 5% max per issuer; Certificates of Deposit, Time Deposit, non-negotiable, and collateralized in accordance with California Government Code. Complies
Banker’s Acceptances "A-1" short-term rated or better by a NRSRO; or "A" long-term rating category or better by a NRSRO; 40% maximum; 5% max per issuer; 180 days max maturity Complies
Commercial Paper
"A-1" short term rated or better a NRSRO; "A" long-term issuer rating category or better by a NRSRO; 25% maximum; 5% max per issuer; 270 days max maturity; Issued by corporations organized and operating in the U.S. with assets > $500 million; 10% max outstanding paper of the issuing corporation.
Complies
Money Market Funds
20% maximum; Daily money market funds administered for or by trustees, paying agents and custodian banks contracted by a City of Cupertino as allowed under California Government Code; Only funds holding U.S. Treasury obligations, Government agency obligations or repurchase agreements collateralized by U.S. Treasury or Government agency obligations can be utilized.
Complies
Local Agency Investment Fund (LAIF) Maximum amount permitted by LAIF; Not used by investment adviser Complies Repurchase Agreements 1 year max maturity; 102% collateralized; A PSA Master Repurchase Agreement is required between City of Cupertino and the broke/dealer or financial institution for all repurchase agreements; Not used by investment adviser Complies City of Cupertino
Assets managed by Chandler Asset Management are in full compliance with state law and with the City's investment policy. 10 348
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Compliance As of May 31, 2022
Category Standard Comment
Prohibited Securities
Reverse Repurchase Agreement; Common stocks; Long-term (> 5 years maturity) notes and bonds; Special circumstances arise that necessitate purchase of securities beyond the 5-year limitation. On such occasions, request must be approved by City Council prior to purchase; Futures/Options; Inverse floaters; Ranges notes, Mortgage-derived, Interest-only strips; Zero interest accrual securities; Purchasing/selling securities on margin; Foreign currency denominated securities.
Complies
Minimum Budgeted Operating
Expenditures in Short Term Investments
Minimum 6 months of budgeted operating expenditures in short term investments to provide sufficient liquidity for expected disbursements Complies
Max Per Issuer 5% per issuer, unless otherwise specified in the policy Complies Maximum maturity 5 years Complies
City of Cupertino
Assets managed by Chandler Asset Management are in full compliance with state law and with the City's investment policy. 11 349
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Portfolio Summary – City of Cupertino # 10659 As of May 31, 2022 12 350
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Purchase Yield as of 05/31/22 = 1.41%
0.00 0.50
1.00 1.50
2.00 2.50
Percent (%)
Historical Average Purchase Yield
City of Cupertino
As of May 31, 2022
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SECTION | Section 3 | Portfolio Holdings
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Issue Name Investment Type % Portfolio
Government of United States US Treasury 23.35%
Federal National Mortgage Association Agency 9.97%
Federal Home Loan Bank Agency 6.18%
Federal Home Loan Mortgage Corp Agency 5.88%
Federal Home Loan Mortgage Corp CMO 5.31%
International Finance Corp Supranational 3.38%
Inter-American Dev Bank Supranational 3.34%
American Express ABS ABS 1.93%
Hyundai Auto Receivables ABS 1.85%
Royal Bank of Canada Corporate 1.70%
Toyota Motor Corp Corporate 1.63%
Bank of America Corp Corporate 1.63%
Bank of New York Corporate 1.60%
Honda ABS ABS 1.55%
JP Morgan Chase & Co Corporate 1.54%
Intl Bank Recon and Development Supranational 1.48%
Toronto Dominion Holdings Corporate 1.45%
Paccar Financial Corporate 1.26%
Toyota ABS ABS 1.25%
GM Financial Automobile Leasing Trust ABS 1.24%
Toyota Lease Owner Trust ABS 1.21%
Bank of Montreal Chicago Corporate 1.17%
Metlife Inc Corporate 1.16%
Amazon.com Inc Corporate 1.16%
Air Products & Chemicals Corporate 1.14%
Salesforce.com Inc Corporate 1.12%
Prudential Financial Inc Corporate 1.12%
United Health Group Inc Corporate 1.09%
New York Life Global Funding Corporate 1.08%
Berkshire Hathaway Corporate 1.04%
John Deere ABS ABS 0.99%
Hyundai Auto Lease Securitization ABS 0.87%
Guardian Life Global Funding Corporate 0.85%
US Bancorp Corporate 0.83%
Caterpillar Inc Corporate 0.72%
GM Financial Securitized Term Auto Trust ABS 0.68%
Deere & Company Corporate 0.66%
Verizon Owner Trust ABS 0.66%
Issuers
City of Cupertino – Account #10659
As of May 31, 2022
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Issue Name Investment Type % Portfolio
Charles Schwab Corp/The Corporate 0.61%
Mass Mutual Insurance Corporate 0.61%
BMW Vehicle Lease Trust ABS 0.57%
Northwestern Mutual Glbl Corporate 0.52%
State of California Municipal Bonds 0.50%
Northern Trust Corp Corporate 0.46%
Morgan Stanley Corporate 0.42%
Nissan ABS ABS 0.36%
BMW ABS ABS 0.35%
Wal-Mart Stores Corporate 0.22%
Mercedes-Benz Auto Lease Trust ABS 0.20%
Wells Fargo 100% Treasury MMKT Fund Money Market Fund 0.07% TOTAL 100.00%
Issuers
City of Cupertino – Account #10659
As of May 31, 2022
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Holdings Report
City of Cupertino - Account #10659
CUSIP Security Description Par Value/Units Purchase Date Book Yield
Cost Value
Book Value
Mkt Price
Mkt YTM
Market Value
Accrued Int.
% of Port.
Gain/Loss
Moody/S&P
Fitch
Maturity
Duration
ABS
47789JAD8 John Deere Owner Trust 2019-A A3
2.910% Due 07/17/2023
3,665.03 Various
1.94%
3,737.01
3,670.08
100.03
2.12%
3,666.08
4.74 0.00%
(4.00)
Aaa / NR
AAA
1.13 0.04
43815NAC8 Honda Auto Receivables Trust 2019-3 A3
1.780% Due 08/15/2023
246,021.44 Various
1.93%
245,607.87
245,979.93
99.94 2.06%
245,879.73
194.63
0.16%
(100.20)
Aaa / AAA
NR
1.21 0.21
58769EAC2 Mercedes-Benz Auto Lease Trust 2020-B A3
0.400% Due 11/15/2023
298,951.22 09/15/2020
0.40%
298,936.06
298,947.12
99.39 2.14%
297,121.93
53.15 0.20%
(1,825.19)
NR / AAA
AAA
1.46 0.35
477870AC3 John Deere Owner Trust 2019-B A3
2.210% Due 12/15/2023
154,040.88 08/27/2019
1.79%
155,466.96
154,551.69
100.09
1.87%
154,175.82
151.30
0.10%
(375.87)
Aaa / NR
AAA
1.54 0.25
92348AAA3 Verizon Owner Trust 2019-C A1A
1.940% Due 04/22/2024
206,363.29 10/01/2019
1.95%
206,347.38
206,356.66
100.00
1.96%
206,354.83
122.33
0.14%
(1.83)
NR / AAA
AAA
1.90 0.30
89238EAC0 Toyota Lease Owner Trust 2021-A A3
0.390% Due 04/22/2024
700,000.00 03/23/2022
2.16%
686,000.00
687,750.00
97.90 2.92%
685,281.80
83.42 0.46%
(2,468.20)
Aaa / AAA
NR
1.90 0.84
44891VAC5 Hyundai Auto Lease Trust 2021-B A3
0.330% Due 06/17/2024
790,000.00 06/08/2021
0.34%
789,881.50
789,932.02
97.79 2.73%
772,559.96
115.87
0.52%
(17,372.06)
Aaa / AAA
NR
2.05 0.92
65479JAD5 Nissan Auto Receivables Owner 2019-C A3
1.930% Due 07/15/2024
533,989.82 Various
1.70%
536,638.84
535,319.49
99.91 2.22%
533,503.36
458.04
0.36%
(1,816.13)
Aaa / AAA
NR
2.13 0.32
43813DAC2 Honda Auto Receivables 2020-2 A3
0.820% Due 07/15/2024
112,790.54 05/18/2020
0.83%
112,781.67
112,785.99
99.16 2.41%
111,843.33
41.11 0.07%
(942.66)
Aaa / AAA
NR
2.13 0.53
47789KAC7 John Deere Owner Trust 2020-A A3
1.100% Due 08/15/2024
156,284.79 03/04/2020
1.11%
156,275.23
156,280.03
99.33 2.53%
155,236.90
76.41 0.10%
(1,043.13)
Aaa / NR
AAA
2.21 0.47
43813KAC6 Honda Auto Receivables Trust 2020-3 A3
0.370% Due 10/18/2024
515,799.55 09/22/2020
0.38%
515,723.78
515,764.15
98.69 2.46%
509,030.71
68.92 0.34%
(6,733.44)
NR / AAA
AAA
2.39 0.63
36262XAC8 GM Financial Auto Lease Trust 2021-3 A2
0.390% Due 10/21/2024
965,000.00 08/10/2021
0.39%
964,986.88
964,991.13
97.19 2.83%
937,897.01
115.00
0.63%
(27,094.12)
NR / AAA
AAA
2.39 1.16
47787NAC3 John Deere Owner Trust 2020-B A3
0.510% Due 11/15/2024
172,857.42 07/14/2020
0.52%
172,831.08
172,845.14
98.78 2.47%
170,740.78
39.18 0.11%
(2,104.36)
Aaa / NR
AAA
2.46 0.63
09690AAC7 BMW Vehicle Lease Trust 2021-2 A3
0.330% Due 12/26/2024
425,000.00 09/08/2021
0.34%
424,956.14
424,969.81
97.55 2.74%
414,571.78
23.38 0.28%
(10,398.03)
Aaa / NR
AAA
2.58 1.03
89236XAC0 Toyota Auto Receivables 2020-D A3
0.350% Due 01/15/2025
400,759.46 10/06/2020
0.36%
400,684.80
400,713.42
98.78 2.51%
395,851.36
62.34 0.26%
(4,862.06)
NR / AAA
AAA
2.63 0.57
44891WAC3 Hyundai Auto Lease Trust 2022-A A3
1.160% Due 01/15/2025
540,000.00 01/11/2022
1.16%
539,988.07
539,990.01
97.23 3.07%
525,017.70
278.40
0.35%
(14,972.31)
Aaa / AAA
NR
2.63 1.47
92290BAA9 Verizon Owner Trust 2020-B A
0.470% Due 02/20/2025
800,000.00 08/04/2020
0.48%
799,832.00
799,898.87
98.55 2.61%
788,363.20
114.89
0.53%
(11,535.67)
Aaa / NR
AAA
2.73 0.68
As of May 31, 2022
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Holdings Report
City of Cupertino - Account #10659
CUSIP Security Description Par Value/Units Purchase Date Book Yield
Cost Value
Book Value
Mkt Price
Mkt YTM
Market Value
Accrued Int.
% of Port.
Gain/Loss
Moody/S&P
Fitch
Maturity
Duration
89238LAC4 Toyota Lease Owner Trust 2022-A A3
1.960% Due 02/20/2025
1,150,000.00 02/23/2022
1.98%
1,149,818.99
1,149,838.96
97.97 3.17%
1,126,623.95
688.72
0.75%
(23,215.01)
NR / AAA
AAA
2.73 1.70
36265MAC9 GM Financial Auto Lease Trust 2022-1 A3
1.900% Due 03/20/2025
945,000.00 02/15/2022
1.91%
944,991.87
944,992.88
97.88 3.25%
924,985.85
548.63
0.62%
(20,007.03)
Aaa / NR
AAA
2.81 1.59
05601XAC3 BMW Vehicle Lease Trust 2022-1 A3
1.100% Due 03/25/2025
450,000.00 01/11/2022
1.11%
449,932.73
449,943.97
97.26 3.13%
437,677.65
82.50 0.29%
(12,266.32)
NR / AAA
AAA
2.82 1.36
43813GAC5 Honda Auto Receivables Trust 2021-1 A3
0.270% Due 04/21/2025
295,000.00 02/17/2021
0.27%
294,994.60
294,996.83
97.85 2.96%
288,656.32
22.13 0.19%
(6,340.51)
Aaa / NR
AAA
2.89 0.80
89240BAC2 Toyota Auto Receivables Owners 2021-A A3
0.260% Due 05/15/2025
1,090,000.00 02/02/2021
0.27%
1,089,797.70
1,089,883.20
97.99 2.72%
1,068,076.83
125.96
0.71%
(21,806.37)
Aaa / NR
AAA
2.96 0.82
44933LAC7 Hyundai Auto Receivables Trust 2021-A A3
0.380% Due 09/15/2025
515,000.00 04/20/2021
0.38%
514,945.82
514,965.24
97.14 3.00%
500,267.40
86.98 0.33%
(14,697.84)
NR / AAA
AAA
3.30 1.10
43815GAC3 Honda Auto Receivables Trust 2021-4 A3
0.880% Due 01/21/2026
460,000.00 11/16/2021
0.89%
459,903.03
459,918.50
96.10 3.20%
442,068.74
112.44
0.30%
(17,849.76)
Aaa / NR
AAA
3.65 1.70
47789QAC4 John Deere Owner Trust 2021-B A3
0.520% Due 03/16/2026
580,000.00 07/13/2021
0.52%
579,948.26
579,960.49
95.16 3.53%
551,904.22
134.04
0.37%
(28,056.27)
Aaa / NR
AAA
3.79 1.63
89238JAC9 Toyota Auto Receivables Trust 2021-D A3
0.710% Due 04/15/2026
430,000.00 11/09/2021
0.71%
429,990.84
429,992.37
95.88 3.71%
412,300.77
135.69
0.28%
(17,691.60)
NR / AAA
AAA
3.88 1.39
43815BAC4 Honda Auto Receivables Trust 2022-1 A3
1.880% Due 05/15/2026
740,000.00 02/15/2022
1.89%
739,888.70
739,897.97
97.03 3.37%
717,987.23
618.31
0.48%
(21,910.74)
Aaa / AAA
NR
3.96 2.02
44935FAD6 Hyundai Auto Receivables Trust 2021-C A3
0.740% Due 05/15/2026
1,330,000.00 Various
2.02%
1,296,371.65
1,298,697.14
95.92 3.22%
1,275,736.00
437.42
0.85%
(22,961.14)
NR / AAA
AAA
3.96 1.67
05602RAD3 BMW Vehicle Owner Trust 2022-A A3
3.210% Due 08/25/2026
530,000.00 05/10/2022
3.23%
529,972.44
529,972.78
99.89 3.28%
529,428.66
614.36
0.35%
(544.12)
Aaa / AAA
NR
4.24 2.04
362554AC1 GM Financial Securitized Term 2021-4 A3
0.680% Due 09/16/2026
350,000.00 10/13/2021
0.68%
349,991.08
349,992.68
96.24 3.15%
336,850.50
99.17 0.23%
(13,142.18)
Aaa / AAA
NR
4.30 1.54
47787JAC2 John Deere Owner Trust 2022-A A3
2.320% Due 09/16/2026
450,000.00 03/10/2022
2.34%
449,900.46
449,906.45
97.52 3.69%
438,833.70
464.00
0.29%
(11,072.75)
Aaa / NR
AAA
4.30 1.84
448977AD0 Hyundai Auto Receivables Trust 2022-A A3
2.220% Due 10/15/2026
1,010,000.00 03/09/2022
2.23%
1,009,961.12
1,009,963.64
97.76 3.36%
987,348.74
996.53
0.66%
(22,614.90)
NR / AAA
AAA
4.38 2.00
380146AC4 GM Financial Auto Receivables 2022-1 A3
1.260% Due 11/16/2026
295,000.00 01/11/2022
1.27%
294,974.36
294,977.17
96.82 3.29%
285,622.84
154.88
0.19%
(9,354.33)
NR / AAA
AAA
4.47 1.58
362585AC5 GM Financial Securitized ART 2022-2 A3
3.100% Due 02/16/2027
390,000.00 04/05/2022
3.13%
389,918.49
389,921.68
99.64 3.28%
388,600.68
503.75
0.26%
(1,321.00)
Aaa / AAA
NR
4.72 2.20
02589BAA8 American Express Credit Accoun 22-1 A
2.210% Due 03/15/2027
1,545,000.00 03/21/2022
2.69%
1,524,359.77
1,525,687.73
97.50 3.17%
1,506,413.63
1,517.53
1.01%
(19,274.10)
Aaa / NR
AAA
4.79 2.66
As of May 31, 2022
18 356
CC 07-19-2022
356 of 948
Holdings Report
City of Cupertino - Account #10659
CUSIP Security Description Par Value/Units Purchase Date Book Yield
Cost Value
Book Value
Mkt Price
Mkt YTM
Market Value
Accrued Int.
% of Port.
Gain/Loss
Moody/S&P
Fitch
Maturity
Duration
02582JJT8 American Express Credit Trust 2022-2 A
3.390% Due 05/17/2027
1,375,000.00 05/17/2022
3.42%
1,374,695.85
1,374,698.09
100.51
3.23%
1,382,034.50
906.35
0.92%
7,336.41
NR / AAA
AAA
4.96 2.77
TOTAL ABS 20,951,523.44 1.53%
20,885,033.03
20,888,953.31 3.01%
20,508,514.49
10,252.50
13.71%
(380,438.82)
Aaa / AAA
Aaa
3.33 1.48
Agency
3137EAER6 FHLMC Note
0.375% Due 05/05/2023
1,350,000.00 05/05/2020
0.39%
1,349,433.00
1,349,824.66
98.38 2.15%
1,328,135.40
365.63
0.89%
(21,689.26)
Aaa / AA+
AAA
0.93 0.92
3130A3DL5 FHLB Note
2.375% Due 09/08/2023
2,000,000.00 09/06/2019
1.52%
2,066,320.00
2,021,077.04
100.10
2.29%
2,002,096.00
10,951.39
1.34%
(18,981.04)
Aaa / AA+
NR
1.27 1.24
3135G0U43 FNMA Note
2.875% Due 09/12/2023
1,500,000.00 06/21/2019
1.89%
1,559,805.00
1,518,162.71
100.71
2.30%
1,510,701.00
9,463.54
1.02%
(7,461.71)
Aaa / AA+
AAA
1.28 1.25
3137EAFA2 FHLMC Note
0.250% Due 12/04/2023
1,755,000.00 12/02/2020
0.28%
1,753,262.55
1,754,125.72
96.89 2.36%
1,700,386.16
2,157.19
1.14%
(53,739.56)
Aaa / AA+
AAA
1.51 1.49
3130A0F70 FHLB Note
3.375% Due 12/08/2023
2,100,000.00 Various
1.75%
2,222,418.00
2,150,034.89
101.40
2.43%
2,129,414.70
34,059.38
1.45%
(20,620.19)
Aaa / AA+
AAA
1.52 1.45
3130A0XE5 FHLB Note
3.250% Due 03/08/2024
1,500,000.00 03/28/2019
2.27%
1,568,115.00
1,524,364.50
101.26
2.52%
1,518,868.50
11,239.58
1.02%
(5,496.00)
Aaa / AA+
NR
1.77 1.70
3130A1XJ2 FHLB Note
2.875% Due 06/14/2024
1,500,000.00 06/18/2019
1.96%
1,564,890.20
1,526,497.42
100.60
2.57%
1,508,935.50
20,005.21
1.02%
(17,561.92)
Aaa / AA+
NR
2.04 1.94
3135G0V75 FNMA Note
1.750% Due 07/02/2024
1,500,000.00 07/16/2019
1.96%
1,484,895.00
1,493,647.90
98.44 2.52%
1,476,619.50
10,864.58
0.99%
(17,028.40)
Aaa / AA+
AAA
2.09 2.02
3130A2UW4 FHLB Note
2.875% Due 09/13/2024
2,000,000.00 09/13/2019
1.79%
2,103,380.00
2,047,325.82
100.46
2.67%
2,009,106.00
12,458.33
1.35%
(38,219.82)
Aaa / AA+
AAA
2.29 2.18
3135G0W66 FNMA Note
1.625% Due 10/15/2024
1,975,000.00 Various
1.73%
1,965,802.75
1,970,509.76
97.51 2.72%
1,925,777.08
4,100.87
1.29%
(44,732.68)
Aaa / AA+
AAA
2.38 2.30
3135G0X24 FNMA Note
1.625% Due 01/07/2025
1,295,000.00 Various
1.38%
1,309,953.95
1,303,085.55
97.32 2.70%
1,260,249.97
8,417.50
0.85%
(42,835.58)
Aaa / AA+
AAA
2.61 2.51
3137EAEP0 FHLMC Note
1.500% Due 02/12/2025
2,365,000.00 02/13/2020
1.52%
2,363,178.95
2,364,015.14
96.78 2.75%
2,288,733.48
10,741.04
1.54%
(75,281.66)
Aaa / AA+
AAA
2.71 2.60
3135G03U5 FNMA Note
0.625% Due 04/22/2025
1,860,000.00 04/22/2020
0.67%
1,856,168.40
1,857,781.71
94.09 2.77%
1,750,003.32
1,259.38
1.17%
(107,778.39)
Aaa / AA+
AAA
2.90 2.83
3135G04Z3 FNMA Note
0.500% Due 06/17/2025
2,500,000.00 Various
0.50%
2,499,227.30
2,499,657.63
93.41 2.77%
2,335,192.50
5,694.44
1.56%
(164,465.13)
Aaa / AA+
AAA
3.05 2.98
3137EAEU9 FHLMC Note
0.375% Due 07/21/2025
1,250,000.00 07/21/2020
0.48%
1,243,775.00
1,246,088.90
92.86 2.76%
1,160,807.50
1,692.71
0.78%
(85,281.40)
Aaa / AA+
AAA
3.14 3.08
As of May 31, 2022
19 357
CC 07-19-2022
357 of 948
Holdings Report
City of Cupertino - Account #10659
CUSIP Security Description Par Value/Units Purchase Date Book Yield
Cost Value
Book Value
Mkt Price
Mkt YTM
Market Value
Accrued Int.
% of Port.
Gain/Loss
Moody/S&P
Fitch
Maturity
Duration
3135G05X7 FNMA Note
0.375% Due 08/25/2025
2,500,000.00 Various
0.48%
2,487,983.75
2,491,995.51
92.57 2.79%
2,314,287.51
2,500.00
1.55%
(177,708.00)
Aaa / AA+
AAA
3.24 3.17
3137EAEX3 FHLMC Note
0.375% Due 09/23/2025
2,500,000.00 Various
0.46%
2,489,362.80
2,492,795.88
92.41 2.79%
2,310,125.00
1,770.83
1.54%
(182,670.88)
Aaa / AA+
AAA
3.32 3.25
3135G06G3 FNMA Note
0.500% Due 11/07/2025
2,500,000.00 Various
0.56%
2,492,700.00
2,494,967.51
92.56 2.79%
2,314,000.00
833.33
1.55%
(180,967.51)
Aaa / AA+
AAA
3.44 3.36
TOTAL Agency 33,950,000.00 1.15%
34,380,671.65
34,105,958.25 2.61%
32,843,439.12
148,574.93
22.04%
(1,262,519.13)
Aaa / AA+
Aaa
2.37 2.30
CMO
3137B4WB8 FHLMC K033 A2
3.060% Due 07/25/2023
1,000,000.00 08/13/2019
2.02%
1,037,656.25
1,010,964.54
100.64
2.22%
1,006,446.00
510.00
0.67%
(4,518.54)
Aaa / NR
NR
1.15 0.98
3137B5JM6 FHLMC K034 A2
3.531% Due 07/25/2023
1,000,000.00 09/26/2019
2.00%
1,053,867.19
1,016,202.69
100.86
2.47%
1,008,648.00
2,942.50
0.68%
(7,554.69)
NR / NR
AAA
1.15 1.01
3137B7MZ9 FHLMC K036 A2
3.527% Due 10/25/2023
1,000,000.00 08/19/2019
1.92%
1,061,914.06
1,020,746.29
100.85
2.66%
1,008,495.00
587.83
0.67%
(12,251.29)
Aaa / NR
AAA
1.40 1.21
3137BFE98 FHLMC K041 A2
3.171% Due 10/25/2024
1,300,000.00 07/01/2021
0.72%
1,398,414.06
1,371,021.31
100.25
2.98%
1,303,277.30
3,435.25
0.87%
(67,744.01)
Aaa / AAA
AAA
2.41 2.19
3137BLMZ8 FHLMC K049 A2
3.010% Due 07/25/2025
1,000,000.00 07/01/2021
0.87%
1,079,687.50
1,061,668.81
99.71 3.06%
997,148.00
2,508.33
0.67%
(64,520.81)
NR / NR
AAA
3.15 2.85
3137BLW95 FHLMC K050 A2
3.334% Due 08/25/2025
950,000.00 11/16/2021
1.17%
1,018,132.81
1,008,349.12
100.64
3.06%
956,069.62
2,639.42
0.64%
(52,279.50)
NR / NR
AAA
3.24 2.89
3137BM7C4 FHLMC K051 A2
3.308% Due 09/25/2025
440,000.00 03/15/2022
2.21%
453,079.69
452,302.99
100.57
3.07%
442,521.20
1,212.93
0.30%
(9,781.79)
NR / NR
AAA
3.32 2.97
3137BN6G4 FHLMC KO53
2.995% Due 12/25/2025
570,000.00 03/15/2022
2.29%
582,001.17
581,347.99
99.60 3.08%
567,721.14
1,422.63
0.38%
(13,626.85)
NR / NR
AAA
3.57 3.19
3137BSP72 FHLMC K058 A2
2.653% Due 08/25/2026
650,000.00 11/12/2021
1.35%
687,451.17
683,178.51
97.98 3.15%
636,851.80
1,437.04
0.43%
(46,326.71)
NR / NR
AAA
4.24 3.90
TOTAL CMO 7,910,000.00 1.51%
8,372,203.90
8,205,782.25 2.82%
7,927,178.06
16,695.93
5.31%
(278,604.19)
Aaa / AAA
Aaa
2.44 2.18
Corporate
24422EVN6 John Deere Capital Corp Note
0.450% Due 01/17/2024
1,030,000.00 03/01/2021
0.47%
1,029,268.70
1,029,585.20
96.44 2.70%
993,288.74
1,725.25
0.66%
(36,296.46)
A2 / A
A
1.63 1.60
As of May 31, 2022
20 358
CC 07-19-2022
358 of 948
Holdings Report
City of Cupertino - Account #10659
CUSIP Security Description Par Value/Units Purchase Date Book Yield
Cost Value
Book Value
Mkt Price
Mkt YTM
Market Value
Accrued Int.
% of Port.
Gain/Loss
Moody/S&P
Fitch
Maturity
Duration
06051GHF9 Bank of America Corp Callable Note 1X 3/5/2023
3.550% Due 03/05/2024
1,200,000.00 Various
2.61%
1,226,303.25
1,207,823.89
100.42
2.73%
1,204,980.00
10,176.68
0.81%
(2,843.89)
A2 / AAA1.76
1.69 89114QCA4 Toronto Dominion Bank Note
2.650% Due 06/12/2024
1,500,000.00 09/11/2019
2.24%
1,527,255.00
1,511,662.75
99.12 3.10%
1,486,864.50
18,660.42
1.01%
(24,798.25)
A1 / A
AA2.041.94
06367TQW3 Bank of Montreal Note
0.625% Due 07/09/2024
600,000.00 02/09/2022
1.89%
582,216.00
584,441.53
94.87 3.16%
569,243.40
1,479.17
0.38%
(15,198.13)
A2 / AAA2.11
2.06 79466LAG9 Salesforce.com Inc Callable Note Cont 7/15/2022
0.625% Due 07/15/2024
1,760,000.00 Various
0.87%
1,748,937.40
1,751,045.88
95.40 2.88%
1,678,996.00
4,155.56
1.12%
(72,049.88)
A2 / A+
NR
2.13 2.08
78013XZU5 Royal Bank of Canada Note
2.550% Due 07/16/2024
1,500,000.00 Various
1.98%
1,533,359.18
1,517,227.19
98.83 3.12%
1,482,508.50
14,343.76
1.00%
(34,718.69)
A1 / A
AA2.132.03
91159HHX1 US Bancorp Callable Note Cont 6/28/2024
2.400% Due 07/30/2024
1,250,000.00 10/10/2019
2.07%
1,268,262.50
1,258,057.61
98.77 2.99%
1,234,628.75
10,083.33
0.83%
(23,428.86)
A2 / A+
A+
2.17 2.08
009158AV8 Air Products & Chemicals Callable Note Cont 4/30/2024
3.350% Due 07/31/2024
1,675,000.00 08/07/2019
2.07%
1,771,212.00
1,713,964.19
100.91
2.86%
1,690,240.83
18,860.03
1.14%
(23,723.36)
A2 / A
NR
2.17 1.83
69371RR40 Paccar Financial Corp Note
0.500% Due 08/09/2024
680,000.00 08/03/2021
0.52%
679,632.80
679,731.97
94.80 2.97%
644,631.84
1,057.78
0.43%
(35,100.13)
A1 / A+
NR
2.19 2.14
69371RQ25 Paccar Financial Corp Note
2.150% Due 08/15/2024
370,000.00 08/08/2019
2.20%
369,182.30
369,639.26
98.15 3.02%
363,139.46
2,342.31
0.24%
(6,499.80)
A1 / A+
NR
2.21 2.12
14913Q3B3 Caterpillar Finl Service Note
2.150% Due 11/08/2024
1,100,000.00 01/28/2020
1.92%
1,111,517.00
1,105,883.97
98.20 2.92%
1,080,214.30
1,510.97
0.72%
(25,669.67)
A2 / A
A
2.44 2.35
74153WCQ0 Pricoa Global Funding Note
1.150% Due 12/06/2024
885,000.00 12/01/2021
1.19%
884,088.45
884,234.26
95.03 3.22%
841,050.02
4,890.85
0.57%
(43,184.24)
Aa3 / AAAA2.52
2.43 89114TZL9 Toronto-Dominion Bank Note
1.450% Due 01/10/2025
700,000.00 03/15/2022
2.79%
674,737.00
676,601.07
95.39 3.31%
667,754.50
3,919.03
0.45%
(8,846.57)
A1 / A
NR
2.62 2.51
89236TJT3 Toyota Motor Credit Corp Note
1.450% Due 01/13/2025
1,215,000.00 01/10/2022
1.50%
1,213,371.90
1,213,578.38
96.01 3.05%
1,166,491.12
6,753.38
0.78%
(47,087.26)
A1 / A+
A+
2.62 2.52
64952WEK5 New York Life Global Note
1.450% Due 01/14/2025
1,680,000.00 01/11/2022
1.49%
1,678,185.60
1,678,414.06
95.82 3.12%
1,609,750.80
9,270.33
1.08%
(68,663.26)
Aaa / AA+
AAA
2.63 2.52
69371RR73 Paccar Financial Corp Note
2.850% Due 04/07/2025
885,000.00 03/31/2022
2.86%
884,769.90
884,781.45
99.07 3.19%
876,774.81
3,783.38
0.59%
(8,006.64)
A1 / A+
NR
2.85 2.70
78016EZ59 Royal Bank of Canada Note
3.375% Due 04/14/2025
1,050,000.00 04/07/2022
3.39%
1,049,611.50
1,049,628.51
99.65 3.50%
1,046,353.35
4,626.56
0.70%
(3,275.16)
A1 / A
AA2.872.70
06406RBC0 Bank of NY Mellon Corp Callable Note Cont 3/25/2025
3.350% Due 04/25/2025
1,370,000.00 04/19/2022
3.35%
1,369,808.20
1,369,814.51
100.13
3.30%
1,371,827.58
4,462.01
0.92%
2,013.07
A1 / A
AA2.902.66
As of May 31, 2022
21 359
CC 07-19-2022
359 of 948
Holdings Report
City of Cupertino - Account #10659
CUSIP Security Description Par Value/Units Purchase Date Book Yield
Cost Value
Book Value
Mkt Price
Mkt YTM
Market Value
Accrued Int.
% of Port.
Gain/Loss
Moody/S&P
Fitch
Maturity
Duration
06367WB85 Bank of Montreal Note
1.850% Due 05/01/2025
1,240,000.00 07/23/2021
0.85%
1,285,656.80
1,275,389.00
95.35 3.54%
1,182,367.28
1,911.67
0.79%
(93,021.72)
A2 / AAA2.92
2.80 46647PCH7 JP Morgan Chase & Co Callable Note Cont 6/1/2024
0.824% Due 06/01/2025
1,370,000.00 05/24/2021
0.78%
1,371,773.90
1,371,183.14
94.72 2.84%
1,297,618.80
5,644.40
0.87%
(73,564.34)
A2 / AAA3.01
2.91 46647PCK0 JP Morgan Chase & Co Callable Note Cont 6/23/2024
0.969% Due 06/23/2025
655,000.00 Various
0.95%
655,406.85
655,279.78
94.62 2.95%
619,772.79
2,785.61
0.42%
(35,506.99)
A2 / AAA3.07
2.97 74153WCM9 Pricoa Global Funding Note
0.800% Due 09/01/2025
904,000.00 04/06/2022
3.26%
832,972.72
836,060.86
91.50 3.60%
827,127.46
1,808.00
0.55%
(8,933.40)
Aa3 / AAAA3.26
3.15 06406HCQ0 Bank of New York Callable Note Cont 10/18/2025
3.950% Due 11/18/2025
1,000,000.00 04/05/2022
3.20%
1,024,910.00
1,023,847.95
101.86
3.36%
1,018,582.00
1,426.39
0.68%
(5,265.95)
A1 / A
AA3.473.14
40139LBC6 Guardian Life Glob Fun Note
0.875% Due 12/10/2025
1,400,000.00 Various
1.12%
1,385,860.00
1,388,075.24
90.80 3.68%
1,271,176.20
5,818.76
0.85%
(116,899.04)
Aa2 / AA+
NR
3.53 3.40
66815L2A6 Northwestern Mutual Glbl Note
0.800% Due 01/14/2026
850,000.00 12/06/2021
1.47%
827,449.50
830,083.90
90.93 3.49%
772,907.55
2,587.78
0.52%
(57,176.35)
Aaa / AA+
AAA
3.63 3.50
06051GHY8 Bank of America Corp Callable Note Cont 2/13/2025
2.015% Due 02/13/2026
600,000.00 05/24/2021
1.05%
620,988.00
615,258.38
95.07 3.51%
570,412.20
3,627.00
0.38%
(44,846.18)
A2 / AAA3.71
3.50 46647PBK1 JP Morgan Chase & Co Callable Note Cont 4/22/2025
2.083% Due 04/22/2026
401,000.00 05/20/2021
1.11%
415,969.33
412,062.01
95.07 3.59%
381,241.53
904.89
0.26%
(30,820.48)
A2 / AAA3.90
3.68 6174468Q5 Morgan Stanley Callable Note Cont 4/28/2025
2.188% Due 04/28/2026
650,000.00 05/23/2022
3.80%
615,699.50
615,866.94
95.42 3.61%
620,197.50
1,303.68
0.42%
4,330.56
A1 / AA3.91
3.69 023135BX3 Amazon.com Inc Callable Note Cont 4/12/2026
1.000% Due 05/12/2026
1,875,000.00 05/10/2021
1.09%
1,866,900.00
1,868,607.83
92.26 3.10%
1,729,935.00
989.58
1.16%
(138,672.83)
A1 / AA
AA3.953.82
91324PEC2 United Health Group Inc Callable Note Cont 4/15/2026
1.150% Due 05/15/2026
1,035,000.00 Various
1.37%
1,025,051.35
1,026,071.38
92.13 3.29%
953,518.59
529.00
0.64%
(72,552.79)
A3 / A+
A
3.96 3.81
89236TJK2 Toyota Motor Credit Corp Note
1.125% Due 06/18/2026
1,385,000.00 06/15/2021
1.13%
1,384,390.60
1,384,506.74
91.45 3.40%
1,266,557.57
7,054.84
0.85%
(117,949.17)
A1 / A+
A+
4.05 3.88
06051GJD2 Bank of America Corp Callable Note Cont 6/19/2025
1.319% Due 06/19/2026
700,000.00 07/16/2021
1.27%
701,274.00
700,992.47
92.48 3.47%
647,370.50
4,154.85
0.44%
(53,621.97)
A2 / AAA4.05
3.86 57629WDE7 Mass Mutual Global funding Note
1.200% Due 07/16/2026
1,000,000.00 08/19/2021
1.15%
1,002,230.00
1,001,878.29
91.00 3.56%
910,018.00
4,500.00
0.61%
(91,860.29)
Aa3 / AA+
AA+
4.13 3.94
As of May 31, 2022
22 360
CC 07-19-2022
360 of 948
Holdings Report
City of Cupertino - Account #10659
CUSIP Security Description Par Value/Units Purchase Date Book Yield
Cost Value
Book Value
Mkt Price
Mkt YTM
Market Value
Accrued Int.
% of Port.
Gain/Loss
Moody/S&P
Fitch
Maturity
Duration
58989V2D5 Met Tower Global Funding Note
1.250% Due 09/14/2026
770,000.00 09/07/2021
1.27%
769,291.60
769,392.47
90.29 3.72%
695,212.98
2,058.68
0.47%
(74,179.49)
Aa3 / AAAA4.29
4.09 931142ER0 Wal-Mart Stores Callable Note Cont 08/17/2026
1.050% Due 09/17/2026
350,000.00 09/08/2021
1.09%
349,338.50
349,431.60
91.82 3.10%
321,369.65
755.42
0.22%
(28,061.95)
Aa2 / AA
AA
4.30 4.13
59217GER6 Metlife Note
1.875% Due 01/11/2027
1,115,000.00 01/03/2022
1.90%
1,113,728.90
1,113,827.05
92.68 3.61%
1,033,348.55
8,130.21
0.70%
(80,478.50)
Aa3 / AAAA4.62
4.32 808513BY0 Charles Schwab Corp Callable Note Cont 2/3/2027
2.450% Due 03/03/2027
960,000.00 03/01/2022
2.46%
959,729.90
959,742.97
95.27 3.54%
914,615.04
5,749.33
0.61%
(45,127.93)
A2 / A
A
4.76 4.41
084664CZ2 Berkshire Hathaway Callable Note Cont 2/15/2027
2.300% Due 03/15/2027
1,615,000.00 03/07/2022
2.30%
1,614,693.15
1,614,706.26
96.02 3.20%
1,550,774.68
7,841.72
1.04%
(63,931.58)
Aa2 / AA
A+
4.79 4.46
665859AW4 Northern Trust Company Callable Note Cont 4/10/2027
4.000% Due 05/10/2027
670,000.00 05/05/2022
4.04%
668,914.60
668,927.68
102.52
3.43%
686,875.29
1,563.33
0.46%
17,947.61
A2 / A+
A+
4.95 4.39
91324PEG3 United Health Group Inc Callable Note Cont 4/15/2027
3.700% Due 05/15/2027
675,000.00 05/17/2022
3.69%
675,316.70
675,314.61
101.02
3.47%
681,887.70
763.12
0.46%
6,573.09
A3 / A+
A
4.96 4.43
TOTAL Corporate 41,670,000.00 1.85%
41,769,264.58
41,642,622.23 3.22%
39,961,625.36
194,009.06
26.82%
(1,680,996.87)
A1 / A+
AA3.132.96
Money Market Fund
94975H270 Wells Fargo 100% Treasury Money Mkt Fund 105,375.61 Various
0.24%
105,375.61
105,375.61
1.00 0.24%
105,375.61
0.00 0.07%
0.00 Aaa / AAA
NR
0.00 0.00
TOTAL Money Market Fund 105,375.61 0.24%
105,375.61
105,375.61 0.24%
105,375.61
0.00 0.07%
0.00 Aaa / AAA
NR
0.00 0.00
Municipal Bonds
13063DRK6 California State Taxable GO
2.400% Due 10/01/2024
755,000.00 10/16/2019
1.91%
772,342.35
763,200.12
98.31 3.15%
742,270.70
3,020.00
0.50%
(20,929.42)
Aa2 / AAAA2.34
2.24 TOTAL Municipal Bonds 755,000.00 1.91%
772,342.35
763,200.12 3.15%
742,270.70
3,020.00
0.50%
(20,929.42)
Aa2 / AAAA2.34
2.24 Supranational
45950KCP3 International Finance Corp Note
2.875% Due 07/31/2023
2,700,000.00 07/01/2021
0.31%
2,842,425.00
2,780,173.01
100.56
2.38%
2,715,206.40
26,090.63
1.83%
(64,966.61)
Aaa / AAA
NR
1.17 1.13
As of May 31, 2022
23 361
CC 07-19-2022
361 of 948
Holdings Report
City of Cupertino - Account #10659
CUSIP Security Description Par Value/Units Purchase Date Book Yield
Cost Value
Book Value
Mkt Price
Mkt YTM
Market Value
Accrued Int.
% of Port.
Gain/Loss
Moody/S&P
Fitch
Maturity
Duration
4581X0DP0 Inter-American Dev Bank Note
0.250% Due 11/15/2023
2,800,000.00 07/01/2021
0.37%
2,792,300.00
2,795,247.80
96.91 2.42%
2,713,499.60
311.11
1.81%
(81,748.20)
Aaa / AAA
NR
1.46 1.44
45950KCT5 International Finance Corp Note
0.375% Due 07/16/2025
2,500,000.00 05/27/2021
0.66%
2,471,150.00
2,478,142.20
92.83 2.79%
2,320,850.00
3,515.63
1.55%
(157,292.20)
Aaa / AAA
NR
3.13 3.06
459058JL8 Intl. Bank Recon & Development Note
0.500% Due 10/28/2025
2,400,000.00 Various
0.60%
2,388,859.25
2,391,921.01
92.44 2.84%
2,218,670.40
1,100.00
1.48%
(173,250.61)
Aaa / AAA
AAA
3.41 3.33
4581X0DV7 Inter-American Dev Bank Note
0.875% Due 04/20/2026
2,460,000.00 04/13/2021
0.97%
2,448,733.20
2,451,244.47
92.57 2.91%
2,277,202.32
2,451.46
1.52%
(174,042.15)
Aaa / AAA
AAA
3.89 3.77
TOTAL Supranational 12,860,000.00 0.57%
12,943,467.45
12,896,728.49 2.65%
12,245,428.72
33,468.83
8.20%
(651,299.77)
Aaa / AAA
Aaa
2.51 2.45
US Treasury
912828T91 US Treasury Note
1.625% Due 10/31/2023
650,000.00 Various
1.94%
641,405.27
647,253.48
99.05 2.31%
643,830.20
918.48
0.43%
(3,423.28)
Aaa / AA+
AAA
1.42 1.39
912828V23 US Treasury Note
2.250% Due 12/31/2023
1,500,000.00 06/21/2019
1.80%
1,529,472.66
1,510,318.11
99.82 2.37%
1,497,246.00
14,171.27
1.01%
(13,072.11)
Aaa / AA+
AAA
1.59 1.53
912828B66 US Treasury Note
2.750% Due 02/15/2024
2,000,000.00 Various
2.14%
2,053,613.28
2,019,888.52
100.54
2.43%
2,010,704.00
16,104.97
1.35%
(9,184.52)
Aaa / AA+
AAA
1.71 1.65
91282CBR1 US Treasury Note
0.250% Due 03/15/2024
1,450,000.00 03/30/2021
0.33%
1,446,488.28
1,447,876.71
96.18 2.45%
1,394,549.10
768.34
0.93%
(53,327.61)
Aaa / AA+
AAA
1.79 1.77
912828X70 US Treasury Note
2.000% Due 04/30/2024
1,700,000.00 06/10/2019
1.92%
1,705,976.56
1,702,340.40
99.09 2.49%
1,684,460.30
2,956.52
1.13%
(17,880.10)
Aaa / AA+
AAA
1.92 1.86
912828XX3 US Treasury Note
2.000% Due 06/30/2024
2,000,000.00 Various
1.80%
2,018,574.22
2,007,995.90
98.90 2.55%
1,977,968.00
16,795.59
1.33%
(30,027.90)
Aaa / AA+
AAA
2.08 2.01
912828D56 US Treasury Note
2.375% Due 08/15/2024
1,700,000.00 09/18/2019
1.71%
1,753,191.41
1,723,924.26
99.51 2.60%
1,691,632.60
11,822.51
1.14%
(32,291.66)
Aaa / AA+
AAA
2.21 2.12
912828YY0 US Treasury Note
1.750% Due 12/31/2024
2,100,000.00 03/15/2022
1.97%
2,087,203.13
2,088,168.22
97.71 2.67%
2,051,847.00
15,430.94
1.38%
(36,321.22)
Aaa / AA+
AAA
2.59 2.48
912828ZC7 US Treasury Note
1.125% Due 02/28/2025
1,500,000.00 03/18/2020
0.81%
1,523,144.53
1,512,846.69
95.88 2.69%
1,438,125.00
4,264.61
0.96%
(74,721.69)
Aaa / AA+
AAA
2.75 2.67
91282CED9 US Treasury Note
1.750% Due 03/15/2025
3,100,000.00 Various
2.23%
3,057,617.20
3,059,980.96
97.43 2.71%
3,020,320.70
11,498.64
2.03%
(39,660.26)
Aaa / AA+
AAA
2.79 2.69
912828ZL7 US Treasury Note
0.375% Due 04/30/2025
2,500,000.00 03/21/2022
2.24%
2,360,839.85
2,369,545.02
93.44 2.73%
2,336,035.00
815.22
1.56%
(33,510.02)
Aaa / AA+
AAA
2.92 2.86
91282CAB7 US Treasury Note
0.250% Due 07/31/2025
1,500,000.00 03/12/2021
0.72%
1,469,765.63
1,478,142.01
92.43 2.76%
1,386,387.00
1,253.45
0.93%
(91,755.01)
Aaa / AA+
AAA
3.17 3.11
As of May 31, 2022
24 362
CC 07-19-2022
362 of 948
Holdings Report
City of Cupertino - Account #10659
CUSIP Security Description Par Value/Units Purchase Date Book Yield
Cost Value
Book Value
Mkt Price
Mkt YTM
Market Value
Accrued Int.
% of Port.
Gain/Loss
Moody/S&P
Fitch
Maturity
Duration
91282CAM3 US Treasury Note
0.250% Due 09/30/2025
2,400,000.00 Various
0.56%
2,366,140.63
2,375,337.97
92.01 2.78%
2,208,187.20
1,016.39
1.48%
(167,150.77)
Aaa / AA+
AAA
3.34 3.27
91282CAT8 US Treasury Note
0.250% Due 10/31/2025
2,450,000.00 Various
0.49%
2,422,492.19
2,430,322.09
91.82 2.78%
2,249,501.80
532.61
1.50%
(180,820.29)
Aaa / AA+
AAA
3.42 3.36
91282CAZ4 US Treasury Note
0.375% Due 11/30/2025
2,250,000.00 03/26/2021
0.77%
2,209,658.20
2,219,796.82
91.97 2.80%
2,069,385.75
23.05 1.38%
(150,411.07)
Aaa / AA+
AAA
3.50 3.43
91282CBH3 US Treasury Note
0.375% Due 01/31/2026
2,500,000.00 05/27/2021
0.75%
2,456,445.31
2,465,849.45
91.59 2.80%
2,289,745.00
3,133.63
1.53%
(176,104.45)
Aaa / AA+
AAA
3.67 3.59
91282CBW0 US Treasury Note
0.750% Due 04/30/2026
2,500,000.00 05/27/2021
0.80%
2,493,652.34
2,494,955.06
92.42 2.81%
2,310,547.50
1,630.43
1.54%
(184,407.56)
Aaa / AA+
AAA
3.92 3.81
91282CCZ2 US Treasury Note
0.875% Due 09/30/2026
1,400,000.00 10/18/2021
1.19%
1,379,054.68
1,381,662.70
92.07 2.83%
1,289,038.80
2,075.14
0.86%
(92,623.90)
Aaa / AA+
AAA
4.34 4.19
91282CDG3 US Treasury Note
1.125% Due 10/31/2026
1,400,000.00 11/15/2021
1.25%
1,391,468.75
1,392,393.09
92.97 2.83%
1,301,563.20
1,369.57
0.87%
(90,829.89)
Aaa / AA+
AAA
4.42 4.25
TOTAL US Treasury 36,600,000.00 1.34%
36,366,204.12
36,328,597.46 2.67%
34,851,074.15
106,581.36
23.35%
(1,477,523.31)
Aaa / AA+
Aaa
2.88 2.80
TOTAL PORTFOLIO 154,801,899.05 1.41%
155,594,562.69
154,937,217.72 2.86%
149,184,906.21
512,602.61
100.00%
(5,752,311.51)
Aa1 / AA
Aaa
2.84 2.49
TOTAL MARKET VALUE PLUS ACCRUALS 149,697,508.82
As of May 31, 2022
25 363
CC 07-19-2022
363 of 948
SECTION | Section 4 | Transactions
26 364
CC 07-19-2022
364 of 948
Transaction Ledger
City of Cupertino - Account #10659
Transaction
Type
Settlement
Date CUSIP Quantity Security Description Price Acq/DispYield Amount InterestPur/Sold Total Amount Gain/Loss
ACQUISITIONS
Purchase 03/03/2022 808513BY0 550,000.00 Charles Schwab Corp Callable Note Cont 2/3/2027
2.45% Due: 03/03/2027
99.892 2.47% 549,406.00 0.00 549,406.00 0.00
Purchase 03/03/2022 808513BY0 410,000.00 Charles Schwab Corp Callable Note Cont 2/3/2027
2.45% Due: 03/03/2027
100.079 2.43% 410,323.90 0.00 410,323.90 0.00
Purchase 03/15/2022 084664CZ2 1,615,000.00 Berkshire Hathaway Callable Note Cont 2/15/2027
2.3% Due: 03/15/2027
99.981 2.30% 1,614,693.15 0.00 1,614,693.15 0.00
Purchase 03/15/2022 91282CED9 2,100,000.00 US Treasury Note
1.75% Due: 03/15/2025
99.258 2.01% 2,084,414.07 0.00 2,084,414.07 0.00
Purchase 03/16/2022 448977AD0 1,010,000.00 Hyundai Auto Receivables Trust 2022-A A3
2.22% Due: 10/15/2026
99.996 2.23% 1,009,961.12 0.00 1,009,961.12 0.00
Purchase 03/16/2022 47787JAC2 450,000.00 John Deere Owner Trust 2022-A A3
2.32% Due: 09/16/2026
99.978 2.34% 449,900.46 0.00 449,900.46 0.00
Purchase 03/16/2022 912828YY0 2,100,000.00 US Treasury Note
1.75% Due: 12/31/2024
99.391 1.97% 2,087,203.13 7,613.95 2,094,817.08 0.00
Purchase 03/17/2022 89114TZL9 700,000.00 Toronto-Dominion Bank Note
1.45% Due: 01/10/2025
96.391 2.79% 674,737.00 1,832.64 676,569.64 0.00
Purchase 03/18/2022 3137BM7C4 440,000.00 FHLMC K051 A2
3.308% Due: 09/25/2025
102.973 2.21% 453,079.69 687.33 453,767.02 0.00
Purchase 03/18/2022 3137BN6G4 570,000.00 FHLMC KO53
2.995% Due: 12/25/2025
102.105 2.29% 582,001.17 806.15 582,807.32 0.00
Purchase 03/22/2022 44935FAD6 1,000,000.00 Hyundai Auto Receivables Trust 2021-C A3
0.74% Due: 05/15/2026
96.645 2.46% 966,445.31 143.89 966,589.20 0.00
Purchase 03/22/2022 912828ZL7 2,500,000.00 US Treasury Note
0.375% Due: 04/30/2025
94.434 2.24% 2,360,839.85 3,677.49 2,364,517.34 0.00
Purchase 03/23/2022 02589BAA8 1,545,000.00 American Express Credit Accoun 22-1 A
2.21% Due: 03/15/2027
98.664 2.69% 1,524,359.77 474.23 1,524,834.00 0.00
Purchase 03/25/2022 89238EAC0 700,000.00 Toyota Lease Owner Trust 2021-A A3
0.39% Due: 04/22/2024
98.000 2.16% 686,000.00 37.92 686,037.92 0.00
February 28, 2022 through May 31, 2022
As of May 31, 2022
27 365
CC 07-19-2022
365 of 948
Transaction Ledger
City of Cupertino - Account #10659
Transaction
Type
Settlement
Date CUSIP Quantity Security Description Price Acq/DispYield Amount InterestPur/Sold Total Amount Gain/Loss Purchase 04/07/2022 06406HCQ0 1,000,000.00 Bank of New York Callable Note Cont 10/18/2025
3.95% Due: 11/18/2025
102.491 3.21% 1,024,910.00 15,251.39 1,040,161.39 0.00
Purchase 04/07/2022 69371RR73 885,000.00 Paccar Financial Corp Note
2.85% Due: 04/07/2025
99.974 2.86% 884,769.90 0.00 884,769.90 0.00
Purchase 04/08/2022 74153WCM9 904,000.00 Pricoa Global Funding Note
0.8% Due: 09/01/2025
92.143 3.26% 832,972.72 743.29 833,716.01 0.00
Purchase 04/12/2022 91282CED9 1,000,000.00 US Treasury Note
1.75% Due: 03/15/2025
97.320 2.71% 973,203.13 1,331.52 974,534.65 0.00
Purchase 04/13/2022 362585AC5 390,000.00 GM Financial Securitized ART 2022-2 A3
3.1% Due: 02/16/2027
99.979 3.13% 389,918.49 0.00 389,918.49 0.00
Purchase 04/14/2022 78016EZ59 1,050,000.00 Royal Bank of Canada Note
3.375% Due: 04/14/2025
99.963 3.39% 1,049,611.50 0.00 1,049,611.50 0.00
Purchase 04/26/2022 06406RBC0 1,370,000.00 Bank of NY Mellon Corp Callable Note Cont 3/25/2025
3.35% Due: 04/25/2025
99.986 3.35% 1,369,808.20 0.00 1,369,808.20 0.00
Purchase 05/10/2022 665859AW4 670,000.00 Northern Trust Company Callable Note Cont 4/10/2027
4% Due: 05/10/2027
99.838 4.04% 668,914.60 0.00 668,914.60 0.00
Purchase 05/18/2022 05602RAD3 530,000.00 BMW Vehicle Owner Trust 2022-A A3
3.21% Due: 08/25/2026
99.995 3.23% 529,972.44 0.00 529,972.44 0.00
Purchase 05/20/2022 91324PEG3 260,000.00 United Health Group Inc Callable Note Cont 4/15/2027
3.7% Due: 05/15/2027
100.077 3.68% 260,200.20 0.00 260,200.20 0.00
Purchase 05/20/2022 91324PEG3 260,000.00 United Health Group Inc Callable Note Cont 4/15/2027
3.7% Due: 05/15/2027
100.077 3.68% 260,200.20 0.00 260,200.20 0.00
Purchase 05/20/2022 91324PEG3 155,000.00 United Health Group Inc Callable Note Cont 4/15/2027
3.7% Due: 05/15/2027
99.946 3.71% 154,916.30 0.00 154,916.30 0.00
Purchase 05/24/2022 02582JJT8 1,375,000.00 American Express Credit Trust 2022-2 A
3.39% Due: 05/17/2027
99.978 3.42% 1,374,695.85 0.00 1,374,695.85 0.00
February 28, 2022 through May 31, 2022
As of May 31, 2022
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Transaction Ledger
City of Cupertino - Account #10659
Transaction
Type
Settlement
Date CUSIP Quantity Security Description Price Acq/DispYield Amount InterestPur/Sold Total Amount Gain/Loss Purchase 05/25/2022 6174468Q5 650,000.00 Morgan Stanley Callable Note Cont 4/28/2025
2.188% Due: 04/28/2026
94.723 3.80% 615,699.50 1,066.65 616,766.15 0.00
Subtotal 26,189,000.00 25,843,157.65 33,666.45 25,876,824.10 0.00 TOTAL ACQUISITIONS 26,189,000.00 25,843,157.65 33,666.45 25,876,824.10 0.00
DISPOSITIONS
Sale 03/03/2022 3137EAER6 150,000.00 FHLMC Note
0.375% Due: 05/05/2023
99.057 0.39% 148,585.80 184.38 148,770.18 -1,389.53
Sale 03/03/2022 912828N30 750,000.00 US Treasury Note
2.125% Due: 12/31/2022
100.953 1.69% 757,148.44 2,729.63 759,878.07 4,448.62
Sale 03/08/2022 3137EAEN5 250,000.00 FHLMC Note
2.75% Due: 06/19/2023
101.717 1.83% 254,292.50 1,508.68 255,801.18 1,447.86
Sale 03/08/2022 912828T91 1,350,000.00 US Treasury Note
1.625% Due: 10/31/2023
100.156 1.82% 1,352,109.38 7,756.91 1,359,866.29 8,751.54 Sale 04/04/2022 69371RP59 435,000.00 Paccar Financial Corp Note
3.4% Due: 08/09/2023
101.510 2.56% 441,568.50 2,259.58 443,828.08 1,907.08
Sale 04/07/2022 06406RAG2 1,000,000.00 Bank of NY Mellon Corp Note
3.5% Due: 04/28/2023
101.441 3.15% 1,014,410.00 15,458.33 1,029,868.33 10,927.58 Sale 04/12/2022 037833AK6 1,000,000.00 Apple Inc Note
2.4% Due: 05/03/2023
100.336 2.79% 1,003,360.00 10,600.00 1,013,960.00 7,230.21 Sale 04/12/2022 24422ETG4 1,000,000.00 John Deere Capital Corp Note
2.8% Due: 03/06/2023
100.708 2.60% 1,007,080.00 2,800.00 1,009,880.00 5,351.04 Sale 05/09/2022 931142EK5 1,000,000.00 Wal-Mart Stores Callable Note Cont 5/26/2023
3.4% Due: 06/26/2023
100.893 2.80% 1,008,930.00 12,561.11 1,021,491.11 3,041.77 Sale 05/19/2022 3137EAEN5 550,000.00 FHLMC Note
2.75% Due: 06/19/2023
100.505 1.83% 552,777.50 6,302.08 559,079.58 -2,517.91
Sale 05/23/2022 02665WCQ2 700,000.00 American Honda Finance Note
3.625% Due: 10/10/2023
100.908 2.52% 706,356.00 3,030.90 709,386.90 -1,428.72
February 28, 2022 through May 31, 2022
As of May 31, 2022
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Transaction Ledger
City of Cupertino - Account #10659
Transaction
Type
Settlement
Date CUSIP Quantity Security Description Price Acq/DispYield Amount InterestPur/Sold Total Amount Gain/Loss Sale 05/25/2022 02665WCQ2 600,000.00 American Honda Finance Note
3.625% Due: 10/10/2023
100.903 2.52% 605,418.00 2,718.75 608,136.75 -1,228.19
Subtotal 8,785,000.00 8,852,036.12 67,910.35 8,919,946.47 36,541.35 Maturity 04/28/2022 89114W7M1 350,000.00 Toronto Dominion Yankee CD
0.24% Due: 04/28/2022
100.000 350,000.00 851.66 350,851.66 0.00
Subtotal 350,000.00 350,000.00 851.66 350,851.66 0.00
TOTAL DISPOSITIONS 9,135,000.00 9,202,036.12 68,762.01 9,270,798.13 36,541.35 February 28, 2022 through May 31, 2022
As of May 31, 2022
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Important Disclosures
2022 Chandler Asset Management, Inc, An Independent Registered Investment Adviser.
Information contained herein is confidential. Prices are provided by ICE Data Services Inc (“IDS”), an independent pricing source. In the event IDS does not provide a price or if the price provided is not reflective of fair market value, Chandler will obtain pricing from an alternative approved third party pricing source in accordance with our written valuation policy and procedures. Our valuation procedures are also disclosed in Item 5 of our Form ADV Part 2A.
Performance results are presented gross-of-advisory fees and represent the client’s Total Return. The deduction of advisory fees lowers performance results. These results include the reinvestment of dividends and other earnings. Past performance may not be indicative of future results. Therefore, clients should not assume that future performance of any specific investment or investment strategy will be profitable or equal to past performance levels. All investment strategies have the potential for profit or loss. Economic factors, market conditions or changes in investment strategies, contributions or withdrawals may materially alter the performance and results of your portfolio.
Index returns assume reinvestment of all distributions. Historical performance results for investment indexes generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment management fee, the incurrence of which would have the effect of decreasing historical performance results. It is not possible to invest directly in an index.
Source ICE Data Indices, LLC ("ICE"), used with permission. ICE permits use of the ICE indices and related data on an "as is" basis; ICE, its affiliates and their respective third party suppliers disclaim any and all warranties and representations, express and/or implied, including any warranties of merchantability or fitness for a particular purpose or use, including the indices, index data and any data included in, related to, or derived therefrom. Neither ICE data, its affiliates or their respective third party providers guarantee the quality, adequacy, accuracy, timeliness or completeness of the indices or the index data or any component thereof, and the indices and index data and all components thereof are provided on an "as is" basis and licensee's use it at licensee's own risk. ICE data, its affiliates and their respective third party do not sponsor, endorse, or recommend chandler asset management, or any of its products or services.
This report is provided for informational purposes only and should not be construed as a specific investment or legal advice. The information contained herein was obtained from sources believed to be reliable as of the date of publication, but may become outdated or superseded at any time without notice. Any opinions or views expressed are based on current market conditions and are subject to change. This report may contain forecasts and forward-looking statements which are inherently limited and should not be relied upon as indicator of future results. Past performance is not indicative of future results. This report is not intended to constitute an offer, solicitation, recommendation or advice regarding any securities or investment strategy and should not be regarded by recipients as a substitute for the exercise of their own judgment.
Fixed income investments are subject to interest, credit and market risk. Interest rate risk: the value of fixed income investments will decline as interest rates rise. Credit risk: the possibility that the borrower may not be able to repay interest and principal. Low rated bonds generally have to pay higher interest rates to attract investors willing to take on greater risk. Market risk: the bond market in general could decline due to economic conditions, especially during periods of rising interest rates.
Ratings information have been provided by Moody’s, S&P and Fitch through data feeds we believe to be reliable as of the date of this statement, however we cannot guarantee its accuracy.
Security level ratings for U.S. Agency issued mortgage-backed securities (“MBS”) reflect the issuer rating because the securities themselves are not rated. The issuing U.S. Agency guarantees the full and timely payment of both principal and interest and carries a AA+/Aaa/AAA by S&P, Moody’s and Fitch respectively.
As of May 31, 2022
31 369
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Benchmark Disclosures
ICE BofA 1-5 Yr US Treasury & Agency Index
The ICE BofA 1-5 Year US Treasury & Agency Index tracks the performance of US dollar denominated US Treasury and nonsubordinated US agency debt issued in the US domestic market. Qualifying securities must have an investment grade rating (based on an average of Moody’s, S&P and Fitch). Qualifying securities must have at least one year remaining term to final maturity and less than five years remaining term to final maturity, at least 18 months to maturity at time of issuance, a fixed coupon schedule, and a minimum amount outstanding of $1 billion for sovereigns and $250 million for agencies.
As of May 31, 2022
32 370
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INVESTMENT AND INSURANCE PRODUCTS ARE:
• NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC) OR ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT, OBLIGATION OF, OR GUARANTEED BY ANY BANK OR BANKING AFFILIATE • SUBJECT TO INVESTMENT RISKS AND MAY LOSE VALUE, INCLUDING POSSIBLE LOSS OF PRINCIPAL AMOUNT INVESTED
IRT - SAN FRANCISCO CA
510 N VALLEY MILLS DRIVE, SUITE 400
WACO, TX 76710-6075
CITY OF CUPERTINO -
CHANDLER ASSET MANAGEMENT
ACCOUNT NUMBER
MONTHLY STATEMENT
MAY 1, 2022 THROUGH MAY 31, 2022
ACCOUNT MANAGER: MICHAEL J WADE
TELEPHONE NUMBER: 515-878-6110
PFGEDD INVESTMENT CONTACT: IMR/CONNOR GAFKJEN
TELEPHONE NUMBER:
ADMINISTRATOR: LEEANN MICHAEL
TELEPHONE NUMBER: 254-262-3243
15222 SE
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Custody and trust services are provided by Principal Bank®, Member FDIC, and/or Principal Trust Company®. These services are provided under the name Principal® Custody Solutions, a division of Principal Bank. Principal Trust Company is a trade name of Delaware Guarantee & Trust Company. Principal Bank and Principal Trust Company are members of the Principal Financial Group®, Des Moines, IA 50392. 372
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TABLE OF CONTENTS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯ PAGE
REPORT NAME NUMBER
ASSET SUMMARY .................................................................................. 1 STATEMENT OF ASSETS AND LIABILITIES ............................................................ 2 CASH SUMMARY ................................................................................... 21 STATEMENT OF TRANSACTIONS ...................................................................... 22 373
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PAGE 1
ASSET SUMMARY CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
ASSET SUMMARY
% TOTAL UNREALIZED ESTIMATED CURRENT ACCRUED
INVESTMENT CATEGORY COST VALUE MARKET VALUE MARKET GAIN/LOSS ANNUAL INCOME YIELD INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ CASH 0.00 0.00 0.00
CASH EQUIVALENTS 105,375.61 105,375.61 0.07 0.00 259 0.25 85.53 BONDS AND NOTES 155,489,187.08 149,060,639.02 99.93 6,428,548.06- 2,378,049 1.60 516,926.46 TOTAL INVESTMENTS 155,594,562.69 149,166,014.63 100.00 6,428,548.06- 2,378,308 1.59 517,011.99 TOTAL ACCRUALS 517,011.99 517,011.99
===================================================================================================================================== TOTAL ACCRUALS AND INVESTMENTS 156,111,574.68 149,683,026.62 6,428,548.06- 2,378,308 1.59 517,011.99 374
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PAGE 2
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯
CASH EQUIVALENTS
56,327.65 ALLSPRING 100% TREASURY 56,327.65 56,327.65 0.04 0.00 77.70 MONEY MARKET FUND - #008 1.0000 1.0000
49,047.96 PRINCIPAL PUBLIC DEPOSIT SWEEP 49,047.96 49,047.96 0.03 0.00 7.83 PROGRAM 1.0000 1.0000
TOTAL CASH EQUIVALENTS 105,375.61 105,375.61 0.07 0.00 85.53
BOND & NOTES
1,675,000 AIR PRODUCTS & CHEMICALS 1,771,212.00 1,689,924.25 1.13 81,287.75- 18,860.03 DTD 07/31/14 3.350 07/31/2024 105.7440 100.8910
MOODY'S RATING A2
CUSIP 009158AV8
1,875,000 AMAZON.COM INC 1,866,900.00 1,729,293.75 1.16 137,606.25- 989.58 DTD 05/12/21 1.000 05/12/2026 99.5680 92.2290
MOODY'S RATING A1
CUSIP 023135BX3
1,375,000 AMERICAN EXPRESS CREDIT ACCOUNT 1,374,695.85 1,381,820.00 0.93 7,124.15 906.35 ASSET BCKD SEC SER 2022-2 CL A 99.9779 100.4960
DTD 05/24/2022 3.390% 05/17/2027
NON CALLABLE
CUSIP 02582JJT8
1,545,000 AMERICAN EXPRESS CREDIT ACCOUNT 1,524,359.77 1,506,143.25 1.01 18,216.52- 1,517.53 ASSET BCKD SEC SER 2022-1 CL A 98.6641 97.4850
DTD 03/18/2022 2.210% 03/15/2027
NON CALLABLE
MOODY'S RATING AAA
CUSIP 02589BAA8
1,200,000 BANK OF AMERICA CORP 1,226,303.25 1,204,740.00 0.81 21,563.25- 10,176.67 DTD 03/05/18 03/05/2024 102.1920 100.3950
MOODY'S RATING A2
CUSIP 06051GHF9
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PAGE 3
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 600,000 BANK OF AMERICA CORP 620,988.00 570,438.00 0.38 50,550.00- 3,627.00 MED TERM NOTE 103.4980 95.0730
DTD 02/13/20 02/13/2026
MOODY'S RATING A2
CUSIP 06051GHY8
700,000 BANK OF AMERICA CORP 701,274.00 645,890.00 0.43 55,384.00- 4,154.85 MED TERM NOTE 100.1820 92.2700
DTD 06/19/20 06/19/2026
MOODY'S RATING A2
CUSIP 06051GJD2
600,000 BANK OF MONTREAL 582,216.00 569,124.00 0.38 13,092.00- 1,479.17 MED TERM NOTE 97.0360 94.8540
DTD 07/09/21 0.625 07/09/2024
MOODY'S RATING A2
CUSIP 06367TQW3
1,240,000 BANK OF MONTREAL 1,285,656.80 1,182,178.80 0.79 103,478.00- 1,911.67 MED TERM NOTE 103.6820 95.3370
DTD 04/27/20 1.850 05/01/2025
MOODY'S RATING A2
CUSIP 06367WB85
1,000,000 BANK OF NEW YORK MELLON 1,024,910.00 1,018,420.00 0.68 6,490.00- 1,426.39 MED TERM NOTE 102.4910 101.8420
DTD 11/18/13 3.950 11/18/2025
MOODY'S RATING A1
CUSIP 06406HCQ0
1,370,000 BANK OF NY MELLON CORP 1,369,808.20 1,371,794.70 0.92 1,986.50 4,462.01 DTD 04/26/2022 3.350% 04/25/2025 99.9860 100.1310
CALLABLE
MOODY'S RATING A1
CUSIP 06406RBC0
1,615,000 BERKSHIRE HATHAWAY FIN 1,614,693.15 1,552,531.80 1.04 62,161.35- 7,841.72 DTD 03/15/2022 2.300% 03/15/2027 99.9810 96.1320
CALLABLE
MOODY'S RATING AA2
CUSIP 084664CZ2
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PAGE 4
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 450,000 BMW VEHICLE LEASE TRUST 449,932.73 437,611.50 0.29 12,321.23- 82.50 SER 2022-1 CL A3 *0 DAY DELAY* 99.9851 97.2470
DTD 01/19/22 1.100 03/25/2025
CUSIP 05601XAC3
425,000 BMW VEHICLE LEASE TRUST 424,956.14 414,523.75 0.28 10,432.39- 19.48 SER 2021-2 CL A3 *0 DAY DELAY* 99.9897 97.5350
DTD 09/15/21 0.330 12/26/2024
MOODY'S RATING AAA
CUSIP 09690AAC7
530,000 BMW VEHICLE OWNER TRUST 529,972.44 529,326.90 0.35 645.54- 614.36 ASSET BCKD SEC SER 2022-A CL A3 99.9948 99.8730
DTD 05/18/2022 3.210% 08/25/2026
CALLABLE
MOODY'S RATING AAA
CUSIP 05602RAD3
755,000 CALIFORNIA ST 772,342.35 742,270.70 0.50 30,071.65- 3,020.00 TXBL-REF 102.2970 98.3140
DTD 10/24/19 2.400 10/01/2024
MOODY'S RATING AA2
CUSIP 13063DRK6
1,100,000 CATERPILLAR FINL SERVICE 1,111,517.00 1,079,606.00 0.72 31,911.00- 1,510.97 MED TERM NOTE 101.0470 98.1460
DTD 11/08/19 2.150 11/08/2024
MOODY'S RATING A2
CUSIP 14913Q3B3
960,000 CHARLES SCHWAB CORP 959,729.90 913,123.20 0.61 46,606.70- 5,749.33 DTD 03/03/2022 2.450% 03/03/2027 99.9719 95.1170
CALLABLE
MOODY'S RATING A2
CUSIP 808513BY0
2,100,000 FED HOME LN BK 2,222,418.00 2,129,127.00 1.43 93,291.00- 34,059.38 DTD 12/09/13 3.375 12/08/2023 105.8294 101.3870
MOODY'S RATING AAA
CUSIP 3130A0F70
377
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PAGE 5
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,500,000 FED HOME LN BK 1,568,115.00 1,518,615.00 1.02 49,500.00- 11,239.58 DTD 02/12/14 3.250 03/08/2024 104.5410 101.2410
MOODY'S RATING AAA
CUSIP 3130A0XE5
1,500,000 FED HOME LN BK 1,564,890.20 1,508,280.00 1.01 56,610.20- 20,005.21 DTD 05/08/14 2.875 06/14/2024 104.3260 100.5520
MOODY'S RATING AAA
CUSIP 3130A1XJ2
2,000,000 FED HOME LN BK 2,103,380.00 2,008,760.00 1.35 94,620.00- 12,458.33 DTD 08/15/14 2.875 09/13/2024 105.1690 100.4380
MOODY'S RATING AAA
CUSIP 3130A2UW4
2,000,000 FED HOME LN BK 2,066,320.00 2,001,860.00 1.34 64,460.00- 10,951.39 DTD 10/17/14 2.375 09/08/2023 103.3160 100.0930
MOODY'S RATING AAA
CUSIP 3130A3DL5
1,300,000 FED HOME LN MTG CORP 1,398,414.06 1,303,029.00 0.87 95,385.06- 3,435.25 SER KO41 CL A2 *24 DAY DELAY* 107.5703 100.2330
DTD 12/01/14 3.171 10/25/2024
CUSIP 3137BFE98
1,000,000 FED HOME LN MTG CORP 1,037,656.25 1,006,330.00 0.67 31,326.25- 2,550.00 SER K033 CL A2 *24 DAY DELAY* 103.7656 100.6330
DTD 10/01/13 07/25/2023
MOODY'S RATING AAA
CUSIP 3137B4WB8
2,365,000 FED HOME LN MTG CORP 2,363,178.95 2,288,397.65 1.53 74,781.30- 10,741.04 DTD 02/14/20 1.500 02/12/2025 99.9230 96.7610
MOODY'S RATING AAA
CUSIP 3137EAEP0
1,350,000 FED HOME LN MTG CORP 1,349,433.00 1,328,022.00 0.89 21,411.00- 365.62 DTD 05/07/20 0.375 05/05/2023 99.9580 98.3720
MOODY'S RATING AAA
CUSIP 3137EAER6
378
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378 of 948
PAGE 6
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,250,000 FED HOME LN MTG CORP 1,243,775.00 1,160,612.50 0.78 83,162.50- 1,692.71 SER USD 99.5020 92.8490
DTD 07/23/20 0.375 07/21/2025
MOODY'S RATING AAA
CUSIP 3137EAEU9
2,500,000 FED HOME LN MTG CORP 2,489,362.80 2,310,550.00 1.55 178,812.80- 1,770.83 DTD 09/25/20 0.375 09/23/2025 99.5745 92.4220
MOODY'S RATING AAA
CUSIP 3137EAEX3
1,755,000 FED HOME LN MTG CORP 1,753,262.55 1,700,138.70 1.14 53,123.85- 2,157.19 DTD 12/04/20 0.250 12/04/2023 99.9010 96.8740
MOODY'S RATING AAA
CUSIP 3137EAFA2
1,500,000 FED NATL MTG ASSN 1,559,805.00 1,510,215.00 1.01 49,590.00- 9,463.54 DTD 09/14/18 2.875 09/12/2023 103.9870 100.6810
MOODY'S RATING AAA
CUSIP 3135G0U43
1,500,000 FED NATL MTG ASSN 1,484,895.00 1,476,315.00 0.99 8,580.00- 10,864.58 DTD 07/08/19 1.750 07/02/2024 98.9930 98.4210
MOODY'S RATING AAA
CUSIP 3135G0V75
1,975,000 FED NATL MTG ASSN 1,965,802.75 1,925,328.75 1.29 40,474.00- 4,100.87 DTD 10/18/19 1.625 10/15/2024 99.5343 97.4850
MOODY'S RATING AAA
CUSIP 3135G0W66
1,295,000 FED NATL MTG ASSN 1,309,953.95 1,260,073.85 0.84 49,880.10- 8,417.50 DTD 01/10/20 1.625 01/07/2025 101.1548 97.3030
MOODY'S RATING AAA
CUSIP 3135G0X24
1,860,000 FED NATL MTG ASSN 1,856,168.40 1,749,739.20 1.17 106,429.20- 1,259.37 DTD 04/24/20 0.625 04/22/2025 99.7940 94.0720
MOODY'S RATING AAA
CUSIP 3135G03U5
379
CC 07-19-2022
379 of 948
PAGE 7
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 2,500,000 FED NATL MTG ASSN 2,499,227.30 2,334,800.00 1.57 164,427.30- 5,694.44 DTD 06/19/20 0.500 06/17/2025 99.9691 93.3920
MOODY'S RATING AAA
CUSIP 3135G04Z3
2,500,000 FED NATL MTG ASSN 2,487,983.75 2,313,875.00 1.55 174,108.75- 2,500.00 DTD 08/27/20 0.375 08/25/2025 99.5194 92.5550
MOODY'S RATING AAA
CUSIP 3135G05X7
2,500,000 FED NATL MTG ASSN 2,492,700.00 2,312,050.00 1.55 180,650.00- 833.33 DTD 11/12/20 0.500 11/07/2025 99.7080 92.4820
MOODY'S RATING AAA
CUSIP 3135G06G3
1,000,000 FHLMC MULTIFAMILY STRUCTURED P 1,079,687.50 996,990.00 0.67 82,697.50- 2,508.33 SER K049 CL A2 *24 DAY DELAY* 107.9688 99.6990
DTD 10/01/15 3.010 08/25/2025
CUSIP 3137BLMZ8
950,000 FHLMC MULTIFAMILY STRUCTURED P 1,018,132.81 955,909.00 0.64 62,223.81- 2,639.42 SER K050 CL A2 *24 DAY DELAY* 107.1719 100.6220
DTD 11/01/15 08/25/2025
CUSIP 3137BLW95
440,000 FHLMC MULTIFAMILY STRUCTURED P 453,079.69 442,446.40 0.30 10,633.29- 1,212.93 SER K051 CL A2 *24 DAY DELAY* 102.9727 100.5560
DTD 12/01/15 3.308 09/25/2025
CUSIP 3137BM7C4
570,000 FHLMC MULTIFAMILY STRUCTURED P 582,001.17 567,611.70 0.38 14,389.47- 1,422.63 SER K053 CL A2 *24 DAY DELAY* 102.1055 99.5810
DTD 03/01/16 2.995 12/25/2025
CUSIP 3137BN6G4
650,000 FHLMC MULTIFAMILY STRUCTURED P 687,451.17 636,668.50 0.43 50,782.67- 1,437.04 SER K058 CL A2 *24 DAY DELAY* 105.7617 97.9490
DTD 11/01/16 2.653 08/25/2026
CUSIP 3137BSP72
380
CC 07-19-2022
380 of 948
PAGE 8
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,000,000 FHLMC MULTIFAMILY STRUCTURED P 1,053,867.19 1,008,530.00 0.68 45,337.19- 2,942.50 SER K034 CL A2 *24 DAY DELAY* 105.3867 100.8530
DTD 11/01/13 07/25/2023
CUSIP 3137B5JM6
1,000,000 FHLMC MULTIFAMILY STRUCTURED P 1,061,914.06 1,008,360.00 0.68 53,554.06- 2,939.17 SER K036 CL A2 *24 DAY DELAY* 106.1914 100.8360
DTD 02/01/14 10/25/2023
MOODY'S RATING AAA
CUSIP 3137B7MZ9
965,000 GM FINANCIAL AUTOMOBILE LEASIN 964,986.88 937,767.70 0.63 27,219.18- 104.54 SER 2021-3 CL A3 *0 DAY DELAY* 99.9987 97.1780
DTD 08/18/21 0.390 10/21/2024
CUSIP 36262XAC8
945,000 GM FINANCIAL AUTOMOBILE LEASIN 944,991.87 924,824.25 0.62 20,167.62- 534.19 SER 2022-1 CL A3 *0 DAY DELAY* 99.9992 97.8650
DTD 02/23/22 1.850 03/20/2025
MOODY'S RATING AAA
CUSIP 36265MAC9
350,000 GM FINANCIAL SECURITIZED TERM 349,991.08 336,798.00 0.23 13,193.08- 99.17 SER 2021-4 CL A3 *0 DAY DELAY* 99.9975 96.2280
DTD 10/21/21 0.680 09/16/2026
MOODY'S RATING AAA
CUSIP 362554AC1
390,000 GM FINANCIAL SECURITIZED TERM 389,918.49 388,525.80 0.26 1,392.69- 503.75 ASSET BCKD SEC SER 2022-2 CL A3 99.9791 99.6220
DTD 04/13/2022 3.100% 02/16/2027
CALLABLE
MOODY'S RATING AAA
CUSIP 362585AC5
295,000 GM FINANCIAL SECURITIZED TERM 294,974.36 285,568.85 0.19 9,405.51- 154.88 SER 2022-1 CL A3 *0 DAY DELAY* 99.9913 96.8030
DTD 01/19/22 1.260 11/16/2026
CUSIP 380146AC4
381
CC 07-19-2022
381 of 948
PAGE 9
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,400,000 GUARDIAN LIFE GLOB FUND 1,385,860.00 1,270,934.00 0.85 114,926.00- 5,818.75 144A PRIV PLCMT 0.875 12/10/2025 98.9900 90.7810
MOODY'S RATING AA2
CUSIP 40139LBC6
112,790.54 HONDA AUTO RECEIVABLES OWNER T 112,781.67 111,844.23 0.07 937.44- 41.11 SER 2020-2 CL A3 *0 DAY DELAY* 99.9922 99.1610
DTD 05/27/20 0.820 07/15/2024
MOODY'S RATING AAA
CUSIP 43813DAC2
295,000 HONDA AUTO RECEIVABLES OWNER T 294,994.60 288,639.80 0.19 6,354.80- 22.13 SER 2021-1 CL A3 *0 DAY DELAY* 99.9982 97.8440
DTD 02/24/21 0.270 04/21/2025
MOODY'S RATING AAA
CUSIP 43813GAC5
515,799.55 HONDA AUTO RECEIVABLES OWNER T 515,723.78 509,027.10 0.34 6,696.68- 68.92 SER 2020-3 CL A3 *0 DAY DELAY* 99.9853 98.6870
DTD 09/29/20 0.370 10/18/2024
CUSIP 43813KAC6
740,000 HONDA AUTO RECEIVABLES OWNER T 739,888.70 717,844.40 0.48 22,044.30- 618.31 SER 2022-1 CL A3 *0 DAY DELAY* 99.9850 97.0060
DTD 02/23/22 1.000 05/15/2026
MOODY'S RATING AAA
CUSIP 43815BAC4
460,000 HONDA AUTO RECEIVABLES OWNER T 459,903.03 441,991.00 0.30 17,912.03- 112.44 SER 2021-4 CL A3 *0 DAY DELAY* 99.9789 96.0850
DTD 11/24/21 0.880 01/21/2026
MOODY'S RATING AAA
CUSIP 43815GAC3
246,021.44 HONDA AUTO RECEIVABLES OWNER T 245,607.87 245,881.21 0.16 273.34 194.63 SER 2019-3 CL A3 *0 DAY DELAY* 99.8319 99.9430
DTD 08/27/19 1.780 08/15/2023
MOODY'S RATING AAA
CUSIP 43815NAC8
382
CC 07-19-2022
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PAGE 10
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 790,000 HYUNDAI AUTO LEASE SECURITIZAT 789,881.50 772,501.50 0.52 17,380.00- 101.38 SER 2021-B CL A3 *0 DAY DELAY* 99.9850 97.7850
144A PRIV PLCMT 0.330 06/17/2024
MOODY'S RATING AAA
CUSIP 44891VAC5
540,000 HYUNDAI AUTO LEASE SECURITIZAT 539,988.07 524,939.40 0.35 15,048.67- 278.40 SER 2022-A CL A3 *0 DAY DELAY* 99.9978 97.2110
144A PRIV PLCMT 1.160 01/15/2025
MOODY'S RATING AAA
CUSIP 44891WAC3
1,010,000 HYUNDAI AUTO RECEIVABLES TRUST 1,009,961.12 987,153.80 0.66 22,807.32- 996.53 ASSET BCKD SEC SER 2022-A CL A3 99.9962 97.7380
DTD 03/16/2022 2.220% 10/15/2026
CALLABLE
CUSIP 448977AD0
515,000 HYUNDAI AUTO RECEIVABLES TRUST 514,945.82 500,204.05 0.34 14,741.77- 86.98 SER 2021-A CL A3 *0 DAY DELAY* 99.9895 97.1270
DTD 04/28/21 0.380 09/15/2025
CUSIP 44933LAC7
1,330,000 HYUNDAI AUTO RECEIVABLES TRUST 1,296,371.65 1,275,509.90 0.86 20,861.75- 437.42 SER 2021-C CL A3 *0 DAY DELAY* 97.4716 95.9030
DTD 11/17/21 0.740 05/15/2026
CUSIP 44935FAD6
2,800,000 INTER-AMERICAN DEVEL BK 2,792,300.00 2,713,116.00 1.82 79,184.00- 311.11 DTD 09/02/20 0.250 11/15/2023 99.7250 96.8970
MOODY'S RATING AAA
CUSIP 4581X0DP0
2,460,000 INTER-AMERICAN DEVEL BK 2,448,733.20 2,276,484.00 1.53 172,249.20- 2,451.46 DTD 04/20/21 0.875 04/20/2026 99.5420 92.5400
MOODY'S RATING AAA
CUSIP 4581X0DV7
383
CC 07-19-2022
383 of 948
PAGE 11
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 2,400,000 INTL BK RECON & DEVELOP 2,388,859.25 2,218,272.00 1.49 170,587.25- 1,100.00 DTD 10/28/20 0.500 10/28/2025 99.5358 92.4280
MOODY'S RATING AAA
CUSIP 459058JL8
2,700,000 INTL FINANCE CORP 2,842,425.00 2,714,904.00 1.82 127,521.00- 26,090.62 DTD 07/31/18 2.875 07/31/2023 105.2750 100.5520
MOODY'S RATING AAA
CUSIP 45950KCP3
2,500,000 INTL FINANCE CORP 2,471,150.00 2,319,725.00 1.56 151,425.00- 3,515.63 DTD 07/16/20 0.375 07/16/2025 98.8460 92.7890
MOODY'S RATING AAA
CUSIP 45950KCT5
1,030,000 JOHN DEERE CAPITAL CORP 1,029,268.70 993,136.30 0.67 36,132.40- 1,725.25 MED TERM NOTE 99.9290 96.4210
DTD 03/04/21 0.450 01/17/2024
MOODY'S RATING A2
CUSIP 24422EVN6
450,000 JOHN DEERE OWNER TRUST 449,900.46 438,750.00 0.29 11,150.46- 464.00 ASSET BCKD SEC SER 2022-A CL A3 99.9779 97.5000
DTD 03/16/2022 2.320% 09/16/2026
NON CALLABLE
MOODY'S RATING AAA
CUSIP 47787JAC2
172,857.42 JOHN DEERE OWNER TRUST 172,831.08 170,739.92 0.11 2,091.16- 39.18 SER 2020-B CL A3 *0 DAY DELAY* 99.9848 98.7750
DTD 07/22/20 0.510 11/15/2024
MOODY'S RATING AAA
CUSIP 47787NAC3
154,040.88 JOHN DEERE OWNER TRUST 155,466.96 154,177.98 0.10 1,288.98- 151.30 SER 2019-B CL A3 *0 DAY DELAY* 100.9258 100.0890
DTD 07/24/19 2.210 12/15/2023
MOODY'S RATING AAA
CUSIP 477870AC3
384
CC 07-19-2022
384 of 948
PAGE 12
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 3,665.03 JOHN DEERE OWNER TRUST 3,737.01 3,666.09 0.00 70.92- 4.15 SER 2019-A CL A3 *0 DAY DELAY* 101.9640 100.0290
DTD 03/13/19 2.910 07/17/2023
MOODY'S RATING AAA
CUSIP 47789JAD8
156,284.79 JOHN DEERE OWNER TRUST 156,275.23 155,239.24 0.10 1,035.99- 76.41 SER 2020-A CL A3 *0 DAY DELAY* 99.9939 99.3310
DTD 03/11/20 1.100 08/15/2024
MOODY'S RATING AAA
CUSIP 47789KAC7
580,000 JOHN DEERE OWNER TRUST 579,948.26 551,806.20 0.37 28,142.06- 125.67 SER 2021-B CL A3 *0 DAY DELAY* 99.9911 95.1390
DTD 07/21/21 0.520 03/16/2026
MOODY'S RATING AAA
CUSIP 47789QAC4
655,000 JPMORGAN CHASE & 655,406.85 619,806.85 0.42 35,600.00- 2,785.61 SER F2F 100.0621 94.6270
DTD 06/23/21 06/23/2025
MOODY'S RATING A2
CUSIP 46647PCK0
401,000 JPMORGAN CHASE & CO 415,969.33 381,266.79 0.26 34,702.54- 904.89 DTD 04/22/20 04/22/2026 103.7330 95.0790
MOODY'S RATING A2
CUSIP 46647PBK1
1,370,000 JPMORGAN CHASE & CO 1,371,773.90 1,298,910.70 0.87 72,863.20- 5,644.40 DTD 06/01/21 06/01/2025 100.1295 94.8110
MOODY'S RATING A2
CUSIP 46647PCH7
1,000,000 MASSMUTUAL GLOBAL FUNDIN 1,002,230.00 909,710.00 0.61 92,520.00- 4,500.00 144A PRIV PLCMT 1.200 07/16/2026 100.2230 90.9710
MOODY'S RATING AA3
CUSIP 57629WDE7
385
CC 07-19-2022
385 of 948
PAGE 13
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 298,951.22 MERCEDES-BENZ AUTO LEASE TRUST 298,936.06 297,127.62 0.20 1,808.44- 53.15 SER 2020-B CL A3 *0 DAY DELAY* 99.9949 99.3900
DTD 09/23/20 0.400 11/15/2023
CUSIP 58769EAC2
1,115,000 MET LIFE GLOB FUNDING I 1,113,728.90 1,032,969.45 0.69 80,759.45- 8,130.21 144A PRIV PLCMT 1.875 01/11/2027 99.8860 92.6430
MOODY'S RATING AA3
CUSIP 59217GER6
770,000 MET TOWER GLOBAL FUNDING 769,291.60 694,971.20 0.47 74,320.40- 2,058.68 144A PRIV PLCMT 1.250 09/14/2026 99.9080 90.2560
MOODY'S RATING AA3
CUSIP 58989V2D5
650,000 MORGAN STANLEY 615,699.50 620,977.50 0.42 5,278.00 1,303.68 DTD 04/28/20 04/28/2026 94.7230 95.5350
MOODY'S RATING A1
CUSIP 6174468Q5
1,680,000 NEW YORK LIFE GLOBAL FDG 1,678,185.60 1,609,524.00 1.08 68,661.60- 9,270.33 144A PRIV PLCMT 1.450 01/14/2025 99.8920 95.8050
MOODY'S RATING AAA
CUSIP 64952WEK5
533,989.82 NISSAN AUTO RECEIVABLES OWNER 536,638.84 533,509.23 0.36 3,129.61- 458.04 SER 2019-C CL A3 *0 DAY DELAY* 100.4961 99.9100
DTD 10/23/19 1.930 07/15/2024
MOODY'S RATING AAA
CUSIP 65479JAD5
670,000 NORTHERN TRUST CORP 668,914.60 687,621.00 0.46 18,706.40 1,563.33 DTD 05/10/2022 4.000% 05/10/2027 99.8380 102.6300
CALLABLE
MOODY'S RATING A2
CUSIP 665859AW4
386
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PAGE 14
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 850,000 NORTHWESTERN MUTUAL GLBL 827,449.50 772,675.50 0.52 54,774.00- 2,587.78 144A PRIV PLCMT 0.800 01/14/2026 97.3470 90.9030
MOODY'S RATING AAA
CUSIP 66815L2A6
370,000 PACCAR FINANCIAL CORP 369,182.30 363,062.50 0.24 6,119.80- 2,342.31 MED TERM NOTE 99.7790 98.1250
DTD 08/15/19 2.150 08/15/2024
MOODY'S RATING A1
CUSIP 69371RQ25
680,000 PACCAR FINANCIAL CORP 679,632.80 643,742.40 0.43 35,890.40- 1,057.78 MED TERM NOTE 99.9460 94.6680
DTD 08/09/21 0.500 08/09/2024
MOODY'S RATING A1
CUSIP 69371RR40
885,000 PACCAR FINANCIAL CORP 884,769.90 876,654.45 0.59 8,115.45- 3,783.38 DTD 04/07/2022 2.850% 04/07/2025 99.9740 99.0570
NON CALLABLE
MOODY'S RATING A1
CUSIP 69371RR73
904,000 PRICOA GLOBAL FUNDING 1 832,972.72 832,213.36 0.56 759.36- 1,808.00 144A PRIV PLCMT 0.800 09/01/2025 92.1430 92.0590
MOODY'S RATING AA3
CUSIP 74153WCM9
885,000 PRICOA GLOBAL FUNDING 1 884,088.45 840,847.35 0.56 43,241.10- 4,890.85 144A PRIV PLCMT 1.150 12/06/2024 99.8970 95.0110
MOODY'S RATING AA3
CUSIP 74153WCQ0
1,500,000 ROYAL BANK OF CANADA 1,533,359.18 1,482,090.00 0.99 51,269.18- 14,343.75 DTD 07/16/19 2.550 07/16/2024 102.2240 98.8060
MOODY'S RATING A1
CUSIP 78013XZU5
387
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PAGE 15
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,050,000 ROYAL BANK OF CANADA 1,049,611.50 1,048,236.00 0.70 1,375.50- 4,626.56 MEDIUM TERM NOTE 99.9630 99.8320
CONVERTIBLE
DTD 04/14/2022 3.375% 04/14/2025
NON CALLABLE
MOODY'S RATING A1
CUSIP 78016EZ59
1,760,000 SALESFORCE.COM INC 1,748,937.40 1,678,582.40 1.13 70,355.00- 4,155.56 DTD 07/12/21 0.625 07/15/2024 99.3715 95.3740
MOODY'S RATING A2
CUSIP 79466LAG9
1,500,000 TORONTO-DOMINION BANK 1,527,255.00 1,486,575.00 1.00 40,680.00- 18,660.42 MED TERM NOTE 101.8170 99.1050
DTD 06/12/19 2.650 06/12/2024
MOODY'S RATING A1
CUSIP 89114QCA4
700,000 TORONTO-DOMINION BANK 674,737.00 667,716.00 0.45 7,021.00- 3,919.03 MED TERM NOTE SER FXD 96.3910 95.3880
DTD 01/12/22 1.450 01/10/2025
MOODY'S RATING A1
CUSIP 89114TZL9
400,759.46 TOYOTA AUTO RECEIVABLES OWNER 400,684.80 395,850.16 0.27 4,834.64- 62.34 SER 2020-D CL A3 *0 DAY DELAY* 99.9814 98.7750
DTD 10/13/20 0.350 01/15/2025
CUSIP 89236XAC0
430,000 TOYOTA AUTO RECEIVABLES OWNER 429,990.84 412,232.40 0.28 17,758.44- 135.69 SER 2021-D CL A3 *0 DAY DELAY* 99.9979 95.8680
DTD 11/15/21 0.710 04/15/2026
CUSIP 89238JAC9
1,090,000 TOYOTA AUTO RECEIVABLES OWNER 1,089,797.70 1,068,003.80 0.72 21,793.90- 125.96 SER 2021-A CL A3 *0 DAY DELAY* 99.9815 97.9820
DTD 02/08/21 0.260 05/15/2025
MOODY'S RATING AAA
CUSIP 89240BAC2
388
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PAGE 16
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 700,000 TOYOTA LEASE OWNER TRUST 686,000.00 685,244.00 0.46 756.00- 68.25 SER 2021-A CL A3 *0 DAY DELAY* 98.0000 97.8920
144A PRIV PLCMT 0.390 04/22/2024
MOODY'S RATING AAA
CUSIP 89238EAC0
1,150,000 TOYOTA LEASE OWNER TRUST 1,149,818.99 1,126,425.00 0.76 23,393.99- 688.72 ASSET BCKD SEC SER 2022-A CL A3 99.9843 97.9500
DTD 02/28/2022 1.960% 02/20/2025
CALLABLE
144A PRIVATE PLACEMENT
CUSIP 89238LAC4
1,385,000 TOYOTA MOTOR CREDIT CORP 1,384,390.60 1,265,460.65 0.85 118,929.95- 7,054.84 MED TERM NOTE 99.9560 91.3690
DTD 06/18/21 1.125 06/18/2026
MOODY'S RATING A1
CUSIP 89236TJK2
1,215,000 TOYOTA MOTOR CREDIT CORP 1,213,371.90 1,166,047.65 0.78 47,324.25- 6,753.37 DTD 01/13/22 1.450 01/13/2025 99.8660 95.9710
MOODY'S RATING A1
CUSIP 89236TJT3
3,100,000 UNITED STATES TREASURY NOTES 3,057,617.20 3,019,834.00 2.02 37,783.20- 11,498.64 DTD 03/15/2022 1.750% 03/15/2025 98.6328 97.4140
MOODY'S RATING AAA
CUSIP 91282CED9
1,035,000 UNITEDHEALTH GROUP INC 1,025,051.35 953,338.50 0.64 71,712.85- 529.00 DTD 05/19/21 1.150 05/15/2026 99.0388 92.1100
MOODY'S RATING A3
CUSIP 91324PEC2
675,000 UNITEDHEALTH GROUP INC 675,316.70 681,804.00 0.46 6,487.30 763.13 DTD 05/20/2022 3.700% 05/15/2027 100.0469 101.0080
CALLABLE
CUSIP 91324PEG3
389
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PAGE 17
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,250,000 US BANCORP 1,268,262.50 1,234,375.00 0.83 33,887.50- 10,083.33 DTD 07/29/19 2.400 07/30/2024 101.4610 98.7500
MOODY'S RATING A2
CUSIP 91159HHX1
1,500,000 US TREASURY NOTE 1,469,765.63 1,386,210.00 0.93 83,555.63- 1,253.45 DTD 07/31/20 0.250 07/31/2025 97.9844 92.4140
MOODY'S RATING AAA
CUSIP 91282CAB7
2,400,000 US TREASURY NOTE 2,366,140.63 2,207,808.00 1.48 158,332.63- 1,016.39 DTD 09/30/20 0.250 09/30/2025 98.5892 91.9920
MOODY'S RATING AAA
CUSIP 91282CAM3
2,450,000 US TREASURY NOTE 2,422,492.19 2,249,124.50 1.51 173,367.69- 532.61 DTD 10/31/20 0.250 10/31/2025 98.8772 91.8010
MOODY'S RATING AAA
CUSIP 91282CAT8
2,250,000 US TREASURY NOTE 2,209,658.20 2,069,212.50 1.39 140,445.70- 23.05 DTD 11/30/20 0.375 11/30/2025 98.2070 91.9650
MOODY'S RATING AAA
CUSIP 91282CAZ4
2,500,000 US TREASURY NOTE 2,456,445.31 2,289,250.00 1.53 167,195.31- 3,133.63 DTD 02/01/21 0.375 01/31/2026 98.2578 91.5700
MOODY'S RATING AAA
CUSIP 91282CBH3
1,450,000 US TREASURY NOTE 1,446,488.28 1,394,436.00 0.93 52,052.28- 768.34 DTD 03/15/21 0.250 03/15/2024 99.7578 96.1680
MOODY'S RATING AAA
CUSIP 91282CBR1
2,500,000 US TREASURY NOTE 2,493,652.34 2,310,150.00 1.55 183,502.34- 1,630.43 DTD 04/30/21 0.750 04/30/2026 99.7461 92.4060
MOODY'S RATING AAA
CUSIP 91282CBW0
390
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PAGE 18
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 1,400,000 US TREASURY NOTE 1,379,054.68 1,288,770.00 0.86 90,284.68- 2,075.14 DTD 09/30/21 0.875 09/30/2026 98.5039 92.0550
MOODY'S RATING AAA
CUSIP 91282CCZ2
1,400,000 US TREASURY NOTE 1,391,468.75 1,301,286.00 0.87 90,182.75- 1,369.57 DTD 11/01/21 1.125 10/31/2026 99.3906 92.9490
CUSIP 91282CDG3
2,000,000 US TREASURY NOTE 2,053,613.28 2,010,460.00 1.35 43,153.28- 16,104.97 DTD 02/18/14 2.750 02/15/2024 102.6807 100.5230
MOODY'S RATING AAA
CUSIP 912828B66
1,700,000 US TREASURY NOTE 1,753,191.41 1,691,432.00 1.13 61,759.41- 11,822.51 DTD 08/15/14 2.375 08/15/2024 103.1289 99.4960
MOODY'S RATING AAA
CUSIP 912828D56
650,000 US TREASURY NOTE 641,405.27 643,779.50 0.43 2,374.23 918.48 DTD 10/31/16 1.625 10/31/2023 98.6777 99.0430
MOODY'S RATING AAA
CUSIP 912828T91
1,500,000 US TREASURY NOTE 1,529,472.66 1,497,075.00 1.00 32,397.66- 14,171.27 DTD 01/03/17 2.250 12/31/2023 101.9649 99.8050
MOODY'S RATING AAA
CUSIP 912828V23
2,000,000 US TREASURY NOTE 2,018,574.22 1,977,660.00 1.33 40,914.22- 16,795.58 DTD 06/30/17 2.000 06/30/2024 100.9287 98.8830
MOODY'S RATING AAA
CUSIP 912828XX3
1,700,000 US TREASURY NOTE 1,705,976.56 1,684,071.00 1.13 21,905.56- 2,956.52 DTD 05/01/17 2.000 04/30/2024 100.3516 99.0630
MOODY'S RATING AAA
CUSIP 912828X70
391
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PAGE 19
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 2,100,000 US TREASURY NOTE 2,087,203.13 2,051,364.00 1.38 35,839.13- 15,430.94 DTD 12/31/19 1.750 12/31/2024 99.3906 97.6840
CUSIP 912828YY0
1,500,000 US TREASURY NOTE 1,523,144.53 1,437,945.00 0.96 85,199.53- 4,264.61 DTD 03/02/20 1.125 02/28/2025 101.5430 95.8630
MOODY'S RATING AAA
CUSIP 912828ZC7
2,500,000 US TREASURY NOTE 2,360,839.85 2,335,850.00 1.57 24,989.85- 815.22 DTD 04/30/20 0.375 04/30/2025 94.4336 93.4340
MOODY'S RATING AAA
CUSIP 912828ZL7
800,000 VERIZON OWNER TRUST 799,832.00 788,344.00 0.53 11,488.00- 114.89 SER 2020-B CL A *0 DAY DELAY* 99.9790 98.5430
DTD 08/12/20 0.470 02/20/2025
MOODY'S RATING AAA
CUSIP 92290BAA9
206,363.29 VERIZON OWNER TRUST 206,347.38 206,385.99 0.14 38.61 122.33 SER 2019-C CL A1A *0 DAY DELAY* 99.9923 100.0110
144A PRIV PLCMT 1.940 04/22/2024
CUSIP 92348AAA3
350,000 WALMART INC 349,338.50 321,254.50 0.22 28,084.00- 755.42 DTD 09/17/21 1.050 09/17/2026 99.8110 91.7870
MOODY'S RATING AA2
CUSIP 931142ER0
TOTAL BOND & NOTES 155,489,187.08 149,060,639.02 99.93 6,428,548.06- 516,926.46 ====================================================================================================================================== TOTAL INVESTMENTS 155,594,562.69 149,166,014.63 100.00 6,428,548.06- 517,011.99 TOTAL ACCRUALS 517,011.99 517,011.99
====================================================================================================================================== TOTAL ACCRUALS AND INVESTMENTS 156,111,574.68 149,683,026.62 392
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PAGE 20
STATEMENT OF ASSETS AND LIABILITIES CITY OF CUPERTINO
AS OF MAY 31, 2022 ACCOUNT NUMBER
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF ASSETS AND LIABILITIES
COST VALUE MARKET VALUE % TOTAL UNREALIZED
PAR VALUE/SHARES DESCRIPTION / UNIT COST / UNIT PRICE MARKET GAIN/LOSS ACCRUED INCOME ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ Asset Pricing:
Values reflected for publicly-traded assets are provided by unaffiliated financial industry sources believed to be reliable. Values for non-publicly traded assets may be determined from other unaffiliated sources. Assets for which a current value is unavailable may be reflected at the last reported price, at par, or may be shown as having nominal or no value. Reported values may not be the price at which an asset may be sold. Asset values are updated as pricing becomes available from external sources, and may be updated less frequently than statements are generated.
Trade Confirms:
Pursuant to federal regulation, monthly or quarterly account statements that include investment transaction details may be provided in lieu of separate trade confirmations. Separate trade confirms may be obtained at no additional cost upon written request to the Relationship Manager.
Unclaimed Property Designated Representative Notification:
Except participants in qualified ERISA Plans - Your property may be transferred to the appropriate state if no activity occurs in the account within the time period specified by state law. If your state of residence allows, you may designate a representative for the purpose of receiving notice of account inactivity by providing the name and mailing or email address of a representative. The designated representative does not have any rights to your account. Please refer to your state's unclaimed property website for more information and instructions on how to designate a representative for notice. 393
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PAGE 21
CASH SUMMARY CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
CASH SUMMARY
DESCRIPTION PRINCIPAL CASH INCOME CASH
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ BEGINNING BALANCE 0.00 0.00
RECEIPTS
NET INTEREST COLLECTED 0.00 187,311.79
TRANSFER RECEIPTS 187,311.79 0.00
SALES 3,276,372.27 0.00
CASH MANAGEMENT SALES 3,163,475.60 0.00
TOTAL CASH RECEIPTS 6,627,159.66 187,311.79
DISBURSEMENTS
INVESTMENT MANAGEMENT EXPENSES 9,143.28- 0.00
TRANSFER DISBURSEMENTS 0.00 187,311.79-
PURCHASES 3,864,599.09- 0.00
CASH MANAGEMENT PURCHASES 2,753,417.29- 0.00
TOTAL CASH DISBURSEMENTS 6,627,159.66- 187,311.79-
ENDING BALANCE 0.00 0.00
________________________________________________________________________________________________________________________________________ 394
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PAGE 22
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ BEGINNING BALANCE 0.00 155,483,083.24
¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯
CASH EQUIVALENTS
05/02/22 INTEREST RECEIVED 14.64
AS 100% TREAS MM FD-SVC CL #008
INTEREST FROM 4/1/22 TO 4/30/22
05/02/22 INTEREST RECEIVED 0.40
PRINCIPAL PUBLIC DEPOSIT SWEEP PRGRM
INTEREST FROM 4/1/22 TO 4/30/22
05/31/22 2,753,416.89 CASH SWEEP PURCHASES FOR STMT PERIOD 2,753,416.89- 2,753,416.89 AS 100% TREAS MM FD-SVC CL #008
14 TRANSACTIONS
05/31/22 0.4 CASH SWEEP PURCHASES FOR STMT PERIOD 0.40- 0.40
PRINCIPAL PUBLIC DEPOSIT SWEEP PRGRM
1 TRANSACTIONS
05/31/22 3,163,475.6- CASH SWEEP SALES FOR STMT PERIOD 3,163,475.60 3,163,475.60- AS 100% TREAS MM FD-SVC CL #008
6 TRANSACTIONS
BONDS & NOTES
05/12/22 INTEREST RECEIVED 9,375.00
AMAZON.COM INC 1.000% 5/12/26
CUSIP 023135BX3
INTEREST ON 1,875,000.000 UNITS
05/16/22 INTEREST RECEIVED 2,845.38
AMERICAN EXPRES ABS 2.210% 3/15/27
CUSIP 02589BAA8
$0.00184/PV ON 1,545,000.00 PV
DUE 5/15/22
395
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395 of 948
PAGE 23
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/24/22 1,375,000 PURCHASED 1,374,695.85- 1,374,695.85 AMERICAN EXPRESS ABS 3.390% 5/17/27
CUSIP 02582JJT8
AT $99.9779 ON TRADE DATE 05/17/2022
TO SETTLE ON 05/24/2022
BARCLAYS CAPITAL INC. FIXED IN
05/23/22 700,000- SOLD 706,356.00 724,395.54- 18,039.54- AMERICAN HONDA FINAN 3.625% 10/10/23
CUSIP 02665WCQ2
AT $100.9080 ON TRADE DATE 05/19/2022
TO SETTLE ON 05/23/2022
US BANCORP INVESTMENTS, INC.
05/23/22 ACCRUED INTEREST ON SALE 3,030.90
AMERICAN HONDA FINAN 3.625% 10/10/23
CUSIP 02665WCQ2
05/25/22 600,000- SOLD 605,418.00 620,910.46- 15,492.46- AMERICAN HONDA FINAN 3.625% 10/10/23
CUSIP 02665WCQ2
AT $100.9030 ON TRADE DATE 05/23/2022
TO SETTLE ON 05/25/2022
MERRILL LYNCH PIERCE FENNER
05/25/22 ACCRUED INTEREST ON SALE 2,718.75
AMERICAN HONDA FINAN 3.625% 10/10/23
CUSIP 02665WCQ2
05/03/22 INTEREST RECEIVED 11,470.00
BANK OF MONTREAL 1.850% 5/01/25
CUSIP 06367WB85
INTEREST ON 1,240,000.000 UNITS
05/18/22 INTEREST RECEIVED 19,750.00
BANK OF NEW YORK MEL 3.950% 11/18/25
CUSIP 06406HCQ0
INTEREST ON 1,000,000.000 UNITS
396
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396 of 948
PAGE 24
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/25/22 INTEREST RECEIVED 116.88
BMW VEHICLE LEASE TR 0.330% 12/26/24
CUSIP 09690AAC7
$0.00027/PV ON 425,000.00 PV
DUE 5/25/22
05/25/22 INTEREST RECEIVED 412.50
BMW VEHICLE LEASE TR 1.100% 3/25/25
CUSIP 05601XAC3
$0.00092/PV ON 450,000.00 PV
DUE 5/25/22
05/18/22 530,000 PURCHASED 529,972.44- 529,972.44
BMW VEHICLE OWN ABS 3.210% 8/25/26
CUSIP 05602RAD3
AT $99.9948 ON TRADE DATE 05/10/2022
TO SETTLE ON 05/18/2022
RBC DAIN RAUSCHER INC.
05/09/22 INTEREST RECEIVED 11,825.00
CATERPILLAR FINL SER 2.150% 11/08/24
CUSIP 14913Q3B3
INTEREST ON 1,100,000.000 UNITS
05/05/22 INTEREST RECEIVED 2,531.25
FED HOME LN MTG CORP 0.375% 5/05/23
CUSIP 3137EAER6
INTEREST ON 1,350,000.000 UNITS
05/19/22 550,000- SOLD 552,777.50 569,470.00- 16,692.50- FED HOME LN MTG CORP 2.750% 6/19/23
CUSIP 3137EAEN5
AT $100.5050 ON TRADE DATE 05/18/2022
TO SETTLE ON 05/19/2022
MARKETAXESS CORPORATION
397
CC 07-19-2022
397 of 948
PAGE 25
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/19/22 ACCRUED INTEREST ON SALE 6,302.08
FED HOME LN MTG CORP 2.750% 6/19/23
CUSIP 3137EAEN5
05/25/22 INTEREST RECEIVED 3,435.25
FED HOME LN MTG CORP 3.171% 10/25/24
CUSIP 3137BFE98
$0.00264/PV ON 1,300,000.00 PV
DUE 5/25/22
05/09/22 INTEREST RECEIVED 6,250.00
FED NATL MTG ASSN 0.500% 11/07/25
CUSIP 3135G06G3
INTEREST ON 2,500,000.000 UNITS
05/25/22 INTEREST RECEIVED 1,437.04
FHLMC MULTIFAMILY ST 2.653% 8/25/26
CUSIP 3137BSP72
$0.00221/PV ON 650,000.00 PV
DUE 5/25/22
05/25/22 INTEREST RECEIVED 1,422.62
FHLMC MULTIFAMILY ST 2.995% 12/25/25
CUSIP 3137BN6G4
$0.00250/PV ON 570,000.00 PV
DUE 5/25/22
05/25/22 INTEREST RECEIVED 2,508.33
FHLMC MULTIFAMILY ST 3.010% 8/25/25
CUSIP 3137BLMZ8
$0.00251/PV ON 1,000,000.00 PV
DUE 5/25/22
05/05/22 INTEREST RECEIVED 1,212.93
FHLMC MULTIFAMILY ST 3.308% 9/25/25
CUSIP 3137BM7C4
$0.00276/PV ON 440,000.00 PV
DUE 4/25/22
398
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398 of 948
PAGE 26
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/25/22 INTEREST RECEIVED 1,212.93
FHLMC MULTIFAMILY ST 3.308% 9/25/25
CUSIP 3137BM7C4
$0.00276/PV ON 440,000.00 PV
DUE 5/25/22
05/16/22 INTEREST RECEIVED 1,108.25
GM FINANCIAL ABS 3.100% 2/16/27
CUSIP 362585AC5
$0.00284/PV ON 390,000.00 PV
DUE 5/16/22
05/20/22 INTEREST RECEIVED 313.63
GM FINANCIAL AUTOMOB 0.390% 10/21/24
CUSIP 36262XAC8
$0.00032/PV ON 965,000.00 PV
DUE 5/20/22
05/05/22 REVERSAL 1,456.88-
INTEREST RECEIVED
GM FINANCIAL AUTOMOB 1.850% 3/20/25
CUSIP 36265MAC9
05/05/22 INTEREST RECEIVED 1,496.25
GM FINANCIAL AUTOMOB 1.850% 3/20/25
CUSIP 36265MAC9
$0.00158/PV ON 945,000.00 PV
DUE 4/20/22
05/23/22 INTEREST RECEIVED 1,496.25
GM FINANCIAL AUTOMOB 1.850% 3/20/25
CUSIP 36265MAC9
$0.00158/PV ON 945,000.00 PV
DUE 5/20/22
399
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399 of 948
PAGE 27
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/16/22 INTEREST RECEIVED 198.33
GM FINANCIAL SECURIT 0.680% 9/16/26
CUSIP 362554AC1
$0.00057/PV ON 350,000.00 PV
DUE 5/16/22
05/27/22 INTEREST RECEIVED 309.75
GM FINANCIAL SECURIT 1.260% 11/16/26
CUSIP 380146AC4
05/23/22 INTEREST RECEIVED 66.38
HONDA AUTO RECEIVABL 0.270% 4/21/25
CUSIP 43813GAC5
$0.00023/PV ON 295,000.00 PV
DUE 5/21/22
05/18/22 INTEREST RECEIVED 170.80
HONDA AUTO RECEIVABL 0.370% 10/18/24
CUSIP 43813KAC6
$0.00031/PV ON 553,959.92 PV
DUE 5/18/22
05/18/22 38,160.37- PAID DOWN 38,160.37 38,154.76- 5.61 HONDA AUTO RECEIVABL 0.370% 10/18/24
CUSIP 43813KAC6
05/16/22 INTEREST RECEIVED 83.80
HONDA AUTO RECEIVABL 0.820% 7/15/24
CUSIP 43813DAC2
$0.00068/PV ON 122,630.26 PV
DUE 5/15/22
05/16/22 9,839.72- PAID DOWN 9,839.72 9,838.95- 0.77
HONDA AUTO RECEIVABL 0.820% 7/15/24
CUSIP 43813DAC2
AT $1,185.2485 ON TRADE DATE 05/15/2022
TO SETTLE ON 05/16/2022
400
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400 of 948
PAGE 28
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/23/22 INTEREST RECEIVED 337.33
HONDA AUTO RECEIVABL 0.880% 1/21/26
CUSIP 43815GAC3
$0.00073/PV ON 460,000.00 PV
DUE 5/21/22
05/27/22 INTEREST RECEIVED 1,159.33
HONDA AUTO RECEIVABL 1.000% 5/15/26
CUSIP 43815BAC4
$0.00157/PV ON 740,000.00 PV
DUE 5/15/22
05/16/22 INTEREST RECEIVED 439.97
HONDA AUTO RECEIVABL 1.780% 8/15/23
CUSIP 43815NAC8
$0.00148/PV ON 296,609.03 PV
DUE 5/15/22
05/16/22 50,587.59- PAID DOWN 50,587.59 50,502.55- 85.04 HONDA AUTO RECEIVABL 1.780% 8/15/23
CUSIP 43815NAC8
AT $456.4711 ON TRADE DATE 05/15/2022
TO SETTLE ON 05/16/2022
05/24/22 INTEREST RECEIVED 217.25
HYUNDAI AUTO LEASE 0.330% 6/17/24
CUSIP 44891VAC5
$0.00027/PV ON 790,000.00 PV
DUE 5/15/22
05/16/22 INTEREST RECEIVED 522.00
HYUNDAI AUTO LEASE 1.160% 1/15/25
CUSIP 44891WAC3
$0.00097/PV ON 540,000.00 PV
DUE 5/15/22
401
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401 of 948
PAGE 29
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/27/22 INTEREST RECEIVED 1,868.50
HYUNDAI AUTO REC ABS 2.220% 10/15/26
CUSIP 448977AD0
05/16/22 INTEREST RECEIVED 163.08
HYUNDAI AUTO RECEIVA 0.380% 9/15/25
CUSIP 44933LAC7
$0.00032/PV ON 515,000.00 PV
DUE 5/15/22
05/16/22 INTEREST RECEIVED 820.17
HYUNDAI AUTO RECEIVA 0.740% 5/15/26
CUSIP 44935FAD6
$0.00062/PV ON 1,330,000.00 PV
DUE 5/15/22
05/16/22 INTEREST RECEIVED 3,500.00
INTER-AMERICAN DEVEL 0.250% 11/15/23
CUSIP 4581X0DP0
INTEREST ON 2,800,000.000 UNITS
05/16/22 INTEREST RECEIVED 870.00
JOHN DEERE OWNER ABS 2.320% 9/16/26
CUSIP 47787JAC2
$0.00193/PV ON 450,000.00 PV
DUE 5/15/22
05/16/22 INTEREST RECEIVED 82.87
JOHN DEERE OWNER TRU 0.510% 11/15/24
CUSIP 47787NAC3
$0.00042/PV ON 194,979.08 PV
DUE 5/15/22
05/16/22 22,121.66- PAID DOWN 22,121.66 22,118.29- 3.37 JOHN DEERE OWNER TRU 0.510% 11/15/24
CUSIP 47787NAC3
AT $167.4369 ON TRADE DATE 05/15/2022
TO SETTLE ON 05/16/2022
402
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402 of 948
PAGE 30
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/16/22 INTEREST RECEIVED 251.33
JOHN DEERE OWNER TRU 0.520% 3/16/26
CUSIP 47789QAC4
$0.00043/PV ON 580,000.00 PV
DUE 5/15/22
05/16/22 INTEREST RECEIVED 162.28
JOHN DEERE OWNER TRU 1.100% 8/15/24
CUSIP 47789KAC7
$0.00092/PV ON 177,030.71 PV
DUE 5/15/22
05/16/22 20,745.92- PAID DOWN 20,745.92 20,744.65- 1.27 JOHN DEERE OWNER TRU 1.100% 8/15/24
CUSIP 47789KAC7
AT $562.1594 ON TRADE DATE 05/15/2022
TO SETTLE ON 05/16/2022
05/16/22 INTEREST RECEIVED 381.77
JOHN DEERE OWNER TRU 2.210% 12/15/23
CUSIP 477870AC3
$0.00184/PV ON 207,296.29 PV
DUE 5/15/22
05/16/22 53,255.41- PAID DOWN 53,255.41 53,748.44- 493.03- JOHN DEERE OWNER TRU 2.210% 12/15/23
CUSIP 477870AC3
TO SETTLE ON 05/16/2022
05/16/22 INTEREST RECEIVED 139.65
JOHN DEERE OWNER TRU 2.910% 7/17/23
CUSIP 47789JAD8
$0.00242/PV ON 57,586.04 PV
DUE 5/15/22
403
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403 of 948
PAGE 31
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/16/22 53,921.01- PAID DOWN 53,921.01 54,979.87- 1,058.86- JOHN DEERE OWNER TRU 2.910% 7/17/23
CUSIP 47789JAD8
AT $757.0111 ON TRADE DATE 05/15/2022
TO SETTLE ON 05/16/2022
05/16/22 INTEREST RECEIVED 108.13
MERCEDES-BENZ AUTO 0.400% 11/15/23
CUSIP 58769EAC2
$0.00033/PV ON 324,386.81 PV
DUE 5/15/22
05/16/22 25,435.59- PAID DOWN 25,435.59 25,434.30- 1.29 MERCEDES-BENZ AUTO 0.400% 11/15/23
CUSIP 58769EAC2
AT $458.5116 ON TRADE DATE 05/15/2022
TO SETTLE ON 05/16/2022
05/16/22 INTEREST RECEIVED 962.07
NISSAN AUTO RECEIVAB 1.930% 7/15/24
CUSIP 65479JAD5
$0.00161/PV ON 598,178.11 PV
DUE 5/15/22
05/16/22 64,188.29- PAID DOWN 64,188.29 64,506.71- 318.42- NISSAN AUTO RECEIVAB 1.930% 7/15/24
CUSIP 65479JAD5
AT $140.4324 ON TRADE DATE 05/15/2022
TO SETTLE ON 05/16/2022
05/10/22 670,000 PURCHASED 668,914.60- 668,914.60
NORTHERN TRUST CORP 4.000% 5/10/27
CUSIP 665859AW4
AT $99.8380 ON TRADE DATE 05/05/2022
TO SETTLE ON 05/10/2022
WACHOVIA CAPITAL MARKETS, LLC.
404
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404 of 948
PAGE 32
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/18/22 INTEREST RECEIVED 236.17
TOYOTA AUTO RECEIVAB 0.260% 5/15/25
CUSIP 89240BAC2
$0.00022/PV ON 1,090,000.00 PV
DUE 5/15/22
05/16/22 31,269.06- PAID DOWN 31,269.06 31,263.23- 5.83 TOYOTA AUTO RECEIVAB 0.350% 1/15/25
CUSIP 89236XAC0
TO SETTLE ON 05/16/2022
05/19/22 INTEREST RECEIVED 126.01
TOYOTA AUTO RECEIVAB 0.350% 1/15/25
CUSIP 89236XAC0
INTEREST PAYMENT 5/15/22
05/25/22 INTEREST RECEIVED 254.42
TOYOTA AUTO RECEIVAB 0.710% 4/15/26
CUSIP 89238JAC9
05/31/22 INTEREST RECEIVED 1,878.33
TOYOTA LEASE OWN ABS 1.960% 2/20/25
CUSIP 89238LAC4
$0.00163/PV ON 1,150,000.00 PV
DUE 5/20/22
05/06/22 INTEREST RECEIVED 227.50
TOYOTA LEASE OWNER 0.390% 4/22/24
CUSIP 89238EAC0
$0.00032/PV ON 700,000.00 PV
DUE 4/20/22
05/20/22 INTEREST RECEIVED 227.50
TOYOTA LEASE OWNER 0.390% 4/22/24
CUSIP 89238EAC0
$0.00032/PV ON 700,000.00 PV
DUE 5/20/22
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PAGE 33
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/16/22 INTEREST RECEIVED 5,951.25
UNITEDHEALTH GROUP 1.150% 5/15/26
CUSIP 91324PEC2
INTEREST ON 1,035,000.000 UNITS
05/20/22 155,000 PURCHASED 154,916.30- 154,916.30
UNITEDHEALTH GRP INC 3.700% 5/15/27
CUSIP 91324PEG3
AT $99.9460 ON TRADE DATE 05/17/2022
TO SETTLE ON 05/20/2022
BANC OF AMERICA SECURITIES LLC
05/20/22 260,000 PURCHASED 260,200.20- 260,200.20
UNITEDHEALTH GRP INC 3.700% 5/15/27
CUSIP 91324PEG3
AT $100.0770 ON TRADE DATE 05/17/2022
TO SETTLE ON 05/20/2022
STIFEL NICOLAUS & CO., INC.
05/20/22 260,000 PURCHASED 260,200.20- 260,200.20
UNITEDHEALTH GRP INC 3.700% 5/15/27
CUSIP 91324PEG3
AT $100.0770 ON TRADE DATE 05/17/2022
TO SETTLE ON 05/20/2022
PIERPONT SECURITIES LLC
05/02/22 INTEREST RECEIVED 3,062.50
US TREASURY NOTE 0.250% 10/31/25
CUSIP 91282CAT8
INTEREST ON 2,450,000.000 UNITS
05/02/22 INTEREST RECEIVED 4,687.50
US TREASURY NOTE 0.375% 4/30/25
CUSIP 912828ZL7
INTEREST ON 2,500,000.000 UNITS
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PAGE 34
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/31/22 INTEREST RECEIVED 4,218.75
US TREASURY NOTE 0.375% 11/30/25
CUSIP 91282CAZ4
INTEREST ON 2,250,000.000 UNITS
05/02/22 INTEREST RECEIVED 9,375.00
US TREASURY NOTE 0.750% 4/30/26
CUSIP 91282CBW0
INTEREST ON 2,500,000.000 UNITS
05/18/22 INTEREST RECEIVED 7,875.00
US TREASURY NOTE 1.125% 10/31/26
CUSIP 91282CDG3
INTEREST ON 1,400,000.000 UNITS
05/18/22 INTEREST RECEIVED 5,281.25
US TREASURY NOTE 1.625% 10/31/23
CUSIP 912828T91
INTEREST ON 650,000.000 UNITS
05/02/22 INTEREST RECEIVED 17,000.00
US TREASURY NOTE 2.000% 4/30/24
CUSIP 912828X70
INTEREST ON 1,700,000.000 UNITS
05/20/22 INTEREST RECEIVED 313.33
VERIZON OWNER TRUST 0.470% 2/20/25
CUSIP 92290BAA9
$0.00039/PV ON 800,000.00 PV
DUE 5/20/22
05/20/22 INTEREST RECEIVED 387.56
VERIZON OWNER TRUST 1.940% 4/22/24
CUSIP 92348AAA3
$0.00162/PV ON 239,729.44 PV
DUE 5/20/22
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PAGE 35
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/20/22 33,366.15- PAID DOWN 33,366.15 33,363.58- 2.57 VERIZON OWNER TRUST 1.940% 4/22/24
CUSIP 92348AAA3
AT $251.6254 ON TRADE DATE 05/20/2022
05/11/22 REVERSAL 2,550.00-
INTEREST RECEIVED
VR FED HOME LN MTG 3.060% 7/25/23
CUSIP 3137B4WB8
AP10 INCORRECT POSTING
05/11/22 INTEREST RECEIVED 2,550.00
VR FED HOME LN MTG 3.060% 7/25/23
CUSIP 3137B4WB8
05/25/22 INTEREST RECEIVED 2,550.00
VR FED HOME LN MTG 3.060% 7/25/23
CUSIP 3137B4WB8
05/25/22 INTEREST RECEIVED 2,639.42
VR FHLMC MULTIFAMI 3.334% 8/25/25
CUSIP 3137BLW95
$0.00278/PV ON 950,000.00 PV
DUE 5/25/22
05/25/22 INTEREST RECEIVED 2,939.17
VR FHLMC MULTIFAMILY 3.527% 10/25/23
CUSIP 3137B7MZ9
$0.00294/PV ON 1,000,000.00 PV
DUE 5/25/22
05/25/22 INTEREST RECEIVED 2,942.50
VR FHLMC MULTIFAMILY 3.531% 7/25/23
CUSIP 3137B5JM6
$0.00294/PV ON 1,000,000.00 PV
DUE 5/25/22
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PAGE 36
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/25/22 650,000 PURCHASED 615,699.50- 615,699.50
VR MORGAN STANLEY 2.188% 4/28/26
CUSIP 6174468Q5
AT $94.7230 ON TRADE DATE 05/23/2022
TO SETTLE ON 05/25/2022
MERRILL LYNCH PIERCE FENNER
05/25/22 ACCRUED INTEREST ON PURCHASE 1,066.65-
VR MORGAN STANLEY 2.188% 4/28/26
CUSIP 6174468Q5
05/09/22 1,000,000- SOLD 1,008,930.00 1,023,630.00- 14,700.00- WALMART INC 3.400% 6/26/23
CUSIP 931142EK5
AT $100.8930 ON TRADE DATE 05/05/2022
TO SETTLE ON 05/09/2022
RBC DAIN RAUSCHER INC.
05/09/22 ACCRUED INTEREST ON SALE 12,561.11
WALMART INC 3.400% 6/26/23
CUSIP 931142EK5
TRANSFER RECEIPTS
05/02/22 ADDITION TO ACCOUNT 47,281.65
TRANSFER FROM INCOME
05/03/22 ADDITION TO ACCOUNT 14.64
TRANSFER FROM INCOME
05/04/22 ADDITION TO ACCOUNT 11,470.00
TRANSFER FROM INCOME
05/05/22 ADDITION TO ACCOUNT 2,531.25
TRANSFER FROM INCOME
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PAGE 37
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/06/22 ADDITION TO ACCOUNT 1,252.30
TRANSFER FROM INCOME
05/09/22 ADDITION TO ACCOUNT 30,863.61
TRANSFER FROM INCOME
05/12/22 ADDITION TO ACCOUNT 9,375.00
TRANSFER FROM INCOME
05/16/22 ADDITION TO ACCOUNT 22,635.75
TRANSFER FROM INCOME
05/18/22 ADDITION TO ACCOUNT 19,920.80
TRANSFER FROM INCOME
05/19/22 ADDITION TO ACCOUNT 6,302.08
TRANSFER FROM INCOME
05/20/22 ADDITION TO ACCOUNT 3,246.36
TRANSFER FROM INCOME
05/23/22 ADDITION TO ACCOUNT 4,930.86
TRANSFER FROM INCOME
05/25/22 ADDITION TO ACCOUNT 20,718.74
TRANSFER FROM INCOME
05/26/22 ADDITION TO ACCOUNT 2,550.00
TRANSFER FROM INCOME
05/31/22 ADDITION TO ACCOUNT 4,218.75
TRANSFER FROM INCOME
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PAGE 38
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯
INVESTMENT MANAGEMENT EXPENSES
05/04/22 INVESTMENT MGMT FEE 9,143.28-
PAID TO BRIDGE BANK
CHANDLER ASSET MGMT FEE INV
2204CUPERTIN
PD 4/1-30/2022
TRANSFER DISBURSEMENTS
05/02/22 TRANSFER TO PRINCIPAL 47,281.65-
05/03/22 TRANSFER TO PRINCIPAL 14.64-
05/04/22 TRANSFER TO PRINCIPAL 11,470.00-
05/05/22 TRANSFER TO PRINCIPAL 2,531.25-
05/06/22 TRANSFER TO PRINCIPAL 1,252.30-
05/09/22 TRANSFER TO PRINCIPAL 30,863.61-
05/12/22 TRANSFER TO PRINCIPAL 9,375.00-
05/16/22 TRANSFER TO PRINCIPAL 22,635.75-
05/18/22 TRANSFER TO PRINCIPAL 19,920.80-
05/19/22 TRANSFER TO PRINCIPAL 6,302.08-
05/20/22 TRANSFER TO PRINCIPAL 3,246.36-
05/23/22 TRANSFER TO PRINCIPAL 4,930.86-
05/25/22 TRANSFER TO PRINCIPAL 20,718.74-
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INVESTMENT AND INSURANCE PRODUCTS ARE:
• NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC) OR ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT, OBLIGATION OF, OR GUARANTEED BY ANY BANK OR BANKING AFFILIATE • SUBJECT TO INVESTMENT RISKS AND MAY LOSE VALUE, INCLUDING POSSIBLE LOSS OF PRINCIPAL AMOUNT INVESTED PAGE 39
STATEMENT OF TRANSACTIONS CITY OF CUPERTINO
FOR THE PERIOD MAY 1, 2022 THROUGH MAY 31, 2022 ACCOUNT NUMBER ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯
STATEMENT OF TRANSACTIONS
REALIZED
DATE PAR VALUE/SHARES DESCRIPTION CASH COST VALUE GAIN/LOSS ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ 05/26/22 TRANSFER TO PRINCIPAL 2,550.00-
05/31/22 TRANSFER TO PRINCIPAL 4,218.75-
================================================================================================================= ENDING BALANCE 0.00 155,594,562.69
¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯ ¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯¯
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CITY OF CUPERTINO
PARS Post-Employment Benefits Trust 5/1/2022 to 5/31/2022 Kristina Alfaro
Director of Administrative Services
City of Cupertino
10300 Torre Ave.
Cupertino, CA 95014
Account Summary
Source 5/1/2022 Contributions Earnings Expenses Distributions Transfers 5/31/2022 OPEB 1001 $33,660,246.78 $0.00 -$125,228.91 $10,045.80 $0.00 $0.00 $33,524,972.07 PENSION 1002 $16,368,260.73 $0.00 -$60,894.49 $4,885.04 $0.00 $0.00 $16,302,481.20 Totals $50,028,507.51 $0.00 -$186,123.40 $14,930.84 $0.00 $0.00 $49,827,453.27 Investment Selection
Source
OPEB
PENSION
Investment Objective
Source
OPEB
PENSION
Investment Return
Source 1-Month 3-Months 1-Year 3-Years 5-Years 10-Years OPEB -0.37% -6.52% -9.74% 6.76% 5.97% 6.62% 6/21/2010
PENSION -0.37% -6.52% -9.87% 8.02% - - 3/26/2019
Information as provided by US Bank, Trustee for PARS; Not FDIC Insured; No Bank Guarantee; May Lose Value Headquarters - 4350 Von Karman Ave., Suite 100, Newport Beach, CA 92660 800.540.6369 Fax 949.250.1250 www.pars.org Balance as of
Individual account based on US Bank Balanced MM. Dual goals are to provide a moderate amount of current income with moderate capital growth.
Income production and longer term growth of capital.
City of Cupertino - PEN
Plan's Inception Date
Account balances are inclusive of Trust Administration, Trustee and Investment Management fees Annualized Return
Investment Return: Annualized rate of return is the return on an investment over a period other than one year multiplied or divided to give a comparable one-year return.
Past performance does not guarantee future results. Performance returns may not reflect the deduction of applicable fees, which could reduce returns. Information is deemed reliable but may be subject to change.
Individual account based on US Bank Balanced MM. Dual goals are to provide a moderate amount of current income with moderate capital growth.
Income production and longer term growth of capital.
Account Report for the Period
Balance as of
City of Cupertino - OPEB
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6/1/22, 10:14 AM LAIF Regular Monthly Statement
https://laifms.treasurer.ca.gov/RegularStatement.aspx 1/1 Local Agency Investment Fund
P.O. Box 942809
Sacramento, CA 94209-0001
(916) 653-3001
June 01, 2022
LAIF Home
PMIA Average Monthly
Yields
CITY OF CUPERTINO
FINANCE MANAGER
10300 TORRE AVENUE
CUPERTINO, CA 95014
Account Number:
May 2022 Statement
Tran Type Definitions
Account Summary
Total Deposit 0 00 Beginning Balance 21,059,751 91
Total Withdrawal: 0.00 Ending Balance: 21,059,751.91
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CITY OF CUPERTINO
Agenda Item
22-11211 Agenda Date: 7/19/2022
Agenda #: 20.
Subject: Consider the Monthly Treasurer's Report for May 2022 Review and accept the Monthly Treasurer's Report for May 2022 CITY OF CUPERTINO Page 1 of 1 Printed on 7/14/2022
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1 CITY COUNCIL STAFF REPORT
Meeting: July 19, 2022
Subject
Consider the Monthly Treasurer's Report for May 2022
Recommended Action
Review and accept the Monthly Treasurer's Report for May 2022 Discussion
Background
California Government Code Section 41004 states:
Regularly, at least once each month, the city treasurer shall submit to the city clerk a written report and accounting of all receipts, disbursements, and fund balances.
The city treasurer shall file a copy with the legislative body.
The City's Municipal Code Section 2.24.030 Monthly Reports states:
The Treasurer shall make monthly reports which conform to the requirements of Government Code Section 41004. Said reports shall be delivered to the City Council, the City Manager and made available for review by such other persons who may so request.
Lastly, the City's Municipal Code Section 2.88.100 Duties-Powers-Responsibilities lists one of the powers and functions of the Audit Committee is "to review the monthly Treasurer's report."
Per the referenced code provisions, a Treasurer's Report (report and accounting of all receipts, disbursements, and fund balances) shall be submitted to the Audit Committee for review and filed with the City Clerk every month.
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2 Cash vs. Accrual Basis Accounting
Cash and accrual basis accounting differ in the timing when revenues and expenses are recognized and recorded. Cash basis accounting recognizes revenues when payment is received and expenses when payment is paid. Accrual basis accounting recognizes revenues when they are earned (but not necessarily received) and expenses when they are incurred (but not necessarily paid).
Receipts, disbursements, and cash balance are measured on a cash basis. The cash balance shows the total cash and investments in the City's accounts. The ending balance is the beginning balance plus receipts minus disbursements. Journal adjustments include transactions recorded in other systems and imported into New World, Council-approved budget adjustments, quarterly Cost Allocation Plan (CAP) charges, and quarterly interest earnings.
Revenues, expenditures, and fund balance are measured on an accrual basis. As a result, the amount in fund balance does not mean the City has that much cash on hand. Instead, fund balance is the difference between assets and liabilities. The ending balance is the beginning balance plus revenues minus expenditures.
Treasurer's Report
The report provides cash and fund balances for the City of Cupertino for May 2022. The report is as of June 23, 2022.
Receipts, Disbursements, and Cash Balance
The City's General Fund ending cash and investment balance was $119.3 million, an increase of $1.6 million from the prior month. Receipts were $6.7 million, disbursements were ($5.2) million, and journal adjustments were $36,643 for the month.
The City's total ending cash and investment balance was $229.8 million, an increase of $1.5 million from the prior month. Receipts were $8.5 million, disbursements were ($7.5) million, and journal adjustments were $0.4 million for the month.
In May 2022, the journal adjustments included Workers’ Compensation transactions, Parks and Recreation transactions imported from ActiveNet into New World, and Third Quarter budget adjustments approved by City Council.
Fund Balance/Net Position
The City's General Fund ending fund balance was $108.5 million, decreasing by $2.9 million from the prior month due to revenues of $1.9 million and expenditures of $4.7 million.
The City's total ending fund balance was $210.4 million, decreasing by $6.7 million from the prior month due to revenues of $2.8 million and expenditures of $9.5 million. 417
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3 Sustainability Impact
No sustainability impact.
Fiscal Impact
No fiscal impact.
_____________________________________
Prepared by: __________________
Thomas Leung
Senior Management Analyst
Reviewed by: __________________
Kristina Alfaro
Director of Administrative Services and City Treasurer
Approved for Submission by: __________________
Dianne Thompson
Acting City Manager
Attachments:
A – Report of City-wide Receipts, Disbursements, and Cash Balances May 2022 B – Report of City‐wide Fund Balances/Net Position May 2022 418
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May 2022 Report of City‐wide Receipts, Disbursements, and Cash Balances Cash and Investments
Beginning Balance Ending Balance
Fund Type Fund Number/Name as of April 30, 2022 Receipts Disbursements Journal Adjustments as of May 31, 2022 General Fund 100 General Fund 117,687,374 6,702,004 (5,152,788) 36,643 119,273,234 General Fund 130 Investment Fund (1,200) ‐ ‐ ‐ (1,200)
Special Revenue Funds 210 Storm Drain Improvement 2,354,881 ‐ (3,556) ‐ 2,351,326Special Revenue Funds 215 Storm Drain AB1600 1,850,269 5,046 ‐ ‐ 1,855,315 Special Revenue Funds 230 Env Mgmt Cln Crk Strm Drain 1,118,681 (31,630) (105,522) ‐ 981,529Special Revenue Funds 260 CDBG 478,584 86,229 (38,752) ‐ 526,060Special Revenue Funds 261 HCD Loan Rehab 232,280 ‐ ‐ ‐ 232,280 Special Revenue Funds 265 BMR Housing 6,082,733 3,000 (40,575) ‐ 6,045,158 Special Revenue Funds 270 Transportation Fund 13,257,200 209,420 (691,307) (105,235) 12,670,077 Special Revenue Funds 271 Traffic Impact 750,695 ‐ ‐ ‐ 750,695 Special Revenue Funds 280 Park Dedication 22,204,603 ‐ (88,818) ‐ 22,115,785 Special Revenue Funds 281 Tree Fund 138,323 ‐ ‐ ‐ 138,323Debt Service Funds 365 Public Facilities Corp 2,284,850 ‐ ‐ ‐ 2,284,850 Capital Project Funds 420 Capital Improvement Fund 29,201,248 1,402,454 (458,122) 130,235 30,275,814Capital Project Funds 427 Stevens Creek Corridor Park 175,258 ‐ (1,240) ‐ 174,018 Capital Project Funds 429 Capital Reserve* 9,546,568 ‐ ‐ ‐ 9,546,568 Enterprise Funds 520 Resource Recovery 6,299,708 134,646 (225,435) ‐ 6,208,920 Enterprise Funds 560 Blackberry Farm 1,236,885 ‐ (36,460) 62,544 1,262,969 Enterprise Funds 570 Sports Center 2,207,525 ‐ (71,897) 199,182 2,334,810Enterprise Funds 580 Recreation Program 3,410,371 5,715 (105,311) 151,634 3,462,409 Internal Service Funds 610 Innovation & Technology 2,096,226 ‐ (287,138) ‐ 1,809,088 Internal Service Funds 620 Workersʹ Compensation 3,983,867 ‐ (3,133) (33,096) 3,947,638 Internal Service Funds 630 Vehicle/Equip Replacement 935,951 ‐ (69,978) ‐ 865,973Internal Service Funds 641 Compensated Absence/LTD 690,476 ‐ 790 ‐ 691,266 Internal Service Funds 642 Retiree Medical 110,162 ‐ (113,895) ‐ (3,732) Total $ 228,333,518 $ 8,516,884 $ (7,493,138) $ 441,907 $ 229,799,172 * For reporting purposes, this fund rolls up/combines with Fund 420Printed June 23, 2022 419
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May 2022 Report of City-wide Fund Balances/Net Position Beginning Fund Balance Ending Fund Balance
Fund Type Fund Number/Name as of April 30, 2022 Revenues Expenditures as of May 31, 2022 General Fund 100 General Fund 111,395,685 1,873,942 4,726,779 108,542,849 General Fund 130 Investment Fund (1,200) - - (1,200)
Special Revenue Funds 210 Storm Drain Improvement 2,354,881 - 3,556 2,351,326 Special Revenue Funds 215 Storm Drain AB1600 1,850,269 5,046 - 1,855,315 Special Revenue Funds 230 Env Mgmt Cln Crk Strm Drain 1,149,395 (30,450) 106,377 1,012,569 Special Revenue Funds 260 CDBG 978,218 85,742 8,480 1,055,479 Special Revenue Funds 261 HCD Loan Rehab 232,280 - - 232,280 Special Revenue Funds 265 BMR Housing 6,082,349 3,000 40,191 6,045,158 Special Revenue Funds 270 Transportation Fund 13,252,511 209,420 793,922 12,668,008 Special Revenue Funds 271 Traffic Impact 750,695 - - 750,695 Special Revenue Funds 280 Park Dedication 22,157,839 - 42,106 22,115,734 Special Revenue Funds 281 Tree Fund 138,323 - - 138,323 Debt Service Funds 365 Public Facilities Corp 2,284,850 - 2,278,000 6,850 Capital Project Funds 420 Capital Improvement Fund 27,561,509 130,235 426,998 27,264,746 Capital Project Funds 427 Stevens Creek Corridor Park 174,018 - - 174,018 Capital Project Funds 429 Capital Reserve* 9,546,568 - - 9,546,568 Enterprise Funds 520 Resource Recovery 5,366,509 134,646 225,435 5,275,720 Enterprise Funds 560 Blackberry Farm 931,299 58,160 20,537 968,922 Enterprise Funds 570 Sports Center 2,315,437 218,832 74,140 2,460,129 Enterprise Funds 580 Recreation Program 2,604,427 94,791 106,984 2,592,234 Internal Service Funds 610 Innovation & Technology 725,746 - 341,156 384,590 Internal Service Funds 620 Workers' Compensation 2,547,454 - 36,229 2,511,225 Internal Service Funds 630 Vehicle/Equip Replacement 1,875,947 - 153,008 1,722,939 Internal Service Funds 641 Compensated Absence/LTD 690,476 8,714 7,925 691,266 Internal Service Funds 642 Retiree Medical 110,162 - 113,895 (3,732) Total $ 217,075,648 $ 2,792,078 $ 9,505,716 $ 210,362,011 * For reporting purposes, this fund rolls up/combines with Fund 420 Printed June 23, 2022
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CITY OF CUPERTINO
Agenda Item
22-11197 Agenda Date: 7/19/2022
Agenda #: 21.
Subject: Consider a Third Amendment to Agreement 149, a Master Agreement between the City of Cupertino and CSG Consultants, Inc. for consultant construction management services for various capital improvement projects.
Authorize the City Manager to execute the Third Amendment to Agreement 149, a Master Agreement between the City of Cupertino and CSG Consultants, Inc., increasing the appropriation by $200,000, for a total appropriation of $938,045 and extending the Term of the Agreement to end on December 31, 2023.
CITY OF CUPERTINO Page 1 of 1 Printed on 7/14/2022
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CITY COUNCIL STAFF REPORT
Meeting: July 19, 2022
Subject
Consider a Third Amendment to Agreement 149, a Master Agreement between the City of Cupertino and CSG Consultants, Inc. for consultant construction management services for various capital improvement projects.
Recommended Action
Authorize the City Manager to execute the Third Amendment to Agreement 149, a Master Agreement between the City of Cupertino and CSG Consultants, Inc., increasing the appropriation by $200,000, for a total appropriation of $938,045 and extending the Term of the Agreement to end on December 31, 2023.
Background
In October 2020, the City entered into a Master Agreement with CSG Consultants, Inc. to provide construction management services for various capital projects for approximately two years. That Master Agreement included a fiscal cap of $500,000, requiring Service Orders issued for individual Capital Improvement Programs (CIP) projects to cumulatively total no more than that amount.
On June 1, 2021, City Council authorized the First Amendment to the Master Agreement, which provided an increase of $38,045 to fund higher than expected needs of the Regnart Creek Trail Project, resulting in a revised fiscal cap of $538,045.
On December 7, 2021, City Council authorized the Second Amendment to the Master Agreement, which provided an increase of $200,000 to fund Construction Management services for current and upcoming CIP projects, resulting in a revised fiscal cap of $738,045.
Discussion
Construction management oversight is essential in ensuring a project is completed to the standards and quality expected of City initiated construction. Therefore, the City has historically contracted for Construction Management services to:
1) Reduce workloads on project managers to provide them the ability to handle multiple projects
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2) Help with construction quality assurance and compliance 3) Minimize the need to hire internal construction manager(s) The contractor, CSG Consultants, Inc. has provided construction management support for several projects that have been successfully completed including the Stevens Creek Boulevard Bike Lane Improvements-Phase 1, Regnart Creek Trail, and Bubb Road Separated Bikeway Improvements projects. They continue to deliver construction management services for the Regnart Creek Privacy Fencing Project, as well as the Memorial Park Ponds Repurposing and Homestead-De Anza Traffic Signal Modification projects. Service Orders for these projects have nearly exhausted the current fiscal capacity of the Master Agreement.
CSG Consultants, Inc. has performed well and has been an important part of the City’s project teams for numerous CIP projects. The Master Agreement expires in December 2022, and an increase in the Master Agreement compensation cap and a one-year extension to the term of their agreement will allow the City to continue to utilize CSG Consultants Inc.’s construction management services for current and upcoming CIP projects.
Approval of this amendment will provide the additional contract authority and increased term length to support timely and efficient delivery of ongoing and new capital projects. The cost to provide construction management services is included in authorized CIP project budgets. No new appropriations are required to approve this amendment.
Sustainability Impact
There are no direct sustainability impacts. Organizational capacity to handle multiple projects in the Capital Improvement Program is critical to execute planned sustainability improvements to City facilities, such as improving energy efficiency and reducing greenhouse gas emissions.
Fiscal Impact
No appropriation is required for this action. The necessary funds will be encumbered from each CIP project budget. There is no additional fiscal impact caused by approving this Third Amendment.
_____________________________________
Prepared by: John Raaymakers, Project Manager
Reviewed by: Susan Michael, Capital Improvements Program Manager Reviewed by: Chad Mosley, Acting Director of Public Works Reviewed and Approved for Submission by: Dianne Thompson, Acting City Manager 423
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A – Draft Amendment
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THIRD AMENDMENT TO AGREEMENT 149 BETWEEN THE
CITY OF CUPERTINO AND CSG CONSULTANTS INC FOR
CONSTRUCTION MANAGEMENT SERVICES
This Third Amendment to Agreement 149 between the City of Cupertino and CSG Consultants Inc is by and between the CITY OF CUPERTINO, a municipal corporation (hereinafter "City") and CSG Consultants Inc, a Corporation ("Contractor") whose address is 550 Pilgrim Dr., Foster City, CA 94404, and is made with reference to the following:
RECITALS:
On October 22, 2020 Agreement 149 ("Agreement") was entered into by and between City and Contractor for Construction Management Services .
On July 29, 2021, the City and the Contractor entered into a First Amendment to this Agreement.
On December 13, 2021 , the City and the Contractor entered into a Second Amendment to this Agreement (hereafter, the Agreement and the First and Second Amendments are collectively referred to as the "Agreement").
The City and the Contractor desire to modify the Agreement on the terms and conditions set forth herein.
NOW, THEREFORE, it is mutually agreed by and between and undersigned parties as follows:
1. Paragraph 3.1 of the Agreement is modified to read as follows: Term: This Agreement begins on the Effective Date and ends on December 31, 2023 ("Contract Time:), unless terminated earlier as provided herein.
2. Paragraph 4.1 of the Agreement is modified to read as follows: Maximum Compensation. City will pay Contractor for satisfactory performance of the Services a total amount that will be based upon actual costs but that will be capped so as not to exceed $938,.045.00. ("Contract Price"), based upon the Scope of Services in Exhibit A and the budget and rates included. The maximum compensation includes all expenses and reimbursements and will remain in place even if Contractor's actual costs exceeded the capped amount.
3. Except as expressly modified herein, all other terms and covenants set forth in the Agreement shall remain the same and shall be in full force and effect.
SIGNATURES CONTINUE ON THE FOLLOWING PAGE
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IN WITNESS WHEREOF, the parties hereto have caused this modification of Agreement to be executed.
CITY OF CUPERTINO CSG CONSULTANTS INC
By __________ _ IUIUt'"J~ahv By _________ _
Title Title Vice President -----------
Date __________ _ Date Jul 12, 2022
APPROVED AS TO FORM
City Attorney
ATTEST:
City Clerk
Date __________ _
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EXPENDITURE DISTRIBUTION
l~ ltem
PO Number Amount
nt 500,000.00
SO #1 SCB Bike Lane Improv Ph 1 (Raaymakers) 2021-229 29,285.00 SO #2 BBF Golf Course & Pool Parking Lot Safety
I 2021-276 I 4,400.00 Net Evaluation (Mosely)
SO#3 VOIDED 0.00
SO #4 - Regnart Creek Trail (Raaymakers) 2021-361 135,410.00 SO #5 Bubb Rd Separated Bikeway Improvements 2021-356 46,200.00 SO #6 VOIDED 2021-415 0.00
!so #7 Regnart Creek Trail (Raaymakers) I 2021-428 187,550.00 SO #8 Regnart Creek Trail Fencing (Johnson) 2022-133 I $36,800.00 I SO #9 Regnart Creek Trail Fencing (Johnson) 2022-164 $73,600.00 SO #10 Regnart Creek Trail (Raaymakers) I 2022-365 I $75,000.00 I SO # 11 BBF Pole Inspection (Mosley) II 2022-397 II $2,640.00 I SO #12 Regnart Creek Trail (Raaymakers) II 2022-437 II $25,000.00 I SO #13 Memorial Park Pond Repurposing Inspection
II
2022-527
II
$65,520.00
(Hattori) I
SO # 14 Homestead-De Anza Signal Mod. (Do) II 2022-536 11 $71,420.00 Amendment #1 II - II 38,045.00
Amendment #2 I I 200,000.00
Amendment #3 I II 200,000.00
Total Contract Amount II II 938,045.00
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SECOND AMENDMENT TO AGREEMENT 149 BETWEEN
THE CITY OF CUPERTINO AND CSG CONSULTANTS INC, FOR
CONSTRUCTION MANAGEMENT SERVICES
This Second Amendment to Agreement 149 between the City of Cupertino and CSG Consultantslnc. is by and between the CITY OF CUPERTINO, a municipal corporation (hereinafter "City") and CSG Consultants Inc, a Corporation ("Contractor") whose address is 550 Pilgrim Dr., Foster City, CA 94404, and is made with reference to the following:
RECITALS:
A. On October 22, 2020, Agreement 149 ("Agreement") was entered into by and between City and Contractor for Construction Management Services.
B. On July 29, 2021, the City and the Contractor entered into a First Amendment to this Agreement (hereafter, the Agreement and the First Amendment are collectively referred to as the "Agreement")
C. City and Contractor desire to modify the Agreement on the terms and conditions set forth herein.
NOW, THEREFORE, it is mutually agreed by and between and undersigned parties as follows:
1. Paragraph 4.1 of the Agreement is modified to read as follows: Maximum Compensation. City will pay Contractor for satisfactory performance of the Services a total amount that will be based upon actual costs but that will be capped so as not to exceed $738,045.00 ("Contract Price"), based upon the Scope of Services in Exhibit A and the budget and rates included. The maximum compensation includes all expenses and reimbursements and will remain in place even if Contractor's actual costs exceed the capped amount.
2. Except as expressly modified herein, all other terms and covenants set forth in the Agreement shall remain the same and shall be in full force and effect.
REMAINDER OF PAGE INTENTIALL Y LEFT BLANK
[SIGNATURE PAGE TO FOLLOW]
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IN WITNESS WHEREOF, the parties hereto have caused this modification of Agreement to be executed.
CITY OF CUPERTINO
By~
Title Assistant City Manager
Date Dec 13, 2021
APPROVED AS TO FORM
ChnJtOjJlter JJ Je111e11
City Attorney
ATTEST:
City Clerk
Dat Dec 13, 2021
2 CSG CONSULTANTS INC
By //4'F
Title Vice President
Date Dec 13, 2021
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EXPENDITURE DISTRIBUTION
I Item II PO Number II Amount I
!original Contract Amount 11 II 500,000.001'
jso #1 SCB Bike Lane Imerov Ph I {Raaymakers} ll2021-229 II 29,285.0~ SO #2 BBF Golf Course & Pool Parking Lot Safety ii2021-276 II 4,400.0~i [Net Evaluation (Mosely) !so #3 VOIDED 11 II o.ooj
!so #4 -Regnart Creek Trail {Raaymakers} 1!2021-361 II 135,410.ool jso #5 Bubb Rd Seearated Bikewa~ Imerovements 1~021-356 II 46,200.0~ jso #6 VOIDED 1~021 -415 II o.ool
ISO #7 Regnart Creek Trail {Raa~makers} ll2021-428 1: 187,550.0~ ISO #8 Regnart Creek Trail Fencing {Johnson} 1~022-133 I! $36,800.0~ Jso #9 Regnart Creek Trail Fencing {Johnson} !12022-164 II $73,600.ooli !Amendment #1 11 - Ii 38,045.0~,
!Amendment #2 11 II 200,000.0011
!Total Contract Amount 11 II 738,045.0~
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CSGCONS-01 MHILL
ACORD" CERTIFICATE OF LIABILITY INSURANCE I
DATE (MM/DDNYYY)
~ 12/7/2021
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed.
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).
PRODUCER ~2AA!~cT Melissa Hill
Alliant Insurance Services, Inc. PHONE I FAX
575 Market St Ste 3600 (A/C, No, Ext): (A/C, No):
San Francisco, CA 94105 i0'1,A~~ss: [email protected] INSURER/SI AFFORDING COVERAGE NAIC#
INSURER A : Travelers Property Casualty Company of America 25674 INSURED INSURER B : Arch Insurance Comoanv 11150
CSG Consultants, Inc. INSURER C:
550 Pilgrim Drive INSURER D :
Foster City, CA 94404 INSURER E:
INSURER F:
COVERAGES CERTIFICATE NUMBER· REVISION NUMBER·
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. 1~1: TYPE OF INSURANCE ~.?.Pr\- ~.'!.~f POLICY NUMBER POLICY EFF POLICY EXP """no=' LIMITS A X COMMERCIAL GENERAL LIABILllY EACH OCCURRENCE $ 1,000,000 ~ ~ CLAIMS-MADE 0 OCCUR DAMAGE TO RENTED 1,000,000 X X P-660-5R143841-TIL-21 12/4/2021 12/4/2022 PREMISES (Ea occurrence\ $ ~
MED EXP IAnv one person\ $ 10,000
1,000,000 ~
PERSONAL & ADV INJURY $
2,000,000 GEN'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ Fl POLICY 0 :i'f8r D Loe PRODUCTS - COMP/OP AGG $ 2,000,000 OTHER: $
A AUTOMOBILE LIABILITY COMBINED SINGLE LIMIT
(Ea accident\ $ 1,000,000
X ANY AUTO X X ~
810-5R143576-21-43-G 12/4/2021 12/4/2022 BODILY INJURY (Per person) $ OWNED ~ SCHEDULED
~ AUTOS ONLY ~
AUTOS BODILY INJURY (Per accident\ $
HIRED NON-OWNED iP~?~&:~di;,~t?AMAGE AUTOS ONLY ~ AUTOS ONLY $ X APD Only Owned Autos Comp/Coll Ded. 2,000 $
A X UMBRELLA LIAB ~ OCCUR EACH OCCURRENCE $ 5,000,000 ~ EXCESS LIAB CLAIMS-MADE X X CUP-7S954134-21-NF 12/4/2021 12/4/2022 5,000,000 AGGREGATE $ DED I X I RETENTION $ 10,000 $
A WORKERS COMPENSATION XI ~ffTuTE I I OTHAND EMPLOYERS' LIABILITY ER Y/N X UB-5R147157-21-43-G 12/4/2021 12/4/2022 $ 1,000,000 ANY PROPRIETOR/PARTNER/EXECUTIVE IT] E.L. EACH ACCIDENT OFFICER/MEMBER EXCLUDED? N/A (Mandatory in NH) 1,000,000 E.L. DISEASE - EA EMPLOYEE $ If yes, describe under E.L. DISEASE - POLICY LIMIT $ 1,000,000 DESCRIPTION OF OPERATIONS below B Professional Liab. X PAAEP0008806 12/4/2021 12/4/2022 Ded: $50,000; Agg: 5,000,000 DESCRIPTION OF OPERATIONS I LOCATIONS/ VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required) Re: City of Cupertino, its City Council, boards and commissions, officers, employees and volunteers are included as additional insureds on GL & Auto with Waiver of Subrogation and 30 Day Notice of Cancellation per attached. Waiver of Subrogation on WC and 30 Day Notice of Cancellation on Professional per attached. 30 Day Notice of Cancellation on WC is not available. Waiver of Subrogation on Professional applies.
CERTIFICATE HOLDER CANCELLATION
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE City of Cupertino
THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS.
10300 Torre Avene
Cupertino, CA 95014
AUTHORIZED REPRESENTATIVE
I ~J~~ ACORD 25 (2016/03) © 1988-2015 ACORD CORPORATION. All rights reserved.
The ACORD name and logo are registered marks of ACORD
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POLICY NUMBER: P-660-5R143841 -TIL-21
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
BLANKET ADDITIONAL INSURED - WRITTEN
CONTRACTS (ARCHITECTS, ENGINEERS AND
SURVEYORS)
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE PART
1. The following is added to SECTION II - WHO IS
AN INSURED:
Any person or organization that you agree in a
"written contract requiring insurance" to include as
an additional insured on this Coverage Part, but:
a. Only with respect to liability for "bodily injury",
"property damage" or "personal injury"; and
b. If, and only to the extent that, the injury or
damage is caused by acts or omissions of
you or your subcontractor in the performance
of "your work" to which the "written contract
requiring insurance" applies. The person or
organization does not qualify as an additional
insured with respect to the independent acts
or omissions of such person or organization.
The insurance provided to such additional insured
is limited as follows:
c. In the event that the Limits of Insurance of
this Coverage Part shown in the Declarations
exceed the limits of liability required by the
"written contract requiring insurance", the insurance provided to the additional insured shall be limited to the limits of liability required
by that "written contract requiring insurance".
This endorsement shall not increase the limits
of insurance described in Section Ill - Limits
Of Insurance.
d. This insurance does not apply to the rendering of or failure to render any "professional services" or construction management errors
or omissions.
e. This insurance does not apply to "bodily injury" or "property damage" caused by "your work" and included in the "productscompleted operations hazard" unless the "written contract requiring insurance" specifically requires you to provide such coverage for that additional insured, and then the insurance provided to the additional insured applies only to such "bodily injury" or "property damage" that occurs before the end of the period of time for which the "written contract requiring insurance" requires you to provide such coverage or the end of the policy period,
whichever is earlier.
2. The following is added to Paragraph 4.a. of SECTION IV - COMMERCIAL GENERAL LIABILITY CONDITIONS:
The insurance provided to the additional insured
is excess over any valid and collectible "other insurance", whether primary, excess, contingent or on any other basis, that is available to the additional insured for a loss we cover. However, if you specifically agree in the "written contract requiring
insurance" that this insurance provided to the additional insured under this Coverage Part must apply on a primary basis or a primary and noncontributory basis, this insurance is primary to "other insurance" available to the additional insured which covers that person or organization as a named insured for such loss, and we will not
share with that "other insurance". But this insurance provided to the additional insured still is excess over any valid and collectible "other insurance", whether primary, excess, contingent or on any other basis, that is available to the additional
insured when that person or organization is an
additional insured under any "other insurance".
3. The following is added to SECTION IV - COMMERCIAL GENERAL LIABILITY CONDITIONS:
Duties Of An Additional Insured
As a condition of coverage provided to the additional insured:
a. The additional insured must give us written
notice as soon as practicable of an "occurrence" or an offense which may result in a claim. To the extent possible, such notice
should include:
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POLICY NUMBER: P-660-5R143841-TIL-21
i. How, when and where the "occurrence"
or offense took place;
ii. The names and addresses of any injured
persons and witnesses; and
iii. The nature and location of any injury or
damage arising out of the "occurrence" or
offense.
b. If a claim is made or "suit" is brought against
the additional insured, the additional insured
must:
i. Immediately record the specifics of the
claim or "suit" and the date received; and
ii. Notify us as soon as practicable.
The additional insured must see to it that we
receive written notice of the claim or "suit" as
soon as practicable.
c. The additional insured must immediately send
us copies of all legal papers received in connection with the claim or "suit", cooperate with us in the investigation or settlement of the
claim or defense against the "suit", and otherwise comply with all policy conditions. d. The additional insured must tender the defense and indemnity of any claim or "suit" to
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
any provider of other insurance which would
cover the additional insured for a loss we
cover. However, this condition does not affect
whether this insurance provided to the additional insured is primary to that other insurance available to the additional insured which covers that person or organization as a
named insured.
4. The following is added to the DEFINITIONS Section:
"Written contract requiring insurance" means that
part of any written contract or agreement under
which you are required to include a person or organization as an additional insured on this Coverage Part, provided that the "bodily injury" and "property damage" occurs and the "personal injury" is caused by an offense committed:
a. After the signing and execution of the contract
or agreement by you ;
b. While that part of the contract or agreement is
in effect; and
c. Before the end of the policy period.
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POLICY NUMBER: P-660-5R143841-TIL-21
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
XTEND ENDORSEMENT FOR ARCHITECTS, ENGINEERS
AND SURVEYORS
This endorsement modifies insurance provided under the following :
COMMERCIAL GENERAL LIABILITY COVERAGE PART
GENERAL DESCRIPTION OF COVERAGE - This endorsement broadens coverage. However, coverage for any injury, damage or medical expenses described in any of the provisions of this endorsement may be excluded or limited by another endorsement to this Coverage Part, and these coverage broadening provisions do not apply to the extent that coverage is excluded or limited by such an endorsement. The following listing is a general coverage description only. Read all the provisions of this endorsement and the rest of your policy carefully to determine rights, duties, and what is and is not covered.
A. Non-Owned Watercraft - 75 Feet Long Or Less
B. Who Is An Insured - Unnamed Subsidiaries
C. Who Is An Insured - Retired Partners, Members,
Directors And Employees
D. Who Is An Insured - Employees And Volunteer
Workers - Bodily Injury To Co-Employees, CoVolunteer Workers And Retired Partners, Members, Directors And Employees
E. Who Is An Insured - Newly Acquired Or Formed
Limited Liability Companies
F. Blanket Additional Insured - Controlling Interest
G. Blanket Additional Insured - Mortgagees,
Assignees, Successors Or Receivers
PROVISIONS
A. NON-OWNED WATERCRAFT - 75 FEET
LONG OR LESS
1. The following replaces Paragraph (2) of
Exclusion g., Aircraft, Auto Or Watercraft,
in Paragraph 2. of SECTION I
COVERAGES - COVERAGE A - BODILY
INJURY AND PROPERTY DAMAGE
LIABILITY:
(2) A watercraft you do not own that is:
(a) 75 feet long or less; and
(b) Not being used to carry any person
or property for a charge;
2. The following replaces Paragraph 2.e. of
SECTION II - WHO IS AN INSURED:
e. Any person or organization that, with
your express or implied consent, either
H. Blanket Additional Insured - Governmental
Entities - Permits Or Authorizations Relating To
Premises
I. Blanket Additional Insured - Governmental
Entities - Permits Or Authorizations Relating To
Operations
J. Incidental Medical Malpractice
K. Medical Payments - Increased Limit
L. Amendment Of Excess Insurance Condition -
Professional Liability
M. Blanket Waiver Of Subrogation -When Required
By Written Contract Or Agreement
N. Contractual Liability - Railroads
uses or is responsible for the use of a
watercraft that you do not own that is:
(1) 75 feet long or less; and
(2) Not being used to carry any person
or property for a charge;
B. WHO IS AN INSURED UNNAMED
SUBSIDIARIES
The following is added to SECTION II - WHO IS
AN INSURED:
Any of your subsidiaries, other than a partnership
or joint venture, that is not shown as a Named
Insured in the Declarations is a Named Insured
if:
a. You are the sole owner of, or maintain an
ownership interest of more than 50% in, such
subsidiary on the first day of the policy
period; and
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b. Such subsidiary is not an insured under
similar other insurance.
No such subsidiary is an insured for "bodily
injury" or "property damage" that occurred, or
"personal and advertising injury" caused by an
offense committed:
a. Before you maintained an ownership interest
of more than 50% in such subsidiary; or
b. After the date, if any, during the policy period
that you no longer maintain an ownership
interest of more than 50% in such subsidiary.
For purposes of Paragraph 1. of Section II - Who
Is An Insured, each such subsidiary will be
deemed to be designated in the Declarations as:
a. A limited liability company;
b. An organization other than a partnership,
joint venture or limited liability company; or
c. A trust;
as indicated in its name or the documents that
govern its structure.
C. WHO IS AN INSURED - RETIRED PARTNERS,
MEMBERS, DIRECTORS AND EMPLOYEES
The following is added to Paragraph 2. of
SECTION II - WHO IS AN INSURED:
Any person who is your retired partner, member,
director or "employee" that is performing services
for you under your direct supervision, but only for
acts within the scope of their employment by you
or while performing duties related to the conduct
of your business. However, no such retired
partner, member, director or "employee" is an
insured for:
(1) "Bodily injury":
(a) To you, to your current partners or
members (if you are a partnership or
joint venture), to your current members
(if you are a limited liability company) or
to your current directors;
(b) To the spouse, child, parent, brother or
sister of that current partner, member or
director as a consequence of Paragraph
(1)(a) above;
(c) For which there is any obligation to
share damages with or repay someone
else who must pay damages because of
the injury described in Paragraph (1 )(a)
or (b) above; or
(d) Arising out of his or her providing or
failing to provide professional health care
services.
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
Unless you are in the business or occupation
of providing professional health care
services, Paragraphs (1)(a), (b), (c) and (d)
above do not apply to "bodily injury" arising
out of providing or failing to provide first aid
or "Good Samaritan services" by any of your
retired partners, members, directors or
"employees", other than a doctor. Any such
retired partners, members, directors or
"employees" providing or failing to provide
first aid or "Good Samaritan services" during
their work hours for you will be deemed to be
acting within the scope of their employment
by you or performing duties related to the
conduct of your business.
(2) "Personal injury'':
(a) To you, to your current or retired
partners or members (if you are a
partnership or joint venture), to your
current or retired members (if you are a
limited liability company), to your other
current or retired directors or
"employees" while in the course of his or
her employment or performing duties
related to the conduct of your business,
or to your other "volunteer workers"
while performing duties related to the
conduct of your business;
(b) To the spouse, child, parent, brother or
sister of that current or retired partner,
member, director, "employee" or
"volunteer worker'' as a consequence of
Paragraph (2)(a) above;
(c) For which there is any obligation to
share damages with or repay someone
else who must pay damages because of
the injury described in Paragraph (2)(a)
or (b) above; or
(d) Arising out of his or her providing or
failing to provide professional health care
services.
(3) "Property damage" to property:
(a) Owned, occupied or used by; or
(b) Rented to, in the care, custody or control
of, or over which physical control is
being exercised for any purpose by;
you, any of your retired partners, members
or directors, your current or retired
"employees" or "volunteer workers", any
current partner or member (if you are a
partnership or joint venture), or any current
member (if you are a limited liability
company) or current director.
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D. WHO IS AN INSURED - EMPLOYEES AND
VOLUNTEER WORKERS - BODILY INJURY
TO CO-EMPLOYEES, CO-VOLUNTEER
WORKERS AND RETIRED PARTNERS,
MEMBERS, DIRECTORS AND EMPLOYEES
The following is added to Paragraph 2.a.(1) of
SECTION II - WHO IS AN INSURED:
Paragraphs (1)(a), (b) and (c) above do not
apply to "bodily injury" to a current or retired co-
"employee" while in the course of the co-
"employee's" employment by you or performing
duties related to the conduct of your business, or
to "bodily injury" to your other "volunteer
workers" or retired partners, members or
directors while performing duties related to the
conduct of your business.
E. WHO IS AN INSURED - NEWLY ACQUIRED
OR FORMED LIMITED LIABILITY COMPANIES
The following replaces Paragraph 3. of
SECTION II - WHO IS AN INSURED:
3. Any organization you newly acquire or form,
other than a partnership or joint venture, and
of which you are the sole owner or in which
you maintain an ownership interest of more
than 50%, will qualify as a Named Insured if
there is no other similar insurance available
to that organization. However:
a. Coverage under this provision is
afforded only:
(1) Until the 180th day after you acquire
or form the organization or the end
of the policy period, whichever is
earlier, if you do not report such
organization in writing to us within
180 days after you acquire or form it;
or
(2) Until the end of the policy period,
when that date is later than 180 days
after you acquire or form such
organization, if you report such
organization in writing to us within
180 days after you acquire or form it;
b. Coverage A does not apply to "bodily
injury" or "property damage" that
occurred before you acquired or formed
the organization; and
c. Coverage B does not apply to "personal
and advertising injury" arising out of an
offense committed before you acquired
or formed the organization.
For the purposes of Paragraph 1. of Section
II - Who Is An Insured, each such
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
organization will be deemed to be
designated in the Declarations as:
a. A limited liability company;
b. An organization other than a partnership,
joint venture or limited liability company;
or
c. A trust;
as indicated in its name or the documents
that govern its structure.
F. BLANKET ADDITIONAL INSURED
CONTROLLING INTEREST
1. The following is added to SECTION II -
WHO IS AN INSURED:
Any person or organization that has financial
control of you is an insured with respect to
liability for "bodily injury", "property damage"
or "personal and advertising injury" that
arises out of:
a. Such financial control; or
b. Such person's or organization's
ownership, maintenance or use of
premises leased to or occupied by you.
The insurance provided to such person or
organization does not apply to structural
alterations, new construction or demolition
operations performed by or on behalf of such
person or organization.
2. The following is added to Paragraph 4. of
SECTION II - WHO IS AN INSURED:
This paragraph does not apply to any
premises owner, manager or lessor that has
financial control of you.
G. BLANKET ADDITIONAL INSURED
MORTGAGEES, ASSIGNEES, SUCCESSORS
OR RECEIVERS
The following is added to SECTION II - WHO IS
AN INSURED:
Any person or organization that is a mortgagee,
assignee, successor or receiver and that you
have agreed in a written contract or agreement
to include as an additional insured on this
Coverage Part is an insured, but only with
respect to its liability as mortgagee, assignee,
successor or receiver for "bodily injury", "property
damage" or "personal and advertising injury"
that:
a. Is "bodily injury" or "property damage" that
occurs, or is "personal and advertising injury"
caused by an offense that is committed,
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subsequent to the signing of that contract or
agreement; and
b. Arises out of the ownership, maintenance or
use of the premises for which that
mortgagee, assignee, successor or receiver
is required under that contract or agreement
to be included as an additional insured on
this Coverage Part.
The insurance provided to such mortgagee,
assignee, successor or receiver is subject to the
following provisions:
a. The limits of insurance provided to such
mortgagee, assignee, successor or receiver
will be the minimum limits that you agreed to
provide in the written contract or agreement,
or the limits shown in the Declarations,
whichever are less.
b. The insurance provided to such person or
organization does not apply to:
(1) Any "bodily injury" or "property damage"
that occurs, or any "personal and
advertising injury" caused by an offense
that is committed, after such contract or
agreement is no longer in effect; or
(2) Any "bodily injury", "property damage" or
"personal and advertising injury" arising
out of any structural alterations, new
construction or demolition operations
performed by or on behalf of such
mortgagee, assignee, successor or
receiver.
H. BLANKET ADDITIONAL INSURED
GOVERNMENTAL ENTITIES - PERMITS OR
AUTHORIZATIONS RELATING TO PREMISES
The following is added to SECTION II - WHO IS
AN INSURED:
Any governmental entity that has issued a permit
or authorization with respect to premises owned
or occupied by, or rented or loaned to, you and
that you are required by any ordinance, law,
building code or written contract or agreement to
include as an additional insured on this
Coverage Part is an insured, but only with
respect to liability for "bodily injury", "property
damage" or "personal and advertising injury''
arising out of the existence, ownership, use,
maintenance, repair, construction, erection or
removal of any of the following for which that
governmental entity has issued such permit or
authorization: advertising signs, awnings,
canopies, cellar entrances, coal holes,
driveways, manholes, marquees, hoist away
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
openings, sidewalk vaults, elevators, street
banners or decorations.
I. BLANKET ADDITIONAL INSURED
GOVERNMENTAL ENTITIES - PERMITS
OR AUTHORIZATIONS RELATING TO
OPERATIONS
The following is added to SECTION II - WHO IS
AN INSURED:
Any governmental entity that has issued a permit
or authorization with respect to operations
performed by you or on your behalf and that you
are required by any ordinance, law, building code
or written contract or agreement to include as an
additional insured on this Coverage Part is an
insured, but only with respect to liability for
"bodily injury", "property damage" or "personal
and advertising injury'' arising out of such
operations.
The insurance provided to such governmental
entity does not apply to:
a. Any "bodily injury", "property damage" or
"personal and advertising injury" arising out
of operations performed for the
governmental entity; or
b. Any "bodily injury" or "property damage"
included in the "products-completed
operations hazard".
J. INCIDENTAL MEDICAL MALPRACTICE
1. The following replaces Paragraph b. of the
definition of "occurrence" in the
DEFINITIONS Section:
b. An act or omission committed in
providing or failing to provide "incidental
medical services", first aid or "Good
Samaritan services" to a person, unless
you are in the business or occupation of
providing professional health care
services.
2. The following replaces the last paragraph of
Paragraph 2.a.(1) of SECTION II - WHO IS
AN INSURED:
Unless you are in the business or occupation
of providing professional health care
services, Paragraphs (1)(a), (b), (c) and (d)
above do not apply to "bodily injury" arising
out of providing or failing to provide:
(a) "Incidental medical services" by any of
your "employees" who is a nurse,
nurse assistant, emergency medical
technician, paramedic, athletic trainer,
audiologist, dietician, nutritionist,
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occupational therapist or occupational
therapy assistant, physical therapist or
speech-language pathologist; or
(b) First aid or "Good Samaritan services"
by any of your "employees" or "volunteer
workers", other than an employed or
volunteer doctor. Any such "employees"
or "volunteer workers" providing or failing
to provide first aid or "Good Samaritan
services" during their work hours for you
will be deemed to be acting within the
scope of their employment by you or
performing duties related to the conduct
of your business.
3. The following replaces the last sentence of
Paragraph 5. of SECTION Ill - LIMITS OF
INSURANCE:
For the purposes of determining the
applicable Each Occurrence Limit, all related
acts or omissions committed in providing or
failing to provide "incidental medical
services", first aid or "Good Samaritan
services" to any one person will be deemed
to be one "occurrence".
4. The following exclusion is added to
Paragraph 2., Exclusions, of SECTION I -
COVERAGES - COVERAGE A - BODILY
INJURY AND PROPERTY DAMAGE
LIABILITY:
Sale Of Phannaceuticals
"Bodily injury" or "property damage" arising
out of the violation of a penal statute or
ordinance relating to the sale of
pharmaceuticals committed by, or with the
knowledge or consent of the insured.
5. The following is added to the DEFINITIONS
Section:
"Incidental medical services" means:
a. Medical, surgical, dental, laboratory, xray or nursing service or treatment, advice or instruction, or the related
furnishing of food or beverages; or
b. The furnishing or dispensing of drugs or
medical, dental, or surgical supplies or
appliances.
6. The following is added to Paragraph 4.b.,
Excess Insurance, of SECTION IV -
COMMERCIAL GENERAL LIABILITY
CONDITIONS:
This insurance is excess over any valid and
collectible other insurance, whether primary,
excess, contingent or on any other basis,
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
that is available to any of your "employees"
for "bodily injury" that arises out of providing
or failing to provide "incidental medical
services" to any person to the extent not
subject to Paragraph 2.a.(1) of Section II -
Who Is An Insured.
K. MEDICAL PAYMENTS - INCREASED LIMIT
The following replaces Paragraph 7. of
SECTION Ill - LIMITS OF INSURANCE:
7. Subject to Paragraph 5. above, the Medical
Expense Limit is the most we will pay under
Coverage C for all medical expenses
because of "bodily injury" sustained by any
one person, and will be the higher of:
a. $10,000; or
b. The amount shown in the Declarations of
this Coverage Part for Medical Expense
Limit.
L. AMENDMENT OF EXCESS INSURANCE
CONDITION - PROFESSIONAL LIABILITY
The following is added to Paragraph 4.b.,
Excess Insurance, of SECTION IV -
COMMERCIAL GENERAL LIABILITY
CONDITIONS:
This insurance is excess over any of the other
insurance, whether primary, excess, contingent
or on any other basis, that is Professional
Liability or similar coverage, to the extent the
loss is not subject to the professional services
exclusion of Coverage A or Coverage B.
M. BLANKET WAIVER OF SUBROGATION -
WHEN REQUIRED BY WRITTEN CONTRACT
OR AGREEMENT
The following is added to Paragraph 8., Transfer
Of Rights Of Recovery Against Others To Us,
of SECTION IV - COMMERCIAL GENERAL
LIABILITY CONDITIONS:
If the insured has agreed in a written contract or
agreement to waive that insured's right of
recovery against any person or organization, we
waive our right of recovery against such person
or organization, but only for payments we make
because of:
a. "Bodily injury" or "property damage" that
occurs; or
b. "Personal and advertising injury" caused by
an offense that is committed;
subsequent to the signing of that contract or
agreement.
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N. CONTRACTUAL LIABILITY - RAILROADS
1. The following replaces Paragraph c. of the
definition of "insured contract" in the
DEFINITIONS Section:
c. Any easement or license agreement;
2. Paragraph f.(1) of the definition of "insured
contract" in the DEFINITIONS Section is
deleted.
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
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Policy Number: 810-5R 143576-21-43-G
COMMERCIAL AUTO
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
BUSINESS AUTO EXTENSION ENDORSEMENT
This endorsement modifies insurance provided under the following:
BUSINESS AUTO COVERAGE FORM
GENERAL DESCRIPTION OF COVERAGE - This endorsement broadens coverage. However, coverage for any injury, damage or medical expenses described in any of the provisions of this endorsement may be excluded or limited by another endorsement to the Coverage Part, and these coverage broadening provisions do not apply to the extent that coverage is excluded or limited by such an endorsement. The following listing is a general coverage description only. Limitations and exclusions may apply to these coverages. Read all the provisions of this endorsement and the rest of your policy carefully to determine rights, duties, and what is and is not covered.
A. BROAD FORM NAMED INSURED H. HIRED AUTO PHYSICAL DAMAGE - LOSS OF B. BLANKET ADDITIONAL INSURED
C. EMPLOYEE HIRED AUTO
D. EMPLOYEES AS INSURED
E. SUPPLEMENT ARY PAYMENTS - INCREASED
LIMITS
F. HIRED AUTO - LIMITED WORLDWIDE COVERAGE - INDEMNITY BASIS G. WAIVER OF DEDUCTIBLE - GLASS
PROVISIONS
A. BROAD FORM NAMED INSURED
The following is added to Paragraph A.1., Who Is
An Insured, of SECTION II - COVERED AUTOS
LIABILITY COVERAGE:
Any organization you newly acquire or form during the policy period over which you maintain 50% or more ownership interest and that is not
separately insured for Business Auto Coverage.
Coverage under this provision is afforded only until the 180th day after you acquire or form the organization or the end of the policy period, whichever is earlier.
B. BLANKET ADDITIONAL INSURED
The following is added to Paragraph c. in A.1.,
Who Is An Insured, of SECTION II - COVERED
AUTOS LIABILITY COVERAGE:
Any person or organization who is required under
a written contract or agreement between you and
that person or organization, that is signed and
executed by you before the "bodily in jury" or
"property damage" occurs and that is in effect
during the policy period, to be named as an additional insured is an "insured" for Covered Autos Liability Coverage, but only for damages to which
I.
USE - INCREASED LIMIT
PHYSICAL DAMAGE - TRANSPORTATION
EXPENSES - INCREASED LIMIT
J. PERSONALPROPERTY
K. AIRBAGS
L. NOTICE AND KNOWLEDGE OF ACCIDENT OR
LOSS
M. BLANKET WAIVER OF SUBROGATION
N. UNINTENTIONAL ERRORS OR OMISSIONS
this insurance applies and only to the extent that
person or organization qualifies as an "insured"
under the Who Is An Insured provision contained
in Section II.
C. EMPLOYEE HIRED AUTO
1. The following is added to Paragraph A.1.,
Who Is An Insured, of SECTION II - COVERED AUTOS LIABILITY COVERAGE:
An "employee" of yours is an "insured" while
operating an "auto" hired or rented under a
contract or agreement in an "employee's"
name, with your permission, while performing
duties related to the conduct of your business.
2. The following replaces Paragraph b. in 8.5.,
Other Insurance, of SECTION IV - BUSINESS AUTO CONDITIONS:
b. For Hired Auto Physical Damage Coverage, the following are deemed to be covered "autos" you own:
(1) Any covered "auto" you lease, hire,
rent or borrow; and
(2) Any covered "auto" hired or rented by
your "employee" under a contract in
an "employee's" name, with your
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COMMERCIAL AUTO
perm,ss,on, while performing duties
related to the conduct of your business.
However, any "auto" that is leased, hired,
rented or borrowed with a driver 1s not a
covered "auto".
D. EMPLOYEES AS INSURED
The following is added to Paragraph A.1., Who Is
An Insured, of SECTION II - COVERED AUTOS
LIABILITY COVERAGE:
Any "employee" of yours is an "insured" while using a covered "auto" you don't own, hire or borrow in your business or your personal affairs.
E. SUPPLEMENT ARY PAYMENTS - INCREASED
LIMITS
1. The following replaces Paragraph A.2.a.(2),
of SECTION II - COVERED AUTOS LIABILITY COVERAGE:
(2) Up to $3,000 for cost of bail bonds (including bonds for related traffic law violations) required because of an "accident" we cover. We do not have to furnish
these bonds.
2. The following replaces Paragraph A.2.a.(4),
of SECTION II - COVERED AUTOS LIABILITY COVERAGE:
(4) All reasonable expenses incurred by the
"insured" at our request, including actual
loss of earnings up to $500 a day because of time off from work.
F. HIRED AUTO - LIMITED WORLDWIDE COVERAGE - INDEMNITY BASIS The following replaces Subparagraph (5) in Paragraph B.7., Policy Period, Coverage Territory, of SECTION IV - BUSINESS AUTO CONDITIONS:
(5) Anywhere in the world, except any country or
jurisdiction while any trade sanction, embargo, or similar regulation imposed by the United States of America applies to and prohibits the transaction of business with or within such country or jurisdiction, for Covered Autos Liability Coverage for any covered "auto" that you lease, hire, rent or borrow
without a driver for a period of 30 days or less
and that is not an "auto" you lease, hire, rent
or borrow from any of your "employees",
partners (if you are a partnership), members
(if you are a limited hability company) or
members of their households.
(a) With respect to any claim made or "suit"
brought outside the United States of
America, the territories and possessions
of the United States of America, Puerto
Rico and Canada:
(i) You must arrange to defend the "insured" against, and investigate or settle any such claim or "suit" and keep us advised of all proceedings and actions.
(ii) Neither you nor any other involved
"insured" will make any settlement
without our consent.
(iii) We may, at our discretion, participate
in defending the "insured" against, or
in the settlement of, any claim or
"suit".
(iv) We will reimburse the "insured" for
sums that the "insured" legally must
pay as damages because of "bodily
injury" or "property damage" to which
this insurance applies, that the "insured" pays with our consent, but only up to the limit described in Paragraph C., Limits Of Insurance, of
SECTION II - COVERED AUTOS
LIABILITY COVERAGE.
(v) We will reimburse the "insured" for
the reasonable expenses incurred
with our consent for your investigation of such claims and your defense of the "insured" against any such
"suit", but only up to and included
within the limit described in Paragraph C., Limits Of Insurance, of
SECTION II - COVERED AUTOS
LIABILITY COVERAGE, and not in
addition to such limit. Our duty to
make such payments ends when we
have used up the applicable limit of
insurance in payments for damages,
settlements or defense expenses.
(b) This insurance is excess over any valid
and collectible other insurance available
to the "insured" whether primary, excess,
contingent or on any other basis.
(c) This insurance is not a substitute for required or compulsory insurance in any country outside the United States, its territories and possessions, Puerto Rico and Canada.
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You agree to maintain all required or
compulsory insurance in any such country up to the minimum limits required by local law. Your failure to comply with
compulsory insurance requirements will
not invalidate the coverage afforded by
this policy, but we will only be liable to the
same extent we would have been liable
had you complied with the compulsory insurance requirements. (d) It is understood that we are not an admitted or authorized insurer outside the United States of America, its territories
and possessions, Puerto Rico and Canada. We assume no responsibility for the furnishing of certificates of insurance, or
for compliance in any way with the laws
of other countries relating to insurance.
G. WAIVER OF DEDUCTIBLE - GLASS
The following is added to Paragraph 0., Deductible, of SECTION Ill - PHYSICAL DAMAGE COVERAGE:
No deductible for a covered "auto" will apply to
glass damage if the glass is repaired rather than
replaced.
H. HIRED AUTO PHYSICAL DAMAGE - LOSS OF
USE - INCREASED LIMIT
The following replaces the last sentence of Paragraph A.4.b., Loss Of Use Expenses, of SECTION Ill - PHYSICAL DAMAGE COVERAGE:
However, the most we will pay for any expenses
for loss of use is $65 per day, to a maximum of
$750 for any one "accident".
I. PHYSICAL DAMAGE - TRANSPORTATION
EXPENSES - INCREASED LIMIT
The following replaces the first sentence in Paragraph A.4.a., Transportation Expenses, of SECTION Ill - PHYSICAL DAMAGE COVERAGE:
We will pay up to $50 per day to a maximum of
$1,500 for temporary transportation expense incurred by you because of the total theft of a covered "auto" of the private passenger type.
J. PERSONAL PROPERTY
The following is added to Paragraph A.4., Coverage Extensions, of SECTION Ill - PHYSICAL DAMAGE COVERAGE:
Personal Property
We will pay up to $400 for "loss" to wearing apparel and other personal property which is:
(1) Owned by an "insured"; and
COMMERCIAL AUTO
(2) In or on your covered "auto".
This coverage applies only in the event of a total
theft of your covered "auto".
No deductibles apply to this Personal Property
coverage.
K. AIRBAGS
The following is added to Paragraph B.3., Exclusions, of SECTION Ill - PHYSICAL DAMAGE COVERAGE:
Exclusion 3.a. does not apply to "loss" to one or
more airbags in a covered "auto" you own that inflate due to a cause other than a cause of "loss" set forth in Paragraphs A.1.b. and A.1.c., but
only:
a. If that "auto" is a covered "auto" for Comprehensive Coverage under this policy; b. The airbags are not covered under any warranty; and c. The airbags were not intentionally inflated.
We will pay up to a maximum of $1,000 for any
one "loss".
L. NOTICE AND KNOWLEDGE OF ACCIDENT OR
LOSS
The following is added to Paragraph A.2.a., of
SECTION IV - BUSINESS AUTO CONDITIONS:
Your duty to give us or our authorized representative prompt notice of the "accident" or "loss" applies only when the "accident" or "loss" is known to:
(a) You (rt' you are an individual);
(b) A partner (rt' you are a partnership);
(c) A member Of you are a limited liability company);
(d) An executive officer, director or insurance
manager (if you are a corporation or other organization); or (e) Any "employee" authorized by you to give notice of the "accident" or "loss".
M. BLANKET WAIVER OF SUBROGATION
The following replaces Paragraph A.S., Transfer
Of Rights Of Recovery Against Others To Us,
of SECTION IV - BUSINESS AUTO CONDITIONS:
S. Transfer Of Rights Of Recovery Against
Others To Us
We waive any right of recovery we may have
against any person or organization to the extent required of you by a written contract signed and executed prior to any "accident"
or "loss", provided that the "accident" or "loss"
arises out of operations contemplated by
20J5 b! aye.JelS...lodemnity Comp§JlY. All rights reserved. Page 3 of 4 Includes copyrighted material of Insurance Services Office, Inc. with its permission. 442
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Policy Number: 810-5R143576-21-43-G
COMMERCIAL AUTO
such contract. The waiver applies only to the
person or organization designated in such
contract.
N. UNINTENTIONAL ERRORS OR OMISSIONS
The following is added to Paragraph 8.2., Concealment, Misrepresentation, Or Fraud, of SECTION IV - BUSINESS AUTO CONDITIONS:
The unintentional om1ss1on of, or unintentional
error in, any information given by you shall not
prejudice your rights under this insurance. However this provision does not affect our right to collect additional premium or exercise our right of cancellation or non-renewal.
Includes copyrighted material of Insurance Services Office, Inc. with its permission. 443
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~
TRAVELERS] WORKERS COMPENSATION
AND
EMPLOYERS LIABILITY POLICY
ENDORSEMENT WC 99 03 76 ( A) -
POLICY NUMBER: UB-5R147157-21 -43-G
WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS
ENDORSEMENT - CALIFORNIA
(BLANKET WAIVER)
We have the right to recover our payments from anyone liable for an injury covered by this policy. We will not enforce our right against the person or organization named in the Schedule.
The additional premium for this endorsement shall be % of the California workers' compensation premium.
Person or Organization
ANY PERSON OR ORGANIZATION FOR WHICH
THE INSURED HAS AGREED BY WRITTEN
CONTRACT EXECUTED PRIOR TO LOSS TO
FURNISH THIS WAIVER.
Schedule
Job Description
This endorsement changes the policy to which it is attached and is effective on the date issued unless otherwise stated.
{The information below is required only when this endorsement is issued subsequent to preparation of the policy.)
Endorsement Effective 1210412021
Insured
Insurance Company
DA TE OF ISSUE:
Policy No. UB-5R147157-21-43-G Endorsement No.
Premium
Countersigned by ___________ _
ST ASSIGN: Page 1 of 1
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POLICY NUMBER: P-660-5R143841-TIL-21
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
SCHEDULED ADDITIONAL INSURED - WRITTEN
CONTRACT (ARCHITECTS, ENGINEERS AND
SURVEYORS)
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE PART
NAME OF PERSON(S) OR ORGANIZATION(S):
City of Cupertino
Attn: City of Cupertino
10300 Torre Avene
Cupertino, CA 95014
SCHEDULE
PROJECT/LOCATION OF COVERED OPERATIONS:
PROVISIONS
1. The following is added to SECTION II - WHO IS
AN INSURED:
The person or organization shown in the Schedule above is an additional insured on this Coverage Part, but:
a. Only with respect to liability for "bodily injury",
"property damage" or "personal injury"; and
b. If, and only to the extent that, the injury or
damage is caused by acts or omissions of
you or your subcontractor in the performance
of "your work" to which the "written contract
requiring insurance" applies. The person or
organization does not qualify as an additional
insured with respect to the independent acts
or omissions of such person or organization.
The insurance provided to such additional insured
is limited as follows:
c. In the event that the Limits of Insurance of
this Coverage Part shown in the Declarations
exceed the limits of liability required by the
"written contract requiring insurance", the insurance provided to the additional insured shall be limited to the limits of liability required
by that "written contract requiring insurance".
This endorsement shall not increase the limits
of insurance described in Section Ill - Limits
Of Insurance.
d. This insurance does not apply to the rendering of or failure to render any "professional services" or construction management errors
or omissions.
e. This insurance does not apply to "bodily injury" or "property damage" caused by "your work" and included in the "productscompleted operations hazard" unless the "written contract requiring insurance" specifically requires you to provide such coverage for that additional insured, and then the insurance provided· to that additional insured applies only to such "bodily injury" or "property damage" that occurs before the end of the period of time for which the "written contract requiring insurance" requires you to provide such coverage or the end of the policy period,
whichever is earlier.
CG 041605 08 © 2008 The Travelers Companies, Inc. Page 1 of 2 445
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POLICY NUMBER: P-660-5R143841 -TIL-21
2. The following is added to Paragraph 4.a. of SECTION IV - COMMERCIAL GENERAL LIABILITY CONDITIONS:
The insurance provided to the additional insured
shown in the Schedule above is excess over any
valid and collectible "other insurance", whether
primary, excess, contingent or on any other basis,
that is available to the additional insured for a loss
we cover. However, if you specifically agree in the
"written contract requiring insurance" that this insurance provided to the additional insured under this Coverage Part must apply on a primary basis
or a primary and non-contributory basis, this insurance is primary to "other insurance" available to the additional insured which covers that person
or organization as a named insured for such loss,
and we will not share with that "other insurance".
But this insurance provided to the additional insured still is excess over any valid and collectible "other insurance", whether primary, excess, contingent or on any other basis, that is available to the additional insured when that person or organization is an additional insured under any "other insurance".
3. The following is added to SECTION IV - COMMERCIAL GENERAL LIABILITY CONDITIONS:
Duties Of An Additional Insured
As a condition of coverage provided to the additional insured:
a. The additional insured must give us written
notice as soon as practicable of an "occurrence" or an offense which may result in a claim. To the extent possible, such notice
should include:
i. How, when and where the "occurrence"
or offense took place;
ii. The names and addresses of any injured
persons and witnesses; and
iii. The nature and location of any injury or
damage arising out of the "occurrence" or
offense.
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12-4-21
b. If a claim is made or "suit" is brought against
the additional insured, the additional insured
must:
i. Immediately record the specifics of the
claim or "suit" and the date received; and
ii. Notify us as soon as practicable.
The additional insured must see to it that we
receive written notice of the claim or "suit" as
soon as practicable.
c. The additional insured must immediately send
us copies of all legal papers received in connection with the claim or "suit", cooperate with us in the investigation or settlement of the
claim or defense against the "suit", and otherwise comply with all policy conditions. d. The additional insured must tender the defense and indemnity of any claim or "suit" to any provider of other insurance which would
cover the additional insured for a loss we
cover. However, this condition does not affect
whether this insurance provided to the additional insured is primary to that other insurance available to the additional insured which covers that person or organization as a
named insured.
4. The following is added to the DEFINITIONS Section :
"Written contract requiring insurance" means that
part of any written contract or agreement with the
person or organization shown in the Schedule
above, under which you are required to include
that person or organization as an additional insured on this Coverage Part, provided that the "bodily injury" and "property damage" occurs and
the "personal injury" is caused by an offense
committed:
a. After the signing and execution of the
contract or agreement by you;
b. While that part of the contract or agreement is in effect; and c. Before the end of the policy period.
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POLICY NUMBER: P-660-5R143841 -TIL-21 ISSUE DATE: 12-4-21 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
DESIGNATED PERSON OR ORGANIZATION - NOTICE OF
CANCELLATION PROVIDED BY US
This endorsement modifies insurance provided under the following:
ALL COVERAGE PARTS INCLUDED IN THIS POLICY
CANCELLATION:
PERSON OR
ORGANIZATION:
City of Cupertino
ADDRESS:
Attn: Winnie Pagan/ City of Cupertino
10300 Torre Avene
Cupertino, CA 95014
PROVISIONS
SCHEDULE
Number of Days Notice: ____ 30 ____ _
If we cancel this policy for any legally permitted reason other than nonpayment of premium, and a number of days is shown for Cancellation in the Schedule above, we will mail notice of cancellation to the person or organization shown in such Schedule. We will mail such notice to the address shown in the Schedule above at least the number of days shown for Cancellation in such Schedule before the effective date of cancellation.
ILT4050519 © 2019 The Travelers Indemnity Company. Al! rights reserved. Page 1 of 1 447
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FIRST AMENDMENT TO AGREEMENT 149 BETWEEN
THE CITY OF CUPERTINO AND CSG CONSULTANTS INC, FOR
CONSTRUCTION MANAGEMENT SERVICES
This First Amendment to Agreement 149 between the City of Cupertino and CSG Consultants Inc. is by and between the City of Cupertino, a municipal corporation (hereinafter "City") and CSG Consultants Inc, a Corporation ("Contractor") whose address is 550 Pilgrim Dr., Foster City, CA 94404, and is made with reference to the following:
RECITALS:
A. On October 22, 2020, Agreement 149 ("Agreement") was entered into by and between City and Contractor for Construction Management Services.
B. City and Contractor desire to modify the Agreement on the terms and conditions set forth herein.
NOW, THEREFORE, it is mutually agreed by and between and undersigned parties as follows:
1. Paragraph 4.1 of the Agreement is modified to read as follows: Maximum Compensation. City will pay Contractor for satisfactory performance of the Services a total amount that will be based upon actual costs but that will be capped so as not to exceed $538,045 .00 ("Contract Price"), based upon the Scope of Services in Exhibit A and the budget and rates included. The maximum compensation includes all expenses and reimbursements and will remain in place even if Contractor's actual costs exceed the capped amount.
2. Except as expressly modified herein, all other terms and covenants set forth in the Agreement shall remain the same and shall be in full force and effect.
REMAINDER OF PAGE INTENTIALL Y LEFT BLANK
[SIGNATURE PAGE TO FOLLOW]
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IN WITNESS WHEREOF, the parties hereto have caused this modification of Agreement to be executed.
CITY OF CUPERTINO
Bygr~ Larwn,
Title Interim City Manager
Date Jul 29, 2021
APPROVED AS TO FORM
CltnJtgdter JJ. Je11Je11
City Attorney
ATTEST:
~~
City Clerk
Date Jul 29, 2021
CSG CONSULTANTS INC
By~
Title Vice President
Date Jul 16, 2021
2 449
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EXPENDITURE DISTRIBUTION
Ii Item l PO Number II Amount I
!Original Contract Amount I 11 500,000.09
1SO #1 SCB Bike Lane lmprov Ph 1 (Raaymakers) ]!2021-229 II 68,860.09 'so #2 ~BF Golf Course & Pool Parking Lot Safety Net 1, 2021 _276 ,Evaluat10n (Mosely) JI 8,800.0~
SO #3 Regnart Creek Trail & Fence Construction
12021-300 I! 199,170.0~ Management (Stillman)
!so #4 - not used I 11 0.09
!so #5 Bubb Rd Seearated Bikeway Improvements 12021-356 II 46,200.09 !SO #6 CIP Prelim Planning - Memorial Ponds j2021-415 II 800.09 !so #7 for Regnart Creek Trail j'2021-428 II 187,550.09 /Amendment #1 I - II 38,o4s.og
/Total Contract Amount I --- II 538,o4s.og
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CSGCONS-01 MHILL
ACORD4
CERTIFICATE OF LIABILITY INSURANCE I ~
DATE (MM/DD/YYYY)
12/18/2020
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed.
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).
PRODUCER ~~~i~cT Melissa Hill
Alliant Insurance Services, Inc. PHONE I FAX
575 Market St Ste 3600 (A/C, No, Ext): (A/C, No):
San Francisco, CA 94105 ii%A~kss, [email protected] INSURERCSI AFFORDING COVERAGE NAIC#
INSURER A : Travelers Property Casualty Company of America 25674 INSURED INSURER B : Travelers lndemnitv Comoanv of America 25666 CSG Consultants, Inc., Precision Inspection INSURER c :Arch Insurance Comoanv 11150 Company, Inc. 550 Pilgrim Drive INSURER D :
Foster City, CA 94404 INSURER E:
INSURER F :
COVERAGES CERTIFICATE NUMBER· REVISION NUMBER·
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
INSR TYPE OF INSURANCE ADDL SUBR POLICY NUMBER POLICY EFF POLICY EXP I Tl> •••en OAMn .. .. LIMITS A X COMMERCIAL GENERAL LIABILITY EACH OCCURRENCE $ 1,000,000 f------- ~ CLAIMS-MADE [K] OCCUR DAMAGE TO RENTED X X 660-5R143841-TIL-20 12/4/2020 12/4/2021 PREMISES IEa occurrence) $ 1,000,000 ~
MED EXP /Anv one oerson\ $ 10,000
~
PERSONAL & ADV INJURY $ 1,000,000
2,000,000 GEN'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ Fl PoLlcY [K] ~f8r LOG PRODUCTS - COMP/OP AGG $ 2,000,000 OTHER: $
A AUTOMOBILE LIABILITY COMBINED SINGLE LIMIT 1,000,000 IEa accident' $ ~
X ANY AUTO X X 810-5R 143576-20-43-G 12/4/2020 12/4/2021 BODILY INJURY /Per person) $ OWNED ~ SCHEDULED
~
AUTOS ONLY ~ AUTOS BODILY INJURY /Per accident) $
HIRED ~8~o'§'1JiJE~ Fpf;.?~tc~d\it?AMAGE AUTOS ONLY ~
$
X APD Owned Autos Comp/Coll Ded. 2,000 Onlv $
B X UMBRELLA LtAB M OCCUR EACH OCCURRENCE $ 1,000,000 ~ EXCESS LIAB CLAI MS-MADE ZUP-61 N34906-20-NF 12/4/2020 12/4/2021 1,000,000 AGGREGATE $ DED I I RETENTION$ $
A WORKERS COMPENSATION X I ~¥f Tl ITE I I OTHAND EMPLOYERS' LIABILITY ER Y/N UB-5R147157-20-43-G 12/4/2020 12/4/2021 1,000,000 ANY PROPRIETOR/PARTNER/EXECUTIVE [fil E.L. EACH ACCIDENT $ OFFICER/MEMBER EXCLUDED? N/A (Mandatory in NH) 1,000,000 E.L. DISEASE - EA EMPLOYEE $ If yes, describe under
DESCRIPTION OF OPERATIONS below E.L. DISEASE - POLICY LIMIT $ 1,000,000 C Professional Liab. PAAEP0008805 12/4/2020 12/4/2021 $5,000,000 Agg; Ded: 50,000 DESCRIPTION OF OPERATIONS/ LOCATIONS/ VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space Is required) City, its City Council, boards and commissions, officers, employees and volunteers are named as additional insured as respects General, Auto, and Umbrella Liability policy(ies) per attached endorsements, pursuant to and subject to the policy's terms, definitions, conditions and exclusions. Waiver of Subrogation applies to additional insureds, as respects General, Auto Liability policy(s) per attached endorsements, pursuant to and subject to the policy's terms, definitions, conditions and exclusions.
CERTIFICATE HOLDER CANCELLATION
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE City of Cupertino THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. 10300 Torre Ave.
Cupertino, CA 95014 AUTHORIZED REPRESENTATIVE
I JJ~~
ACORD 25 (2016/03) © 1988-2015 ACORD CORPORATION. All rights reserved.
The ACORD name and logo are registered marks of ACORD
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POLICY NUMBER: 660-5R143841-TIL-20
COMMERCIAL GENERAL LIABILITY
ISSUE DATE: 12- 04- 20
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
SCHEDULED ADDITIONAL INSURED - WRITTEN
CONTRACT (ARCHITECTS, ENGINEERS AND
SURVEYORS)
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL LIABILITY COVERAGE PART
NAME OF PERSON(S) OR ORGANIZATION(S):
City of Cupertino
Attn: City of Cupertino
10300 Torre Avene
Cupertino, CA 95014
SCHEDULE
PROJECT/LOCATION OF COVERED OPERATIONS:
PROVISIONS
1. The following is added to SECTION II - WHO IS
AN INSURED:
The person or organization shown in the Schedule above is an additional insured on this Coverage Part, but:
a. Only with respect to liability for "bodily injury",
"property damage" or "personal injury"; and
b. If, and only to the extent that, the injury or
damage is caused by acts or omissions of
you or your subcontractor in the performance
of "your work" to which the "written contract
requiring insurance" applies. The person or
organization does not qualify as an additional
insured with respect to the independent acts
or omissions of such person or organization.
The insurance provided to such additional insured
is limited as follows:
c. In the event that the Limits of Insurance of
this Coverage Part shown in the Declarations
,exceed the limits of liability required by the
"written contract requiring insurance", the insurance provided to the additional insured shall be limited to the limits of liability required
by that "written contract requiring insurance".
This endorsement shall not increase the limits
of insurance described in Section Ill - Limits
Of Insurance.
d. This insurance does not apply to the rendering of or failure to render any "professional services" or construction management errors
or omissions.
e. This insurance does not apply to "bodily injury" or "property damage" caused by "your work" and included in the "productscompleted operations hazard" unless the "written contract requiring insurance" specifically requires you to provide such coverage for that additional insured, and then the insurance provided to that additional insured applies only to such "bodily injury" or "property damage" that occurs before the end of the period of time for which the "written contract requiring insurance" requires you to provide such coverage or the end of the policy period,
whichever is earlier.
CG D416 05 08 © 2008 The Travelers Companies, Inc. Page 1 of 2 452
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COMMERCIAL GENERAL LIABILITY
2. The following is added to Paragraph 4.a. of SECTION IV - COMMERCIAL GENERAL LIABILITY CONDITIONS:
The insurance provided to the additional insured
shown in the Schedule above is excess over any
valid and collectible "other insurance", whether
primary, excess, contingent or on any other basis,
that is available to the additional insured for a loss
we cover. However, if you specifically agree in the
"written contract requiring insurance" that this insurance provided to the additional insured under this Coverage Part must apply on a primary basis
or a primary and non-contributory basis, this insurance is primary to "other insurance" available to the additional insured which covers that person
or organization as a named insured for such loss,
and we will not share with that "other insurance".
But this insurance provided to the additional insured still is excess over any valid and collectible "other insurance", whether primary, excess, contingent or on any other basis, that is available to the additional insured when that person or organization is an additional insured under any "other insurance".
3. The following is added to SECTION IV - COMMERCIAL GENERAL LIABILITY CONDITIONS:
Duties Of An Additional Insured
As a condition of coverage provided to the additional insured:
a. The additional insured must give us written
notice as soon as practicable of an "occurrence" or an offense which may result in a claim. To the extent possible, such notice
should include:
i. How, when and where the "occurrence"
or offense took place;
ii. The names and addresses of any injured
persons and witnesses; and
iii. The nature and location of any injury or
damage arising out of the "occurrence" or
offense.
b. If a claim is made or "suit" is brought against
the additional insured, the additional insured
must:
i. Immediately record the specifics of the
claim or "suit" and the date received; and
ii. Notify us as soon as practicable.
The additional insured must see to it that we
receive written notice of the claim or "suit" as
soon as practicable.
c. The additional insured must immediately send
us copies of all legal papers received in connection with the claim or "suit", cooperate with us in the investigation or settlement of the
claim or defense against the "suit", and otherwise comply with all policy conditions. d. The additional insured must tender the defense and indemnity of any claim or "suit" to any provider of other insurance which would
cover the additional insured for a loss we
cover. However, this condition does not affect
whether this insurance provided to the additional insured is primary to that other insurance available to the additional insured which covers that person or organization as a
named insured.
4. The following is added to the DEFINITIONS Section :
"Written contract requiring insurance" means that
part of any written contract or agreement with the
person or organization shown in the Schedule
above, under which you are required to include
that person or organization as an additional insured on this Coverage Part, provided that the "bodily injury" and "property damage" occurs and
the "personal injury" is caused by an offense
committed:
a. After the signing and execution of the
contract or agreement by you;
b. While that part of the contract or agreement is in effect; and c. Before the end of the policy period.