Richmond City Council
March 3, 2026

that provision or any other provision of this Agreement. No prior waiver by California State Library, nor any course of dealing between California State Library and Grantee, shall constitute a waiver of any of California State Library’s rights or of any of grantee’s obligations as to any future transactions. Whenever the consent of California State Library is required under this Agreement, the granting of such consent by California State Library in any instance shall not constitute continuing consent to subsequent instances where such consent is required and in all cases such consent may be granted or withheld in the sole discretion of California State Library.

58. Work Products: Grantee shall provide California State Library with copies of all final products identified in the Work Plan and Application. Grantee shall also provide the State Library with copies of all public education and advertising material produced pursuant to this Agreement.

59. Worker’s Compensation: The State of California will not provide Workers’ Compensation insurance for Grantee or Grantee’s employees or contract personnel. If Grantee hires employees to perform services required by this Agreement, Grantee shall provide Workers’ Compensation insurance for them. The Grantee is aware of Labor Code Section 3700, which requires every employer to be insured against liability for Workers’ Compensation or to undertake self-insurance in accordance with the Labor Code, and the Grantee agrees to comply with such provisions before commencing the performance of the work of this Agreement.

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Richmond Public Library
California Library Literacy Services
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EXHIBIT B: CERTIFICATION of COMPLIANCE FORM

1. AUTHORIZED REPRESENTATIVE: I certify that the authorized representative named below is the legally designated representative of the Grantee for this Grant Agreement and project and is authorized to receive and expend funds in order to administer this grant program.

2. I certify that all information provided to the California State Library for review in association with this award is correct and complete to the best of my knowledge, and as the authorized representative of the Grantee, I commit to the conditions of this award, and I have the legal authority to do so.

3. I certify that any or all other participants or contractors in the grant program have agreed to the terms of the application/grant award and have entered into an agreement(s) concerning the final disposition of equipment, facilities, and materials purchased for this program from the funds awarded for the activities and services described in the attached, as approved and/or as amended in the application by the California State Librarian.

4. The authorized representative, on behalf of the Grantee, certifies that the Grantee will comply with all applicable requirements of State and Federal laws, regulations, and policies governing this program, to include the requirements listed below in this Certification of Compliance Form.

5. The authorized representative, on behalf of the Grantee, hereby certifies to the California State Library, for an award of funds in the amount $128,058.

This award will provide library services as set forth in the Project Application as approved and/or as amended by the California State Librarian.

6. STATEMENT OF COMPLIANCE: Grantee has, unless exempted, complied with the non-discrimination program requirements. (Gov. Code §12990 (a-f) and CCR, Title 2, Section 11102).

7. DRUG-FREE WORKPLACE REQUIREMENTS: Grantee will comply with the requirements of the Drug-Free Workplace Act of 1990 and will provide a drug-free workplace by taking the following actions:
a. Publish a statement notifying employees that unlawful manufacture, distribution, dispensation, possession or use of a controlled substance is prohibited and specifying actions to be taken against employees for violations.
b. Establish a Drug-Free Awareness Program to inform employees about:
1) the dangers of drug abuse in the workplace;
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California Library Literacy Services
2025-2026 CLLS25-63

2) the person's or organization's policy of maintaining a drug-free workplace;
3) any available counseling, rehabilitation and employee assistance programs; and,
4) penalties that may be imposed upon employees for drug abuse violations.
c. Every employee who works on the proposed Agreement will:
1) receive a copy of the company's drug-free workplace policy statement; and,
2) agree to abide by the terms of the company's statement as a condition of employment on the Agreement.

Failure to comply with these requirements may result in suspension of payments under the Agreement or termination of the Agreement or both and Grantee may be ineligible for award of any future State agreements if the department determines that any of the following has occurred: the Grantee has made false certification or violated the certification by failing to carry out the requirements as noted above. (Gov. Code § 8350 et. seq.)

8. CONFLICT OF INTEREST: Grantee needs to be aware of the following provisions regarding current or former state employees. If Grantee has any questions on the status of any person rendering services or involved with the Agreement, the California State Library must be contacted immediately for clarification.

Current State Employees (Pub. Contract Code § 10410):
a. No officer or employee shall engage in any employment, activity or enterprise from which the officer or employee receives
compensation or has a financial interest, and which is sponsored or funded by any state agency, unless the employment, activity or enterprise is required as a condition of regular state employment. b. No officer or employee shall contract on his or her own behalf as an independent contractor with any state agency to provide goods or services.

Former State Employees (Pub. Contract Code § 10411):
a. For the two-year period from the date he or she left state employment, no former state officer or employee may enter into a contract in which he or she engaged in any of the negotiations, transactions, planning, arrangements or any part of the decision- making process relevant to the contract while employed in any capacity by any state agency.
b. For the twelve-month period from the date he or she left state employment, no former state officer or employee may enter into a contract with any state agency if he or she was employed by that state agency in a policy-making position in the same general subject area as the proposed contract within the 12-month period prior to his or her leaving state service.

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2025-2026 CLLS25-63

If Grantee violates any provisions of above paragraphs, such action by Grantee shall render this Agreement void. (Pub. Contract Code § 10420).

Members of boards and commissions are exempt from this section if they do not receive payment other than payment of each meeting of the board or commission, payment for preparatory time and payment for per diem. (Pub.

Contract Code § 10430 (e)).

9. LABOR CODE/WORKERS' COMPENSATION: Grantee needs to be aware of the provisions which require every employer to be insured against liability for Worker's Compensation or to undertake self-insurance in accordance with the provisions, and Grantee affirms to comply with such provisions before commencing the performance of the work of this Agreement. (Labor Code § 3700).

10. AMERICANS WITH DISABILITIES ACT: Grantee assures the State that it complies with the Americans with Disabilities Act (ADA) of 1990, which prohibits discrimination on the basis of disability, as well as all applicable regulations and guidelines issued pursuant to the ADA. (42 U.S.C. 12101 et. seq.)

11. RESOLUTION: For awards totaling $350,000 or more, a county, city, district, or other local public body must provide the State with a copy of a resolution, order, motion, or ordinance of the local governing body which by law has authority to enter into an agreement, authorizing execution of the agreement.

12. PAYEE DATA RECORD FORM STD. 204: This form must be completed by all Grantees that are not another state agency or other governmental entity.

13. DRUG FREE WORKPLACE:
a. Continue to provide a drug-free workplace by complying with the requirements in 2 C.F.R. part 3186 (Requirements for Drug-Free Workplace (Financial Assistance)). In particular, the recipient must comply with drug- free workplace requirements in subpart B of 2 C.F.R. part 3186, which adopts the Government-wide
implementation (2 C.F.R. part 182) of sections 5152-5158 of the Drug- Free Workplace Act of 1988 (P. L. 100-690, Title V, Subtitle D; 41 U.S.C. §§ 701-707).
b. This includes but is not limited to: making a good faith effort, on a continuing basis, to maintain a drug-free workplace; publishing a drug-free workplace statement; establishing a drug-free awareness program for the employees; taking actions concerning employees who are convicted of violating drug statutes in the workplace.

14. ACCESSIBILITY: The organization receiving this award, as listed in the certification section below, and all program staff, will ensure all project materials will meet California accessibility standards.

15. NON-DISCRIMINATION: The organization receiving this award, as listed in the certification section below, and all program staff, agree to comply with all California non-discrimination laws.

Docusign Envelope ID: CFC39BE7-2B9E-4F8D-99B7-FE52E02A9EC4244 Richmond Public Library
California Library Literacy Services
2025-2026 CLLS25-63

16. ACKNOWLEDGEMENT: The organization receiving this award, as listed in the certification section below, and all program staff, agree to comply with California State Library acknowledgement requirements.

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Richmond Public Library
California Library Literacy Services
2025-2026 CLLS25-63

EXHIBIT C: CALIFORNIA LIBRARY LITERACY SERVICES

GUIDELINES

1. California Library Literacy Services programs shall comply with the requirements in Sections 18880-18883 of the California Education Code.

2. California Library Literacy Services programs shall train and recruit volunteers to serve as tutors. Volunteer tutors are the primary instructors for the program.

3. California Library Literacy Services programs shall seek local government and community resources and develop cooperative relations with other local literacy services providers.

4. California Library Literacy Services programs will provide a base level of local and private fiscal support to be established by the California State Library.

5. In response to an expressed and recognized need from the field for specific program requirements, the California State Library and related stakeholders created a framework and program essentials. The framework and essentials describe what constitutes an effective program:
a. California Library Literacy Services programs must use the Roles and Goals framework to implement and evaluate their literacy services. b. California Library Literacy Services programs’ staff must attend their regional Library Literacy Network Meetings.
c. Tutor training for volunteers should include, at a minimum, a program orientation, tutoring basics, and instruction on learner-driven services. d. California Library Literacy Services programs must align with the following program values:
i. California Library Literacy Services is library based; ii. California Library Literacy Services is a core library service; iii. California Library Literacy Services is learner-driven; iv. California Library Literacy Services is community-focused; v. California Library Literacy Services is volunteer-supported; vi. California Library Literacy Services staff is professionally engaged; and
vii. California Library Literacy Services supports families.

6. California Library Literacy Services Family Literacy programs (if applicable) shall provide services to prevent illiteracy through coordinated literacy and preliteracy services to families. Recruitment of parents not previously Docusign Envelope ID: CFC39BE7-2B9E-4F8D-99B7-FE52E02A9EC4246 Richmond Public Library
California Library Literacy Services
2025-2026 CLLS25-63

included in public library literacy programs is a high priority. Family Literacy programs are implemented and evaluated using the Family Literacy Evaluation Framework.

Certification

ORGANIZATION
Name: Address (official and complete):

PROJECT COORDINATOR
Name:

Email: Phone:

GRANTTEE AUTHORIZED REPRESENTATIVE
Name: Title:

Email: Phone:

Signature: Date:

Docusign Envelope ID: CFC39BE7-2B9E-4F8D-99B7-FE52E02A9EC4 Deputy City Manager
11/26/2025
510.620.6602
Nickie Mastay
510.620.5452
[email protected]
Kate Eppler
[email protected]
City of Richmond
Richmond Public Library
440 Civic Center Plaza
Richmond CA 94804
247
Richmond Public Library
California Library Literacy Services
2025-2026 CLLS25-63

Authorized Representative Signature

ORGANIZATION
Name: Address (official and complete):

AUTHORIZED REPRESENTATIVE
Signature: Date:

Printed Name of Person Signing: Title:

STATE OF CALIFORNIA
Agency Name: California State Library Address: 900 N Street, Sacramento, CA 95814 Signature: Date:

Printed Name of Person Signing: Title: California State Librarian

Docusign Envelope ID: CFC39BE7-2B9E-4F8D-99B7-FE52E02A9EC4 Greg Lucas
10/11/2025
440 Civic Center Plaza
Richmond, CA 94804
Nickie Mastay
City of Richmond
Richmond Public Library
Deputy City Manager
11/26/2025
248
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California Library Literacy Services
2025-2026 CLLS25-63

15 September 2025

RE: Contractor and Grantee Compliance with Economic Sanctions Imposed in Response to Russia’s Actions in Ukraine

Dear Grantee,

You are receiving this notification because you currently have an active grant through the California State Library.

On March 4, 2022, Governor Gavin Newsom issued Executive Order N-6-22 (EO) regarding sanctions in response to Russian aggression in Ukraine. The EO is located at https://www.gov.ca.gov/wp-content/uploads/2022/03/3.4.22-Russia-Ukraine-Executive- Order.pdf.

The EO directs all agencies and departments that are subject to the Governor’s authority to take certain immediate steps, including notifying all contractors and grantees of their obligations to comply with existing economic sanctions imposed by the U.S. government in response to Russia's actions in Ukraine, as well as any sanctions imposed under state law.

This correspondence serves as a notice under the EO that as a contractor or grantee, compliance with the economic sanctions imposed in response to Russia’s actions in Ukraine is required, including with respect to, but not limited to, the federal executive orders identified in the EO and the sanctions identified on the U.S. Department of the Treasury website (https://home.treasury.gov/policy-issues/financial-sanctions/sanctions- programs-and-country-information/ukraine-russia-related-sanctions). Failure to comply may result in the termination of contracts or grants, as applicable.

Please note that for any agreements or grants valued at $5 million or more, a separate notification will be sent outlining additional requirements specified under the EO.

Annly Roman
California State Library
900 N Street
Sacramento, CA 95814

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Outlook
Richmond Public Library Augmentation to 2025-2026 CLLS Award Funds FromJeffredo, Allyson@CSL <[email protected]> Date Tue 1/13/2026 1:21 PM
To Abigail Sims-Evelyn <[email protected]>; Kate Eppler <[email protected]> Cc Robbins, Julianna@CSL <[email protected]>; Yvette Williams-Barr <[email protected]>
This email originated from outside of the City's email system. Do not open links or attachments from untrusted sources.

Dear Abigail and Kate,
We are pleased to provide a one-time augmentation to your 2025-2026 CLLS Adult Literacy Services and Family Literacy Services award with an additional $9,000, for a new award total of $137,058. These funds can be allocated to your library's adult literacy or family literacy budget at your discretion. When allocating funds, please remember a minimum of 51% of your total award must be allocated to adult literacy and a minimum of 26% of your total award must be allocated to family literacy. Funds must be used on allowable expenses.

In your 2025-2026 CLLS award in Euna Grants (formerly AmpliFund), you will complete a budget amendment and select “Awarded Amount” and “Budget” amendment. This will allow you to include the additional funds to your current award and allocate the additional funds for your new approved budget on file. Make sure to explain how you plan to use these funds. You are also able to make additional adjustments to your overall 2025-2026 budget if you would like. You can submit your amendment as soon as you complete them. See more instructions about “Grant Amendments.” After this step, our fiscal team will manage the claim process through Docusign.

Let me know if you have any questions as you work!
Thank you,
Allyson

ALLYSON JEFFREDO | LITERACY & GRANTS ANALYST
Library Development Services | California State Library 900 N Street | Sacramento, CA 95814
[email protected] | (916) 603-6709
Schedule a meeting with me
CURRENTLY READING: Things in Nature Merely Grow by Yiyun Li 250
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March 3, 2026

Economic Development

DATE: March 3, 2026
TO: Mayor Martinez and Members of the City Council
FROM:

Nannette Beacham, Director of Economic Development
Jordon Nesbitt, Administrative Assistant, Arts and Culture

Subject:

Contract with Gordon Huether & Partners and Sonnikson
Inc. for a Public Art Sculpture Project
FINANCIAL IMPACT: The proposed $225,000 expenditure is included within the approved fiscal year 2025-2026 Arts & Culture One-
Percent Fund budget (Account String: 13564165-400201-
36043). There is no impact on the General Fund.

PREVIOUS COUNCIL
ACTION:

None.

STATEMENT OF THE
ISSUE:

City staff requests approval of two contracts to deliver the IMTT site-specific sculpture at 100 West Cutting
Boulevard: (1) a design and fabrication contract with
Gordon Huether & Partners; and (2) an installation
contract with Sonnikson Inc. (Class B General
Contractor).

RECOMMENDED ACTION: APPROVE a contract with Gordon Huether & Partners in an amount not to exceed $175,000 for sculpture design
and fabrication, and APPROVE a contract with
Sonnikson Inc. in an amount not to exceed $50,000 for
sculpture installation, both for a term beginning January 1, 2026, and ending December 31, 2026 - Economic
Development Department/Arts and Culture Division
(Nannette Beacham/Jordon Nesbitt 510-620-6787).

AGENDA
REPORT
252

March 3, 2026

DISCUSSION

Background
The IMTT developer requested that the Richmond Arts & Culture Commission (RACC) administer a $225,000 public art sculpture project, located within a 17’ x 17’ installation area at 100 West Cutting Boulevard on IMTT’s private property.

In October 2024, the Arts & Culture Division issued a Call for Artists through BidsOnline, targeting local sculptors (Attachment 1). A three-member selection panel—comprised of one IMTT representative and two RACC Commissioners—reviewed all submissions. A total of five applications were received. From these, four semi-finalists were selected and each awarded a $2,000 stipend to develop a maquette and presentation board (Attachment 2). Submissions were due November 4, 2024, and 15-minute interviews were held on November 6, 2024.

Following the scoring and panel deliberations, artist Gordon Huether earned the highest score and was recommended by the RACC for City Council approval of an all-inclusive $175,000 design and fabrication contract (Attachment 3 and 4). His proposal demonstrated strong alignment with project goals, site context, durability standards, and budget parameters (Attachment 5).

The general contractor initially proposed by Gordon Huether & Partners was unable to meet the City’s contracting and insurance compliance requirements. In response, staff collaborated with the artist and IMTT to solicit additional quotes from qualified contractors capable of meeting state licensing, insurance, and project specifications.

Three contractors were solicited, and their proposals were reviewed by IMTT’s project manager, RACC Commissioners, City staff, and the artist. It was determined that Sonnikson Inc., a licensed Class B General Contractor, best met the needs of the project while complying with City and IMTT requirements.

Sonnikson Inc. will install the prefabricated artwork designed by Gordon Huether & Partners for a lump sum not to exceed $50,000. Their written estimate (File #25-506-01) totals $49,990, which includes foundation preparation, crane/rigging, labor, and coordination with the artist’s fabrication team (Attachment 6).

CONCLUSION

City staff recommend that the City Council approve contracts with Gordon Huether & Partners and Sonnikson Inc. Approval will enable the Arts & Culture Division, IMTT, and RACC to deliver a high-quality, site-specific public artwork that advances the City’s Arts Corridor goals, enhances private development through a public benefit, and fulfills IMTT’s commitment to integrating public art into its facility improvements.

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March 3, 2026

NEXT STEPS

Upon Council approval, staff will:
 Finalize contract execution with both parties
 Coordinate fabrication and delivery schedule with the artist  Oversee installation and site compliance activities
 Add the completed artwork to the City of Richmond’s permanent public art collection

DOCUMENTS ATTACHED:

Attachment 1 – RFQ RFP BidsOnline IMTT Sculpture Commission Attachment 2 –RFP IMTT Semi-Finalist Deliverables
Attachment 3 –Artwork and Installation Scoring Matrix
Attachment 4 – Rendering and Site Diagram (17’ x 17’ Installation Area) Attachment 5 – Gordon Huether and Partners Contract
Attachment 6 – Sonnikson Inc. Contract

254

1 Request for Qualifications (RFQ) and
Request for Proposals (RFP
International-Matex Tank Terminals LLC (IMTT)
$200,000 Sculpture Commission

Release Date: September 2024
RFQ Deadline for Submittal
October 2, 2024
3:00 P.M.

Contact: Winifred Day, Arts and Culture Manager
Email: [email protected]
Phone Number: 510.620.6952

City of Richmond
Arts & Culture Division
450 Civic Center Plaza, #CMO 300
Richmond, CA 94804

255

2 INTRODUCTION
The City of Richmond Arts and Culture Commission /Public Art Advisory Committee (RACC/PAAC), in partnership with the International-Matex Tank Terminals LLC (IMTT), is excited to announce a public art opportunity at 100 West Cutting Blvd., Richmond, CA. This initiative aims to reflect the local environment and history. The art motivation for this unique site is the water, land, history of the company and the relationship to the City of Richmond.

The art budget for this project is $200,000 all inclusive. This is a combined Request for Qualifications (RFQ) requests a preliminary sketch to select three Request for Proposal (RFP) semi-finalists and one finalist for the sculpture commission contract.

1. PROJECT DESCRIPTION:

The designated site is approximately 17 x 17 feet and is visible to pedestrian, vehicular and bicycle traffic. While the space is not intended for public seating, it should convey a distinct sense of place from a distance. Notable historical elements of the area, including the mid-century building, ship dry docks, the former Santa Fe Ferry line, and Miller-Knox Park, will serve as inspirational references for the artwork.

2. QUALIFICATIONS

Eligibility
To qualify to apply for this project you must be a working artist with a residence and/or studio in one of the Bay Area Counties and must have examples of completed exterior sculpture projects of at least $75,000.

Ineligibility
Employees of the City of Richmond, relatives of current Richmond Arts and Culture Commissioners, or any City of R ichmond elected or appointed official, are not able to apply due to possible conflicts of interest.

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3 Santa Fe Ferry Line – Miller Knox Park

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4 3. RPQ/RFP SCHEDULE - IMPORTANT DATES:

Date Activity
October 2, 2024 RFQ Deadline – Online Electronic Panel
Review
October 9, 2024 Selection Panel 2-3 RFP Semi-Finalists
October 31, 2024 Semi-Finalist Deliver Hard Presentation Boards
November 6, 2024 Art Panel Interview Select 3 Semi-Finalists December 2024 City Council approves Finalist
January 2025 Contract Prep
April 2025 ½ complete Fabrication
June 2025 Artwork Installed
*Some dates may be subject to change.

The City of Richmond has the right to change this opportunity at any time. For more information on the history of the Richmond Arts and Culture Commission and the Public Art program, please go to: www.ci.richmond.ca.us/2064/Arts-Culture.

4. SELECTION PROCESS AND PROPOSAL EVALUATION

A Selection Panel of Richmond residents, art professionals, the tenant and owner, RACC members, and city staff will review all Requests for Qualifications (RFQ) and Requests for Proposal (RFP) applications and may identify three semi-finalist projects to invite to further develop their proposed concept design. A total of $2,000 will be paid to each of three semi-finalists for submitted maquettes and completed interviews.

All applications shall be reviewed to verify that the Respondent has met the minimum requirements. Applications that have not complied with requirements, do not meet minimum content and quality standards, or take unacceptable exceptions to the General Terms and Conditions of the Service Agreement, will be eliminated from further consideration.

The top candidates may then be invited to make a presentation to the Selection Panel in a City Office in Richmond, California, at no cost to the City. The selected proposal shall provide the most cost-effective approach that meets the City’s requirements. The lowest price proposal will not necessarily be selected.

258

5 Applications and preliminary concept design sketch proposals will be reviewed by the Selection Panel, RACC/PAAC members, and City staff. Recommendations will be based on the clarity of the proposa l, the benefit to the community or exhibit location, and the durability of the public artwork. As part of the contract, a fully developed art concept design, scope of services, schedule, and an all -inclusive budget not to exceed $200,000 must be submitted to RACC for final City Council approval. The best candidates will score 5 in each category for a maximum of 20 points.

The criteria upon which the evaluation of the proposals will be based include s, but is not limited to, the following:

 The thematic direction must compliment and help establish a sense of place.  Artists must provide the necessary materials and/or equipment and be capable of delivering and installing the artwork.
 The art budget must be all-inclusive: administrative expenses, concept design, design drawings, fabrication, installation, etc.
 Staff dedicated to this project will include (list names and attach resumes).

Score Range
5 = highly qualified 3 = minimally qualified 1 = not a good match Award - When the Selection Panel has completed its work, RACC/City staff will recommend an artist and/or artist team to the City Manager and City Council for approval. The services provided by the successful bidder shall be governed by a Standard Services Agreement (Attachment B).

If the City cannot successfully negotiate a contract with the highest ranked respondent, the City may begin negotiations with the second highest ranked respondent. The City reserves the right to reject any or all proposals, or to make no award. The City also reserves the right to require modifications follow‐up with requests for additional information, including, but not limited to, follow ‐up interviews. The City may request Best and Final offers based upon improved understanding of the vendor or changed scope of service. The City will negotiate with that vendor to determine final pricing, and contract form. Because this proposal is negotiable, all pricing data will remain confidential until after award is made, and there will be no public opening and reading of Proposals. Overall responsiveness to the RFQ/RFP is an important factor in the selection process.

The Richmond Arts and Culture Commission (RACC/PAAC) will provide administrative services for this project including managing the artist solicitation, selection process, and art contract services.

259

6 5. RFQ/RFP FORMAT GUIDELINES

A. Request for Qualifications (RFQ) Preliminary review of all applications.

 Include no more than five jpeg images of completed projects of similar size, materials, value and answer all other listed questions. No Stipend  Include a sketch and statement of your preliminary sculpture design solution. If selected, a more detailed sketch and model will be requested.

B. Request for Proposals (RFP) Only for the Top Three Semi-Finalists:

If selected as a RFP Semi-Finalist, and for a concept design fee stipend of $2,000, the City of Richmond requests the following:
 A tri-fold foam core presentation board(s) of the concept design.  Pictures of all parts of the hard concept design submittal boards on a Flash Drive.  A 3-D or wax model maquette.

 If selected as a RFP Semi-Finalist, and for a concept design fee stipend of $2,000, you will be required to submit a sketch, maquette, a W-9 form, and a City of Richmond Vendor Supplemental Form. You can download a current W-9 form here: https://www.irs.gov/pub/irs‐pdf/fw9.pdf

 The design boards and maquettes will become property of the City of Richmond.

All boards along with a Flash Drive, will be delivered to the Arts and Culture Division Office, located at the Port of Richmond Administration Building, 1322 Canal Blvd.

o Label the front of each board with “IMTT,” title, and/or thematic summary. o Label the back of each board with your name, email address, and phone number.
o There are no architectural drawings available for this project.

 The Concept Design Storyboard should include;Thematic Direction (statement or message), art materials, art project budget, schedule, and scope of services per team member.

 There is one art location. The selected artist will retain copyright ownership of the artwork unless the nature of the artwork prevents it, or they choose to donate the artwork to the City of Richmond. The physical artwork must be appropriate for the city’s weather conditions. The location is a publicly visible, approved private property in an ADA-accessible public area.

 The RFP presentation documents deliverable deadline is October 31, 2024, no later than 3:00 p.m. As part of the selection process, the IMTT staff, RACC members, community members and non-voting City of Richmond staff will have an opportunity to view the final art commission concept designs, In Person. 260

7 The proposal should be concise, well organized, and demonstrate the proposer’s qualifications and experience applicable to the Project. The complete proposal shall be limited to 20 double-sided pages (8.5 inches x 11 inches), inclusive of graphics, forms, pictures, photographs, resumes, required forms, certifications, front and back covers, or letters of commitment from sub -contractors. The required font size is 12 point s, with minimum left and right margins of one inch, and top and bottom margins of 0.7 inches.

Each proposal will adhere to the order and content of sections listed below. The proposal should be straightforward, concise and provide “layman” explanations of technical terms that are used. Emphasis should be concentrated on conforming to the RFP instructions, responding to the RFP requirements, and on providing a complete and clear description of the concept design. Proposals which appear unrealistic in the terms of technical commitments, lack of technical experience or are indicative of failure to comprehend the complexity and risk of this contract, may be rejected. The following proposal sections are to be included in the artist’s response:

C. RFQ Cover Letter

A cover letter, not to exceed three pages in length, should summarize key elements of the proposal and shall:
 Confirm that all elements of this RFQ/RFP have been reviewed and understood.  Include a written description of the art sculpture concept design.  Express artist’s willingness to enter into an agreement under the terms and conditions prescribed by this RFQ/RFP, insurance requirements (Attachment A) and in the sample Service Agreement (Attachment B).
 Submit a written description and brief history of the company/artists experiences, qualifications and succ esses in providing professional art commission services described herein. Please indicate the number of employees and/or sub - contractors employed by this project.
 Indicate the address and telephone number of the lead artist office located nearest to Richm ond, California and the office from which the project will be managed.
 Confirm that artist has a minimum of five (5) years verifiable experience designing with examples of large-scale sculpture installations.
 Identify a single person for contact during the RFQ/RFP review process; and  Submit a cover letter that shall be signed by an authorized official of the company.

D. Background and Project Summary Section

The Background and Project Summary Section should describe your understanding of the City of Richmond, the work to be done, and the objectives to be accomplished.

Refer to description of services for this RFQ/RFP. Include a rough sketch of your vision for the 17’ x 17’ area that tells a “Richmond Story” or a story related to IMTT industry.

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8 Deliverables:
1) Submit completed vendor documents and proposal.
2) Cover letter explaining your sculpture solution for this unique space on private property.
3) Submit a sketch of mural concept using the photo shop or some method to demonstrate a proposed concept sculpture design.
4) Submit no more than five photo examples of completed sculpture projects of similar size, scope and value (budget) and thematic direction. 5) Preliminary Budget and Milestone Schedule.

E. Methodology Section

Provide a detailed description of the approach and methodology to be used to accomplish the Scope of Services of this RFP. The Methodology Section should include:

 An implementation plan that describes in detail:

i. The methods, including controls by which your firm manages projects of the type sought by this RFP and the method used to research Richmond historical concept images.
ii. Include m ethodology for soliciting and documenting input from internal and external stakeholders.
iii. Any other project management or implementation strategies or techniques that the respondent intends to employ in carrying out the work.

 Detailed description of efforts your firm will undertake to achieve client satisfaction and to satisfy the requirements of the "Scope of Services" section.  Detailed project schedule, identifying all tasks and deliverables to be performed, durations for each task, and overall time of completion. Installation method for large-scale sculpture. i.e. how deep will you need footers to be?  Detailed description of specific tasks you will require from City staff. Explain what the respective roles of City staff and your staff would be to complete the tasks specified in the Scope of Services.

F. Qualifying

The information requested in this section should describe the qualifications of the firm, key staff and sub‐contractors performing projects within the past five years that are similar in size and scope to demonstrate competence to perform these services.

Information shall include:

1) Names of key staff that participated on named projects and their specific responsibilities with respect to this scope of service. 2) A summary of your firm’s demonstrated capability, including length of time that your firm has provided the services being requested in this RFQ/RFP. 262

9 3) Provide at least three (3) references that received similar services from your firm.

The City of Richmond reserves the right to contact any of the organizations or individuals listed. Information provided shall include:
a) Client Name
b) Telephone & e-mail address.
c) Physical business/art studio address.
d) Description of services provided including contract amount. e) Project start and end dates.

G. Cost Information

Provide the total direct and indirect costs to complete all tasks identified in the scope of services. Even if the method of payment to proposer will be fixed fee, a detailed cost breakdown shall be provided identifying: (1) the number of staff hours and hourly rates for each professi onal and administrative staff person who will be committed to this Project; (2) all other direct costs, such as materials and reproduction costs; and (3) sub-contractor services, if needed. These rates will also be used to negotiate rates for other project s (including optional tasks) that may be assigned. No additional funds will be paid above and beyond the original quote given by the selected applicant.

Proposers will be paid at the same rates set forth in their cost proposal unless further negotiated in writing and agreed to by the City of Richmond.

H. Value Added Services

Please provide any additional services of benefit not specifically required herein, which the Respondent offers to provide.

I. Contractor Assignment of Sub-Contract

The resulting contract shall not be assigned, transferred, or sublet, in whole or in part, without the prior written approval of the City of Richmond. If Proposers intend to subcontract any portion of the resulting contract, they must describe their process for selecting such s ubcontractor(s) and the quality control measures that the Proposer will employ to ensure that any subcontractor complies with the provisions of Proposer’s contract with the City.

J. Previous Contracts with the City of Richmond

The proposer shall submit a list which indicates all prime contracts and/or amendments awarded to the proposer by the City of Richmond for the last three (3) years. The list shall include a short description of the Project, the Project scope of work, award date, completion date, name of City of Richmond’s assigned Project Manager, and contract value.

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10 K. Exceptions to this Request for Proposals

The proposer shall state whether it takes exception(s) to this RFQ/RFP, including but not limited to the City of Richmond’s Standard Services Agreement – RFP (Attachment B). If the proposer does take exception(s) to any portion of the RFP or contract, the specific portion to which exception(s) is taken must be identified by section number and explained. Requests for changes or additions to sections of City of Richmond’s Standard Services Agreement must be shown by requesting deletion of specific words and/or by providing new requested contract language. Requests for complete replacement of the City of Richmond’s Standard Services Agreement for another contract will not be granted. Failure to make exceptions to the RFP or Standard Services Agreement within the proposal will be deemed a waiver of any objection. Exceptions will be considered during the proposal evaluation process.

L. Statement of Impartiality and Disclosure

The nature of this Project requires an impartial unbiased approach on the part of the proposer’s team. This proposal shall include a statement declaring that the proposer’s and sub -contractors are not currently, and will not, d uring the performance of these services, participate in any other similar work involving a third- party with interests currently in conflict or likely to be in conflict with City of Richmond’s interests. Additionally, the proposer is required to disclose any pending or active investigations or litigation that may affect the reputation or ability of the proposer to carry out the Project.

6. THINGS TO CONSIDER:

Please note that if your proposal is selected, you will be required to comply with additional requests for information and/or documents prior to receiving funding, including but not limited to:

A. A City of Richmond business license (may be a line item in your proposed budget ) is required if selected as finalist . For more information on the business license visit

https://etrakit.ci.richmond.ca.us/login.aspx?lt=either&rd=~/BusinessApplication/conf irmation.aspx

B. A Tax Form W9: https://www.irs.gov/pub/irs-pdf/fw9.pdf

C. Proof of commercial level insurance for any paid artists (including Sub-Contractors) working on this project.

D. Invoices from artist to the City of Richmond requesting milestone payments after work is completed per milestone. An example of the payment schedule includes :
a. 10% Concept Design
b. 10% Design Drawings – CA State Certified Structural Engineer c. 20% Start Fabrication
d. 30% ½ Complete Fabrication
e. 10% 100% Complete Fabrication
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11 f. 10% Installation Complete
g. 10% Project Acceptance by RACC

E. All awarded candidates will be assigned a RACC liaison, who will be available to assist and support you through the duration of a successful public art project.

F. Any artist who receives awarded funds but is unable to provide evidence of completion of milestones (Install and 100% complete) will be asked to return the funds that have been received .

G. Some trades may require California State License Board certification for contracts.

7. PROCESS FOR SUBMITTING PROPOSALS
Any party submitting a proposal shall not contact or lobby any City Council member, City official, RACC member, employee (except those specified for contact) or agent regarding the RFQ/RFP. Any party attempting to influence or circumvent the RFQ/RFP, bid submittal, and review process may have their proposal rejected for violating this provision of the RFP.

Interested parties may download copies of the above-mentioned proposal by visiting the City's web site, www.ci.richmond.ca.us/bids. To download R F Q /RFP, new vendors will be required to register. Once the vendor downloads any documents relative to a solicitation, that vendor's name will appear on the Prospective Bidders list for that project and will receive any addenda or notifications relating to the RFQ/RFP.

A. Submission of Proposals

a. The proposal and any required certifications shall be signed by an individual or individuals authorized to execute legal documents on behalf of the proposer.

b. Electronic Proposals shall be submitted via the City’s secure online bidding system. All require d sections of the proposal must be submitted via the website. Contractor is solely responsible for “on time” submission of their electronic proposal. The Bid Management System will not accept late proposals, and no exceptions shall be made. Contractors wi ll receive an e - bid confirmation number with a time stamp from the Bid Management System indicating that their bid was submitted successfully. The City will only receive those proposals that were transmitted successfully.

c. The proposal must be received no later than 3:00 p.m. pst., October 2, 2024.

d. The City of Richmond reserves the right to waive inconsequential irregularities.

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12 B. Questions Concerning Request for Proposals

All questions must be submitted via the electronic BidsOnline system on the Q&A tab by 3:00 pm PST, on September 23, 2024. If the City finds it necessary to issue an addendum, prospective Offerors will receive e-mail notification of addendum. Otherwise, answers to questions received will be provided on the Q&A tab and notification will be sent by September 26, 2024. It is the proposer’s responsibility to periodically check the BidsOnline website www.ci.richmond.ca.us/bids for any possible Addenda to the RFQ/RFP that may have been posted.

8. GENERAL GUIDELINES

This RFP does not commit the City of Richmond to award a contract, to defray any costs incurred in the preparation of a proposal pursuant to this RFQ/RFP, or to procure or contract for work. The City of Richmond may reject a proposal without providing the reason(s) underlying the decline. A failure to award a contract to the proposer with the lowest cost proposal shall not constitute a valid cause of ac tion against the City of Richmond. The City shall not be responsible for work done, even in good faith, prior to final approval of the proposed contract. The City may investigate the qualifications of any respondent under consideration, require confirmat ion of information furnished by the respondent, and require additional evidence or qualifications to perform the Services described in this RFQ/RFP.

A. The City reserves the right to:

1. Reject any or all proposals.

2. Issue subsequent Requests for Proposal.

3. Postpone opening for its own convenience.

4. Remedy technical errors in the Request for Proposal process.

5. Negotiate with any, all, or none of the Respondents.

6. Solicit best and final offers from all or some of the Respondents.

7. Select one or more Respondents.

8. Accept other than the lowest proposed fees.

9. Waive informalities and irregularities in proposals.

B. Public Records

All proposals submitted in response to this RFQ/RFP become the property of the City of Richmond and public records and, as such, may be subject to public review.

Documents protected by law from public disclosure will not be disclosed by the City of Richmond if clearly marked with the word "confidential" on each applicable page.

Trade secrets may be marked as confidential onl y to the extent they meet the requirements of California Government Code section 6254.7. Only information claimed to be a trade secret at the time of submittal to the City of Richmond and marked as "confidential" will be treated as a trade secret. 266

13 C. Insurance Requirements

The City of Richmond requires consultants doing business with it to obtain insurance, as shown in RFP Attachment A. The required insurance certificates must comply with all requirements of the standards as shown and must be provided within fifteen (15) days of issuance of the Notice of Intent to Award and prior to the commence - ment of any work on the Project. For more detail refer to the “Standard Draft Contract” at the end of this document.

D. Business Licenses

The successful Contractor and all subcontractors used in the work will be required to hold or to obtain a City of Richmond business license for which the fee will not be waived.

E. Compliance with City Ordinances

The contractor and all subcontractors shall comply with the City of Richmond Nondiscrimination Clauses in City Contracts Ordinance ( Richmond Municipal Code (RMC) Chapter 2.28), Business Opportunity Ordinance ( RMC Chapter 2.50), Local Employment Program Ordinance ( RMC Chapter 2.56 ), Living Wage Ordinance (RMC Chapter 2.60) and Ordinance Banning the Requirement to Provide Information of Prior Criminal Convictions on all Employment Applications (“Ban the Box”) (RMC Chapter 2.65 ), which are incorporated in to the Contract Documents by this reference.

F. Arts and Culture Ordinances, Art Policies and Art Procedures The following Arts and Culture Ordinances, Policies and Procedures documents were adopted on May 4th and May 18, 2021.
o RMC 3.59 Arts and Culture Commission (Amended 5/18/2021)

o RMC 6.50 Public Art Program (Adopted 5/18/2021)

o Public Art Policies and Procedures_v2 (Adopted 5/4/2021)

G. Sanctuary City Contracting Ordinance (SCCO)

The Richmond Sanctuary City Contracting Ordinance No. 12-18 (Attachment D) prohibits the City from granting and or retaining contracts with any person or entity that provides Data Broker or Extreme Vetting services to the U.S. Immigration and Customs Enforcement Division of the United States Department of Homeland Security (“ICE”). Proposers must submit the attached Sanctuary City Compliance 267

14 Statement with their Proposal. (Attachment C)

H. Limited Liability Company Disclosure Statement (LLCS)

Resolution No. 86-21 (Attachment E), approved by City Council on July 6, 2021, requires disclosure of the identities of beneficial & responsible owners of Limited Liability Corporations (LLC). Proposers must submit the attached Disclosure Statement of Limited Liabilit y Companies Form with their Proposal (Attachment F) .

I. Withdrawal of Proposals

A respondent may withdraw their proposal before the expiration of the time for submission of proposals by delivering to the Finance Department a written request for withdrawal signed by, or on behalf of, the respondent.

J. Ownership of Documents

All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials produced for the Project shall be the sole and exclusive property of the City. No such materials or properties produced in whole or in part for the Project shall be subject to private use, copyrights or patent rights by Respondent in the United States or in any other country without the express written consent of the City . The City shall have unrestricted authority to publish, disclose (except as may be limited by the provisions of the Public Records Act), distribute, and otherwise use, copyright or patent, in whole or in part, any such reports, studies, data, statistics, forms or other materials or properties produced for this project.

K. Attachments
1) Insurance Requirements
2) Standard Contract
3) Sanctuary City Compliance Statement
4) Sanctuary City Contracting Ordinance No. 12-18
5) Limited Liability Corporation (LLC) Resolution No. 86-21 6) Limited Liability Corporation Form

130- Arts-and-Culture-Element (richmond.ca.us)

https://www.ci.richmond.ca.us/DocumentCenter/View/67481/Richmond_PAMP_Fin al_083023

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15 9. COMPANY BACKGROUND

Introduction to IMTT

Established in 1939, International-Matex Tank Terminals LLC (IMTT) is an industry leader in the storage and handling of a wide variety of liquid products, catering to a diverse customer base that includes refiners, commodity traders, chemical manufacturers, and distributors. IMTT operates 11 terminals across North America and has total storage capacity of approximately 41 million barrels.

In 1996, IMTT purchased the Richmond, CA terminal location from Texaco, Inc, who built the terminal in the mid-1950’s. The terminal, located between Cutting Blvd and the Santa Fe Channel, can receive products via marine vessel, rail car, and tanker truck.

Historically, the terminal handled mostly petroleum and petrochemical products. Since IMTT’s acquisition, there has been a shift away from petroleum products and today the terminal now also stores food grade wax, caustic soda, and biodiesel.

One of IMTT's core values is our Greener and Cleaner business strategy. We are committed to addressing our role in global decarbonization by reducing carbon emissions across existing assets, investing in low-carbon intensity growth opportunities, and transitioning our historical business into a greener, cleaner one. In line with this business strategy, the IMTT Richmond terminal will undertake a significant expansion into the renewable fuels market in 2024, with the construction of new tanks and loading/unloading infrastructure for ethanol and renewable diesel.

Area History

In 1918, construction of Richmond’s inner harbor began. The Ellis Canal, west of Ellis Landing underwent dramatic changes during this development. The canal, renamed the Santa Fe Channel, was dredged and deepened to allow for a safe and ample maritime corridor (National Park Service, 2010a). By 1925, the materials dredged from the channel had been used to create 210 acres of land that did not previously exist, including the land upon which the present project area sits (Bastin 2003). The first known industrial property on the present project area was Richmond Machine & Boiler Works, located immediately west of the 3rd Street Canal, near the southern point of the project area (Sanborn Map Company 1916). Industrial Richmond felt less impacts than other surrounding areas during the Great Depression. The opening of the Filice and Perelli Cannery and the Ford Motor Company Assembly Plant in the midst of the Depression created manufacturing jobs that kept the city’s population employed (Boyle 1987; Bastin 2003).

Though the city made great strides in its development throughout the early 20th century, it was not until the onset of World War II that Richmond saw a significant increase in single family residential, multi-family, commercial, institutional and public works development to support the war effort and the workers who now resided near the harbor (Butt 2016).

Henry J. Kaiser understood the importance of Richmond’s geographical position and industrial infrastructure and how it could benefit the war effort. At the onset of US involvement in the war, the Kaiser Corporation constructed four shipyards within the 269

16 Richmond Harbor (Veronico 2007). The manufacturing jobs created triggered a massive jump in population and associated worker housing and required further modifications to the harbor. The construction of Shipyard Three, beginning in January 1942, involved the grading of a portion of the Potrero at Potrero Point that resulted in the movement of over

2.2 million cubic yards of earth, much of which was used as fill to create the storage areas on the west side and the parking areas on the east (Goldenberg and Stock 1999). From aerial imagery, the present project area appears to have been used as parking and additional storage during the war time effort (HistoricAerials.com 1946). The closed Winehaven property was appropriated by the United States Navy and enlisted as a naval fuel depot (Winehaven Historical Study Committee 1976).

Where much of the rest of the nation saw an economic boom following the war, Richmond fell on hard times, as the massive employment spike that led to the wartime boom had suddenly evaporated following the war effort (Bastin 2003). Many of the temporary housing projects developed to house workers during the war were razed and rezoned to support additional industrial real estate. The city saw major demographic shifts during the war time effort, going from a majority Italian American population to a much more diverse population that included a larger number of African American, Latino and Asian residents who served their country both on the front lines and the home front. On October 24, 2000, Congress authorized Rosie the Riveter/World War II Home Front National Historical Park as an addition to the National Park System (National Park Service 2010b). https://www.ci.richmond.ca.us/DocumentCenter/View/69087/Public-Art-Installation-Site 270

17 5'
44'
20'
17'

NEW FLAGPOLE

LOCATION

CUTTING BLVD.

OLD FLAGPOLE

LOCATION

OLD IMTT

SIGN LOCATION

20'

DRIVEWAY 41'

VAULT

T

OFFICE
BLDG

PARKING LOT

NEW IMTT

SIGN LOCATION
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CITY OF RICHMOND

STANDARD CONTRACT

Department: ED Arts and Culture Project Manager: Winifred Day Project Manager E-mail: Project Manager Phone No:

PR No: Vendor No: P.O./Contract No:

Description of Services:

The parties to this STANDARD CONTRACT do mutually agree and promise as follows:

1. Parties. The parties to this Contract are the City of Richmond (herein referred to as the “City”) and the following named Contractor:

Company Name:

Street Address:

City, State, Zip Code:

Contact Person:

Telephone: Email:

Business License No: / Expiration Date:

A California corporation, limited liability corporation general partnership, limited partnership, individual, non-profit corporation, individual dba as [specify:] ,
other [specify:]

2. Term. The effective date of this Contract is and it
terminates unless terminated as provided herein.

3. Payment Limit. City’s total payments to Contractor under this Contract shall not exceed $ . City shall not pay for services that exceed
the Contract Payment Limit unless a contract amendment has been approved by the City Council or City Manager.

4. Contractor’s Obligations. Contractor shall provide those services and carry out that work described in the Service Plan (Exhibit A) which is attached hereto and 272

19 is incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein.

5. City's Obligations. City shall make to the Contractor those payments described in the Payment Provisions (Exhibit B) which are attached hereto and are incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein.

6. Authorized Representatives and Notices. This Contract is subject to the Authorized Representatives and Notices Provisions (Exhibit C) which are attached hereto and are incorporated herein by reference.

7. General Conditions. This Contract is subject to the General Conditions (Exhibit D) which are attached hereto and are incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein.

8. Special Conditions. This Contract is subject to the Special Conditions (Exhibit E) (if any) which are attached hereto and are incorporated herein by reference, subject to all the terms and conditions contained or incorporated herein. (Note:
other than Public Works contracts, the City will agree to Special Conditions only in unusual circumstances.)

9. Insurance Provisions. This Contract is subject to the Insurance Provisions (Exhibit F) which are attached hereto and are incorporated herein by reference.

10. Signatures. These signatures attest the parties' Contract hereto:

CITY OF RICHMOND CONTRACTOR:
a municipal corporation
By:
(* The Corporation Chairperson of the Board,
President or Vice President should sign below)
Title: By:

I hereby certify that this Contract
Title
: has been approved by City Council.

Date Signed:

By
:

City
Clerk
273

20 (* The Corporation Chief Financial Officer,
Secretary or Assistant Secretary should sign below)
Approved as to form:

By:

By: Title:

City Attorney
Date Signed:

LIST OF ATTACHMENTS:
(NOTE: Pursuant to California Corporations
Code Section 313, if Contractor is a corporation
or nonprofit organization, this Contract (1) must
be signed by (a) the Chairperson of the Board,
President or Vice-President and (b) the
Secretary any Assistant Secretary, the Chief
Financial Officer or any Assistant Treasurer.

Service Plan Exhibit A
Payment Provisions Exhibit B
Authorized Representatives and Notices Exhibit C
General Conditions Exhibit D
Special Conditions Exhibit E
Insurance Provisions Exhibit F
Standard Contract/EJ/TE 9-26-07
274

21 For the Contract between the City of
Richmond and

EXHIBIT A

SERVICE PLAN
Contractor shall, to the satisfaction of the , perform the following services and be compensated as outlined below:
275

22 For the Contract between the City of
Richmond and

EXHIBIT B

PAYMENT PROVISIONS

{PLEASE NOTE THAT THE CITY OF RICHMOND SHALL NOT PAY FOR SERVICES

THAT EXCEED THE CONTRACT PAYMENT LIMIT UNLESS A CONTRACT

AMENDMENT HA S BEEN APPROVED BY THE CITY COUNCIL OR THE CITY MANAGER}

1. Provided Contractor is not in default under this Contract, Contractor shall be compensated as provided below.

2. Any and all payments made pursuant to this Contract shall be subject to the Contract Payment Limit. The Payment Limit includes expenses (phones, photo copying, meals and travel etc). Invoices, shall be adequately detailed, based on accurate records, and be in a form reasonably satisfactory to the City. Contractor may be required to provide back-up material upon request.

3. Contractor shall submit timely invoices to the following address:

Attention: City of Richmond, Finance Department - Accounts Payable Project Manager: Winifred Day Department: ED Arts and Culture PO Box 4046
Richmond, CA 94804-0046

4. All invoices that are submitted by Contractor shall be subject to the approval of the City’s Project Manager, Winifred Day before payments shall be authorized.

5. The City will pay invoice(s) within 45 days after completion of services to the City’s satisfaction. The City shall not pay late fees or interest.

6. A Richmond business license shall be obtained before any payment under this Contract shall be authorized and the business license must be kept current during the term of this Contract for payments to continue to be authorized.

7. All insurance coverage required by this Contract shall be provided by the Contractor before this Contract shall be executed by the City. The insurance coverage must be kept current during the term of this Contract for payments to continue to be authorized. 276

23 For the Contract between the City of
Richmond and

EXHIBIT C

AUTHORIZED REPRESENTATIVES AND NOTICES

1. Notices. All notices, demands, statements, or communications provided for by this Contract shall be in writing and may be delivered by deposit in the United States mail, postage prepaid. Notices to the City shall be addressed to the Department Head and (as delineated below in section 1.1) to the project manager responsible for the administration of or the supervision of the scope of work under this Contract. Notices to the Contractor shall be addressed to the party designated by Contractor (as delineated below in section 1.2). Notice shall be deemed delivered (a) upon personal delivery; (b) as of the fifth business day after mailing by United States certified mail, postage prepaid, addressed to the proper party; or (c) as of 12:00 p.m. on the second business day immediately after the day it is deposited with and accepted by Federal Express, or a similar overnight courier service, addressed to the proper party and marked for next business day morning delivery. For the purposes of this Contract, a "business day" means any day Monday through Friday that is not a holiday recognized by the federal government or the State of California.

1. 1 CITY hereby designates as its Authorized Representative the Project Manager whose name and address are as follows:

Winifred Day

City of Richmond

Richmond, CA 94804-0046

1. 2 CONTRACTOR hereby designates as its Authorized Representative the Project Manager whose name and address are as follows:

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EXHIBIT D

GENERAL ONDITIONS

1. Independent Contractor. Contractor acknowledges, represents and warrants that Contractor is not a regular or temporary employee, joint venturer or partner of the City, but rather an independent Contractor. This Contract shall not be construed to create an agency, servant, employee, partnership, or joint venture relationship. As an independent Contractor, Contractor shall have no authority to bind City to any obligation or to act as City's agent except as expressly provided herein. Due to the independent Contractor relationship created by this Contract, City shall not withhold state or federal income taxes, the reporting of which shall be Contractor's sole responsibility.

2. Brokers. Contractor acknowledges, represents and warrants that Contractor has not hired, retained or agreed to pay any entity or person any fee, commission, percentage, gift, or any other consideration, contingent upon or resulting from the award or making of this Contract.

3. City Property. The rights to applicable plans, drawings, reports, calculations, data, specifications, videos, graphics or other materials prepared for or obtained pursuant to this Contract, which, upon request, are to be delivered to City within a reasonable time, shall be deemed assigned to City. If applicable, Contractor shall prepare check prints upon request. Notwithstanding the foregoing, Contractor shall not be obligated to provide to City proprietary software or data which Contractor has developed or had developed for Contractor's own use; provided, however, that Contractor shall, pursuant to Section 15 below, indemnify, defend and hold harmless City from and against any discovery or Public Records Act request seeking the disclosure of such proprietary software or data.

4. Patents, Trademarks, Copyrights and Rights in Data. Contractor shall not publish or transfer any materials, discoveries, developments, concepts, designs, ideas, know how, improvements, inventions and/or original works of authorship resulting from activities supported by this Contract without the express prior written consent of the City Manager. If anything resulting from activities supported by this Contract is patentable, trademarkable, copyrightable or otherwise legally protectable, City reserves the exclusive right to seek such intellectual property rights. Notwithstanding the foregoing, Contractor may, after receiving City's prior written consent, seek patent, trademark, copyright or other intellectual property rights on anything resulting from activities supported by this Contract. However, City reserves, and Contractor irrevocably grants, a nonexclusive, fully paid-up, royalty-free, assumable, perpetual, worldwide license, with the right to transfer, sublicense, practice and exploit said license and the right to make, have made, copy, modify, make derivative works of, use, sell,
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import, and otherwise distribute under all applicable intellectual properties without restriction of any kind said license.

Contractor further agrees to assist City, at City's expense, in every proper way to secure the City’s rights in any patents, trademarks, copyrights or other intellectual property rights relating thereto, including the disclosure to City of all pertinent information and data with respect thereto. Contractor shall also assist City in the execution of all applications, specifications, oaths, assignments, recordations, and all other instruments which City shall deem necessary in order to apply for, obtain, maintain and transfer such rights, or if not transferable, to waive such rights. Contractor shall further assist City in the execution of all applications, specifications, oaths, assignments, recordations and all other instruments which City shall deem necessary in order to assign and convey to City, and any assigns and nominees the sole and exclusive right, title and interest in and to any patents, trademarks, copyrights or other intellectual property rights relating thereto.

Contractor further agrees that its obligation to execute or cause to be executed, when it is in Contractor's power to do so, any such instruments or papers shall continue during and at all times after the end of Contractor's services and until the expiration of the last such intellectual property right. Contractor hereby irrevocably designates and appoints City, and its duly authorized officers, agents and servants, as its agent and attorney-in-fact, to act for and in its behalf and stead to execute and file any such applications and to do all other lawfully permitted acts to further the application for, prosecution, issuance, maintenance or transfer of letters of patents, copyright and other registrations. This power of attorney is coupled with an interest and shall not be affected by Contractor's subsequent incapacity.

5. Inspection. Contractor's performance, place of business and records pertaining to this Contract are subject to monitoring, inspection, review and audit by authorized representatives of the CITY, the State of California, and the United States Government.

If the project or services set forth in Exhibit A shall be performed on City or other public property, City shall have the right to inspect such work without notice. If such project or services shall not be performed on City or other public property, City shall have the right to inspect such work upon reasonable notice.

6. Services. The project or services set forth in Exhibit A shall be performed to the full satisfaction and approval of City. In the event that the project or services set forth in Exhibit A are also itemized by price, City, in its sole discretion, may, upon notice to Contractor, delete certain items or services set forth in Exhibit A, in which case there shall be a corresponding reduction in the amount of compensation paid to Contractor. 279
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Contractor shall, at its own cost and expense, furnish all facilities and equipment necessary for Contractor to complete the project or perform the services required herein, unless otherwise provided in Exhibit A.

7. Records. Contractor shall keep and make available for inspection and copying by authorized representatives of the City, the State of California, and the United States Government, the Contractor's regular business records and such additional records pertaining to this Contract as may be required by the City.

Contractor shall retain all documents pertaining to this Contract for a period of five (5) years after this Contract's termination (or for any further period that is required by law) and until all Federal or State audits are complete and exceptions resolved for this contract's funding period. Upon request, CONTRACTOR shall make these records available to authorized representatives of the CITY, the State of California, and the United States Government.

Contractor shall keep full and detailed accounts, maintain records, and exercise such controls as may be necessary for proper financial management under this Contract. The Contractor’s accounting and control systems shall be satisfactory to City. Contractor's accounting systems shall conform to generally accepted accounting principles and all records shall provide a breakdown of total costs charged under this Contract, including properly executed payrolls, time records, utility bills, invoices and vouchers. The City shall be afforded prompt access to Contractor's records, books, and Contractor shall preserve such project records for a period of at least five (5 years after the termination of this Contract , or for such longer period as may be required by law.

Contractor shall permit City and its authorized representatives and accountants to inspect, examine and copy Contractor's books, records, accounts, correspondence, instructions, drawings, receipts, subcontracts, purchase orders, vouchers, memoranda and other data relating to the project or services set forth in Exhibit A, and any and all data relevant to this Contract at any reasonable time for the purpose of auditing and verifying statements, invoices, or bills submitted by Contractor pursuant to this Contract and shall provide such assistance as may be reasonably required in the course of such inspection. Contractor shall also allow City access to the record keeping and accounting personnel of Contractor.

City further reserves the right to examine and re-examine said books, records, accounts, and data during the five (5 year period following the termination of this Contract; and Contractor shall in no event dispose of, destroy, alter, or mutilate said books, records, accounts, and data in any manner whatever for five (5 years after the termination of this Contract.
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Pursuant to California Government Code § 10527, the parties to this Contract shall be subject to the examination and audit of representatives of the Auditor General of the State of California for a period of three (3) years after final payment under this Contract. The examination and audit shall be confined to those matters connected with the performance of this Contract including, but not limited to, the cost of administering this Contract.

8. Changes and Extra Work. All changes and/or extra work under this Contract shall be performed and paid for in accordance with the following:

Only the City Council or the City Manager may authorize extra and/or changed work. Contractor expressly recognizes that other City personnel are without authorization to either order extra and/or changed work or waive contract requirements. Failure of Contractor to secure the authorization for such extra and/or changed work shall constitute a waiver of any and all right to adjustment in contract price due to such unauthorized work and Contractor thereafter shall be entitled to no compensation whatsoever for performance of such extra and/or changed work.

If Contractor is of the opinion that any work which Contractor has been directed to perform is beyond the scope of this Contract and constitutes extra work, Contractor shall promptly notify City of the fact. The City shall make a determination as to whether or not such work is, in fact, beyond the scope of this Contract and constitutes extra work. In the event that City determines that such work does constitute extra work, City shall provide extra compensation to Contractor on a fair and equitable basis. A change order or Contract Amendment providing for such compensation for extra work shall be negotiated between City and Contractor and executed by Contractor and the appropriate City official.

In the event City determines that such work does not constitute extra work, Contractor shall not be paid extra compensation above that provided herein and if such determination is made by City staff, said determination may be appealed to the City Council; provided, however, a written appeal must be submitted to the City Manager within five (5) days after the staff's determination is sent to Contractor. Said written appeal shall include a description of each and every ground upon which Contractor challenges the staff's determination.

9. Additional Assistance. If this Contract requires Contractor to prepare plans and specifications, Contractor shall provide assistance as necessary to resolve any questions regarding such plans and specifications that may arise during the period of advertising for bids, and Contractor shall issue 281
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any necessary addenda to the plans and specifications as requested. In the event Contractor is of the opinion that City's requests for addenda and assistance is outside the scope of normal services, the parties shall proceed in accordance with the changes and extra work provisions of Section 8 of these General Conditions.

10. Professional Ability. Contractor acknowledges, represents and warrants that Contractor and its employees are skilled and able to competently provide the services hereunder, and possess all professional licenses, certifications, and approvals necessary to engage in their occupations.

City has relied upon the professional ability and training of Contractor as a material inducement to enter into this Contract. Contractor shall perform in accordance with generally accepted professional practices and standards of Contractor's profession. In the event that City, in its sole discretion, desires the removal of any person employed or retained by Contractor to perform services hereunder, such person shall be removed immediately upon receiving notice from City.

11. Business License. Contractor shall obtain a Richmond Business License before performing any services required under this Contract. The failure to so obtain such license shall be a material breach of this Contract and grounds for immediate termination by City; provided, however, that City may waive the business license requirement in writing under unusual or extraordinary circumstances without necessitating any modification of this Contract to reflect such waiver.

12. Termination Without Default. Notwithstanding any provision herein to the contrary, City may, in its sole and absolute discretion and without cause, terminate this Contract at any time prior to completion by Contractor of the project or services hereunder, immediately upon written notice to Contractor. Contractor may terminate this Contract at any time in its sole and absolute discretion and without cause upon 30 days' written notice to City. In the event of termination by either party, Contractor shall be compensated for: (1) all authorized work satisfactorily performed prior to the effective date of termination; (2) necessary materials or services of others ordered by Contractor for this Contract, prior to receipt of notice of termination, irrespective of whether such materials or services of others have actually been delivered, provided that Contractor is not able to cancel such orders. Compensation for Contractor in such event shall be determined by City in accordance with the percentage of the project or services completed by Contractor; and all of Contractor's finished or unfinished work product through the time of the City's last payment shall be transferred and assigned to City. Additionally, in the event of such termination, the City may proceed with the work in any reasonable manner it chooses.
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13. Termination in the Event of Default. Should Contractor fail to perform any of its obligations hereunder, within the time and in the manner provided or otherwise violate any of the terms of this Contract, City may immediately terminate this Contract by giving written notice of such termination, stating the reasons for such termination. Contractor shall be compensated as provided in Section 12 of these General Conditions; provided, however, there shall be deducted from such amount the amount of damage, including attorney's fees, expert witness fees and costs, if any, sustained by City by virtue of Contractor's breach of this Contract. Additionally, in the event of such termination, the City may proceed with the work in any reasonable manner it chooses.

14. Conflict of Interest. Contractor acknowledges, represents and warrants that Contractor shall avoid all conflicts of interest (as defined under any federal, state or local statute, rule or regulation, or at common law) with respect to this Contract. Contractor further acknowledges, represents and warrants that no City official or employee has any economic interest, as defined in Title 2, California Code of Regulations §§ 18703.1 through 18703.5, with Contractor that would invalidate this Contract. Contractor acknowledges that in the event that Contractor shall be found by any judicial or administrative body to have any conflict of interest (as defined above) with respect to this Contract, all consideration received under this Contract shall be forfeited and returned to City forthwith. This provision shall survive the termination of this Contract for one (1) year.

15. Indemnification.
(a) If this Contract is a contract for design professional services subject to California Civil Code Section 2782.8(a) and Contractor is a design professional, as defined in California Civil Code Section 2782.8(b)(2), Contractor shall hold harmless, defend and indemnify the City, its officers, agents, employees, and volunteers from and against any and all claims, damages, losses, and expenses including attorneys’ fees arising out of, or pertaining to, or relating to the negligence, recklessness, or willful misconduct of the Contractor, except where caused by the active negligence, sole negligence, or willful misconduct of the City. To the fullest extent permitted by law, Contractor shall immediately defend and indemnify the City and its officers, agents, employees, and volunteers from and against any and all liabilities, regardless of nature or type, that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Contractor, or its employees, agents, or subcontractors.

Liabilities subject to the duties to defend and indemnify include, without limitation, any and all claims, losses, damages, penalties, fines, and judgments; associated investigation and administrative expenses; defense costs, including but not limited to reasonable attorneys’ fees; court costs; and costs of alternative dispute resolution. Contractor’s obligation to 283
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indemnify applies unless it is finally adjudicated that the liability was caused by the sole active negligence or sole willful misconduct of an indemnified party. (b) If this Contract is not a contract for design professional services subject to California Civil Code Section 2782.8(a) or Contractor is not a design professional as defined in California Civil Code Section 2782.8(b)(2), Contractor shall indemnify, defend, and hold harmless the City, its officers, agents, employees and volunteers from any and all claims, suits, or actions of every name, kind and description, brought forth on account of injuries to or death of any person or damage to property arising from or connected with the willful misconduct, negligent acts, errors or omissions, ultra-hazardous activities, activities giving rise to strict liability, or defects in design by Contractor or any person directly or indirectly employed by, or acting as, the agent for Contractor in the performance of this Contract, including the concurrent or successive passive negligence of the City, its officers, agents, employees or volunteers.
(c) It is understood that the duty of Contractor to indemnify and hold harmless includes the duty to defend as set forth in Section 2778 of the California Civil Code. Contractor shall be obligated to defend, in all legal, equitable, administrative, or special proceedings, with counsel approved by the City, the City and its officers, agents, employees, and volunteers, immediately upon tender to Contractor of the claim in any form or at any stage of an action or proceeding, whether or not liability is established. An allegation or determination that persons other than Contractor are responsible for the claim does not relieve Contractor from its separate and distinct obligation to defend under this Section 15. The obligation to defend extends through final judgment, including exhaustion of any appeals. The defense obligation includes an obligation to provide independent counsel if Contractor asserts that liability is caused in whole, or in part, by the negligence or willful misconduct of an indemnified party. (d) The review, acceptance or approval of the Contractor’s work or work product by any indemnified party shall not affect, relieve or reduce the Contractor’s indemnification or defense obligations. This Section 15 survives completion of the services or the termination of this Contract.

The provisions of this Section 15 are not limited by, and do not affect, the provisions of this Contract relating to insurance.
(e) Acceptance of insurance certificates and endorsements required under this Contract does not relieve Contractor from liability under this Section

15. This Section 15 shall apply whether or not such insurance policies are determined to be applicable to any such damages or claims for damages.

16. Safety. Contractor acknowledges that the City is committed to the highest standards of workplace safety. Contractor shall perform all work hereunder in full compliance with applicable local, state and federal safety requirements including but not limited to Occupational Safety and Health Administration requirements, and shall assume sole and complete 284
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responsibility for the safety of Contractor's employees and any subContractor's employees. If a death, serious personal injury or substantial property damage occurs in connection with the performance of this Contract, Contractor shall immediately notify the City by telephone.

17. Insurance. Insurance requirements are set forth in Exhibit F to this Contract. Contractor shall abide by the insurance requirements set forth in said Exhibit F.

18. Non-Liability of Officials and Employees of the City. No official or employee of the City shall be personally liable for any default or liability under this Contract.

19. Compliance with Laws. Contractor shall comply with all federal, state and local laws, statutes, ordinances, rules and regulations, and the orders and decrees of any courts or administrative bodies or tribunals, with respect to this Contract, including without limitation environmental laws, employment discrimination laws and prevailing wage laws. Compliance under this provision includes compliance with all provisions of the Richmond Municipal Code ("Municipal Code"), including Chapters 2.50, 2.52, 2.56, and 2.60, if applicable.

Contractor acknowledges that under § 2.60.070 of the Municipal Code ("Living Wage Ordinance"), Contractor shall promptly provide to City documents and information verifying its compliance with the Living Wage Ordinance. Also as prescribed in § 2.60.070, Contractor shall notify each of its affected employees with regards to the wages that are required to be paid pursuant to the Living Wage Ordinance.

Contractor shall comply with § 2.28.030 of the Municipal Code, obligating every Contractor or subcontractor under a contract or subcontract with the City for public work or for goods or for services to refrain from discriminatory employment or subcontracting practices on the basis of race, color, sex, sexual orientation, religious creed, national origin or ancestry of any employee, any applicant for employment or any potential subcontractor.

Contractor acknowledges that the City’s Drug Free Workplace Policy, Violence in the Workplace Policy and the Policy Against Workplace Harassment, are available on the City’s website at
http://www.ci.richmond.ca.us/workplacepolicies . Contractor agrees to abide by the terms and conditions of said policies.

20. Limitations upon Subcontracting and Assignment. This Contract binds the heirs, successors, assigns and representatives of Contractor. The Contractor shall not enter into subcontracts for any work contemplated 285
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under this Contract and shall not assign this Contract, nor any portion hereof or monies due or to become due, without the prior written consent of the City Council or its designee.

Contractor acknowledges that the services which Contractor shall provide under this Contract are unique, personal services which, except as otherwise provided herein, Contractor shall not assign or sublet to any other party without the prior written approval of City, which approval may be withheld in City's sole and absolute discretion. In the event that City, in writing, approves any assignment or subletting of this Contract or the retention of subcontractors by Contractor, Contractor shall provide to City upon request copies of each and every subcontract contract prior to the execution thereof by Contractor and subcontractor. Any assignment by Contractor of any or all of its rights under this Contract without first obtaining City's prior written consent shall be a default under this Contract.

The sale, assignment, transfer or other disposition of any of the issued and outstanding capital stock of Contractor (if applicable), or of the interest of any general partner or joint venturer or syndicate member if Contractor is a partnership or joint-venture or syndicate, which shall result in a change of control of Contractor, shall be deemed an assignment. For this purpose, control shall mean fifty percent or more of the voting power or twenty-five percent or more of the assets of the corporation, partnership or joint-venture.

21. Integration. This Contract constitutes the entire agreement between the parties concerning the subject matter hereof and supersedes any previous oral or written agreement; provided, however, that correspondence or documents exchanged between Contractor and City may be used to assist in the interpretation of the Exhibits to this Contract.

22. Modifications and Amendments. This Contract may be modified or amended only by a change order or Contract Amendment executed by both parties and approved as to form by the City Attorney.

23. Conflicting Provisions. In the event of a conflict between these General Conditions and those of any Exhibit or attachment hereto, these General Conditions shall prevail; provided, however, that any Special Conditions as set forth in Exhibit E shall prevail over these General Conditions. In the event of a conflict between the terms and conditions of any two or more Exhibits or attachments hereto, those prepared by City shall prevail over those prepared by the Contractor, and the terms and conditions preferred by the City shall prevail over those preferred by the Contractor.

24. Non-exclusivity. Notwithstanding any provision herein to the contrary, the services provided by Contractor hereunder shall be non-exclusive, and 286
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City reserves the right to employ other Contractors in connection with the project.

25. Exhibits. All Exhibits hereto are made a part hereof and incorporated herein by reference; provided, however, that any language in Exhibit A which does not pertain to the project description, proposal, scope of services, or method of compensation (as applicable) , or any corresponding responsibilities of City, shall be deemed extraneous to, and not a part of, this Contract.

26. Force Majeure. Neither party hereto shall be considered in default in the performance of its obligations hereunder to the extent that the performance of such an obligation is prevented or delayed by reason of acts of God, strikes, boycotts, lock-outs, inability to procure materials not related to the price thereof, failure of power, restrictive governmental laws and regulations enacted after the date of this Contract, riots, civil unrest, acts of terrorism, insurrection, war, declaration of a state or national emergency or other reasons of a like nature not within the reasonable control of such party.

27. Time of the Essence. Time is of the essence of this Contract. Contractor and City agree that any time period set forth in Exhibit A represents their best estimates with respect to completion dates and both Contractor and City acknowledge that departures from the schedule may occur.

Therefore, both Contractor and City will use reasonable efforts to notify one another of changes to the schedule. Contractor shall not be responsible for performance delays caused by others, or delays beyond Contractor's control, and such delays shall extend the times for performance of Contractor's work.

28. Confidentiality. Contractor agrees to comply with, and to require its employees, agents and partners to comply with, all applicable State or Federal statutes or regulations respecting confidentially, including but not limited to, the identity of persons served under this Contract, their records, or services provided them, and assures that:

All applications and records concerning any individual made or kept by Contractor or any public officer or agency in connection with the administration of or relating to services provided under this Contract will be confidential, and will not be open to examination for any purposes not directly connected with the administration of such service.

No person will publish or disclose or permit or cause to be published or disclosed, any list of persons receiving services, except as may be required in the administration of such service.
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29. Third Parties. Nothing herein shall be interpreted as creating any rights or benefits in any third parties. For purposes hereof, transferees or assignees as permitted under this Contract shall not be considered "third parties."

30. Governing Law. This Contract shall be construed in accordance with the law of the State of California without regard to principles of conflicts of law.

This Contract is made in Contra Costa County, California, and any action relating to this Contract shall be instituted and prosecuted in the courts of Contra Costa County, California.

31. Nonrenewal. Contractor understands and agrees that there is no representation, implication, or understanding that the services provided by Contractor under this Contract will be purchased or renewed by the City under a new contract following expiration or termination of this Contract, and waives all rights or claims to notice or hearing respecting any failure by City to continue the purchase of all or any failure to continue purchase of all or any such services from Contractor.

32. Claims. Any claim by Contractor against City hereunder shall be subject to Government Code §§ 800 et seq. The claims presentation provisions of said Act are hereby modified such that the presentation of all claims hereunder to the City shall be waived if not made within six months after accrual of the cause of action.

33. Interpretation. This Contract shall be interpreted as if drafted by both parties.

34. Warranty. In the event that any product shall be provided to the City as part of this Contract, Contractor warrants as follows: Contractor possesses good title to the product and the right to transfer the product to City; the product shall be delivered to the City free from any security interest or other lien; the product meets any specifications contained herein; the product shall be free from material defects in materials and workmanship under normal use for a period of one (1) year from the date of delivery; and the product shall be fit for its intended purpose(s). Notwithstanding the foregoing, consumable and maintenance items (such as light bulbs and batteries) shall be warranted for a period of one hundred and eighty (180) days from the date of delivery. All repairs during the warranty period shall be promptly performed by Contractor, at Contractor's expense, including shipping.

35. Severability. In the event that any of the provisions or portions or applications thereof of this Contract are held to be unenforceable or invalid by any court of competent jurisdiction, City and Contractor shall negotiate an equitable adjustment in the provisions of the Contract with a view 288
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toward effecting the purpose of this Contract, and the validity and enforceability of the remaining provisions or portions or applications thereof, shall not be affected thereby.

36. Authority. City warrants and represents that the signatory hereto (the Mayor of the City of Richmond or the City Manager) is duly authorized to enter into and execute this Contract on behalf of City. The party signing on behalf of Contractor warrants and represents that he or she is duly authorized to enter into and execute this Contract on behalf of Contractor, and shall be personally liable to City if he or she is not duly authorized to enter into and execute this Contract on behalf of Contractor.

37. Waiver. The waiver by City of any breach of any term or provision of this Contract shall not be construed as a waiver of any subsequent breach.

Inspections or approvals, or statements by any officer, agent or employee of the City relating to the Contractor’s performance, or payments therefore, or any combination of these acts, shall not relieve the Contractor’s obligation to fulfill this Contract as prescribed; nor shall the City be thereby stopped from bringing any action for damages or enforcement arising from any failure to comply with any of the terms and conditions of this Contract.

38. Possessory Interest. If this Contract results in the Contractor having possession of, claim to or right to the possession of land or improvements, but does not vest ownership of the land or improvements in the same person, or if this Contract results in the placement of taxable improvements on tax exempt land (Revenue and Taxation Code 107), such interest or improvements may represent a possessory interest subject to property tax, and Contractor may be subject to the payment of property taxes levied on such interest.

39. Performance and Final Acceptance.

Contractor represents that it is experienced, qualified, registered, licensed, equipped, organized and financed to perform the services under this Contract.

Contractor shall perform the services under this Contract with that degree of skill and judgment normally exercised by professional firms performing services of a similar nature in the State of California, and shall be responsible for the professional quality, technical accuracy and coordination of the services it performs under this Contract. In addition to the other rights and remedies which City may have, Contractor shall, at its own expense, correct any services which fail to meet the above standard.
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City shall provide Contractor an opportunity to cure errors and omission which may be disclosed during the review of submittals, with no increase in the authorized Contract Payment Limit. Should Contractor fail to make necessary corrections in a timely manner, such corrections shall be made by the City and the cost thereof shall be charged to Contractor.

If warranted, City shall determine, and Contractor may request such determination, that Contractor has satisfactorily completed performance of this Contract. Upon such determination, City shall issue to Contractor a written Notice of Final Acceptance, after which Contractor shall not incur further costs under this Contract. Contractor shall respond to such Notice of Final Acceptance by executing and submitting to City a Release and Certificate of Final Payment.

40. Survival. The rights and obligations of the parties which by their nature survive termination or completion of the services covered by this Contract shall remain in full force and effect after termination or completion. 290

For the Contract between the City of
Richmond and

EXHIBIT E

SPECIAL CONDITIONS
The General Conditions are hereby amended to include the following modifications and/or provisions (if applicable):
291

For the Contract between the City of
Richmond and

EXHIBIT F

INSURANCE PROVISIONS
During the entire term of this Contract and any extension or modification thereof, the CONTRACTOR shall keep in effect insurance policies meeting the insurance requirements specified in the insurance provisions which are attached hereto and incorporated herein by this reference.

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1 Request for Proposals (RFP)
International-Matex Tank Terminals LLC (IMTT)
$200,000 Sculpture Commission
(Three Semi-Finalists Only) Proposals Delivered November 4 1:30 – 2:30p.m. (by appt.) In Person Interviews November 6, 6:00 – 9:00 p.m. (by appt.) Congratulations for being selected as one of three Semi-Finalists for the IMTT Sculpture Art Commission contract, administered by the City of Richmond Arts and Culture Division. The BidsOnline RFQ/RFP with a link found below has the applicable details for your reference.

Sculpture Commission-International-Matex Tank Terminals LLC (IMTT)

1. DESCRIPTION:

The designated site is approximately 17 x 17 feet and is visible to both vehicular and bicycle traffic. While the space is not intended for public seating, it should convey a distinct sense of place from a distance. Notable historical elements of the area, including the mid-century building, ship dry docks, the former Santa Fe Ferry line, and Miller-Knox Park, will serve as inspirational references for the artwork.

293

2 Proposal Deliverables:

1. Cover letter explaining your sculpture solution for this unique space on private property.

2. The Background and Project Summary Section should describe your understanding of the City of Richmond, the work to be done, and the objectives to be accomplished. Refer to description of ser vices for this RFP. Include a rough sketch of your vision for the 17’ x 17’ area that tells a “Richmond Story” or a story related to IMTT industry.

3. Submit a sketch of mural concept using the photo shop or some method to demonstrate a proposed concept design sculpture design.

4. Submit a maquette/model of the proposed Phoenix Bird sculpture.

5. Preliminary Budget and Milestone Schedule using the example in the RFQ.

Proposed Schedule:

November 6, 2024 Art Panel Interview Select 3 Semi-Finalists December 2024 City Council approves Finalist
January 2025 Contract Prep
April 2025 ½ complete Fabrication
June 2025 Artwork Installed/Approved
*Some dates may be subject to change.

Questions may be directed to: [email protected]

The City of Richmond has the right to change this opportunity at any time.

For more information on the history of the Richmond Arts and Culture Commission and the Public Art program, please go to: www.ci.richmond.ca.us/2064/Arts-Culture.

2. SELECTION PROCESS AND PROPOSAL EVALUATION

A selection panel of Richmond residents, art professionals, the tenant and owner, RACC members and city staff will review all Requests for Proposal (RFP) applications and may identify three semi -finalists to invite to further develop the proposed concept design. A total of $2,000 will be paid, per semi-finalist, for completed maquettes and interviews.

All proposals shall be reviewed to ver ify that the Respondent has met the minimum requirements. Proposals that have not complied with requirements, do not meet minimum content and quality standards, or take unacceptable exceptions to the General Terms and 294

3 Conditions of the Service Agreement, w ill be eliminated from further consideration.

Proposals will be reviewed and evaluated by an evaluation committee comprised of City of Richmond personnel, Richmond Arts and Culture Commissioners (RACC), Private Developer, Building Tenant, Richmond resident, etc.

The top proposals may then be invited to make a presentation to the evaluation panel in a City Office in Richmond, California, at no cost to the City of Richmond. The selected proposal shall provide the most cost -effective approach that meets the C ity’s requirements. The lowest price proposal will not necessarily be selected.

Applications and preliminary concept design sketch proposals will be reviewed by the Selection Panel, RACC/PAAC members, and City staff. Recommendations will be based on the c larity of the proposal, the benefit to the community or exhibit location, and the durability of the public artwork. As part of the contract, a fully developed art concept design, scope of services, schedule, and an all-inclusive budget not to exceed $200,000 must be submitted to RACC for final City Council approval. The best candidates will score 5 in each category or a total of 20 points.

The criteria upon which the evaluation of the proposals will be based include, but are not limited to, the following:

 The thematic direction must compliment and help establish a sense of place.  Artists must provide the necessary materials and/or equipment and be capable of delivering and installing the artwork.
 The art budget must be all -inclusive: administration expense s, concept des ign, design drawings, fabrication, installation, etc.
 Staff dedicated to this project will include (list names and attach resumes).

Score Range
5 = highly qualified 3 = minimally qualified 1 = not a good match

Award - When the Review Panel has completed its work, RACC/City staff will recommend an artist and/or artist team to the City Manager and City Council for approval. The services provided by the successful bidder shall be governed by a Standard Services Agreemen t (Attachment B).

If the City cannot successfully negotiate a contract with the highest ranked respondent, the City may begin negotiations with the second highest ranked respondent.

The City reserves the right to reject any or all proposals, or to make no award. The City also reserves the right to require modifications follow ‐up with requests for additional information, including, but not limited to, follow‐up interviews. The City may request Best and Final offers based upon improved understanding of th e offers or changed scope of service. The City will negotiate with that vendor to determine final pricing, and contract form. Because this proposal is negotiable, all pricing data will remain confidential until 295

4 after award is made, and there will be no public opening and reading of Proposals. Overall responsiveness to the RFP is an important factor in the evaluation process.

3. PROPOSAL FORMAT and GUIDELINES

A. Top three Semi-Finalists:

 If selected as a Semi -Finalist and for a stipend of $2,000 the City of Richmond requests a tri -fold foam core presentation board(s) of the concept design, that includes pictures of all parts of the hard submittal boards on a Flash Drive, and with a 3-D or wax model.

 If selected as a Semi -Finalist, and to receive the $2,000 concept design fee stipend, you will be required to submit a presentation board (s), maquette/model, a W -9 form, and a City of Richmond Vendor Supplemental Form. You can download a current W-9 form here: https://www.irs.gov/pub/irs‐pdf/fw9.pdf

 The submitted design boards and maquettes will become property of the City of Richmond. All boards along with a Flash Drive, will be delivered to the Arts and Culture Division Office, located at the Port of Richmond Administration Building, 1322 Canal Blvd.

o Label the front of each board with “IMTT,” title, and/or thematic summary. o Label the back of each board with your name, email address, and phone number.
o There are no architectural drawings available for this project.

 Concept Design Storyboard should include: Thematic Direction (statement or message), art materials, art project budget, schedule, scope of services per team member.

 There is one art location. The selected artist will retain copyright ownership of the artwork unless the nature of the artwork prevents it or they choose to donate the artwork to the City of Richmond. The physical artwork must be appropriate for the city’s weather conditions. The location is a publicly visible, approved private property in an ADA-accessible public area.

 The presentation documents deliverable deadline is November 4, 2024, no later than 3:00 p.m. for the November 6th In-Person Interviews. As part of the selection process, the IMTT staff, RACC members, community members and non -voting City of Richmond staff and RACC will have an opportunity to view the final art commission concept designs, In Person.

 Submit six (6) color 8.5 x 11” color copies of each proposal, one 2 or 3 fold foam core table-top color boards, one model/maquette of the proposed sculpture. The boards should stand on their own, no easels or stands.
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5  If you have a Califo rnia State License Board (CSLB) certificate for sculpture fabrication and or installation, please submit along with all other documents.

 The City of Richmond (COR) Standard Contract is attached for your review where you will find commercial construction level insurance requirements.

 The IMTT Art Selection Panel will make recommendations to the RACC followed by recommendations to the Richmond City Council for contract approval.

Schedule for Delivering Presentation Materials to the Port of Richmond Ad ministration Building located at 1322 Canal Blvd, 94804, next to the Riggers Loft Winery.

Sign up for a time to deliver your presentation material s and respond to email to confirm.

Monday November 4 1:30, 2:00 or 2:30?

In Person 15 minutes Interviews

Wednesday November 6 6:15p.m, 6:40 p.m. or 7:00 p.m.?

Let me know if you have any questions. All should be submitted in writing.

Winifred Day, Arts and Culture Manager, [email protected]

297
Applicants Panelist 1 Panelist 2 Panelist 3
Total
Score
Final
Average
Score Rank
Gordon Huether 20 20 20 60 20 1
Eric Powell 16 14 15 45 15 2
Archie Held 13 13 18 44 14.6666667 3
James Moore 16 8 13 37 12.3333333 4
Sean Orlando 9 8 16 33 11 5
IMTT Sculpture Scoring Matrix
298
Panelist 1 Panelist 2 Panelist 3 Total Avg.

Concept Proposal 5 5 5 15 5
Thematic Direction & Commumity Benefit 5 5 5 15 5
Installation/Maintenace/Durability 5 5 5 15 5
Experience/Past Performance 5 5 5 15 5
Total 20 20 20 60 20
Panelist 1 Panelist 2 Panelist 3 Total Avg.

Concept Proposal 4 3 4 11 3.666667
Thematic Direction & Commumity Benefit 4 3 3 10 3.333333 Installation/Maintenace/Durability 4 4 4 12 4
Experience/Past Performance 4 4 4 12 4
Total 16 14 15 45 15
Panelist 1 Panelist 2 Panelist 3 Total Avg.

Concept Proposal 3 2 4 9 3
Thematic Direction & Commumity Benefit 3 2 5 10 3.333333 Installation/Maintenace/Durability 3 4 5 12 4
Experience/Past Performance 4 5 4 13 4.333333
Total 13 13 18 44 14.667
Panelist 1 Panelist 2 Panelist 3 Total Avg.

Concept Proposal 4 0 4 8 2.666667
Thematic Direction & Commumity Benefit 4 0 1 5 1.666667 Installation/Maintenace/Durability 4 5 4 13 4.333333
Experience/Past Performance 4 3 4 11 3.666667
Total 16 8 13 37 12.333
Panelist 1 Panelist 2 Panelist 3 Total Avg.

Concept Proposal 2 1 4 7 2.333333
Thematic Direction & Commumity Benefit 2 1 5 8 2.666667 Installation/Maintenace/Durability 2 3 3 8 2.666667
Experience/Past Performance 3 3 4 10 3.333333
Total 9 8 16 33 11
Sean Orlando
Scoring Matrix Scoring Charts
Archie Held
Gordon Huether
Eric Powell
James Moore
299
Applicants
50K
Budget Notes RACC IMTT Artisit Total
Score
Final
Average
Score Rank
Sonnikson 59,037.00$
Compreshensive Quote,
expressed knowledge of Public Art
installations, managable
exclusons.
2 2 2
6 2 1
Azul Works, Inc. $ 82,500.00 Tncomplete quote and costly exclusions. The 1 0 1 2 0.6666667 2
Goebel Construction Inc. $ 97,077.00 Cost is to high, although minimal exclusions 0 1 0 1 0.3333333 3
IMTT Installation Sculpture Scoring Matrix
300

8 5'
44'
20' 25'
16'
17'

NEW FLAGPOLE

LOCATION

CUTTING BLVD.

OLD FLAGPOLE

LOCATION

OLD IMTT

SIGN LOCATION

20'

DRIVEWAY 41'

VAULT

T

OFFICE
BLDG

PARKING LOT

NEW IMTT

SIGN LOCATION

20'

T

AREA AVAILABLE FOR ART INSTALLATION
APPROXIMATELY 20' X 20'
(*NOT DRAWN TO SCALE)
301

CITY OF RICHMOND

STANDARD CONTRACT
Department: City Project Manager:

City Project Manager E-mail: City Project Manager Phone No:

Vendor No: Contract No:

Description of Services:

The parties to this STANDARD CONTRACT do mutually agree and promise as follows:

1. Parties. The parties to this Contract are the City of Richmond, a municipal corporation (“the City”), and the following named Contractor:

Contractor Name:

Street Address:

City, State, Zip Code:

Contact Person:

Telephone: Email:

Business License No:
☐ A California corporation, ☐ limited liability corporation ☐ general partnership, ☐ limited partnership, ☐ individual, ☐ non-profit corporation, ☐ individual dba as [specify:] ____________________ ☐ other [specify:] _______________________________

2. Term. The effective date of this Contract is _______________________ and terminates _________________ unless terminated earlier as set forth herein.

3. Payment Limit. City’s total payments to Contractor under this Contract shall not exceed $______________ (“Contract Payment Limit”) unless a Contract Amendment has been approved by the City Council or City Manager. If this amount includes a contingency, Contractor acknowledges that any use of such contingency shall be for work beyond the original scope of services and requires prior written authorization by the City. If noted below, Compensation for work done under this Contract, shall not exceed as follows:

FY _________ total compensation shall not exceed $_________________ FY _________ total compensation shall not exceed $_________________ FY _________ total compensation shall not exceed $_________________

4. Contractor’s Obligations. Contractor agrees to perform all work at its own cost and expense, to furnish all labor, tools, equipment, materials, except as otherwise specified, in accordance with the Service Plan set forth in Exhibit A, attached hereto and incorporated herein.

5. City Obligations. City shall make payments to the Contractor in accordance with the Payment Provisions set forth in Exhibit B, attached hereto and incorporated herein.

Economic Development
Nannette Beacham
Nannette [email protected]
(510) 620-1306
16383
Gordon Huether to design and fabricate a sculpture for IMTT Public Art Site at 100 West Cutting Blvd, and to advise the installation contractor through projects completion.

Gordon Huether & Partners, Inc.
1821 Monticello road
Napa, CA 94588
Darcy Huether
(707) 255-5954
[email protected]
40014564
January 1, 2026
December 31, 2026
175,000.00
302

6. Authorized Representatives and Notices. This Contract is subject to the Authorized Representatives and Notices Provisions (Exhibit C), attached hereto and incorporated herein.

7. General Conditions. This Contract is subject to the General Conditions (Exhibit D), which are attached hereto and incorporated herein.

8. Special Conditions. This Contract is subject to the Special Conditions (Exhibit E) (if any), which are attached hereto and incorporated herein.

9. Insurance Provisions. This Contract is subject to the Insurance Provisions (Exhibit F), which are attached hereto and incorporated herein.

10. Sanctuary City Compliance Statement. This Contract is subject to the Sanctuary City Compliance Statement (Exhibit G), which is attached hereto and incorporated herein.

11. Signatures. These signatures attest the parties' agreement hereto:

CITY OF RICHMOND,
a municipal corporation [BUSINESS NAME]
(* The Corporation Chairperson of the Board, President, or Vice President should sign below)
By: _________________________ By: ___________________________ Title: ________________________ Title: __________________________ Date Signed: _________________ Date Signed: ___________________ I hereby certify that this Contract (* The Corporation Chief Financial Officer or Assistant has been approved by City Council Treasurer, or Secretary or Assistant Secretary should or the City Manager. sign below)
By: _________________________ By: ___________________________ City Clerk Title: __________________________
Date Signed: ____________________
Approved as to form:
(NOTE: Pursuant to California Corporations Code Section By: _________________________ 313, if Contractor is a corporation or nonprofit organization, City Attorney this Contract (1) must be signed by (a) the Chairperson of the Board, President, or Vice-President and (b) the
Chief Financial Officer or Assistant Treasurer, or
Secretary or Assistant Secretary)
LIST OF ATTACHMENTS:

Service Plan Exhibit A
Payment Provisions Exhibit B
Authorized Representatives and Notices Exhibit C
General Conditions Exhibit D
Special Conditions Exhibit E
Insurance Provisions Exhibit F
Sanctuary City Compliance Statement Exhibit G
Gordon Huether & Partners, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT A

SERVICE PLAN
Contractor shall, to the satisfaction of the Project Manager ( set forth in Exhibit B) , perform the following services and be compensated as outlined below [or attach service plan if necessary]:

Gordon Huether & Partners, Inc.

SEE ATTACHED.
304
Winifred Day
Arts & Culture Division
450 Civic Center Plaza, #CMO 300
Richmond, CA 94804
International-Matex Tank Terminals (IMTT) Sculpture RFP Richmond, CA
September 12, 2025
1821 Monticello Road
Napa, CA 94558
T: (707) 255-5954
[email protected]
m gordonhuether.com

GORDON HUETHER
305

SCOPE OF SERVICES
METHODOLOGY and ESTIMATED DURATION
The following is a detailed project schedule, including estimated durations for each task and overall time for completion.

PHASE 1: Design Development/Engineering/Shop Drawings DURATION: 8-12 weeks Within this time period, Gordon Huether Studio's Team will develop engineered drawings for Client approval, prior to commencement of fabrication.

PHASE 2: Materials Procurement and Fabrication DURATION: 20-28 weeks Within this time period, GHS will procure all necessary materials for fabrication of a complete project sculpture. GHS will fabricate all pieces according to engineered shop drawings. GHS will assemble the completed project sculpture in-house prior to crating and shipping to ensure the piece can be installed successfully. We will provide photo documentation at 50% and 100% completion milestones.

DURATION: 5-7 daysPHASE 3: Crating/Shipping
The completed piece will be disassembled, crated and shipped to the project site.

NOTE: This estimated timeline does not account for delays caused by contract negotiations, Client approvals, revisions or timely payments of invoices. The Artist must receive payment and written approval for each phase prior to beginning the next phase. Such delays may cause greater delays in the project if the Artist has to move on to other projects that were scheduled for that timing.

GORDON HUETHER I 11
306
NOTE:

ESTIMATED PRELIMINARY BUDGET
Costs are estimates only; all required permitting and surveys to be determined. Contingency, insurance, studio space and other administrative costs are built into the overhead of the business, which are considered as a part of developing the above rates while job costing. Due to the fluctuation of costs, the budget provided only applies to this specific proposal and is only valid for sixty (60) days. After such time, if a contract is not yet executed, the design will need to be assessed for cost increases.

GORDON HUETHER I 13
PROJECT MANAGEMENT...........................................$7,0000.00 Project Management (50hrs @$150.hr)
DIGITAL DESIGN & ENGINEERING..............................$16,800.00 MATERIALS.................................................................$46,800.00 Corten steel panels
U-Channels
Epoxy
Bolts for footings
Bolts for attachments
Welding supplies and materials
LABOR & FABRICATION.............................................$80,000.00 Shop Labor/Assembly/Welding
Laser-cut all Corten components with holes
Break U-Channels
Galvanize / Acid dip all components
Weld U-channels
LIGHTING FIXTURES..................................................$8,000.00 *Contingent on client bringing electrical to site / artist responsible for fixtures ONLY CRATING & SHIPPING................................................$16,400.00 Crating materials
Shipping Cost
TOTAL ESTIMATED PROJECT BUDGET....................$175,000.00 307

SCOPE OF SERVICES

CITY STAFF REQUIREMENTS
GHS will require the following tasks to be performed by City of Richmond staff in order to fulfill the actions detailed in the project Scope of Services:

1. The Client shall provide a reliable point of contact for Project Management purposes.

2. The Client shall provide details of all site conditions, including location of utilities, if any. The Artist shall not be responsible for any unknown site conditions.

3. The Client shall provide reports, or have reports generated, as needed including, but not limited to: Soils Report, etc.

4. The Client shall be responsible for all site work and engineering of foundations / concrete pads in preparation for delivery and installation of finished sculpture.

5. The Client shall be responsible for Installation of the sculpture.

6. The Client shall provide permit, if necessary for actual sculpture.

7. The Client shall coordinate the relocation of the sign currently located in the way of proposed sculpture Site.

8. If lighting is desired, the Client shall provide electric connection / conduit to sculpture. Artist responsible for fixtures only.

GORDON HUETHER I 12
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GORDON HUETHER | HALF MOON BAY FARMWORKER MEMORIAL GARDEN | PAST RECORD OF PERFORMANCE art ma&ers !
Luminaria
Steve Schiff District Attorney Office | Albuquerque,
NM |2021
Laser-Cut, Rolled and Powder Coated Steel | 7’H x 4’1” DIA, 8’H x 4’8” DIA and 9’H x 5’3” DIA Overview
The purpose of this commission was to create a non-traditional memorial that would provide a contemplative, healing, and uplifting space for victims and families dealing with the trauma of gun violence. After review from the Local Selection Committee, Gordon Huether’s concept,Luminaria, was chosen for its ability to convey the ideas of humanity, comfort, serenity, joy, and love. The installation was ultimately inspired by three factors: thecultural traditions of the local Mexican community, the surrounding natural landscape, and a reoccurring theme Gordon found while researching memorials that reference gun violence or other violent tragedies– something Gordon refers to as “pop-up memorials.” “Pop-up memorials” are created by the public at the scene of a tragedy. The affected community congregates and places things at the scene of the event such as flowers, candles, teddy bears, flags, balloons, drawings, and personal messages.

Each sculpture is inspired by the shape ofthe region’s native barrel cactus and is comprised of eight long “petals,” which start at the base and curve up to connect at the top. Each of the petals is an opportunity for visual content, inspired by Mexican papel picado folk art and images of objects often found in spontaneous memorials created by loved ones of victims of violence. Each of the three sculpturesis a different color, and illuminated from within, like the lanterns that inspired them.

The installation is located at the Steve Schiff District Attorney Building in downtown Albuquerque, NM. https://gordonhuether.com/luminaria/
GORDON HUETHER STUDIO5 GORDON HUETHER STUDIO4 GORDON HUETHER STUDIO4 GORDON HUETHER STUDIO

CONCEPT RENDERINGS
© GORDON HUETHER + PARTNERS 2024
GORDON HUETHER I 1
GORDON HUETHER I 11
GORDON HUETHER I 5
309
GORDON HUETHER | HALF MOON BAY FARMWORKER MEMORIAL GARDEN | PAST RECORD OF PERFORMANCE art ma&ers !
Luminaria
Steve Schiff District Attorney Office | Albuquerque, N
M |2021
Laser-Cut, Rolled and Powder Coated Steel | 7’H x 4’1” DIA, 8’H x 4’8” DIA and 9’H x 5’3” DIA Overview
The purpose of this commission was to create a non-traditional memorial that would provide a contemplative, healing, and uplifting space for victims and families dealing with the trauma of gun violence. After review from the Local Selection Committee, Gordon Huether’s concept,Luminaria, was chosen for its ability to convey the ideas of humanity, comfort, serenity, joy, and love. The installation was ultimately inspired by three factors: thecultural traditions of the local Mexican community, the surrounding natural landscape, and a reoccurring theme Gordon found while researching memorials that reference gun violence or other violent tragedies– something Gordon refers to as “pop-up memorials.” “Pop-up memorials” are created by the public at the scene of a tragedy. The affected community congregates and places things at the scene of the event such as flowers, candles, teddy bears, flags, balloons, drawings, and personal messages.

Each sculpture is inspired by the shape ofthe region’s native barrel cactus and is comprised of eight long “petals,” which start at the base and curve up to connect at the top. Each of the petals is an opportunity for visual content, inspired by Mexican papel picado folk art and images of objects often found in spontaneous memorials created by loved ones of victims of violence. Each of the three sculpturesis a different color, and illuminated from within, like the lanterns that inspired them.

The installation is located at the Steve Schiff District Attorney Building in downtown Albuquerque, NM. https://gordonhuether.com/luminaria/
GORDON HUETHER STUDIO5 GORDON HUETHER STUDIO4 GORDON HUETHER STUDIO4 GORDON HUETHER STUDIO

CONCEPT RENDERINGS
© GORDON HUETHER + PARTNERS 2024
GORDON HUETHER I 7
310

STATEMENT OF IMPARTIALITY AND DISCLOSURE
This statement hereby declares that the subcontractors employed by Gordon Huether Studio are not currently, and will not, during the performance of these services, participate in any other similar work involving a third- party with interests currently in conflict or likely to be in conflict with the City of Richmond’s interests.

Additionally, Gordon Huether Studio affirms that there are no pending or active investigations or litigation that may affect the reputation or ability of our team to carry out the project.

GORDON HUETHER I 21
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT B

PAYMENT PROVISIONS

1. COMPENSATION TO CONTRACTOR:
a. Provided Contractor is not in default under this Contract, Contractor shall be compensated in the manner set forth herein.
b. All payments made pursuant to this Contract shall be subject to the Contract Payment Limit. The Payment Limit includes expenses (phones, photocopying, meals and travel, etc.). Invoices shall be adequately detailed, based on accurate records, and be in a form reasonably satisfactory to the City. Contractor may be required to provide back-up material upon request. c. All City vendors receiving new contracts shall sign up to receive electronic payments through the City’s Automated Clearinghouse (ACH) payments service/provider.

2. SUBMISSION OF INVOICES:

Contractor shall submit timely invoices by email to
[email protected] and/or to the following address:

Attention: City of Richmond Finance/Account Payable
Project Manager: _______________________
P.O. Box 4046
Richmond, CA 94804

3. All invoices that are submitted by Contractor shall be subject to the approval of the City Project Manager, _______________________, before payments shall be authorized.
a. The City will pay invoice(s) within 45 days after completion of services to the City’s satisfaction. The City shall not pay late fees or interest.
b. All appropriate permits, certificates, and licenses, including a City business license shall be obtained and maintained for the duration of this Contract before any payment is authorized.

4. All insurance coverage required by this Contract shall be provided by the Contractor before this Contract is executed by the City. The insurance coverage required by this Contract shall be maintained by Contractor for the duration of this Contract and must be in place before any payment is authorized.

Nannette Beacham
Nannette Beacham
Gordon Huether & Partners, Inc.
312
NOTE:

The estimated Milestone and Payment Schedule does not account for delays caused by contract negotiations, Client approvals, revisions or timely payments of invoices. The Artist must receive payment and written approval for each phase prior to beginning the next phase. Such delays may cause greater delays in the project if the Artist has to move on to other projects that were scheduled for that timing.

ESTIMATED MILESTONE AND PAYMENT SCHEDULE
GORDON HUETHER I 14

CONTRACT EXECUTION
PAYMENT: CONTRACT EXECUTION...........................................$15,000.00 DESIGN
DEVELOPMENT/ENGINEERING/SHOP DRAWINGS....................8-12 weeks PAYMENT: CONCEPT DESIGN COMPLETE................................$25,000.00 PAYMENT: DD COMPLETE/FABRICATION COMMENCEMENT..$70,000.00 MATERIALS PROCURMENT AND FABRICATION.................................... ...20-28 weeks PAYMENT: 50% FABRICATION....................................................$25,000.00 PAYMENT: 100% FABRICATION..................................................$25,000.00 CRATING/SHIPPING...................................................................................5-7 days PAYMENT: UPON ARRIVAL OF SHIPPMENT TO SITE................$10,000.00 PAYMENT: PROJECT ACCEPTANCE BY RACC..........................$5,000.00 TOTAL..........................................................................................................29-41 weeks 313
Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT C

AUTHORIZED REPRESENTATIVES AND NOTICES

1. All required written notices shall be delivered: (i) by hand; or (ii) sent by registered, express, or certified mail, with return receipt requested or with delivery confirmation requested from the U.S. postal service; or (iii) sent by overnight or same day courier service at the party’s respective address listed in this Section.

2. Each notice shall be deemed to have been received on the earlier to occur of:
actual delivery or the date on which delivery is refused; or three (3) days after notice is deposited in the U.S. mail or with a courier service in the manner described above (Sundays and City holidays excepted).

3. Either party may, at any time, change its notice address (other than to a post office box address) by giving the other party three (3) days prior written notice of the new address.

4. All notices, demands, requests, or approvals from Contractor to the City shall be addressed to the City at:

City of Richmond
450 Civic Center Plaza
Richmond, CA 94804
Email: ________________________________________________

5. All notices, demands, requests, or approvals from the City to Contractor shall be addressed to Contractor at:

Attn:

Email: ________________________________________________ Nannette Beacham
Nannette [email protected]
Gordon Huether & Partners, Inc.

Gordon Huether & Partners, Inc.
1821 Monticello road
Napa, CA 94588
[email protected]
Darcy Huether
314
Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT D

GENERAL CONDITIONS

1. INDEPENDENT PARTIES:

Contractor hereby declares that Contractor is engaged as an independent business and Contractor agrees to perform the services as an independent contractor.

The manner and means of conducting the services and tasks are under the control of Contractor except to the extent they are limited by statute, rule or regulation and the express terms of this Contract. No civil service status or other right of employment will be acquired by virtue of Contractor’s services. None of the benefits provided by the City to its employees, including but not limited to unemployment insurance, workers’ compensation plans, vacation and sick leave, are available from the City to Contractor, its employees or agents. Deductions shall not be made for any state or federal taxes, FICA payments, PERS payments, or other purposes normally associated with an employer-employee relationship from any compensation due to Contractor. Payments of the above items, if required, are the responsibility of Contractor.

2. TIME IS OF THE ESSENCE:

Contractor and the City agree that time is of the essence regarding the performance of this Contract.

3. STANDARD OF CARE:

Contractor agrees to perform all services hereunder in a manner commensurate with the prevailing standards of like professionals or service Contractors, as applicable, in the San Francisco Bay Area and agrees that all services shall be performed by qualified and experienced personnel who are not employed by the City.

4. IMMIGRATION REFORM AND CONTROL ACT (IRCA):

Contractor assumes all responsibility for verifying the identity and employment authorization of all of its employees performing work hereunder, pursuant to all applicable IRCA or other federal, or state rules and regulations. Contractor shall indemnify, defend, and hold the City harmless from and against any loss, damage, liability, costs or expenses arising from any noncompliance of this provision by Contractor.

5. NON-DISCRIMINATION:

Consistent with the City’s policy and state and federal law that harassment and discrimination are unacceptable conduct, Contractor and its employees, contractors, and agents shall not harass or discriminate against any job applicant, City employee, or any other person on the basis of any kind of any statutorily (federal, state or local) protected class, including but not limited to: race, religious creed, color, national origin, ancestry, Gordon Huether & Partners, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________
disability (both mental and physical) including HIV and AIDS, medical condition (e.g. cancer), genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, pregnancy, political affiliation, military and veteran status or legitimate union activities. Contractor agrees that any violation of this provision shall constitute a material breach of this Contract.

6. CITY PROPERTY:
a. Each and every report, draft, work product, map, record, applicable plans, drawings, calculation, data, specification, video, graphic, or any other material or document produced, prepared or caused to be prepared by Contractor pursuant to or in connection with this Contract shall be the exclusive property of the City. b. Notwithstanding the foregoing, Contractor shall not be obligated to provide to City proprietary software or data which Contractor has developed or had developed for Contractor's own use; provided, however, that Contractor shall, pursuant to Section 11 below, indemnify, defend and hold the City harmless from and against any discovery or Public Records Act request seeking the disclosure of such proprietary software or data. c. No report, information or other data given to or prepared or assembled by Contractor pursuant to this Contract shall be made available to any individual or organization by Contractor without prior approval of the City Manager or their designee. d. Contractor shall, at such time and in such form as City Manager or their designee may require, furnish reports concerning the status of services and tasks required under this Contract.

7. RECORDS:
a. Contractor shall maintain complete and accurate records with respect to the services, tasks, work, documents and data in sufficient detail to permit an evaluation of Contractor’s performance under the Contract, as well as maintain books and records related to sales, costs, expenses, receipts and other such information required by the City that relate to the performance of the services and tasks under this Contract (collectively the “Records”).
b. All Records shall be maintained in accordance with generally accepted accounting principles and shall be clearly identified and readily accessible. Contractor shall provide free access to the Records to the representatives of the City or its designees during regular business hours upon reasonable prior notice. The City has the right to examine and audit the Records, and to make copies or transcripts therefrom as necessary, and to allow inspection of all proceedings and activities related to this Contract. Such Records, together with supporting documents, shall be kept separate from other documents and records and shall be maintained by Contractor for a period of five (5) years after receipt of final payment.

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_____________________________
c. If supplemental examination or audit of the Records is necessary due to concerns raised by the City’s preliminary examination or audit of records, and the City’s supplemental examination or audit of the records discloses a failure to adhere to appropriate internal financial controls, or other breach of this Contract or failure to act in good faith, then Contractor shall reimburse the City for all reasonable costs and expenses associated with the supplemental examination or audit.

8. PERMITS AND LICENSES:

Contractor, at its sole expense, shall obtain and maintain during the term of this Contract, all appropriate permits, certificates and licenses, including a City business license, required in connection with the performance of the services and tasks hereunder.

The failure to obtain such permits and licenses shall be a material breach of this Contract and grounds for immediate termination by City; provided, however, that City may waive the business license requirement in writing under unusual or extraordinary circumstances without necessitating any modification of this Contract to reflect such waiver.

9. TERMINATION:

a. Termination Without Default. Notwithstanding any provision herein to the contrary, the City may, in its sole and absolute discretion and without cause, terminate this Contract at any time prior to completion by Contractor of the project or services hereunder immediately upon transmission of written notice to Contractor as provided in Exhibit C “Authorized Representatives and Notices”.

b. Termination in the Event of Default. Should Contractor fail to perform any of its obligations hereunder, within the time and in the manner provided or otherwise violate any of the terms of this Contract, City may immediately terminate this Contract by giving written notice of such termination, stating the reasons for such termination. Contractor shall be compensated as provided in Exhibit B; provided, however, there shall be deducted from such amount the amount of damage, including attorney's fees, expert witness fees and costs, if any, sustained by City by virtue of Contractor's breach of this Contract. Additionally, in the event of such termination, the City may proceed with the work in any reasonable manner it chooses.

10. CONFLICT OF INTEREST:

Contractor acknowledges, represents and warrants that Contractor shall avoid all conflicts of interest (as defined under any federal, state or local statute, rule or regulation, or at common law) with respect to this Contract. Contractor further acknowledges, represents and warrants that no City official or employee has any economic interest, as defined in Title 2, California Code of Regulations §§ 18703.1 through 18703.5, with Contractor that would invalidate this Contract. Contractor acknowledges that in the event that Contractor shall be found by any judicial or administrative body to have any conflict of interest (as defined above) with respect to this Contract, all consideration received under Gordon Huether & Partners, Inc.
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this Contract shall be forfeited and returned to City forthwith. This provision shall survive the termination of this Contract for one (1) year.

11. HOLD HARMLESS:

a. To the fullest extent permitted by law, Contractor shall indemnify, defend (with counsel acceptable to the City) and hold harmless the City, its City Council, boards, commissions, officials, employees, agents and volunteers (“Indemnitees”) from and against any and all loss, damages, liability, obligations, claims, suits, judgments, costs and expenses whatsoever, including attorney’s fees and costs of litigation (“Claims”), arising from or in any manner connected to Contractor’s performance of its obligations under this Contract or failure to comply with any of its obligations under this Contract or out of the operations conducted by Contractor even if the City is found to have been negligent. If the Claims filed against Indemnitees allege negligence, recklessness or willful misconduct on the part of Contractor, Contractor shall have no right of reimbursement against Indemnitees for the costs of defense even if negligence, recklessness or willful misconduct is not found on the part of Contractor. Contractor shall not have any obligations to indemnify Indemnitees if the loss or damage is found to have resulted solely from the negligence or the willful misconduct of the City. The defense and indemnification obligations of this Contract are undertaken in addition to, and shall not in any way be limited by, the insurance obligations contained in this Contract.

b. This indemnification obligation shall survive this Contract and shall not be limited by any term of any insurance policy required under this Contract; provided however, that if this Contract is for design professional services, this indemnity provision is limited to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the design professional (as defined in California Civil Code section 2782.8).

12. LIMITATIONS UPON SUBCONTRACTING AND ASSIGNMENT:

a. This Contract binds the heirs, successors, assigns and representatives of Contractor. The Contractor shall not enter into subcontracts for any work contemplated under this Contract and shall not assign this Contract, nor any portion hereof or monies due or to become due, without the prior written consent of the City Council or its designee.

b. Contractor shall not assign, sublease, hypothecate, or transfer this Contract, or any interest therein, directly or indirectly, by operation of law or otherwise, without prior written consent of the City Manager. Contractor shall submit a written request for consent to transfer to the City Manager at least thirty (30) days in advance of the desired transfer.

The City Manager or their designee may consent or reject such request in their sole and absolute discretion. Any attempt to do so without said consent shall be null and void, and any assignee, sublessee, hypothecate or transferee shall acquire no right or interest by reason of such attempted assignment, hypothecation or transfer. However, claims for Gordon Huether & Partners, Inc.
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money against the City under this Contract may be assigned by Contractor to a bank, trust company or other financial institution without prior written consent.

c. The sale, assignment, transfer or other disposition of any of the issued and outstanding capital stock of Contractor (if applicable), or of the interest of any general partner or joint venturer or syndicate member if Contractor is a partnership or joint- venture or syndicate, which shall result in a change of control of Contractor, shall be deemed an assignment. For this purpose, control shall mean fifty percent or more of the voting power or twenty-five percent or more of the assets of the corporation, partnership or joint-venture.

d. Only those persons and/or businesses whose names and resumés are attached to this Contract shall be used in the performance of this Contract. However, if after the start of this Contract, Contractor wishes to use sub-contractors, at no additional costs to the City, then Contractor shall submit a written request for consent to add sub- contractors including the names of the sub-contractors and the reasons for the request to the City Manager at least five (5) days in advance. The City Manager may consent or reject such requests in their sole and absolute discretion.

e. Each sub-contractor shall be required to furnish proof of workers’ compensation insurance and shall also be required to carry general, automobile and professional liability insurance (as applicable) in reasonable conformity to the insurance carried by Contractor.

f. In addition, any tasks or services performed by sub-contractors shall be subject to each provision of this Contract. Contractor shall include the following language in their Contract with any sub-contractor: “Sub-Contractors hired by Contractor agree to be bound to Contractor and the City in the same manner and to the same extent as Contractor is bound to the City.”

g. The requirements in this Section 12 shall not apply to persons who are merely providing materials, supplies, data or information that Contractor then analyzes and incorporates into its work product.

13. SAFETY:

a. Contractor acknowledges that the City is committed to the highest standards of workplace safety. Contractor will be solely and completely responsible for conditions of all vehicles owned or operated by Contractor, including the safety of all persons and property during performance of the services and tasks under this Contract.

Contractor shall assume sole and complete responsibility for the safety of Contractor's employees and any of subcontractor's employees This requirement will apply continuously and not be limited to normal working hours. In addition, Contractor will comply with all safety provisions in conformance with U.S. Department of Labor Occupational Safety and Health Act, any equivalent state law, and all other applicable Gordon Huether & Partners, Inc.
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federal, state, county and local laws, ordinances, codes, and any regulations that may be detailed in other parts of the Contract. Where any of these are in conflict, the more stringent requirements will be followed. Contractor’s failure to thoroughly familiarize itself with the aforementioned safety provisions will not relieve it from compliance with the obligations and penalties set forth herein.

b. Contractor will immediately notify the City (in no event less than 24 hours) of any incident of death, serious personal injury or substantial property damage that occurs in connection with the performance of this Contract. Contractor will promptly submit to the City a written report of all incidents that occur in connection with this Contract. This report must include the following information: (i) name and address of injured or deceased person(s); (ii) name and address of Contractor’s employee(s) involved in the incident; (iii) name and address of Contractor’s liability insurance carrier; (iv) a detailed description of the incident; and (v) a police report.

c. Contractor acknowledges that the City shall have the right to impose, at the City’s sole discretion, requirements that it deems are necessary to protect the health and safety of the City employees, residents, and visitors. Contractor agrees to comply with all such requirements, including, but not limited to, mandatory vaccinations, the use of personal protective equipment (e.g. masks), physical distancing, and health screenings.

Contractor also agrees to make available to the City, at the City’s request, records to demonstrate Contractor’s compliance with this Section.

14. INSURANCE:

Insurance requirements are set forth in Exhibit F to this Contract. Contractor shall abide by the insurance requirements set forth in said Exhibit F.

15. COMPLIANCE WITH ALL APPLICABLE LAWS:

a. During the term of this Contract, Contractor shall keep fully informed of all existing and future state and federal laws and all municipal ordinances and regulations of the City of Richmond which affect the manner in which the services or tasks are to be performed by Contractor, as well as all such orders and decrees of bodies or tribunals having any jurisdiction or authority over the same. Contractor shall comply with all applicable laws, state and federal and all ordinances, rules and regulations enacted or issued by the City. Compliance under this provision includes compliance with all provisions of the Richmond Municipal Code ("Municipal Code"), including Chapters 2.50,

2.52, 2.56, and 2.60, if applicable.

b. Contractor acknowledges that under § 2.60.070 of the Municipal Code ("Living Wage Ordinance"), Contractor is required to provide the City with documents and information verifying its compliance with the Living Wage Ordinance. Contractor shall notify each of its affected employees with regards to the wages that are required to be paid pursuant to the Living Wage Ordinance as prescribed in § 2.60.070 of the Municipal Code.

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c. Contractor shall comply with § 2.28.030 of the Municipal Code, obligating every Contractor or sub-Contractor under an agreement or sub-agreement with the City for public works, goods or services to refrain from discriminatory employment or practices on the basis of race, color, sex, sexual orientation, religious creed, national origin or ancestry of any employee, any applicant for employment or any potential sub-contractor.

d. Contractor acknowledges that the City’s Drug Free Workplace Policy, Violence in the Workplace Policy and the Policy Against Workplace Harassment, are available on the City’s website at http://www.ci.richmond.ca.us/workplacepolicies.

Contractor agrees to abide by the terms and conditions of said policies.

16. INTEGRATED CONTRACT:

The Recitals and exhibits are a material part of this Contract and are expressly incorporated herein. This Contract represents the full and complete understanding of every kind or nature whatsoever between the parties hereto, and all preliminary negotiations and agreements of whatsoever kind or nature are merged herein. No verbal agreement or implied covenant shall be held to vary the provisions hereof. Any modification of this Contract will be effective only by written execution signed by both the City and Contractor.

17. CONFLICTING PROVISIONS:

In the event of a conflict between these General Conditions and those of any Exhibit or attachment hereto, these General Conditions shall prevail; provided, however, that any Special Condition as set forth in Exhibit E shall prevail over these General Conditions. In the event of a conflict between the terms and conditions of any two or more Exhibits or attachments hereto, those prepared by City shall prevail over those prepared by the Contractor, and the terms and conditions preferred by the City shall prevail over those preferred by the Contractor.

18. FORCE MAJEURE:

Neither party hereto shall be considered in default in the performance of its obligations hereunder to the extent that the performance of such an obligation is prevented or delayed by reason of acts of God, strikes, boycotts, lock-outs, inability to procure materials not related to the price thereof, failure of power, restrictive governmental laws and regulations enacted after the date of this Contract, riots, civil unrest, acts of terrorism, insurrection, war, declaration of a state or national emergency or other reasons of a like nature not within the reasonable control of such party.

19. CONFLICT OF LAW:

This Contract shall be interpreted under, and enforced by the laws of the State of Gordon Huether & Partners, Inc.
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California without regard to any choice of law rules which may direct the application of laws of another jurisdiction. The Contract and obligations of the parties are subject to all valid laws, orders, rules, and regulations of the authorities having jurisdiction over this Contract (or the successors of those authorities). Any suits brought pursuant to this Contract shall be filed with the courts of the County of Contra Costa, State of California.

20. CLAIMS:

Any claim by Contractor against City hereunder shall be subject to Government Code §§ 800 et seq. The claims presentation provisions of said Act are hereby modified such that the presentation of all claims hereunder to the City shall be waived if not made within six months after accrual of the cause of action.

21. INTERPRETATION:

This Contract shall be interpreted as if drafted by both parties.

22. WARRANTY:

If any product is be provided to the City as part of this Contract, Contractor warrants as follows: Contractor possesses good title to the product and the right to transfer the product to City; the product shall be delivered to the City free from any security interest or other lien; the product meets any specifications contained herein; the product shall be free from material defects in materials and workmanship under normal use for a period of one (1) year from the date of delivery; and the product shall be fit for its intended purpose(s). Notwithstanding the foregoing, consumable and maintenance items (such as light bulbs and batteries) shall be warranted for a period of one hundred and eighty (180) days from the date of delivery. All repairs during the warranty period shall be promptly performed by Contractor, at Contractor's expense, including shipping.

23. SEVERABILITY:

In the event that any of the provisions or portions or applications thereof of this Contract are held to be unenforceable or invalid by any court of competent jurisdiction, City and Contractor shall negotiate an equitable adjustment in the provisions of the Contract with a view toward effecting the purpose of this Contract, and the validity and enforceability of the remaining provisions or portions or applications thereof, shall not be affected thereby.

24. AUTHORITY:

City warrants and represents that the signatory hereto (the Mayor of the City of Richmond or the City Manager) is duly authorized to enter into and execute this Contract on behalf of City. The party signing on behalf of Contractor warrants and represents that they are duly authorized to enter into and execute this Contract on behalf of Contractor, Gordon Huether & Partners, Inc.
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and shall be personally liable to City if they are not duly authorized to enter into and execute this Contract on behalf of Contractor.

25. WAIVER:

The waiver by City of any breach of any term or provision of this Contract shall not be construed as a waiver of any subsequent breach. Inspections or approvals, or statements by any officer, agent or employee of the City relating to the Contractor’s performance, or payment therefore, or any combination of these acts, shall not relieve the Contractor’s obligation to fulfill this Contract as prescribed; nor shall the City be thereby stopped from bringing any action for damages or enforcement arising from any failure to comply with any of the terms and conditions of this Contract.

26. COUNTERPARTS:

This Contract may be executed in any number of counterparts (including by fax, PDF, DocuSign, or other electronic means), each of which shall be deemed an original, but all of which shall constitute one and the same instrument.

27. SANCTUARY CITY CONTRACTING ORDINANCE (SCCO):

The Richmond Sanctuary City Contracting Ordinance No. 12-18 prohibits the City from granting and or retaining contracts with any person or entity that provides Data Broker or Extreme Vetting services to the U.S. Immigration and Customs Enforcement Division of the United States Department of Homeland Security (“ICE”). Contractor must submit the Sanctuary City Compliance Statement, attached hereto as Exhibit G.

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EXHIBIT E

SPECIAL CONDITIONS

The General Conditions are hereby amended to include the following modifications and/or provisions (if applicable, otherwise please state “NONE”):

Gordon Huether & Partners, Inc.

NONE.
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EXHIBIT F

INSURANCE PROVISIONS
☐ CHECK HERE IF RISK MANAGEMENT HAS APPROVED WAIVING INSURANCE REQUIREMENTS FOR THIS CONTRACT.

1. CERTIFICATES: Before the commencement of the terms of this Contract, and during the entire term of this Contract and any extension or modification thereof, Contractor shall furnish the City’s Risk Manager with certificates showing the type, amount, class of operations covered, effective dates and dates of expiration of insurance coverage in compliance with coverage requirements set forth by the City and incorporated herein.

Such certificates, which do not limit Contractor’s indemnification, shall also contain substantially the following statement:
“Should any of the above insurance covered by this certificate be canceled or coverage reduced before the expiration date thereof, the insurer affording coverage shall provide thirty (30) days’ advance written notice to the City of Richmond.

Attention: Risk Manager.”
Contractor shall maintain in force at all times during the performance of this Contract all appropriate coverage of insurance required by this Contract with an insurance company licensed to offer insurance business in the State of California with a current A.M. Best’s rating of no less than A:VII or Standard & Poor’s Rating (if rated) of at least BBB unless otherwise acceptable to the City. Contractor shall deliver updated insurance certificates to the City at the address set forth in Exhibit C prior to the expiration of the existing insurance certificate for the duration of the term of Contract.

Endorsements naming the City, its City Council, boards, commissions, officials, employees, agents, and volunteers as additional insured shall be submitted with the insurance certificates.

2. COVERAGE REQUIREMENTS: The City’s insurance requirements depend upon the type of service being provided and/or the provider. The City’s insurance requirements will fall into one of the following categories (unless otherwise provided by the City):

Consultants and Contractors – Type 1
Professional Services – Type 2
Environmental Risk/Hazardous Waste Material – Type 3
Lease of City Property – Type 4
Vendors, Suppliers, Small Grant Recipients & Nonprofit Organizations – Type 5 Transportation Providers – Type 6
Professional Services Pyrotechnics – Type 7
Cyber and I.T. Risks – Type 8
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The insurance requirements classification applicable to this Contract shall be attached to this Exhibit F and made a part hereof.

3. FAILURE TO SECURE: If Contractor at any time during the term hereof should fail to secure or maintain the foregoing insurance, the City shall be permitted to obtain such insurance in Contractor’s name or as an agent of Contractor and shall be compensated by Contractor for the costs of the insurance premiums at the maximum rate permitted by law and computed from the date written notice is received that the premiums have not been paid.

4. SUFFICIENCY OF INSURANCE: The insurance limits required by the City are not represented as being sufficient to protect Contractor. Contractor is advised to consult Contractor’s insurance broker to determine adequate coverage for Contractor. The coverage and limits shall be (1) the minimum coverage and limits specified in this Contract; or (2) the broader coverage and maximum limits of the coverage carried by or available to Contractor; whichever is greater.

INSERT INSURANCE REQUIREMENTS CLASSIFICATION APPLICABLE TO THIS CONTRACT: (IF NECESSARY, CONFIRM WITH RISK MANAGER)
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City of Richmond - Insurance Requirements – Type 1:

Consultants and Contractors

Type 1 – Page 1 of 4

Revised: September 2011

In all instances where a CONTRACTOR or its representatives will be conducting business and/or providing services, the City requires the following MINIMUM insurance requirements and limits.

CONTRACTOR shall procure and maintain for the duration of the contract, agreement, or other order for work, services or supplies, insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the work hereunder and the results of that work by the CONTRACTOR, its agents, representatives, employees or subcontractors. Maintenance of proper insurance coverage is a material element of the contract. Failure to maintain or renew coverage or to provide evidence of renewal may be treated by the City as a material breach of contract.

CONTRACTOR agrees that in the event of loss due to any of the perils for which it has agreed to provide Commercial General Liability insurance, CONTRACTOR shall look solely to its insurance for recovery. CONTRACTOR hereby grants to CITY, on behalf of any insurer providing Commercial General Liability insurance to either CONTRACTOR or CITY with respect to the services of CONSULTANT herein, a waiver of any right to subrogation which any such insurer of said CONTRACTOR may acquire against the CITY by virtue of the payment of any loss under such insurance.

Original, signed certificates and original, separate policy endorsements, naming the City as an additional insured for general liability, as well as a waiver of subrogation for Workers’ Compensation insurance, shall be received and approved by the City before any work may begin. However, failure to do so shall not operate as a waiver of these insurance requirements.

City reserves the right to modify or require additional coverages for specific risk exposures depending on scope of CONTRACTORS work.

Minimum coverage is detailed below. The policy limits of coverage shall be made available to the full limits of the policy.

The minimum limits stated herein shall not serve to reduce the policy limits of coverage of CONTRACTOR.

Minimum Scope of Insurance – the following forms shall be provided and coverage shall be at least as broad as the following:

1. Insurance Services Office Commercial General Liability coverage (ISO Occurrence Form CG 0001) including coverage for bodily and personal injury, property damage, and products and completed operations.

2. Insurance Services Office Automobile Liability coverage (ISO Form CA 0001, Code 1, Any Auto)

3. Original and Separate Additional Insured Endorsements for General Liability (ISO Form CG 20 10 11/85 or its equivalent) with primary and non-contributory language.

4. Workers’ Compensation Insurance as required by the State of California including Employer’s Liability coverage.

5. Original and Separate Waiver of Subrogation for Workers’ Compensation and Builder’s Risk/ Course of Construction Insurance.

6. Builder’s Risk/Course of Construction insurance covering all risks of loss less policy exclusions when the City of Richmond has a financial interest in the property. – (Only required for Construction Contracts involving property)

7. Contractor’s Pollution Liability (if applicable for Construction Contractors)

Required Coverage

Minimum Limits
Workers’ Compensation and
Employers’ Liability
Statutory limits as required by the State of California including $1 million Employers’ Liability per accident, per employee for bodily injury or disease.

If CONTRACTOR
is self-insured, provide a certificate of Permission to Self- Insure, signed by the California Department of Industrial Relations and Self- Insurance. If contractor is a sole proprietor (has no employees) than contractor must sign “Contractor Release of Liability” found at:
http://www.ci.richmond.ca.us/index.aspx?nid=61.

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___ Exhibit F
___ Section 8
City of Richmond - Insurance Requirements – Type 1:

Consultants and Contractors

Type 1 – Page 2 of 4

Revised: September 2011

PROJECT COST R EQUIRED LIMIT
$0 - $5 million $2 million p/o
$5 million - $10 million $5 million p/o
Over $10 million $10 million p/o
Fireworks $5 million p/o
General Liability
(primary and excess limits
combined)

Includes coverage for bodily injury, personal injury, property damage and products and completed operations. The policy shall not exclude coverage for XCU perils (explosion, collapse, or damage to underground property).

If the policy includes a general aggregate, either the general aggregate shall apply separately to this project, service or location or the minimum required aggregate limit shall be twice the per occurrence limit ($4 million aggregate limit).

Policy shall be endorsed to name the City of Richmond as an additional insured per the conditions detailed below.

Automobile Liability $1,000,000 per occurrence for bodily injury and property damage.

Builders’ Risk/Course of
Construction – Covers property
under construction, repair or
renovation as well as equipment
and materials to be installed.

(Only required for Construction
Projects involving property and
equipment installation.)
Coverage shall include all risks of direct physical loss, excluding earthquake, for an amount equal to the full completed value of the covered structure or replacement value of alterations or additions, including soft costs and business interruption.

If the project does not involve new or major reconstruction, an Installation Floater may be acceptable. For such projects, a property installation floater shall be obtained that provides for the improvement, remodel, modification, alteration, conversion or adjustment to existing buildings, structures, processes, machinery and equipment. The Property Installation Floater shall provide property damage coverage for any building, structure, machinery or equipment damaged, impaired, broken or destroyed during the performance of the Work, including during transit, installation and testing at the City of Richmond’s site.

The City of Richmond shall be named as loss payee as its interest may appear. The insurer shall waive all rights of subrogation against City.

Contractor’s Pollution Liability (if
applicable)
Protects against:
unexpected/unintended release of
pollution resulting from contractors
covered operations such as:

HVAC, paving, carpentry, pipeline
& tank installation, drillers,
remediation contractors,
maintenance, mechanical,
demolition, excavation, grading,
street/road construction,
residential & commercial builders.

Same limits as General Liability.

Required Policy Conditions
A. M. Best Rating A:VII or Better. If the A.M. Best Rating falls below the required rating, CONTRACTOR must replace coverage immediately and provide notice to City.

Additional Insured Endorsement

Applicable to General Liability Coverage.

The City of Richmond, its officers, officials, employees, agents and volunteers are to be named as additional insureds for all liability arising out of the operations by or on behalf of the named insured, including but not limited to bodily injury, deaths and property damage or destruction arising in any respect directly or indirectly in the performance of this contract.

ISO form CG 20 10 (11/85) or its equivalent is required. The endorsement must not
exclude products and completed operations
coverage. If it does, then CG 20 37 (10/01) is also required. 328
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___ Section 8
City of Richmond - Insurance Requirements – Type 1:

Consultants and Contractors

Type 1 – Page 3 of 4

Revised: September 2011
Additional Insured Endorsement
(continued)

SAMPLE Endorsements can be found at
http://www.ci.richmond.ca.us/index.aspx?nid=61
Primary and Noncontributory The contractor’s insurance coverage must be primary coverage as it pertains to the City, its officers, officials, employees, agents and volunteers. Any insurance or self insurance maintained by the City is wholly separate from the insurance of the contractor and in no way relieves the contractor from its responsibility to provide insurance.

Waiver of Subrogation
Endorsement Form
Contractor’s insurer will provide a Waiver of Subrogation in favor of the City for Workers Compensation and Builder’s Risk/ Course of Construction coverage during the life of this contract.

SAMPLE Endorsements can be found at
http://www.ci.richmond.ca.us/index.aspx?nid=61
Deductibles and Self-Insured
Retentions
Any deductible or self-insured retention must be declared to and approved by the City. At the option of the City either the insurer shall reduce or eliminate such deductibles or self-insured retention as respects the City or the CONTRACTOR shall procure a financial guarantee in an amount equal to the deductible or self-insured retention guaranteeing payment of losses and related investigations, claims administration and defense expenses.

Contractor is responsible for satisfaction of the deductible and/or self-insured retention for each loss.

Loss Payable Endorsement (only
required when Builder’s Risk
and/or Course of Construction
Insurance is required.)
Applicable to Builder’s Risk/Course of Construction naming the City of Richmond as Loss Payee.

SURETY BONDS
(If a Public Works/Engineering
Project)
The Contractor shall provide:

1. A Bid bond

2. A Performance Bond

3. A Payment Bond

Umbrella/Excess Liability Policies
If an Umbrella or Excess Liability Policy is used to meet the liability limits, coverage shall be as broad as specified for underlying coverages and cover those insured in the underlying policies.

Claims-Made Policies
If any insurance policy is written on a claims-made form: 1) the retroactive date must be shown, and must be before the date of the contract or the beginning of contract work. 2) Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the contract of work. 3) If coverage is canceled or non- renewed, and not replaced with another claims-made policy form with a retroactive date prior to the contract effective date, the Contractor must purchase an extended period coverage for a minimum of five (5) years after completion of contract work.

Subcontractors

CONTRACTOR
shall include all subcontractors as insured under its policies or shall furnish to the City for review and approval, separate certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated herein.

CONTRACTOR agrees to defend and indemnify the City of Richmond for any damage resulting to it from failure of either CONTRACTOR or any subcontractor to take out or maintain the required insurance policies. The fact that insurance is obtained by CONTRACTOR, and/or CONTRACTOR’s subcontractors, will not be deemed to release or diminish the liability of CONTRACTOR, including, without limitation, liability under the indemnity provisions of this contract. Damages recoverable by CITY from CONTRACTOR or any third party will not be limited by the amount of the required insurance coverage.
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Consultants and Contractors

Type 1 – Page 4 of 4

Revised: September 2011

Verification of Coverage
All original certificates and endorsements shall be received and approved by the City before work may begin . The City
of Richmond reserves the right to require complete, certified copies of all required insurance policies including endorsements affecting the coverage at any time.

Original insurance certificates and required policy endorsements shall be mailed, or delivered to the Designated Project Manager for the City of Richmond.

Insurance certificates and endorsements may be faxed to the Designated Project Manager. However, Contractor must mail the original certificates and endorsements to Designated Project Manager once faxed.

Continuous Coverage
CONTRACTOR shall maintain the required insurance for the life of the contract. Should the CONTRACTOR cease to have insurance as required during this time, all work by the CONTRACTOR pursuant to this agreement shall cease until insurance acceptable to the City is provided. In the event that CONTRACTOR fails to comply with the City’s insurance requirements, the City may take such action as it deems necessary to protect the City’s interests. Such action may include but is not limited to termination of the contract, withholding of payments, or other actions as the City deems appropriate.

If services or the scope of work extend beyond the expiration dates of the required insurance policies initially approved by the City, CONTRACTOR must provide updated certificates and endorsements indicating that the required coverage, terms and conditions are still in place. Renewal certificates and updated endorsements shall be mailed to the Designated Project Manager.

Cancellation

CONTRACTOR shall ensure that coverage shall not be cancelled, reduced or otherwise materially changed except after thirty (30) days’ prior written notice has been given to the City.

Reporting Requirements

Any failure to comply with reporting or other provisions of the policies including breaches of warranties shall not affect coverage provided to the City, its officers, officials, employees or volunteers.

Consistent with Public Policy
The insuring provisions, insofar as they may be judged to be against public policy shall be void and unenforceable only to the minimum extent necessary so that the remaining terms and provisions herein may be consistent with public policy and thus enforceable.

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EXHIBIT G

SANCTUARY CITY COMPLIANCE STATEMENT

The undersigned, (hereafter "Contractor"), has had an opportunity to review the requirements of City of Richmond Ordinance 12-18 (hereafter "Sanctuary City Contracting Ordinance" or “SCCO”).

Contractor understands and agrees that the City may choose with whom it will maintain business relations and may refrain from contracting with any person or entity that provides Data Broker or Extreme Vetting services to the U.S. Immigration and Customs Enforcement Division of the United States Department of Homeland Security (“ICE”). Contractor understands the meaning of the following terms used in the SCCO:

a. "Data Broker” means either of the following:

i. The collection of information, including personal information about consumers, from a wide variety of sources for the purposes of reselling such information to their customers, which include both private-sector business and government agencies;

ii. The aggregation of data that was collected for another purpose from that for which it is ultimately used.

b. “Extreme Vetting” means data mining, threat modeling, predictive risk analysis, or other similar services."

Contractor understands that it is not eligible to receive or retain a City contract if at the time the Contract is executed, or at any time during the term of the Contract, it provides Data Broker or Extreme Vetting services to ICE.

Contractor further understands and agrees that Contractor's failure to comply with the SCCO shall constitute a material default of the Contract and the City Manager may terminate the Contract and bar Contractor from bidding on future contracts with the City for five (5) years from the effective date of the contract termination.

By executing this statement, Contractor certifies that it complies with the requirements of the SCCO and that if at any time during the term of the Contract it ceases to comply, Contractor will promptly notify the City Manager in writing. Any person or entity who knowingly or willingly supplies false information in violation of the SCCO shall be guilty of a misdemeanor and subject to a $1,000 fine.

Based on the foregoing, the undersigned declares under penalty of perjury under the laws of the State of California that the foregoing is true and correct.

Printed Name: Title:

Signed: Date:

Business Entity:

Gordon Huether & Partners, Inc.
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February 24, 2026

Economic Development
PORT

DATE: February 24, 2026
TO: Mayor Martinez and Members of the City Council
FROM:

Charles Gerard, Port Director

Subject:

Agreement with STAX Engineering for Deployment of a
CARB-Approved Emissions Control Solution Barge
FINANCIAL IMPACT: There is no impact to the City’s General Fund.

The proposed agreement authorizes up to $750,000
annually, and up to $2,250,000 over three years starting in fiscal year 2026-2027, representing the maximum
potential exposure of the Port of Richmond Enterprise
Fund (Account String: 40162380-400532).

The Port’s commitment is limited to filling a service gap in the approximately 1,260 annual CAECS hours required
by STAX Engineering after shipping line commitments,
and actual costs are expected to decline as additional
vessels utilize the service and as expanded CARB At-
Berth Regulation requirements take effect in 2027. Costs are anticipated to be recovered over time through the
Environmental Services Fee Tariff.

PREVIOUS COUNCIL
ACTION:

October 1, 2024
November 19, 2024
August 26, 2025
AGENDA
REPORT
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February 24, 2026

STATEMENT OF THE
ISSUE:

The California Air Resources Board (CARB) At‑ Berth
Regulation for Automotive Roll‑ On/Roll‑ Off (RoRo)
vessels became effective on January 1, 2025, requiring
covered vessels to reduce emissions from auxiliary
engines while docked at California ports. The Port of
Richmond has remained compliant with the regulation
through a CARB‑ approved prospective remediation
process while continuing to pursue a deployable
long‑ term compliance solution.

Due to operational constraints, limited RoRo vessel calls, and the absence of shore‑ power‑ ready vessels,
deployment of shore power is not currently feasible at the Port. Authorization of an agreement with STAX
Engineering enables deployment of a CARB‑ approved
emissions control barge that captures and controls vessel exhaust while docked, providing a practical near‑ term
compliance solution.

RECOMMENDED ACTION: ADOPT a resolution appropriating $750,000 annually for three fiscal years (Fiscal Year (FY) 2026–2027, FY
2027–2028, and FY 2028–2029), for a total appropriation of $2,250,000; APPROVE and AUTHORIZE the city
manager or their designee to negotiate and execute an
agreement with STAX Engineering, pursuant to a
previously issued Request for Proposals, for the
deployment and operation of a California Air Resources
Board (CARB)-Approved Emissions Control Solution
(CAECS) barge at the Port of Richmond, for an annual
amount not-to-exceed $750,000, and a total contract
amount not-to-exceed $2,250,000, for a three-year term
ending March 31, 2029 – Economic Development
Department/Port (Charles Gerard 510-620-6792).

DISCUSSION:

California Air Resources Board (CARB) At‑ Berth Regulation The CARB At‑ Berth Regulation is intended to reduce emissions of diesel particulate matter, nitrogen oxides, and greenhouse gases from vessels while docked at California ports, thereby improving local and regional air quality. Compliance for Automotive Roll‑ On/Roll‑ Off (RoRo) vessels became mandatory on January 1, 2025. Compliance may be achieved either through connection to shore power infrastructure or through use of a CARB‑ Approved Emissions Control Solution.

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February 24, 2026
Port of Richmond Compliance History
The Port of Richmond is a smaller port with approximately 60 RoRo vessel calls per year, compared to larger California ports that may experience more than 200 calls annually. This lower volume presents unique financial and operational challenges for deployment of emissions control solutions.

The Port has remained compliant with the At‑ Berth Regulation through a CARB‑ approved prospective remediation process. Under this process, shipping lines pay a fee to CARB for each hour a vessel is docked at the Port, and those funds are used by CARB and the local air district to support regional clean‑ air initiatives.

Procurement History
The Port issued a competitive Request for Proposals (RFP) seeking a CARB‑ Approved Emissions Control System (CAECS) to support long‑ term compliance. Two proposals were received, from STAX Engineering and G4. City staff evaluated and scored the proposals in accordance with the RFP criteria and determined that STAX Engineering was the highest‑ ranked proposer and the only proposer offering a CARB‑ approved solution.

Following City Council authorization on October 1, 2024, and approval of an agreement on November 19 2024, execution of the agreement was deferred after one of the shipping lines calling the Port discontinued service, reducing anticipated vessel calls and increasing the cost burden per service hour. City staff continued negotiations with shipping lines, terminal operators, and STAX Engineering under the same RFP procurement framework while evaluating alternative cost‑ recovery structures.

Current Proposed Solution
STAX Engineering is a CARB‑ approved provider of emissions control services utilizing a barge‑ mounted exhaust capture and treatment system. STAX Engineering requires a minimum annual commitment of approximately 1,260 service hours at a rate of $2,850 per hour to finance construction and deployment of a CAECS barge to Richmond.

Major ocean shipping companies calling at the Port have committed approximately 900 annual service hours, including 700 hours from Nippon Yusen Kaisha (NYK) and 200 hours from Mitsui O.S.K. Lines (MOL). To address the remaining service gap, the Port proposes to contract for up to 260 additional service hours per year, billed only when third-party commitments are insufficient.

Assuming deployment of the CAECS barge in late 2026 following a six‑ month construction and delivery schedule, the Port’s estimated maximum financial exposure in Calendar Year 2026 is approximately $185,250, depending on actual vessel usage.

Beginning January 1, 2027, additional vessel categories, including liquid bulk vessels, will be subject to the At‑ Berth Regulation, and private terminal demand for CAECS services is expected to reduce or eliminate the need for Port‑ funded service hours.

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February 24, 2026
Cost Recovery and Long-Term Outlook
To recover costs associated with compliance with the California Air Resources Board (CARB) At-Berth Regulation and to support ongoing environmental initiatives at the Port of Richmond, City staff proposes adoption of an Environmental Services Fee Tariff. The tariff is intended to equitably distribute regulatory compliance costs across vessels calling Port of Richmond berths that are subject to the At-Berth Regulation.

The Environmental Services Fee Tariff would apply to vessels calling Port of Richmond berths that are subject to the CARB At-Berth Regulation and would be assessed as an hourly charge while a vessel is docked at berth, at a proposed rate of $200 per vessel hour. At a minimum, the tariff is expected to generate approximately $200,000 annually, with the potential for higher revenue depending on vessel activity. The effective date of the tariff will be established by the Port following required review by the California Association of Port Authorities (CAPA) and filing with the Federal Maritime Commission (FMC).

Revenues generated by the Environmental Services Fee Tariff will be deposited into the Port of Richmond Enterprise Fund and may be used to offset CAECS service costs, support future CARB compliance requirements, and fund Port-related environmental projects. Such projects may include, but are not limited to, renewable energy installations, stormwater and drainage improvements, environmental monitoring and abatement activities, and environmentally related dredging and maintenance.

Beginning January 1, 2027, additional vessel categories, including liquid bulk vessels, will be required to comply with the CARB At-Berth Regulation. Private liquid bulk terminals in Richmond are expected to procure CAECS services directly, which is anticipated to reduce or eliminate the need for Port-funded service hours. As a result, staff anticipates that tariff revenues, combined with increased third-party utilization of CAECS services, will offset initial compliance costs and generate a net-positive financial outcome over time, allowing the Port to reinvest in additional environmental and sustainability initiatives.

Project Cash Flow (Illustrative)
Notes and Assumptions:
 The estimated 2026 Port cost reflects partial-year operation following anticipated mid-year deployment of the CAECS barge.
 The 2026 estimate assumes approximately 65 hours (one quarter of the Port’s maximum annual commitment of 260 hours) at a CAECS service rate of $2,850 per hour, resulting in an estimated maximum cost of $185,250.  Tariff revenue estimates are based on an Environmental Services Fee Tariff of $200 per vessel hour assessed while vessels are docked at berth.  Beginning January 1, 2027, expanded CARB At-Berth Regulation requirements applicable to additional vessel categories, including liquid bulk vessels, are expected to increase private-terminal demand for CAECS services, thereby reducing or eliminating the Port’s required service hours and resulting in net-positive financial outcomes over time.
357

February 24, 2026
 Actual costs and revenues will vary based on vessel calls and utilization of CAECS service hours by third parties.

Calendar Year Estimated CAECS
Cost (Port)
Estimated Tariff
Revenues
Net Impact to Port
2026 Up to $185,250 ~$100,000 ($85,250)
2027 Minimal to $0 ~$200,000+ Positive
2028 $0 ~$200,000+ Positive

DOCUMENTS ATTACHED:

Attachment 1 – Proposed Resolution
358

Reso. No. _____

RESOLUTION NO. ______

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF RICHMOND,

CALIFORNIA, AUTHORIZING THE CITY MANAGER OR THEIR DESIGNEE

TO NEGOTIATE AND EXECUTE AN AGREEMENT WITH STAX

ENGINEERING FOR THE DEPLOYMENT OF A CARB (CALIFORNIA AIR

RESOURCES BOARD) APPROVED EMISSIONS CONTROL STRATEGY
(CAECS) BARGE TO SUPPORT COMPLIANCE WITH THE CARB AT-BERTH

REGULATION AT THE PORT OF RICHMOND

WHEREAS, the California Air Resources Board (“CARB”) At -Berth Regulation became effective for Automotive Roll-On/Roll-Off (“RoRo”) vessels on January 1, 2025, and requires covered vessels to reduce emissions from auxiliary engines while docked at California ports; and

WHEREAS, compliance with the At -Berth Regulation may be achieved through shore power connec tion or through the use of a CARB -Approved Emissions Control Solution (“CAECS”); and

WHEREAS, due to operational, technical, and financial constraints — including the limited number of RoRo vessel calls at the Port of Richmond and the lack of shore -power-ready vessels — deployment of shore power is not currently feasible at the Port; and

WHEREAS, the Port of Richmond has remained compliant with the At -Berth Regulation through a CARB-approved prospective remediation process while continuing good-faith efforts to implement a long-term compliance solution; and

WHEREAS, the Port of Richmond issued a Request for Proposals (“RFP”) for a CARB - Approved Emissions Control System to support compliance with the At-Berth Regulation; and

WHEREAS, two proposals were received in response to the RFP, from STAX Engineering and G4; and

WHEREAS, City staff evaluated and scored the proposals and determined that STAX Engineering received the highest score and was the only proposer that offered a CARB -approved emissions control solution; and

WHEREAS, on October 1, 2024, the City Council adopted a resolution appropriating $500,000 and authorizing the Port to complete evaluation of potential vendors and negotiate an agreement with a selected CAECS provider for an amount not to exceed $500,000; and

WHEREAS, on November 19, 2024, the City Council approved an agreement with STAX Engineering, LLC in an amount not to exceed $500,000 over a two-year period with a term ending December 31, 2026; and

WHEREAS, the approved agreement with STAX Engineering was not executed after one of the shipping lines calling the Port of Richmond discontinued service at the Port, resulting in fewer vessel calls and a significantly higher cost burden per service hour; and

WHEREAS, the Port of Richmond has continued negotiations with shipping lines, terminal operators, and STAX Engineering under the same RFP procurement to adapt commercial terms to changing operational conditions while remaining within the scope of the original RFP; and

WHEREAS, STAX Engineering has indicated that deployment of a CAECS barge in Richmond requires a minimum annual service commitment of approximately 1,260 hours to finance construction and deployment of the equipment; and

WHEREAS, shipping lines calli ng the Port of Richmond have committed approximately 900 annual service hours, and a limited Port commitment is necessary to close the remaining service gap and enable deployment of the CAECS barge; and

WHEREAS, the proposed agreement represents the culmination of negotiations conducted 359

Reso. No. _____

pursuant to the original RFP and does not constitute a new or alternative procurement method; and

WHEREAS, the Port intends to implement an Environmental Services Fee Tariff applicable to vessels calling Port facilities to recover CAECS-related costs and to support future environmental compliance initiatives; and

WHEREAS, beginning January 1, 2027, additional vessel categories, including liquid bulk vessels, will be subject to the At -Berth Regulation, and increased private -terminal demand for CAECS services is expected to reduce or eliminate the need for Port-funded service hours; and

WHEREAS, the City Council finds that authorizing execution of an agreement with STAX Engineering is necessary to ensure regulatory complian ce, protect public health, and support continued maritime operations at the Port of Richmond.

NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF RICHMOND that the City Manager or their designee is hereby authorized to negotiate and execute an agreement with STAX Engineering, pursuant to the previously issued Request for Proposals, for the deployment and operation of a CARB -Approved Emissions Control Strategy (CAECS) barge at the Port of Richmond, for a term of three (3) years ending March 31, 2029, and for a total amount not to exceed Two Million and Two Hundred Fifty Thousand Dollars ($2,250,000).

BE IT FURTHER RESOLVED that the City Council hereby approves and adopts an Environmental Services Fee Tariff applicable to vessels calling Port o f Richmond berths that are subject to the CARB At-Berth Regulation or any successor regulation.

BE IT FURTHER RESOLVED that the Environmental Services Fee Tariff shall be assessed as an hourly charge while a vessel is docked at berth at a rate of Two Hund red Dollars ($200) per vessel hour, with the tariff to become effective only after review and approval by the California Association of Port Authorities (“CAPA”) and filing of the tariff amendment with the Federal Maritime Commission (“FMC”), unless modifi ed by subsequent action of the City Council.

******************

***THE CLERK’S OFFICE WILL COMPLETE THE INFORMATION BELOW****

I certify that the foregoing resolution was passed and adopted by the City Council of the City of Richmond at a regular meeting thereof held on Mmmm dd, yyyy, by the following vote:

AYES: AYES:

NOES:

ABSTENTIONS:

ABSENT:

CLERK OF THE CITY OF RICHMOND
(SEAL)
Approved:

Mayor

Approved as to form:
360

Reso. No. _____

City Attorney

State of California }
County of Contra Costa : ss.

City of Richmond }

I certify that the foregoing is a true copy of Resolution No. _____, finally passed and adopted by the City Council of the City of Richmond at a regular meeting held on Mmmm dd, yyyy.

_______________________________________
Pamela Christian, Clerk of the City of Richmond

361

March 3, 2026

Finance Department

DATE: March 3, 2026
TO: Mayor Martinez and Members of the City Council
FROM:

Emily Combs, Director of Finance
Mubeen Qader, Deputy Director of Finance
Antonio Banuelos, Accounting Manager
Subject:

Special Assessment for Unpaid Garbage Liens
FINANCIAL IMPACT: The City will receive $1,015,055.24 when the balance of the liens are paid, of which $965,690.24 will be remitted to Republic Services, and $49,365.00 in administrative
fees will be retained by the City (Account String:
01917090-341502).

PREVIOUS COUNCIL
ACTION:

None.

STATEMENT OF THE
ISSUE:

City staff is requesting City Council approval of liens and special assessments for unpaid garbage collection
service fees to be placed on the County property tax
records.

RECOMMENDED ACTION:

ADOPT a resolution authorizing placement of liens and
special assessments for unpaid garbage collection
service fees on Contra Costa County’s property tax
records – Finance Department (Emily Combs/Mubeen
Qader 510-620-6740/Antonio Banuelos 510-620-6741).

AGENDA
REPORT
362

March 3, 2026
DISCUSSION:

Richmond Municipal Code Chapter 9.20 entitled “Solid Wastes” requires that property owners have garbage collection services and pay for those services.

Richmond property owners are notified in writing of their obligation to pay for garbage collection services. Property owners who are five (5) months delinquent in their payments receive a final notification of their outstanding debt and a date for an administrative hearing (Attachment 1). The administrative hearings are held quarterly and attended by staff from both Republic Services and the City of Richmond’s Finance Department. If the fees remain unpaid, a lien is placed on the property in the amount of the unpaid garbage collection fees plus associated City administrative fees (Attachment 2).

City staff is requesting that the City Council adopt a resolution that authorizes liens and special assessments for unpaid garbage collection services fees to be placed on Contra Costa County’s property tax records (Attachment 3). Garbage collection fees are remitted to Republic Services on a yearly basis, after collection of the property taxes. Administrative fees are retained by the City.

DOCUMENTS ATTACHED:

Attachment 1 – Letter from Republic Services
Attachment 2 – Garbage Lien Resolution
Attachment 3 – (Exhibit A) Garbage Preliminary Lien List

363
364
Attachment 2 - Garbage Lien Resolution

DocID #64557v1

RESOLUTION NO.

RESOLUTION OF THE COUNCIL OF THE CITY OF RICHMOND, CALIFORNIA,

LEVYING SPECIAL ASSESSMENTS FOR UNPAID WASTE COLLECTION SERVICE

CHARGES ON CERTAIN LANDS SITUATED IN THE CITY OF RICHMOND,

COUNTY OF CONTRA COSTA, STATE OF CALIFORNIA
WHEREAS, the premises located in the City of Richmond, County of Contra Costa, State of California, and described in Exhibit A attached hereto and by this reference incorporated herein, were provided with waste collection service as required by RMC Chapter

9.20; and
WHEREAS, pursuant to the provisions of Section 9.20.110, and Article 4 of Chapter 6 of Part 3 of Division 5 of the California Health and Safety Code, commencing with section 5470, the owners of said premises were notified in writing of their re quirement to subscribe to waste collection services and make payments as required by said code sections; and WHEREAS, said owners of the premises failed to make payments for waste collection services as required; and
WHEREAS, as a result thereof, the Cit y of Richmond has incurred charges for delinquent waste collection charges and administrative costs, which amounts remain unpaid; and WHEREAS, said delinquent waste collection service charges and administrative costs are enumerated in Exhibit A.

NOW, THE REFORE, BE IT RESOLVED that pursuant to Section 9.20.110 of the Municipal Code of the City of Richmond, the City Council of the City of Richmond does hereby lien and levy a special assessment against each premises, in the amounts as identified for each specific premise listed in the Exhibit A which is attached hereto and incorporated herein by this reference.

BE IT FURTHER RESOLVED that Exhibit A may be amended to delete any enumerated waste collection service charges and administrative costs paid before s pecial assessments authorized hereby are forwarded to the County Recorder of Contra Costa County, California.

BE IT FURTHER RESOLVED that the City Clerk is hereby directed to record this resolution, together with Exhibit A as may be amended, with the Offi ce of the County Recorder of Contra Costa County, California.

BE IT FURTHER RESOLVED that the City Clerk is hereby directed to deliver a copy of this resolution to the Director of Finance of the City of Richmond, and that the Director of Finance is author ized to cause the above amounts to be collected in the manner provided by law for collection of special assessments.
-------------------------
I certify that the foregoing resolution was passed and adopted by the Council of the City of 365
Attachment 2 - Garbage Lien Resolution

DocID #64557v1
Richmond, California at a regular meeting thereof held March 3, 2026, by the following vote:

AYES:

NOES:

ABSTENTIONS:

ABSENT:

Clerk of the City of Richmond

(SEAL)

Approved:

Mayor

Approved as to form:

City Attorney

366
Attachment 3 – Garbage Preliminary Lien List
Republic Services, Inc.
18500 N. Allied Way
Phoenix, AZ 85054
Date 2026-02-04
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 3541510107 COLN-SMITH TIFFANY 1426 FLORA ST 25/12 $ 3,871.39 $ 45.00 $ 3,916.39 202602 HR 4050500935 MEI CAPITAL PARTNERS DEWAR ACQ 15501 SAN PABLO AVE 25/12 $ 5,909.40 $ 45.00 $ 5,954.40 202602 HR 4053020105 2900 HILLTOP MALL RD LLC 2900 HILLTOP MALL RD 25/06 $ 5,124.50 $ 45.00 $ 5,169.50 202602 HR 4053410249 SAECHAO NAI T 3610 SUNRISE CT 25/12 $ 522.19 $ 45.00 $ 567.19 202602 HR 4053420032 JACKSON REGINALD & RUBY 3520 RIDGEWOOD WAY 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4053600138 BONDS GISELE 3221 SOUTHRIDGE DR 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4053600146 GREENE DAREL TRE 3211 SOUTHRIDGE DR 25/12 $ 522.78 $ 45.00 $ 567.78 202602 HR 4053600385 PEREZ VILMA SANTOS 3370 LONGVIEW CT 25/08 $ 310.04 $ 45.00 $ 355.04 202602 HR 4053810034 FOWLER ROXANNE L 2524 HIGHGATE DR 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4053810117 MANAHAN ROBERTO 2474 HOMESTEAD CIR 25/12 $ 298.87 $ 45.00 $ 343.87 202602 HR 4053810216 HONORIO LAWRENCE M & MAY G 2356 HOMESTEAD CIR 25/12 $ 149.01 $ 45.00 $ 194.01 202602 HR 4053810372 WESTBROOK EPOSI TRE 2209 HIGHGATE DR 25/10 $ 382.57 $ 45.00 $ 427.57 202602 HR 4053810802 LEE KAONIA TRE 2311 HOMESTEAD CIR 25/10 $ 631.93 $ 45.00 $ 676.93 202602 HR 4053810885 UPPAL DALJIT 3250 HIGHPOINTE CT 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 4054700267 MAYO BRISHJAE 2423 BRANCHWOOD CT 25/10 $ 462.85 $ 45.00 $ 507.85 202602 HR 4054700275 BUXBAUM ALEXANDRE 2421 BRANCHWOOD CT 25/08 $ 35.92 $ 45.00 $ 80.92 202602 HR 4054700416 SCHAER DEE ANN MOORE TRE 2533 TREESIDE WAY 25/10 $ 454.67 $ 45.00 $ 499.67 202602 HR 4054700523 LONG SHANNON LYN JUAN 2435 GROVEVIEW CT 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4054700622 HART SAMUEL J 3421 SUNLEAF WAY 25/12 $ 519.13 $ 45.00 $ 564.13 202602 HR 4055120093 CLEPPER VENETTA M 3742 NORTHRIDGE DR 25/12 $ 522.54 $ 45.00 $ 567.54 202602 HR 4055200044 BROWN ALBERT S & CORA D 3801 NORTHRIDGE DR 25/10 $ 1,193.77 $ 45.00 $ 1,238.77 202602 HR 4055300158 OMOREGLE EGBEBALAKHAMEN 3131 LAKE VIEW CT 25/11 $ 688.69 $ 45.00 $ 733.69 202602 HR 4055300364 ZHENG XIAOMING 3134 BOULDERS CT 25/11 $ 676.89 $ 45.00 $ 721.89 202602 HR 4055400255 VALDIVIA JAVIER G & SANDRA J 707 FALCON CT 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4055400347 LAZO OCTAVIUS & JANTHER 3903 SELMI GRV 25/12 $ 482.84 $ 45.00 $ 527.84 202602 HR 4055400941 KESETE HURUY 407 FIELDSTONE DR 25/12 $ 566.00 $ 45.00 $ 611.00 202602 HR 4055500138 SPEARS MELANIE V 3966 SELMI GRV 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 4055500286 TORRES ERNEST R 620 ROCK ROSE WAY 26/01 $ 743.49 $ 45.00 $ 788.49 202602 HR 4055500526 PERSAUD NITYANAND 604 ROCK ROSE WAY 25/11 $ 636.26 $ 45.00 $ 681.26 202602 HR 4055500708 GAITHER BRIAN & PEARLINA 625 ROCK ROSE WAY 25/12 $ 530.00 $ 45.00 $ 575.00

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 4055500716 MORNING SYDNEY SUMMER 623 ROCK ROSE WAY 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 4055600102 ABEBE DEREJE A 745 ROCK ROSE WAY 26/01 $ 786.24 $ 45.00 $ 831.24 202602 HR 4055600110 LEE CHING-TING 743 ROCK ROSE WAY 25/12 $ 521.69 $ 45.00 $ 566.69 202602 HR 4055600490 DELROSARIO FRANCIS 724 ROCK ROSE WAY 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4055600649 US BANK NAH ASSOC TRE 764 ROCK ROSE WAY 25/12 $ 1,026.10 $ 45.00 $ 1,071.10 202602 HR 4055700084 JOHNSON ORLANDO 809 POPPY CT 25/12 $ 1,026.82 $ 45.00 $ 1,071.82 202602 HR 4055700241 OGUIKE ROBINSON & ESTHER 1000 LUPINE CT 25/11 $ 625.43 $ 45.00 $ 670.43 202602 HR 4055700530 ANTIGUA DARWIN A DELACRUZ 1606 DAISY CT 25/04 $ 86.18 $ 45.00 $ 131.18 202602 HR 4055800157 SOLIS MARVIN S & MERCEDES V 330 HAWK RIDGE DR 25/12 $ 420.59 $ 45.00 $ 465.59 202602 HR 4055800199 OBASI OBASI & SARAH 338 HAWK RIDGE DR 26/01 $ 465.65 $ 45.00 $ 510.65 202602 HR 4055800413 LLAGA MARIA PAMELA P 3502 PARK RIDGE DR 25/11 $ 642.74 $ 45.00 $ 687.74 202602 HR 4056000070 OGUAMALAM SUSSAN MMA 3312 PARK RIDGE DR 26/01 $ 1,203.76 $ 45.00 $ 1,248.76 202602 HR 4056000138 ALAMMARI MOHAMED 3324 PARK RIDGE DR 25/11 $ 431.84 $ 45.00 $ 476.84 202602 HR 4056500186 LIANG WILLIAM W 1075 NEWCASTLE CT 25/10 $ 627.65 $ 45.00 $ 672.65 202602 HR 4056500277 BRECKENRIDGE PROP FUND 2016 1083 HERITAGE CT 25/07 $ 403.14 $ 45.00 $ 448.14 202602 HR 4056500392 WELLS ANTOINETTE J 1135 ARROWHEAD CT 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 4056500616 CALLADO JANNEL & MARGIE 1124 EAGLEWOOD CT 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 4056500798 SHEN DARRICK K 1039 SUNCREST CT 26/01 $ 725.47 $ 45.00 $ 770.47 202602 HR 4056600069 LISING JAVEL V 5411 SANDY CT 26/02 $ 596.23 $ 45.00 $ 641.23 202602 HR 4056600499 BAGAGA AISSATA 5335 GALLERY CT 25/12 $ 791.82 $ 45.00 $ 836.82 202602 HR 4056600556 GILL JAMERION 5332 HASKEL CT 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4056600572 PERRY KARL L II TRE 5208 CLEEK CT 26/01 $ 726.73 $ 45.00 $ 771.73 202602 HR 4056600721 MA MASON 5001 PAR CT 25/10 $ 698.97 $ 45.00 $ 743.97 202602 HR 4056600762 WINTERTON LISA MARIE 5017 MATCH CT 25/10 $ 691.89 $ 45.00 $ 736.89 202602 HR 4056600986 WINTZ MARVA 5133 MULLIGAN CT 25/11 $ 660.43 $ 45.00 $ 705.43 202602 HR 4056700034 KONG QI 5761 OAKMONT DR 26/02 $ 725.24 $ 45.00 $ 770.24 202602 HR 4056700190 GONZALEZ FLORA IRENE 5708 OAKMONT DR 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4056700315 WILLIAMS DEANNA K 5776 FERN MEADOW CT 26/02 $ 658.17 $ 45.00 $ 703.17 202602 HR 4056900014 SMITH CONNIE TAYLOR 2806 HILLTOP MALL RD 25/09 $ 88.80 $ 45.00 $ 133.80 202602 HR 4056900493 MARROQUIN FERNANDO YESHUA J 1121 SUMMER LN 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 4056900543 SANCHEZ ALEX 721 SUMMER LN 25/10 $ 631.93 $ 45.00 $ 676.93 202602 HR 4056901137 ALLIED CONTINENTAL LLC 920 SUMMER LN 26/01 $ 651.20 $ 45.00 $ 696.20 202602 HR 4056901343 HUANG YICHEN 1330 SUMMER LN 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 4080110028 BAYARSAIKHAN TSENGUUN 4504 MCGLOTHEN WAY 25/12 $ 616.37 $ 45.00 $ 661.37 202602 HR 4080110176 YCLA LLC 605 BANKS DR 25/11 $ 711.65 $ 45.00 $ 756.65 202602 HR 4080110234 GALLOWAY DORIS 501 BANKS DR 25/12 $ 465.66 $ 45.00 $ 510.66

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 4080120019 PINEDA CINDY NOEMI 4300 JENKINS WAY 25/12 $ 385.14 $ 45.00 $ 430.14 202602 HR 4080120068 MORALES OSCAR D MARTINEZ 4400 JENKINS WAY 25/12 $ 397.27 $ 45.00 $ 442.27 202602 HR 4080210109 WORKS SAMUEL & MOLENA 4408 MCGLOTHEN WAY 26/01 $ 576.82 $ 45.00 $ 621.82 202602 HR 4080220215 MORON LIZBETH SILVIA JARA 708 PHANOR DR 25/10 $ 1,286.47 $ 45.00 $ 1,331.47 202602 HR 4080230172 COX LAWREECE 613 PAYNE DR 25/12 $ 522.18 $ 45.00 $ 567.18 202602 HR 4080310099 SLIPPER KEITH 4212 MCGLOTHEN WAY 25/12 $ 415.46 $ 45.00 $ 460.46 202602 HR 4080330071 KEELS PATRICIA 809 GRIFFIN DR 25/12 $ 568.23 $ 45.00 $ 613.23 202602 HR 4080330105 AFOA SUVANIA NIA 715 GRIFFIN DR 25/12 $ 653.57 $ 45.00 $ 698.57 202602 HR 4080330246 ARELLANO MARIA 616 BRADFORD DR 26/01 $ 725.47 $ 45.00 $ 770.47 202602 HR 4080330311 MENDOZA-ALVAREZ NELIDA 804 BRADFORD DR 26/01 $ 639.33 $ 45.00 $ 684.33 202602 HR 4080340047 DAGLOW VINCENT 4209 JENKINS WAY 25/10 $ 696.07 $ 45.00 $ 741.07 202602 HR 4080340096 DOTSON MARY LEE EST OF 4109 JENKINS WAY 25/12 $ 491.81 $ 45.00 $ 536.81 202602 HR 4080410014 MANNING DOROTHY 3908 MCGLOTHEN WAY 25/10 $ 252.25 $ 45.00 $ 297.25 202602 HR 4080410048 MI CHEN 4000 MCGLOTHEN WAY 25/11 $ 562.46 $ 45.00 $ 607.46 202602 HR 4080420245 WU CUIYI 616 GRIFFIN DR 25/12 $ 438.49 $ 45.00 $ 483.49 202602 HR 4080420252 DECASTILLO DINA OSTORGA 700 GRIFFIN DR 25/09 $ 234.44 $ 45.00 $ 279.44 202602 HR 4080430012 BROWN JOYCE MARIE 3912 JENKINS WAY 25/12 $ 450.59 $ 45.00 $ 495.59 202602 HR 4080430186 DAGLOW PATRICIA L 612 JOHNSON DR 25/11 $ 519.12 $ 45.00 $ 564.12 202602 HR 4080430269 HEAD GLORIA J TRE 804 JOHNSON DR 25/11 $ 695.19 $ 45.00 $ 740.19 202602 HR 4080430277 HEAD GWENODLYN 808 JOHNSON DR 25/12 $ 486.68 $ 45.00 $ 531.68 202602 HR 4080520135 BROWN MONICQUA DENISE 601 WILLIAMS DR 25/12 $ 525.58 $ 45.00 $ 570.58 202602 HR 4080530142 METVINER MARVIN ISDALE 511 HARRISON DR 25/12 $ 418.45 $ 45.00 $ 463.45 202602 HR 4080530225 CHOWDHURY FAISAL AL TRE 604 WILLIAMS DR 26/02 $ 648.72 $ 45.00 $ 693.72 202602 HR 4091820219 GARCIA CESAR 1637 FRED JACKSON WAY 26/02 $ 541.84 $ 45.00 $ 586.84 202602 HR 4092400029 CLARKE BENJAMIN H 1891 TRUMAN ST 26/01 $ 726.05 $ 45.00 $ 771.05 202602 HR 4100120098 WIRSIG DENNIS D TRE 1503 RUMRILL BLVD 25/12 $ 105.01 $ 45.00 $ 150.01 202602 HR 4112410149 LEI TENG DA TRE 1952 16TH ST 25/12 $ 694.63 $ 45.00 $ 739.63 202602 HR 4140220072 ANDREWS HELEN M TRE 2946 GOMER DR 25/10 $ 545.63 $ 45.00 $ 590.63 202602 HR 4140220122 MITCHELL MATTIE L 3033 SHANE DR 25/12 $ 473.84 $ 45.00 $ 518.84 202602 HR 4140310071 BLACK LEJON 2956 GROOM DR 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4140320054 BJP PROPERTIES LLC 2956 MULLENS DR 25/12 $ 478.19 $ 45.00 $ 523.19 202602 HR 4140330038 MORRIS E J & MARIE 3070 BARKLEY DR 26/02 $ 1,732.11 $ 45.00 $ 1,777.11 202602 HR 4140330145 KIRBY PATRICIA A 3087 SHANE DR 25/12 $ 379.27 $ 45.00 $ 424.27 202602 HR 4140330202 MEDRANO JUAN CARLOS ROSALES 3063 SHANE DR 25/11 $ 712.46 $ 45.00 $ 757.46

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 4140330236 THOMAS-CALDWELL ANDREA M TRE 3049 SHANE DR 26/01 $ 678.76 $ 45.00 $ 723.76 202602 HR 4140340102 SMITH JANICE F 3068 SHANE DR 25/12 $ 947.20 $ 45.00 $ 992.20 202602 HR 4140410087 KEELS TODD R TRE 2905 MCKENZIE DR 26/01 $ 596.12 $ 45.00 $ 641.12 202602 HR 4140410178 COLEMAN DONALD F 3119 ERLA WAY 25/12 $ 384.10 $ 45.00 $ 429.10 202602 HR 4140420037 SEACER QUEEN 2916 MCKENZIE DR 25/12 $ 949.24 $ 45.00 $ 994.24 202602 HR 4140430077 CHILTON GWENDOLYN A 3110 ERLA WAY 25/12 $ 529.84 $ 45.00 $ 574.84 202602 HR 4140430143 GARTRELL ALONZO R III 2927 GROOM DR 25/11 $ 456.49 $ 45.00 $ 501.49 202602 HR 4140510068 BLAND JOHN A JR & ALEEKA R TRE 2945 MCKENZIE DR 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 4140520075 SPILLER HARRY 2952 MCKENZIE DR 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4140540123 MANZANARES JERRY TRE 3009 GROOM DR 25/12 $ 637.62 $ 45.00 $ 682.62 202602 HR 4140610199 JHUTTY SARABJIT S & PARAMJIT K 3107 HENDERSON DR 25/12 $ 429.37 $ 45.00 $ 474.37 202602 HR 4140610314 FLORES SELINA V 3101 ALTA MIRA DR 26/01 $ 723.60 $ 45.00 $ 768.60 202602 HR 4140620081 GOMEZ-ILLAN RUBEN 3136 HENDERSON DR 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 4140650104 PATTEN FLOYD & MERTHA TRE 3138 GROOM DR 25/12 $ 393.31 $ 45.00 $ 438.31 202602 HR 4140670037 PENG BORAN 3110 MOYERS RD 26/02 $ 669.81 $ 45.00 $ 714.81 202602 HR 4140670045 MOLINA WILFREDO & ANNETTE 3114 MOYERS RD 26/01 $ 725.47 $ 45.00 $ 770.47 202602 HR 4140670078 PAYSINGER LORENE TRE 3126 MOYERS RD 25/11 $ 1,365.89 $ 45.00 $ 1,410.89 202602 HR 4140710049 WILLIAMS BOBBY J & SHIRLEY L 3122 JO ANN DR 25/12 $ 1,026.82 $ 45.00 $ 1,071.82 202602 HR 4140730013 TRAMELL RUTH 3056 JO ANN DR 25/12 $ 493.14 $ 45.00 $ 538.14 202602 HR 4140810039 MONDY CHARLES J & TERRI A 3033 JO ANN DR 26/01 $ 577.63 $ 45.00 $ 622.63 202602 HR 4140910185 WILLIAMS JANELLE A 3006 ALTA MIRA DR 25/11 $ 711.89 $ 45.00 $ 756.89 202602 HR 4140920127 LI HONGSHENG 2835 MOYERS RD 25/12 $ 95.63 $ 45.00 $ 140.63 202602 HR 4140930167 OCHOA ERNESTO O MARTINEZ 2919 MOYERS RD 26/01 $ 769.14 $ 45.00 $ 814.14 202602 HR 4140930175 FELIPE MARIA FRANCISCO 2915 MOYERS RD 25/11 $ 418.89 $ 45.00 $ 463.89 202602 HR 4141030033 CHOCTAW AMERICAN INSURANCE 2810 JO ANN DR 26/01 $ 718.08 $ 45.00 $ 763.08 202602 HR 4141040198 WADLEY VINCENT 2906 MOYERS RD 25/10 $ 574.87 $ 45.00 $ 619.87 202602 HR 4141100109 BLUITT ANDRE M & CLAIRE E 2765 JO ANN DR 25/12 $ 937.86 $ 45.00 $ 982.86 202602 HR 4141100190 ADAMS JOHN 2760 JO ANN DR 25/12 $ 937.86 $ 45.00 $ 982.86 202602 HR 4141210189 SHIRVANI FRANCINE G TRE 2604 MARQUETTE CT 26/02 $ 364.75 $ 45.00 $ 409.75 202602 HR 4141210247 YAMAMOTO MARK H 2605 MARQUETTE CT 25/11 $ 625.43 $ 45.00 $ 670.43 202602 HR 4141410177 DAVIS ANTONIO 2809 GONZAGA AVE 25/12 $ 1,006.38 $ 45.00 $ 1,051.38 202602 HR 4141420093 WALKER MARY E 2836 GONZAGA AVE 25/12 $ 946.26 $ 45.00 $ 991.26 202602 HR 4141420184 GAUTAM SUJAN 2573 DUKE AVE 25/06 $ 133.67 $ 45.00 $ 178.67 202602 HR 4141430068 WILLIAMS OLLIE M 2519 SHANE DR 25/12 $ 688.98 $ 45.00 $ 733.98 202602 HR 4141450140 GOMEZ ELADIO 2510 DUKE AVE 25/12 $ 524.84 $ 45.00 $ 569.84

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 4141450223 JI WEN 2554 DUKE AVE 25/12 $ 519.13 $ 45.00 $ 564.13 202602 HR 4141510075 ROSALES HUGO R 2571 MOYERS RD 25/11 $ 432.94 $ 45.00 $ 477.94 202602 HR 4141530065 RIGGINS CYNTHIA E RAYON TRE 3235 ANNAPOLIS AVE 25/10 $ 309.40 $ 45.00 $ 354.40 202602 HR 4141730152 JOHNSON REGINALD & ANDRIETTE 2817 PARKER RD 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 4141910077 SOTO JEAN 2728 WISWALL DR 25/12 $ 592.61 $ 45.00 $ 637.61 202602 HR 4141920019 AUSTIN JANICE R 2701 WISWALL DR 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 4141940058 TERRY WANITA L TRE 2661 WILART DR 25/12 $ 516.59 $ 45.00 $ 561.59 202602 HR 4142210113 RICHARDSON DOROTHY M 3015 WISWALL DR 25/12 $ 488.46 $ 45.00 $ 533.46 202602 HR 4142220047 PAGSANJAN CARLA 3047 COLETTE DR 25/11 $ 712.37 $ 45.00 $ 757.37 202602 HR 4142320045 JACKSON-BENNETT ROBIN LYNN 3022 COLETTE DR 25/12 $ 202.23 $ 45.00 $ 247.23 202602 HR 4142330028 MCKNIGHT GREGORY L TRE 2915 WISWALL DR 26/01 $ 731.91 $ 45.00 $ 776.91 202602 HR 4142330085 CMGOUGH YVONNE TRE 2817 WISWALL DR 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4142340084 BOTEO VICTOR & AMABILIA 3018 O BRIEN RD 26/01 $ 2,080.87 $ 45.00 $ 2,125.87 202602 HR 4142410077 BURKS RUTHIE M TRE 2988 OXFORD AVE 25/12 $ 590.75 $ 45.00 $ 635.75 202602 HR 4142420217 GRAY MICHAEL 2837 SHANE DR 25/10 $ 781.29 $ 45.00 $ 826.29 202602 HR 4142420233 JACKSON MICHAEL WAYNE II 2847 SHANE DR 25/11 $ 225.12 $ 45.00 $ 270.12 202602 HR 4142610072 DANIELS CAROLYN YVONNE TRE 2856 SHANE DR 25/10 $ 699.27 $ 45.00 $ 744.27 202602 HR 4142620048 CLINTON MARIE 2918 CANTERBURY DR 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 4142710070 BROWN LESLIE 3066 BELFAST WAY 25/12 $ 495.90 $ 45.00 $ 540.90 202602 HR 4142720319 HUDSON HENRY Z & ZETTA F 2720 GROOM DR 25/11 $ 712.46 $ 45.00 $ 757.46 202602 HR 4142810219 FOWLER DAVID 2853 OXFORD AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4142820101 SAECHAO KAO TXIENG 2832 OXFORD AVE 25/10 $ 389.72 $ 45.00 $ 434.72 202602 HR 4180510176 TAMANG ROSHAN & SIRJANA 1140 AMADOR ST 25/10 $ 421.49 $ 45.00 $ 466.49 202602 HR 4180630123 CHISHOLM ARTHUR D TRE 900 SONOMA ST 25/10 $ 520.42 $ 45.00 $ 565.42 202602 HR 4191940057 MAXAM BLAKE E & FELICE R 6318 JERILYNN AVE 26/01 $ 1,401.81 $ 45.00 $ 1,446.81 202602 HR 4202010106 JAKAB SHAUNTINEZ LA GALLE TRE 19 QUAIL HILL LN 25/11 $ 501.50 $ 45.00 $ 546.50 202602 HR 4252610110 CORDIER VICTORIA TRE 3119 FIESTA CT 25/11 $ 477.00 $ 45.00 $ 522.00 202602 HR 4252610342 ETTA JACOB 3100 SERENE CT 26/01 $ 618.39 $ 45.00 $ 663.39 202602 HR 4252610383 GONZALEZ JOSE 3116 SERENE CT 25/10 $ 709.19 $ 45.00 $ 754.19 202602 HR 4252620200 BLACKMAN MARCEL & ANNA L 4320 FRAN WAY 25/12 $ 947.29 $ 45.00 $ 992.29 202602 HR 4261910196 CARPENTER JOHN H 34 PARK LN 25/12 $ 221.00 $ 45.00 $ 266.00 202602 HR 4261910295 SMITH COURTNEY NIKEA 104 PARK LN 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 4263000079 MARINAS ANGELES F 941 PARKSIDE DR 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4263000186 BARTLEY BARBARA L TRE 1009 PARKSIDE DR 26/02 $ 503.51 $ 45.00 $ 548.51 202602 HR 4263210157 HOM WILEY MARCUS 927 VIEW DR 25/12 $ 532.07 $ 45.00 $ 577.07 202602 HR 4263210470 ADAMS DEDANIM 1017 VIEW DR 25/12 $ 529.91 $ 45.00 $ 574.91

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 4263220156 ZUNIGA CONSUELO TRE 934 VIEW DR 25/10 $ 350.33 $ 45.00 $ 395.33 202602 HR 4263410013 GOINS VERNON C 1104 PARKRIDGE DR 25/12 $ 529.84 $ 45.00 $ 574.84 202602 HR 4263410054 TORRES JULIE 1120 PARKRIDGE DR 26/03 $ 643.43 $ 45.00 $ 688.43 202602 HR 4263410195 ARRIOLA MARIA LOURDES 20 PARKRIDGE CT 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 4263420822 ROBINSON LA TRENA 26 GREENVIEW LN 25/12 $ 528.76 $ 45.00 $ 573.76 202602 HR 4263420855 PRIDGEN THOMAS A 32 GREENVIEW LN 25/12 $ 528.76 $ 45.00 $ 573.76 202602 HR 4263530075 HERNANDEZ JOSE HECTOR & JESY 1234 GREENWAY DR 25/12 $ 529.76 $ 45.00 $ 574.76 202602 HR 4263530091 PERRY CHARLES SR & JACQUELINE 1226 GREENWAY DR 25/12 $ 476.32 $ 45.00 $ 521.32 202602 HR 4263530174 LADZEKPO MAWULI 1222 PARKWAY DR 25/12 $ 546.66 $ 45.00 $ 591.66 202602 HR 4263610281 WINSTON MARY F 1209 FAIRWAY DR 26/02 $ 648.72 $ 45.00 $ 693.72 202602 HR 4263620066 AZURDIA JUAN CARLOS 1216 FAIRWAY DR 25/12 $ 947.17 $ 45.00 $ 992.17 202602 HR 4263710065 VIRAY EMMANUEL A JR TRE 1311 GREENWAY DR 25/12 $ 522.71 $ 45.00 $ 567.71 202602 HR 4263730030 COVOS ROMAN AUGUSTIN JR TRE 1258 GREENWAY DR 25/12 $ 668.96 $ 45.00 $ 713.96 202602 HR 4263810147 JOHNSON BOBBY R & DEBRA D 1316 CLUB LN 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 4263820054 HANSEN LINDA C TRE 1233 CLUB CT 26/02 $ 414.52 $ 45.00 $ 459.52 202602 HR 4263820096 WIRENGA ROSEMARIE PAZ TRE 1219 CLUB CT 26/01 $ 534.07 $ 45.00 $ 579.07 202602 HR 4263820294 CHOI YOUNGSOON 1205 CLUB DR 25/11 $ 711.65 $ 45.00 $ 756.65 202602 HR 4311000170 LOPEZ EDWARD & MELE 4889 SANTA RITA RD 26/01 $ 1,504.89 $ 45.00 $ 1,549.89 202602 HR 4311000253 ADDIEGO GINO TRE 2901 CINDY CT 25/12 $ 503.09 $ 45.00 $ 548.09 202602 HR 4311210134 PARKER LARUE C TRE 2984 DE ANZA DR 26/02 $ 740.40 $ 45.00 $ 785.40 202602 HR 4311310173 CARDONA JUAN RAMON 2664 SHELDON DR 25/12 $ 405.23 $ 45.00 $ 450.23 202602 HR 4311420063 KISSOON JEANETTE 2724 SHELDON CT 25/12 $ 365.45 $ 45.00 $ 410.45 202602 HR 4311420097 RODRIGUEZ RENE RODRIGUEZ 2743 SHELDON CT 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4311560017 IVERSEN LILITH M TRE 3115 DESERET DR 25/11 $ 905.39 $ 45.00 $ 950.39 202602 HR 4311610077 HUGHEY DANIEL W TRE 4546 SANTA RITA RD 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4311620050 GRANDE NARCISA CUATLATL 4522 GREGORY WAY 25/09 $ 102.04 $ 45.00 $ 147.04 202602 HR 4311640165 WILSON PAUL A 4532 FRAN WAY 25/12 $ 529.76 $ 45.00 $ 574.76 202602 HR 4311710018 PAGNUTTI MARGERY 4682 VALLEY VIEW RD 25/12 $ 528.76 $ 45.00 $ 573.76 202602 HR 4311730289 KAMALI OMID & VIVIANA 4736 WESTWOOD CT 25/11 $ 560.73 $ 45.00 $ 605.73 202602 HR 4311830113 ONTIVEROS RANDOLPH J TRE 3121 SHELDON DR 25/10 $ 798.06 $ 45.00 $ 843.06 202602 HR 4311920146 STARLING JOHN ROBERT III 3162 KEITH DR 25/10 $ 1,336.16 $ 45.00 $ 1,381.16 202602 HR 4311930210 GLASSER GARY 3109 KEITH DR 25/10 $ 667.51 $ 45.00 $ 712.51 202602 HR 4311930301 HU MING 3154 DESERET DR 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 4311930327 WEBSTER JOHN 3149 DESERET DR 25/12 $ 450.08 $ 45.00 $ 495.08 202602 HR 4312110077 WU RUDI 4926 SWEETWOOD DR 25/07 $ 195.07 $ 45.00 $ 240.07 202602 HR 4312130117 SEMIKHATOVA MARIYA SERGEEVNA 3322 CLEARFIELD AVE 25/12 $ 508.67 $ 45.00 $ 553.67

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 4312210067 DONNELLY DAMIEN 3406 CLEARFIELD AVE 25/10 $ 215.36 $ 45.00 $ 260.36 202602 HR 4312210240 STEWART JAMES K & JULIET C 3444 MORNINGSIDE DR 26/01 $ 1,276.82 $ 45.00 $ 1,321.82 202602 HR 4312620067 LONG REBECCA L 3404 MAY RD 25/10 $ 667.75 $ 45.00 $ 712.75 202602 HR 4312700034 THOMAS CALVIN N & ROSA N 4508 MEADOWBROOK DR 26/01 $ 506.35 $ 45.00 $ 551.35 202602 HR 4312810122 HAMILTON MARK GORDON 3450 STEWARTON DR 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 4312820261 SHELDON VIRGINIA A 3401 MAY RD 25/12 $ 482.84 $ 45.00 $ 527.84 202602 HR 4312820329 MAHAN MORIL 3417 ERIC CT 25/03 $ 255.97 $ 45.00 $ 300.97 202602 HR 4312900204 HOLMES ALLEN & ANTOINETTE TRE 4439 FIELDCREST DR 25/12 $ 325.98 $ 45.00 $ 370.98 202602 HR 4313320048 ADHIKARI DEEPAK & DURGA 3683 MAY RD 26/01 $ 639.93 $ 45.00 $ 684.93 202602 HR 4313410039 PHELPS JESSICA MAE 3738 PAINTED PONY RD 26/01 $ 1,386.99 $ 45.00 $ 1,431.99 202602 HR 4314110190 ALBERTO HERSHE A 4909 THUNDERHEAD CT 25/12 $ 490.04 $ 45.00 $ 535.04 202602 HR 4314200249 LOUD KAMIL K TRE 3796 HIDDEN SPRINGS CT 26/01 $ 1,559.57 $ 45.00 $ 1,604.57 202602 HR 4321220065 NUNEZ ALEJANDRO & MARIA 5237 BUCKBOARD WAY 25/12 $ 674.48 $ 45.00 $ 719.48 202602 HR 4321220206 LEE MEI-LI LIN 5437 CARRIAGE DR 25/08 $ 490.10 $ 45.00 $ 535.10 202602 HR 4321420079 ELDRIDGE ANGELA & JAWAN 5400 HACKNEY LN 25/11 $ 1,367.23 $ 45.00 $ 1,412.23 202602 HR 4321510077 HARVEY CLEON JR & SHERRY A TRE 5103 CARRIAGE DR 26/01 $ 794.11 $ 45.00 $ 839.11 202602 HR 4321510168 MELAKU DANIEL 5085 CARRIAGE DR 26/01 $ 726.32 $ 45.00 $ 771.32 202602 HR 4321610083 CISNEROS DAVID 5177 COACH DR 25/11 $ 447.36 $ 45.00 $ 492.36 202602 HR 4321720015 GOMEZ JUAN JOSE 5246 COACH DR 25/12 $ 405.23 $ 45.00 $ 450.23 202602 HR 4321820161 SINGH BALJIT AVTARSINGH 5558 CERRO NORTE 26/01 $ 725.47 $ 45.00 $ 770.47 202602 HR 4321920300 CHANG LI-LI 5536 CABRILLO NORTE 25/12 $ 528.76 $ 45.00 $ 573.76 202602 HR 4322040025 WARD BILLY J 5472 COUNTRY VIEW DR 25/12 $ 482.84 $ 45.00 $ 527.84 202602 HR 4322040066 MAHAL GURPAL S 5424 SADDLEBACK CT 25/11 $ 737.21 $ 45.00 $ 782.21 202602 HR 4322100217 MANTILLA ARISTIDES O 5316 WOODGATE CT 25/12 $ 527.03 $ 45.00 $ 572.03 202602 HR 4322100282 SOLOMON-GILBERT MAHEDERE 5372 WOODGATE CT 25/05 $ 180.76 $ 45.00 $ 225.76 202602 HR 4322100332 TOLER BURL JR 5425 SADDLEBACK CT 25/12 $ 482.84 $ 45.00 $ 527.84 202602 HR 4322100571 UDDIN SALAH 5394 SADDLEBACK CT 25/07 $ 148.76 $ 45.00 $ 193.76 202602 HR 4333520023 AL-ANSI MURAD ALI 5270 HEAVENLY RIDGE LN 25/11 $ 716.90 $ 45.00 $ 761.90 202602 HR 4333520064 PRATT JONATHAN TRE 5238 HEAVENLY RIDGE LN 25/12 $ 947.20 $ 45.00 $ 992.20 202602 HR 4333610204 SORIANO AGNES R 5377 HEAVENLY RIDGE LN 25/12 $ 523.91 $ 45.00 $ 568.91 202602 HR 4333620179 MALDONADO CARLOS 10 SNOWDRIFT CT 25/12 $ 584.15 $ 45.00 $ 629.15 202602 HR 4334010081 DELGADILLO ARTURO 1509 SOLITUDE LN 25/11 $ 711.65 $ 45.00 $ 756.65 202602 HR 4334030030 POURMOHAMAD HOUSHANG TRE 1105 SILVER BELT DR 25/11 $ 1,693.41 $ 45.00 $ 1,738.41 202602 HR 4334030147 SORIANO LEONARDO M JR 5125 RAIN CLOUD DR 26/01 $ 576.82 $ 45.00 $ 621.82 202602 HR 4334030238 ALIPING EMILY & JOEL 5117 RAIN CLOUD DR 26/01 $ 1,403.14 $ 45.00 $ 1,448.14 202602 HR 4334100221 HOLDER DAVID SPENCER 5753 AMEND RD 26/01 $ 388.55 $ 45.00 $ 433.55

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 4334100379 SCHIER JEFFREY F 1556 SOLITUDE LN 25/12 $ 529.84 $ 45.00 $ 574.84 202602 HR 4334230069 WONG CASSIE TAMIKO 1326 FASCINATION CIR 25/10 $ 269.77 $ 45.00 $ 314.77 202602 HR 4334320092 KYAUK TOM 1250 FASCINATION CIR 26/01 $ 525.41 $ 45.00 $ 570.41 202602 HR 4334740141 WATERS JANYEL 5940 KIPLING DR 26/01 $ 1,260.38 $ 45.00 $ 1,305.38 202602 HR 4334800101 KENDALL ARIEH 850 MAISON WAY 25/12 $ 521.08 $ 45.00 $ 566.08 202602 HR 4334910207 MARINAS ANGELES F TRE 5809 AMEND RD 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 4334920040 LACONA TERESA C 5759 SKYVIEW PL 26/01 $ 718.39 $ 45.00 $ 763.39 202602 HR 4334930015 JACKSON LEO M JR 5905 AMEND RD 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 4335020196 BOONMANEE SOMKHIT 5737 SKYVIEW PL 25/10 $ 1,178.97 $ 45.00 $ 1,223.97 202602 HR 4335100121 SULLIVAN CARL J SR 148 MITEY MITE LN 26/01 $ 778.56 $ 45.00 $ 823.56 202602 HR 4352000071 TITLE HOLDING SERVICES TRE 1 LOS ARBOLES 26/01 $ 725.75 $ 45.00 $ 770.75 202602 HR 4353000161 MONTGOMERY JERRY LYNN TRE 5861 KNOBCONE CT 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 4353100136 BARILLAS ROCHELLE G & BILLI 5401 ALLISON LN 25/10 $ 393.95 $ 45.00 $ 438.95 202602 HR 5012020193 MOBLEY JOE C & CAROL A 2238 KEY BLVD 25/10 $ 3,080.00 $ 45.00 $ 3,125.00 202602 HR 5070100085 BURROUGH JACOB D 5517 COLUSA AVE 25/12 $ 528.76 $ 45.00 $ 573.76 202602 HR 5070200042 VALLEY HOME SALES INC 5648 BURLINGAME AVE 25/12 $ 362.72 $ 45.00 $ 407.72 202602 HR 5070300032 STEWART BENNY J TRE 5820 BURLINGAME AVE 25/10 $ 630.25 $ 45.00 $ 675.25 202602 HR 5070400253 FLORES ANTONIO 1718 BUTTE ST 25/12 $ 327.27 $ 45.00 $ 372.27 202602 HR 5070700306 PINCKARD JOSEPH PEYTON 1700 SAN BENITO ST 25/12 $ 482.84 $ 45.00 $ 527.84 202602 HR 5070700306 PINCKARD JOSEPH PEYTON 1700 SAN BENITO ST 25/12 $ 631.17 $ 45.00 $ 676.17 202602 HR 5070800049 RITCHIE REBECCA 2008 CARLSON BLVD 25/10 $ 668.03 $ 45.00 $ 713.03 202602 HR 5070800072 NELSON JAY DOUGLAS 6026 PLUMAS AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5072200024 WALKER LATASHA 5430 SANTA CRUZ AVE 25/09 $ 205.10 $ 45.00 $ 250.10 202602 HR 5072610016 HUSSAIN ZUHAIB 5124 BURLINGAME AVE 25/12 $ 810.48 $ 45.00 $ 855.48 202602 HR 5080110025 VANHOOK DENISE GAIL GIRON TRE 5412 BAYVIEW AVE 26/01 $ 1,357.35 $ 45.00 $ 1,402.35 202602 HR 5080200156 JACKSON LAMBERT W 5254 BAYVIEW AVE 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 5080300048 NEIGHBOR TO NEIGHBOR HOMES 5328 GATELY AVE 25/12 $ 364.68 $ 45.00 $ 409.68 202602 HR 5080410169 LAM HEI H TRE 5242 GATELY AVE 25/11 $ 458.88 $ 45.00 $ 503.88 202602 HR 5080510083 RUSH ALEXANDER 1317 CARLSON BLVD 25/12 $ 529.76 $ 45.00 $ 574.76 202602 HR 5080610016 GARLAND JOEL V 1347 CARLSON BLVD 25/12 $ 975.58 $ 45.00 $ 1,020.58 202602 HR 5080620064 HENNINGS SALVIDO 1369 MONTEREY ST 26/01 $ 726.63 $ 45.00 $ 771.63 202602 HR 5080700023 KESSLER NOAH 1339 MARIPOSA ST 25/12 $ 457.97 $ 45.00 $ 502.97 202602 HR 5080820086 GUILLEN FRANCISCO M & SARAH L 1325 MARIPOSA ST 25/11 $ 571.32 $ 45.00 $ 616.32 202602 HR 5080900052 ELLIS RICKY C & CORINA TRE 1315 MERCED ST 25/10 $ 690.25 $ 45.00 $ 735.25 202602 HR 5081110057 ROWELL EDWARD A TRE 1354 SANTA CLARA ST 25/12 $ 642.35 $ 45.00 $ 687.35 202602 HR 5081310079 TYLER WILLARD E & MITSUKO D 1447 MERCED ST 26/01 $ 718.39 $ 45.00 $ 763.39

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5081310145 AVALOS SALVADOR 1450 MARIPOSA ST 25/12 $ 506.17 $ 45.00 $ 551.17 202602 HR 5081310228 MARIPOSA PLACE LLC 1410 MARIPOSA ST 26/01 $ 747.43 $ 45.00 $ 792.43 202602 HR 5081320201 BOOTH ROSIE M 1426 CARLSON BLVD 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5081500091 KELLEY TERRY 1459 SAN JOAQUIN ST 25/12 $ 445.43 $ 45.00 $ 490.43 202602 HR 5081600032 FIELDS JONATHAN 1415 MONTEREY ST 25/12 $ 529.76 $ 45.00 $ 574.76 202602 HR 5081700022 KC MANOJ & SHRIYANKA POKHAREL 1521 MONTEREY ST 26/01 $ 639.93 $ 45.00 $ 684.93 202602 HR 5081800061 PAYSINGER SHERRI 1519 OSCAR ST 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5081800202 DAWSON KATHERINE TRE 5101 TEHAMA AVE 25/12 $ 405.23 $ 45.00 $ 450.23 202602 HR 5081920133 PATTIYAGE RAYMOND 1546 OSCAR ST 25/12 $ 524.63 $ 45.00 $ 569.63 202602 HR 5082000059 BARAJAS MARIA IMELDA E 5200 TEHAMA AVE 25/12 $ 418.45 $ 45.00 $ 463.45 202602 HR 5082210179 THOMPSON NILDA TRE 1638 MARIPOSA ST 25/12 $ 487.81 $ 45.00 $ 532.81 202602 HR 5082420075 STEPHENS JEANETTE 1535 SANTA CLARA ST 25/12 $ 690.29 $ 45.00 $ 735.29 202602 HR 5082910026 BAKER PAUL 10787 SAN PABLO AVE 25/09 $ 557.60 $ 45.00 $ 602.60 202602 HR 5082920090 ANDERSON RONALD A & ELLIE O 1661 SAN BENITO ST 25/12 $ 631.17 $ 45.00 $ 676.17 202602 HR 5082920280 VANDERSTOEL GRAEME T TRE 1600 MENDOCINO ST 25/04 $ 178.92 $ 45.00 $ 223.92 202602 HR 5083000132 YEE MATTHEW JASON TRE 5825 TEHAMA AVE 25/12 $ 589.79 $ 45.00 $ 634.79 202602 HR 5083610039 CASIMIRO DANIELLE NICOLE TRE 5901 ORCHARD AVE 25/05 $ 167.94 $ 45.00 $ 212.94 202602 HR 5083800069 KING SHARON WAMBLE TRE 1231 S 59TH ST 25/12 $ 665.03 $ 45.00 $ 710.03 202602 HR 5090900191 SUAZO ALLAN J & SHAWN L 5712 CARLOS AVE 26/01 $ 1,384.04 $ 45.00 $ 1,429.04 202602 HR 5091000165 MUELLER ALMA J 5718 MADISON AVE 25/12 $ 679.20 $ 45.00 $ 724.20 202602 HR 5092000198 CHAMBERLAIN JOHN & LENA M 5327 FALLON AVE 26/01 $ 725.76 $ 45.00 $ 770.76 202602 HR 5092000206 MATHIS JACK W & TERRI 5319 FALLON AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5092000230 ROBINSON DOROTHY M 5303 FALLON AVE 25/11 $ 701.77 $ 45.00 $ 746.77 202602 HR 5092100113 FRANKLIN CHRISTOPHER 1067 S 55TH ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5092200111 HOPKINS MARJORINE 1111 S 55TH ST 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 5092300093 LAURENT GWENDOLYN JUNE EST OF 5127 GATELY AVE 25/12 $ 529.93 $ 45.00 $ 574.93 202602 HR 5092300200 ROBINSON JACKIE 1103 CAMPBELL ST 26/02 $ 656.53 $ 45.00 $ 701.53 202602 HR 5092300226 AGUILAR DIEGO ALEJANDRO 5222 FLEMING AVE 26/01 $ 647.27 $ 45.00 $ 692.27 202602 HR 5092300259 SABADO MARIA Q TRE EST OF 5202 FLEMING AVE 26/01 $ 443.15 $ 45.00 $ 488.15 202602 HR 5092500080 WEBSTER KATHERINE D TRE 5124 FALLON AVE 25/12 $ 225.30 $ 45.00 $ 270.30 202602 HR 5092500098 THOMPSON CONNIE 5132 FALLON AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5092600146 TURNER AARON G 5230 CREELY AVE 26/01 $ 676.25 $ 45.00 $ 721.25 202602 HR 5092710051 COHEN MICHAEL SCOTT 5026 CREELY AVE 26/01 $ 624.73 $ 45.00 $ 669.73 202602 HR 5092910099 MOTLEY YVONNE 5129 SCHOOL AVE 25/10 $ 625.95 $ 45.00 $ 670.95 202602 HR 5093000031 ANDREWS MITCHELL SCOTT 818 S 49TH ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5093100013 WINFIELD BOBBYE L 4747 ARNO CT 26/01 $ 677.75 $ 45.00 $ 722.75

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5093100336 SAPKOTA SIRJANA & TEJ PRASAD 858 S 47TH ST 26/01 $ 656.97 $ 45.00 $ 701.97 202602 HR 5093100401 KEOBOUNHEUNG NOUKANH 4729 CYPRESS AVE 25/12 $ 1,024.68 $ 45.00 $ 1,069.68 202602 HR 5093300092 BANDORF GEORGE A 963 S 47TH ST 25/12 $ 405.23 $ 45.00 $ 450.23 202602 HR 5093300357 SHARIFF MOHAMED A 878 S 46TH ST 25/12 $ 501.64 $ 45.00 $ 546.64 202602 HR 5093500014 HARTWELL JOSEPHINE TRE 929 S 46TH ST 25/11 $ 591.24 $ 45.00 $ 636.24 202602 HR 5093500048 JARNIGAN EUGENE & ELIZABETH 951 S 46TH ST 25/11 $ 676.24 $ 45.00 $ 721.24 202602 HR 5093500105 THACH TAY TAM 1025 S 47TH ST 25/10 $ 7,992.55 $ 45.00 $ 8,037.55 202602 HR 5093600020 AGUILERA ERIC DAVID BELTRAN 4328 SYCAMORE AVE 25/12 $ 528.76 $ 45.00 $ 573.76 202602 HR 5093600137 EASTERDAY RANDALL S II 939 S 45TH ST 25/10 $ 1,352.48 $ 45.00 $ 1,397.48 202602 HR 5093900099 GIBSON DERRICK 896 CARLSON BLVD 25/10 $ 1,591.60 $ 45.00 $ 1,636.60 202602 HR 5094000030 MEJIA MARTIN C & NOHEMY 3944 POTRERO AVE 26/01 $ 1,403.14 $ 45.00 $ 1,448.14 202602 HR 5094000063 HERNANDEZ YENY G 819 S 41ST ST 25/12 $ 514.15 $ 45.00 $ 559.15 202602 HR 5100440295 GARY THOMAS L JR TRE 2906 SAN LUIS ST 25/12 $ 947.22 $ 45.00 $ 992.22 202602 HR 5100700029 STG 5327 JACUZZI LLC 5327 JACUZZI ST 25/10 $ 561.88 $ 45.00 $ 606.88 202602 HR 5100810588 BROWN JACQUELINE E 5200 VAN FLEET AVE 25/11 $ 570.47 $ 45.00 $ 615.47 202602 HR 5100930204 LAMBOY DARREN ANTHONY & TRINA 5219 SACRAMENTO AVE 26/01 $ 1,388.43 $ 45.00 $ 1,433.43 202602 HR 5100930287 PAYSINGER LORENE TRE 2425 SAN JOAQUIN ST 25/10 $ 3,493.03 $ 45.00 $ 3,538.03 202602 HR 5100940245 HILTON VIEW LLC 5229 FRESNO AVE 25/12 $ 433.96 $ 45.00 $ 478.96 202602 HR 5100950038 ABDULLAH ADEL 5118 FRESNO AVE 25/12 $ 528.76 $ 45.00 $ 573.76 202602 HR 5101040052 OLIVER MONICA M 5500 COLUMBIA AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5101230034 CORTESE MARGARET F TRE EST OF 6000 SACRAMENTO AVE 25/12 $ 529.93 $ 45.00 $ 574.93 202602 HR 5101330065 PIPER CHRISTOPHER TRE 5838 SACRAMENTO AVE 25/07 $ 108.62 $ 45.00 $ 153.62 202602 HR 5130100042 ADEL PARK LLC 350 CARLSON BLVD 25/10 $ 3,239.69 $ 45.00 $ 3,284.69 202602 HR 5130100042 ADEL PARK LLC 350 CARLSON BLVD SUITE 25/12 $ 5,065.40 $ 45.00 $ 5,110.40 202602 HR 5130210114 PALACIOS HORACIO 2635 OHIO AVE 25/12 $ 619.03 $ 45.00 $ 664.03 202602 HR 5130210130 SURATOS PERLA C 2647 OHIO AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5130220097 JOHNSON VEOLA TRE 2814 OHIO AVE 25/12 $ 482.84 $ 45.00 $ 527.84 202602 HR 5130230039 ACPC2 LLC 2601 CENTER AVE ALSO 25/12 $ 27,987.35 $ 45.00 $ 28,032.35 202602 HR 5130230138 RIVERA JORGE A 2616 OHIO AVE 25/12 $ 529.74 $ 45.00 $ 574.74 202602 HR 5130250136 MOORE ROBERT BURNS & GWEN 2810 CENTER AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5130260044 GOCHEZ ERIKA L 2728 FLORIDA AVE 25/12 $ 457.48 $ 45.00 $ 502.48 202602 HR 5130310013 WILLARD VERNON SCOTT 2903 OHIO AVE 25/12 $ 351.26 $ 45.00 $ 396.26 202602 HR 5130310260 SMITH A L & BABE 3101 OHIO AVE 25/11 $ 1,367.23 $ 45.00 $ 1,412.23 202602 HR 5130320046 WANG YU 2925 CENTER AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5130320186 CORONA RAFAEL M 2916 OHIO AVE 25/11 $ 712.49 $ 45.00 $ 757.49 202602 HR 5130330052 PAYSINGER LORENE TRE 3211 CENTER AVE 25/12 $ 487.40 $ 45.00 $ 532.40

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5130330136 BRIZUELA MAURICIO A LOPEZ 3128 OHIO AVE 25/12 $ 530.17 $ 45.00 $ 575.17 202602 HR 5130340093 SOSA CRESENCIO 3210 CENTER AVE 26/01 $ 664.51 $ 45.00 $ 709.51 202602 HR 5130360026 OBANDO MYNOR 2912 FLORIDA AVE 25/12 $ 383.68 $ 45.00 $ 428.68 202602 HR 5130440018 MARQUEZ DANIEL PENA 126 S 35TH ST 25/12 $ 529.93 $ 45.00 $ 574.93 202602 HR 5130440026 EDWARDS CATHERINE 120 S 35TH ST 25/12 $ 514.20 $ 45.00 $ 559.20 202602 HR 5130440075 RODRIGUEZ JAVIER 3530 OHIO AVE 25/12 $ 810.48 $ 45.00 $ 855.48 202602 HR 5130440174 WALKER KEVIN Y 3601 CENTER AVE 26/01 $ 726.63 $ 45.00 $ 771.63 202602 HR 5130440190 MASON THELMA 3531 CENTER AVE 25/12 $ 530.17 $ 45.00 $ 575.17 202602 HR 5130460057 BIT MO SOUL LLC 159 S 33RD ST 25/11 $ 581.43 $ 45.00 $ 626.43 202602 HR 5130470015 ALWAJEEH ZAKARIA 3301 FLORIDA AVE 25/12 $ 1,607.90 $ 45.00 $ 1,652.90 202602 HR 5130480204 MENDIETA JOSE CONCEPCION 3519 FLORIDA AVE 25/12 $ 482.84 $ 45.00 $ 527.84 202602 HR 5130480212 LYLES WILLIAM & BRENDA 144 S 35TH ST 25/12 $ 529.84 $ 45.00 $ 574.84 202602 HR 5130510067 MALDONADO CARLOS 3324 FLORIDA AVE 25/11 $ 718.56 $ 45.00 $ 763.56 202602 HR 5130510075 HERRERA MIGUEL A 3330 FLORIDA AVE 26/01 $ 661.25 $ 45.00 $ 706.25 202602 HR 5130520041 MOORE EDDIE LEE & FREDDIE A 202 S 35TH ST 25/12 $ 484.30 $ 45.00 $ 529.30 202602 HR 5130530057 SPRINGER JANET C 3520 WALLER AVE 26/01 $ 913.55 $ 45.00 $ 958.55 202602 HR 5130540247 PEARCE MICHAEL L & EMAGER 3411 WALL AVE 25/12 $ 1,158.77 $ 45.00 $ 1,203.77 202602 HR 5130610164 WARRICK NAFEESAH A 3721 WALLER AVE 26/01 $ 726.26 $ 45.00 $ 771.26 202602 HR 5130610172 ROYTMAN LAURA 217 S 39TH ST 25/10 $ 1,858.23 $ 45.00 $ 1,903.23 202602 HR 5130710071 VEGA MARIA G 3803 OHIO AVE 25/12 $ 526.84 $ 45.00 $ 571.84 202602 HR 5130730095 GOODWIN ANNA BELL 3954 OHIO AVE 25/12 $ 498.29 $ 45.00 $ 543.29 202602 HR 5130750101 TROTTER ARNESHA MARIE TRE 3816 CENTER AVE 25/10 $ 703.15 $ 45.00 $ 748.15 202602 HR 5130750234 HARRIS JEROME C 161 S 39TH ST 25/12 $ 492.59 $ 45.00 $ 537.59 202602 HR 5130760027 SMITH ALVIN J TRE 156 S 39TH ST 25/12 $ 1,109.98 $ 45.00 $ 1,154.98 202602 HR 5130810137 NUNEZ MAYRA & BIANCA 4111 OHIO AVE 25/11 $ 663.47 $ 45.00 $ 708.47 202602 HR 5130820193 RODRIGUEZ VICTOR M 118 S 42ND ST 25/12 $ 487.74 $ 45.00 $ 532.74 202602 HR 5130830119 STANTON TERRI E TURNER TRE 103 S 42ND ST 25/05 $ 40.94 $ 45.00 $ 85.94 202602 HR 5130830168 CORTES CARLOS S MEMBRENO 137 S 42ND ST 26/02 $ 651.72 $ 45.00 $ 696.72 202602 HR 5130910242 JACOBS SHALOCMONT S 4317 OHIO AVE 26/01 $ 719.41 $ 45.00 $ 764.41 202602 HR 5130920035 NUNEZ MIGUEL 4237 CENTER AVE 25/12 $ 520.57 $ 45.00 $ 565.57 202602 HR 5130920316 ZHANG YANTING 4228 OHIO AVE 25/10 $ 699.29 $ 45.00 $ 744.29 202602 HR 5130920324 ZHANG YANTING 4232 OHIO AVE 25/11 $ 712.46 $ 45.00 $ 757.46 202602 HR 5131010018 CARRANZA ROGEL JONATHAN 4218 CENTER AVE 26/01 $ 2,101.50 $ 45.00 $ 2,146.50 202602 HR 5131010182 FUSTON SARAH ANN 4421 FLORIDA AVE 26/01 $ 726.21 $ 45.00 $ 771.21 202602 HR 5131110024 MACHADO ROMEO M 4223 WALL AVE 25/12 $ 573.67 $ 45.00 $ 618.67 202602 HR 5131200064 ORUKARI DEBORAH FAYE TRE 241 S 44TH ST 25/12 $ 523.91 $ 45.00 $ 568.91

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5131310285 DAVIS JAYNA 420 S 41ST ST 25/10 $ 1,789.25 $ 45.00 $ 1,834.25 202602 HR 5131310335 KINCHEN MARY SUE EST OF 4124 OVEREND AVE 25/10 $ 1,399.00 $ 45.00 $ 1,444.00 202602 HR 5131320086 WILLIAMS MATTIE M 4415 OVEREND AVE 25/11 $ 1,139.91 $ 45.00 $ 1,184.91 202602 HR 5131320144 IRVING REMI 4305 OVEREND AVE 25/12 $ 340.07 $ 45.00 $ 385.07 202602 HR 5131320227 TOLIVER-COULTMAN ANGELA 4300 TAFT AVE 25/12 $ 529.06 $ 45.00 $ 574.06 202602 HR 5131330333 AMBRIZ ARACELI 332 S 41ST ST 25/12 $ 482.84 $ 45.00 $ 527.84 202602 HR 5131410119 QUINTERO BISMARK A 440 S 38TH ST 25/12 $ 463.51 $ 45.00 $ 508.51 202602 HR 5131410184 LARKINS STEPHANIE 401 S 39TH ST 25/12 $ 448.55 $ 45.00 $ 493.55 202602 HR 5131410242 SMITH DARRYL A 347 S 39TH ST 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 5131410416 CARTER MELVIN 386 S 38TH ST 25/12 $ 1,894.37 $ 45.00 $ 1,939.37 202602 HR 5131420258 MELANCON JOSEPH C JR & JOANNE 312 S 39TH ST 25/12 $ 529.93 $ 45.00 $ 574.93 202602 HR 5131510074 GONZALEZ MARCO CONRADO 380 S 37TH ST 25/12 $ 507.13 $ 45.00 $ 552.13 202602 HR 5131520032 MILES JEWEL T TRE 430 S 36TH ST 26/01 $ 678.83 $ 45.00 $ 723.83 202602 HR 5131520073 AREBALO NELIDA 404 S 36TH ST 25/12 $ 529.50 $ 45.00 $ 574.50 202602 HR 5131520263 VAZQUEZ RUBEN 377 S 37TH ST 25/12 $ 309.17 $ 45.00 $ 354.17 202602 HR 5131520339 NIELSEN NICOLAI 381 S 37TH ST 25/12 $ 487.64 $ 45.00 $ 532.64 202602 HR 5131530155 ADAMS SANDRA J ROYSTON EST OF 338 S 35TH ST 25/12 $ 450.71 $ 45.00 $ 495.71 202602 HR 5131610189 OWENS BERTH JR & EVELYN 3321 CUTTING BLVD 25/10 $ 3,274.44 $ 45.00 $ 3,319.44 202602 HR 5131620030 DOTSON ETHEL GERALDINE EST OF 396 SOUTH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5131630161 ALVAREZ CESAR GONZALEZ 429 S 35TH ST 25/12 $ 491.77 $ 45.00 $ 536.77 202602 HR 5131630187 KHAN SHAHZADA 417 S 35TH ST 25/12 $ 526.26 $ 45.00 $ 571.26 202602 HR 5131630203 BEAL LINDA JEAN 405 S 35TH ST 25/12 $ 530.48 $ 45.00 $ 575.48 202602 HR 5131640061 JACKSON GLORIA D TRE 311 S 35TH ST 311-15 25/10 $ 1,789.25 $ 45.00 $ 1,834.25 202602 HR 5132240135 WALKER MADRA 4827 STATE CT 25/11 $ 588.22 $ 45.00 $ 633.22 202602 HR 5132240218 ANDERSON VALERIA BELLE 4835 BERK AVE 26/02 $ 1,260.99 $ 45.00 $ 1,305.99 202602 HR 5132360057 NANCE THATCHER P JR 621 S 52ND ST 25/12 $ 418.50 $ 45.00 $ 463.50 202602 HR 5132360073 BERNSTINE YOUR MAJESTY R L 5021 STATE AVE 25/04 $ 117.77 $ 45.00 $ 162.77 202602 HR 5132920207 CANNEDY KIYANNA 4527 ESCUELA CT 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5132930040 SMITH VIVIAN S 4522 ESCUELA CT 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5132930107 GATLIN RONALD L 541 S 47TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5132930172 BISTA ARJUN 4613 FALL AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5132930222 MAYFIELD REGINALD L EST OF 4517 FALL AVE 25/12 $ 947.20 $ 45.00 $ 992.20 202602 HR 5132950246 THOMPSON NONA B 4729 FALL AVE 25/12 $ 377.82 $ 45.00 $ 422.82 202602 HR 5133160423 MURPHY JAMES TRE 4528 OVEREND AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5133160449 NASER ZAMZAM M 4600 OVEREND AVE 25/12 $ 365.00 $ 45.00 $ 410.00 202602 HR 5133220086 WALKER MALIK 4521 WALL AVE 26/01 $ 1,416.19 $ 45.00 $ 1,461.19

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5133220219 CHAVIS DARRICK 4534 FLORIDA AVE 1-6 25/10 $ 3,312.64 $ 45.00 $ 3,357.64 202602 HR 5133220300 TAYLOR BETTY L 268 S 46TH ST 25/12 $ 508.13 $ 45.00 $ 553.13 202602 HR 5133810142 LOGGINS ALICE 239 S 47TH ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5133840131 MCINTYRE ALVIN TRE 4437 TAFT AVE 25/12 $ 391.24 $ 45.00 $ 436.24 202602 HR 5133850056 HIGGS-JONES KAREN L 4601 OVEREND AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5133850254 JONES WENDELL 4500 TAFT AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5133850296 SHARIFF YUSEF 4465 OVEREND AVE 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 5133860246 PHILLIPS JESSIE D 346 S 47TH ST 25/12 $ 1,218.77 $ 45.00 $ 1,263.77 202602 HR 5133960087 LUCAS ANNIE M 5020 FRAY AVE 25/12 $ 384.17 $ 45.00 $ 429.17 202602 HR 5133990209 JENNINGS JOHN A & GLORIA E 772 S 47TH ST 26/01 $ 778.87 $ 45.00 $ 823.87 202602 HR 5134020162 BEAN WILLIE & LURINZA 4155 BELL AVE 26/01 $ 771.13 $ 45.00 $ 816.13 202602 HR 5134020170 STEPHENS LARRY D 4133 BELL AVE 25/11 $ 712.46 $ 45.00 $ 757.46 202602 HR 5134020238 JONES ORA B 4116 BERK AVE 25/12 $ 487.91 $ 45.00 $ 532.91 202602 HR 5134020352 WATSON ERIC 4396 BERK AVE 25/10 $ 486.07 $ 45.00 $ 531.07 202602 HR 5134030088 HIDALGO JUAN & OTILIA 4441 POTRERO AVE 26/01 $ 780.75 $ 45.00 $ 825.75 202602 HR 5134030419 DUCRE MORRIS & DORIS 4400 BELL AVE 25/12 $ 1,540.75 $ 45.00 $ 1,585.75 202602 HR 5134030559 JOHNSON MODISTINE 4517 BELL CT 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5134030567 TEASLEY EUGENE & CHERYL L 4509 BELL CT 25/11 $ 673.89 $ 45.00 $ 718.89 202602 HR 5140600130 PEREZ EPIGMENIO C 1923 MACDONALD AVE 25/12 $ 600.34 $ 45.00 $ 645.34 202602 HR 5140700120 PERATA LLOYD D TRE 2015 MACDONALD AVE 25/09 $ 11,696.44 $ 45.00 $ 11,741.44 202602 HR 5140700161 VILLAMIL JOSUE 326 20TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5140900068 SIMMONS HAROLD J & CASSANDRA 321 23RD ST 25/10 $ 1,557.02 $ 45.00 $ 1,602.02 202602 HR 5140900076 HASAN DONALD HASAIN TRE 2229 MACDONALD AVE 25/10 $ 4,096.19 $ 45.00 $ 4,141.19 202602 HR 5141000132 LEVINE MAX 410 22ND ST 25/10 $ 1,399.38 $ 45.00 $ 1,444.38 202602 HR 5141100106 ROYTMAN LAURA 445 22ND ST 25/12 $ 1,735.79 $ 45.00 $ 1,780.79 202602 HR 5141100130 OKDIE SARAH 421 22ND ST 26/01 $ 1,452.52 $ 45.00 $ 1,497.52 202602 HR 5141100189 ESTRADA ISABEL L 2111 NEVIN AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5141200039 RAMIREZ-CASTILLO SOLEDAD 2016 BARRETT AVE 25/12 $ 810.48 $ 45.00 $ 855.48 202602 HR 5141200104 WHITLEY SYLVIA 429 21ST ST 26/01 $ 1,407.64 $ 45.00 $ 1,452.64 202602 HR 5141200252 LINHART ROBERT R 400 20TH ST 25/12 $ 9,464.89 $ 45.00 $ 9,509.89 202602 HR 5141300110 ANTOLIN FRANCISCO & MIRNA 425 20TH ST 26/01 $ 735.11 $ 45.00 $ 780.11 202602 HR 5141300219 BASSETT YADIRA 424 19TH ST 25/11 $ 656.52 $ 45.00 $ 701.52 202602 HR 5141620269 THE BLUE RUN FAMILY LIV TRUST 510 16TH ST 25/10 $ 3,052.21 $ 45.00 $ 3,097.21 202602 HR 5141800119 VAZQUEZ CRISTINA 527 19TH ST 25/12 $ 405.23 $ 45.00 $ 450.23 202602 HR 5141900117 PEDROZA FAUSTINA 535 20TH ST 25/12 $ 2,086.78 $ 45.00 $ 2,131.78 202602 HR 5142000024 FENG MARIA 2006 ROOSEVELT AVE 25/11 $ 548.08 $ 45.00 $ 593.08

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5142000057 SOLIS WILLIAM F SURIANO 2030 ROOSEVELT AVE 25/12 $ 487.28 $ 45.00 $ 532.28 202602 HR 5142100055 SUN YING TRE 565 22ND ST 25/12 $ 409.97 $ 45.00 $ 454.97 202602 HR 5142200186 ALHUZAIBI NOMAN 516 22ND ST 25/10 $ 1,589.97 $ 45.00 $ 1,634.97 202602 HR 5142300283 GUERRA LETICIA M TRE 2209 ROOSEVELT AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5142400067 MORA ALEXANDRA G MALDONADO 625 22ND ST 25/10 $ 1,199.41 $ 45.00 $ 1,244.41 202602 HR 5142400091 JOHNSON MILLER 617 22ND ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5142400240 RAMOS JOSE JESUS & ANGELINA 624 21ST ST 25/12 $ 530.48 $ 45.00 $ 575.48 202602 HR 5142600062 LU NANCY CHAO TRE 1926 PENNSYLVANIA AVE 25/11 $ 704.35 $ 45.00 $ 749.35 202602 HR 5142800191 FIGUEROA ALEJANDRO 1827 ROOSEVELT AVE 25/12 $ 643.87 $ 45.00 $ 688.87 202602 HR 5142800357 ROMERO NASSER ALEXANDER ARIAS 638 18TH ST 25/12 $ 405.23 $ 45.00 $ 450.23 202602 HR 5142800373 SEBOT LLC 646 18TH ST 26/02 $ 685.83 $ 45.00 $ 730.83 202602 HR 5143000346 RODRIGUEZ ROBERTO A 634 16TH ST 25/12 $ 487.74 $ 45.00 $ 532.74 202602 HR 5143100088 PINGUELO JOSEPH M 639 16TH ST 26/02 $ 462.12 $ 45.00 $ 507.12 202602 HR 5143100252 VERA JESUS 616 15TH ST 25/12 $ 1,093.84 $ 45.00 $ 1,138.84 202602 HR 5143200052 FLORES ADAN UMANZOR 627 15TH ST 25/12 $ 659.39 $ 45.00 $ 704.39 202602 HR 5143200169 LEMOS CARLOS & ESPERANZA 1422 PENNSYLVANIA AVE 25/12 $ 1,059.77 $ 45.00 $ 1,104.77 202602 HR 5150100021 2322 GRANT AVENUE LLC 2322 GRANT AVE 25/12 $ 1,057.51 $ 45.00 $ 1,102.51 202602 HR 5150400041 GLASSON MEGAN L 633 CIVIC CENTER ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5150400074 PAYSINGER LORENE TRE 619 CIVIC CENTER ST 25/10 $ 753.17 $ 45.00 $ 798.17 202602 HR 5150600038 THOI HA T 641 27TH ST 26/01 $ 744.89 $ 45.00 $ 789.89 202602 HR 5150600079 OROZCO ANDREW CHRISTOPHER 625 27TH ST 25/12 $ 645.61 $ 45.00 $ 690.61 202602 HR 5151300067 SMITH DEBORAH Y 521 27TH ST 26/01 $ 1,489.31 $ 45.00 $ 1,534.31 202602 HR 5151500062 PEACOCK GLEN TRE 527 CIVIC CENTER ST 25/11 $ 487.60 $ 45.00 $ 532.60 202602 HR 5151500203 MCCLENNON GEORGIA 2512 ROOSEVELT AVE 25/12 $ 438.23 $ 45.00 $ 483.23 202602 HR 5151500229 GARCIA EUNICE A PALACIOS 575 CIVIC CENTER ST 26/02 $ 1,413.66 $ 45.00 $ 1,458.66 202602 HR 5151700209 GRACE EVANGELICAL LUTHERAN CH 2369 BARRETT AVE 25/09 $ 4,277.58 $ 45.00 $ 4,322.58 202602 HR 5152000039 RICHMOND CITY OF 425 24TH ST 25/12 $ 10,982.00 $ 45.00 $ 11,027.00 202602 HR 5152810023 GABBAY NANCY TRE 2324 MACDONALD AVE 25/12 $ 600.34 $ 45.00 $ 645.34 202602 HR 5152820121 BERMUDEZ IGNACIO & ROSA 232 23RD ST 25/12 $ 11,135.29 $ 45.00 $ 11,180.29 202602 HR 5153110027 MAYNE MATTHEW L 185 25TH ST 25/11 $ 1,827.88 $ 45.00 $ 1,872.88 202602 HR 5153200034 VANEK DAVID M & PATRICIA A 132 23RD ST 25/12 $ 600.34 $ 45.00 $ 645.34 202602 HR 5153200034 VANEK DAVID M & PATRICIA A 132 23RD ST 25/11 $ 1,625.08 $ 45.00 $ 1,670.08 202602 HR 5153310163 VIENGVILAI KHAN 2442 CHANSLOR AVE 26/01 $ 570.86 $ 45.00 $ 615.86 202602 HR 5153320113 RUBIO CARLOS E & ANGELA Y 55 MURDOCK ST 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5153400063 REVELS RICHARD JR TRE 2628 BISSELL AVE 25/12 $ 415.46 $ 45.00 $ 460.46

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5153600126 POSADA RAUL D & MARIA E 135 GROVE ST 25/12 $ 964.52 $ 45.00 $ 1,009.52 202602 HR 5153700017 MARTIN KENYON 55 GROVE ST 25/12 $ 643.49 $ 45.00 $ 688.49 202602 HR 5153800148 BERMUDEZ IGNACIO 2624 CHANSLOR AVE 25/11 $ 713.13 $ 45.00 $ 758.13 202602 HR 5153800197 GREEN ZELMA 2508 CHANSLOR AVE 26/02 $ 1,205.12 $ 45.00 $ 1,250.12 202602 HR 5153900070 ORTIZ JAIME 2800 CHANSLOR AVE 25/12 $ 434.33 $ 45.00 $ 479.33 202602 HR 5154000011 TEASLEY CHERYL LYNN 74 GROVE ST 25/10 $ 660.59 $ 45.00 $ 705.59 202602 HR 5154110018 MERCADO MAURILIO JR 200 MURDOCK ST 25/11 $ 708.77 $ 45.00 $ 753.77 202602 HR 5160100235 GARDIZI HAIDER M 2921 BARRETT AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5160300157 OROZCO JOEL 3101 BARRETT AVE 26/01 $ 724.15 $ 45.00 $ 769.15 202602 HR 5160500145 MOLIA TUTAGAOVAALOA 530 33RD ST 25/12 $ 523.67 $ 45.00 $ 568.67 202602 HR 5160600143 JAYAGODA SANATH & ACHALA 558 34TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5160700042 DURDEN GRACIADELEDA M 3530 ROOSEVELT AVE 25/12 $ 504.54 $ 45.00 $ 549.54 202602 HR 5161000194 PAREDES OLGA M 430 35TH ST 25/11 $ 563.86 $ 45.00 $ 608.86 202602 HR 5161100044 WADLEY HADHARI TRE 465 35TH ST 25/12 $ 1,689.90 $ 45.00 $ 1,734.90 202602 HR 5161100127 YONKE DOMENICA TRE 3421 NEVIN AVE 26/02 $ 597.12 $ 45.00 $ 642.12 202602 HR 5161600043 HENRY PATRICIA F 453 30TH ST 25/11 $ 704.35 $ 45.00 $ 749.35 202602 HR 5161710081 2931 MACDONALD AVENUE LLC 2931 MACDONALD AVE 25/07 $ 483.50 $ 45.00 $ 528.50 202602 HR 5161910095 BOOZE COURTLAND VANCE SR TRE 3302 NEVIN AVE 25/12 $ 638.47 $ 45.00 $ 683.47 202602 HR 5162100076 PHOENIX SOLUTIONS LLC 3524 MACDONALD AVE 25/12 $ 1,091.59 $ 45.00 $ 1,136.59 202602 HR 5162200082 PHO JOSEPH & MAY K TRE 3602 BISSELL AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5162200124 CORADO MANUEL DE JESUS 121 37TH ST 25/12 $ 531.38 $ 45.00 $ 576.38 202602 HR 5170200165 MARCHANT BRADLEY ALLEN TRE 540 38TH ST 25/11 $ 397.69 $ 45.00 $ 442.69 202602 HR 5170400062 ZHOU ZUOCHANG 529 41ST ST 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 5170400195 SELF DONALD L 578 40TH ST 25/12 $ 975.58 $ 45.00 $ 1,020.58 202602 HR 5170600026 NEALS FELECIA L TRE 551 43RD ST 25/11 $ 712.46 $ 45.00 $ 757.46 202602 HR 5170700073 RODRIGUEZ BRENDA ANN 519 44TH ST 26/01 $ 1,422.73 $ 45.00 $ 1,467.73 202602 HR 5170700156 COULTIERPEEBLES JACQUELINE 536 43RD ST 26/01 $ 771.54 $ 45.00 $ 816.54 202602 HR 5171000028 ROSSETTI LLC 12267 SAN PABLO AVE 25/10 $ 1,664.82 $ 45.00 $ 1,709.82 202602 HR 5171000184 CAMPOS EDUARDO & ANDREA 462 WILSON AVE 26/01 $ 696.26 $ 45.00 $ 741.26 202602 HR 5171700114 MUNOZ NORMA 420 39TH ST 25/10 $ 1,334.41 $ 45.00 $ 1,379.41 202602 HR 5171800039 AGUAYO MARIA D 449 39TH ST 25/12 $ 913.52 $ 45.00 $ 958.52 202602 HR 5172020124 HASAN DONALD H & VALERIE D TRE 3803 MACDONALD AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5172110180 MASHAL MOHAMMED S & ABEER 322 39TH ST 25/10 $ 1,724.15 $ 45.00 $ 1,769.15 202602 HR 5172600131 ALBOM ADVENTURES LLC 4808 NEVIN AVE 25/12 $ 975.58 $ 45.00 $ 1,020.58 202602 HR 5172720251 TRACY TRADE LLC 4724 MACDONALD AVE 25/10 $ 2,261.60 $ 45.00 $ 2,306.60 202602 HR 5173200287 4040 RICHMOND LLC 4040 MACDONALD AVE 25/12 $ 4,059.20 $ 45.00 $ 4,104.20

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5180200148 BOYKINS CALVIN 3911 CLINTON AVE 25/11 $ 636.50 $ 45.00 $ 681.50 202602 HR 5180800079 SADOUSKY COLLEEN L 673 40TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5181200105 SHOTT CASEY A & SOLANGE D 736 MESA WAY 25/12 $ 642.35 $ 45.00 $ 687.35 202602 HR 5181400101 RONG JIMMY ZHI QIANG 700 35TH ST 25/12 $ 423.86 $ 45.00 $ 468.86 202602 HR 5181400135 HERNANDEZ RICARDO O & CECILIA 728 35TH ST 25/12 $ 1,026.82 $ 45.00 $ 1,071.82 202602 HR 5181800052 AGREDANO PEDRO A 685 34TH ST 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5181800144 OLIVER JANET 658 33RD ST 25/11 $ 706.79 $ 45.00 $ 751.79 202602 HR 5182000074 VIRGO JOSEPH P 675 32ND ST 25/12 $ 515.10 $ 45.00 $ 560.10 202602 HR 5182100247 AGGARWAL RENU & VIKRAM 692 30TH ST 25/12 $ 1,027.52 $ 45.00 $ 1,072.52 202602 HR 5182400100 HU XIAOWEN 621 31ST ST 25/07 $ 163.05 $ 45.00 $ 208.05 202602 HR 5182500305 HUNTER PEARL L 611 32ND ST 25/12 $ 384.10 $ 45.00 $ 429.10 202602 HR 5182600246 US BANK TR NATL ASSOC TRE 630 32ND ST 25/12 $ 459.11 $ 45.00 $ 504.11 202602 HR 5182700129 NURSE STEVE & AYOKA 615 34TH ST 25/12 $ 506.96 $ 45.00 $ 551.96 202602 HR 5182900026 YANG CUITING 647 36TH ST 26/01 $ 726.00 $ 45.00 $ 771.00 202602 HR 5182900067 KING BRENNAN C 633 36TH ST 25/10 $ 710.39 $ 45.00 $ 755.39 202602 HR 5183100089 DISTEFANO VINCENT A 625 38TH ST 26/01 $ 255.70 $ 45.00 $ 300.70 202602 HR 5183200095 PEREZ ALVIN 625 39TH ST 25/12 $ 547.02 $ 45.00 $ 592.02 202602 HR 5183600047 HERNANDEZ JUAN CARLOS TRE 637 43RD ST 25/11 $ 713.13 $ 45.00 $ 758.13 202602 HR 5183600104 DANGAL SITARAM 613 43RD ST 25/06 $ 262.50 $ 45.00 $ 307.50 202602 HR 5183600112 HEITZ DENNIS 609 43RD ST 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5183600237 SHORTER-JONES DEBRA A 630 42ND ST 25/08 $ 424.59 $ 45.00 $ 469.59 202602 HR 5190200054 TERRY SHUI-CHI 5036 CLINTON AVE 25/10 $ 731.97 $ 45.00 $ 776.97 202602 HR 5190400134 KATES DANIEL & TRUZELLA 652 VENTURA ST 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 5190400225 ATTARAN MOHAMMAD MEHDI TRE 687 HUMBOLDT ST 25/12 $ 418.76 $ 45.00 $ 463.76 202602 HR 5191400018 WICKLIFF THURDELL 625 HUMBOLDT ST 25/12 $ 1,222.79 $ 45.00 $ 1,267.79 202602 HR 5192310208 WILLIAMS SHARON TRE 460 DIMM ST 26/01 $ 1,452.52 $ 45.00 $ 1,497.52 202602 HR 5192800034 SALDANA EDGAR 5018 BARRETT AVE 26/02 $ 1,227.86 $ 45.00 $ 1,272.86 202602 HR 5192800166 TORRES MARCO TRE 401 KEY BLVD 25/12 $ 405.23 $ 45.00 $ 450.23 202602 HR 5200100013 HANSEN LAWRENCE R 5601 DOREMUS AVE 25/12 $ 491.81 $ 45.00 $ 536.81 202602 HR 5200900180 LEONARD CARLETON D & LALETA M 5701 CLINTON AVE 26/01 $ 718.11 $ 45.00 $ 763.11 202602 HR 5201220026 BOUNTHAVHY CHANH 5616 MARIN AVE 25/12 $ 536.59 $ 45.00 $ 581.59 202602 HR 5201310165 BREINING CHRISTOPHER P 658 SONOMA ST 25/10 $ 615.18 $ 45.00 $ 660.18 202602 HR 5201500203 WONG ANNIE TRE 612 SONOMA ST 25/06 $ 307.08 $ 45.00 $ 352.08 202602 HR 5201720090 BELL BRANDON 603 SONOMA ST 25/12 $ 486.35 $ 45.00 $ 531.35 202602 HR 5230130014 SOBERANES JUAN 1064 LASSEN ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5230130139 CELLI WILLIAM J 5131 MCBRYDE AVE 25/12 $ 493.24 $ 45.00 $ 538.24

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5230340019 SMITH RAYMOND D 5200 ESMOND AVE 25/12 $ 490.14 $ 45.00 $ 535.14 202602 HR 5230340092 PEARCE EMAGER 849 HUMBOLDT ST 25/10 $ 1,960.26 $ 45.00 $ 2,005.26 202602 HR 5230430067 CARDENAS BRENDA L 789 VENTURA ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5230440082 BENFORD CLEO L TRE 787 HUMBOLDT ST 25/12 $ 944.48 $ 45.00 $ 989.48 202602 HR 5230510249 SHIGETA NICOLE M 4921 CLINTON AVE 25/11 $ 526.82 $ 45.00 $ 571.82 202602 HR 5230520016 LO CONNIE 746 MCLAUGHLIN ST 25/11 $ 585.71 $ 45.00 $ 630.71 202602 HR 5230540063 LOPEZ LUDMYRNA 730 VENTURA ST 26/02 $ 648.72 $ 45.00 $ 693.72 202602 HR 5230620030 DORAN GAYLE M 5418 SOLANO AVE 25/12 $ 1,117.61 $ 45.00 $ 1,162.61 202602 HR 5230810102 XIAO HAN JIE 876 HUMBOLDT ST 25/12 $ 1,243.10 $ 45.00 $ 1,288.10 202602 HR 5230910084 DIXSON CLARICE 958 HUMBOLDT ST 26/02 $ 1,260.99 $ 45.00 $ 1,305.99 202602 HR 5230910092 MCGREW ANALEISE 966 HUMBOLDT ST 26/02 $ 624.24 $ 45.00 $ 669.24 202602 HR 5230940115 ABDALLAH NAEM H & KIFAYA 5627 ESMOND AVE 26/02 $ 642.91 $ 45.00 $ 687.91 202602 HR 5240100155 HAN WU PIN 12801 SAN PABLO AVE 25/10 $ 805.99 $ 45.00 $ 850.99 202602 HR 5240100171 OGBEIDE FESTUS 904 WILSON AVE 26/01 $ 726.84 $ 45.00 $ 771.84 202602 HR 5240300110 CRUZ TRINIDAD J & MARIA E 943 37TH ST 26/01 $ 576.76 $ 45.00 $ 621.76 202602 HR 5240400159 DECUIR DAVID & CONNIE 919 36TH ST 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 5240400167 SAETANE CHANH & CHENG K 907 36TH ST 25/12 $ 547.26 $ 45.00 $ 592.26 202602 HR 5240400241 CAPUS MARCIA 948 35TH ST 26/01 $ 576.82 $ 45.00 $ 621.82 202602 HR 5240600063 TATUM JASON 971 34TH ST 26/01 $ 726.20 $ 45.00 $ 771.20 202602 HR 5241000073 PRATT LARRY R 967 30TH ST 26/01 $ 748.37 $ 45.00 $ 793.37 202602 HR 5241000214 STEVENS KIMBERLY A 940 29TH ST 25/12 $ 390.55 $ 45.00 $ 435.55 202602 HR 5241000271 MUNOZ URIEL A 982 29TH ST 25/10 $ 636.26 $ 45.00 $ 681.26 202602 HR 5241200160 BAISLEY SHEILA ANN TRE 826 30TH ST 26/01 $ 617.66 $ 45.00 $ 662.66 202602 HR 5241700110 CHEN KUANG C & SI B 819 36TH ST 25/12 $ 424.72 $ 45.00 $ 469.72 202602 HR 5241900157 BROWN RAYALDO & VANETTA 3701 GARVIN AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5242510070 YU XIONG WEI 776 36TH ST 25/09 $ 200.90 $ 45.00 $ 245.90 202602 HR 5242620051 DOUGHERTY H DENNIS JR 3521 SOLANO AVE 25/10 $ 1,858.31 $ 45.00 $ 1,903.31 202602 HR 5242900248 MCDONALD VANESSA 773 33RD ST 25/11 $ 496.19 $ 45.00 $ 541.19 202602 HR 5242900255 CHOI WAI KIN 767 33RD ST 26/01 $ 771.97 $ 45.00 $ 816.97 202602 HR 5243000022 OREILLY LISA 775 32ND ST 26/01 $ 650.26 $ 45.00 $ 695.26 202602 HR 5243000121 HERNANDEZ OVIDIO 3129 CLINTON AVE 25/11 $ 714.71 $ 45.00 $ 759.71 202602 HR 5260110076 SPRY ALEXANDER B 3425 TULARE AVE 26/01 $ 768.79 $ 45.00 $ 813.79 202602 HR 5260200018 LARA MANUEL 3400 MARICOPA AVE 26/01 $ 765.69 $ 45.00 $ 810.69 202602 HR 5260200281 FERNANDEZ NORMAN O 3438 MARICOPA AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5260400030 KIM SANG PIL & NAM IM 12991 SAN PABLO AVE 25/12 $ 381.39 $ 45.00 $ 426.39 202602 HR 5260400105 PINTO MAURICE A TRE 1072 36TH ST 25/11 $ 625.43 $ 45.00 $ 670.43

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5260600076 OSORIO DEMETRIO CASTILLO 3510 ANDRADE AVE 25/12 $ 477.28 $ 45.00 $ 522.28 202602 HR 5260700132 ZAHID HAMMAD TRE 3439 ANDRADE AVE 25/12 $ 333.43 $ 45.00 $ 378.43 202602 HR 5261000086 LOPEZ KARINA M ULLOA 3256 ANDRADE AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5261200025 BARBA GABRIEL 3210 LOWELL AVE 25/10 $ 241.27 $ 45.00 $ 286.27 202602 HR 5261200058 BALAL FAROUK & SABRINA 3234 LOWELL AVE 25/10 $ 897.40 $ 45.00 $ 942.40 202602 HR 5261200223 MORALES JESUS & BERTHA 3221 HUMPHREY AVE 26/01 $ 739.28 $ 45.00 $ 784.28 202602 HR 5261400120 SANDERS SUZANNE LOUISE TRE 1159 34TH ST 25/11 $ 636.26 $ 45.00 $ 681.26 202602 HR 5261500135 ALEXANDER EDWARD 1171 34TH ST 25/12 $ 641.99 $ 45.00 $ 686.99 202602 HR 5261930092 HENDERSON INGRID 3007 MORAN AVE 26/01 $ 650.77 $ 45.00 $ 695.77 202602 HR 5262300089 ALCOCER RIGOBERTO LOPEZ 3022 RHEEM AVE 25/12 $ 487.74 $ 45.00 $ 532.74 202602 HR 5262300113 MADURO KELVIN L 3108 RHEEM AVE 26/02 $ 607.83 $ 45.00 $ 652.83 202602 HR 5262300196 DEVILLANUEVA MARIA P R TRE 2929 LOWELL AVE 25/11 $ 713.09 $ 45.00 $ 758.09 202602 HR 5262400012 DURR-POUNCIL CHARLETTE MARIE 2900 LOWELL AVE 25/10 $ 611.23 $ 45.00 $ 656.23 202602 HR 5262600017 SULLIVAN KATHLEEN 2900 ANDRADE AVE 26/01 $ 782.79 $ 45.00 $ 827.79 202602 HR 5262800138 DO NASCIMENTO JASIEL PEREIRA 2873 LOWELL AVE 25/12 $ 743.17 $ 45.00 $ 788.17 202602 HR 5262900128 MOORE DALE TRE 2886 MARICOPA AVE 25/11 $ 560.73 $ 45.00 $ 605.73 202602 HR 5263000142 DIMAS ARMANDO 2879 MARICOPA AVE 26/01 $ 795.07 $ 45.00 $ 840.07 202602 HR 5263220179 WORTHINGTON NELL V 2845 MORAN AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5270120081 CHAVARRIA ISAIAS MOYA 2364 EMERIC AVE 25/11 $ 1,367.11 $ 45.00 $ 1,412.11 202602 HR 5270210114 CHACON EDUARDO R 2316 PINE AVE 26/01 $ 726.20 $ 45.00 $ 771.20 202602 HR 5270310161 NOVOA JUAN ANTONIO 1501 HAYES ST 25/12 $ 493.12 $ 45.00 $ 538.12 202602 HR 5270320012 NAVARRO JOSE LUIS 1500 HAYES ST 25/12 $ 1,094.88 $ 45.00 $ 1,139.88 202602 HR 5270420150 CUEVAS PATRICIA 1609 24TH ST 26/01 $ 726.11 $ 45.00 $ 771.11 202602 HR 5270520124 HAUG MERRILL W 2501 BUSH AVE 25/10 $ 562.03 $ 45.00 $ 607.03 202602 HR 5270610131 THAPA SUBASH & PRITI 2701 BUSH AVE 26/02 $ 648.72 $ 45.00 $ 693.72 202602 HR 5270710048 ROSE KAREN F 2626 BUSH AVE 25/11 $ 711.65 $ 45.00 $ 756.65 202602 HR 5270710055 ROSE KEITH F 1533 27TH ST 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5270820078 NGUYEN THANG TRONG TRE 1525 26TH ST 25/12 $ 530.00 $ 45.00 $ 575.00 202602 HR 5270910085 SAECHAO TAWN 1415 25TH ST 26/02 $ 660.62 $ 45.00 $ 705.62 202602 HR 5270910101 CISNEROS ANDRES G 2419 EMERIC AVE 26/01 $ 639.93 $ 45.00 $ 684.93 202602 HR 5270920159 PENADO JOSE FRANCISCO TRE 2504 PINE AVE 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 5271120080 PONCE MARIO 2522 EMERIC AVE 26/01 $ 576.60 $ 45.00 $ 621.60 202602 HR 5271320037 JOVILETTE MAKEBA 1150 23RD ST 25/12 $ 1,091.59 $ 45.00 $ 1,136.59 202602 HR 5271420043 RIVERS TRINIDAD 2428 MARICOPA AVE 26/01 $ 748.26 $ 45.00 $ 793.26 202602 HR 5271500018 COLLI YOLANDA 2600 MARICOPA AVE 26/01 $ 1,571.56 $ 45.00 $ 1,616.56 202602 HR 5271800137 FIELD LLOYD E & MURIEL J 2325 LOWELL AVE 25/12 $ 294.38 $ 45.00 $ 339.38

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5280100123 HOWARD KEVIN B 2356 HUMPHREY AVE 25/11 $ 570.42 $ 45.00 $ 615.42 202602 HR 5280200147 PENADO JOSE FRANCISCO TRE 2535 ANDRADE AVE 25/12 $ 1,360.81 $ 45.00 $ 1,405.81 202602 HR 5280400200 GARCIA ALCIDES 2841 ANDRADE AVE 26/01 $ 545.17 $ 45.00 $ 590.17 202602 HR 5280500025 NAVARRO FRANCISCO 2810 ANDRADE AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5280600056 GOLDEN HOMES REAL ESTATE DEV 2634 ANDRADE AVE 26/02 $ 686.75 $ 45.00 $ 731.75 202602 HR 5281000223 RAMIREZ ARTURO GUILLEN 2421 LINCOLN AVE 25/10 $ 416.83 $ 45.00 $ 461.83 202602 HR 5281100155 GURULE MELISSA R 2719 LINCOLN AVE 25/10 $ 493.07 $ 45.00 $ 538.07 202602 HR 5281320167 CORDERO CATHERINE P 915 29TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5281320183 CHARLES DANIELLE ROSE MAY 901 29TH ST 25/12 $ 290.99 $ 45.00 $ 335.99 202602 HR 5281410190 PORTER BRANDI-INEZ 2639 WENDELL AVE 25/11 $ 637.46 $ 45.00 $ 682.46 202602 HR 5281510098 VALLES ARTHUR A 2520 LINCOLN AVE 26/01 $ 594.23 $ 45.00 $ 639.23 202602 HR 5281610013 MEJIA DANY FERNANDO DE LEON 950 23RD ST 25/10 $ 1,105.44 $ 45.00 $ 1,150.44 202602 HR 5281610039 ZUNIGA JAVIER MARIO LEON 2330 LINCOLN AVE 26/01 $ 744.87 $ 45.00 $ 789.87 202602 HR 5281610062 KWONG WAILEE 2354 LINCOLN AVE 25/11 $ 446.60 $ 45.00 $ 491.60 202602 HR 5281700061 NAVARRO FRANCISCO 2344 ESMOND AVE 26/01 $ 674.99 $ 45.00 $ 719.99 202602 HR 5281700095 CHURAPE GERARDO PRADO 2366 ESMOND AVE 26/02 $ 536.48 $ 45.00 $ 581.48 202602 HR 5281900224 PARRA RAMON & HILDA 2707 GAYNOR AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5282100030 SANDOVAL ARCADIO P 2820 GAYNOR AVE 26/02 $ 648.72 $ 45.00 $ 693.72 202602 HR 5282300184 LEE AUDRY 2525 GARVIN AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5282300309 BLANCO ADRIANA C 2440 GAYNOR AVE 25/12 $ 526.91 $ 45.00 $ 571.91 202602 HR 5282300325 DEBERNAL DOROTEA C RIVAS 2501 GARVIN AVE 25/12 $ 415.49 $ 45.00 $ 460.49 202602 HR 5282500049 BEACHAM MARIAN 2322 GARVIN AVE 25/12 $ 658.85 $ 45.00 $ 703.85 202602 HR 5282600286 LEBRANE MARGARET R 2527 DOWNER AVE 25/09 $ 57.68 $ 45.00 $ 102.68 202602 HR 5282700045 SILVEIRA IRENE O TRE 2628 GARVIN AVE 25/12 $ 450.59 $ 45.00 $ 495.59 202602 HR 5282900041 WINSTON LOUISE 2828 DOWNER AVE 26/01 $ 726.26 $ 45.00 $ 771.26 202602 HR 5282900090 WHITEHEAD HEATHER R 2914 DOWNER AVE 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 5283000064 GUARDADO JUAN 2836 CLINTON AVE 26/01 $ 775.21 $ 45.00 $ 820.21 202602 HR 5283100088 SPENCER RICHARD SR & HILDA 2640 CLINTON AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5283200144 TOOMAY MELINDA LACKEY 2732 DOWNER AVE 26/02 $ 648.72 $ 45.00 $ 693.72 202602 HR 5283300076 FERNANDEZ HERCULANO 2540 DOWNER AVE 25/12 $ 458.77 $ 45.00 $ 503.77 202602 HR 5283300282 MORA SANTIAGO 710 25TH ST 26/01 $ 754.33 $ 45.00 $ 799.33 202602 HR 5283300332 SIMAN-VENTERS RENATE TRE 2559 CLINTON AVE 26/01 $ 595.32 $ 45.00 $ 640.32 202602 HR 5283400215 WILLIAMS MAUREEN E 2543 GRANT AVE 26/01 $ 720.06 $ 45.00 $ 765.06 202602 HR 5283600178 TAYLOR DWIGHT THOMAS TRE 2323 CLINTON AVE 25/10 $ 2,393.56 $ 45.00 $ 2,438.56 202602 HR 5283600251 HOU HONG MEI 2354 DOWNER AVE 25/12 $ 1,038.20 $ 45.00 $ 1,083.20 202602 HR 5290300069 BROWN PORSCHEA M 1602 LINCOLN AVE 25/12 $ 1,094.60 $ 45.00 $ 1,139.60

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5290300150 NEALY CLARA M 1527 ESMOND AVE 25/12 $ 315.36 $ 45.00 $ 360.36 202602 HR 5290500148 ZARATE EFRAIN & CATHALINE 1921 ESMOND AVE 25/12 $ 520.81 $ 45.00 $ 565.81 202602 HR 5290500205 SURATOS VIRGINIA C 1821 ESMOND AVE 25/11 $ 704.35 $ 45.00 $ 749.35 202602 HR 5290600278 NAVARRO EDGAR VILLA 2011 ESMOND AVE 25/12 $ 630.50 $ 45.00 $ 675.50 202602 HR 5290700102 BLASINGAME JERRY MILTON TRE 2136 ESMOND AVE 25/09 $ 168.43 $ 45.00 $ 213.43 202602 HR 5290800209 JAWILI JOHN JUANILLO 1825 GAYNOR AVE 25/02 $ 55.20 $ 45.00 $ 100.20 202602 HR 5290900082 URIARTE JESUS A 1758 ESMOND AVE 25/12 $ 529.52 $ 45.00 $ 574.52 202602 HR 5291000056 CARRANZA LORENZO H & MONICA 1536 ESMOND AVE 25/12 $ 528.76 $ 45.00 $ 573.76 202602 HR 5291000189 NAJAR SALVADOR & VERONICA 1513 GAYNOR AVE 26/01 $ 1,403.97 $ 45.00 $ 1,448.97 202602 HR 5291100062 NEALS FELECIA L TRE 1328 ESMOND AVE 26/01 $ 729.33 $ 45.00 $ 774.33 202602 HR 5291100070 SZWANEK JUDY 1334 ESMOND AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5291100195 SILVA ERNESTINA 1341 GAYNOR AVE 26/01 $ 1,387.96 $ 45.00 $ 1,432.96 202602 HR 5291300308 ADKINS GLORIA 1423 GARVIN AVE 26/01 $ 679.69 $ 45.00 $ 724.69 202602 HR 5291300316 WRIGHT ALBERTA 1346 GAYNOR AVE 26/01 $ 678.76 $ 45.00 $ 723.76 202602 HR 5291300324 LINHART ROBERT R 1341 GARVIN AVE 25/12 $ 3,153.02 $ 45.00 $ 3,198.02 202602 HR 5291500055 LIMON GUILLERMO 1726 GAYNOR AVE 25/10 $ 687.07 $ 45.00 $ 732.07 202602 HR 5291500121 OCHOA RAUL 1771 GARVIN AVE 26/01 $ 727.26 $ 45.00 $ 772.26 202602 HR 5291600038 FLORES KARINA CARMEN 1822 GAYNOR AVE 25/12 $ 486.90 $ 45.00 $ 531.90 202602 HR 5291700077 ALVAREZ JORGE A SANCHEZ 2108 GAYNOR AVE 25/12 $ 310.45 $ 45.00 $ 355.45 202602 HR 5291800091 ESTRADA ISABEL LANZAS 753 23RD ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5292000204 HUEZO DORA EMORGELIA 1825 BURBECK AVE 25/10 $ 1,194.57 $ 45.00 $ 1,239.57 202602 HR 5292200218 CASTILLO CHRISTINA 1631 BURBECK AVE 25/09 $ 67.03 $ 45.00 $ 112.03 202602 HR 5292300208 SAMCB LLC 1317 BURBECK AVE 25/08 $ 1,753.78 $ 45.00 $ 1,798.78 202602 HR 5292520086 BOLANOS PATRICIA V 1625 PENNSYLVANIA AVE 25/12 $ 571.40 $ 45.00 $ 616.40 202602 HR 5292620282 PENADO JOSE FRANCISCO TRE 1715 PENNSYLVANIA AVE 25/10 $ 691.89 $ 45.00 $ 736.89 202602 HR 5292620324 MORSHED FAWAZ ABDO KAID 1734 WOOD PL 25/11 $ 712.45 $ 45.00 $ 757.45 202602 HR 5292810065 DEL CID NORA NOEMI 661 21ST ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5292810198 ALBOM ADVENTURES LLC 700 20TH ST 26/01 $ 2,008.22 $ 45.00 $ 2,053.22 202602 HR 5292820122 BERMUDEZ ALFONSO R TRE 2101 GRANT AVE 25/12 $ 368.39 $ 45.00 $ 413.39 202602 HR 5292820171 ANICAMA MARIO ANTHONY TRE 700 21ST ST 25/12 $ 418.50 $ 45.00 $ 463.50 202602 HR 5292820189 MANZO JUAN AYALA 706 21ST ST 25/12 $ 492.88 $ 45.00 $ 537.88 202602 HR 5300230025 NAVA OSCAR & LUZ 1011 13TH ST 25/12 $ 956.44 $ 45.00 $ 1,001.44 202602 HR 5300700183 ADAMS L Z 1405 RHEEM AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5300700217 BARNES DEEANN CAROLE 1125 15TH ST 1424-26 25/12 $ 1,871.49 $ 45.00 $ 1,916.49 202602 HR 5300800090 OCAMPO JORGE 1607 RHEEM AVE 26/02 $ 1,423.94 $ 45.00 $ 1,468.94

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5300800132 HEREDIA HECTOR P & ROSAURA 1511 RHEEM AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5300900189 PACAS ANA M 1721 RHEEM AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5301000039 WITZIL JESUS 1818 COSTA AVE 25/04 $ 59.03 $ 45.00 $ 104.03 202602 HR 5301100110 GONZALEZ SALVADOR 2132 COSTA AVE 26/01 $ 1,403.56 $ 45.00 $ 1,448.56 202602 HR 5301100268 MOORE SHANESHA 2035 RHEEM AVE 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 5301100359 LAWRENCE SHERRY D 2215 RHEEM AVE 25/06 $ 46.27 $ 45.00 $ 91.27 202602 HR 5301200019 AGREDANO EVELIA 2004 RHEEM AVE 25/12 $ 414.97 $ 45.00 $ 459.97 202602 HR 5301200027 VILLAVICENCIO JOSE LUIS H 2012 RHEEM AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5301200092 YANG CUITING 2126 RHEEM AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5301200290 SAZO ELMER G IBANEZ 2017 DUNN AVE 26/01 $ 680.84 $ 45.00 $ 725.84 202602 HR 5301300025 SHIE WILLIAM W 1810 RHEEM AVE 26/02 $ 580.97 $ 45.00 $ 625.97 202602 HR 5301300058 BARRERA RAMIRO PINEDA 1836 RHEEM AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5301400023 MIRANDA RAMON M 1710 RHEEM AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5301400098 JONES JUNE L 1766 RHEEM AVE 25/12 $ 335.02 $ 45.00 $ 380.02 202602 HR 5301600135 PONCE JESUS & LOURDES 1409 DUNN AVE 26/01 $ 734.28 $ 45.00 $ 779.28 202602 HR 5301600143 OSHEA OBDULIA 1401 DUNN AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5302100218 GUTIERREZ FIDEL TRE 2213 HELLINGS AVE 26/01 $ 646.81 $ 45.00 $ 691.81 202602 HR 5302100309 MARTINEZ JOSE & CONCEPCION 2027 HELLINGS AVE 25/12 $ 545.59 $ 45.00 $ 590.59 202602 HR 5302300131 EZ INVESTING INC 1921 COALINGA AVE 26/02 $ 570.60 $ 45.00 $ 615.60 202602 HR 5302400089 MOLINA LEONARDO 1754 HELLINGS AVE 25/11 $ 712.37 $ 45.00 $ 757.37 202602 HR 5302400113 PARRA MARIA GUADALUPE 1761 COALINGA AVE 25/12 $ 482.29 $ 45.00 $ 527.29 202602 HR 5302400139 SMITH TYLETTE 1747 COALINGA AVE 26/01 $ 1,392.76 $ 45.00 $ 1,437.76 202602 HR 5302500102 WILLIAMS OSCAR C SR 1628 HELLINGS AVE 25/12 $ 416.63 $ 45.00 $ 461.63 202602 HR 5302500136 MARTINEZ JOSE ANGEL & MARIA M 1611 COALINGA AVE 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 5302500193 VARGAS JUAN & MARIA R 1513 COALINGA AVE 26/01 $ 726.57 $ 45.00 $ 771.57 202602 HR 5302800056 PAYSINGER LORENE TRE 1328 VISALIA AVE 25/12 $ 1,058.82 $ 45.00 $ 1,103.82 202602 HR 5302800064 PAYSINGER LORENE TRE 1332 VISALIA AVE 25/11 $ 1,421.18 $ 45.00 $ 1,466.18 202602 HR 5302800080 PAYSINGER LORENE TRE 1404 VISALIA AVE 25/11 $ 1,424.25 $ 45.00 $ 1,469.25 202602 HR 5302800122 DELGADO FERMIN & ALICE M 1419 LINCOLN AVE 25/12 $ 505.39 $ 45.00 $ 550.39 202602 HR 5303300155 TEDESCHI NICHOLAS E 2217 VISALIA AVE 25/12 $ 1,866.58 $ 45.00 $ 1,911.58 202602 HR 5303400138 RICHMOND RESTAURANT PROP LLC 969 23RD ST 25/12 $ 6,049.31 $ 45.00 $ 6,094.31 202602 HR 5303400252 WASHINGTON TERRUS 2021 LINCOLN AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5340110161 PAVLOVSKY ALEX 617 LINCOLN AVE 25/12 $ 756.12 $ 45.00 $ 801.12 202602 HR 5340210029 ACOSTA ENRIQUE & GLORIA 873 6TH ST 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5340210045 CARR JETHRO & ELRO 859 6TH ST 25/12 $ 335.32 $ 45.00 $ 380.32

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5340220234 ONGOING INVESTMENTS LLC 877 7TH ST 25/11 $ 463.54 $ 45.00 $ 508.54 202602 HR 5340220242 ALHUZAIBI NOMAN 800 6TH ST 25/12 $ 1,301.84 $ 45.00 $ 1,346.84 202602 HR 5340230035 FULCHER RAMONDA L 860 7TH ST 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 5340230126 PAYSINGER LORENE TRE 731 LUCAS AVE 25/11 $ 2,135.70 $ 45.00 $ 2,180.70 202602 HR 5340230209 PAVLOVSKY NATALYA 857 8TH ST 25/12 $ 1,735.79 $ 45.00 $ 1,780.79 202602 HR 5340240034 CAMARENA JUAN L 827 6TH ST 26/01 $ 725.95 $ 45.00 $ 770.95 202602 HR 5340310068 MOORE EARLIE M 852 8TH ST 25/12 $ 491.81 $ 45.00 $ 536.81 202602 HR 5340310126 OSUNA MICAELA 811 LUCAS AVE 25/12 $ 487.81 $ 45.00 $ 532.81 202602 HR 5340320026 ESCOBAR GUMERCINDO J GARCIA 880 9TH ST 25/10 $ 626.53 $ 45.00 $ 671.53 202602 HR 5340320216 SINGH RAJESHWAR 841 10TH ST 25/12 $ 506.69 $ 45.00 $ 551.69 202602 HR 5340320299 VILLASENOR JESSE 815 10TH ST 26/01 $ 511.43 $ 45.00 $ 556.43 202602 HR 5340630259 LOPEZ CLAUDIA E AMAYA 900 LUCAS AVE 25/12 $ 349.86 $ 45.00 $ 394.86 202602 HR 5340710234 VALLADARES SARA D 723 9TH ST 26/01 $ 673.07 $ 45.00 $ 718.07 202602 HR 5340710242 MCCOY JOSEPH 731 9TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5340710275 DAWSON KENDIS M TRE 753 9TH ST 25/11 $ 779.58 $ 45.00 $ 824.58 202602 HR 5340720282 ROWEN TIMOTHY WILLIAM 766 7TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5340720316 BRATTON-SCOTT JOYCE 782 7TH ST 26/01 $ 726.84 $ 45.00 $ 771.84 202602 HR 5340810059 MONTES IRIS B 774 6TH ST 26/01 $ 726.32 $ 45.00 $ 771.32 202602 HR 5340810257 RODRIGUEZ GONZALO 743 7TH ST 25/12 $ 975.46 $ 45.00 $ 1,020.46 202602 HR 5340810299 LEDESMA JOSE L JR 787 7TH ST 25/05 $ 173.00 $ 45.00 $ 218.00 202602 HR 5340810299 LEDESMA JOSE L JR 787 7TH ST 26/01 $ 1,728.87 $ 45.00 $ 1,773.87 202602 HR 5340820256 RODRIGUEZ MARIO QUINTERO 727 6TH ST 25/12 $ 529.76 $ 45.00 $ 574.76 202602 HR 5340820306 SANCHEZ EFREN A 763 6TH ST 26/01 $ 726.05 $ 45.00 $ 771.05 202602 HR 5340820371 GARCIA EPIGMENIO HERNANDEZ 745 6TH ST 25/10 $ 698.88 $ 45.00 $ 743.88 202602 HR 5341020013 PAVLOVSKY ALEX 676 2ND ST 25/12 $ 5,018.17 $ 45.00 $ 5,063.17 202602 HR 5341020112 BELL ALLEGRA LUCINDA TRE 679 3RD ST 25/12 $ 436.93 $ 45.00 $ 481.93 202602 HR 5341110079 BROWN OLLICE & ESTHER 320 PENNSYLVANIA AVE 26/01 $ 652.43 $ 45.00 $ 697.43 202602 HR 5341120037 JOHNSON JONATHAN T 682 4TH ST 25/11 $ 706.70 $ 45.00 $ 751.70 202602 HR 5341210127 RUSSELL BEVERLY DENISE 530 PENNSYLVANIA AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5341220100 ANDERSON NIKITA R 687 7TH ST 25/12 $ 482.84 $ 45.00 $ 527.84 202602 HR 5341310109 CASTRO JOSE L 681 8TH ST 25/12 $ 616.60 $ 45.00 $ 661.60 202602 HR 5341320025 KING NYISHA 680 8TH ST 26/01 $ 730.38 $ 45.00 $ 775.38 202602 HR 5341320041 MERCADO MAURILIO JR 684 8TH ST 25/12 $ 291.46 $ 45.00 $ 336.46 202602 HR 5341510070 MEJIA GONZALO ANTONIO & TERESA 1120 PENNSYLVANIA AVE 26/01 $ 1,359.62 $ 45.00 $ 1,404.62 202602 HR 5341710019 WIGGINS LILLIE M 676 HARBOUR WAY 25/11 $ 527.54 $ 45.00 $ 572.54 202602 HR 5341710050 KAUR BEERA 648 HARBOUR WAY 25/11 $ 563.86 $ 45.00 $ 608.86

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5341810173 CHAVEZ JAIME JR EST OF 632 9TH ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5342010062 SECTY OF HOUSING & URBAN DEV 647 6TH ST 25/07 $ 281.07 $ 45.00 $ 326.07 202602 HR 5342010211 MENDEZ ELADIO 513 RIPLEY AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5342020152 THOMAS LAURA L TRE EST OF 619 5TH ST 26/02 $ 563.59 $ 45.00 $ 608.59 202602 HR 5342110045 SMITH JOEY D 620 4TH ST 25/12 $ 418.50 $ 45.00 $ 463.50 202602 HR 5342210316 MCCRAY ANGELA 656 2ND ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5342210324 HOLLAND YVETTE 229 RIPLEY AVE 25/12 $ 491.81 $ 45.00 $ 536.81 202602 HR 5342220042 DECLOUET CHRISTOPHER & NICOLE 653 2ND ST 25/12 $ 1,026.82 $ 45.00 $ 1,071.82 202602 HR 5342220075 FRANKLIN YVONNE D 635 2ND ST 25/10 $ 1,393.66 $ 45.00 $ 1,438.66 202602 HR 5342220109 HERNANDEZ RAMON & MARIA 605 2ND ST 26/01 $ 1,403.59 $ 45.00 $ 1,448.59 202602 HR 5342220307 SONTAY JUAN 625 2ND ST 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 5342500088 CASTANEDA JUDITH 531 A ST 25/12 $ 1,186.24 $ 45.00 $ 1,231.24 202602 HR 5342710141 HENDRIX TERRY V 564 2ND ST 26/01 $ 525.72 $ 45.00 $ 570.72 202602 HR 5342710315 KAUR BEERA 545 3RD ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5342710323 SEJAQ LLC 539 3RD ST 26/02 $ 648.72 $ 45.00 $ 693.72 202602 HR 5342710380 PAVLOVSKY NATALYA 219 BARRETT AVE 25/10 $ 1,393.66 $ 45.00 $ 1,438.66 202602 HR 5342800215 THOMPSON NINA M 563 4TH ST 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5342910188 OROZCO GUILLERMO JIMENEZ TRE 521 5TH ST 26/01 $ 573.00 $ 45.00 $ 618.00 202602 HR 5342920047 MERCADO MAURILIO JR 526 4TH ST 25/11 $ 707.55 $ 45.00 $ 752.55 202602 HR 5342920112 VALLE GENOVABA 560 4TH ST 26/02 $ 648.72 $ 45.00 $ 693.72 202602 HR 5342920146 MAZARIEGOS ANACLETO C 578 4TH ST 26/02 $ 642.61 $ 45.00 $ 687.61 202602 HR 5343140231 JACKSON RUTH M 567 7TH ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5343500103 LARIN JORGE L RUIZ 531 12TH ST 25/12 $ 1,024.68 $ 45.00 $ 1,069.68 202602 HR 5343600036 MASON EUGENA 1220 ROOSEVELT AVE 26/01 $ 650.30 $ 45.00 $ 695.30 202602 HR 5343600044 HENLINE DARYL ALBAN 1228 ROOSEVELT AVE 25/12 $ 530.00 $ 45.00 $ 575.00 202602 HR 5380300078 IGLESIA BAUTISTA FUENTE VIDA 436 B ST 26/01 $ 867.55 $ 45.00 $ 912.55 202602 HR 5380300334 LEMOINE JOHN D 426 B ST A & B 26/01 $ 868.48 $ 45.00 $ 913.48 202602 HR 5380500297 REYES RUBEN C 460 2ND ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5380500305 ZHANG YANTING 210 BARRETT AVE 25/12 $ 1,589.68 $ 45.00 $ 1,634.68 202602 HR 5380500362 JOUBERT PIERE 434 2ND ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5380500396 ERWIN MONIQUE 428 2ND ST 25/11 $ 626.16 $ 45.00 $ 671.16 202602 HR 5380500404 MALAVE CATHY 426 2ND ST 25/12 $ 484.43 $ 45.00 $ 529.43 202602 HR 5380600030 ALVAREZ IRVIN BEZAI RODAS 312 BARRETT AVE 25/12 $ 405.23 $ 45.00 $ 450.23 202602 HR 5380600048 ROYTMAN LEON 316 BARRETT AVE 25/12 $ 1,735.79 $ 45.00 $ 1,780.79 202602 HR 5380600121 FERNANDEZ JESSE & MICKEY 439 4TH ST 26/02 $ 674.85 $ 45.00 $ 719.85 202602 HR 5380600162 PAYSINGER LORENE TRE 335 NEVIN AVE 26/01 $ 1,442.85 $ 45.00 $ 1,487.85

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5380600295 SPEECH STEVEN DANIL 460 3RD ST 25/12 $ 487.16 $ 45.00 $ 532.16 202602 HR 5380800341 BORJA LEO & ANA 465 6TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5381430148 HILL TABETTE LYNN 354 6TH ST 25/10 $ 555.54 $ 45.00 $ 600.54 202602 HR 5381610079 PAYSINGER LORENE TRE 230 NEVIN AVE 25/12 $ 1,027.12 $ 45.00 $ 1,072.12 202602 HR 5381610202 CLARKE BENJAMIN H 331 3RD ST 26/01 $ 726.17 $ 45.00 $ 771.17 202602 HR 5381620201 SANCHEZ ARMANDO 301 MACDONALD AVE 25/12 $ 1,594.52 $ 45.00 $ 1,639.52 202602 HR 5381710036 ALNAGAR NAGEEB S & HALIMAH 95 MACDONALD AVE 25/12 $ 2,957.05 $ 45.00 $ 3,002.05 202602 HR 5381810232 CRUZ JOSE ANTONIO 111 BISSELL AVE 25/11 $ 712.46 $ 45.00 $ 757.46 202602 HR 5381810331 CAJUM NIDIA MAGALY 260 1ST ST 26/02 $ 1,230.92 $ 45.00 $ 1,275.92 202602 HR 5381810349 CRUZ JOSE ANTONIO 235 2ND ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5381900165 PEREZ MARIA ISABEL 233 BISSELL AVE 25/12 $ 519.13 $ 45.00 $ 564.13 202602 HR 5382000205 CRUZ MARIA D TRE 220 3RD ST 25/12 $ 1,059.77 $ 45.00 $ 1,104.77 202602 HR 5382100153 MERCADO MAGDA Z 421 BISSELL AVE 25/12 $ 557.66 $ 45.00 $ 602.66 202602 HR 5382200177 LOPEZ ABIGAIL & ROSALBA 501 BISSELL AVE 26/01 $ 727.89 $ 45.00 $ 772.89 202602 HR 5382200193 HAWKINS LEON 226 5TH ST 25/12 $ 446.52 $ 45.00 $ 491.52 202602 HR 5382310018 CHAVEZ JAIME & ENA A 277 8TH ST 25/12 $ 418.50 $ 45.00 $ 463.50 202602 HR 5382310240 HARRIS ALBERT R 267 7TH ST 26/02 $ 1,225.82 $ 45.00 $ 1,270.82 202602 HR 5382310414 JONES LILLIE MAE 258 6TH ST 25/10 $ 798.59 $ 45.00 $ 843.59 202602 HR 5382500279 HERNANDEZ TIMOTHY E 890 BISSELL CT 25/12 $ 631.17 $ 45.00 $ 676.17 202602 HR 5382500295 AGUILAR PLACIDI 866 BISSELL CT 25/12 $ 529.22 $ 45.00 $ 574.22 202602 HR 5383000030 508 BISSELL AVENUE LLC 508 BISSELL AVE 25/12 $ 1,521.92 $ 45.00 $ 1,566.92 202602 HR 5383000055 GUTIERREZ ELODIA 165 6TH ST 165-67 25/11 $ 541.98 $ 45.00 $ 586.98 202602 HR 5383000196 WILLIAMS CLEASTER EST OF 106 5TH ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5383000253 VILLARUEL ELISEO 142 5TH ST 25/12 $ 1,058.96 $ 45.00 $ 1,103.96 202602 HR 5383100046 NEALS FELECIA L TRE 426 BISSELL AVE 25/11 $ 712.46 $ 45.00 $ 757.46 202602 HR 5383100095 WILLIAMS BESSIE 139 5TH ST 25/12 $ 487.28 $ 45.00 $ 532.28 202602 HR 5383100103 ZHANG YANTING 127 5TH ST 127-129 25/12 $ 1,051.30 $ 45.00 $ 1,096.30 202602 HR 5383100152 MEJIA MARIA GUADALUPE 419 CHANSLOR AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5383100178 POSADAS HECTOR MAYA 401 CHANSLOR AVE 25/12 $ 552.53 $ 45.00 $ 597.53 202602 HR 5383200085 LAINEZ ALBA MARTINEZ 163 4TH ST 25/12 $ 811.86 $ 45.00 $ 856.86 202602 HR 5383200267 GEMJMF LLC 136 3RD ST 26/01 $ 650.58 $ 45.00 $ 695.58 202602 HR 5383300232 PEREZ ADRIAN 126 2ND ST 26/01 $ 1,451.92 $ 45.00 $ 1,496.92 202602 HR 5383300299 YOUNG EMMA J 154 2ND ST 154-156 25/12 $ 1,420.70 $ 45.00 $ 1,465.70 202602 HR 5383410064 WILMINGTON SVGS FUND SOC TRE 167 2ND ST 25/10 $ 285.77 $ 45.00 $ 330.77 202602 HR 5383410163 WORLD SUPPORT LLC 121 2ND ST 25/10 $ 578.84 $ 45.00 $ 623.84

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5383410171 LEMOINE JOHN M TRE 119 2ND ST 26/01 $ 752.10 $ 45.00 $ 797.10 202602 HR 5383500062 PAYSINGER LORENE TRE 30 1ST ST 25/12 $ 1,879.78 $ 45.00 $ 1,924.78 202602 HR 5383500377 ROYTMAN LAURA 10 1ST ST 25/12 $ 1,735.79 $ 45.00 $ 1,780.79 202602 HR 5383500401 ROYTMAN LAURA 3 2ND ST 25/12 $ 1,735.79 $ 45.00 $ 1,780.79 202602 HR 5383700142 CHALOULT ROBERT 4 3RD ST 25/12 $ 1,422.40 $ 45.00 $ 1,467.40 202602 HR 5384100037 MERCADO MAURILIO JR 10 7TH ST 26/01 $ 1,446.87 $ 45.00 $ 1,491.87 202602 HR 5401400055 RICH CITY 1428 MACDONALD AVE 25/12 $ 1,599.67 $ 45.00 $ 1,644.67 202602 HR 5401400113 GUILLEN DELMY DEL CARMEN R 235 15TH ST 25/12 $ 251.02 $ 45.00 $ 296.02 202602 HR 5401600258 CHOW EDWIN TRE 250 16TH ST 26/02 $ 576.39 $ 45.00 $ 621.39 202602 HR 5401700124 ORTEZ JORGE A TRE 223 18TH ST 25/11 $ 666.05 $ 45.00 $ 711.05 202602 HR 5401700199 ACOSTA JESUS CANDELARIO FELIX 1703 BISSELL AVE 25/11 $ 712.45 $ 45.00 $ 757.45 202602 HR 5402000268 BROWN APRIL 1921 CHANSLOR AVE 25/12 $ 2,024.01 $ 45.00 $ 2,069.01 202602 HR 5402100258 PALOMO GERARDO S & MARTHA 130 18TH ST 25/12 $ 463.74 $ 45.00 $ 508.74 202602 HR 5402200017 SHARPER VINNIE 1700 BISSELL AVE 25/12 $ 448.96 $ 45.00 $ 493.96 202602 HR 5402200215 ALVARENGA MARIA YANES 126 17TH ST 25/12 $ 590.75 $ 45.00 $ 635.75 202602 HR 5402300296 FEDERAL NATL MORTGAGE ASSOC 162 16TH ST 25/12 $ 686.93 $ 45.00 $ 731.93 202602 HR 5402400286 RODRIGUEZ NOEL ALEXANDER 144 15TH ST 25/05 $ 466.48 $ 45.00 $ 511.48 202602 HR 5402500119 BOLDEN MELVIN W 139 15TH ST 25/12 $ 937.86 $ 45.00 $ 982.86 202602 HR 5402600208 AL-SOKHARI ALI H 120 13TH ST 25/12 $ 405.23 $ 45.00 $ 450.23 202602 HR 5402600307 VU HUNG QUOC 161 MARINA WAY 159-167 25/10 $ 2,873.51 $ 45.00 $ 2,918.51 202602 HR 5402700099 GARCIA ERICKA A DE LA TORRE 157 13TH ST 25/12 $ 506.24 $ 45.00 $ 551.24 202602 HR 5402700115 HU YU 139 13TH ST 25/12 $ 961.23 $ 45.00 $ 1,006.23 202602 HR 5403200016 MCKENZIE MICHAEL 1204 CHANSLOR AVE 26/01 $ 576.76 $ 45.00 $ 621.76 202602 HR 5403400053 FUENTES VALENTE N 1420 CHANSLOR AVE 25/12 $ 643.67 $ 45.00 $ 688.67 202602 HR 5403400087 PARRA-SANTANA CHRISTIAN 33 15TH ST 26/01 $ 1,403.32 $ 45.00 $ 1,448.32 202602 HR 5403500258 BUFORD NAILAH 1501 OHIO AVE 25/10 $ 3,981.32 $ 45.00 $ 4,026.32 202602 HR 5403800120 BRADFORD BARBARA J 1829 OHIO AVE 25/12 $ 529.93 $ 45.00 $ 574.93 202602 HR 5403800229 JACKSON RUTH M 1800 CHANSLOR AVE 25/11 $ 2,719.37 $ 45.00 $ 2,764.37 202602 HR 5403800237 MERCADO MAURILLO JR 17 19TH ST 25/10 $ 1,858.23 $ 45.00 $ 1,903.23 202602 HR 5403900045 HUERTA MARCO A 1914 CHANSLOR AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5404000084 TEASLEY CHERYL LYNN 2037 OHIO AVE 25/12 $ 1,286.83 $ 45.00 $ 1,331.83 202602 HR 5404100066 ROYTMAN LAURA 2209 OHIO AVE 25/12 $ 1,735.79 $ 45.00 $ 1,780.79 202602 HR 5404100132 CLARK JOVANATHAN LEEARL 2113 OHIO AVE 25/10 $ 529.13 $ 45.00 $ 574.13 202602 HR 5404600180 SELLERS DEBBIE 1017 BISSELL AVE 26/01 $ 651.77 $ 45.00 $ 696.77 202602 HR 5404600438 REYES JOSE 93 BISSELL WAY 25/11 $ 712.37 $ 45.00 $ 757.37

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5404700014 ZHENG ZHONG XIAN 1601 LIVINGSTON LN 25/12 $ 795.65 $ 45.00 $ 840.65 202602 HR 5404800160 HOLLMAN NAILAH 469 METRO WALK WAY 25/10 $ 709.25 $ 45.00 $ 754.25 202602 HR 5404801028 CONWAY TYLER ANTHONY 312 MARINA WAY 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5440210069 CUMMINGS SYLVIA A 131 S 13TH ST 25/12 $ 1,425.04 $ 45.00 $ 1,470.04 202602 HR 5440210168 SADLER MORGAN J 132 S 12TH ST 25/11 $ 711.65 $ 45.00 $ 756.65 202602 HR 5440310091 ALLEN LOUIS SR 139 S 15TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5440310182 WARD ROBBIE 126 MARINA WAY S 25/12 $ 491.81 $ 45.00 $ 536.81 202602 HR 5440320041 JIMENEZ ANTONIO & LETICIA 117 S 16TH ST 26/01 $ 576.82 $ 45.00 $ 621.82 202602 HR 5440330040 GAINES SARAH LOUISE CAREY TRE 1630 OHIO AVE 26/02 $ 561.26 $ 45.00 $ 606.26 202602 HR 5440410131 GARCIA ADELAIDA 117 S 18TH ST 25/12 $ 529.84 $ 45.00 $ 574.84 202602 HR 5440410149 MARROQUIN EDILSAR A CORDERO 125 S 18TH ST 25/12 $ 519.13 $ 45.00 $ 564.13 202602 HR 5440420130 DUCKETT LAVORA EST OF 143 S 19TH ST 25/06 $ 86.22 $ 45.00 $ 131.22 202602 HR 5440510138 SMITH HENRIETTA TRE 145 S 20TH ST 26/01 $ 1,458.39 $ 45.00 $ 1,503.39 202602 HR 5440510161 WILLIAMS THEODORE B & BARBARA 1919 FLORIDA AVE 25/12 $ 402.02 $ 45.00 $ 447.02 202602 HR 5440520020 SMITH HENRIETTA TRE 154 S 20TH ST 25/12 $ 487.81 $ 45.00 $ 532.81 202602 HR 5440520103 DURAN JUAN ESTEBAN 100 S 20TH ST 25/10 $ 475.68 $ 45.00 $ 520.68 202602 HR 5440520186 CASTILLO ANGEL 2027 FLORIDA AVE 25/12 $ 418.67 $ 45.00 $ 463.67 202602 HR 5440720034 ROLLINS EARVIE 228 S 22ND ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5440720042 ROLLINS DARNELL 220 S 22ND ST 25/11 $ 625.43 $ 45.00 $ 670.43 202602 HR 5440810074 WORMER JOSEPH VAN 200 S 19TH ST 25/11 $ 575.47 $ 45.00 $ 620.47 202602 HR 5440820073 SHEPHERD SHIRBY A 228 S 20TH ST 25/11 $ 872.70 $ 45.00 $ 917.70 202602 HR 5440820206 ROBERTSON LINDA J TRE 2021 MAINE AVE 25/10 $ 1,304.43 $ 45.00 $ 1,349.43 202602 HR 5440910114 HOSKINS BETTY LOUISE TRE 1700 FLORIDA AVE 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5440910148 KEITH RUBY 215 S 18TH ST 25/12 $ 254.85 $ 45.00 $ 299.85 202602 HR 5440920188 ACOSTA MARLENE 270 S 18TH ST 25/10 $ 466.71 $ 45.00 $ 511.71 202602 HR 5441000089 HENRY NATANYA 249 S 17TH ST 26/01 $ 660.68 $ 45.00 $ 705.68 202602 HR 5441310124 CALDWELL WESLEY O & ANGELA L 1221 VIRGINIA AVE 25/12 $ 538.04 $ 45.00 $ 583.04 202602 HR 5441420139 SHEPHERD ERNESTINE 356 S 15TH ST 26/01 $ 722.93 $ 45.00 $ 767.93 202602 HR 5441500104 PAYSINGER LORENE TRE 359 S 17TH ST 26/01 $ 725.47 $ 45.00 $ 770.47 202602 HR 5441500138 ULUTU SAVALI SUNIA 1603 VIRGINIA AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5441610069 SELLERS-DUNBAR DORIAN M 310 S 17TH ST 25/10 $ 1,329.85 $ 45.00 $ 1,374.85 202602 HR 5441610119 MILES EMMA J 325 S 18TH ST 25/12 $ 947.58 $ 45.00 $ 992.58 202602 HR 5441610176 ANTIOCH BAPTIST CHURCH OF RICH 380 S 17TH ST 25/11 $ 588.01 $ 45.00 $ 633.01 202602 HR 5441620167 MOORE GUY 1817 VIRGINIA AVE 25/12 $ 363.55 $ 45.00 $ 408.55 202602 HR 5441710034 HENRY NATANYA KENYA 338 S 19TH ST 25/11 $ 712.53 $ 45.00 $ 757.53

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5441710158 HENRY NATANYA KENYA 347 S 20TH ST 25/12 $ 644.17 $ 45.00 $ 689.17 202602 HR 5441810073 SMITH DONNA M 335 S 22ND ST 25/12 $ 1,129.21 $ 45.00 $ 1,174.21 202602 HR 5441820064 RIGSBY BRENDA J 301 S 23RD ST 25/12 $ 995.10 $ 45.00 $ 1,040.10 202602 HR 5441820114 KHAN SHAHZADA 335 S 23RD ST 25/11 $ 625.43 $ 45.00 $ 670.43 202602 HR 5441910055 CHAVARRIA EFRAIN 430 S 21ST ST 25/12 $ 487.76 $ 45.00 $ 532.76 202602 HR 5441910204 HARGROVE ROY C 2123 CUTTING BLVD 26/01 $ 725.47 $ 45.00 $ 770.47 202602 HR 5441910246 ROBERTSON LINDSEY ALLEN TRE 444 S 21ST ST 25/12 $ 491.81 $ 45.00 $ 536.81 202602 HR 5441920021 GABRIEL DARRIN 440 S 22ND ST 440-46 S 25/09 $ 892.15 $ 45.00 $ 937.15 202602 HR 5442010103 VILLALOBOS RAMIRO RODRIGUEZ 437 S 20TH ST 26/01 $ 706.37 $ 45.00 $ 751.37 202602 HR 5442020045 SANDOVAL FRANCISCO JULIAN 420 S 20TH ST 25/12 $ 449.87 $ 45.00 $ 494.87 202602 HR 5442020169 SMITH ALVIN J 451 S 21ST ST 25/12 $ 529.09 $ 45.00 $ 574.09 202602 HR 5442110127 MCCRAY JOHNNIE LEE 433 S 18TH ST 25/12 $ 413.63 $ 45.00 $ 458.63 202602 HR 5442210109 ALVARADO FRANCISCO JAVIER 437 S 16TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5442210190 TOJ CARLOS LOPEZ 418 S 15TH ST 25/11 $ 733.05 $ 45.00 $ 778.05 202602 HR 5442220041 PAYSINGER LORENE TRE 425 S 17TH ST 25/10 $ 1,328.55 $ 45.00 $ 1,373.55 202602 HR 5442220207 EVANS IVORY 453 S 17TH ST 25/10 $ 1,858.23 $ 45.00 $ 1,903.23 202602 HR 5442320130 DAVENPORT MICHAEL TRE 440 MARINA WAY S 25/12 $ 486.13 $ 45.00 $ 531.13 202602 HR 5442320155 ROYTMAN LEON 428 MARINA WAY S 4 25/12 $ 1,735.79 $ 45.00 $ 1,780.79 202602 HR 5442320163 AYROSO ELISA B 422 MARINA WAY S 25/12 $ 487.74 $ 45.00 $ 532.74 202602 HR 5442810163 TORRES GLORIA ISABEL TORRES 1701 POTRERO AVE 25/12 $ 418.37 $ 45.00 $ 463.37 202602 HR 5442920152 ORIGINALS QUINQUE QUATTUOR TR 541 S 21ST ST 25/11 $ 1,046.57 $ 45.00 $ 1,091.57 202602 HR 5443010185 PATINO JESUS 2128 CUTTING BLVD 26/01 $ 726.26 $ 45.00 $ 771.26 202602 HR 5443020093 MARTINEZ ROBERTO 528 S 22ND ST 26/01 $ 722.57 $ 45.00 $ 767.57 202602 HR 5443020150 ORELLANA-HERNANDEZ JOSE A 2217 POTRERO AVE 25/12 $ 1,022.77 $ 45.00 $ 1,067.77 202602 HR 5443110084 CUI YUXIN 651 S 22ND ST 26/01 $ 718.39 $ 45.00 $ 763.39 202602 HR 5443120125 BRANTLEY RICKEY & AZDA 2211 HOFFMAN BLVD 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5443210124 KHAN SHAHZADA 1901 HOFFMAN BLVD 25/12 $ 945.82 $ 45.00 $ 990.82 202602 HR 5443220214 GABRIEL GERALDINE 604 S 20TH ST 604-08 25/12 $ 3,843.74 $ 45.00 $ 3,888.74 202602 HR 5443310114 MERCADO MAGDA 634 S 15TH ST 25/10 $ 1,858.23 $ 45.00 $ 1,903.23 202602 HR 5443320097 NEUPANE UDAYA PRASAD 1831 HOFFMAN BLVD 26/01 $ 676.14 $ 45.00 $ 721.14 202602 HR 5443320246 AMERICAN CATHOLIC UNION 600 S 16TH ST 25/10 $ 1,555.52 $ 45.00 $ 1,600.52 202602 HR 5443410286 SCHACHT DONALD TRE 660 S 13TH ST 25/12 $ 638.30 $ 45.00 $ 683.30 202602 HR 5443520100 SCHACHT DONALD TRE 647 S 13TH ST 26/02 $ 659.53 $ 45.00 $ 704.53 202602 HR 5490200242 FLORES CARLOS GARCIA 2325 MAINE AVE 25/12 $ 1,006.38 $ 45.00 $ 1,051.38 202602 HR 5490200283 MOORE SONITA M 2401 MAINE AVE 25/11 $ 704.35 $ 45.00 $ 749.35

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5490200424 SPEARS DENISE M 2533 MAINE AVE 25/12 $ 418.19 $ 45.00 $ 463.19 202602 HR 5490310017 HERNANDEZ JESUS 304 S 23RD ST 26/01 $ 661.55 $ 45.00 $ 706.55 202602 HR 5490310066 HARPER ANITRA 338 S 23RD ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5490310090 CUELLAR MARIO V 358 S 23RD ST 25/11 $ 712.41 $ 45.00 $ 757.41 202602 HR 5490310199 PRUITT KENNETH R 335 S 24TH ST 25/12 $ 631.17 $ 45.00 $ 676.17 202602 HR 5490320172 DOUNVEOR VALDA J 337 S 25TH ST 25/12 $ 268.42 $ 45.00 $ 313.42 202602 HR 5490320206 ZANCANARO MARIO & SHAMICA 350 S 24TH ST 25/11 $ 1,384.87 $ 45.00 $ 1,429.87 202602 HR 5490410114 NEALS FELECIA L TRE 347 S 26TH ST 25/12 $ 516.99 $ 45.00 $ 561.99 202602 HR 5490520029 NASER ZAM ZAM M 316 S 28TH ST 26/02 $ 633.14 $ 45.00 $ 678.14 202602 HR 5490610010 GRIFFITH JOANNA L 442 SPRING ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5490620043 RODAS GLENDY 434 S 29TH ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5490620068 KIMMONS PEARL 428 S 29TH ST 26/01 $ 1,404.59 $ 45.00 $ 1,449.59 202602 HR 5490710232 LINSY NORMAN H & GERALDINE 457 SPRING ST 25/12 $ 429.66 $ 45.00 $ 474.66 202602 HR 5490710240 DOBASHI AHMED 2901 CUTTING BLVD 25/10 $ 1,861.45 $ 45.00 $ 1,906.45 202602 HR 5490710281 WANG TIELIU & XUELAN 2959 CUTTING BLVD 25/12 $ 1,824.07 $ 45.00 $ 1,869.07 202602 HR 5490720082 MAXIE GREGORY 458 SPRING ST 25/10 $ 698.72 $ 45.00 $ 743.72 202602 HR 5490720124 PRECIADO SAMUEL 446 SPRING ST 25/12 $ 418.50 $ 45.00 $ 463.50 202602 HR 5490810081 YOUNG EMMA 437 S 28TH ST 26/01 $ 1,452.52 $ 45.00 $ 1,497.52 202602 HR 5490810099 SPEARMAN RENEE 443 S 28TH ST 26/01 $ 700.74 $ 45.00 $ 745.74 202602 HR 5490810164 CREER TRACY 436 S 27TH ST 26/01 $ 744.31 $ 45.00 $ 789.31 202602 HR 5490910055 SPENCER CLAUDIA E 401 S 26TH ST 25/12 $ 291.36 $ 45.00 $ 336.36 202602 HR 5491010194 PROCTOR TAAMIAH S 443 S 24TH ST 25/12 $ 947.24 $ 45.00 $ 992.24 202602 HR 5491500111 GONZALEZ REFUGIO 533 S 28TH ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5491600135 GLASPER CHAMIA L 618 S 26TH ST 25/12 $ 465.64 $ 45.00 $ 510.64 202602 HR 5491600309 LIU YUN 2729 FOOTHILL AVE 25/10 $ 694.58 $ 45.00 $ 739.58 202602 HR 5491600408 LY PHONG 2599 FOOTHILL AVE 25/12 $ 380.06 $ 45.00 $ 425.06 202602 HR 5491910062 ROYTMAN LEON 2816 CUTTING BLVD 25/12 $ 1,735.79 $ 45.00 $ 1,780.79 202602 HR 5491910138 SIMMONS HAROLD & CASSANDRA L 549 S 29TH ST 26/01 $ 553.06 $ 45.00 $ 598.06 202602 HR 5491920129 VARGAS JOSEFINA 525 S 30TH ST 25/10 $ 2,224.92 $ 45.00 $ 2,269.92 202602 HR 5491920228 MAFUAHINGANO MELE M 524 S 29TH ST 25/10 $ 721.74 $ 45.00 $ 766.74 202602 HR 5491930052 STERLING BERTHA 540 S 30TH ST 25/12 $ 904.00 $ 45.00 $ 949.00 202602 HR 5491930235 THEISS-NYLAND HELGE TRE 543 S 31ST ST 25/12 $ 2,910.56 $ 45.00 $ 2,955.56 202602 HR 5492020101 VALADEZ MARIA G 2912 CHAVEZ LN 25/12 $ 487.64 $ 45.00 $ 532.64 202602 HR 5492020168 AUSTIN CORIE L 2941 CHAVEZ LN 25/12 $ 378.04 $ 45.00 $ 423.04 202602 HR 5492020275 TILLMAN DANIELLE DOLORES TRE 2912 BONDS LN 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5492020291 AUSTIN TAMARA 2932 BONDS LN 26/01 $ 726.17 $ 45.00 $ 771.17

Attachment 3 – Garbage Preliminary Lien List
Lien Batch
Number
Lien Policy -
Levy Code Parcel Number Owner Site Street Address Service Thru RSS Charge City Charge Total Due 202602 HR 5492020408 BENITEZ NOEL A 2921 BONDS LN 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5500610232 PEREZ MARIA ISABEL 100 OHIO AVE 25/10 $ 1,858.23 $ 45.00 $ 1,903.23 202602 HR 5500620033 PEREZ FLORENCIO JR 151 S 1ST ST 26/01 $ 1,452.50 $ 45.00 $ 1,497.50 202602 HR 5500620058 FIRST REPUBLIC REAL ESTATE 30 W OHIO AVE 25/12 $ 718.25 $ 45.00 $ 763.25 202602 HR 5500810048 KING MARY 124 MAINE AVE 25/07 $ 156.09 $ 45.00 $ 201.09 202602 HR 5500810055 ALLEN WILLIE LEE 118 MAINE AVE 25/12 $ 947.75 $ 45.00 $ 992.75 202602 HR 5500900112 KODIAK PRECISION INC 444 S 1ST ST 25/09 $ 6,797.24 $ 45.00 $ 6,842.24 202602 HR 5500900245 A & E PROPERTY LLC 135 CUTTING BLVD 25/08 $ 711.34 $ 45.00 $ 756.34 202602 HR 5501200272 ZHANG YANTING 222 FLORIDA AVE 26/01 $ 762.83 $ 45.00 $ 807.83 202602 HR 5501200298 PRESS-BECKER GABRIEL JACOB 251 S 3RD ST 25/10 $ 649.81 $ 45.00 $ 694.81 202602 HR 5501300031 MARTINEZ NELSON ZECENA 222 OHIO AVE 25/12 $ 487.79 $ 45.00 $ 532.79 202602 HR 5501300189 PALMA JOSE A & MARIA L 135 S 3RD ST 25/10 $ 718.83 $ 45.00 $ 763.83 202602 HR 5501410012 KAZAKU AURELIYA V 326 OHIO AVE 25/11 $ 731.42 $ 45.00 $ 776.42 202602 HR 5501420086 PAVLOVSKY ALEX 144 S 4TH ST 26/01 $ 744.59 $ 45.00 $ 789.59 202602 HR 5501420136 REDIC ULIS G & GAYLE D TRE 421 FLORIDA AVE 25/12 $ 530.00 $ 45.00 $ 575.00 202602 HR 5501420144 REDIC ULIS G & GAYLE D TRE 431 FLORIDA AVE 25/12 $ 484.52 $ 45.00 $ 529.52 202602 HR 5501510027 RANDLE INGA COLLINS 328 FLORIDA AVE 26/01 $ 506.35 $ 45.00 $ 551.35 202602 HR 5501510290 PAVLOVSKY NATALY 216 S 3RD ST 25/10 $ 2,385.68 $ 45.00 $ 2,430.68 202602 HR 5501520018 JONES W MARCEL JR 434 FLORIDA AVE 26/01 $ 614.50 $ 45.00 $ 659.50 202602 HR 5501520034 REDIC ULIS GEORGE & GAYLE D 418 FLORIDA AVE 25/12 $ 1,058.42 $ 45.00 $ 1,103.42 202602 HR 5501610058 TAYLOR DOROTHY EST OF 300 S 3RD ST 26/01 $ 1,403.77 $ 45.00 $ 1,448.77 202602 HR 5501610074 ALVEAR JENARO 332 S 3RD ST 26/02 $ 648.72 $ 45.00 $ 693.72 202602 HR 5501610231 MERCADO MAURILIO 327 S 4TH ST 25/12 $ 2,808.12 $ 45.00 $ 2,853.12 202602 HR 5501620016 CHATMAN RAYMOND JR 307 S 5TH ST 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5501620032 GEE STEVEN T 416 MAINE AVE 25/10 $ 1,028.61 $ 45.00 $ 1,073.61 202602 HR 5501910037 FEDERAL NATL MORTGAGE ASSOC 510 MAINE AVE 25/12 $ 488.65 $ 45.00 $ 533.65 202602 HR 5501910094 COLINDRES FABIAN J 338 S 5TH ST 25/11 $ 768.78 $ 45.00 $ 813.78 202602 HR 5501910169 VIERA MARTIR R GARCIA 355 S 6TH ST 25/12 $ 790.91 $ 45.00 $ 835.91 202602 HR 5501920085 NELSON CLAUDIA S 334 S 6TH ST 25/12 $ 1,026.82 $ 45.00 $ 1,071.82 202602 HR 5502010043 CREER PRISCILLA A 210 S 5TH ST 25/12 $ 529.91 $ 45.00 $ 574.91 202602 HR 5502010100 RAYNER LAURA A 252 S 5TH ST 25/12 $ 507.35 $ 45.00 $ 552.35 202602 HR 5502010142 MCGRIFF JONATHAN B 517 MAINE AVE 26/01 $ 726.29 $ 45.00 $ 771.29 202602 HR 5502020067 IKONIK PROPERTY HOLDINGS LLC 220 S 6TH ST 25/10 $ 699.78 $ 45.00 $ 744.78 202602 HR 5502020232 CHAVEZ YURITZIA AIDE 248 S 6TH ST 25/12 $ 1,210.07 $ 45.00 $ 1,255.07 202602 HR 5502310237 RODRIGUEZ ELISSETT FELIX 219 S 8TH ST 26/02 $ 660.11 $ 45.00 $ 705.11 202602 HR 5502410060 CONN NATHANIEL & SHEILA A 316 S 7TH ST 26/01 $ 1,403.32 $ 45.00 $ 1,448.32