San Clemente City Council
March 19, 2024


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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

PXFKZLGHUIRUDJLQJDUHDRIPDULQHPDPPDOVEHDFKQRXULVKPHQWDWWKHUHFHLYHUVLWHVZRXOGQRW KDYHDVLJQLILFDQWLPSDFWRQPDULQHPDPPDOV
,PSDFWVWRPDULQHRUJDQLVPVIURPUHQRXULVKPHQWDSSUR[LPDWHO\HYHU\\HDUVZRXOGEHVLPLODU WRWKRVHRILQLWLDOEHDFKFRQVWUXFWLRQ(DFK UHQRXULVKPHQWHYHQWZRXOGLQYROYHDSSUR[LPDWHO\  F\

 P

 IRU DQ HVWLPDWHG HLJKW UHQRXULVKPHQW F\FOHV RYHU WKH 3URMHFW OLIH %HFDXVHLQYHUWHEUDWHFRPPXQLWLHVLQWKHGUHGJHDQGEHDFKSODFHPHQWDUHDVZRXOGEHH[SHFWHGWR UHFRYHULQEHWZHHQVL[PRQWKVDQGWZR\HDUVDVXEVWDQWLDOORVVLQWKHVHLQYHUWHEUDWHSRSXODWLRQV ZRXOGQRWEHH[SHFWHGWRRFFXU2WKHULPSDFWVRIGUHGJLQJDQGEHDFKILOOLQFOXGLQJWHPSRUDU\ GLVWXUEDQFHDQGWXUELGLW\DUHVKRUWWHUPDQGZRXOGQRWFDXVHVXEVWDQWLDOSRSXODWLRQORVVHV7KH LPSDFWVRIUHQRXULVKPHQWRQPDULQHSRSXODWLRQVZRXOGQRWEHVLJQLILFDQW Mitigation Measure
1RQH
Summary of Significant Unavoidable Impacts
1RQH
,PSDFW%5
Substantial adverse impact on Essential Fish Habitat
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
,PSDFW %5 GLVFXVVHV SRWHQWLDO LPSDFW RI EHDFK FRQVWUXFWLRQ WR JUXQLRQ VSDZQLQJ  7KH SURSRVHGEHDFKFRQVWUXFWLRQZRXOGQRWLPSDFWJUXQLRQVSDZQLQJEHFDXVHLWZRXOGRFFXURXWVLGH WKHJUXQLRQVSDZQLQJVHDVRQRI0DUFKWR$XJXVW
7KHLPSDFWVWRILVKHVRIGUHGJLQJDWWKH2FHDQVLGHERUURZVLWHDQGWXUELGLW\WKDWPD\RFFXULQ QHDUVKRUHZDWHUVGXULQJGLVFKDUJHRIGUHGJHGVHGLPHQWVWRWKHEHDFKDUHGLVFXVVHGXQGHU,PSDFW %5  ,PSDFWV WR ()+ RI WKHVH DFWLYLWLHV ZRXOG EH RI VKRUW GXUDWLRQ DQG OLPLWHG VSDWLDO H[WHQW7KHEHQWKLFLQYHUWHEUDWHFRPPXQLW\ZKLFKLVWKHSUH\EDVHIRUPDQ\ILVKVSHFLHVZRXOG UHFRYHULQEHWZHHQ UHQRXULVKPHQWHYHQWVZKLFKZRXOG RFFXUDSSUR[LPDWHO\HYHU\  \HDUV$ VXEVWDQWLDODGYHUVHLPSDFWRQ()+ZRXOGQRWRFFXUDQGLPSDFWVZRXOGQRWEHVLJQLILFDQW Mitigation Measures
,PSOHPHQW00%5DQG00%5
Summary of Significant Unavoidable Impacts:
196
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

,I D VXEVWDQWLDO DPRXQW RI VXUIJUDVV ZHUH ORVW LPSDFWV PD\ UHPDLQ VLJQLILFDQW HYHQ ZLWK PLWLJDWLRQ  $OWKRXJK WKH EHDFK ILOO VDQG ZRXOG EH H[SHFWHG WR PRYH RXW RI WKH HTXLOLEULXP IRRWSULQWZLWKLQ\HDUVLWLVQRWFOHDULIVXUIJUDVVZRXOGUHFRYHU,IDGYHUVHVLJQLILFDQWLPSDFWV WR VXUIJUDVV DUH REVHUYHG IURP WKH PRQLWRULQJ VXEVHTXHQW QRXULVKPHQW DFWLYLWLHV ZLOO EH PRGLILHG WR DYRLG RU PLQLPL]H WKHVH LPSDFWV DV SDUW RI DGDSWLYH PDQDJHPHQW  ,I DGYHUVH VLJQLILFDQWLPSDFWVVWLOODUHREVHUYHGDIWHUDOOUHDVRQDEOHDWWHPSWVWRDYRLGRUPLQLPL]HLPSDFWV KDYH EHHQ H[KDXVWHG DGGLWLRQDO UHQRXULVKPHQW ZRXOG QRW RFFXU XQWLO LPSDFWHG VXUIJUDVV KDV UHFRYHUHG RU FRPSHQVDWRU\ PLWLJDWLRQ LV FRPSOHWHG  $ FRQVLVWHQWO\ VXFFHVVIXO PHWKRG WR WUDQVSODQW VXUIJUDVV KDV QRW \HW EHHQ GHYLVHG DOWKRXJK UHFHQW H[SHULPHQWV PD\ SURYLGH QHZ RSWLRQV  3RWHQWLDO PLWLJDWLRQ LI QHFHVVDU\ LV GHVFULEHG LQ WKH 0LWLJDWLRQ 0RQLWRULQJ DQG 5HSRUWLQJ3ODQ
$SSHQGL[%

 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW%5
A direct adverse effect on the population of a special status listed species or the loss or disturbance of important habitat for a listed species. ,PSDFWVRIWKHIW%HDFK:LGWK$OWHUQDWLYHRQVSHFLDOVWDWXVVSHFLHVZRXOGEHVLPLODUWRWKRVH RIWKHIW%HDFK:LGWK$OWHUQDWLYH7XUELGLW\SRWHQWLDOO\FRXOGDIIHFWIRUDJLQJE\&DOLIRUQLD OHDVWWHUQV&DOLIRUQLDOHDVWWHUQVEUHHGRQWKHEHDFKHVRI&DPS3HQGOHWRQQHDUWKH2FHDQVLGH ERUURZDUHD%HFDXVHWKH3URMHFWZRXOGRFFXURXWVLGHRIWKHOHDVWWHUQEUHHGLQJVHDVRQWXUELGLW\ JHQHUDWHGGXULQJGUHGJLQJZRXOGQRWDIIHFWWKHP
:HVWHUQVQRZ\SORYHUVGRQRWEUHHGQHDU6DQ&OHPHQWH%HDFKDQGUDUHO\IRUDJHWKHUH%HFDXVH 6DQ&OHPHQWH%HDFKLVQRWLPSRUWDQWKDELWDWIRUVQRZ\SORYHUVLIRQHRUWZRLQGLYLGXDOVZHUH WHPSRUDULO\GLVWXUEHGE\EHDFKFRQVWUXFWLRQWKHLPSDFWZRXOGQRWEHVLJQLILFDQW Mitigation Measures
1RQH
Summary of Significant Unavoidable Impacts:1RQH
,PSDFW %5
A long-term net loss in the habitat value of a sensitive biological habitat.

For the purposes of this analysis, kelp beds, surfgrass beds, and well developed rocky intertidal are considered sensitive biological habitats.
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
197
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

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
DERXWIHHW
7KLVOHYHORIVHGLPHQWDWLRQZRXOGUHVXOWLQDW
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
 P

 RQ 6DQ &OHPHQWH %HDFK  ,W LV OLNHO\ WKDW WKH JUHDWHU YROXPH RI VHGLPHQW ZRXOG UHVXOW LQ JUHDWHU LPSDFWV DQG WKDW WKRVH LPSDFWV PD\ EH PRUH SHUVLVWHQW  ,W LV QRW NQRZQ WR ZKDW H[WHQW UHVRXUFHV ZRXOG UHFRYHU LI DW DOO EHWZHHQ PDLQWHQDQFHHYHQWVVFKHGXOHGWRRFFXUHYHU\\HDUV IRUWKH IW%HDFK:LGWK$OWHUQDWLYH (YHQLIUHQRXULVKPHQWGLGQRWRFFXUWKHDELOLW\RIUHVRXUFHVWRUHFRYHUIURPWKHSUHGLFWHGEXULDO LPSDFWVLVXQNQRZQ
Mitigation Measures
,PSOHPHQW00%5DQG00%5
Summary of Significant Unavoidable Impacts
,IDVXEVWDQWLDODPRXQWRIVXUIJUDVVZHUHORVWRULIVLJQLILFDQWEXULDORFFXUUHGZLWKLQWKHNHOSEHG QHDU6DQ&OHPHQWH3LHULPSDFWVPD\EHVLJQLILFDQWHYHQZLWKPLWLJDWLRQ$OWKRXJKWKHEHDFK ILOO VDQGZRXOG EHH[SHFWHGWRPRYH RXW RIWKHHTXLOLEULXP IRRWSULQWZLWKLQ  \HDUV EHFDXVH PRGHOVDUHQRWSUHFLVHLWLVQRWFOHDULIVXUIJUDVVDQGKLJKYDOXHUHHIKDELWDWZRXOGUHFRYHU,I DGYHUVH VLJQLILFDQW LPSDFWV WR VXUIJUDVV DUH REVHUYHG IURP WKH PRQLWRULQJ VXEVHTXHQW 198
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

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
$SSHQGL[%

,PSDFW %5
 Substantial impedance to the breeding, movement or migration of fish or wildlife.
/LNHWKHIW%HDFK:LGWK$OWHUQDWLYHWKHIW%HDFK:LGWK$OWHUQDWLYHZRXOGQRWLQWHUIHUH ZLWKWKHPLJUDWLRQRIZKDOHVRURWKHUPDULQHPDPPDOV%HFDXVHEHDFKFRQVWUXFWLRQZRXOGQRW RFFXU GXULQJ WKH JUXQLRQ VSDZQLQJ VHDVRQ RI 0DUFK WKURXJK $XJXVW WKH 3URMHFW ZRXOG QRW LPSDFWJUXQLRQVSDZQLQJ
Mitigation Measures
1RQH
Summary of Significant Unavoidable Impacts
1RQH
,PSDFW%5
Substantial loss to the population of any native fish, wildlife or vegetation.

For the purpose of this analysis substantial is defined as a change in a population that is detectable over natural variability for a period of five years or more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
HYHU\\HDUVFRPSDUHGWRHYHU\\HDUVIRUWKHIW%HDFK:LGWK $OWHUQDWLYH

Mitigation Measures
1RQH
Summary of Significant Unavoidable Impacts:1RQH
,PSDFW%5
Substantial adverse impact on Essential Fish Habitat
6XUIJUDVVDQGNHOSIRUHVWVDUHSDUWLFXODUO\LPSRUWDQWKDELWDWVIRUPDQ\ILVKHVEHFDXVHWKHVHDUHDV SURYLGHIRRGDQGVKHOWHU3RWHQWLDOLPSDFWVRIWKHSURSRVHGDFWLRQWRWKHVHVHQVLWLYHELRORJLFDO KDELWDWV ZHUH GLVFXVVHG XQGHU ,PSDFW %5  0LWLJDWLRQ 0HDVXUH 00%5 ZRXOG LQVXUHWKDWPRRULQJRIWKHKRSSHUGUHGJHDQGWHPSRUDU\SODFHPHQWRIDSLSHOLQHWRSXPSVDQGWR WKHEHDFKZRXOGQRWRFFXUZLWKLQVLJQLILFDQWNHOSRUVXUIJUDVVKDELWDW 199
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


7KHRIIVKRUHPRYHPHQWRIWKHVDQGSODFHGRQWKHEHDFKIRUWKHIW%HDFK:LGWK$OWHUQDWLYH LV OLNHO\ WR UHVXOW LQ VLJQLILFDQW EXULDO LPSDFWV WR VXUIJUDVV DQG KLJK YDOXH UHHI KDELWDW WKDW VXSSRUWV NHOS EHGV  0LWLJDWLRQ 0HDVXUH 00%5 ZRXOG SURYLGH IRU PRQLWRULQJ DQG PLWLJDWLRQWRDGGUHVVWKRVHLPSDFWV+RZHYHULWLVXQNQRZQLIWKHDIIHFWHGKDELWDWVZRXOGIXOO\ UHFRYHUDQGLIWKHPLWLJDWLRQ
FUHDWLRQRI UHHIKDELWDWDQGDQH[SHULPHQWDOVXUIJUDVVWUDQVSODQW 
ZRXOGIXOO\UHSODFHWKHORVWKDELWDWVHVSHFLDOO\VXUIJUDVVZKLFKLVGLIILFXOWWRUHVWRUH ,PSDFW %5 GLVFXVVHV SRWHQWLDO LPSDFW RI EHDFK FRQVWUXFWLRQ WR JUXQLRQ VSDZQLQJ 7KH SURSRVHGEHDFKFRQVWUXFWLRQZRXOGQRWLPSDFWJUXQLRQVSDZQLQJEHFDXVHLWZRXOGRFFXURXWVLGH WKHJUXQLRQVSDZQLQJVHDVRQRI0DUFKWR$XJXVW
7KHLPSDFWVWRILVKHVRIGUHGJLQJDWWKH2FHDQVLGHERUURZVLWHDQGWXUELGLW\WKDWPD\RFFXULQ QHDUVKRUHZDWHUVGXULQJGLVFKDUJHRIGUHGJHGVHGLPHQWVWRWKHEHDFKDUHGLVFXVVHGXQGHU,PSDFW %5  ,PSDFWV WR ()+ RI WKHVH DFWLYLWLHV ZRXOG EH RI VKRUW GXUDWLRQ DQG OLPLWHG VSDWLDO H[WHQW7KHEHQWKLFLQYHUWHEUDWHFRPPXQLW\ZKLFKLVWKHSUH\EDVHIRUPDQ\ILVKVSHFLHVZRXOG UHFRYHU LQEHWZHHQ UHQRXULVKPHQW ZKLFK ZRXOG RFFXU DSSUR[LPDWHO\ HYHU\  \HDUV  $ VXEVWDQWLDODGYHUVHLPSDFWRQ()+ZRXOGQRWRFFXUDQGLPSDFWVZRXOGQRWEHVLJQLILFDQW Mitigation Measures
,PSOHPHQW00%5DQG%5
Summary of Significant Unavoidable Impacts:
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
%

 ,PSDFWV5HODWHGWRWKH1R$FWLRQ$OWHUQDWLYH
8QGHU WKH 1R $FWLRQ DOWHUQDWLYH QRQH RI WKH LPSDFWV DVVRFLDWHG ZLWK RIIVKRUH GUHGJLQJ DQG EHDFKFRQVWUXFWLRQZRXOGRFFXU7KHUHZRXOGEHQRSRWHQWLDOIRUWXUELGLW\SOXPHVWKDWPD\EH JHQHUDWHG GXULQJ 3URMHFWUHODWHG GUHGJLQJ RII 2FHDQVLGH RU EHDFK SODFHPHQW WR WHPSRUDULO\ LPSDFW ELUG IRUDJLQJ  8QGHU WKH 1R $FWLRQ $OWHUQDWLYH WKHUH ZRXOG EH QR SRWHQWLDO IRU RUJDQLVPV DWWKH ERUURZ VLWH RU RQWKH EHDFK DW 6DQ &OHPHQWHWR EH GLVWXUEHGWHPSRUDULO\ E\ EHDFKQRXULVKPHQWDFWLYLWLHV
200
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

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
):6&DUOVEDG10)6/RQJ%HDFK&')*5HJLRQ90DULQH
'LYLVLRQDQG(3$7KHPRVWLPSRUWDQWRIWKHVHGLVFXVVHGEHORZDUH 
 %DVHOLQHELRORJLFDOVXUYH\V
 0LWLJDWLRQUDWLRV
 2SSRUWXQLVWLFEHDFKQRXULVKPHQW
 8SIURQWPLWLJDWLRQIXQGVDQGLPSOHPHQWDWLRQ
 %DVHOLQHELRORJLFDOVXUYH\V
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
1RGDWDH[LVWVWKDWGHSLFWVRULOOXVWUDWHVWKHH[WHQWRIURFN\UHHIRUVXUIJUDVVIRUWKHHQWLUHORFDOH 2Q  -DQXDU\  WZR \HDUV DIWHU UHJXODU FRRUGLQDWLRQ PHHWLQJV FRPPHQFHG 10)6 201
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

UHFRPPHQGHGXVHRI6DQ'LHJR1HDUVKRUH3URJUDPGDWDIURPWKH8&6DQ'LHJRZHEVLWH7KH &RUSV FRPSDUHG WKH 1HDUVKRUH 3URJUDP GDWD IURP WKH 8& 6DQ 'LHJR ZHEVLWH KWWS
QHDUVKRUHXFVGHGX DQG IRXQG WKH GDWD MXVWLI\ DQG FRPSOLPHQW WKH &RUSV PDSSHG GLVWULEXWLRQ RI URFN\ UHHIDQG VLQJOH ERXOGHUV)LJXUH DQG)LJXUH WKURXJK)LJXUH  
LOOXVWUDWHWKH FRPSDULVRQ RIWKH 86 $UP\ &RUSV RI (QJLQHHUV 6DQ &OHPHQWH 6KRUHOLQH URFN\ UHHI DQG VXUIJUDVV YHJHWDWLRQ WR WKH 8QLYHUVLW\ RI &DOLIRUQLD 6DQ 'LHJR 1HDUVKRUH 0DSSLQJ 3URJUDP
7KHVH ILJXUHV VKRZ WKH &RUSV VXUIJUDVV VXUYH\ UHVXOWV DORQJ ZLWK WKH RXWHU 7 6WUHHW UHHI LQ FRPSDULVRQ WR WKH 1HDUVKRUH 3URJUDP GDWD IURP WKH 8& 6DQ 'LHJR ZHE VLWH  &RPSDULVRQ UHYHDOVWKDWWKHODUJHNHOSEHGPDSSLQJE\WKH&RUSV
VHH)LJXUHLQWKH)(,65
LVPRUH
GHWDLOHG DQG LQ WKH VDPH JHRJUDSKLF GLVWULEXWLRQ DOLJQPHQW DV WKH 8&6' 1HDUVKRUH SURJUDP UDVWHU GDWD  )XUWKHUPRUH WKH &RUSV GDWD LV PXFK PRUH GHWDLOHG LQ LWV GLVWULEXWLRQ IURP WKH VKRUHOLQHWRDOLQHIHHWRIIVKRUH7KH8&6'1HDUVKRUHGDWDKDVOLWWOHLIDQ\GDWDZLWKWKH VDPHDUHDGLVWDQFH
:KLOHWKH&RUSVDFNQRZOHGJHVWKDWWKHUHDUHVFDWWHUHGURFNVZLWKLQDQGRXWVLGHWKHHTXLOLEULXP IRRWSULQW WKH WRWDO DFUHDJHV RI WKHVH VFDWWHUHG URFNV LV QRW HQRXJK WR FKDQJH WKH DQDO\VLV )XUWKHUPRUH ILHOGVDPSOLQJLQGLFDWHVWKDWWKHVXUIJUDVVLQWKLVYLFLQLW\LQKDELWVDQGLVJURZLQJ RQWRIW
WRP
ERXOGHUVDQGKDVDYHUDJHEODGHOHQJWKVRIWRIW
WR
P

1HYHUWKHOHVV GXULQJWKH 3(' SKDVHWKH&RUSVPD\ XWLOL]HWKH 86 $UP\ (QJLQHHU5HVHDUFK DQG 'HYHORSPHQW &HQWHU¶V
(5'&
 6XEPHUJHG $TXDWLF 9HJHWDWLRQ (DUO\ :DUQLQJ 6\VWHP

6$9(:6
GLVFXVVHGEHORZWRUHILQHWKLVDQDO\VLV
7KH 6XEPHUVHG $TXDWLF 9HJHWDWLRQ (DUO\ :DUQLQJ 6\VWHP 6$9(:6
 LV D VHPLDXWRPDWHG
DFRXVWLFEDVHG PHDVXUHPHQW V\VWHP WKDW FDQ GHWHFW DQG FKDUDFWHUL]H VXEPHUVHG DTXDWLF YHJHWDWLRQ
6$9
ZKLOHRSHUDWLQJIURPDVPDOOVXUYH\ERDW,WXVHVDQRIIWKHVKHOIGLJLWDOHFKR VRXQGHU ZLWK D QDUURZ VLQJOHEHDP KLJKIUHTXHQF\ WUDQVGXFHU DQG JOREDO SRVLWLRQLQJ V\VWHP

*36
 HTXLSPHQW WR GLJLWDOO\ UHFRUG HFKR LQWHQVLW\ DQG SRVLWLRQ GDWD RQ D ODSWRS  6RIWZDUH GHYHORSHGDWWKH86$UP\(QJLQHHU5HVHDUFKDQG'HYHORSPHQW&HQWHU (5'&(/
SURFHVVHV
WKH GLVWLQFW VLJQDWXUH RI 6$9 ZLWKLQWKH UHFRUGHG VLJQDOWR GHWHUPLQH GHSWK SODQW KHLJKW DQG SODQWFRYHUDJHHYHU\IHZPHWHUVDORQJWUDQVHFWOLQHV
7KH UHVRXUFH DJHQFLHV FRPPHQWHGWKDWWKH EDVHOLQH VXUYH\V IRU VXUIJUDVV DQG URFN\ UHHI ZHUH FRQGXFWHG DW D FXUVRU\ UHFRQQDLVVDQFH OHYHO DQG WKHUHIRUH ZHUH LQDGHTXDWH WR GHSLFW WKHLU UHVSHFWLYHGLVWULEXWLRQV
,WVKRXOGEHFOHDUWKDWWKH&RUSVURFN\UHHIDQGVXUIJUDVVVXUYH\VZHUHFRQGXFWHGDWPRUHWKDQ MXVWUHFRQQDLVVDQFHRUFXUVRU\OHYHOV7KHDEVHQFHRIVXUIJUDVVDQGUHHILQVRPHWUDQVHFWVVKRXOG QRWEHFRQVWUXHGDVDQDEVHQFHRIVFUXWLQ\HJWKHVHDJUDVVGLGQRWGLVDSSHDU$ERYHDOOWKH VXUYH\V SURYLGHGWKHLQIRUPDWLRQ QHHGHGWR DVVHVV SRWHQWLDOLPSDFWV DQGWKH EDVLV QHHGHG IRU GLVFXVVLRQDQGHYDOXDWLRQRISURMHFWDOWHUQDWLYHVDORQJZLWKSRWHQWLDOPRQLWRULQJDQGPLWLJDWLRQ 202
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
)LJXUH8&6DQ'LHJR1HDUVKRUH0DSSLQJ3URJUDP
8QLYHUVLW\RI&DOLIRUQLD6DQ'LHJR1HDUVKRUH0DSSLQJ3URJUDP KWWS
QHDUVKRUHXFVGHGX
1RWLFHWKHUDVWHUGDWDRIWKHNHOSFDQRS\LQWKHEOXHJUHHQFRORU 203
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
)LJXUH8&6'1HDUVKRUH3URJUDP'DWD)HHW)URP6KRUHOLQH 8&6'1HDUVKRUH0DSSLQJ3URJUDPGRHVQRWPDSWKHQHDUVKRUHHQYLURQVDSSUR[LPDWHO\IHHWIURPWKHVKRUHOLQHRIIVKRUHZKHUHDVWKH&RUSV*36PDSSLQJZKLFKLQFOXGHGWUDQVHFWVGLGPDSURFNVDQGVXUIJUDVVLQVLGHWKHIHHW]RQH 204
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
)LJXUH
8&6'1HDUVKRUH3URJUDP'DWD
8&6'1HDUVKRUH0DSSLQJ3URJUDPGRHVQRWPDSWKHQHDUVKRUHHQYLURQVDSSUR[LPDWHO\IHHWIURPWKHVKRUHOLQHRIIVKRUHZKHUHDVWKH&RUSV*36PDSSLQJZKLFKLQFOXGHGWUDQVHFWVGLGPDSURFNVDQGVXUIJUDVVLQVLGHWKHIHHW]RQH 205
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 0LWLJDWLRQ5DWLRV
7KH UHVRXUFH DJHQFLHV ZDQW PLWLJDWLRQ WR EH SURYLGHG IRU SULRU WR RU FRQFXUUHQW ZLWK SURMHFW LPSDFWV DQG VXSSOHPHQWHG DV QHHGHG WR RIIVHW DQ\ DGGLWLRQDO VLJQLILFDQW ORQJWHUP DGYHUVH LPSDFWVGRFXPHQWHGXQGHUWKHPRQLWRULQJSURJUDP,IPLWLJDWLRQLVQRWSURYLGHGLQDGYDQFHRI SURMHFW LPSDFWV WKH PLWLJDWLRQ SODQ VKRXOG DGGUHVV WHPSRUDO ORVVHV RI UHVRXUFHV DQG LQFOXGH DGHTXDWHFRPSHQVDWLRQWRDGGUHVVVXFKORVVHVDWDJUHDWHUWKDQ PLWLJDWLRQ UDWLR7KHYDOXH
DQG DPRXQW RI ³RXW RI NLQG´PLWLJDWLRQ SURSRVHG DOVR QHHGV IXUWKHU HYDOXDWLRQ DQG GLVFXVVLRQ ZLWK WKH UHVRXUFH DJHQFLHV  2XW RI NLQG PLWLJDWLRQ LV JHQHUDOO\ FRQVLGHUHG DGHTXDWH RQO\ LI FRQVHUYDWLRQWRLPSDFWUDWLRVLVSURSRVHGDWDJUHDWHUWKDQ UDWLR
7KH&RUSVGRHVQRWVHHDQ\HIIHFWVRULPSDFWVWRWKH76WUHHWUHHIDQGWKHVXUIJUDVVYHJHWDWLRQ DQG WKXV FRQFOXGHV WKDW QR PLWLJDWLRQ LV UHTXLUHG  1RQHWKHOHVV LI HIIHFWV DUH REVHUYHG D PRQLWRULQJ PLWLJDWLRQ DQG UHSRUWLQJ SODQ
0053
 KDV EHHQ GHYHORSHG LQ FRQFHUW ZLWK WKH
UHVRXUFHVDJHQFLHV7KLVSODQZLOOXQGHUJRIXUWKHUVFUXWLQ\GXULQJWKH3('E\DWHDPLQFOXGLQJ (5'& 6XEPHUJHG $TXDWLF 9HJHWDWLRQ 5HVWRUDWLRQ 5HVHDUFK 3URJUDP 6$9553
 H[SHUWV DQG
WKH UHVRXUFHV DJHQFLHV  ,I LPSDFWV DUH QRW REVHUYHG WKH &RUSV ZLOO FRQWLQXH WR PRQLWRU IRU HIIHFWV DQG ZLOO FRQWLQXH WR FROODERUDWH ZLWK (5'& DQG WKH UHVRXUFHV DJHQFLHV WR LGHQWLI\ DQ DSSURSULDWHPLWLJDWLRQGHVLJQLQWKHIXWXUHLIGHWHUPLQHGWREHQHHGHG 1R$75RU,(35FRPPHQWVUDLVHGWKLVDVDFRQFHUQDQGXQFHUWDLQW\SHUVLVWVDVWRZKHWKHUWKHUH ZLOO EH DQ\ LPSDFWV DW DOO WR URFN\ UHHI DQG VXUIJUDVV YHJHWDWLRQ IURP WKH UHFRPPHQGHG DOWHUQDWLYH%HFDXVH RIWKLVPRQLWRULQJ DQG DGDSWLYHPDQDJHPHQW DUHLQFOXGHG DV DQLQWHJUDO FRPSRQHQWRIWKHSURMHFW
VLPSOHPHQWDWLRQSODQ,IDQGZKHQLPSDFWVDUHGHWHFWHGWKH\ZLOOEH FRPSHQVDWHGIRU
&RUSV SODQQLQJ SROLF\ LV FOHDU RQ WKH XVH RI IXQFWLRQDO KDELWDW HYDOXDWLRQ DVVHVVPHQW RU IXQFWLRQDODVVHVVPHQWV
)$


Mitigation Planning Objectives. Mitigation planning objectives are clearly written statements that prescribe specific actions to be taken to avoid and minimize adverse impacts, and identifies specific amounts (units of measurement, e.g. , habitat units) of compensation required to replace or substitute for remaining, significant unavoidable losses” [ER 1105-2-100, App C, Paragraph C-3.b (13)] DQG “habitat-based evaluation methodologies…shall be used to describe and evaluate ecological resources and impacts” [ER 1105-2-100, App C, Paragraph C-3 d)]
7KH &RUSV GRHV QRW XVH UDWLRV EXW LQVWHDG D VFLHQWLILF EDVHG DSSURDFK WKURXJK WKH XVH RI IXQFWLRQDO KDELWDW HYDOXDWLRQ DVVHVVPHQW
)$
  $ EDVLF )$ ZDV XVHG LQ WKH EHVW SURIHVVLRQDO MXGJPHQW
%3-
DSSURDFKDQGDPRUHUREXVW)$ZLOOEHDFFRPSOLVKHGLQ3('GXULQJPRQLWRULQJ RI WKH SURMHFW DQG UHIHUHQFH VLWHV  7KH &RUSV LPSDFW DQDO\VLV ZDV WKRURXJK LQ LWV WKRXJKW SURFHVV DQG EDVHG LQ FROODERUDWLRQ ZLWK WKH UHVRXUFHV DJHQFLHV GXULQJ D VHULHV RI FRQIHUHQFH PHHWLQJV
$%3-DQDO\VLVZDVXVHGWRGHWHUPLQHLILPSDFWVZRXOGRFFXULQSDUWDQGWRZKDWH[WHQWWRWKH URFN\UHHIDQGFRUUHVSRQGLQJVXUIJUDVVYHJHWDWLRQ$%3-DSSURDFKZDVWDNHQEHFDXVH 
WKHUH
206
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

DUH QR IXQFWLRQDO KDELWDW HYDOXDWLRQ DVVHVVPHQW PRGHOV RU DFFRXQWLQJ V\VWHPV IRU URFN\ UHHI KDELWDW FHUWLILHG RU RWKHUZLVH DFFHSWHG E\ WKH &RUSV (QYLURQPHQWDO 3URIHVVLRQDO &HQWHU RI ([SHUWLVH
3&;
DQG
SRWHQWLDOLPSDFWVWRWKHURFN\UHHIDQGVXUIJUDVVYHJHWDWLRQDVDQDO\]HG XVLQJDFHUWLILHGFRDVWDOHQJLQHHULQJPRGHOZRXOGEHQHJOLJLEOHRQHFRORJLFDOUHVRXUFHV 7KH&RUSVGRHVQ¶WKDYHDQ\W\SHRIIXQFWLRQDODVVHVVPHQWRUKDELWDWDVVHVVPHQWGHVLJQHGLQ WXUQVSHFLILFDOO\IRUVHDJUDVVHV
'6KDIHU3K'(5'&SHUVRQDOFRPPXQLFDWLRQ0DUFK 
7KHSUREOHPZLWKGHYHORSLQJD+DELWDW6XLWDELOLW\,QGH[ +6,
W\SHDQDO\VLVIRUVXUIJUDVVLVWKDW
WKHUHLVLQVXIILFLHQWLQIRUPDWLRQWRFRQVWUXFW VWDQGDUG+6,FXUYHV6XUIJUDVV KDV EHHQ VROLWWOH VWXGLHGWKDWLWLVQRWFOHDULILQYHVWLJDWRUVFRXOGHYHQFRPHXSZLWKDVSHFLHVOLVWRIRUJDQLVPV XQLTXHWRWKDW KDELWDW PXFKOHVV FUHDWH D FXUYHWKDW VKRZVWKH UHODWLRQVKLS EHWZHHQ VXUIJUDVV SHUFHQW FRYHU DQG KDELWDW YDOXH
' 6KDIHU 3K' (5'& SHUVRQDO FRPPXQLFDWLRQ 0DUFK 

7KLVODFN RI GDWD GLFWDWHG D VLPSOHULQWHULP DSSURDFK EDVHG RQ SUHVHQFHDEVHQFH RI VXUIJUDVV $EVHQFHFRXOG EH VXEGLYLGHGLQWRDUHDVWKDW KDYHWKH SRWHQWLDOWR IXQFWLRQDV VXUIJUDVV KDELWDW

HJ VXLWDEOH GHSWK KDUG VXEVWUDWH
 DQGWKRVHWKDW KDYH KDELWDW XQVXLWDEOHWR VXSSRUW VXUIJUDVV

HJVRIWERWWRPEHORZGHSWKOLPLWV

'6KDIHU3K'(5'&SHUVRQDOFRPPXQLFDWLRQ0DUFK


6FLHQWLILFOLWHUDWXUH
:\OOLH(FKHYHUULDHWDO
LQGLFDWHVWKDWVXUIJUDVVPhyllospadix torreyi
LV GLVWULEXWHG ZLGHO\ DORQJ WKH HQWLUH 3DFLILF &RDVW  DQG RFFXUV IURP WKH QRUWKHUQ WLS RI
9DQFRXYHU,VODQG&DQDGDWR,VOD6DQWD0DUJDULWD
3KLOOLSV

5DPLUH]*DUFLDHWDO

%DMD&DOLIRUQLDZLWKLWVSULPDU\DEXQGDQFHVRXWKRI0RQWHUH\&DOLIRUQLD 3KLOOLSV


,WLV
KRZHYHUXQNQRZQLI3. torreyiLVXQLTXHIRUDFHUWDLQDUUD\RIPDULQHRUJDQLVPVRULILWSURYLGHV IRUDJLQJFRYHUDQGVSDZQLQJKDELWDWIRUREOLJDWHILVK %DVHG DJDLQ RQ WKH FRDVWDO HQJLQHHULQJ EHDFK SURILOHV LW LV XQFHUWDLQ LI WKH URFN\ UHHI DQG VXUIJUDVV YHJHWDWLRQ ZLOO EH DIIHFWHG DW DOO E\ SURMHFW LPSOHPHQWDWLRQ  7KH PDULQH HFRORJLVWV ZKRVDPSOHGWKH7VWUHHWUHHI
5LFN:DUH06&RDVWDO5HVRXUFHV0DQDJHPHQW>\HDUV@DQG 1RHO'DYLV3K'&KDPEHUV*URXS>\HDUV@
DUHH[WUHPHO\H[SHULHQFHGDQGNQRZOHGJHDEOHLQ
WKHLUVDPSOLQJGHVLJQLPSOHPHQWDWLRQRIGDWDFROOHFWLRQDQGGDWDDQDO\VLV 7KHEHVWDYDLODEOHVFLHQWLILFGDWDVXJJHVWWKDWWKHIRRW PHWHUV
SURSRVHGDFWLRQZLOOKDYH
QHJOLJLEOHHIIHFWVRQWKHKDELWDWYDOXHRIVXUIJUDVVEHGV7KHFRDVWDOHQJLQHHULQJPRGHOVKRZV WKHSUHGLFWHGHTXLOLEULXPFURVVVHFWLRQIRRWSULQWRIWKHIW P
%HDFK:LGWK$OWHUQDWLYHDW
7VWUHHW UHHI  7KLV SURILOHLQGLFDWHVWKDW PRVW RIWKH VHGLPHQW DFFXPXODWLRQ ZLOO RFFXULQWKH LQVKRUHDUHD6XUIJUDVVLQWKLVDUHDJURZVRQWRIW WRP
ERXOGHUVDQGKDVDYHUDJH
EODGHOHQJWKV RI WR  IW
WR 
P
7KHHTXLOLEULXP IRRWSULQW RIWKH  IW
P
%HDFK
:LGWK$OWHUQDWLYHOLNHO\ZRXOGUHVXOWLQDUDQJHRIQHJOLJLEOHHIIHFWVRIQREXULDORIVXUIJUDVVRQ WKHODUJHUURFNVWRSDUWLDOEXULDORQWKHVPDOOHUERXOGHUV%XULDORIVXUIJUDVVRQWKHRXWHUSRUWLRQV RI7VWUHHW UHHIZRXOGQRWRFFXU6XUIJUDVVLVDGDSWHGWRSDUWLDOVDQGEXULDO URXWLQHO\VXUYLYHV VHDVRQDOVDQGEXULDORISDUWRILWVEODGHVDQGFDQUHFRYHUTXLFNO\YLDUHJURZWKLIWKHURRWV\VWHP LVLQWDFW7KHGHJUHHRI VDQGEXULDO VXUIJUDVVFDQZLWKVWDQGKRZHYHULVQRWZHOOGRFXPHQWHG

6$1'$*
+RZHYHU&RDVWDO5HVRXUFHV0DQDJHPHQW
&50
REVHUYHGVXUIJUDVVLQ
207
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

WKH GHHSHVW SRUWLRQ RI76WUHHW UHHIZLWK  RILWV EODGHVFRYHUHGZLWK VDQGZKLFK VXJJHVWHG VXUIJUDVVFRXOGZLWKVWDQGWHPSRUDU\EXULDORIXSWRRILWVEODGHOHQJWK 7R SUHGLFW WKH SRWHQWLDO EXULDO RI VXUIJUDVV DW 6DQ &OHPHQWH &50 DQG 0RIIDWW DQG 1LFKRO DQDO\]HGLPSDFWVWR VXUIJUDVV IURPD VLPLODU SURSRVHG EHDFK ILOO SURMHFWDW/LQGD/DQHDQG7 6WUHHW
&50
7KHLUDQDO\VLVSUHGLFWHGWKDWSODFHPHQWRIF\ P

RIVDQG
DW/LQGD/DQHDQG76WUHHWZRXOGUHVXOWLQDPD[LPXPIW P
EXULDORIVXUIJUDVVIRUOHVV
WKDQ VL[PRQWKV$SSUR[LPDWHO\ IW
P
RIEXULDOZRXOGEXU\OHVVWKDQSHUFHQWRIWKH
VXUIJUDVV EODGH OHQJWK DW WKHVH VLWHV  %DVHG RQ REVHUYDWLRQ RI EXULDO RI H[LVWLQJ RIIVKRUH VXUIJUDVVLQWKHDUHD&50

SURSRVHGDFULWHULRQRIVDQGEXULDORIQRPRUHWKDQRIWKH EODGHOHQJWK IRU VL[PRQWKV RUOHVV DV DOHYHOWKDW VXUIJUDVV FDQZLWKVWDQG DQG FRQFOXGHGWKDW EXULDORIOHVVWKDQKDOIWKHEODGHOHQJWKVIRUOHVVWKDQVL[PRQWKVZRXOGQRWEHH[SHFWHGWRUHVXOW LQORQJWHUPGDPDJH
&50

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hyllospadix scouoleri VXJJHVWHGWKDW VKRUWWHUP VDQG EXULDOPD\ UHVXOWLQVKRRWPRUWDOLW\GHFUHDVHGVKRRWFRXQWVDQG UHGXFHGJURZWKRIVXUIJUDVV &UDLJHWDO

7KHVWXG\IRXQGWKDWVKRRWGHQVLW\GHFUHDVHGFRPSDUHGWRFRQWUROVIRUDEXULDOGHSWKRI IHHW
FP
EXWQRWVKDOORZHUEXULDOGHSWKV0HDQVKRRWJURZWKUDWHGHFUHDVHGLQDOOEXULDO WUHDWPHQWV7KHUHIRUHWKHIW
P
%HDFK:LGWK$OWHUQDWLYHPD\UHVXOWLQVRPHQHJOLJLEOH GHJUDGDWLRQRIWKHVKDOORZHUSRUWLRQ
LQQHU76WUHHWUHHI
RIWKHVXUIJUDVVKDELWDWEXWZRXOGQRW
UHVXOWLQORVVRIVXUIJUDVV)RUWKHIW
P
%HDFK:LGWK$OWHUQDWLYHWKHVDQGIURPWKHEHDFK
ILOOLVSUHGLFWHGWRPRYHRXWRIWKHHTXLOLEULXPIRRWSULQWZLWKLQ\HDUV &RQVLGHUDEOHUHHIKDELWDWWKDWVXSSRUWVJLDQWNHOSIHDWKHUERDNHOSJRUJRQLDQVSDOPNHOSDQG VSDUVHVXUIJUDVVLVORFDWHGDSSUR[LPDWHO\WRIW WRP
IURPVKRUH1RQHRI
WKHILOOIURPWKHIW
P
%HDFK:LGWK$OWHUQDWLYHLVH[SHFWHGWRUHDFKWKLVDUHD7KH&50 DQG 0RIIDWW  1LFKRO DQDO\VLV SUHGLFWHG WKDW OHVV WKDQ  IW  P
 RI VDQG IURP WKH 6DQ
&OHPHQWH EHDFK ILOO ZRXOG DFFUHWH LQ WKH NHOS EHGV &50 
  6LPLODUO\ EHDFK SURILOH
PRQLWRULQJRIDVRPHZKDWODUJHUYROXPHRIVDQGSODFHGRQWKHEHDFKDW2FHDQVLGHGHWHFWHGYHU\ OLWWOHPRYHPHQWRIWKHVDQGDWIW
P
RUPRUHIURPVKRUH%DVHGRQWKLVLQIRUPDWLRQ
QHJOLJLEOHHIIHFWVRIWKHSURSRVHGDFWLRQZRXOGUHVXOWLQWKHWUDQVSRUWRIHQRXJKVDQGLQWRNHOS EHGDUHDVWRUHVXOWLQDORQJWHUPQHWORVVRIWKHKDELWDW $%3-ZDVDFFRPSOLVKHGE\WKHPDULQHHFRORJLVWVZKRKDYHVDPSOHGWKH7VWUHHWUHHIDVZHOODV WKH URFN\ UHHIV DGMDFHQW WR WKH SURMHFW VLWH DQG ZKR DUH H[WUHPHO\ H[SHULHQFHG DQG 208
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

NQRZOHGJHDEOHLQWKHLU VDPSOLQJ GHVLJQLPSOHPHQWDWLRQ RI GDWD FROOHFWLRQ DQG GDWD DQDO\VLV 'XULQJ WKH 3(' SKDVH D PRUH UREXVW IXQFWLRQDO KDELWDW HYDOXDWLRQ DVVHVVPHQW ZLOO EH DFFRPSOLVKHG XVLQJ (5'&¶V 6XEPHUJHG $TXDWLF 9HJHWDWLRQ 5HVWRUDWLRQ 5HVHDUFK 3URJUDP DQGRU WKH 1RUWKZHVW +DELWDW ,QVWLWXWH¶V &RPELQHG +DELWDW $VVHVVPHQW 3URWRFRO &+$3

&+$3KDVXQGHUJRQHLQGHSHQGHQWVFLHQWLILFUHYLHZLQWKH3DFLILF1RUWKZHVWDQGLVXQGHUUHYLHZ ZLWKWKH&RUSV3&;
0LWLJDWLRQIXQGVDUHLQFOXGHGDVSDUWRIWKHFRQWLQJHQF\IXQGVIRUWKHSURMHFW7KHH[SHFWDWLRQLV WKDWZKLOHWKHUHPD\EHQHJOLJLEOHHIIHFWVWRWKHLQQHUURFN\UHHIDQGVXUIJUDVVYHJHWDWLRQ DFWXDO
PRQLWRULQJGDWDZLOOEHQHHGHGWRVXSSRUWWKLVGHWHUPLQDWLRQRUWRLGHQWLI\WKDWWKHUHZLOOEHQR VLJQLILFDQW LPSDFWV  0RQLWRULQJ IRU  \HDUV LPPHGLDWHO\ SRVW FRQVWUXFWLRQ LV SURSRVHG WR GHWHUPLQHDFWXDOLPSDFWV
7KH3URMHFWKDVDPLWLJDWLRQEXGJHWWKDWDFFRPPRGDWHVDFUHRILPSDFWVWRVXUIJUDVVSOXVDFUH RILPSDFWVWR UHHI IRUDWRWDOSRWHQWLDOLPSDFWWRDFUHVRIUHVRXUFHVDVDZRUVWFDVHVFHQDULR ,QLWLDOPRGHOLQJE\WKH&RUSV VKRZVWKDWWKHUHLVSRWHQWLDOWRLPSDFWSHUFHQWRIWKHLQVKRUH HGJHRI76WUHHWUHHI
DQGDFUHVRIWKH76WUHHWUHHI7ZHQW\SHUFHQWRIWKHLQVKRUHHGJHLVD UHDVRQDEO\ IRUHVHHDEOH HVWLPDWH RI LPSDFWV EDVHG RQ D EHVW SURIHVVLRQDO MXGJPHQW IXQFWLRQDO KDELWDW HYDOXDWLRQ DVVHVVPHQW DQG WKH FRDVWDO HQJLQHHULQJ PRGHO  %RWK WKH %3- )$ DQG WKH FRDVWDOHQJLQHHULQJPRGHOFRQVLGHUHGWKHSRWHQWLDOGHSWKLQDGGLWLRQWRDUHD KRZHYHUWKDWGHWDLO
LVQRWLQLQFKHVEXWLQIHHW$JUHDWHULPSDFWDUHDZRXOGEHXQOLNHO\EXWDQDGGLWLRQDODFUHRI SRWHQWLDOLPSDFWVZDVLQFOXGHGLQWKHFRQWLQJHQF\PLWLJDWLRQEXGJHWWRDFFRXQW IRUDQXQOLNHO\ ZRUVWFDVHVFHQDULR
7KH &RUSV GRHV QRW XVH UDWLRV EXW LQVWHDG D VFLHQWLILFEDVHG DSSURDFK WKURXJK WKH XVH RI IXQFWLRQDOKDELWDWHYDOXDWLRQDVVHVVPHQW$EDVLF)$ZDVXVHGLQWKH%3-DSSURDFKDQGDPRUH UREXVW )$ ZLOO EH DFFRPSOLVKHG LQ 3(' GXULQJ WKH PRQLWRULQJ RI WKH SURMHFW VLWH DQG WKH UHIHUHQFHVLWH$VSUHYLRXVO\VWDWHGPhyllospadix torreyi LVGLVWULEXWHGZLGHO\DORQJWKHHQWLUH 3DFLILF&RDVW
DQGRFFXUVIURPWKHQRUWKHUQWLSRI9DQFRXYHU,VODQGWR%DMD&DOLIRUQLDZLWKLWV SULPDU\DEXQGDQFHVRXWKRI0RQWHUH\&DOLIRUQLD ,WLVQRWNQRZQLI3. torreyiLVXQLTXH IRUD FHUWDLQ DUUD\ RI PDULQH RUJDQLVPV RU LI LW SURYLGHV IRUDJLQJ FRYHU DQG VSDZQLQJ KDELWDW IRU REOLJDWH ILVK ,WKDVEHHQVWDWHGE\&')*WKDWLWSURYLGHV IRUDJH IRUMXYHQLOHOREVWHUD&')* KDUYHVWWD[D
%HFDXVHUHVRXUFHDJHQF\UHFRPPHQGDWLRQVIRUPLWLJDWLRQZHUHRQO\FODULILHGLQWKHLUUHVSRQVHWR WKH'(,6GHYHORSPHQWDQGFHUWLILFDWLRQRIDKDELWDWPRGHOWRDVVHVVVXUIJUDVVLPSDFWVZDVQRW SUHYLRXVO\FRQWHPSODWHG10)6UHFRPPHQGHGXVLQJWKHLUPLWLJDWLRQUDWLRFDOFXODWRUDQGVWDUWHG WKHKLJKHQGUDWLRDW
2WKHUDJHQFLHV
(3$DQG&')*
ZDQWHGWRXVHWKH&RUSV5HJXODWRU\
'LYLVLRQ
DVWKHPLQLPXPUDWLR7RDFFRPSOLVKWKLVPLOOLRQGROODUVDUHLQFOXGHGLQWKH FRVWRIWKHUHFRPPHQGHGDOWHUQDWLYHIRUPRQLWRULQJPLWLJDWLRQDQGUHSRUWLQJDVDFRQWLQJHQF\ 1RQHWKHOHVVFRQWLQJHQF\FRVWVDUHLQFOXGHGLQWRWDOSURMHFWFRVWVEXWPRQLWRULQJPD\XOWLPDWHO\ GHWHUPLQHWKDWOHVVPLWLJDWLRQDFUHVLVUHTXLUHGDQGWKXVFRVWVPD\EHORZHU $EVHQW UHDGLO\ DYDLODEOH PRGHOV WR DVVHVV SRWHQWLDO LPSDFWV WR VXUIJUDVV VXFK DV KDELWDW
HYDOXDWLRQ SURFHGXUHV KDELWDW VXLWDELOLW\ LQGLFHV
 WHFKQLFDO H[SHUWV DW (5'& FRQFXU WKDW
SDWFKVL]HRILPSDFWVLVWKHDSSURSULDWHPHWULFWRXVHDVWKHIHDVLELOLW\SODQQLQJSKDVHDSSURDFKHV 209
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


FORVXUH 0RGHO GHYHORSPHQW ZLOO EH SXUVXHG GXULQJ 3(' LQ WXUQ DV D EDVLV IRU PRQLWRULQJ DVVHVVLQJDQGGRFXPHQWLQJDQ\LPSDFWVLPPHGLDWHO\EHIRUHDQGDWUHJXODULQWHUYDOVDIWHULQLWLDO VDQGSODFHPHQW
+DELWDW(TXLYDOHQF\$QDO\VLVDSSHDUVWREHDJRRGDSSURDFKLQWKLVVLWXDWLRQ '6KDIHU3K'
(5'& SHUVRQDO FRPPXQLFDWLRQ0DUFK 
$FFRUGLQJWR(5'&LW KDV EHHQ VXFFHVVIXOO\
XVHGIRUVHDJUDVVKDELWDWLQRWKHUVHWWLQJV
$OWKRXJK SHUFHQW FRYHU LV FRPPRQO\ XVHG DV D PHWULF WKHUH LV D ODFN RI VFLHQFH WR MXVWLI\ LQIHUULQJDOLQHDUUHODWLRQVKLSEHWZHHQ6$9SHUFHQWFRYHUDQGKDELWDWIXQFWLRQ'DWDLVODFNLQJ IRU H[DPSOH ZLWK ZKLFK WR VD\  6$9 FRYHU LV WZLFH DV JRRG DV  FRYHU IRU MXYHQLOH OREVWHU KDELWDW XWLOL]DWLRQ
' 6KDIHU 3K' (5'& SHUVRQDO
 FRPPXQLFDWLRQ 0DUFK 

(5'&UHFRPPHQGHGFRQVLGHUDWLRQIRUQRZRISDWFKVL]HDUHDDVWKHRQO\PHWULFZKLFKZHFDQ VSHDNWRQRZZLWKDQ\GHJUHHRIVFLHQWLILFFRQILGHQFH7KHUHDUHDWOHDVWDFRXSOHRIPRGHOLQJ

+($7
DQGKDELWDWDFFRXQWLQJV\VWHP
&+$3
DSSURDFKHVWRIRUXVHODWHURQDVSURSRVHGWR
DVVHVVHIIHFWVRI6DQ&OHPHQWHVDQGSODFHPHQW
7KH &RUSV GHYHORSHG FRVW HIIHFWLYHQHVV LQFUHPHQWDO FRVW DQDO\VLV &(,&$
 WDEOH LQ WKH
PLWLJDWLRQ SODQUHSRUW VKRZLQJ FRVWV DQG DFUHV
ZKHUH DFUHV DUH RXU VXEVWLWXWH IRU RXWSXWV
 IRU
YDULRXV PLWLJDWLRQ DOWHUQDWLYHV
/ 6NDJJV &RUSV 6RXWK 3DFLILF 'LYLVLRQ >63'@ SHUVRQDO FRPPXQLFDWLRQ0DUFK
6XUIJUDVV UHVWRUDWLRQLVHVWLPDWHGWRFRVWPLOOLRQSHUDFUHD OLQHDUUHODWLRQVKLS
ZKLOHNHOSIRUHVWUHVWRUDWLRQFRVWVNSHUDFUH$VLPSOHJUDSKLFGLVSOD\ RI WKH FRVWV DQG DFUHV IRU WKH YDULRXV DOWHUQDWLYHV UHYHDO ZK\ WKH UHFRPPHQGHG DOWHUQDWLYH UHSUHVHQWVWKH EHVWPLWLJDWLRQ SODQ
/ 6NDJJV&RUSV 63' SHUVRQDO FRPPXQLFDWLRQ0DUFK 
  6LQFH FRVWV DQG RXWSXWVDFUHV DUH OLQHDU LQ WKH VHQVH WKDW WKHUH DUH QR HIILFLHQFLHV RU LQHIILFLHQFLHV DV VXUIJUDVV SURGXFWLRQ UDWHV FKDQJH WKH VHOHFWLRQ RI WKH DOWHUQDWLYH EHFRPHV D TXHVWLRQ RI KRZ PXFK VXUIJUDVV RXWSXW LV QHHGHG WR FRPSHQVDWH IRU HVWLPDWHG LPSDFWV /
6NDJJV&RUSV63'SHUVRQDOFRPPXQLFDWLRQ0DUFK

$Q ,QVWLWXWH IRU:DWHU5HVRXUFHV
,:5
 3ODQQLQJ 6XLWH DQDO\VLVRQWKH FRVWV DQG RXWSXWVZDV DFFRPSOLVKHG DQG SURYLGHG IRU PLWLJDWLRQ DOWHUQDWLYHV )LJXUH  DQG )LJXUH 
  )LJXUH
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
%X\ VROXWLRQ
$FUHVZHUHWKHRQO\PHWULFXVHGWRFKDUDFWHUL]HRXWSXWV VLQFHQRRWKHUKDELWDW YDOXHVDUHDYDLODEOH,WLVFULWLFDOWRQRWHWKDWLINHOSLVDFFHSWDEOHDVDUHVWRUDWLRQRXWFRPHWKH QDWXUDOUHVRXUFHVZRXOGREWDLQDVPXFKNHOSDVVXUIJUDVVIRUWKHFRVW IRUDFUHV
,IWKH
&RUSV ZHUH WR RQO\ SODQ WR UHFRPPHQG  DFUH RI VXUIJUDVV IRU PLWLJDWLRQ WKHQ WKH QDWXUDO UHVRXUFHVFRXOGJDLQWLPHVDVPXFKNHOS
DFUHV
IRUOHVVWKDQWKHFRVW
210
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

)LJXUH6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ0LWLJDWLRQ$OWHUQDWLYHV )LJXUH6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ0LWLJDWLRQ3ODQV Group AͲ Kelp Group BͲ Kelp Group CͲ Kelp
Group AͲ Surfgrass
Group BͲ Surfgrass
Group CͲ Surfgrass
Group AͲ Kelp
Group BͲ Kelp
Group CͲ Kelp
211
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 2SSRUWXQLVWLF%HDFK1RXULVKPHQW
7KH&LW\RI6DQ&OHPHQWHKDVDGRSWHGDSURJUDPWRDFWLYHO\SXUVXHRSSRUWXQLWLHVIRUREWDLQLQJ VXLWDEOH VDQG IRU SODFHPHQW RQ 6DQ &OHPHQWH
V EHDFKHV IRU HURVLRQ FRQWURO DQG UHFUHDWLRQDO
EHQHILWV  7KH SURJUDP LV GHVLJQHG WR REWDLQ VXUSOXV VDQG IURP XSODQG FRQVWUXFWLRQ GHYHORSPHQW RU GUHGJLQJ SURMHFWV LQ WKH UHJLRQ DQG SODFH LW RQ WKH &LW\ V EHDFKHV DV
QRXULVKPHQW7KHSXUSRVHRIWKHSURJUDPLVWRFDSLWDOL]HRQRSSRUWXQLWLHVWRREWDLQEHDFKTXDOLW\ VDQG IURP FRQVWUXFWLRQ SURMHFWV DQG RWKHU VRXUFHV ZKHQ LW EHFRPHV DYDLODEOH ,I WKH VDQG LV GHWHUPLQHGWREHEHDFKFRPSDWLEOHWKHPDWHULDOZLOOEHSODFHGRQWKHEHDFKRUQHDUVKRUHDUHDDW DVHOHFWHGORFDWLRQUDWKHUWKDQGLVSRVLQJRILWDWDQLQODQGGLVSRVDOVLWH 7KHIRXUSODFHPHQWVLWHVDQGRQHVWRFNSLOHVLWHLQFOXGH 
 7KHEHDFKDW1RUWK%HDFKMXVWVRXWKRIWKH6DQ&OHPHQWH0HWUROLQNWUDLQVWDWLRQDQGDW WKHWHUPLQXVRI$YHQLGD3LFRH[WHQGLQJDGLVWDQFHRIIHHWUHIHUUHGWRDVWKH1RUWK %HDFK)LOO6LWH

 7KHEHDFKQHDU/LQGD/DQHVRXWKRI0DULSRVD3RLQWDQGQRUWKRIWKHSLHUH[WHQGLQJD GLVWDQFHRIIHHWUHIHUUHGWRDVWKH/LQGD/DQH%HDFK)L6LWH 
 7KH EHDFK QRUWK RIWKHEHDFKFRPPRQO\ NQRZQDV76WUHHW%HDFKH[WHQGLQJ IURPWKH SLHUIHHWVRXWKUHIHUUHGWRDVWKH76WUHHW1RUWK%HDFK)LOO6LWH 
 7KH EHDFK VRXWK RI WKH EHDFK FRPPRQO\ NQRZQ 76WUHHW %HDFK H[WHQGLQJ VRXWK D GLVWDQFHRIIHHWUHIHUUHGWRDVWKH76WUHHW6RXWK%HDFK)LOO6LWH DQG
 7KH$QLPDO6KHOWHUVWRFNSLOHVLWHORFDWHGHDVWRI$YHQLGR3LFRDQGQRUWKRI (O&DPLQR
5HDO
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
HJWRF\LQVWHDGRIF\
,QDGGLWLRQDQ\ IXWXUHUHQRXULVKPHQW
IRUWKLVSURMHFWZLOOEHEDVHGRQWKHQHHGIRUVDLGVDQG,WGRHVQRWDXWRPDWLFDOO\JHWUHQRXULVKHG HYHU\\HDUV7KDWLVVLPSO\WKHHVWLPDWHGWLPHIUDPHZKHQWKHEHDFKLVH[SHFWHGWRUHWUHDWWRD ZLGWKRI]HUR IW
P
 ,IWKHUHLVQRQHHG IRU UHQRXULVKPHQWDW\HDUVWKHEHDFKZLOOQRWEH UHQRXULVKHG  7KHUH LV QR DGGLWLYH HIIHFW RI ERWK SURMHFWV LQ VXP WKDW ZRXOG UHVXOW LQ RYHU QRXULVKLQJWKHSURMHFWVLWH2YHUQRXULVKPHQWLVXQOLNHO\VLQFHWKHEHDFKKDVDOUHDG\ UHWUHDWHG GUDPDWLFDOO\IURPWKHKLVWRULFZLGWK
7KH&LW\RI6DQ&OHPHQWH¶V&RUSV5HJXODWRU\SHUPLWZLOOEHFRQGLWLRQHG -/DPEHUWSHUVRQDO
FRPPXQLFDWLRQ0DUFK 
WR QRWDOORZDQ\ RSSRUWXQLVWLF EHDFK QRXULVKPHQW RQFHWKH3(' SKDVHKDVFRPPHQFHGPRVWOLNHO\VRPHWLPHLQ)<7KHRSSRUWXQLVWLFEHDFKQRXULVKPHQW FDQQRW DIIHFW WKH 6KRUHOLQH 3URWHFWLRQ SURMHFW¶V UHIHUHQFH VLWH DW 0DULSRVD 3RLQW RU DQG GRZQ FRDVWOLWWRUDO]RQHVDQGPRYHPHQW
212
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 8SIURQWPLWLJDWLRQHQGRZPHQWVWKLUGSDUW\DJUHHPHQWVDQGLPSOHPHQWDWLRQ ,WLVWKH&RUSVSROLF\LQ(5$SS&3DUDJUDSK&G 

D
DQGIROORZLQJ

e. Mitigation Planning and Recommendations.
(1) General. District commanders shall ensure that project-caused adverse impacts to ecological resources have been avoided or minimized to the extent practicable, and that remaining, unavoidable impacts have been compensated to the extent justified. The recommended plan and the NED plan, if not one in the same, shall contain sufficient mitigation ecological resources (Section 906(d), WRDA`86). Any such mitigation measures will be fully justified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
 KRZHYHUDFWXDOPRQLWRULQJGDWDDUH QHHGHGWR VXSSRUW VDLG SUHGLFWHG QHJOLJLEOHHIIHFWV 0LWLJDWLRQLVW\SLFDOO\FRQGXFWHGEHIRUHFRQVWUXFWLRQEXWW\SLFDOO\WKHOLNHO\LPSDFWVDUHNQRZQ ZKLFKLVQRWWKHFDVH IRUWKLVSURMHFW0RQLWRULQJ IRU\HDUVLPPHGLDWHO\SRVWFRQVWUXFWLRQLV SURSRVHGWRGHWHUPLQHZKDWDFWXDOLPSDFWVDUH
1R GLUHFW SODFHPHQW RI VDQG RQ WKH UHHI LV SURSRVHG  7KH HTXLOLEULXP IRRWSULQW LV WKDW GHPRQVWUDWHGDVSRWHQWLDOO\H[WHQGLQJWRLQQHUSRUWLRQVRIWKHUHHI%DVHGRQWKHEHVWDYDLODEOH VFLHQWLILFDQGFRDVWDOHQJLQHHULQJGDWDLWLVSUHGLFWHGWKDWWKHUHZLOOEHQHJOLJLEOHHIIHFWVWRWKH URFN\ UHHI DQG VXUIJUDVV YHJHWDWLRQ 0RQLWRULQJ IRU  \HDUV LPPHGLDWHO\ SRVW FRQVWUXFWLRQ LV SURSRVHGWRGHWHUPLQHZKDWDFWXDOLPSDFWVLIDQ\GRRFFXU$IWHUWKHILUVWIRXU\HDUV \HDUV
SUHDFWLRQ\HDUVSRVWDFWLRQ
RIPRQLWRULQJLIWKHURFN\UHHIDQGVXUIJUDVVYHJHWDWLRQLOOXVWUDWH HIIHFWV EDVHG RQ WULJJHUV VSHFLILFDOO\ GHWHUPLQHG E\ WKH PDULQH HFRORJLVWV GHHPHG PRVW NQRZOHGJHDEOHDQGH[SHULHQFHWKHFXUUHQWSODQLVWRDWWHPSW³LQNLQG´PLWLJDWLRQDVWKHSULPDU\ PRGH ,I³LQNLQG´PLWLJDWLRQLVQRWVXFFHVVIXOEDVHGRQVXFFHVVFULWHULDGHYHORSHGLQ3('LQ FRQVXOWDWLRQ ZLWK VDLG H[SHUWV WKH PLWLJDWLRQ ZRXOG EH DGMXVWHG WR ³RXWRINLQG´ PLWLJDWLRQ %HFDXVH RI QXPHURXV XQFHUWDLQWLHV VXUURXQGLQJ VXUIJUDVV UHVWRUDWLRQ WKDW LV WKH &RUSV ZLOO GHYHORSDFRPSHQVDWRU\VHFRQGDU\PLWLJDWLRQSODQ
RXWRINLQG
 ,QVXPPLWLJDWLRQ IXQGVDUH
LQFOXGHGDVSDUWRIWKHFRQWLQJHQF\IXQGVIRUWKHSURMHFWEHFDXVHLPSDFWVFDQQRWUHDVRQDEO\EH GHWHUPLQHGDWWKLVWLPH
)HGHUDO IXQGV FDQQRW EH SURYLGHG WR HVWDEOLVK DQ HQGRZPHQW IXQG IRU ORQJWHUP PLWLJDWLRQ EHFDXVHRIWKHSURKLELWLRQDJDLQVWDGYDQFHSD\PHQWVVHWIRUWKLQ86&RGH6HFWLRQ )HGHUDOODZ SURKLELWV SD\PHQW XQGHU D FRQWUDFWWR SURYLGH JRRGV DQG VHUYLFHVPD\ QRW EH IRU PRUHWKDQWKHYDOXHRIWKHJRRGVRUVHUYLFHVDOUHDG\GHOLYHUHGRUSURYLGHG7KH&RUSVFDQQRW SURYLGHIXQGVXQOHVVDQGXQWLOLWUHFHLYHVJRRGVRUVHUYLFHV 213
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

7KH&RUSVFDQREWDLQPLWLJDWLRQVHUYLFHVRQO\XQGHUDFRPSHWLWLYHO\VROLFLWHG)$5FRQWUDFW,W FDQQRWIXQGDGHVLJQDWHG³WKLUGSDUW\´IRUPLWLJDWLRQVHUYLFHV)LQDOO\IXQGVREOLJDWHGXQGHUDQ )<FRQWUDFWPXVWEHVSHQWLQ)<
 &XOWXUDO5HVRXUFHV
 6LJQLILFDQFH&ULWHULD
$GYHUVHHIIHFWVWRVLWHVDQGSURSHUWLHVOLVWHGRQRUHOLJLEOHIRUWKH15+3DUHHYDOXDWHGEDVHGRQ WKH &ULWHULD RI $GYHUVH (IIHFW DV RXWOLQHGLQ  &)5
  RIWKH UHJXODWLRQVLPSOHPHQWLQJ
6HFWLRQRIWKH1+3$7KHFULWHULDRIDGYHUVHHIIHFWLVDVIROORZV 
$Q DGYHUVH HIIHFW LV IRXQG ZKHQ DQ XQGHUWDNLQJ PD\ DOWHU GLUHFWO\ RU LQGLUHFWO\ WKH FKDUDFWHULVWLFV RI D KLVWRULF SURSHUW\ WKDW TXDOLI\ WKH SURSHUW\ IRU LQFOXVLRQ LQ WKH 1DWLRQDO 5HJLVWHULQDPDQQHUWKDWZRXOGGLPLQLVKWKHLQWHJULW\RIWKHSURSHUW\ VORFDWLRQGHVLJQVHWWLQJ
PDWHULDOVZRUNPDQVKLS IHHOLQJ RUDVVRFLDWLRQ&RQVLGHUDWLRQ VKDOO EH JLYHQWRDOO TXDOLI\LQJ FKDUDFWHULVWLFVRIDQKLVWRULFSURSHUW\LQFOXGLQJWKRVHWKDWPD\KDYHEHHQLGHQWLILHGVXEVHTXHQW WRWKHRULJLQDOHYDOXDWLRQRIWKHSURSHUW\
VHOLJLELOLW\IRUWKH1DWLRQDO5HJLVWHU
x $Q DGYHUVH HIIHFW LV IRXQG ZKHQ DQ XQGHUWDNLQJ PD\ DOWHU GLUHFWO\ RU LQGLUHFWO\ WKH FKDUDFWHULVWLFV RI DQ KLVWRULF SURSHUW\ WKDW TXDOLI\ WKH SURSHUW\ IRU LQFOXVLRQ LQ WKH 1DWLRQDO5HJLVWHULQDPDQQHUWKDWZRXOGGLPLQLVKWKHLQWHJULW\RIWKHSURSHUW\ VORFDWLRQ
GHVLJQ VHWWLQJ PDWHULDOV ZRUNPDQVKLS IHHOLQJ RU DVVRFLDWLRQ &RQVLGHUDWLRQ VKDOO EH JLYHQWR DOO TXDOLI\LQJ FKDUDFWHULVWLFV RI DQ KLVWRULF SURSHUW\LQFOXGLQJWKRVHWKDW PD\ KDYHEHHQLGHQWLILHGVXEVHTXHQWWRWKHRULJLQDOHYDOXDWLRQRIWKHSURSHUW\ VHOLJLELOLW\IRU
WKH1DWLRQDO5HJLVWHU
x $GYHUVH HIIHFWV PD\ LQFOXGH UHDVRQDEO\ IRUHVHHDEOH HIIHFWV FDXVHG E\ WKH XQGHUWDNLQJ WKDWPD\RFFXUODWHULQWLPHEHIDUWKHUUHPRYHGLQGLVWDQFHRUEHFXPXODWLYH x $GYHUVH HIIHFWV RQ KLVWRULF SURSHUWLHV LQFOXGH EXW DUH QRW OLPLWHG WR 
L
 3K\VLFDO
GHVWUXFWLRQ RI RU GDPDJH WR DOO RU SDUW RI WKH SURSHUW\ 
LL
 $OWHUDWLRQ RI D SURSHUW\
LQFOXGLQJUHVWRUDWLRQUHKDELOLWDWLRQUHSDLUPDLQWHQDQFHVWDELOL]DWLRQKD]DUGRXVPDWHULDO UHPHGLDWLRQ DQG SURYLVLRQ RI KDQGLFDSSHG DFFHVV WKDW LV QRW FRQVLVWHQW ZLWK WKH 6HFUHWDU\
V 6WDQGDUGV IRU WKH 7UHDWPHQW RI +LVWRULF 3URSHUWLHV  &)5 SDUW 
 DQG
DSSOLFDEOHJXLGHOLQHV

LLL
5HPRYDORIWKHSURSHUW\IURPLWVKLVWRULFORFDWLRQ

LY
&KDQJH
RIWKHFKDUDFWHURIWKHSURSHUW\
VXVHRURISK\VLFDOIHDWXUHVZLWKLQWKHSURSHUW\
VVHWWLQJ
WKDW FRQWULEXWH WR LWV KLVWRULF VLJQLILFDQFH

Y
,QWURGXFWLRQ RI YLVXDO DWPRVSKHULF RU
DXGLEOHHOHPHQWVWKDWGLPLQLVKWKHLQWHJULW\RIWKHSURSHUW\ VVLJQLILFDQWKLVWRULFIHDWXUHV


YL
1HJOHFWRIDSURSHUW\ZKLFKFDXVHVLWVGHWHULRUDWLRQH[FHSWZKHUHVXFKQHJOHFWDQG GHWHULRUDWLRQDUHUHFRJQL]HGTXDOLWLHVRIDSURSHUW\RIUHOLJLRXVDQGFXOWXUDOVLJQLILFDQFH WRDQ ,QGLDQWULEHRU1DWLYH+DZDLLDQRUJDQL]DWLRQ
DQG
YLL
7UDQVIHUOHDVHRUVDOHRI
SURSHUW\ RXW RI )HGHUDO RZQHUVKLS RU FRQWURO ZLWKRXW DGHTXDWH DQGOHJDOO\ HQIRUFHDEOH UHVWULFWLRQV RU FRQGLWLRQV WR HQVXUH ORQJWHUP SUHVHUYDWLRQ RI WKH SURSHUW\ V KLVWRULF
VLJQLILFDQFH
214
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
%DVHG RQ LQYHVWLJDWLRQV FRQGXFWHG E\ /RV $QJHOHV 'LVWULFW DUFKHRORJLVWV WKH 86$&( KDV GHWHUPLQHG WKDW WKHUH DUH QR KLVWRULF SURSHUWLHV ZLWKLQ WKH RQVKRUH SRUWLRQ RI WKH $UHD RI 3RWHQWLDO(IIHFW
$3(
+RZHYHUWKH6DQ&OHPHQWH0XQLFLSDO3LHULVORFDWHGZLWKLQWKH$3( DQGLWLVFRQVLGHUHGORFDOO\VLJQLILFDQWDQGLVOLVWHGRQWKH&LW\¶V+LVWRULF6WUXFWXUHV/LVW3URMHFW DFWLYLWLHVDORQJWKHRQVKRUHSRUWLRQRIWKH3URMHFWDUHDLQYROYHWKHSODFHPHQWRIGUHGJHGVDQGV RQWRWKHEHDFK7KLVDOWHUQDWLYHZLOOPRVWOLNHO\QRWLPSDFWWKH6DQ&OHPHQWH0XQLFLSDO3LHULQ DQ\ZD\7KHSURSRVHGFRQVWUXFWLRQVWDJLQJDUHDVZLOOEHLQQHDUE\SDYHGSDUNLQJORWVDGMDFHQW WRWKHEHDFKDQG3LHU
WKHVHDUHDVDUHDOUHDG\GLVWXUEHGE\GHYHORSPHQW
$VIRUWKHRIIVKRUHSRUWLRQVRIWKH$3(WKH86$&(KDV\HWWRGHWHUPLQHZKHWKHURUQRWWKHVH DUHDV FRQWDLQ KLVWRULF SURSHUWLHV  5HPRWH VHQVLQJ VXUYH\V ZLOO EH XVHG WR ORFDWH VXEPHUJHG FXOWXUDOUHVRXUFHV
Mitigation Measures

00&5
 $Q\ HDUWKPRYLQJ DVVRFLDWHG ZLWK WKLV 3URMHFW WKDW ZLOO LQYROYH SUHYLRXVO\ XQGLVWXUEHG VRLO ZLOO EH PRQLWRUHG E\ D TXDOLILHG DUFKHRORJLVW ZKR PHHWV WKH 6HFUHWDU\ RI ,QWHULRU¶V6WDQGDUGVIRUDQ$UFKHRORJLVW
VHH&)53DUW
(DUWKPRYLQJLQFOXGHVJUXEELQJ
DQG JURXQG FOHDULQJ JUDGLQJ DQG H[FDYDWLRQ DFWLYLWLHV  ,I D SUHYLRXVO\ XQLGHQWLILHG FXOWXUDO UHVRXUFH
LH SURSHUW\
 WKDW PD\ EH HOLJLEOH IRU WKH 15+3 LV GLVFRYHUHG DOO HDUWKPRYLQJ DFWLYLWLHVLQWKH YLFLQLW\ RIWKH GLVFRYHU\ VKDOO EH GLYHUWHG XQWLOWKH86$&( FRPSOLHVZLWK  &)5†
D



00&5
3ULRU WR FRQVWUXFWLRQ RIIVKRUH ERUURZ DUHDV  DQG  ZLOO EH VXEMHFWHG WR DQ XQGHUZDWHU UHPRWH VHQVLQJ VXUYH\ LQ RUGHU WR GHWHUPLQH LI VXEPHUJHG FXOWXUDO UHVRXUFHV DUH SUHVHQW ZLWKLQ WKHVH DUHDV  7KH 86$&( ZLOO FRPSO\ ZLWK 6HFWLRQ  RI WKH 15+3 DQG LWV LPSOHPHQWLQJ UHJXODWLRQV DW  &)5  DV DPHQGHG  7KLV FRPSOLDQFH LQYROYHV WKH LGHQWLILFDWLRQ DQG HYDOXDWLRQ RI FXOWXUDO UHVRXUFHV DQG FRQVXOWDWLRQ ZLWK WKH &DOLIRUQLD 6WDWH +LVWRULF3UHVHUYDWLRQ2IILFHU
6+32
1DWLYH$PHULFDQWULEHVDQGLQWHUHVWHGSDUWLHV
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
$VZLWKWKH  IW%HDFK:LGWK$OWHUQDWLYHWKHUHDUH QR KLVWRULF SURSHUWLHVZLWKLQWKH RQVKRUH SRUWLRQ RIWKH $UHD RI 3RWHQWLDO (IIHFW
$3(
+RZHYHUWKH 6DQ&OHPHQWH0XQLFLSDO 3LHULV
ORFDWHGZLWKLQWKH$3(DQGLWLVFRQVLGHUHGORFDOO\VLJQLILFDQWDQGLVOLVWHGRQWKH&LW\¶V+LVWRULF 6WUXFWXUHV /LVW  3URMHFW DFWLYLWLHV DORQJ WKH RQVKRUH SRUWLRQ RI WKH 3URMHFW DUHD LQYROYH WKH SODFHPHQWRIGUHGJHGVDQGVRQWRWKHEHDFK7KLVDOWHUQDWLYHZLOOPRVWOLNHO\QRWLPSDFWWKH6DQ &OHPHQWH0XQLFLSDO3LHULQDQ\ZD\7KHSURSRVHGFRQVWUXFWLRQVWDJLQJDUHDVZLOOEHLQQHDUE\ SDYHG SDUNLQJ ORWV DGMDFHQW WR WKH EHDFK DQG 3LHU  WKHVH DUHDV DUH DOUHDG\ GLVWXUEHG E\
GHYHORSPHQW
215
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

$VIRUWKHRIIVKRUHSRUWLRQVRIWKH$3(WKH86$&(KDV\HWWRGHWHUPLQHZKHWKHURUQRWWKHVH DUHDV FRQWDLQ KLVWRULF SURSHUWLHV  5HPRWH VHQVLQJ VXUYH\V ZLOO EH XVHG WR ORFDWH VXEPHUJHG FXOWXUDOUHVRXUFHV
Mitigation Measures
,PSOHPHQW00&5DQG00&5
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKH1R$FWLRQ$OWHUQDWLYH
8QGHUWKH1R$FWLRQ$OWHUQDWLYHLWLVOLNHO\WKDWHPHUJHQF\ VHDZDOOVZRXOG EHFRQVWUXFWHGWR SURWHFWVWUXFWXUHV7KLVDOWHUQDWLYHZRXOGQRWUHVXOWLQDQ\LPSDFWVWRKLVWRULFSURSHUWLHVDQGWKXV ZRXOGQRWGLVWXUEWKHVLWHRIWKH3URSRVHG$FWLRQ
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
 *URXQGDQG9HVVHO7UDQVSRUWDWLRQ
 6LJQLILFDQFH&ULWHULD
$QLPSDFWWRWUDQVSRUWDWLRQZLOOEHFRQVLGHUHGVLJQLILFDQWLIDSURMHFWDOWHUQDWLYH 
x &DXVHV DQLQFUHDVHLQWUDIILFZKLFKLV VXEVWDQWLDOLQ UHODWLRQWRWKH H[LVWLQJWUDIILFORDG DQGFDSDFLW\RIWKHVWUHHWV\VWHP
LHUHVXOWLQDVXEVWDQWLDOLQFUHDVHLQHLWKHUWKHQXPEHU RIYHKLFOHWULSVWKHYROXPHWRFDSDFLW\UDWLRRQURDGVRUFRQJHVWLRQDWLQWHUVHFWLRQV


x ([FHHGV HLWKHULQGLYLGXDOO\ RU FXPXODWLYHO\ DOHYHO RI VHUYLFH VWDQGDUG HVWDEOLVKHG E\ WKHFRXQW\FRQJHVWLRQPDQDJHPHQWDJHQF\IRUGHVLJQDWHGURDGVRUKLJKZD\V 
x 5HVXOWVLQDFKDQJHLQDLUWUDIILFSDWWHUQVLQFOXGLQJHLWKHUDQLQFUHDVHLQWUDIILFOHYHOVRUD FKDQJHLQORFDWLRQWKDWUHVXOWLQVXEVWDQWLDOVDIHW\ULVNV 
x 6XEVWDQWLDOO\LQFUHDVHV KD]DUGV GXHWRD GHVLJQ IHDWXUH HJVKDUSFXUYHV RU GDQJHURXV

LQWHUVHFWLRQV
RULQFRPSDWLEOHXVHV
HJIDUPHTXLSPHQW


x 5HVXOWVLQLQDGHTXDWHHPHUJHQF\DFFHVV

x 5HVXOWVLQLQDGHTXDWHSDUNLQJFDSDFLW\

x &RQIOLFWVZLWKDGRSWHGSROLFLHVSODQVRUSURJUDPVVXSSRUWLQJDOWHUQDWLYHWUDQVSRUWDWLRQ

HJEXVWXUQRXWVELF\FOHUDFNV

216
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW 7
Causes an increase in traffic which is substantial in relation to the existing traffic load and capacity of the street system (i.e., result in a substantial increase in either the number of vehicle trips, the volume to capacity ratio on roads, or congestion at intersections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
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW 7
 Exceeds, either individually or cumulatively, a level of service standard established by the county congestion management agency for designated roads or highways. 7KHLQLWLDOEHDFKQRXULVKPHQWSURSRVHVQRWUXFNLQJRIPDWHULDOV IRUGLVSRVDO7KHRQO\WUDIILF WKDW ZLOO EH DVVRFLDWHG ZLWK WKH 3URMHFW ZLOO EH WKDW DVVRFLDWHG ZLWK WKH FRQVWUXFWLRQ ZRUNHUV WUDYHOLQJWRDQGIURPWKHFRQVWUXFWLRQVLWH7KH3URMHFWZRXOGQRWH[FHHGHLWKHULQGLYLGXDOO\RU FXPXODWLYHO\ D OHYHO RI VHUYLFH VWDQGDUG HVWDEOLVKHG E\ WKH FRXQW\ FRQJHVWLRQ PDQDJHPHQW DJHQF\ IRU GHVLJQDWHG URDGV RU KLJKZD\V  7KHUHIRUH LPSDFWV ZRXOG EH FRQVLGHUHG QRW VLJQLILFDQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW7
Results in a change in air traffic patterns, including either an increase in traffic levels or a change in location that results in substantial safety risks. 7KH RQO\ WUDIILF WKDW ZLOO EH DVVRFLDWHG ZLWK WKH 3URMHFW ZLOO EH WKDW DVVRFLDWHG ZLWK WKH FRQVWUXFWLRQZRUNHUVWUDYHOLQJWRDQGIURPWKHFRQVWUXFWLRQVLWH7KHSURSRVHG3URMHFWLQYROYHV 217
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

GUHGJLQJ DQG EHDFK QRXULVKPHQW RQO\ DQG ZRXOG QRW UHVXOWLQ D FKDQJHLQ DLUWUDIILF SDWWHUQV 7KHUHIRUHLPSDFWVZRXOGEHFRQVLGHUHGQRWVLJQLILFDQW Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW7
Substantially increases hazards due to a design feature (e.g., sharp curves or dangerous intersections) or incompatible uses (e.g., farm equipment). 7KH SURSRVHG 3URMHFW LQYROYHV GUHGJLQJ DQG EHDFK QRXULVKPHQW RQO\ DQG ZRXOG QRW LQFUHDVH KD]DUGVGXHWRGHVLJQIHDWXUHVRULQFRPSDWLEOHXVHV7KHUHIRUHLPSDFWVZRXOGEHFRQVLGHUHGQRW VLJQLILFDQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW7
Results in inadequate emergency access.
7KHLQLWLDOEHDFKQRXULVKPHQWLQYROYHVWKHEXLOGLQJRIVDQGEHUPVWRFUHDWHILOODUHDV KRZHYHU
RQO\RQHRIWKHVHDUHDVZLOOEHFRQVWUXFWHGDWDQ\JLYHQWLPHDQGVKDOOEHVPDOOVHJPHQWVRIWKH EHDFK VR WKDW PLQLPDO LPSDFWV WR WKH EHDFK ZRXOG RFFXU  ,Q DGGLWLRQ WKHUH ZLOO DOZD\V EH DORQJVKRUH EHDFK DFFHVV GXULQJ WKLV SURFHVV  7KH 3URMHFW ZRXOG KDYH D OHVV WKDQ VLJQLILFDQW LPSDFWRQHPHUJHQF\DFFHVV
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW7
Results in inadequate parking capacity.
7KHLQLWLDOEHDFKQRXULVKPHQWSURSRVHVQRWUXFNLQJRIPDWHULDOV IRUGLVSRVDO7KHRQO\WUDIILF WKDW ZLOO EH DVVRFLDWHG ZLWK WKH 3URMHFW ZLOO EH WKDW DVVRFLDWHG ZLWK WKH FRQVWUXFWLRQ ZRUNHUV WUDYHOLQJWRDQGIURPWKHFRQVWUXFWLRQVLWH3DUNLQJORWVDUHORFDWHGDW/LQGD/DQH3DUNDFURVV WKHVWUHHWIURPWKH3LHUDQGDW76WUHHW,QDGGLWLRQWKHUHLVVWUHHWSDUNLQJRQWKHORFDOVWUHHWV 3DUNLQJFDSDFLW\ZLOOQRWEHLPSDFWHG7KHUHIRUHLPSDFWVZRXOGEHFRQVLGHUHGQRWVLJQLILFDQW Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
218
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

,PSDFW 7
 Conflicts with adopted policies, plans, or programs supporting alternative transportation (e.g., bus turnouts, bicycle racks).
7KHSURSRVHG3URMHFWLQYROYHVGUHGJLQJDQGEHDFKQRXULVKPHQWRQO\DQGZRXOGQRWFRQIOLFWZLWK DGRSWHG SROLFLHV SODQV RU SURJUDPV VXSSRUWLQJ DOWHUQDWLYHWUDQVSRUWDWLRQ  7KHUHIRUHLPSDFWV ZRXOGEHFRQVLGHUHGQRWVLJQLILFDQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW7
Causes an increase in traffic which is substantial in relation to the existing traffic load and capacity of the street system (i.e., result in a substantial increase in either the number of vehicle trips, the volume to capacity ratio on roads, or congestion at intersections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itigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW 7
 Exceeds, either individually or cumulatively, a level of service standard established by the county congestion management agency for designated roads or highways. 219
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


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
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW 7
Results in a change in air traffic patterns, including either an increase in traffic levels or a change in location that results in substantial safety risks. 7KH RQO\ WUDIILF WKDW ZLOO EH DVVRFLDWHG ZLWK WKLV DOWHUQDWLYH ZLOO EH WKDW DVVRFLDWHG ZLWK WKH FRQVWUXFWLRQZRUNHUVWUDYHOLQJWRDQG IURPWKHFRQVWUXFWLRQVLWH$VZLWKWKHSURSRVHGDFWLRQ WKH  IW%HDFK:LGWK$OWHUQDWLYHLQYROYHV GUHGJLQJ DQG EHDFKQRXULVKPHQW RQO\ DQGZRXOG QRW UHVXOW LQ D FKDQJH LQ DLU WUDIILF SDWWHUQV  7KHUHIRUH LPSDFWV ZRXOG EH FRQVLGHUHG QRW VLJQLILFDQWDQGWKHVDPHDVWKHSURSRVHGDFWLRQ
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW7
Substantially increases hazards due to a design feature (e.g., sharp curves or dangerous intersections) or incompatible uses (e.g., farm equipment). $VZLWKWKHIW%HDFK:LGWK$OWHUQDWLYHWKHIW%HDFK:LGWK$OWHUQDWLYH3URMHFWLQYROYHV GUHGJLQJDQGEHDFKQRXULVKPHQWRQO\DQGZRXOGQRWLQFUHDVHKD]DUGVGXHWRGHVLJQIHDWXUHVRU LQFRPSDWLEOHXVHV7KHUHIRUHLPSDFWVZRXOGEHFRQVLGHUHGQRWVLJQLILFDQWDQGWKHVDPHDVWKH SURSRVHGDFWLRQ
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
220
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

,PSDFW7
Results in inadequate emergency access.
$V ZLWK WKH  IW %HDFK:LGWK $OWHUQDWLYH WKH  IW %HDFK:LGWK $OWHUQDWLYH LQYROYHV WKH EXLOGLQJRIVDQGEHUPVWRFUHDWHILOODUHDV
KRZHYHURQO\RQHRIWKHVHDUHDVZLOOEHFRQVWUXFWHG
DWDQ\JLYHQWLPHDQGVKDOOEHVPDOOVHJPHQWVRIWKHEHDFKVRWKDWPLQLPDOLPSDFWVWRWKHEHDFK ZRXOGRFFXU,QDGGLWLRQWKHUHZLOODOZD\VEHDORQJVKRUHEHDFKDFFHVVGXULQJWKLVSURFHVV7KLV $OWHUQDWLYHZRXOGKDYHDOHVVWKDQVLJQLILFDQWLPSDFWRQHPHUJHQF\DFFHVVDQGWKHVLPLODUWRWKH SURSRVHGDFWLRQ
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW7
Results in inadequate parking capacity.
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
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW 7
Conflicts with adopted policies, plans, or programs supporting alternative transportation (e.g., bus turnouts, bicycle racks).
7KH IW%HDFK:LGWK$OWHUQDWLYHLQYROYHVGUHGJLQJDQGEHDFKQRXULVKPHQWRQO\DQGZRXOG QRW FRQIOLFW ZLWK DGRSWHG SROLFLHV SODQV RU SURJUDPV VXSSRUWLQJ DOWHUQDWLYH WUDQVSRUWDWLRQ 7KHUHIRUHLPSDFWVZRXOGEHFRQVLGHUHGQRWVLJQLILFDQWDQGWKHVDPHDVWKHSURSRVHGDFWLRQ Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
221
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 ,PSDFWV5HODWHGWRWKH1R$FWLRQ$OWHUQDWLYH
8QGHUWKH1R$FWLRQ$OWHUQDWLYHLWLVOLNHO\WKDWHPHUJHQF\ VHDZDOOVZRXOG EHFRQVWUXFWHGWR SURWHFW VWUXFWXUHV  7KLV DOWHUQDWLYH ZRXOG QRW UHVXOW LQ DQ\ LPSDFWV WR JURXQG RU YHVVHO WUDQVSRUWDWLRQDQGWKXVZRXOGQRWGLVWXUEWKHSURSRVHG3URMHFWDUHD  /DQG8VHDQG3ROLF\
 6LJQLILFDQFH&ULWHULD
$QLPSDFWWRODQGXVHZLOOEHFRQVLGHUHGVLJQLILFDQWLIDSURMHFWDOWHUQDWLYH 
x 3K\VLFDOO\GLYLGHVDQHVWDEOLVKHGFRPPXQLW\

x &RQIOLFWV ZLWK DQ\ DSSOLFDEOH ODQG XVH SODQ SROLF\ RU UHJXODWLRQ RI DQ DJHQF\ ZLWK MXULVGLFWLRQRYHUWKHSURMHFW
LQFOXGLQJEXWQRWOLPLWHGWRWKHJHQHUDOSODQVSHFLILFSODQ ORFDO FRDVWDO SURJUDP RU ]RQLQJ RUGLQDQFH
 DGRSWHG IRU WKH SXUSRVH RI DYRLGLQJ RU
PLWLJDWLQJDQHQYLURQPHQWDOHIIHFW
DQGRU
x &RQIOLFWV ZLWK DQ\ DSSOLFDEOH KDELWDW FRQVHUYDWLRQ SODQ RU QDWXUDO FRPPXQLW\ FRQVHUYDWLRQSODQ
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW/8
Physically divides an established community.
7KH FRQVWUXFWLRQ DQG ORQJWHUP PDLQWHQDQFH RI WKH SURSRVHG 3URMHFW ZLOO QHLWKHU GLVUXSW QRU GLYLGH DQ\ HVWDEOLVKHG FRPPXQLW\ DQG WKHUHIRUH ZLOO KDYH QR LPSDFW RQ DQ HVWDEOLVKHG FRPPXQLW\
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW /8
 Conflicts with any applicable land use plan, policy, or regulation of an agency with jurisdiction over the project (including, but not limited to the general plan, specific plan, local coastal program, or zoning ordinance) adopted for the purpose of avoiding or mitigating an environmental effect.
7KHFRQVWUXFWLRQDQGORQJWHUPPDLQWHQDQFH
LH UHQRXULVKPHQW
RIWKHSURSRVHG3URMHFWGRHV
QRW FRQIOLFW ZLWK DQ\ DSSOLFDEOH ODQG XVH SODQ SROLF\ RU UHJXODWLRQ RI DQ DJHQF\ ZLWK MXULVGLFWLRQRYHUWKH3URMHFWDGRSWHGIRUWKHSXUSRVHRIDYRLGLQJRUPLWLJDWLQJDQHQYLURQPHQWDO HIIHFWDQGWKHUHZRXOGEHQRLPSDFW
Mitigation Measures
1RQH
222
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

Significant and Unavoidable Impacts
1RQH
,PSDFW/8
Conflicts with any applicable habitat conservation plan or natural community conservation plan.
7KH&LW\ RI6DQ&OHPHQWH EHFDPHD VLJQDWRU\DJHQF\LQWKH2UDQJH&RXQW\6RXWKHUQ1DWXUDO &RPPXQLW\ &RQVHUYDWLRQ 3ODQ
1&&3
+DELWDW &RQVHUYDWLRQ 3ODQ
+&3
 VXEUHJLRQDO SODQ LQ
0D\

7KHFRQVWUXFWLRQDQGORQJWHUPPDLQWHQDQFHRIWKHSURSRVHG3URMHFWZLOOQRWFRQIOLFW ZLWKWKH2&VRXWKHUQ1&&3+&3DQGWKHUHIRUHLPSDFWVZRXOGEHFRQVLGHUHGQRWVLJQLILFDQW Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW/8
Physically divides an established community.
7KHFRQVWUXFWLRQDQGORQJWHUPPDLQWHQDQFHRIWKHIW%HDFK:LGWK$OWHUQDWLYHZLOOQHLWKHU GLVUXSW QRU GLYLGH DQ\ HVWDEOLVKHG FRPPXQLW\ DQG WKHUHIRUH ZLOO KDYH QR LPSDFW RQ DQ HVWDEOLVKHGFRPPXQLW\VDPHDVWKHSURSRVHGDFWLRQ
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW /8
 Conflicts with any applicable land use plan, policy, or regulation of an agency with jurisdiction over the project (including, but not limited to the general plan, specific plan, local coastal program, or zoning ordinance) adopted for the purpose of avoiding or mitigating an environmental effect.
7KH FRQVWUXFWLRQ DQG ORQJWHUP PDLQWHQDQFH RI WKH  IW %HDFK:LGWK $OWHUQDWLYH GRHV QRW FRQIOLFWZLWKDQ\DSSOLFDEOHODQG XVH SODQ SROLF\ RU UHJXODWLRQ RIDQDJHQF\ZLWKMXULVGLFWLRQ RYHUWKH3URMHFWDGRSWHG IRUWKHSXUSRVHRIDYRLGLQJRUPLWLJDWLQJDQHQYLURQPHQWDOHIIHFWDQG WKHUHZRXOGEHQRLPSDFWVDPHDVWKHSURSRVHGDFWLRQ Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
223
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

,PSDFW /8
 Conflicts with any applicable habitat conservation plan or natural community conservation plan.
7KH&LW\ RI 6DQ&OHPHQWH EHFDPH D VLJQDWRU\DJHQF\LQWKH2UDQJH&RXQW\ 6RXWKHUQ1&&3 +&3VXEUHJLRQDOSODQLQ0D\

7KHFRQVWUXFWLRQDQGORQJWHUPPDLQWHQDQFHRIWKHIW %HDFK :LGWK $OWHUQDWLYH ZLOO QRW FRQIOLFW ZLWK WKH 2& 6RXWKHUQ 1&&3+&3 DQG WKHUHIRUH LPSDFWVZRXOGEHFRQVLGHUHGQRWVLJQLILFDQWVDPHDVWKHSURSRVHGDFWLRQ Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKH1R$FWLRQ$OWHUQDWLYH
7KH1R$FWLRQ$OWHUQDWLYHZRXOGQRWLQYROYHDQ\GUHGJLQJRUEHDFKQRXULVKPHQWDFWLYLW\1R LPSDFWVWRODQG XVHZRXOG RFFXU IURPWKHODFN RIWKHVH FRQVWUXFWLRQ DFWLYLWLHV8QGHUWKH1R $FWLRQ $OWHUQDWLYH LW LV OLNHO\ WKDW HPHUJHQF\ VHDZDOOV ZRXOG EH FRQVWUXFWHG WR SURWHFW VWUXFWXUHV3RWHQWLDOPDLQWHQDQFHDFWLYLWLHVE\6&55$ZRXOGKDYHQRLPSDFWRQODQGXVH  1RLVH
 6LJQLILFDQFH&ULWHULD
)RUVWDWLRQDU\VRXUFHVWKHDSSOLFDEOHQRLVHVWDQGDUGVLQFOXGHFULWHULDHVWDEOLVKHGE\ORFDODVZHOO DV DQ\ 6WDWH UHJXODWLRQV DSSOLFDEOHWRWKH SURSRVHG 3URMHFW0RELOHVRXUFH QRLVH LH YHKLFOH
DQGYHVVHOQRLVH
LVSUHHPSWHGIURPORFDOUHJXODWLRQ+HUHDQLPSDFWLVFRQVLGHUHGVLJQLILFDQWLI WKH H[LVWLQJ QRLVH OHYHOV H[FHHG WKH REMHFWLYHV RI WKH *HQHUDO 3ODQ LH  G%$ &1(/ IRU
UHVLGHQWLDODQGQRLVHVHQVLWLYHDUHDV
DQGWKH3URMHFWZHUHWRLQFUHDVHWKLVQRLVHOHYHOE\G%$

EDUHO\QRWLFHDEOHLQDQH[WHULRUHQYLURQPHQW

RULIWKH3URMHFWDGGVG%$
QRWLFHDEOHWRPRVW
SHRSOH
DQGWKHUHVXOWDQWQRLVHOHYHOUHPDLQVXQGHUWKHREMHFWLYHVRIWKH*HQHUDO3ODQ $OOSURMHFWVFRQVWUXFWHGLQWKH&LW\RI6DQ&OHPHQWHDUHVXEMHFWWRVWDQGDUGFRQGLWLRQVVHWIRUWK LQWKH0XQLFLSDO&RGH7KH&LW\RI6DQ&OHPHQWHQRLVHVWDQGDUGVDUHLGHQWLILHGLQ0XQLFLSDO &RGH&K
1RLVH&RQWURO

7DEOH


224
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

7DEOH
6DQ&OHPHQWH1RLVH6WDQGDUGV

$0WR
30 
30WR
$0
5HVLGHQWLDO  
([WHULRU G%$ G%$
,QWHULRU G%$ G%$
&RPPHUFLDO G%$ G%$
,QGXVWULDO G%$ G%$
&RPSOLDQFHZLWKWKHVHSURYLVLRQVLVPDQGDWRU\DQGDVVXFKGRHVQRWFRQVWLWXWHPLWLJDWLRQXQGHU &(4$7KRVHFRQGLWLRQVVSHFLILFWRQRLVHDUHLQFOXGHGEHORZ 
x &LW\ 0XQLFLSDO &RGH 6HFWLRQ 
 Exemptions from Chapter WKDW H[HPSWV QRLVH
VRXUFHVDVVRFLDWHGZLWKFRQVWUXFWLRQDFWLYLWLHVSURYLGHGVDLGDFWLYLWLHVGRQRWWDNHSODFH RXWVLGHWKH KRXUV RI 
 DP DQG 
 SP0RQGD\WKURXJK )ULGD\ DQG 
 DPWR

 SP RQ 6DWXUGD\ ZLWK QR FRQVWUXFWLRQ DOORZHG RQ 6XQGD\V DQG &LW\REVHUYHG KROLGD\VXQOHVVDSHUPLWLVJUDQWHGE\WKH&RPPXQLW\'HYHORSPHQW'LUHFWRURUKLVRUKHU DXWKRUL]HGUHSUHVHQWDWLYH
x $Q\ DFWLYLW\ RU HTXLSPHQW WR WKH H[WHQW WKDW GHVLJQ UHJXODWLRQ WKHUHE\ KDV EHHQ SUHHPSWHGE\6WDWHRU)HGHUDOODZ7KLVZRXOGLQFOXGHQRLVHJHQHUDWHGIURPWKHXVHRI RQURDGDQGRFHDQJRLQJYHKLFOHV
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW1
Exposure of Persons to or Generation of Noise Levels in Excess of Standards Established in the Local General Plan or Noise Ordinance, or Applicable Standards of Other Agencies.
,Q DFFRUGDQFH ZLWK WKH &LW\ RI 6DQ &OHPHQWH 0XQLFLSDO &RGH VHQVLWLYH UHVLGHQWLDO ODQG XVHV FDUU\DGD\WLPHQRLVHVWDQGDUGRIG%$EHWZHHQWKHKRXUVRI DPDQG
SPDQGD
QLJKWWLPHVWDQGDUGRIG%$EHWZHHQWKHKRXUVRI
SPDQG
DP
+RZHYHU LQ DFFRUGDQFH ZLWK WKH &LW\ 0XQLFLSDO &RGH FRQVWUXFWLRQ LV H[HPSW IURP WKHVH VWDQGDUGV VRORQJ DVLWLV UHVWULFWHGWR EHWZHHQWKH KRXUV RI   DP DQG 
 SP0RQGD\
WKURXJK)ULGD\DQG
DPWR
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itigation Measures
1RQH
225
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

Significant and Unavoidable Impacts
1RQH
,PSDFW1
Exposure of Persons to or Generation of Excessive Groundborne Vibration or Groundborne Noise Levels.
7KH  IW %HDFK :LGWK $OWHUQDWLYH ZRXOG UHVXOW LQ WKH DGGLWLRQ RI VDQG WR WKH &LW\ RI 6DQ &OHPHQWHEHDFK([FHVVLYHJURXQGERUQHYLEUDWLRQLVW\SLFDOO\DVVRFLDWHGZLWKVXFKDFWLYLWLHVDV ODUJHVFDOH GHPROLWLRQ SLOH GULYLQJ RU EODVWLQJ QRQH RI ZKLFK ZRXOG EH UHTXLUHG GXULQJ VLWH FRQVWUXFWLRQ  2QO\ PLQLPDO JURXQGERUQH YLEUDWLRQV ZRXOG EH FUHDWHG GXULQJ 3URMHFW FRQVWUXFWLRQ DFWLYLWLHV DVVRFLDWHG VLWH GHYHORSPHQW DQG QR VLJQLILFDQW YLEUDWLRQLPSDFWV ZRXOG UHVXOWIURP3URMHFWGHYHORSPHQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW1
A substantial permanent increase in ambient noise levels in the project vicinity above levels existing without the project.
7KH IW%HDFK:LGWK$OWHUQDWLYH UHSUHVHQWVDFRQVWUXFWLRQHIIRUWZLWKDGXUDWLRQRIGD\V 7KH3URMHFWZRXOGQRWUHVXOWLQDQ\QHZVWUXFWXUHVQRULVLWH[SHFWHGWRLQFUHDVHEHDFKDWWHQGDQFH DQGLWVDVVRFLDWHGWUDIILF$VVXFKWKHUHZRXOGQRWEHDSHUPDQHQWLQFUHDVHLQWKHDPELHQWQRLVH OHYHOVDQGWKHLPSDFWLVOHVVWKDQVLJQLILFDQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW 1
 A substantial temporary or periodic increase in ambient noise levels in the project vicinity above levels existing without the project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
DQG YHKLFOHV
 ZRXOG PDNHWKH GDLO\ FRPPXWHWRWKH FRQVWUXFWLRQ VLWH  (YHQWKRXJK WKHUHFRXOGEHDUHODWLYHO\KLJKVLQJOHHYHQWQRLVHH[SRVXUHSRWHQWLDOZLWKSDVVLQJWUXFNVGXULQJ WKHPRELOL]DWLRQDQGGHPRELOL]DWLRQRIWKHKHDY\HTXLSPHQW DPD[LPXPQRLVHOHYHORIG%$
DWIHHW
WKHLQFUHDVHLQGDLO\FRQVWUXFWLRQWUDIILFLVPLQLPDODQGDQ\DGGLWLRQWRRQURDGQRLVH ZRXOGEHOHVVWKDQG%$ZKHQDYHUDJHGRYHUDKRXUSHULRGDQGZRXOGWKHUHIRUHKDYHDOHVV WKDQVLJQLILFDQWLPSDFWRQQRLVHUHFHSWRUVDORQJWKHYHKLFOHURXWHV 226
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

7KH VHFRQGW\SH RILPSDFWLV UHODWHGWR QRLVH JHQHUDWHG E\ RQVLWH FRQVWUXFWLRQ HTXLSPHQW DQG ORFDOUHVLGHQWVZRXOGEHVXEMHFWWRHOHYDWHGQRLVHOHYHOVGXHLWVRSHUDWLRQ7KH)+:$SURYLGHV QRLVH GDWD IRU FRQVWUXFWLRQ HTXLSPHQW LQ LWV SXEOLFDWLRQ )+:$ +LJKZD\ &RQVWUXFWLRQ 1RLVH +DQGERRN
$XJXVW
7KHIW%HDFK:LGWK$OWHUQDWLYHZRXOGXVHWZRIURQWHQGORDGHUV DQG WZR GR]HUV WR FRQGXFW WKH RQVKRUH DFWLYLWLHV  7KH )+:$ GRFXPHQW QRWHV WKDW RI  PHDVXUHPHQWVWDNHQRIEXOOGR]HUVWKHPD[LPXPPHDVXUHGOHYHOV /PD[
DYHUDJHGG%$DV
PHDVXUHGDWDGLVWDQFHRIIHHW7KHORJULWKPHWLFDYHUDJH /HT
QRLVHLVSURMHFWHGDWG%$
DOVRDVPHDVXUHGDWDGLVWDQFHRIIHHW6LPLODUO\IURQWHQGORDGHUVDUHDYHUDJHGDW G%$
/PD[
G%$/HT
DWIHHWEDVHGRQ
PHDVXUHPHQWV,IDORDGHUDQGGR]HUZHUHWRZRUN
WRJHWKHULQXQLVRQWKH/HTLVFDOFXODWHGDWDSSUR[LPDWHO\G%$DVPHDVXUHGDWDGLVWDQFHRI IHHW7KLVYDOXHLVWKHQXVHGWRGHWHUPLQHWKHSRWHQWLDOLPSDFWRIWKHSURMHFW 7KHQHDUHVWH[LVWLQJUHVLGHQWVDUHORFDWHGWRWKHQRUWKHDVWDWDGLVWDQFHRIDERXWPHWHUV IURPWKHFORVHVWSRLQWRIWKH3URMHFWDUHD$VVXPLQJWKDWWKHVHSLHFHVJHQHUDWHGDQRLVHOHYHORI G%$/HTDWIHHWWKHUHVXOWDQWH[WHULRUQRLVHDWWKHUHFHSWRULVFDOFXODWHGDWG%$/HT ,QWHULRU QRLVHOHYHOVZLWKZLQGRZV FORVHGZRXOG EH UHGXFHG E\ RYHU  G%$ IURPWKLV YDOXH 0RVW RIWKHWLPHWKHVHOHYHOV
ERWK H[WHULRU DQGLQWHULRU
ZRXOG EH FRQVLGHUDEO\ORZHU GXHWR
LQFUHDVHGGLVWDQFHDVWKLVUHSUHVHQWVWKHSRLQWZKHUHWKHHTXLSPHQWLVRSHUDWLQJPRVWSUR[LPDWH WRDQ\JLYHQUHVLGHQW
$V QRWHG DERYH WKH EHDFK LV ORFDWHG ZLWKLQ WKH  G%$ &1(/ FRQWRXU ZKLOH WKH SUR[LPDWH UHFHSWRUV DUH HVWLPDWHG DW DERXW  G%$ &1(/   $VVXPLQJ WKDW WKH GD\WLPH QRLVH OHYHOV DSSUR[LPDWHWKH&1(/
LHG%$DWWKHUHFHSWRUV
WKH3URMHFWFRXOGUDLVHQRLVHDWWKHPRVW
SUR[LPDWHUHFHSWRUVWRDSSUR[LPDWHO\
G%$IRUDQLQFUHDVHRI
G%$7KLVOHYHOH[FHHGVWKH
G%$ WKUHVKROG ZKHUH WKH UHVXOWDQW QRLVH LV DQWLFLSDWHG WR H[FHHG WKH JRDOV RI WKH 1RLVH (OHPHQW
LHG%$&1(/IRUVHQVLWLYHODQGXVHV
DQGWKHLPSDFWLVFRQVLGHUHGDVSRWHQWLDOO\
VLJQLILFDQW
$VVXPLQJWKDWWZRSLHFHVRIKHDY\HTXLSPHQWZRUNLQXQLVRQWKHHTXLSPHQWZRXOGSURGXFHD QRLVHOHYHORIG%$/HTDVPHDVXUHGDWDGLVWDQFHRIDSSUR[LPDWHO\IW P
7KLVDOVR
LVWKH DVVXPHG DPELHQW QRLVHOHYHO DWWKH UHVLGHQWV DQGWKH DGGLWLRQ RIWKLV FRQVWUXFWLRQ QRLVH ZRXOGUHVXOWLQDFRPSRVLWHQRLVHOHYHORIG%$/HT7KLVIW P
WKHQUHSUHVHQWVWKH
GLVWDQFHWRWKH SRLQW RI D G%$LQFUHDVH IRU D VLJQLILFDQWLPSDFW $V VXFK DQ\ FRQVWUXFWLRQ ZLWKLQIW
P
RIWKHSUR[LPDWHUHVLGHQWVFRXOGFUHDWHDVLJQLILFDQWLPSDFW 2QRFFDVLRQEHDFKEDVHGKHDY\HTXLSPHQWPD\EHUHTXLUHGWRRSHUDWHDWQLJKWWRNHHSXSZLWK WKHGUHGJH$Q\XVHRIODQGVLGHHTXLSPHQWRXWVLGHRIWKHKRXUVRI DPDQG
SPRQ
ZHHNGD\V
DPDQG
RQ6DWXUGD\VRUDWDQ\WLPHRQ6XQGD\VRU&LW\REVHUYHGKROLGD\V UHSUHVHQWVDSRWHQWLDOO\VLJQLILFDQWLPSDFW
8VHRIWKHGUHGJHZRXOGDOVRFUHDWHQRLVH7KHGUHGJHZRXOGXVHGLHVHOHQJLQHVIRUSURSXOVLRQ GUHGJLQJDFWLYLWLHVDQGWRSURYLGHRQERDUGHOHFWULFSRZHU'UHGJHRSHUDWLRQVDUHSURMHFWHGWR RFFXUKRXUVSHUGD\GD\VSHUZHHN$WXJERDWZRXOGEHXVHGWRSRVLWLRQWKHXQLW 227
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

7KHQRLVHSURGXFHGE\WKHGUHGJHLVEDVHGRQGDWDREWDLQHGE\0HVWUH*UHYHDQGGRFXPHQWHGE\ +HOL[(QYLURQPHQWDO
8SSHU1HZSRUW%D\8QLW,,,6HGLPHQW&RQWURODQG(QKDQFHPHQW3URMHFW 9ROXPH,,,QLWLDO6WXG\7HFKQLFDO$SSHQGLFHV2FWREHU


7KDWUHSRUWDGGUHVVHGWKHXVH
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
IURPUHFHSWRUVDW
6DQ&OHPHQWHGXULQJSXPSRXWDQGDERXWIW
P
IURPWKH2FHDQVLGHUHFHSWRUVDWWKH
ERUURZVLWH$VVXPLQJWKDWWKHGUHGJHDQGWXJZRUNLQXQLVRQRII6DQ&OHPHQWHWKHQRLVHDWWKH SUR[LPDWHUHFHSWRUVLVFDOFXODWHGDWG%$/HT:KHQDGGHGWRWKHG%$DPELHQWOHYHODW WKHUHFHSWRUORFDWLRQVWKHFRPSRVLWHQRLVHLVFDOFXODWHGDWG%$IRUDQLQFUHDVHRIG%$ :KHQDGGHGWRWKHRQVKRUHFRQVWUXFWLRQQRLVHZKHQKHDY\HTXLSPHQWRSHUDWHVSUR[LPDWHWRWKH UHVLGHQWV
LH
G%$/HTDWWKHUHFHSWRUV
WKHFRPSRVLWHQRLVHLVFDOFXODWHGDW
G%$IRUDQ
LQFUHDVH RI  G%$  ,Q VXPPDU\ ZKLOH WKH QRLVH IURP WKH GUHGJH PD\ EH DXGLEOH ZKHQ ZRUNLQJ ODWH DW QLJKW LWV LQFUHDVH WR WKH DPELHQW QRLVH LV WRR VPDOO WR EH VLJQLILFDQW )XUWKHUPRUHWKHQRLVHRIWKHGUHGJHLVWRRORZWRDGGVXEVWDQWLDOO\WRWKHQRLVHRIWKHRQVKRUH HTXLSPHQW
$WDGLVWDQFHRIDSSUR[LPDWHO\IW
P
IURPUHFHSWRUVDWWKH2FHDQVLGHERUURZVLWH
WKH GUHGJHZRXOG SURGXFHD QRLVHOHYHO RI  G%$/HT$VVXPLQJWKDWWKH UHFHSWRUVLQWKH 2FHDQVLGHDUHDDOVRDUHVXEMHFWWRDQH[LVWLQJOHYHORIG%$WKHDGGLWLRQRIG%$UHVXOWV LQDFRPSRVLWHOHYHORIG%$IRUDQLQFUHDVHRIMXVWG%$7KLVOHYHORILQFUHDVHLVWRR VPDOOWREHQRWDEOHDQGLVZHOOXQGHUWKHG%$WKUHVKROGDQGZRXOGQRWEHVLJQLILFDQW Mitigation Measures

001
 7KH &LW\ RI 6DQ &OHPHQWH 1RLVH (OHPHQW GLVFXVVHV WKH SRWHQWLDO LPSDFWV RI FRQVWUXFWLRQ QRLVH RQ WKH UHVLGHQWV DQG UHTXLUHV FRQVWUXFWLRQ WR HPSOR\ IHDVLEOH DQG SUDFWLFDO WHFKQLTXHVDQGSUDFWLFHVWKDWPLQLPL]HWKHJHQHUDWLRQRIH[FHVVLYHQRLVHRQDGMDFHQWODQGXVHV 7KH$SSOLFDQWVKDOOLPSOHPHQWWKHIROORZLQJ

x 5HJDUGOHVVRIGUHGJHDFWLYLW\WLPLQJRQVKRUHHTXLSPHQWVKDOOEHUHVWULFWHGWRWKHKRXUV LQFOXGHGLQWKH&LW\RI6DQ&OHPHQWH1RLVH2UGLQDQFHGLVFXVVHGDERYH x 7R UHGXFH WKH QXLVDQFH YDOXH RI RQVKRUH FRQVWUXFWLRQ QRLVH RQVKRUH FRQVWUXFWLRQ DFWLYLWLHVORFDWHGZLWKLQIW
P
RIDQ\UHVLGHQWLDOXQLWVKDOOQRWEHJLQEHIRUH

DP
DVRSSRVHGWR
DPDVDOORZHGLQWKH1RLVH2UGLQDQFH
:RUNEH\RQGPD\EH
SHUIRUPHG LQ DFFRUGDQFH ZLWK WKH KRXUV LQFOXGHG LQ WKH &LW\ 1RLVH 2UGLQDQFH  7KLV 228
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

SURYLVLRQ VKDOO QRW DSSO\ WR DQ\ HTXLSPHQW PRELOL]LQJ IURP WKHVWDJLQJ DUHD WKDW PD\ SDVVZLWKLQIW
P
VRORQJDVLWLVQRWDFWLYHO\HQJDJHGLQWKHPRYHPHQWRIVDQG x 'XULQJ DOO FRQVWUXFWLRQ WKH 3URMHFW FRQWUDFWRUV VKDOO HTXLS DOO RQVKRUH FRQVWUXFWLRQ HTXLSPHQW ZLWK SURSHUO\ RSHUDWLQJ DQG PDLQWDLQHG PXIIOHUV DQG HQJLQH VKURXGV FRQVLVWHQWZLWKPDQXIDFWXUHUV¶VWDQGDUGV
x $OO KHDY\ HTXLSPHQW VKDOO EH PDLQWDLQHG LQ D SURSHU VWDWH RI WXQH DV SHU WKH PDQXIDFWXUHUV¶VSHFLILFDWLRQV
x 7KH3URMHFWFRQWUDFWRUVKDOOSODFHDQ\VWDWLRQDU\FRQVWUXFWLRQHTXLSPHQWDVIDUDVIHDVLEOH IURPSUR[LPDWHUHFHSWRUORFDWLRQVDQGRULHQWHGVXFKWKDWHPLWWHGQRLVHLVGLUHFWHGDZD\ IURPVHQVLWLYHUHFHSWRUV
,PSOHPHQWDWLRQ RIWKHVH RUHTXDOO\HIIHFWLYHPHDVXUHVZRXOG UHGXFHWKHLPSDFWWROHVVDOHVV WKDQVLJQLILFDQWOHYHO
Significant and Unavoidable Impacts
1RQH
,PSDFW1
For a Project Located Within an Airport Land Use Plan or, Where Such a Plan Has Not Been Adopted, Within Two Miles of a Public Airport or Public Use Airport, Would the Project Expose People Residing or Working in the Project Area to Excessive Noise Levels. 7KH3URMHFWVLWHLVQRWORFDWHGZLWKLQWZRPLOHVRIDQ\DLUSRUWVDQGZRXOGQRWUHVXOWLQVLJQLILFDQW H[SRVXUHWRDLUFUDIWQRLVH
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW 1
For a Project Within the Vicinity of a Private Airstrip, Would the Project Expose People Residing or Working in the Project Area to Excessive Noise Levels. 7KHSURSRVHG3URMHFWLVQRWORFDWHGLQWKHYLFLQLW\RIDSULYDWHDLUVWULSDQGZRXOGQRWEHLPSDFWHG E\SULYDWHDLUSRUWRSHUDWLRQV
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW1
Exposure of Persons to or Generation of Noise Levels in Excess of Standards Established in the Local General Plan or Noise Ordinance, or Applicable Standards of Other Agencies.
229
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


$V ZLWK WKH  IW %HDFK :LGWK $OWHUQDWLYH EHFDXVH RQVKRUH FRQVWUXFWLRQ ZRXOG QRW EH SHUIRUPHG RXWVLGH RIWKHVH KRXUVLWLV H[HPSW IURPWKH VWDWLRQDU\VRXUFH QRLVH VWDQGDUGV DQG WKHUHIRUHZRXOGQRWH[SRVHORFDOUHVLGHQWVWRQRLVHOHYHOVLQH[FHVVRIDQ\UHJXODWRU\VWDQGDUGV DQGWKHLPSDFWLVOHVVWKDQVLJQLILFDQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW1
Exposure of Persons to or Generation of Excessive Groundborne Vibration or Groundborne Noise Levels.
7KH  IW %HDFK :LGWK $OWHUQDWLYH ZRXOG UHVXOW LQ WKH DGGLWLRQ RI VDQG WR WKH &LW\ RI 6DQ &OHPHQWHEHDFK([FHVVLYHJURXQGERUQHYLEUDWLRQLVW\SLFDOO\DVVRFLDWHGZLWKVXFKDFWLYLWLHVDV ODUJHVFDOH GHPROLWLRQ SLOH GULYLQJ RU EODVWLQJ QRQH RI ZKLFK ZRXOG EH UHTXLUHG GXULQJ VLWH FRQVWUXFWLRQ  2QO\ PLQLPDO JURXQGERUQH YLEUDWLRQV ZRXOG EH FUHDWHG GXULQJ 3URMHFW FRQVWUXFWLRQ DFWLYLWLHV DVVRFLDWHG VLWH GHYHORSPHQW DQG QR VLJQLILFDQW YLEUDWLRQLPSDFWV ZRXOG UHVXOWIURP3URMHFWGHYHORSPHQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW1
A substantial permanent increase in ambient noise levels in the project vicinity above levels existing without the project.
7KHIW%HDFK:LGWK$OWHUQDWLYHUHSUHVHQWVDFRQVWUXFWLRQHIIRUWZLWKDGXUDWLRQRIGD\V 7KH3URMHFWZRXOGQRWUHVXOWLQDQ\QHZVWUXFWXUHVQRULVLWH[SHFWHGWRLQFUHDVHEHDFKDWWHQGDQFH DQGLWVDVVRFLDWHGWUDIILF$VVXFKWKHUHZRXOGQRWEHDSHUPDQHQWLQFUHDVHLQWKHDPELHQWQRLVH OHYHOVDQGWKHLPSDFWLVOHVVWKDQVLJQLILFDQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW 1
A substantial temporary or periodic increase in ambient noise levels in the project vicinity above levels existing without the project. $VZLWKWKH  IW%HDFK:LGWK$OWHUQDWLYH QRLVHOHYHOVDVVRFLDWHGZLWKFRQVWUXFWLRQDFWLYLWLHV ZRXOG EH KLJKHU WKDQ WKH DPELHQW QRLVH OHYHOV LQ WKH 3URMHFW DUHD EXW ZRXOG VXEVLGH RQFH FRQVWUXFWLRQ RIWKH 3URMHFWLV FRPSOHWHG  7ZRW\SHV RI QRLVHLPSDFWV FRXOG RFFXU GXULQJWKH FRQVWUXFWLRQSKDVH)LUVWWKHWUDQVSRUWRIZRUNHUVDQGHTXLSPHQWWRWKHFRQVWUXFWLRQVLWHZRXOG LQFUHPHQWDOO\LQFUHDVH QRLVHOHYHOVDORQJ VLWHDFFHVV URDGZD\V$GGLWLRQDOO\ ZRUNHUV DQG
230
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


YHKLFOHV
ZRXOGPDNHWKHGDLO\FRPPXWHWRWKHFRQVWUXFWLRQVLWH(YHQWKRXJKWKHUHFRXOGEHD UHODWLYHO\KLJKVLQJOHHYHQWQRLVHH[SRVXUHSRWHQWLDOZLWKSDVVLQJWUXFNVGXULQJWKHPRELOL]DWLRQ DQGGHPRELOL]DWLRQRIWKHKHDY\HTXLSPHQW
DPD[LPXPQRLVHOHYHORIG%$DWIHHW
WKH
LQFUHDVHLQGDLO\FRQVWUXFWLRQWUDIILFLVPLQLPDODQGDQ\DGGLWLRQWRRQURDGQRLVHZRXOGEHOHVV WKDQ  G%$ ZKHQ DYHUDJHG RYHU D KRXU SHULRG DQG ZRXOG WKHUHIRUH KDYH D OHVV WKDQ VLJQLILFDQWLPSDFWRQQRLVHUHFHSWRUVDORQJWKHYHKLFOHURXWHV 7KH VHFRQGW\SH RILPSDFWLV UHODWHGWR QRLVH JHQHUDWHG E\ RQVLWH FRQVWUXFWLRQ HTXLSPHQW DQG ORFDO UHVLGHQWV ZRXOG EH VXEMHFWWR HOHYDWHG QRLVHOHYHOV GXHLWV RSHUDWLRQ  7KH  IW%HDFK :LGWK $OWHUQDWLYH ZRXOG XVH WZR IURQWHQG ORDGHUV DQG WZR GR]HUV WR FRQGXFW WKH RQVKRUH DFWLYLWLHV7KHQHDUHVWH[LVWLQJUHVLGHQWVDUHORFDWHGWRWKHQRUWKHDVWDWDGLVWDQFHRIDERXW  PHWHUV IURPWKH FORVHVW SRLQW RIWKH 3URMHFW DUHD  $VVXPLQJWKDWWKHVH SLHFHV JHQHUDWHG D QRLVHOHYHORIG%$/HTDWIHHWWKHUHVXOWDQWH[WHULRUQRLVHDWWKHUHFHSWRULVFDOFXODWHGDW G%$/HT,QWHULRUQRLVHOHYHOVZLWKZLQGRZVFORVHGZRXOGEHUHGXFHGE\RYHUG%$IURP WKLV YDOXH  0RVW RI WKH WLPH WKHVH OHYHOV
ERWK H[WHULRU DQG LQWHULRU
 ZRXOG EH FRQVLGHUDEO\
ORZHU GXH WR LQFUHDVHG GLVWDQFH DV WKLV UHSUHVHQWV WKH SRLQW ZKHUH WKH HTXLSPHQW LV RSHUDWLQJ PRVW SUR[LPDWH WR DQ\ JLYHQ UHVLGHQW  $V ZLWK WKH  IW %HDFK :LGWK $OWHUQDWLYH DQ\ FRQVWUXFWLRQZLWKLQIW
P
RIWKHSUR[LPDWHUHVLGHQWVFRXOGFUHDWHDVLJQLILFDQWLPSDFW $V QRWHG DERYH WKH EHDFK LV ORFDWHG ZLWKLQ WKH  G%$ &1(/ FRQWRXU ZKLOH WKH SUR[LPDWH UHFHSWRUV DUH HVWLPDWHG DW DERXW  G%$ &1(/   $VVXPLQJ WKDW WKH GD\WLPH QRLVH OHYHOV DSSUR[LPDWHWKH&1(/
LHG%$DWWKHUHFHSWRUV
WKH3URMHFWFRXOGUDLVHQRLVHDWWKHPRVW
SUR[LPDWHUHFHSWRUVWRDSSUR[LPDWHO\
G%$IRUDQLQFUHDVHRI
G%$7KLVOHYHOH[FHHGVWKH
G%$ WKUHVKROG ZKHUH WKH UHVXOWDQW QRLVH LV DQWLFLSDWHG WR H[FHHG WKH JRDOV RI WKH 1RLVH (OHPHQW
LHG%$&1(/IRUVHQVLWLYHODQGXVHV
DQGWKHLPSDFWLVFRQVLGHUHGDVSRWHQWLDOO\
VLJQLILFDQW
2QRFFDVLRQEHDFKEDVHGKHDY\HTXLSPHQWPD\EHUHTXLUHGWRRSHUDWHDWQLJKWWRNHHSXSZLWK WKHGUHGJH$Q\XVHRIODQGVLGHHTXLSPHQWRXWVLGHRIWKHKRXUVRI DPDQG
SPRQ
ZHHNGD\V
DPDQG
RQ6DWXUGD\VRUDWDQ\WLPHRQ6XQGD\VRU&LW\REVHUYHGKROLGD\V UHSUHVHQWVDSRWHQWLDOO\VLJQLILFDQWLPSDFW
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
IURPUHFHSWRUVDW6DQ&OHPHQWH
GXULQJSXPSRXWDQGDERXWIW
P
IURPWKH2FHDQVLGHUHFHSWRUVDWWKHERUURZVLWH
$VVXPLQJWKDWWKHGUHGJHDQGWXJZRUNLQXQLVRQRII6DQ&OHPHQWHWKHQRLVHDWWKHSUR[LPDWH UHFHSWRUVLVFDOFXODWHGDWG%$/HT:KHQDGGHGWRWKHG%$DPELHQWOHYHODWWKHUHFHSWRU ORFDWLRQVWKHFRPSRVLWHQRLVHLVFDOFXODWHGDWG%$IRUDQLQFUHDVHRIG%$ 231
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

:KHQDGGHGWRWKHRQVKRUHFRQVWUXFWLRQQRLVHZKHQKHDY\HTXLSPHQWRSHUDWHVSUR[LPDWHWRWKH UHVLGHQWV
LH
G%$/HTDWWKHUHFHSWRUV
WKHFRPSRVLWHQRLVHLVFDOFXODWHGDW
G%$IRUDQ
LQFUHDVH RI  G%$  ,Q VXPPDU\ ZKLOH WKH QRLVH IURP WKH GUHGJH PD\ EH DXGLEOH ZKHQ ZRUNLQJ ODWH DW QLJKW LWV LQFUHDVH WR WKH DPELHQW QRLVH LV WRR VPDOO WR EH VLJQLILFDQW )XUWKHUPRUHWKHQRLVHRIWKHGUHGJHLVWRRORZWRDGGVXEVWDQWLDOO\WRWKHQRLVHRIWKHRQVKRUH HTXLSPHQW
$WDGLVWDQFHRIDSSUR[LPDWHO\IW
P
IURPUHFHSWRUVDWWKH2FHDQVLGHERUURZVLWH
WKH GUHGJHZRXOG SURGXFHD QRLVHOHYHO RI  G%$/HT$VVXPLQJWKDWWKH UHFHSWRUVLQWKH 2FHDQVLGHDUHDDUHDOVRVXEMHFWWRDQH[LVWLQJOHYHORIG%$WKHDGGLWLRQRIG%$UHVXOWV LQDFRPSRVLWHOHYHORIG%$IRUDQLQFUHDVHRIMXVWG%$7KLVOHYHORILQFUHDVHLVWRR VPDOOWREHQRWDEOHDQGLVZHOOXQGHUWKHG%$WKUHVKROGDQGZRXOGQRWEHVLJQLILFDQW Mitigation Measures
,PSOHPHQW001
Significant and Unavoidable Impacts
1RQH
,PSDFW1
For a Project Located Within an Airport Land Use Plan or, Where Such a Plan Has Not Been Adopted, Within Two Miles of a Public Airport or Public Use Airport, Would the Project Expose People Residing or Working in the Project Area to Excessive Noise Levels. 7KH3URMHFWVLWHLVQRWORFDWHGZLWKLQPLOHVRIDQ\DLUSRUWVDQGZRXOGQRWUHVXOWLQVLJQLILFDQW H[SRVXUHWRDLUFUDIWQRLVH
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW 1
For a Project Within the Vicinity of a Private Airstrip, Would the Project Expose People Residing or Working in the Project Area to Excessive Noise Levels. 7KHSURSRVHG3URMHFWLVQRWORFDWHGLQWKHYLFLQLW\RIDSULYDWHDLUVWULSDQGZRXOGQRWEHLPSDFWHG E\SULYDWHDLUSRUWRSHUDWLRQV
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKH1R$FWLRQ$OWHUQDWLYH
7KH1R$FWLRQ$OWHUQDWLYHZRXOGQRWLQYROYHDQ\GUHGJLQJRUEHDFKQRXULVKPHQWDFWLYLW\DQGQR LPSDFWVWRQRLVHZRXOGRFFXUIURPWKHODFNRIWKHVHFRQVWUXFWLRQDFWLYLWLHV8QGHUWKH1R$FWLRQ $OWHUQDWLYH LW LV OLNHO\ WKDW HPHUJHQF\ VHDZDOOV ZRXOG EH FRQVWUXFWHG WR SURWHFW VWUXFWXUHV 3RWHQWLDOPDLQWHQDQFHDFWLYLWLHVE\6&55$PD\FUHDWHQRLVHDVVRFLDWHGZLWKHTXLSPHQWXVHGWR 232
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

PDLQWDLQWKHUDLOURDGEDOODVWDQGWUDFNV7KHDPRXQWRIHTXLSPHQWDQGWLPHQHHGHGWRFRQGXFW SRWHQWLDOPDLQWHQDQFHDFWLYLWLHVLVDQWLFLSDWHGWREHDGYHUVHEXWOHVVWKDQVLJQLILFDQW 
5HFUHDWLRQ

 6LJQLILFDQFH&ULWHULD
$QLPSDFWWRUHFUHDWLRQZLOOEHFRQVLGHUHGVLJQLILFDQWLIDSURMHFWDOWHUQDWLYH 
x ,QFUHDVHV WKH XVH RI H[LVWLQJ QHLJKERUKRRG DQG UHJLRQDO SDUNV RU RWKHU UHFUHDWLRQDO IDFLOLWLHV VXFK WKDW VXEVWDQWLDO SK\VLFDO GHWHULRUDWLRQ RI WKH IDFLOLW\ ZRXOG RFFXU RU EH

DFFHOHUDWHG
DQGRU
x ,QFOXGHV UHFUHDWLRQDO IDFLOLWLHV RU UHTXLUH WKH FRQVWUXFWLRQ RU H[SDQVLRQ RI UHFUHDWLRQDO IDFLOLWLHVZKLFKPLJKWKDYHDQDGYHUVHSK\VLFDOHIIHFWRQWKHHQYLURQPHQW 
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW 5(&
Increases the use of existing neighborhood and regional parks or other recreational facilities such that substantial physical deterioration of the facility would occur or be accelerated.
'XULQJWKH EHDFK QRXULVKPHQW SRUWLRQV RIWKH EHDFK QHDUVKRUH ]RQH DQG SRWHQWLDOO\WKH 3LHU ZRXOGEHFORVHGWRSXEOLFXVH5HFUHDWLRQDOEHDFKXVHUVZRXOGEHOLPLWHGWRWKHDPRXQWRIEHDFK DYDLODEOHWRWKHPGXULQJFRQVWUXFWLRQEDVHGRQWKHYDULRXVFORVXUHSHULRGVDQGPD\FKRRVHWR YLVLWDQHDUE\EHDFKLQVWHDG*LYHQWKH VKRUWWHUPSHULRGRIFRQVWUXFWLRQ XSWR IRXUPRQWKV

LPSDFWVZRXOGEHFRQVLGHUHGVLJQLILFDQWEXWWHPSRUDU\7KHGLVSODFHPHQWRIUHFUHDWLRQDOXVHUV WRWKHYDULRXVQHDUE\EHDFKHVZRXOGEHWHPSRUDU\DQGVKRUWWHUP /RQJWHUP PDLQWHQDQFH DFWLYLWLHV ZRXOG FUHDWH VLPLODU LPSDFWV DV WKH LQLWLDO FRQVWUXFWLRQ 7KHUHIRUH SK\VLFDO GHWHULRUDWLRQ RI RWKHU UHFUHDWLRQDO IDFLOLWLHV DVVRFLDWHG ZLWK WKHVH RWKHU EHDFKHVZRXOGEHOHVVWKDQVLJQLILFDQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW5(&
Includes recreational facilities or requires the construction or expansion of recreational facilities, which might have an adverse physical effect on the environment. 7KH EHDFK QRXULVKPHQW SURYLGHV IRU D ZLGHU EHDFK DUHD DQG JUHDWHU RSSRUWXQLWLHV IRU EHDFK DFWLYLWLHVHQKDQFLQJWKHEHDFKDYDLODEOHIRUUHFUHDWLRQXVHUV7KHIW%HDFK:LGWK$OWHUQDWLYH ZRXOGQRWUHVXOWLQWKHFRQVWUXFWLRQRUH[SDQVLRQRIDQ\UHFUHDWLRQDOIDFLOLWLHVWKDWZRXOGKDYHDQ DGYHUVH SK\VLFDO HIIHFW RQ WKH HQYLURQPHQW  /RQJWHUP PDLQWHQDQFH DFWLYLWLHV ZRXOG FUHDWH VLPLODU LPSDFWV DV WKH LQLWLDO FRQVWUXFWLRQ  7KH ZLGHU EHDFK ZRXOG EH D EHQHILW WR EHDFK UHFUHDWLRQXVHUV
233
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW5(&
Results in a substantial degradation of the recreational experience at San Clemente Beach.
$V GLVFXVVHG LQ 6HFWLRQ  XQGHU ,PSDFW :5 VRPH RI WKH VHGLPHQW SODFHG RQ 6DQ &OHPHQWH%HDFKWRZLGHQWKHEHDFKWRIWZRXOGEHFDUULHGRIIVKRUH6RPHRIWKLVVHGLPHQW ZRXOGVHWWOHRQ76WUHHWUHHIDSRSXODUVXUILQJDUHDVRXWKRI6DQ&OHPHQWH3LHU7KH76WUHHW VXUILQJORFDWLRQLVZLWKLQWKHDORQJVKRUHH[WHQWRIWKHSURSRVHGEHDFKQRXULVKPHQW7KHUHHIDW 76WUHHW LV D VHDEHG SHUWXUEDWLRQ VXFK WKDW LWV HOHYDWLRQ VKDSH DQG RULHQWDWLRQ WR LQFRPLQJ ZDYHVDUHD XQLTXHFRPELQDWLRQWKDWWHQGVWR VKRDOZDYHVWRD SHDNZLWKD UHVXOWLQJ SOXQJLQJ ³OHIW´
IURPWKHVXUIHU¶VSHUVSHFWLYHZDYHWKDWEUHDNV IURP ULJKWWROHIW DQG³ULJKW´
IURPWKH
VXUIHU¶VSHUVSHFWLYHZDYHWKDWEUHDNVIURPOHIWWRULJKW ZKLFKUHVXOWVLQDYDULHW\RIZDYHVDQG
IDYRUDEOH VXUILQJ FKDUDFWHULVWLFV  7KH FRQILJXUDWLRQ DQG RULHQWDWLRQ RI WKH UHHI WR LQFRPLQJ ZDYHVFUHDWHFRQVLVWHQW VXUILQJZDYHVPDNLQJ76WUHHWD SRSXODU EUHDNLQWKH2UDQJH&RXQW\ FRDVWDO DUHD  +LJK VWHHSQHVV ZDYHV UHVXOW LQ SOXQJLQJ EUHDNHUV ZKLFK DUH DVVRFLDWHG ZLWK EHDFKHV ZLWK VWHHSHU JUDGLHQWV  3OXQJLQJ EUHDNHUV GHVFHQG YHU\ TXLFNO\ DQG ZLWK VXEVWDQWLDO IRUFH
QRWHGIRUD³OLS´RUVKRUHZDUGIDFLQJHGJHDWWKHWRSRIWKHZDYH:LWKWKHSURSHUVHWRI FRQGLWLRQVWKHSOXQJLQJOLSFDQFUHDWHD³WXEH´RUEDUUHO´7KHFRQVLVWHQWVWHHSQHVVRIWKHZDYH FRXSOHG ZLWK WKH VWUXFWXUH RI WKH OLS HQDEOHV VXUIHUV WR FRQVLVWHQWO\ UHDFK KLJKHU VSHHGV DQG SHUIRUPPRUHPDQHXYHUV7KHVXUILQJH[WHQGV IURPWKHEHDFKWRDERXW IW P
RIIVKRUH
DQGW\SLFDOO\LVLQZDWHUGHSWKVOHVVWKDQIW
P
7KHVXUILQJDUHDLVFORVHUWRWKHEHDFKWKDQ
WKHDFWXDOUHHIORFDWLRQDVLQFRPLQJZDYHVUHTXLUHWLPHDQGVSDFHWREHWUDQVIRUPHGE\WKHUHHI EDWK\PHWU\
x $VGLVFXVVHGLQ6HFWLRQPRVWRIWKLVVHGLPHQWZRXOGVHWWOHLQWKHLQVKRUHSRUWLRQRIWKH UHHIDQGZRXOGQRWDIIHFWWKHUHIUDFWLYHDELOLWLHVRIWKHUHHIRUWKHFKDUDFWHULVWLFVRIWKH³WDNH RII´+RZHYHUDVWKHZDYHHQFRXQWHUVWKHVWUDLJKWHQHGEDWK\PHWU\LQVKRUHLWPD\³FORVH RXW´UHVXOWLQJLQDVKRUWHUULGH7KLVFRQGLWLRQZRXOGEHWHPSRUDU\DQGZRXOGOHVVHQDVWKH VHGLPHQWPRYHGRIIWKHUHHIVWHDGLO\RYHUWKHFRXUVHRI\HDUVDWDORQJWHUPHURVLRQUDWHRI  IW
P
 SHU \HDU $OWKRXJKLPSDFWV GXHWRWKH ZLGHU EHDFKPD\ RFFXU KLVWRULF DHULDO SKRWRJUDSKVRI6DQ&OHPHQWH%HDFKDWWKH3LHU
)LJXUH
LQGLFDWHWKDWWKHEHDFKZLGWKLQ


 ZDV DSSUR[LPDWHO\  IW
 P
 ZLGH DQG QR UHFRUGV KDYH EHHQ IRXQG WKDW LQGLFDWH VXUILQJ FHDVHG ZLWKLQ WKH 3URMHFW DUHD GXULQJ WKDW WLPH  %HFDXVH WKH VKRUWHU ULGHV DUH D WHPSRUDU\FRQGLWLRQLPSDFWVWRVXUILQJZRXOGQRWEHVLJQLILFDQW 7KHZLGHUEHDFKZRXOGLPSURYHWKHUHFUHDWLRQDOH[SHULHQFHIRUVXQEDWKHUVZDONHUVMRJJHUVDQG SLFQLFNHUV0RUHEHDFKDUHDZRXOGEHDYDLODEOHIRUWKHVHDFWLYLWLHV Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
234
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

,PSDFW5(&
Results in a safety hazard to recreational beach users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
$ EHDFK ILOO SURMHFW KDVWKH SRWHQWLDOWRFUHDWHSXEOLF VDIHW\LPSDFWVWR VZLPPHUVDQGZDGHUV 7KHWZRPDMRULPSDFWVDUHGHULYHGIURPGHHSHUZDWHUDQGUHIOHFWHGZDYHV $SSHQGL['
:KHQ
VDQG LV LQWURGXFHG DUWLILFLDOO\ LQWR WKH OLWWRUDO V\VWHP D EHDFK ILOO FDQ FUHDWH GHHSHU ZDWHU FRQGLWLRQV WKDQ WKH QDWXUDOO\ RFFXUULQJ FRQGLWLRQV $SSHQGL[ '
  'XULQJ FRQVWUXFWLRQ RI WKH
EHDFKILOOLWLVW\SLFDOWKDWWKHFRQVWUXFWLRQIRUHVKRUH EHDFK
VORSHLVVWHHSHUWKDQWKHQDWXUDOO\
RFFXUULQJIRUHVKRUH
EHDFK
VORSH,WDOVRLVW\SLFDOWKDWWKHIRUHVKRUHVORSHUHPDLQVVWHHSHUWKDQ WKHQDWXUDOFRQGLWLRQ IRUDSHULRGRIWLPHGXULQJWKHSURILOHDGMXVWPHQW

HTXLOLEUDWLRQ
SURFHVV
7KHQHZO\FUHDWHGIRUHVKRUHDUHDFUHDWHGE\DGYDQFLQJWKHIRUHVKRUHVHDZDUGLVQRZLQGHHSHU ZDWHU WKDQ WKH SUHYLRXVO\ H[LVWLQJ QDWXUDO FRQGLWLRQ  $OVR GXULQJ WKH SURILOH HTXLOLEUDWLRQ SURFHVV DQ DORQJVKRUH WURXJK PD\ IRUP RU WKH H[LVWLQJ FRQGLWLRQ PD\ EHFRPH GHHSHU 7KH VZLPPLQJZDGLQJSXEOLFRIWHQSHUFHLYHVWKLVWURXJKDVD³GURSRII´5HFUHDWLRQDOEHDFKJRHUV PD\KDYHEHFRPHDFFXVWRPHGWRWKHVKDOORZZDWHUVQRUPDOO\DVVRFLDWHGZLWKWKHH[LVWLQJVZDVK ]RQH6ZLPPHUVDQGZDGHUVWKXVPD\EHXQH[SHFWHGO\FRQIURQWHGZLWKGHHSHUZDWHUUHVXOWLQJ LQ KD]DUGRXV FRQGLWLRQV  )XUWKHUPRUH GHHSHU ZDWHU LQ WKH VXUI ]RQH DOORZV ODUJHU ZDYHV WR SURSDJDWHWKDQWKHQDWXUDOO\RFFXUULQJVKDOORZZDWHUFRQGLWLRQ7KLVLQFUHDVHGZDWHUGHSWKLQWKH VXUI]RQHHQDEOHVODUJHUZDYHVWREUHDNYHU\FORVHWRWKHVKRUH7KLVLVFRPPRQO\UHIHUUHGWRDV ³VKRUHEUHDN´RU³VKRUHSRXQG´7KHUHFUHDWLQJSXEOLFZKLFKPD\KDYHEHFRPHDFFXVWRPHGWR DPLOGZDYHFRQGLWLRQLVVXGGHQO\FRQIURQWHGZLWKDKLJKHUHQHUJ\ZDYHFOLPDWH 5HIOHFWHG ZDYHV DOVR FDQ SRWHQWLDOO\ GHJUDGH WKH VXUILQJ H[SHULHQFH  5HIOHFWHG ZDYHV SURSDJDWLQJ VHDZDUG FDQ SDVV WKURXJK QRUPDO LQFRPLQJ ZDYHV ZLWK QR HIIHFW RU FDQ PHHW LQFRPLQJ ZDYHV DQG FUHDWH D FRQGLWLRQ NQRZQ DV GHVWUXFWLYHLQWHUIHUHQFH  7KH RXWERXQG DQG LQERXQGZDYHVPHHW DQGWKH UHVXOWLQJWUDQVIHU RI HQHUJ\ FDQ FDXVHWKHZDYHVWR SLWFK XSLQ D FKDRWLFVHDVWDWH7KHVXUILQJH[SHULHQFHFRXOGEHGHJUDGHGE\WKHSUHVHQFHRIWKHVHRXWERXQG ZDYHVDVZHOODVWKHUHVXOWDQWFKDRWLFVHDVWDWH
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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

FRQVWUXFWLRQDUHDVLQFOXGLQJWKHEHDFKDQGQHDUVKRUH]RQH7KHHIIHFWVRQSXEOLFVDIHW\ZKLOH WKHEHDFKILOO3URMHFWLVUHDFKLQJHTXLOLEULXPZRXOGEHDVLJQLILFDQWEXWWHPSRUDU\LPSDFW Mitigation Measures

005(&
3URYLGHVLJQVWRZDUQVZLPPHUVZDGHUVDQGVXUIHUVRISRWHQWLDOO\KD]DUGRXV VXUIFRQGLWLRQV3URYLGHH[WUDOLIHJXDUGV
Significant and Unavoidable Impacts: 1RQH

 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW 5(&
Increases the use of existing neighborhood and regional parks or other recreational facilities such that substantial physical deterioration of the facility would occur or be accelerated.
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itigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW5(&
Includes recreational facilities or requires the construction or expansion of recreational facilities, which might have an adverse physical effect on the environment. 7KH EHDFK QRXULVKPHQW SURYLGHV IRU D ZLGHU EHDFK DUHD DQG JUHDWHU RSSRUWXQLWLHV IRU EHDFK DFWLYLWLHV HQKDQFLQJ WKH EHDFK DYDLODEOH IRU UHFUHDWLRQ XVHUV  7KH  IW %HDFK :LGWK $OWHUQDWLYHZRXOG QRW UHVXOWLQWKH FRQVWUXFWLRQ RU H[SDQVLRQ RI DQ\ UHFUHDWLRQDO IDFLOLWLHVWKDW ZRXOG KDYH DQ DGYHUVH SK\VLFDO HIIHFW RQWKH HQYLURQPHQW  /RQJWHUP PDLQWHQDQFH DFWLYLWLHV ZRXOGFUHDWHVLPLODULPSDFWVDVWKHLQLWLDOFRQVWUXFWLRQ7KHZLGHUEHDFKZRXOGEHDEHQHILWWR EHDFKUHFUHDWLRQXVHUV
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
236
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

,PSDFW5(&
Results in a substantial degradation of the recreational experience at San Clemente Beach.
7KHLPSDFWVRIWKHIW%HDFK:LGWK$OWHUQDWLYHRQWKHZDYHVDW76WUHHWUHHILVGLVFXVVHGLQ 6HFWLRQ6RPHRIWKHVHGLPHQWSODFHGRQWKHEHDFKIRUWKHIW%HDFK:LGWK$OWHUQDWLYH ZRXOG PRYH RIIVKRUH DQG VHWWOH RQ 76WUHHW UHHI  7KH  IW %HDFK:LGWK $OWHUQDWLYH FRXOG UHVXOWLQ D VDQGOD\HU RI XSWR  IW
 P
WKLFNQHVV RQ 76WUHHW UHHI  7KLV EXULDO ZRXOG KDYH XQTXDQWLILDEOH EXW VLJQLILFDQW DGYHUVH HIIHFWVWRWKH ZDYH EUHDNLQJ FKDUDFWHULVWLFV RIWKH UHHI 7KHUHIUDFWLYHDELOLWLHVRIWKHUHHIPD\EHPRGLILHGRUORVWOHVVHQLQJWKHIRFXVLQJHIIHFWRIWKH UHHIDQGUHPRYLQJWKHSRLQWEUHDNFKDUDFWHULVWLFVRI76WUHHWUHHI)ODWWHQLQJRIWKHVORSHLQWKH UHHIDUHDGXHWRVHGLPHQWDWLRQKDVWKHSRWHQWLDOWRFKDQJHWKHFKDUDFWHULVWLFSOXQJLQJSRLQWEUHDN WR D TXDVLVSLOOLQJ EHDFK EUHDN DQG OHVV GHVLUDEOH VXUILQJ FRQGLWLRQV  6HGLPHQWDWLRQ LQ WKH VKDOORZSRUWLRQRIWKHUHHIPD\UHVXOWLQ³FORVHRXW´FRQGLWLRQVDQGVKRUWHUULGHV7KHVHGLPHQW IURPWKH  IW %HDFK:LGWK $OWHUQDWLYH PD\ EH SUHVHQW RQ 76WUHHW UHHI IRU XSWR  \HDUV %HFDXVHWKHIW%HDFK:LGWK$OWHUQDWLYHKDVWKHSRWHQWLDOWRVXEVWDQWLDOO\PRGLI\WKHZDYHV DW76WUHHWUHHIDQGEHFDXVHWKHVHGLIIHUHQFHVFRXOGSHUVLVWIRUDVPXFKDV\HDUVWKHLPSDFW RQUHFUHDWLRQLVFRQVLGHUHGVLJQLILFDQW
7KHPXFK ZLGHU EHDFKWKDW ZRXOG EH FUHDWHG E\WKH  IW%HDFK:LGWK $OWHUQDWLYHWKDQWKH IW$OWHUQDWLYHZRXOGEHDEHQHILFLDOLPSDFWIRUVXQEDWKHUVZDONHUVMRJJHUVDQGSLFQLFNHUV Mitigation Measure
,PSOHPHQW00:5
Summary of Significant Unavoidable Impacts
7KHIW%HDFK:LGWK$OWHUQDWLYHZRXOGUHVXOW
LQVXEVWDQWLDOEXULDORI7VWUHHW5HHIDQGDGYHUVHPRGLILFDWLRQRIWKHZDYHFKDUDFWHULVWLFVWKHUH 7KH VXUILQJ H[SHULHQFH ZRXOG EH GHJUDGHG  7KH LPSDFWV PD\ RFFXU IRU DERXW  \HDUV 0RQLWRULQJDQGGRFXPHQWDWLRQRILPSDFWVDQGWKHDYRLGDQFHRIIXWXUHEHDFKILOOVZRXOGDOORZ WKHZDYHFKDUDFWHULVWLFVWRUHFRYHU&UHDWLRQRIDQDUWLILFLDOVXUILQJUHHIZRXOGUHSOLFDWHVRPHRI WKH VXUILQJ YDOXHV EXW DQ DUWLILFLDO VXUILQJ UHHI PD\ QRW JHQHUDWH ZDYH SURILOHV HTXLYDOHQW WR WKRVHDW76WUHHW
,PSDFW5(&
Results in a safety hazard to recreational beach users $VGHVFULEHGIRUWKHIW%HDFK:LGWK$OWHUQDWLYHLPPHGLDWHO\IROORZLQJEHDFKFRQVWUXFWLRQ WKHUHPD\EHFKDQJHVLQWKHVXUI]RQHWKDWZRXOGUHVXOWLQFRQGLWLRQVWKDWFRXOGEHKD]DUGRXVWR VZLPPHUV ZDGHUV DQG VXUIHUV XQWLO WKH EHDFK UHDFKHV HTXLOLEULXP  +D]DUGRXV FRQGLWLRQV WR EHDFKJRHUVZRXOGEHDVLJQLILFDQWDGYHUVHLPSDFW
Mitigation Measures
,PSOHPHQW00:5
Summary of Significant Unavoidable Impacts
1RQH
237
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


 ,PSDFWV5HODWHGWRWKH1R$FWLRQ$OWHUQDWLYH
7KH1R$FWLRQ$OWHUQDWLYHZRXOGQRWLQYROYHDQ\GUHGJLQJRUEHDFKQRXULVKPHQWDFWLYLW\1R LPSDFWVWR UHFUHDWLRQZRXOGRFFXU IURPWKHODFNRIWKHVHFRQVWUXFWLRQDFWLYLWLHV+RZHYHUWKH QDUURZLQJEHDFKSURILOHRUSRWHQWLDOODFNRIDQ\VDQG\EHDFKZRXOGSUHYHQWUHFUHDWLRQDOEHDFK XVH8QGHUWKH1R$FWLRQ$OWHUQDWLYHLWLVOLNHO\WKDWHPHUJHQF\VHDZDOOVZRXOGEHFRQVWUXFWHG WRSURWHFWVWUXFWXUHV3RWHQWLDOPDLQWHQDQFHDFWLYLWLHVE\6&55$PD\SUHYHQWXVHRIWKHQDUURZ EHDFK EHFDXVH RI HTXLSPHQW XVHG WR PDLQWDLQ WKH UDLOURDG EDOODVW DQG WUDFNV  7KH DPRXQW RI HTXLSPHQWDQGWLPHQHHGHGWRFRQGXFWSRWHQWLDOPDLQWHQDQFHDFWLYLWLHVLVDQWLFLSDWHGWREHOHVV WKDQVLJQLILFDQW
 $HVWKHWLFV
 6LJQLILFDQFH&ULWHULD
$QLPSDFWWRDHVWKHWLFVZLOOEHFRQVLGHUHGVLJQLILFDQWLIDSURMHFWDOWHUQDWLYH 
x +DVDVXEVWDQWLDODGYHUVHHIIHFWRQDVFHQLFYLVWD

x 6XEVWDQWLDOO\ GDPDJHV VFHQLF UHVRXUFHV LQFOXGLQJ EXW QRW OLPLWHG WR WUHHV URFN RXWFURSSLQJVDQGKLVWRULFEXLOGLQJVZLWKLQD6WDWHVFHQLFKLJKZD\ 
x 6XEVWDQWLDOO\ GHJUDGHV WKH H[LVWLQJ YLVXDO FKDUDFWHU RU TXDOLW\ RI WKH VLWH DQG LWV

VXUURXQGLQJV
DQGRU
x &UHDWHV D QHZ VRXUFH RI VXEVWDQWLDOOLJKW RU JODUHZKLFKZRXOG DGYHUVHO\ DIIHFW GD\ RU QLJKWWLPHYLHZVLQWKHDUHD
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW$(6
Has a substantial adverse effect on a scenic vista.
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
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
238
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

,PSDFW$(6
Substantially damage scenic resources, including, but not limited to, trees, rock outcroppings, and historic buildings within a state scenic highway. 7KH&DOLIRUQLD'HSDUWPHQWRI7UDQVSRUWDWLRQ
&DOWUDQV
GHVLJQDWHVURDGZD\VWKDWSURYLGHVFHQLF
YLHZVDVRIILFLDO6FHQLF+LJKZD\VRU&RUULGRUV$KLJKZD\FDQEHRIILFLDOO\GHVLJQDWHGD6WDWH 6FHQLF+LJKZD\ZKHQWKHORFDOMXULVGLFWLRQDGRSWVDVFHQLFFRUULGRUSURWHFWLRQSURJUDPDSSOLHV WR &DOWUDQV IRU VFHQLF KLJKZD\ DSSURYDO DQG UHFHLYHV QRWLILFDWLRQ WKDW WKH KLJKZD\ KDV EHHQ GHVLJQDWHGDVDQRIILFLDO6WDWH6FHQLF+LJKZD\7KH3URMHFWVLWHLVQRWORFDWHGQHDUDGHVLJQDWHG 6WDWHVFHQLFKLJKZD\7KHUHIRUHWKHSURSRVHG3URMHFWZRXOGKDYHQRLPSDFWRQVFHQLFUHVRXUFHV ZLWKLQD6WDWHKLJKZD\
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW$(6
Substantially degrade the existing visual character or quality of the site and its surroundings
7KHSURSRVHG3URMHFWZRXOG UHVXOWLQDZLGHUEHDFKZKLFKZRXOGEHDPLQRUDOWHUDWLRQRIWKH YLVXDOFKDUDFWHURIWKHH[LVWLQJHQYLURQPHQW'XULQJWKHFRQVWUXFWLRQSKDVHWKHYLVXDOFKDUDFWHU RI WKH VLWH ZRXOG EH DIIHFWHG E\ FRQVWUXFWLRQ DFWLYLWLHV DQG WKH SUHVHQFH RI FRQVWUXFWLRQ HTXLSPHQWDQGPDWHULDOV
KRZHYHUWKHFRQVWUXFWLRQSKDVHLVWHPSRUDU\DQGDVVXFKZRXOGQRW UHVXOWLQSHUPDQHQWDGYHUVHHIIHFWVWRWKHYLVXDOFKDUDFWHURIWKHVLWH7KHUHVXOWLQJZLGHUEHDFK ZRXOG HQKDQFH WKH YLHZ RI WKH EHDFK DQG UHVXOW LQ D YLVXDO EHQHILW  /RQJWHUP PDLQWHQDQFH DFWLYLWLHVZRXOGFUHDWHVLPLODULPSDFWVDVWKHLQLWLDOFRQVWUXFWLRQ7KHUHIRUHWKH3URMHFWZRXOG QRWVXEVWDQWLDOO\GHJUDGHWKHH[LVWLQJYLVXDOTXDOLW\RIWKHVXUURXQGLQJDUHDDQGLPSDFWVZRXOG EHOHVVWKDQVLJQLILFDQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW $(6
Create a new source of substantial light or glare, which would adversely affect day or nighttime views in the area.
1ROLJKWDQGJODUHLPSDFWVZRXOGRFFXUDVDUHVXOWRIWKHEHDFKQRXULVKPHQWEHFDXVHQROLJKWLQJ RU QHZ VRXUFH RI JODUHLV SURSRVHG7KH GUHGJHZRXOG SRWHQWLDOO\ XVHOLJKWV GXULQJ QLJKWWLPH GUHGJLQJDFWLYLWLHV
KRZHYHUWKHGUHGJLQJDFWLYLWLHVDUHVKRUWWHUPDQGWHPSRUDU\LIXVHGDQG ZRXOGQRWFUHDWHDQHZVRXUFHRIVXEVWDQWLDOOLJKWRUJODUHWKDWZRXOGLPSDFWYLVXDO UHVRXUFHV /RQJWHUP PDLQWHQDQFH DFWLYLWLHV ZRXOG FUHDWH VLPLODU LPSDFWV DV WKH LQLWLDO FRQVWUXFWLRQ 7KHUHIRUHWKH SURSRVHG 3URMHFW ZRXOG KDYHOHVVWKDQ VLJQLILFDQWLPSDFWV RQ GD\ RU QLJKWWLPH YLHZVLQWKHDUHD
239
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW$(6
Has a substantial adverse effect on a scenic vista.
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itigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW$(6
Substantially damage scenic resources, including, but not limited to, trees, rock outcroppings, and historic buildings within a state scenic highway. $VZLWKWKH  IW%HDFK:LGWK$OWHUQDWLYHWKH  IW%HDFK:LGWK$OWHUQDWLYHLV QRWORFDWHG QHDU D GHVLJQDWHG 6WDWH VFHQLF KLJKZD\7KHUHIRUHWKLV$OWHUQDWLYHZRXOG KDYH QRLPSDFW RQ VFHQLFUHVRXUFHVZLWKLQD6WDWHKLJKZD\VDPHDVWKHSURSRVHGDFWLRQ Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW$(6
Substantially degrade the existing visual character or quality of the site and its surroundings
7KH  IW %HDFK:LGWK $OWHUQDWLYH ZRXOG UHVXOW LQ D ZLGHU EHDFK ZKLFK ZRXOG EH D PLQRU DOWHUDWLRQRIWKHYLVXDOFKDUDFWHURIWKHH[LVWLQJHQYLURQPHQW'XULQJWKHFRQVWUXFWLRQSKDVHWKH YLVXDO FKDUDFWHU RI WKH VLWH ZRXOG EH DIIHFWHG E\ FRQVWUXFWLRQ DFWLYLWLHV DQG WKH SUHVHQFH RI FRQVWUXFWLRQHTXLSPHQWDQGPDWHULDOV7KLVWHPSRUDU\LPSDFWZRXOGEHRIDORQJHUGXUDWLRQWKDQ 240
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


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itigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW$(6
Create a new source of substantial light or glare, which would adversely affect day or nighttime views in the area.
$VZLWKWKHIW%HDFK:LGWK$OWHUQDWLYHQROLJKWDQGJODUHLPSDFWVZRXOGRFFXUDVDUHVXOWRI WKHIW%HDFK:LGWK$OWHUQDWLYHEHFDXVHQROLJKWLQJRUQHZVRXUFHRIJODUHLVSURSRVHG7KH GUHGJHZRXOGSRWHQWLDOO\XVHOLJKWVGXULQJQLJKWWLPHGUHGJLQJDFWLYLWLHV KRZHYHUWKHGUHGJLQJ
DFWLYLWLHVDUHVKRUWWHUPDQGWHPSRUDU\LIXVHGDQGZRXOGQRWFUHDWHDQHZVRXUFHRIVXEVWDQWLDO OLJKWRUJODUHWKDWZRXOGLPSDFWYLVXDOUHVRXUFHV/RQJWHUPPDLQWHQDQFHDFWLYLWLHVZRXOGFUHDWH VLPLODULPSDFWVDVWKHLQLWLDOFRQVWUXFWLRQ6LPLODUWRWKHIW%HDFK:LGWK$OWHUQDWLYHWKH IW%HDFK:LGWK$OWHUQDWLYHZRXOGKDYHOHVVWKDQVLJQLILFDQWLPSDFWVRQGD\RUQLJKWWLPHYLHZV LQWKHDUHD
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKH1R$FWLRQ$OWHUQDWLYH
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
241
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


 3XEOLF+HDOWKDQG6DIHW\
 6LJQLILFDQFH&ULWHULD
$QLPSDFWWRSXEOLFKHDOWKDQGVDIHW\ZLOOEHFRQVLGHUHGVLJQLILFDQWLIDSURMHFWDOWHUQDWLYHZRXOG UHVXOWLQVXEVWDQWLDODGYHUVHSK\VLFDOLPSDFWVDVVRFLDWHGZLWKWKHSURYLVLRQRIQHZRUSK\VLFDOO\ DOWHUHG JRYHUQPHQWDO IDFLOLWLHV QHHG IRU QHZ RU SK\VLFDOO\ DOWHUHG JRYHUQPHQWDO IDFLOLWLHV WKH FRQVWUXFWLRQ RI ZKLFK FRXOG FDXVH VLJQLILFDQW HQYLURQPHQWDO LPSDFWV LQ RUGHU WR PDLQWDLQ DFFHSWDEOH VHUYLFH UDWLRV UHVSRQVHWLPHV RU RWKHU SHUIRUPDQFHREMHFWLYHV IRUDQ\ RIWKH SXEOLF

VHUYLFHV

x )LUHSURWHFWLRQ

x 3ROLFHSURWHFWLRQ

x 6FKRROV

x 3DUNV
DQGRU
x 2WKHUSXEOLFIDFLOLWLHV
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW3+6
Substantial adverse physical impacts associated with the provision of new or physically altered governmental facilities, need for new or physically altered governmental facilities, the construction of which could cause significant environmental impacts, in order to maintain acceptable service ratios, response times or other performance objectives for fire protection, police protection, schools, parks, and/or other public facilities. 7KH SURSRVHG 3URMHFW ZRXOG QRW SURYLGH QHZ RU SK\VLFDOO\ DOWHUHG JRYHUQPHQW IDFLOLWLHV WKDW ZRXOGLPSDFWILUHSURWHFWLRQSROLFHSURWHFWLRQVFKRROVSDUNVDQGRUSXEOLFIDFLOLWLHV+RZHYHU DVVWDWHGLQWKHUHFUHDWLRQDQDO\VLVWKHIW%HDFK:LGWK$OWHUQDWLYHPD\SRWHQWLDOO\H[SRVHWKH SXEOLFWRSRWHQWLDOVDIHW\KD]DUGV+HDY\HTXLSPHQWZRUNLQJLQDQDFWLYHSXEOLFXVHDUHDSRVHV VDIHW\LVVXHVIRUDGXOWVDQGFKLOGUHQ&KLOGUHQPD\EHSURQHWRFRPHFORVHWRWKHHTXLSPHQWERWK GXULQJHTXLSPHQWRSHUDWLRQRQWKHEHDFKDQGVWRUDJHZLWKLQVWDJLQJDUHDV,QDGGLWLRQRIIVKRUH GUHGJH HTXLSPHQW KDVWKH SRWHQWLDOWR UHVXOWLQD KD]DUGWR ERDWWUDIILF7KH GUHGJHZRXOG EH HTXLSSHGZLWKPDUNLQJVDQGOLJKWLQJVLQDFFRUGDQFHZLWKWKH86&RDVW*XDUGUHJXODWLRQV7KH ORFDWLRQDQGVFKHGXOHRIWKHGUHGJHZRXOGEHSXEOLVKHGLQWKH86&RDVW*XDUG/RFDO1RWLFHWR 0DULQHUV  7KH GUHGJH ZRXOG WUDYHO DW YHU\ ORZ VSHHGV DSSUR[LPDWHO\  NQRWV
 GXULQJ
GUHGJLQJRSHUDWLRQV7KHWUDYHOVSHHGGXULQJWUDQVSRUWZRXOGEHDSSUR[LPDWHO\NQRWV'XULQJ GUHGJLQJDQGQRXULVKPHQWDFWLYLWLHVSURSHUDGYDQFHGQRWLFHWRPDULQHUVZRXOGEHREWDLQHGDQG QDYLJDWLRQDO WUDIILF ZRXOG QRW EH DOORZHG ZLWKLQ WKH RIIVKRUH ERUURZ VLWH DUHD RU PRRULQJGLVFKDUJH DUHD RIIVKRUH RI2FHDQVLGH ,WLV XQOLNHO\WKDW UHFUHDWLRQDO YHVVHOV VXFK DV ND\DNVVDLOERDWVMHWVNLHUVDQGSDGGOHERDUGVZRXOGXVHWKLVDUHDFORVHWRVKRUHDQGFORVHWRWKH 3LHU
KRZHYHUVLJQDJHZRXOGEHSURYLGHGWRLQIRUPWKHVHUHFUHDWLRQDOXVHUVRISRWHQWLDOKD]DUGV ,Q DGGLWLRQ VLJQDJH ZRXOG EH SURYLGHG WR LQIRUP VZLPPHUV RI SRWHQWLDO KD]DUGV  /RQJWHUP PDLQWHQDQFH DFWLYLWLHV ZRXOG FUHDWH VLPLODU LPSDFWV DV WKH LQLWLDO FRQVWUXFWLRQ  7KH SURSRVHG 3URMHFWZRXOGEHWHPSRUDU\DQGVKRUWWHUPDQGLPSDFWVZRXOGEHOHVVWKDQVLJQLILFDQW 242
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


Mitigation Measures
,PSOHPHQW00:5

Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW3+6
Substantial adverse physical impacts associated with the provision of new or physically altered governmental facilities, need for new or physically altered governmental facilities, the construction of which could cause significant environmental impacts, in order to maintain acceptable service ratios, response times or other performance objectives for fire protection, police protection, schools, parks, and/or other public facilities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itigation Measures
,PSOHPHQW00:5
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKH1R$FWLRQ$OWHUQDWLYH
8QGHUWKH1R$FWLRQ$OWHUQDWLYHLWLVOLNHO\WKDWHPHUJHQF\ VHDZDOOVZRXOG EHFRQVWUXFWHGWR SURWHFWVWUXFWXUHV$VDUHVXOWRIWKHFRQWLQXHGEHDFKHURVLRQWKURXJKRXW6DQ&OHPHQWH%HDFKD QXPEHU RI SXEOLF VDIHW\ FRQFHUQV KDYH VXUIDFHG  3XEOLF UHVWURRPV DUH ORFDWHG RQ WKH EHDFK VHDZDUG
ZHVW
 RIWKH UDLOURDGWUDFNV&RQWLQXHG GDPDJHVWRWKHVH IDFLOLWLHVPD\ UHTXLUHWKHLU UHORFDWLRQWRWKHODQGZDUG VLGH
HDVW
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¶VOLDELOLW\KDVWKHSRWHQWLDOWREHVXEVWDQWLDO 243
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


 6RFLRHFRQRPLFV(QYLURQPHQWDO-XVWLFH
 6LJQLILFDQFH&ULWHULD
$Q LPSDFW WR VRFLRHFRQRPLFVHQYLURQPHQWDO MXVWLFH ZLOO EH FRQVLGHUHG VLJQLILFDQW LI D SURMHFW

DOWHUQDWLYH

x ,PSDFWVDVHFWRURIWKHHFRQRP\SURGXFWLYLW\FRPSHWLWLRQSULFHVRUMREV 
x ,PSDFWVWKHZHOIDUHRIPLQRULW\RUORZLQFRPHSRSXODWLRQV DQGRU
x ,PSDFWV WKH ILVFDO DQG SK\VLFDO DELOLW\ RI WKH ORFDO JRYHUQPHQWDO DJHQFLHV WR PHHW WKH QHHGVRIWKHSXEOLFIROORZLQJWKHSURMHFWUHODWHGFKDQJHVLQWKHORFDOSRSXODWLRQ  ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW6(-
Impacts a sector of the economy, productivity, competition, prices, or jobs. 0DLQWDLQLQJWKH EHDFKZLOOPDLQWDLQ RULQFUHDVHWRXULVPDFFRUGLQJWR.LQJDQG6\PHV 

7KH VRFLRHFRQRPLF HIIHFWV RI EHDFK UHSOHQLVKPHQW DW 6DQ &OHPHQWH ZRXOG EH FRQVLGHUHG D EHQHILFLDO LPSDFW  7KH ZLGHU VDQG\ EHDFK ZRXOG SURYLGH JUHDWHU UHFUHDWLRQ RSSRUWXQLW\ RSSRUWXQLW\ IRU SXEOLF DFFHVV HQKDQFH WRXULVP LQ WKH UHJLRQ DQG LQFUHDVH ORFDO UHFUHDWLRQ UHYHQXH GXH WR LQFUHDVHG QXPEHUV RI YLVLWRUV WR WKH EHDFKHV  ,Q DGGLWLRQ WKH FUHDWLRQ RI FRQVWUXFWLRQMREVDVVRFLDWHGZLWKWKHVKRUHOLQHLPSURYHPHQWVZRXOGEHDEHQHILFLDOLPSDFWWRWKH VWXG\DUHD
1RVLJQLILFDQWGLUHFWSRSXODWLRQHPSOR\PHQWLQFRPHRUKRXVLQJLPSDFWVDUHH[SHFWHGWRUHVXOW IURPWKH RIIVKRUH FRQVWUXFWLRQ DFWLYLWLHV HLWKHU RQ DORFDO EDVLV RU UHJLRQDO EDVLV  /RQJWHUP PDLQWHQDQFH DFWLYLWLHV ZRXOG FUHDWH VLPLODU LPSDFWV DV WKH LQLWLDO FRQVWUXFWLRQ  2IIVKRUH FRQVWUXFWLRQ RSHUDWLRQV
LH YHVVHO WUDIILF DQG GUHGJLQJ
 PD\ SRWHQWLDOO\ FRQIOLFW ZLWK ORFDO
FRPPHUFLDOILVKLQJRSHUDWLRQVGXULQJZLQWHUPRQWKVLQFOXGLQJJHDUHTXLSPHQWGDPDJHDQGWKH GLVUXSWLRQ RI ILVKLQJ ORFDWLRQV  7KLUW\ GD\V SULRU WR WKH VWDUW RI FRQVWUXFWLRQ WKH ORFDO FRPPHUFLDO ILVKHUPHQ¶V DVVRFLDWLRQ VKDOO EH SURYLGHGZLWKZULWWHQ QRWLILFDWLRQ RIWKHLQWHQGHG VWDUW GDWH RI RQ VKRUH FRQVWUXFWLRQ RIIVKRUH FRQVWUXFWLRQ PDSV RI 3URMHFWUHODWHG YHVVHO WUDQVSRUWDWLRQURXWHVDQGLWVGXUDWLRQ1RWLFLQJVKDOOLQFOXGHDSRLQWRIFRQWDFWWKURXJKRXWWKH HQWLUH FRQVWUXFWLRQ SKDVH WR UHVSRQG WR FRQFHUQV UHJDUGLQJ LQWHUIHUHQFH DQGRU RWKHU LVVXHV DVVRFLDWHG ZLWK ORFDO FRPPHUFLDO ILVKLQJ RSHUDWLRQV  ,PSDFWV ZRXOG EH FRQVLGHUHG OHVV WKDQ VLJQLILFDQW
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW6(-
Impacts the welfare of minority or low-income populations. 244
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


7KHFRQVWUXFWLRQDQGORQJWHUPPDLQWHQDQFHRIWKHSURSRVHG3URMHFWZRXOGQRWEHH[SHFWHGWR KDYHDQ\QHJDWLYHHIIHFWRQPLQRULW\RUORZLQFRPHSRSXODWLRQV,QDGGLWLRQWKHH[SDQVLRQRI WKH EHDFK ZLGWK ZRXOG EH D SXEOLFLPSURYHPHQWWKDW ZRXOG EHQHILW UHVLGHQFHV DQG EXVLQHVVHV DOLNH
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW6(-
 Impacts the fiscal and physical ability of the local governmental agencies to meet the needs of the public following the project-related changes in the local population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
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
 ,PSDFWV5HODWHGWRWKHIW
P
%HDFK:LGWK$OWHUQDWLYH
,PSDFW6(-
Impacts a sector of the economy, productivity, competition, prices, or jobs. 0DLQWDLQLQJWKH EHDFKZLOOPDLQWDLQ RULQFUHDVHWRXULVPDFFRUGLQJWR.LQJDQG6\PHV 

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
LHYHVVHOWUDIILFDQGGUHGJLQJ
PD\SRWHQWLDOO\FRQIOLFWZLWK
245
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


ORFDO FRPPHUFLDO ILVKLQJ RSHUDWLRQV GXULQJ ZLQWHU PRQWKV LQFOXGLQJ JHDUHTXLSPHQW GDPDJH DQGWKHGLVUXSWLRQRI ILVKLQJORFDWLRQV7KLUW\GD\VSULRUWRWKH VWDUWRIFRQVWUXFWLRQWKHORFDO FRPPHUFLDO ILVKHUPHQ¶V DVVRFLDWLRQ VKDOO EH SURYLGHGZLWKZULWWHQ QRWLILFDWLRQ RIWKHLQWHQGHG VWDUW GDWH RI RQ VKRUH FRQVWUXFWLRQ RIIVKRUH FRQVWUXFWLRQ PDSV RI 3URMHFWUHODWHG YHVVHO WUDQVSRUWDWLRQURXWHVDQGLWVGXUDWLRQ1RWLFLQJVKDOOLQFOXGHDSRLQWRIFRQWDFWWKURXJKRXWWKH HQWLUH FRQVWUXFWLRQ SKDVH WR UHVSRQG WR FRQFHUQV UHJDUGLQJ LQWHUIHUHQFH DQGRU RWKHU LVVXHV DVVRFLDWHG ZLWK ORFDO FRPPHUFLDO ILVKLQJ RSHUDWLRQV  ,PSDFWV ZRXOG EH FRQVLGHUHG OHVV WKDQ VLJQLILFDQWVLPLODUWRWKHSURSRVHGDFWLRQ
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW6(-
Impacts the welfare of minority or low-income populations. 6LPLODUWRWKHSURSRVHGDFWLRQWKHFRQVWUXFWLRQDQGORQJWHUPPDLQWHQDQFHRIWKHIW%HDFK :LGWK$OWHUQDWLYHZRXOGQRWEHH[SHFWHGWRKDYHDQ\QHJDWLYHHIIHFWRQPLQRULW\RUORZLQFRPH SRSXODWLRQV,QDGGLWLRQWKHH[SDQVLRQRIWKHEHDFKZLGWKZRXOGEHDSXEOLFLPSURYHPHQWWKDW ZRXOGEHQHILWUHVLGHQFHVDQGEXVLQHVVHVDOLNH
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
,PSDFW6(-
 Impacts the fiscal and physical ability of the local governmental agencies to meet the needs of the public following the project-related changes in the local population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
Mitigation Measures
1RQH
Significant and Unavoidable Impacts
1RQH
246
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


 ,PSDFWV5HODWHGWRWKH1R$FWLRQ$OWHUQDWLYH
1R SRSXODWLRQ LPPLJUDWLRQUHODWHG VRFLRHFRQRPLF LPSDFWV HJ LPSDFWV RQ KRXVLQJ RU
HPSOR\PHQW
DUHH[SHFWHGXQGHUWKH1R$FWLRQ$OWHUQDWLYH+RZHYHUEHDFKHVZRXOGFRQWLQXH WRHURGHLQWKH IXWXUHZKLFKPD\LQFUHDVHWKH SRWHQWLDO IRU VRPHORVV RI UHFUHDWLRQDO XVHVDQG DFFHVVWR EHDFKHV  $OVRLWLVOLNHO\WKDW HPHUJHQF\ VHDZDOOVZRXOG EH FRQVWUXFWHGWR SURWHFW VWUXFWXUHV7KHUHPD\EHDQHWORVVLQHFRQRP\GXHWRWKHODFNRIEHDFKYLVLWRUVZKLFKZRXOGEH DSRWHQWLDOO\VLJQLILFDQWLPSDFW
247
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 &808/$7,9(,03$&7$1$/<6,6
 'HVFULSWLRQRI&XPXODWLYH3URMHFWV
 'DQD3RLQW+DUERU0DLQWHQDQFH'UHGJLQJ
'DQD 3RLQW +DUERU LV ORFDWHG LQ &DSLVWUDQR %D\ RQ WKH VRXWKHUQ 2UDQJH &RXQW\ FRDVWOLQH DSSUR[LPDWHO\KDOIZD\EHWZHHQ/RV$QJHOHVDQG6DQ'LHJR7KHPDLQHOHPHQWVRIWKHSURMHFW LQFOXGH

PDLQWHQDQFHGUHGJLQJRIWKHQDYLJDWLRQDOFKDQQHOVDQFKRUDJHVWXUQLQJEDVLQVDQG DUHDVXQGHUGRFNVDIIHFWHGE\VHGLPHQWEXLOGXS

GLVSRVDORIGUHGJHGPDWHULDODQG

UHXVH
RI VXLWDEOH FOHDQ PDWHULDO WR HQKDQFH WKH VHGLPHQW TXDOLW\ RI WKH LQWHULRU KDUERU EHDFK DQG QRXULVKPHQWIRUWKH&RXQW\3DUNSRUWLRQRI&DSLVWUDQR%HDFK7KHGHVLJQSURMHFWGHSWKVLQWKH GUHGJLQJDUHD YDU\ IURP  IW
P
0//:DWWKH%RDW/DXQFK5DPSDQG<RXWKDQG*URXS
'RFNVWR  IW
P
0//:LQWKH(DVW$QFKRUDJHDQG0DLQ&KDQQHODQG IRRW P
RI
UHPRYDORIWKHWRSOD\HURIILQHVDQGDW³%DE\%HDFK´7KHSURMHFWLVDQWLFLSDWHGWRWDNHXSWR IRXUPRQWKVWRFRPSOHWH
7KHWRWDOTXDQWLW\RIGUHGJHPDWHULDOLVHVWLPDWHGWREHXSWRF\ 
P

8SWR
F\

P
ZLOOEHGLVSRVHGDWDQ(3$DSSURYHGVLWH
/$
ORFDWHGDSSUR[LPDWHO\
PL
 NP
 IURPWKH HQWUDQFH RI 'DQD 3RLQW +DUERU  8SWR  F\
P
 RI FOHDQ
FRDUVH VDQGPDWHULDOZLOO EH XVHGWR UHSODFHWKHWRSOD\HU RI ILQH VDQGPDWHULDO UHPRYHG IURP ³%DE\%HDFK´DQGXSWRF\
P

RIFOHDQFRDUVHVDQGPDWHULDOLVDQWLFLSDWHGWREH
XVHGWR QRXULVK6DQ -XDQ&DSLVWUDQR&RXQW\%HDFK SODFHGHLWKHU GLUHFWO\ RQWKH GU\ EHDFK RU SODFHGLQWKHQHDUVKRUHOLWWRUDO]RQH
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
 NHOS
PLWLJDWLRQUHHILVORFDWHGRIIVKRUHRI6DQ&OHPHQWH&DOLIRUQLDLQZDWHUGHSWKVRIDSSUR[LPDWHO\ WR
IW
WRP
7KHHQWLUHNHOSUHHISURMHFWDUHDLVDQDFUH

KHFWDUHV
OHDVHG
SDUFHOORFDWHGPL
NP
RIIVKRUHRIWKH6DQ&OHPHQWHEHDFKEHWZHHQWKH6DQ&OHPHQWH3LHU DQG6DQ0DWHR3RLQW7KHVRXWKHUQHQGRIWKHUHHILVDERXWWZRPLOHVQRUWKRI621*6DQGMXVW QRUWKRI6DQ0DWHR3RLQWDQGH[WHQGVQRUWKWKUHHPLOHVWRWKH&LW\RI6DQ&OHPHQWH3LHU7KH NHOS UHHI SURMHFWLV DSSUR[LPDWHO\  IW RIIVKRUH IURPWKH VHDZDUG ERXQGDU\ RIWKH 3URMHFW IRRWSULQW
)LJXUH

248
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
)LJXUH3UR[LPLW\RI:KHHOHU1RUWK5HHIWR3URMHFW6LWH 249
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

7KHNHOSUHHIZDVSURSRVHGWREHFRQVWUXFWHGLQWZRSKDVHV3KDVHFRQVWUXFWHGLQ6HSWHPEHU 

FRYHUVDF

KD
RIVHDIORRU7KLVZDVWKHH[SHULPHQWDOVWDJHDQGPRGXOHVZHUH GHVLJQHGWRWHVWWKHYLDELOLW\RIXVLQJGLIIHUHQWW\SHVDQGGHQVLWLHVRIPDWHULDO HJTXDUU\URFN
YHUVXVFRQFUHWHUXEEOH
(DFKPRGXOHKDVDWZRGLPHQVLRQDOIRRWSULQWRIIW[IW P[
P
7KHPRGXOHVDUHJURXSHGLQWRVHYHQFOXVWHUVRUEORFNVLQWKHOHDVHGDUHD 7KH3KDVHUHHIZDVEHJXQLQ-XQHDQGLVDDF KD
ORZSURILOH
IW>P@

VLQJOHOD\HU UHHI FRQVWUXFWHG RI TXDUU\ URFN ZKLFK ZLOO EH GLVWULEXWHG RQ WKH EHQWKRV LQ TXDQWLWLHV VLPLODUWRWKRVHRIWKHORZHVW VXEVWUDWHGHQVLW\ LHERWWRPFRYHUDJH
XVHG IRU
WKH3KDVHH[SHULPHQWDOUHHI7KHGHVLJQRIWKH3KDVHPLWLJDWLRQUHHIFRQVLVWVRISRO\JRQV YDU\LQJLQDUHDIURPWRDF
WRKD
7KHUHHIFRQVWUXFWLRQGXUDWLRQZDVHVWLPDWHG
DWZRUNLQJGD\V
7KH ILQDO UHHI GHVLJQORFDWHVWKH 3KDVH  PLWLJDWLRQ UHHILQ FORVH SUR[LPLW\WRWKH 6DQ0DWHR .HOS %HG DYRLGV KDUG VXEVWUDWH DUHDV PDLQWDLQV WKH LQWHJULW\ RI WKH 3KDVH  UHHI PRGXOHV SURYLGHVIRUQDYLJDWLRQFKDQQHOVDQGDYRLGVDUHDVRIKLVWRULFDONHOSJURZWKDVZHOODVDUHDVRI VSHFLDOLQWHUHVWWRORFDOILVKHULHV
 5DLOURDG2SHUDWLRQV
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
 $QDO\VLVRI&XPXODWLYH,PSDFWV
 $LU4XDOLW\DQG0HWHRURORJ\
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
:LWK UHVSHFW WR FXPXODWLYH HPLVVLRQV FRQFHQWUDWLRQV DQG WKHLU SRWHQWLDO LPSDFW RQ VHQVLWLYH UHFHSWRUV WKH ORFDOL]HG LPSDFW DQDO\VLV GHPRQVWUDWHV WKDW DOO HPLVVLRQV OHYHOV ZRXOG UHPDLQ ZLWKLQWKHLUUHVSHFWLYHWKUHVKROGYDOXHVDQGWKHEHDFKILOO3URMHFWZRXOGQRWUHVXOWLQHPLVVLRQVLQ 250
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

H[FHVVRIWKH$PELHQW$LU4XDOLW\6WDQGDUGV$VVXFKWKH3URMHFWGRHVQRWDGGWRDFXPXODWLYH YLRODWLRQRIWKHVWDQGDUGV
 *HRORJ\DQG7RSRJUDSK\
7KHSODFHPHQWRIDSSUR[LPDWHO\F\

P

RIVHGLPHQWIURPWKHGUHGJLQJRI'DQD
3RLQW+DUERURQWKHEHDFKRULQWRWKHQHDUVKRUH]RQHDW&DSLVWUDQR%HDFKZRXOGDGGVHGLPHQWWR WKH2FHDQVLGHOLWWRUDOFHOO&DSLVWUDQR%HDFKLVDSSUR[LPDWHO\PL NP
XSFRDVWIURP6DQ
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
6HGLPHQWIURPWKHSURSRVHG3URMHFWDQGWKH'DQD3RLQW'UHGJLQJSURMHFWZRXOGQRWEHH[SHFWHG WRDIIHFW:KHHOHU-1RUWK5HHIZKLFKLVDSSUR[LPDWHO\IWRIIVKRUHEH\RQGWKHDUHDRIWKH ILQDOSURSRVHG3URMHFWEHDFKSURILOH
 :DWHU5HVRXUFHV
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
NP
 IURPWKHSURSRVHGDFWLRQ(YHQLIWKHSURMHFWV
RFFXUUHGDWWKHVDPHWLPHWKHWXUELGLW\SOXPHVZRXOGEHVXIILFLHQWO\GLVWDQWWKDWWKH\ZRXOGQRW LQWHUDFWZLWKHDFKRWKHU0RQLWRULQJRIWXUELGLW\DQGDGMXVWPHQWRIRSHUDWLRQVWRDYRLGH[WHQVLYH WXUELGLW\SOXPHVZRXOGPLWLJDWHDQ\FXPXODWLYHLPSDFWVRIWXUELGLW\IURPWKHVHSURMHFWV 251
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 %LRORJLFDO5HVRXUFHV
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
1HLWKHU WKH 3URMHFW DFWLRQ QRU WKH 'DQD 3RLQW +DUERU SURMHFW LV QHDU D QHVWLQJ FRORQ\ RI WKH IHGHUDOWKUHDWHQHGZHVWHUQVQRZ\SORYHU7KHUHIRUHWKHSURMHFWVZLOOKDYHQRFXPXODWLYHHIIHFWV RQQHVWLQJSORYHUV
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
 NP
 XSFRDVWLV XQOLNHO\WRDGG VXIILFLHQW VHGLPHQWWRDGYHUVHO\DIIHFW VXUIJUDVV6HGLPHQWIURPWKHSURSRVHGDFWLRQDQGWKH'DQD3RLQW'UHGJLQJ3URMHFWZRXOGQRWEH 252
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

H[SHFWHGWRDIIHFW:KHHOHU-1RUWK5HHIZKLFKLVDSSUR[LPDWHO\IWRIIVKRUHEH\RQGWKH DUHDZKHUHEHDFKILOOVDQGZRXOGEHWUDQVSRUWHG
 &XOWXUDO5HVRXUFHV
7KHSURSRVHG3URMHFWZRXOGQRWEHH[SHFWHGWRFRQWULEXWHWRWKHORVVRIFXOWXUDOUHVRXUFHV7KH 'DQD3RLQW+DUERUDQG:KHHOHU1RUWK5HHISURMHFWVDOVRZRXOGQRWLPSDFWFXOWXUDO UHVRXUFHV 7KHUHZRXOGEHQRFXPXODWLYHHIIHFWRQFXOWXUDOUHVRXUFHV  *URXQGDQG9HVVHO7UDQVSRUWDWLRQ
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
 /DQG8VHDQG3ROLF\
&RQVWUXFWLRQ DQG IXWXUH SHULRGLF EHDFK QRXULVKPHQW IRU WKH SURSRVHG 3URMHFW ZRXOG RFFXU DV QHFHVVDU\DQGZRXOGKDYHQRDGYHUVHLPSDFWWRODQGXVHRUDQ\SROLFLHVRUSODQV$VVXFKWKH SURSRVHG3URMHFWZRXOGQRWFRQWULEXWHWRDQ\FXPXODWLYHODQGXVHLPSDFWVLQFRQMXQFWLRQZLWK HLWKHUWKH'DQD3RLQW+DUERURU:KHHOHU1RUWK5HHISURMHFWV  1RLVH
%HFDXVHWKHFXPXODWLYHSURMHFWVDUHVSDFHGDSDUWERWKLQWLPHDQGORFDWLRQWKHVWDWLRQDU\QRLVH IURP ERWK FRQVWUXFWLRQ DQG RSHUDWLRQV LV QRW PHDVXUDEO\ DGGLWLYH DQG DQ\ FXPXODWLYH LPSDFW ZRXOG VWHP IURPWKHLQFUHPHQWDO DGGLWLRQ RIWUDIILF DVVRFLDWHGZLWKWKH YDULRXV SURMHFWV7KH EHDFK ILOO 3URMHFWLQFOXGHV QR RSHUDWLRQDOWUDIILF DQG FRQWULEXWHV RQO\  YHKLFOHVWRWKH URDGV WKURXJK WKH 3URMHFW DUHD GXULQJ FRQVWUXFWLRQ  $Q\ FXPXODWLYH LPSDFW ZRXOG EH OHVV WKDQ VLJQLILFDQW

5HFUHDWLRQ
7KHUHLVWKHSRVVLELOLW\WKDWWKHLQLWLDOEHDFKILOORUIXWXUHPDLQWHQDQFHQRXULVKPHQWDFWLYLW\PD\ RFFXUVLPXOWDQHRXVO\DORQJZLWKWKH'DQD3RLQW+DUERUSURMHFW7KHUHLVDSRWHQWLDOIRUGUHGJH 253
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

HTXLSPHQW IRU WKH SURSRVHG 3URMHFW WR EH SUHVHQW DW WKH VDPH WLPH DV WKH 'DQD 3RLQW +DUERU SURMHFW7KHFXPXODWLYHSUHVHQFHRIGUHGJLQJHTXLSPHQWPD\LQWHUUXSW UHFUHDWLRQDODFWLYLW\LQ WKH 3URMHFW YLFLQLW\ IRU WKH GXUDWLRQ RI FRQVWUXFWLRQ  $VVXPLQJ EHDFK XVH LV ORZ GXULQJ WKH FRQVWUXFWLRQSHULRGFXPXODWLYHLPSDFWVPD\EHSRWHQWLDOO\VLJQLILFDQWEXWWHPSRUDU\DQGVKRUW WHUP
7KHSURSRVHG3URMHFWZRXOGRFFXUDWOHDVWWZR\HDUVDIWHUWKHFRQVWUXFWLRQRIWKH:KHHOHU1RUWK 5HHISURMHFWDQGWKHUHIRUHZRXOGQRWKDYHDQ\FXPXODWLYHLPSDFWVWRUHFUHDWLRQLQFRQMXQFWLRQ ZLWKWKDWSURMHFW
 $HVWKHWLFV
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
EHFDXVHLPSDFWVWRDHVWKHWLFVIRUWKHSURSRVHG3URMHFWDUHFRQVWUXFWLRQUHODWHGRQO\ WKH SURSRVHG3URMHFWZRXOG QRW KDYHDQ\FXPXODWLYHLPSDFWVWRDHVWKHWLFVLQFRQMXQFWLRQZLWK WKH:KHHOHU1RUWK5HHISURMHFW
 3XEOLF+HDOWKDQG6DIHW\
7KH SURSRVHG 3URMHFW DQG 'DQD 3RLQW +DUERU 'UHGJLQJ SURMHFWV DUH ERWK WHPSRUDU\ DQG FRQVWUXFWLRQ UHODWHG RQO\
WKH\ZLOO QRWLPSDFWWKH FDSDFLWLHVRI SXEOLF VHUYLFHV RU XWLOLWLHV ,I ERWKSURMHFWVZHUHWRRFFXUDWWKHVDPHWLPHWKHUHPD\EHDSRWHQWLDOO\VLJQLILFDQWLPSDFWRQWKH VDIHW\RIUHFUHDWLRQXVHUVRQWKHEHDFKDQGLQWKHZDWHU)RUERWKSURMHFWVWKHGUHGJHZRXOGEH HTXLSSHGZLWKPDUNLQJVDQGOLJKWLQJVLQDFFRUGDQFHZLWKWKH86&RDVW*XDUGUHJXODWLRQV7KH ORFDWLRQDQGVFKHGXOHRIWKHGUHGJHZRXOGEHSXEOLVKHGLQWKH86&RDVW*XDUG/RFDO1RWLFHWR 0DULQHUV  7KH GUHGJH ZRXOG WUDYHO DW YHU\ ORZ VSHHGV DSSUR[LPDWHO\  NQRWV
 GXULQJ
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
7KH :KHHOHU 1RUWK 5HHI SURMHFW KDV EHHQ FRQVWUXFWHG  EHFDXVH LPSDFWV WR SXEOLF KHDOWK DQG
VDIHW\ IRU WKH SURSRVHG 3URMHFW DUH FRQVWUXFWLRQ UHODWHG RQO\ WKH SURSRVHG 3URMHFW ZRXOG QRW KDYHDQ\FXPXODWLYHLPSDFWVWRSXEOLFKHDOWKDQGVDIHW\LQFRQMXQFWLRQZLWKWKH:KHHOHU1RUWK 5HHISURMHFW
254
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 6RFLRHFRQRPLFV(QYLURQPHQWDO-XVWLFH
7KH 'DQD 3RLQW +DUERU 'UHGJLQJ SURMHFW ZRXOG QRW KDYH DQ\ LPSDFWV RQ VRFLRHFRQRPLFVHQYLURQPHQWDO MXVWLFH
 WKHUHIRUH QR FXPXODWLYH LPSDFWV ZRXOG UHVXOW LQ FRQMXQFWLRQZLWKWKHSURSRVHG3URMHFW7KHSURSRVHG3URMHFWZRXOGRFFXUDWOHDVWWZR\HDUVDIWHU WKH FRQVWUXFWLRQ RI WKH :KHHOHU 1RUWK 5HHI SURMHFW  EHFDXVH LPSDFWV WR
VRFLRHFRQRPLFVHQYLURQPHQWDOMXVWLFHIRUWKHSURSRVHG3URMHFWDUHFRQVWUXFWLRQUHODWHGRQO\WKH SURSRVHG 3URMHFW ZRXOG QRW KDYH DQ\ FXPXODWLYH LPSDFWV WR VRFLRHFRQRPLFVHQYLURQPHQWDO MXVWLFHLQFRQMXQFWLRQZLWKWKH:KHHOHU1RUWK5HHISURMHFW 255
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 (19,5210(17$/&200,70(176
7KHIROORZLQJWDEOHOLVWVWKHDFWLRQVFRPPLWWHGWREHXQGHUWDNHQE\WKH86$&(IRUWKHSURSRVHG DFWLRQWRHQVXUHHQYLURQPHQWDOLPSDFWVDUHUHGXFHGWRWKHH[WHQWSRVVLEOH7KHVHDFWLRQVPD\EH SDUWRIGHVLJQRIWKH3URMHFWDVPD\EHEHVWPDQDJHPHQWSUDFWLFHVRUVSHFLILFIHDWXUHVWRUHGXFH HQYLURQPHQWDOLPSDFWV
WKHUHPD\EHPRQLWRULQJDFWLYLWLHVWRDOHUWWKH86$&(DQGWKHFRQWUDFWRU WR SRWHQWLDO HQYLURQPHQWDO LPSDFWV
 DQG WKHUH PD\ EH PLWLJDWLRQ PHDVXUHV WR FRPSHQVDWH IRU DFWXDOLPSDFWVWRWKHHQYLURQPHQW
7DEOH6XPPDU\RIGHVLJQIHDWXUHVDQGPRQLWRULQJFRPPLWPHQWV 'HVLJQ)HDWXUHV 3XUSRVH 7LPLQJ
,PSOHPHQWDWLRQ
5HVSRQVLELOLW\
$LUTXDOLW\
8VHRI%$&7VDQG&RQWLQJHQF\
0HDVXUHVIRUFRQVWUXFWLRQ
DFWLYLWLHV
7RUHGXFHDLU
HPLVVLRQV
'XULQJDOO
FRQVWUXFWLRQ
DFWLYLWLHV
&RQVWUXFWLRQ
FRQWUDFWRU
&RQVWUXFWLRQHTXLSPHQWZLOOEH
SURSHUO\PDLQWDLQHGDQGWXQHG
7RUHGXFHDLU
HPLVVLRQV
'XULQJDOO
FRQVWUXFWLRQ
DFWLYLWLHV
&RQVWUXFWLRQ
FRQWUDFWRU
0DLQWDLQDWOHDVWDSHUFHQW
VDWXUDWLRQOHYHORIWKHVDQG
7RUHGXFHDLU
HPLVVLRQV
'XULQJEHDFKILOO
DFWLYLWLHV
&RQVWUXFWLRQ
FRQWUDFWRU
3URKLELWWUXFNLGOLQJLQH[FHVVRI
ILYHPLQXWHV
7RUHGXFHDLU
HPLVVLRQV
'XULQJDOO
FRQVWUXFWLRQ
DFWLYLWLHV
&RQVWUXFWLRQ
FRQWUDFWRU
:KHUHIHDVLEOHXVHDTXHRXVRU
HPXOVLILHGGLHVHOIXHOIRU
FRQVWUXFWLRQHTXLSPHQW
7RUHGXFHDLU
HPLVVLRQV
'XULQJDOO
FRQVWUXFWLRQ
DFWLYLWLHV
&RQVWUXFWLRQ
FRQWUDFWRU
:KHUHIHDVLEOHXVHGLHVHO
R[LGDWLRQFDWDO\WLFFRQYHUWHU
7RUHGXFHDLU
HPLVVLRQV
'XULQJDOO
FRQVWUXFWLRQ
DFWLYLWLHV
&RQVWUXFWLRQ
FRQWUDFWRU
:KHUHIHDVLEOHUHTXLUHWKHXVHRI
QHZHUORZHUHPLWWLQJWUXFNVWR
WUDQVSRUWFRQVWUXFWLRQZRUNHUVDV
ZHOODVHTXLSPHQWDQGPDWHULDOWR
DQGIURPFRQVWUXFWLRQVLWHV
7RUHGXFHDLU
HPLVVLRQV
'XULQJDOO
FRQVWUXFWLRQ
DFWLYLWLHV
&RQVWUXFWLRQ
FRQWUDFWRU
:DWHU4XDOLW\6HGLPHQWV2FHDQRJUDSK\
&RQVWUXFW³/´VKDSHGEHUPV
$QFKRUVDQG
SODFHPHQW
RSHUDWLRQVDQG
UHGXFHQHDUVKRUH
WXUELGLW\
'XULQJEHDFKILOO &RQVWUXFWLRQ
FRQWUDFWRU
256
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

7DEOH6XPPDU\RIGHVLJQIHDWXUHVDQGPRQLWRULQJFRPPLWPHQWV

FRQWLQXHG

'HVLJQ)HDWXUHV 3XUSRVH 7LPLQJ
,PSOHPHQWDWLRQ
5HVSRQVLELOLW\
0RQLWRUWXUELGLW\ 7RUHGXFHLPSDFWV
UHODWHGWRWXUELGLW\
'XULQJGUHGJLQJDQG
EHDFKILOODFWLYLWLHV &RQVWUXFWLRQFRQWUDFWRU
3UHSDUH6:333DQG
26353
(QVXUHPLQLPDO
FRQWDPLQDWLRQIURP
IXHOOHDNVLIDQ\
'XULQJDOOFRQVWUXFWLRQ
DFWLYLWLHV &RQVWUXFWLRQFRQWUDFWRU
%LRORJLFDO5HVRXUFHV
$QXQGHUZDWHUVXUYH\
IRUNHOSDQGVXUIJUDVV
VKDOOEHFRQGXFWHGE\
PDULQHELRORJLVWVSULRUWR
WKHLQLWLDWLRQRIEHDFKILOO
DFWLYLWLHV%DVHGRQWKH
VXUYH\DPRRULQJ
ORFDWLRQDQGDSLSHOLQH
URXWHVKDOOEHVHOHFWHG
WKDWPLQLPL]HVFRQWDFW
ZLWKVXUIJUDVVDQGNHOS
KDELWDW,INHOSDQG
VXUIJUDVVFDQQRWEH
DYRLGHGFRPSOHWHO\
LPPHGLDWHO\IROORZLQJ
EHDFKILOODFWLYLWLHV
DQRWKHUVXUYH\RIWKH
PRRULQJDQGSLSHOLQH
DUHDVVKDOOEHFRQGXFWHG
WRGHWHUPLQHZKHWKHU
NHOSDQGVXUIJUDVVZHUH
GDPDJHG,IVXEVWDQWLDO
GDPDJHWRVXUIJUDVVRU
NHOSRFFXUVDQ
DGGLWLRQDOVXUYH\VKDOO
EHFRQGXFWHGVL[PRQWKV
DIWHUWKHEHDFKILOOWR
GHWHUPLQHLINHOSDQG
VXUIJUDVVKDYHUHFRYHUHG
,IVXEVWDQWLDOGDPDJHWR
NHOSDQGHHOJUDVVLVVWLOO
REVHUYHGUHVWRUDWLRQRI
KDELWDWVKDOOEH
LPSOHPHQWHGLQ
FRQVXOWDWLRQZLWKWKH
UHVRXUFHDJHQFLHV 
0RRULQJ/RFDWLRQ
DQGSLSHSODFHPHQW
WRHQVXUHDYRLGDQFH
DQGPLQLPL]DWLRQWR
PDULQHUHVRXUFHV
'XULQJGUHGJLQJDQG
EHDFKILOODFWLYLWLHV
86$&(TXDOLILHG
PDULQHHFRORJLVWRU
KLVKHUGHVLJQDWHG
PDULQHHFRORJLVW

257
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

7DEOH6XPPDU\RIGHVLJQIHDWXUHVDQGPRQLWRULQJFRPPLWPHQWV

FRQWLQXHG

&XOWXUDO5HVRXUFHV
3ULRUWRFRQVWUXFWLRQ
RIIVKRUHERUURZDUHDV
DQGZLOOEHVXEMHFWHG
WRDQXQGHUZDWHUUHPRWH
VHQVLQJVXUYH\LQRUGHU
WRGHWHUPLQHLI
VXEPHUJHGFXOWXUDO
UHVRXUFHVDUHSUHVHQW
ZLWKLQWKHVHDUHDV
$YRLGSRWHQWLDOO\
XQGLVWXUEHG
VXEPHUJHGFXOWXUDO
UHVRXUFHV
3ULRUWRGUHGJLQJ
DFWLYLWLHV
86$&(TXDOLILHG
DUFKDHRORJLVWRUKLVKHU
GHVLJQDWHG
DUFKDHRORJLVW
1RLVH
2QVKRUHFRQVWUXFWLRQ
DFWLYLWLHVPXVWEHOLPLWHG
WROHVVWKDQ
KRXUVSHU
GD\
0LQLPL]HQRLVH
HPLVVLRQV
'XULQJEHDFK
QRXULVKPHQWQRWFKILOO &RQVWUXFWLRQFRQWUDFWRU
5HFUHDWLRQ
7KHFRQWUDFW
VSHFLILFDWLRQVVKDOO
UHTXLUHWKHFRQWUDFWRUWR
IHQFHVHFXUHRIIDUHDVRI
FRQVWUXFWLRQIURPSXEOLF
DFFHVVLQFOXGLQJ
FRQVWUXFWLRQVWDJLQJ
DUHDVDQGDFWLYH
FRQVWUXFWLRQDUHDV
LQFOXGLQJWKHEHDFKDQG
QHDUVKRUH]RQH
$YRLGVDIHW\KD]DUGV
WRUHFUHDWLRQJRHUV
'XULQJEHDFK
QRXULVKPHQW &RQVWUXFWLRQFRQWUDFWRU
258
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

7DEOH6XPPDU\RIGHVLJQIHDWXUHVDQGPRQLWRULQJFRPPLWPHQWV

FRQWLQXHG

'HVLJQ)HDWXUHV 3XUSRVH 7LPLQJ
,PSOHPHQWDWLRQ
5HVSRQVLELOLW\
3XEOLFVDIHW\
7KHGUHGJHZRXOGEHHTXLSSHG
ZLWKPDUNLQJVDQGOLJKWLQJVLQ
DFFRUGDQFHZLWKWKH86&RDVW
*XDUGUHJXODWLRQV7KHORFDWLRQ
DQGVFKHGXOHRIWKHGUHGJHZRXOG
EHSXEOLVKHGLQWKH86&RDVW
*XDUG/RFDO1RWLFHWR0DULQHUV
7KHGUHGJHZRXOGWUDYHODWYHU\
ORZVSHHGV
DSSUR[LPDWHO\
NQRWV
GXULQJGUHGJLQJRSHUDWLRQV
7KHWUDYHOVSHHGGXULQJWUDQVSRUW
ZRXOGEHDSSUR[LPDWHO\NQRWV
'XULQJGUHGJLQJDQGQRXULVKPHQW
DFWLYLWLHVSURSHUDGYDQFHGQRWLFH
WRPDULQHUVZRXOGEHREWDLQHGDQG
QDYLJDWLRQDOWUDIILFZRXOGQRWEH
DOORZHGZLWKLQWKHRIIVKRUHERUURZ
VLWHDUHDRUPRRULQJGLVFKDUJHDUHD
RIIVKRUHRI2FHDQVLGH
:DUQERDWHUV
ILVKHUPHQRI
GUHGJLQJDFWLYLWLHV
WRHQVXUHDYRLGDQFH
%HIRUHDQGGXULQJ
GUHGJLQJDFWLYLWLHV
DQGEHDFK
QRXULVKPHQW
86$&(UHVLGHQW
HQJLQHHU
6RFLRHFRQRPLFV
7KHORFDOFRPPHUFLDOILVKHUPHQ¶V
DVVRFLDWLRQVKDOOEHSURYLGHGZLWK
ZULWWHQQRWLILFDWLRQRIWKHLQWHQGHG
VWDUWGDWHRIRQVKRUHFRQVWUXFWLRQ
RIIVKRUHFRQVWUXFWLRQPDSVRI
SURMHFWUHODWHGYHVVHO
WUDQVSRUWDWLRQURXWHVDQGLWV
GXUDWLRQ1RWLFLQJVKDOOLQFOXGHD
SRLQWRIFRQWDFWWKURXJKRXWWKH
HQWLUHFRQVWUXFWLRQSKDVHWR
UHVSRQGWRFRQFHUQVUHJDUGLQJ
LQWHUIHUHQFHDQGRURWKHULVVXHV
DVVRFLDWHGZLWKORFDOFRPPHUFLDO
ILVKLQJRSHUDWLRQV
$YRLGJHDUFRQIOLFWV
DQGSURYLGHIRU
FRPSHQVDWLRQLIORVV
RFFXUV
7KLUW\GD\VSULRUWR
WKHVWDUWRI
FRQVWUXFWLRQ
&RDVW*XDUG
YLD
FRQVWUXFWLRQ

FRQWUDFWRU
DQG
86$&(
0RQLWRULQJ&RPPLWPHQWV
0RQLWRUWXUELGLW\OHYHOV
7RDYRLGWXUELGLW\
LPSDFWVWRILVKDQG
DTXDWLFVSHFLHV
'XULQJGUHGJLQJ
RSHUDWLRQVDQG
EHDFKILOODFWLYLWLHV
&RQVWUXFWLRQ
&RQWUDFWRU
259
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

7DEOH6XPPDU\RIGHVLJQIHDWXUHVDQGPRQLWRULQJFRPPLWPHQWV

FRQWLQXHG

'HVLJQ)HDWXUHV 3XUSRVH 7LPLQJ
,PSOHPHQWDWLRQ
5HVSRQVLELOLW\
$Q\HDUWKPRYLQJDVVRFLDWHGZLWK
WKLV3URMHFWWKDWZLOOLQYROYH
SUHYLRXVO\XQGLVWXUEHGVRLOZLOOEH
PRQLWRUHGE\DTXDOLILHG
DUFKHRORJLVWZKRPHHWVWKH
6HFUHWDU\RI,QWHULRU¶V6WDQGDUGV
IRUDQ$UFKHRORJLVW
VHH&)5
3DUW
,IDSUHYLRXVO\
XQLGHQWLILHGFXOWXUDOUHVRXUFH
LH
SURSHUW\
WKDWPD\EHHOLJLEOHIRU
WKH15+3LVGLVFRYHUHGDOO
HDUWKPRYLQJDFWLYLWLHVLQWKH
YLFLQLW\RIWKHGLVFRYHU\VKDOOEH
GLYHUWHGXQWLOWKH86$&(
FRPSOLHVZLWK&)5†

D



$YRLGDQ\
SRWHQWLDOO\
XQGLVWXUEHGFXOWXUDO
UHVRXUFHV
'XULQJEHDFKILOO
DFWLYLWLHV
86$&(TXDOLILHG
DUFKDHRORJLVWRU
KLVKHU
GHVLJQDWHG
DUFKDHRORJLVW
260
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 27+(51(3$&(4$5(48,5('$1$/<6(6
 (IIHFWV)RXQG1RWWREH6LJQLILFDQW
,VVXHV WKDW ZHUH IRXQG QRW WR EH VLJQLILFDQW IRU WKH SURSRVHG 3URMHFW LQFOXGHG ODQG XVH DQG SROLF\  ,VVXHV WKDW ZHUH IRXQG WR EH OHVV WKDQ VLJQLILFDQW ZLWKRXW WKH QHHG IRU PLWLJDWLRQ PHDVXUHVZHUHJHRORJ\DQGWRSRJUDSK\QRLVHWUDQVSRUWDWLRQUHFUHDWLRQDHVWKHWLFVDQGSXEOLF KHDOWKDQGVDIHW\7KHFRQVWUXFWLRQDQGORQJWHUPPDLQWHQDQFHRIWKHSURSRVHG3URMHFWZRXOG QRWKDYHDVLJQLILFDQWHIIHFWRQWKHVHHOHPHQWVDQGWKHDQDO\VHVRIWKHVHLVVXHVDUHGHWDLOHGLQWKH HQYLURQPHQWDOFRQVHTXHQFHVVHFWLRQ
 8QDYRLGDEOH6LJQLILFDQW,PSDFWV
7KH HQYLURQPHQWDO LPSDFWV RI WKH SURSRVHG 3URMHFW DUH GHVFULEHG LQ WKH HQYLURQPHQWDO FRQVHTXHQFHVVHFWLRQRIWKLV)LQDO(,6(,57KHSURSRVHG3URMHFWSUHVHQWVRQHLPSDFWWKDWPD\ EH VLJQLILFDQW DQG FDQQRW EH UHGXFHG WR OHVV WKDQ VLJQLILFDQW OHYHOV WKURXJK WKH DSSOLFDWLRQ RI IHDVLEOHPLWLJDWLRQPHDVXUHV DUH VXPPDUL]HG EHORZ$ FRPSOHWHGHVFULSWLRQ RIWKLVLPSDFWLV SUHVHQWHGLQWKHHQYLURQPHQWDOFRQVHTXHQFHVVHFWLRQ
 ,UUHYHUVLEOHDQG,UUHWULHYDEOH&RPPLWPHQWRI5HVRXUFHV 6HFWLRQ
F
RIWKH&(4$*XLGHOLQHVUHTXLUHVDQ(,5WRDGGUHVVDQ\VLJQLILFDQWLUUHYHUVLEOH HQYLURQPHQWDOFKDQJHVDQGLUUHWULHYDEOHFRPPLWPHQWRIUHVRXUFHVWKDWPD\RFFXUDVDUHVXOWRI DOWHUQDWLYH LPSOHPHQWDWLRQ  5HVRXUFHV ZKLFK DUH LUUHYHUVLEO\ RU LUUHWULHYDEO\ FRPPLWWHG WR D SURMHFWDUHWKRVHWKDWDUHW\SLFDOO\XVHGRQDORQJWHUPRUSHUPDQHQWEDVLV KRZHYHUVRPHDUH
FRQVLGHUHG VKRUWWHUP UHVRXUFHVWKDWFDQQRW EH UHFRYHUHGDQGDUHWKXVFRQVLGHUHGLUUHWULHYDEOH 7KHVH UHVRXUFHVPD\LQFOXGHWKH XVH RI QRQUHQHZDEOH UHVRXUFHV VXFKDV IXHOZRRG RU RWKHU QDWXUDORUFXOWXUDOUHVRXUFHV+XPDQODERUDOVRLVFRQVLGHUHGDQRQUHWULHYDEOHUHVRXUFHEHFDXVH ODERU XVHG IRU WKH SURSRVHG DFWLRQ ZRXOG QRW EH XVHG IRU RWKHU SXUSRVHV  7KH XQDYRLGDEOH GHVWUXFWLRQ RI QDWXUDO UHVRXUFHV ZKLFK OLPLW WKH UDQJH RI SRWHQWLDO XVHV RI WKDW SDUWLFXODU HQYLURQPHQWZRXOGDOVREHFRQVLGHUHGDQLUUHYHUVLEOHRULUUHWULHYDEOHFRPPLWPHQWRIUHVRXUFHV 7KHSURSRVHG3URMHFWZRXOGUHVXOWLQWKHSODFHPHQWRIDSSUR[LPDWHO\F\ 
P


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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 *URZWK,QGXFLQJ,PSDFWV
8QGHU &(4$ *XLGHOLQHV 6HFWLRQ 
G
 DQ (,5 PXVW GLVFXVV WKH ZD\V LQ ZKLFK WKH
SURSRVHGDFWLRQDQGDOWHUQDWLYHVFRXOGIRVWHUHFRQRPLFRUSRSXODWLRQJURZWKRUWKHFRQVWUXFWLRQ RI DGGLWLRQDO KRXVLQJ HLWKHU GLUHFWO\ RU LQGLUHFWO\ LQ WKH DUHD RI SRSXODWLRQ JURZWK RU WKH FRQVWUXFWLRQ RI DGGLWLRQDO KRXVLQJ HLWKHU GLUHFWO\ RU LQGLUHFWO\ LQ WKH DUHD VXUURXQGLQJ WKH SURSRVHGDFWLRQ$QDO\VLVRIJURZWKLQGXFLQJHIIHFWVLQFOXGHVWKRVHFKDUDFWHULVWLFVRIWKHDFWLRQ WKDWPD\HQFRXUDJHDQGIDFLOLWDWHDFWLYLWLHVWKDWHLWKHULQGLYLGXDOO\RUFXPXODWLYHO\ZRXOGDIIHFW WKH HQYLURQPHQW  3RSXODWLRQ LQFUHDVHV IRU H[DPSOH PD\ LPSRVH QHZ EXUGHQV RQ H[LVWLQJ FRPPXQLW\VHUYLFHIDFLOLWLHV6LPLODUO\LPSURYHPHQWRIDFFHVVURXWHVPD\HQFRXUDJHJURZWKLQ SUHYLRXVO\ XQGHYHORSHG DUHDV  *URZWK PD\ EH FRQVLGHUHG EHQHILFLDO DGYHUVH RU RI QR VLJQLILFDQFH HQYLURQPHQWDOO\ GHSHQGLQJ RQ LWV DFWXDO LPSDFWV WR WKH HQYLURQPHQWDO UHVRXUFHV SUHVHQW
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
8QGHU $SSHQGL[ ) RIWKH&(4$ *XLGHOLQHV (,5V DUH UHTXLUHGWRLQFOXGH D GLVFXVVLRQ RIWKH SRWHQWLDOHQHUJ\LPSDFWVRISURSRVHGSURMHFWVZLWKSDUWLFXODUHPSKDVLVRQDYRLGLQJRUUHGXFLQJ LQHIILFLHQWZDVWHIXO DQG XQQHFHVVDU\ FRQVXPSWLRQ RI HQHUJ\3RWHQWLDO HQHUJ\ FRQVLGHUDWLRQV LQFOXGHHQHUJ\FRQVXPLQJHTXLSPHQWDQGSURFHVVHVIRUFRQVWUXFWLRQRSHUDWLRQDQGRUUHPRYDO RIWKH3URMHFWHQHUJ\UHTXLUHPHQWVE\IXHOW\SHIRUHDFK3URMHFWVWDJHHQHUJ\FRQVHUYDWLRQDQG GHVLJQ IHDWXUHVHQHUJ\FRVWVDQG VXSSOLHVDQGWUDQVSRUWDWLRQXVH UHTXLUHPHQWV HJHVWLPDWHG
GDLO\WULSVE\PRGH

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³ORZVXOIXUGLHVHO IRUFRQVWUXFWLRQHTXLSPHQWDQGGLHVHOSDUWLFXODWH ILOWHUV IRUGLHVHO HTXLSPHQWDQGWUXFNV´7KHXVHRIDOWHUQDWLYHFOHDQIXHOVXFKDVHOHFWULFRUFRPSUHVVHGQDWXUDO JDVSRZHUHG FRQVWUXFWLRQ HTXLSPHQW ZLWK R[LGDWLRQ FDWDO\VWV LQVWHDG RI JDVROLQH RU GLHVHO 262
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

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
 5HODWLRQVKLSEHWZHHQ6KRUWWHUP8VHVRIWKH(QYLURQPHQWDQG0DLQWHQDQFHDQG (QKDQFHPHQWRI/RQJ7HUP3URGXFWLYLW\
7KH&(4XQGHU1(3$5HJXODWLRQV
&)53DUWHWVHT
UHTXLUHWKDWDQ(,6GLVFXVVLVVXHV
UHODWHGWRHQYLURQPHQWDO VXVWDLQDELOLW\7KHGLVFXVVLRQ UHODWHVWRHQYLURQPHQWDOFRQVHTXHQFHV LQFOXGLQJFRQVLGHUDWLRQRI³WKHUHODWLRQVKLSEHWZHHQORFDOVKRUWWHUPXVHVRIPDQ¶VHQYLURQPHQW DQG WKH PDLQWHQDQFH DQG HQKDQFHPHQW RI ORQJWHUP SURGXFWLYLW\´  86& 6HFWLRQ >&@
>LY@

,PSOHPHQWDWLRQ RI WKH SURSRVHG 3URMHFW ZRXOG QRW UHVXOW LQ DQ\ HQYLURQPHQWDO LPSDFWV WKDW ZRXOG VLJQLILFDQWO\ QDUURZWKH UDQJH RI EHQHILFLDO XVHV RIWKH HQYLURQPHQW RU SRVHORQJWHUP ULVNVWRKHDOWKVDIHW\RUWKHJHQHUDOZHOIDUHRIWKHSXEOLFFRPPXQLWLHVVXUURXQGLQJWKHEHDFKDW 6DQ&OHPHQWH3LHU5DWKHUWKH3URMHFWZRXOGSURYLGHIRUIXWXUHEHQHILFLDOEHDFKUHVRXUFHV HJ
UHFUHDWLRQDODFWLYLWLHVVDQG\VKRUHOLQHKDELWDW

263
6HFWLRQ

3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV



 38%/,&,192/9(0(17$1',17(5$*(1&<&225',1$7,21

 5HTXLUHG&RRUGLQDWLRQ
7KLV (,6(,5 ZDV FLUFXODWHG IRU D SXEOLF UHYLHZ SHULRG RI  GD\V IURP $XJXVW  WKURXJK 6HSWHPEHUWRDSSURSULDWHUHVRXUFHDJHQFLHVORFDOLQWHUHVWJURXSVDQGLQGLYLGXDOV VHH
6HFWLRQ  IRU GLVWULEXWLRQ OLVW
  $ SXEOLF PHHWLQJ ZDV KHOG DW WKH &RPPXQLW\ 'HYHORSPHQW 2IILFH DW
 &DOOH 1HJRFLR 6DQ &OHPHQWH &$
 RQ $XJXVW 
  DW  SP  $OO
FRPPHQWVDQGFRQFHUQVWKDWZHUHUHFHLYHGGXULQJWKHUHYLHZSHULRGKDYHEHHQLQFRUSRUDWHGLQWR WKH)LQDO(,6(,5

 3XEOLF,QYROYHPHQW
3XEOLF LQYROYHPHQW LV D SURFHVV E\ ZKLFK LQWHUHVWHG DQG DIIHFWHG LQGLYLGXDOV RUJDQL]DWLRQV DJHQFLHVDQGJRYHUQPHQWHQWLWLHVDUHFRQVXOWHGDQGLQFOXGHGLQWKHGHFLVLRQPDNLQJSURFHVVRID SODQQLQJHIIRUW ,QSURYLGLQJSXEOLF VHUYLFHWKH)HGHUDO UROHLQZDWHU UHVRXUFHVSODQQLQJLVWR UHVSRQGWRZKDWWKHSXEOLFSHUFHLYHVDVSUREOHPVDQGRSSRUWXQLWLHVDQGWRIRUPXODWHDQGVHOHFW DOWHUQDWLYHSODQVWKDWUHIOHFWSXEOLFSUHIHUHQFHV,QDGGLWLRQWKH1DWLRQDO(QYLURQPHQWDO3ROLF\ $FW
3/


 DPRQJ RWKHU )HGHUDO ODZV DQG UHJXODWLRQV PDQGDWH SXEOLF LQYROYHPHQW )HGHUDO SODQQLQJ SROLFLHV 86$&( SUDFWLFH DQG UHJXODWLRQV KDYH FRQVLVWHQWO\ UHTXLUHG DQG HQFRXUDJHG WKLV SUDFWLFH  $OO WKLV PXVW RFFXU KRZHYHU ZLWK WKH DZDUHQHVV WKDW WKH 86$&( FDQQRWUHOLQTXLVKLWVOHJLVODWHGGHFLVLRQPDNLQJUHVSRQVLELOLW\

 3XEOLF3DUWLFLSDWLRQ
7ZR RI WKH PLOHVWRQHV LQ WKH &RUSV RI (QJLQHHUV 6RXWK 3DFLILF 'LYLVLRQ &(63'
 PLOHVWRQH
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
12,
 ZDV SXEOLVKHGLQWKH )HGHUDO5HJLVWHU  7KH 1RWLFH RI 3UHSDUDWLRQ
123
 ZDV GLVWULEXWHG ZLWK WKH 12, DQG KDV EHHQ DSSURYHG E\ WKH OHDG &(4$ DJHQF\WKH&LW\RI6DQ&OHPHQWH7KHQRWLFHDQQRXQFHGDSXEOLFZRUNVKRSZKHUHWKHSXEOLF ZHUHJLYHQWKHRSSRUWXQLW\WRFRPPHQW
$GD\SXEOLFUHYLHZRIWKH'UDIW(,6(,5ZDVFRQGXFWHLQ$XJXVWDQG6HSWHPEHURI$ ILQDOSXEOLFPHHWLQJZDVKHOGRQ$XJXVW
WRSUHVHQWWKHILQGLQJVRIWKHVWXG\DQGWR
SURYLGHWKHSXEOLFDQRSSRUWXQLW\WRH[SUHVVWKHLUYLHZVRQWKHUHVXOWVDQGUHFRPPHQGDWLRQVRI WKHSUHDXWKRUL]DWLRQVWXG\&RPPHQWVLQFOXGHGFRQFHUQVZLWKVRPHRIWKHHQJLQHHULQJDQG HQYLURQPHQWDODVVXPSWLRQVDQGDQDO\VHVDQGWKHQHHGWRGHYHORSDQDFFHSWDEOH³PRQLWRULQJDQG PLWLJDWLRQSODQ´$OOFRPPHQWVKDYHEHHQDGGUHVVHGDQGRXUUHVSRQVHVDUHLQFOXGHGLQWKH 6HFWLRQ$GGLWLRQDOFRQIHUHQFHFDOOVDQGPHHWLQJVZLWKWKH5HVRXUFH$JHQFLHVZHUHKHOGWR 264
6HFWLRQ

3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


DGGUHVVVRPHRIWKHLUFRQFHUQVRYHUWKH³PRQLWRULQJDQGPLWLJDWLRQSODQ´DQGUHYLVLRQVKDYH EHHQPDGHWR$SSHQGL[%EDVHGRQWKHVHGLVFXVVLRQV

 ,QWHUDJHQF\&RRUGLQDWLRQ
7KH86$&(LVWKHOHDGDJHQF\IRU1(3$DQGWKH&LW\RI6DQ&OHPHQWHLVWKHOHDGUHVSRQVLEOH DJHQF\IRU&(4$7KLV)LQDO(,6(,5LVSUHSDUHGDVDMRLQWGRFXPHQW7KHLPSOHPHQWDWLRQRU FRQVWUXFWLRQSKDVHRIWKHSURSRVHGDFWLRQZLOOEHFRVWVKDUHGZLWKWKHORFDOVSRQVRUWKH&LW\RI 6DQ &OHPHQWH  7KHUHIRUH WKLV GRFXPHQW LV SUHSDUHG LQ FRPSOLDQFH ZLWK 1(3$ DQG &(4$ UHJXODWLRQV
7KHSURSRVHGDFWLRQZDVFRRUGLQDWHGZLWKWKHFRQFHUQHGUHVRXUFHDJHQFLHVGXULQJSUHSDUDWLRQRI WKH )LQDO (,6(,5 WR HQVXUH WKDW WKH SURSRVHG DFWLRQ FRPSOLHV ZLWK WKH UHTXLUHPHQWV RI WKH DSSOLFDEOH ODZV DQG UHJXODWLRQV  $ VXPPDU\ RI FRRUGLQDWLRQ LV SURYLGHG LQ WKH IROORZLQJ VHFWLRQV
3XUVXDQWWRVSHFLILFOHJLVODWLYHPDQGDWHVDQGWRDVVLVWLQWKHSUHSDUDWLRQRIWKLVGRFXPHQWIRUPDO DQGLQIRUPDOFRRUGLQDWLRQKDVEHHQLQLWLDWHGZLWKYDULRXVDJHQFLHV7KHIROORZLQJVXPPDUL]HV WKHFRRUGLQDWLRQDQGFRQVXOWDWLRQHIIRUWV

 86)LVKDQG:LOGOLIH6HUYLFH
&RRUGLQDWLRQZLWK86):6UHJDUGLQJELRORJLFDOLPSDFWVDQGPLWLJDWLRQKDVEHHQRQJRLQJ7KH )LQDO(,6(,5KDVEHHQSUHSDUHGWRGHWHUPLQHWKHHIIHFWRIWKHSURSRVHGDFWLRQRQ)HGHUDOOLVWHG VSHFLHV
6HFWLRQ 
  ,Q FRPSOLDQFH ZLWK WKH ):&$ WKH 86$&( KDV FRQGXFWHG RQJRLQJ FRRUGLQDWLRQHIIRUWVGXULQJLQLWLDODQGFXUUHQWVWDJHVRISODQQLQJ IRUWKLV3URMHFW7KH86$&( PHWZLWKUHVRXUFHDJHQFLHVLQFOXGLQJWKH86):612$$)LVKHULHVDQG&')*RQ2FWREHU  0D\  DQG 'HFHPEHU   -XO\    DQG -DQXDU\   WR GLVFXVV WKH
SURSRVHG3URMHFWDQGDOWHUQDWLYHV7KHPDLQWRSLFVRIGLVFXVVLRQVLQFOXGHGWKHFXUUHQWVWDWXVRI WKHSURSRVHG3URMHFW3URMHFWDOWHUQDWLYHVDQGSRWHQWLDOHQYLURQPHQWDOLVVXHV

 86$UP\&RUSVRI(QJLQHHUV5HJXODWRU\%UDQFK
7KH SURSRVHG 3URMHFW KDV EHHQ FRRUGLQDWHG ZLWK WKH 86$&( 5HJXODWRU\ %UDQFK ZKLFK LV UHVSRQVLEOH IRU LVVXLQJ WKH 6HFWLRQ  SHUPLW IRU GUHGJLQJ  &RRUGLQDWLRQ ZLWK 86$&( 5HJXODWRU\%UDQFKLVRQJRLQJ7KH86$&(GRHVQRWLVVXHLWVHOIDSHUPLWEXWPXVWFRPSO\ ZLWKWKH&:$7KH86$&(ZLOOFRPSOHWHD 
E


DQDO\VLVWRHQVXUH3URMHFWFRPSOLDQFH
ZLWKWKH&:$

 86(QYLURQPHQWDO3URWHFWLRQ$JHQF\
7KH86$&( KDVFRRUGLQDWHGZLWKWKH86(3$WKURXJKRXWWKH1(3$ SURFHVVDQGFRQVWUXFWLRQ DFWLYLWLHV
265
6HFWLRQ

3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV



 1DWLRQDO0DULQH)LVKHULHV6HUYLFH
7KH86$&(PHWZLWK UHVRXUFHDJHQFLHVLQFOXGLQJ12$$)LVKHULHVRQ2FWREHUDQG 'HFHPEHU   WR GLVFXVV WKH SURSRVHG 3URMHFW DQG DOWHUQDWLYHV  7KH 86$&( KDV EHHQ FRRUGLQDWLQJZLWKWKH12$$)LVKHULHVUHJDUGLQJ()+'UHGJLQJDQGILOOSODFHPHQWFRQVWUXFWLRQ DFWLYLWLHV DUH QRW DQWLFLSDWHG WR KDYH VLJQLILFDQW LPSDFWV WR ()+  86$&( VKDOO FRQWLQXH WR FRRUGLQDWHZLWKWKH12$$)LVKHULHVWKURXJKRXWWKH1(3$SURFHVVDQGFRQVWUXFWLRQDFWLYLWLHV

 &DOLIRUQLD&RDVWDO&RPPLVVLRQ
86$&( VKDOO FRQWLQXH WR FRRUGLQDWH ZLWK WKH &&& WKURXJKRXW WKH 1(3$ SURFHVV DQG FRQVWUXFWLRQ DFWLYLWLHV  7KH &RUSV LV SUHSDULQJ D &RDVWDO &RQVLVWHQW 'HWHUPLQDWLRQ &&'
 LQ
DFFRUGDQFH ZLWK )HGHUDO &RDVWDO =RQH 0DQDJHPHQW $FW &=0$
  86& †
G
 DQG
UHJXODWLRQV DW  &)5 †
 HW VHT  ,W LV WKH UHVSRQVLELOLW\ RI WKH &RUSV WR GHWHUPLQH LI D SURSRVHG IHGHUDODFWLYLW\DIIHFWVWKHFRDVWDO XVH RI UHVRXUFHVLQDPDQQHUWKDWLV QRWFRQVLVWHQW ZLWK WKH &DOLIRUQLD &RDVWDO 0DQDJHPHQW 3ODQ
&&03
 WKDW &DOLIRUQLD KDV DGRSWHG DQG
LPSOHPHQWHG

 &DOLIRUQLD6WDWH/DQGV&RPPLVVLRQ
86$&( KDV FRRUGLQDWHG ZLWK WKH &6/& WKURXJKRXW WKH 1(3$ SURFHVV DQG FRQVWUXFWLRQ DFWLYLWLHV

 &DOLIRUQLD'HSDUWPHQWRI)LVKDQG*DPH
7KH86$&(PHWZLWKUHVRXUFHDJHQFLHVLQFOXGLQJ&')*RQ0D\DQG'HFHPEHU DQG -XO\  
 WR GLVFXVV WKH SURSRVHG 3URMHFW DQG DOWHUQDWLYHV  86$&( KDV EHHQ FRRUGLQDWLQJ ZLWK WKH &')* UHJDUGLQJ 6WDWH OLVWHG VSHFLHV  'UHGJLQJ DQG ILOO SODFHPHQW FRQVWUXFWLRQ DFWLYLWLHV DUH QRW DQWLFLSDWHG WR KDYH VLJQLILFDQW LPSDFWV WR 6WDWH OLVWHG VSHFLHV 86$&( VKDOO FRQWLQXH WR FRRUGLQDWH ZLWK WKH &')* WKURXJKRXW WKH &(4$ SURFHVV DQG FRQVWUXFWLRQDFWLYLWLHV

 &DOLIRUQLD6WDWH+LVWRULF3UHVHUYDWLRQ2IILFHU$GYLVRU\&RXQFLORQ+LVWRULF 3UHVHUYDWLRQ
$QLQLWLDOOHWWHUZDVVHQWWRWKH&DOLIRUQLD6+32LQDFFRUGDQFHZLWK6HFWLRQLPSOHPHQWLQJ UHJXODWLRQV&)5DVDPHQGHG7KLVLQLWLDOFRQVXOWDWLRQGHVFULEHGWKH$3(DQGRXWOLQHG WKHVWHSVWKH86$&(KDVWDNHQWRLGHQWLI\KLVWRULFSURSHUWLHVZLWKLQWKH$3( %DVHGRQLGHQWLILFDWLRQHIIRUWVWRGDWHWKHUHDUHQRKLVWRULFSURSHUWLHVZLWKLQWKH$3($UHSRUW RQ WKHVH HIIRUWV ZDV SUHSDUHG DQG VHQW WR WKH 6+32 ZLWK D GHWHUPLQDWLRQ DV WR ZKHWKHU WKH 3URMHFWZLOODIIHFWKLVWRULFSURSHUWLHV7KH3URMHFWLVLQFRPSOLDQFHZLWKWKH$FW 266
6HFWLRQ

3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV




5HJLRQDO:DWHU4XDOLW\&RQWURO%RDUG
7R VDWLVI\ UHTXLUHPHQWV RI WKH )HGHUDO &:$ 86$&( ZRXOG VXEPLW WKLV )LQDO (,6(,5 DQG DSSURSULDWHWHFKQLFDO GRFXPHQWDWLRQWRWKH6DQ'LHJR5:4&%WDVNHGZLWKLPSOHPHQWLQJWKH &:$ZLWKLQWKHUHJLRQIRUWKHLUUHYLHZIRU&:$6HFWLRQFHUWLILFDWLRQSXUVXDQWWR&)5 
D


8SRQ UHYLHZ RIWKH VXEPLWWDOWKH5:4&%ZRXOGHYDOXDWHLILVVXDQFH RID  ZDWHU TXDOLW\ FHUWLILFDWLRQ LV DSSURSULDWH  7KH 86$&( VKDOO FRQWLQXH WR FRRUGLQDWH ZLWK WKH 5:4&%WKURXJKRXWWKH&:$SURFHVVDQGFRQVWUXFWLRQDFWLYLWLHV

 2WKHU$JHQFLHV3XEOLF,QWHUHVW*URXSV
,Q DGGLWLRQWRWKH DERYH 86$&( VKDOO FRQWLQXH FRRUGLQDWLRQ HIIRUWV ZLWK YDULRXV DJHQFLHVWR PLQLPL]HLPSDFWVWR ILVKLQJDFWLYLWLHVDQGPDULQH UHVRXUFHVWKDWPD\ UHVXOW IURP SODFHPHQW RI EHDFKILOO
267
6HFWLRQ

3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV



 5HTXLUHG3HUPLWVDQG$SSURYDOV
7DEOH
/LVWRI)HGHUDO6WDWHDQG/RFDO3URMHFW$SSURYDOV $JHQF\ 3HUPLW$SSURYDO
)HGHUDO
86$&( x 3HUPLWXQGHU6HFWLRQRIWKH&OHDQ
:DWHU$FW86&6HFWLRQ
x 6HFWLRQRIWKH5LYHUDQG+DUERUV$FWRI


86&6HFWLRQ
86):6 x )LVKDQG:LOGOLIH&RRUGLQDWLRQ$FW
86&6HFWLRQ
10)6 x 0DJQXVRQ6WHYHQV)LVKHU\0DQDJHPHQW
DQG&RQVHUYDWLRQ$FW

DPHQGPHQWV
6WDWH
&6/& x /RQJWHUPPDQDJHPHQWOHDVHWR&')*RU
86):6
5:4&% x 6HFWLRQ:DWHU4XDOLW\&HUWLILFDWLRQ
x &RPSOLDQFHZLWKZDVWHGLVFKDUJH
UHTXLUHPHQWVIRUGUHGJHDQGILOO
6+32 x &RPSOLDQFHDQG&RRUGLQDWLRQZLWK6+32
XQGHU1+3$
6HFWLRQ
DV
GHILQHGLQ&)5DQG&)5

&&& x )HGHUDO&RQVLVWHQF\'HWHUPLQDWLRQ
/RFDO5HJLRQDO
&RXQW\RI2UDQJH x *UDGLQJSHUPLW
&RXQW\RI2UDQJH9HFWRU&RQWURO x 5HYLHZIRUSXEOLFKHDOWKFRQFHUQV 6RXWK&RDVW$LU4XDOLW\0DQDJHPHQW'LVWULFW

6&$40'

x &RQVWUXFWLRQUHODWHGDLUSHUPLWV
6&$40'(3$ x )HGHUDO$LU&RQIRUPLW\'HWHUPLQDWLRQ
x 7KH5:4&%PD\ XVHWKH -RLQW(,6(,5WRFRQVLGHU:DWHU4XDOLW\&HUWLILFDWLRQ XQGHU 6HFWLRQ  RIWKH&OHDQ:DWHU $FW DV ZHOO DVWR FRQVLGHU JUDQWLQJ SHUPLWV IRU ZDVWH GLVFKDUJHUHTXLUHPHQWVIRUGUHGJHDQGILOO
x 7KH 6&$40' PD\ XVH WKH -RLQW (,6(,5 WR FRQVLGHU FRQVWUXFWLRQUHODWHG DLU SHUPLWV DQGIRUWKH)HGHUDO$LU&RQIRUPLW\'HWHUPLQDWLRQ
268
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 /,672)35(3$5(56$1'5(9,(:(56
$JHQFLHVDQGFRQWUDFWRUVUHVSRQVLEOHIRUWKHSUHSDUDWLRQDQGUHYLHZRIWKLV(,6(,5LQFOXGHWKH

IROORZLQJ

8QLWHG6WDWHV$UP\&RUSVRI(QJLQHHUV/RV$QJHOHV'LVWULFW 32%R[
/RV$QJHOHV&$


/HDG$JHQF\

&KDPEHUV*URXS,QF
+XWWRQ&HQWUH'ULYH6XLWH
6DQWD$QD&$


&RQVXOWDQW

 5HYLHZHUV
,QGLYLGXDOVUHVSRQVLEOHIRUUHYLHZRIWKLV(,6(,5LQFOXGHG 
 86$UP\&RUSVRI(QJLQHHUV
7KRPDV:.HHQH\±HQYLURQPHQWDOFRRUGLQDWLRQDQG3URMHFWHFRORJLVW 3ODQQLQJ'LYLVLRQ
(QYLURQPHQWDO5HVRXUFHV%UDQFK
 3UHSDUHUV
,QGLYLGXDOVUHVSRQVLEOHIRUSUHSDUDWLRQRIWKLV(,6(,5DQGRUWKHDVVRFLDWHGDSSHQGLFHV

LQFOXGHG

 86$UP\&RUSVRI(QJLQHHUV
-RVHSK-RKQVRQ  3URMHFW0DQDJHU&RDVWDO 1DYLJDWLRQ%UDQFK +HDWKHU6FKORVVHU 3ODQ)RUPXODWRU3ODQQLQJ'LYLVLRQ3ODQ)RUPXODWLRQ%UDQFK &KXFN0HVD &RDVWDO(QJLQHHU(QJLQHHULQJ'LYLVLRQ&RDVWDO(QJLQHHULQJ 6HFWLRQ
$P\+ROPHV   $UFKHRORJ\
3ODQQLQJ'LYLVLRQ(QYLURQPHQWDO5HVRXUFHV%UDQFK
/\GLD/RSH]&UX]  $UFKHRORJ\3ODQQLQJ'LYLVLRQ(QYLURQPHQWDO5HVRXUFHV%UDQFK -HIIUH\'HYLQH  *HRWHFKQLFDO%UDQFK
269
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 &KDPEHUV*URXS,QF
1DPH   6HFWLRQ
V
3UHSDUHG5ROH
/LVD/RXLH 3ODQQLQJ
1(3$&(4$*URXQGDQG9HVVHO7UDQVSRUWDWLRQ/DQG
8VHDQG3ROLF\5HFUHDWLRQ$HVWKHWLFV3XEOLF+HDOWKDQG6DIHW\ 6RFLRHFRQRPLFV(QYLURQPHQWDO-XVWLFH
:DWHU5HVRXUFHV3URMHFW
0DQDJHPHQW
1RHO'DYLV   0DULQH%LRORJ\:DWHU4XDOLW\2FHDQRJUDSK\ /DXULH*RUPDQ  7HUUHVWULDO%LRORJ\
/LQHWWH/LQD   :DWHU4XDOLW\
6HDQ7RQGUH   *,6
7RGG%URG\   $LU4XDOLW\1RLVH
3DXOD)HOO 3ODQQLQJ
*URXQGDQG9HVVHO7UDQVSRUWDWLRQ/DQG8VHDQG
3ROLF\$HVWKHWLFV3XEOLF+HDOWKDQG6DIHW\6RFLRHFRQRPLFV (QYLURQPHQWDO-XVWLFH

/LQGD6W-RKQ 7HFKQLFDO(GLWRU
270
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 */266$5<$&521<06$1'$%%5(9,$7,216
 $FURQ\PV
$$46 $PELHQW$LU4XDOLW\6WDQGDUGV
$&+3 $GYLVRU\&RXQFLORQ+LVWRULF3UHVHUYDWLRQ
$' $IWHU&KULVWRIWKH&KULVWLDQHUD
DP $QWHPHULGLHPEHIRUHQRRQ
$3( $UHDRI3RWHQWLDO(IIHFWV
$403 $LU4XDOLW\0DQDJHPHQW3ODQ
%$ %LRORJLFDO$VVHVVPHQW
%$&7 %HVW$YDLODEOH&RQWURO7HFKQRORJ\
%& %HQHILW&RVWUDWLR
%& %HIRUH&KULVWEHIRUHWKH&KULVWLDQHUD
%2 %LRORJLFDO2SLQLRQ
%3 %HIRUHSUHVHQW
&$$ &OHDQ$LU$FW
&$$46 &DOLIRUQLD$PELHQW$LU4XDOLW\6WDQGDUGV
&$5% &DOLIRUQLD$LU5HVRXUFHV%RDUG
&&& &DOLIRUQLD&RDVWDO&RPPLVVLRQ
&&' &RDVWDO&RQVLVWHQF\'HWHUPLQDWLRQ
&&5 &DOLIRUQLD&RGHRI5HJXODWLRQV
&&67:6 &RDVWRI&DOLIRUQLD6WRUPDQG7LGDO:DYHV6WXG\ &',3 &RDVWDO'DWD,QIRUPDWLRQ3URJUDP
&')* &DOLIRUQLD'HSDUWPHQWRI)LVKDQG*DPH
&(4 &RXQFLORQ(QYLURQPHQWDO4XDOLW\
&(4$ &DOLIRUQLD(QYLURQPHQWDO4XDOLW\$FWRI

&(6$ &DOLIRUQLD(QGDQJHUHG6SHFLHV$FW
&)5 &RGHRI)HGHUDO5HJXODWLRQV
&+5,66&&,& &DOLIRUQLD+LVWRULFDO5HVRXUFHV,QIRUPDWLRQ6\VWHPDWWKH6RXWK&HQWUDO&RDVWDO ,QIRUPDWLRQ&HQWHU
&1(/ &RPPXQLW\1RLVH(TXLYDOHQW/HYHO
&6& &DOLIRUQLD6SHFLHVRI6SHFLDO&RQFHUQ
&6'0 &RDVWDO6WRUP'UDLQ2XWIDOO0RQLWRULQJ
&6/& &DOLIRUQLD6WDWH/DQGV&RPPLVVLRQ
&:$ &OHDQ:DWHU$FWRI

&=0$ &RDVWDO=RQH0DQDJHPHQW$FW
'2' 'HSDUWPHQWRI'HIHQVH
()+ (VVHQWLDO)LVK+DELWDW
(,5 (QYLURQPHQWDO,PSDFW5HSRUW
(,6 (QYLURQPHQWDO,PSDFW6WDWHPHQW
(162 (O1LxR6RXWKHUQ2VFLOODWLRQ
(5 (QJLQHHU5HJXODWLRQ
(5/ (IIHFWV5DQJH/RZ
(50 (IIHFWV5DQJH0HGLDQ
(6$ )HGHUDO(QGDQJHUHG6SHFLHV$FWRI

271
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

(68 (YROXWLRQDULO\6LJQLILFDQW8QLW
)( )HGHUDOOLVWHGHQGDQJHUHGVSHFLHV
)7 )HGHUDOOLVWHGWKUHDWHQHGVSHFLHV
):&$ )LVKDQG:LOGOLIH&RRUGLQDWLRQ$FWRI

*,6 *HRJUDSKLF,QIRUPDWLRQ6\VWHP
+&3 +DELWDW&RQVHUYDWLRQ3ODQ
++: +LJKHU+LJK:DWHU
+/: +LJKHU/RZ:DWHU
+8' 'HSDUWPHQWRI+RXVLQJDQG8UEDQ'HYHORSPHQW
, ,QWHUVWDWH)UHHZD\
/&3 /RFDO&RDVWDO3URJUDP
/+: /RZHU+LJK:DWHU
//: /RZHU/RZ:DWHU
/266$1 /RV$QJHOHVWR6DQ'LHJR
/67 /RFDOL]HG6LJQLILFDQFH7KUHVKROG
/83 /DQG8VH3ODQ
0%7$ 0LJUDWRU\%LUG7UHDW\$FW
0&%&3 860DULQH&RUSV%DVH&DPS3HQGOHWRQ
0++: PHDQKLJKHUKLJKZDWHU
0+7/ PHDQKLJKWLGHOLQH
0/ PD[LPXPOHYHO
0/: PHDQORZZDWHU
0//: PHDQORZHUORZZDWHU
003$ 0DULQH0DPPDO3URWHFWLRQ$FWRI

06/ 0HDQ6HD/HYHO
06$$ 0DVWHU6WUHDPEHG$OWHUDWLRQ$JUHHPHQW
1$$46 1DWLRQDO$PELHQW$LU4XDOLW\6WDQGDUGV
1$+& 1DWLRQDO+LVWRULF3UHVHUYDWLRQ$FW
1&&3 1DWXUDO&RPPXQLWLHV&RQVHUYDWLRQ3ODQ
1(3$ 1DWLRQDO(QYLURQPHQWDO3ROLF\$FWRI


1*9' 1DWLRQDO*HRGHWLF9HUWLFDO'DWXP
1+3$ 1DWLRQDO+LVWRULF3UHVHUYDWLRQ$FW
12$$ 1DWLRQDO2FHDQRJUDSKLFDQG$WPRVSKHULF$GPLQLVWUDWLRQ 12$$)LVKHULHV 1DWLRQDO0DULQH)LVKHULHV6HUYLFH
12, 1RWLFHRI,QWHQW
123 1RWLFHRI3UHSDUDWLRQ
13'(6 1DWLRQDO3ROOXWDQW'LVFKDUJH(OLPLQDWLRQ6\VWHP 15+3 1DWLRQDO5HJLVWHURI+LVWRULF3ODFHV
178 1HSKHORPHWULF7XUELGLW\8QLWV
2&7$ 2UDQJH&RXQW\7UDQVSRUWDWLRQ$XWKRULW\
26353 2LO6SLOO3UHYHQWLRQDQG5HVSRQVH3ODQ
SP 3RVWPHULGLHPDIWHUQRRQ
35& 3XEOLF5HVRXUFHV&RGH
366'$ 3XJHW6RXQG'UHGJHG'LVSRVDO$QDO\VLV
52' 5HFRUGRI'HFLVLRQ
5:4&% 5HJLRQDO:DWHU4XDOLW\&RQWURO%RDUG
272
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

6$1'$* 6DQ'LHJR$VVRFLDWLRQRI*RYHUQPHQWV
6&$* 6RXWKHUQ&DOLIRUQLD$VVRFLDWLRQRI*RYHUQPHQWV
6&$40' 6RXWK&RDVW$LU4XDOLW\0DQDJHPHQW'LVWULFW
6&% 6RXWKHUQ&DOLIRUQLD%LJKW
6&55$ 6RXWKHUQ&DOLIRUQLD5HJLRQDO5DLO$XWKRULW\
6( 6WDWHOLVWHGHQGDQJHUHGVSHFLHV
6+32 6WDWH+LVWRULF3UHVHUYDWLRQ2IILFHU
6,3 6WDWH,PSOHPHQWDWLRQ3ODQ
6/ VFUHHQLQJOHYHO
64* 6HGLPHQW4XDOLW\*XLGHOLQHV
65$ 6RXUFH5HFHSWRU$UHD
67 6WDWHOLVWHGWKUHDWHQHGVSHFLHV
6:333 6WRUP:DWHU3ROOXWLRQ3UHYHQWLRQ3ODQ
6:5&% &DOLIRUQLD6WDWH:DWHU5HVRXUFHV&RQWURO%RDUG
7%$&7 7R[LFV%HVW$YDLODEOH&RQWURO7HFKQRORJ\
86$&( 8QLWHG6WDWHV$UP\&RUSVRI(QJLQHHUV/RV$QJHOHV'LVWULFW 86& 8QLWHG6WDWHV&RGH
86(3$ 8QLWHG6WDWHV(QYLURQPHQWDO3URWHFWLRQ$JHQF\
86):6 8QLWHG6WDWHV)LVKDQG:LOGOLIH6HUYLFH
86*6 8QLWHG6WDWHV*HRORJLFDO6XUYH\
:5'$ :DWHU5HVRXUFHV'HYHORSPHQW$FW
 &KHPLFDO$EEUHYLDWLRQV
&2 FDUERQPRQR[LGH
''7 GLFKORURGLSKHQ\OWULFKORURHWKDQH
12 QLWURJHQGLR[LGH
12[ R[LGHVRIQLWURJHQ
2 R]RQH
3$+V SRO\F\FOLFDURPDWLFK\GURFDUERQV
3E OHDG
3&%V SRO\FKORULQDWHGELSKHQ\OV
30 SDUWLFXODWHPDWWHUHTXDOWRRUOHVVWKDQPLFURQVLQVL]H 30 ILQHSDUWLFXODWHPDWWHUHTXDOWRRUOHVVWKDQPLFURQVLQVL]H 52* UHDFWLYHRUJDQLFJDVHV
62 VXOIXUGLR[LGH
62[ R[LGHVRIVXOIXU
7$& WR[LFDLUFRQWDPLQDQWV
 8QLWVRI0HDVXUHPHQW
DF DFUH
V

ž& GHJUHHV&HOVLXV
G% GHFLEHOV
G%$ GHFLEHOVXVLQJ$ZHLJKWHGPHDVXUHPHQWV
273
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

ž) GHJUHHV)DKUHQKHLW
IW IRRWIHHW
IWVHF IHHWSHUVHFRQG
IW
 VTXDUHIHHW
KD KHFWDUH
KS KRUVHSRZHU
+
9 KRUL]RQWDO
YHUWLFDO
NJ NLORJUDPV
NP NLORPHWHU
V

OEV SRXQGV
/GQ 'D\QLJKWDYHUDJHQRLVHOHYHO
/HT HTXLYDOHQWQRLVHOHYHO
PJNJ PLOOLJUDPVSHUNLORJUDP
PJ/ PLOOLJUDPVSHUOLWHU
P PHWHU
V

P
 VTXDUHPHWHU
V

P
 FXELFPHWHU
V

PL PLOH
V

PL
 VTXDUHPLOH
V

P/ PLOOLOLWHU
V

PP PLOOLPHWHU
V

PSK PLOHVSHUKRXU
178 1HSKHORPHWULF7XUELGLW\8QLW
V

SSP SDUWVSHUPLOOLRQ
SSW SDUWVSHUWKRXVDQG
\G \DUG
V

\G
 VTXDUH\DUG
V

\G
 FXELF\DUG
V

\GIW FXELF\DUG
V
SHUIRRW
\U \HDU
ȝJNJ PLFURJUDPVSHUNLORJUDP
ȝJ/ PLFURJUDPVSHUOLWHU
 SHUFHQW
274
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 5()(5(1&(6
$'/

 3RLQW $UJXHOOR )LHOG DQG *DYLRWD 3URFHVVLQJ )DFLOLW\ $UHD 6WXG\ DQG &KHYURQ7H[DFR 'HYHORSPHQW 3ODQV(,5(,6 3UHSDUHG IRUWKH&RXQW\ RI 6DQWD %DUEDUD0LQHUDOV0DQDJHPHQW6HUYLFH&$6WDWH/DQGV&RPPLVVLRQ&DOLIRUQLD &RDVWDO&RPPLVVLRQDQG&DOLIRUQLD6HFUHWDU\RI(QYLURQPHQWDO$IIDLUV3UHSDUHG E\$UWKXU'/LWWOH6DQWD%DUEDUD&D
$0(&(DUWKDQG(QYLURQPHQWDO,QF
$0(&

 5HJLRQDO%HDFK6DQG3URMHFW3UHFRQVWUXFWLRQDQG&RQVWUXFWLRQ0RQLWRULQJ5HSRUW 3UHSDUHGIRU6DQ'LHJR$VVRFLDWLRQRI*RYHUQPHQWV
 5HJLRQDO %HDFK 6DQG 3URMHFW <HDU 

 3RVW&RQVWUXFWLRQ 0RQLWRULQJ
5HSRUW IRU ,QWHUWLGDO 6KDOORZ 6XEWLGDO DQG .HOS )RUHVW 5HVRXUFHV DQG &RPSUHKHQVLYH$QDO\VLV5HSRUW

3UHSDUHGIRU6DQ'LHJR$VVRFLDWLRQ
RI*RYHUQPHQWV
6$1'$*

$VSHQ(QYLURQPHQWDO*URXS
 (QYLURQPHQWDO ,QIRUPDWLRQ GRFXPHQW IRU 3RVW6XVSHQVLRQ $FWLYLWLHV RQWKH 1LQH )HGHUDO 8QGHYHORSHG 8QLWV DQG /HDVH 2&63 
 2IIVKRUH 6DQWD %DUEDUD
9HQWXUD DQG 6DQ/XLV 2ELVSR &RXQWLHV. 3UHSDUHG IRU 0LQHUDOV 0DQDJHPHQW 6HUYLFH3DFLILF2&65HJLRQ
%DUORZ-DQG7*HUURGHWWH


 $EXQGDQFHRIFHWDFHDQVLQ&DOLIRUQLDZDWHUVEDVHGRQ

DQG

VKLSVXUYH\V
12$$7HFK0HP12$$7010)66:)6&
%DUORZ-5/%URZQHOO-U'3'H0DVWHU.$)RUQH\06/RZU\62VPHN7-5DJHQ 555HHYHVDQG5-6PDOO


 63DFLILF0DULQH0DPPDO6WRFN$VVHVVPHQWV12$$7HFKQLFDO0HPRUDQGXP 10)612$$7010)66:)6&
SS
%DUORZ -.$)RUQH\36+LOO5/%URZQHOO -U -9&DUUHWWD'3'H0DVWHU) -XOLDQ 06/RZU\75DJHQDQG555HHYHV


 6 3DFLILF 0DULQH 0DPPDO 6WRFN $VVHVVPHQWV
 

  12$$ 7HFKQLFDO
0HPRUDQGXP10)66:)6&
%HDQ/RZHOO-RKQDQG)ORUHQFH&6KLSHN

 /XLVHxR  ,Q Handbook of North American Indians HGLWHG E\ 5REHUW ) +HL]HU 

%RQQHOO0/%-/H%RHXI023LHUVRQ'+'HWWPDQ*')DUUHQVDQG&%+HDWK 
 3LQQLSHGVRIWKH6RXWKHUQ&DOLIRUQLD%LJKW6XPPDU\5HSRUW 
3DUW ,
In
9RO,,,3ULQFLSDO,QYHVWLJDWRU
VUHSRUWVPDULQHPDPPDODQGVHDELUGVXUYH\RI
WKH6RXWKHUQ&DOLIRUQLD%LJKWDUHD17,61R3%SS 275
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

%RQQHOO0/023LHUVRQDQG*')DUUHQV

 3LQQLSHGV DQG VHD RWWHUV RI FHQWUDO DQG QRUWKHUQ &DOLIRUQLD  

 VWDWXV
DEXQGDQFH DQG GLVWULEXWLRQ  )LQDO 5HSRUW WR 86 'HSDUWPHQW RI WKH ,QWHULRU 0LQHUDOV0DQDJHPHQW 6HUYLFH 3DFLILF 2&6 5HJLRQ XQGHU &RQWUDFW  

2&66WXG\006SS
%RQQHOO0/DQG0''DLOH\


 0DULQHPDPPDOV,Q
Ecology of the Southern California Bight
$6\QWKHVLVDQG
,QWHUSUHWDWLRQ0''DLOH\'-5HLVKDQG-:$QGHUVRQ HGV
%HUNHOH\&$

8QLYHUVLW\RI&DOLIRUQLD3UHVVSS
%ULJJV.7:%7\OHU'%/HZLV35.HOO\DQG'$&UROO 
 %URZQ SHOLFDQVLQ FHQWUDO DQG QRUWKHUQ&DOLIRUQLD  -RXUQDO RI )LHOG 2UQLWKROLJ\ 9RO



%URFN-DPHVDQG0DUN$5RHGHU

 $UFKDHRORJLFDO DQG 3DOHRQWRORJLFDO $VVHVVPHQW 5HSRUW IRU D 3URSRVHG  $FUH &RXQW\ 3DUN DW 6DQ &OHPHQWH 6WDWH %HDFK 3DUN 6DQ &OHPHQWH 2UDQJH &RXQW\ &DOLIRUQLD3UHSDUHGIRU.HQQHWK:RRG$VVRFLDWHV/DJXQD%HDFK&$ %URZQ-RDQ&


 &XOWXUDO 5HVRXUFH 5HFRQQDLVVDQFH )RU D &RDVWDO 3HGHVWULDQ DQG %LF\FOH 3DWK LQ 6DQ &OHPHQWH 2UDQJH &RXQW\ &DOLIRUQLD  3UHSDUHG IRU 0LFKDHO %UDQGPDQ $VVRFLDWHV,UYLQH&DOLIRUQLD
%XUNHWW((1$5RMHN$(+HQU\0-)OXKDUW\/&RPUDFN35.HOO\$&0DKDQH\ DQG.0)LHQ
 5HSRUW WR WKH &DOLIRUQLD )LVK DQG *DPH &RPPLVVLRQ  6WDWXV UHYLHZ RI ;DQWXV¶
PXUUHOHW
Synthliboramphus hypoleucus
 LQ &DOLIRUQLD &DOLI 'HSW RI )LVK DQG
*DPH +DELWDW &RQVHUYDWLRQ 3ODQQLQJ %UDQFK 6WDWXV 5HSRUW  
SSDSSHQGLFHV
&DOLIRUQLD'HSDUWPHQWRI7UDQVSRUWDWLRQ
&DOWUDQV



 7UDIILF 1RLVH $QDO\VLV 3URWRFRO IRU 1HZ +LJKZD\ DQG 5HFRQVWUXFWLRQ 3URMHFWV LQFOXGLQJ7HFKQLFDO1RLVH6XSSOHPHQW2FWREHU


&DOLIRUQLD6WDWH/DQGV&RPPLVVLRQ8QLWHG6WDWHV)LVKDQG:LOGOLIH6HUYLFHDQG8QLWHG6WDWHV $UP\&RUSVRI(QJLQHHUV
&6/&86):6DQG86$&(

 )LQDO(,5(,6IRUWKH%ROVD&KLFD/RZODQGV5HVWRUDWLRQ3URMHFW &DUUHWWD-9.$)RUQH\000XWR-%DUORZ-%DNHU%+DQVRQDQG0/RZU\  86 3DFLILF 0DULQH 0DPPDO 6WRFN $VVHVVPHQWV   12$$ 7HFKQLFDO
0HPRUDQGXP12$$7010)66:)6&

276
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

&KDPEHUV*URXS,QF


 'UDIW(QYLURQPHQWDO,PSDFW6WDWHPHQW(QYLURQPHQWDO,PSDFW5HSRUW (,6(,5
IRU
WKH3URSRVHG%ROVD&KLFD3URMHFW3UHSDUHGIRUWKH86$UP\&RUSVRI(QJLQHHUV DQGWKH&LW\RI+XQWLQJWRQ%HDFK


 %LRORJLFDO&KHPLFDODQG3K\VLFDO6XUYH\RIWKH1RUWK(QHUJ\,VODQG3LW3UHSDUHG IRUWKH86$UP\&RUSVRI(QJLQHHUV
 'UDIW (QYLURQPHQWDO %DVHOLQH 5HSRUW IRU WKH +XQWLQJWRQ %HDFK %OXII 7RS 3DUN 6WRUP )HDVLELOLW\ 6WXG\ 3UHSDUHG IRU86$UP\&RUSV RI(QJLQHHUV 86$&(

/RV$QJHOHV'LVWULFW2FWREHU
 0RQLWRULQJ5HSRUWIRU:HVWHUQ6QRZ\3ORYHUDWWKH7DOEHUW&KDQQHO)RU&RXQW\ RI2UDQJH
 0RQLWRULQJRI.HOS%HGV(HOJUDVVDQG6XUIJUDVVRII*ROHWD%HDFK3UHSDUHG IRU 6DQWD%DUEDUD&RXQW\3DUNV
 'UDIW (QYLURQPHQWDO ,PSDFW 5HSRUW *ROHWD %HDFK &RXQW\ 3DUN /RQJ7HUP 3URWHFWLRQ3ODQ3UHSDUHGIRU6DQWD%DUEDUD&RXQW\3DUNV &LW\RI6DQ&OHPHQWH3ODQQLQJ'HSDUWPHQW


 &LW\RI6DQ&OHPHQWH*HQHUDO3ODQ1RLVH(OHPHQWDPHQGPHQWVWKURXJK  &LW\RI6DQ&OHPHQWH0XQLFLSDO&RGH
&ODUNH'*DQG'+:LOEXU
 $VVHVVPHQW RI 3RWHQWLDO ,PSDFWV RI 'UHGJLQJ 2SHUDWLRQV 'XH WR 6HGLPHQW 5HVXVSHQVLRQ '2(5 7HFKQLFDO 1RWHV &ROOHFWLRQ (5'& 71'2(5 (  86
$UP\(QJLQHHU5HVHDUFKDQG'HYHORSPHQW&HQWHU9LFNVEXUJ06 &RDVWDO5HVRXUFHV0DQDJHPHQW
&50

 0DULQH%LRORJLFDO,PSDFW$VVHVVPHQW&LW\RI6DQ&OHPHQWH%HDFK5HSOHQLVKPHQW 3URJUDP3UHSDUHGIRU0RIIDWW 1LFKRO(QJLQHHUV
&RQWLQHQWDO6KHOI$VVRFLDWHV

 (QYLURQPHQWDO $VVHVVPHQW RIWKH 3DOP%HDFK&RXQW\ (URVLRQ&RQWURO 3URJUDP 
3KDVH ,
2FHDQ5LGJH )LQDO UHSRUW IRUWKH 3DOP%HDFK&RXQW\%RDUG RI&RXQW\ &RPPLVVLRQHUVSS
&RXQW\RI2UDQJHWKH&LWLHVRI2UDQJH&RXQW\DQGWKH2UDQJH&RXQW\)ORRG&RQWURO'LVWULFW  Drainage Area Management Plan&RXQW\RI2UDQJH6DQWD$QD&$6XEPLWWHG WR WKH 6DQWD $QD 5HJLRQDO :DWHU 4XDOLW\ &RQWURO %RDUG DQG WKH 6DQ 'LHJR 5HJLRQDO:DWHU4XDOLW\&RQWURO%RDUG
277
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 2005-06 Unified Annual Progress Report/ Program Effectiveness Assessment &RXQW\ RI2UDQJH6DQWD$QD&$ 6XEPLWWHGWRWKH6DQWD$QD5HJLRQDO:DWHU 4XDOLW\&RQWURO%RDUGDQGWKH6DQ'LHJR5HJLRQDO:DWHU4XDOLW\&RQWURO%RDUG &UDQH1


 Sound production of gray whale, Eschrichtius robustus, along their migration route 0 6 7KHVLV 6DQ )UDQFLVFR 6WDWH 8QLYHUVLW\ DQG 0RVV /DQGLQJ 0DULQH /DERUDWRULHV0RVV/DQGLQJ&$
&URVV-1DQG/*$OOHQ


 )LVKHVLQ0''DLOH\'-5HLVKDQG-:$QGHUVRQHGVEcology of the Southern California Bight: A Synthesis and Interpretation


'H/RQJ5/DQG650HOLQ
 7KLUW\ <HDUV RI 3LQQLSHG 5HVHDUFK DW 6DQ 0LJXHO ,VODQG  3S  in  '5
%URZQH ./ 0LWFKHOO DQG +: &KDQH\
HGV
 3URFHHGLQJV RI WKH )LIWK
&DOLIRUQLD,VODQGV6\PSRVLXP
0DUFKWR$SULO

6DQWD%DUEDUD0XVHXP
RI 1DWXUDO +LVWRU\ 6DQWD %DUEDUD &$  6SRQVRUHG E\ WKH 86 0LQHUDOV 0DQDJHPHQW 6HUYLFH 3DFLILF 2&65HJLRQ  3DVHR&DPDULOOR&DPDULOOR&$

2&66WXG\1R


'RKO735&*XHVV0/'XPDQDQG5&+HOP

 &HWDFHDQV RI FHQWUDO DQG QRUWKHUQ &DOLIRUQLD  

 6WDWXV DEXQGDQFH DQG
GLVWULEXWLRQ3UHSDUHG IRU86'HSDUWPHQWRIWKH ,QWHULRU0LQHUDOV0DQDJHPHQW 6HUYLFH3DFLILF2&65HJLRQ2&66WXG\006SS 'RKO73.61RUULV5&*XHVV-'%U\DQWDQG0:+RQLJ 
 &HWDFHD RI WKH 6RXWKHUQ &DOLIRUQLD %LJKW  3DUW ,, RI ,QYHVWLJDWRUV  UHSRUWV

6XPPDU\RIPDULQHPDPPDODQGVHDELUGVXUYH\VRIWKH6RXWKHUQ&DOLIRUQLD%LJKW $UHD 

 3UHSDUHG IRU86'HSDUWPHQW RIWKH ,QWHULRU%XUHDX RI/DQG 0DQDJHPHQW3DFLILF2&65HJLRQ17,63%
SS
'XJDQ-(DQG'0+XEEDUG
 (FRORJLFDO5HVSRQVHVWR&RDVWDO$UPRULQJ RQ([SRVHG 6DQG\%HDFKHV 6KRUH  %HDFK



'XJDQ-('0+XEEDUG-0(QJOH'/0DUWLQ'05LFKDUGV*('DYLV.'/DIIHUW\ DQG5)$PEURVH
 0DFURIDXQD FRPPXQLWLHV RI H[SRVHG VDQG\ EHDFKHV RQ WKH 6RXWKHUQ &DOLIRUQLD PDLQODQGDQG&KDQQHO,VODQGV)LIWK&DOLIRUQLD,VODQGV6\PSRVLXP006





(JDQKRXVH53DQG0,9HQNDWHVDQ


 &KHPLFDO2FHDQRJUDSK\DQG*HRFKHPLVWU\LQ0''DLOH\'-5HLVKDQG -: $QGHUVRQ HGV Ecology of the Southern California Bight: A Synthesis and Interpretation


278
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

)HGHUDO+LJKZD\$GPLQLVWUDWLRQ
)+:$

 )+:$+LJKZD\&RQVWUXFWLRQ1RLVH+DQGERRN$XJXVW )OLFN5(


 &RPSDULVRQ RI &DOLIRUQLD WLGHV VWRUP VXUJHV DQG PHDQ VHD OHYHO GXULQJ WKH (O 1LxRZLQWHUVRI
DQG


-$PHU6KRUHDQG%HDFK3UHVHUY$VVRF
-XO\


*UDKDP:&


 6RXWKERXQGPLJUDWLRQVRIWKHJUD\ZKDOHQHDU6DQ&OHPHQWH,VODQGLQWKHVRXWKHUQ &DOLIRUQLD %LJKW±
 WR 

 $EVWUDFW ,Q: 8th Biennial Conference Biology
Marine Mammals3DFLILF*URYH&$. 'HF. S
*URXS'HOWD&RQVXOWDQWV
 Vibracore Exploration Program, San Clemente Beach Shoreline, Orange and San Diego Counties, California. 3UHSDUHG IRU 86 $UP\ &RUSV RI (QJLQHHUV /RV $QJHOHV'LVWULFW0D\ZLWKDSSHQGLFHV
+DPLOWRQ5$DQG'5:LOOLFN


 The Birds of Orange County, California: Status and Distribution. 6HD  6DJH 3UHVV6HD 6DJH$XGXERQ6RFLHW\,UYLQH
+HOL[(QYLURQPHQWDO


 8SSHU1HZSRUW%D\8QLW,,,6HGLPHQW&RQWURODQG(QKDQFHPHQW3URMHFW9ROXPH ,,,QLWLDO6WXG\7HFKQLFDO$SSHQGLFHV2FWREHU


+HQGHUVRQ'$

 1LQHWHHQWKFHQWXU\ZKDOLQJ
JURXQGVFDWFKHVDQGNLOOVSUDFWLFHVDQGGHSOHWLRQRI WKHZKDOHSRSXODWLRQ,Q
0/-RQHV6/6ZDUW]DQG6/HDWKHUZRRG
HGV
The
Gray Whale, SS
±$FDGHPLF3UHVV2UODQGR)/
+LVWRULFDO5HVRXUFHV*URXS
+5*

 +LVWRULF5HVRXUFHV6XUYH\8SGDWH&LW\RI6DQ&OHPHQWH&DOLIRUQLD3UHSDUHGIRU WKH&LW\RI6DQ&OHPHQWH3ODQQLQJ'HSDUWPHQW
&DOOH1HJRFLR6DQ&OHPHQWH
&$
$XJXVW
+REGD\$-DQG0-7HJQHU
 6WDWXV 5HYLHZ RI :KLWH $EDORQH
Haliotis sorenseni
 WKURXJKRXW LWV 5DQJH LQ
&DOLIRUQLD DQG 0H[LFR 1DWLRQDO 2FHDQLF DQG $WPRVSKHULF $GPLQLVWUDWLRQ 1DWLRQDO0DULQH )LVKHULHV 6HUYLFH 6RXWKZHVW5HJLRQ 2IILFH 12$$7010)6 6:5
279
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

+RRYHU$$

 +DUERU VHDO  3S  In - : /HQWIHU
HG
 6HOHFWHG PDULQH PDPPDOV RI
$ODVND
6SHFLHVDFFRXQWVZLWKUHVHDUFKDQGPDQDJHPHQWUHFRPPHQGDWLRQV0DULQH 0DPPDO&RPPLVVLRQ:DVKLQJWRQ'&
-DTXHV'/&66WURQJDQG7:.HHQH\


 %URZQSHOLFDQURRVWLQJSDWWHUQVDQGUHVSRQVHVWRGLVWXUEDQFHDW0XJX/DJRRQDQG RWKHU QRQEUHHGLQJ VLWHVLQWKH 6RXWKHUQ&DOLIRUQLD%LJKW7HFKQLFDO5HSRUW 1R $XJXVW

SS
-DTXHV'/DQG':$QGHUVRQ

 &RQVHUYDWLRQ ,PSOLFDWLRQV RI +DELWDW 8VH DQG %HKDYLRU RI :LQWHULQJ %URZQ 3HOLFDQV
Pelecanus occidentalis californicus
  )LQDO UHSRUW WR 3XEOLF VHUYLFH
5HVHDUFKDQG'LVVHPLQDWLRQ
.LQJ3DQG'6\PHV
 7KH 3RWHQWLDO /RVV LQ *URVV 1DWLRQDO 3URGXFW DQG *URVV 6WDWH 3URGXFW IURP D )DLOXUHWR0DLQWDLQ&DOLIRUQLD¶V%HDFKHVIRUWKH&DOLIRUQLD'HSDUWPHQWRI%RDWLQJ DQG:DWHUZD\V
.RVNL:5-:/DZVRQ'+7KRPVRQDQG:-5LFKDUGVRQ 

 3RLQW 0XJX 6HD 5DQJH PDULQH PDPPDO WHFKQLFDO UHSRUW  /*/ /LPLWHG HQYLURQPHQWDOUHVHDUFKDVVRFLDWHV.LQJ&LW\2QWDULR&DQDGDLQDVVRFLDWLRQZLWK 2JGHQ (QYLURQPHQWDO DQG (QHUJ\ 6HUYLFHV 6DQWD %DUEDUD &$ IRU 1DYDO $LU :DUIDUH &HQWHU :HDSRQV 'LYLVLRQ 3RLQW 0XJX &$ DQG 6RWKZHVW 'LYLVLRQ 1DYDO)DFLOLWLHV(QJLQHHULQJ&RPPDQG6DQ'LHJR&$SSDSS .URHEHU$/

 Handbook of the Indians of California6PLWKVRQLDQ,QVWLWXWLRQ:DVKLQJWRQ'& /H'XF5*:HOOHU':%XUGLQ$0., +\GH-:UVLJ%., et al  *HQHWLF'LIIHUHQFHVEHWZHHQ:HVWHUQDQG(DVWHUQ1RUWK3DFLILF*UD\:KDOHVIWC Report 6&6''
/HKPDQ3


 The Birds of Santa Barbara County, California  9HUWHEUDWH 0XVHXP 8QLY &DOLIRUQLD6DQWD%DUEDUD&$SS
/RYH0


 3UREDEO\0RUH7KDQ<RX:DQWWR.QRZ$ERXWWKH)LVKHVRIWKH3DFLILF&RDVW 5HDOO\%LJ3UHVV6DQWD%DUEDUD&$SS
0DUVFKDOHN'$
 &DOLIRUQLD /HDVW 7HUQ %UHHGLQJ 6XUYH\  6HDVRQ  &DOLIRUQLD 'HSDUWPHQW RI )LVK DQG *DPH :LOGOLIH %UDQFK 1RQJDPH :LOGOLIH 8QLW 5HSRUW  6DFUDPHQWR&$
280
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

0DUWLQ.
 2FHDQ2XWOHWVDQG*UXQLRQLQWKH&RXQW\RI2UDQJH 0F&KHVQH\*-)*UHVV+5&DUWHUDQG'/:KLWZRUWK  $VVHVVPHQW RI QHVWLQJ KDELWDW IRU ;DQWXV¶ PXUUHOHWV DQG RWKHU FUHYLFHQHVWLQJ VHDELUGV RQ $QDFDSD ,VODQG &DOLIRUQLD 

  8QSXE UHSRUW 86 *HRORJLFDO
6XUYH\:HVWHUQ (FRORJLFDO 5HVHDUFK &HQWHU 'L[RQ &$ DQG 'HSW RI:LOGOLIH +XPEROGW6WDWH8QLYHUVLW\$UFDWD&DOLIRUQLD
0F&RQQDXJKH\%+DQG(0F&RQQDXJKH\

 Pacific CoastWKHGLWLRQ1HZ<RUN1<$OIUHG$.QRSI,QF 0(&$QDO\WLFDO6\VWHPV,QF
0(&



 /HDVW 7HUQ DQG :DWHU 7XUELGLW\ 0RQLWRULQJ 6HDO %HDFK 3LHU WR :DUQHU $YHQXH 6XPPDU\ 5HSRUW  3UHSDUHG IRU 86 $UP\ &RUSV RI (QJLQHHUV /RV $QJHOHV 'LVWULFW
 (QYLURQPHQWDO ,PSDFW 6WDWHPHQW(QYLURQPHQWDO ,PSDFW5HSRUW IRUWKH(QFLQLWDV DQG6RODQD%HDFK6KRUHOLQH3URWHFWLRQDQG6DQ(OLMR/DJRRQ5HVWRUDWLRQ3URMHFW 3UHSDUHG IRU 86 $UP\ &RUSV RI (QJLQHHUV
86$&(
 /RV $QJHOHV 'LVWULFW
'HFHPEHU
0LOOV./:-6\GHPDQDQG3-+RGXP
HGV

 7KH&DOLIRUQLD&XUUHQW0DULQH%LUG&RQVHUYDWLRQ3ODQ&KDSWHU 6HDELUGKDELWDWV
RI WKH &DOLIRUQLD &XUUHQW DQG DGMDFHQW HFRV\VWHPV 9HUV  3RLQW 5H\HV %LUG 2EVHUYDWRU\0DULQ&RXQW\&DOLIRUQLD
0RUDWWR0LFKDHO

 California Archaeology$FDGHPLF3UHVV2UODQGR)ORULGD 1DWLRQDO*HRJUDSKLF
 Field Guide to Birds of North AmericaUGHG1DWO*HRJ6RFLHW\:DVKLQJWRQ '&SS
1DWLRQDO2FHDQLFDQG$WPRVSKHULF$GPLQLVWUDWLRQ1DWLRQDO0DULQH)LVKHULHV6HUYLFH 12$$
)LVKHULHV



 6PDOO 7DNHV RI 0DULQH 0DPPDOV ,QFLGHQWDO WR 6SHFLILHG $FWLYLWLHV  6HLVPLF
+D]DUGV ,QYHVWLJDWLRQ LQ 6RXWKHUQ &DOLIRUQLD  )HGHUDO 5HJLVWHU 1RWLFHV 9RO 



)ULGD\-XQH


3DJH*:-6:DUULQHU-&:DUULQHUDQG3:&3DWRQ 

 6QRZ\3ORYHU
&KDUDGULXVDOH[DQGULQXV
,Q7KH%LUGVRI1RUWK$PHULFD1R

$3RROHDQG)*LOOHGV
7KH$FDGHP\RI1DWXUDO6FLHQFHV3KLODGHOSKLD3$
DQG7KH$PHULFDQ2UQLWKRORJLVWV¶8QLRQ:DVKLQJWRQ'& 281
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

3DUU7''LHQHUDQG6/DF\

 (IIHFWVRI%HDFK5HSOHQLVKPHQWRQWKH1HDUVKRUH6DQG)DXQDRI,PSHULDO%HDFK &DOLIRUQLD0LVFHOODQHRXV5HSRUW1R&RDVWDO(QJLQHHULQJ5HVHDUFK&HQWHU )RUW%HOYRLU9$
3DWWHUVRQDQG<RXQJ


 0RQLWRULQJRIWKH1RXULVKPHQW3URMHFWDW6XUIVLGH6XQVHW%HDFK86$UP\&RUSV RI(QJLQHHUV&RDVWDO=RQH


3RZHOO$1&/)ULW]%/3HWHUVRQDQG-07HUS
 6WDWXVRIEUHHGLQJDQGZLQWHULQJVQRZ\SORYHUVLQ6DQ'LHJR&RXQW\&DOLIRUQLD 



J. Field Ornithol. 



5D\*DQG'&ODUNH
 7KH1HZ<RUN'LVWULFW
V%LRORJLFDO0RQLWRULQJ3URJUDPIRUWKH$WODQWLF&RDVWRI 1HZ -HUVH\ $VEXU\ 3DUN WR0DQDVTXDQ 6HFWLRQ %HDFK (URVLRQ &RQWURO 3URMHFW )LQDO 5HSRUW 86 $UP\ &RUSV RI (QJLQHHUV (QJLQHHULQJ 5HVHDUFK DQG 'HYHORSPHQW&HQWHU:DWHUZD\V([SHULPHQW6WDWLRQ9LFNVEXUJ06 5HJLRQDO:DWHU4XDOLW\&RQWURO%RDUG6DQ'LHJR5HJLRQ 5:4&%



 :DWHU4XDOLW\&RQWURO3ODQIRUWKH6DQ'LHJR%DVLQ


5LFKDUGVRQ:-&5*UHHQH-U&,0DOPHDQG'+7KRPVRQ 

 Marine Mammals and Noise$FDGHPLF3UHVV
6$,&
 &RDVWDO+DELWDW6WXG\
,QIOXHQFHRI%HDFK1RXULVKPHQWRQ%LRORJLFDO
5HVRXUFHV DW %HDFKHV LQ WKH &LW\ RI (QFLQLWDV &DOLIRUQLD  3UHSDUHG IRU &LW\ RI (QFLQLWDV
6DQ'LHJR$VVRFLDWLRQRI*RYHUQPHQWVDQG86'HSDUWPHQWRIWKH1DY\ 6$1'$*

 6DQ'LHJR5HJLRQDO%HDFK6DQG3URMHFW(,5($3UHSDUHGIRU6$1'$*DQG86 'HSDUWPHQW RI WKH 1DY\ -XQH   )LQDO (QYLURQPHQWDO ,PSDFW 5HSRUW (QYLURQPHQWDO $VVHVVPHQW E\ .($ (QYLURQPHQWDO 0(& $QDO\WLFDO 6\VWHPV 0RIIDWWDQG1LFKRO(QJLQHHUVDQG*HR$UFK0DULQH$UFKDHRORJ\&RQVXOWDQWV 6RXOH')02JXULDQG%+-RQHV


 7KH0DULQH(QYLURQPHQWRI0DULQDGHO5H\-XO\

WR-XQH

DQG



6XPPDU\+DUERUV(QYLURQPHQWDO3URMHFWV8QLYHUVLW\RI6RXWKHUQ&DOLIRUQLD 6WDWH:DWHU5HVRXUFHV&RQWURO%RDUG
6:5&%

 California Ocean Plan6WDWH:DWHU5HVRXUFHV&RQWURO%RDUG6DFUDPHQWR&$ 282
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV


6WHZDUW%6DQG3.<RFKHP
 &RPPXQLW\ (FRORJ\ RI &DOLIRUQLD &KDQQHO ,VODQGV SLQQLSHGV  3S  in 
'5 %URZQH ./ 0LWFKHOO DQG +: &KDQH\
HGV
 3URFHHGLQJV RI WKH )LIWK
&DOLIRUQLD,VODQGV6\PSRVLXP
0DUFKWR$SULO

6DQWD%DUEDUD0XVHXP
RI 1DWXUDO +LVWRU\ 6DQWD %DUEDUD &$  6SRQVRUHG E\ WKH 86 0LQHUDOV 0DQDJHPHQW 6HUYLFH 3DFLILF 2&65HJLRQ  3DVHR&DPDULOOR&DPDULOOR&$

2&66WXG\1R


7KRPSVRQ%-'L[RQ66FKURHWHUDQG'-5HLVK


 %HQWKLF,QYHUWHEUDWHVLQ0''DLOH\'-5HLVKDQG-:$QGHUVRQHGVEcology of the Southern California Bight: A Synthesis and Interpretation 

8QLWHG6WDWHV$UP\&RUSVRI(QJLQHHUV
86$&(


 6KRUH 3URWHFWLRQ 0DQXDO  'HSDUWPHQW RI WKH $UP\ :DWHUZD\V ([SHULPHQW 6WDWLRQ9LFNVEXUJ06
YROXPHV


 6RXWKHUQ&DOLIRUQLD&RDVWDO3URFHVVHV'DWD6XPPDU\&&67:6 
 &&67:6  6DQG 7KLFNQHVV 6XUYH\ 5HSRUW 2FWREHU1RYHPEHU 6DQ 'LHJR 5HJLRQ


 &RDVWRI&DOLIRUQLD6WRUPDQG7LGDO:DYHV6WXG\6WDWHRIWKH&RDVW5HSRUW6DQ 'LHJR5HJLRQ
YROXPHV



 )LQDO5HSRUW%HDFK1RXULVKPHQW6RXUFHV$ORQJWKH&DUOVEDG2FHDQVLGH&RDVWLQ 6DQ'LHJR&RXQW\&DOLIRUQLD5HSRUWSUHSDUHGE\86$UP\&RUSVRI(QJLQHHUV /RV$QJHOHV'LVWULFW1RYHPEHU


 )LQDO (QYLURQPHQWDO $VVHVVPHQW IRU 0RUUR %D\ +DUERU 6L[<HDU 0DLQWHQDQFH 'UHGJLQJ3URJUDP6DQ/XLV2ELVSR&RXQW\&DOLIRUQLD
 6DQ &OHPHQWH 6KRUHOLQH )HDVLELOLW\ 6WXG\ 2UDQJH &RXQW\ &DOLIRUQLD (QYLURQPHQWDO$SSHQGL[
D (QYLURQPHQWDO ,PSDFW 6WDWHPHQW(QYLURQPHQWDO ,PSDFW 5HSRUW IRU WKH (QFLQLWDV DQG6RODQD%HDFK)HDVLELOLW\6WXG\6KRUHOLQH3URWHFWLRQ3URMHFW E 6DQ &OHPHQWH 6KRUHOLQH 3URMHFW 6DQ &OHPHQWH &DOLIRUQLD $SSHQGL[ 'UDIW ) *HRWHFKQLFDO5HSRUW

 6DQ &OHPHQWH 6KRUHOLQH )HDVLELOLW\ 6WXG\ 2UDQJH &RXQW\ &DOLIRUQLD &RDVWDO (QJLQHHULQJ$SSHQGL[
86'HSDUWPHQWRI+RXVLQJDQG8UEDQ'HYHORSPHQW

 $ *XLGH WR +8' (QYLURQPHQWDO &ULWHULD DQG 6WDQGDUGV &RQWDLQHG LQ  &)5 3DUW$XJXVW

283
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

8QLWHG6WDWHV)LVKDQG:LOGOLIH6HUYLFH
86):6


 &DOLIRUQLD/HDVW7HUQ5HFRYHU\3ODQSS

 7KH &DOLIRUQLD %URZQ 3HOLFDQ 5HFRYHU\ 3ODQ  86 )LVK DQG :LOGOLIH 6HUYLFH 3RUWODQG2UHJRQSS

 5HFRYHU\3ODQIRUWKH&DOLIRUQLD/HDVW7HUQ
Sterna antillarum browni
86)LVK
DQG:LOGOLIH6HUYLFH3RUWODQG2UHJRQSS
 %LRORJLFDO2SLQLRQRQ6DQ'LHJR5HJLRQDO%HDFKHV6DQG5HSOHQLVKPHQW3URMHFW &RDVWDO=RQHRI6DQ'LHJR&RXQW\&DOLIRUQLD
D 5HFRYHU\3ODQIRUWKH7LGHZDWHU*RE\
Eucyclogobius newberryi

E (QGDQJHUHGDQG7KUHDWHQHG:LOGOLIHDQG3ODQWV
'HVLJQDWLRQRI&ULWLFDO+DELWDWIRU
WKH3DFLILF&RDVW3RSXODWLRQRIWKH:HVWHUQ6QRZ\3ORYHU)LQDO5XOH D 5HFRYHU\ 3ODQ IRU WKH 3DFLILF &RDVW 3RSXODWLRQ RI WKH :HVWHUQ 6QRZ\ 3ORYHU

Charadrius alexandrinus nivosus
 ,Q  YROXPHV 6DFUDPHQWR &DOLIRUQLD [LY 
SDJHV
E (QGDQJHUHG DQG 7KUHDWHQHG:LOGOLIH DQG 3ODQWV  5HYLVHG &ULWLFDO+DELWDW IRU WKH
7LGHZDWHU*RE\
Eucyclogobius newberryi
3URSRVHGUXOH
UHRSHQLQJRIFRPPHQW
SHULRG QRWLFH RI DYDLODELOLW\ RI GUDIW HFRQRPLF DQDO\VLV DQG DPHQGHG 5HTXLUHG'HWHUPLQDWLRQV
8QLWW3 

 The Birds of San Diego County. 6DQ'LHJR6RFLHW\RI1DWXUDO+LVWRU\0HPRLU 
:DOODFH:LOOLDP-

 $ 6XJJHVWHG &KURQRORJ\ IRU 6RXWKHUQ &DOLIRUQLD &RDVWDO $UFKDHRORJ\ Southwestern Journal of Anthropology

:DUUHQ&ODXGH1

 &XOWXUDO7UDGLWLRQDQG(FRORJLFDO$GDSWDWLRQRQWKH6RXWKHUQ&DOLIRUQLD&RDVW,Q Archaic Prehistory in the Western United StatesHGLWHGE\&\QWKLD,UZLQ:LOOLDPV SS (DVWHUQ1HZ0H[LFR8QLYHUVLW\&RQWULEXWLRQVLQAnthropology1R  3RUWDOHV
:HOOHU':DQG5+'HIUDQ


 &RDVWDOERWWOHQRVHGROSKLQVLQ6DQWD%DUEDUD
$QDQDO\VLVRIKRPHUDQJHDQGVRFLDO
DIILOLDWLRQ  $EVWU (LJKWK %LHQQLDO &RQI RQ WKH %LRORJ\ RI 0DULQH 0DPPDOV 3DFLILF*URYH&DOLIRUQLD'HFHPEHU


284
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

:\OOLH(FKHYHUULD7+DQQDQ0:\OOLH(FKHYHUULD6DQG6KDIHU'  6XUIJUDVV5HVWRUDWLRQLQWKH1RUWKHDVW3DFLILF(5'&71(0553(5 :RUGHQ-%DQG596PLWK
 9HQWXUD +DUERU 86 $UP\ &RUSV RI (QJLQHHUV 'UHGJLQJ -XQH   :HVWHUQ 6QRZ\3ORYHU0RQLWRULQJ5HSRUW3UHSDUHGIRU9HQWXUD3RUW'LVWULFW :HEVLWHV
&KDQQHO,VODQGV1DWLRQDO3DUN
&,13

 %URZQ 3HOLFDQ KWWS
ZZZQSVJRYFKLVQDWXUHVFLHQFHEURZQSHOLFDQKWP ODVW XSGDWHG)HEUXDU\$FFHVVHG-XO\

0DULQH/LIH,QIRUPDWLRQ1HWZRUNIRU%ULWDLQDQG,UHODQG 0DU/,1

 6SHFLHV DQG +DELWDW ,QIRUPDWLRQ
 KWWS
ZZZPDUOLQDFXNVDKEDVNLWHPSODWHSKS"
EHQFKPDUNBGHWDLO
1DWLRQDO5HJLVWHURI+LVWRULF3ODFHV
 ZZZQUQSVJRY
6HDZRUOG
 +DUERU6HDOVKWWS
ZZZVHDZRUOGRUJLQIRERRNV+DUERU6HDOKVEHKDYLRUKWPO 285
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

 ',675,%87,21/,67
)('(5$/
6HQDWRU'LDQQH)HLQVWHLQ
%6WUHHW
6XLWH
6DQ'LHJR&$

6HQDWRU'LDQQH)HLQVWHLQ
+DUW2IILFH%XLOGLQJ
5RRP
:DVKLQJWRQ'&
6HQDWRU%DUEDUD%R[HU
%6WUHHW6XLWH
6DQ'LHJR&$

6HQDWRU%DUEDUD%R[HU
+DUW6HQDWH2IILFH%XLOGLQJ
:DVKLQJWRQ'&
&RQJUHVVPDQ.HQ&DOYHUW
WK'LVWULFW
$QWRQLR3DUNZD\6XLWH
/DV)ORUHV&$

&RQJUHVVPDQ.HQ&DOYHUW
WK'LVWULFW
5D\EXUQ%XLOGLQJ
:DVKLQJWRQ'&
-RKQ0)RZOHU([HFXWLYH'LUHFWRU
$GYLVRU\&RXQFLORQ+LVWRULF3UHVHUYDWLRQ
3HQQV\OYDQLD$YHQXH1:6XLWH
2OG3RVW2IILFH%XLOGLQJ
:DVKLQJWRQ'&
'LUHFWRU
(QYLURQPHQWDO3ROLF\DQG&RPSOLDQFH
'HSDUWPHQWRIWKH,QWHULRU
0DLQ,QWHULRU%XLOGLQJ06

&6WUHHW1:
:DVKLQJWRQ'&
0V3HDUO<RXQJ
86(3$1(3$&RPSOLDQFH'LYLVLRQ
2IILFHRI)HGHUDO$FWLYLWLHV
(,6)LOLQJ6HFWLRQ
$ULHO5LRV%XLOGLQJ
6RXWK2YDO/REE\

5RRP
3HQQV\OYDQLD$YHQXH1:
:DVKLQJWRQ'&
0U-LP%DUWHO
)LHOG6XSHUYLVRU
86)LVKDQG:LOGOLIH6HUYLFH
+LGGHQ9DOOH\5RDG
&DUOVEDG&DOLIRUQLD


86'HSDUWPHQWRI&RPPHUFH
1DWLRQDO2FHDQLF$WPRVSKHULF
$GPLQLVWUDWLRQ
1DWLRQDO0DULQH)LVKHULHV6HUYLFH
:HVW2FHDQ%OYG6XLWH
/RQJ%HDFK&$

(QYLURQPHQWDO3URWHFWLRQ$JHQF\5HJLRQ,;
+DZWKRUQH6WUHHW
6DQ)UDQFLVFR&$

&RPPDQGLQJ2IILFHU
0DULQH&RUSV%DVH
%R[
&DPS3HQGOHWRQ&$

6RXWKHUQ&DOLIRUQLD$JHQF\
%XUHDXRI,QGLDQ$IIDLUV
,RZD$YHQXH6XLWH
5LYHUVLGH&$

2IILFHRI2FHDQDQG&RDVWDO5HVRXUFH
0DQDJHPHQW
12$$2FHDQ6HUYLFH
(DVW:HVW+LJKZD\
6LOYHU6SULQJ0'

286
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

-XDQHQR%DQGRI0LVVLRQ,QGLDQV
$FMDFKHPHQ1DWLRQ
'DYLG%HODUGHV&KDLUSHUVRQ
9LD%HODUGHV
6DQ-XDQ&DSLVWUDQR&$

-XDQHQR%DQGRI0LVVLRQ,QGLDQV
$FMDFKHPHQ1DWLRQ
$QWKRQ\5LYHUD&KDLUPDQ
$/D0DWDQ]D6WUHHW
6DQ-XDQ&DSLVWUDQR&$

-XDQHQR%DQGRI0LVVLRQ,QGLDQV
$FMDFKHPHQ1DWLRQ
-R\FH3HUU\7ULEDO0DQDJHU &XOWXUDO
5HVRXUFHV
9LD%HODUGHV
6DQ-XDQ&DSLVWUDQR&$

-XDQHQR%DQGRI0LVVLRQ,QGLDQV
$OIUHG&UX]&XOWXUDO5HVRXUFHV
&RRUGLQDWRU
32%R[
6DQWD$QD&$



-XDQHQR%DQGRI0LVVLRQ,QGLDQV
$GROSK³%XG´6HSXOYHGD&KDLUSHUVRQ
32%R[
6DQWD$QD&$



-XDQHQR%DQGRI0LVVLRQ,QGLDQV
6RQLD-RKQVWRQ7ULEDO9LFH&KDLUSHUVRQ
32%R[
6DQWD$QD&$



-XDQHQR%DQGRI0LVVLRQ,QGLDQV
$QLWD(VSLQR]D
&RQFHUWR'ULYH
$QDKHLP&$

67$7(
0LOIRUG:D\QH'RQDOGVRQ
6WDWH+LVWRULF3UHVHUYDWLRQ2IILFHU
2IILFHRI+LVWRULF3UHVHUYDWLRQ
UG6WUHHW6XLWH
6DFUDPHQWR&$

'HSDUWPHQWRI:DWHU5HVRXUFHV

WK6WUHHW
6DFUDPHQWR&$

&DOLIRUQLD&RDVWDO&RPPLVVLRQ
)UHPRQW6W6WH
6DQ)UDQFLVFR&$

&DOLIRUQLD&RDVWDO&RPPLVVLRQ
6RXWK&RDVW'LVWULFW2IILFH
2FHDQJDWHWK)ORRU
/RQJ%HDFK&$

&DOLIRUQLD'HSDUWPHQWRI)LVKDQG*DPH
6RXWK&RDVW5HJLRQ
5HJLRQ



9LHZULGJH$YH
6DQ'LHJR&$

&DOWUDQV'LVWULFW
0LFKHOVRQ'ULYH6XLWH
,UYLQH&$

6WDWH&OHDULQJ+RXVH
7HQWK6WUHHW
6DFUDPHQWR&$

&DOLIRUQLD&RDVWDO&RQVHUYDQF\
%URDGZD\WK)ORRU
2DNODQG&$

&DOLIRUQLD6WDWH/DQGV&RPPLVVLRQ
+RZH$YH6XLWH6RXWK
6DFUDPHQWR&$

6DQ'LHJR5HJLRQDO:DWHU4XDOLW\&RQWURO
%RDUG

6N\3DUN&RXUW6XLWH
6DQ'LHJR&$

287
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5  3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV

1DWLYH$PHULFDQ+HULWDJH&RPPLVVLRQ

&DSLWRO0DOO5RRP
6DFUDPHQWR&$

&2817<
6RXWK&RDVW$40'
&RSOH\'U
'LDPRQG%DU&$

2UJDQL]DWLRQV
1DWXUDO5HVRXUFHV'HIHQVH&RXQFLO
6HFRQG6WUHHW
6DQWD0RQLFD&$

6RXWKHUQ&DOLIRUQLD(GLVRQ
32%R[
5RVHPHDG&$

&HQWHUIRU%LRORJLFDO'LYHUVLW\
&DOLIRUQLD6WUHHW6XLWH
6DQ)UDQFLVFR&$

&HQWHUIRU%LRORJLFDO'LYHUVLW\
30%6XQVHW%OYG
/RV$QJHOHV&$

6LHUUD&OXE$QJHOHV&KDSWHU
:LOVKLUH%OYG
/RV$QJHOHV&$


6XUIULGHU)RXQGDWLRQ
6RXWK2UDQJH&RXQW\
3DFLILF&RDVW+Z\

'DQD3RLQW&$


0DUN5DXVFKHU
6XUIULGHU)RXQGDWLRQ

&DOOH1HJRFLR
6DQ&OHPHQWH&$

/RFDO
7RP%RQLJXW
&LW\RI6DQ&OHPHQWH

&DOOH1HJRFLR6XLWH
6DQ&OHPHQWH&$

6DQ&OHPHQWH/LEUDU\
$YHQLGD'HO0DU
6DQ&OHPHQWH&$

'RQ.XQ]H
$YH6DQ'LHJR
6DQ&OHPHQWH&$

*HRUJH*UHJRU\

$YHQLGD)ORUHQFLD$
6DQ&OHPHQWH&$

.HLWK$LNHQ
NHLWK
#\DKRRFRP
/\QQ+XJKHV
4XHGD:D\
/DJXQD%HDFK&$

288
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
 5(63216(72&200(176
No. Commenter Comment Response
Federal Agencies ')/HYL&RPPDQGLQJ2IILFHU0DULQH&RUSV%DVH&DPS3HQGOHWRQ6HSWHPEHU 0DULQH&RUSV *HQHUDO7KHORFDWLRQRIWKHSURSRVHGERUURZVLWH GHSLFWHGLQ)LJXUHVDQGWKURXJKRXWWKH'(,5'(,6ZRXOGEHPRUHDFFXUDWHO\LGHQWLILHGDVORFDWHGRII&DPS3HQGOHWRQVLQFHLWLVGLUHFWO\ZHVWRI&DPS'HO0DUDQGWKH'HO0DU%RDWEDVLQQRWWKH2FHDQVLGH+DUERUDUHDDVFXUUHQWO\VWDWHG 7KHERUURZVLWH
$UHD
LVRIIVKRUHRIERWKWKH&DPS'HO0DU%RDW%DVLQDQG2FHDQVLGH+DUERUDVVKRZQLQ*HRWHFKQLFDO$SSHQGL[3ODWHUDQJLQJIURPWRPLOHV7KLVZLOOEHFODULILHGWKURXJKRXWWKHUHSRUW V

 0DULQH&RUSV *HQHUDO7KHSURSRVHGERUURZVLWHDQGWUDQVLWURXWHV DSSHDUWREHLQFORVHSUR[LPLW\RUWKURXJKQDXWLFDOUHVWULFWHGDUHDVWKDWH[LVWLQWKHYLFLQLW\RIWKH&DPS'HO0DUDUHDDQGIXUWKHUXSWKHFRDVWRII5HG%HDFKRI0DULQH&RUSV%DVH&DPS3HQGOHWRQ7KH&RDVW*XDUGKDVOLVWHGDQGGHVFULEHGWKHVHUHVWULFWHGDUHDVRII&DPS3HQGOHWRQLQGHWDLOLQWKHLUSXEOLFDWLRQ &RDVW3LORWLQ†
†
DQG†
25HJXODWLRQVIRUWKHVHDUHDVSURKLELWVHYHUDODFWLYLWLHVLQFOXGLQJGUHGJLQJDQGDQFKRULQJ$VVLWHVDUHLQFORVHSUR[LPLW\WRWKHSURSRVHGERUURZVLWHWKH'UDIW(,6,(,5VKRXOGLQFRUSRUDWHVRPHLQIRUPDWLRQUHJDUGLQJWKHLUH[LVWHQFHDQGUHVWULFWLRQV ,QTXLU\ZDVPDGHZLWKWKH0DULQH&RUSV%DVH&DPS3HQGOHWRQ 0&%&3
/DQG0DQDJHPHQW%UDQFKDVZHOODVWKH86&RDVW*XDUGSXEOLFDWLRQ&RDVW3LORWLQ† †
DQG†
%RWKVRXUFHVKDYHLQGLFDWHGWKDWWKHERUURZVLWHDQGWKHWUDQVLWORFDWLRQDUHQRWZLWKLQDUHVWULFWHGDUHD7KH)(,65ZLOOUHSODFHDILJXUHWKDWGHSLFWVWKHERUURZVLWHORFDWLRQDV)LJXUHSDJH LQUHIHUHQFHWRUHVWULFWHGDUHDV
DQGUHVWULFWHGDUHD
´
86&RDVW3LORW

 0DULQH&RUSV 3DJH6WXG\$UHDWKHSURSRVHGERUURZDUHDLVRXWVLGH WKHGHVFULEHGVWXG\DUHD'RHVLWKDYHLWVRZQVWXG\DUHD",IVRZKHUHLVLWDGGUHVVHG" 'HWDLOLVIRFXVHGRQWKH6DQ&OHPHQWHEHDFKSODFHPHQWVLWHEHFDXVH WKHUHDUHQRRQVKRUHLPSDFWVDVVRFLDWHGZLWKGUHGJLQJDWWKH2FHDQVLGHERUURZVLWHDQGEHFDXVH LQIRUPDWLRQRQWKH2FHDQVLGHERUURZVLGHZDVLQFOXGHGLQWKH(,5($IRUWKH6DQ'LHJR5HJLRQDO%HDFK6DQG3URMHFW 6$1'$*
DQGLVLQFRUSRUDWHGE\UHIHUHQFH:KHUHSHUWLQHQWLQIRUPDWLRQRQWKH2FHDQVLGHERUURZVLWHLVLQFOXGHGLQ6HFWLRQ6HFWLRQGHVFULEHVWKHORFDWLRQDQGVXEVWUDWHRIWKHERUURZVLWH6HFWLRQLVDJHQHUDOGHVFULSWLRQRIZDWHUFROXPQSK\VLFDODQGFKHPLFDOFKDUDFWHULVWLFVDQGLVDSSOLFDEOHWRWKH2FHDQVLGHERUURZVLWH6HFWLRQVSHFLILFDOO\FRQWDLQVLQIRUPDWLRQRQVHGLPHQWVDWWKH2FHDQVLGHERUURZVLWH6HFWLRQRQ 289
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
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
7RWKHH[WHQWIHDVLEOHLWZDVDSURMHFWREMHFWLYHWRDYRLGRUPLWLJDWHIRUVLJQLILFDQWLPSDFWV7KHUHOHYDQWVLJQLILFDQFHFULWHULDIRUZDWHUTXDOLW\WKDWZHUHDSSOLHGWRGUHGJLQJDWWKHERUURZVLWHZHUH ³,PSDFWVWRPDULQHZDWHUTXDOLW\DUHFRQVLGHUHGVLJQLILFDQWLIDQ\RIWKHIROORZLQJDSSO\ 
x 7KHZDWHUTXDOLW\REMHFWLYHVLQWKH&DOLIRUQLD
2FHDQ3ODQ
6:5&%
DUHYLRODWHG

DQGRU
x 3URMHFWRSHUDWLRQVRUGLVFKDUJHVWKDWFKDQJH
EDFNJURXQGOHYHOVRIFKHPLFDODQGSK\VLFDOFRQVWLWXHQWVRUHOHYDWHWXUELGLW\ZRXOGSURGXFHORQJWHUPFKDQJHVLQWKHUHFHLYLQJHQYLURQPHQWRIWKHVLWHDUHDRUUHJLRQWKDWZRXOGLPSDLUWKHEHQHILFLDOXVHVRIWKHUHFHLYLQJZDWHU ,PSDFWVDUHFRQVLGHUHGOHVVWKDQVLJQLILFDQWLIWKHSURMHFWZRXOGUHVXOWLQHOHYDWLRQRIFRQWDPLQDQWVEXWWKHOHYHOVUHPDLQEHORZZDWHUTXDOLW\FULWHULDRULIHOHYDWLRQRIFRQWDPLQDQWFRQFHQWUDWLRQVDERYHFULWHULDRFFXUVRQO\ZLWKLQDFRXSOHRIKXQGUHGIHHWRUOHVVRIWKHSRLQWRIGLVFKDUJHIRUDIHZKRXUVRUOHVV´  0DULQH&RUSV 3DJH%HDFK)LOO/LQHVDQGVWDWHV%HDFK QRXULVKPHQWPD\XVHRIIVKRUHRURQVKRUHERUURZVLWHV,QWKHVWXG\DUHDRIIVKRUHVRXUFHVKDYHKLVWRULFDOO\EHHQXVHGIRUVHYHUDOUHDVRQV3OHDVHLQFOXGHWKHUHDVRQVIRUH[FOXGLQJRQVKRUHERUURZVLWHV 2IIVKRUHVLWHVZHUHFKRVHQXVLQJWKH6$1'$*

VWXG\GLVFXVVHGZKLFKLGHQWLILHGRIIVKRUHVRXUFHVLQWKHSURMHFWYLFLQLW\2QVKRUHVRXUFHVZHUHQRWFDUULHGIRUZDUGDVWKH\ZHUHQRWDVWHFKQLFDOO\RUHFRQRPLFDOO\IHDVLEOH 290
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
 0DULQH&RUSV 3DJH
)LJXUH2FHDQVLGH%RUURZ6LWH0DS
5HFRPPHQGWKDWWKLVJUDSKLFEHFKDQJHGWRD1DYLJDWLRQDO&KDUWIRUPRUHFODULW\RIWKHERUURZVLWH VORFDWLRQ
7KH)(,65ZLOOUHSODFHDILJXUHWKDWGHSLFWVWKHERUURZVLWHORFDWLRQDV)LJXUHSDJH LQUHIHUHQFHWRUHVWULFWHGDUHDV
DQGUHVWULFWHGDUHD

86&RDVW3LORW
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
VLQFHWKHUHZLOOEHHPLVVLRQVLQWKDW$LU'LVWULFW
,QIRUPDWLRQIRUWKH6DQ'LHJR$LU%DVLQKDVEHHQDGGHGWRWKH)(,65

 0DULQH&RUSV 3DJH:DWHU4XDOLW\6HGLPHQWVDQG2FHDQRJUDSK\ VKRXOGGLVFXVVGLVFKDUJHVLQWKHYLFLQLW\RIWKHERUURZVLWH 6HFWLRQKDVEHHQDPHQGHGWRLQFOXGHLQIRUPDWLRQRQGLVFKDUJHVQHDUWKH2FHDQVLGHERUURZVLWH  0DULQH&RUSV 3DJH%LRORJLFDO5HVRXUFHV/LQHVDQGVWDWHV 7KHVHVHFWLRQVGHVFULEHELRORJLFDOUHVRXUFHVIRXQGLQWKHYLFLQLW\RIWKHSURSRVHGEHDFKILOODQGERUURZVLWHDUHDVDORQJWKH6DQ&OHPHQWHFRDVWOLQH7KHSURSRVHGERUURZVLWHLVDORQJWKH&DPS3HQGOHWRQ2FHDQVLGHFRDVWOLQH'RHVWKLVVHFWLRQFRYHUWKDWVLWHRURQO\WKHSRWHQWLDOERUURZVLWHQHDU6DQ&OHPHQWH"6RPHVHFWLRQVOLNH3DJHOLQHVSURYLGHLQIRUPDWLRQRQWKHSURSRVHGERUURZVLWHDORQJWKH&DPS3HQGOHWRQ2FHDQVLGHFRDVWOLQHDQGRWKHUVOLNH7DEOHIRFXVRQO\RQWKH6DQ&OHPHQWHVLWHLJQRULQJELRORJLFDOUHVRXUFHVLQWKHLPPHGLDWHYLFLQLW\RIWKHSURSRVHGERUURZVLWH 7KHELRORJLFDOUHVRXUFHVVHFWLRQDGGUHVVHVERWKWKH6DQ&OHPHQWHEHDFKSODFHPHQWVLWHDQGWKH2FHDQVLGHERUURZDUHD6RPHDGGLWLRQDOWH[WKDVEHHQDGGHGWRFODULI\WKHUHODWLRQVKLSEHWZHHQVHQVLWLYHUHVRXUFHVDQGWKHERUURZVLWH  0DULQH&RUSV 7DEOH6SHFLDO6WDWXV/LVWHG6SHFLHVWKDW0D\2FFXU LQWKH6DQ&OHPHQWH3LHURU2FHDQVLGH%RUURZ6LWH$UHDV 
6RXWKHUQVWHHOKHDGKDVDOVREHHQIRXQGLQWKH6DQWD0DUJDULWD5LYHUQHDUWKHSURSRVHGERUURZVLWH 7DEOHZLOOEHUHYLVHGWRLQGLFDWHWD[DWKDWZLOOQRWEHSUHVHQWDQGWKRVHWKDWFRXOGEHSUHVHQWEXWWKHLURFFXUUHQFHLVQHJOLJLEOHRUYHU\ORZ  6RXWKHUQVWHHOKHDGZLOOQRWEHDIIHFWHG
EHFDXVHWKHSURMHFWDFWLRQLPSOHPHQWDWLRQZLOORFFXUDWDWLPHZKHQWKH\DUHQRWSUHVHQW 291
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
:HVWHUQVQRZ\SORYHUQHVWLQJVLWHVDUHORFDWHGZLWKLQDERXWRQHPLOHRIWKHSURSRVHG2FHDQVLGHERUURZVLWHDVVXFKWKH3RWHQWLDO)RU2FFXUUHQFHLQWKH3URMHFW$UHDVKRXOGEHKLJK&DOLIRUQLDOHDVWWHUQQHVWLQJVLWHVDUHORFDWHGZLWKLQDERXWRQHPLOHRIWKHSURSRVHG2FHDQVLGHERUURZVLWHDVVXFKWKH3RWHQWLDO)RU2FFXUUHQFHLQWKH3URMHFW$UHDVKRXOGEHKLJK  6QRZ\SORYHUZLOOQRWEHDIIHFWHGE\WKH
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
6QRZ\SORYHUVZLOOQRWXVHWKHERUURZVLWHDQGDQ\ZLQWHULQJDFWLYLW\ZLOOQRWEHDIIHFWHGE\DFWLRQVDWWKHERUURZVLWHRIIVKRUH3RWHQWLDOIRURFFXUUHQFHUHPDLQVQHJOLJLEOHWRORZDWEHVW,QFRPSDULVRQWKH/DQGLQJ&UDIW$LU&XVKLRQ /&$&
7UDQVSRUWZRXOGEHH[SHFWHGWRKDYHRUGHUVRIPDJQLWXGHJUHDWHUHIIHFWRQVQRZ\SORYHUVWKDQWKHERUURZVLWHRSHUDWLRQV  /HDVWWHUQVZLOOQRWEHDIIHFWHGE\WKHDFWLRQ
LPSOHPHQWDWLRQEHFDXVHWKHVHODULGVZLOOQRWEHEUHHGLQJGXULQJWKHSURMHFWLPSOHPHQWDWLRQ/HDVWWHUQVZLOOEHRQWKHLUVRXWKHUQODWLWXGHZLQWHULQJJURXQGVGXULQJSURMHFWLPSOHPHQWDWLRQ3RWHQWLDOIRURFFXUUHQFHUHPDLQVQHJOLJLEOH  0DULQH&RUSV 3DJH6HFWLRQ6WHHOKHDG7URXW )HGHUDO
(QGDQJHUHG
6RXWKHUQVWHHOKHDGKDVDOVREHHQIRXQGLQWKH6DQWD0DUJDULWD5LYHUQHDUWKHSURSRVHGERUURZVLWH ,WLVUHFRJQL]HGWKDWVRXWKHUQVWHHOKHDGPLJUDWHXSWKH6DQWD0DUJDULWD5LYHUDQGWKLVLQIRUPDWLRQZLOOEHDGGHGWRWKH)(,65+RZHYHUWKHUHZLOOEHQRHIIHFWWRVRXWKHUQVWHHOKHDGEHFDXVHWKLVWD[RQZLOOQRWEH 292
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
SUHVHQWGXULQJVDQGSODFHPHQWDFWLYLWLHVGXHWRWKHVHDVRQDQGWKHILVKZRXOGEHH[SHFWHGWRDYRLGWKHEDUJHDFWLYLWLHVDWWKHERUURZVLWHLQWKHVDPHPDQQHUWKH\ZRXOGDYRLGDQ\RWKHUYHVVHOLQWKHDUHD  0DULQH&RUSV 3DJH6HFWLRQ&DOLIRUQLD/HDVW7HUQ )HGHUDO
DQG6WDWH(QGDQJHUHG
/LQHV /DUJHQXPEHUVRI&DOLIRUQLDOHDVWWHUQQHVWLQJVLWHVDUHORFDWHGZLWKLQDERXWRQHPLOHRIWKHSURSRVHG2FHDQVLGHERUURZSRUWLRQRIWKHSURMHFWDUHDDQGDUHOLNHO\WRIRUDJHDWWKHSURSRVHGERUURZVLWH /HDVWWHUQVZLOOQRWEHDIIHFWHGE\WKHDFWLRQLPSOHPHQWDWLRQEHFDXVHWKHVHODULGVZLOOQRWEHEUHHGLQJGXULQJWKHSURMHFWLPSOHPHQWDWLRQ/HDVWWHUQVZLOOEHRQWKHLUVRXWKHUQODWLWXGHZLQWHULQJJURXQGVGXULQJSURMHFWLPSOHPHQWDWLRQ3RWHQWLDOIRURFFXUUHQFHUHPDLQVQHJOLJLEOH  0DULQH&RUSV 3DJH6HFWLRQ:HVWHUQ6QRZ\3ORYHU

)HGHUDO7KUHDWHQHG
/LQHV 7KH6DQWD0DUJDULWD5LYHUQHVWLQJVLWHLVORFDWHGZLWKLQDERXWRQHPLOHRIWKHSURSRVHG2FHDQVLGHERUURZSRUWLRQRIWKHSURMHFWDUHD 6QRZ\SORYHUZLOOQRWEHDIIHFWHGE\WKHDFWLRQLPSOHPHQWDWLRQEHFDXVHWKHVHFKDUDGULGVZLOOQRWEHEUHHGLQJGXULQJWKHSURMHFWLPSOHPHQWDWLRQ:LQWHULQJVQRZ\SORYHUVZLOOEHIHZLIDQ\RQWKHEHDFKHVRSSRVLWHWKHERUURZVLWHDQGWKHVLWHLVWRPLOHVRIIVKRUHDQGWKXVZLOOQRWEHDIIHFWHGE\ERUURZVLWHDFWLYLWLHV  0DULQH&RUSV 3DJH6HFWLRQ$UHDRI3RWHQWLDO(IIHFWV $3(

VWDWHV7KHRIIVKRUHSRUWLRQRIWKH$3(LQFOXGHVWZRRIIVKRUHERUURZVLWHV$UHDVDQG$UHDLVORFDWHGVRXWKZHVWRIWKH6DQ&OHPHQWH0XQLFLSDO3LHUDQG$UHDLVORFDWHGRIIWKHFRDVWRI2FHDQVLGH6HFWLRQVXPPDUL]HVWKHDUFKDHRORJ\ZLWKLQDQGDGMDFHQWWRWKHVRXWKHUQ&DOLIRUQLDFRDVWOLQHIURP'RKHQ\6WDWH%HDFKWR6DQ0DWHR3RLQW:KHUHLVWKHVXPPDU\IRU$UHDZKLFKLVORFDWHGRIIWKHFRDVWRI&DPS3HQGOHWRQ2FHDQVLGH" 'XULQJWKH'HVLJQ3KDVHDQXQGHUZDWHUUHPRWHVHQVLQJVXUYH\RIWKHERUURZVLWH $UHD
ZLOOEHFRQGXFWHGIRUWKHSXUSRVHRILGHQWLI\LQJDQ\UHVRXUFHVWKDWPD\EHSUHVHQW,IUHVRXUFHVDUHLGHQWLILHGWKH\ZLOOEHHYDOXDWHGIRULQFOXVLRQLQWKH1DWLRQDO5HJLVWHURI+LVWRULF3ODFHV 15+3
,IDQ\DUHGHWHUPLQHGWREHHOLJLEOHIRUWKH15+3DYRLGDQFHRUPLWLJDWLRQHIIRUWVZRXOGEHLPSOHPHQWHG7KHVHFRPSOLDQFHSURFHGXUHVZLOOEHFRRUGLQDWHGZLWKWKH6+332RIILFHUDQGFRQVLVWHQWZLWK6HFWLRQRIWKH1DWLRQDO+LVWRULF3UHVHUYDWLRQ$FW &)5

 0DULQH&RUSV 3DJH6HFWLRQ9HVVHO7UDQVSRUWDWLRQ 2FHDQVLGH+DUERUPD\EHPLOHVIURPWKH6DQ&OHPHQWHSRUWLRQRIWKHSURMHFWDUHDEXWLWLVZLWKLQRQHPLOHRIWKH3URSRVHG%RUURZ6LWH7KHVHFWLRQVKRXOGDOVRDGGUHVV0DULQH&RUSVDQG1DY\XVHRIWKHDUHDQHDUDQGEHWZHHQWKHWZRSRUWLRQVRIWKHSURMHFWVLWHDQGGUHGJHEDUJHLPSDFWVRQWKRVHXVHV7KLVPD\DOVREHWKHSODFHWRDGGUHVVWKHQDXWLFDOUHVWULFWHGDUHDVOLVWHGDQGGHVFULEHGLQWKH&RDVW*XDUGSXEOLFDWLRQNQRZQDV&RDVW ,QTXLU\ZDVPDGHZLWKWKH0DULQH&RUSV%DVH&DPS3HQGOHWRQ 0&%&3
/DQG0DQDJHPHQW%UDQFKDQGDVZHOODVWKH86&RDVW*XDUGSXEOLFDWLRQ&RDVW3LORWLQ† †
DQG†
%RWKVRXUFHVKDYHLQGLFDWHWKDWWKHERUURZVLWHDQGWKHWUDQVLWORFDWLRQDUHQRWZLWKDUHVWULFWHGDUHD7KH)(,65ZLOOUHSODFHDILJXUHWKDWGHSLFWVWKHERUURZVLWHORFDWLRQDV)LJXUHSDJH LQUHIHUHQFHWR³UHVWULFWHGDUHDV
DQGUHVWULFWHGDUHD

293
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
3LORWWKDWDUHLQWKHYLFLQLW\RIWKH&DPS'HO0DUDUHD LQDGGLWLRQWRDUGUHVWULFWHGDUHDORFDWHGIXUWKHUXSWKHFRDVWRII5HG%HDFK 7KHSODQQHGERUURZVLWHIRUWKLVSURMHFWLVORFDWHGZLWKLQWKH&DPS3HQGOHWRQ$PSKLELRXV9HKLFOH7UDLQLQJ$UHD &3$97$
DVQRWHGRQPRVWQDXWLFDOFKDUWV
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

86&RDVW3LORW
'UHGJLQJZLOORFFXULQWKHZLQWHUPRQWKVRXWVLGHHQYLURQPHQWDO HJQHVWLQJOHDVWWHUQ
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
%HDFKHVIDLOVWRDGGUHVV&DPS
3HQGOHWRQDQG2FHDQVLGHEHDFKHVZKLFKDUHORFDWHGZLWKLQRQHPLOHRIWKHSURSRVHGERUURZVLWH 0&%&3EHDFKHVZLOOEHDGGHGWRWKH)(,65
 0DULQH&RUSV 3DJH6HFWLRQ
$QQXDO(YHQWVIDLOVWRDGGUHVV
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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
DYRLGHG

 0DULQH&RUSV 3DJH6HFWLRQ$LU4XDOLW\DQG0HWHRURORJ\:KHUH LVWKHGLVFXVVLRQIRUHPLVVLRQVZLWKLQWKH6'$3&'"
,QIRUPDWLRQIRUWKH6DQ'LHJR$LU%DVLQKDVEHHQDGGHGWRWKH)(,65  0DULQH&RUSV 3DJH,PSDFW:5
:RXOGWKHUHEHDQ\SRWHQWLDO
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
LVKLJKHUWKDQLGHQWLILHGLQWKHGUDIW(,6,(,5
7KHDVVHVVPHQWRISRWHQWLDOWRRFFXULVDFFXUDWHDVFXUUHQWO\VWDWHGLQWKHGRFXPHQW7KHSRWHQWLDOIRUVRXWKHUQVWHHOKHDGWRRFFXUDWWKH6DQWD0DUJDULWD5LYHUGXULQJSURMHFWLPSOHPHQWDWLRQUHPDLQVQHJOLJLEOHWRORZ%HFDXVHVWHHOKHDGPD\FKDQJHWKHVWUHDPWKH\LQKDELWIURPRQH\HDUWRWKHQH[WWKHGLVFRYHU\RIVRXWKHUQVWHHOKHDGLQWKH6DQWD0DUJDULWD5LYHULQRQH\HDUGRHVQRWLQFUHDVHWKHSRWHQWLDOIRUWKHVSHFLHVWRRFFXULQWKHSURMHFWDUHD IXUWKHUGLVFRYHULHVZLWKLQWKHULYHUZRXOGQHHGWRYDOLGDWHWKDWWKHUHFHQWRFFXUUHQFHZDVQRWDFKDQFHRFFXUUHQFH  0DULQH&RUSV 3DJH,PSDFW%5
$GLUHFWDGYHUVHHIIHFWRQ
WKHSRSXODWLRQRIDVSHFLDOVWDWXVOLVWHGVSHFLHVRUWKHORVVRUGLVWXUEDQFHRILPSRUWDQWKDELWDWIRUDOLVWHGVSHFLHV/LQHV:HVWHUQVQRZ\SORYHUVDOVREUHHGRQWKHEHDFKHVRI&DPS3HQGOHWRQQHDUWKH2FHDQVLGHERUURZDUHD 6QRZ\SORYHUZLOOQRWEHDIIHFWHGE\WKHDFWLRQLPSOHPHQWDWLRQEHFDXVHWKHVHFKDUDGULGVZLOOQRWEHEUHHGLQJGXULQJWKHSURMHFWLPSOHPHQWDWLRQ:LQWHULQJVQRZ\SORYHUVZLOOEHIHZLIDQ\RQWKHEHDFKHVRSSRVLWHWKHERUURZVLWHDQGWKHVLWHLVWRPLOHVRIIVKRUHDQGWKXVZLOOQRWEHDIIHFWHGE\ERUURZVLWHDFWLYLWLHV&DOLIRUQLD6WDWH3DUNVKDVWUDFNHGVQRZ\SORYHUVGXULQJZLQWHUZLQGRZVXUYH\VDQGKDVGULYHQ6DQ&OHPHQWH6WDWH%HDFKPDQ\WLPHVZLWK 295
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
]HURSORYHUVREVHUYHGRYHUWKH\HDUV
'DYLG3U\RUSHUVRQDOFRPPXQLFDWLRQ)HEUXDU\
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
DVQRWHGRQPRVWQDXWLFDOFKDUWV:KLOHWKDWVKRXOGQRWEHDSUREOHPDQGGUHGJLQJRSHUDWLRQV ,QTXLU\ZDVPDGHZLWKWKH0DULQH&RUSV%DVH&DPS3HQGOHWRQ 0&%&3
/DQG0DQDJHPHQW%UDQFKDQGDVZHOODVWKH86&RDVW*XDUGSXEOLFDWLRQ&RDVW3LORWLQ† †
DQG†
%RWKVRXUFHVKDYHLQGLFDWHWKDWWKHERUURZVLWHDQGWKHWUDQVLW 296
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 

No. Commenter Comment Response
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³UHVWULFWHGDUHDV
DQGUHVWULFWHGDUHD
´
86&RDVW3LORW
$VZLWKDOO86$UP\&RUSVSURMHFWVWKDWDUHZLWKLQ'R'5DQJHVFRRUGLQDWLRQZLOOHQVXHGXULQJSURMHFWLPSOHPHQWDWLRQ  0DULQH&RUSV 3DJH'HVFULSWLRQRI&XPXODWLYH3URMHFWV:K\LVQ W
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
DVQRWHGRQPRVWQDXWLFDOFKDUWVWKHFRPPLWPHQWWKDWWKHGUHGJLQJRSHUDWRUSUHaFRRUGLQDWHDOOSODQQHGGUHGJLQJDQGWUDQVSRUWRSHUDWLRQVZLWK&DPS3HQGOHWRQVKRXOGEHDGGHG,IWKH%DVHLVPDGHDZDUHRIVXFKRIIVKRUHGUHGJLQJRSHUDWLRQVDQGWUDQVSRUWLQDGYDQFHWKLVDFWLYLW\FDQEHLQFRUSRUDWHGLQWRWKH'DLO\7UDLQLQJ6FKHGXOHDQGHIIRUWVFDQEHPDGHWRGHFRQIOLFWDQ\SRWHQWLDO1DYDORU0DULQH&RUSVDPSKLELRXVWUDLQLQJRSHUDWLRQVWKDWPD\DOVREHSODQQHGLQFORVHSUR[LPLW\WRWKHGUHGJLQJVLWHDQGWKURXJKRXWWKH&3$97$ ,QTXLU\ZDVPDGHZLWKWKH0DULQH&RUSV%DVH&DPS3HQGOHWRQ 0&%&3
/DQG0DQDJHPHQW%UDQFKDQGDVZHOODVWKH86&RDVW*XDUGSXEOLFDWLRQ&RDVW3LORWLQ† †
DQG†
%RWKVRXUFHVKDYHLQGLFDWHWKDWWKHERUURZVLWHDQGWKHWUDQVLWORFDWLRQDUHQRWZLWKDUHVWULFWHGDUHD7KH)(,65ZLOOUHSODFHDILJXUHWKDWGHSLFWVWKHERUURZVLWHORFDWLRQDV)LJXUHSDJH LQUHIHUHQFHWR³UHVWULFWHGDUHDV
DQGUHVWULFWHGDUHD
´
86&RDVW3LORW
$VZLWKDOO86$UP\&RUSVSURMHFWVWKDWDUHZLWKLQ'R'5DQJHVFRRUGLQDWLRQZLOOHQVXHGXULQJSURMHFW 297
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
LPSOHPHQWDWLRQ
 0DULQH&RUSV 3DJH
6HFWLRQ
2WKHU$JHQFLHV3XEOLF,QWHUHVW
*URXSV&RRUGLQDWLRQZLWK0&%&DPS3HQGOHWRQLVUHTXLUHGIRUDOODFWLYLW\WKDWWDNHVSODFHLQWKH&DPS3HQGOHWRQ$PSKLELRXV9HKLFOH7UDLQLQJ$UHD &3$97$
DVQRWHGRQPRVWQDXWLFDOFKDUWV
,QTXLU\ZDVPDGHZLWKWKH0DULQH&RUSV%DVH&DPS3HQGOHWRQ 0&%&3
/DQG0DQDJHPHQW%UDQFKDQGDVZHOODVWKH86&RDVW*XDUGSXEOLFDWLRQ&RDVW3LORWLQ† †
DQG†
%RWKVRXUFHVKDYHLQGLFDWHWKDWWKHERUURZVLWHDQGWKHWUDQVLWORFDWLRQDUHQRWZLWKDUHVWULFWHGDUHD7KH)(,65ZLOOUHSODFHDILJXUHWKDWGHSLFWVWKHERUURZVLWHORFDWLRQDV)LJXUHSDJH LQUHIHUHQFHWR³UHVWULFWHGDUHDV
DQGUHVWULFWHGDUHD
´
86&RDVW3LORW
$VZLWKDOO86$UP\&RUSVSURMHFWVWKDWDUHZLWKLQ'R'5DQJHVFRRUGLQDWLRQZLOOHQVXHGXULQJSURMHFWLPSOHPHQWDWLRQ .DWKOHHQ0*RIRUWK0DQDJHU(QYLURQPHQWDO5HYLHZ2IILFH(3$6HSWHPEHU  (3$ 3URMHFW3XUSRVHDQG1HHG

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
7KHWDEOHRQVKRUHOLQHFKDQJHDOVRGHPRQVWUDWHVWKDWWKHVKRUHOLQHKDVYDULHGEHWZHHQHURGLQJDFFUHWLQJDQGEDODQFHG VHH7DEOH
ZLWKWKHPD[LPXPHURVLRQUDWHRIPLQXVIHHW\HDUDW7VWUHHW7KHVHGLPHQWEXGJHWDQGWKHORQJWHUPVKRUHOLQHFKDQJHVWXGLHVUHIHUHQFHGRQ'(,6SFRQIOLFWZLWKWKHPRUH ,WLVUHFRJQL]HGWKDWWKHVKRUHOLQHFKDQJHGDWDVHWXVHGLQWKHSUHVHQWDQDO\VLVLVOLPLWHGDWEHVW+RZHYHUWKLVZDVWKHPRVWUHFHQWGDWDDYDLODEOHIRUWKLVDUHDDWWKHWLPHWKLVDQDO\VLVZDVFRQGXFWHG WKHUHZDVQRRWKHUGDWDDYDLODEOH:KLOHGDWDLQWHQVLYHLQIRUPDWLRQUHVXOWLQJLQFRQFOXVLYHILQGLQJVLVSUHIHUUHGWKHEHVWDYDLODEOHGDWDSURYLGHGWKHUHVXOWVLQWKLVDQDO\VLV,WLVIXUWKHUUHFRJQL]HGWKDWWKHVKRUHOLQHFKDQJHGDWDVHWUHVXOWVLQDOHVVWKDQGHVLUHGQXPHULFDOSUHVHQWDWLRQ+RZHYHUWKHUHVXOWVDUHFRQVLVWHQWZLWKWKHRYHUDOOVKRUHOLQHFKDQJHVFHQDULRLQWKLVUHJLRQ7KHVHGLPHQWEXGJHWLQGLFDWHVWKHVKRUHOLQHLVLQEDODQFHQHLWKHUDFFUHWLRQDOQRUHURVLRQDO P\U
,QFOXVLRQRIUHFHQWPRQLWRULQJGDWDUHVXOWVLQDPDUJLQDOO\HURVLYHVKRUHOLQH P\U
7KHYHU\VPDOODQQXDOFKDQJHVLJQDOLVPDVNHGZLWKLQWKHPXFKODUJHUHQYHORSHRIVHDVRQDOFKDQJHV7KHVHDVRQDOYDULDWLRQVDUHRQRUGHURIPDQGWKXVDUHWZRRUGHUVRIPDJQLWXGHODUJHUWKDQWKHPHDQDQQXDO 298
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
UHFHQWVWXGLHVFLWHGRQ'(,6SWKDWDSSHDUWRVXSSRUWWKHGRZQZDUGWUHQGRIEHDFKZLGWKLQWKHSURMHFWORFDWLRQ+RZHYHUDFFRUGLQJWRWKH'(,6LWKDVEHHQHLJKW\HDUVVLQFHWKHODVWVWXG\WKHPRVWUHFHQWEHDFKZLGWKEHLQJPHDVXUHGLQ 7DEOH
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
86$&(
DQWLFLSDWHGHURVLRQUDWHRIIHHWSHU\HDU
VHH6HFWLRQ
DQGZK\WKLVUDWHLVKLJKHUWKDQKLVWRULFDOHURVLRQUDWHV IW\HDUDW7VWUHHW
)RUDGGLWLRQDOFODULW\ZHDOVRUHFRPPHQGWKDWWKHVHGLPHQWEXGJHW 7DEOH

DQGORQJWHUPVKRUHOLQHFKDQJH
7DEOH
VHFWLRQVLQFOXGH
ORQJWHUPVLJQDO7KHWKUHHVXUYH\OLQHV6&
/LQGD/DQH
6&
76WUHHW
DQG6&
6WDWH%HDFK
DUHVRXWKRI0DULSRVD3RLQW
5HDFK
ZKHUHDV6&
6KRUHFOLIIV
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
RIP\UDPD[LPXP
PD[DFFUHWLRQ
RIP\UDSHDNRIP\UUHVXOWLQJLQDPHDQYDOXHRIP\U7KH&RDVWDO(QJLQHHULQJ$SSHQGL[KDVEHHQDPHQGHGWRLQFOXGHDQDUUDWLYHWKDWVXPPDUL]HVWKHVHGLPHQWEXGJHWDQGHURVLRQUDWHV7KLVQDUUDWLYHGLVFXVVHVWKHODUJHUOLWWRUDOFHOOWKHVPDOOHUSURMHFWUHDFKZLWKLQDQGWKHLUUHODWLRQVKLSWRWKHPHDVXUHGVHGLPHQWEXGJHWDQGHURVLRQUDWHV7KLVQDUUDWLYHIXUWKHUHPSKDVL]HVWKHPDUJLQDOO\QHJDWLYHORQJWHUPHURVLRQUDWHDQGWKHLPSOLFDWLRQVRQREVHUYHGDQGIXWXUHGDPDJHV 299
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
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
7KH'(,6LQFOXGHVDQRDFWLRQ
DOWHUQDWLYHDQGWZRDFWLRQDOWHUQDWLYHV7KHWZRDFWLRQDOWHUQDWLYHVLQFOXGHQRXULVKPHQWRIWKHVDPHOLQHDUSURMHFWDUHDEXWZLWKGLIIHUHQWEHDFKZLGWKV IHHWDQGIHHW
:KLOHWKHSURSRVHGSURMHFW
IHHWZLGWKRSWLRQ
ZRXOGKDYHIHZHULPSDFWVIURPILOODFWLYLW\WKDQWKHIHHWDOWHUQDWLYHERWKDOWHUQDWLYHVZRXOGKDYHVLPLODUDGYHUVHHQYLURQPHQWDODQGUHFUHDWLRQDOLPSDFWVLQWKH 7KHDOWHUQDWLYHVSUHVHQWHGLQWKHUHSRUWZHUHGHYHORSHGWKURXJKWKH&RUSV¶SODQIRUPXODWLRQDQGFRDVWDOHQJLQHHULQJSURFHVVHVIRUDVWRUPGDPDJHUHGXFWLRQVWXG\&RQVLGHUDWLRQZDVJLYHQWRDOOSRWHQWLDOLPSDFWVDQGEHQHILWV7KHPSODQSURGXFHVWKHKLJKHVWQHWEHQHILWVWRWKHQDWLRQZKLOHFDXVLQJWKHOHDVWSRWHQWLDOLPSDFWV UHSUHVHQWVWKH/('3$
7KUXWKLVSODQIRUPXODWLRQSURFHVVDPSODQZDVDQDO\]HGDQGLWUHVXOWHGLQIHZHUQHWEHQHILWVEXWVLPLODUSRWHQWLDOLPSDFWVDVWKHP 300
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
VDPHOLQHDUSURMHFWDUHDV5HFRPPHQGDWLRQ
7KH)(O6VKRXOGLQFOXGHDWDPLQLPXPDQDGGLWLRQDODOWHUQDWLYHWKDWUHGXFHVWKHDPRXQWRIOLQHDUSURMHFWIRRWSULQW(3$VXJJHVWVWKDWDQDOWHUQDWLYHH[FOXGLQJILOOVRXWKRIWKH0DULQH6DIHW\%XLOGLQJPD\PHHWWKHQHHGVRIWKHSURMHFWZKLOHJUHDWO\UHGXFLQJDGYHUVHLPSDFWVWRVXUILQJFRUDOUHHIVDQGVXUIJUDVV7KH)(O6DOWHUQDWLYHVDQDO\VLVVKRXOGLQFOXGHDUHDVRQDEOHUDQJHRISUDFWLFDEOHDOWHUQDWLYHVWKDWPHHWWKHSURMHFWSXUSRVHDQGGHPRQVWUDWHWKHSURMHFW VFRPSOLDQFHZLWKWKH&:$6HFWLRQ
E


*XLGHOLQHVDQGVHOHFWLRQRIWKH/HDVW(QYLURQPHQWDOO\'DPDJLQJ3UDFWLFDEOH$OWHUQDWLYH/('3$ SODQ7KHFXUUHQWUHFRPPHQGHGSODQFRQWDLQVDQDGDSWLYHPDQDJHPHQWHOHPHQWLQWKDWPRQLWRULQJRIWKHHTXLOLEUDWHGGLVSHUVHGVHGLPHQWZLOOEHGRQHWRSRVVLEO\PRGLI\IXWXUHUHQRXULVKPHQWDFWLYLWLHVIRUWKHSXUSRVHRIUHGXFLQJLPSDFWVWRDQDFFHSWDEOHOHYHO7KLVFRXOGHQWDLOSODFLQJVHGLPHQWLQGLIIHUHQWORFDWLRQVZLWKLQWKHSURMHFWDUHDRUUHGXFLQJWKHRYHUDOOYROXPHRIVHGLPHQWSODFH  (3$ $LU4XDOLW\
*HQHUDO&RQIRUPLW\

(3$LVFRQFHUQHGWKDW
DSSOLFDELOLW\RIWKHJHQHUDOFRQIRUPLW\SURJUDPKDVQRWEHHQDSSURSULDWHO\DGGUHVVHGLQWKH'(,67KHSURMHFWDUHDLVLQ2UDQJH&RXQW\&DOLIRUQLD7KLVFRXQW\LVSDUWRIDODUJHUDUHDWKDWLVQRWPHHWLQJIHGHUDODLUTXDOLW\VWDQGDUGVIRUR]RQH7KH'(,6VWDWHVWKDW7KHDUHDPD\UHTXHVWDKLJKHUFODVVLILFDWLRQ '(,69ROS
,QIDFWWKHDUHDZDVUHFODVVLILHGWRH[WUHPHQRQDWWDLQPHQWIRUWKH

R]RQHQDWLRQDODPELHQWDLUTXDOLW\VWDQGDUGV
1$$46
RQ-XQH)RUWKLVUHDVRQWKHDUHDQRZKDVDORZHUDSSOLFDELOLW\WKUHVKROGIRUJHQHUDOFRQIRUPLW\7KH'(,6LVQRWFOHDUWKDWWKHDSSOLFDELOLW\WKUHVKROGXVHGIRUDQDO\VLVZDVWRQVSHU\HDU WS\

KRZHYHUZHEHOLHYHWKLVWREHWKHFDVHDQGZDQWWRFODULI\WKDWWKHUHTXLUHGWKUHVKROGIRUDQDO\VLVLVWS\)RUPRUHLQIRUPDWLRQJRWR KWWS
ZZZHSDJRYRDTSV22OJUHHQENJIUUSWKWPL
,QIRUPDWLRQUHODWHGWR*HQHUDO&RQIRUPLW\LQFOXGLQJWKHUHGHVLJQDWLRQWRH[WUHPHZDVDGGHGWRWKHGRFXPHQW 301
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
5HFRPPHQGDWLRQ
7KH)(,6VKRXOGVWDWHFOHDUO\WKDWWKHJHQHUDOFRQIRUPLW\WKUHVKROGLVWS\3URYLGHWKHUHVXOWVRIWKH*HQHUDO&RQIRUPLW\DSSOLFDELOLW\DQDO\VLVWRLQGLFDWHZKHWKHUWKHSUHIHUUHGDOWHUQDWLYHLVDERYHRUEHORZWKLVGHPLQLPLVOHYHO,ILWLVRYHUGHPLQLPLVLQGLFDWHWKHPHWKRGWKDWZLOOEHXVHGWRGHPRQVWUDWHWKDWWKHSURMHFWFRQIRUPVWRWKHDSSOLFDEOHVWDWHLPSOHPHQWDWLRQSODQ 6,3
IRUWKHDUHD
 (3$ $LU4XDOLW\$QDO\VLV
7KH'(,6UHSRUWVWKDWWKHSURMHFWZLOO
KDYHQRORQJWHUPLPSDFWVDQGDWHPSRUDU\VKRUWWHUPDGYHUVHLPSDFWWRDLUTXDOLW\EXWGRHVQRWFRPSUHKHQVLYHO\DVVHVVWKH3URMHFW VRSHUDWLRQDODQGFRQVWUXFWLRQGLUHFWLQGLUHFWRUFXPXODWLYHLPSDFWVWRDLUTXDOLW\7KH)(,6VKRXOGLQFOXGHDFRPSOHWHGHVFULSWLRQRISRWHQWLDOLPSDFWVDQGZD\VWRUHGXFHWKRVHLPSDFWV,QSDUWLFXODU(3$KDVFRQFHUQVUHJDUGLQJWKHDSSDUHQWODFNRIERWKDQDLUTXDOLW\LPSDFWDVVHVVPHQWRIILOOSODFHPHQWDQGDVWDJLQJDUHDSODQWKDWPLQLPL]HVH[SRVXUHVWRVHQVLWLYHUHFHSWRUVDQGUHVLGHQWV 7KH)(,65DGGUHVVHVWKHWHPSRUDU\VKRUWWHUPLPSDFWVUHODWHGWRFRQVWUXFWLRQDQGGRHVQRWLGHQWLI\DQ\RSHUDWLRQDOORQJWHUPHPLVVLRQVDVVRFLDWHGZLWKWKHSURMHFW,PSDFWVIURPILOOSODFHPHQWZHUHDGGUHVVHGDQGPLWLJDWLRQVZHUHDGGHGWRHQVXUHWKHVWDJLQJDUHDVZLOOPLQLPL]HH[SRVXUHVWRVHQVLWLYHUHFHSWRUV  (3$ &RQVWUXFWLRQ0LWLJDWLRQ0HDVXUHV
(3$FRPPHQGV
86$&(IRULQFRUSRUDWLQJPLWLJDWLRQVWUDWHJLHVWRUHGXFHRUPLQLPL]HDLUSROOXWDQWSDYLQJDQGIXJLWLYHGXVWHPLVVLRQV+RZHYHULQDGGLWLRQWRLGOLQJUHVWULFWLRQVSURSHUPDLQWHQDQFHRIHTXLSPHQWDQGWKHVHOHFWLRQRIFRQVWUXFWLRQHTXLSPHQWEDVHGRQORZHPLVVLRQIDFWRUVWKLV3URMHFWVKRXOGLQFRUSRUDWHPRUHVWULQJHQWHPLVVLRQFRQWUROVIRU30DQGR]RQHSUHFXUVRUVIRUFRQVWUXFWLRQUHODWHGDFWLYLW\5HFRPPHQGDWLRQV 'XHWRWKHVHULRXVQDWXUHRIWKHSDUWLFXODWHPDWWHURIPLFURQVRUOHVV 30
DQG30FRQGLWLRQVLQWKH6RXWK
&RDVW$LU%DVLQ(3$UHFRPPHQGVWKDWWKHEHVWDYDLODEOHFRQWUROPHDVXUHV %$&0
IRUWKHVHSROOXWDQWVEHLPSOHPHQWHGDWDOOWLPHVDQGWKDWWKH)(,6DQG52'LQFRUSRUDWHWKH&RQVWUXFWLRQ(PLVVLRQV0LWLJDWLRQ3ODQ:HUHFRPPHQGWKDWDOODSSOLFDEOHUHTXLUHPHQWVXQGHUWKH Additional mitigation measures were added to the
FEIS/R. Costs have been included in the projectcontingency. 302
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
6RXWK&RDVW$LU4XDOLW\0DQDJHPHQW'LVWULFW
6&$40'
5XOHVDQGWKHIROORZLQJDGGLWLRQDOPHDVXUHVEHLQFRUSRUDWHGLQWRWKH&RQVWUXFWLRQ(PLVVLRQV0LWLJDWLRQ3ODQ)XJLWLYH'XVW6RXUFH&RQWUROV ‡ 6WDELOL]HRSHQVWRUDJHSLOHVDQGGLVWXUEHGDUHDVE\FRYHULQJDQGRUDSSO\LQJZDWHURUFKHPLFDORUJDQLFGXVWSDOOLDWLYHZKHUHDSSURSULDWH7KLVDSSOLHVWRERWKLQDFWLYHDQGDFWLYHVLWHVGXULQJZRUNGD\VZHHNHQGVKROLGD\VDQGZLQG\FRQGLWLRQV‡ ,QVWDOOZLQGIHQFLQJDQGSKDVHJUDGLQJRSHUDWLRQVZKHUHDSSURSULDWHDQGRSHUDWHZDWHUWUXFNVIRUVWDELOL]DWLRQRIVXUIDFHVXQGHUZLQG\FRQGLWLRQV‡ :KHQKDXOLQJPDWHULDODQGRSHUDWLQJQRQHDUWKPRYLQJHTXLSPHQWSUHYHQWVSLOODJHDQGOLPLWVSHHGVWRPLOHVSHUKRXU PSK
/LPLWVSHHGRIHDUWKPRYLQJHTXLSPHQWWRPSK0RELOHDQG6WDWLRQDU\6RXUFH&RQWUROV ‡ 5HGXFHXVHWULSVDQGXQQHFHVVDU\LGOLQJIURPKHDY\HTXLSPHQW‡ 0DLQWDLQDQGWXQHHQJLQHVSHUPDQXIDFWXUHU VVSHFLILFDWLRQVWRSHUIRUPDW&DOLIRUQLD$LU5HVRXUFHV%RDUG &$5%
DQGRU(3$FHUWLILFDWLRQZKHUHDSSOLFDEOHOHYHOVDQGWRSHUIRUPDWYHULILHGVWDQGDUGVDSSOLFDEOHWRUHWURILWWHFKQRORJLHV(PSOR\SHULRGLFXQVFKHGXOHGLQVSHFWLRQVWROLPLWXQQHFHVVDU\LGOLQJDQGWRHQVXUHWKDWFRQVWUXFWLRQHTXLSPHQWLVSURSHUO\PDLQWDLQHGWXQHGDQGPRGLILHGFRQVLVWHQWZLWKHVWDEOLVKHGVSHFLILFDWLRQV&$5%KDVDQXPEHURIPRELOHVRXUFHDQWLLGOLQJUHTXLUHPHQWV6HHWKHLUZHEVLWHDW KWWS
ZZZDUEFDJRYPVSURJWUXFNLGOLQJWUXFNLGOLQJKWP‡ 3URKLELWDQ\WDPSHULQJZLWKHQJLQHVDQGUHTXLUHFRQWLQXLQJDGKHUHQFHWRPDQXIDFWXUHU VUHFRPPHQGDWLRQV‡ ,ISUDFWLFDEOHOHDVHQHZFOHDQHTXLSPHQWPHHWLQJWKHPRVWVWULQJHQWRIDSSOLFDEOH)HGHUDORU6WDWH6WDQGDUGV,QJHQHUDORQO\7LHURUQHZHUHQJLQHV 303
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
VKRXOGEHHPSOR\HGLQWKHFRQVWUXFWLRQSKDVH‡ 8WLOL]H(3$UHJLVWHUHGSDUWLFXODWHWUDSVDQGRWKHUDSSURSULDWHFRQWUROVZKHUHVXLWDEOHWRUHGXFHHPLVVLRQVRIGLHVHOSDUWLFXODWHPDWWHUDQGRWKHUSROOXWDQWVDWWKHFRQVWUXFWLRQVLWH$GPLQLVWUDWLYHFRQWUROV ‡ ,GHQWLI\DOOFRPPLWPHQWVWRUHGXFHFRQVWUXFWLRQHPLVVLRQVDQGLQFRUSRUDWHWKHVHUHGXFWLRQVLQWRWKHDLUTXDOLW\DQDO\VLVWRUHIOHFWDGGLWLRQDODLUTXDOLW\LPSURYHPHQWVWKDWZRXOGUHVXOWIURPDGRSWLQJVSHFLILFDLUTXDOLW\PHDVXUHV‡ ,GHQWLI\ZKHUHLPSOHPHQWDWLRQRIPLWLJDWLRQPHDVXUHVLVUHMHFWHGEDVHGRQHFRQRPLFLQIHDVLELOLW\‡ 3UHSDUHDQLQYHQWRU\RIDOOHTXLSPHQWSULRUWRFRQVWUXFWLRQDQGLGHQWLI\WKHVXLWDELOLW\RIDGGRQHPLVVLRQFRQWUROVIRUHDFKSLHFHRIHTXLSPHQWEHIRUHJURXQGEUHDNLQJ 6XLWDELOLW\RIFRQWUROGHYLFHVLVEDVHGRQ
ZKHWKHUWKHUHLVUHGXFHGQRUPDODYDLODELOLW\RIWKHFRQVWUXFWLRQHTXLSPHQWGXHWRLQFUHDVHGGRZQWLPHDQGRUSRZHURXWSXWZKHWKHUWKHUHPD\EHVLJQLILFDQWGDPDJHFDXVHGWRWKHFRQVWUXFWLRQHTXLSPHQWHQJLQHRUZKHWKHUWKHUHPD\EHDVLJQLILFDQWULVNWRQHDUE\ZRUNHUVRUWKHSXEOLF 0HHW&$5%GLHVHOIXHOUHTXLUHPHQWIRURIIURDGDQGRQKLJKZD\ LHSSP
DQGZKHUHDSSURSULDWHXVHDOWHUQDWLYHIXHOVVXFKDVQDWXUDOJDVDQGHOHFWULF‡ 'HYHORSFRQVWUXFWLRQWUDIILFDQGSDUNLQJPDQDJHPHQWSODQWKDWPLQLPL]HVWUDIILFLQWHUIHUHQFHDQGPDLQWDLQVWUDIILFIORZ‡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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
IURPWKHSURMHFWVLWHQRUGRHVWKH'(O6DSSHDUWRLQFOXGHHVWLPDWHVRIWKHQXPEHURIQHFHVVDU\FROOHFWLRQEDUJHWULSVGLVWDQFHWUDYHOHGDQGFRUUHVSRQGLQJDLUHPLVVLRQV5HFRPPHQGDWLRQV 7KH)(O6VKRXOGLQFOXGHDUHYLVHGDLUTXDOLW\DQDO\VLVDQGXSGDWHGHPLVVLRQVFRPSDULVRQWR6&$40'VLJQLILFDQFHWKUHVKROGVWRDFFRXQWIRUWKHHPLVVLRQVIURPWKHHTXLSPHQWUHTXLUHGWRWUDQVSRUWILOO7KH)(O6VKRXOGDOVRFRPPLWWRDGGLWLRQDOPLQLPL]DWLRQPHDVXUHVIRUWKHVHHPLVVLRQV DQDO\VLV
 (3$ :DWHU5HVRXUFHV
$OWKRXJKD&:$6HFWLRQSHUPLWLV
QRWQHHGHGIRUWKHSURSRVHGDFWLRQWKHSURMHFWPXVWEHLQFRPSOLDQFHZLWKWKH&:$6HFWLRQ E

O
*XLGHOLQHV$OVRWKH)(O6DQG52'ZLOOVHUYHDVWKHEDVLVIRUIXWXUHSHUPLWVWKDWZLOOEHQHHGHGIRUPDLQWHQDQFHRIEHDFKQRXULVKPHQW8QGHUWKHSURSRVHGDFWLRQVDQGUHSOHQLVKPHQWZLOOKDYHWREHGRQHHYHU\ILYHRUVL[\HDUVWRUHVWRUHWKHGHVLJQEHDFKZLGWKDQGWKRVHDFWLRQVPD\QHHGDSHUPLW:KLOHWKHSURMHFWZLOOKDYHLPSDFWVWRKLJKYDOXHPDULQHKDELWDWVLQFOXGLQJVSHFLDODTXDWLFVLWHV GHILQHGDW&)5
T

WKH6HFWLRQ
E


$OWHUQDWLYHV$QDO\VLV
$SSHQGL[$
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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
ZRXOGRFFXUGXULQJWKHIXWXUHDVVRFLDWHGPDLQWHQDQFHDFWLYLWLHVIRUWKHSURSRVHGSURMHFW5HFRPPHQGDWLRQV 7KH)(O6VKRXOGLQFOXGHDFRPSUHKHQVLYHELRORJLFDOVXUYH\RIWKH6DQ&OHPHQWHVKRUHOLQH7KH)(O6VKRXOGDGGUHVVWKHSRWHQWLDORIWKHSURMHFWWRFRQWULEXWHWRHOHYDWHGWXUELGLW\OHYHOV7KH86$&(VKRXOGFRQVLGHUPDULQHGHVLJQPRGLILFDWLRQVUHJDUGLQJIDFWRUVVXFKDVORFDWLRQDQGVL]HWRPLQLPL]HWKHVHHQYLURQPHQWDOLPSDFWV$GGLWLRQDOPLQLPL]DWLRQPHDVXUHVIRULPSDFWVWRWKHDTXDWLFHQYLURQPHQWVKRXOGEHGLVFXVVHGLQWKH)(O60LQLPL]DWLRQPHDVXUHVLQFOXGHWLPLQJDQGUDWHRIILOOSODFHPHQW7KH86$&(VKRXOGFRPPLWWRSODFHPHQWLQIDOORUZLQWHUWREHWWHUPLPLFQDWXUDOVKRUHOLQHWXUELGLW\SURFHVVHVDQGUHGXFHLPSDFWVGXULQJKLJKUHFUHDWLRQDOXVHWLPHVDQGWRGHYHORSGHEULVPDQDJHPHQWSODQVWRHQVXUHWKDWWKHERUURZVLWHPDWHULDOVGRQRWGHSRVLWWUDVKRURWKHUGHEULVWKDWPD\EHKDUPIXOWRWKHRFHDQHQYLURQPHQW $VGLVFXVVHGLQ6HFWLRQDQG6HFWLRQSURMHFWFRQVWUXFWLRQKDVEHHQGHVLJQHGWRPLQLPL]HWXUELGLW\7KHVDQGZRXOGEHSODFHGRQWKHEHDFKEHKLQGDQ/VKDSHGVDQGEHUP5HWHQWLRQE\WKHEHUPDOORZVVHGLPHQWVWRVHWWOHDQGJUHDWO\UHGXFHVWXUELGLW\&RQVWUXFWLRQZRXOGEHGXULQJWKHIDOORUZLQWHUWRUHGXFHDQGDYRLGLPSDFWVWRWKHPDULQHHQYLURQPHQW  (3$ 6RXUFH 4XDOLW\RI%HDFK1RXULVKPHQW0DWHULDOV 7KH
'(,6EULHIO\FRQVLGHUVVRXUFHVRIVDQGVXFKDVRQVKRUHDQGRIIVKRUHERUURZVLWHV '(,6S

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
6HFWLRQVDQGGHVFULEHPHWKRGRORJ\IRUERUURZVLWHVHOHFWLRQDQGVXLWDELOLW\EDVHGRQERWKJUDLQVL]HFKDUDFWHULVWLFVDQGSUHVHQFHRIFRQWDPLQDQWV%RUURZVLWH$UHDZDVIRXQGWREHFRPSDWLEOHDQGFRQWDLQVQRFRQWDPLQDQWV6HFWLRQGHVFULEHVWKH%XON&KHPLVWU\ERUURZWHVWLQJIRUPWKHVDPH86$&( ,QYHVWLJDWLRQ
306
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 

No. Commenter Comment Response
DJR'XHWRWKLVODSVHRIWLPHDGGLWLRQDOWHVWLQJPD\EHQHFHVVDU\7KH'(,6GLGQRWGHVFULEHWKHLQLWLDOVDPSOLQJVFKHPH GHSWKRIFRUHVKRZPDQ\FRUHV
QRUZKHWKHUWKHFRUHVZHQWGRZQWRDQWLFLSDWHGGUHGJLQJGHSWK$GGLWLRQDOO\WKHWDEOHGLGQRWSURYLGHDFKHPLFDOUHIHUHQFHVDPSOHDORQJDEHDFKWUDQVHFWDWWKHSURSRVHGUHFHLYLQJVLWH7KH'(,6SURYLGHVLQVXIILFLHQWGLVFXVVLRQRIWKHUHJXODWRU\DSSURYDOSURFHVVRIPDWHULDOIRUWHVWLQJ$6DPSOLQJDQG$QDO\VLV3ODQ 6$3
IRUWLHUHGWHVWLQJSXUVXDQWWRWKH,QODQG7HVWLQJ0DQXDOVKRXOGEHUHTXLUHGIRUHDFKSODFHPHQWZLWKLQWKHEHDFKQRXULVKPHQWSURJUDP7KH6$3VKRXOGH[DPLQHWKHVRXUFHPDWHULDODQGWKHUHFHLYHUVLWHVHGLPHQWVDQGDGGUHVVWLHUHGWHVWLQJUHTXLUHPHQWV LQFOXGLQJJUDLQVL]HDQGWKHQHHGIRURWKHUWHVWLQJ
DQGEHUHYLHZHGE\WKH86$&(86(3$&RDVWDO&RPPLVVLRQDQGWKH5:4&%IRUFRQFXUUHQFHSULRUWRDQ\VDPSOLQJRIWKHPDWHULDOV$OO6$3 VDQGDSSURYDOVVKRXOGEHUHYLHZHGE\WKHLQWHUDJHQF\GUHGJLQJJURXSUXQE\WKH/RV$QJHOHV86$&(V'LVWULFW 6&'007
5HFRPPHQGDWLRQ
7KH86$&(VKRXOGHYDOXDWHDQGGLVFXVVLQWKH)(O6WKHRSSRUWXQLW\WRFRRUGLQDWHZLWKRWKHUSURMHFWVWKDWPD\SURGXFHVXLWDEOHPDWHULDOIRUEHDFKQRXULVKPHQWSXUSRVHV7KH52'VKRXOGLQFOXGHDFRPPLWPHQWWRFRQVLGHUDWLRQRIRSSRUWXQLVWLFVRXUFHVRIEHDFKQRXULVKPHQWPDWHULDOSULRUWRHDFKQRXULVKPHQWF\FOH7KHGLVFXVVLRQRIWKHFKHPLFDOWHVWLQJRIWKHSURSRVHG2FHDQVLGHERUURZVLWHVKRXOGEHH[SDQGHGLQWKH)(O6WRLQFOXGHSHUWLQHQWLQIRUPDWLRQVXFKDVFRUHGHSWKDQGQXPEHURIVDPSOHV7KH)(O6VKRXOGDOVRGHVFULEHDQGWKH52'VKRXOGFRPPLWWRSURMHFWUHYLHZWKURXJKDQLQWHUDJHQF\

$WWDFKPHQWSURYLGHVGHWDLOHGDQDO\VLV
6WHSKHQ-RKQ
(3$SHUVRQDOFRPPXQLFDWLRQ
VWDWHGWKDWVLQFHWKH$XJXVW86$&(VDPSOLQJGLGQRWLGHQWLI\FRQWDPLQDQWVQRDGGLWLRQDODQDO\VLVLVUHTXLUHG 307
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
UHJXODWRU\DSSURYDOSURFHVV
LH6&'007
WRHQVXUHWKDWWKHVHGLPHQWVDUHVXLWDEOHIRURFHDQSODFHPHQW  (3$ %LRORJLFDO4XDOLW\6XUYH\VDQG0RQLWRULQJ
:H
DFNQRZOHGJHWKH86$&(FRPPLWPHQWWRD\HDUPRQLWRULQJSHULRG RYHUWKHOLIHRIWKHSURMHFW
$VGLVFXVVHGLQWKH'(,6VXUYH\VDQGPRQLWRULQJKDYHW\SLFDOO\EHHQLQFRUSRUDWHGLQWREHDFKQRXULVKPHQWSURMHFWV7KHGRFXPHQWFLWHVWKH6DQ'LHJR$VVRFLDWLRQRI*RYHUQPHQWV 
6$1'$*
PRQLWRULQJGDWDWKDWVXJJHVWWKH6DQ&OHPHQWHILOOZLOOHURGHRQDYHUDJHDWDUDWHRIIHHWSHU\HDU 
P\U

S
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
$ELRORJLFDOPRQLWRULQJSODQLVLQFOXGHGDV0LWLJDWLRQ0HDVXUH00%57KHELRORJLFDOPRQLWRULQJSODQLVGHVFULEHGLQGHWDLOLQ$SSHQGL[% 308
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
VXUYH\PRQLWRULQJSURJUDPIRUWKHELRORJLFDOLPSDFWVRIWKH3URSRVHG3URMHFWDQGFRPPLWWRLWVLQFRUSRUDWLRQDVDUHTXLUHGSURMHFWHOHPHQW7KHPRQLWRULQJSURJUDPVKRXOGKDYHDFOHDUDGDSWLYHPDQDJHPHQWVWUDWHJ\WRHQVXUHWKDWWKHDTXDWLFHQYLURQPHQWLVSURWHFWHG 
 (3$ (QGDQJHUHG6SHFLHV

7KH'(,6LQVXIILFLHQWO\HYDOXDWHVWKHSRWHQWLDOLPSDFWVWRHQGDQJHUHGVSHFLHV)RUH[DPSOHWKHGRFXPHQWVWDWHV1RSURSRVHGRUHQGDQJHUHGVSHFLHVDUHH[SHFWHGWREHSUHVHQWRQWKHVLWH '(,6S$O2
7KHEDVLVIRUWKLVVWDWHPHQWLVXQFOHDUGXHWRWKHODFNRIDFRPSOHWHVKRUHOLQHELRORJLFDOVXUYH\5HFRPPHQGDWLRQ 7KH)(,6VKRXOGLQFOXGHDFRPSUHKHQVLYHELRORJLFDOVXUYH\RIWKHHQWLUHSURMHFWDUHDDVZHOODVWKHERUURZVLWHLQFOXGLQJDFRPSOHWHUHYLHZRIVSHFLHVWKDWPD\EHDIIHFWHGE\WKHSURMHFW7KHUHVXOWVRIFRQVXOWDWLRQZLWKWKH8QLWHG6WDWHV)LVKDQG:LOGOLIH6HUYLFHDQG1DWLRQDO2FHDQLFDQG$WPRVSKHULF$GPLQLVWUDWLRQ 12$$
LIDSSURSULDWHUHJDUGLQJWKUHDWHQHGRUHQGDQJHUHGVSHFLHVRUFULWLFDOKDELWDWVKRXOGEHLQFOXGHGLQWKH)(,6%HDFKQRXULVKPHQWDFWLYLWLHVVKRXOGDYRLGWKHQHVWLQJVHDVRQVIRUOLVWHGVSHFLHVVXFKDVWKHOHDVWWHUQ $VFOHDUO\VWDWHGDQGRXWOLQHGLQWKH):6DQG10)6(QGDQJHUHG6SHFLHV&RQVXOWDWLRQ+DQGERRN 3URFHGXUHVIRU&RQGXFWLQJ&RQVXOWDWLRQVDQG&RQIHUHQFHV$FWLYLWLHVXQGHU6HFWLRQRIWKH(QGDQJHUHG6SHFLHV$FW 86):610)6


WKH
DFWLRQDJHQF\
LHWKH&RUSV
PDNHVWKHHIIHFWVGHWHUPLQDWLRQRIWKHDFWLRQRQIHGHUDOOLVWHGWD[D7KH(6$JXLGHOLQHVVWDWHWKDWWKH³EHVWVFLHQWLILFGDWDDYDLODEOH´EHXVHGLQDQDQDO\VLV%DVHGRQWKHFRQFHSWRI³DYDLODEOHGDWD´QHZGDWDLVQRWUHTXLUHGWREHFROOHFWHGDQGFRPSUHKHQVLYHELRORJLFDOVXUYH\VGRQRWQHHGWREHSHUIRUPHGZKHUHWKHVHDFWLYLWLHVZRXOGEHFRVWSURKLELWLYHDQGXQUHDVRQDEOH)RUWKLVSURMHFWWKHVHDFWLYLWLHVZRXOG\LHOGQRQHZVXEVWDQWLDOLQIRUPDWLRQWKDWLVQRWDOUHDG\NQRZQ7KHSURMHFWDFWLRQLVDYRLGLQJDOOOLVWHGWD[DDVVWDWHG  (3$ &XPXODWLYH,PSDFWV

*LYHQWKDWWKH3URMHFWZLOOWDNHSODFHRYHUWKHQH[W\HDUVWKH)(,6VKRXOGLQFOXGHDFRPSUHKHQVLYHOLVWRIRWKHUSURMHFWVLQWKHDUHDWKDWDUHXQGHUFRQVWUXFWLRQRUSODQQHGZLWKLQWKDWWLPHIUDPHVXFKDVHFRV\VWHPUHVWRUDWLRQRSSRUWXQLWLHVDW6DQ(OLMR/DJRRQDQGUHODWHGFXPXODWLYHLPSDFWV7KH'(,6VWDWHVPRVWRIWKHVHGLPHQWIURPWKHSURMHFWLVH[SHFWHGWRDFFXPXODWHRQGRZQFRDVWEHDFKHV S
7KHIHDVLELOLW\RISHULRGLFDOO\UHSOHQLVKLQJEHDFKHVVKRXOGEHDQDO\]HGDQGLQFRUSRUDWHGLQSODQVIRUIXWXUHJURZWK$QDQDO\VLVRIKRZIXWXUHSURMHFWVLQFRQMXQFWLRQZLWKWKHSURSRVHG3URMHFW ,QWKHSURMHFWDUHDQHWOLWWRUDOWUDQVSRUWLVVRXWKZDUG,WLVH[SHFWHGWKDWWKHILOOPDWHULDOZLOOKDYHWKHPRVWLQIOXHQFHLPPHGLDWHO\DGMDFHQWWKHILOODUHDLQWKH6DQ&OHPHQWH6WDWH%HDFKDUHD7KHILOOPDWHULDOZLOOWHQGWRVORZO\UHGLVWULEXWHDFURVVWKHSURILOHDVLWGULIWVVRXWKZDUG6DQ(OLMR/DJRRQLVDSSUR[LPDWHO\PLOHVVRXWKRIWKHILOODUHD7KHILOOTXDQWLW\EHLQJUHODWLYHO\VPDOOLVH[SHFWHGWRKDYHQRGRZQGULIWLPSDFWVWR6DQ(OLMR/DJRRQ3URMHFWPRQLWRULQJZLOOLQFOXGHWUDQVHFWOLQHVRXWVLGHRIWKHILOODUHDERWKQRUWKDQGVRXWKWRPRQLWRUILOOPRYHPHQW 309
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
PD\FXPXODWLYHO\LPSDFWWKHKHDOWKRIWKHDIIHFWHGUHVRXUFHVVKRXOGEHDGGUHVVHGLQWKLVVHFWLRQ5HFRPPHQGDWLRQ 7KH)(,6VKRXOGLQFOXGHDFRPSUHKHQVLYHGLVFXVVLRQRIDOOW\SHVRIUHDVRQDEO\IRUHVHHDEOHSURMHFWVWKDWPD\WDNHSODFHLQWKHDUHDGXULQJWKHFRQVWUXFWLRQSHULRGVXFKDVWKH/266$13URSRVHG5DLO&RUULGRU,PSURYHPHQWVWKH6DQ(OLMR/DJRRQUHVWRUDWLRQDQGRWKHUVDQGSUHGLFWWKHFXPXODWLYHLPSDFWVRQDIIHFWHGUHVRXUFHV  (3$ &OLPDWH&KDQJH
&XUUHQWUHVHDUFKHVWLPDWHVWKDWFOLPDWH
FKDQJHFRXOGFDXVHVHDOHYHOULVHDQGFKDQJHWKHDPRXQWWLPLQJDQGLQWHQVLW\RIUDLQDQGVWRUPHYHQWV7KH3DFLILF,QVWLWXWHKDVFUHDWHGPDSVHVWLPDWLQJIORRGULVNGXHWRVHDOHYHOULVHLQWKH6DQ&OHPHQWH6KRUHOLQHDUHD WRVHHWKHPDSJRWR
KWWS
ZZZSDFLQVWRUJUHSRUWVVHDOHYHOULVHKD]PDSV6DQ
&OHPHQWHSGI5HFRPPHQGDWLRQ
7KH)(,6VKRXOGGHVFULEHDQGHYDOXDWHSURMHFWHGFOLPDWHFKDQJHFRQVHTXHQFHVVXFKDVVHDOHYHOULVHIUHTXHQF\RIKLJKLQWHQVLW\VWRUPVDQGDPSOLILHGUDLQHYHQWV WKHLUHIIHFWVRQWKHEHDFKHV
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
DQGWKHLULPSDFWVLQFRUSRUDWHGLQWRWKHUHVXOWV
 (3$ ([HFXWLYH2UGHU

)ORRGSODLQ0JPQW

3HU)ORRG,QVXUDQFH5DWH0DSV
),50
SRUWLRQVRIWKH
7KHUHFRPPHQGHGSODQLVORFDWHGZLWKLQ),50

&-DQGLVZLWKLQD9(]RQHZLWK%)(
310
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
SURMHFWIRRWSULQWPD\EHLQD=RQH9(&RDVWDO)ORRG=RQHZLWKYHORFLW\KD]DUGZLWKDHVWDEOLVKHGEDVHIORRGHOHYDWLRQ %)(
6HH),50

&-2UDQJH&R8QLQF ,QF$UHDV
([HFXWLYH2UGHU
)ORRGSODLQ0DQDJHPHQWUHTXLUHVIHGHUDODJHQFLHVWRDYRLGWRWKHH[WHQWSRVVLEOHWKHORQJDQGVKRUWWHUPDGYHUVHLPSDFWVDVVRFLDWHGZLWKWKHRFFXSDQF\DQGPRGLILFDWLRQRIIORRGSODLQV)RUPRUHLQIRUPDWLRQJRWR KWWS
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

7KH'(,6VKRXOGHODERUDWHRQWKH
TXDQWLW\RIKDELWDWDIIHFWHGE\WKHSURSRVHGDFWLRQ)RUH[DPSOHWKHDFUHDJHRIEHQWKLFKDELWDWDIIHFWHGE\GUHGJLQJRSHUDWLRQVVKRXOGEHSURYLGHG6LPLODUO\WKHHVWLPDWHGDUHDDIIHFWHGE\VHGLPHQWSODFHPHQWVKRXOGEHSURYLGHG7KLVHVWLPDWHVKRXOGDFFRXQWIRUERWKGLUHFWLPSDFWVDVVRFLDWHGZLWKVHGLPHQWSODFHPHQWDQGLQGLUHFWLPSDFWVDVVRFLDWHGZLWKWKHHTXLOLEULXPIRRWSULQW,QDGGLWLRQWKHHVWLPDWHGUDWHVDQGGHSWKRIEXULDOZLWKLQWKHHTXLOLEULXPIRRWSULQWVKRXOGEHSURYLGHG 7KHERUURZDUHDIRRWSULQWLVDSSUR[LPDWHO\
VTP
DFUH
7KHLPPHGLDWHILOOFRQVWUXFWLRQIRRWSULQWLVDSSUR[LPDWHO\VTP DFUH
$WHTXLOLEULXPWKHILOOIRRWSULQWIRUWKHPDOWHUQDWLYHLVDSSUR[LPDWHO\VTP DFUH

 10)6 1(3$
6XEPHUJHG5HHI$OWHUQDWLYH

7KHREMHFWLYHVRI
WKHSURSRVHGSURMHFWDUHWR
UHGXFHVWRUPUHODWHGGDPDJHVWRSXEOLFDQGSULYDWHSURSHUWLHVDQG HQKDQFHDQGPDLQWDLQEHDFKUHFUHDWLRQDQGDVVRFLDWHGHFRQRPLFWRXULVPEHQHILWV7KH'(,6DOVRLGHQWLILHGDQXPEHURISODQQLQJFRQVWUDLQWVWKDWLQIRUPWKHHYDOXDWLRQFULWHULDIRUWKHYDULRXVDOWHUQDWLYHV7KHVHFRQVWUDLQWVDUH SUHVHUYHWKHQHDUVKRUHHFRV\VWHPWKDWVXSSRUWVFRPPHUFLDOOREVWHUDQGILVKLQJLQGXVWULHVDQGVQRUNHOLQJDFWLYLWLHV 
SUHVHUYHWKHRSSRUWXQLWLHVIRUVXUILQJ

SUHVHUYHFULWLFDOKDELWDWWKDWVXSSRUWVOLVWHGVSHFLHV 
SUHVHUYHZDWHUTXDOLW\FKDUDFWHULVWLFV

SUHVHUYHFXOWXUDODQGKLVWRULFDO
,QRUGHUWREHHIIHFWLYHDVXEPHUJHGUHHIDOWHUQDWLYHW\SLFDOO\QHHGVWREHLQUHODWLYHO\VKDOORZZDWHU6XEPHUJHGUHHIVFRQVWUXFWHGZRUOGZLGHDUHW\SLFDOO\LQZDWHUGHSWKVOHVVWKDQP IW
7KH2LO3LHUVSURMHFWSODFHGWKHVXEPHUJHGUHHIDWP IW
RIIVKRUH$W6DQ&OHPHQWHWKLVGHSWK
DQGGLVWDQFHRIIVKRUH
ZRXOGSODFHDQDUWLILFLDOUHHIGLUHFWO\RQWRSRIWKHQDWXUDOUHHIVH[LVWLQJLQWKHSURMHFWDUHDLQFOXGLQJ76WUHHWUHHIWKHUHE\LQFUHDVLQJHFRV\VWHPLPSDFWV$SURSHUO\GHVLJQHGVXEPHUJHGUHHIZRXOGUHGXFH 311
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response

IHDWXUHV
DQG
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
DQGQRUWKHUQ6DQ'LHJR&RXQW\
LH)OHWFKHU&RYH
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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
 10)6 1(3$
$QDO\VLV


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
$QDO\VLV


$GHTXDF\RI0RQLWRULQJ6WXGLHV3HWHUVRQDQG%LVKRS

UHYLHZHGEHDFKPRQLWRULQJVWXGLHVDQGVKRZHGWKDW RQO\SHUFHQWRIWKHVWXGLHVFRQWUROOHGIRUERWKQDWXUDOVSDWLDODQGWHPSRUDOYDULDWLRQLQWKHLUDQDO\VHV 
SHUFHQWUHDFKHGFRQFOXVLRQVWKDWZHUHQRWDGHTXDWHO\VXSSRUWHG DQG

SHUFHQWIDLOHGWRPHHWSXEOLFDWLRQVWDQGDUGVIRUFLWDWLRQDQGV\QWKHVLVRIUHODWHGZRUN7KH\RSLQHGWKDWUHJXODWRU\DQGUHVRXUFHDJHQF\SUDFWLFHVDUHLQXUJHQWQHHGRIUHIRUPDVWKHULVNRIFXPXODWLYHLPSDFWVJURZVLQWKHIDFHRIVHDOHYHOULVHFOLPDWHFKDQJHDQGLQFUHDVHGFRDVWDOGHYHORSPHQW10)6QRWHVWKDWZLWKWKHH[FHSWLRQRIRQHSURMHFWIURPWKH VDOOWKHVWXGLHVWKDWZHUHUHYLHZHG
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³:DWHU 313
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
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´ 

7KHFLUFXODULGHQWLILHVWKDWVHQVLWLYLW\RIDOWHUQDWLYHSODQVDQGGHVLJQVWRWKHUDWHVRIIXWXUHORFDOPHDQVHDOHYHOFKDQJHVKRXOGEHGHWHUPLQHG'HVLJQRURSHUDWLRQVDQGPDLQWHQDQFHPHDVXUHVVKRXOGEHLGHQWLILHGWRPLQLPL]HDGYHUVHFRQVHTXHQFHVZKLOHPD[LPL]LQJEHQHILFLDOHIIHFWV)RUHDFKDOWHUQDWLYHVHQVLWLYHWRVHDOHYHOFKDQJHSRWHQWLDOWLPLQJDQGFRVWFRQVHTXHQFHVVKRXOGEHHYDOXDWHGGXULQJWKHSODQIRUPXODWLRQSURFHVV  10)6 1(3$
$QDO\VLV


&XPXODWLYH,PSDFW$QDO\VLV
7KHFXPXODWLYHLPSDFWDQDO\VLVGRHVQRWLQFOXGHWKHRSSRUWXQLVWLFSURJUDPWKDWKDVUHFHQWO\EHHQSHUPLWWHGE\&RUSV5HJXODWRU\'LYLVLRQ 63/-3/
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³:DWHU5HVRXUFH3ROLFLHVDQG$XWKRULWLHV,QFRUSRUDWLQJ6HDOHYHO&KDQJH&RQVLGHUDWLRQVLQ&LYLO:RUNV3URJUDPV´ 

+LVWRULFWUHQGVDW6DQ'LHJR&DOLIRUQLDLQGLFDWHDSRVLWLYHVHDOHYHOULVHRIPP\UEDVHGRQZDWHUOHYHOPHDVXUHPHQWVGXULQJWKHSHULRG 

,ISDVWWUHQGVDUHSURMHFWHGLQWRWKHIXWXUHDW6DQ'LHJRDVHDOHYHOULVHRIP IW
ZRXOGEHH[SHFWHGGXULQJWKH\HDUSHULRGRIHFRQRPLFDQDO\VLV7KH15&&XUYH,,,HVWLPDWHVVHDOHYHOULVHGXULQJWKH\HDUHFRQRPLFSHULRGRIDQDO\VLVWREHP IW
5HODWLYHVHDOHYHOULVHKDVSURMHFWLPSDFWVIURPWZRSULPDU\FRQVLGHUDWLRQV 
ORQJWHUPEHDFKHURVLRQDQG
LQFUHDVHGZDYHUXQXSDQGRYHUWRSSLQJ7KHHIIHFWVRIVHDOHYHOULVHDUHDGGUHVVHGLQ$SSHQGL['RIWKH(,6(,5 314
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
QRXULVKPHQWSXUSRVHVDQGVXEVHTXHQWPRYHPHQWVLQWRWKHQHDUVKRUHHQYLURQPHQWDQGVKRXOGWKXVEHFRQVLGHUHGLQWKHFXPXODWLYHLPSDFWDQDO\VLV 7KH5HFRPPHQGHG
1('
3ODQLVIRUPXODWHGRQWKHEDVLVRIFRQWLQXRXVPRQLWRULQJRIEHDFKILOOHURVLRQDQGUHQRXULVKPHQW7KLVPRQLWRULQJZRXOGEHH[SHFWHGWRLGHQWLI\DQ\UDSLGFKDQJHLQVHDOHYHOWKURXJKDQXQDQWLFLSDWHGFKDQJHLQUHQRXULVKPHQWUHTXLUHPHQWV$OWKRXJKVHDOHYHOFKDQJHVKRXOGEHLGHQWLILHGWKURXJKWKHIUHTXHQF\RIUHQRXULVKPHQWWKH5HFRPPHQGHG 1('
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
SULRUWRUHQRXULVKPHQWDQGDFFRPPRGDWLRQIRUVHDOHYHOULVHFDQEHPDGHGXULQJHDFKUHQRXULVKPHQWSHULRG7KHHIIHFWVRIWKHPD[LPXPVHDOHYHOULVHFDVHRQWKH1('3ODQDUHUHODWLYHO\PLQRU7KHQXPEHURIILOOVRYHUWKHSURMHFWOLIHLQFUHDVHIURP WR
ZLWKPD[LPXPVHDOHYHOULVH
 10)6 1(3$
$QDO\VLV


(QYLURQPHQWDO&RPPLWPHQWV

6HFWLRQRIWKH'(,6'(,5KDVEHHQDPHQGHGWRLQFOXGHHQYLURQPHQWDOFRPPLWPHQWVIRUELRORJLFDO 315
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
6HFWLRQRIWKH'(,6LGHQWLILHVDYDULHW\RIHQYLURQPHQWDOFRPPLWPHQWVIRUWKHSURSRVHGDFWLRQ+RZHYHUQRFRPPLWPHQWVDUHSURYLGHGWRDGGUHVVELRORJLFDOUHVRXUFHV10)6UHFRPPHQGVWKDWWKLVVHFWLRQEHDPHQGHGWRLQFOXGHPLWLJDWLRQPHDVXUHVIRUELRORJLFDOUHVRXUFHV UHVRXUFHV

 10)6 (QGDQJHUHG6SHFLHV$FW

6HFWLRQRIWKH(QGDQJHUHG6SHFLHV$FW
(6$
VHH86&†
D

ªUHTXLUHVIHGHUDODJHQFLHVWRFRQVXOWZLWKWKH6HFUHWDU\RI&RPPHUFHDQGRUWKH6HFUHWDU\RIWKH,QWHULRUWRLQVXUHWKDWDQ\DFWLRQDXWKRUL]HGIXQGHGRUFDUULHGRXWE\VXFKDJHQF\LVQRWOLNHO\WRMHRSDUGL]HWKHFRQWLQXHGH[LVWHQFHRIDQ\HQGDQJHUHGVSHFLHVRUWKUHDWHQHGVSHFLHV6HHDOVR&)5SDUW ,Q6HFWLRQRIWKH-RLQW'(,6'(,5WKHIROORZLQJ(6$OLVWHGVSHFLHVZHUHGHVFULEHGDVKDYLQJWKHSRWHQWLDOWRRFFXULQWKHQHDUVKRUHZDWHUVRII6DQ&OHPHQWHDQG2FHDQVLGH&$ *XDGDOXSHIXUVHDO
$UFWRFHSKDOXVWRZQVHQGL
EOXHZKDOH
%DODHQRSWHUDPXVFXOXV
ILQ
ZKDOH
%SK\VDOXV
KXPSEDFNZKDOH
0HJDSWHUD

QRYDHDQJOLDH
6WHOOHUVHDOLRQ
(XPHWRSLDVMXEDWXV

QRUWKHUQULJKWZKDOH
(XEDODHQDJODFLDOLV
VHLZKDOH
%ERUHDOLV
VSHUPZKDOH
3K\VHWHUPDFURFHSKDOXV

ORJJHUKHDGVHDWXUWOH
&DUHWWDFDUHWWD
JUHHQVHDWXUWOH

&KHORQLDP\GDV
3DFLILFROLYHULGOH\VHDWXUWOH

/HSLGRFKHO\VROLYDFHD
OHDWKHUEDFNVHDWXUWOH
'HUPRFKHO\VFRULDFHD
DQGZKLWHDEDORQH
+DOLRWLV

VRUHQVHQL
%ODFNDEDORQH
+DOLRWLVFUDFKHURGLL
ZDVOLVWHG
DVHQGDQJHUHGXQGHUWKH(6$RQ-DQXDU\

)5

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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 

No. Commenter Comment Response
WXUWOHVWKH&RUSVVKRXOGUHTXHVWFRQFXUUHQFHIURP10)6  10)6 0DULQH0DPPDO3URWHFWLRQ$FW

:KDOHVGROSKLQVSRUSRLVHVVHDOVDQGVHDOLRQVDUHSURWHFWHGXQGHUWKH003$6HH86&†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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
JUD\ZKDOHV
(VFKULFKWLXVUREXVWXV
ZRXOGEHH[SHFWHGWRDYRLGWKHLPPHGLDWHYLFLQLW\RIWKHGUHGJLQJDUHDDQGWKDWWKHWXUELGLW\SOXPHVIURPWKHSURMHFWZRXOGKDYHDQDGYHUVHLPSDFWRQERWWOHQRVHGROSKLQV 7XUVLRSVWUXQFDWXV
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
0DQDJHPHQW$FW
$FWLRQ$UHD

7KHSURSRVHGSURMHFWRFFXUVZLWKLQ()+IRUYDULRXVIHGHUDOO\PDQDJHGILVKVSHFLHVZLWKLQ&RDVWDO3HODJLF6SHFLHV3DFLILF*URXQGILVK6SHFLHVDQG+LJKO\0LJUDWRU\6SHFLHV)LVKHU\0DQDJHPHQW3ODQV )03V
,QDGGLWLRQWKHSURMHFWRFFXUVZLWKLQDUHDVGHVLJQDWHGDVKDELWDWDUHDVRISDUWLFXODUFRQFHUQ +$3&
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
7KH)(,65XVHVWKHEHVWVFLHQWLILFGDWDDYDLODEOHIRULQFOXVLRQLQWRWKHDQDO\VLV7KH&RUSV¶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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
)LJXUHGHSLFWVWKHREVHUYHGVXUIJUDVVLQUHODWLRQVKLSWRWKHGLYHWUDQVHFWVH[SHFWHGLPSDFWDUHD LHHTXLOLEULXPIRRWSULQW
DQGNHOSKDELWDW6FDWWHUHGVXUIJUDVVDPRQJVWERXOGHUVKDYHEHHQREVHUYHGLQWKHQRUWKHUQSRUWLRQRIWKH/LQGD/DQHLPSDFWDUHD0RUHH[WHQVLYHURFN\UHHIDQGVXUIJUDVVKDELWDWRFFXULQWKHVRXWKHUQSRUWLRQRIWKHLPSDFWDUHDDW7VWUHHW7KHVXUYH\LQIRUPDWLRQSURYLGHGGRHVQRWGHOLQHDWHDUHDOH[WHQWRIURFN\UHHIDQGVXUIJUDVVZLWKLQWKHLPSDFWDUHD$SSHQGL[%HVWLPDWHGWKH7±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
QHDUVKRUHXFVGHGX
WRGDWDFROOHFWHGIURP
SURMHFWVXUYH\VWKH1HDUVKRUH3URJUDPGDWDMXVWLILHVDQGFRPSOLPHQWVWKH&RUSVPDSSLQJGLVWULEXWLRQRIWKHURFN\UHHIDQGVLQJOHERXOGHUV7KHDWWDFKHGQRWHGLOOXVWUDWLRQV 57&([KLELW$
VKRZWKH&RUSVVXUIJUDVVVXUYH\UHVXOWVDORQJZLWKWKHRXWHU76WUHHWUHHILQFRPSDULVRQWRWKH1HDUVKRUH3URJUDPGDWDIURPWKH8&6DQ'LHJRZHEVLWH7KHODUJHNHOSEHGPDSSHGE\WKH&RUSV)LJXUHLQWKH)(,65LVLQIDFWPRUHGHWDLOHGDQGLQWKHVDPHJHRJUDSKLFGLVWULEXWLRQDOLJQPHQWDVWKH8&6'1HDUVKRUHSURJUDPUDVWHUGDWD)XUWKHUPRUHWKH&RUSVGDWDLVPXFKPRUHGHWDLOHGLQLVGLVWULEXWLRQIURPWKHVKRUHOLQHIHHWRIIVKRUHZKHUHDVWKH8&6'1HDUVKRUHGDWDKDVOLWWOHLIDQ\GDWDZLWKLQWKHDUHDWKDWLVIHHWIURPVKRUH7KH&RUSVDFNQRZOHGJHVWKDWWKHUHDUHVFDWWHUHG 319
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
URFNVZLWKLQDQGRXWVLGHWKHHTXLOLEULXPIRRWSULQWDQGWKHWRWDODFUHDJHVRIWKRVHVFDWWHUHGURFNVDUHQRWH[SHFWHGWRFKDQJHWKHGDWDDQDO\VLV1HYHUWKHOHVVWKH&RUSVPD\GXULQJWKH3('SKDVHXWLOL]HWKH&RUSV(5'&6XEPHUJHG$TXDWLF9HJHWDWLRQ(DUO\:DUQLQJ6\VWHPZKLFKLVDVHPLDXWRPDWHGDFRXVWLFEDVHGPHDVXUHPHQWV\VWHPWKDWFDQGHWHFWDQGFKDUDFWHUL]HVXEPHUVHGDTXDWLFYHJHWDWLRQ 6$9
ZKLOHRSHUDWLQJIURPDVPDOOVXUYH\ERDW,WXVHVDQRIIWKHVKHOIGLJLWDOHFKRVRXQGHUZLWKDQDUURZVLQJOHEHDPKLJKIUHTXHQF\WUDQVGXFHUDQGJOREDOSRVLWLRQLQJV\VWHP *36
HTXLSPHQWWRGLJLWDOO\UHFRUGHFKRLQWHQVLW\DQGSRVLWLRQGDWDRQDODSWRS6RIWZDUHGHYHORSHGDWWKH86$UP\(QJLQHHU5HVHDUFKDQG'HYHORSPHQW&HQWHU (5'&(/
SURFHVVHVWKHGLVWLQFWVLJQDWXUHRI6$9ZLWKLQWKHUHFRUGHGVLJQDOWRGHWHUPLQHGHSWKSODQWKHLJKWDQGSODQWFRYHUDJHHYHU\IHZPHWHUVDORQJWUDQVHFWOLQHV  10)6 0DJQXVRQ6WHYHQV)LVKHU\&RQVHUYDWLRQDQG
0DQDJHPHQW$FW
(IIHFWVRIWKH$FWLRQ

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³(IIHFWVRIWKH$FWLRQ´GXULQJWKH()+FRRUGLQDWLRQWZR\HDUWLPHIUDPH7KH&RUSVDQDO\]HGDOODOWHUQDWLYHV PHWHUWRPHWHULQPHWHULQFUHPHQWV
7KHPHWHUDOWHUQDWLYHZDVWKHHQYLURQPHQWDOO\OHDVWLPSDFWLQJZKLOHPDLQWDLQLQJWKHEHQHILWFRVWUDWLRUHTXLUHGE\WKH&RUSVSROLF\7KHERUURZVLWHLVLPPHGLDWHO\RIIVKRUHIURPWKH2FHDQVLGH+DUERUDQDUHDRIPD[LPXPGLVWXUEDQFHE\YHVVHOWUDIILFLQFOXGLQJ0&%&3/DQGLQJ&UDIW$LU&XVKLRQ /&$&
7UDQVSRUW7KH'HO0DU%RDW%DVLQDVZHOODV2FHDQVLGH+DUERUKDVXQGHUJRQHKDUERUGUHGJLQJIRUPDQ\GHFDGHVDQGWKHILVKSRSXODWLRQVLQWKHQHDUVKRUHHQYLURQPHQWSHUVLVW7KHGUHGJLQJRSHUDWLRQVSURSRVHGLQWKLVSURMHFWDFWLRQ 320
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
 DUHVLPLODUWRDQGQRWJUHDWHUWKDQRQJRLQJGUHGJLQJ DFWLYLWLHVDWWKH2FHDQVLGH+DUERU'UHGJLQJERUURZVLWH$UHYLVHGPRQLWRULQJPLWLJDWLRQDQGUHSRUWLQJSODQKDVXQGHUJRQHVHYHUDOLWHUDWLRQVUHYLHZVVHYHUDOE\WKHUHVRXUFHVDJHQFLHVDQGE\WKH&URSV63'+4DQG(5'&  10)6 6XUIJUDVVKDELWDWLVOLNHO\WREHLPSDFWHGE\EHDFK QRXULVKPHQWDQGVKRUHOLQHSURWHFWLRQSURMHFWVWKDWSODFHVDQGHLWKHUGLUHFWO\RULQGLUHFWO\RQWRVXUIJUDVVEHGV &UDLJHWDO
$VGHVFULEHGLQWKH
E


*XLGHOLQHVWKHGLVFKDUJHRIGUHGJHGRUILOOPDWHULDOPD\UHGXFHWKHYDOXHRIYHJHWDWHGVKDOORZVDVQHVWLQJVSDZQLQJQXUVHU\FRYHUDQGIRUDJHDUHDVDVZHOODVWKHLUYDOXHLQSURWHFWLQJVKRUHOLQHVIURPHURVLRQDQGZDYHDFWLRQV,QDGGLWLRQWKHSULPDU\SURGXFWLYLW\RIWKHV\VWHPZRXOGEHUHGXFHGLILPSDFWVZHUHWRRFFXU6XUIJUDVVHVH[KLELWODWHVXFFHVVLRQDOWUDLWVUHFRYHUYHU\VORZO\IURPGLVWXUEDQFHUHTXLUHIDFLOLWDWLRQIURPDOJDHEHIRUHVHWWOLQJDQGDUHVWURQJFRPSHWLWRUV 7XUQHU

5HPRYDORIVXUIJUDVVIURPDURFN\UHHIFRPPXQLW\KDVSURIRXQGLPSDFWVWRFRPPXQLW\VWUXFWXUH 7XUQHU

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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
3UHYLRXVSUHGLFWLRQVRIEXULDODVVRFLDWHGZLWKSODFHPHQWRIFXELF\DUGVZHUHGHVFULEHGLQWKH'(,6WKDWLQGLFDWHGDQHVWLPDWHGPD[LPXPIRRWEXULDORIVXUIJUDVVIRUOHVVWKDQVL[PRQWKV6KRUWWHUPEXULDODWGHSWKVRIIHHWH[KLELWHGDVWDWLVWLFDOO\VLJQLILFDQWGHFOLQHLQVKRRWFRXQWZLWKLQDODERUDWRU\VHWWLQJ &UDLJHWD,
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
KDYHVXJJHVWHGWKDWVXUIJUDVVLVLPSRUWDQWIRUQHDUVKRUHILVKFRPPXQLWLHVDQGUHGXFWLRQVLQVXUIJUDVVFRXOGQHJDWLYHO\DIIHFWUHFUXLWPHQWSDWWHUQV6SHFLILFDOO\H[SHULPHQWDOUHGXFWLRQVLQFRYHUDJHRIVHDJUDVV UDQJLQJIURPWRVTXDUHPHWHUV
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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
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
RIWKHHVWLPDWHGLPSDFWDUHD
DPRXQWRIVXUIJUDVVKDELWDWLPSDFWHGE\WKHSURMHFWDQGZRXOGSURYLGHIRUPLWLJDWLRQLILPSDFWVSHUVLVW  10)6 7KHSURSRVHGSURMHFWZLOOLQFUHDVHWXUELGLW\ZLWKLQWKH SURMHFWDUHDGXHWRGUHGJLQJDQGEHDFKILOORSHUDWLRQV%DVHGXSRQPRQLWRULQJFRQGXFWHGDWDQRWKHUGUHGJLQJRSHUDWLRQLQ2FHDQVLGHWKHHVWLPDWHGDYHUDJHGRZQFRDVWGLVWDQFHRIWKHWXUELGLW\SOXPHZDVEHWZHHQDQG IHHW7XUELGLW\PRQLWRULQJRIDKRSSHUGUHGJHRSHUDWLRQIRUDUHJLRQDOEHDFKVDQGSURMHFWLQGLFDWHGWKDWSOXPHVGLGQRWH[FHHGVTXDUH\DUGV DFUHV
&RQVWUXFWLRQPRQLWRULQJGXULQJDUHJLRQDOEHDFKVDQGSURMHFWLQGLFDWHGWKDWWXUELGLW\SOXPHVUDQJHGEHWZHHQDQGIHHWDQGZHUHODUJHO\FRQILQHGWRWKHVXUI]RQH%HDFKQRXULVKPHQWVFUHDWHWXUELGLW\SOXPHVDQ ,PSDFWVIURPGUHGJLQJZHUHDGGUHVVHGLQ,PSDFW%57KH'(,65VWDWHGWKDW³>U@HFRYHU\RIWKHEHQWKLFLQYHUWHEUDWHFRPPXQLW\ZRXOGEHH[SHFWHGWREHJLQDOPRVWLPPHGLDWHO\ZLWKVHWWOHPHQWRIODUYDHDQGLPPLJUDWLRQRIPRELOHVSHFLHVIURPQHDUE\XQDIIHFWHGDUHDV5HFRYHU\RIWKHLQIDXQDOFRPPXQLW\WRYDOXHVFRPSDUDEOHWRSUHGUHGJLQJOHYHOVPD\RFFXULQDVOLWWOHWLPHDVVL[PRQWKVRUDVORQJDVWZR\HDUVZLWKDQDYHUDJHRIDERXWRQH\HDU &6/&86):6DQG86$&(
7KHLPSDFWRIGUHGJLQJRQLQYHUWHEUDWHVLVQRWVLJQLILFDQWEHFDXVHWKHDIIHFWHGDUHDZRXOGEHVPDOODQGWKHELRWDZRXOG 323
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
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´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
/HXUHVWKHVWHQXLV
VSDZQRQVDQG\
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
 10)6 ()+&RQVHUYDWLRQ5HFRPPHQGDWLRQV

$VGHVFULEHGLQWKHDERYHHIIHFWVDQDO\VLV10)6KDVGHWHUPLQHGWKDWWKHSURSRVHGDFWLRQZRXOGDGYHUVHO\ 7KHPRQLWRULQJDQGPLWLJDWLRQSODQLQ$SSHQGL[%KDVEHHQUHYLVHGWRLQFOXGHPLWLJDWLRQIRUORVVRIVXUIJUDVVDQGUHHIKDELWDW,IVXUIJUDVVPLWLJDWLRQIDLOVDFRQWLQJHQF\SODQKDVEHHQGHYHORSHGWRSODQWNHOSRQ 324
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
DIIHFW()+IRUYDULRXVIHGHUDOO\PDQDJHGILVKVSHFLHVZLWKLQWKH&RDVWDO3HODJLFV+LJKO\0LJUDWRU\6SHFLHVDQG3DFLILF*URXQGILVK)03V7KHUHIRUHSXUVXDQWWRVHFWLRQ E



$
RIWKH06$10)6RIIHUVWKHIROORZLQJ()+FRQVHUYDWLRQUHFRPPHQGDWLRQVWRDYRLGPLQLPL]HPLWLJDWHRURWKHUZLVHRIIVHWWKHDGYHUVHHIIHFWVWR()+ 
 *LYHQWKHKLJKHFRORJLFDOYDOXHVDVVRFLDWHGZLWK
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
LQFOXGHLQNLQGVXUIJUDVVUHVWRUDWLRQHVWDEOLVKPHQWDQGRUHQKDQFHPHQWDVSDUWRIWKHPLWLJDWLRQSODQ $FFRUGLQJWRWKHPLWLJDWLRQUXOHFRPSHQVDWRU\PLWLJDWLRQLVGHILQHGDVWKHUHVWRUDWLRQ UHHVWDEOLVKPHQW
DQRIIVKRUHUHHI
325
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
RUUHKDELOLWDWLRQ
HVWDEOLVKPHQW

FUHDWLRQ
HQKDQFHPHQWDQGRULQFHUWDLQFLUFXPVWDQFHVSUHVHUYDWLRQRIDTXDWLFUHVRXUFHVIRUWKHSXUSRVHVRIRIIVHWWLQJXQDYRLGDEOHDGYHUVHLPSDFWVZKLFKUHPDLQDIWHUDOODSSURSULDWHDQGSUDFWLFDEOHDYRLGDQFHDQGPLQLPL]DWLRQKDVEHHQDFKLHYHG7KHUXOHVXJJHVWVWKDWFRPSHQVDWLRQIRUXQDYRLGDEOHLPSDFWVWRGLIILFXOWWRUHSODFH '75
UHVRXUFHV
HJERJVIHQVVSULQJVVWUHDPVHWF
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
 $VFLHQWLILFDOO\GHIHQVLEOHPRQLWRULQJSODQVKRXOG
EHGHYHORSHGSULRUWRDUHFRUGRIGHFLVLRQRQWKHSURSRVHGSURMHFW 326
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 

No. Commenter Comment Response
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
 10)6 ()+&RQVHUYDWLRQ5HFRPPHQGDWLRQV
6WDWXWRU\
5HVSRQVH5HTXLUHPHQWV

3OHDVHEHDGYLVHGWKDWUHJXODWLRQVDWVHFWLRQ
E



%
RIWKH06$DQG&)5

N
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
 10)6 ()+&RQVHUYDWLRQ5HFRPPHQGDWLRQV
6XSSOHPHQWDO ,IWKHSURMHFWFKDQJHVVXEVWDQWLDOO\()+FRQVXOWDWLRQ 327
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
&RQVXOWDWLRQ

3XUVXDQWWR&)5


WKH86$UP\&RUSVRI(QJLQHHUVPXVWUHLQLWLDWH()+FRQVXOWDWLRQZLWK10)6LIWKHSURSRVHGDFWLRQLVVXEVWDQWLDOO\UHYLVHGLQDZD\WKDWPD\DGYHUVHO\DIIHFW()+RULIQHZLQIRUPDWLRQEHFRPHVDYDLODEOHWKDWDIIHFWVWKHEDVLVIRU10)6¶()+FRQVHUYDWLRQUHFRPPHQGDWLRQV ZLOOEHUHLQLWLDWHG
 10)6 )LVKDQG:LOGOLIH&RRUGLQDWLRQ$FW&RPPHQWV

7KHSXUSRVHRIWKH):&$LVWRHQVXUHWKDWZLOGOLIHFRQVHUYDWLRQUHFHLYHVHTXDOFRQVLGHUDWLRQDQGLVFRRUGLQDWHGZLWKRWKHUDVSHFWVRIZDWHUUHVRXUFHVGHYHORSPHQW>86&@7KH):&$HVWDEOLVKHVDFRQVXOWDWLRQUHTXLUHPHQWIRUIHGHUDOGHSDUWPHQWVDQGDJHQFLHVWKDWXQGHUWDNHDQ\DFWLRQWKDWSURSRVHVWRPRGLI\DQ\VWUHDPRURWKHUERG\RIZDWHUIRUDQ\SXUSRVHLQFOXGLQJQDYLJDWLRQDQGGUDLQDJH>86& D
@&RQVLVWHQWZLWKWKLVFRQVXOWDWLRQUHTXLUHPHQW10)6SURYLGHVUHFRPPHQGDWLRQVDQGFRPPHQWVWRIHGHUDODFWLRQDJHQFLHVIRUWKHSXUSRVHRIFRQVHUYLQJILVKDQGZLOGOLIHUHVRXUFHV7KH):&$DOORZVWKHRSSRUWXQLW\WRRIIHUUHFRPPHQGDWLRQVIRUWKHFRQVHUYDWLRQRIVSHFLHVDQGKDELWDWVEH\RQGWKRVHFXUUHQWO\PDQDJHGXQGHU06$DQG(6$$FFRUGLQJWR6XESDUW(6HFWLRQRIWKH6HFWLRQ E


*XLGHOLQHVIRU6SHFLILFDWLRQRI'LVSRVDO6LWHVIRU'UHGJHGRU)LOO0DWHULDO 
E


*XLGHOLQHV
YHJHWDWHGVKDOORZVDUHFRQVLGHUHGVSHFLDODTXDWLFVLWHV 6$6
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
ZHUHGLVFXVVHGDQGWKHHIIHFWVWRILVKDQGZLOGOLIHLQFOXGLQJ()+DVZHOODVIHGHUDODQGVWDWHOLVWHGWD[DLQFOXGLQJJUXQLRQVSDZQLQJVHDVRQ$VWKHDFWLRQDJHQF\WKH&RUSVKDVPDGHD³QRHIIHFW´GHWHUPLQDWLRQRQIHGHUDOOLVWHGWD[DLQFOXGLQJJUHHQVHDWXUWOHVZKLFKDUHWKRURXJKO\GLVFXVVHGLQ6HFWLRQRIWKH)(,65)LVKDQGZLOGOLIHUHVRXUFHVZHUHFRQVLGHUHGLQWKHDOWHUQDWLYHVHOHFWLRQE\UHGXFLQJWKHHIIHFWVRIWKHSURMHFWRQILVKDQGZLOGOLIHIURPWKHPHWHUWRWKH 328
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
RUILOOPDWHULDOSXUVXDQWWR6HFWLRQRIWKH&OHDQ:DWHU$FW9HJHWDWHGVKDOORZVDUHGHILQHGDVSHUPDQHQWO\LQXQGDWHGDUHDVWKDWXQGHUQRUPDOFLUFXPVWDQFHVVXSSRUWFRPPXQLWLHVRIURRWHGDTXDWLFYHJHWDWLRQ10)6EHOLHYHVVXUIJUDVVVKRXOGEHFRQVLGHUHGD6$6DQGUHFHLYHVSHFLDOFRQVLGHUDWLRQZKHQHYDOXDWLQJDFWLRQVLQYROYLQJGLVFKDUJHRIGUHGJHGRUILOOPDWHULDO6XUIJUDVVHVDUHFRQVLGHUHGWREHDPRQJWKHPRVWSURGXFWLYHVHDJUDVVV\VWHPVRQWKHSODQHW 5DPLUH]*DUFLDHWDO


*DOVWDQG$QGHUVRQ

LQGLFDWHWKDWVXUIJUDVVEHGVVHUYHDVDQLPSRUWDQWKDELWDWIRUQHDUVKRUHILVKHVDQGWKHORVVRIVXUIJUDVVIURPGLVWXUEDQFHKDVQHJDWLYHFRQVHTXHQFHVIRUUHFUXLWPHQWVXFFHVV6XUIJUDVVDOVRVHUYHVDVDQLPSRUWDQWQXUVHU\KDELWDWIRUDYDULHW\RILQYHUWHEUDWHVVXFKDV&DOLIRUQLDVSLQ\OREVWHU (QJOH

DVFLWHGLQ03/$,QLWLDWLYH

DQGDVKDELWDWIRUDOJDH
6WHZDUWDQG0\HUV
DVFLWHGLQ0/3$,QLWLDWLYH

6KDZ


VXJJHVWVWKDWWKHLPSRUWDQFHRIVXUIJUDVVDVDQXUVHU\IRUMXYHQLOHOREVWHUVLQVRXWKHUQ&DOLIRUQLDLVFOHDUO\DSSDUHQWDQGWKHGLVWXUEDQFHRUGHVWUXFWLRQRIWKLVKDELWDWFRXOGVHULRXVO\GHFUHDVHOREVWHUDEXQGDQFH6XUIJUDVVLVDOVRLPSRUWDQWIRUDJLQJKDELWDWIRUWKHHQGDQJHUHGJUHHQWXUWOHRQWKH3DFLILFVLGHRIWKH%DMD3HQLQVXOD /RSH]0HQGLODKDUVXHWD,
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
DQGLQZKLFKWKH&RUSVKDVD0,35WRSUHSDUHWKH&$5$IXQFWLRQDODVVHVVPHQWKDELWDWHYDOXDWLRQXVLQJEHVWSURIHVVLRQDOMXGJPHQWZDVDFFRPSOLVKHGDQGLVSUHVHQWHGLQWKHVXPPDU\RIWKH)(,657KHFRQFOXVLRQVRILPSOHPHQWLQJWKHPHWHUDOWHUQDWLYHDUHEDVHGRQWKLVIXQFWLRQDODVVHVVPHQWKDELWDWDVVHVVPHQWLQZKLFKWKHFRQFOXVLRQLVWKDWWKHUHZLOOEHQRLPSDFWVWRURFN\UHHIRUVXUIJUDVVGXHWRSURMHFWLPSOHPHQWDWLRQRIWKHPHWHUDOWHUQDWLYH,WLVWKH):6UHVSRQVLELOLW\WRFRRUGLQDWHWKHLUDFWLRQVZLWKWKH&')*DQGWKH10)67KH10)6FRPPHQWVZHUHJLYHQWRWKH&RUSVEHIRUHWKH&RUSVUHFHLYHGWKH):6¶VGUDIW&$5/DVWO\WKH):&$LVYHU\FOHDUWKDWWKH):6SUHVHQWVWKHDFWLRQDJHQF\ZLWKUHFRPPHQGDWLRQVWKDWDUHGLVFUHWLRQDU\IRULPSOHPHQWDWLRQDQGDUHUHFRPPHQGDWLRQVQRWUHTXLUHPHQWV$WWKH-DQDXU\SURMHFWFRQIHUHQFHEHWZHHQWKH&RUSVDQGWKHUHVRXUFHVDJHQFLHVWKHUHZHUHDJUHHPHQWVDQGQRQDJUHHPHQWVWRWKH):&$GUDIW&$5UHFRPPHQGDWLRQV$VSUHYLRXVO\VWDWHGD0053KDVXQGHUJRQHVHYHUDOUHYLHZVDQGUHYLVLRQVIURPWKHUHVRXUFHVDJHQFLHVDVZHOODV&RUSV¶VLQWHUQDOUHYLHZZLWK63'+4DQGH[WHUQDOUHYLHZZLWKWKH/RV$QJHOHV'LVWULFW$75UHYLHZWHDP7KHGRFXPHQWKDVXQGHUJRQHH[WHUQDO RXWVLGHWKH&RUSV
UHYLHZDQGFXUUHQWO\LVEHLQJ
329
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
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tate Agencies &\52JJLQV&KLHI'LYLVLRQRI(QYLURQPHQWDO3ODQQLQJDQG0DQDJHPHQW&6/&6HSWHPEHU 6WDWH/DQGV &RPPLVVLRQ
&200(17
3OHDVHEHDGYLVHGWKDWERWKWKHERUURZVLWHDQGWKHUHFHLYHUVLWHLQYROYHVRYHUHLJQODQGVXQGHUWKHMXULVGLFWLRQRIWKH&6/&8VHRIWKHERUURZVLWHZLOOUHTXLUHDXWKRUL]DWLRQIURPWKH&RPPLVVLRQIRUWKHLVVXDQFHRIDGUHGJLQJOHDVH7KHUHFHLYHUVLWHDSSHDUVWRRYHUODSWKHOHDVHDUHDXQGHU/HDVH1R35& LVVXHGE\WKH&6/&WRWKHFLW\RI6DQ&OHPHQWHIRUWKHµ&LW\RI6DQ&OHPHQWH2SSRUWXQLVWLF%HDFK5HSOHQLVKPHQW3URJUDP¶8VHRIWKHUHFHLYHUVLWHZLOOUHTXLUHWKHFLW\RI6DQ&OHPHQWHWRDPHQG/HDVH1R35& WRDFFRPPRGDWHWKHSURMHFW/HDVHDSSOLFDWLRQVFDQEH 6HFWLRQRIWKH5HDO(VWDWH$SSHQGL[H[SODLQVWKDWWKH&LW\RI6DQ&OHPHQWHZLOOREWDLQDOHDVHIRUWKHERUURZDUHDIURPWKH&$6WDWH/DQGV&RPPLVVLRQ7KHOLPLWVRISODFHPHQWXQGHUWKHRSSRUWXQLVWLFOHDVH35& GRIDOOZLWKLQWKHSURSRVHGOLPLWVRIWKHFXUUHQWSURMHFWDQGWKH&LW\ZLOOUHTXHVW/HDVH EHDPHQGHGLIQHFHVVDU\
330
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
DFFHVVHGYLDRXUZHEVLWHDWKWWS
ZZZVOFFDJRY
 6WDWH/DQGV
&RPPLVVLRQ
,QRUGHUWRSURYLGHWKHEDVLVIRUDQHIIHFWLYHPLWLJDWLRQPRQLWRULQJSURJUDPDVUHTXLUHGE\&(4$&6/&VWDIIUHFRPPHQGVWKDWWKHWDEOHEHUHYLVHGWRLQFOXGHDFRPSUHKHQVLYHVXPPDU\RIDOOWKHPLWLJDWLRQPHDVXUHVDQGPRQLWRULQJFRPPLWPHQWVUHOLHGXSRQLQWKH(,6(,5DQGDWDPLQLPXPUHIOHFWWKHIROORZLQJUHYLVLRQV 
x 7DEOHVKRXOGLQFOXGHVHYHUDORPLWWHG
PLWLJDWLRQPHDVXUHVLGHQWLILHGLQ6HFWLRQLQFOXGLQJ*HRORJ\7RSRJUDSK\ 00(5
%LRORJLFDO5HVRXUFHV
00%5DQG
&XOWXUDO5HVRXUFHV
00&5
1RLVH
001
DQG5HFUHDWLRQ
005

x 7KHWDEOHVKRXOGUHIHUHQFHRULQFRUSRUDWHDOO
FRPSRQHQWVRIWKH%LRORJLFDO5HVRXUFHV0RQLWRULQJ3ODQLQ$SS[% x 7KHPLWLJDWLRQPHDVXUHVLQWKHWDEOHVKRXOGEH
QXPEHUHGWRLQGLFDWHWKHFRUUHVSRQGLQJVHFWLRQRUDSSHQGL[ZKHUHWKH\RULJLQDWHG 7KHPLWLJDWLRQPHDVXUHVLQGLFDWHGKDYHEHHQDGGHGWR7DEOH7KHELRORJLFDOUHVRXUFHVPLWLJDWLRQDQGPRQLWRULQJSODQLQ$SSHQGL[%ZLOOEHUHIHUHQFHGLQWKHWDEOH 0DULMD9RMNRYLFK5HJLRQDO0DQDJHU0DULQH5HJLRQ')*6HSWHPEHU &$')* *HQHUDO 7KH'HSDUWPHQWZDQWVWRVWUHVVWKHLPSRUWDQFH
WKDWWKHSURMHFWEHGHVLJQHGFDUHIXOO\LQRUGHUWRSULPDULO\DYRLGDGYHUVHELRORJLFDOLPSDFWVWRVHQVLWLYHPDULQHVSHFLHVWRWKHPD[LPXPH[WHQWSRVVLEOH2XUFRQFHUQVUHODWHWRSRWHQWLDOLPSDFWVWRURFN\UHHIVVXUIJUDVVPDULQHDOJDHDQGWKHILVKDQGLQYHUWHEUDWHFRPPXQLWLHVWKDWXWLOL]HWKHVHIRUFULWLFDOKDELWDW0DQ\PDULQHVSHFLHVVXFKDVURFNILVK6HEDVWHVVSS DQGRWKHUILVKVSHFLHV PDQDJHGXQGHUWKH'HSDUWPHQW¶V1HDUVKRUH)LVKHU\0DQDJHPHQW3ODQ 1)03
XVHWKHVHLPSRUWDQWKDELWDWVIRUEUHHGLQJVKHOWHUVSDZQLQJIRUDJLQJDQGUHVWLQJ7KH1)03VSHFLHVDUHIRXQGSULPDULO\LQURFN\UHHIRUNHOSKDELWDWLQQHDUVKRUHZDWHUV$OLVWDQGGHVFULSWLRQRI1)03ILVKVSHFLHVFDQEHIRXQGRQWKH'HSDUWPHQW¶VZHEVLWHDW KWWS
ZZZGIJFDJRYPDULQHQIPSSGIVVHFWLRQBFKDSSGI$GGLWLRQDOO\WKHIHGHUDOO\HQGDQJHUHGEODFN &XUUHQWO\EODFNDEDORQHGRHVQRWRFFXUZLWKLQWKHSURMHFWDUHD7KHSURSRVHGUXOHIRUOLVWLQJFULWLFDOKDELWDWIRUWKHEODFNDEDORQHLQGLFDWHVWKDWQHDUHVWORFDOHLVWKH3DORV9HUGHV3HQLQVXODLQWKH/RV$QJHOHV+DUERUUHJLRQ7KH\FXUUHQWO\GRQRWRFFXURQWKHURFN\UHHIZLWKLQWKHSURMHFWDUHDDQGWKHSRWHQWLDOWRRFFXULVQHJOLJLEOH7KHWHUP³FULWLFDOKDELWDW´VKRXOGQRWEHXVHGDVWRFRQIXVHWKHIHGHUDOOHJDOWHUPRIOLVWHGWD[DFULWLFDOKDELWDW7KHUHLVQRWRIILFLDOO\OLVWHGFULWLFDOKDELWDWIRUDQ\OLVWHGWD[DZLWKLQWKHERUURZVLWHRUWKHEHDFKUHFHLYHUVLWH,PSDFWVWRURFN\UHHIVVXUIJUDVVPDULQHDOJDHDQGWKHILVKDQGLQYHUWHEUDWHFRPPXQLWLHVWKDWXVHWKHVHKDELWDWVDUHGLVFXVVHGLQ6HFWLRQ7KHIW 
331
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
DEDORQH+DOLRWLVFUDFKHURGLLDQGVHYHUDORWKHUDEDORQHVSHFLHVFRXOGRFFXULQWKHSURMHFWDUHDLQKDELWLQJNHOSDQGURFN\UHHIKDELWDWV7KH&DOLIRUQLDVSLQ\OREVWHU3DQXOLUXVLQWHUUXSWXVD UHFUHDWLRQDOO\DQGFRPPHUFLDOO\LPSRUWDQWVSHFLHVDOVRLQKDELWVWKHSURMHFWDUHD/REVWHUVUHO\XSRQWKHUHHIVDQGVXUIJUDVVLQWKHDUHDIRUVSDZQLQJIRUDJLQJDQGVKHOWHU P
EHDFKZLGWKDOWHUQDWLYHPLQLPL]HVLPSDFWVDVVRFLDWHGZLWKDODUJHUEHDFKILOOZKLOHVWLOOSURYLGLQJVXEVWDQWLDOSURMHFWEHQHILWV  &$')* 3URMHFW$OWHUQDWLYHV
,QRUGHUWRUHGXFHULVNDQGSURWHFW
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
7KHPHWHUDOWHUQDWLYHZDVWKHHQYLURQPHQWDOO\OHDVWLPSDFWLQJZKLOHPDLQWDLQLQJWKHEHQHILWFRVWUDWLRUHTXLUHGE\WKH&RUSVSROLF\)XUWKHUPRUHWKH&RUSVGLGLQIDFWSHUIRUPWKHUHTXLUHG(VVHQWLDO)LVK+DELWDW³FRQVXOWDWLRQ´DVUHTXLUHGE\WKH06$ZLWK&')*¶VSUHVHQFHLQWKHGLVFXVVLRQ$VSUHYLRXVO\VWDWHGWKH&RUSVLVDZDUHRIWKHPDULQHDTXDWLFYHJHWDWLRQ VXUIJUDVVDQGNHOS
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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
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¶VLQWHUQDOUHYLHZZLWK63'+4DQGWKHH[WHUQDOWRWKH/RV$QJHOHV'LVWULFW$75UHYLHZWHDP7KHGRFXPHQWKDVXQGHUJRQHH[WHUQDO RXWVLGHWKH&RUSV
UHYLHZDQGFXUUHQWO\LVEHLQJUHYLHZHGE\WKH&RUSV(5'&6XEPHUJHG$TXDWLF9HJHWDWLRQ5HVWRUDWLRQ5HVHDUFK3URJUDP7KHUHYLVHG0053LVIRXQGDV$SSHQGL[%DQGLPSOHPHQWDWLRQZLOOFRPPHQFHLPSOHPHQWDWLRQLQWKH3('SKDVHZLWKPRQLWRULQJDFWLYLWLHVGLVFXVVHGLQWKH0053  &$')* 7KH'(,6'(,5SURSRVHVDVXUIJUDVVFRPSHQVDWRU\ PLWLJDWLRQSODQIRUDQH[SHULPHQWDOVXUIJUDVVWUDQVSODQWDWLRQFRQWLQJHQWXSRQXQH[SHFWHGDGYHUVH $SSHQGL[%KDVEHHQUHYLVHGWRLQFOXGHDEDFNXSPLWLJDWLRQSODQ.HOSZRXOGEHWUDQVSODQWHGWRDQRIIVKRUHUHHILIWKHH[SHULPHQWDOVXUIJUDVVWUDQVSODQW 333
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
LPSDFWVVXFKDVDVLJQLILFDQWORVVRIVXUIJUDVVDUHDRUUHGXFWLRQLQGHQVLW\RIVXUIJUDVVPDWV7KHUHLVQRLQGLFDWLRQLQWKH'(,6'(,5RIDVHFRQGDU\SODQLIWKHH[SHULPHQWDOVXUIJUDVVWUDQVSODQWLVQRWVXFFHVVIXO7KH'HSDUWPHQWVXJJHVWVWKDWDEDFNXSPLWLJDWLRQSODQVKRXOGEHDYDLODEOHLQWKHHYHQWWKDWWKHH[SHULPHQWDOVXUIJUDVVWUDQVSODQWGRHVQRWVXFFHHG$GGLWLRQDOO\KDELWDWFRPSHQVDWLRQDQGWKHFULWHULDIRUWULJJHULQJFRPSHQVDWRU\PLWLJDWLRQVKRXOGEHIXUWKHUGLVFXVVHGDQGDJUHHGXSRQZLWKWKH'HSDUWPHQWDQGRWKHUUHVRXUFHDJHQFLHV7KH'HSDUWPHQWZLOOFRQWLQXHWRZRUNZLWKWKH&RUSVWRGHYHORSDGHTXDWHPLWLJDWLRQDQGPRQLWRULQJSODQVWKDWZLOOVXIILFLHQWO\DYRLGDQGPLQLPL]HWKHULVNRIEXULDODQGRWKHUDGYHUVHLPSDFWVWRVHQVLWLYHVSHFLHVDQGKDELWDWV IDLOV
 &$')* 0RQLWRULQJ3ODQV
7KHUHDUHWZRPLWLJDWLRQDQGPRQLWRULQJ
SODQVSUHVHQWHGLQWKH'(,6'(,5IRUVXUIJUDVVKDELWDW
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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
FRQVWUXFWLRQDFWLYLWLHVEHFDXVHRIWKHXQFHUWDLQW\RIDGYHUVHLPSDFWVSUHGLFWHGLQWKH'(,6'(,57KH'HSDUWPHQW¶VUHFRPPHQGDWLRQIRUDGGLWLRQDOPRQLWRULQJWRDYRLGSRWHQWLDOLPSDFWVLVEDVHGPDLQO\RQWKHIDFWWKDWWKHUHKDVQRWEHHQFRQVLVWHQWVXFFHVVIURPVXUIJUDVVWUDQVSODQWDWLRQSURMHFWVLQWKHSDVW$GGLWLRQDOO\WKHEHVWDYDLODEOHWUDQVSODQWDWLRQWHFKQLTXHVIRUVXUIJUDVVDUHVWLOOFRQVLGHUHGH[SHULPHQWDODWWKLVWLPH7KH'HSDUWPHQWDOVRUHFRPPHQGVWKDWLIPRQLWRULQJGXULQJWKHVDQGGHSRVLWLRQLQGLFDWHVVLJQVRIDGYHUVHHIIHFWV LHVLJQLILFDQWEXULDO
WRVXUIJUDVVDQGRUUHHIKDELWDWWKHQFRQVWUXFWLRQDFWLYLW\VKRXOGEHVWRSSHGDQGUHHYDOXDWHGEHIRUHSHUPDQHQWGDPDJHVDUHGRQH7KHSURMHFWFRXOGFRQWLQXHZLWKSRVVLEOHPRGLILFDWLRQVVXFKDVUHORFDWLQJWKHGHSRVLWLRQDUHDRQWKHEHDFKWRDYRLGRUPLQLPL]HDGYHUVHLPSDFWV0RQLWRULQJVKRXOGFRQWLQXHWRHYDOXDWHWKHHIIHFWLYHQHVVRIDQ\PRGLILFDWLRQVWRSURMHFWDFWLYLWLHV$UHYLVHGPRQLWRULQJSODQVKRXOGLQFRUSRUDWHWKHVHUHFRPPHQGDWLRQV  &$')* 5HSRUWLQJ
5HSRUWLQJSURFHGXUHVDUHODFNLQJIURPDOO
SODQV7KH'HSDUWPHQWH[SHFWVWRUHFHLYHDOOVXUYH\DQGPRQLWRULQJUHSRUWVZLWKLQWKUHHWRILYHGD\VIRUSUHOLPLQDU\UHVXOWVDQGGD\VIRUILQDOUHSRUWVLQRUGHUWRKDYHWLPHWRUHYLHZDQGUHVSRQGWRSRWHQWLDOLPSDFWVWRPDULQHKDELWDWV &')*ZLOOUHFHLYHDOOVXUYH\DQGPRQLWRULQJUHSRUWVDVUHTXHVWHG Local Agencies and Organizations 0DUN5DXVFKHU%HDFK&DPSDLJQV0DQDJHU6XUIULGHU(PDLO6HSWHPEHU  6XUIULGHU 6HFWLRQ3URMHFW%DFNJURXQGThoroughly describe the private property threatened by shoreline changes.7KHGRFXPHQWVWDWHV ³&KDQJHVWRWKHEHDFKVKRUHOLQHFDXVHGE\HURVLRQKDYHUHGXFHGUHFUHDWLRQDORSSRUWXQLWLHVDQGDUHWKUHDWHQLQJWKHVWDELOLW\RI&LW\IDFLOLWLHVSULYDWHSURSHUW\DQGDPDMRU6RXWKHUQ&$FRPPXWHUUDLOFRUULGRU´ 7KHUHDUHQRSULYDWHVWUXFWXUHVRQWKHRFHDQVLGHRIWKH6&55$UDLOOLQHZLWKLQWKHSURMHFWDUHD$OOUHIHUHQFHVWRSULYDWHVWUXFWXUHVKDYHEHHQUHPRYHGIURPWKHGRFXPHQW 335
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
,WLVXQFOHDUZKDW³SULYDWHSURSHUW\´LVXQGHUWKUHDWE\VKRUHOLQHFKDQJHVDQGZKDWSURWHFWLRQLWZRXOGEHDIIRUGHGE\WKHSURSRVHGSURMHFW,WLVRXUXQGHUVWDQGLQJWKDWDOOVWUXFWXUHVDOOVWUXFWXUHVFRQVWUXFWHGZHVWRIWKHUDLOURDGZLWKLQWKHSURMHFWDUHDDUHSXEOLFIDFLOLWLHV,WLVLPSRUWDQWWRGHVFULEHWKHVWUXFWXUHVDFFXUDWHO\DVWKHLUVWRUPGDPDJHSURWHFWLRQSURYLGHVWKHHFRQRPLFEHQHILWVRIVXFKDSURMHFW7KLVODFNRISULYDWHSURSHUW\VKRXOGDOVREHUHIOHFWHGLQ6HFWLRQV 3XUSRVHDQG1HHGDQG
3URMHFW2EMHFWLYH
 6XUIULGHU 6HFWLRQ
7KUHDWWRWKH5DLOURDG&RUULGRUProvide
clear and supported justification for the future necessity of seawall construction in a no-project alternative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³,WZLOOEHFRPHPDQGDWRU\IRUWKH6&55$WRFRQVWUXFWVHDZDOOVLQWKHIXWXUH3URMHFWIRUPXODWLRQLQGLFDWHVWKDWGXHWRHYROYLQJODZDQGFRDVWDOVWUXFWXUHFRQVWUXFWLRQUHJXODWLRQVWKHDELOLW\IRUWKH6&55$WRXVHUHYHWPHQWPHWKRGVZLOOH[SLUH´<HWWKHSUHYLRXVODQJXDJHZLWKLQWKHVHFWLRQGRHVQRW )XWXUHQHFHVVLW\RIVHDZDOOLVGRFXPHQWHGLQD-XO\
OHWWHUIURP2&7$
RZQHURIWKH2UDQJH&RXQW\UHJLRQ/266$1
VWDWLQJWKH\ZRXOGH[SHFWWRVXSSRUWIXWXUHFRQVWUXFWLRQRIDVHDZDOO 336
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 

No. Commenter Comment Response
VXSSRUWWKLVVWDWHPHQW,QDGGLWLRQWKLVSURMHFWGRHVQRWHYHQHQFRPSDVVWKHPRVWWKUHDWHQHGSRUWLRQRIWKHUDLOURDGDVDUHDVWRWKHQRUWK 0DULSRVD
DQGWRWKHVRXWK
&DODILD
DUHDWPXFKKLJKHU ULVNRIZDYHLPSDFWGDPDJHV\HW2&7$KDVQRW DWWHPSWHGWRJDLQSHUPLWVIRUDSHUPDQHQWYHUWLFDOVHDZDOODWWKHVHVHFWLRQV  6XUIULGHU 6HFWLRQ
3XEOLF6DIHW\DQG/LDELOLW\Correct the
discussion of the public safety issues due to moved infrastructure in a “managed retreat” alternative. 7KHGRFXPHQWFODLPVWKDWHURVLRQWKUHDWHQVSXEOLFUHVWURRPVZKLFKFRXOGUHTXLUHUHORFDWLRQLIHURVLRQWUHQGVFRQWLQXH,WJRHVRQWRVWDWHWKDWVXFKDUHORFDWLRQZRXOGFDXVHDSXEOLFVDIHW\LVVXHGXHWRWKHUHVXOWDQWLQFUHDVHLQSHGHVWULDQUDLOURDGFURVVLQJV 7KLVSUHPLVHLVLQFRUUHFW 7KHSXEOLFUHVWURRPVZKLFKDUHORFDWHGZHVWRIWKHUDLOURDGVZLWKLQWKHSURMHFWDUHDRFFXUDW7Ǧ6WUHHWDQG WKH3LHU7Ǧ6WUHHWDOUHDG\KDVDUDLOURDGRYHUSDVV
SUHYHQWLQJDQ\GLUHFWSHGHVWULDQFURVVLQJV7KH3LHUDOUHDG\KDVDUDLOURDGXQGHUSDVVDOORZLQJVDIHSDVVDJHEHORZWKHUDLOURDG+HQFHQRLQFUHDVHLQSHGHVWULDQFURVVLQJVQHHGRFFXULIUHVWURRPIDFLOLWLHVDUHUHORFDWHGHDVWRIWKHUDLOURDG 5HSRUWZLOOEHUHYLVHGWRUHIOHFWWKHIROORZLQJ
³'HSHQGLQJRQWKHORFDWLRQRIFRQVWUXFWLRQRIUHVWURRPVLIQHFHVVDU\XQGHUPDQDJHGUHWUHDWFURVVLQJWKHWUDFNVPD\EHGDQJHURXVLIEHDFKJRHUVGHFLGHWRGRVRUDWKHUWKDQXVHWKHGHVLJQDWHGSHGHVWULDQFURVVLQJV7KHUHDUHFXUUHQWO\VDIHSHGHVWULDQFURVVLQJVIRUEHDFKJRHUVWRFURVVWKHWUDFNVDQGDFFHVVWKHEHDFK´  6XUIULGHU 
/LWWRUDO3URFHVVHVDQG6HGLPHQW7UDQVSRUW
Documented processes do not support the need for the project. 7KH 6HGLPHQW%XGJHWVHFWLRQVKRZVWKDWWKHORQJǦWHUPVHGLPHQWEXGJHWIRUWKLVVHFWLRQLVHVVHQWLDOO\LQHTXLOLEULXPZLWKQHWHURVLRQHTXDOLQJQHWDFFUHWLRQ7KH/RQJ7HUP6KRUHOLQH&KDQJHVHFWLRQDOVRILQGVYDULDEOH QHWSRVLWLYHDQGQHWQHJDWLYHFKDQJHVERWKDORQJVKRUHDQGWKURXJKWLPH7KLVZRXOGLQGLFDWHWKDWLQWKHORQJWHUP6DQ&OHPHQWH¶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
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
RIWKHFLW\¶VEHDFKHVJURZLQJZKLOHRWKHUVDUHVKULQNLQJ3DUWLFXODUO\VWULNLQJLVWKHTXRWH ³'XULQJWKHSHULRG


WKHVKRUHOLQHZDVSUHGRPLQDQWO\SRVLWLYHZLWKDFFUHWLRQUDWHVUDQJLQJIURPIW\U P\U
WRIW\U
P\U
´7KLVLVWKHSHULRGWKDWH[SHULHQFHGWKHVWURQJ
(O1LQRZLQWHUVWRUPVEXWZKLFKDSSDUHQWO\VXUYLYHGZLWKOLWWOHQHWHURVLRQ7KH 5HFHQW6KRUHOLQH&KDQJH5DWHDWWHPSWVWRVKRZPRGHUDWHVKRUHOLQHZLGWKUHGXFWLRQVEXWLVQRWFRQVLVWHQWWKURXJKRXWWKHVWXG\DUHDZLWKEHDFKZLGHQLQJVKRZQDW6KRUHFOLIIV7KHUHDUHDOVRDQH[WUHPHO\ORZQXPEHURIGDWDSRLQWV DWOHDVW\HDUVPLVVLQJLQWKHUHFHQWSDVW
WREHDEOHWRFRQFOXVLYHO\GHILQHWKHQDWXUHRUH[WHQWRIREVHUYHGVKRUHOLQHFKDQJH%HFDXVHRIWKLVLWLVXQFOHDULIWKHVLQJOHGDWDSRLQWDWWKHHQGRIWKHWLPHVHULHVUHSUHVHQWVDORQJWHUPQHJDWLYHWUHQGRUVLPSO\DSHUWXUEDWLRQLQDKLJKO\DFWLYHVKRUHOLQHDVVHHQLQWKHILUVWWHQ\HDUVRIWKHWLPHVHULHV,QRWKHUZRUGVGRHVWKHEHDFKFRPHDQGJRZLWKWKHZHDWKHUDQGVWRUPFRQGLWLRQVDQGZH¶UHRQO\REVHUYLQJDVLQJOHSRLQWLQWLPH" 7KHVHGLPHQWEXGJHWLQGLFDWHVWKHVKRUHOLQHLVHVVHQWLDOO\LQEDODQFHQHLWKHUDFFUHWLRQDOQRUHURVLRQDO P\U
,QFOXVLRQRIUHFHQWPRQLWRULQJGDWDUHVXOWVLQDPDUJLQDOO\HURVLYHVKRUHOLQH P\U
7KHYHU\VPDOODQQXDOFKDQJHVLJQDOLVPDVNHGZLWKLQWKHPXFKODUJHUHQYHORSHRIVHDVRQDOFKDQJHV7KHVHDVRQDOYDULDWLRQVDUHRQRUGHURIPDQGWKXVDUHWZRRUGHUVRIPDJQLWXGHODUJHUWKDQWKHPHDQDQQXDOORQJWHUPVLJQDO7KHWKUHHVXUYH\OLQHV6& /LQGD/DQH
6&
76WUHHW
DQG6&
6WDWH%HDFK
DUHVRXWKRI0DULSRVD3RLQWZKHUHDV6&
6KRUHFOLIIV
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
RIP\UDPD[LPXP
PD[DFFUHWLRQ
RIP\UDSHDNRIP\UUHVXOWLQJLQDPHDQYDOXHRIP\U7KLVPHDQVWKDWVRPH\HDUVZLOOEHHURVLRQDOVRPH\HDUVZLOOEHDFFUHWLRQDODQGWKHDYHUDJHYDOXHZLOOEHVOLJKWO\QHJDWLYH IW\U

 6XUIULGHU ,PSDFW:5
1HDUVKRUHZDYHFKDUDFWHULVWLFV
IW

DOWHUQDWLYH
Monitoring of surfing quality should be designated as mitigation under all project alternatives. 7KHUH LV SRWHQWLDO IRU DGYHUVH LPSDFWV RQ VXUILQJ DVGHVFULEHG LQ WKLV VHFWLRQ DV ZHOO DV LQ WKH (QJLQHHULQJ 7KHIROORZLQJWH[WZDVUHYLVHGLQWKH&RDVWDO$SSHQGL[
UHYLVHGWH[WLVXQGHUOLQHG6XUYH\PHWKRGVZLOOFRQVLVWRIWRSRJUDSKLFPHDVXUHPHQWVEDWK\PHWULFPHDVXUHPHQWVVXUI TXDOLW\REVHUYDWLRQVDQGYLGHRVWHUHR
SKRWRJUDPPHWULFPHWKRGV7KHPRQLWRULQJSHULRGZLOO
338
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
$SSHQGL[

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³7KH VXUILQJH[SHULHQFHPLJKWFRQVLVWRIDQRUPDO³WDNHǦRII´EXWWKHQ ³FORVHǦRXW´DVWKHZDYHHQFRXQWHUVWKH
VWUDLJKWHQHGEDWK\PHWULFFRQWRXUVLQVKRUH´DQGZRXOGMXVWLI\WKHQHHGIRUPRQLWRULQJDQGPLWLJDWLRQLIWKHVHLPSDFWVDUHH[SHULHQFHG,QDGGLWLRQPHHWLQJQRWHVLQWKHDSSHQGLFHVVSHFLILFDOO\VWDWHWKDWPRQLWRULQJRIVXUILQJTXDOLW\LVWREHXQGHUWDNHQ7KLVQHHGVWREHUHIOHFWHGZLWKLQWKHERG\RIWKHLPSDFWVDQDO\VLV7KLVPRQLWRULQJDQGPLWLJDWLRQVKRXOGUHIOHFWWKHGLVFXVVLRQRILPSDFWVIURPWKHIWDOWHUQDWLYHEHORZImpacts to wave characteristics in the designated surfing zone north of the pier must be evaluated and described. :LWKLQVHFWLRQ,PSDFW:5DQG:5WKHUHLVQRPHQWLRQRIVXUILQJDQ\ZKHUHDVLGHIURP76WUHHW:KLOH76WUHHWLVDFRQVLVWHQWO\KLJKTXDOLW\VXUILQJDUHDVXUILQJLVRIWHQUHVWULFWHGWKHUHXQGHU³EODFNEDOO´FRQGLWLRQVZKHQWKHOLIHJXDUGVEDQKDUGERDUGVXUILQJIRUWKHEXONRIWKHGD\GXULQJWKHVXPPHU$WWKHVHWLPHVVXUILQJZLWKLQWKHSURMHFWVWUHWFKLVUHVWULFWHGWRWKHDUHDGLUHFWO\QRUWKRIWKHSLHUFDXVLQJWKHSLHU]RQHWREHFRPHLQFUHPHQWDOO\PRUH EHJLQRQH\HDUEHIRUHFRQVWUXFWLRQ
IRUWKHVXUITXDOLW\

REVHUYDWLRQV
DQGFRQWLQXHIRUWKH\HDUSHULRGRI
)HGHUDOLQYROYHPHQW7KHWDEOHRIPRQLWRULQJFRVWVKDVEHHQPRGLILHGWRUHIOHFWWKHVXUITXDOLW\PRQLWRULQJ 339
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
YDOXDEOHIRUXVH
 6XUIULGHU ,PSDFW00:5
1HDUVKRUHZDYHV
FKDUDFWHULVWLFV
IWDOWHUQDWLYH
Timing for mitigation measure should be shortened. 8QGHUWKHIWDOWHUQDWLYHLWLVHVWLPDWHGWKDWVXUILQJZDYHVFRXOGEHVLJQLILFDQWO\GHJUDGHGIRUDSHULRGRI\HDUV7KLVLVEH\RQGWKHHVWLPDWHGSHULRGRIUHWXUQIRUIXWXUHQRXULVKPHQWV$QDOORZDQFHRI\HDUVGHJUDGDWLRQDQGPRQLWRULQJEHIRUHIXWXUHSODQVDUHDGMXVWHGLVXQDFFHSWDEOH6LPLODUWRVXUIJUDVVGLUHFWPLWLJDWLRQRUUHFRQVWUXFWLRQRIWKHUHVRXUFHLVQRWFXUUHQWO\SRVVLEOHDQGQRWLPHDOORWPHQWLVSURYLGHGIRUWKHVXUIJUDVVPLWLJDWLRQ 00Ǧ(5ǦǦ
,QDGGLWLRQ
DUWLILFLDOVXUILQJUHHIVDUHQRWYLDEOHDVPLWLJDWLRQIRUORVWVXUILQJUHVRXUFHVDQGDJUHDWHUHPSKDVLVRQDGYHUVHLPSDFWSUHYHQWLRQVKRXOGEHPDGH 'XHWRWKHOLNHOLKRRGRIVLJQLILFDQWLPSDFWVWRERWKKDELWDWDQGVXUILQJUHVRXUFHV QHDUVKRUHZDYHV
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
LVDFWXDOO\EHWWHU
7KHXVXDO&RUSVRU/RV$QJHOHV'LVWULFWVSHFLILFSURFHGXUH4$FKHFNIRUERUURZVLWHFRQVLVWHQF\LVWRSHUIRUPUDQGRPJUDLQVL]HDQDO\VLVWHVWVRIWKHGUHGJHGPDWHULDOFROOHFWHGLQWKHGUHGJHSURFHVVGXULQJWKHILQDOFRQVWUXFWLRQSKDVHRISURMHFW )RUH[DPSOH
$VVXPLQJRQWKHEHDFKSODFHPHQW
0RVWRIWKHWLPHWKHPDMRULW\RIWKH4$VDPSOHVZLOOEHFROOHFWHGDWWKHHQGRISLSHGLVFKDUJHIRURQEHDFKSODFHPHQW,IKRSSHUGUHGJHLVXVHGWKHQDGGLWLRQDOVDPSOLQJVKRXOGRFFXUIURPWKHKRSSHUWRFRQILUPRUFROODERUDWHVHGLPHQWVL]HVGLVFKDUJHGIURPKRSSHUGLVFKDUJHSLSHSULRUWRGLVFKDUJHRQWREHDFKRURQWRQHDUVKRUH7KHQXPEHURIVXFKVDPSOHVLVGHSHQGHQWRQWKHDPRXQWRIPDWHULDOSODFHGSHUHYHQW)RUQHDUVKRUHSODFHPHQWWKHVDPSOHVZRXOGEHFROOHFWHGIURPWKHGUHGJHFRQWDLQPHQWGHYLFHSULRUWRSODFHPHQW HJIURPKRSSHUELQLIKRSSHUGUHGJHXVHG
7KHDQVZHULVWKDW4$VDPSOHVDUHFROOHFWHG
340
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
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
VHOHFWHGDQGLGHQWLILHGZLWKLQWKHIHDVLELOLW\VWXG\FDQKDYHVHGLPHQWTXDOLW\WKDWLVYDULDEOHGHSHQGLQJRQ 341
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
DUHDVGUHGJHGZLWKLQWKLVVHOHFWHGERUURZVLWH
V
7KHGUHGJHGVHGLPHQWFDQEHH[SHFWHGWRFKDQJHVRYHUWLPHZLWKGHSWKRIVHGLPHQWVWUDWLJUDSK\HQFRXQWHUHGGXULQJDFWXDOGUHGJLQJ LHLWFDQEHWWHURUZRUVHGHSHQGLQJRQIRUH[DPSOHLIDVSHFLILFSRRUTXDOLW\OD\HURIVHGLPHQWRUERUURZPDWHULDOLVHQFRXQWHUHGDQGGUHGJHGLQDVSHFLILFWLPHHYHQWDQGWKHQDQRWKHUEHWWHUOD\HURULQFUHDVLQJTXDOLW\RIVHGLPHQWRUPDWHULDOLVHQFRXQWHUHGLQDQRWKHUVSHFLILFWLPHHYHQW +RZHYHUWKHJHRWHFKH[SORUDWLRQVDQGVLHYHDQDO\VLVWKXVVRIDUSURYLGHGLQGLFDWHWKDWWKHERUURZDUHD V
VHOHFWHGDUHRYHUDOODFFHSWDEOHIRUFRPSDWLELOLW\ZLWKWKH6DQ&OHPHQWHVWXG\DUHD  &LW\6WDII %HDFKPRQLWRULQJ,VWKHUHDQ\GLVFXVVLRQDERXWZKDWZH WKLQNZRXOGKDSSHQWREHDFKHVVRXWKRIWKHSURMHFWDUHD",HVLQFHWKHUHLVDQHWVRXWKZDUGVDQGPRYHPHQWZKDWPLJKWKDSSHQWRWKRVHEHDFKHVDQGVXUIEUHDNV":RXOGRUVKRXOGWKHPRQLWRULQJSODQDGGUHVVVRPHRIWKRVHDUHDVWRR":HFHUWDLQO\QHHGWRHQVXUHWRWKHH[WHQWSRVVLEOHWKDWZHGRQ¶WLPSDFWVXUIEUHDNVVRXWKRIWKHSURMHFWDUHD 1HWOLWWRUDOWUDQVSRUWLVVRXWKZDUG,WLVH[SHFWHGWKDWWKHILOOPDWHULDOZLOOKDYHWKHPRVWLQIOXHQFHLPPHGLDWHO\DGMDFHQWWKHILOODUHDXSWRWKHVWDWHEHDFKDUHD7KHILOOPDWHULDOZLOOWHQGWRVORZO\UHGLVWULEXWHDFURVVWKHSURILOHDVLWGULIWVVRXWKZDUG7KHILOOTXDQWLW\EHLQJUHODWLYHO\VPDOOLVH[SHFWHGWRKDYHOLWWOHRUQRLPSDFWVGRZQGULIWRI&RWWRQV3RLQW 7UHVWOHV
3URMHFWPRQLWRULQJZLOOLQFOXGHWUDQVHFWOLQHVRXWVLGHRIWKHILOODUHDERWKQRUWKDQGVRXWKWRPRQLWRUILOOPRYHPHQW  &LW\6WDII &DQWKHGLVFXVVLRQDERXWWKHUHIHUHQFHOLQHIRUWKHSURMHFW EHLPSURYHG",W¶VXQFOHDUWRVRPHZKDWWKHVWDUWLQJSRLQWLVIRUGHWHUPLQLQJZKHUHWKHPHWHUEHDFKZLGWKVWDUWV",VLWIL[HGWKURXJKRXWWKHSURMHFWDUHD HJVRPHRIIVHWIURPWKHUDLOOLQH
RUGRHVLWYDU\DFFRUGLQJWRVRPHRWKHUFULWHULRQ"$OVRLVLWIL[HGLQWLPHDFFRUGLQJWRFXUUHQWFRQGLWLRQV",HZKDWLIRXUEHDFKHURGHVVLJQLILFDQWO\EHWZHHQQRZDQGWKHWLPHDQDFWXDOSURMHFWLVFRQVWUXFWHG":LOOWKHEHDFKEHUPZLGWKUHIHUHQFHOLQHEHVKLIWHGDOVRRUZRXOGWKHSURMHFWEHDVGHVFULEHGFXUUHQWO\",VLWSRVVLEOHWRGHILQHDVHDZDUGSURMHFWOLPLWLQVWHDGRIXVLQJDUHIHUHQFHOLQHWKDWFRXOGFKDQJHRYHUWLPH" 7KHILOOOLQHLVWKHORFDWLRQRIWKHPFRQWRXU
IW
DWWKHWLPHRIWKHILOO7KHILOOZLOOEHDXQLIRUPPSDUDOOHOWRWKLVFRQWRXUWKXVWKHILOOZLOOPLPLFWKHH[LVWLQJVKRUHOLQHLQVKDSH7KHUHSRUWZLOOEHDPHQGHGWRVWUHQJWKHQWKLVGHVFULSWLRQ7KHPRGHOGRHVVKRZUHQRXULVKPHQWVZLOOEHFRQGXFWHGZKHQWKHEHDFKHURGHVEDFNWRWKHEHUPSRVLWLRQDWWKHWLPHRIILOO3URMHFW$XWKRUL]DWLRQZLOOVSHFLI\DFWXDOUHQRXULVKPHQWLQWHUYDO HYHU\\HDUV
DQGTXDQWLW\
KRZHYHULPSOHPHQWDWLRQLVVRPHWLPHVGHSHQGHQWRQIXQGLQJDYDLODEOH 342
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
Public*HRUJH*UHJRU\(PDLO6HSWHPEHU *HRUJH*UHJRU\ LWVHHPVOXGLFURXVWRUHSOHQLVKWKHEHDFKVDQGVZLWKRXW SURPRWLQJHURVLRQDQGSDVVLYHUHSOHQLVKPHQW
7KHILOOLVH[SHFWHGWRXQGHUJRDQLQLWLDOHTXLOLEUDWLRQSURFHVVWKHQIRUPDVWDEOHEHDFKZKLFKKRSHIXOO\ZLOOQRWSURGXFHDPRUHUDSLGUDWHRIHURVLRQWKDQFXUUHQWO\H[SHULHQFHG 
 *HRUJH*UHJRU\ LIVDQGVZLOOPLJUDWHVVRXWKPD\ZHSOHDVHUHSOHQLVKQRUWK EHDFKILUVWWKXVVXSSO\LQJWKHSLHUDUHDQG
3XPSLQJRQVKRUHZLOOEHFRQGXFWHGWRPD[LPL]HWKHHIILFLHQF\RIRSHUDWLRQDQGPLQLPL]HQHJDWLYHHQYLURQPHQWDOLPSDFWV  *HRUJH*UHJRU\ LIWKHQHDUFRVWDOTXDUU\
VZKHUHUHORFDWHGDZD\ZRXOG
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
 *HRUJH*UHJRU\ ODVWO\LWVHHPVWREHDVKDPHWKHHQHUJ\XVHGWRKDUYHVW WKHVRLOVGRQRWVHHPWREHRIDQ\EHQHILWLQWKHILUVWSODFHDVLQGHHSHQLQJDKDUERURUHQWUDQFHLPSURYLQJZHWODQGVRULPSRXQGPHQWVRULPSRUWLQJDZD\SURRIHGVRLOVIURPDVLWHOLNH6DQWD$QDULYHUEDVLQDQGIORRGFRQWUROSURMHFWV 7KH&RUSVVWXG\SURFHVVLGHQWLILHGGUHGJLQJPDWHULDOIURP%RUURZ$UHDDVWKHDOWHUQDWLYHLQWKH)HGHUDO,QWHUHVW 343
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
/\QQ+XJKHV/HWWHU6HSWHPEHU /\QQ+XJKHV 3DJH

3UREOHP,GHQWLILFDWLRQ'RHVQRWLQFOXGHWKH
HFRQRPLFLPSDFWVIURPHURVLRQWKDWZRXOGUHGXFHWKHLQFRPHWRORFDOYLVLWRUWRXULVWVHUYLQJEXVLQHVVHVDQGORVVRIWD[HVDQGRWKHUUHYHQXHVWRWKHFLW\LQFOXGLQJEHGURRPWD[HVVDOHVWD[HVDQGSURSHUW\WD[HV DQGEHDFKSDUNLQJDQGEHDFKFRQFHVVLRQUHYHQXHV,WGRHVQRWLQFOXGHWKHDGGHGFRVWWRSURYLGHOLIHJXDUGDQGRWKHUSURWHFWLYHVHUYLFHVWRVDIHO\NHHSWKHSXEOLFDZD\IURPKD]DUGRXVFRQGLWLRQVDQGWRSURWHFWUHORFDWHRUUHSODFHSXEOLFLPSURYHPHQWV$GGLWLRQDOO\LWGRHVQRWVSHDNWRWKHSRWHQWLDOOLDELOLW\RUGHIHQVHFRVWVIURPODZVXLWVGXHWRWKHLQMXU\RUGHDWKWREHDFKJRHUVDVWKHUHVXOWRIH[SRVHGQDWXUDODQGPDQPDGHGDQJHUV &RQFXUZLWK\RXUFRPPHQWWKDWWKHHFRQRPLFHYDOXDWLRQGLGQRWDFFRXQWIRUUHJLRQDOHFRQRPLFLPSDFWVUHODWHGWRWKHHURVLRQRIWKHVKRUHOLQH,WZRXOGEHH[SHFWHGWKDWWKHORFDOHFRQRP\ZLOOEHLPSDFWHGE\WKHHURVLRQRIWKHVKRUHOLQH+RZHYHUWKH86$&(JXLGHOLQHVIRUGHWHUPLQLQJIHGHUDOLQWHUHVWLQFRDVWDOVKRUHOLQHSURMHFWLVPDLQO\EDVHGRQUHGXFLQJLQIUDVWUXFWXUHGDPDJHV UHFUHDWLRQDOEXLOGLQJVIXWXUHSURWHFWLRQPHDVXUHVDQGLPSDFWVRQWUDQVSRUWDWLRQ LQVWHDGRQUHJLRQDOLPSDFWVOLNHWRXULVPORFDOWD[HVDQGGHFUHDVHVLQFRQFHVVLRQVDOHV%DVHGRQWKHDYDLODELOLW\RIIXQGLQJIRUWKHVWXG\DQGVFKHGXOHIRUWKHVWXG\WKHHFRQRPLVWIRUWKHVWXG\GHWHUPLQHGWKDWDQ\HYDOXDWLRQRIWKHUHJLRQDOLPSDFWVZLOOEHOLPLWHGIRUWKHVWXG\  /\QQ+XJKHV 3DJH

3UREOHP,GHQWLILFDWLRQPHQWLRQVSRWHQWLDOGDQJHU
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
LQFOXGLQJWKH&RDVWDO(QJLQHHULQJ$SSHQGL[DQG'UDIW0DLQ5HSRUW SDJHDQGSDJHSDUDJUDSK

344
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response
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
&RUUHFWPXFKRIWKHSURMHFWMXVWLILFDWLRQOLHVLQWKHZLWKRXWSURMHFWDVVXPSWLRQWKDWWKHUDLOURDGZRXOGQHHGWREHSURWHFWHGE\DVHDZDOO  .HLWK$LNHQ ,W¶VKDUGWREHOLHYHDQDOWHUQDWHUDLOURXWHFDQQRWEHIRXQG ±HVSHFLDOO\ZLWKWKHGHVLUHRI$PWUDNWRLQFUHDVHUDLOWUDIILF 3RWHQWLDOIRUDQDOWHUQDWLYHURXWHLVGLVFXVVHGLQWKHPDLQUHSRUW1RSODQVFXUUHQWO\H[LVWWRUHORFDWHUHURXWHWKHUDLOURDGDWWKLVWLPHDQGDQ\HIIRUWVZRXOGEHDVWURQRPLFDOO\FRVWO\ 
 .HLWK$LNHQ ([SHULHQFHKDVVKRZQWKDWVHDZDOOVDFFHOHUDWHEHDFK HURVLRQ7KHVHDZDOOVDOUHDG\EXLOWE\$PWUDNWRSURWHFWUDLOOLQHVDUHDFFHOHUDWLQJEHDFKVDQGHURVLRQ:K\LVQ¶W$PWUDNEHLQJKHOGUHVSRQVLEOHIRULWVSDUWLQDGGLQJWRWKHSUREOHPDQGPDQGDWHGWRKHOSZLWKVDQGUHSOHQLVKPHQWFRVWV" 7KLVLVDQLVVXHVHSDUDWHRIWKHVWXG\DUHD
VSHFLILFDOO\5HDFK
EHLQJFRQVLGHUHGIRUWKLVSURMHFWDVQRVHDZDOOVH[LVWLQ5HDFK%DVLVIRUWKLV)HGHUDOFRVWVKDUHGSURMHFWOLHVLQSURWHFWLRQRIVKRUHOLQHLQIUDVWUXFWXUHLQ5HDFKDQGWKHDVVRFLDWHGEHQHILWVYHUVXVFRVWVRIGRLQJWKLV

 .HLWK$LNHQ :HZHUHWROGE\WKHJHRORJLVWVWKDWPRVWDOOVDQGPLJUDWHV

VRXWKZDUG
VRZK\QRWDGGVDQGDW1RUWK%HDFK"1RUWK%HDFKKDVEHHQVHYHUHO\LPSDFWHGDQGLVLQQHHGRIVDQGUHSOHQLVKPHQW3OXVWKHVDQGHURGHGIURP1RUWK%HDFKZRXOGKHOSWRUHSOHQLVKVDQGRQDOO6DQ&OHPHQWHEHDFKHVDVLWPLJUDWHVVRXWK$WWKHYHU\OHDVWVDQGFRXOGEHGHSRVLWHGDW1RUWK%HDFKDQGQRWLQWKH7VWUHHWDUHD±DVVDQGZLOOQDWXUDOO\PRYHLQWRWKDWDUHDIURPVDQGUHSOHQLVKPHQWRQEHDFKHVQRUWKRI7VWUHHW 3ODFHPHQWRIVDQGZLOORFFXUDORQJWKHEHDFKZLWKLQRQO\5HDFKDVGHVFULEHGLQWKHUHSRUW$GDSWLYHPDQDJHPHQWZLOOEHXVHGDVH[SODLQHGLQWKHUHSRUWWRPLQLPL]HHQYLURQPHQWDOLPSDFWVDQGFUHDWHDXQLIRUPPZLGHEHDFKWKURXJKHTXLOLEUDWLRQRIWKHVDQG 'RQ.XQ]H3XEOLF0HHWLQJ$XJXVW

345
6HFWLRQ
3UHSDUHGE\&KDPEHUV*URXS,QF  )LQDO6DQ&OHPHQWH6KRUHOLQH3URWHFWLRQ(,6(,5 3UHSDUHGIRU86$UP\&RUSVRI(QJLQHHUV 
No. Commenter Comment Response

 'RQ.XQ]H :KHUHGLG6DQ&OHPHQWHVDQGJR"":K\"":K\QRW EULQJLWEDFN
/LWWRUDO

VHGLPHQW
WUDQVSRUWLQWKH6DQ&OHPHQWHUHJLRQLVSUHGRPLQDQWO\WRZDUGVWKHVRXWK 6DQ2QRIUH
7KLVPRYHPHQWRIVDQGDORQJWKHFRDVWLVDQDWXUDORFFXUUHQFH WKHUHIRUHWKHVDQGWUDQVSRUWHGWRWKHVRXWKLVQHHGHGWRVXSSO\VHGLPHQWWRWKRVHEHDFKHV

 'RQ.XQ]H 'LG'DQD3RLQW+DUERUDIIHFWXV"+RZDERXWQXFOHDUSODQW DIIHFW"
'DQD3RLQW+DUERUDVZHOODVWKHQXFOHDUSRZHUSODQWKDYHQRNQRZQHIIHFWRQWKHEHDFKHVLQ6DQ&OHPHQWH

 'RQ.XQ]H :KDWDERXWQHZURFNUHHIDQGNHOS" 7KHUHIHUHQFHWRQHZURFNUHHIDQGNHOSLVXQFOHDU,I LQUHIHUHQFHWR6RXWKHUQ&DOLIRUQLD(GLVRQ5HHIVFRQVWUXFWHGDVPLWLJDWLRQIRUWKHLPSDFWVRIWKH6DQ 2QRIUH1XFOHDU3RZHU3ODQWDVHSDUDWHHQYLURQPHQWDOGRFXPHQWZDVSUHSDUHGVSHFLILFDOO\IRUWKDWSURMHFWDQGLVQRWLQFOXGHGDVSDUWRIWKLVSURSRVHG3URMHFW

 'RQ.XQ]H 6HHPVWREHOHVVVDQGDQGPRUHURFN

SHEEOHV
WKDQ
HYHU:K\""6LQFH

7KHUHLVOHVVVDQGDQGPRUHURFNEHFDXVHRIQDWXUDOHURVLYHSURFHVVHVWKLVFDXVHGWKHQHHGIRUWKLVSURMHFW

 'RQ.XQ]H %HLQJDWD[SD\HUFRVWWRPH" 7KHLQLWLDOQRXULVKPHQWHYHQWZLOOEHFRVWVKDUHG )HGHUDODQGQRQ)HGHUDO(DFKRIWKHVXEVHTXHQWUHQRXULVKPHQWHYHQWVZLOOEHFRVWVKDUHG)HGHUDODQGQRQ)HGHUDO 346

APPENDIX A – 404(b)(1)
347
$
6(&7,21
E


(9$/8$7,212)7+(())(&76
2)7+(',6&+$5*(2)'5('*('25),//0$7(5,$/
,172:$7(562)7+(81,7('67$7(6

6$1&/(0(17(6+25(/,1(3527(&7,21352-(&7
, ,QWURGXFWLRQ

7KHIROORZLQJHYDOXDWLRQLVSURYLGHGLQDFFRUGDQFHZLWK6HFWLRQ E


RIWKH)HGHUDO:DWHU
3ROOXWLRQ &RQWURO $FW $PHQGPHQWV RI 

3XEOLF /DZ

 DV DPHQGHG E\ WKH &OHDQ
:DWHU$FW RI 

3XEOLF/DZ

7KHLQWHQW RIWKLV GRFXPHQWLVWR VWDWHDQGHYDOXDWH LQIRUPDWLRQ UHJDUGLQJWKHHIIHFWVRIWKHGLVFKDUJHRIGUHGJHGRU ILOOPDWHULDOLQWRZDWHUVRIWKH 8QLWHG6WDWHV
,, 3URMHFW'HVFULSWLRQ

D /RFDWLRQ
6DQ&OHPHQWH%HDFKLQWKH&LW\RI6DQ&OHPHQWH2UDQJH&RXQW\ &DOLIRUQLD
E *HQHUDO'HVFULSWLRQ
7KH&LW\RI6DQ&OHPHQWHLVORFDWHGDORQJWKHFRDVWRI VRXWKHUQ&DOLIRUQLDDERXWPLOHV
NLORPHWHUV
VRXWKRI/RV$QJHOHVDW
WKHVRXWKHUQHQGRI2UDQJH&RXQW\QHDUWKHERUGHURI6DQ'LHJR&RXQW\7KH VWXG\DUHDLVRQWKHEHDFKQHDU6DQ&OHPHQWH3LHUZLWKLQWKH&LW\RI6DQ &OHPHQWHDQGH[WHQGVDSSUR[LPDWHO\IHHW
PHWHUV
IURP/LQGD
/DQHWR76WUHHWDQGLVORFDWHGZLWKLQWKH6DQ&OHPHQWHPLQXWH86 *HRORJLFDO6XUYH\
86*6
WRSRJUDSKLFTXDGUDQJOHLQ6HFWLRQRI7RZQVKLS

6RXWKDQG5DQJH:HVW7KH3URSRVHG3URMHFWFRQVLVWVRIGUHGJLQJ PDWHULDOIURPRIIVKRUH2FHDQVLGHWKHQKDXOLQJDQGSODFLQJLWDW6DQ&OHPHQWH %HDFK7KHSURSRVHG3URMHFWLVDIRRW
P
UHVXOWDQWEHDFKZLGWK
%HDFKILOOZRXOGEHIW
P
ORQJZLWKDIW
P
FUHVW
HOHYDWLRQ7KHGUHGJHYROXPHLVHVWLPDWHGWREHDSSUR[LPDWHO\FXELF \DUGV

P

&RQVWUXFWLRQLVDQWLFLSDWHGWREHJLQLQ
F $XWKRULW\DQG3XUSRVH
7KHSXUSRVHRIWKH6DQ&OHPHQWH6KRUHOLQH3URMHFW

3URMHFW
LVWRSURYLGHVKRUHSURWHFWLRQWKURXJKQRXULVKPHQWRIWKHEHDFKDWWKH6DQ &OHPHQWH0XQLFLSDO3LHU'HYHORSLQJDQGPDLQWDLQLQJWKHEHDFKLVQHHGHGWR SUHYHQWWKHVHYHUHEHDFKHURVLRQWKDWUHVXOWVIURPZLQWHUVWRUPVDQGWRSUHYHQW GDPDJHWRDGMDFHQWEHDFKIURQWVWUXFWXUHVLQFOXGLQJWKHKHDYLO\XVHGUDLOOLQHWKDWUXQV DORQJWKHEHDFKWKURXJKWKHFLW\,QDGGLWLRQWRWKHDERYHWKHORVVRIVDQGDWWKH EHDFKZRXOGKDYHDQHJDWLYHLPSDFWRQUHFUHDWLRQZKLFKVXSSRUWVWKHORFDOHFRQRP\ DQGZRXOGUHGXFHWKHHFRORJLFDOIXQFWLRQLQJRIWKHVDQGEHDFKOLWWRUDO]RQH 348
$
G *HQHUDO'HVFULSWLRQRI'UHGJHGRU)LOO0DWHULDO

 *HQHUDO&KDUDFWHULVWLFVRI0DWHULDO
'UHGJHPDWHULDOJUDGDWLRQLV
SHUFHQWRIILQHVSHUFHQWRIJUDYHOFREEOHVDQGWKHUHVWLVVDQG0DWHULDO FODVVLILFDWLRQDVVXPHGLVSHUFHQWILQHVSHUFHQWVDQGDQGSHUFHQW JUDYHO
 4XDQWLW\RI0DWHULDO
7KHUHFRPPHQGHGSODQZLOOUHTXLUHDSSUR[LPDWHO\
F\

P
RIEHDFKFRPSDWLEOHVDQG
 6RXUFHRI0DWHULDO
7KHUHFRPPHQGHGSODQFRQVLVWVRIGUHGJLQJPDWHULDO
IURPRIIVKRUH2FHDQVLGHWKHQKDXOLQJDQGSODFLQJLWDW6DQ&OHPHQWH %HDFK
H 'HVFULSWLRQRIWKH3URSRVHG'LVFKDUJH6LWHV

 /RFDWLRQ
7KHGLVFKDUJHVLWHLVDSSUR[LPDWHO\IW
P
RI
VKRUHOLQHZLWKLQWKH&LW\RI6DQ&OHPHQWH7KHDUHDLVDSSUR[LPDWHO\ FHQWHUHGDERXW6DQ&OHPHQWH3LHU
WKHVRXWKOLPLWRIWKHSURSRVHGEHDFKILOO
LVORFDWHGLPPHGLDWHO\VRXWKRIWKH76WUHHWRYHUSDVVZKLOHWKHQRUWKOLPLW LVORFDWHGLPPHGLDWHO\QRUWKRIWKH0DULQH6DIHW\+HDGTXDUWHUV$PDMRU SDVVHQJHUUDLOOLQHOLQNLQJWKHFRDVWDOFLWLHVRI6RXWKHUQ&DOLIRUQLDUXQV EHWZHHQWKHEHDFKDQGWKHFRDVWDOEOXIIV
 6L]H
7KHSLHUDUHDEHDFKSURILOHLQGLFDWHVDW\SLFDOEHUPHOHYDWLRQRIIW

P
DW\SLFDOIRUHVKRUHVORSHRI+
9±+
9DQRIIVKRUHVORSHRI
+
9DQGDUDLOURDGHOHYDWLRQRIDSSUR[LPDWHO\IW
P

 7\SHRI6LWH
7KHVKRUHOLQHLQWKH3URMHFWDUHDFRQVLVWVPDLQO\RIQDUURZ JHQWO\WRPRGHUDWHO\VORSLQJVDQG\EHDFKHVEDFNHGE\KLJKFRDVWDOEOXIIV 7KLVVDQG\EHDFKJUDGHVLQWRDIRUHVKRUHFRQVLVWLQJRIFREEOHDQGJUDYHO SRFNHWVDWWKHZDWHU¶VHGJH
 7\SH
V
RI+DELWDW
7KH3URMHFWDUHDFRQVLVWVRIVDQG\EHDFKXSODQG
YHJHWDWLRQLQWHUWLGDOKDELWDWDQGORZWRKLJKUHOLHISDWFKUHHI  7LPLQJDQG'XUDWLRQRI'LVFKDUJH
'UHGJLQJZRXOGEHSHUIRUPHG
KRXUVDGD\GD\VDZHHN6KRUHHTXLSPHQWZRXOGZRUN KRXUVDGD\
GD\VDZHHN7KH3URMHFWGXUDWLRQLVHVWLPDWHGDWIRXUPRQWKV &RQVWUXFWLRQLVDQWLFLSDWHGWREHJLQLQ
I 'HVFULSWLRQRI'LVSRVDO0HWKRGV
7KHSURSRVHGSURMHFWZLOOEHFRQVWUXFWHGZLWK
KRSSHUGUHGJLQJHTXLSPHQWZLWKSXPSDVKRUHFDSDELOLW\DQGFRQYHQWLRQDO HDUWKPRYLQJHTXLSPHQW$WWKHUHFHLYHUEHDFKWKHGUHGJHZLOOEHDWWDFKHGWRD PRRUHGIORDWLQJVHFWLRQRISLSHOLQHH[WHQGLQJIW P
WRWKHVKRUHOLQH7KH
PDWHULDOZRXOGEHUHVXVSHQGHGDQGGLVFKDUJHGWKURXJKWKHRQERDUGSXPSLQJ 349
$
V\VWHPWRWKHUHFHLYHUVLWH([LVWLQJVDQGDWWKHUHFHLYHUVLWHZRXOGEHXVHGWREXLOGD VPDOO³/´VKDSHGEHUPWRDQFKRUWKHVDQGSODFHPHQWRSHUDWLRQV7KHVKRUWVLGHRI WKH³/´ZRXOGEHWUDQVYHUVH

FURVVZLVH
WRWKHVKRUHOLQHDQGZRXOGEHWKHSURSRVHG
ZLGWK7KHORQJVLGHZRXOGEHSDUDOOHOWRWKHVKRUHDWWKHVHDZDUGHGJHDQGZRXOGEH DSSUR[LPDWHO\IW
P
ORQJ7KHVOXUU\ZRXOGEHSXPSHGRQWRWKHEHDFK
EHWZHHQWKLVEHUPDQGWRH7KHEHUPUHGXFHVRFHDQZDWHUWXUELGLW\E\DOORZLQJDOO WKHVDQGWRVHWWOHRXWLQVLGHWKHEHUPHGDUHDZKLOHWKHVHDZDWHULVFKDQQHOHGDORQJWKH EHUPXQWLOLWUHDFKHVWKHRSHQHQGZKHUHLWGUDLQVLQWRWKHRFHDQ7HPSRUDU\GLNHV ZLWKLQWKHEHUPZLOODOORZVDQGWRVHWWOHLQGHVLJQDWHGDUHDV2QFHDIW P

VHFWLRQRIEHUPLVILOOHGLQZLWKVDQGDQRWKHUIW P
RIEHUPZLOOEHFUHDWHG
WKHSLSHOLQHZLOOEHPRYHGRUH[WHQGHGLQWRWKHQHZEHUPDUHDDQGWKHSURFHVVZRXOG EHJLQDJDLQ$VWKHPDWHULDOLVGHSRVLWHGEHKLQGWKHEHUPWKHVDQGZRXOGEHVSUHDG XVLQJWZREXOOGR]HUVDQGRQHIURQWHQGORDGHUWRGLUHFWWKHIORZRIWKHVDQGVOXUU\DQG IRUPDJUDGXDOVORSHWRWKHH[LVWLQJEHDFKHOHYDWLRQ
,,, )DFWXDO'HWHUPLQDWLRQV
$ 3K\VLFDO6XEVWUDWH'HWHUPLQDWLRQV

 6XEVWUDWHHOHYDWLRQDQGVORSH
%HFDXVHRIYDULRXVVHDVRQDOF\FOHVRIVDQG
GHSRVLWLRQDQGHURVLRQDQGWKHODFNRIDGHTXDWHQDWXUDOEHDFKUHQRXULVKPHQW WKHEHDFKYDULHVLQZLGWKIURPWRIW
WRP
7KH3URSRVHG3URMHFW
ZRXOGFRQVWUXFWDIW
P
ZLGHEHDFKZLWKDIW
P
FUHVW
HOHYDWLRQDORQJIW
P
RIEHDFKLQWKH3URMHFWDUHD
 6HGLPHQWW\SH
7KHEHDFKLQ6DQ&OHPHQWHLVFRPSRVHGRIILQHWRPHGLXP JUDLQHGVDQGVDQGVLOW\VDQGV0DWHULDOFODVVLILFDWLRQDVVXPHGLVSHUFHQW ILQHVSHUFHQWVDQGDQGSHUFHQWJUDYHO
 'UHGJHGILOOPDWHULDOPRYHPHQW
:LWKLQWKH3URMHFWDUHDWKHEHDFKZLGWK
PHDQGHUVIURPIWZLGHWRIW
P
WRIWWR
IW

P
DQGEDFNWRIW
DORQJWKHUHDFK
 3K\VLFDOHIIHFWVRQEHQWKRV
7KH3URMHFWZLOODOWHUWRSRJUDSK\E\H[FDYDWLQJ
VRIWERWWRPRIIVKRUHRI2FHDQVLGHDQGSODFLQJWKHVHGLPHQWRQWKHEHDFKDW 6DQ&OHPHQWHWRZLGHQWKHEHDFK1HLWKHUWKHUHODWLYHO\IHDWXUHOHVVRFHDQ ERWWRPRIIVKRUH2FHDQVLGHQRUWKHVDQGEHDFKDW6DQ&OHPHQWHLVDXQLTXH JHRORJLFIHDWXUH([FDYDWLRQRIVDQGRIIVKRUH2FHDQVLGHZRXOGQRWUHVXOWLQD VXEVWDQWLDOPRGLILFDWLRQRIQHDUVKRUHEDWK\PHWU\7KHUHPD\EHWHPSRUDU\ EXULDOLPSDFWVLQWKHQHDUVKRUHDUHDLQFOXGLQJSDUWLDOEXULDORI76WUHHWUHHILQ WKHLQVKRUHSRUWLRQV
KRZHYHUWKLVEXULDOZRXOGEHVKRUWWHUPLILWZHUHWR RFFXU
 $FWLRQVWDNHQWRPLQLPL]HLPSDFWV
7KHUHDUHQRVLJQLILFDQWLPSDFWVWRWKH
SK\VLFDOVXEVWUDWH1RPLQLPL]DWLRQPHDVXUHVDUHUHTXLUHG 350
$
% :DWHU&LUFXODWLRQ)OXFWXDWLRQDQG6DOLQLW\'HWHUPLQDWLRQV  :DWHU
D 6DOLQLW\
6DOLQLW\ZRXOGQRWEHDOWHUHGE\WKHSURSRVHGSURMHFW E:DWHUFKHPLVWU\
:DWHUFKHPLVWU\ZRXOGQRWEHDOWHUHGE\WKHSURSRVHGSURMHFW F &ODULW\
&ODULW\ZRXOGQRWEHDOWHUHGE\WKHSURSRVHGSURMHFW
G&RORU
:DWHUFRORUZRXOGQRWEHDOWHUHGE\WKHSURSRVHGSURMHFW H 2GRU
:DWHURGRUZRXOGQRWEHDOWHUHGE\WKHSURSRVHGSURMHFW I 7DVWH
:DWHUWDVWHZRXOGQRWEHDOWHUHGE\WKHSURSRVHGSURMHFW J 'LVVROYHGJDVOHYHOV
'LVVROYHGJDVOHYHOVZRXOGQRWEHDOWHUHGE\WKHSURSRVHGSURMHFW K 1XWULHQWV
1XWULHQWVZRXOGQRWEHDOWHUHGE\WKHSURSRVHGSURMHFW L (XWURSKLFDWLRQ
(XWURSKLFDWLRQZRXOGQRWEHDOWHUHGE\WKHSURSRVHGSURMHFW M 2WKHUVDVDSSURSULDWH
1RRWKHUZDWHUFKDUDFWHULVWLFVZRXOGEHDOWHUHGE\WKHSURSRVHGSURMHFW 351
$
 &XUUHQWSDWWHUQVDQGFLUFXODWLRQ
D &XUUHQWSDWWHUQVDQGIORZ

7KH3URMHFWDUHDLVZLWKLQWKHOLWWRUDO]RQHZKHUHZDYHVDUHWKHSULPDU\ IRUFHLQJHQHUDWLQJWKHDORQJVKRUHFXUUHQWVWKDWDUHUHVSRQVLEOHIRUPRYLQJ VDQGVXVSHQGHGE\ZDYHDFWLRQDORQJWKHFRDVW$SSUR[LPDWHO\ 
SHUFHQWRIWKHZDYHVRII6DQ&OHPHQWHDSSURDFKIURPWKHUHODWLYHO\QDUURZ GHJUHHEDQGEHWZHHQžžDQGDOORWKHUDSSURDFKGLUHFWLRQVDUH PLQRURUQHJOLJLEOH7KLVSUHGRPLQDWHO\ZHVWHUO\ZDYHDSSURDFKPHDQV WKDWDORQJVKRUHFXUUHQWVLQWKHSURMHFWDUHDDUHPDLQO\GRZQFRDVW E 9HORFLW\

7KHSURSRVHGSURMHFWZRXOGQRWLPSDFWWKHYHORFLW\RIWKHZDYHVZLWKLQWKH SURMHFWDUHD
F 6WUDWLILFDWLRQ

%HFDXVHWKHSURSRVHGSURMHFWRFFXUVZLWKLQDG\QDPLFHQYLURQPHQWWKHUH ZRXOGEHQRLPSDFWVWRVWUDWLILFDWLRQ
G +\GURORJLFUHJLPH

%HFDXVHWKHSURSRVHGSURMHFWRFFXUVZLWKLQRFHDQZDWHUVWKHK\GURORJLF UHJLPHZRXOGQRWEHLPSDFWHG
 1RUPDOZDWHUOHYHOIOXFWXDWLRQV
7KHSURSRVHGSURMHFWZRXOGQRWDOWHU
QRUPDOZDWHUOHYHOIOXFWXDWLRQV
 6DOLQLW\JUDGLHQWV
7KHSURSRVHGSURMHFWZRXOGQRWDOWHUVDOLQLW\JUDGLHQWV  $FWLRQVWKDWZLOOEHWDNHQWRPLQLPL]HLPSDFWV
7KHSURSRVHGSURMHFWGRHV
QRWLPSDFWZDWHUFLUFXODWLRQIOXFWXDWLRQRUVDOLQLW\
QRDFWLRQVDUHUHTXLUHGWR
PLQLPL]HLPSDFWV
& 6XVSHQGHG3DUWLFXODWH7XUELGLW\'HWHUPLQDWLRQV
 
 ([SHFWHGFKDQJHVLQVXVSHQGHGSDUWLFXODWHVDQGWXUELGLW\OHYHOVLQYLFLQLW\ RIGLVSRVDOVLWH
7XUELGLW\SOXPHVJHQHUDWHGGXULQJWKHGLVFKDUJHRIRIIVKRUH VHGLPHQWVWRWKHUHFHLYHUVLWHKDYHWKHSRWHQWLDOWRGHJUDGHQHDUVKRUHZDWHUV +RZHYHUWXUELGLW\SOXPHVZRXOGEHH[SHFWHGWREHFRQILQHGSULPDULO\WRWKH QDWXUDOO\WXUELGVXUI]RQHDQGDVVRFLDWHGULSFXUUHQWV&RQVWUXFWLRQPRQLWRULQJ GXULQJWKH6$1'$*SURMHFWLQ6DQ'LHJR&RXQW\GRFXPHQWHGWKDWEHDFKILOO RSHUDWLRQVJHQHUDWHGWXUELGLW\SOXPHVWKDWUDQJHGEHWZHHQDQGIW

DQGP
DQGZHUHJUHDWO\LQIOXHQFHGE\ULSFXUUHQWV7KHWXUELGLW\ 352
$
SOXPHVUHPDLQHGLQWKHVXUI]RQHXQOHVVULSFXUUHQWVFDUULHGWKHPRIIVKRUH

6$1'$*
7KHSURSRVHGSURMHFWPHWKRGRIGLVFKDUJLQJWKHVHGLPHQWV EHKLQGDQ/VKDSHGEHUPDOORZVILQHSDUWLFOHVWRVHWWOHSULRUWRLQWURGXFWLRQWR WKHRFHDQDQGUHGXFHVWKHSRWHQWLDOIRUQHDUVKRUHWXUELGLW\%HFDXVHWXUELGLW\ SOXPHVJHQHUDWHGGXULQJLQLWLDOSODFHPHQWRIVHGLPHQWVRQUHFHLYHUEHDFKHV ZRXOGSULPDULO\EHFRQILQHGWRWKHVXUI]RQHDQGULSFXUUHQWVDUHDVWKDWDUH QDWXUDOO\WXUELGGHJUDGDWLRQRIFRDVWDOZDWHUVE\WXUELGLW\IURPWKHSURSRVHG SURMHFWZRXOGQRWEHH[SHFWHGWRRFFXU
 (IIHFWVRQFKHPLFDODQGSK\VLFDOSURSHUWLHVRIWKHZDWHUFROXPQ 
D /LJKWSHQHWUDWLRQ

:LWKWKHH[FHSWLRQRIWHPSRUDU\HOHYDWLRQVRIWXUELGLW\ZLWKLQWKHVXUI ]RQHGXULQJGLVFKDUJHWRWKHUHFHLYHUVLWHWKHSURSRVHGSURMHFWZRXOGQRW DOWHUOLJKWSHQHWUDWLRQRIWKHZDWHUFROXPQ
E 'LVVROYHGR[\JHQ

%HFDXVHRIWKHG\QDPLFHQYLURQPHQWRIWKHSURMHFWDUHDWKHSURSRVHG SURMHFWZRXOGQRWDOWHUGLVVROYHGR[\JHQOHYHOVLQWKHZDWHUFROXPQ F 7R[LFPHWDOVDQGRUJDQLFV

7KHSURSRVHGSURMHFWPD\LQWURGXFHQRQGHWHFWDEOHWRYHU\ORZOHYHOVRI WR[LFPHWDOVDQGRUJDQLFV
KRZHYHUWKHOHYHOVZRXOGEHEHORZDOOWKH
WKUHVKROGVLQWKH6HGLPHQW4XDOLW\*XLGHOLQHV
G 3DWKRJHQV

7KHSURSRVHGSURMHFWZRXOGQRWLQWURGXFHSDWKRJHQVLQWRWKHZDWHU FROXPQ
H $HVWKHWLFV

:LWKWKHH[FHSWLRQRIWHPSRUDU\HOHYDWLRQVRIWXUELGLW\ZLWKLQWKHVXUI ]RQHGXULQJGLVFKDUJHWRWKHUHFHLYHUVLWHWKHSURSRVHGSURMHFWZRXOGQRW DOWHUWKHDHVWKHWLFVRIWKHZDWHUFROXPQ
I 2WKHUVDVDSSURSULDWH
7KHUHDUHQRRWKHUFKHPLFDORUSK\VLFDOSURSHUWLHVRIWKHZDWHUFROXPQWKDW ZRXOGEHDIIHFWHGE\WKHSURSRVHGSURMHFW
353
$
 (IIHFWVRQELRWD
D 3ULPDU\SURGXFWLRQSKRWRV\QWKHVLV

$OWKRXJKWHPSRUDU\HOHYDWLRQVRIWXUELGLW\ZLWKLQWKHVXUI]RQHGXULQJ GLVFKDUJHWRWKHUHFHLYHUVLWHPD\RFFXUWKHSURSRVHGSURMHFWZRXOGQRW DOWHUOLJKWSHQHWUDWLRQRIWKHZDWHUFROXPQDQGWKHUHIRUHZRXOGQRWLPSDFW SULPDU\SURGXFWLRQRUSKRWRV\QWKHVLV
E 6XVSHQVLRQILOWHUIHHGHUV

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
F 6LJKWIHHGHUV

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
7KHSURSRVHGSURMHFWKDVEHHQGHVLJQHG
WRPLQLPL]HLPSDFWVE\SODFLQJVDQG\PDWHULDOEHKLQGDEHUPEHIRUH LQWURGXFWLRQWRRFHDQZDWHUV,PSDFWVWRELRWDDUHQRWH[SHFWHGWREH

VLJQLILFDQW
WKHUHIRUHQRIXUWKHUPLQLPL]DWLRQHIIRUWVDUHUHTXLUHG ' &RQWDPLQDQW'HWHUPLQDWLRQV
7KHVHGLPHQWVSURSRVHGIRUWKHEHDFKILOOKDYHEHHQ
WHVWHGDQGIRXQGWRFRQWDLQYHU\ORZOHYHOVRIFRQWDPLQDQWV&RQWDPLQDQW FRQFHQWUDWLRQVRIPHWDOVSHVWLFLGHVSRO\FKORULQDWHGELSKHQ\OV 3&%V
SRO\F\FOLF
354
$
DURPDWLFK\GURFDUERQV
3$+V
SKWKDODWHVDQGSKHQROVZHUHQRQGHWHFWLEOHWRORZ
DQGZHOOEHORZDOOWKHWKUHVKROGVLQWKH6HGLPHQW4XDOLW\*XLGHOLQHV1R GLFKORURGLSKHQ\OWULFKORURHWKDQH
''7
RUFKORULQDWHGSHVWLFLGHVZHUHGHWHFWHGLQWKH
VDPSOHV
( $TXDWLF(FRV\VWHPDQG2UJDQLVP'HWHUPLQDWLRQV
 (IIHFWVRQSODQNWRQ
3URMHFWUHODWHGWXUELGLW\SOXPHVZRXOGEHH[SHFWHGWREH FRQILQHGSULPDULO\WRWKHQDWXUDOO\WXUELGVXUI]RQHDQGDVVRFLDWHGULSFXUUHQWV 1RVLJQLILFDQWUHGXFWLRQLQSODQNWRQLVH[SHFWHGGXHWRSURMHFWJHQHUDWHG WXUELGLW\
 (IIHFWVRQEHQWKRV
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
1HDUVKRUHILVKHVDUHKLJKO\XQOLNHO\WREHH[SRVHGWR VXVSHQGHGVHGLPHQWFRQFHQWUDWLRQVWKDWZRXOGKDYHOHWKDORUVXEOHWKDOHIIHFWV %HFDXVHWKHWXUELGLW\ZRXOGEHOLPLWHGLQH[WHQWDQGZRXOGEHFRQILQHGWRWKH QDWXUDOO\WXUELGVXUI]RQHDQGULSFXUUHQWDUHDVVLJQLILFDQWLPSDFWVRIWXUELGLW\ WRQHDUVKRUHILVKHVDUHXQOLNHO\6RPHILVKHVPD\DYRLGWKHWXUELGDUHDV 7HPSRUDU\WXUELGLW\ZLWKLQDOLPLWHGDUHDLQWKHYLFLQLW\RIWKHVXUI]RQHZRXOG QRWKDYHDGLVFHUQLEOHLPSDFWRQWKHSRSXODWLRQRIDQ\ILVKVSHFLHV  (IIHFWVRQDTXDWLFIRRGZHE
$VGLVFXVVHGDERYHLPSDFWVWRWKHDTXDWLFIRRG
ZHEDUHH[SHFWHGWREHWHPSRUDU\DQGLQVLJQLILFDQW
 (IIHFWVRQVSHFLDODTXDWLFVLWHV

D 6DQFWXDULHVDQGUHIXJHV

7KHUHDUHQRVDQFWXDULHVRUUHIXJHVRQWKHSURMHFWVLWH 355
$

E:HWODQGV

7KHUHDUHQRZHWODQGVRQWKHSURMHFWVLWH
F 0XGIODWV

7KHUHDUHQRPXGIODWVRQWKHSURMHFWVLWH
G 9HJHWDWHGVKDOORZV

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
P
RIIVKRUHRIWKH6DQ&OHPHQWH%HDFKILOODUHD
%HFDXVHPRVWRIWKHVXUIJUDVVLQWKH3URMHFWDUHDJURZVRQ76WUHHWUHHILW LVSRVVLEOHWRDYRLGVXUIJUDVVE\DYRLGLQJWKHUHHIZKHQOD\LQJWKHSLSHOLQH ,QDGGLWLRQWRDYRLGLPSDFWVWRUHHIVWKDWVXSSRUWNHOSDQGRWKHUVHQVLWLYH VSHFLHVVXFKDVJRUJRQLDQVDQGVXUIJUDVVWKHKRSSHUGUHGJHVKRXOGPRRU LQVKRUHRIWKHVHUHHIVZKLFKDUHORFDWHGDSSUR[LPDWHO\WRIW

WRP
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

$SSHQGL[%RIWKH(,6(,5

H &RUDOUHHIV

7KHUHDUHQRFRUDOUHHIVRQWKHSURMHFWVLWH
I 5LIIOHDQGSRROFRPSOH[HV

7KHUHDUHQRULIIOHDQGSRROFRPSOH[HVRQWKHSURMHFWVLWH 356
$
 7KUHDWHQHGDQGHQGDQJHUHGVSHFLHV

7KHUHDUHQRIHGHUDORUVWDWHOLVWHGWD[DWKDWZRXOGXVHRULQKDELWWKHSURMHFW VLWHGXULQJSURMHFWLPSOHPHQWDWLRQDQGQRKDELWDWLVSUHVHQW 7KHUHLVQR GHVLJQDWHGFULWLFDOKDELWDWRQWKHVLWH1RSURSRVHGRUHQGDQJHUHGVSHFLHVDUH H[SHFWHGWREHSUHVHQWRQWKHVLWHDQGWKHUHLVQRSURSRVHGFULWLFDOKDELWDWRQ WKHVLWH
 2WKHUZLOGOLIH

7KHJUHDWHUDPRXQWRIVDQGRQ6DQ&OHPHQWH%HDFKIROORZLQJEHDFK QRXULVKPHQWZRXOGEHH[SHFWHGWRKDYHDEHQHILFLDOHIIHFWRQVKRUHELUGELUGV LQDPDULQHHQYLURQPHQWE\LQFUHDVLQJUHVWLQJKDELWDW6HYHUDOEHDFK QRXULVKPHQWSURMHFWVKDYHGRFXPHQWHGJUHDWHUXVHRIWKHEHDFKIRUUHVWLQJE\D YDULHW\RIELUGVVXFKDVJXOOVVKRUHELUGVDQGRWKHUODULGVIROORZLQJWKH SODFHPHQWRIVDQGRQWKHEHDFK7KHLQFUHDVHGVDQGEHDFKDOVRPD\LQFUHDVH IRUDJLQJRSSRUWXQLWLHVIRUVKRUHELUGVWKDWIHHGRQVDQG\LQWHUWLGDO LQYHUWHEUDWHV
7KH&RUSVFRQWLQXHVRQJRLQJFRRUGLQDWLRQZLWK86):6UHJDUGLQJELRORJLFDO LPSDFWVDQGPLWLJDWLRQLQFRPSOLDQFHZLWKWKH)LVKDQG:LOGOLIH&RRUGLQDWLRQ $FW7KH86$&(PHWZLWKUHVRXUFHDJHQFLHVLQFOXGLQJWKH86):6RQ VHYHUDORFFDVLRQVWRGLVFXVVWKHSURSRVHGSURMHFWDQGDOWHUQDWLYHV2WKHU LQYLWHHVDQGDWWHQGHHVLQFOXGHG12$$)LVKHULHVDQG&')*7KHPDLQWRSLFV RIGLVFXVVLRQLQFOXGHGWKHSURSRVHGSURMHFWSURMHFWDOWHUQDWLYHVDQGSRWHQWLDO HQYLURQPHQWDOLVVXHV
 $FWLRQVWRPLQLPL]HLPSDFWV
7KHSURSRVHGSURMHFWKDVEHHQGHVLJQHGWR
PLQLPL]HLPSDFWVE\SODFLQJVDQG\PDWHULDOEHKLQGDEHUPEHIRUHLQWURGXFWLRQ WRRFHDQZDWHUV,PSDFWVWRWKHDTXDWLFHFRV\VWHPDQGRUJDQLVPVDUHQRW H[SHFWHGWREHVLJQLILFDQW
WKHUHIRUHQRIXUWKHUPLQLPL]DWLRQHIIRUWVDUH
UHTXLUHG
) 3URSRVHG'LVSRVDO6LWH'HWHUPLQDWLRQV
 0L[LQJ]RQHGHWHUPLQDWLRQ

'LVFKDUJHZLOOEHRQWRWKHEHDFKEHKLQGDEHUPQRWLQWRWKHZDWHUFROXPQ 7KHEHUPZLOOWHQGWRWUDSSDUWLFOHVEXWVRPHRIWKHZDWHUZLOOUXQEDFNLQWR WKHVXUI]RQHWHPSRUDULO\JHQHUDWLQJWXUELGLW\&RQVWUXFWLRQPRQLWRULQJGXULQJ DVLPLODUEHDFKQRXULVKPHQWSURMHFWLQ6DQ'LHJR&RXQW\GRFXPHQWHGWKDW EHDFKILOORSHUDWLRQVJHQHUDWHGWXUELGLW\SOXPHVWKDWUDQJHGEHWZHHQDQG IW
DQGP
DQGZHUHJUHDWO\LQIOXHQFHGE\ULSFXUUHQWV7KH
WXUELGLW\SOXPHVUHPDLQHGLQWKHVXUI]RQHXQOHVVULSFXUUHQWVFDUULHGWKHP RIIVKRUH
357
$
 'HWHUPLQDWLRQRIFRPSOLDQFHZLWKDSSOLFDEOHZDWHUTXDOLW\VWDQGDUGV  3RWHQWLDOHIIHFWVRQKXPDQXVHFKDUDFWHULVWLF

D 0XQLFLSDODQGSULYDWHZDWHUVXSSO\

7KHSURSRVHGSURMHFWZRXOGKDYHQRHIIHFWRQPXQLFLSDORUSULYDWHZDWHU VXSSOLHVRUZDWHUFRQVHUYDWLRQ
E5HFUHDWLRQDODQGFRPPHUFLDOILVKHULHV

2QVKRUHFRQVWUXFWLRQPD\WHPSRUDULO\LQWHUIHUHZLWKVKRUHILVKLQJ DFWLYLWLHVLQWKHLPPHGLDWHSURMHFWDUHD2IIVKRUHFRQVWUXFWLRQRSHUDWLRQV

LHYHVVHOWUDIILFDQGGUHGJLQJ
PD\SRWHQWLDOO\FRQIOLFWZLWKORFDO
FRPPHUFLDOILVKLQJRSHUDWLRQVGXULQJZLQWHUPRQWKVLQFOXGLQJ JHDUHTXLSPHQWGDPDJHDQGWKHGLVUXSWLRQRIILVKLQJORFDWLRQV7KLUW\ GD\VSULRUWRWKHVWDUWRIFRQVWUXFWLRQWKHORFDOFRPPHUFLDOILVKHUPHQ¶V DVVRFLDWLRQVKDOOEHSURYLGHGZLWKZULWWHQQRWLILFDWLRQRIWKHLQWHQGHGVWDUW GDWHRIRQVKRUHFRQVWUXFWLRQRIIVKRUHFRQVWUXFWLRQPDSVRISURMHFW UHODWHGYHVVHOWUDQVSRUWDWLRQURXWHVDQGLWVGXUDWLRQ1RWLFLQJVKDOOLQFOXGH DSRLQWRIFRQWDFWWKURXJKRXWWKHHQWLUHFRQVWUXFWLRQSKDVHWRUHVSRQGWR FRQFHUQVUHJDUGLQJLQWHUIHUHQFHDQGRURWKHULVVXHVDVVRFLDWHGZLWKORFDO FRPPHUFLDOILVKLQJRSHUDWLRQV,PSDFWVZRXOGEHFRQVLGHUHGOHVVWKDQ VLJQLILFDQW
F :DWHUUHODWHGUHFUHDWLRQ

'XULQJWKHEHDFKFRQVWUXFWLRQSRUWLRQVRIWKHEHDFKQHDUVKRUH]RQHDQG SRWHQWLDOO\WKH3LHUZRXOGEHFORVHGWRSXEOLFXVH,PSDFWVZRXOGEH WHPSRUDU\
XSWRIRXUPRQWKV
'XULQJGUHGJLQJDQGQRXULVKPHQW
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
,QWKHORQJWHUPWKHEHDFKQRXULVKPHQWZRXOGFUHDWHDZLGHUEHDFKDUHD DQGJUHDWHURSSRUWXQLWLHVIRUEHDFKDFWLYLWLHVHQKDQFLQJWKHEHDFK DYDLODEOHIRUUHFUHDWLRQXVHUV7KHZLGHUEHDFKZRXOGEHDEHQHILWWREHDFK 358
$
UHFUHDWLRQXVHUV/RQJWHUPPDLQWHQDQFHDFWLYLWLHVZRXOGFUHDWHVLPLODU LPSDFWVDVWKHLQLWLDOFRQVWUXFWLRQ
G $HVWKHWLFV

7KHSURSRVHGSURMHFWZRXOGUHVXOWLQDZLGHUEHDFKZKLFKZRXOGEHD PLQRUDOWHUDWLRQRIWKHYLVXDOFKDUDFWHURIWKHH[LVWLQJHQYLURQPHQW 'XULQJWKHFRQVWUXFWLRQSKDVHWKHYLVXDOFKDUDFWHURIWKHVLWHZRXOGEH DIIHFWHGE\FRQVWUXFWLRQDFWLYLWLHVDQGWKHSUHVHQFHRIFRQVWUXFWLRQ HTXLSPHQWDQGPDWHULDOV
KRZHYHUWKHFRQVWUXFWLRQSKDVHLVWHPSRUDU\
DQGDVVXFKZRXOGQRWUHVXOWLQSHUPDQHQWHIIHFWVWRWKHYLVXDOFKDUDFWHURI WKHVLWH,QWKHORQJWHUPWKHUHVXOWLQJZLGHUEHDFKZRXOGHQKDQFHWKH YLHZRIWKHEHDFKDQGUHVXOWLQDYLVXDOEHQHILW/RQJWHUPPDLQWHQDQFH DFWLYLWLHVZRXOGFUHDWHVLPLODULPSDFWVDVWKHLQLWLDOFRQVWUXFWLRQ H 3DUNV1DWLRQDODQGKLVWRULFDOPRQXPHQWV1DWLRQDOVHDVKRUHVZLOGHUQHVV DUHDVUHVHDUFKVLWHVDQGVLPLODUSUHVHUYHV

7KHSURSRVHGSURMHFWZRXOGKDYHWHPSRUDU\FRQVWUXFWLRQLPSDFWVWR6DQ &OHPHQWH&LW\%HDFKEXWLQWKHORQJWHUPZRXOGHQKDQFHWKHEHDFKE\ SURYLGLQJDZLGHUVDQG\EHDFK7KHSURSRVHGSURMHFWZRXOGQRWKDYHDQ\ HIIHFWRQQDWLRQDODQGKLVWRULFPRQXPHQWVQDWLRQDOVHDVKRUHVZLOGDQG VFHQLFULYHUVZLOGHUQHVVDUHDVRUUHVHDUFKVLWHV
* 'HWHUPLQDWLRQRIFXPXODWLYHHIIHFWVRQWKHDTXDWLFHFRV\VWHP $OOWKHSRWHQWLDO
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
/LNHWKHSURSRVHGDFWLRQWKH'DQD3RLQW+DUERU'UHGJLQJSURMHFWZRXOGGLVFKDUJH VHGLPHQWVWRWKHEHDFKRUQHDUVKRUH]RQHDQGWKXVPD\FDXVHDWHPSRUDU\ORFDOL]HG LQFUHDVHLQWXUELGLW\LQQHDUVKRUHZDWHUV7KHGLVFKDUJHRIVHGLPHQWVIURP'DQD 3RLQW+DUERUGUHGJLQJZRXOGRFFXUDW&DSLVWUDQR%HDFKDSSUR[LPDWHO\PLOHV 
359
$
NP
IURPWKHSURSRVHGDFWLRQ(YHQLIWKHSURMHFWVRFFXUUHGDWWKHVDPHWLPHWKH WXUELGLW\SOXPHVZRXOGEHVXIILFLHQWO\GLVWDQWWKDWWKH\ZRXOGQRWLQWHUDFWZLWKHDFK RWKHU0RQLWRULQJRIWXUELGLW\DQGDGMXVWPHQWRIRSHUDWLRQVWRDYRLGH[WHQVLYH WXUELGLW\SOXPHVZRXOGPLWLJDWHDQ\FXPXODWLYHLPSDFWVRIWXUELGLW\IURPWKHVH SURMHFWV7KHLQFUHPHQWDODGGLWLRQRIDSRUWLRQRIDVPDOOHUDPRXQWRIVHGLPHQW GLVFKDUJHGRYHUPL
NP
XSFRDVWLVXQOLNHO\WRDGGVXIILFLHQWVHGLPHQWWRDIIHFW VXUIJUDVVRUVKDOORZUHHIVLQWKH6DQ&OHPHQWHDUHD
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
+ 'HWHUPLQDWLRQRIVHFRQGDU\HIIHFWVRQWKHDTXDWLFHFRV\VWHP ,PSDFWVRIWKH
3URSRVHG3URMHFWDUHDOOWHPSRUDU\FRQVWUXFWLRQLPSDFWV6LJQLILFDQWLPSDFWVWR VHQVLWLYHVSHFLHVDUHDYRLGHG2WKHUWHPSRUDU\FRQVWUXFWLRQLPSDFWVDUHPLQLPL]HG E\WKHGHVLJQIHDWXUHVDQGHQYLURQPHQWDOFRPPLWPHQWVRIWKH3URSRVHG3URMHFW )LQGLQJVRI&RPSOLDQFH
$ $GDSWLRQRIWKH6HFWLRQ
E


*XLGHOLQHVWRWKLV(YDOXDWLRQ
1R
VLJQLILFDQWDGDSWDWLRQVRIWKHJXLGHOLQHVZHUHPDGHUHODWLYHWRWKLVHYDOXDWLRQ % (YDOXDWLRQRI$YDLODELOLW\RI3UDFWLFDEOH$OWHUQDWLYHVWRWKH3URSRVHG 'LVFKDUJH6LWH:KLFK:RXOG+DYH/HVV$GYHUVH,PSDFWRQWKH$TXDWLF (FRV\VWHP
6HFWLRQRIWKH(,6(,5LGHQWLILHVWKHPHDVXUHVWKDWZHUH FRQVLGHUHGEXWQRWFDUULHGIRUZDUGIRUWKHSURMHFWLQFOXGLQJWKHYDULRXV PWR
P
VFDOHVRIEHDFKQRXULVKPHQWQRWGLVFXVVHGIXUWKHULQWKH(,6(,56HFWLRQV DQGRIWKH(,6(,5GLVFXVVWKHEHDFKQRXULVKPHQWDOWHUQDWLYHDQGWKHP DQGPVFDOHVRIEHDFKQRXULVKPHQW7KHUHDUHQRDOWHUQDWLYHGLVSRVDOPHWKRGV 360
$
DYDLODEOHIRUWKLVSURMHFWZKLFKZRXOGEH
PRUHFRQVLVWHQWZLWKWKHSURMHFW
DXWKRUL]DWLRQWKDWPDQGDWHVGLVSRVDOLQWRWKHOLWWRUDOGULIWV\VWHPRU KDYHDOHVV
HQYLURQPHQWDOO\GDPDJLQJUHVXOWDQW
& &RPSOLDQFHZLWK$SSOLFDEOH6WDWH:DWHU4XDOLW\6WDQGDUGV 7RVDWLVI\
UHTXLUHPHQWVRIWKH)HGHUDO&:$WKH&RUSVZLOOVXEPLWWKLV)LQDO(,6(,5DQG DSSURSULDWHWHFKQLFDOGRFXPHQWDWLRQWRWKH6DQ'LHJR5:4&%WDVNHGZLWK LPSOHPHQWLQJWKH&:$ZLWKLQWKHUHJLRQIRUWKHLUUHYLHZIRU&:$6HFWLRQ FHUWLILFDWLRQSXUVXDQWWR&)5
D


8SRQUHYLHZRIWKHVXEPLWWDOWKH
5:4&%ZRXOGLVVXHDFHUWLILFDWLRQ7KH&RUSVZLOOFRQWLQXHWRFRRUGLQDWH ZLWKWKH5:4&%WKURXJKRXWWKH&:$SURFHVVDQGFRQVWUXFWLRQDFWLYLWLHV ' &RPSOLDQFHZLWK$SSOLFDEOH7R[LF(IIOXHQW6WDQGDUGRU3URKLELWLRQ8QGHU 6HFWLRQRIWKH&OHDQ:DWHU$FW
1RWR[LFPDWHULDOVDUHNQRZQRUOLNHO\WR
RFFXULQWKHSURMHFWDUHD
( &RPSOLDQFHZLWK(QGDQJHUHG6SHFLHV$FWRI

)RUPDOFRQVXOWDWLRQZDV
QRWUHTXLUHGZLWKWKH86):6XQGHUWKH(6$EHFDXVHWKH&RUSVDVWKHDFWLRQ DJHQF\PDGHDQRHIIHFWGHWHUPLQDWLRQDQGLVDYRLGLQJDOOIHGHUDOOLVWHGWD[D +RZHYHUXQGHU6HFWLRQ
D


RIWKH(6$)HGHUDODJHQFLHVPXVWFRQVXOWZLWK
)HGHUDOUHVRXUFHDJHQFLHV
LH86):612$$)LVKHULHV
DQGSUHSDUHD
%LRORJLFDO$VVHVVPHQW
%$
LIOLVWHGVSHFLHVDQGRUFULWLFDOKDELWDWDUHSUHVHQWLQ DQDUHDWREHLPSDFWHGE\3URMHFWDFWLYLW\7KH86):6DQGRU12$$)LVKHULHV WKHQZRXOGSUHSDUHD%LRORJLFDO2SLQLRQ
%2
RQKRZWKHDFWLRQZRXOGDIIHFWWKH
VSHFLHVDQGRULWVFULWLFDOKDELWDWDQGZRXOGVXJJHVWUHDVRQDEOHDQGSUXGHQW PHDVXUHVWRDYRLGMHRSDUGL]LQJWKHFRQWLQXHGH[LVWHQFHRIWKHVSHFLHVRUDGYHUVHO\ PRGLI\LQJLWVFULWLFDOKDELWDW,ISULRUWRDQGRUGXULQJFRQVWUXFWLRQLWLV GHWHUPLQHGWKDW)HGHUDOHQGDQJHUHGDQGWKUHDWHQHGVSHFLHVZRXOGEHDGYHUVHO\ LPSDFWHGWKH86$&(ZRXOGLQLWLDWH6HFWLRQFRQVXOWDWLRQ ) &RPSOLDQFHZLWK6SHFLILHG3URWHFWLRQ0HDVXUHIRU0DULQH6DQFWXDULHV 'HVLJQDWHGE\WKH0DULQH3URWHFWLRQ5HVHDUFKDQG6DQFWXDULHV$FWRI 

1RVDQFWXDULHVDVGHVLJQDWHGE\WKH0DULQH3URWHFWLRQ5HVHDUFKDQG6DQFWXDULHV $FWRI
ZLOOEHDIIHFWHGE\WKHSURSRVHGSURMHFW
* (YDOXDWLRQRI([WHQWRI'HJUDGDWLRQRIWKH:DWHUVRIWKH8QLWHG6WDWHV  6LJQLILFDQWDGYHUVHHIIHFWVRQKXPDQKHDOWKDQGZHOIDUH 
D 0XQLFLSDODQGSULYDWHZDWHUVXSSOLHV
7KHSURSRVHGSURMHFWZLOOKDYHQRVLJQLILFDQWDGYHUVHHIIHFWVRQPXQLFLSDO DQGSULYDWHZDWHUVXSSOLHV
E5HFUHDWLRQDQGFRPPHUFLDOILVKHULHV
361
$
7KHSURSRVHGSURMHFWZLOOKDYHQRVLJQLILFDQWDGYHUVHHIIHFWVRQUHFUHDWLRQ DQGFRPPHUFLDOILVKHULHV
F 3ODQNWRQ
7KHSURSRVHGSURMHFWZLOOKDYHQRVLJQLILFDQWDGYHUVHHIIHFWVRQSODQNWRQ G )LVK
7KHSURSRVHGSURMHFWZLOOKDYHQRVLJQLILFDQWDGYHUVHHIIHFWVRQILVK H 6KHOOILVK
7KHSURSRVHGSURMHFWZLOOKDYHQRVLJQLILFDQWDGYHUVHHIIHFWVRQVKHOOILVK I :LOGOLIH
7KHSURSRVHGSURMHFWZLOOKDYHQRVLJQLILFDQWDGYHUVHHIIHFWVRQZLOGOLIH J 6SHFLDODTXDWLFVLWHV
7KHSURSRVHGSURMHFWZLOOKDYHQRVLJQLILFDQWDGYHUVHHIIHFWVRQVSHFLDO DTXDWLFVLWHV
 6LJQLILFDQWDGYHUVHHIIHFWVRQOLIHVWDJHVRIDTXDWLFOLIHDQGRWKHUZLOGOLIH GHSHQGHQWRQDTXDWLFHFRV\VWHPV
7KHSURSRVHGSURMHFWZLOOKDYHQR
VLJQLILFDQWDGYHUVHHIIHFWVRQOLIHVWDJHVRIDTXDWLFOLIHDQGRWKHUZLOGOLIH GHSHQGHQWRQDTXDWLFHFRV\VWHPV
 6LJQLILFDQWDGYHUVHHIIHFWVRQDTXDWLFHFRV\VWHPGLYHUVLW\SURGXFWLYLW\ DQGVWDELOLW\
7KHSURSRVHGSURMHFWZLOOKDYHQRVLJQLILFDQWDGYHUVHHIIHFWVRQ DTXDWLFHFRV\VWHPGLYHUVLW\SURGXFWLYLW\DQGVWDELOLW\  6LJQLILFDQWDGYHUVHHIIHFWVRQUHFUHDWLRQDODHVWKHWLFDQGHFRQRPLFYDOXHV

7KHSURSRVHGSURMHFWZLOOKDYHQRVLJQLILFDQWDGYHUVHHIIHFWVRQUHFUHDWLRQDO DHVWKHWLFDQGHFRQRPLFYDOXHV
+ $SSURSULDWHDQG3UDFWLFDEOH6WHSV7DNHQWR0LQLPL]H3RWHQWLDO$GYHUVH ,PSDFWVRIWKH'LVFKDUJHRQWKH$TXDWLF(FRV\VWHP
$YRLGDQFH
o %HDFKILOOZLOODYRLGWKHJUXQLRQVSDZQLQJVHDVRQVLQFHWKHUHZLOOEHQR FRQVWUXFWLRQGXULQJWKLVWLPHSHULRG+RZHYHULIEHDFKILOOZRXOGWRRFFXUGXULQJ WKHJUXQLRQVSDZQLQJVHDVRQRI0DUFKWR$XJXVWDTXDOLILHGELRORJLVWVKDOO REVHUYHWKHUHFHLYHUEHDFKGXULQJDOOSUHGLFWHGJUXQLRQUXQVDQGPDUNDUHDV 362
$
ZKHUHJUXQLRQVSDZQLQJRFFXUV$OOEHDFKFRQVWUXFWLRQDFWLYLWLHVVKDOODYRLG WKHVHGHVLJQDWHGVSDZQLQJDUHDVXQWLOWKHQH[WSUHGLFWHGKLJKWLGHVHULHVWRDOORZ JUXQLRQHJJVWRKDWFK
o %HDFKQRXULVKPHQWZLOODYRLGWKHOHDVWWHUQQHVWLQJVHDVRQE\LPSOHPHQWLQJWKH SURMHFWRXWVLGHWKHVHDVRQ7KHOHDVWWHUQQHVWLQJVHDVRQLV$SULOWR6HSWHPEHU 
QHDUHVWFRORQ\LVPLOHVVRXWK
GRZQFRDVW
RIWKH3URMHFWVLWH
o 3ULRUWRFRQVWUXFWLRQRIIVKRUHERUURZDUHDVDQGZLOOEHVXEMHFWHGWRDQ XQGHUZDWHUUHPRWHVHQVLQJVXUYH\LQRUGHUWRGHWHUPLQHLIVXEPHUJHGFXOWXUDO UHVRXUFHVDUHSUHVHQWZLWKLQWKHVHDUHDV,IFXOWXUDOUHVRXUFHVDUHLQGLFDWHG GUHGJLQJZLOODYRLGWKRVHDUHDV
o 7RDYRLGSXEOLFVDIHW\LPSDFWVWREHDFKJRHUVWKHFRQWUDFWVSHFLILFDWLRQVVKDOO UHTXLUHWKHFRQWUDFWRUWRIHQFHVHFXUHDUHDVRIFRQVWUXFWLRQIURPSXEOLFDFFHVV LQFOXGLQJFRQVWUXFWLRQVWDJLQJDUHDVDQGDFWLYHFRQVWUXFWLRQDUHDVLQFOXGLQJWKH EHDFKDQGQHDUVKRUH]RQH
0LQLPL]DWLRQ
o 7RPLQLPL]HDLUTXDOLW\LPSDFWVXVH%HVW$YDLODEOH&RQWURO7HFKQRORJ\GXULQJ FRQVWUXFWLRQ
o 7RPLQLPL]HWXUELGLW\GLVFKDUJHVHGLPHQWVWRWKHEHDFKEHKLQG/VKDSHGEHUPV o 7RPLQLPL]HWXUELGLW\PRQLWRUWXUELGLW\GXULQJVHGLPHQWGLVFKDUJHDQGLI VLJQLILFDQWWXUELGLW\LVREVHUYHGPRGLI\RSHUDWLRQV
VXFKDVE\VORZLQJUDWHRI

GLVFKDUJH
XQWLOWXUELGLW\DEDWHV
o 7RPLQLPL]HSRWHQWLDOIRUFRQWDPLQDQWOHDNVDQGVSLOOVGXULQJFRQVWUXFWLRQ SUHSDUHDQGDGKHUHWRD6WRUP:DWHU3ROOXWLRQ3UHYHQWLRQ3ODQDQG2LO6SLOO 5HVSRQVH3ODQ
o 7RPLQLPL]HQRLVHLPSDFWVOLPLWFRQVWUXFWLRQDFWLYLWLHVWROHVVWKDQ KRXUVSHU
GD\
o 7RPLQLPL]HQDYLJDWLRQLPSDFWVDQGWKUHDWVWRYHVVHOVDIHW\WKHGUHGJHZRXOGEH HTXLSSHGZLWKPDUNLQJVDQGOLJKWLQJVLQDFFRUGDQFHZLWKWKH86&RDVW*XDUG UHJXODWLRQV7KHORFDWLRQDQGVFKHGXOHRIWKHGUHGJHZRXOGEHSXEOLVKHGLQWKH 86&RDVW*XDUG/RFDO1RWLFHWR0DULQHUV7KHGUHGJHZRXOGWUDYHODWYHU\ORZ VSHHGV
DSSUR[LPDWHO\NQRWV
GXULQJGUHGJLQJRSHUDWLRQV7KHWUDYHOVSHHG
GXULQJWUDQVSRUWZRXOGEHDSSUR[LPDWHO\NQRWV'XULQJGUHGJLQJDQG QRXULVKPHQWDFWLYLWLHVSURSHUDGYDQFHGQRWLFHWRPDULQHUVZRXOGEHREWDLQHG DQGQDYLJDWLRQDOWUDIILFZRXOGQRWEHDOORZHGZLWKLQWKHRIIVKRUHERUURZVLWHDUHD RUPRRULQJGLVFKDUJHDUHDRIIVKRUHRI2FHDQVLGH
o 7RPLQLPL]HFRQIOLFWVZLWKILVKHUPHQWKHORFDOFRPPHUFLDOILVKHUPHQ¶V DVVRFLDWLRQVKDOOEHSURYLGHGZLWKZULWWHQQRWLILFDWLRQRIWKHLQWHQGHGVWDUWGDWHRI RQVKRUHFRQVWUXFWLRQRIIVKRUHFRQVWUXFWLRQPDSVRISURMHFWUHODWHGYHVVHO WUDQVSRUWDWLRQURXWHVDQGLWVGXUDWLRQ1RWLFLQJVKDOOLQFOXGHDSRLQWRIFRQWDFW WKURXJKRXWWKHHQWLUHFRQVWUXFWLRQSKDVHWRUHVSRQGWRFRQFHUQVUHJDUGLQJ LQWHUIHUHQFHDQGRURWKHULVVXHVDVVRFLDWHGZLWKORFDOFRPPHUFLDOILVKLQJ RSHUDWLRQV
&RPSHQVDWLRQ
363
$
o 0LWLJDWLRQZRXOGEHWULJJHUHGRQO\LIFRQGLWLRQVREVHUYHGGXULQJWKHPRQLWRULQJ SHULRGUHDFKWKUHVKROGVLGHQWLILHGLQWKHPRQLWRULQJSODQDQGSHUVLVWWKURXJKWKH WZR\HDUSRVWFRQVWUXFWLRQPRQLWRULQJSHULRGDVWKHUHPD\EHWUDQVLWRU\HIIHFWV DQGVXEVHTXHQWUHFRYHU\
o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
IRUWKH
'LVFKDUJHRI'UHGJHGRU)LOO0DWHULDOLV
† 6SHFLILHGDVFRPSO\LQJZLWKWKHUHTXLUHPHQWVRIWKHVHJXLGHOLQHV RU
_ 6SHFLILHGDVFRPSO\LQJZLWKWKHUHTXLUHPHQWVRIWKHVHJXLGHOLQHVZLWKWKH LQFOXVLRQRIDSSURSULDWHDQGSUDFWLFDOFRQGLWLRQVWRPLQLPL]HSROOXWLRQRU DGYHUVHHIIHFWVRQWKHDTXDWLFHFRV\VWHP
RU
† 6SHFLILHGDVIDLOLQJWRFRPSO\ZLWKWKHUHTXLUHPHQWVRIWKHVHJXLGHOLQHV 364

THIS PAGE IS INTENTIONALLY LEFT BLANK
365
$
APPENDIX B – BIOLOGICAL RESOURCES MONITORING PLAN
366

THIS PAGE IS INTENTIONALLY LEFT BLANK
367
%
5RFN\5HHI6XUIJUDVV0RQLWRULQJ0LWLJDWLRQDQG5HSRUWLQJ3ODQ 5RFN\5HHI6XUIJUDVV+DELWDW
7KLV DSSHQGL[ RXWOLQHV 
 D SUH DQG SRVWFRQVWUXFWLRQ PRQLWRULQJ SURJUDP IRU URFN\ UHHIVXUIJUDVVKDELWDWLQWKH6DQ&OHPHQWH3LHUDUHD
5HDFK
WRGHWHUPLQHLISURMHFWPLWLJDWLRQ
ZRXOGEHQHFHVVDU\

DSUHOLPLQDU\PLWLJDWLRQLPSOHPHQWDWLRQSODQLIPLWLJDWLRQLVGHWHUPLQHG WREHQHFHVVDU\
DQG
DSUHOLPLQDU\PLWLJDWLRQPRQLWRULQJSODQLIPLWLJDWLRQLVGHWHUPLQHGWR EHQHFHVVDU\7KHILQDOPRQLWRULQJSODQZLOOEHSUHSDUHGGXULQJWKHSUHFRQVWUXFWLRQHQJLQHHULQJ GHVLJQ
3('
SKDVHRIWKHSURMHFW7KHGHWDLOVRIWKHVHSODQVZLOOEHILQDOL]HGLQFRQIHUHQFHZLWK NQRZOHGJHDEOH H[SHULHQFHG DQG TXDOLILHG PDULQH HFRORJLVWV  7KH PRQLWRULQJ VKDOO EH SHUIRUPHG E\ NQRZOHGJHDEOH H[SHULHQFHG DQG TXDOLILHG PDULQH ELRORJLVWV 7KHVH NQRZOHGJHDEOHH[SHULHQFHGDQGTXDOLILHGPDULQHHFRORJLVWVPD\FRPHIURPDYDULHW\RIYDULRXV DJHQFLHV RUJDQL]DWLRQV LQVWLWXWLRQV RU FRPPXQLW\ FHQWHUV RI SUDFWLFH DQG H[SHUWLVH VXFK DV DFDGHPLD8QLYHUVLW\RI&DOLIRUQLD&RUSV(QJLQHHU5HVHDUFKDQG'HYHORSPHQW&HQWHU (5'&

12$$ 1DWLRQDO 0DULQH )LVKHULHV 6RXWKZHVW )LVKHULHV 6FLHQFHV &HQWHU 86*6 :HVWHUQ (FRORJLFDO 5HVHDUFK &HQWHU RWKHU IHGHUDO DQG VWDWH DJHQFLHV DV ZHOO DV FRQVXOWLQJ PDULQH HFRORJLVWV  &')* ):6 DQG 10)6 UHJXODWRU\ UHVRXUFHV DJHQF\ VWDII ZLOO DOVR EH LQYROYHG ZLWKWKHUHYLHZSURFHVV
3UHDQG3RVW&RQVWUXFWLRQ0RQLWRULQJ3ODQ
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
7KH IROORZLQJ FULWHULRQ LV VXJJHVWHG DV D SRWHQWLDO WULJJHU IRU LPSOHPHQWLQJ WKH SRWHQWLDO PLWLJDWLRQ
368
%
x $SHUVLVWHQWGHFUHDVHLQVXUIJUDVVFRYHURUVXUIJUDVVGHQVLW\DQGDQLQFUHDVHLQVDQGFRYHU DQGRUGHSWKWKDWLVVWDWLVWLFDOO\VLJQLILFDQWO\GLIIHUHQWWKDQWKHFRQWUROVDQGWKHEDVHOLQH DWWKHFRQILGHQFHOHYHO
LHSYDOXH 

$FWXDO WULJJHUV ZRXOG EH GHWHUPLQHG LQ FRRUGLQDWLRQ ZLWK NQRZOHGJHDEOH H[SHULHQFHG DQG TXDOLILHGPDULQHELRORJLVWVDQGVSHFLILFUHVRXUFHDJHQFLHVSULRUWRLQLWLDWLRQRISRVWFRQVWUXFWLRQ PRQLWRULQJ DFWLYLWLHV 7KHVH NQRZOHGJHDEOH H[SHULHQFHG DQG TXDOLILHGPDULQH HFRORJLVWVPD\ FRPH IURP D YDULHW\ RI YDULRXV DJHQFLHV RUJDQL]DWLRQV LQVWLWXWLRQV RU FRPPXQLW\ FHQWHUV RI SUDFWLFHDQGH[SHUWLVHVXFKDVDFDGHPLD8QLYHUVLW\RI&DOLIRUQLD&RUSV(QJLQHHU5HVHDUFKDQG 'HYHORSPHQW&HQWHU
(5'&
12$$1DWLRQDO0DULQH)LVKHULHV6RXWKZHVW)LVKHULHV6FLHQFHV &HQWHU86*6:HVWHUQ(FRORJLFDO5HVHDUFK&HQWHURWKHUIHGHUDODQGVWDWHDJHQFLHVDVZHOODV FRQVXOWLQJPDULQH HFRORJLVWV&')* ):6 DQG10)6 UHJXODWRU\ UHVRXUFHV DJHQF\ VWDIIZLOO DOVREHLQYROYHGZLWKWKHUHYLHZSURFHVV
Proposed Pre- and Post-Construction Monitoring Activities 3ULRUWRWKHLPSOHPHQWDWLRQRIWKHPRQLWRULQJSURJUDPWKHH[WHQWRIUHHIKDELWDWWKURXJKRXWWKH HQWLUH SUHGLFWHG HTXLOLEULXP IRRWSULQW IRU WKH SURMHFW ZLOO EHPDSSHG XVLQJ VLGH VFDQ VRQDU RU DQRWKHUDSSURSULDWHPHWKRG7KLVLQIRUPDWLRQZLOOEHXVHGLQWKH0RQLWRULQJ3ODQWRHVWDEOLVK WUDQVHFWOLQHV
7UDQVHFWVVKDOOEHHVWDEOLVKHGLQWKHURFN\UHHIDUHDFRQWDLQLQJWKHVXUIJUDVVEHGRQ76WUHHWUHHI

3URMHFWDUHD
DQGLQDFRQWURODUHDRIVLPLODUGHSWKXSFRDVWRIWKHEHDFKILOOQHDU0DULSRVD3RLQW 0DULSRVD3RLQWLVFRQVLGHUHGDQDSSURSULDWHFRQWUROEHFDXVH LWLVFORVHWRWKH3URMHFWDUHDDQG
WKXVVXEMHFWHGWRDVLPLODUZDYHFOLPDWH
VXSSRUWVVXUIJUDVVDWDUDQJHRIGHSWKVVLPLODUWR7
6WUHHW UHHIDQG
LVXSFRDVWRIWKHEHDFK ILOORXWRIWKHSDWKRIOLWWRUDOGULIWZKLFKLVVWURQJO\ GRZQFRDVWLQWKH6DQ&OHPHQWHDUHD7KHWUDQVHFWVVKDOOEHSHUPDQHQWWUDQVHFWVZLWK UHSHDWHG XVH GXULQJ DOOPRQLWRULQJ VWDJHV  7UDQVHFWV VKRXOG FRYHU DW DPLQLPXPWKHLQVKRUH SRUWLRQ PLGGOHDQGRIIVKRUHSRUWLRQRIWKHUHHI7KHVDPHQXPEHURIWUDQVHFWVVKRXOGEHHVWDEOLVKHGLQ WKHFRQWURODUHDDVLQWKH76WUHHWUHHIDUHDDQGWKHWUDQVHFWVVKRXOGEHDWVLPLODUGHSWKV2QHDFK WUDQVHFWWKHIROORZLQJSDUDPHWHUVVKRXOGEHPRQLWRUHGDWDPLQLPXP 
VXUIJUDVVGHQVLW\
LH
QXPEHURIVKRRWVSHUVTXDUHPHWHU

SHUFHQWFRYHURIVXUIJUDVVVDQGDQG URFNDQG
VDQG
GHSWK7KHOLQHLQWHUFHSWPHWKRGLVUHFRPPHQGHGIRUPHDVXULQJSHUFHQWFRYHUDQGVDQGGHSWK 7UDQVHFWVVKRXOGEHPRQLWRUHGDWWKHIROORZLQJLQWHUYDOV 
Pre-project monitoring (two years previous to beach nourishment):
 7ZLFHZLWKLQZLQWHUVSULQJ
 7ZLFHZLWKLQVXPPHUIDOO
Pre-project baseline monitoring (one year previous to beach nourishment):
 ZLWKLQRQHPRQWKSULRUWRVWDUW
 PRQWKVSULRUWRVWDUW
 PRQWKVSULRUWRVWDUW
 \HDUSULRUWRVWDUW
369
%
Post-construction:
 <HDU2QH
 ZLWKLQRQHPRQWKDIWHUFRPSOHWLRQ
 PRQWKVDIWHUFRPSOHWLRQ
 PRQWKVDIWHUFRPSOHWLRQ
 \HDUDIWHUFRPSOHWLRQ
<HDU7ZR
 7ZLFHZLWKLQZLQWHUVSULQJ
 7ZLFHZLWKLQVXPPHUIDOO
%LRORJLFDO UHVRXUFHV ZLWKLQ WKH SURMHFW DUHD LGHQWLILHG DV SRWHQWLDOO\ EHLQJ LPSDFWHG LQFOXGH VXUIJUDVV SDWFKHV DQG URFN\ UHHI KDELWDW DW 76WUHHW  %HFDXVH D VXUYH\ ZDV QRW FRQGXFWHG WR GHOLQHDWHWKH7VWUHHWUHHIWKHJHQHUDODUHDRIWKH7VWUHHWUHHIZDVEDVHGRQWKHRXWHUH[WHQWRI PDSSHGVXUIJUDVVORFDWLRQV
DSSUR[LPDWHO\DFUHV
$FWXDOGHOLQHDWLRQRIWKH7VWUHHWUHHIZLOO
QHHGWREHLGHQWLILHGSULRUWRWKHSUHFRQVWUXFWLRQVXUYH\7KLVVXUYH\ZRXOGXVHVLGHVFDQVRQDU RU DQRWKHU DSSURSULDWHPHWKRGRORJ\WR GHOLQHDWH7VWUHHW UHHI DQG RWKHU UHHI KDELWDWZLWKLQWKH SRWHQWLDO HTXLOLEULXP IRRWSULQW RI WKH VDQG SODFHPHQW  3RWHQWLDO SURMHFW LPSDFWV WR WKHVH UHVRXUFHV ZHUH EDVHG RQ PRGHOLQJ WKDW LQGLFDWHV VDQG PRYHPHQW PD\ H[WHQG WR WKH RIIVKRUHRXWHU HGJH RIWKH UHHI
 KRZHYHU VDQG DWWKH RIIVKRUHRXWHU HGJH RIWKH UHHIZRXOG EH WKLQ DQG QRW VLJQLILFDQW  3RWHQWLDO EXULDO RI WKH LQVKRUH HGJH RI 76WUHHW UHHI LV XQFHUWDLQ 
KRZHYHULQD UHDVRQDEOHZRUVWFDVHVFHQDULRDSSUR[LPDWHO\SHUFHQWRIWKHLQVKRUHHGJHRI WKH 76WUHHW UHHI DUHD
DERXW  DFUH
 PD\ EH EXULHG  7KHVH NQRZOHGJHDEOH H[SHULHQFHG DQG TXDOLILHG PDULQH HFRORJLVWV PD\ FRPH IURP D YDULHW\ RI YDULRXV DJHQFLHV RUJDQL]DWLRQV LQVWLWXWLRQV RU FRPPXQLW\ FHQWHUV RI SUDFWLFH DQG H[SHUWLVH VXFK DV DFDGHPLD  8QLYHUVLW\ RI &DOLIRUQLD&RUSV(QJLQHHU5HVHDUFKDQG'HYHORSPHQW&HQWHU (5'&
12$$1DWLRQDO0DULQH
)LVKHULHV 6RXWKZHVW )LVKHULHV 6FLHQFHV &HQWHU 86*6 :HVWHUQ (FRORJLFDO 5HVHDUFK &HQWHU RWKHU IHGHUDO DQG VWDWH DJHQFLHV DV ZHOO DV FRQVXOWLQJ PDULQH HFRORJLVWV  &')* ):6 DQG 10)6 UHJXODWRU\ UHVRXUFHV DJHQF\ VWDII ZLOO DOVR EH LQYROYHG ZLWK WKH UHYLHZ SURFHVV  ,I VLJQLILFDQWLPSDFWVWRWKHVH ELRORJLFDO UHVRXUFHV DUH REVHUYHG UHQRXULVKPHQW HYHQWV ZRXOG EH PRGLILHGWRDYRLGRUPLQLPL]HLPSDFWVWRWKHH[WHQWSUDFWLFDEOHDQGSURMHFWPLWLJDWLRQZRXOGEH LPSOHPHQWHG
Pre- and Post-Construction Monitoring Costs
Pre-construction Monitoring
7KLVFRVWDVVXPHVWKDWSHUPDQHQWWUDQVHFWVZLOOEHHVWDEOLVKHG2QHGD\LVDOORWWHGWRLQVWDOOWKH PDUNHUVDQG XSWR IRXU GD\VWRFRQGXFWWKH VXUYH\DW ERWKWKH UHIHUHQFH VLWHDQG7VWUHHW UHHI WDNLQJLQWRFRQVLGHUDWLRQWKHZDYHHQYLURQPHQWLQWKHSURMHFWDUHDDQGDVVXPLQJWKUHHWUDQVHFWV 7KLVVXUYH\LVDVVXPHGWRRFFXUZLWKLQRQH\HDUSULRUWRFRQVWUXFWLRQDFWLYLWLHV D 6LGHVFDQVRQDUVXUYH\  
E 3UHFRQVWUXFWLRQ0RQLWRULQJ


WZR\HDUVSULRUWREHDFKQRXULVKPHQW


o 7ZLFHZLWKLQZLQWHUVSULQJ
7ZLFHZLWKLQVXPPHUIDOO
  
370
%
F 3UHFRQVWUXFWLRQ%DVHOLQH0RQLWRULQJ


RQH\HDUSULRUWREHDFKQRXULVKPHQW


o HYHQWV
RQHPRQWKPRQWKVPRQWKV\HDU
  
G 3UHFRQVWUXFWLRQ5HSRUW
\HDUVSULRUDQG\HDUSULRU
  
        6XEWRWDO  $461,000
Post-Construction Monitoring
7KLVFRVWDVVXPHVWKDWSHUPDQHQWWUDQVHFWVZLOOEHHVWDEOLVKHG2QHGD\LVDOORWWHGWRILQGRUUH LQVWDOOWKHPDUNHUVDQG XSWR IRXU GD\VWRFRQGXFWWKH VXUYH\DW ERWKWKH UHIHUHQFH VLWHDQG7 VWUHHWUHHIDVVXPLQJWKUHHWUDQVHFWV
D <HDU2QH
o HYHQWV
RQHPRQWKPRQWKVPRQWKV\HDU

  
E <HDU7ZR
o 7ZLFHZLWKLQZLQWHUVSULQJ
7ZLFHZLWKLQVXPPHUIDOO
 
F 3RVWFRQVWUXFWLRQ5HSRUW
<HDUV2QHDQG7ZR
   
        6XEWRWDO  $261,000
Renourishment Pre- and Post-Construction Surveys
$VWDQGDUGL]HGDQGFRQVLVWHQWVXUYH\SURWRFROZLOOEHGHYHORSHGGXULQJWKH3('SKDVHIRUIXWXUH EHDFK UHQRXULVKPHQW F\FOHV 7KH LQIRUPDWLRQ FROOHFWHG IURP PRQLWRULQJ GXULQJ WKH LQLWLDO QRXULVKPHQW HYHQW ZLOO SURYLGH EDVHOLQH LQIRUPDWLRQ WR FRPSDUH IXWXUH EHDFK FRQGLWLRQV %HFDXVHEDVHOLQHLQIRUPDWLRQZLOOEHUHDGLO\DYDLODEOHIRUWKH3URMHFWVLWHWKHVXUYH\SURWRFROIRU UHQRXULVKPHQWDFWLYLWLHVZLOOIRFXVRQDVLQJOHSUHDQGSRVWFRQVWUXFWLRQVXUYH\UDWKHUWKDQWKH PRQLWRULQJSHULRGSURSRVHGIRULQLWLDOQRXULVKPHQWDFWLYLWLHV 3URMHFW0LWLJDWLRQ
,IPLWLJDWLRQZHUHUHTXLUHGEDVHGRQUHVXOWVRIWKHSRVWFRQVWUXFWLRQPRQLWRULQJURFN\UHHIDQG VXUIJUDVVPLWLJDWLRQ VKDOO HDFK EH FRQGXFWHG DW DQ HTXLYDOHQW IXQFWLRQDO YDOXHWRWKHLPSDFWHG DUHD%HFDXVHLWZLOOWDNHDWOHDVWWZR\HDUVWRLGHQWLI\LPSDFWVVRPHWHPSRUDOORVVRIVXUIJUDVV LILPSDFWVZHUHWRRFFXULVXQDYRLGDEOH5HFRYHU\RILPSDFWHGUHVRXUFHVZLOODOVRRFFXUDVVDQG LVUHGLVWULEXWHGZLWKLQWKHOLWWRUDOFHOO$GGLWLRQDOO\LILPSDFWVZHUHWRRFFXUIXWXUHEHDFKILOOV ZRXOG EHPRGLILHGWR DYRLG IXWXUHLPSDFWV
 DQ\ REVHUYHG EXULDORI UHHI RU VXUIJUDVVZRXOG EH WHPSRUDU\EHFDXVHVDQGZRXOGEHH[SHFWHGWRPRYHRXWRIWKHSURMHFWDUHD 5HHIKDELWDWPLWLJDWLRQVKDOOEHFRQVWUXFWHGDWDQHTXLYDOHQWIXQFWLRQDOYDOXHRIVKDOORZDQGGHHS ZDWHUUHHISURSRUWLRQDOWRWKHDUHDRIVXUIJUDVVRQUHHILPSDFWHG7KHDUHDRIVXUIJUDVVORVVZLOO EHPLWLJDWHGZLWKDQHTXDODUHDRIVKDOORZZDWHUUHHI
WKHDUHDRIUHHIZLWKRXWVXUIJUDVVZLOOEH
PLWLJDWHG DV GHHS ZDWHU UHHI  6KDOORZ ZDWHU UHHI ZRXOG EH FRQVWUXFWHG RQ WKH RIIVKRUHRXWHU HGJHRIWKHH[LVWLQJ UHHI
GHHSZDWHU UHHIZRXOGEHFRQVWUXFWHGDWDSSUR[LPDWHO\ IRRWZDWHU GHSWK6KDOORZZDWHUUHHIVKDOOEHFRQVWUXFWHGZLWKDILQDOWRSHOHYDWLRQRIWRIHHW0HDQ /RZHU/RZ:DWHU&RQVWUXFWLRQRIDUHHIWKDWLVVKDOORZHUWKDQWKHRXWHUHGJHRI76WUHHWUHHILV QRW SURSRVHG EHFDXVH FRQVWUXFWLRQPHWKRGVZRXOG QRW EH SUDFWLFDO HJ D EDUJHZLWKWKH UHHI
371
%
FRQVWUXFWLRQPDWHULDOVZRXOG QRW EHDEOHWR RSHUDWHLQ YHU\ VKDOORZZDWHU &RQVWUXFWLRQ RID
YHU\VKDOORZUHHIZRXOGQHHGWREHFRQVWUXFWHGE\EXLOGLQJDWHPSRUDU\URDGIURPVKRUH VXFKD
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
 12$$
1DWLRQDO 0DULQH )LVKHULHV 6RXWKZHVW )LVKHULHV 6FLHQFHV &HQWHU 86*6 :HVWHUQ (FRORJLFDO 5HVHDUFK &HQWHU RWKHU IHGHUDO DQG VWDWH DJHQFLHV DV ZHOO DV FRQVXOWLQJ PDULQH HFRORJLVWV &')*):6DQG10)6UHJXODWRU\UHVRXUFHVDJHQF\VWDIIZLOODOVREHLQYROYHGZLWKWKHUHYLHZ SURFHVV
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


  7KH FRQWUDFWRU PD\ SURSRVH DQ DOWHUQDWLYH WUDQVSODQW PHWKRG LI HYLGHQFH FDQ EH SUHVHQWHG WKDW WKH DOWHUQDWLYH PHWKRG KDV DV JUHDW RU JUHDWHU FKDQFH RI VXFFHVV DV WKH VSULJ WUDQVSODQWPHWKRG7RDYRLGKDUYHVWLQJHIIHFWVWRWKHVXEMHFWVXUIJUDVVEHGGRQRUPDWHULDOZLOO EHWDNHQIURPDODUJHUDUHDRIVXUIJUDVV
$IUDFWLRQRIWKHVKDOORZZDWHUUHHIVKDOOEHWHVWSODQWHGZLWKVXUIJUDVV7KHWUDQVSODQWZLOOEH FRQGXFWHGLQWKHODWHVXPPHUHDUO\IDOOWKHWLPHRI\HDUZKHQPRVWVXUIJUDVVVHHGVDUHUHOHDVHG DQGJHUPLQDWHLQVRXWKHUQ&DOLIRUQLD
$QDUHDHTXDOWRDSSUR[LPDWHO\SHUFHQWRIWKHVXUIJUDVVLPSDFWDUHD QRWWRH[FHHGDFUH

ZLOO EHWHVW SODQWHG  6XFFHVV RIWKHWUDQVSODQW VKDOO EH GHWHUPLQHG DIWHU VL[ PRQWKV EDVHG RQ VXUYLYRUVKLSSHUFHQWDJHFKDQJHLQWKHQXPEHURIOHDYHVDQGWKHDPRXQWRIDUHDOFRYHUDJH7KH H[SHULPHQWDO WUDQVSODQW ZLOO EH FRQVLGHUHG VXFFHVVIXO LI WKH VSULJV VXUYLYH DQG WKHUH LV D QHW LQFUHDVHLQQXPEHURIOHDYHVDQGDHULDOFRYHUDJH([SHULPHQWDOVXUIJUDVVWUDQVHFWVKDYHVKRZQ WKDWLIWKHWUDQVSODQWLVQRWVXFFHVVIXOWKHWUDQVSODQWVGLHDQGWKHUHHILVEDUH,IWKHWUDQVSODQWV VXUYLYH VXUIJUDVV JURZV  ,I WKH WHVW WUDQVSODQW LV VXFFHVVIXO WKH UHPDLQGHU RI WKH VXUIJUDVV LPSDFW DUHD ZLOO EH SODQWHG RQWKH VKDOORZ ZDWHU UHHI ZLWK VXUIJUDVV  ,IWKHWHVWWUDQVSODQWLV 372
%
XQVXFFHVVIXOPLWLJDWLRQZLOOEHFRQGXFWHGRXWRINLQGXVLQJNHOSWUDQVSODQWRQWKHGHHSZDWHU UHHIDWDQHTXLYDOHQWIXQFWLRQDOYDOXH
RQHDFUHLQWKHFDVHRIWKHFRVWHGVFHQDULR
Project Mitigation Monitoring Plan
6LPLODUWRWKH3RVW&RQVWUXFWLRQ0RQLWRULQJ3ODQWUDQVHFWVVKDOOEHHVWDEOLVKHGLQWKHURFN\UHHI DUHDFRQWDLQLQJWKHVXUIJUDVVEHGRQWKHPLWLJDWLRQUHHI LIWKHH[SHULPHQWDOVXUIJUDVVWUDQVSODQW
LVVXFFHVVIXO
DQGLQDUHIHUHQFHVLWH
FRQWURODUHD
RIVLPLODUGHSWKXSFRDVWQHDU0DULSRVD3RLQW
7KHWUDQVHFWVVKDOOEHSHUPDQHQWWUDQVHFWV7KHVDPHQXPEHURIWUDQVHFWVVKRXOGEHHVWDEOLVKHG LQWKHFRQWURODUHDDVLQWKHPLWLJDWLRQDUHDVDQGWUDQVHFWVVKRXOGEHDWVLPLODUGHSWKV2QHDFK VXUIJUDVV WUDQVHFW WKH IROORZLQJ SDUDPHWHUV VKRXOG EH PRQLWRUHG DW D PLQLPXP  
 VXUIJUDVV
GHQVLW\
LHQXPEHURIVKRRWVSHUVTXDUHPHWHU

SHUFHQWFRYHURIVXUIJUDVVVDQGDQGURFN

VDQGGHSWKDQG
LGHQWLILFDWLRQDQGTXDQWLW\RI IORUDDQG IDXQD7KHOLQHLQWHUFHSWPHWKRGLV UHFRPPHQGHGIRUPHDVXULQJSHUFHQWFRYHUDQGVDQGGHSWK 7UDQVHFWVVKRXOGEHPRQLWRUHGDWWKHIROORZLQJLQWHUYDOVLIVXFFHVVIXO 
Post-mitigation implementation

 <HDU2QH
 ZLWKLQRQHPRQWKDIWHUFRPSOHWLRQ
 PRQWKVDIWHUFRPSOHWLRQ
 PRQWKVDIWHUFRPSOHWLRQ
 \HDUDIWHUFRPSOHWLRQ
<HDUV7ZRWKURXJK)LYH
 2QFHZLWKLQZLQWHUVSULQJ
 2QFHZLWKLQVXPPHUIDOO
Success Criteria
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

PLQLPXP
 
 VXUIJUDVV GHQVLW\
LH QXPEHU RI VKRRWV SHU VTXDUH PHWHU
 
 SHUFHQW FRYHU RI
VXUIJUDVV VDQG DQG URFN 
 VDQG GHSWK DQG 
LGHQWLILFDWLRQ DQG TXDQWLW\ RI IORUD DQG IDXQD 7KHOLQHLQWHUFHSWPHWKRGLVUHFRPPHQGHGIRUPHDVXULQJSHUFHQWFRYHUDQGVDQGGHSWK6SHFLILF VXFFHVV FULWHULD ZLOO EH GHYHORSHG GXULQJ WKH 3UHFRQVWUXFWLRQ (QJLQHHULQJ DQG 'HVLJQ 3('

SKDVH*HQHUDOVXFFHVVFULWHULDZLOOFRQVLVWRIWKHIROORZLQJ

 $SSUR[LPDWHO\RIWKHILVKLQYHUWHEUDWHVDQGDOJDHIRXQGDWWKHUHIHUHQFHVLWH RFFXUDWWKHPLWLJDWLRQVLWHWZR\HDUVSRVWPLWLJDWLRQ  $SSUR[LPDWHO\    RI VXUIJUDVV VXUYLYDO DW WKH PLWLJDWLRQ VLWH WZR \HDUV SRVW PLWLJDWLRQLPSOHPHQWDWLRQ
373
%
Project Mitigation Monitoring Costs
Reef Construction and Transplant Costs
&RVWVIRUUHHIFRQVWUXFWLRQDQGWUDQVSODQWFRVWVZRXOGEHEDVHGRQDFWXDOLPSDFWV7KHHVWLPDWHG FRVWVIRURQHDFUHRIVKDOORZVXUIJUDVVUHHIDQGRQHDFUHRIGHHSZDWHUUHHIDUHSURYLGHGEHORZ IRU UHIHUHQFH  7KLV VFHQDULR DVVXPHV VXFFHVVIXO WHVW WUDQVSODQW RSHUDWLRQV ,I WHVW WUDQVSODQW RSHUDWLRQVDUHQRWVXFFHVVIXOWKHQFRPSHQVDWRU\PLWLJDWLRQZRXOGEHWULJJHUHG 6KDOORZZDWHUUHHIGHVLJQDQGFRQVWUXFWLRQ
DFUH
 PLOOLRQ

'HHSZDWHUUHHIFRQVWUXFWLRQ
DFUH
 
6XUIJUDVVWUDQVSODQW
DFUH
 
7HVW
DFUH
 
 Mitigation – if Test successful (0.9 acre) $225,000
 6XEWRWDO
test successful
 $2,750,000

'HHSZDWHUUHHIFRQVWUXFWLRQ
DFUH
 

6XUIJUDVVWUDQVSODQW
DFUH
 
7HVW
DFUH
 
 6XEWRWDO
test not successful
 $525,000
Project Mitigation Monitoring Activities
D <HDU2QH        
o DIWHU LPSOHPHQWDWLRQ   HYHQWV
RQH PRQWK 
PRQWKVPRQWKV\HDU

E <HDU7ZR        
o  HYHQWV
RQFH ZLWKLQ ZLQWHUVSULQJ
 RQFH ZLWKLQ
VXPPHUIDOO

F $QQXDO5HSRUW<HDUV2QHDQG7ZR  
     6XEWRWDO
test successful
   $190,500
&RPSHQVDWRU\0LWLJDWLRQ
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
374
%

Compensatory Mitigation Monitoring Plan
6LPLODUWRWKH3RVW&RQVWUXFWLRQ0RQLWRULQJ3ODQWUDQVHFWVVKDOOEHHVWDEOLVKHGLQWKHURFN\UHHI DUHD FRQWDLQLQJ WKH NHOS EHG RQ WKH GHHS ZDWHU PLWLJDWLRQ UHHI LI WKH VXUIJUDVV WUDQVSODQW LV

XQVXFFHVVIXO
DQGLQDUHIHUHQFHVLWH
FRQWURODUHD
RIVLPLODUGHSWKXSFRDVWQHDU0DULSRVD3RLQW
7KHWUDQVHFWVVKDOOEHSHUPDQHQWWUDQVHFWV7KHVDPHQXPEHURIWUDQVHFWVVKRXOGEHHVWDEOLVKHG LQWKHFRQWURODUHDDVLQWKHPLWLJDWLRQDUHDVDQGWUDQVHFWVVKRXOGEHDWVLPLODUGHSWKV2QHDFK NHOS WUDQVHFW WKH IROORZLQJ SDUDPHWHUV VKRXOG EH PRQLWRUHG DW D PLQLPXP   
 NHOS GHQVLW\

QXPEHU RI NHOS SODQWV SHU VTXDUHPHWHU
 RIHDFKDJHFODVV 
KROGIDVW GLDPHWHU RIHDFKDGXOW
NHOS SODQW RQWKHWUDQVHFW 
 QXPEHU RI VWLSHV RI HDFK DGXOW NHOS SODQW RQWKHWUDQVHFW DQG  
LGHQWLILFDWLRQDQGTXDQWLW\RIDVVRFLDWHGIORUDDQGIDXQD 7UDQVHFWVVKRXOGEHPRQLWRUHGDWWKHIROORZLQJLQWHUYDOV 
Post-compensatory mitigation implementation

 <HDU2QH
 ZLWKLQRQHPRQWKDIWHUFRPSOHWLRQ
 PRQWKVDIWHUFRPSOHWLRQ
 PRQWKVDIWHUFRPSOHWLRQ
 \HDUDIWHUFRPSOHWLRQ
<HDUV7ZRWKURXJK)LYH
 2QFHZLWKLQZLQWHUVSULQJ
 2QFHZLWKLQVXPPHUIDOO
Success Criteria
6XFFHVVFULWHULDRINHOSZRXOGLQFOXGHGHWHUPLQLQJLIWKHPHDVXUHGSDUDPHWHUVDUHVLJQLILFDQWO\ GLIIHUHQWWKDQWKH UHIHUHQFHWUDQVHFWV6XFFHVVFULWHULD IRUWKHPLWLJDWLRQ UHHILWVHOI LILWLV QRW
SODQWHG ZLWK NHOS
 ZRXOG LQFOXGH QR FRPSOHWH SHUPDQHQW EXULDO RI WKH UHHI  %HFDXVH RI WKH SUHGRPLQDQWO\VDQG\ERWWRPHQYLURQPHQWLQWKHSURMHFWDUHDSODFHPHQWRIWKHGHHSZDWHUURFN\ UHHIZRXOGEHFRQVLGHUHGVXFFHVVIXOLIDFKDUDFWHULVWLFLQYHUWHEUDWHDQGILVKFRPPXQLW\ZHUHWR EHFRPHHVWDEOLVKHG2QHDFKNHOSWUDQVHFWWKH IROORZLQJSDUDPHWHUVVKRXOGEHPRQLWRUHGDQG HYDOXDWHGDWDPLQLPXP

NHOSGHQVLW\
QXPEHURINHOSSODQWVSHUVTXDUHPHWHU
RIHDFKDJH
FODVV
KROGIDVWGLDPHWHURIHDFKDGXOWNHOSSODQWRQWKHWUDQVHFW QXPEHURIVWLSHVRIHDFK
DGXOWNHOSSODQWRQWKHWUDQVHFWDQG
LGHQWLILFDWLRQDQGTXDQWLW\RIDVVRFLDWHGIORUDDQGIDXQD 6SHFLILFVXFFHVVFULWHULDZLOOEHGHYHORSHGGXULQJWKH3UHFRQVWUXFWLRQ(QJLQHHULQJDQG'HVLJQ

3('
SKDVH*HQHUDOVXFFHVVFULWHULDZLOOFRQVLVWRIWKHIROORZLQJ 
 $SSUR[LPDWHO\RIWKHILVKLQYHUWHEUDWHVDQGDOJDHIRXQGDWWKHUHIHUHQFHVLWH RFFXUDWWKHPLWLJDWLRQVLWHWZR\HDUVSRVWPLWLJDWLRQ  $SSUR[LPDWHO\    RI NHOS VXUYLYDO DW WKH PLWLJDWLRQ VLWH WZR \HDUV SRVW PLWLJDWLRQLPSOHPHQWDWLRQ
375
%
Compensatory Mitigation Installation/Implementation Costs Kelp Transplant Costs
&RVWV IRUWUDQVSODQWFRVWVZRXOGEHEDVHGRQDFWXDOLPSDFWV7KHFRVWVRI UHHIFRQVWUXFWLRQDUH LQFOXGHGDERYHLQ3URMHFW0LWLJDWLRQIRUWKHVXUIJUDVVPLWLJDWLRQ7KLVDVVXPHVWKHVKDOORZZDWHU UHHIDQGGHHSZDWHUUHHIWKDWZHUHFRQVWUXFWHGGXULQJWKH3URMHFW0LWLJDWLRQZLOOQRWEHUHPRYHG 
WKH FRVWV IRUWKH FRPSHQVDWRU\PLWLJDWLRQZRXOG EHLQ DGGLWLRQWRWKH 3URMHFW0LWLJDWLRQ FRVWV DERYH7KHHVWLPDWHGFRVWVIRUDRQHDFUHNHOSWUDQVSODQWDUHSURYLGHGEHORZIRUUHIHUHQFH7KLV VFHQDULRDVVXPHVXQVXFFHVVIXOWHVWVXUIJUDVVWUDQVSODQWRSHUDWLRQV .HOS7UDQVSODQW
DFUH
        
 6XEWRWDO
test unsuccessful
  $50,000
Compensatory Mitigation Monitoring Activities (Only if test transplant is unsuccessful and deep water rocky reef is constructed)
D <HDU2QH        
o DIWHU LPSOHPHQWDWLRQ   HYHQWV
RQH PRQWK 
PRQWKVPRQWKV\HDU

E <HDU7ZR        
o  HYHQWV
RQFH ZLWKLQ ZLQWHUVSULQJ
 RQFH ZLWKLQ
VXPPHUIDOO

F $QQXDO5HSRUW<HDUV2QHDQG7ZR  
 6XEWRWDO
test unsuccessful
   $190,500

376
%
6XPPDU\RI3UHDQG3RVW&RQVWUXFWLRQ0RQLWRULQJ
$FWLYLW\ &RVW
3UHFRQVWUXFWLRQPRQLWRULQJ 
6LGHVFDQVRQDU >@
\HDUVSULRUWRFRQVWUXFWLRQHYHQWV 
\HDUSULRUWRFRQVWUXFWLRQ±HYHQWV 
3UHFRQVWUXFWLRQUHSRUW 
6XEWRWDO 
3RVWFRQVWUXFWLRQPRQLWRULQJ
<HDU±HYHQWV 
<HDU±HYHQWV 
3RVWFRQVWUXFWLRQUHSRUW 
6XEWRWDO 
7RWDO3UHDQG3RVW&RQVWUXFWLRQ0RQLWRULQJ $522,000
 6LGHVFDQVRQDULVDOUHDG\ZLWKLQFRDVWDOHQJLQHHULQJPRQLWRULQJDQGLWZLOOEHFRPSOHWHGDQGVKDUHGGDWD  WKHSUHDQGSRVWPRQLWRULQJFRVWVDUHQRWSDUWRIWKHPLWLJDWLRQFRVWV WKH\DUHVFKHGXOHGIRULPSOHPHQWDWLRQ
ZKHWKHUPLWLJDWLRQLVQHFHVVDU\DQGLPSOHPHQWHGRUQRWQHFHVVDU\DQGWKHUHIRUHQRWLPSOHPHQWHG 377
%
6XPPDU\RI0LWLJDWLRQDQG0RQLWRULQJ&RVWV
0LWLJDWLRQDQG0RQLWRULQJ6XUIJUDVV
DFUHVKDOORZUHHIFRQVWUXFWLRQ 
DFUHGHHSUHHIFRQVWUXFWLRQ 
DFUHVXUIJUDVVWUDQVSODQW
 7HVW
DFUH
 
 0LWLJDWLRQ±if test successful

DFUH
 
<HDUPRQLWRULQJHYHQWV
if test successful) 
<HDUPRQLWRULQJHYHQWV
if test successful) 
5HSRUW
if test successful) 
6XEWRWDO 

0LWLJDWLRQDQG0RQLWRULQJ.HOS
DFUHVKDOORZUHHIFRQVWUXFWLRQ 
DFUHGHHSUHHIFRQVWUXFWLRQ 
DFUHVXUIJUDVVWUDQVSODQW
 7HVW
DFUH
 
DFUHNHOSWUDQVSODQW(if test not successful)  <HDUPRQLWRULQJHYHQWV(if test not successful)  <HDUPRQLWRULQJHYHQWV(if test not successful)  5HSRUW(if test not successful) 
6XEWRWDO 
6XPPDU\0LWLJDWLRQDQG0RQLWRULQJ&RVW
0LWLJDWLRQ±6XUIJUDVVVXFFHVVIXO
7UDQVSODQW
6XUIJUDVV

$2,940,500
0LWLJDWLRQ±6XUIJUDVVQRWVXFFHVVIXO
7UDQVSODQW
.HOS

$2,765,500
 7KHFRVWIRUWKH0LWLJDWLRQ±6XUIJUDVVVXFFHVVIXO 7UDQVSODQW6XUIJUDVV
LQFOXGHVWKHFRVWRIFRQVWUXFWLQJERWK
VKDOORZDQGGHHSURFN\UHHIDVGRHV0LWLJDWLRQ±6XUIJUDVVQRWVXFFHVVIXO 7UDQVSODQW.HOS

378
),1$/
-2,17(19,5210(17$/,03$&767$7(0(17
(19,5210(17$/,03$&75(3257
$33(1',&(6
9ROXPH,,
6$1&/(0(17(6+25(/,1(3527(&7,21352-(&7
6DQ&OHPHQWH&$
3UHSDUHGIRU

/RV$QJHOHV'LVWULFW
86$UP\&RUSVRI(QJLQHHUV
(QYLURQPHQWDO5HVRXUFHV%UDQFK

:LOVKLUH%OYG
/RV$QJHOHV&$

3UHSDUHGE\

&+$0%(56*5283,1&
+XWWRQ&HQWUH'ULYH6XLWH
6DQWD$QD&$





LQ$VVRFLDWLRQZLWK
1REOH&RQVXOWDQWV,QF
-XQH $77$&+0(17
379

THIS PAGE IS INTENTIONALLY LEFT BLANK
380
APPENDIX C – AIR QUALITY ANALYSIS REPORT
381

THIS PAGE IS INTENTIONALLY LEFT BLANK
382
$,548$/,7<$1$/<6,65(3257
6$1&/(0(17(6+25(/,1(352-(&7
6$1&/(0(17(&$/,)251,$
Prepared for:
/26$1*(/(6',675,&7
86$50<&25362)(1*,1((56
(19,5210(17$/5(6285&(6%5$1&+

:LOVKLUH%RXOHYDUG
/RV$QJHOHV&DOLIRUQLD

Prepared by:
&+$0%(56*5283,1&
+XWWRQ&HQWUH'ULYH6XLWH
6DQWD$QD&DOLIRUQLD

0DUFK
383
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. ES-1 3313
(;(&87,9(6800$5<
7KLVDLU TXDOLW\HYDOXDWLRQZDV SUHSDUHGLQDFFRUGDQFHZLWKWKH UHTXLUHPHQWV RIWKH&DOLIRUQLD (QYLURQPHQWDO4XDOLW\$FW
&(4$
WRGHWHUPLQH LIVLJQLILFDQWDLUTXDOLW\LPSDFWVDUHOLNHO\WR RFFXULQFRQMXQFWLRQZLWKWKHW\SHDQG VFDOH RI GHYHORSPHQWDVVRFLDWHGZLWKWKH SURSRVHG6DQ &OHPHQWH6KRUHOLQH3URMHFW
3URMHFW

7KH3URMHFWFRQVLGHUHGLQWKLVDQDO\VLV SURSRVHV UHSOHQLVKLQJWKH VDQGDW 6DQ&OHPHQWH%HDFK GXH WR RQJRLQJ HURVLRQ 7ZR DOWHUQDWLYHV DUH DGGUHVVHG 7KH ILUVW H[DPLQHV WKH SODFHPHQW RI DSSUR[LPDWHO\FXELF\DUGVRIVDQGRYHUDQDUHDRIDERXWDFUHVDQGDSHULRGRIDERXW  ZRUNLQJ GD\V 7KH VHFRQG DOWHUQDWLYH H[DPLQHV WKH SODFHPHQW RI DSSUR[LPDWHO\  
FXELF \DUGV RI VDQG RYHUDQDUHD RI DERXW
 DFUHVDQGD SHULRGRI ZRUNLQJ GD\V ,QHLWKHU FDVHWKH VDQG ZRXOG EH GUHGJHG DQG KDXOHG IURP D ERUURZ VLWH DSSUR[LPDWHO\ PLOHV GRZQ FRDVWIURPWKH6DQ&OHPHQWH%HDFKVLWHLQ2FHDQVLGH&DOLIRUQLD 7KH3URMHFWLVDSSUR[LPDWHO\ FHQWHUHG DERXW WKH 6DQ &OHPHQWH 3LHU
 WKH VRXWK OLPLW RI WKH SURSRVHG EHDFK ILOO LV ORFDWHG LPPHGLDWHO\VRXWKRIWKH76WUHHWRYHUSDVVZKLOHWKHQRUWKOLPLWLVORFDWHGLPPHGLDWHO\QRUWKRI WKH0DULQH6DIHW\+HDGTXDUWHUVLQWKH&LW\RI6DQ&OHPHQWH 7KHLPSDFWDQDO\VLVFRQWDLQHGLQWKLVUHSRUWZDVSUHSDUHGLQDFFRUGDQFHZLWKWKHPHWKRGRORJLHV SURYLGHG E\ WKH 6RXWK &RDVW $LU 4XDOLW\0DQDJHPHQW 'LVWULFW 6&$40'
 DV LQFOXGHG LQ LWV
&(4$Air Quality Handbook
Handbook
 DVZHOODVWKH6&$40' ,QWHUQHWZHE VLWH XSGDWHV
/RFDOL]HG LPSDFWV IURP FRQVWUXFWLRQ ZHUH GHWHUPLQHG XVLQJ PHWKRGRORJ\ SURYLGHG E\ WKH 6&$40'LQLWVGRFXPHQWFinal Localized Significance Threshold Methodology 0HWKRGRORJ\

5HJLRQDORSHUDWLRQDODQGORQJWHUPORFDOL]HGLPSDFWVDUHQRWDQDO\]HGDVWKHUHLVQRORQJWHUP RSHUDWLRQDO SKDVH WR WKH 3URMHFW 2QFH WKH EHDFK LV UHSOHQLVKHG WKHUH DUH QR RQJRLQJ RSHUDWLRQDOPDLQWHQDQFHDFWLYLWLHVWKDWDUHDVVRFLDWHGZLWKWKHSURMHFWDQGQRFRQVWUXFWLRQRIDQ\ EXLOGLQJVLVDVVRFLDWHGZLWKWKH3URMHFW
7KHDQDO\VLVILQGVWKDWVKRUWWHUPHPLVVLRQVRI12[52*DQG30 SDUWLFXODWHPDWWHUKDYHWKH SRWHQWLDOWRH[FHHGWKHLU UHVSHFWLYHWKUHVKROGYDOXHVOHDGLQJWRDVLJQLILFDQWFXPXODWLYHLPSDFW 7KHLQFOXGHGPLWLJDWLRQFRXOG UHGXFH52*WR EHORZ VLJQLILFDQWWKUHVKROGV KRZHYHU12[DQG
30SULPDULO\IURPRFHDQJRLQJYHVVHOWUDIILFZLOOUHPDLQVLJQLILFDQWIRUWKH3URMHFW 7KH SURSRVHG 3URMHFW ZRXOG QRW LQYROYH JURZWKLQGXFLQJ LPSDFWV RU FDXVH DQ H[FHHGDQFH RI HVWDEOLVKHG SRSXODWLRQ RU JURZWK SURMHFWLRQV )XUWKHUPRUH ZLWK WKH LQFOXGHG PLWLJDWLRQ GLVFXVVHGEHORZHPLVVLRQVRIDOOFULWHULDSROOXWDQWVDUHUHGXFHGDVIHDVLEOH +RZHYHUHYHQZLWK WKH LQFOXGHG PLWLJDWLRQ WKH 3URMHFW ZRXOG UHPDLQ VLJQLILFDQW IRU VKRUW WHUP FRQVWUXFWLRQ HPLVVLRQVRI12[DQG30 %HFDXVHWKH3URMHFWLQFRUSRUDWHVWKHPRVWFXUUHQWYLDEOHPLWLJDWLRQ

LH7LHU ,, RQVKRUH KHDY\HTXLSPHQW
 DQG EHFDXVHWKHVHHPLVVLRQVDUH VKRUWWHUPDQG GR QRW RFFXUEH\RQGWKH3URMHFW¶VFRQVWUXFWLRQSHULRGWKH\GRQRWUHSUHVHQWDYLRODWLRQRIWKHJRDOVDQG REMHFWLYHVRIWKH$LU4XDOLW\0DQDJHPHQW3URJUDP
$403
 $GGLWLRQDOO\WKHSURMHFWZRXOGQRW
UHVXOWLQVLJQLILFDQWORFDOL]HGDLUTXDOLW\LPSDFWV $VVXFKWKHSURMHFWLVFRQVLVWHQWZLWKWKHJRDOV RIWKH$403DQGLQWKLVUHVSHFWGRHVQRWSUHVHQWDVLJQLILFDQWLPSDFW 384
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. ES-2 3313
0,7,*$7,210($685(6
&RQVWUXFWLRQ3HULRG12[52*DQG30 (PLVVLRQV0LWLJDWLRQ0HDVXUHV

ƒ 7KH $SSOLFDQW VKDOO VSHFLI\ WKDW WKH FRQVWUXFWLRQ FRQWUDFWRUV VKDOO XVH RQVKRUH KHDY\ HTXLSPHQW WKDW PHHWV 7LHU ,, RU KLJKHU DLU SROOXWDQW HPLVVLRQ VWDQGDUGV ZKHUH WKHVH VWDQGDUGVDUHDSSOLFDEOHDQGHTXLSPHQWDYDLODEOH
ƒ $OOKHDY\HTXLSPHQWVKDOOEHPDLQWDLQHGDQGWXQHGSHUPDQXIDFWXUHU VVSHFLILFDWLRQVWR
SHUIRUP DW &DOLIRUQLD $LU 5HVRXUFHV %RDUG
&$5%
 DQGRU (3$ FHUWLILFDWLRQ ZKHUH
DSSOLFDEOHOHYHOVDQGWRSHUIRUPDWYHULILHGVWDQGDUGVDSSOLFDEOHWRUHWURILWWHFKQRORJLHV 385
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
i
7$%/(2)&217(176
3DJH
(;(&87,9(6800$5<  0,7,*$7,210($685(6  6(&7,21± 0(7+2'2/2*<  6(&7,21± (;,67,1*&21',7,216   &/,0$7(0(7(252/2*<   $0%,(17$,548$/,7<  $IIHFWHG(QYLURQPHQW   &ULWHULD$LU3ROOXWDQWV  7R[LF$LU&RQWDPLQDQWV   2WKHU(IIHFWVRI$LU3ROOXWLRQ   )('(5$/$0%,(17$,548$/,7<67$1'$5'6
$$46

 $,548$/,7<0$1$*(0(173/$11,1*   )HGHUDO&OHDQ$LU$FW5HTXLUHPHQWV   $LU4XDOLW\0DQDJHPHQW3ODQ
$403
  *UHHQKRXVH*DV(PLVVLRQV   %$6(/,1($,548$/,7<   67$1'$5'&21',7,216$1'81,)250&2'(6  6(16,7,9(5(&(37256 6(&7,21± 7+5(6+2/'62)6,*1,),&$1&(

 5(*,21$/7+5(6+2/'62)6,*1,),&$1&( 

 /2&$/,=('7+5(6+2/'6 2)6,*1,),&$1&(
/67

 $'',7,21$/,1',&$7256  6(&7,21± (19,5210(17$/,03$&76$1'0,7,*$7,210($685(6  352-(&7&216,67(1&<:,7+7+($33/,&$%/($,548$/,7<3/$1   352-(&7 327(17,$/ 72 9,2/$7( 25 $'' 72 $ 9,2/$7,21 2) $1 $,5 48$/,7<67$1'$5'  /RFDOL]HG&RQVWUXFWLRQ,PSDFWV  352-(&7 327(17,$/ 72 5(68/7 ,1 $ &808/$7,9(/< &216,'(5$%/( ,1&5($6(,1&5,7(5,$ 32//87$176  6LWH&RQVWUXFWLRQ   0LWLJDWLRQ0HDVXUHV   12[52*DQG30 (PLVVLRQV0LWLJDWLRQ0HDVXUHV  5HVLGXDO,PSDFWV  6LWH2SHUDWLRQV  386
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
ii
7$%/(2)&217(176
3DJH
 352-(&7 327(17,$/ 72 (;326( 6(16,7,9( 5(&(37256 72 68%67$17,$/32//87$17&21&(175$7,216   6KRUW7HUP
&RQVWUXFWLRQ
,PSDFWV 

 /RQJ7HUP
2SHUDWLRQDO
,PSDFWV 

 352-(&7327(17,$/&5($7(2%-(&7,21$%/(2'256 

 *5((1+286(*$6(0,66,216

 &RQVWUXFWLRQ 

6(&7,21± &808/$7,9(,03$&76  6(&7,21± 5()(5(1&(6 $33(1',&(6
$33(1',;$ &$/&8/$7,212)810,7,*$7('&216758&7,21(0,66,216 $33(1',;% &$/&8/$7,212)0,7,*$7('&216758&7,21(0,66,216 $33(1',;& /2&$/,=(' 6,*1,),&$1&( 7+5(6+2/' ',63(56,21 02'(/,1* 0(7+2'2/2*< )25 &216758&7,21 $1' 23(5$7,21 (0,66,216
387
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
iii
/,672)7$%/(6
3DJH
7DEOH$PELHQW$LU4XDOLW\6WDQGDUGVIRU3ULRULW\3ROOXWDQWV 

7DEOH$WWDLQPHQW6WDWXVIRUWKH%DVLQ  7DEOH$PELHQW$LU4XDOLW\0RQLWRULQJ6XPPDU\   7DEOH  5HTXLUHG %HVW $YDLODEOH &RQWURO 0HDVXUHV IRU )XJLWLYH 'XVW $SSOLFDEOH WR $OO
&RQVWUXFWLRQ$FWLYLW\6RXUFHV
  7DEOH &RQWLQJHQF\&RQWURO0HDVXUHV IRU )XJLWLYH'XVW 'XULQJ+LJK:LQGVLQ([FHVV RI  03+  7DEOH7KUHVKROGVRI6LJQLILFDQFH   7DEOH/RFDOL]HG&RQVWUXFWLRQ(PLVVLRQV&RQFHQWUDWLRQV   7DEOH&RPSDULVRQRI8QPLWLJDWHG3URMHFWHG&RQVWUXFWLRQ(PLVVLRQVDQG&ULWHULD9DOXHV   7DEOH
&RPSDULVRQRI0LWLJDWHG&RQVWUXFWLRQ(PLVVLRQVDQG&ULWHULD9DOXHV  388
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
iv
/,672)$&521<06$1' $%%5(9,$7,216
2) GHJUHHV)DKUHQKHLW
ȝJ PLFURJUDP
$$46 $PELHQW$LU4XDOLW\6WDQGDUGV
$'3 $WWDLQPHQW'HPRQVWUDWLRQDQG5HDVRQDEOH)XUWKHUSURJUHVV3ODQ $'7 $YHUDJH'DLO\7ULSV
$403 $LU 4XDOLW\0DQDJHPHQW3URJUDP
%$&7 %HVW$YDLODEOH&RQWURO7HFKQRORJ\
& $QQXDODYHUDJHFRQFHQWUDWLRQLQȝJP
&$$ )HGHUDO&OHDQ$LU$FW
&$$46 &DOLIRUQLD$PELHQW$LU4XDOLW\6WDQGDUGV
&$3&2$ &DOLIRUQLD$LU3ROOXWLRQ&RQWURO2IILFHUV$VVRFLDWLRQ &$5% &DOLIRUQLD $LU5HVRXUFHV%RDUG
&$7 &OLPDWH$FWLRQ7HDP
&(& &DOLIRUQLD(QHUJ\&RPPLVVLRQ
&(4$ &DOLIRUQLD(QYLURQPHQWDO4XDOLW\$FW
&2 &DUERQ0RQR[LGH
&2 &DUERQ'LR[LGH
'30 'LHVHO3DUWLFXODWH0DWWHU
(0)$& 2Q5RDG(PLVVLRQ)DFWRUVSXEOLVKHGE\WKH&$5%LQ (3$ (QYLURQPHQWDO3URWHFWLRQ$JHQF\
*DO JDOORQ
+DQGERRN &(4$$LU4XDOLW\+DQGERRN
/EV SRXQGV
/26 /HYHORI6HUYLFH
389
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
v
/67 /RFDOL]HG6LJQLILFDQFH7KUHVKROGV
007&2( PLOOLRQPHWULFWRQVRIFDUERQGLR[LGH
0HWKRGRORJ\ )LQDO/RFDOL]HG6LJQLILFDQFH7KUHVKROG0HWKRGRORJ\ P FXELFPHWHUV
PSK PLOHVSHUKRXU
1$$46 1DWLRQDO$PELHQW$LU4XDOLW\6WDQGDUGV
12 1LWURXV2[LGH
12 1LWURJHQ2[LGH
12 1LWURJHQ'LR[LGH
12[ 1LWURJHQ2[LGHV
2 2]RQH
2(++$ 2IILFHRI(QYLURQPHQWDO+HDOWK+D]DUG$VVHVVPHQW
3E /HDG
30 3DUWLFXODWH0DWWHU
30 3DUWLFXODWH0DWWHURIPLFURQVRUOHVVLQVL]H
30 3DUWLFXODWH0DWWHURIPLFURQVRUOHVVLQVL]H SSP 3DUWVSHU0LOOLRQ
38& 3XEOLF8WLOLWLHV&RPPLVVLRQ
5(/ 5HIHUHQFHH[SRVXUHOHYHO
52& 5HDFWLYH2UJDQLF&RPSRXQGV
52* 5HDFWLYH2UJDQLF*DVHV
6&$% 6RXWK&RDVW$LU%DVLQ
6&$* 6RXWKHUQ&DOLIRUQLD$VVRFLDWLRQRI*RYHUQPHQWV
6&$40' 6RXWK&RDVW$LU4XDOLW\0DQDJHPHQW'LVWULFW
6,3 6WDWH,PSOHPHQWDWLRQ3ODQV
390
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
vi
62 6XOIXU'LR[LGH
62 6XOIXU7ULR[LGH
62[ 6XOIXU2[LGHV
65$ VRXUFH5HFHSWRU$UHD
7$& 7R[LF$LU&RQWDPLQDQW
7%$&7 %HVW$YDLODEOH&RQWURO7HFKQRORJ\IRU7R[LF$LU&RQWDPLQDQWV 86(3$ 8QLWHG6WDWHV(QYLURQPHQWDO3URWHFWLRQ$JHQF\
92& 9RODWLOH2UJDQLF&RPSRXQG
<U \HDU
391
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
1 SECTION 1.0 – 0(7+2'2/2*<
7KLVDLU TXDOLW\HYDOXDWLRQZDV SUHSDUHGLQDFFRUGDQFHZLWKWKH UHTXLUHPHQWV RIWKH&DOLIRUQLD (QYLURQPHQWDO4XDOLW\$FW
&(4$
WRGHWHUPLQHLIVLJQLILFDQWDLUTXDOLW\LPSDFWVDUHOLNHO\WR RFFXULQFRQMXQFWLRQZLWKWKHW\SHDQG VFDOH RI GHYHORSPHQWDVVRFLDWHGZLWKWKH SURSRVHG6DQ &OHPHQWH6KRUHOLQH3URMHFW
3URMHFW

7KHLPSDFWDQDO\VLVFRQWDLQHGLQWKLVUHSRUWZDVSUHSDUHGLQDFFRUGDQFHZLWKWKHPHWKRGRORJLHV SURYLGHG E\ WKH 6RXWK &RDVW $LU 4XDOLW\0DQDJHPHQW 'LVWULFW 6&$40'
 DV LQFOXGHG LQ LWV
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
 FXELF \DUGV RI VDQG UHVSHFWLYHO\ WKDW ZLOO EH GUHGJHG IURP D ERUURZ VLWH DSSUR[LPDWHO\  PLOHV GRZQ FRDVW IURP WKH H[LVWLQJ EHDFK 7KH H[LVWLQJ VLWH LV YDFDQW DQG UHODWLYHO\IODWODQG )RUWKHSXUSRVHVRIWKLVDQDO\VLVFRQVWUXFWLRQLVHVWLPDWHGWRRFFXULQ DQGWDNHDSSUR[LPDWHO\RUZRUNLQJGD\VIRUWKHWZRDOWHUQDWLYHVUHVSHFWLYHO\ 392
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
2 SECTION 2.0 – (;,67,1*&21',7,216

2.1. &/,0$7(0(7(252/2*<
7KH SURSRVHG 3URMHFW OLHV LQ WKH 6RXWK &RDVW $LU %DVLQ 6&$%
 WKDW LQFOXGHV DOO RI 2UDQJH
&RXQW\ DV ZHOO DV WKH QRQGHVHUW SRUWLRQV RI /RV $QJHOHV 5LYHUVLGH DQG 6DQ %HUQDUGLQR &RXQWLHV ,QDGGLWLRQWKHSURMHFW ERUURZDUHD LV ORFDWHGLQWKH6DQ'LHJR$LU%DVLQ

2.1.1 South Coast Air Basin (SCAB)
7KH6&$% LVORFDWHGLQDFRDVWDOSODLQZLWKFRQQHFWLQJEURDGYDOOH\VDQGORZKLOOVERXQGHGE\ WKH3DFLILF2FHDQLQWKHVRXWKZHVWTXDGUDQWZLWKKLJKPRXQWDLQVIRUPLQJWKHUHPDLQGHURIWKH SHULPHWHU 7KH JHQHUDO UHJLRQ OLHV LQ WKH VHPLSHUPDQHQW KLJKSUHVVXUH ]RQH RI WKH HDVWHUQ 3DFLILF $V D UHVXOW WKH FOLPDWH LV PLOG WHPSHUHG E\ FRRO VHD EUHH]HV 7KLV XVXDOO\ PLOG FOLPDWRORJLFDO SDWWHUQ LV LQWHUUXSWHG LQIUHTXHQWO\ E\ SHULRGV RI H[WUHPHO\ KRW ZHDWKHU ZLQWHU VWRUPVRU6DQWD$QDZLQGV
7KH DQQXDO DYHUDJH WHPSHUDWXUH YDULHV OLWWOH WKURXJKRXW WKH 6&$% UDQJLQJ IURP WKH ORZ WR PLGGOH V PHDVXUHGLQ GHJUHHV )DKUHQKHLW
R
)
 :LWK D PRUH SURQRXQFHG RFHDQLFLQIOXHQFH
FRDVWDODUHDV VKRZOHVV YDULDELOLW\LQDQQXDOPLQLPXPDQGPD[LPXPWHPSHUDWXUHVWKDQLQODQG DUHDV 7KHFOLPDWRORJLFDOVWDWLRQORFDWHGLQ /DJXQD%HDFK WRWKHQRUWK
UHSRUWVD\HDUO\DYHUDJH
RIR
) 7KHDYHUDJHORZLVUHSRUWHGDWR) LQ-DQXDU\ZKLOHWKHDYHUDJHKLJKLVR) LQ$XJXVW DQG6HSWHPEHU
,Q FRQWUDVW WR D YHU\ VWHDG\ SDWWHUQ RI WHPSHUDWXUH UDLQIDOO LV VHDVRQDOO\ DQG DQQXDOO\ KLJKO\ YDULDEOH $OPRVW DOO UDLQ IDOOV IURP 1RYHPEHU WKURXJK $SULO 6XPPHU UDLQIDOO LV QRUPDOO\ UHVWULFWHGWRZLGHO\VFDWWHUHGWKXQGHUVKRZHUVQHDUWKHFRDVWZLWKVOLJKWO\KHDYLHUVKRZHUDFWLYLW\ LQWKHHDVWDQGRYHUWKHPRXQWDLQV 5DLQIDOODYHUDJHVDURXQGLQFKHVSHU\HDULQWKH3URMHFW DUHDDJDLQDVPHDVXUHGDW/DJXQD%HDFK
$OWKRXJKWKH6&$% KDVDVHPLDULGFOLPDWHWKHDLUQHDUWKHVXUIDFHLVW\SLFDOO\PRLVWEHFDXVHRI WKHSUHVHQFHRIDVKDOORZPDULQHOD\HU ([FHSWIRULQIUHTXHQWSHULRGVZKHQGU\FRQWLQHQWDODLULV EURXJKWLQWRWKH6&$% E\RIIVKRUHZLQGVWKHRFHDQHIIHFWLVGRPLQDQW 3HULRGVRIKHDY\IRJ HVSHFLDOO\ DORQJ WKH FRDVWOLQH DUH IUHTXHQW
 DQG ORZ VWUDWXV FORXGV RIWHQ UHIHUUHG WR DV ³KLJK IRJ´DUHDFKDUDFWHULVWLFFOLPDWLFIHDWXUH $QQXDODYHUDJHKXPLGLW\LVSHUFHQWDWWKHFRDVWDQG SHUFHQWLQWKHHDVWSRUWLRQVRIWKH6&$%
:LQG SDWWHUQV DFURVVWKH VRXWK FRDVWDO UHJLRQ DUH FKDUDFWHUL]HG E\ ZHVWHUO\ DQG VRXWKZHVWHUO\ RQVKRUH ZLQGV GXULQJ WKH GD\ DQG HDVWHUO\ RU QRUWKHDVWHUO\ EUHH]HV DW QLJKW :LQG VSHHG LV VRPHZKDWJUHDWHUGXULQJWKHGU\VXPPHUPRQWKVWKDQGXULQJWKHUDLQ\ZLQWHUVHDVRQ $QQXDOO\ W\SLFDOZLQGVLQWKHSURMHFWDUHDDYHUDJHDERXWWRPLOHVSHUKRXUGXULQJWKHGD\DQGWR PLOHVSHUKRXUGXULQJWKHQLJKW
%HWZHHQ WKH SHULRGV RI GRPLQDQW DLUIORZ SHULRGV RI DLU VWDJQDWLRQ PD\ RFFXU ERWK LQ WKH PRUQLQJ DQG HYHQLQJ KRXUV :KHWKHU VXFK D SHULRG RI VWDJQDWLRQ RFFXUVLV RQH RIWKH FULWLFDO GHWHUPLQDQWV RI DLU TXDOLW\ FRQGLWLRQV RQ DQ\ JLYHQ GD\ 'XULQJ WKH ZLQWHU DQG IDOO PRQWKV VXUIDFH KLJKSUHVVXUH V\VWHPV RYHUWKH6&$%FRPELQHGZLWK RWKHUPHWHRURORJLFDOFRQGLWLRQV 393
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
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³PL[LQJ KHLJKW´ 7KLV PL[LQJ KHLJKW FDQ FKDQJH XQGHU FRQGLWLRQV ZKHQ WKH WRS RI WKH LQYHUVLRQ GRHV QRW FKDQJH 7KH FRPELQDWLRQ RI ZLQGV DQG LQYHUVLRQVDUHFULWLFDOGHWHUPLQDQWVLQOHDGLQJWRWKHKLJKO\GHJUDGHGDLUTXDOLW\LQVXPPHUDQG WKHJHQHUDOO\JRRGDLUTXDOLW\LQWKHZLQWHULQWKHSURMHFWDUHD

2.1.2 San Diego Air Basin (SDAB)
7KH 6'$% FRYHUV  VTXDUH PLOHV DQG OLHV LQ WKH VRXWKZHVW FRUQHU RI &DOLIRUQLD DQG FRPSULVHVWKHHQWLUH6DQ'LHJR UHJLRQ7KHWRSRJUDSK\LQWKH6DQ'LHJRUHJLRQYDULHVJUHDWO\ IURP EHDFKHV RQ WKH ZHVW WR PRXQWDLQV DQG GHVHUW RQ WKH HDVW 0XFK RI WKH WRSRJUDSK\ LQ EHWZHHQ FRQVLVWV RI PHVDWRSVLQWHUVHFWHG E\ FDQ\RQ DUHDV 7KHWRSRJUDSK\LQWKH 6DQ 'LHJR UHJLRQDORQJZLWKORFDOPHWHRURORJ\LQIOXHQFHVWKHGLVSHUVDODQGPRYHPHQWRISROOXWDQWVLQWKH EDVLQ
7KH ZHDWKHU RI WKH 6DQ 'LHJR UHJLRQ DV LQ PRVW RI VRXWKHUQ &DOLIRUQLD LV LQIOXHQFHG E\ WKH 3DFLILF2FHDQDQGLWV VHPLSHUPDQHQW KLJKSUHVVXUH V\VWHPVWKDW UHVXOWLQ GU\ZDUP VXPPHUV DQGPLOGRFFDVLRQDOO\ZHWZLQWHUV7KHDYHUDJHWHPSHUDWXUHUDQJHVIURPWKHPLGVWRWKHKLJK

V 0RVW RI WKH FRXQW\¶V SUHFLSLWDWLRQ IDOOV IURP 1RYHPEHU WR $SULO ZLWK LQIUHTXHQW

DSSUR[LPDWHO\WHQSHUFHQW
SUHFLSLWDWLRQGXULQJWKHVXPPHU
7KH LQWHUDFWLRQ RI RFHDQ ODQG DQG WKH 3DFLILF +LJK 3UHVVXUH =RQH PDLQWDLQV FOHDU VNLHV IRU PXFK RI WKH \HDU DQG GULYHV WKH SUHYDLOLQJ ZLQGV /RFDO WHUUDLQ LV RIWHQ WKH GRPLQDQW IDFWRU LQODQGDQGZLQGVLQLQODQGPRXQWDLQRXVDUHDVWHQGWREORZWKURXJKWKHYDOOH\VGXULQJWKHGD\ DQGGRZQWKHKLOOVDQGYDOOH\VDWQLJKW

2.2. $0%,(17$,548$/,7<
7KH IROORZLQJFKDUDFWHUL]DWLRQ RIWKH EDVHOLQHDWPRVSKHULFHQYLURQPHQWLQFOXGHVDQHYDOXDWLRQ RIWKHDPELHQWDLUTXDOLW\DQGDSSOLFDEOHUXOHVUHJXODWLRQVDQGVWDQGDUGVIRUWKHDUHD %HFDXVH WKH 3URMHFW KDVWKH DELOLW\ WR UHOHDVH JDVHRXV HPLVVLRQV RI FULWHULD SROOXWDQWV DQG GXVWLQWRWKH DPELHQWDLULWIDOOVXQGHUWKHDPELHQWDLUTXDOLW\VWDQGDUGVSURPXOJDWHGRQWKHORFDOVWDWHDQG IHGHUDOOHYHOV

2.2.1 $IIHFWHG(QYLURQPHQW
7KH SURSRVHG 3URMHFW VLWH LV VXEMHFW WR WKH UXOHV DQG UHJXODWLRQV LPSRVHG E\ WKH 6&$40' 
KRZHYHUWKH6&$40' UHSRUWVWRWKH&DOLIRUQLD$LU5HVRXUFHV%RDUG &$5%
 7KHUHIRUHDOO
HPLVVLRQVDUHDOVRJRYHUQHGE\ERWKWKH&DOLIRUQLD$PELHQW$LU4XDOLW\6WDQGDUGV &$$46
DV
ZHOODVWKH1DWLRQDO$PELHQW$LU4XDOLW\6WDQGDUGV
1$$46

394
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
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¶V JURZWKLQSRSXODWLRQDQGYHKLFOHPLOHVWUDYHOHGZKLFKERWKFRQWULEXWHWRDLUSROOXWLRQSUREOHPV 7KLV LPSURYHPHQW LQ DLU TXDOLW\ FOHDUO\ VKRZV WKDW RXU HIIRUWV WR UHGXFH DLU SROOXWLRQ DUH ZRUNLQJ
3ROOXWDQWVHPLWWHGLQWRWKHDLUIURPVWDWLRQDU\DQGPRELOHVRXUFHVDIIHFWWKHDPELHQWDLUTXDOLW\ 6WDWLRQDU\VRXUFHVFDQEHGLYLGHGLQWRWZRPDMRUVXEFDWHJRULHV SRLQWVRXUFHVDQGDUHDVRXUFHV
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
KRZHYHUWKH\LQGLUHFWO\FDXVHWKHJHQHUDWLRQRIDLU
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

2.2.2 &ULWHULD$LU3ROOXWDQWV
)HGHUDODQG6WDWHODZVUHJXODWHWKHDLUSROOXWDQWVHPLWWHGLQWRWKHDPELHQWDLUE\VWDWLRQDU\DQG PRELOH VRXUFHV 7KHVH UHJXODWHG DLU SROOXWDQWV DUH NQRZQ DV ³FULWHULD DLU SROOXWDQWV´ DQG DUH FDWHJRUL]HGDVSULPDU\DQGVHFRQGDU\SROOXWDQWV 3ULPDU\DLUSROOXWDQWVDUHWKRVHWKDWDUHHPLWWHG GLUHFWO\ IURP VRXUFHV &DUERQ PRQR[LGH
&2
 UHDFWLYH RUJDQLF JDVHV
52*
 QLWURJHQ R[LGHV

12[
VXOIXUGLR[LGH
62
DQGPRVWILQHSDUWLFXODWHPDWWHU
3030
LQFOXGLQJOHDG
3E

DQG IXJLWLYH GXVW
 DUH SULPDU\ DLU SROOXWDQWV 2I WKHVH &2 62 30 DQG 30 DUH FULWHULD SROOXWDQWV 52*DQG12[DUHFULWHULDSROOXWDQWSUHFXUVRUVDQGJRRQWRIRUPVHFRQGDU\FULWHULD SROOXWDQWV WKURXJK FKHPLFDO DQG SKRWRFKHPLFDO UHDFWLRQ LQ WKH DWPRVSKHUH 2]RQH 2
 DQG
QLWURJHQGLR[LGH
12
DUHWKHSULQFLSDOVHFRQGDU\SROOXWDQWV
3UHVHQWHG EHORZLVD GHVFULSWLRQ RIHDFK RIWKHVH SULPDU\DQG VHFRQGDU\ FULWHULD DLU SROOXWDQWV DQGWKHLUNQRZQKHDOWKHIIHFWV
&DUERQ0RQR[LGH
&2
LVDFRORUOHVVRGRUOHVVWR[LFJDVSURGXFHGE\LQFRPSOHWHFRPEXVWLRQ RIFDUERQVXEVWDQFHV
HJJDVROLQHRUGLHVHOIXHO
 7KHSULPDU\DGYHUVHKHDOWKHIIHFWDVVRFLDWHG
ZLWK&2LVWKHLQWHUIHUHQFH RI QRUPDO R[\JHQWUDQVIHUWRWKH EORRGZKLFKPD\ UHVXOWLQWLVVXH 395
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
5 R[\JHQ GHSULYDWLRQ 7KHPDMRU VRXUFHV RI&2LQWKH6&$% DUH RQURDG YHKLFOHVDLUFUDIWDQG RIIURDGYHKLFOHVDQGHTXLSPHQW
&$5%

5HDFWLYH 2UJDQLF *DVHV
52*V
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
KHDGDFKHVORVVRIFRRUGLQDWLRQQDXVHDGDPDJHWROLYHUNLGQH\DQG WKHFHQWUDOQHUYRXVV\VWHP
(3$

7KHPDMRUVRXUFHVRI52*LQWKH6&$% DUHRQURDGPRWRUYHKLFOHVDQGVROYHQWHYDSRUDWLRQ 1LWURJHQ 2[LGHV
12[
VHUYH DV LQWHJUDO SDUWLFLSDQWV LQ WKH SURFHVV RI SKRWRFKHPLFDOVPRJ SURGXFWLRQ 7KHWZRPDMRUIRUPVRI12[DUHQLWULFR[LGH 12 DQGQLWURJHQGLR[LGH
12
 12
LV D FRORUOHVV RGRUOHVV JDV IRUPHG IURP DWPRVSKHULF QLWURJHQ DQG R[\JHQ ZKHQ FRPEXVWLRQ WDNHVSODFHXQGHUKLJKWHPSHUDWXUHDQGRUKLJK SUHVVXUH 12 LVD UHGGLVKEURZQLUULWDWLQJ JDV IRUPHGE\WKHFRPELQDWLRQRI12DQGR[\JHQ
12[ DFWV DV DQ DFXWH UHVSLUDWRU\ LUULWDQW DQG LQFUHDVHV VXVFHSWLELOLW\ WR UHVSLUDWRU\ SDWKRJHQV 12[ LV DOVR DQ R]RQH SUHFXUVRU $ SUHFXUVRU LV D GLUHFWO\ HPLWWHG DLU FRQWDPLQDQW WKDW ZKHQ UHOHDVHGLQWRWKH DWPRVSKHUH IRUPV FDXVHVWR EH IRUPHG RU FRQWULEXWHVWRWKH IRUPDWLRQ RI D VHFRQGDU\ DLU FRQWDPLQDQW IRU ZKLFK DQ $PELHQW $LU 4XDOLW\ 6WDQGDUG $$46
KDV EHHQ
DGRSWHG RU ZKRVH SUHVHQFHLQWKH DWPRVSKHUH ZLOO FRQWULEXWHWRWKH YLRODWLRQ RI RQH RUPRUH $$46 :KHQ12[DQG52*DUHUHOHDVHGLQWKHDWPRVSKHUHWKH\FDQFKHPLFDOO\UHDFWZLWKRQH DQRWKHULQWKHSUHVHQFHRIVXQOLJKWWRIRUPR]RQH
7KHPDMRUVRXUFHRI12[LQWKH6&$% LVRQURDGYHKLFOHV &$5%
 6WDWLRQDU\FRPPHUFLDO
DQG VHUYLFH VRXUFH IXHO FRPEXVWLRQ DOVR FRQWULEXWH WR WKH WRWDO 12[ HPLVVLRQV LQ WKH 6&$%

&$5%

1LWURJHQ'LR[LGH
12
LVDE\SURGXFWRIIXHOFRPEXVWLRQ 7KHSULQFLSDOIRUPRI12 SURGXFHG E\ FRPEXVWLRQ LV 12 EXW 12 UHDFWV WR IRUP 12 FUHDWLQJ WKH PL[WXUH RI 12 DQG 12 FRPPRQO\FDOOHG12[ 7KH86(QYLURQPHQWDO3URWHFWLRQ$JHQF\ 86(3$
KDVFRQFOXGHGWKDW
WKHRQO\IRUPRI12[WKDWH[LVWVDWDOHYHOWRFDXVHSXEOLFKHDOWKFRQFHUQVLV12 (3$



12 DFWV DV DQ DFXWH LUULWDQW DQG LQ HTXDO FRQFHQWUDWLRQV LV PRUH LQMXULRXV WKDQ 12 $W DWPRVSKHULFFRQFHQWUDWLRQVKRZHYHU12 LVRQO\SRWHQWLDOO\LUULWDWLQJ 7KHUHLVVRPHLQGLFDWLRQ 396
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
6 RI D UHODWLRQVKLS EHWZHHQ 12 DQG FKURQLF SXOPRQDU\ ILEURVLV 6RPHLQFUHDVHLQ EURQFKLWLVLQ FKLOGUHQ
WZRDQGWKUHH \HDUV ROG
 KDVDOVR EHHQ REVHUYHGDWFRQFHQWUDWLRQV EHORZ  SDUW SHU PLOOLRQ
SSP
 12 DEVRUEVEOXHOLJKW
WKH UHVXOWLVDEURZQLVKUHGFDVWWRWKHDWPRVSKHUHDQG UHGXFHG YLVLELOLW\ 12 DOVR FRQWULEXWHV WR WKH IRUPDWLRQ RI 30 SDUWLFXODWHV KDYLQJ DQ
DHURG\QDPLFGLDPHWHURIPLFURQVRULQFKRUOHVVLQGLDPHWHU 
2]RQH
2
LV RQH RI D QXPEHU RI VXEVWDQFHV FDOOHG SKRWRFKHPLFDO R[LGDQWV WKDW DUH IRUPHG ZKHQUHDFWLYHRUJDQLFFRPSRXQGV
52&
DQG12[
ERWKE\SURGXFWVRIWKHLQWHUQDOFRPEXVWLRQ
HQJLQH
UHDFWZLWKVXQOLJKW 2]RQHLVSUHVHQWLQUHODWLYHO\KLJKFRQFHQWUDWLRQVLQWKH6&$%DQG WKH GDPDJLQJ HIIHFWV RI SKRWRFKHPLFDO VPRJ DUH JHQHUDOO\ UHODWHG WR WKH FRQFHQWUDWLRQV RI 2]RQH 2]RQHPD\SRVHDKHDOWKWKUHDWWRWKRVHZKRDOUHDG\VXIIHU IURPUHVSLUDWRU\GLVHDVHVDV ZHOODVKHDOWK\SHRSOH $GGLWLRQDOO\2]RQHKDVEHHQWLHGWRFURSGDPDJHW\SLFDOO\LQWKHIRUP RIVWXQWHGJURZWKDQGSUHPDWXUHGHDWK 2]RQHFDQDOVRDFWDVDFRUURVLYHUHVXOWLQJLQSURSHUW\ GDPDJHVXFKDVWKHHPEULWWOHPHQWRIUXEEHUSURGXFWV
/HDG
3E
LVDKHDY\PHWDOWKDWFDQH[LVWLQDLUSROOXWLRQDVDQDHURVROSDUWLFOHFRPSRQHQW $Q DHURVROLVDFROOHFWLRQRIVROLGOLTXLGRUPL[HGSKDVHSDUWLFOHVVXVSHQGHGLQWKHDLU /HDGZDV ILUVWUHJXODWHGDVDQDLUSROOXWDQWLQ
 /HDGHGJDVROLQHZDVILUVWPDUNHWHGLQ
DQGZDV
XVHGLQPRWRUYHKLFOHVXQWLODURXQG
 7KHH[FOXVLRQRIOHDGIURPJDVROLQHKHOSHGWRGHFUHDVH HPLVVLRQVRIOHDGLQWKH8QLWHG6WDWHVIURP
WRVKRUWWRQVSHU\HDUEHWZHHQ

DQG


/HDGRUHFUXVKLQJOHDGRUHVPHOWLQJDQGEDWWHU\PDQXIDFWXULQJDUHFXUUHQWO\WKHODUJHVWVRXUFHV RI OHDG LQ WKH DWPRVSKHUH LQ WKH 8QLWHG 6WDWHV 2WKHU VRXUFHV LQFOXGH GXVW IURP VRLOV FRQWDPLQDWHGZLWKOHDGEDVHG SDLQW VROLGZDVWH GLVSRVDODQGFUXVWDO SK\VLFDOZHDWKHULQJ 7KH PHFKDQLVPV E\ZKLFKOHDGFDQ EH UHPRYHG IURPWKHDWPRVSKHUH VLQNV
LQFOXGH GHSRVLWLRQWR
VRLOVLFHFDSVRFHDQVDQGLQKDODWLRQ
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
WRQRUPDOJDVROLQHZKLFKLVWKHPDLQUHDVRQWKDWWKHFRQFHQWUDWLRQRIOHDGLQWKHDLULVORZ 7KH SURSRVHG 3URMHFWZLOO QRW HPLWOHDG DQGWKHUHIRUHLWLV HOLPLQDWHG IURP IXUWKHU UHYLHZLQWKLV DQDO\VLV
6XOIXU'LR[LGH
62
LVDFRORUOHVVSXQJHQWJDV $WOHYHOVJUHDWHUWKDQSSPWKHJDVKDVD VWURQJ RGRU VLPLODU WR URWWHQ HJJV 6XOIXULF DFLG LV IRUPHG IURP VXOIXU GLR[LGH ZKLFK LV DQ DHURVRO SDUWLFOH FRPSRQHQW WKDW PD\ OHDG WR DFLG GHSRVLWLRQ $FLG GHSRVLWLRQ LQWR ZDWHU YHJHWDWLRQVRLORURWKHUPDWHULDOVFDQKDUPQDWXUDOUHVRXUFHVDQGPDWHULDOV 6XOIXUR[LGHV 62[

LQFOXGH VXOIXU GLR[LGH DQG VXOIXU WULR[LGH
62
 $OWKRXJK VXOIXU GLR[LGH FRQFHQWUDWLRQV KDYH
EHHQ UHGXFHGWROHYHOVZHOOEHORZVWDWHDQGQDWLRQDOVWDQGDUGV IXUWKHU UHGXFWLRQVDUHGHVLUDEOH EHFDXVH 62 LV D SUHFXUVRU WR VXOIDWHV 6XOIDWHV DUH D SDUWLFXODWH IRUPHG WKURXJK WKH SKRWRFKHPLFDOR[LGDWLRQRI62 /RQJWHUPH[SRVXUHWRKLJKOHYHOVRI62 FDQFDXVHLUULWDWLRQ 397
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
7 RIH[LVWLQJFDUGLRYDVFXODUGLVHDVH UHVSLUDWRU\LOOQHVVDQGFKDQJHVLQWKHGHIHQVHVLQWKHOXQJV :KHQ SHRSOH ZLWK DVWKPD DUH H[SRVHG WR KLJK OHYHOV RI 62 IRU VKRUW SHULRGV RI WLPH GXULQJ PRGHUDWHDFWLYLW\HIIHFWVPD\LQFOXGHZKHH]LQJFKHVWWLJKWQHVVRUVKRUWQHVVRIEUHDWK 3DUWLFXODWH0DWWHU
30 FRQVLVWVRIILQHO\GLYLGHGVROLGVRUOLTXLGVVXFKDVVRRWGXVWDHURVROV IXPHVDQGPLVWV 7ZRIRUPVRIILQHSDUWLFXODWHDUHQRZUHFRJQL]HG &RDUVHSDUWLFOHVRU30 LQFOXGHWKDWSRUWLRQRIWKHSDUWLFXODWHPDWWHUZLWKDQDHURG\QDPLFGLDPHWHURIPLFURQV LH
WHQ RQHPLOOLRQWKV RI D PHWHU RU  LQFK
 RU OHVV )LQH SDUWLFOHV RU 30 KDYH DQ
DHURG\QDPLFGLDPHWHURIPLFURQVWKDWLVRQHPLOOLRQWKVRIDPHWHURULQFKRUOHVV 3DUWLFXODWH GLVFKDUJH LQWR WKH DWPRVSKHUH UHVXOWV SULPDULO\ IURP LQGXVWULDO DJULFXOWXUDO FRQVWUXFWLRQ DQG WUDQVSRUWDWLRQ DFWLYLWLHV
 KRZHYHU ZLQG DFWLRQ RQ WKH DULG ODQGVFDSH DOVR FRQWULEXWHV VXEVWDQWLDOO\ WR WKH ORFDO SDUWLFXODWH ORDGLQJ %RWK 30 DQG 30 PD\ DGYHUVHO\ DIIHFW WKH KXPDQ UHVSLUDWRU\ V\VWHP HVSHFLDOO\ LQ WKRVH SHRSOH ZKR DUH QDWXUDOO\ VHQVLWLYH RU VXVFHSWLEOHWREUHDWKLQJSUREOHPV
)XJLWLYH'XVW SRVHVSULPDULO\WZRSXEOLFKHDOWKDQGVDIHW\FRQFHUQV 7KHILUVWFRQFHUQLVWKDWRI UHVSLUDWRU\SUREOHPVDWWULEXWDEOHWRWKHVXVSHQGHGSDUWLFXODWHVLQWKHDLU 7KHVHFRQGFRQFHUQLV WKDW RI PRWRU YHKLFOH DFFLGHQWV FDXVHG E\ UHGXFHG YLVLELOLW\ GXULQJ VHYHUH ZLQG FRQGLWLRQV )XJLWLYHGXVWPD\DOVRFDXVHVLJQLILFDQWSURSHUW\GDPDJHGXULQJVWURQJZLQGVWRUPVE\DFWLQJDV DQDEUDVLYHPDWHULDODJHQW
PXFKOLNHVDQGEODVWLQJDFWLYLWLHV
 )LQDOO\IXJLWLYHGXVWFDQUHVXOWLQ
DQXLVDQFHIDFWRUGXHWRWKHVRLOLQJRISUR[LPDWHVWUXFWXUHVDQGYHKLFOHV 'LHVHO 3DUWLFXODWH 0DWWHU
'30
 LV D PL[WXUH RI PDQ\ H[KDXVW SDUWLFOHV DQG JDVHV WKDW LV SURGXFHG ZKHQ DQ HQJLQH EXUQV GLHVHO IXHO 0DQ\ FRPSRXQGV IRXQG LQ GLHVHO H[KDXVW DUH FDUFLQRJHQLF LQFOXGLQJ  WKDW DUH FODVVLILHG DV SRVVLEO\ FDUFLQRJHQLF E\ WKH ,QWHUQDWLRQDO $JHQF\IRU5HVHDUFKRQ&DQFHU '30LQFOXGHVWKHSDUWLFOHSKDVHFRQVWLWXHQWVLQGLHVHOH[KDXVW 6RPH VKRUWWHUP
DFXWH
 HIIHFWV RI GLHVHO H[KDXVWLQFOXGH H\HQRVHWKURDW DQGOXQJLUULWDWLRQ DQGFDQFDXVHFRXJKVKHDGDFKHVOLJKWKHDGHGQHVVDQGQDXVHD 'LHVHOH[KDXVWLVDPDMRUVRXUFH RI DPELHQW SDUWLFXODWH PDWWHU SROOXWLRQ DV ZHOO DQG QXPHURXV VWXGLHV KDYH OLQNHG HOHYDWHG SDUWLFOHOHYHOVLQWKHDLUWRLQFUHDVHGKRVSLWDODGPLVVLRQHPHUJHQF\URRPYLVLWVDVWKPDDWWDFNV DQGSUHPDWXUHGHDWKVDPRQJWKRVHVXIIHULQJIURPUHVSLUDWRU\SUREOHPV 2IILFHRI(QYLURQPHQWDO
+HDOWK +D]DUG $VVHVVPHQW 
 '30LQWKH 6&$% SRVHVWKH JUHDWHVW FDQFHU ULVN RI DOOWKH WR[LFDLUSROOXWDQWV

2.2.3 7R[LF$LU&RQWDPLQDQWV
7KH SXEOLF
V H[SRVXUH WR WR[LF DLU FRQWDPLQDQWV
7$&V
 LV D VLJQLILFDQW HQYLURQPHQWDO KHDOWK
LVVXHLQ&DOLIRUQLD ,Q
WKH&DOLIRUQLD/HJLVODWXUHHQDFWHGDSURJUDPWRLGHQWLI\WKHKHDOWK HIIHFWVRI7$&VDQGWRUHGXFHH[SRVXUHWRWKHVHFRQWDPLQDQWVWRSURWHFWWKHSXEOLFKHDOWK 7KH +HDOWKDQG6DIHW\&RGHGHILQHVD7$&DV³DQDLUSROOXWDQWZKLFKPD\FDXVHRUFRQWULEXWHWRDQ LQFUHDVHLQ PRUWDOLW\ RU LQ VHULRXVLOOQHVV RU ZKLFK PD\ SRVH D SUHVHQW RU SRWHQWLDO KD]DUGWR KXPDQKHDOWK´ $VXEVWDQFHWKDWLVOLVWHGDVDKD]DUGRXVDLUSROOXWDQWSXUVXDQWWRVXEVHFWLRQ E

RI6HFWLRQRIWKH)HGHUDO$FW
86&6HF>E@
LVDWR[LFDLUFRQWDPLQDQW 8QGHU6WDWH
ODZWKH&DOLIRUQLD (3$ DFWLQJWKURXJKWKH&$5%LV DXWKRUL]HGWRLGHQWLI\ D VXEVWDQFH DV D 7$& LI LW GHWHUPLQHV WKH VXEVWDQFH LV DQ DLU SROOXWDQW ZKLFK PD\ FDXVH RU FRQWULEXWH WR DQ LQFUHDVHLQPRUWDOLW\RUDQLQFUHDVHLQVHULRXVLOOQHVVRUZKLFKPD\SRVHDSUHVHQWRUSRWHQWLDO KD]DUGWRKXPDQKHDOWK
398
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
8 &DOLIRUQLD UHJXODWHV 7$&V SULPDULO\WKURXJK $%  7DQQHU $LU 7R[LFV $FW
 DQG $% 

$LU7R[LFV³+RW6SRW´,QIRUPDWLRQDQG$VVHVVPHQW$FWRI 
 7KH7DQQHU$LU7R[LFV$FW
VHWV IRUWK D IRUPDO SURFHGXUH IRU &$5% WR GHVLJQDWH VXEVWDQFHV DV 7$&V 2QFH D 7$& LV LGHQWLILHG&$5%DGRSWVDQ³DLUERUQHWR[LFVFRQWUROPHDVXUH´ IRU VRXUFHVWKDWHPLW GHVLJQDWHG 7$&V ,IWKHUHLVD VDIHWKUHVKROG IRUD VXEVWDQFHDWZKLFKWKHUHLV QRWR[LFHIIHFWWKHFRQWURO PHDVXUHPXVWUHGXFHH[SRVXUHWREHORZWKDWWKUHVKROG ,IWKHUHLVQRVDIHWKUHVKROGWKHPHDVXUH PXVWLQFRUSRUDWHWR[LFVEHVWDYDLODEOHFRQWUROWHFKQRORJ\ 7%$&7
WRPLQLPL]HHPLVVLRQV
$LU WR[LFV IURP VWDWLRQDU\ VRXUFHV DUH DOVR UHJXODWHG LQ &DOLIRUQLD XQGHU WKH $LU 7R[LFV ³+RW 6SRW´ ,QIRUPDWLRQ DQG $VVHVVPHQW $FW RI 
 8QGHU $%  WR[LF DLU FRQWDPLQDQW
HPLVVLRQVIURPLQGLYLGXDOIDFLOLWLHVDUHTXDQWLILHGDQGSULRULWL]HGE\WKHDLUTXDOLW\PDQDJHPHQW GLVWULFW RUDLU SROOXWLRQFRQWURO GLVWULFW +LJK SULRULW\ IDFLOLWLHVDUH UHTXLUHGWR SHUIRUPD KHDOWK ULVNDVVHVVPHQWDQGLIVSHFLILFWKUHVKROGVDUHH[FHHGHGUHTXLUHGWRFRPPXQLFDWHWKHUHVXOWVWR WKHSXEOLFLQWKHIRUPRIQRWLFHVDQGSXEOLFPHHWLQJV
7RGDWHWKH&$5%KDVGHVLJQDWHGQHDUO\ FRPSRXQGVDV7$&V $GGLWLRQDOO\WKH&$5%KDV LPSOHPHQWHG FRQWURO PHDVXUHV IRU D QXPEHU RI FRPSRXQGV WKDW SRVH KLJK ULVNV DQG VKRZ SRWHQWLDO IRU HIIHFWLYH FRQWURO 7KH PDMRULW\ RI WKH HVWLPDWHG KHDOWK ULVNV IURP 7$&V FDQ EH DWWULEXWHG WR D UHODWLYHO\ IHZ FRPSRXQGV WKH PRVW LPSRUWDQW EHLQJ 30 IURP GLHVHOIXHOHG HQJLQHV

2.2.4 2WKHU(IIHFWVRI$LU3ROOXWLRQ
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

2.3. )('(5$/$0%,(17$,548$/,7<67$1'$5'6
$$46

7KH)HGHUDO&OHDQ$LU$FW$PHQGPHQWRI

&$$
HVWDEOLVKHG1$$46ZLWKVWDWHVUHWDLQLQJ
WKH RSWLRQ WR DGRSW PRUH VWULQJHQW VWDQGDUGV RU WR LQFOXGH RWKHU SROOXWLRQ VSHFLHV 7KHVH VWDQGDUGV DUH WKH OHYHOV RI DLU TXDOLW\ FRQVLGHUHG VDIH ZLWK DQ DGHTXDWH PDUJLQ RI VDIHW\ WR SURWHFWWKH SXEOLF KHDOWK DQG ZHOIDUH 7KH\ DUH GHVLJQHGWR SURWHFWWKRVH ³VHQVLWLYH UHFHSWRUV´ PRVW VXVFHSWLEOH WR IXUWKHU UHVSLUDWRU\ GLVWUHVV VXFK DV DVWKPDWLFV WKH HOGHUO\ YHU\ \RXQJ FKLOGUHQSHRSOHDOUHDG\ZHDNHQHGE\RWKHUGLVHDVHRULOOQHVVDQGSHUVRQVHQJDJHGLQVWUHQXRXV ZRUNRUH[HUFLVH +HDOWK\DGXOWVFDQWROHUDWH RFFDVLRQDOH[SRVXUHWRDLUSROOXWDQWFRQFHQWUDWLRQV FRQVLGHUDEO\DERYHWKHVHPLQLPXPVWDQGDUGVEHIRUHDGYHUVHHIIHFWVDUHREVHUYHG %RWKWKH6WDWHRI&DOLIRUQLDDQGWKH)HGHUDOJRYHUQPHQWKDYHHVWDEOLVKHGKHDOWKEDVHG$$46IRU VL[ DLU SROOXWDQWV $V VKRZQ LQ 7DEOH  WKHVH SROOXWDQWV LQFOXGH R]RQH FDUERQ PRQR[LGH 399
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
9 QLWURJHQ GLR[LGH VXOIXU GLR[LGH VXVSHQGHG SDUWLFXODWH PDWWHU 30 30
 DQG OHDG ,Q
DGGLWLRQWKH6WDWHKDVVHWVWDQGDUGVIRUVXOIDWHVK\GURJHQVXOILGHYLQ\OFKORULGHDQGYLVLELOLW\ UHGXFLQJSDUWLFOHV 7KHVHVWDQGDUGVDUHGHVLJQHGWRSURWHFWWKHKHDOWKDQGZHOIDUHRIWKHSRSXODFH ZLWKDUHDVRQDEOHPDUJLQRIVDIHW\
7DEOH
$PELHQW$LU4XDOLW\6WDQGDUGVIRU3ULRULW\3ROOXWDQWV
3ROOXWDQW $YHUDJLQJ
7LPH
&DOLIRUQLD
6WDQGDUG
)HGHUDO
3ULPDU\
6WDQGDUG
0DMRU3ROOXWDQW6RXUFHV
2]RQH
2
KRXU 
SSP
0RWRUYHKLFOHVSDLQWVFRDWLQJV
KRXUV  SSP DQGVROYHQWV
&DUERQ
0RQR[LGH
&2

KRXU SSP SSP ,QWHUQDOFRPEXVWLRQHQJLQHV
SULPDULO\JDVROLQHSRZHUHG
PRWRUYHKLFOHV KRXUV
SSP
SSP
1LWURJHQ
'LR[LGH
12

$QQXDO
$YHUDJH
SSP 0RWRUYHKLFOHVSHWUROHXPUHILQLQJRSHUDWLRQVLQGXVWULDO VRXUFHVDLUFUDIWVKLSVDQG
UDLOURDGV KRXU SSP

6XOIXU'LR[LGH

62

$QQXDO
$YHUDJH
SSP )XHOFRPEXVWLRQFKHPLFDO
SODQWVVXOIXUUHFRYHU\SODQWV
DQGPHWDOSURFHVVLQJ KRXU SSP

KRXUV SSP SSP
6XVSHQGHG
3DUWLFXODWH
0DWWHU

30

$QQXDO
$ULWKPHWLF
0HDQ
 PJP  PJP
'XVWDQGIXPHSURGXFLQJ
FRQVWUXFWLRQLQGXVWULDODQG
DJULFXOWXUDORSHUDWLRQV
FRPEXVWLRQDWPRVSKHULF
SKRWRFKHPLFDOUHDFWLRQVDQG
QDWXUDODFWLYLWLHV
HJ ZLQG
UDLVHGGXVWDQGRFHDQVSUD\V

KRXUV  PJP  PJP
6XVSHQGHG
3DUWLFXODWH
0DWWHU

30

$QQXDO
$ULWKPHWLF
0HDQ
 PJP  PJP
'XVWDQGIXPHSURGXFLQJ
FRQVWUXFWLRQLQGXVWULDODQG
DJULFXOWXUDORSHUDWLRQV
FRPEXVWLRQDWPRVSKHULF
SKRWRFKHPLFDOUHDFWLRQVDQG
QDWXUDODFWLYLWLHV
HJ ZLQG
UDLVHGGXVWDQGRFHDQVSUD\V

KRXUV
 PJP
/HDG
3E

0RQWKO\  PJP
3UHVHQWVRXUFH
OHDGVPHOWHUV
EDWWHU\PDQXIDFWXULQJDQG
UHF\FOLQJIDFLOLWLHV 3DVWVRXUFH

FRPEXVWLRQRIOHDGHGJDVROLQH
4XDUWHUO\
 PJP
6XOIDWHV
62
KRXUV  PJP
,QGXVWULDOSURFHVVHV
3SP
SDUWVSHUPLOOLRQ
PJP
PLFURJUDPVSHUFXELFPHWHU
400
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
10  VWDQGDUGLVQRWXVHGIRUWKLVSROOXWDQWGXUDWLRQE\WKLVHQWLW\ ,Q DGGLWLRQ WR SULPDU\ DQG VHFRQGDU\ $$46 WKH 6WDWH RI &DOLIRUQLD KDV HVWDEOLVKHG D VHW RI HSLVRGH FULWHULD IRU R]RQH FDUERQ PRQR[LGH QLWURJHQ GLR[LGHVXOIXU GLR[LGH DQG SDUWLFXODWH PDWWHU 7KHVHFULWHULD UHIHUWRHSLVRGHOHYHOV UHSUHVHQWLQJ SHULRGVRI VKRUWWHUPH[SRVXUHWRDLU SROOXWDQWVWKDWDFWXDOO\WKUHDWHQSXEOLFKHDOWK

2.4. $,548$/,7<0$1$*(0(173/$11,1*
7KH 6&$40' DQG WKH 6RXWKHUQ &DOLIRUQLD $VVRFLDWLRQ RI *RYHUQPHQWV 6&$*
 DUH WKH
DJHQFLHV UHVSRQVLEOH IRU SUHSDULQJ WKH $LU 4XDOLW\0DQDJHPHQW 3ODQ $403
 IRU WKH 6&$%
6LQFH 

D QXPEHU RI$403V KDYH EHHQ SUHSDUHG 7KH 

$403 XSGDWHGLQ 

DQG
UHSODFHG LQ  ZDV EDVHG RQ WKH 

 $403 DQG XOWLPDWHO\ WKH 

 $403 DQG ZDV
GHVLJQHG WR FRPSO\ ZLWK 6WDWH DQG )HGHUDO UHTXLUHPHQWV UHGXFH WKH KLJK OHYHO RI SROOXWDQW HPLVVLRQVLQWKH6&$%DQGHQVXUHFOHDQDLUIRUWKHUHJLRQWKURXJKYDULRXVFRQWUROPHDVXUHV 7R DFFRPSOLVK LWVWDVNWKH

$403UHOLHGRQDPXOWLOHYHOSDUWQHUVKLSRIJRYHUQPHQWDODJHQFLHV DWWKH )HGHUDO 6WDWH UHJLRQDO DQGORFDOOHYHO 7KHVH DJHQFLHV LHWKH 86(3$&$5%ORFDO
JRYHUQPHQWV6&$*DQG6&$40'
DUHWKHFRUQHUVWRQHVWKDWLPSOHPHQW$403SURJUDPV
7KH$403DGRSWHGLQ$XJXVWXSGDWHGWKHDWWDLQPHQWGHPRQVWUDWLRQIRUWKH)HGHUDO VWDQGDUGV IRU R]RQHDQG30
 UHSODFHGWKH 

DWWDLQPHQW GHPRQVWUDWLRQ IRUWKH)HGHUDO&2
VWDQGDUG DQG SURYLGHG D EDVLV IRU D PDLQWHQDQFH SODQ IRU &2 IRU WKH IXWXUH  DQG XSGDWHG WKH
PDLQWHQDQFHSODQIRUWKH)HGHUDO12 VWDQGDUGWKDWWKH6&$% KDVPHWVLQFH


7KHPRVW UHFHQW FRPSUHKHQVLYH SODQLVWKH  $403 DGRSWHG RQ-XO\   7KH  $403LV GHVLJQHGWRPHHWWKH 6WDWH DQG )HGHUDO&$$ SODQQLQJ UHTXLUHPHQWV DQG IRFXVHV RQ R]RQHDQG30 7KH$403LQFRUSRUDWHVVLJQLILFDQWQHZHPLVVLRQVLQYHQWRULHVDPELHQW PHDVXUHPHQWVVFLHQWLILFGDWDFRQWUROVWUDWHJLHVDQGDLUTXDOLW\PRGHOLQJ $UHDVWKDWPHHWWKHDPELHQWDLUTXDOLW\VWDQGDUGVDUHFODVVLILHGDV³DWWDLQPHQW´DUHDVZKLOHDUHDV WKDWGRQRWPHHWWKHVHVWDQGDUGVDUHFODVVLILHGDV³QRQDWWDLQPHQW´DUHDV 7KHFODVVLILFDWLRQVIRU R]RQHQRQDWWDLQPHQWLQFOXGHDQGUDQJHLQPDJQLWXGHIURP PDUJLQDOPRGHUDWHVHULRXVVHYHUH
DQGH[WUHPH 7KH6WDWHDQG )HGHUDODWWDLQPHQWVWDWXVIRUWKH6&$% DUHLQFOXGHGLQ7DEOH 401
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
11 7DEOH
$WWDLQPHQW6WDWXVIRUWKH6&$%
3ROOXWDQW 6WDWH6WDWXV )HGHUDO6WDWXV
2]RQH

KRXU
([WUHPH1RQDWWDLQPHQW ([WUHPH1RQDWWDLQPHQW
XQGHUWKHSULRUVWDQGDUG

2]RQH

KRXU
([WUHPH1RQ$WWDLQPHQW ([WUHPH
30 6HULRXV1RQDWWDLQPHQW 6HULRXV1RQDWWDLQPHQW
30 1RQDWWDLQPHQW 1RQDWWDLQPHQW
&2 $WWDLQPHQW $WWDLQPHQW0DLQWHQDQFH
12 $WWDLQPHQW $WWDLQPHQW0DLQWHQDQFH
2Q$SULO(3$VLJQHGD ILQDOUXOHWRJUDQWUHTXHVWVWRUHFODVVLI\6&$%IURPVHYHUH WRH[WUHPH7KH6&$% DOVRLVGHVLJQDWHGDVDWWDLQPHQWRIWKH&$$46IRU62OHDGDQG VXOIDWHV $UHDVWKDWDUHGHVLJQDWHGDV6HYHUHIRUWKHR]RQHVWDQGDUGPXVWPHHWDWWDLQPHQWRI WKHKRXUVWDQGDUGE\
LIUHFODVVLILHGWR([WUHPH
 $UHDVFRQVLGHUHGDVVHULRXVQRQ
DWWDLQPHQW RI WKH 30 VWDQGDUGV PXVW KDYH UHDFKHG DWWDLQPHQW E\ WKH HQG RI  RU DV H[SHGLWLRXVO\DVSRVVLEOH 7KH30 DWWDLQPHQW GDWHLVWREHPHWLQWKH\HDU

2.4.1 )HGHUDO&OHDQ$LU$FW5HTXLUHPHQWV
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
7KH 86(3$ KDV UHFHQWO\ SKDVHG RXWWKH IHGHUDO KRXU R]RQH VWDQGDUG DQG UHSODFHG LW ZLWK D QHZ KRXU VWDQGDUG WR SURWHFW DJDLQVW ORQJHU H[SRVXUH SHULRGV +RZHYHU WKH 6&$% VWLOO H[SHULHQFHVR]RQHOHYHOVRYHUWKHSULRUIHGHUDOKRXUVWDQGDUGRQPRUHWKDQGD\VSHU\HDU 7KH  $403 VKRZV WKDW E\  WKH 6&$% ZLOO VWLOO H[FHHG WKH IHGHUDO KRXU R]RQH VWDQGDUG E\  SHUFHQW GHVSLWH WKH LPSOHPHQWDWLRQ RI H[LVWLQJ DLU TXDOLW\ SURJUDPV 7KH 6&$40' DQG D QXPEHU RI HQYLURQPHQWDO RUJDQL]DWLRQV KDYH OLWLJDWHG DJDLQVW 86(3$¶V UHYRFDWLRQRIWKHKRXUVWDQGDUGZLWKWKHFDVHVWLOOSHQGLQJ 7KH QHZ KRXU R]RQH VWDQGDUG LV VHW DW D FRQFHQWUDWLRQ RI  SDUWV SHU PLOOLRQ SSP
 DQG
UHSUHVHQWVDWLJKWHQLQJRIWKHH[LVWLQJKRXUR]RQHVWDQGDUGWKDWZDVVHWDWSSP 8QGHUWKH IRUP RI WKH VWDQGDUG DGRSWHG E\ WKH 86(3$ DUHDV DUH DOORZHG WR GLVUHJDUG WKHLU WKUHH ZRUVW PHDVXUHPHQWV HYHU\ \HDU DQG DYHUDJH WKHLU IRXUWK KLJKHVW PHDVXUHPHQWV RYHU WKUHH \HDUV WR GHWHUPLQHLIWKH\PHHWWKHVWDQGDUG
402
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
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
SHUFHQWLOHRIKRXU30 FRQFHQWUDWLRQVPHDVXUHGLQD\HDU DYHUDJHGRYHUWKUHH \HDUV
DWWKH
PRQLWRULQJ VLWH ZLWK WKH KLJKHVW PHDVXUHG YDOXHV LQ DQ DUHD 7KLV IRUP RI WKH VWDQGDUG ZLOO UHGXFHWKHLPSDFW RI D VLQJOH KLJK H[SRVXUH HYHQWWKDW PD\ EH GXHWR XQXVXDO PHWHRURORJLFDO FRQGLWLRQVDQGWKXVSURYLGHDPRUHVWDEOHEDVLVIRUHIIHFWLYHFRQWUROSURJUDPV :KLOH86(3$KDVUHWDLQHGWKHFXUUHQWDQQXDO30 VWDQGDUGRIPLFURJUDPVSHUFXELFPHWHU LW KDVPRGLILHGWKH IRUP RIWKH KRXU30 VWDQGDUG VHWDW PLFURJUDPV SHUFXELFPHWHU 0RUH VSHFLILFDOO\ 86(3$ UHYLVHG WKH RQHH[SHFWHG H[FHHGDQFH IRUP RI WKH FXUUHQW VWDQGDUG ZLWKD

WKSHUFHQWLOHIRUPDYHUDJHGRYHUWKUHH \HDUV
7KH6WDWH ,PSOHPHQWDWLRQ3ODQV
6,3
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³([WUHPH´

2.4.2 $LU4XDOLW\0DQDJHPHQW3ODQ
$403

7KH 6RXWK &RDVW $LU 4XDOLW\ 0DQDJHPHQW 'LVWULFW
6&$40'
 DQG WKH 6RXWKHUQ &DOLIRUQLD
$VVRFLDWLRQRI*RYHUQPHQWV
6&$*
DUHWKHDJHQFLHVUHVSRQVLEOHIRUSUHSDULQJWKH$403IRU WKH6&$% 6LQFH

DQXPEHURI$403VKDYHEHHQSUHSDUHG 7KH

$403XSGDWHGLQ


DQGUHSODFHGLQZDVEDVHGRQWKH

$403DQGXOWLPDWHO\WKH

$403DQG
ZDVGHVLJQHGWRFRPSO\ZLWK6WDWHDQGIHGHUDOUHTXLUHPHQWVUHGXFHWKHKLJKOHYHORISROOXWDQW HPLVVLRQVLQWKH6&$%DQGHQVXUHFOHDQDLUIRUWKHUHJLRQWKURXJKYDULRXVFRQWUROPHDVXUHV 7R DFFRPSOLVKLWVWDVNWKH

$403UHOLHGRQDPXOWLOHYHOSDUWQHUVKLSRIJRYHUQPHQWDODJHQFLHV DW WKH IHGHUDO 6WDWH UHJLRQDO DQG ORFDO OHYHO 7KHVH DJHQFLHV LH WKH 86(3$ &$5% ORFDO
JRYHUQPHQWV6&$*DQG6&$40'
DUHWKHFRUQHUVWRQHVWKDWLPSOHPHQWWKH$403SURJUDPV 7KHPRVW UHFHQW FRPSUHKHQVLYH SODQLVWKH  $403 DGRSWHG RQ -XO\   7KH  $403 HPSOR\V XSWRGDWH VFLHQFH DQG DQDO\WLFDO WRROV DQG LQFRUSRUDWHV D FRPSUHKHQVLYH VWUDWHJ\ DLPHG DW FRQWUROOLQJ SROOXWLRQ IURP DOO VRXUFHV LQFOXGLQJ VWDWLRQDU\ VRXUFHV RQURDG DQGRIIURDGPRELOHVRXUFHVDQGDUHDVRXUFHV
7KH3ODQSURSRVHVDWWDLQPHQWGHPRQVWUDWLRQRIWKHIHGHUDO30 VWDQGDUGVWKURXJKDPRUH IRFXVHGFRQWURORI62[GLUHFWO\HPLWWHG30DQG12[VXSSOHPHQWHGZLWK92&E\ 7KH KRXU R]RQHFRQWURO VWUDWHJ\ EXLOGV XSRQWKH30 VWUDWHJ\DXJPHQWHGZLWKDGGLWLRQDO92& 403
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
13 UHGXFWLRQV WR PHHW WKH VWDQGDUG E\  $Q H[WHQGHG DWWDLQPHQW GDWH LH DGGLWLRQDO WKUHH
\HDUV
LVDOORZHGXQGHUWKH&OHDQ$LU$FWLID³EXPSXS´UHTXHVWLVPDGHE\WKHVWDWHVKRZLQJ WKHQHHGIRUVXFKH[WHQVLRQ
7KH  $403 SURSRVHV SROLFLHV DQG PHDVXUHV FXUUHQWO\ FRQWHPSODWHG E\ UHVSRQVLEOH DJHQFLHVWRDFKLHYHIHGHUDOVWDQGDUGVIRUKHDOWKIXODLUTXDOLW\LQWKH6&$% DQGWKRVHSRUWLRQVRI WKH 6DOWRQ 6HD $LU 6&$%
IRUPHUO\ QDPHG WKH 6RXWKHDVW 'HVHUW $LU %DVLQ
 WKDW DUH XQGHU
6&$40' MXULVGLFWLRQ
&RDFKHOOD9DOOH\

7KH3ODQDOVRDGGUHVVHVVHYHUDOIHGHUDOSODQQLQJUHTXLUHPHQWVDQG LQFRUSRUDWHVVLJQLILFDQW QHZ VFLHQWLILF GDWD SULPDULO\ LQ WKH IRUP RI XSGDWHG HPLVVLRQV LQYHQWRULHV DPELHQW PHDVXUHPHQWVQHZPHWHRURORJLFDOHSLVRGHVDQGQHZDLUTXDOLW\PRGHOLQJWRROV 7KH  3ODQ EXLOGV XSRQ WKH DSSURDFKHV WDNHQ LQ WKH  $403 IRU WKH 6&$% IRU WKH DWWDLQPHQW RI WKH IHGHUDO R]RQH DLU TXDOLW\ VWDQGDUG +RZHYHU WKLV QHZ 3ODQ KLJKOLJKWV WKH VLJQLILFDQW DPRXQW RI UHGXFWLRQV QHHGHG DQG WKH XUJHQW QHHG WR LGHQWLI\ DGGLWLRQDO VWUDWHJLHV HVSHFLDOO\LQWKHDUHDRIPRELOHVRXUFHVWRPHHWDOOIHGHUDOFULWHULDSROOXWDQWVWDQGDUGVZLWKLQWKH WLPHIUDPHVDOORZHGXQGHUIHGHUDO&OHDQ$LU$FW
7KH$403XSGDWHVWKHDWWDLQPHQWGHPRQVWUDWLRQ IRUWKH IHGHUDOVWDQGDUGV IRUR]RQHDQG SDUWLFXODWH PDWWHU
30

 UHSODFHV WKH 

 DWWDLQPHQW GHPRQVWUDWLRQ IRU WKH IHGHUDO FDUERQ PRQR[LGH
&2
VWDQGDUGDQGSURYLGHVDEDVLVIRUDPDLQWHQDQFHSODQIRU&2IRUWKHIXWXUH DQG
XSGDWHVWKHPDLQWHQDQFHSODQIRUWKHIHGHUDOQLWURJHQGLR[LGH 12
VWDQGDUGWKDWWKH6&$% KDV
PHWVLQFH


$UHDVWKDWPHHWWKHDPELHQWDLUTXDOLW\VWDQGDUGVDUHFODVVLILHGDV³DWWDLQPHQW´DUHDVZKLOHDUHDV WKDW GR QRW PHHW WKHVH VWDQGDUGV DUH FODVVLILHG DV ³QRQDWWDLQPHQW´ DUHDV 7KH VHYHULW\ RI WKH FODVVLILFDWLRQV IRU R]RQH QRQDWWDLQPHQW LQFOXGHV DQG UDQJH LQ PDJQLWXGH IURP  PDUJLQDO
PRGHUDWHVHULRXVVHYHUHDQGH[WUHPH 7KHDWWDLQPHQWVWDWXVIRUWKH6&$%LVLQFOXGHGLQ7DEOH DERYH
7KH6&$% LVDOVRGHVLJQDWHGDVDWWDLQPHQWRIWKH&$$46IRU62OHDGDQGVXOIDWHV $UHDVWKDW DUHGHVLJQDWHGDV6HYHUHIRUWKHR]RQHVWDQGDUGPXVWPHHWDWWDLQPHQWRIWKHKRXUVWDQGDUG E\ 
 LI UHFODVVLILHG WR ([WUHPH
 $UHDV FRQVLGHUHG DV VHULRXV QRQDWWDLQPHQW RI WKH 30 VWDQGDUGVPXVWKDYHUHDFKHGDWWDLQPHQWE\WKHHQGRIRUDVH[SHGLWLRXVO\DVSRVVLEOH 7KH30 DWWDLQPHQWGDWHLVWREHPHWLQWKH\HDU

2.4.3 *UHHQKRXVH*DV(PLVVLRQV
,Q LQ UHFRJQLWLRQ RI&DOLIRUQLD¶V YXOQHUDELOLW\WRWKHHIIHFWV RIFOLPDWHFKDQJH*RYHUQRU 6FKZDU]HQHJJHUHVWDEOLVKHG([HFXWLYH2UGHU6ZKLFKVHWVIRUWKDVHULHVRIWDUJHWGDWHVE\ ZKLFKVWDWHZLGHHPLVVLRQRIJUHHQKRXVHJDVZRXOGEHSURJUHVVLYHO\UHGXFHGDVIROORZV

ƒ %\UHGXFHJUHHQKRXVHJDVHPLVVLRQVWROHYHOV

ƒ %\UHGXFHJUHHQKRXVHJDVHPLVVLRQVWR

OHYHOV
DQG
404
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
14 ƒ %\UHGXFHJUHHQKRXVHJDVHPLVVLRQVWRSHUFHQW EHORZ

OHYHOV
,Q  &DOLIRUQLD SDVVHG WKH &DOLIRUQLD *OREDO :DUPLQJ 6ROXWLRQV $FW RI  $% 

&DOLIRUQLD+HDOWKDQG6DIHW\&RGH'LYLVLRQ6HFWLRQVHWVHT ZKLFKUHTXLUHV&$5%
WRGHVLJQDQGLPSOHPHQWHPLVVLRQOLPLWVUHJXODWLRQVDQGRWKHUPHDVXUHVVXFKWKDWIHDVLEOHDQG FRVWHIIHFWLYH VWDWHZLGH JUHHQKRXVH JDV HPLVVLRQV DUH UHGXFHG WR 

 OHYHOV E\ 

UHSUHVHQWLQJDQDSSUR[LPDWHSHUFHQWUHGXFWLRQLQHPLVVLRQV 
,Q -XQH  &$5% GLUHFWHG VWDII WR SXUVXH  HDUO\ DFWLRQV IRU UHGXFLQJ JUHHQKRXVH JDV HPLVVLRQV XQGHU $%  7KH EURDG VSHFWUXP RI VWUDWHJLHVWR EH GHYHORSHG ± LQFOXGLQJ D /RZ &DUERQ)XHO6WDQGDUGUHJXODWLRQVIRUUHIULJHUDQWVZLWKKLJKJOREDOZDUPLQJSRWHQWLDOVJXLGDQFH DQG SURWRFROV IRUORFDO JRYHUQPHQWVWR IDFLOLWDWH JUHHQKRXVH JDV UHGXFWLRQV DQG JUHHQ SRUWV ±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

D
/RZ&DUERQ)XHOVWDQGDUGVIRUHWKDQROELRGLHVHOK\GURJHQHOHFWULFLW\FRPSUHVVHGQDWXUDOJDV OLTXHILHG SHWUROHXP JDV DQG ELRJDV


 UHVWULFWLRQV RQ +LJK *OREDO :DUPLQJ 3RWHQWLDO
5HIULJHUDQWV


 /DQGILOO 0HWKDQH &DSWXUH


 6PDUWZD\ 7UXFN (IILFLHQF\


 3RUW
(OHFWULILFDWLRQ


 5HGXFWLRQ RI SHUIOXRURFDUERQV IURP WKH VHPLFRQGXFWRU LQGXVWU\ 


5HGXFWLRQ RI SURSHOODQWVLQFRQVXPHU SURGXFWV


7LUHLQIODWLRQ
DQG

6XOIXU+H[DIOXRULGH

6)
UHGXFWLRQVIURPQRQHOHFWULFLW\VHFWRU
7KH  WDUJHW UHGXFWLRQV DUH FXUUHQWO\ HVWLPDWHG WR EH  PLOOLRQ PHWULF WRQV RI FDUERQ GLR[LGH
&2
 HTXLYDOHQW
007&2(
 ,Q WRWDO WKH UHFRPPHQGHG HDUO\ DFWLRQV KDYH WKH SRWHQWLDO WR UHGXFH JUHHQKRXVH JDV HPLVVLRQV E\ DW OHDVW  007&2( HPLVVLRQV E\  UHSUHVHQWLQJ DERXW  SHUFHQW RI WKH HVWLPDWHG UHGXFWLRQV QHHGHG E\  7KH &$5% %RDUG DGRSWHG 5HVROXWLRQ  LQ 'HFHPEHU  DSSURYLQJ  007&2( DV WKH VWDWHZLGH JUHHQKRXVH JDVHPLVVLRQVOLPLW IRU ZKLFKLVHTXLYDOHQWWRWKH 

HPLVVLRQVOHYHO 7KH
PHDVXUHV DUH LQ WKH VHFWRUV RI IXHOV WUDQVSRUWDWLRQ IRUHVWU\ DJULFXOWXUH HGXFDWLRQ HQHUJ\ HIILFLHQF\FRPPHUFLDOVROLGZDVWHFHPHQWRLODQGJDVHOHFWULFLW\DQGILUHVXSSUHVVLRQ

2.5. %$6(/,1($,548$/,7<
([LVWLQJOHYHOVRIDPELHQWDLUTXDOLW\DQGKLVWRULFDOWUHQGVDQGSURMHFWLRQVLQWKHSURMHFWDUHDDUH EHVW GRFXPHQWHG E\ PHDVXUHPHQWV PDGH E\ WKH 6&$40' 7KH SURMHFW LV ORFDWHG ZLWKLQ WKH VRXWKHUQSRUWLRQRI6RXUFH5HFHSWRU$UHD
65$
&DSLVWUDQR9DOOH\ 7KHFORVHVWPRQLWRULQJ
VWDWLRQ WR WKH 6DQ &OHPHQWH DUHD LV ORFDWHG DW /DNH )RUHVW 6DGGOHEDFN 9DOOH\ 65$ 


405
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
15 ([FHSWLQJ12 WKDWLVQRWPRQLWRUHGLQWKLVDUHDGDWDIURPWKHPRQLWRULQJVWDWLRQLQ65$ DUH
VXPPDUL]HGLQ7DEOH 'DWDIRU12 LQFOXGHGLQ7DEOHDUHDVPRQLWRUHGLQWKH1RUWK&RDVWDO 65$  7KH ERUURZ DUHD LV ORFDWHG QHDU 2FHDQVLGH  7KH QHDUHVW PRQLWRULQJ VWDWLRQ WR WKH ERUURZVLWHLVORFDWHGDW&DPS3HQGOHWRQ7KH&DPS3HQGOHWRQVLWHPHDVXUHVR]RQH30DQG 127DEOH DOVRLQFOXGHVDPELHQWGDWDIRU&DPS3HQGOHWRQ 7DEOH
$PELHQW$LU4XDOLW\0RQLWRULQJ6XPPDU\
3ROOXWDQW6WDQGDUG
1XPEHURI'D\V7KUHVKROGV:HUH([FHHGHGDQG0D[LPXP
/HYHOV'XULQJ6XFK9LRODWLRQV
    
2]RQH ± /DNH)RUHVW
6WDWH+RXU!
SSP
6WDWH+RXU!SSP
)HGHUDO+RXU!SSP
)HGHUDO+RXU!SSP
0D[+RXU&RQF
SSP

0D[+RXU&RQF
SSP


1'






























2]RQH ± &DPS3HQGOHWRQ
6WDWH+RXU!
SSP
6WDWH+RXU!SSP
)HGHUDO+RXU!SSP
)HGHUDO+RXU!SSP
0D[+RXU&RQF
SSP

0D[+RXU&RQF
SSP


































&DUERQ0RQR[LGH ± /DNH)RUHVW
6WDWH+RXU!
SSP
)HGHUDO+RXU!
SSP
0D[+RXU&RQF
SSP

0D[+RXU&RQF
SSP





















1LWURJHQ'LR[LGH ± 65$
6WDWH+RXU! SSP
0D[+RXU&RQF
SSP












1LWURJHQ'LR[LGH ± &DPS3HQGOHWRQ
6WDWH+RXU! SSP
0D[+RXU&RQF
SSP












,QKDODEOH3DUWLFXODWHV
30

 ± /DNH)RUHVW
6WDWH+RXU!ȝJP
)HGHUDO+RXU!ȝJP
0D[+RXU&RQF
ȝJP
















,QKDODEOH3DUWLFXODWHV
30

 ± /DNH)RUHVW
)HGHUDO+RXU!ȝJP
0D[+RXU&RQF
ȝJP













 12 DVPHDVXUHGDWWKH1RUWK&RDVWDO2UDQJH&RXQW\PRQLWRULQJVWDWLRQ$OORWKHUSROOXWDQWVDVPHDVXUHGDW WKH6DGGOHEDFNPRQLWRULQJVWDWLRQ
 3HUFHQWRIVDPSOHVH[FHHGLQJVWDQGDUG
SSP
SDUWVSHUPLOOLRQ
ȝJP

PLFURJUDPVSHUFXELFPHWHU
6RXUFH
6RXWK&RDVW$LU4XDOLW\0DQDJHPHQW'LVWULFW
406
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
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
$WWKH6'$*PRQLWRULQJVLWHVR]RQHSROOXWLRQVWD\HGIDLUO\VWHDG\EHWZHHQDQGDQG DFWXDOO\GHFUHDVHGEHWZHHQDQGZLWKDQDYHUDJHRIGD\VH[SHULHQFLQJDYLRODWLRQRI WKH6WDWHKRXUO\VWDQGDUGGXULQJWKRVHWKUHH\HDUV7KH12 VWDQGDUGVKDYHQRWEHHQYLRODWHGLQ WKHODVWILYH\HDUVDWWKLVVWDWLRQ

2.6. 67$1'$5'&21',7,216$1'81,)250&2'(6
$OO SURMHFWV FRQVWUXFWHG LQWKH 6&$% DUH VXEMHFWWR 6WDQGDUG&RQGLWLRQV DQG 8QLIRUP&RGHV &RPSOLDQFHZLWKWKHVHSURYLVLRQVLVPDQGDWRU\DQGDVVXFKGRHVQRWFRQVWLWXWHPLWLJDWLRQXQGHU &(4$ 7KRVH FRQGLWLRQV VSHFLILF WR DLU TXDOLW\ WKDW ZRXOG DSSO\ WR WKH SURMHFW DUH LQFOXGHG EHORZ

ƒ $GKHUHQFHWR 6&$40'5XOH  ZKLFK VHWV UHTXLUHPHQWV IRU GXVW FRQWURO DVVRFLDWHG ZLWKJUDGLQJDQGFRQVWUXFWLRQDFWLYLWLHV
ƒ $GKHUHQFHWR6&$40'5XOHVDQGZKLFKUHTXLUHWKHXVHRIORZVXOIXUIXHO IRUVWDWLRQDU\FRQVWUXFWLRQHTXLSPHQW
'XULQJ FRQVWUXFWLRQ WKH SURMHFW ZRXOG EH VXEMHFW WR 6&$40' 5XOH  IXJLWLYH GXVW

6&$40'5XOHGRHVQRWUHTXLUHDSHUPLWIRUFRQVWUXFWLRQDFWLYLWLHVSHUVHEXWUDWKHUVHWV IRUWKJHQHUDODQG VSHFLILF UHTXLUHPHQWV IRUDOOFRQVWUXFWLRQ VLWHV DVZHOODV RWKHU IXJLWLYH GXVW

VRXUFHV
 LQ WKH 6&$% 7KH JHQHUDO UHTXLUHPHQW SURKLELWV D SHUVRQ IURP FDXVLQJ RU DOORZLQJ HPLVVLRQVRIIXJLWLYHGXVWIURPFRQVWUXFWLRQ
RURWKHUIXJLWLYHGXVWVRXUFH
VXFKWKDWWKHSUHVHQFH
RIVXFKGXVWUHPDLQVYLVLEOHLQWKHDWPRVSKHUHEH\RQGWKHSURSHUW\OLQHRIWKHHPLVVLRQVVRXUFH 6&$40' 5XOH  DOVR SURKLELWV D FRQVWUXFWLRQ VLWH IURP FDXVLQJ DQ LQFUHPHQWDO 30 FRQFHQWUDWLRQ LPSDFW DW WKH SURSHUW\ OLQH RI PRUH WKDQ  PLFURJUDPV SHU FXELF PHWHU DV GHWHUPLQHGWKURXJK30 KLJKYROXPHVDPSOLQJEXWWKHFRQFHQWUDWLRQVWDQGDUGDQGDVVRFLDWHG 30 VDPSOLQJ GR QRW DSSO\ LI VSHFLILF PHDVXUHV LGHQWLILHG LQ WKH UXOH DUH LPSOHPHQWHG DQG DSSURSULDWHO\GRFXPHQWHG
,QDFFRUGDQFHZLWK5XOHWKH6&$40'UHTXLUHVWKDWFRQWUDFWRUVLPSOHPHQW%HVW$YDLODEOH &RQWURO 7HFKQRORJ\
%$&7
 IRU FRQVWUXFWLRQ DFWLYLWLHV 5XOH  LGHQWLILHV D VHW RI VSHFLILF PHDVXUHV IRUSURMHFWVOHVVWKDQDFUHV 7KHVHUHTXLUHPHQWVDUHLQFOXGHGLQ7DEOH 1RWHWKDW WKHVH PHDVXUHV DUH UHJXODWRU\ UHTXLUHPHQWV DQG DV VXFK GR QRW FRQVWLWXWH PLWLJDWLRQ XQGHU &(4$
7KH FRQGLWLRQV LQFOXGHG LQ 7DEOH  DSSO\ WR FRQVWUXFWLRQ DFWLYLWLHV FRQGXFWHG GXULQJ QRUPDO ZLQGFRQGLWLRQV
LHZLWKZLQGJXVWVOHVVWKDQPLOHVSHUKRXU
 7KHFRQWLQJHQF\PHDVXUHV
407
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
17 LQFOXGHGLQ 7DEOH  VKDOO EH DSSOLHGWRWKRVH SHULRGV ZKHQLQVWDQWDQHRXV ZLQG JXVWV PHHW RU H[FHHGPLOHVSHUKRXU
PSK

7DEOH
5HTXLUHG%HVW$YDLODEOH&RQWURO0HDVXUHVIRU)XJLWLYH'XVW

$SSOLFDEOHWR$OO&RQVWUXFWLRQ$FWLYLW\6RXUFHV

6RXUFH&DWHJRU\ &RQWURO0HDVXUHV *XLGDQFH
'LVWXUEHGVRLO x 6WDELOL]HGLVWXUEHGVRLOWKURXJKRXWWKH FRQVWUXFWLRQVLWH
DQG
x 6WDELOL]HGLVWXUEHGVRLOEHWZHHQVWUXFWXUHV
x /LPLWYHKLFXODUWUDIILFDQGGLVWXUEDQFHVRQ
VRLOVZKHUHSRVVLEOH

x ,ILQWHULRUEORFNZDOOVDUHSODQQHGLQVWDOO
DVHDUO\DVSRVVLEOH

x $SSO\ZDWHURUDVWDELOL]LQJDJHQWLQ
VXIILFLHQWTXDQWLWLHVWRSUHYHQWWKH
JHQHUDWLRQRIYLVLEOHGXVWSOXPHV
DQG
x 7KLVPHDVXUHDSSOLHVWRERWKLQDFWLYHDQG
DFWLYHVLWHVGXULQJZRUNGD\VZHHNHQGV
KROLGD\VDQGZLQG\FRQGLWLRQV
(DUWKPRYLQJ

DFWLYLWLHV
x 3UHDSSO\ZDWHUWRGHSWKRISURSRVHGFXWV

x 5HDSSO\ZDWHUDVQHFHVVDU\WRPDLQWDLQ
VRLOVLQDGDPSFRQGLWLRQDQGWRHQVXUHWKDW
YLVLEOHHPLVVLRQVGRQRWH[FHHGIHHWLQ
DQ\GLUHFWLRQ

x 6WDELOL]HVRLOVRQFHHDUWKPRYLQJDFWLYLWLHV
DUHFRPSOHWH
DQG
x /LPLWVSHHGRIHDUWKPRYLQJHTXLSPHQWWR
PSK
x *UDGHHDFKSURMHFWSKDVHVHSDUDWHO\WLPHG
WRFRLQFLGHZLWKFRQVWUXFWLRQSKDVH

x 8SZLQGIHQFLQJFDQSUHYHQWPDWHULDO
PRYHPHQWRQVLWH
DQG
x $SSO\ZDWHURUDVWDELOL]LQJDJHQWLQ
VXIILFLHQWTXDQWLWLHVWRSUHYHQWWKH
JHQHUDWLRQRIYLVLEOHGXVWSOXPHV
6WDJLQJDUHDV x 6WDELOL]HVWDJLQJDUHDVGXULQJXVH
DQG
x 6WDELOL]HVWDJLQJDUHDVRLOVDWSURMHFW
FRPSOHWLRQ
x /RFDWHFRQVWUXFWLRQHTXLSPHQWDQGVWDJLQJ
]RQHVDZD\IURPVHQVLWLYHUHFHSWRUVDQG
IUHVKDLULQWDNHVWREXLOGLQJVDQGDLU
FRQGLWLRQHUV
x /LPLWVL]HRIVWDJLQJDUHD

x /LPLWYHKLFOHVSHHGVWRPLOHVSHUKRXU

NLORPHWHUVSHUKRXU

DQG
x /LPLWQXPEHUDQGVL]HRIVWDJLQJDUHD
HQWUDQFHVH[LWV
3DYHGURDGWUDFN
RXW x &RYHUDOOKDXOYHKLFOHV x &RPSO\ZLWKWKHYHKLFOHIUHHERDUG UHTXLUHPHQWVRI6HFWLRQRIWKH
&DOLIRUQLD9HKLFOH&RGHIRUERWKSXEOLF
DQGSULYDWHURDGV
7UDIILFDUHDVIRU
FRQVWUXFWLRQ

DFWLYLWLHV
x 6WDELOL]HDOORIIURDGWUDIILFDQGSDUNLQJ
DUHDV

x 6WDELOL]HDOOKDXOURXWHV

x 'LUHFWFRQVWUXFWLRQWUDIILFRYHUHVWDEOLVKHG
KDXOURXWHV
DQG
x /LPLWVSHHGVWRPLOHVSHUKRXU

PSK

x $SSO\JUDYHOSDYLQJWRDOOKDXOURXWHVDV
VRRQDVSRVVLEOHWRDOOIXWXUHURDGZD\
DUHDV
DQG
x %DUULHUVFDQEHXVHGWRHQVXUHYHKLFOHVDUH
XVHGRQO\RQHVWDEOLVKHGSDUNLQJ
DUHDVKDXOURXWHV
408
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
18 7DEOH
&RQWLQJHQF\&RQWURO0HDVXUHVIRU)XJLWLYH'XVW
'XULQJ+LJK:LQGVLQ([FHVVRI03+
)XJLWLYH'XVW6RXUFH&DWHJRU\ &RQWURO0HDVXUHV
(DUWKPRYLQJ x &HDVHDOODFWLYHRSHUDWLRQV
RU
x $SSO\ZDWHUWRVRLOQRWPRUHWKDQPLQXWHVSULRUWRPRYLQJVXFK VRLO
'LVWXUEHGVXUIDFHDUHDV x $SSO\ZDWHUWRDOOXQVWDELOL]HGGLVWXUEHGDUHDVWKUHHWLPHVSHUGD\,I WKHUHLVDQ\HYLGHQFHRIZLQGGULYHQIXJLWLYHGXVWZDWHULQJIUHTXHQF\ LVLQFUHDVHGWRDPLQLPXPRIIRXUWLPHVSHUGD\
8QSDYHGURDGV x $SSO\ZDWHUWZLFHSHUKRXUGXULQJDFWLYHRSHUDWLRQ 2SHQVWRUDJHSLOHV x $SSO\ZDWHUWZLFHSHUKRXU
RU
x ,QVWDOOWHPSRUDU\FRYHULQJV
$OOFDWHJRULHV ([HFXWLYH2IILFHUDQGWKH86(3$DVHTXLYDOHQWWRWKHPHWKRGVVSHFLILHG LQWKLVWDEOHPD\EHXVHG

2.7. 6(16,7,9(5(&(37256
6RPH ODQG XVHV DUH FRQVLGHUHG PRUH VHQVLWLYH WR DLU SROOXWLRQ WKDQ RWKHUV GXH WR WKH W\SHV RI SRSXODWLRQ JURXSV RU DFWLYLWLHV LQYROYHG 6HQVLWLYH SRSXODWLRQ JURXSV LQFOXGH FKLOGUHQ WKH HOGHUO\WKHDFXWHO\LOODQGWKHFKURQLFDOO\LOOHVSHFLDOO\WKRVHZLWKFDUGLRUHVSLUDWRU\GLVHDVHV 5HVLGHQWLDO DUHDV DUH FRQVLGHUHG WR EH VHQVLWLYH WR DLU SROOXWLRQ EHFDXVH UHVLGHQWV LQFOXGLQJ
FKLOGUHQDQGWKHHOGHUO\
WHQGWREHDWKRPHIRUH[WHQGHGSHULRGVRIWLPH UHVXOWLQJLQVXVWDLQHG H[SRVXUH WR DQ\ SROOXWDQWV SUHVHQW 6FKRROV DUH DOVR FRQVLGHUHG DV VHQVLWLYH DV FKLOGUHQ DUH SUHVHQW IRUH[WHQGHG GXUDWLRQVDQGHQJDJHLQ UHJXODU RXWGRRUDFWLYLWLHV 5HFUHDWLRQDOODQG XVHV DUHFRQVLGHUHGPRGHUDWHO\ VHQVLWLYHWRDLU SROOXWLRQ EHFDXVHH[HUFLVH SODFHVD KLJK GHPDQG RQ UHVSLUDWRU\IXQFWLRQVZKLFKFDQEHLPSDLUHGE\DLUSROOXWLRQ 6HQVLWLYHUHFHSWRUVLQWKH3URMHFW YLFLQLW\LQFOXGHVHYHUDOUHVLGHQWLDOQHLJKERUKRRGVDSSUR[LPDWHO\ IHHWIURPWKH3URMHFWVLWH
409
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
19 SECTION 3.0 – 7+5(6+2/'62)6,*1,),&$1&(
7KH 6WDWH &(4$ *XLGHOLQHV VXJJHVW IURP DQ ³DLU TXDOLW\´ SHUVSHFWLYH WKDW D SURMHFW ZRXOG QRUPDOO\EHMXGJHGWRSURGXFHDVLJQLILFDQWRUSRWHQWLDOO\VLJQLILFDQWHIIHFWRQWKHHQYLURQPHQWLI WKHSURMHFWZHUHWR

ƒ &RQIOLFWZLWKRUREVWUXFW LPSOHPHQWDWLRQRIWKHDSSOLFDEOHDLUTXDOLW\SODQ ƒ 9LRODWHDQ\DLUTXDOLW\VWDQGDUGRUFRQWULEXWHVXEVWDQWLDOO\WRDQH[LVWLQJRUSURMHFWHGDLU TXDOLW\YLRODWLRQ
ƒ 5HVXOWLQDFXPXODWLYHO\FRQVLGHUDEOHQHWLQFUHDVHRIDQ\FULWHULDSROOXWDQWIRUZKLFKWKH SURMHFWUHJLRQLVQRQDWWDLQPHQWXQGHUDQDSSOLFDEOH)HGHUDORU6WDWH $$46 ƒ ([SRVHVHQVLWLYHUHFHSWRUVWRVXEVWDQWLDODLUSROOXWDQWFRQFHQWUDWLRQV ƒ &UHDWHREMHFWLRQDEOHRGRUVDIIHFWLQJDVXEVWDQWLDOQXPEHURISHRSOH $VLQGLFDWHGLQ6HFWLRQ
L


RIWKH6WDWH&(4$*XLGHOLQHV³FXPXODWLYHO\FRQVLGHUDEOH´ LVGHILQHGWRPHDQ³WKDWWKHLQFUHPHQWDOHIIHFWVRIDQLQGLYLGXDOSURMHFWDUHFRQVLGHUDEOHZKHQ YLHZHGLQFRQQHFWLRQZLWKWKHHIIHFWVRISDVWSURMHFWVWKHHIIHFWVRIRWKHUFXUUHQWSURMHFWVDQG WKHHIIHFWVRISUREDEOHIXWXUHSURMHFWV´
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
:KLOHWKHILQDOGHWHUPLQDWLRQRIVLJQLILFDQFHWKUHVKROGVLVZLWKLQWKHSXUYLHZRIWKHOHDGDJHQF\ SXUVXDQW WR WKH 6WDWH &(4$ *XLGHOLQHV WKH 6&$40' UHFRPPHQGV WKDW WKH IROORZLQJ DLU SROOXWLRQ WKUHVKROGV EH XVHG E\ OHDG DJHQFLHV LQ GHWHUPLQLQJ ZKHWKHU WKH FRQVWUXFWLRQ RU RSHUDWLRQDOSKDVHRIDSURSRVHGSURMHFWLVVLJQLILFDQW ,IWKHOHDGDJHQF\ILQGVWKDWWKHSURSRVHG SURMHFW KDV WKH SRWHQWLDO WR H[FHHG DQ\ RI WKH DLU SROOXWLRQ WKUHVKROGV WKH SURMHFW VKRXOG EH FRQVLGHUHGVLJQLILFDQW 7KHVHWKUHVKROGIDFWRUVDUHLQFOXGHGEHORZ

3.1. 7+5(6+2/'62)6,*1,),&$1&(
7KH IROORZLQJ VLJQLILFDQFH WKUHVKROGV
7DEOH 
 IRU DLU TXDOLW\ KDYH EHHQ HVWDEOLVKHG E\ WKH
6&$40'RQDGDLO\EDVLVIRUFRQVWUXFWLRQDQGRSHUDWLRQVHPLVVLRQVDQG7DEOH DOVRVKRZVWKH 6/7VIRU6DQ'LHJR&RXQW\

410
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
20 7DEOH
7KUHVKROGVRI6LJQLILFDQFH
6&$*5HJLRQDO 6'$*6FUHHQLQJ/HYHO
&RQVWUXFWLRQ
(PLVVLRQV
2SHUDWLRQV
(PLVVLRQV
7RWDO
(PLVVLRQV
7RWDO
(PLVVLRQV
7RWDO
(PLVVLRQV
3ROOXWDQW
OEVGD\

OEVGD\

OEVKU
OEVGD\ WRQV\HDU
52*  
12[     
&2     
30     
30     
62[     
/HDGDQGOHDG

FRPSRXQGV
1$ 1$   
92& 1$ 1$   
'XULQJ FRQVWUXFWLRQ RU RSHUDWLRQ LI DQ\ RI WKH LGHQWLILHG GDLO\ DLU SROOXWDQW WKUHVKROGV DUH H[FHHGHG E\ WKH SURSRVHG 3URMHFW WKHQ WKH SURMHFW¶V DLU TXDOLW\ LPSDFWV PD\ EH FRQVLGHUHG VLJQLILFDQW 7KH6&$40'LQGLFDWHVLQ&KDSWHURILWV+DQGERRNWKDWLWFRQVLGHUVDSURMHFWWR EHPLWLJDWHGWRDOHYHORILQVLJQLILFDQFHLILWVSULPDU\HIIHFWVDUHPLWLJDWHGEHORZWKHWKUHVKROGV SURYLGHGDERYH
,Q WKH 6'$* WKH HYHQW WKDW SURMHFW HPLVVLRQV H[FHHG WKH 6/7V VSHFLILF PRGHOLQJ ZLOO EH UHTXLUHG IRU 12 62 &2 DQG OHDG WR GHPRQVWUDWH WKDW WKH SURMHFW¶V JURXQGOHYHO FRQFHQWUDWLRQV LQFOXGLQJ DSSURSULDWH EDFNJURXQG OHYHOV GR QRW H[FHHG WKH 1$$46 DQG &$$46)RUR]RQHSUHFXUVRUV30 DQG30 H[FHHGDQFHVRIWKH6/7VUHVXOWVLQDVLJQLILFDQW LPSDFW

3.2. /2&$/,=('7+5(6+2/'6 2)6,*1,),&$1&(
/67

,QDGGLWLRQWRWKHPDVVGDLO\WKUHVKROGYDOXHVSUHVHQWHGDERYHWKH6&$40'KDVHVWDEOLVKHGWKH IROORZLQJ WKUHVKROG FULWHULD WR GHWHUPLQH LI D SURMHFW KDV WKH SRWHQWLDO WR FRQWULEXWH WR DQ H[FHHGDQFHRIWKH6WDWH$PELHQW$LU4XDOLW\6WDQGDUGV
6$$4
DVLQFOXGHGLQ7DEOH6HFWLRQ

ƒ &DOLIRUQLD6WDWHKRXU&2VWDQGDUGRISSP
ƒ &DOLIRUQLD6WDWHKRXU&2VWDQGDUGRI
SSP
ƒ &DOLIRUQLD6WDWHKRXU12 VWDQGDUGRISSP
ƒ 6&$40'KRXUFRQVWUXFWLRQ30 /67RIȝJP
ƒ 6&$40'KRXUFRQVWUXFWLRQ30 /67RIȝJP
ƒ 6&$40'KRXURSHUDWLRQDO30 /67RIȝJP
ƒ 6&$40'KRXURSHUDWLRQDO30 /67RIȝJP
411
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
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
 ERWK RI ZKLFK DUH QRQDWWDLQPHQW SROOXWDQWV ,Q WKHVH FDVHV ORFDO HPLVVLRQV DUH FRQVLGHUHGDVVLJQLILFDQWLIWKH\H[FHHGȝJP GXULQJFRQVWUXFWLRQRUȝJP GXULQJWKH VXEVHTXHQWRSHUDWLRQRIWKHVLWHERWKDVPHDVXUHGDWWKHSUR[LPDWHVHQVLWLYHUHFHSWRUORFDWLRQV

3.3. $'',7,21$/,1',&$7256
7KH6&$40'UHFRPPHQGVWKDW³DGGLWLRQDOLQGLFDWRUV´VKRXOGEHXVHGDVVFUHHQLQJFULWHULDZLWK UHVSHFW WR DLU TXDOLW\ $GGLWLRQDO IDFWRUV UHOHYDQW WR WKH SURMHFW DW KDQG LGHQWLILHG LQ WKH +DQGERRNLQFOXGHWKHIROORZLQJVLJQLILFDQFHFULWHULD

ƒ ,QWHUIHUHQFH ZLWK WKH DWWDLQPHQW RI WKH )HGHUDO RU 6WDWH $$46 E\ HLWKHU YLRODWLQJ RU FRQWULEXWLQJWRDQH[LVWLQJRUSURMHFWHGDLUTXDOLW\YLRODWLRQ ƒ (PLWFDUFLQRJHQLFRUWR[LFFRQWDPLQDQWVWKDWH[FHHGWKHPD[LPXPLQGLYLGXDOFDQFHUULVN RILQRQHPLOOLRQ
$JDLQWKH 6&$40'LQGLFDWHVLQ&KDSWHU  RILWV +DQGERRNWKDWLW FRQVLGHUV D SURMHFWWR EH PLWLJDWHGWRDOHYHO RILQVLJQLILFDQFHLILWVHIIHFWVDUHPLWLJDWHG EHORZWKHWKUHVKROGV SURYLGHG DERYH
412
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
22 SECTION 4.0 – (19,5210(17$/,03$&76$1'0,7,*$7,210($685(6 7KH3URMHFWLQYROYHVWKHQRXULVKPHQWRIDPHWHUVWUHWFKRI6DQ&OHPHQWH%HDFK 3URMHFWHG DLUHPLVVLRQVDUH SUHSDUHGLQDFFRUGDQFHZLWKWKHPHWKRGRORJLHV SURYLGHG E\WKH6RXWK&RDVW $LU4XDOLW\0DQDJHPHQW'LVWULFW
6&$40'
DVLQFOXGHGLQLWVCEQA Air Quality Handbook,
April 1993 (Handbook) DVZHOODVLWV,QWHUQHWXSGDWHVLQFOXGHGRQLWVZHEVLWH )RUWKHSXUSRVHV RIWKLVDQDO\VLVFRQVWUXFWLRQLVHVWLPDWHGWR RFFXULQ ZLWKWKH PHWHUZLGWKDOWHUQDWLYH WDNLQJ DSSUR[LPDWHO\ ZRUNLQJ GD\V DQGWKH PHWHUZLGWK DOWHUQDWLYHWDNLQJ  ZRUNLQJ GD\V
7KHFDOFXODWHGHPLVVLRQVRIWKHSURMHFWDUHFRPSDUHGWRWKUHVKROGVRIVLJQLILFDQFHIRULQGLYLGXDO SURMHFWV XVLQJWKH6&$40'Handbook DVZHOODV XSGDWHVLQFOXGHG RQWKH6&$40' ,QWHUQHW :HE VLWH 7KH Handbook UHFRPPHQGV DVVHVVLQJ HPLVVLRQV RI UHDFWLYH RUJDQLF FRPSRXQGV

52&
DVDQLQGLFDWRURIR]RQH )RUHDVHRIWKHUHDGHUWKHLQFOXGHGDQDO\VLVIROORZVWKHRXWOLQH RIWKH&(4$&KHFNOLVW
7KH 6DQ 'LHJR $LU 3ROOXWLRQ &RQWURO 'LVWULFW GRHV QRW SURYLGH TXDQWLWDWLYH WKUHVKROGV IRU GHWHUPLQLQJ WKH VLJQLILFDQFH RI FRQVWUXFWLRQ RU PRELOH VRXUFHUHODWHG LPSDFWV +RZHYHU WKH 'LVWULFW VSHFLILHV $LU 4XDOLW\ ,PSDFW $QDO\VLV
$4,$
 WULJJHU OHYHOV IRU QHZ RU PRGLILHG
VWDWLRQDU\VRXUFHV,IWKHVHLQFUHPHQWDOOHYHOVIRUVWDWLRQDU\VRXUFHVDUHH[FHHGHGDQ$4,$PXVW EH SHUIRUPHG IRU WKH SURSRVHG QHZ RU PRGLILHG VRXUFH $OWKRXJK WKHVH WULJJHU OHYHOV GR QRW JHQHUDOO\ DSSO\ WR PRELOH VRXUFHV RU JHQHUDO ODQG GHYHORSPHQW SURMHFWV IRU FRPSDUDWLYH SXUSRVHV6DQ'LHJR&RXQW\ KDVHVWDEOLVKHG$4,$VDV VFUHHQLQJOHYHOWKUHVKROGV 6/7V
7KH
&RXQW\KDVVWDWHGWKDWWKH6/7VPD\XVHGWRHYDOXDWHWKHLQFUHDVHGHPLVVLRQVZKLFKZRXOGEH GLVFKDUJHGWRWKH6'$%IURPSURSRVHGODQGGHYHORSPHQWSURMHFWV 7KHLQIRUPDWLRQRQ6DQ'LHJR¶VWKUHVKROGVDUHSUHVHQWHGIRULQIRUPDWLRQDOSXUSRVHVVLQFHDOORQ VKRUHHPLVVLRQVDUHORFDWHGLQWKH6&$%DQGRIIVKRUHVRXUFHVDUHQRWXQGHUWKHMXULVGLFWLRQRI WKHORFDODLUGLVWULFW¶VWKHUHIRUHQRWVXEMHFWWRWKUHVKROGV

4.1. 352-(&7&216,67(1&<:,7+7+( $33/,&$%/($,548$/,7<3/$1 7KH3URMHFWDFWLRQUHSUHVHQWVWKHSODFHPHQWRIVDQGRQWKHEHDFK7KH3URMHFWZRXOGQRWUHVXOW LQ VLJQLILFDQW ORFDOL]HG DLU TXDOLW\ LPSDFWV DW WKH SUR[LPDWH UHFHSWRU ORFDWLRQV DQG ZRXOG LPSOHPHQWWKRVHPHDVXUHVLQFOXGHGLQWKH$403FRQVLGHUHGDVIHDVLEOHDQGDVVXFKWKH3URMHFW LVFRQVLVWHQWZLWKWKHJRDOVRIWKH$403DQGGRHVQRWSUHVHQWDVLJQLILFDQWLPSDFW

4.2. 352-(&7327(17,$/72 9,2/$7(25$''72$9,2/$7,212)$1$,5 48$/,7<67$1'$5'
&(4$ LQTXLUHV DV WR ZKHWKHU D SURMHFW ZRXOG YLRODWH DQ\ DLU TXDOLW\ VWDQGDUG RU FRQWULEXWH VXEVWDQWLDOO\WR DQ H[LVWLQJ RU SURMHFWHG DLU TXDOLW\ YLRODWLRQ $ YLRODWLRQ FRXOG RFFXU RYHUWKH VKRUWWHUPGXULQJSURMHFWFRQVWUXFWLRQRURYHUWKHORQJWHUPGXULQJLWVVXEVHTXHQWRSHUDWLRQ $V WKHUHLVQRORQJWHUPRSHUDWLRQSRUWLRQRIWKLVSURMHFWRQO\WKHVKRUWWHUPFRQVWUXFWLRQSRUWLRQLV GLVFXVVHGEHORZ
413
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
23 4.2.1 /RFDOL]HG&RQVWUXFWLRQ,PSDFWV
3URMHFWFRQVWUXFWLRQKDVWKHSRWHQWLDOWRUDLVHORFDODPELHQWSROOXWDQWFRQFHQWUDWLRQV 7KLVFRXOG SUHVHQWDVLJQLILFDQWLPSDFWLIWKHVHFRQFHQWUDWLRQVZHUHWRH[FHHGWKHDOORZDEOHHPLVVLRQVDVD IXQFWLRQRIUHFHSWRUGLVWDQFHIURPWKHVLWHERXQGDU\
7KHDQDO\VLVPDNHVXVHRIPHWKRGRORJ\LQFOXGHGLQWKH6&$40'0HWKRGRORJ\ ,QDFFRUGDQFH ZLWKWKH0HWKRGRORJ\WKHDQDO\VLVLVRQO\WRLQFOXGHH[KDXVWDQGGXVWHPLVVLRQVDVVRFLDWHGZLWK WKRVHSLHFHVRIHTXLSPHQWWKDWDFWXDOO\RSHUDWHRQVLWH DQGRPLWVYHKLFOHWULSVWKDWDUHGLVWULEXWHG RYHU D ODUJH DUHD 7KLV RPLVVLRQ ZRXOG LQFOXGH YHVVHO WUDIILF WKDW WUDYHOV  PLOHV EHWZHHQ 2FHDQVLGHDQGWKHRIIVKRUHSXPSRXWDUHDQHDUWKH3URMHFWVLWH ,QWKH0HWKRGRORJ\WKH6&$40'QRWHVUHFHSWRUORFDWLRQVDV³RIIVLWHORFDWLRQVZKHUHSHUVRQV PD\EHH[SRVHGWRWKHHPLVVLRQVIURPSURMHFWDFWLYLWLHV 5HFHSWRUORFDWLRQVLQFOXGHUHVLGHQWLDO FRPPHUFLDODQGLQGXVWULDOODQGXVHDUHDV
DQGDQ\RWKHUDUHDVZKHUHSHUVRQVFDQEHVLWXDWHGIRU DQKRXURUORQJHUDWDWLPH´
,QDFFRUGDQFHZLWKWKH0HWKRGRORJ\UHFHSWRUORFDWLRQVDUHWRFRQVLGHUWKHDFWXDOORFDWLRQRIWKH UHFHSWRUV ,I WKHVH ORFDWLRQV DUH XQNQRZQ RU YDULHG WKH\ PD\ EH DVVXPHG WR EH ORFDWHG DW GLVWDQFHVRIDQGPHWHUV ,QFDVHVZKHUHSUR[LPDWHUHFHSWRUVPD\EHFORVHU WKDQPHWHUVDVSHUWKH0HWKRGRORJ\DYDOXHRIPHWHUVLVWREHXVHGLQWKH DQDO\VLVDVD ZRUVWFDVH VFHQDULR ,Q DGGLWLRQ WR WKH DFWXDO FORVHVW UHFHSWRUV WR WKH 3URMHFW DUHD DW DSSUR[LPDWHO\PHWHUVDZD\WKHUHFRPPHQGHG6&$40'GHIDXOWGLVWDQFHVZHUHXVHGLQWKLV DQDO\VLVIRUFRPSDULVRQ
,QWKHFDVHVRI&2DQG12WKH SURMHFWHGFRQFHQWUDWLRQLVWKHQDGGHGWRDQDVVXPHGDPELHQW FRQFHQWUDWLRQ LQ RUGHU WR GHWHUPLQH LI WKH 6WDWH $$46 ZRXOG EH H[FHHGHG 7KLV DPELHQW FRQFHQWUDWLRQ LV VRXUFHDUHD GHSHQGDQW DQG LV EDVHG RQ WKH SHDN YDOXH REVHUYHG RYHU WKH ODVW WKUHH \HDUVRIDFFXPXODWHGGDWDDWWKHQHDUHVWDLUPRQLWRULQJVWDWLRQ 7DEOH
 %HFDXVH30 DQG
30 DUHQRQDWWDLQPHQWSROOXWDQWVQRDPELHQWFRQFHQWUDWLRQLVDGGHG ,QVWHDGLQERWKFDVHVD VKRUWWHUPFRQVWUXFWLRQVWDQGDUGGHILQHGDVDPHDVXUDEOHLQFUHDVHRIȝJP LVWREHDSSOLHG DWWKHSUR[LPDWHVHQVLWLYHUHFHSWRUORFDWLRQV 7DEOH SUHVHQWVWKHGDLO\SURMHFWHGHPLVVLRQVIURP RQVLWH FRQVWUXFWLRQ DV ZHOO DV WKH SURMHFWHG FRQFHQWUDWLRQV DW WKH YDULRXV GHIDXOW DQG DFWXDO UHFHSWRUGLVWDQFHV 1RWHWKDWDOOFRQFHQWUDWLRQVDUHZLWKLQWKHLUUHVSHFWLYHFULWHULDDQGWKHLPSDFW LVOHVVWKDQVLJQLILFDQW
414
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
24 7DEOH
/RFDOL]HG&RQVWUXFWLRQ(PLVVLRQV&RQFHQWUDWLRQV
'LVWDQFH &2
+U
&RQF

&2
+U
&RQF

12
+U
&RQF

30
+U
&RQF

30
+U
&RQF

3HDN'DLO\2QVLWH (PLVVLRQV

OEGD\
 


 
&RQFHQWUDWLRQDWPHWHUV     
&RQFHQWUDWLRQDWPHWHUV     
&RQFHQWUDWLRQDWPHWHUV

1HDUHVW$FWXDO5HFHSWRU
    
&RQFHQWUDWLRQDWPHWHUV     
&RQFHQWUDWLRQDWPHWHUV     
&RQFHQWUDWLRQDWPHWHUV    
 
$PELHQW$LU4XDOLW\6WDQGDUG SSP
SSP SSP ȝJP ȝJP
([FHHGV6WDQGDUG" 1R 1R 1R 1R 1R
 &2DQG12 DUHLQSSP30 DQG30 DUHLQȝJP
  ,QFOXGHVDEDFNJURXQGFRQFHQWUDWLRQRISSP
 ,QFOXGHVDEDFNJURXQGFRQFHQWUDWLRQRISSP
 ,QFOXGHVDEDFNJURXQGFRQFHQWUDWLRQRISSP

4.3. 352-(&7327(17,$/72 5(68/7,1$&808/$7,9(/<&216,'(5$%/( ,1&5($6(,1&5,7(5,$ 32//87$176
&(4$LQTXLUHVDVWRZKHWKHUDSURMHFWZRXOGUHVXOWLQDFXPXODWLYHO\FRQVLGHUDEOHQHWLQFUHDVH RI DQ\ FULWHULD SROOXWDQW IRU ZKLFK WKH SURMHFW UHJLRQ LV QRQDWWDLQPHQW XQGHU DQ DSSOLFDEOH )HGHUDORU6WDWH$$46
LQFOXGLQJUHOHDVLQJHPLVVLRQVZKLFKH[FHHGTXDQWLWDWLYHWKUHVKROGVIRU R]RQHSUHFXUVRUV


4.3.1 6LWH&RQVWUXFWLRQ
$LU TXDOLW\ LPSDFWV PD\ RFFXU GXULQJ VLWH SUHSDUDWLRQ JUDGLQJ DQG VSRUDGLF PDLQWHQDQFH DFWLYLWLHV UHTXLUHG IRULPSOHPHQWDWLRQ RIWKH SURSRVHGODQG XVH 0DLQWHQDQFH FRXOGWDNH SODFH RQFH HYHU\ VL[ \HDUV GHSHQGLQJ RQ QHHG DQG ILQDQFLDO DELOLW\ 0DLQWHQDQFH ZRXOG UHVXOW LQ D UHSHWLWLRQRIWKHLQLWLDOFRQVWUXFWLRQDFWLYLWLHV
7KH 3URMHFW LQFOXGHV WZR DOWHUQDWLYHV WKDW LQYROYH DSSUR[LPDWHO\  DQG  DFUHV RI EHDFK
QRXULVKPHQWIRUWKH DQGPHWHUZLGWKVUHVSHFWLYHO\ 7KHUHLVQREXLOGLQJFRQVWUXFWLRQ RU SDYLQJDFWLYLWLHVDVVRFLDWHGZLWKWKLVSURMHFW &RQVWUXFWLRQZRXOG RFFXU RYHUDSSUR[LPDWHO\  DQGZRUNLQJGD\VUHVSHFWLYHO\ 9DOXHVXVHGIRUDQDO\VLVDUHLQFOXGHGLQ$SSHQGL[$ 7DEOH  VXPPDUL]HV WKH GDLO\ HPLVVLRQV IRU FRQVWUXFWLRQ LQ FRPSDULVRQ ZLWK WKH 6&$40' UHJLRQDO WKUHVKROGV RI VLJQLILFDQFH (PLVVLRQV DVVRFLDWHG ZLWK RQVKRUH KHDY\ HTXLSPHQW DUH 415
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
25 EDVHGRQWKH2II5RDGPRGHOUXQVDVSURYLGHGE\WKH6&$40'RQWKHLU ,QWHUQHWZHEVLWH IRU \HDU  FRQVWUXFWLRQ HTXLSPHQW 7KH 6&$40' SUHVHQWV HPLVVLRQV IRU PRVW SLHFHV RI KHDY\FRQVWUXFWLRQHTXLSPHQWDW GLIIHULQJ KRUVHSRZHUOHYHOV JHQHUDWHG XVLQJWKH2II5RDG &RPSXWHU0RGHO 7KHDFWXDO KRUVHSRZHU RIWKH DQWLFLSDWHG SLHFHVRIHTXLSPHQW LH&DW'
GR]HUV DW  KS DQG
 )URQWHQG ORDGHUV DW  KS
 ZHUH WKHQ H[WUDSRODWHG IURP WKH WZR
SLHFHVRIVLPLODUHTXLSPHQWZLWKWKHQHDUHVWKRUVHSRZHU UDWLQJVDERYHDQGEHORZWKHH[SHFWHG SLHFHRIHTXLSPHQW
6RPH GXVW ZLWK LWV DWWHQGDQW 30 DQG 30 ZRXOG DOVR EH JHQHUDWHG IURP WKH RQVKRUH PRYHPHQWRIVDQG 7KH DQGPHWHU3URMHFWDOWHUQDWLYHVZRXOGHQFRPSDVVDSSUR[LPDWHO\ DQG
 DFUHV UHVSHFWLYHO\ 7KH GDLO\ DUHD RI GLVWXUEDQFH ZRXOG EH DSSUR[LPDWHO\WKH VDPH IRU ERWKDOWHUQDWLYHVZLWKWKHGLIIHUHQFHEHLQJLQWKHGXUDWLRQRIWKHGLVWXUEDQFH 7KH 85%(0,6 PRGHO GHYHORSHG WR GHWHUPLQH WKH HPLVVLRQV DVVRFLDWHG ZLWK ODQGXVH SURMHFWVHVWLPDWHVWKDWHDFKDFUHGLVWXUEHG JHQHUDWHVSRXQGVRI30 DQGWKDWSHUFHQWRI WKHFRQVWUXFWLRQDUHDLVDFWLYHDWDQ\RQHWLPH $VVXFKXVLQJWKH85%(0,6PRGHOZRXOGUHVXOW LQDFUHRIGLVWXUEDQFHGDLO\IRUWKHPHWHUDOWHUQDWLYHDQGDFUHVGDLO\IRUWKHPHWHU DOWHUQDWLYH $VDFRQVHUYDWLYHDSSURDFKWKLVDQDO\VLVDVVXPHVWKDWSHUFHQWRIWKHODUJHUDUHDLV GLVWXUEHGIRUHLWKHUDOWHUQDWLYHUHVXOWLQJLQDGLVWXUEDQFHRIDSSUR[LPDWHO\DFUHVGDLO\DQG LQWKHDEVHQFHRIDQ\GXVWVXSSUHVVLRQSRXQGVRI30 /LNHDOOSURMHFWVLQWKH6RXWK&RDVW$LU%DVLQWKHFRQVWUXFWLRQZRXOGEHVXEMHFWWR6&$40' 5XOHUHTXLULQJGXVWFRQWURO 7KH85%(0,6PRGHOHVWLPDWHVWKDWWZLFHGDLO\ZDWHULQJ UHGXFHGWKHGXVWE\DERXWSHUFHQWZKHUHDVWKULFHGDLO\ZDWHULQJUDLVHVWKLVYDOXHWRDERXW SHUFHQW 7KH PDWHULDOV WR EH SODFHG RQ WKH EHDFK DUH RFHDQ ERWWRP DQG DUH SXPSHG RQWR WKH EHDFKDVDVOXUU\ %HFDXVHWKHPDWHULDOLVWRWDOO\VDWXUDWHGOLWWOHLIDQ\GXVWLVUHOHDVHGGXULQJLWV PRYHPHQW $VVXFKDFRQWUROHIILFLHQF\YDOXHRISHUFHQWZDVDVVXPHGIRUGXVWVXSSUHVVLRQ DVDFRQVHUYDWLYHHVWLPDWH
6LQFH WKH ERUURZ VLWH LV LQ WKH 6'$% DQG WKH SURMHFW VLWH LV LQ WKH 6&$% HPLVVLRQV ZHUH DVVLJQHG WR WKH VHSDUDWH EDVLQV E\ DVVLJQLQJ DOO RI WKH ORDGLQJ HPLVVLRQV KDOI RI WKH LGOLQJ HPLVVLRQV DQG  SHUFHQW RI WKH VDLOLQJ HPLVVLRQV WR WKH 6'$% DQG DOO RI WKH XQORDGLQJ HPLVVLRQVKDOIRIWKHLGOLQJHPLVVLRQV
SHUFHQWRIWKHVDLOLQJHPLVVLRQVDQGDOORIWKHRQVKRUH HPLVVLRQVWRWKH6&$%,QWRWDODOOWKHRQVKRUHDQGSHUFHQWRIWKHRIIVKRUHHPLVVLRQVZLOO EHLQWKH6&$%DQGWKHRWKHUSHUFHQWRIWKHRIIVKRUHHPLVVLRQVZRXOGEHLQWKH6'$% 7DEOH
&RPSDULVRQRI8QPLWLJDWHG3URMHFWHG&RQVWUXFWLRQ(PLVVLRQVDQG&ULWHULD9DOXHV &2 12[ 52* 62;
7RWDO
30
7RWDO
30 CO2
/EV'D\
2Q6KRUH
(TXLSPHQW 

  
 
'XVW       
2Q6KRUH
9HKLFOHV       

416
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
26 2II6KRUH
6RXUFHV   
  

$OO6RXUFHV     
 

2Q6KRUH
6RXUFHV 
     
'DLO\
7KUHVKROG
      17
6LJQLILFDQW
" 12 12 12 12 12 12 12
3RXQGVDQG7RQV$OWHUQDWLYH
)HHW
0HWHU
:LGWK$OWHUQDWLYH
3RXQGV  
 
 

 

7RQV       

)HHW
0HWHU
:LGWK$OWHUQDWLYH
3RXQGV  

  

  
 
7RQV
 

 
 
  


 $VVXPHVSHUFHQWFRQWUROHIILFLHQF\IRUZHWPDWHULDO  %DVHGRQ

SHUFHQWRIWKH30 IRURQURDGHPLVVLRQV
SHUFHQWRIWKH30 IRURIIURDGHPLVVLRQVDQG
SHUFHQWRIWKH30 IRUIXJLWLYHGXVW
 17± 1R7KUHVKROG
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
,QWKLVFDVHWKHWRWDOQXPEHURIYHKLFOHVZDVUDLVHGIURPWRWRDFFRXQWIRUWKHXVHRIWZR RQVLWH SLFNXSWUXFNV GXULQJWKHGD\ $FWXDOPLOHVIRUWKHVHWZRSLFNXSVZRXOGEHOHVVWKDQWKH PLOH YDOXH XVHG LQ WKH DQDO\VLV EXW WKHVH HPLVVLRQV DUH PLQLPDO UHODWLYH WR WKRVH RI WKH RIIVKRUH DQG KHDY\ HTXLSPHQW DQG PRUH DFFXUDWH GDWD DV WR WKHLU XVH ZRXOG QRW FKDQJH WKH RXWFRPHRIWKHDQDO\VLV
417
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
27 7KHWZR 3URMHFW DOWHUQDWLYHV ZRXOG XVHWKH VDPHOHYHO RI HTXLSPHQW RQ D GDLO\ EDVLVZLWKWKH GLIIHUHQFH EHLQJ LQ WKH WLPHIUDPH LQYROYHG $V VKRZQ LQ 7DEOH  12[ 52* DQG 30 HPLVVLRQV FRXOG H[FHHG WKHLU UHVSHFWLYH WKUHVKROGV RI   DQG  SRXQGV SHU GD\ 7KHVH H[FHHGHQFHVUHSUHVHQWDSRWHQWLDOO\VLJQLILFDQWLPSDFW 0RGHOUHVXOWVDSSHDULQ$SSHQGL[$

4.3.1.1 0LWLJDWLRQ0HDVXUHV
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

4.3.1.2 12[52*DQG30 (PLVVLRQV0LWLJDWLRQ0HDVXUHV ƒ 7KH $SSOLFDQW VKDOO VSHFLI\ WKDW WKH FRQVWUXFWLRQ FRQWUDFWRUV VKDOO XVH RQVKRUH KHDY\ HTXLSPHQW WKDW PHHWV 7LHU ,, RU KLJKHU DLU SROOXWDQW HPLVVLRQ VWDQGDUGV ZKHUH WKHVH VWDQGDUGVDUHDSSOLFDEOHDQGHTXLSPHQWDYDLODEOH
ƒ $OOKHDY\HTXLSPHQWVKDOOEHPDLQWDLQHGDQGWXQHGSHUPDQXIDFWXUHU VVSHFLILFDWLRQVWR
SHUIRUP DW &DOLIRUQLD $LU 5HVRXUFHV %RDUG
&$5%
 DQGRU (3$ FHUWLILFDWLRQ ZKHUH
DSSOLFDEOHOHYHOVDQGWRSHUIRUPDWYHULILHGVWDQGDUGVDSSOLFDEOHWRUHWURILWWHFKQRORJLHV

4.3.1.3 5HVLGXDO,PSDFWV
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
418
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
28 7DEOH
SUHVHQWVWKH UHVXOWV RIWKHPLWLJDWLRQ 1RWHWKDW HYHQZLWKPLWLJDWLRQ12[ DQG 30 HPLVVLRQV UHPDLQ DERYH WKHLU UHVSHFWLYH GDLO\ VLJQLILFDQFH WKUHVKROGV 0RGHOLQJ GHWDLOV DUH LQFOXGHGDV$SSHQGL[$
7DEOH

&RPSDULVRQRI0LWLJDWHG&RQVWUXFWLRQ(PLVVLRQVDQG&ULWHULD9DOXHV &2 12[ 52* 62; 7RWDO
30
7RWDO
30 &2
/EV'D\
2Q6KRUH
(TXLSPHQW  
  
 
'XVW       
2Q6KRUH
9HKLFOHV       

2II6KRUH
6RXUFHV   
  

$OO6RXUFHV       

2Q6KRUH
6RXUFHV    
  
'DLO\
7KUHVKROG
      17
6LJQLILFDQW
" 12 12 12 12 12 12 12
3RXQGVDQG7RQV$OWHUQDWLYH
0HWHU:LGWK$OWHUQDWLYH
3RXQGV   
 

 

7RQV       

0HWHU:LGWK$OWHUQDWLYH
3RXQGV  

  

  
 
7RQV
   
 
  


 $VVXPHVSHUFHQWFRQWUROHIILFLHQF\IRUZHWPDWHULDO  %DVHGRQ

SHUFHQWRIWKH30 IRURQURDGHPLVVLRQV
SHUFHQWRIWKH30 IRURIIURDGHPLVVLRQVDQG
SHUFHQWRIWKH 30 IRUIXJLWLYHGXVW
 17± 1R7KUHVKROG
 %DVHGRQZRUNLQJGD\V
 %DVHGRQZRUNLQJGD\V

4.3.2 6LWH2SHUDWLRQV
7KH3URSRVHGQRXULVKPHQWSURMHFWGRHVQRWLQFOXGHDQRSHUDWLRQDOSKDVH 7KHUHIRUH WKHUHDUHQR RSHUDWLRQDOHPLVVLRQVDVVRFLDWHGZLWKWKH3URSRVHG3URMHFW

4.4. 352-(&7 327(17,$/ 72 (;326( 6(16,7,9( 5(&(37256 72 68%67$17,$/32//87$17&21&(175$7,216
&RQVWUXFWLRQ RI WKH 3URMHFW SUHVHQWV WKH SRWHQWLDO WR H[SRVH VHQVLWLYH UHFHSWRUV WR VXEVWDQWLDO SROOXWDQWFRQFHQWUDWLRQV 7KLVFRQVLGHUDWLRQLVDGGUHVVHGEHORZ 419
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
29 4.4.1 6KRUW7HUP
&RQVWUXFWLRQ
,PSDFWV
$V GHPRQVWUDWHGLQ 6HFWLRQ  DERYH GDLO\ HPLVVLRQV IRU&212[30 DQG30 ZHUH PRGHOHGWRGHWHUPLQHWKHLUFRQFHQWUDWLRQDQGFRQWULEXWLRQWRWKHDPELHQWFRQFHQWUDWLRQVZLWKLQ WKH3URMHFWYLFLQLW\DQGDVVKRZQLQ7DEOHDERYHWKHFRQFHQWUDWLRQVRIHPLVVLRQVDUHEHORZWKH ORFDOL]HGVLJQLILFDQFHWKUHVKROGFULWHULD $VVXFK3URMHFWFRQVWUXFWLRQDFWLYLWLHVZLOOQRWUHVXOWLQ SRWHQWLDOH[SRVXUHRIVHQVLWLYHUHFHSWRUVWRVXEVWDQWLDOSROOXWDQWFRQFHQWUDWLRQV

4.4.2 /RQJ7HUP
2SHUDWLRQDO
,PSDFWV
7KH3URSRVHGQRXULVKPHQWSURMHFWGRHVQRWLQFOXGHDQRSHUDWLRQDOSKDVH 7KHUHIRUHWKHUHDUHQR ORQJWHUPLPSDFWVDVVRFLDWHGZLWKWKH3URSRVHG3URMHFW

4.5. 352-(&7327(17,$/&5($7(2%-(&7,21$%/(2'256
3URMHFWFRQVWUXFWLRQZRXOGLQYROYHWKHXVHRIKHDY\HTXLSPHQWFUHDWLQJH[KDXVWSROOXWDQWVIURP RQVLWH HDUWK :LWK UHJDUG WR QXLVDQFH RGRUV DQ\ DLU TXDOLW\ LPSDFWV ZLOO EH FRQILQHG WR WKH LPPHGLDWH YLFLQLW\ RI WKH HTXLSPHQW LWVHOI %\ WKH WLPH VXFK HPLVVLRQV UHDFK DQ\ VHQVLWLYH UHFHSWRU VLWHV DZD\ IURP WKH 3URMHFW VLWH WKH\ ZLOO EH GLOXWHG WR ZHOO EHORZ DQ\ OHYHO RI DLU TXDOLW\FRQFHUQ
6HGLPHQWVWREHSODFHGRQWKHEHDFKZRXOGQRWFRQWDLQDKLJKOHYHORIRUJDQLFGHEULVDQGWKXV ZKLOHDQRGRUPD\EHQRWHGLWZRXOGEHW\SLFDO RIDQ\RGRUDVVRFLDWHGZLWKORZWLGHFRQGLWLRQV 7KLVLPSDFWLVWKHUHIRUHFRQVLGHUHGQRWVLJQLILFDQW

4.6. *5((1+286(*$6(0,66,216
$WWKLVWLPHJUHHQKRXVHJDVHV
SULPDULO\&2
DUHQRWUHJXODWHGDVDFULWHULDSROOXWDQWDQGWKHUH
DUHQRVLJQLILFDQW FULWHULDIRUWKHVHHPLVVLRQV )XUWKHUPRUHWKH)LQDO$403GRHVQRWVHW &(4$ WDUJHWV WKDW FDQ EH XVHG WR GHWHUPLQH DQ\ SRWHQWLDO WKUHVKROG YDOXHV 1HYHUWKHOHVV LQ RUGHUWRSURYLGHGHFLVLRQPDNHUVZLWKDVPXFKLQIRUPDWLRQDVSRVVLEOHWKLVDQDO\VLVTXDQWLILHV WR WKH H[WHQW IHDVLEOH SRWHQWLDO JUHHQKRXVH JDV HPLVVLRQV DVVRFLDWHG ZLWK WKH SURSRVHG GHYHORSPHQW

4.6.1 &RQVWUXFWLRQ
&RQVWUXFWLRQ DFWLYLWLHV ZRXOG FRQVXPH IXHO DQG UHVXOW LQ WKH JHQHUDWLRQ RI JUHHQKRXVH JDVHV &RQVWUXFWLRQ &2 HPLVVLRQV DVVRFLDWHG ZLWK WKH XVH RI RQVKRUH KHDY\ HTXLSPHQW DUH DV SURMHFWHG E\ WKH 2II5RDG PRGHO LQFOXGHG RQ WKH 6&$40' ,QWHUQHW ZHE VLWH &2 HPLVVLRQV IRUWKH RFHDQJRLQJ YHVVHOV DUH EDVHG RQ IXHO XVH IDFWRUVLQFOXGHGLQ 7DEOH $ (

)XHO8VH(VWLPDWHV3HU+RUVHSRZHU+RXU
RIWKH 6&$40'Handbook DQG&2HPLVVLRQVDUH
EDVHG RQWKH%$$40' GRFXPHQWSource Inventory of Bay Area Greenhouse Gas Emissions 7DEOH %
 *HQHUDOL]HG *+* (PLVVLRQ )DFWRUV
/EV8VDJH 8QLW
 DQG DUH LQFOXGHG LQ 7DEOH 
DERYH ,QDFFRUGDQFHZLWKWKH3URMHFWFRQVWUXFWLRQVFKHGXOHDSSUR[LPDWHO\  SRXQGV


WRQV
 RI&2ZRXOG EH SURGXFHG GXULQJWKH ZRUNLQJ GD\VDVVRFLDWHGZLWKWKH  PHWHU ZLGWK DOWHUQDWLYH DQG DSSUR[LPDWHO\  SRXQGV 

 WRQV
 ZRXOG EH
SURGXFHGGXULQJWKHZRUNLQJGD\VDVVRFLDWHGZLWKWKHPHWHUZLGWKDOWHUQDWLYH 420
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
30 ,QDFFRUGDQFHZLWKWKH $403WKHHPLVVLRQOHYHOVLQ&DOLIRUQLD DUHHVWLPDWHGWR EH  PLOOLRQPHWULFWRQV
VKRUWWRQV
&2HTXLYDOHQWIRU $WDSSUR[LPDWHO\
WRQV
WKH PHWHU ZLGWK DOWHUQDWLYH UHSUHVHQWV DERXW  SHUFHQW RI WKLV 6WDWH¶V DQQXDO &2 HPLVVLRQVEXGJHW $WDERXW

WRQVWKHPHWHUZLGWKDOWHUQDWLYHUHSUHVHQWVDERXW SHUFHQWLIWKH6WDWH¶VDQQXDO&2HPLVVLRQVEXGJHW
421
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
31 SECTION 5.0 – &808/$7,9(,03$&76
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
:LWK UHVSHFW WR FXPXODWLYH HPLVVLRQV FRQFHQWUDWLRQV DQG WKHLU SRWHQWLDO LPSDFW RQ VHQVLWLYH UHFHSWRUV WKH ORFDOL]HG LPSDFW DQDO\VLV GHPRQVWUDWHV WKDW DOO HPLVVLRQV OHYHOV ZRXOG UHPDLQ ZLWKLQWKHLUUHVSHFWLYHWKUHVKROGYDOXHVDQGWKH3URMHFWZRXOGQRWUHVXOWLQHPLVVLRQVLQH[FHVVRI WKH$$46 $VVXFKWKH3URMHFWGRHVQRWDGGWRDFXPXODWLYHYLRODWLRQRIWKHVWDQGDUGV 422
Air Quality Analysis Report – San Clemente Shoreline Project San Clemente, California
Chambers Group, Inc. 3313
32 SECTION 6.0 – 5()(5(1&(6
%D\$UHD$LU4XDOLW\0DQDJHPHQW'LVWULFW
Source Inventory of Bay Area Greenhouse Gas Emissions'HFHPEHU &DOLIRUQLD$LU3ROOXWLRQ&RQWURO2IILFHUV$VVRFLDWLRQ
Air Toxics Assessment Manual2FWREHU

&DOLIRUQLD$LU5HVRXUFHV%RDUG
(0)$&&RPSXWHU0RGHO9HUVLRQ1RYHPEHU 85%(0,6&RPSXWHU0RGHO9HUVLRQ
6HSWHPEHU
6RXWK&RDVW$LU4XDOLW\0DQDJHPHQW'LVWULFW
A Climatological Air Quality Profile, California South Coast Air Basin-DQXDU\ 
$LU3ROOXWLRQ'DWD0RQLWRULQJ&DUGV


Rules and Regulations
Final 2007 AQMP-XO\
Final 2003 AQMP$XJXVW
Off-Road Mobile Source Emission Factors2FWREHU Final-Methodology to Calculate Particulate Matter (PM) 2.5 and PM 2.5 Significance Thresholds, 2FWREHU
Sample Construction Scenarios for Projects Less than Five Acres in Size)HEUXDU\ Final Localized Significance Threshold Methodology-XQH SCAQMD CEQA Air Quality Handbook$SULO


6RXWKHUQ&DOLIRUQLD$VVRFLDWLRQRI*RYHUQPHQWV


$LU4XDOLW\0DQDJHPHQW3ODQ


8QLWHG6WDWHV(QYLURQPHQWDO3URWHFWLRQ$JHQF\
6&5((1'LVSHUVLRQ0RGHO9HUVLRQ'DWHG

:HVWHUQ5HJLRQDO&OLPDWH&HQWHU
KWWS
ZZZZUFFGULHGX&OLPVXPKWPO
423
APPENDIX A – CALCULATION OF UNMITIGATED CONSTRUCTION EMISSIONS 424

$33(1',;$
&$/&8/$7,212)810,7,*$7('&216758&7,21(0,66,216
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
DFUHVLWH $FRQVHUYDWLYHFRQWUROHIILFLHQF\
RISHUFHQWLVWKHQDVVXPHGIRUWKHPRYHPHQWRIVDWXUDWHGEHDFKVDQG 30 HPLVVLRQV DUH EDVHG RQ