Richmond City Council
June 24, 2025

June 24, 2025
DocID #46179v1
Economic Development
PORT
DATE: June 24, 2025
TO: Mayor Martinez and Members of the City Council
FROM: Charles Gerard, Port Director
Subject: Resolution to Contract for 2025 Dredging at Terminal 2, Berth’s 7 and 8 of Point Potrero Marine Terminal, and the Marina Bay Yacht Harbor
FINANCIAL IMPACT: The proposed expenditure of $5,800,000 is budgeted in the Fiscal Year 2025-2026 budgets for the Port and
Marina. (Account Strings: Port: 40163080 400642-36020
and 40163080 400642-36022
Marina Fund: 40583080 – 400642 – 36021)

PREVIOUS COUNCIL
ACTION:

None.

STATEMENT OF THE
ISSUE:

The Port of Richmond is seeking adoption of a resolution authorizing the City Manager or their designee to execute a contract required to perform maintenance dredging at
Terminal 2, the Point Potrero Marine Terminal Berths 7 and 8, and the Marina Bay Yacht Harbor after completion of the procurement process. This contract needs to be signed
during the City Council recess to execute the work on time within 2025.

RECOMMENDED ACTION: ADOPT a resolution and AUTHORIZE the city manager or their designee to execute a contract agreement of up to $5.8 million with the lowest, responsive, and
responsible bidder for maintenance dredging at Terminal 2, the Point Potrero Marine Terminal Berths 7 and 8, and the Marina Bay Yacht Harbor, for a term ending June 30, 2026 - Economic Development Department/Port (Charles
Gerard 510-620-6792).

DISCUSSION:

AGENDA
REPORT
224

June 24, 2025
DocID #46179v1
Maintenance dredging is an important responsibility for a deep-water port to be efficient in its operations. Port dredging involves scooping sedimentation that fills the terminal berth areas and limits the depth of water.

In late 2024, the Port of Richmond issued a Request for Proposals (RFP) to retain consultants for technical studies required to obtain permits for maintenance dredging at three sites: Terminal 2, the Point Potrero Marine Terminal (PPMT) Berths 7 and 8, and the Marina Bay Yacht Harbor (MBYH). Permitting efforts began in the first quarter of 2025, and staff anticipate securing all necessary permits by August 2025. The dredging permits are being obtained from the U.S. Army Corps of Engineers, the San Francisco Bay Conservation and Development Commission (BCDC), and the California State Water Resources Control Board.

Terminals 2 and the PPMT berths are leased to AAK USA Richmond Corp (AAK) and Auto Warehousing Company (AWC), respectively. Under the terms of these leases, the Port is responsible for maintaining the berthing areas at depths between 33 and 35 feet at Mean Lower Low Water (MLLW). However, a recent hydrographic survey revealed that current depths have fallen significantly below 33 feet, limiting the ability of ships to access the terminals and negatively impacting the Port’s business. Dredging is required to restore the berthing areas to the necessary depths.

In addition, the Marina Bay Yacht Harbor requires a channel depth of 12 feet at MLLW.

Currently, depths are less than 12 feet compromising the harbor’s ability to serve its marina community. Dredging is required to restore the channel to the necessary depths.

Due to the City Council’s summer recess and the urgency of completing dredging to support Port operations, City staff is seeking City Council adoption of a resolution authorizing the City Manager or their designee to execute a contract agreement, following completion of the City’s bidding and procurement process. Final permits from state and federal agencies are expected by August 2025, with dredging anticipated to begin in September and conclude by November 2025.

The estimated cost of the dredging work is as follows:

Component Estimated Cost
Terminal 7 & 8 Dredging and Transport $2,100,000
Terminal 2 Dredging and Transport $1,100,000
MBYH Dredging and Transport $2,500,000
Contingency Allowance $100,000
225

June 24, 2025
DocID #46179v1
Component Estimated Cost
Total Estimated Cost $5,800,000
The Port will fund the dredging work at Terminals 2, and PPMT Berths 7 and 8. The Marina fund will fund the dredging at Marina Bay Yacht Harbor.

The project will be publicly advertised for bids over a four-week period. Provided the lowest responsive and responsible bid, as deemed by the City Manager or their designee(s) is within the available budget, the City Manager or their designee will proceed with awarding and executing the contract.

SYNERGISTIC POLICIES:

This project aligns with Strategic Goal Area 2: Revitalization of the Port. The dredging process will fulfill our leasing contract requirements for keeping our deep-water port maintained, which is aligned with the City's long-term operational and maintenance strategies. The dredging project will help ensure alignment with both federal and state regulatory compliance and economic development goals of continued revenue for the Port.

ENVIRONMENTAL REVIEW:

As this is maintenance work, the project is exempt from the California Environmental Quality Act.

DOCUMENTS ATTACHED:

Attachment 1 - Resolution
226
Reso. No. _____

DocID #46181v1
RESOLUTION NO. ______

A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF RICHMOND,

CALIFORNIA, AUTHORIZING THE CITY MANAGER OR THEIR DESIGNEE

TO APPROVE, AWARD, AND EXECUTE A CONTRACT AGREEMENT WITH

THE LOWEST RESPONSIVE AND RESPONSIBLE BIDDER TO COMPLETE THE 2025 DREDGING PROJECT
WHEREAS, the Port of Richmond’s Point Potrero Marine Terminal (PPMT) Berths 7 and 8, Terminal 2, and the Marina Bay Yacht Harbor entrance require maintenance dredging to ensure safe docking of vessels and continued operations; and
WHEREAS, staff anticipates receiving permits from the U.S. Army Corps of Engineers, the San Francisco Bay Conservation and Development Commission (BCDC), and the California State Water Resources Control Board by August 2025; and
WHEREAS, the dredging work is scheduled to commence in September 2025, and be completed no later than November 2025; and
WHEREAS, funding in the amount of five million eight hundred thousand dollars ($5,800,000) has been identified and requested in the Fiscal Year 2025–2026 Port and Marina budgets to complete the dredging work; and
WHEREAS, the Port of Richmond intends to issue a solicitation for the dredging work in June 2025, in accordance with the City’s procurement policies and procedures; and WHEREAS, that the total value of the contract agreement shall not exceed five million eight hundred thousand dollars ($5,800,000), and the term of the contract shall end on June 30, 2026; and
WHEREAS, due to the City Council’s scheduled summer recess and the time-sensitive nature of the dredging project, it is necessary to delegate authority to the City Manager or their designee to approve, award, and execute a contract upon completion of the competitive bidding process; and
WHEREAS, the dredging improvements are critical for maintaining federally authorized depths and ensuring continued port operations and safe maritime access; NOW, THEREFORE, BE IT RESOLVED, that the City Council of the City of Richmond hereby authorizes the City Manager or their designee to approve, award, and execute a contract agreement with the lowest responsive and responsible bidder to complete the dredging work, provided the awarded contract is within the allocated budget and conforms to applicable City procurement processes.

BE IT FURTHER RESOLVED, that the City Council of the City of Richmond hereby approves the use of available Port funds and the appropriation of additional funding, as needed, up to a total not-to-exceed amount of five million eight hundred thousand dollars ($5,800,000) for the dredging project, with a contract term ending on June 30, 2026. ******************
***THE CLERK’S OFFICE WILL COMPLETE THE INFORMATION BELOW**** I certify that the foregoing resolution was passed and adopted by the City Council of the City of Richmond at a regular meeting thereof held on Mmmm dd, yyyy, by the following vote:
227
Reso. No. _____

DocID #46181v1
AYES:

NOES:

ABSTENTIONS:

ABSENT:

CLERK OF THE CITY OF RICHMOND
(SEAL)
Approved:

Mayor
Approved as to form:

City Attorney
State of California }
County of Contra Costa : ss.

City of Richmond }
I certify that the foregoing is a true copy of Resolution No. _____, finally passed and adopted by the City Council of the City of Richmond at a regular meeting held on Mmmm dd, yyyy.
_______________________________________
Pamela Christian, Clerk of the City of Richmond
228

June 24, 2025
Finance Department
DATE: June 24, 2025
TO: Mayor Martinez and Members of the City Council
FROM: Andrea Miller, Director of Finance
Mubeen Qader, Deputy Director of Finance
SUBJECT: Fiscal Year 2025-26 Appropriations Limit
FINANCIAL IMPACT: Adoption of the resolution establishes the appropriations limit for Fiscal Year 2025-26 in the amount of
$554,644,186.

PREVIOUS COUNCIL
ACTION:

None.

STATEMENT OF THE
ISSUE:

The Fiscal Year 2025-26 appropriations limit for the City of Richmond is required to be established and adopted
pursuant to Article XIIIB of the Constitution of the State of California.

RECOMMENDED ACTION: ADOPT a resolution approving the Fiscal Year 2025-26 appropriations limits for the City of Richmond pursuant to Article XIIIB of the Constitution of the State of California – Finance Department (Andrea Miller 510-620-6790/
Mubeen Qader 510-412-2077).

AGENDA
REPORT
229

June 24, 2025
DISCUSSION:

Article XIIIB of the California Constitution, passed by California voters in 1979, establishes an annual appropriations limit on the use of tax proceeds for all municipalities. Article XIIIB requires all local jurisdictions to calculate and adopt an annual appropriations limit each fiscal year. The limitation is calculated by using appropriations of 1979 as the base year and adjusting for changes in inflation and population growth.

California Revenue and Taxation Code Section 2227 requires the California Department of Finance to transmit the annual population percentage change to local governments every year. Each local jurisdiction must use the population change factor, in conjunction with a cost-of-living change factor or per capita personal income change, to calculate its appropriations limit.

Fiscal Year (FY) 2025-26 Appropriations Limit Calculation:

FY 2024-25 Appropriation Limit $521,086,232
Per Capita Personal Income change 6.44%
Contra Costa County population change 0%
Change Factor 1.0644 x 1.0 = 1.0644 x 1.0644
FY 2025-26 Appropriation Limit $554,644,186
For Fiscal Year 2025-26, the appropriations limit is $554,644,186.

California Government Code Section 7910 requires local governments to establish an appropriations limit by resolution. Adoption of the attached resolution will approve the Fiscal Year 2025-26 appropriations limit for the City of Richmond.

DOCUMENTS ATTACHED:

Attachment 1 – Resolution – Appropriations Limit FY 2025-26 Attachment 2 – Price Factor and Population Information from California Department of Finance
230
RESOLUTION NO. _____

RESOLUTION OF THE COUNCIL OF THE CITY OF RICHMOND, CALIFORNIA, ADOPTING THE FISCAL YEAR 2025-26 APPROPRIATIONS LIMIT PURSUANT

TO ARTICLE XIIIB OF THE CONSTITUTION OF THE STATE OF CALIFORNIA ________________________________________________________________ WHEREAS, Article XIIIB, as amended, of the Constitution of the State of California requires all local government entities to establish an annual appropriations limit; and
WHEREAS, the appropriations subject to limitation for each year shall be based on the 1978-79 appropriations, adjusted for changes in the cost of living and population; and
WHEREAS, Section 7910 of the California Government Code requires each local government to establish its appropriations limit by resolution for each fiscal year, beginning with Fiscal Year 1980-1981; and
WHEREAS, the City calculated its Fiscal Year 2025-26 appropriations limit based on the percent change in the Contra Costa County’s population from January 1, 2024, to January 1, 2025, and the percent change in the State’s per capita personal income.

NOW, THEREFORE, BE IT RESOLVED, that the City of Richmond, California has established the appropriations limit for Fiscal Year 2025-26 in the amount of $554,644,186, as reflected in Attachment 1 which is attached into this resolution by reference.
*****
231
I certify that the foregoing resolution was passed and adopted by the Council of the City of Richmond, California, at a regular meeting thereof held June 24, 2025, by the following vote:

AYES:

NOES:

ABSTENTIONS:

ABSENT:
_ ____________________________________

CLERK OF THE CITY OF RICHMOND
Approved:
_________________________________
Mayor
Approved as to Form:
_________________________________
City Attorney
232
233
May 2025
Dear Fiscal Officer:

Subject: Price Factor and Population Information
Appropriations Limit
California Revenue and Taxation Code Section 2227 requires the Department of Finance to transmit an estimate of the percentage change in population to local governments. Each local jurisdiction must use their percentage change in population factor for January 1, 2025, in conjunction with a change in the cost of living, or price factor, to calculate their appropriations limit for fiscal year 2025-26. Attachment A provides the change in California’s per capita personal income and an example for utilizing the price factor and population percentage change factor to calculate the 2025-26 appropriations limit. Attachment B provides the city and unincorporated county population percentage change along with the population percentage change for counties and their summed incorporated areas. The population percentage change data excludes federal and state institutionalized populations and military populations.

Population Percent Change for Special Districts
Some special districts must establish an annual appropriations limit. California Revenue and Taxation Code Section 2228 provides additional information regarding the appropriations limit.

Article XIII B, Section 9(C) of the California Constitution exempts certain special districts from the appropriations limit calculation mandate. The code section and the California Constitution can be accessed at the following website: http://leginfo.legislature.ca.gov/faces/codes.xhtml.

Special districts required by law to calculate their appropriations limit must present the calculation as part of their annual audit. Any questions special districts have on this requirement should be directed to their county, district legal counsel, or the law itself. No state agency reviews the local appropriations limits.

Population Certification
The population certification program applies only to cities and counties. California Revenue and Taxation Code Section 11005.6 mandates Finance to automatically certify any population estimate that exceeds the current certified population with the State Controller’s Office. Finance will certify the higher estimate to the State Controller by June 1, 2025.

Please Note: The prior year’s city population estimates may be revised. The per capita personal income change is based on historical data.

If you have any questions regarding this data, please contact the Demographic Research Unit at (916) 323-4086.

JOE STEPHENSHAW
Director
By:

ERIKA LI
Chief Deputy Director
Attachment
234
May 2025
Attachment A
A. Price Factor: Article XIII B specifies that local jurisdictions select their cost of living factor to compute their appropriation limit by a vote of their governing body. The cost of living factor provided here is per capita personal income. If the percentage change in per capita personal income is selected, the percentage change to be used in setting the fiscal year 2025-26 appropriation limit is:

Per Capita Personal Income
Fiscal Year Percentage change
(FY) over prior year
2025-26 6.44
B. Following is an example using sample population change and the change in California per capita personal income as growth factors in computing a 2025-26 appropriation limit.
2025-26:

Per Capita Cost of Living Change = 6.44 percent
Population Change = 0.28 percent
Per Capita Cost of Living converted to a ratio: 6.44 + 100 = 1.0644 100
Population converted to a ratio: 0.28 + 100 = 1.0028
100
Calculation of factor for FY 2025-26: 1.0644 x 1.0028 = 1.0674

235
FISCAL YEAR 2025-26
Attachment B
Annual Percent Change in Population Minus Exclusions*
January 1, 2024 to January 1, 2025 and Total Population January 1, 2025 City County Percent Change 24-25
Population Minus
Exclusions 1-1-24
Population Minus
Exclusions 1-1-25 Total Population 1-1-25
Antioch City Contra Costa 0.52 116,177 116,781 116,781
Brentwood City Contra Costa 0.60 65,353 65,747 65,747
Clayton City Contra Costa -0.46 10,793 10,743 10,743
Concord City Contra Costa -0.34 123,074 122,650 122,650 Danville Town Contra Costa -0.16 43,030 42,960 42,960
El Cerrito City Contra Costa -0.31 25,943 25,862 25,862 Hercules City Contra Costa -0.50 26,357 26,225 26,225
Lafayette City Contra Costa -0.08 25,073 25,054 25,054
Martinez City Contra Costa -0.15 36,871 36,817 36,817
Moraga City Contra Costa -1.98 16,973 16,637 16,637
Oakley City Contra Costa 1.32 46,218 46,826 46,826
Orinda City Contra Costa -0.23 19,395 19,351 19,351
Pinole City Contra Costa -0.45 18,344 18,261 18,261
Pittsburg City Contra Costa 0.64 75,887 76,374 76,374
Pleasant Hill City Contra Costa -0.28 33,694 33,601 33,601 Richmond City Contra Costa -0.24 113,872 113,594 113,594 San Pablo City Contra Costa 0.18 31,450 31,507 31,507
San Ramon City Contra Costa 0.18 83,245 83,391 83,391
Walnut Creek City Contra Costa -0.44 70,238 69,927 69,927 Balance of County Contra Costa -0.20 176,178 175,833 175,917 Incorporated Contra Costa 0.03 981,987 982,308 982,308
County Total Contra Costa 0.00 1,158,165 1,158,141 1,158,225 *Exclusions include residents on federal military installations and group quarters residents in state mental institutions, state and federal correctional institutions and veteran homes.
236

June 24, 2025
Finance Department
DATE: June 24, 2025
TO: Mayor Martinez and Members of the City Council
FROM: Andrea Miller, Director of Finance
Mubeen Qader, Deputy Director of Finance
Jerry Gurule, Accounting Manager
Subject: Contract with Meeder Public Funds, Inc. for Investment Management and Advisory Services
FINANCIAL IMPACT: Fees will be deducted from the assets under management and reduced from interest income.

PREVIOUS COUNCIL
ACTION:

April 30, 2024
December 3, 2024
April 15, 2025

STATEMENT OF THE
ISSUE:

The City currently has high-interest rate risk based on the current asset allocation of its investment portfolio. Given, the possibilities of federal interest rates impact on the City’s portfolio, it is imperative to be efficient with longterm investment selections. The City seeks to piggyback off the procurement process and contract with Meeder
Public Funds, Inc. to provide Investment Management
and Advisory Services.

RECOMMENDED ACTION: APPROVE a piggyback contract with Meeder Public Funds, Inc. in an amount not to exceed $465,000 to
provide Investment Management and Advisory Services,
over a three-year term from July 1, 2025, through June
30, 2028, with an option to extend the contract an
additional two years – Finance Department (Andrea
Miller 510-620-6790/ Mubeen Qader 510-412-2077/Jerry
Gurule 510-620-6591).

AGENDA
REPORT
237

June 24, 2025
DISCUSSION:

On April 15, 2025, the City Council presented an update by the City staff on the City of Richmond’s Investment Program, a status update on investment portfolio composition, actions taken by City staff and updates to the Investment Policy. City staff continue to explore options to refine investment strategies based on the Investment Policy and the City Council’s goal of socially responsible investing.

Contracting with an investment management firm has been identified as a strategic decision for the City seeking expert guidance, financial planning, and potentially improved investment outcomes. City of Richmond staff recommend approval of a piggyback contract with Meeder Public Funds, Inc., based on the contract approved by the City of Laguna Beach, to provide the City with Investment Management and Advisory Services. Meeder Public Funds, Inc. possess specialized knowledge and experience in financial markets, investment strategies, and risk management exceeding current staff capabilities. Diversification, asset allocation, and other risk management techniques employed by Meeder can help minimize risk and protect the City’s principle during market downturns. Meeder Public Funds provided City staff with an analysis of the City’s portfolio in May 2025 which highlighted the need to efficiently diversify the portfolio as future fed rate cut projections threaten the City’s portfolio (Attachment 1).

The City currently has high-interest rate risk based on the current asset allocation of its investment portfolio being primarily liquid in overnight securities. Changes to the federal interest rate will impact the City’s portfolio at a faster rate than if the portfolio is laddered out with maturities along the interest rate curve. With economists projecting two to three interest rate cuts in the next six months, it is imperative to be efficient with long-term investment selections. Meeder Public Funds will be able to effectuate securing interest rates long-term through their extensive experience and resources as described in the City of Laguna Beach procurement process below.

Investment Management and Advisory Services – City of Laguna Beach The City of Laguna Beach published their RFP on the City's online procurement platform, PlanetBids, on November 7, 2023, for five weeks (Attachment 2). The RFP yielded eight proposals. The evaluation panel considered: qualifications and experience, conformance and responsiveness to the RFP, project scope and methodology, references from local government agencies, and competitive cost. Based on the initial evaluation, the top four (4) ranking proposers were invited to in-person interviews. The four proposed firms were:
 Chandler Asset Management, Inc.
 Garcia Hamilton & Associates, LP
 Meeder Public Funds, Inc.
 Public Trust Advisors, LLC
Following the interviews, the evaluation panel unanimously identified Meeder Public Funds Inc. (Meeder) as the highest-qualified proposer to provide the desired investment 238

June 24, 2025
management services to the City of Laguna Beach. Meeder demonstrated significant experience in managing local government investments in compliance with investment policies, understood the importance of cash flow assessment, and emphasized monthly reporting that included information reports and access to real time portfolio information through a web portal.

The Laguna Beach Ad Hoc Committee presented the results of the RFP process to the full Committee on February 26, 2024. After further discussion and an additional inperson interview with Rick Phillips, Meeder's Senior Vice President, Chief Investment Strategist, and the person who would have direct responsibility for overseeing the City of Laguna Beach's investment decisions at Meeder, both the Ad Hoc Committee and full Committee endorsed Meeder as the top firm based on:
• Experience: Meeder manages assets of 367 public entities, including several municipalities in Orange County, including Irvine, Anaheim, Garden Grove, and Aliso Viejo. The Meeder team has significant experience in managing public entity portfolios, with Portfolio Managers averaging more than 18 years of experience in the fixed-income markets managing the portfolios of public entities. During the interview, Meeder recognizes that managing portfolios of the size of the City of Laguna Beach brings its own challenges and unique circumstances that must be taken into consideration. • Holistic Approach: The Meeder team will work with the City to take a holistic approach to the investment of its funds, focusing on its entire financial picture, reviewing the City's cash flow, and offering recommendations on all aspects of the City's treasury management process.
• Trusted Advisors: Meeder's goal is to be the City's trusted advisor and be available for the City in all aspects of its treasury management program, not just the investment of its funds.
• Investments Managed: As of December 31, 2022, Meeder manages $25.3 billion in assets for 367 public entities. In December 2023, FHN Financial Main Street Advisors merged with the Meeder Team. As of 12/31/2022, FHN Financial Main Street Advisors manages $21.4 billion of assets for 30 public entities. • Pricing: Meeder proposed an asset-based advisory fee based on the following schedule:

For example, if the City of Laguna Beach had $150 million in assets under management with Meeder (approximate current balance), the total annual fees would be approximately $80,000. The Committee expects Meeder to provide a greater portfolio return than the City currently earns, offsetting the fees to be paid. For example, if Meeder increases the portfolio return by 20 percent or 20 basis points (on $150 million 239

June 24, 2025
under management), it would provide $300,000 more in return. After fees are paid, the City of Laguna Beach could expect approximately $220,000 more in return than it would have otherwise earned. The pricing is competitive with other proposals.

The Committee did note that Meeder recently merged with FHN Main Street Advisors.

This change added $21.4 billion in investment assets for public agencies and raised some concern over the ability of Meeder's staff to give the City's investment portfolio appropriate attention. The Committee also noted that Meeder is based primarily in Ohio, Nevada, and Texas, with a satellite office in California. However, Meeder noted that it has developed significant expertise in California and is committed to a high service level for Laguna Beach. For example, Rick Phillips, CCM, would be directly involved in the decision-making for the City's investment portfolio. Mr. Phillips has 34 years of experience in municipal cash and investment management. Mr. Phillips serves on the California Municipal Treasurers' Association, the GIOA Investment Policy Certification Committees, and the California Debt and Investment Advisory Commission's Local Agency Investment Guidelines Review Committee.

Following the review and in-person interview of Mr. Phillips during the March 4, 2024, Committee meeting, the Committee concluded unanimously that outsourcing the management of City investments presented several compelling advantages. These included:
• Expertise and Specialization: Outsourcing allows cities to tap into the expertise of professional investment managers who specialize in managing portfolios. These experts stay updated on market trends, risk management strategies, and investment opportunities. By outsourcing, cities can access a broader range of investment products and strategies that may not be feasible to manage in-house. • Improved Investment Solutions: Outsourcing advisors often deliver better investment solutions due to the specialized knowledge and resources of external investment managers. The City can benefit from customized investment strategies tailored to specific financial goals and risk tolerance. • Risk Management: Professional investment managers actively monitor and manage risks associated with investments. They diversify portfolios, conduct due diligence, and adjust strategies as needed. Outsourcing helps cities mitigate risks and adhere to regulatory requirements.
• Cost Efficiency: While outsourcing investment management incurs fees, these costs are often outweighed by the potential benefits of improved investment performance and risk management.
• Compliance and Regulatory Oversight: Investment firms are subject to stringent regulatory oversight and compliance requirements, ensuring that they operate within the bounds of the law and adhere to industry’s best practices. By partnering with reputable 240

June 24, 2025
investment firms, the City can enhance transparency and accountability in its investment practices, reducing the risk of regulatory violations and reputational damage.

Based on this analysis and the benefits received, the Committee unanimously recommended that the City Council outsource the management of the City of Laguna Beach investment portfolio to Meeder Public Funds, Inc. At the City of Laguna Beach Council meeting on April 9th, 2024, the City Council awarded a contract to Meeder Public Funds, Inc., for Investment Management and Advisory Services.

Due to market uncertainties, potential federal interest rate cuts, staffing constraints, additional approved Investment Policy restrictions and the Richmond City Council’s goal of socially responsible investing. City staff recommends approval of a piggyback contract with Meeder Public Funds, Inc., based on the procurement process and contract approved by the City of Laguna Beach, to provide the City with Investment Management and Advisory Services (Attachment 3). The proposed contract complies with the Richmond Municipal Code Section 2.52.330, Piggyback Procurement, which allows the City to use solicitations by another public agency, provided it is in the best interest for the City of Richmond (Attachment 4).

NEXT STEPS:

City staff will collaborate with the recommended firm, Meeder Public Funds Inc., to further implement the Investment strategies in place. Further investment updates will be provided in the monthly finance reports to the City Council.

DOCUMENTS ATTACHED:

Attachment 1 – City of Richmond Discussion May 2025
Attachment 2 – City of Laguna Beach Request for Proposal – Investment Management and Advisory Services
Attachment 3 – Standard Contract Meeder Public Funds Inc.

Attachment 4 – Piggyback Approval Form
241

PUBLIC FUNDS ADVISORY
Customized
Investment Portfolios
Prepared for City of Richmond, CA
P R E S E N T E D B Y :

G R E G B A L L S , C F A

D I R E C T O R , A D V I S O R Y S E R V I C E S
M A Y 5 , 2 0 2 5
242
Agenda
2 01 FIRM OVERVIEW
02 OUR SERVICES
03 REVIEW AND ADVICE
04 VALUE ADD
243
Firm Overview
3 Founded in 1974. SEC Registered
Investment Advisor serving public
entities since 1990.

Customized solutions for states,
counties, cities, schools, townships,
libraries, higher education, and special
districts.

Seasoned Fixed Income Team
specializes in working with public
entities.

More than 400 public entity clients.

Over $165 billion in public funds
assets under advisement (12/31/24).

Focus on management of operating
and project funds.
1974
$165B
Assets under advisement consist of $59.25 billion of regulatory assets under management for which Meeder Public Funds provides continuous and regular investment management services as disclosed in the Form ADV and $107.75 billion of non-discretionary assets as to which Meeder Public Funds provides strategic advice or consultation but does not have the authority to effectuate transactions. 244
Why Meeder?
4 HOLISTIC

APPROACH

EXPERIENCE TRUSTED

ADVISOR
With you. For you.
245
Service Overview
5 Investment Policy Review The Investment Policy would be reviewed to ensure it is in line with state law.

Cash Flow Analysis/Modeling Throughout the year we will help you monitor your cash flows to determine the proper amount to have invested compared to liquid in cash.

Investment Strategy You will have access to our professional investment team that will strategically formulate a custom investment plan to meet your needs as well as the ever-changing interest rate environment.

Execution of Trades We utilize our purchasing power and expansive broker network to ensure best price execution.

Monthly Reporting
and Review
We provide consolidated reporting of your assets, including transactions summaries, monthly and quarterly reports, and custom reports for your board, council, or commissioners to keep everyone up to speed on changes in the portfolio and economy. Additionally, we will provide you with annual GASB reporting to aid you with your year-end processes.

Compliance Monitoring We have a best-in-class compliance monitoring system. This allows us to build rules for your investment policy, state law, and any additional restrictions placed on the portfolio, allowing us to run both pre- and post-trade compliance monitoring.

Credit Research Our in-house research team monitors corporate issuers in the marketplace, determining our approved issuer list and keeping you apprised of any changes.

Banking and Custody In the event you would look to establish a new banking or custody relationship, we are here to provide assistance through the process.

We provide the following services to public entities
246
Review and Recommendations

A N A L Y S I S S P E C I F I C T O Y O U
247
Your Portfolio
Cash Equivalents $168,648,563
Securities (CalTrust ST/MT) $216,999,378
Total Portfolio $385,647,941
Your Asset Allocation
Your Maturity Distribution
385,647,941
100% 0% 0% 0% 0% 0%
-
50,000,000
100,000,000
150,000,000
200,000,000
250,000,000
300,000,000
350,000,000
400,000,000
450,000,000
Overnight 0-1 year 1-2 years 2-3 years 3-4 years 4-5 years 18%
56%
0%
20%
5%
LAIF
CalTrust ST
CalTrust MT
Money Market Fund
Cash in Bank
7 Current Portfolio
City of Richmond portfolio as of 6/30/2024
SOURCE: CITY OF RICHMOND 2024 ACFR
248

CASH FLOW ANALYSIS
Historical Data
-
50,000,000
100,000,000
150,000,000
200,000,000
250,000,000
300,000,000
350,000,000
400,000,000
450,000,000
2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Investment Balance
SOURCE: CITY OF RICHMOND ACFRS 249 8
Fed Funds
9 4.28%

4.13%

3.91%

3.72%

3.57%

3.41%

4.33%

3.25%

3.50%

3.75%

4.00%

4.25%

4.50%
May 7 Jun 18 Jul 30 Sep 17 Oct 29 Dec 10
2025 Upcoming Fed Meeting Months
2025 Fed Funds Rate Per Futures Market by Fed Meeting Months SOURCE: BLOOMBERG AS OF 4/16/25
• The current Effective Fed
Funds rate is 4.33%.
• The Fed is expecting 2 cuts
this year.
• The Fed Funds futures market
is projecting the year-end rate
of 3.41% (about 3 cuts).
• The futures market is
expecting the first cut of the
year to be the Jun meeting.
• Remaining Fed Meetings:
• 5/7
• 6/18
• 7/30
• 9/17
• 10/29
• 12/10
250
Opportunity to Create Longer-Term Certainty
AS OF 2/28/2025 SOURCE BLOOMBERG. Average LGIP represented by LGIP7D Net Index. 0 1
2 3
4 5
6 Aug-05
Jan-06
Jun-06
Nov-06
Apr-07
Sep-07
Feb-08
Jul-08
Dec-08
May-09
Oct-09
Mar-10
Aug-10
Jan-11Jun-11
Nov-11
Apr-12
Sep-12
Feb-13
Jul-13
Dec-13
May-14
Oct-14
Mar-15
Aug-15
Jan-16
Jun-16
Nov-16
Apr-17
Sep-17
Feb-18
Jul-18
Dec-18
May-19
Oct-19
Mar-20
Aug-20
Jan-21
Jun-21
Nov-21
Apr-22
Sep-22
Feb-23
Jul-23
Dec-23
May-24
Oct-24
Average LGIP (7D)
• Short-term interest
rates topping out?
• Opportunity to lock in
high interest rates for
the long-term
• Creates budgetary
certainty for the longterm
10 Percent
251
Opportunity to Create Longer-Term Certainty
11 AS OF 2/28/2025 SOURCE BLOOMBERG. Average LGIP represented by LGIP7D Net Index. 0%
1%
2%
3%
4%
5%
6%
2 Year and 5 Year Treasury Yields Past 20'ish Years
2Y 5Y
• Intermediate-term U.S.

Treasury rates have
generally been rangebound
the past two’ish years, and
still remain near their
highest levels since 2007.
• These rates most likely have
peaked for this cycle due to
economic growth slowing
and the rate of change of
inflation moderating.
• With fixed income investors
not seeing these higher
yields for the past 17 years,
we believe locking in these
intermediate-term rates is a
prudent strategy.
252
Sample Portfolio
Cash Equivalents $77,100,000
Securities $308,500,000
Total Portfolio $385,600,000
Sample Securities
Weighted Average Maturity 2.10 years
Sample Asset Allocation
Sample Maturity Distribution
77,100,000
52,445,000
63,242,500 63,242,500 64,785,000 64,785,000
20% 14% 16% 16% 17% 17% -
10,000,000
20,000,000
30,000,000
40,000,000
50,000,000
60,000,000
70,000,000
80,000,000
90,000,000
Overnight 0-1 year 1-2 years 2-3 years 3-4 years 4-5 years 20%
12%
34%
14%
4%
16% JPAs/LAIF/MMF
U.S. Treasuries
U.S. Agencies/MBS
Commercial Paper
Municipal Securities
Corporate Bonds/ABS
12 Hypothetical Portfolio Illustration
City of Richmond as of 4/30/25 (using 6/30/2024 data)
PORTFOLIO ILLUSTRATION IS HYPOTHETICAL IN NATURE, DOES NOT REFLECT ACTUAL INVESTMENT RESULTS, AND DOES NOT GUARANTEE FUTURE RETURNS.

THE PORTFOLIO ILLUSTRATION PROJECTS THE WEIGHTED AVERAGE YIELD OF A HYPOTHETICAL PORTFOLIO INVESTED ON THE DATE SHOWN AND ALLOCATED ACROSS THE INDICATED ASSET CLASSES AND MATURITIES. THE ILLUSTRATION UTILIZES APPROPRIATE INDEXES AND BENCHMARKS TO PROJECT THE AVERAGE WEIGHTED YIELD OF THE ILLUSTRATED PORTFOLIO. CLIENTS INVESTED CONSISTENTLY WITH THE PORTFOLIO MAY HAVE EXPERIENCED INVESTMENT RESULTS MATERIALLY DIFFERENT FROM THOSE PORTRAYED IN THE ILLUSTRATION. ACTUAL YIELD FOR ANY PORTFOLIO INVESTED IN ACCORDANCE WITH THE ILLUSTRATION WILL VARY FROM THE HYPOTHETICAL DATA SHOWN HERE.

SOURCE: CITY OF RICHMOND 2024 ACFR
253
Getting started
13 ❑ Investment Advisory Agreement
❑ Custody Agreement
❑ Investment Policy
Cash Flow Analysis
+ Economic Outlook
Investment Strategy
▪ Assets Invested
▪ Daily reconciliation
▪ Reporting
▪ Education
▪ Cash Flow Reviews
▪ Economic Updates
▪ Strategy
254
Fee Structure
14 ASSETS UNDER MANAGEMENT INVESTMENT ADVISORY FEE
$0 - $25,000,000 0.10%
$25,000,000 - $50,000,000 0.08%
$50,000,000 - $100,000,000 0.06%
Fees subject to $15,000 minimum per year.

For those clients who utilize Meeder’s Preferred Custodians, fees may be credited in an amount equal to the custodial fee up to a maximum annual credit of 0.01%.

The investment advisory fee shown above is inclusive of all fees associated with the management of this account and the services listed below.

Includes: ❖ Investment Policy Review
❖ Cash Flow Analysis
❖ Portfolio Management
❖ Reconciliation
❖ Reporting – Monthly, Quarterly,
Annual
❖ Best Execution
❖ Compliance Monitoring
❖ Credit Analysis
❖ Online Portal
❖ Meetings
❖ Staff Training/Education
Over $100,000,000 0.04%
255
Meeder Public Funds
6125 Memorial Drive
Dublin, OH 43017
901 Mopac Expressway
South, Building 1, Suite 300,
Austin, TX 78746
120 North Washington
Square, Suite 300, Lansing,
MI, 48933
111 West Ocean Blvd., 4th
Floor Long Beach, CA
90802
222 Main Street, 5th Floor,
Salt Lake City, UT 84101
10655 Park Run Drive, Suite
120, Las Vegas, NV 89144
250 Fillmore Street, Suite
150, Denver, CO 80206
meederpublicfunds.com
866.633.3371
Disclosures
15 PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS.

Opinions and forecasts regarding markets, securities, products, portfolios or holdings are given as of the date provided and are subject to change at any time. No offer to sell, solicitation, or recommendation of any security or investment product is intended. Certain information and data has been supplied by unaffiliated third-parties as indicated. Although Meeder believes the information is reliable, it cannot warrant the accuracy, timeliness or suitability of the information or materials offered by third-parties.

Net interest income is illustrated net of investment advisory fees proposed for the assets under management. Fees are illustrated at the rate of 0.10% for the first $25,000,000 under management, 0.08% for sums $25,000,000 to $50,000,000,

0.06% for sums $50,000,000 to $100,000,000, and 0.04% for sums over $100,000,000. Investment advisory fees listed are inclusive of the custody fees.

Estimates and illustrations of expected yield for illustrated portfolios is hypothetical in nature, does not reflect actual investment results, and does not guarantee future returns. Hypothetical illustrations are offered to illustrate the yield expected from classes of securities and do not reflect actual securities available for investment. Estimates of current yield are generated from indexes and other information deemed by the adviser to provide a reliable estimate of the current yield available from investments in that asset class. Securities indices are unmanaged and investments cannot be made directly in an index. Yield assumptions were developed with the benefit of hindsight and the securities purchased for such an account may generate more or less than the illustrated yield.

Investment advisory services provided by Meeder Public Funds, Inc. 256
MeederPublicFunds.com
Disclosures
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CITY OF RICHMOND

STANDARD CONTRACT
Department: City Project Manager:

City Project Manager E-mail: City Project Manager Phone No:

Vendor No: Contract No:

Description of Services:

The parties to this STANDARD CONTRACT do mutually agree and promise as follows:

1. Parties. The parties to this Contract are the City of Richmond, a municipal corporation (“the City”), and the following named Contractor:

Contractor Name:

Street Address:

City, State, Zip Code:

Contact Person:

Telephone: Email:

Business License No:
☐ A California corporation, ☐ limited liability corporation ☐ general partnership, ☐ limited partnership, ☐ individual, ☐ non-profit corporation, ☐ individual dba as [specify:] ____________________ ☐ other [specify:] _______________________________

2. Term. The effective date of this Contract is _______________________ and terminates _________________ unless terminated earlier as set forth herein.

3. Payment Limit. City’s total payments to Contractor under this Contract shall not exceed $____ (“Contract Payment Limit”) unless a Contract Amendment has been approved by the City Council or City Manager. If this amount includes a contingency, Contractor acknowledges that any use of such contingency shall be for work beyond the original scope of services and requires prior written authorization by the City. If noted below, Compensation for work done under this Contract, shall not exceed as follows:

FY _________ total compensation shall not exceed $_________________ FY _________ total compensation shall not exceed $_________________ FY _________ total compensation shall not exceed $_________________

4. Contractor’s Obligations. Contractor agrees to perform all work at its own cost and expense, to furnish all labor, tools, equipment, materials, except as otherwise specified, in accordance with the Service Plan set forth in Exhibit A, attached hereto and incorporated herein.

5. City Obligations. City shall make payments to the Contractor in accordance with the Payment Provisions set forth in Exhibit B, attached hereto and incorporated herein.

Finance Jerry Gurule [email protected] (510) 620-6591 17042 Investment Management and Advisory Services.

Meeder Public Funds, Inc. 6125 Memorial Dr. Dublin, OH 43017 Greg Balls (702) 575-6655 [email protected] July 1, 2025 June 30, 2028 465,000.00 306

6. Authorized Representatives and Notices. This Contract is subject to the Authorized Representatives and Notices Provisions (Exhibit C), attached hereto and incorporated herein.

7. General Conditions. This Contract is subject to the General Conditions (Exhibit D), which are attached hereto and incorporated herein.

8. Special Conditions. This Contract is subject to the Special Conditions (Exhibit E) (if any), which are attached hereto and incorporated herein.

9. Insurance Provisions. This Contract is subject to the Insurance Provisions (Exhibit F), which are attached hereto and incorporated herein.

10. Sanctuary City Compliance Statement. This Contract is subject to the Sanctuary City Compliance Statement (Exhibit G), which is attached hereto and incorporated herein.

11. Signatures. These signatures attest the parties' agreement hereto:

CITY OF RICHMOND,
a municipal corporation [BUSINESS NAME]
(* The Corporation Chairperson of the Board, President, or Vice President should sign below)
By: _________________________ By: ___________________________ Title: ________________________ Title: __________________________ Date Signed: _________________ Date Signed: ___________________ I hereby certify that this Contract (* The Corporation Chief Financial Officer or Assistant has been approved by City Council Treasurer, or Secretary or Assistant Secretary should or the City Manager. sign below)
By: _________________________ By: ___________________________ City Clerk Title: __________________________
Date Signed: ____________________
Approved as to form:
(NOTE: Pursuant to California Corporations Code Section By: _________________________ 313, if Contractor is a corporation or nonprofit organization, City Attorney this Contract (1) must be signed by (a) the Chairperson of the Board, President, or Vice-President and (b) the
Chief Financial Officer or Assistant Treasurer, or
Secretary or Assistant Secretary)
LIST OF ATTACHMENTS:

Service Plan Exhibit A
Payment Provisions Exhibit B
Authorized Representatives and Notices Exhibit C
General Conditions Exhibit D
Special Conditions Exhibit E
Insurance Provisions Exhibit F
Sanctuary City Compliance Statement Exhibit G
Meeder Public Funds, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT A

SERVICE PLAN
Contractor shall, to the satisfaction of the Project Manager (set forth in Exhibit B), perform the following services and be compensated as outlined below [or attach service plan if necessary]:

Meeder Public Funds, Inc.

Contractor shall perform the services and shall be compensated as set forth in the Meeder Public Funds Investment Management Agreement and Custody Agreement that is attached hereto and is incorporated herein by this reference. If there are any conflicts between the attached Meeder Public Funds Investment Management Agreement and Custody Agreement and the terms and conditions set forth in this Contract, the terms and conditions set forth in this Contract shall prevail.

Any applicable fees shall be governed by the Meeder Public Funds Schedule of Fees – Schedule A, set forth in the attached Investment Management Agreement. 308
Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT B

PAYMENT PROVISIONS

1. COMPENSATION TO CONTRACTOR:
a. Provided Contractor is not in default under this Contract, Contractor shall be compensated in the manner set forth herein.
b. All payments made pursuant to this Contract shall be subject to the Contract Payment Limit. The Payment Limit includes expenses (phones, photocopying, meals and travel, etc.). Invoices shall be adequately detailed, based on accurate records, and be in a form reasonably satisfactory to the City. Contractor may be required to provide back-up material upon request. c. All City vendors receiving new contracts shall sign up to receive electronic payments through the City’s Automated Clearinghouse (ACH) payments service/provider.

2. SUBMISSION OF INVOICES:

Contractor shall submit timely invoices by email to
[email protected] and/or to the following address:

Attention: City of Richmond Finance/Account Payable
Project Manager: _______________________
P.O. Box 4046
Richmond, CA 94804

3. All invoices that are submitted by Contractor shall be subject to the approval of the City Project Manager, _______________________, before payments shall be authorized.
a. The City will pay invoice(s) within 45 days after completion of services to the City’s satisfaction. The City shall not pay late fees or interest.
b. All appropriate permits, certificates, and licenses, including a City business license shall be obtained and maintained for the duration of this Contract before any payment is authorized.

4. All insurance coverage required by this Contract shall be provided by the Contractor before this Contract is executed by the City. The insurance coverage required by this Contract shall be maintained by Contractor for the duration of this Contract and must be in place before any payment is authorized.

Jerry Gurule Jerry Gurule Meeder Public Funds, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT C

AUTHORIZED REPRESENTATIVES AND NOTICES

1. All required written notices shall be delivered: (i) by hand; or (ii) sent by registered, express, or certified mail, with return receipt requested or with delivery confirmation requested from the U.S. postal service; or (iii) sent by overnight or same day courier service at the party’s respective address listed in this Section.

2. Each notice shall be deemed to have been received on the earlier to occur of:
actual delivery or the date on which delivery is refused; or three (3) days after notice is deposited in the U.S. mail or with a courier service in the manner described above (Sundays and City holidays excepted).

3. Either party may, at any time, change its notice address (other than to a post office box address) by giving the other party three (3) days prior written notice of the new address.

4. All notices, demands, requests, or approvals from Contractor to the City shall be addressed to the City at:

City of Richmond
450 Civic Center Plaza
Richmond, CA 94804
Email: ________________________________________________

5. All notices, demands, requests, or approvals from the City to Contractor shall be addressed to Contractor at:

Attn:

Email: ________________________________________________ Jerry Gurule [email protected] Meeder Public Funds, Inc. Meeder Public Funds, Inc. 6125 Memorial Dr. Dublin, OH 43017 [email protected] Greg Balls 310
Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT D

GENERAL CONDITIONS

1. INDEPENDENT PARTIES:

Contractor hereby declares that Contractor is engaged as an independent business and Contractor agrees to perform the services as an independent contractor.

The manner and means of conducting the services and tasks are under the control of Contractor except to the extent they are limited by statute, rule or regulation and the express terms of this Contract. No civil service status or other right of employment will be acquired by virtue of Contractor’s services. None of the benefits provided by the City to its employees, including but not limited to unemployment insurance, workers’ compensation plans, vacation and sick leave, are available from the City to Contractor, its employees or agents. Deductions shall not be made for any state or federal taxes, FICA payments, PERS payments, or other purposes normally associated with an employer-employee relationship from any compensation due to Contractor. Payments of the above items, if required, are the responsibility of Contractor.

2. TIME IS OF THE ESSENCE:

Contractor and the City agree that time is of the essence regarding the performance of this Contract.

3. STANDARD OF CARE:

Contractor agrees to perform all services hereunder in a manner commensurate with the prevailing standards of like professionals or service Contractors, as applicable, in the San Francisco Bay Area and agrees that all services shall be performed by qualified and experienced personnel who are not employed by the City.

4. IMMIGRATION REFORM AND CONTROL ACT (IRCA):

Contractor assumes all responsibility for verifying the identity and employment authorization of all of its employees performing work hereunder, pursuant to all applicable IRCA or other federal, or state rules and regulations. Contractor shall indemnify, defend, and hold the City harmless from and against any loss, damage, liability, costs or expenses arising from any noncompliance of this provision by Contractor.

5. NON-DISCRIMINATION:

Consistent with the City’s policy and state and federal law that harassment and discrimination are unacceptable conduct, Contractor and its employees, contractors, and agents shall not harass or discriminate against any job applicant, City employee, or any other person on the basis of any kind of any statutorily (federal, state or local) protected class, including but not limited to: race, religious creed, color, national origin, ancestry, Meeder Public Funds, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________
disability (both mental and physical) including HIV and AIDS, medical condition (e.g. cancer), genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, pregnancy, political affiliation, military and veteran status or legitimate union activities. Contractor agrees that any violation of this provision shall constitute a material breach of this Contract.

6. CITY PROPERTY:
a. Each and every report, draft, work product, map, record, applicable plans, drawings, calculation, data, specification, video, graphic, or any other material or document produced, prepared or caused to be prepared by Contractor pursuant to or in connection with this Contract shall be the exclusive property of the City. b. Notwithstanding the foregoing, Contractor shall not be obligated to provide to City proprietary software or data which Contractor has developed or had developed for Contractor's own use; provided, however, that Contractor shall, pursuant to Section 11 below, indemnify, defend and hold the City harmless from and against any discovery or Public Records Act request seeking the disclosure of such proprietary software or data. c. No report, information or other data given to or prepared or assembled by Contractor pursuant to this Contract shall be made available to any individual or organization by Contractor without prior approval of the City Manager or their designee. d. Contractor shall, at such time and in such form as City Manager or their designee may require, furnish reports concerning the status of services and tasks required under this Contract.

7. RECORDS:
a. Contractor shall maintain complete and accurate records with respect to the services, tasks, work, documents and data in sufficient detail to permit an evaluation of Contractor’s performance under the Contract, as well as maintain books and records related to sales, costs, expenses, receipts and other such information required by the City that relate to the performance of the services and tasks under this Contract (collectively the “Records”).
b. All Records shall be maintained in accordance with generally accepted accounting principles and shall be clearly identified and readily accessible. Contractor shall provide free access to the Records to the representatives of the City or its designees during regular business hours upon reasonable prior notice. The City has the right to examine and audit the Records, and to make copies or transcripts therefrom as necessary, and to allow inspection of all proceedings and activities related to this Contract. Such Records, together with supporting documents, shall be kept separate from other documents and records and shall be maintained by Contractor for a period of five (5) years after receipt of final payment.

Meeder Public Funds, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________
c. If supplemental examination or audit of the Records is necessary due to concerns raised by the City’s preliminary examination or audit of records, and the City’s supplemental examination or audit of the records discloses a failure to adhere to appropriate internal financial controls, or other breach of this Contract or failure to act in good faith, then Contractor shall reimburse the City for all reasonable costs and expenses associated with the supplemental examination or audit.

8. PERMITS AND LICENSES:

Contractor, at its sole expense, shall obtain and maintain during the term of this Contract, all appropriate permits, certificates and licenses, including a City business license, required in connection with the performance of the services and tasks hereunder.

The failure to obtain such permits and licenses shall be a material breach of this Contract and grounds for immediate termination by City; provided, however, that City may waive the business license requirement in writing under unusual or extraordinary circumstances without necessitating any modification of this Contract to reflect such waiver.

9. TERMINATION:
a. Termination Without Default. Notwithstanding any provision herein to the contrary, the City may, in its sole and absolute discretion and without cause, terminate this Contract at any time prior to completion by Contractor of the project or services hereunder immediately upon transmission of written notice to Contractor as provided in Exhibit C “Authorized Representatives and Notices”.
b. Termination in the Event of Default. Should Contractor fail to perform any of its obligations hereunder, within the time and in the manner provided or otherwise violate any of the terms of this Contract, City may immediately terminate this Contract by giving written notice of such termination, stating the reasons for such termination. Contractor shall be compensated as provided in Exhibit B; provided, however, there shall be deducted from such amount the amount of damage, including attorney's fees, expert witness fees and costs, if any, sustained by City by virtue of Contractor's breach of this Contract. Additionally, in the event of such termination, the City may proceed with the work in any reasonable manner it chooses.

10. CONFLICT OF INTEREST:

Contractor acknowledges, represents and warrants that Contractor shall avoid all conflicts of interest (as defined under any federal, state or local statute, rule or regulation, or at common law) with respect to this Contract. Contractor further acknowledges, represents and warrants that no City official or employee has any economic interest, as defined in Title 2, California Code of Regulations §§ 18703.1 through 18703.5, with Contractor that would invalidate this Contract. Contractor acknowledges that in the event that Contractor shall be found by any judicial or administrative body to have any conflict of interest (as defined above) with respect to this Contract, all consideration received under Meeder Public Funds, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________
this Contract shall be forfeited and returned to City forthwith. This provision shall survive the termination of this Contract for one (1) year.

11. HOLD HARMLESS:
a. To the fullest extent permitted by law, Contractor shall indemnify, defend (with counsel acceptable to the City) and hold harmless the City, its City Council, boards, commissions, officials, employees, agents and volunteers (“Indemnitees”) from and against any and all loss, damages, liability, obligations, claims, suits, judgments, costs and expenses whatsoever, including attorney’s fees and costs of litigation (“Claims”), arising from or in any manner connected to Contractor’s performance of its obligations under this Contract or failure to comply with any of its obligations under this Contract or out of the operations conducted by Contractor even if the City is found to have been negligent. If the Claims filed against Indemnitees allege negligence, recklessness or willful misconduct on the part of Contractor, Contractor shall have no right of reimbursement against Indemnitees for the costs of defense even if negligence, recklessness or willful misconduct is not found on the part of Contractor. Contractor shall not have any obligations to indemnify Indemnitees if the loss or damage is found to have resulted solely from the negligence or the willful misconduct of the City. The defense and indemnification obligations of this Contract are undertaken in addition to, and shall not in any way be limited by, the insurance obligations contained in this Contract. b. This indemnification obligation shall survive this Contract and shall not be limited by any term of any insurance policy required under this Contract; provided however, that if this Contract is for design professional services, this indemnity provision is limited to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the design professional (as defined in California Civil Code section 2782.8).

12. LIMITATIONS UPON SUBCONTRACTING AND ASSIGNMENT:
a. This Contract binds the heirs, successors, assigns and representatives of Contractor. The Contractor shall not enter into subcontracts for any work contemplated under this Contract and shall not assign this Contract, nor any portion hereof or monies due or to become due, without the prior written consent of the City Council or its designee.
b. Contractor shall not assign, sublease, hypothecate, or transfer this Contract, or any interest therein, directly or indirectly, by operation of law or otherwise, without prior written consent of the City Manager. Contractor shall submit a written request for consent to transfer to the City Manager at least thirty (30) days in advance of the desired transfer.

The City Manager or their designee may consent or reject such request in their sole and absolute discretion. Any attempt to do so without said consent shall be null and void, and any assignee, sublessee, hypothecate or transferee shall acquire no right or interest by reason of such attempted assignment, hypothecation or transfer. However, claims for Meeder Public Funds, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________
money against the City under this Contract may be assigned by Contractor to a bank, trust company or other financial institution without prior written consent. c. The sale, assignment, transfer or other disposition of any of the issued and outstanding capital stock of Contractor (if applicable), or of the interest of any general partner or joint venturer or syndicate member if Contractor is a partnership or jointventure or syndicate, which shall result in a change of control of Contractor, shall be deemed an assignment. For this purpose, control shall mean fifty percent or more of the voting power or twenty-five percent or more of the assets of the corporation, partnership or joint-venture.
d. Only those persons and/or businesses whose names and resumés are attached to this Contract shall be used in the performance of this Contract. However, if after the start of this Contract, Contractor wishes to use sub-contractors, at no additional costs to the City, then Contractor shall submit a written request for consent to add subcontractors including the names of the sub-contractors and the reasons for the request to the City Manager at least five (5) days in advance. The City Manager may consent or reject such requests in their sole and absolute discretion. e. Each sub-contractor shall be required to furnish proof of workers’ compensation insurance and shall also be required to carry general, automobile and professional liability insurance (as applicable) in reasonable conformity to the insurance carried by Contractor.
f. In addition, any tasks or services performed by sub-contractors shall be subject to each provision of this Contract. Contractor shall include the following language in their Contract with any sub-contractor: “Sub-Contractors hired by Contractor agree to be bound to Contractor and the City in the same manner and to the same extent as Contractor is bound to the City.”
g. The requirements in this Section 12 shall not apply to persons who are merely providing materials, supplies, data or information that Contractor then analyzes and incorporates into its work product.

13. SAFETY:
a. Contractor acknowledges that the City is committed to the highest standards of workplace safety. Contractor will be solely and completely responsible for conditions of all vehicles owned or operated by Contractor, including the safety of all persons and property during performance of the services and tasks under this Contract.

Contractor shall assume sole and complete responsibility for the safety of Contractor's employees and any of subcontractor's employees This requirement will apply continuously and not be limited to normal working hours. In addition, Contractor will comply with all safety provisions in conformance with U.S. Department of Labor Occupational Safety and Health Act, any equivalent state law, and all other applicable Meeder Public Funds, Inc.
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_____________________________
federal, state, county and local laws, ordinances, codes, and any regulations that may be detailed in other parts of the Contract. Where any of these are in conflict, the more stringent requirements will be followed. Contractor’s failure to thoroughly familiarize itself with the aforementioned safety provisions will not relieve it from compliance with the obligations and penalties set forth herein.
b. Contractor will immediately notify the City (in no event less than 24 hours) of any incident of death, serious personal injury or substantial property damage that occurs in connection with the performance of this Contract. Contractor will promptly submit to the City a written report of all incidents that occur in connection with this Contract. This report must include the following information: (i) name and address of injured or deceased person(s); (ii) name and address of Contractor’s employee(s) involved in the incident; (iii) name and address of Contractor’s liability insurance carrier; (iv) a detailed description of the incident; and (v) a police report.
c. Contractor acknowledges that the City shall have the right to impose, at the City’s sole discretion, requirements that it deems are necessary to protect the health and safety of the City employees, residents, and visitors. Contractor agrees to comply with all such requirements, including, but not limited to, mandatory vaccinations, the use of personal protective equipment (e.g. masks), physical distancing, and health screenings.

Contractor also agrees to make available to the City, at the City’s request, records to demonstrate Contractor’s compliance with this Section.

14. INSURANCE:

Insurance requirements are set forth in Exhibit F to this Contract. Contractor shall abide by the insurance requirements set forth in said Exhibit F.

15. COMPLIANCE WITH ALL APPLICABLE LAWS:
a. During the term of this Contract, Contractor shall keep fully informed of all existing and future state and federal laws and all municipal ordinances and regulations of the City of Richmond which affect the manner in which the services or tasks are to be performed by Contractor, as well as all such orders and decrees of bodies or tribunals having any jurisdiction or authority over the same. Contractor shall comply with all applicable laws, state and federal and all ordinances, rules and regulations enacted or issued by the City. Compliance under this provision includes compliance with all provisions of the Richmond Municipal Code ("Municipal Code"), including Chapters 2.50,

2.52, 2.56, and 2.60, if applicable.
b. Contractor acknowledges that under § 2.60.070 of the Municipal Code ("Living Wage Ordinance"), Contractor is required to provide the City with documents and information verifying its compliance with the Living Wage Ordinance. Contractor shall notify each of its affected employees with regards to the wages that are required to be paid pursuant to the Living Wage Ordinance as prescribed in § 2.60.070 of the Municipal Code.

Meeder Public Funds, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________
c. Contractor shall comply with § 2.28.030 of the Municipal Code, obligating every Contractor or sub-Contractor under an agreement or sub-agreement with the City for public works, goods or services to refrain from discriminatory employment or practices on the basis of race, color, sex, sexual orientation, religious creed, national origin or ancestry of any employee, any applicant for employment or any potential sub-contractor. d. Contractor acknowledges that the City’s Drug Free Workplace Policy, Violence in the Workplace Policy and the Policy Against Workplace Harassment, are available on the City’s website at http://www.ci.richmond.ca.us/workplacepolicies.

Contractor agrees to abide by the terms and conditions of said policies.

16. INTEGRATED CONTRACT:

The Recitals and exhibits are a material part of this Contract and are expressly incorporated herein. This Contract represents the full and complete understanding of every kind or nature whatsoever between the parties hereto, and all preliminary negotiations and agreements of whatsoever kind or nature are merged herein. No verbal agreement or implied covenant shall be held to vary the provisions hereof. Any modification of this Contract will be effective only by written execution signed by both the City and Contractor.

17. CONFLICTING PROVISIONS:

In the event of a conflict between these General Conditions and those of any Exhibit or attachment hereto, these General Conditions shall prevail; provided, however, that any Special Condition as set forth in Exhibit E shall prevail over these General Conditions. In the event of a conflict between the terms and conditions of any two or more Exhibits or attachments hereto, those prepared by City shall prevail over those prepared by the Contractor, and the terms and conditions preferred by the City shall prevail over those preferred by the Contractor.

18. FORCE MAJEURE:

Neither party hereto shall be considered in default in the performance of its obligations hereunder to the extent that the performance of such an obligation is prevented or delayed by reason of acts of God, strikes, boycotts, lock-outs, inability to procure materials not related to the price thereof, failure of power, restrictive governmental laws and regulations enacted after the date of this Contract, riots, civil unrest, acts of terrorism, insurrection, war, declaration of a state or national emergency or other reasons of a like nature not within the reasonable control of such party.

19. CONFLICT OF LAW:

This Contract shall be interpreted under, and enforced by the laws of the State of Meeder Public Funds, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________
California without regard to any choice of law rules which may direct the application of laws of another jurisdiction. The Contract and obligations of the parties are subject to all valid laws, orders, rules, and regulations of the authorities having jurisdiction over this Contract (or the successors of those authorities). Any suits brought pursuant to this Contract shall be filed with the courts of the County of Contra Costa, State of California.

20. CLAIMS:

Any claim by Contractor against City hereunder shall be subject to Government Code §§ 800 et seq. The claims presentation provisions of said Act are hereby modified such that the presentation of all claims hereunder to the City shall be waived if not made within six months after accrual of the cause of action.

21. INTERPRETATION:

This Contract shall be interpreted as if drafted by both parties.

22. WARRANTY:

If any product is be provided to the City as part of this Contract, Contractor warrants as follows: Contractor possesses good title to the product and the right to transfer the product to City; the product shall be delivered to the City free from any security interest or other lien; the product meets any specifications contained herein; the product shall be free from material defects in materials and workmanship under normal use for a period of one (1) year from the date of delivery; and the product shall be fit for its intended purpose(s). Notwithstanding the foregoing, consumable and maintenance items (such as light bulbs and batteries) shall be warranted for a period of one hundred and eighty (180) days from the date of delivery. All repairs during the warranty period shall be promptly performed by Contractor, at Contractor's expense, including shipping.

23. SEVERABILITY:

In the event that any of the provisions or portions or applications thereof of this Contract are held to be unenforceable or invalid by any court of competent jurisdiction, City and Contractor shall negotiate an equitable adjustment in the provisions of the Contract with a view toward effecting the purpose of this Contract, and the validity and enforceability of the remaining provisions or portions or applications thereof, shall not be affected thereby.

24. AUTHORITY:

City warrants and represents that the signatory hereto (the Mayor of the City of Richmond or the City Manager) is duly authorized to enter into and execute this Contract on behalf of City. The party signing on behalf of Contractor warrants and represents that they are duly authorized to enter into and execute this Contract on behalf of Contractor, Meeder Public Funds, Inc.
318
Contract No: ________ For the Contract between the City of Richmond and
_____________________________
and shall be personally liable to City if they are not duly authorized to enter into and execute this Contract on behalf of Contractor.

25. WAIVER:

The waiver by City of any breach of any term or provision of this Contract shall not be construed as a waiver of any subsequent breach. Inspections or approvals, or statements by any officer, agent or employee of the City relating to the Contractor’s performance, or payment therefore, or any combination of these acts, shall not relieve the Contractor’s obligation to fulfill this Contract as prescribed; nor shall the City be thereby stopped from bringing any action for damages or enforcement arising from any failure to comply with any of the terms and conditions of this Contract.

26. COUNTERPARTS:

This Contract may be executed in any number of counterparts (including by fax, PDF, DocuSign, or other electronic means), each of which shall be deemed an original, but all of which shall constitute one and the same instrument.

27. SANCTUARY CITY CONTRACTING ORDINANCE (SCCO):

The Richmond Sanctuary City Contracting Ordinance No. 12-18 prohibits the City from granting and or retaining contracts with any person or entity that provides Data Broker or Extreme Vetting services to the U.S. Immigration and Customs Enforcement Division of the United States Department of Homeland Security (“ICE”). Contractor must submit the Sanctuary City Compliance Statement, attached hereto as Exhibit G.

Meeder Public Funds, Inc.
319
Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT E

SPECIAL CONDITIONS
The General Conditions are hereby amended to include the following modifications and/or provisions (if applicable, otherwise please state “NONE”):

Meeder Public Funds, Inc.
320
Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT F

INSURANCE PROVISIONS
☐ CHECK HERE IF RISK MANAGEMENT HAS APPROVED WAIVING INSURANCE REQUIREMENTS FOR THIS CONTRACT.

1. CERTIFICATES: Before the commencement of the terms of this Contract, and during the entire term of this Contract and any extension or modification thereof, Contractor shall furnish the City’s Risk Manager with certificates showing the type, amount, class of operations covered, effective dates and dates of expiration of insurance coverage in compliance with coverage requirements set forth by the City and incorporated herein.

Such certificates, which do not limit Contractor’s indemnification, shall also contain substantially the following statement:
“Should any of the above insurance covered by this certificate be canceled or coverage reduced before the expiration date thereof, the insurer affording coverage shall provide thirty (30) days’ advance written notice to the City of Richmond.

Attention: Risk Manager.”
Contractor shall maintain in force at all times during the performance of this Contract all appropriate coverage of insurance required by this Contract with an insurance company licensed to offer insurance business in the State of California with a current A.M. Best’s rating of no less than A:VII or Standard & Poor’s Rating (if rated) of at least BBB unless otherwise acceptable to the City. Contractor shall deliver updated insurance certificates to the City at the address set forth in Exhibit C prior to the expiration of the existing insurance certificate for the duration of the term of Contract.

Endorsements naming the City, its City Council, boards, commissions, officials, employees, agents, and volunteers as additional insured shall be submitted with the insurance certificates.

2. COVERAGE REQUIREMENTS: The City’s insurance requirements depend upon the type of service being provided and/or the provider. The City’s insurance requirements will fall into one of the following categories (unless otherwise provided by the City):

Consultants and Contractors – Type 1
Professional Services – Type 2
Environmental Risk/Hazardous Waste Material – Type 3
Lease of City Property – Type 4
Vendors, Suppliers, Small Grant Recipients & Nonprofit Organizations – Type 5 Transportation Providers – Type 6
Professional Services Pyrotechnics – Type 7
Cyber and I.T. Risks – Type 8
Meeder Public Funds, Inc.
321
Contract No: ________ For the Contract between the City of Richmond and
_____________________________
The insurance requirements classification applicable to this Contract shall be attached to this Exhibit F and made a part hereof.

3. FAILURE TO SECURE: If Contractor at any time during the term hereof should fail to secure or maintain the foregoing insurance, the City shall be permitted to obtain such insurance in Contractor’s name or as an agent of Contractor and shall be compensated by Contractor for the costs of the insurance premiums at the maximum rate permitted by law and computed from the date written notice is received that the premiums have not been paid.

4. SUFFICIENCY OF INSURANCE: The insurance limits required by the City are not represented as being sufficient to protect Contractor. Contractor is advised to consult Contractor’s insurance broker to determine adequate coverage for Contractor. The coverage and limits shall be (1) the minimum coverage and limits specified in this Contract; or (2) the broader coverage and maximum limits of the coverage carried by or available to Contractor; whichever is greater.

INSERT INSURANCE REQUIREMENTS CLASSIFICATION APPLICABLE TO THIS CONTRACT: (IF NECESSARY, CONFIRM WITH RISK MANAGER)
Meeder Public Funds, Inc.
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Contract No: ________ For the Contract between the City of Richmond and
_____________________________

EXHIBIT G

SANCTUARY CITY COMPLIANCE STATEMENT
The undersigned, (hereafter "Contractor"), has had an opportunity to review the requirements of City of Richmond Ordinance 12-18 (hereafter "Sanctuary City Contracting Ordinance" or “SCCO”).

Contractor understands and agrees that the City may choose with whom it will maintain business relations and may refrain from contracting with any person or entity that provides Data Broker or Extreme Vetting services to the U.S. Immigration and Customs Enforcement Division of the United States Department of Homeland Security (“ICE”). Contractor understands the meaning of the following terms used in the SCCO:
a. "Data Broker” means either of the following:
i. The collection of information, including personal information about consumers, from a wide variety of sources for the purposes of reselling such information to their customers, which include both private-sector business and government agencies;
ii. The aggregation of data that was collected for another purpose from that for which it is ultimately used.
b. “Extreme Vetting” means data mining, threat modeling, predictive risk analysis, or other similar services."
Contractor understands that it is not eligible to receive or retain a City contract if at the time the Contract is executed, or at any time during the term of the Contract, it provides Data Broker or Extreme Vetting services to ICE.

Contractor further understands and agrees that Contractor's failure to comply with the SCCO shall constitute a material default of the Contract and the City Manager may terminate the Contract and bar Contractor from bidding on future contracts with the City for five (5) years from the effective date of the contract termination.

By executing this statement, Contractor certifies that it complies with the requirements of the SCCO and that if at any time during the term of the Contract it ceases to comply, Contractor will promptly notify the City Manager in writing. Any person or entity who knowingly or willingly supplies false information in violation of the SCCO shall be guilty of a misdemeanor and subject to a $1,000 fine.

Based on the foregoing, the undersigned declares under penalty of perjury under the laws of the State of California that the foregoing is true and correct.

Printed Name: Title:

Signed: Date:

Business Entity:

Meeder Public Funds, Inc.
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MPF Investment Management Agreement – MPF 001 (Rev 5-25) Page 1 Investment Management Agreement
Meeder Public Funds
This Investment Management Agreement (“Agreement”) is effective as of the date executed by and between Meeder Public Funds, Inc. (“Meeder”), its applicable affiliates, and the undersigned account owner (“Client”).

1. Investment Management Services. Under this Agreement, Meeder provides discretionary investment management services for public entity clients in accordance with the terms of the applicable state investment code and investment policy.

2. Appointment. Client appoints Meeder as discretionary investment manager to manage the assets deposited in any account subject to the terms of this Agreement (“Account”). Meeder accepts the appointment as investment manager and shall invest, reinvest and manage the securities, cash and other assets of the Account as directed by Client and in accordance with the written investment objectives and any specific investment restrictions or limitations of the Client. Meeder shall provide advice only with respect to assets in the Account and shall have no responsibility for the actions or non-actions of predecessor investment advisors or for the management of assets other than the assets allocated to the Account.

3. Trading Authorization. Client grants Meeder discretionary trading authority and appoints Meeder as agent and attorney-in-fact with respect to investments in the Account. Meeder may direct the purchase, sale, exchange, conversion, delivery or other acquisition or disposition of securities and other investments in the Account and act on behalf of Client in all other matters incidental to the handling of Account investments, all without prior consultation with Client.

4. Custody. Meeder will not assume physical custody of the Account or any portion of it. Client shall establish a custodial account with a qualified custodian (“Custodian”). Client will receive from the Custodian account statements and confirmations identifying assets and transactions in the Account. All transactions will be consummated by payment to, or delivery by, the Custodian of all cash, securities and other assets due to or from the Account. The Custodian shall be responsible for investing any daily cash balances in the Account and Meeder will not exercise discretion to select sweep vehicles for the Account.

5. Investment Objectives and Restrictions. Client may provide Meeder with an Investment Policy Statement or other written directions setting forth the investment objectives and any specific investment restrictions or limitations which govern the Account. Meeder shall be entitled to rely on such guidelines, objectives and restrictions relating to the Account as it may receive from Client. It is Client’s responsibility to inform Meeder in writing of any modifications to these directions, which shall be given ten days in advance of any such change.

6. Brokerage. Unless otherwise directed, Meeder will place trades for the Account through such brokers or dealers as it may select. When selecting brokers, Meeder's primary consideration will be the broker's ability to provide best execution of trades and Meeder may consider the quality and reliability of the brokerage services, trade price and commission, as well as research and other services provided by the broker-dealers.

7. Trade Aggregation. Meeder may aggregate trades for multiple clients when, in the adviser’s judgment, aggregation is in the best interests of the clients involved. Orders are aggregated to facilitate best execution and each client participating in the aggregated transaction receives the same price and participation in such trade on a pro-rata basis. Where it is not possible to obtain the same execution price for all securities purchased or sold on an aggregated basis, Meeder will follow its trade allocation policy, which is designed to ensure that securities allocations are made in a fair and equitable manner.

8. Fees. For the services provided in accordance with this Agreement, Client will pay an investment advisory fee as indicated on Schedule A to this Agreement. Investment advisory fees do not include custody fees charged

EXHIBIT A
324
MPF Investment Management Agreement – MPF 001 (Rev 5-25) Page 2 by Client’s selected Custodian. Where Client has elected to have fees deducted, Client authorizes the Custodian to deduct fees from the Account and pay them to Meeder.

9. Promoter Arrangements. Meeder accepts Clients referred through unaffiliated third parties (“Promoters”) and may pay cash compensation for the endorsement of Meeder’s services, which provides the Promoter with an incentive to refer clients. Clients will not incur additional fees for being referred to Meeder by a Promoter. Clients that engage Meeder as their investment adviser following a referral by a Promoter will receive a written disclosure statement describing the nature and terms of the arrangement, including the amount payable to the Promoter.

10. Local Government Investment Pools. Where appropriate, Meeder may recommend the use of a Local Government Investment Pool (“LGIP”) in which Meeder or one of its affiliates earn advisory and/or administration fees. Assets placed in an LGIP are not included among eligible assets when calculating the investment advisory fee. Because Meeder or its affiliates receive fees in connection with programs we sponsor or recommend, use of these programs presents a conflict of interest. By investing in an LGIP, Client specifically consents to the conflicts presented by such investment and payment of fees.

11. Custodial Sweep Vehicles. Where available, Meeder may recommend the use of the Meeder Government Money Market Fund as a vehicle to sweep cash held in the custodial account for investment. Because Meeder’s affiliates earn advisory, transfer agency and administration fees for management of the Meeder Government Money Market Fund, recommendation of the fund as a sweep vehicle presents a conflict of interest.

Meeder charges investment advisory fees on the total market value of assets held in the custodial account, including sweep vehicles. By selecting the Meeder Government Money Market Fund, Client specifically consents to the conflicts presented by such investment and payment of fees.

12. Third-Party Payments. Meeder or its affiliates receive compensation from unaffiliated third parties for endorsing or recommending certain financial products to its clients. This arrangement presents a conflict of interest because it provides Meeder with an incentive to solicit and secure participation in the program. Asset-based advisory fees are not charged for assets invested in products that pay indirect compensation to Meeder.

13. Proxy Voting. Meeder does not accept or assume authority to vote proxies for its public fund clients.

Clients will receive their proxies or other solicitations directly from their Custodian. Client agrees that Meeder will not advise or act for Client in any legal proceedings, including bankruptcies or class actions, involving securities held or previously held by the Account or the issuers of such securities.

14. Electronic Delivery. Client consents to electronic delivery of all documents from Meeder, including but not limited to a copy of the executed Agreement, statements, confirmations, Meeder’s Form ADV Part 2 and amendments thereto, and other general communications delivered to Client’s electronic mail address of record.

Delivery of communications to Clients in this fashion will be deemed effective unless Meeder is notified otherwise.

Client is responsible for maintaining an accurate and up to date email address and to ensure that Client at all times has the ability to receive communications directed in this manner.

15. Confidentiality. All information and advice furnished by either party to the other, including their respective agents and employees, shall be treated as confidential and shall not be disclosed to third parties except as otherwise required by law or as agreed to in writing by Client. Notwithstanding the foregoing, Client consents to the use of Client's name in sales and marketing material used by Meeder or its affiliates solely for the purpose of identifying the Client as an investment advisory client.

16. Services to Other Clients. Client understands that Meeder serves as investment adviser for other clients and will continue to do so. Client also understands that Meeder, its personnel and affiliates ("Affiliated Persons") may give advice or take action in performing their duties to other clients, or for their own accounts, that differ from advice given to or action taken for Client. Meeder is not obligated to buy, sell or recommend for Client any security or other investment that Meeder or its Affiliated Persons may recommend for any other client or their own accounts.

17. Meeder’s Representations. Meeder represents that it is a registered investment adviser under the Investment Advisers Act of 1940.
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MPF Investment Management Agreement – MPF 001 (Rev 5-25) Page 3

18. Client’s Representations. Client represents and acknowledges that: (i) Client is the sole owner of the Account assets and has full power and authority to enter into this Agreement and to commit the assets to Meeder's management and supervision; (ii) that the person signing this Agreement on behalf of Client is authorized and empowered to establish accounts and commit the assets to Meeder's management and supervision on the entity’s behalf; (iii) Client has received Meeder's current Form ADV, Part 2A and B; and (iv) Client has received a copy of Meeder's Privacy Policy.

19. Term. This Agreement may be terminated by either party for any or no reason upon delivery by first class U.S. mail, postage prepaid, or delivery by hand, of a written “Notice of Termination” to the other party at least thirty (30) days prior to the date of the intended early termination of this Agreement. Termination of this Agreement will not affect the status, obligations or liabilities of the parties to this Agreement that arose prior to such termination.

20. Limitation of Liability. Except for negligence, malfeasance or violation of applicable law, neither Meeder nor its officers, directors or employees shall be liable to Client for any action performed, or omitted to be performed, or for any errors of judgment in managing the Account. Nor shall Meeder be liable to Client for any act or failure to act by any other third party. The federal securities laws impose liabilities under certain circumstances on persons even when they act in good faith and nothing in this Agreement shall in any way constitute a waiver or limitation of any rights that Client may have under any federal or state securities laws.

21. Assignment. This Agreement may not be assigned by either party without the consent of the other party.

Meeder will provide Client at least thirty (30) days prior written notice of any proposed assignment, and Client’s consent will be presumed unless Client notifies Meeder otherwise in writing prior to the date of the assignment indicated on the notice.

22. Amendment. This Agreement may be amended by Meeder with thirty (30) days prior written notice to Client and may be amended immediately upon notice to the extent reasonably required to satisfy federal or state regulatory requirements.

23. Governing Law. This Agreement will be governed by and construed in accordance with the laws of the State of Ohio without giving effect to any conflict or choice of law provisions of that State.

24. Severability. If any provision of this Agreement is or should become inconsistent with any law or rule of any governmental or regulatory body having jurisdiction over the subject matter of this Agreement, the provision will be deemed to be rescinded or modified in accordance with any such law or rule. In all other respects, this Agreement will continue and remain in full force and effect.

25. Affiliates. To the extent necessary to carry out the terms of this Agreement, any named affiliate of Meeder shall be deemed to be a party to the Agreement for that purpose.

IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their duly authorized officers or agents to become effective as of the day and year first written below.

MEEDER PUBLIC FUNDS, Inc. CITY OF RICHMOND
BY BY

TITLE TITLE

SIGNATURE SIGNATURE

DATE DATE
326
MPF Investment Management Agreement – MPF 001 (Rev 5-25) Schedule A Meeder Public Funds
Schedule of Fees
This schedule sets forth the standard annual investment advisory fee applicable to the Account under this Agreement. The schedule is tiered and each tier of assets under management will be assessed at the rate set forth in the schedule.

Investment advisory fees are subject to a minimum fee of $15,000 per year, inclusive of any discounts and credits, prorated based on the billing cycle, and payable for each billing period in which assets do not meet the stated minimum. Fees are calculated and billed monthly in arrears based on the value of the securities, cash and other assets in the account at the end of the billing period. Unless otherwise agreed, fees are deducted directly from the Account. For clients that utilize Meeder’s Preferred Custodian, fees may be credited an amount equal to the custodial fee up to a maximum annual credit of 0.01% and subject to the applicable minimum fee.

Operating Funds
Assets Under Management Annual Advisory Fee

0.08%

0.05%

0.03%
Up to $50,000,000
$50,000,000 - $100,000,000
Over $100,000,000
327

4/2020
DOMESTIC MARKET VALUE FEES: 0.75 BPS

CUSTODY SERVICES
■ Safekeeping of assets
■ Transaction settlement
■ Automated Cash Management (ACM) (Sweep)
■ Online account access
■ Corporate action processing
■ Proxy distribution
■ Securities pricing
■ Consolidated accounting & reporting

I TEMIZED FEES
■ Domestic trades ■ Included
■ Mutual funds transactions ■ Included
■ Security holding fees ■ Included
■ Cash receipts and disbursements ■ Included

SERVICE AND FEE ASSUMPTIONS
■ The above description of custody services is provided for convenience only. For a complete description of services that USBNA expects to provide to the Account, see the Account’s governing custody agreement. In the event of any inconsistency between the above description and such agreement, such agreement prevails with respect to the powers, rights, and duties of USBNA.
■ Market value fees are calculated on the average daily balance and charged to the Account monthly. ■ The Account does not hold plan or IRA assets.
■ USBNA does not have discretion to invest the Account’s assets and does not provide recommendations on acquiring, holding, disposing of, or exchanging such assets or selecting investment advisers or managers with respect thereto. The Investment Adviser has sole discretion to invest the Account’s assets and is (i) registered as an investment adviser with the U.S. Securities and Exchange Commission or state securities agency where it has its principal place of business or (ii) acting in a fiduciary capacity under 12 CFR Part 9 or state law. ■ The sweep vehicle designated for the Account is a fund sponsored by a USBNA affiliate or is a USBNA deposit. ■ USBNA may amend this Fee Schedule by delivering an amended and restated Fee Schedule or another written notice to the Account’s owner (the “Customer”). Such amendment will be effective thirty (30) calendar days after such delivery. ■ The Customer acknowledges that the Customer (i) has received, read, and understands USBNA’s Mutual Fund Compensation Disclosure and a fully-executed copy of the Account’s governing custody agreement and (ii) may contact the Customer’s Relationship Manager at USBNA regarding that disclosure and agreement, this Fee Schedule, and any transaction reflected on an Account statement.
■ For global accounts, proxy out of pocket fees are assessed to the account at the then current rate.

The Client hereby executes this Fee Schedule as of this _______ day of __________________, 20_____.

Client: _______________________________________________________ By: _______________________________________________________ (Signature of Client’s authorized signer)
_______________________________________ (Printed name of Client’s authorized signer) Its: _______________________________________
(Title of Client’s authorized signer)
FEE SCHEDULE FOR CLIENTS OF: MEEDER INVESTMENT MANAGEMENT 328
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Custody Account Application — Institution — CIP Exempt
US Bank Custody Account 6/2020- MEEDER Personal
Please return the following: • Signed application • Copy of formation document (i.e., Inc. = articles of incorporation, non-profit = Form 990) • Copy of government issued photo ID for authorized signers and beneficial owners (see page 3) • Signed fee schedule • Transfer authorization form (if applicable)
Return to: [email protected]
Please complete every section.

NAICS Code:

Designated Agent
(Advisor Name)
www.census.gov/eos/www/naics
(To be used for disbursement authorization, see agreement section) (Cannot be a PO Box)
Entity Name
Account title (If different than name above)
Address
City, State, Zip
Tax I.D.

Account Owner Information
Phone number (required):

Are there other DBA or trade names used for the same legal entity?  YES  NO If YES, please provide names:

What is the ownership structure of the entity?
 Majority Owned by Government (Provide website address):
 Federally or State Regulated Domestic Financial Institution (Provide regulator):
 Publicly Traded on a Domestic Exchange (Provide Ticker Symbol):

Customer Background and Anticipated Activity
Information in this section is required to establish a baseline for account background and anticipated activity. This information is used primarily to detect suspicious activity. Your account activity is not bound to estimates provided.

1. Primary function of the Entity. (Provide specific information about the entity’s business activites).

2. Purpose of the account. (Please provide the reason the Customer is establishing the custody account).

3. Entity’s annual revenue. ($)

4. Entity’s primary source of revenue.

1. Customer is a U.S. Citizen, U.S. Resident Alien or an entity principally registered in the U.S.:  YES  NO If NO, please submit a W-8 BEN and state the Customer’s country of residence or principal registration:
(Note: If no is marked and a W-8 is provided the IRS section on pg. 5 does not apply)

2. Is the entity headquartered outside the United States?  YES  NO If YES, what country is it located in:

3. Are there physical locations or business addresses for the entity outside the U.S.  YES  NO If YES, list addresses:

Exempt payee code (if any)
(see bottom of page 3 for code listing)
Check appropriate box for federal tax classification:
 Individual/sole proprietor or single-member LLC  C Corporation  S Corporation  Partnership  Limited liability company. Enter the tax classification (C=C corporation, S=S corporation, P=Partnership)  Other (see instructions) Government
Meeder Investment Management
465,000.00 921120 ■
3 ■
■
Government Hold Client Assets 25 million tax receipts
329
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Tax Lot Methods
For the purpose of complying with Internal Revenue Service regulations requiring cost basis reporting, please select the tax lot selection method for the Account. Bank recommends that Customer consult with Customer’s tax advisor if Customer is unsure of the option that is best for them.  Minimize Gain - Shares are sold from tax lots having the highest per unit federal tax cost with a holding period of more than one year.  First In First Out (“FIFO”) – Shares are sold from tax lots having the earliest federal tax acquisition date.  Last In First Out (“LIFO”) – Shares are sold from tax lots having the most recent federal tax acquisition date.  Highest Federal Cost First Out (“HIFO”) – Shares are sold from tax lots having the highest federal tax cost per share.  Lowest Federal Cost First Out (“LOFO”) – Shares are sold from tax lots having the lowest federal tax cost per share.  Specify Tax Lot – Shares are sold from tax lots that you specify.  Average Federal Tax Cost – Shares are sold across all tax lots using the average cost. If the Account holds investments for which this method is not permitted, the FIFO default method will be used, unless Bank is directed otherwise.  Maximize Gain - Shares are sold from tax lots having the lowest per unit federal tax cost.

If Customer does not specify a particular tax lot or method above, Customer acknowledges that the FIFO method will be used. If Customer wishes to use a tax lot selection method that is different from what is selected above, on an individual investment or transaction basis, Customer may make that selection when executing the trade.

6. From where will initial funding for this account originate (Answer all that apply):
 Domestic predecessor bank trustee or custodian: name of institution  Domestic predecessor broker/dealer custodian: name of institution  Foreign predecessor bank or broker/dealer: name of institution  Additional Investors
 Initial funding - no existing assets held elsewhere
 Other

8. Method of initial and ongoing funding for this account to be transmitted by (Check all that apply):
 Wire transfer  Transfer from existing U.S. Bank Account  Check(s)  In-kind transfer from predecessor custodian or trustee  Foreign wire transfer  Other
Customer Background and Anticipated Activity (cont.)

5. Entity’s source of funds for initial and future funding (if any) (Check all that apply):
 Charitable donation or gifts  Corporate assets or investments  Other:
 Group savings and/or investments  Earnings from profession or business  Sale of business  Insurance proceeds  0-10  11-50  51-100  100 +
 $0-$5,000  $5,001- $10,000  $10,001- $20,000  $20,001- $50,000  $50,001- $100,000  $100,001- $500,000  $500,001+
 Wire  Check  ACH  Transfer to another U.S. Bank account

9. Transactions
a) Anticipated number of cash transactions in and out of the account, per year:
b) Anticipated dollar range of cash transactions:
c) Method of disbursements. Check all that apply.
d) Will any disbursements be sent outside the United States? If YES, please list countries:
 0-10  11-50  51-100  100 +
 $0-$5,000  $5,001- $10,000  $10,001- $20,000  $20,001- $50,000  $50,001- $100,000  $100,001- $500,000  $500,001+

10. Trading
a) Anticipated number of trades in and out of the account, per year:
b) Anticipated dollar range of trade transactions:
 YES  NO

7. From where will ongoing funding for this account originate (Answer all that apply):
 Domestic predecessor bank trustee or custodian: name of institution  Domestic predecessor broker/dealer custodian: name of institution  Foreign predecessor bank or broker/dealer: name of institution  Additional Investors
 Other
■
■
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Shareholder Communications Act Election
Under the Shareholder Communications Act of 1985, as amended, Bank must try to permit direct communications between a company that issues a security held in the Account (the “Securities-Issuer”) and any person who has or shared the power to vote, or the power to direct the voting of, that security (the “Voter”). Unless the Voter registers its objection with Bank, Bank must disclose the Voter’s name, address, and securities positions held in the Account to the Securities-Issuer upon the Securities-Issuer’s request (“Disclosure”).

To the extent that Customer is the Voter, Customer hereby (i) acknowledges that failing to check one and only one line below will cause Customerto be deemed to have consented to Disclosure, and (ii) registers their:
 Consent to Disclosure  Objection to Disclosure
Sweep Designation
To the extent Bank has received no investment direction for cash, commonly referred to as uninvested cash, Bank will use such Assets to purchase the following (check only one):
(Bank List:IAS) CUSIP:

Class Z
 U.S. Bank Liquidity Plus
 U.S. Bank Non-Interest- Bearing Deposit
 Other
 First American Government Obligations Fund
 Other Mutual Fund's Ticker Symbol (Consult with Designated Agent to see what options may be available) For terms, conditions, and disclosures relating to the end-of-day cash sweep options above, see the Agreement below.

If the foregoing does not designate one and only one sweep investment option (or there is (a) incomplete information in “Other”, or (b) a sweep designation that the Designated Agent and Bank have not established as an option for your Account) then Customer is deemed to have designated the U.S. Bank Liquidity Plus sweep.

The Designated Agent can change the sweep designation at any time by providing such direction to Bank. Changes to sweep designations may result in changes to account fees; consult the Fee Schedule and the Designated Agent for further information.

The following codes identify payees that are exempt from backup withholding:
1 – An organization exempt from tax under section 501(a), any IRA, or a custodial account under section 403(b)(7) if the account satisfies the requirements of section 401(f)(2)
2 – The United States or any of its agencies or instrumentalities 3 – A state, the District of Columbia, a possession of the United States, or any of their political subdivisions or instrumentalities 4 – A foreign government or any of its political subdivisions, agencies, or instrumentalities 5 – A corporation
6 – A dealer in securities or commodities required to register in the United States, the District of Columbia, or a possession of the United States 7 – A futures commission merchant registered with the Commodity Futures Trading Commission 8 – A real estate investment trust
9 – An entity registered at all times during the tax year under the Investment Company Act of 1940 10 – A common trust fund operated by a bank under section 584(a) 11 – A financial institution
12 – A middleman known in the investment community as a nominee or custodian 13 – A trust exempt from tax under section 664 or described in section 4947 ■
■
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Phone Number
Statement Frequency:  Monthly  Quarterly  Annually Delivery Method:  Print  Online  Print and Online Email
City, State Zip
Name
Statements and Online Access
U.S. Bank offers online access to your account. Please provide the following information for those who require online access.

Bank will furnish each Statement Recipient with (i) an Account statement with the frequency designated below (or as subsequently agreed upon by Bank and Customer) within thirty (30) calendar days after the end of the reporting period and (ii) a final Account statement within thirty (30) calendar days after Bank has transferred all Assets from the Account as provided under this Agreement. Such Account statements will reflect Asset transactions during the reporting period and ending Asset holdings. To the extent Customer has established an account in Bank’s on-line portal and granted access thereunder to Statement Recipients, Bank will furnish such Account statements by way of such system. If no frequency is so designated or agreed upon, Customer shall be deemed to have designated “Monthly”. If Annually is the only frequency selected, client will also receive Quarterly statements.

Existing PIVOT ID
Phone Number
Statement Frequency:  Monthly  Quarterly  Annually Delivery Method:  Print  Online  Print and Online Email
Address City, State Zip
Name
Existing PIVOT ID
Phone Number
Statement Frequency:  Monthly  Quarterly  Annually Delivery Method:  Print  Online  Print and Online Email
Address City, State Zip
Name
Existing PIVOT ID
Address
[email protected]
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Agreement and Signature
By signing this Application, I hereby:
a) acknowledge receipt of a copy of this Application, and the Custody Agreement b) acknowledge that the Custody Agreement is incorporated herein by reference c) agree to the terms and conditions of this application and Custody Agreement d) acknowledge that Non-deposit investment products are not insured by the FDIC, are not deposits or other obligations of or guaranteed by U.S. Bank National Association or its affiliates, and involve investment risks, including possible loss of the principal amount invested e) agree to disclose to Bank if Customer is or becomes a “senior political figure, immediate family member or close associate of a senior political figure” (as defined below), during the duration of the Custody Agreement.

A “senior political figure” is a domestic or foreign senior official in the executive, legislative, administrative, military or judicial branches of a government (whether elected or not), a senior official of a major political party, or a senior executive of a government-owned corporation. In addition, a senior political figure includes any corporation, business, or other entity that has been formed by, or for the benefit of, a senior political figure. • “Immediate family” of a domestic or foreign senior political figure typically includes the figure’s parents, siblings, spouse, children, and in-laws. • A “close associate” of a domestic or foreign senior political figure is a person who is widely and publicly known to maintain an unusually close relationship with the senior political figure, and includes a person who is in a position to conduct domestic and international financial transactions on behalf of the senior political figure..

The Internal Revenue Service does not require your consent to any provision of this document other than the certifications required to avoid backup withholding.

Under penalties of perjury, I certify that:

1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me); and

2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding; and

3. I am a U.S. citizen or other U.S. person; and

4. The FATCA code(s) entered on this form (if any) indicating that I am exempt from FATCA reporting is correct. Certification instructions.

You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN.

Signer’s Name (please print) Signature
Title (please print) Date
To Be Completed By U.S. Bank
Signer’s Name (please print) Signature
Title (please print) Date
Authorized Signers
Authorized Individuals – Pursuant to Section 11 of the Custody Agreement, Customer hereby authorizes the following individuals to act on Customer’s behalf.

Name/Title Signature
Name/Title Signature
Name/Title Signature
Name/Title Signature
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Custody Agreement- CIP Exempt
This Custody Agreement (the “Agreement”) is between the entity appearing as Customer on the Application above (the “Customer”), and U.S. Bank National Association, a national banking association organized under the laws of the United States with offices in Minneapolis, Minnesota (“Bank”).

The parties hereby agree as follows:

SECTION 1: DEFINITIONS

1.1 “Account” means (i) the custody account established in the name of Customer and maintained under this Agreement for the Assets (as defined below) and (ii) where the context requires, one or more Sub-accounts (as defined below).

1.2 Accounting Standards” means Financial Accounting Standards Board (FASB) Accounting Standards Codification (ASC) 820, Fair Value Measurement, or Governmental Accounting Standards Board (GASB) Codification Statement No. 72, Fair Value Measurement and Application.

1.3 “Assets” means the securities, cash, and other property Customer deposits, or causes to be deposited, from time to time under this Agreement; investments and reinvestments thereof; and income thereon, as provided herein.

1.4 “Cash-flow Analysis” means a periodic written analysis of Customer’s cash-flow history, short-term financial needs, long-term financial needs, expected levels and timing of deposits, expected levels and timing of distributions, liquidity needs (including but not limited to the anticipated liquidity required to make distributions), ability to provide future funding, and other significant information which could affect cash-flow or the exercise of discretion to manage the Assets.

1.5 “CFR” means the Code of Federal Regulations.

1.6 “Client-controlled Asset” means an asset that is neither registered in the name of Bank or Bank’s nominee nor maintained by Bank at a Depository (as defined below) or with a sub-custodian nor held by Bank in unregistered or bearer form or in such form as will pass title by delivery.

1.7 “Code” means the Internal Revenue Code of 1986, as amended.

1.8 “Depository” means any central securities depository (such as the DTC), international central securities depository (suchas Euroclear Bank SA/NV), or Federal Reserve Bank.

1.9 “DTC” means the Depository Trust Company.

1.10 “ERISA” means the Employee Retirement Income Security Act of 1974, as amended.

1.11 “Guidelines” means the written investment objectives, policies, strategies, and restrictions for the Account (or for any Sub-accounts therein), including but not limited to proxy-voting guidelines, as amended from time to time

1.12 “Harm” means claims, costs, damages, delayed payment or non-payment on Assets sold, expenses (including attorneys’ and other professional fees), fines, interest, liabilities, losses, penalties, stockholders’ assessments (asserted on account of asset registration), and taxes.

1.13 “Indemnified Person” means Bank and its affiliates, and their officers, directors, employees, agents, successors, and assigns.

1.14 “Investment Advice” means a recommendation, or a suggestion to engage in or refrain from taking a particular course of action, as to (i) the advisability of acquiring, holding, disposing of, or exchanging any Asset or any securities or other investment property or (ii) the Guidelines, the Cash-flow Analysis, the composition of the Account’s portfolio, or the selection of persons to provide investment advice or investment management services with respect to the Assets.

1.15 “Investment Company Act” means the Investment Company Act of 1940, as amended.

1.16 “IRS” means the Internal Revenue Service.

1.17 “Legal Action” means any freeze order, garnishment, levy, restraining order, search warrant, subpoena, writ of attachment or execution, or similar order relating to the Account.

1.18 “Messaging System” means any financial-messaging system, network, or service acceptable to Bank, such as the Society for Worldwide Interbank Financial Telecommunication messaging system.

1.19 “Plan-assets Vehicle” means an investment contract, product, or entity that holds plan assets (as determined pursuant to ERISA Sections 3(42) and 401 and 29 CFR Section 2510.3-101).

1.20 “SEC” means the United States Securities and Exchange Commission.

1.21 “State” means the State of Minnesota.

1.22 “Statement Recipient” means Customer and anyone else Customer so designates.

1.23 “Sub-account” means a separate portion of the Account. 6 of 24
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SECTION 2: APPOINTMENT AND ACCEPTANCE

2.1 Customer appoints Bank to provide custody services in connection with the Assets. Bank hereby agrees to hold the Assets in the Account, upon the terms and conditions set forth below.

2.2 Establishment of Account.

2.2.1 Customer hereby deposits Assets, or causes Assets to be deposited, withBank.

2.2.2 Customer hereby represents, warrants, and covenants as follows, and Bank may resign immediately if Customer breaches of any such representation, warranty, or covenant:

2.2.2.1 Customer holds good and valid legal title to all Assets.

2.2.2.2 None of the Assets is (i) an asset of any “plan” as defined in ERISA Section 3(3); any “plan” as defined in Code Section 4975(e)(1); any Plan-assets Vehicle; or any plan or entity not otherwise within the foregoing definitions that is subject to similar restrictions under federal, state, or local law; (ii) subject to SEC Rule 15c3-3; U.S. Commodity Futures Trading Commission Rules 1.20, 22.5, or 30.7; or any similar rule or regulation; or (iii) subject to a public-deposits, public-funds, or other State law that would require Bank to set aside any direct government obligations, government-guaranteed obligations, surety bonds, letters of credit, or other assets as security, regardless of the type or amount of capital of Bank, the amount of public deposits held by Bank, or the extent to which the Assets are not insured by the Federal Deposit Insurance Corporation or exceed federal deposit insurance limits.

2.2.2.3 Customer is neither (i) an “investment company” that is subject to registration with the SEC under the Investment Company Act, (ii) an “investment company” that is not subject to such registration pursuant to Section 3(c) thereof, (iii) an insurer, nor (iv) a reinsurer.

2.2.2.4 Customer is not a trustee of, and has no duty to engage a trustee for, theAssets.

2.2.3 As directed by Customer, Bank will establish one (1) or more Sub-accounts and allocate Assets among Sub-accounts. Customer hereby covenants not to direct Bank to establish any Sub-account for the benefit of any entity having a different tax identification number than Customer and acknowledges that each Sub-Account will have the same tax identification number as Customer.

2.2.4 Bank will keep the Assets (other than deposits at Bank) separate and apart from the assets ofBank.

SECTION 3: BOOKS, RECORDS, AND ACCOUNTS

3.1 Bank shall maintain proper books of account and complete records of Assets and transactions in theAccount.

3.2 On at least five business days advance written notice, Bank shall permit Customer and Customer’s independent auditors to inspect during Bank’s regular business hours any books of account and records of Assets and transactions in the Account.

SECTION 4: ASSET DELIVERY, TRANSFER, CUSTODY, AND SAFEKEEPING

4.1 Customer will from time to time deliver, or cause to be delivered, Assets to Bank. Bank shall receive and accept such Assets for the Account upon directions from Customer.

4.2 Customer has designated the frequency of Account statements in theApplication.

4.3 Except to the extent that Customer and Bank have entered into a separate written agreement that expressly makes Bank an investment manager of the Assets, the Account statements described above (including their timing and form) serve as the sole written notification of any securities transactions effected by Bank for the Account. Even so, Customer has the right to demand that Bank provide written notification of such transactions pursuant to 12 CFR Sections 12.4(a) or (b) at no additional cost to Customer.

4.4 Bank shall forward to any person authorized under this Agreement to direct the purchase or sale of an Asset information Bank receives with respect to the Asset concerning voluntary corporate actions (such as proxies, redemptions, or tender offers) and mandatory corporate actions (such as class actions, mergers, stock dividends, or stock splits).

4.4.1 Notwithstanding anything herein to the contrary, Bank will, without providing notice, (i) cause Assets to participate in any mandatory exchange transaction that neither requires nor permits approval by the owner of the Assets and (ii) file any proof of claim received by Bank during the term of this Agreement regarding class-action litigation over a security held in the Account during the classaction period, regardless of any waiver, release, discharge, satisfaction, or other condition that might result from such a filing.

4.5 Upon receipt of directions from Customer, Bank shall return Assets to Customer, or deliver Assets to such location or third party as such directions may indicate, provided that in connection therewith it is the sole responsibility of Customer to provide any transfer documentation as may be required by the applicable Depository or third party recipient. Bank shall have no power or authority to assign, hypothecate, pledge or otherwise dispose of any Assets, except as provided herein or pursuant to such directions. 335
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SECTION 5: POWERS OF BANK
In the performance of its duties under this Agreement, Bank shall have the power to:

5.1 Make, execute, acknowledge, and deliver any and all documents of transfer and conveyance and any or all other instruments that may be necessary or appropriate to the proper discharge of its duties under this Agreement.

5.2 Hire service providers (including, but not limited to, attorneys, depositories, and sub-custodians) to assist Bank in exercising Bank’s powers under this Agreement, including any service provider that is affiliated withBank.

5.3 Perform other acts necessary to the proper discharge of its duties under thisAgreement.

5.4 Hold Assets un-invested pending cash investment, distribution, resolution of a dispute, or for other operational reasons and to deposit the same in an interest-bearing or noninterest-bearing deposit account of Bank, notwithstanding any sweep direction for the Account or Bank’s receipt of “float” income from such un-invested cash.

5.5 As directed by Customer, bring, defend, or settle lawsuits involving the Account or the Assets at the sole expense of the Account.

5.6 Withhold delivery or distribution of Assets that are the subject of a dispute pending final adjudication of the dispute by a court of competent jurisdiction.

5.7 Distribute Assets as set forth herein.

5.8 Safe-keep Assets as set forth herein.

5.9 Register any Asset in the name of Bank or Bank’s nominee or to hold any Asset in unregistered or bearer form or in such form as will pass title by delivery, provided that Bank’s records at all times show that all such assets are part of theAccount.

5.10 Maintain Assets that are (i) book-entry securities at any Depository or with any sub-custodian and to permit such Assets to be registered in the name of Bank, Bank’s nominee, the Depository, the Depository’s nominee, the sub-custodian, or the subcustodian’s nominee and (ii) physical securities at Bank’s office in the United States and in a safeplace.

5.11 Collect all income, principal, and other distributions due and payable on Assets. If Customer directs Bank to search the DTC’s Legal Notice System for notice that a particular Asset is in default or has refused payment after due demand, then Bank will conduct such a search and notify Customer of any such notice Bank finds therein.

5.12 Exchange foreign currency into and out of United States dollars through customary channels, including Bank’s foreignexchange department.

5.13 Pledge the Account or any Asset as provided in any separate written control agreement among Customer, Bank, and any secured party identified therein.

5.14 Advance funds or securities in furtherance of settling securities transactions and other financial-market transactions under this Agreement.

SECTION 6: PURCHASES

6.1 Upon the receipt of directions from Customer, Bank shall settle Customer’s purchases of securities on a contractual settlement basis.

For the purposes of §9-206 of the Uniform Commercial Code, Customer acknowledges that its legal obligation to pay the purchase price to Bank for such purchases arises immediately at the time of the purchase. Customer hereby covenants and agrees that (i) it shall not instruct Bank to sell any Asset until such Asset has been fully paid for by Customer, and (ii) Customer shall not engage in any practice whereby Customer relies on the proceeds from the sale of an Asset to pay for the earlier purchase of the same Asset.

SECTION 7: SALES

7.1 Upon receipt of directions from Customer, Bank will deliver Assets held by it as Bank under this Agreement and sold by or for Customer against payment to Bank of the amount specified in such directions in accordance with the then current securities industry practices and in form satisfactory to Bank. Customer acknowledges that the current securities industry practice for physical securities is for physical delivery of such securities against later payment on delivery date. Bank agrees to use commercially reasonable efforts to obtain payment therefor during the same business day, but Customer confirms its sole assumption of all risks of payment for such deliveries. Bank assumes no responsibility for the risks of collectability of checks received for the Account.

SECTION 8: SETTLEMENTS

8.1 Bank shall provide Customer with settlement of all purchases and sales of Assets in accordance with Bank’s instruction-deadline schedule provided that Bank has all the information necessary and the Account has all the Assets necessary to complete the transaction.
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8.2 To avoid a deficiency in the Account, if the Account does not have sufficient funds to pay for an Asset, Customer covenants and agrees that (i) it shall not initiate any trade without sufficient Assets to settle such trade, and (ii) Customer shall not notify any third party that Bank will settle the purchase of an Asset. Customer covenants and agrees that it will not allow or direct anyone else to act contrary to (i) and (ii) above.

8.3 Bank shall not be liable or responsible for or on account of any act, omission, default, or insolvency of any broker, bank, trust company, person, or other agent designated by Customer to purchase or sell securities for the Account.

SECTION 9: VALUATION; CLIENT-CONTROLLED ASSETS

9.1 For purposes of reporting the value of an Asset on an Account statement:

9.1.1 Bank will report a value that is (i) provided to Bank by a third-party pricing vendor or (ii) readily determinable on an established market, if such value is available to Bank when preparing the statement.

9.1.2 If such value is unavailable, Customer will, upon Bank’s request, direct Bank as to the value; Bank will then report such value.

Absent such a direction, Bank will report the most recent value that Bank received from the Asset’s broker, fund accountant, general partner, issuer, investment manager, transfer agent, or other service provider (commonly known as a pass-through price).

9.1.2.1 To the extent the value of an Asset is so reported, Customer hereby represents and warrants as follows: (i) Customer received, read, and understood any governing documents (such as a limited liability company agreement, limited partnership agreement, trust agreement, or declaration of trust), offering documents (such as a fact sheet, offering circular, offering memorandum, private placement memorandum, prospectus, or summary description), and subscription documents (such as an adoption agreement or subscription agreement) for the Asset; understands the Asset’s eligibility requirements, fees and expenses, transfer and withdrawal limitations, type, category, issuer, objectives, principal strategies and risks, current underlying investments, and the identity of the Asset’s administrator, investment advisor, auditor, and other service providers (and any affiliations among them) and the services they provide, respectively, to the Asset and the compensation they receive therefor. (ii) Such value reflects such documents, investment-related information, service-provider information, and fee-and-expense information.

9.1.2.2 Customer covenants and agrees that it will under no circumstances provide Bank with a security issued by Customer or Customer’s affiliates, or direct Bank to purchase a security issued by Customer or Customer’s affiliates, unless the value of such security is readily determinable on an established market.

9.1.3 Customer hereby acknowledges that Bank is performing a routine, ministerial, non-discretionary valuation function; that the reported value might be neither fair market value nor fair value (under Accounting Standards or applicable law); and that the reported value is not a substitute for (i) investigating the Asset’s value in connection with a decision to acquire, hold, dispose of, or exchange any securities or other investment property; (ii) obtaining and ensuring the reliability of an independent third-party appraisal with respect to such a decision; or (iii) obtaining Investment Advice.

9.1.4 Upon Customer’s request, Bank will provide Customer with information about Bank’s pricing sources andmethodologies.

9.2 Customer may direct Bank from time to time to include in the Account statements specific Client-controlled Assets that are registered in the name of Customer. In such a case, Bank has the right to exclude such assets from the Account statements or to include them with a notation about control. To the extent Bank includes them, Customer hereby acknowledges that:

9.2.1 Customer is responsible for reviewing (i) the Account statements to ensure that they include notations about the control of each such asset and (ii) any third-party reports made accessible by Bank to ensure that they do not inaccurately identify the holder of any such assets;

9.2.2 Bank is not responsible for performing any duties under this Agreement (other than statement-reporting duties, as limited herein) with respect to such assets, and Customer assumes all such duties.

9.2.3 When furnishing Account statements or making third-party reports accessible, Bank may rely on information provided by Customer or by Customer’s agents, affiliates, or representatives with respect to such assets (including, but not limited to, information on the units, value, or marketability of such assets) without questioning the information. To that end, Customer will cause each holder of such assets to provide Bank with a copy of such holder’s periodic Customer account statements with respect to such assets.

9.2.4 Such assets are subject to the Fee Schedule between Customer and Bank.

SECTION 10: LIMITATIONS ON DUTIES

10.1 Customer hereby acknowledges that Bank does not provide any services under this Agreement (i) in a “fiduciary capacity” within the meaning of 12 CFR Section 9.2(e) or (ii) as a “fiduciary” as such term may be defined in State law orotherwise. 337
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10.2 The duties of Bank will be strictly limited to those set forth in this Agreement, and no implied covenants, duties, responsibilities, representations, warranties, or obligations shall be read into this Agreement against Bank. Without limiting the generality of the foregoing, Bank shall have no duty to:

10.2.1 Evaluate or to advise anyone of the prudence, suitability, or propriety of action or proposed action of Customer in any particular transaction involving an Asset or the suitability or propriety of retaining any particular investment as an Asset; review, question, approve, or make inquiries as to any investment directions received under this Agreement; or review the securities or other property held in the Account with respect to prudence or diversification.

10.2.2 Act as trustee of the Assets.

10.2.3 Act as custodian of any assets other than the Assets.

10.2.4 Act as investment manager of the Assets, except to the extent the Assets are subject to Bank’s discretion to manage under a separate written investment-management agreement (if any).

10.2.5 Provide Investment Advice.

10.2.6 Determine, monitor, or collect any contributions to the Account or monitor compliance with any applicable funding requirements.

10.2.7 Inspect, review, or examine any Client-controlled Asset or governing, offering, subscription, or similar document with respect thereto, to determine whether the asset or document is authentic, genuine, enforceable, properly signed, appropriate for the represented purpose, is what it purports to be on its face, or for any other purpose, or to execute such document, regardless of whether Bank has physical possession of such asset or document.

10.2.8 (i) Collect any income, principal, or other distribution due and payable on an Asset if the Asset is in default or if payment is refused after due demand or (ii) except as expressly provided herein, to notify Customer in the event of such default or refusal.

10.2.9 Provide notice of, or forward, mini-tenders (which are tender offers for less than 5% of an outstanding equity or debt issue) for any equity issue or, if any of the following is true, for any debt issue: The debt is not registered with the SEC. The debt issue has a “first received, first buy” basis with no withdrawal privilege and includes a guarantee of delivery clause. Or, the tender offer includes the statement that “the purchase price includes all accrued interest on the note and has been determined in the sole discretion of the buyer and may be more than or less than the fair market value of the notes” or similarlanguage.

10.2.10 Question whether any direction received under this Agreement is prudent or contrary to applicable law; to solicit or confirm directions; or to question whether any direction received under this Agreement by email or Messaging System, or entered into Customer’s account in Bank’s on-line portal, is unreliable or has been compromised, such as by identitytheft.

10.2.11 Calculate, withhold, prepare, sign, disclose, file, report, remit, or furnish to any taxing authority or any taxpayer any federal, state, or local taxes, tax returns, or information returns that may be required to be calculated, withheld, prepared, signed, disclosed, filed, reported, remitted, or furnished with respect to the Assets or the Account, except to the extent such duties are required by law to be performed only by Bank in its capacity as custodian under this Agreement or are expressly set forth herein.

10.2.12 Monitor agents hired by Customer.

10.2.13 Maintain or defend any legal proceeding in the absence of indemnification, to Bank’s satisfaction, against all expenses and liabilities which it may sustain by reason thereof.

10.2.14 Advance funds or securities or otherwise expend or risk its own funds or incur its own liability in the exercise of its powers or rights or performance of its duties under this Agreement.

SECTION 11: AUTHORIZED PERSONS; DELIVERY OF DIRECTIONS

11.1. Customer has identified the “Designated Agent”, who is authorized to act on Customer’s behalf, on the Application. Customer has also identified each employee of Customer who is authorized to act on Customer’s behalf, by providing such information on the Application. After the execution of this Agreement, Customer may add employees who are authorized to act on Customer’s behalf by notifying Bank of the identity thereof on a form provided by Bank. Customer shall provide to bank in writing any limits on the Designated Agent’s authority or any additional agent’s authority to act on Customer’s behalf hereunder. Absent any such limits to the contrary, the Designated Agent and any additional agent is authorized to exercise any right and fulfill any duty of Customer hereunder, including, but not limited to, any authority to direct Bank. Customer consents to Bank providing any agent access to customer account information and other confidential information relating to Customer upon such agent’s request. For the avoidance of doubt, any agent shall have the right to self-impose more restrictive limitations on their authority than what Customer has authorized, for regulatory purposes or otherwise, by providing such additional self-imposed limitations to Bank in writing and Bank’s written confirmation of acceptance of such limitations. In no event is any agent authorized to amend the Agreement or terminate the Agreement.
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11.2 In the event that the Designated Agent sends an invoice to Bank and instructs Bank to have the Account pay the invoice, Customer directs Bank to pay any such invoice as presented. Bank is hereby protected and shall incur no liability for acting on such direction and Bank shall have no duty or obligation to establish or investigate whether such invoice was limited to the payment of adviser fees (as agreed between Customer and the Designated Agent or otherwise) or for otherpurposes.

11.3 Bank may assume that any such employee or agent continues to be so authorized, until Bank receives notice to the contrary from Customer.

11.4. Customer hereby represents and warrants that any such employee or agent is duly appointed and is appropriately monitored and covenants that Customer will furnish such employee or agent with a copy of this Agreement, as amended from time to time, and with a copy of any communications given under this Agreement to Customer. Customer hereby acknowledges that (i) such employee’s or any agent’s actions or omissions are binding upon Customer as if Customer had taken such actions or made such omissions itself and (ii) Bank is indemnified, released, and held harmless accordingly.

11.5 Any direction, notice, or other communication provided for in this Agreement will be given in writing and (i) unless the recipient has timely delivered a superseding address under this Agreement, addressed as provided under this Agreement, (ii) entered into Customer’s account in Bank’s on-line portal, or (iii) sent to Bank by Messaging System.

11.6 Any direction received under this Agreement by email or Messaging System, entered into Customer’s account in Bank’s on-line portal, or confirmed by phone as provided below, is deemed to be given in a writing signed by the sender. Customer hereby represents and warrants that Customer maintains commercially reasonable security measures for preventing unauthorized access to its phone designated in the Application, to its portal account; to the email accounts of its agents, and agents’ employees; and to any Messaging System used by its agents, and agents’ employees, and Customer hereby assumes all risk to the Account of such unauthorized access. Customer hereby acknowledges that Customer is fully informed of the protections and risks associated with the various methods of transmitting directions to Bank and that there may be more secure methods of transmitting directions than the methods selected by Customer and Customer’s agents.

11.7 In the event that the Designated Agent directs Bank to send data elements listed under the U.S. Bank Information Security Policy as U.S. Bank Customer Confidential Data Elements and other regulatory protected data (collectively, “Protected Data”) using something other than Bank’s own secure encryption transmission mechanism (“Bank Encryption”), Customer agrees that (a) Bank has no responsibility or liability for questioning, evaluating, or monitoring any vendor, software, or process utilized by the Designated Agent to send Protected Data, (b) any substitute for Bank Encryption that the Designated Agent directs Bank to use is deemed to be at least as protective as Bank Encryption regardless of the vendor, service, or process used, and (c) Bank is fully released, held harmless, and indemnified by Customer in all aspects relating to any direction from the Designated Agent to communicate information about the Account without using Bank Encryption.

11.8 Customer acknowledges that, in certain circumstances, Bank may need or elect to contact Customer via phone to confirm an instruction relating to the Account. In such circumstances, Customer understands that Bank will use the phone number designated in the Application and Customer expressly authorizes the Bank to act on any confirmation or instruction provided by the individual with such telephone number. In the event that Customer wishes to add additional phone contacts who are authorized relating to the Account, Customer shall contact Bank for its then-current authorization form for such purposes. Customer understands that Bank shall not be liable for any act taken upon an oral instruction received by Bank when Bank has called such number.

SECTION 12: FEES AND EXPENSES

12.1 Customer shall pay Bank compensation for providing services under this Agreement as agreed between Bank and Customer.

Bank may also receive compensation from certain mutual funds as outlined in the Mutual Fund CompensationDisclosure.

12.2 Customer shall reimburse Bank for expenses, fees, costs, and other charges incurred by Bank in providing services under this Agreement (including, but not limited to, compensation, expenses, fees, costs, and other charges payable to service providers hired under this Agreement).

12.3 To the extent of (i) any outstanding compensation, expenses, fees, costs, or other charges incurred by Bank in providing services under this Agreement or (ii) Customer’s other indebtedness to Bank, Customer hereby grants Bank a first-priority lien and security interest in, and right of set-off against, the Assets. Bank may execute that lien and security interest, and exercise that right, at any time.

12.4 To the extent of any advance of funds or securities under this Agreement, Customer hereby grants Bank a first-priority lien and security interest in, and right of set-off against, the Assets. Bank may execute that lien and security interest, and exercise that right, at any time. Furthermore, nothing in this Agreement constitutes a waiver of any of Bank’s rights as a securities intermediary under Uniform Commercial Code §9-206.
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SECTION 13: RELEASE

13.1 No party is liable for any delay or failure in performing its obligations under this Agreement caused by wars (whether declared or not and including existing wars), revolutions, insurrections, riots, civil commotion, acts of God, accidents, fires, explosions; stoppages of labor, strikes, or other differences with employees (other than Bank's disputes with its employees); laws, regulations, orders, or other acts of any governmental authority; or any other circumstances beyond its reasonable control. Nor will any such failure or delay give any party the right to terminate this Agreement.

13.2 To the extent permitted by law, Customer shall be solely liable for its own actions that result in any obligation, loss, claim, and damage whatsoever, regardless of cause thereof, and all expenses in connection therewith, including, without Limitation, expenses, penalties, and interest (collectively, "Losses") arising out of or resulting from the entering into this Agreement, the establishment hereunder of the Account, the acceptance of the Assets deposited therein and the acquisition of any Assets to be purchased hereunder, the retention of such Assets or the proceeds thereof, and any sale, transfer or other application of Assets by Bank in accordance with directions received from Customer, provided, however, that Customer shall not indemnify the Bank for any Losses arising out of this Agreement, and Customer shall not be liable to Bank for Losses arising our of or resulting from Bank's own willful or negligent conduct.

The liability arising under this Section shall survive the termination of this Agreement.

SECTION 14: TERMINATION

14.1 This Agreement terminates upon the effective date of Bank’s resignation or removal under thisAgreement.

14.2 Bank may resign under this Agreement by notice to Customer. Customer may remove Bank under this Agreement by notice to Bank. The resignation or removal shall be effective thirty (30) calendar days after delivery of the notice, except to the extent the parties agree in writing to a different effective date. By such effective date, Customer shall appoint a new custodian and notify Bank of the appointment. If Customer fails to do so, Bank shall have the right to petition a court at Account expense for appointment of a new custodian. Upon receiving notice of such appointment, Bank will transfer Assets to the new custodian as directed by Customer or the court, as the case may be. However, Bank shall not be required to transfer any Assets until Bank has received payment or reimbursement for all (a) compensation, expenses, fees, costs, or other charges incurred by Bank in providing services under this Agreement and (b) funds or securities advanced under this Agreement.

SECTION 15: MISCELLANEOUS

15.1 Freedom to Deal with Third Parties. Bank is free to render services to others, whether similar to those services rendered underthis Agreement or of a different nature.

15.2 Binding Obligations. Customer and Bank each represent and warrant that (i) it has the power and authority to transact the business in which it is engaged and to execute, deliver, and perform this Agreement and has taken all action necessary to execute, deliver, and perform this Agreement and (ii) this Agreement constitutes its legal, valid, and binding obligation enforceable according to the terms hereof.

15.3 Complete Agreement;Amendment.

15.3.1 Complete Agreement. This Agreement contains a complete statement of all the arrangements between the parties with respect to its subject matter and supersedes any existing agreements between them concerning the subject.

15.3.2 Amendment. This Agreement may be amended at any time, in whole or in part, by a written instrument signed by Customer and Bank. Notwithstanding the foregoing, if the terms of the Fee Schedule between Customer and Bank set forth a method for amending such exhibit, then such terms alone govern amendments thereto.

15.3. Control Agreements. If Customer requests that Bank execute a “control agreement” (or similarly titled agreement) with a thirdparty which pledges, hypothecates, or assigns rights in the Assets to that third-party and involves obligations of Bank to that thirdparty (which may be affiliates of Bank or Bank’s lending divisions), then the terms and requirements of such agreement concerning such Assets shall supersede and control the provisions of this Agreement. Notwithstanding the foregoing, nothing in such Agreement shall be deemed to alter Bank’s rights under Section 12.4 of this Agreement.

15.4 Governing Law; Venue. This Agreement will be governed, enforced, and interpreted according to the laws of the State without regard to conflicts of laws, except where pre-empted by federal law. All legal actions or other proceedings directly or indirectly relating to this Agreement will be brought in federal court (or, if unavailable, state court) sitting in the State. The parties submit to the jurisdiction of any such court in any such action or proceeding and waive any immunity from suit in such court or execution, attachment (whether before or after judgment), or other legal process in or by such court. To the extent that Bank or Customer may be entitled to claim, for itself or its assets, immunity from suit, execution, attachment (whether before or after judgment) or other legal process, each hereby irrevocably agrees not to claim, and hereby waives, such immunity. 340
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15.5 Successors and Assigns.

15.5.1 This Agreement binds, and inures to the benefit of, Customer, Bank, and their respective successors andassigns.

15.5.2 No party may assign any of its rights under this Agreement without the consent of the other party, which consent will not be unreasonably withheld. Customer hereby acknowledges that Bank will withhold consent unless and until Bank verifies an assignee’s identity according to Bank’s Customer Identification Program and, to that end, Customer hereby agrees to notify Bank of such assignment and provide Bank with the assignee’s name, physical address, EIN, organizational documents, certificate of good standing, and license to do business, as well as other information that Bank may request. No consent is required if a party merges with, consolidates with, or sells substantially all of its assets to another entity, provided that such other entity assumes without delay, qualification, or limitation all obligations of that party under this Agreement by operation of law or by contract.

15.6 Severability. The provisions of this Agreement are severable. The invalidity of a provision herein will not affect the validity of any other provision.

15.7 No Third-Party Beneficiaries. This Agreement is made solely for the benefit of the parties. No person other than such parties has any rights or remedies under this Agreement.

15.8 Solvency. Customer hereby represents and warrants that Customer is neither insolvent nor subject to any pending bankruptcy proceeding. Customer will promptly notify Bank of any such insolvency or proceeding.

15.9 Tax-Lot Selection Method. Customer has made its designation in the Application.

15.10 Shareholder Communications Act Election. Customer has made its election in theApplication.

15.11 Abandoned Property. Bank will escheat Assets pursuant to the applicable state’s abandoned property, escheat, or similar law, and Bank shall be held harmless therefrom. The provisions of this Section shall survive the termination of this Agreement.

15.12 Legal Advice. Customer hereby acknowledges that it (i) did not receive legal advice from Bank concerning this Agreement, (ii) had an adequate opportunity to consult an attorney of its choice before executing this Agreement, and (iii) executed this Agreement upon its own judgment and, if sought, the advice of such attorney.

15.13 Waiver of Jury Trial. Each party hereby irrevocably waives all right to a trial by jury in any action, proceeding, claim, or counterclaim (whether based on contract, tort, or otherwise) directly or indirectly arising out of or relating to this Agreement.

15.14 Legal Action. If Bank is served with a Legal Action, then Bank will, to the extent permitted by law, use commercially reasonable efforts to notify Customer of such service. Customer will reimburse Bank for any expenses, fees, costs, or other charges incurred by Bank in responding to the Legal Action, including, but not limited to, any fees charged by an attorney of Bank’s choice. If Customer notifies Bank that Customer is seeking a protective order to resist the Legal Action, then Bank will provide reasonable cooperation at Customer’s request and sole cost and expense. In any event, Bank may comply with the Legal Action at any time, except to the extent Bank has received a protective order that prevents Bank from complying. Any Legal Action is subject to Bank’s right of setoff and Bank’s security interest in the Account. Bank may assess a service fee against the Account for any Legal Action served on Bank regardless of whether the process is subsequently revoked, vacated, or released. Unless expressly prohibited by law, Bank will set off or enforce Bank’s security interest against the Account for such fee prior to Bank’s honoring the Legal Action. Bank will not be liable to Customer if an attachment, a hold, or the payment of Bank’s fee from the Account leaves insufficient funds or results in the sale of Assets.

15.15 Interpleader. With respect to Assets that are the subject of a dispute, Bank may file an interpleader action or other petition with a court of competent jurisdiction for directions with respect to the dispute. Customer will reimburse Bank for any expenses, fees, costs, or other charges incurred by Bank in filing such petition and implementing such directions, including, but not limited to, any fees charged by an attorney of Bank’s choice. Before disbursing Assets pursuant to such directions, Bank will deduct therefrom an amount in payment or reimbursement for all (i) compensation, expenses, fees, costs, or other charges incurred by Bank in providing services under this Agreement and (ii) funds or securities advanced under this Agreement.

15.16 Representations and Warranties. Customer hereby covenants that, if any of the representations or warranties that it provides in this Agreement becomes inaccurate or incomplete, it will promptly notify Bank thereof and of any fact, omission, event, or change of circumstances related thereto.

15.17 Publicity. No party will disclose the existence of this Agreement or any terms thereof in advertising, promotional, or marketing materials without obtaining, in each case, the prior written consent of each other party.

15.18 Counterparts and Duplicates. This Agreement may be executed in any number of counterparts, each of which shall be considered an original, but all of which together shall constitute the same instrument. This Agreement and any administrative form under this Agreement may be proved either by a signed original or by a reproduced copy thereof (including, not by way of limitation, a microfiche copy or an electronic file copy).
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15.19 Effective Date. This Agreement will become effective when all parties have signed it. The date of this Agreement will be the date this Agreement is signed by the last party to sign it (as indicated by the date associated with that party’s signature).

SECTION 16: PATRIOT ACT

16.1 By signing above, Customer acknowledges that they have received the following important information:

16.2 To help the United States fight the funding of terrorism and money laundering activities, U.S. law requires U.S. Bancorp, like other financial institutions, to obtain, verify, and record information that identifies each customer that opens an account.

16.3 When you open an account with us, we will ask for your legal name, address, date of birth, tax identification number, and other identifying information that will assist us with identifying you. We may also ask to see your photo identification (driver’s license) or other identifying documents.

SECTION 17: Executing Broker Referral

17.1 Bank has created a broker-dealer referral network with various independent broker-dealers. Pursuant to separate agreements between Bank and each broker, Bank has agreed to introduce these brokers to independent registered investment advisers whose clients have, or may have in the future, custody accounts with Bank and who may wish to engage a broker to execute trades and effect securities transactions for its clients’ custody accounts. Bank will receive compensation from the relevant broker in connection with such referrals.

17.2 To the extent that transactions for your account are executed by a broker-dealer that participates in Bank’s broker-dealer referral network, Bank will receive a referral fee from such broker as described in more detail below:

17.3 Broker: Jones Trading
Referral fee payable to U.S. Bank: 50% of the brokerage fees generated by transactions executed on behalf of your account.

17.4 Bank’s introduction of independent registered investment advisers to broker is not a recommendation of such broker or its services or in any way an endorsement of such broker or its services. Bank’s introduction is based solely upon the broker’s agreement to pay the referral fees noted above and Bank’s determination that Bank can interface with the broker to provide custody services to the independent registered investment adviser’s clients.

17.5 Bank is not affiliated in any manner with any broker that participates in Bank’s broker-dealer referral network other than the relationship created by the referral agreement between them.

17.6 For more information regarding the referral arrangement, a current list of broker-dealers that participate in the Bank referral network, and the compensation that Bank expects to receive therefor, please contact your Account’s customer service manager.

SECTION 18: FOREIGN ASSETS; FOREIGN CURRENCY EXCHANGE TRANSACTIONS

18.1 Customer hereby directs Bank to convert into U.S. Dollars any entitlement payments received by the Account with respect to foreign securities (such as corporate actions, maturities, income posting, credit interest, or tax reclamation) and execute any foreign-currency exchange transactions with respect thereto through Bank’s Foreign-Exchange Department (“USBFX”).

18.2 Customer hereby directs Bank to execute any foreign-currency exchange transactions with respect to purchases or sales of foreign securities in the Account through USBFX, except to the extent market circumstances in certain countries require the use of a global custodian unaffiliated with Bank (an “Unaffiliated Agent”)

18.3 Customer hereby acknowledges that Bank receives compensation when Bank executes foreign-currency exchange transactions related to Account assets. Such compensation does not exceed 0.5% of the amount of the foreign-currency exchange transaction.

18.4 Customer hereby acknowledges that an Unaffiliated Agent receives compensation when the Unaffiliated Agent executes foreigncurrency exchange transactions with respect to purchases or sales of foreign securities in the Account. Such compensation may be more or less than the compensation Bank would have received for executing the same foreign-currency exchange transaction.

18.5 Customer hereby acknowledges that investments in foreign securities and foreign-currency exchange transactions entail additional risks, such as default by counter-parties, currency fluctuations, political and economic instability, accounting-translation adjustments, and foreign taxation. Bank has no liability for any risks relating to Customer’s investments in foreign securities or foreign-currency exchange transactions.

18.6 Customer understands that the holding of certain foreign securities or American Depository Receipts (“ADRs”) requires disclosure of Customer’s personal information to vendors, sub-custodians, or local tax authorities in foreign jurisdictions to avoid tax penalties on such foreign securities or ADRs. Customer consents to any and all disclosures or releases of information by Bank (including private information about Customer, the Account, the amount of holdings) to third parties relating to foreign securities or ADRS and releases, holds harmless, and indemnifies Bank from any cost and all liability for doing so. Bank is not hereby obligated to make any such disclosure to third parties, so any failure to do so shall not constitute a breach hereunder. Customer accepts all risk and loss arising from holding foreign securities and ADRs, including tax consequences, regardless of whether Bank discloses Customer’s information to third parties or not.

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directly or indirectly an obligation of Bank.

SECTION 19: AUTOMATIC INVESTMENT OF END-OF-DAY CASH
Customer’s Sweep Direction has been made in the Application. The following provisions apply if the corresponding sweep investment option was selected in the Application.

19.1 U.S. BANK LIQUIDITY PLUS
This Section of the Agreement covers the U.S. Bank Liquidity Plus, disclosures, terms, and conditions (“Program Terms”) in the event that the U.S. Bank Liquidity Plus Program (“Program”) is selected as the end-of-day cash sweep option for the Account

19.1.1 Introduction to the Program
The maximum amount of Federal Deposit Insurance Corporation (“FDIC”) deposit insurance coverage available for funds swept under the Program is currently $2,500,000, subject to certain exceptions and the ability to place such cash balances, as more fully explained below (“Deposit Limit”).

The Program sweeps Customer’s anticipated end-of-day cash balances in the Account up to the Deposit Limit into money market deposit accounts and transaction accounts at banks that are participating in the Program (“Program Banks”). The cash balances that are swept into accounts at Program Banks (“Deposits”) are insured by the FDIC, subject to the limits described below.

To the extent Customer has cash balances in the Account that are in excess of the Deposit Limit or that are otherwise unable to be fully placed with Program Banks on a given day (for example, if funds are received after amounts are in the process of sweeping to Program Banks or if there is an inability to get funds to a Program Bank), the Program sweeps such excess cash balances into the First American Government Obligations Fund designated in the Application, above (“Money Market Fund”). For information about cutoff timing for transfer to Program Banks, contact Customer’s account manager.

Customer’s cash balances that are placed into the Money Market Fund are not insured by the FDIC, but as securities, they are segregated from the assets of Bank.

Bank has appointed Promontory Interfinancial Network, LLC (“Promontory”) to provide certain services with respect to the operation of the Program. Customer hereby appoints Promontory as Customer’s authorized agent pursuant to these Program Terms.

CUSTOMER HEREBY INSTRUCTS BANK TO ALLOCATE THE CASH BALANCES IN THE ACCOUNT PURSUANT TO THE PROGRAM. CUSTOMER ACKNOWLEDGES THAT CUSTOMER HAS RECEIVED AND CAREFULLY READ THESE PROGRAM TERMS BEFORE ENROLLING IN THE PROGRAM.

19.1.2 Account Eligibility
In order to obtain FDIC insurance on Deposits in the Program, Customer must provide proper and correct tax identification information to Bank.

There is no minimum deposit amount to participate in the Program and no minimum balance to maintain Customer’s participation in the Program. There also is no minimum period that Customer’s funds must remain on deposit in the Program.

There is no penalty or fees for withdrawal of Customer’s entire balance, or any part thereof, at any time

19.1.3 Role of Bank and Promontory
Bank is acting as Customer’s agent in establishing and maintaining Program Bank accounts, including depositing or placing Customer’s funds in and withdrawing Customer’s funds from the Program Bank accounts and the Money Market Fund.

Customer also appoints Promontory as Customer’s agent to effect deposits to and withdrawals from Program Bank accounts.

Bank uses Promontory to allocate Customer’s funds to the Program Banks and to perform certain other administrative tasks related to the Program. Promontory is not, itself, a bank, broker-dealer, or investment adviser and does not hold any of Customer’s Deposits.

19.1.4 Deposits with Program Banks up to the Deposit Limit This Section contains the terms and conditions applicable to the sweep of cash balances in the Account up to the Deposit Limit into FDIC-insured Program Banks.

A. Deposits
Customer agrees to have cash balances up to the Deposit Limit automatically deposited into interest-bearing FDICinsured omnibus deposit accounts at the Program Banks that hold Customer’s and Bank’s other customers’ funds, and in which Customer will hold a beneficial interest. Except as otherwise provided herein, each business day, Bank, utilizing the services of Promontory, will deposit the cash balances in the Account up to the Deposit Limit to one or more omnibus deposit accounts maintained at the Program Banks held in the name of “U.S. Bank National Association acting as agent 15 of 24
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for customer, each acting for themselves and others” or a similar title. To accommodate for accruing interest, the initial amount swept to each Program Bank will be capped at $249,000. Customer’s ownership of Deposits will be evidenced by an entry on records maintained by Bank for each of the Program Banks at which Customer’s funds are on deposit.

Customer will not be issued any evidence of ownership of a Program Bank account, such as a passbook or certificate.

However, Customer’s Account statement will reflect Program Bank deposit balance(s).

B. FDIC Deposit Insurance: Operation and Limitations
Customer’s Deposits are deposited into interest-bearing omnibus deposit accounts at the Program Banks in a manner currently designed to provide Customer with up to $2,500,000 of FDIC deposit insurance coverage, subject to certain exceptions described herein. FDIC deposit insurance coverage is normally available for Customer’s Deposits up to the FDIC standard maximum deposit insurance amount (“SMDIA”), which is currently $250,000 per legal category of account ownership at each participating Program Bank when aggregated with all other deposits held by Customer in the same Program Bank and in the same legal category of account ownership. Customer’s coverage under the Program will be limited to the extent that Customer holds deposits directly, or through others, in the same recognized legal category of ownership at the same Program Banks as Customer holds Deposits through the Program. Thus, the maximum amount of Deposits eligible for FDIC insurance coverage would not exceed the SMDIA per legal category of account ownership multiplied by the number of participating Program Banks that Customer has not excluded from receiving Customer’s Deposits under the Program, less any funds that Customer may hold in a Program Bank outside of the Program in the same legal category of account ownership.

In general, the FDIC-recognized categories of account ownership include single ownership accounts; accounts held by an agent, escrow agent, nominee, guardian, custodian, or conservator; annuity contract accounts; certain joint ownership accounts; certain revocable trust accounts; accounts of a corporation, partnership, or unincorporated association; accounts held by a depository institution as the trustee of an irrevocable trust; certain irrevocable trust accounts; certain retirement and other employee benefit plan accounts; and certain accounts held by government depositors (“Ownership Categories”). For the purposes of the Program, any custody accounts with the same tax ID will be grouped by types in the following categories for the purpose of determining deposit flow to Program Banks: trusts, personal (sole owner or joint owner), business/government (corporations, partnerships, LLCs, and similar types of entities), and benefit plan accounts (for example, IRA custody accounts, to the extent that Customer has completed additional documentation to enroll such accounts in the Program).

Until Customer’s funds are actually received by the Program Banks, Customer’s funds may be insured at Bank, or at its Settlement Agent, The Bank of New York Mellon, while they are held by such institution up to $250,000 in total (to the extent that Customer do not have other deposits with Bank or the Settlement Agent). Promontory, as Customer’s agent, allocates Customer’s cash balance up to the Deposit Limit among the Program Banks to seek to maximize the potential FDIC deposit insurance coverage available under the Program up to the Deposit Limit.

Bank and Promontory will use commercially reasonable efforts to ensure that no more than $250,000 of Customer’s swept cash balances will be deposited in any single Program Bank through the Program. If Customer holds deposits in a Program Bank outside of the Program, Bank and Promontory will not take those deposits into account in determining whether to allocate Customer’s funds in the Program to a particular Program Bank. Because Bank and Promontory would not be aware of deposits made by Customer outside of this Program, Customer is solely responsible for monitoring the total amount of all deposits Customer has at each Program Bank for purposes of calculating Customer’s FDIC coverage and directing Bank to exclude particular Program Banks using the form provided.

If, for any reason, the amount deposited in any Program Bank account exceeds the applicable SMDIA, the excess Deposit amount would not be insured by the FDIC. Neither Bank nor Promontory, shall have any liability for any insured or uninsured portion of Customer’s Deposits in any of the Program Banks.

The FDIC protects Customer against the loss of Customer’s insured Deposits in the event a Program Bank fails. FDIC deposit insurance is backed by the full faith and credit of the United States. In the event that FDIC deposit insurance payments become necessary, Bank will assist Customer in completing required FDIC paperwork or filing on Customer’s behalf by providing Customer’s account information to the FDIC. However, there is no specific time period during which the FDIC must make insurance payments available. Furthermore, Customer may be required to provide certain documentation to the FDIC before insurance payments are made.

For questions about FDIC insurance coverage, Customer may call the FDIC at 877-275-3342 or visit the FDIC’s web site at www.fdic.gov.

C. Program Banks
Customer acknowledges that it has received a list of the Program Banks that will be used for the Account and understands that such is also available at www.usbank.com/LiquidityPlus (or such other web address identified from time to time on Customer’s Account statement, “Program Website”). Contact Customer’s account manager at Bank or Customer’s investment manager for the current web address of the Program Website or for questions regarding any change to the 16 of 24
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Program Website. Customer may obtain a current list of Program Banks at any time by contacting Bank or visiting the Program Website. Customer’s periodic Account statements also list the Program Banks that hold Customer’s Deposits and the amount in each of those Program Banks as of the statement date. In the event a Program Bank rejects additional deposits, withdraws entirely, or is terminated from participation in the Program, then Customer hereby authorize and direct that Customer’s Deposits be moved to another FDIC-insured Program Bank. As such, the Program Banks that hold Customer’s Deposits will typically be in the order appearing on the list of Program Banks (“Bank List”). Customer understands that the Bank List may change during a statement period. Visit the Program Website frequently to view the current Bank List. If Customer wants to know the Program Banks at which Customer’s Deposits are located at any particular time, contact Customer’s account manager.

Each Program Bank is a separate FDIC-insured depository institution. Customer can obtain publicly available financial information for all Program Banks at the FDIC’s website at www.fdic.gov; or by contacting the FDIC Division of Depositor and Consumer Protection by letter at 550 17th Street, N.W., Washington, D.C. 20429-9990 or by phone at 877-275- 3342. Neither Bank nor Promontory guarantees the financial condition of any Program Bank, or the accuracy of any publicly available information concerning a Program Bank. Customer expressly consent to Bank, Promontory, and their service providers providing Customer’s customer account information to Program Banks for purposes of Customer’s involvement in the Program, as required by applicable law or FDIC regulations.

Bank may add additional Program Banks or delete Program Banks without prior notice to Customer. The order of Program Banks on the Bank List may be changed without prior notice to Customer. Cash balances will be automatically deposited in the Program Banks in the order set forth in the Bank List, subject to Customer’s instructions to exclude a particular Program Bank and Bank’s ability to place such cash balances with a particular Program Bank. Promontory may transfer balances between Program Banks in such manner as it determines to be appropriate and consistent with the objectives of the Program, subject to Customer’s instructions to exclude a particular Program Bank. Customer hereby agree to receive notice of Program Bank list changes (additions, deletions, or reordering) by consulting the Program Website periodically or by referencing the Account statement to see a breakdown of where Customer’s Deposits in the Program are held.

The Program Bank accounts established by Bank as Customer’s agent constitute direct obligations of the Program Bank(s) and are not directly or indirectly an obligation of Promontory. The Program Bank accounts established by Bank as Customer’s agent, other than at U.S. Bank National Association are not directly or indirectly an obligation of Bank.

D. Ability to Exclude Program Banks
Customer may exclude any Program Bank from holding Customer’s Deposits by notifying Bank using the opt-out form provided by Bank. Requests to exclude a Program Bank typically will be processed on the next business day after received by Bank, or promptly thereafter. If Customer exclude any Program Banks, the maximum level of FDIC insurance available under the Program may decrease.

E. Interest
Customer receives interest on the balance of Customer’s Deposits held at the Program Banks. The amount of paid interest applicable to Customer’s Deposits will be stated on the Account statement. The interest rate paid to Customer is subject to change at any time. Changes in interest rates applicable to Customer’s Deposits will be posted on the Program Website. Bank strongly encourages Customer to regularly check the Program Website for information about current rates or changes, especially whenever the Federal Reserve has announced or is expected to announce a change in rates.

Interest will be posted monthly to the Program Bank account unless an event occurs that results in interest posting sooner. Interest will accrue on deposits from the day they are received in investible form by the Program Bank through the business day preceding the date of withdrawal from the Program Bank. The “daily balance method” is used to calculate interest. This method applies a daily periodic interest rate to the principal in the account for the period. The daily rate is 1/365 (or 1/366 in a leap year) of the applicable annual rate.

The interest rate Customer earns on Customer’s Deposits may be higher or lower than the rates available to depositors making non-Program deposits with Program Banks directly, through other types of accounts at Bank, or with other depository institutions in comparable accounts. Customer should compare the terms, rates of return, required minimum amounts, charges and other features of a Deposit with other accounts and investment alternatives.

F. Compensation and Fees
Each Program Bank may profit from the difference between the interest it pays on Deposits and the income it earns on loans, investments, and other business operations.

Each Program Bank may pay Bank and/or Promontory fees for its services related to Customer’s Deposits equal to a percentage of the average daily Deposit balance in the accounts at the Program Bank. Bank may share such fees with Promontory. The amount of any fees a Program Bank pays could directly affect the interest rate paid by the Program Bank on Customer’s Deposits. The fees paid to Bank and/or Promontory by each Program Bank may vary. Bank and 17 of 24
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Promontory may earn a higher fee if Customer participate in the Program than if Customer invest in other investment products.

19.1.5 Money Market Fund Investment for Amounts not Held by Program Banks This Section contains the terms and conditions applicable to the sweep of any cash balances in the Account into the Money Market Fund. Any cash balance in the Account in excess of the Deposit Limit will not be swept into Program Banks (as described above), but will be swept into the Money Market Fund. Customer’s deposits that are placed in the Money Market Fund are not FDIC-insured.

The Money Market Fund is registered with the U.S. Securities and Exchange Commission (“SEC”) as a registered openend investment company under the Investment Company Act of 1940 and its shares are registered for public distribution under the Securities Act of 1933. Although the Money Market Fund’s net asset value (“NAV”) is normally expected to be $1.00 per share, there is no guarantee that the Money Market Fund will be able to preserve the NAV per share and Customer could lose money by investing in the Money Market Fund.

Customer acknowledges that Customer has received the Money Market Fund prospectus and understands the information in the prospectus regarding the Money Market Fund’s fees and expenses. U.S. Bancorp Asset Management, Inc. is the Money Market Fund’s investment adviser and provides shareholder services, U.S. Bancorp Fund Services, LLC provides accounting, administration, and transfer-agent services, and Bank is the custodian of the Money Market Fund’s assets.

U.S. Bancorp Asset Management, Inc. and U.S. Bancorp Fund Services, LLC are affiliated with the Bank. Customer acknowledges that investment advisory, custodial, distribution and other services will be provided, for compensation, to the Money Market Fund by Bank and its affiliates. The fees received by Bank and its affiliates are described in the Money Market Fund prospectus. Please see the prospectus for the Money Market Fund for additional information, including the Money Market Fund’s investment objective and strategy and the risks of investing in the Money Market Fund.

CUSTOMER UNDERSTANDS THAT THE MONEY MARKET FUND IS NOT INSURED BY THE FDIC AND THAT THE

FUNDS ARE NOT OBLIGATIONS OF NOR GUARANTEED BY BANK, PROMONTORY, ANY OF THEIR AFFILIATES, OR ANY BANK. CUSTOMER FURTHER UNDERSTANDS THAT INVESTMENT IN THE MONEY MARKET FUND INVOLVES RISKS, INCLUDING THE POSSIBLE LOSS OF PRINCIPAL.

While a registered investment company, such as a money market mutual fund, is bound by fiduciary obligations to its shareholders to seek the highest rates prudently available, Bank, Promontory, and the Program Banks are under no such obligation.

19.1.6 Withdrawals
Each business day, as needed to pay for purchases made in the Account or other withdrawals from the Account, Bank or its agent bank will withdraw Customer’s cash from the Program Bank accounts and Money Market Fund (if applicable).

Customer consents to have Customer’s funds automatically withdrawn from the Money Market Fund and/or the Program Bank accounts in the event of a debit in the Account. Withdrawals will generally be processed on a “Last In First Out” basis, meaning the amounts in the Money Market Fund or the lowest Program Bank on Customer’s bank list will be withdrawn first.

Under federal regulations, Program Banks may reserve the right to require seven (7) days’ notice before permitting a transfer of funds out of a money market deposit account or certain transaction accounts. While the Program Banks have not indicated their intention to implement such a policy, a Program Bank may, at any time, choose to do so.

Redemption of Customer’s holdings in the Money Market Fund (if any) will be processed in accordance with the policies described in the Money Market Fund’s prospectus.

Customer cannot directly withdraw funds allocated through the Program from any of the Program Banks or the Money Market Fund.

If Customer request a complete withdrawal or the Account is closed for any reason, Customer may have to wait a period of time for all of the interest to be posted to the Account since interest can only be credited to the Account once interest is credited by the Program Banks to the Program Bank accounts. Depending on when the Program Banks post interest to the Program Bank accounts, there could be a delay between the date of Customer’s withdrawal request and the date on which Customer receives all of the interest that accrued in the Program Bank account up to the effective date of Customer’s withdrawal.

19.1.7 Account Statements
Activity with respect to Customer’s participation in the Program, including interest earned for the period, dividends received for the period, and the total of Customer’s Deposit balances and Customer’s shares of the Money Market Fund, will appear on Customer’s periodic Custody Account statement. If Customer receives consolidated account statements for multiple accounts, such statement will not include a breakdown by Program Bank. Customer will not receive a separate statement from the Program Banks or the Money Market Fund
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19.1.8 Customer’s Responsibility to Monitor Automatic Cash Investment Options Customer is responsible for, and should speak with Customer’s investment manager about, monitoring this automatic sweep option for the Account. As returns on the Deposits, the Money Market Fund, Customer’s personal financial circumstances and other factors change, it may be in Customer’s financial interest to invest in other investment vehicles. Contact Customer’s investment manager for other investments that may be available. Bank is not Customer’s investment manager and does not exercise any discretion when administering the Program and Customer acknowledges that it has not relied on any investment advice from Bank in selecting the Program for the Account’s automatic sweep option.

19.1.9 Risks of the Program
Customer may receive a lower rate of return on funds swept through the Program than on other types of investments. Under Federal regulations, Program Banks are permitted to impose a seven (7) day delay on any request to withdraw Deposits from a money market deposit account or certain transaction accounts; Program Banks may choose to do so at any time. In the event of a failure of a Program Bank, there may be a time period during which Customer may not be able to access Customer’s Deposits.

If Customer holds deposits at a Program Bank outside the Program, this may reduce the availability of FDIC insurance for the total amount of Customer’s funds held within and outside the Program. If Customer exclude a Program Bank, the amount of deposit insurance available to Customer under the Program (currently $2,500,000) may decrease.

Customer’s investment in the Money Market Fund is not insured by the FDIC and are not obligations of nor guaranteed by Bank, Promontory, or any of their affiliates. Money market mutual funds are subject to investment risks and may lose value, including possible loss of principal. There is no guarantee that money market mutual funds will maintain a stable net asset value. Read the Money Market Fund’s prospectus before investing.

19.1.10Other Terms
Ordinary Care: Customer agrees that any act or omission made by Bank or any Program Bank in reliance upon, or in accordance with, any provision of the Uniform Commercial Code as adopted in the State of Minnesota, or any rule or regulation of the State of Minnesota, or a federal agency having jurisdiction over such party shall constitute ordinary care.

Alternatives to the Program: Customer understands that, at any time, Customer may opt-out of the Program. Consult with Customer’s investment manager to opting out of the Program to see what alternatives may be available to Customer.

If Customer does not designate a replacement automatic end-of-day cash investment option for the Account that is agreed to by Bank, the amounts in the Account will remain in the Account as non-interest-bearing uninvested cash to the extent that Customer does not manually manage end-of-day cash balances with daily purchase transactions.

Aggregation of Funds in Multiple Accounts: If Customer has more than one custody account in the Program with the same tax identification information and Ownership Category type (for example, personal, trust, business), the funds in all such custody accounts may be aggregated for the purpose of determining how Customer’s cash balances are placed in the Program. As a result, the cash balances in each of the custody accounts, when viewed separately, may appear to be placed with Program Banks in a different order than is set forth in the Bank List for each particular custody account.

Cash balances placed at Program Banks through multiple custody accounts with the same tax identification information and Ownership Category typically will not rebalance up the Bank List even if another similar custody account’s Deposits are fully withdrawn. Customer should review each separate custody account statement together in the aggregate. In the event that Customer has multiple investment managers each handling different custody accounts, each of Customer’s custody accounts in the Program may be subject to a different Bank List. If the same Program Bank appears on the Bank List for more than one of Customer’s custody accounts in the Program, then to exclude the Program Bank from all of Customer’s custody accounts in the Program Customer will need to separately complete the Program Bank opt-out form for each custody account.

Clearinghouse Rules: Unless otherwise provided herein, Bank may comply with applicable clearinghouse, Federal Reserve and correspondent bank rules in processing transactions related to the Program. Customer agree that Bank is not required to notify Customer of a change in those rules, except to the extent required by law.

19.2 U.S. BANK NON-INTEREST BEARING DEPOSIT
This Section of the Agreement applies if the U.S. Bank Non-Interest-Bearing Deposit sweep option is selected as the endof-day cash sweep option for the Account. Customer hereby acknowledges that uninvested cash is swept to a non-interest bearing deposit account at U.S. Bank National Association for the benefit of Bank’s customers. Customer acknowledges that (i) the Non-Interest-Bearing Deposit Account is owned by Bank on behalf of its customers, (ii) all deposits and withdrawals from such account are performed and controlled by Bank, and (iii) cash shall be insured by the FDIC, as determined under FDIC regulations, subject to applicable limits (typically, up to $250,000 per depositor for all deposits such depositor holds at U.S. Bank National Association).

19.3 OTHER (MUST BE AGREED TO BY BANK AND DESIGNATED ADVISOR; MAY IMPACT ACCOUNT FEES)

19.3.1 This Section of the Agreement applies if Customer was approved to use an investment other than U.S. Bank Liquidity Plus or the Non-Interest Bearing Deposit as their end-of-day cash sweep option for the Account. 347
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19.3.2 Customer hereby acknowledges and confirms that Customer has received and read any prospectus or other documentation relating to such investment, understands any fees or affiliations of such investment with Bank, and has reviewed the materials below referred to U.S. Bank Important Investment Disclosures.

19.3.3 This authorization and direction shall continue in effect with respect to the identified investment should investment be merged with or into another investment.

SECTION 20: E-SIGN AUTHORIZATION AND CONSENT

20.1 E-SIGN COMPLIANCE AND CONSENTS
If this Agreement is executed using a third-party e-sign service, Customer agrees that this Agreement and its execution comply with the Electronic Signatures in Global and National Commerce Act, and with any applicable state and local law governing the electronic formation and signature of contracts, as amended from time to time, and will not be denied legal effect, validity, or enforceability solely because the Agreement is in electronic form or an electronic signature or electronic record was used in its formation. Customer consents to the provision of Customer’s personal information to any third-party e-sign service and Customer consents such service’s permanent retention of such data on behalf of Bank. Customer assumes all risk and liability relating to the electronic formation or electronic signature of this Agreement, whether resulting from or in (a) a denial of legal effect, validity, or enforceability of the Agreement; (b) a breach of confidentiality, privacy, or security; or (c) any other cause or in any other consequence. Customer hereby waives any defense that the Agreement is ineffective, invalid, or unenforceable solely because the Agreement is in electronic form or an electronic signature or electronic record was used in its formation.

Information as of June 2020
U.S. Bank Public- Meeder Specific Agreement
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U.S. Bank Important Investment Disclosures
Mutual fund compensation and related mutual fund disclosures Mutual funds are open or closed end, pooled investment vehicles that are considered investment companies. They must be registered with, and are regulated by, the Securities Exchange Commission under the Investment Company Act of 1940. U.S. Bancorp, or its affiliates, including U.S. Bancorp Asset Management, Inc. (USBAM), U.S. Bank N.A. (USBNA) and U.S. Bancorp Fund Services, LLC dba U.S. Bank Global Fund Services (USBFS) (hereafter together U.S. Bank) have entered, and will from time to time enter, into agreements with mutual funds and/or their sponsors, service providers and affiliates whereby U.S. Bank receives compensation, as applicable, for investment advisory services, shareholder services, administration, custody, securities lending, accounting, transfer agency, sub-transfer agency, National Securities Clearing Corporation (NSCC) networking, distribution, principal underwriting and other services rendered to, or on behalf of, mutual funds. For these services, U.S. Bank generally receives a percentage compensation (basis points), based on account assets invested in a mutual fund and determined using the average daily net assets held by the account in that fund. This compensation does not increase the fees paid by an account beyond the fees described in the account fee schedule and the fund’s prospectus. This Disclosure describes the compensation U.S. Bank receives for services it performs. This Disclosure should not be considered investment advice.

First American Funds, Inc. money market funds: The First American Funds, Inc. money market funds are U.S. Bank affiliated funds managed by USBAM. U.S. Bank provides services to these funds, which may include providing administration, custody, shareholder, transfer agent, accounting, distribution and principal underwriting services.

U.S. Bank receives fees for these services as shown in the schedule below. U.S. Bank may waive a portion of the fees it is entitled to receive for providing services to the First American Funds, Inc. (Total Fees). Total Fees equal the Gross Advisory Fees and Gross Other Fees & Expenses and are stated before any waivers. Net Fees & Expenses shown below are stated after any contractual waivers. Contractual fee waivers may be terminated with the approval of the fund’s board of directors. Gross Other Fees & Expenses may vary slightly based on charges for services rendered, but the basis for calculating these amounts does not change. You authorize the fees paid by the funds and received by U. .S. Bank up to the Total Annual Fund Operating Expenses disclosed in the prospectuses.

Affiliated fund name
First American Funds
Government Obligations
Institutional Prime
Obligations
Gross
advisory
fees
Gross other fees & expenses
received by U.S. Bank
Net fees & expenses
received by U.S.

Bank
Class

X/Z/V/Y/A
Class
X
Class
Z
Class
V
Class
Y
Class
A
Class
X
Class
Z
Class
V
Class
Y
Class
A

0.10%

0.10%

0.14%

0.45%

0.14%

0.20%

0.24%

0.30%

0.39%

0.45%

0.67%
N/A

0.14%

0.14%

0.18%

0.20%

0.30%

0.30%

0.45%

0.45%

0.75%
N/A
Retail Prime Obligations 0.10%

0.16% 0.16%

0.26% 0.41%

0.70% 0.14% 0.20% 0.30% 0.45% 0.75%
Retail Tax Free Obligations 0.10% N/A 0.22% 0.32% 0.47%

0.77%
N/A 0.20%

0.30% 0.45% 0.75%
Treasury Obligations 0.10%

0.14% 0.14%

0.24% 0.39%

0.69% 0.14% 0.18% 0.30% 0.45% 0.75%
U.S. Treasury Money
Market

0.10% N/A

0.17%

0.27% 0.42%

0.72%
N/A

0.20% 0.30% 0.45% 0.75%
349
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Fees and expenses above may be found in the fund prospectuses.

Investment products and services are:

NOT A DEPOSIT • NOT FDIC INSURED • MAY LOSE VALUE • NOT BANK GUARANTEED •

NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Fidelity and Federated money market mutual funds: U.S. Bank may receive custody, shareholder servicing, accounting, administration, sub-transfer agency and other fees of up to 60 basis points, though more generally, fees range from zero to 25 basis points, from the following funds. Load fees described in prospectuses are waived.

Fund name Fund name
Federated California Municipal Cash Trust –
Institutional Shares
Fidelity Institutional Money Market Treasury Only
Portfolio – Class I
Fidelity Institutional Money Market Government
Portfolio – Class I
Fidelity Institutional Money Market Treasury Portfolio – Class I
Fidelity Institutional Money Market Prime Portfolio –
Class I
Fidelity Money Market Portfolio – Class I
Fidelity Institutional Money Market Tax-Exempt
Portfolio – Class I
Nuveen Mutual Funds: Firstar Capital Corporation (Firstar Capital), an affiliate of U.S. Bancorp, holds a lessthan- 10 percent ownership interest in Windy City Investments Holdings, LLC, which was formerly the parent of Windy City Investment, Inc. and the indirect parent of Nuveen Fund Advisors, LLC, which is the investment advisor to the Nuveen Mutual Funds. On October 1, 2014, Windy City Investments, Inc. was sold to Teachers Insurance and Annuity Association of America. As a result of the sale, U.S. Bancorp no longer has an indirect ownership interest in Nuveen Fund Advisors, LLC. Depending on the outcome of certain factors, Firstar Capital might in the future receive an earn-out payment related to its interest in Windy City Investment IRA account, to the extent the earn-out payment is attributable to the account’s interest in Nuveen Mutual Funds, U.S. Bank will credit to the account a proportionate amount of the payment. Importantly, the sale changed neither the services that U.S. Bank expects to provide to the accounts holding Nuveen Mutual Funds nor the compensation that U.S. Bank expects to receive for providing such services.

Other Mutual Funds: U.S. Bank has entered into agreements with mutual funds other than First American Funds, including the Nuveen Mutual Funds (Other Mutual Funds) or with Other Mutual Funds’ service providers (including investment advisors, administrators, transfer agents or distributors) whereby U.S. Bank provides services for a fee to, or on behalf of, the Other Mutual Funds. Services may include, as applicable, custody and shareholder services provided by USBNA (fee rates for these services may be up to 100 basis points, though more generally fees range from one to 40 basis points), networking services provided by NSCC (fee rates for these services may be up to 140 basis points), accounting, administration and sub-transfer agency services provided by USBFS (fee rates for these services may be up to 30 basis points) and USBFS employees may also serve on the board of directors or as officers of Other Mutual Funds at no additional charge.

U.S. Bank has also entered into an agreement with National Financial Services, LLC (NFS) to provide shareholder and administration services for, or on behalf of, NFS, Fidelity Brokerage Services, LLC and the Other Mutual Funds available on the NFS platform (fee rates for these services may be up to 36 basis points). The fees received by U.S. Bank include 12b-1 fees.

U.S. Bank will receive shareholder servicing compensation of up to 12.5 basis points on account assets invested in the Nuveen Mutual Funds.
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Fees received by U.S. Bank from Nuveen Mutual Funds, Fidelity and Federated Money Market Mutual Funds, Other Mutual Funds and NFS are not in addition to, and do not increase, fund operating expenses or other fees and expenses as described in the applicable prospectuses.

Securities lending: U.S. Bank receives fees from the First American Funds, Inc. for securities lending services, as applicable, of up to 20 percent of each fund’s net income from securities lending transactions as addressed in the prospectuses. U.S. Bank receives fees from Nuveen Mutual Funds and Other Mutual Funds for securities lending services, which are generally calculated as a percentage of each fund’s net income from securities lending transactions, as addressed in the prospectus.

Other important information: USBAM is a registered investment advisor and a wholly-owned subsidiary of USBNA. USBAM serves as investment advisor to First American Funds, Inc. U.S. Bank is not responsible for and does not guarantee the products, services or performance of USBAM.

If investing in mutual funds, each fund’s investment objectives, risks, charges and expenses must be considered carefully before investing. The prospectus contains this and other important information. Please contact the fund or a member of your relationship team for a copy. Read the prospectus carefully before investing.

Mutual fund investing involves risk and principal loss is possible. Investing in certain funds involves special risks, such as those related to investments in small- and mid-capitalization stocks, foreign, debt and high yield securities and funds that focus their investments in a particular industry. Please refer to the fund prospectus for additional details pertaining to these risks.

Income from tax-exempt funds may be subject to state and local taxes and a portion of income may be subject to the federal and/or state alternative minimum tax for certain investors. Federal and/or state income tax rules will apply to any capital gains distribution.

An investment in money market funds is not insured or guaranteed by the Federal Deposit Insurance Corporation (FDIC) or any other government agency. It is possible to lose money by investing in these funds.

See the applicable fund prospectuses, which may be found on the fund companies’ websites, for a complete description, including calculation formulas, for management, custody and other fees associated with the mutual funds.

For more information, including whether a fund is affiliated with, or pays U.S. Bank fees, contact a member of your relationship team. www.federatedinvestors.com | www.fidelity.com | www.firstamericanfunds.com | www.nuveen.com
Private Investment Fund disclosure
“Private Investment Funds” or “Private Funds” are pooled investment vehicles that are excluded from the definition of investment company under the Investment Company Act of 1940 by section 3(c)(1) or 3(c)(7) of that Act. The term Private Fund generally includes funds commonly known as hedge funds and private equity funds. USBNA and USBFS may enter into agreements with Private Funds or with their service providers, whereby USBNA and USBFS provide services to such funds and receive fees or compensation for these services from the funds or the funds’ sponsors or agents. USBNA services provided include, as applicable, trust and administrative services including collateral custody, collateral agent, administrative and reporting functions, registrar, paying agent, loan administration, escrow, document custody, back-up servicer services, deposit account services, and various lending services to the fund and/or its investments including direct loans, revolving credit facilities and other extensions of credit and loan administration. USBFS services provided include, as applicable, fund administration including accounting, shareholder services, transfer agency and reporting services. For the types of fees charged to any Fund, see the Fund issuer’s private placement offering documents. Fees received by U.S. Bank from Private Funds are not in addition to, and do not increase, fund operating expenses or other fees and expenses as described in the applicable Fund’s offering documents.

Other important information: Private Investment Funds are speculative and involve a substantially more complicated set of risk factors than traditional investments such as stocks or bonds, including use of derivatives, leverage and short sales which can magnify potential losses or gains.

Restrictions may exist on the ability to redeem or transfer interests in a Private Investment Fund. Investors considering an investment in Private Investment Funds must be fully aware that these investments are illiquid by nature, typically represent a long-term binding commitment and are not readily marketable. The valuation procedures for these holdings are often 351
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subjective in nature.

Private Investment Funds are not suitable for every investor even if the investor meets the financial eligibility requirements.

It is important to consult with your tax and investment professional to determine how these investments might fit your asset allocation, risk profile and tax situation.

Private Investment Funds are offered to you by the Fund issuer with a private placement memorandum (“PPM”), which a prospective investor must carefully read for a more complete description of fees, risks and restrictions. For more information, contact your Portfolio Manager or a member of your relationship team. 352
___ Exhibit F
___ Section 8
City of Richmond - Insurance Requirements - Type 2:

Professional Services
Type 2 – Page 1 of 3
Revised: September 2011
In all instances where CONTRACTOR or its representatives will provide professional services (architects, engineers, construction management, counselors, medical professionals, hospitals, clinics, attorneys, consultants, accountants, etc.) to the City of Richmond (City), the City requires the following MINIMUM insurance requirements and limits.

CONTRACTOR shall procure and maintain for the duration of the contract, agreement, or other order for work, services or supplies, insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the work hereunder and the results of that work by the CONTRACTOR, its agents, representatives, employees or subcontractors. Maintenance of proper insurance coverage is a material element of the contract. Failure to maintain or renew coverage or to provide evidence of renewal may be treated by the City as a material breach of contract.

CONTRACTOR agrees that in the event of loss due to any of the perils for which it has agreed to provide Commercial General Liability insurance, CONTRACTOR shall look solely to its insurance for recovery.

CONTRACTOR hereby grants to CITY, on behalf of any insurer providing Commercial General Liability insurance to either CONTRACTOR or CITY with respect to the services of CONSULTANT herein, a waiver of any right to subrogation which any such insurer of said CONTRACTOR may acquire against the CITY by virtue of the payment of any loss under such insurance.

Original, signed certificates and original, separate policy endorsements, naming the City as an additional insured for general liability coverage, as well as a waiver of subrogation for Workers’ Compensation insurance, shall be received and approved by the City before any work may begin. However, failure to do so shall not operate as a waiver of these insurance requirements.

City reserves the right to modify or require additional coverages for specific risk exposures depending on scope of CONTRACTORS work.

Minimum coverage is detailed below. The policy limits of coverage shall be made available to the full limits of the policy. The minimum limits stated herein shall not serve to reduce the policy limits of coverage of CONTRACTOR.

Minimum Scope of Insurance – the following forms shall be provided and coverage shall be at least as broad as the following:

1. Insurance Services Office Commercial General Liability coverage (ISO Occurrence Form CG 0001), and including coverage for bodily and personal injury, property damage, and products and completed operations (if applicable).

2. Insurance Services Office Automobile Liability coverage (ISO Form CA 0001, Code 1, Any Auto).

3. Original and Separate Additional Insured Endorsement for General Liability (ISO Form CG 20 10 11/85 or its equivalent) with primary and non-contributory language.

4. Workers’ Compensation Insurance as required by the State of California including Employer’s Liability coverage.

5. Original and Separate Waiver of Subrogation for Workers’ Compensation insurance.

6. Professional Liability or Errors & Omissions Liability Insurance appropriate to the CONTRACTOR’s profession (if required.)
Required Coverage Minimum Limits
Workers’ Compensation and
Employers’ Liability
Statutory limits as required by the State of California including $1 million Employers’ Liability per accident, per employee for bodily injury or disease.

If CONTRACTOR is self-insured, provide a certificate of Permission to SelfInsure, signed by the California Department of Industrial Relations and SelfInsurance. If contractor is a sole proprietor (has no employees) than contractor must sign “Contractor Release of Liability” found at:
http://www.ci.richmond.ca.us/index.aspx?nid=61.

General Liability
(primary and excess limits
combined)
$2,000,000 per occurrence for bodily injury, personal injury and property damage. If the policy includes a general aggregate, either the general aggregate shall apply separately to this project, service or location or the minimum required aggregate limit shall be twice the per occurrence limit ($4 million aggregate limit).

Policy shall be endorsed to name the City of Richmond as an additional insured per the conditions detailed below.
353
___ Exhibit F
___ Section 8
City of Richmond - Insurance Requirements - Type 2:

Professional Services
Type 2 – Page 2 of 3
Revised: September 2011
Automobile Liability $1,000,000 per occurrence for bodily injury and property damage.

PROJECT COST REQUIRED LIMIT
$0 - $1 million $1 million p/o
$1 million - $5 million $2 million p/o
Over $5 million $5 million p/o

Professional Liability or Errors &
Omissions Liability –
Required for all professionals
including architects, engineers,
consultants, construction
management, counselors, medical
professionals, hospitals, clinics,
attorneys and accountants, & other
consultants as may be required by
the City.

Required Policy Conditions
Additional Insured Endorsement Applicable to General Liability coverage.

The City of Richmond, its officers, officials, employees, agents and volunteers are to be named as additional insureds for all liability arising out of the operations by or on behalf of the named insured including bodily injury, deaths and property damage or destruction arising in any respect directly or indirectly in the performance of this contract.

ISO form CG 20 10 (11/85) or its equivalent is required. If the Contractor is supplying their product or providing a service then the endorsement must not exclude products and completed operations coverage. If it does, then CG 20 37 (10/01) is also required.

SAMPLE Endorsements can be found at
http://www.ci.richmond.ca.us/index.aspx?nid=61.

Primary and Noncontributory The contractor’s insurance coverage must be primary coverage as it pertains to the City, its officers, officials, employees, agents and volunteers. Any insurance or self insurance maintained by the City is wholly separate from the insurance of the contractor and in no way relieves the contractor from its responsibility to provide insurance.

Waiver of Subrogation
Endorsement Form
Contractor’s insurer will provide a Waiver of Subrogation in favor of the City for Workers’ Compensation Insurance during the life of this contract.

SAMPLE Endorsements can be found at
http://www.ci.richmond.ca.us/index.aspx?nid=61.

Deductibles and Self-Insured
Retentions
Any deductible or self-insured retention must be declared to and approved by the City. At the option of the City either the insurer shall reduce or eliminate such deductibles or self-insured retention as respects the City or the CONTRACTOR shall procure a financial guarantee in an amount equal to the deductible or self-insured retention guaranteeing payment of losses and related investigations, claims administration and defense expenses.

Contractor is responsible for satisfaction of the deductible and/or self-insured retention for each loss.

A. M. Best Rating A:VII or Better. If the A.M. Best Rating falls below the required rating, CONTRACTOR must replace coverage immediately and provide notice to City.

Umbrella/Excess Liability Policies
If an Umbrella or Excess Liability Policy is used to meet the liability limits, coverage shall be as broad as specified for underlying coverage’s and cover those insured in the underlying policies. 354
___ Exhibit F
___ Section 8
City of Richmond - Insurance Requirements - Type 2:

Professional Services
Type 2 – Page 3 of 3
Revised: September 2011
Claims-Made Policies
If any insurance policy is written on a claims-made form: 1) the retroactive date must be shown, and must be before the date of the contract or the beginning of contract work. 2) Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the contract of work. 3) If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with a retroactive date prior to the contract effective date, the Contractor must purchase an extended period coverage for a minimum of five (5) years after completion of contract work.

Subcontractors
CONTRACTOR shall include all subcontractors as insured under its policies or shall furnish to the City for review and approval, separate certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated herein.

CONTRACTOR agrees to defend and indemnify the City of Richmond for any damage resulting to it from failure of either CONTRACTOR or any subcontractor to take out or maintain the required insurance policies. The fact that insurance is obtained by CONTRACTOR, and/or CONTRACTOR’s subcontractors, will not be deemed to release or diminish the liability of CONTRACTOR, including, without limitation, liability under the indemnity provisions of this contract. Damages recoverable by CITY from CONTRACTOR or any third party will not be limited by the amount of the required insurance coverage.

Verification of Coverage
All original certificates and endorsements shall be received and approved by the City before work may begin.

The City of Richmond reserves the right to require complete, certified copies of all required insurance policies including endorsements affecting the coverage at any time.

Original insurance certificates and required policy endorsements shall be mailed or delivered to the Designated Project Manager for the City of Richmond.

Insurance certificates and endorsements may be faxed to the Designated Project Manger. However, CONTRACTOR must mail the original certificates and endorsements to Designated Project Manager once faxed.

Continuous Coverage
CONTRACTOR shall maintain the required insurance for the life of the contract. Should the CONTRACTOR cease to have insurance as required during this time, all work by the CONTRACTOR pursuant to this agreement shall cease until insurance acceptable to the City is provided. In the event that CONTRACTOR fails to comply with the City’s insurance requirements, the City may take such action as it deems necessary to protect the City’s interests. Such action may include but is not limited to termination of the contract, withholding of payments, or other actions as the City deems appropriate.

If services or the scope of work extend beyond the expiration dates of the required insurance policies initially approved by the City, CONTRACTOR must provide updated certificates and endorsements indicating that the required coverage, terms and conditions are still in place. Renewal certificates and updated endorsements shall be mailed to the Designated Project Manager.

Cancellation
CONTRACTOR shall ensure that coverage shall not be cancelled, reduced or otherwise materially changed except after thirty (30) days’ prior written notice has been given to the City.

Reporting Requirements
Any failure to comply with reporting or other provisions of the policies including breaches of warranties shall not affect coverage provided to the City, its officers, officials, employees or volunteers.

Consistent with Public Policy
The insuring provisions, insofar as they may be judged to be against public policy shall be void and unenforceable only to the minimum extent necessary so that the remaining terms and provisions herein may be consistent with public policy and thus enforceable.
355
356

June 24, 2025
Finance Department
DATE: June 24, 2025
TO: Mayor Martinez and Members of the City Council
FROM: Andrea Miller, Director of Finance
Mubeen Qader, Deputy Director of Finance
Antonio Banuelos, Accounting Manager
Subject: Quarterly Garbage Liens
FINANCIAL IMPACT: The City will receive $566,077.41 when the balance of the liens are paid, of which $527,017.41 will be remitted to Republic Services, and $39,060.00 in administrative
fees will be retained by the City. (Account String:
01917090-341502)

PREVIOUS COUNCIL
ACTION:

None.

STATEMENT OF THE
ISSUE:

City staff is requesting City Council approval of liens and special assessments for unpaid garbage collection
service fees to be placed on the County property tax
records.

RECOMMENDED ACTION: ADOPT a resolution authorizing placement of liens and special assessments for unpaid garbage collection
service fees on Contra Costa County’s property tax
records – Finance Department (Andrea Miller/Mubeen
Qader 510-620-6740/Antonio Banuelos 510-620-6741)
AGENDA
REPORT
357

June 24, 2025
DISCUSSION:

Richmond Municipal Code Chapter 9.20 entitled “Solid Wastes” requires that property owners have garbage collection services and pay for those services.

Richmond property owners are notified in writing of their obligation to pay for garbage collection services. Property owners who are five (5) months delinquent in their payments receive a final notification of their outstanding debt and a date for an administrative hearing (Attachment 1). The administrative hearings are held quarterly and attended by staff from both Republic Services and the City of Richmond’s Finance Department. If the fees remain unpaid, a lien is placed on the property in the amount of the unpaid garbage collection fees plus associated City administrative fees (Attachment 2).

City staff is requesting that the City Council adopt a resolution that authorizes liens and special assessments for unpaid garbage collection services fees to be placed on Contra Costa County’s property tax records (Attachment 3). Garbage collection fees are remitted to Republic Services on a yearly basis, after collection of the property taxes. Administrative fees are retained by the City.

DOCUMENTS ATTACHED:

Attachment 1 – Letter from Republic Services
Attachment 2 – Garbage Preliminary Lien List
Attachment 3 – Garbage Lien Resolution
358
J-,_ REPUBLIC. �'\\ SERVICES
Sustainabi lity in Action
June 4, 2025
Ms. Andrea Miller, Director of Finance
City of Richmond
P. 0. Box 4046
Richmond, CA 94804
Via e-mail to: [email protected]
Att: Antonio Banuelos, Accounting Manager
Dear Antonio:

Subject: GARBAGE LIENS- Preliminary June 4, 2025, ADMINISTRATIVE HEARING Enclosed is the preliminary lien list that includes unpaid waste collection service charges that fell delinquent between January 2025 - April 2025. As you will note, this list includes 868 records, representing $527,017.41 in delinquent service charges and $39,060.00 in City Administrative Fees, for a total of $566,077.41 to be assigned to the City for lien and special assessment upon the property taxes of benefitting properties. All required notices have been provided to account holders and property owners.

Please let me know when this item is scheduled for City Council consideration. After Council approval, we will provide you with an updated list for recording. After recording, please provide us with a copy of the enabling resolution and coversheet bearing the document recording information.

The next Administrative Hearing to consider liens for delinquent waste collection service charges is scheduled for October 1, 2025, at 10:00 a.m., in the Richmond Room at City Hall.

If you have any questions, or need additional information, please let me know. I can be reached by telephone at (510) 262-7131, or e-mail at [email protected] Customer Service Manager
cc: City Clerk
3260 Blume Or, Suite 115, Richmond, CA 94806 I RichmondSanitaryService.com I Organics, Recycling & Waste 359
Attachment 2 - Garbage Lien Resolution
DocID #45039v1
RESOLUTION NO.

RESOLUTION OF THE COUNCIL OF THE CITY OF RICHMOND, CALIFORNIA,

LEVYING SPECIAL ASSESSMENTS FOR UNPAID WASTE COLLECTION SERVICE

CHARGES ON CERTAIN LANDS SITUATED IN THE CITY OF RICHMOND,

COUNTY OF CONTRA COSTA, STATE OF CALIFORNIA
WHEREAS, the premises located in the City of Richmond, County of Contra Costa, State of California, and described in Exhibit A attached hereto and by this reference incorporated herein, were provided with waste collection service as required by RMC Chapter

9.20; and
WHEREAS, the premises located in the City of Richmond, County of Contra Costa, State of California, and described in Exhibit A attached hereto and by this reference incorporated herein, were provided with waste collection service as required by RMC Chapter

9.20; and
WHEREAS, pursuant to the provisions of Section 9.20.110, and Article 4 of Chapter 6 of Part 3 of Division 5 of the California Health and Safety Code, commencing with section 5470, the owners of said premises were notified in writing of their requirement to subscribe to waste collection services and make payments as required by said code sections; and WHEREAS, said owners of the premises failed to make payments for waste collection services as required; and
WHEREAS, as a result thereof, the City of Richmond has incurred charges for delinquent waste collection charges and administrative costs, which amounts remain unpaid; and WHEREAS, said delinquent waste collection service charges and administrative costs are enumerated in Exhibit A.

NOW, THEREFORE, BE IT RESOLVED that pursuant to Section 9.20.110 of the Municipal Code of the City of Richmond, the City Council of the City of Richmond does hereby lien and levy a special assessment against each premises, in the amounts as identified for each specific premise listed in Exhibit A which is attached hereto and incorporated herein by this reference.

BE IT FURTHER RESOLVED that Exhibit A may be amended to delete any enumerated waste collection service charges and administrative costs paid before special assessments authorized hereby are forwarded to the County Recorder of Contra Costa County, California.

BE IT FURTHER RESOLVED that the City Clerk is hereby directed to record this resolution, together with Exhibit A as may be amended, with the Office of the County Recorder of Contra Costa County, California.

BE IT FURTHER RESOLVED that the City Clerk is hereby directed to deliver a copy of this resolution to the Director of Finance of the City of Richmond, and that the Director 360
Attachment 2 - Garbage Lien Resolution
DocID #45039v1
of Finance is authorized to cause the above amounts to be collected in the manner provided by law for the collection of special assessments.
-------------------------
I certify that the foregoing resolution was passed and adopted by the Council of the City of Richmond, California at a regular meeting thereof held June 24, 2025, by the following vote:

AYES:

NOES:

ABSTENTIONS:

ABSENT:

Clerk of the City of Richmond
(SEAL)
Approved:

Mayor
Approved as to form:

City Attorney
361
Attachment 3 – Garbage Preliminary Lien List
Republic Services, Inc.
18500 N. Allied Way
Phoenix, AZ 85054
Date 2025-06-04
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5141620269 THE BLUE RUN FAMILY LIV TRUST 510 16TH ST 510-518 4-PLEX 25/01 $ 1,790.58 $ 45.00 $ 1,835.58 HR 202506 5603200121 PHILLIPS 66 COMPANY 1150 CANAL BLVD 25/04 $ 2,533.12 $ 45.00 $ 2,578.12 HR 202506 5303400138 CHOW CHHUONG & SARAH POENG 971 23RD ST 25/01 $ 2,339.35 $ 45.00 $ 2,384.35 HR 202506 5130100042 ADEL PARK LLC 350 CARLSON BLVD 25/03 $ 2,362.02 $ 45.00 $ 2,407.02 HR 202506 5500900112 KODIAK PRECISION INC 444 S 1ST ST 25/01 $ 3,867.29 $ 45.00 $ 3,912.29 HR 202506 5490710281 WANG TIELIU & XUELAN 2959 CUTTING BLVD 25/03 $ 2,583.04 $ 45.00 $ 2,628.04 HR 202506 5230510199 BURRIESCI ALLEN R TRE 12592 SAN PABLO AVE 25/04 $ 1,155.38 $ 45.00 $ 1,200.38 HR 202506 5070700025 PATEL NARANJIBHAI R TRE 10621 SAN PABLO AVE 25/04 $ 6,803.64 $ 45.00 $ 6,848.64 HR 202506 5152820121 BERMUDEZ IGNACIO & ROSA 232 23RD ST 25/03 $ 8,969.75 $ 45.00 $ 9,014.75 HR 202506 5503310012 SURVINE HERMAN 101 HARBOUR WAY S 11 UNITS 25/04 $ 3,920.35 $ 45.00 $ 3,965.35 HR 202506 5140900068 SIMMONS HAROLD J & CASSANDRA L 321 23RD ST 25/02 $ 1,025.83 $ 45.00 $ 1,070.83 HR 202506 5082910026 BAKER PAUL 10787 SAN PABLO AVE 25/03 $ 425.35 $ 45.00 $ 470.35 HR 202506 5140700120 PERATA LLOYD D TRE 2015 MACDONALD AVE 25/02 $ 8,625.89 $ 45.00 $ 8,670.89 HR 202506 5291800042 SERRANO JOSEFINA TRE 773 23RD ST 25/04 $ 0.00 $ 45.00 $ 45.00 HR 202506 5503010083 FREEDOM MORTGAGE CORPORATION 428 S 9TH ST 428 - 434 4 PLEX 25/03 $ 4,081.48 $ 45.00 $ 4,126.48 HR 202506 5093500105 THACH TAY TAM 1025 S 47TH ST 25/01 $ 3,989.23 $ 45.00 $ 4,034.23 HR 202506 5581640041 PT RICHMOND EQUITIES INC 201 W RICHMOND AVE 25/03 $ 907.36 $ 45.00 $ 952.36 HR 202506 5490710240 DOBASHI AHMED 2901 CUTTING BLVD 25/02 $ 1,182.70 $ 45.00 $ 1,227.70 HR 202506 5230340092 PEARCE EMAGER 849 HUMBOLDT ST 4 UNITS 25/02 $ 1,387.30 $ 45.00 $ 1,432.30 HR 202506 5403500258 BUFORD NAILAH 1501 OHIO AVE 25/01 $ 2,620.78 $ 45.00 $ 2,665.78 HR 202506 5140900076 HASAN DONALD HASAIN TRE 2229 MACDONALD AVE 25/01 $ 2,345.60 $ 45.00 $ 2,390.60 HR 202506 5603200170 SURPLUS PROP AUTHORITY RICH 1325 CANAL BLVD 25/01 $ 1,073.53 $ 45.00 $ 1,118.53 HR 202506 5093200052 DT VENTURE LP 4600 POTRERO AVE #2 25/01 $ 14,548.34 $ 45.00 $ 14,593.34

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5172110180 MASHAL MOHAMMED S & ABEER 316 39TH ST 316-22 25/03 $ 822.72 $ 45.00 $ 867.72 HR 202506 5443310114 MERCADO MAGDA 634 S 15TH ST 4 UNITS 25/03 $ 1,447.49 $ 45.00 $ 1,492.49 HR 202506 5403500290 ACOSTA ANTONIO & ROSE L 10 15TH ST A-D 25/02 $ 1,196.33 $ 45.00 $ 1,241.33 HR 202506 5093900099 GIBSON DERRICK

ST 25/02 $ 1,122.97 $ 45.00 $ 1,167.97
HR 202506 5131640061 JACKSON GLORIA D TRE 311 S 35TH ST 311-15 25/01 $ 1,074.34 $ 45.00 $ 1,119.34 HR 202506 5341020013 PAVLOVSKY ALEX 676 2ND ST A & B & 678 25/04 $ 2,968.43 $ 45.00 $ 3,013.43 HR 202506 5402000268 BROWN APRIL 1921 CHANSLOR AVE 25/04 $ 1,418.34 $ 45.00 $ 1,463.34 HR 202506 5130610172 ROYTMAN LAURA 217 S 39TH ST 217-223 (4 UNITS) 25/03 $ 1,447.49 $ 45.00 $ 1,492.49 HR 202506 5271900093 ROSAS BERNARDO & CONCEPCION 2342 LOWELL AVE 2342-48 (4 UNITS) 25/04 $ 1,472.26 $ 45.00 $ 1,517.26 HR 202506 5500610232 PEREZ MARIA ISABEL 100 OHIO AVE 4 UNITS 25/03 $ 1,447.49 $ 45.00 $ 1,492.49 HR 202506 4100210014 COOS RIVER LLC 1200 CHESLEY AVE 25/02 $ 444.59 $ 45.00 $ 489.59 HR 202506 5442220207 EVANS IVORY 453 S 17TH ST A - D 25/03 $ 1,447.49 $ 45.00 $ 1,492.49 HR 202506 5501610231 MERCADO MAURILIO 327 S 4TH ST 3 UNITS 25/04 $ 1,818.95 $ 45.00 $ 1,863.95 HR 202506 5012020193 MOBLEY JOE C & CAROL A 2238 KEY BLVD 2238 - 2244 4PLEX 25/03 $ 2,300.71 $ 45.00 $ 2,345.71 HR 202506 5131310285 DAVIS JAYNA 420 S 41ST ST 420-28 25/01 $ 1,074.34 $ 45.00 $ 1,119.34 HR 202506 5142200186 ALHUZAIBI NOMAN 516 22ND ST 516 - 520 TRIPLEX 25/02 $ 1,079.93 $ 45.00 $ 1,124.93 HR 202506 5131610189 OWENS BERTH JR & EVELYN 3321 CUTTING BLVD 25/03 $ 1,835.33 $ 45.00 $ 1,880.33 HR 202506 5283600178 TAYLOR DWIGHT THOMAS TRE 2323 CLINTON AVE A-E 25/03 $ 1,826.46 $ 45.00 $ 1,871.46 HR 202506 5100930287 PAYSINGER LORENE TRE 2425 SAN JOAQUIN ST 3 UNITS 25/02 $ 2,135.56 $ 45.00 $ 2,180.56 HR 202506 5342220075 FRANKLIN YVONNE D 635 2ND ST 3 UNITS 25/03 $ 1,085.60 $ 45.00 $ 1,130.60 HR 202506 5611920017 ZHANG YANTING 316 DUBOCE AVE 4 UNITS 25/01 $ 358.10 $ 45.00 $ 403.10 HR 202506 5501510290 PAVLOVSKY NATALY 216 S 3RD ST 216-18-20-22 25/01 $ 1,432.46 $ 45.00 $ 1,477.46 HR 202506 5171100091 HUILLADE MARGARITA M CARRE TRE 4601 NEVIN AVE 3 UNITS 25/03 $ 0.00 $ 45.00 $ 45.00 HR 202506 5383500062 PAYSINGER LORENE TRE 30 1ST ST UNITS 30-32-34 25/04 $ 1,139.82 $ 45.00 $ 1,184.82 HR 202506 5100910149 SANDERSON TEREE C 2415 COLUMBIA BLVD 3 UNITS 25/03 $ 1,215.92 $ 45.00 $ 1,260.92 HR 202506 5131730227 GLASCO BURL J 690 CARLSON BLVD 690-96 25/02 $ 1,057.79 $ 45.00 $ 1,102.79 HR 202506 5402600307 VU HUNG QUOC 161 MARINA WAY 159-167 (6 UNITS) 25/03 $ 2,223.91 $ 45.00 $ 2,268.91 HR 202506 5342710380 PAVLOVSKY NATALYA 219 BARRETT AVE 4 UNITS 25/03 $ 1,085.60 $ 45.00 $ 1,130.60 HR 202506 5442120118 OLDEN DORIS 437 S 19TH ST 437-43 25/03 $ 1,447.49 $ 45.00 $ 1,492.49

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5292300208 BURBECK LIVING LLC 1317 BURBECK AVE 6 UNITS 25/04 $ 2,546.53 $ 45.00 $ 2,591.53 HR 202506 5403800237 MERCADO MAURILLO JR 17 19TH ST 4 UNITS 25/03 $ 1,447.49 $ 45.00 $ 1,492.49 HR 202506 5443220214 GABRIEL GERALDINE 604 S 20TH ST 604-08 20TH/2006 POTRERO 25/04 $ 2,279.65 $ 45.00 $ 2,324.65 HR 202506 5133220219 CHAVIS DARRICK 4534 FLORIDA AVE 1-6 UNITS 25/01 $ 2,086.28 $ 45.00 $ 2,131.28 HR 202506 5492230403 636 SPRING ST LLC 636 SPRING ST 25/03 $ 787.41 $ 45.00 $ 832.41 HR 202506 5605600625 ELMEDOLAN PETER BERNAS JR 68 SEAGULL DR 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5183600112 HEITZ DENNIS 609 43RD ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5182600246 TROIKE KENNETH D & EVA M TRE 630 32ND ST 25/03 $ 644.72 $ 45.00 $ 689.72 HR 202506 5160500145 MOLIA TUTAGAOVAALOA 530 33RD ST 25/03 $ 607.78 $ 45.00 $ 652.78 HR 202506 5134020238 JONES ORA B 4116 BERK AVE 25/03 $ 626.11 $ 45.00 $ 671.11 HR 202506 5340710275 DAWSON KENDIS M TRE 753 9TH ST 25/02 $ 411.83 $ 45.00 $ 456.83 HR 202506 5091000165 MUELLER ALMA J 5720 MADISON AVE 25/01 $ 338.84 $ 45.00 $ 383.84 HR 202506 5500810055 ALLEN WILLIE LEE 118 MAINE AVE 25/03 $ 1,188.29 $ 45.00 $ 1,233.29 HR 202506 5501910037 FEDERAL NATL MORTGAGE ASSOC 510 MAINE AVE 25/03 $ 631.90 $ 45.00 $ 676.90 HR 202506 5441810073 PATZ THOMAS 335 S 22ND ST 25/03 $ 1,184.66 $ 45.00 $ 1,229.66 HR 202506 4140410178 COLEMAN DONALD F 3119 ERLA WAY 25/03 $ 510.62 $ 45.00 $ 555.62 HR 202506 4333520064 PRATT JONATHAN TRE 5238 HEAVENLY RIDGE LN 25/03 $ 1,183.91 $ 45.00 $ 1,228.91 HR 202506 5141000181 FINDLEY JAMES ERIC 448 22ND ST 25/03 $ 510.62 $ 45.00 $ 555.62 HR 202506 5130220097 JOHNSON VEOLA TRE 2814 OHIO AVE 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5262600132 WOLF WILLIAM W & BARBARA D 3109 MCBRYDE AVE 25/03 $ 625.61 $ 45.00 $ 670.61 HR 202506 5130310013 WILLARD WILLIE MAE 2903 OHIO AVE 25/03 $ 614.95 $ 45.00 $ 659.95 HR 202506 4080540059 JONES AMOS JOE SR TRE 3809 JENKINS WAY 25/03 $ 588.50 $ 45.00 $ 633.50 HR 202506 4080430012 BROWN JOYCE MARIE 3912 JENKINS WAY 25/03 $ 612.52 $ 45.00 $ 657.52 HR 202506 5302100309 MARTINEZ JOSE & CONCEPCION 2027 HELLINGS AVE 25/03 $ 611.78 $ 45.00 $ 656.78 HR 202506 5131310459 SMITH DONNA 4404 OVEREND AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5340320208 PHILLIPS MARQUES M 835 10TH ST 25/03 $ 377.49 $ 45.00 $ 422.49 HR 202506 5082420125 KALLICK PARINAZ K 1536 MERCED ST 25/03 $ 135.80 $ 45.00 $ 180.80 HR 202506 5130840282 ROBINSON WARREN E 257 S 42ND ST 25/03 $ 625.18 $ 45.00 $ 670.18 HR 202506 5342800306 AVILA MILTON E 555 4TH ST 25/03 $ 83.09 $ 45.00 $ 128.09 HR 202506 4252610060 ASHFORD-MALONE ANN J TRE 3126 FIESTA CT 25/03 $ 613.91 $ 45.00 $ 658.91

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 4053410249 SAECHAO NAI T 3610 SUNRISE CT 25/03 $ 624.12 $ 45.00 $ 669.12 HR 202506 4080320114 SANCHEZ ANTONIO & SILVIA 705 BRADFORD DR 25/03 $ 609.58 $ 45.00 $ 654.58 HR 202506 5182500305 HUNTER PEARL L 611 32ND ST 25/03 $ 510.62 $ 45.00 $ 555.62 HR 202506 4322100217 MANTILLA ARISTIDES O 5316 WOODGATE CT 25/03 $ 627.40 $ 45.00 $ 672.40 HR 202506 5440310083 BRADLEY LARRY 133 S 15TH ST 25/03 $ 625.03 $ 45.00 $ 670.03 HR 202506 5080610149 MCCOY MYESHA MICHELLE 5301 CARL AVE 25/03 $ 493.06 $ 45.00 $ 538.06 HR 202506 4141520280 HUEY RONALD O & DEBORAH M 2605 BARNARD ST 25/03 $ 294.84 $ 45.00 $ 339.84 HR 202506 5142300283 GUERRA LETICIA M TRE 2209 ROOSEVELT AVE 25/03 $ 625.45 $ 45.00 $ 670.45 HR 202506 5183200095 PEREZ ALVIN 625 39TH ST 25/03 $ 621.58 $ 45.00 $ 666.58 HR 202506 5402500119 BOLDEN MELVIN W 139 15TH ST 25/03 $ 1,113.16 $ 45.00 $ 1,158.16 HR 202506 4142620048 CLINTON MARIE 2918 CANTERBURY DR 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5442710108 AMADOR IVY 1507 POTRERO AVE 25/03 $ 1,187.50 $ 45.00 $ 1,232.50 HR 202506 4334800101 KENDALL ARIEH 850 MAISON WAY 25/03 $ 1,146.53 $ 45.00 $ 1,191.53 HR 202506 5271500109 GLASSON MEGAN LEE 2718 MARICOPA AVE 2718-2722 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5582110119 CHANG WEI 615 WESTERN DR 25/03 $ 1,686.89 $ 45.00 $ 1,731.89 HR 202506 5608301783 MARCELO KATRINA P TRE 1608 WRIGHT AVE 25/03 $ 625.36 $ 45.00 $ 670.36 HR 202506 5151100038 DAVLIN LINDA ANN TRE 541 29TH ST 25/03 $ 493.49 $ 45.00 $ 538.49 HR 202506 5442810049 LAW DAMIAN TRE 522 S 17TH ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 4056500806 ZEPEDA CESAR 1040 SUNCREST CT 25/04 $ 57.90 $ 45.00 $ 102.90 HR 202506 5441610119 MILES EMMA J 325 S 18TH ST 25/03 $ 1,186.75 $ 45.00 $ 1,231.75 HR 202506 5131520339 NIELSEN NICOLAI JIANGXI NANCHANG 381 S 37TH ST 25/03 $ 624.12 $ 45.00 $ 669.12 HR 202506 5282500049 BEACHAM MARIAN 2322 GARVIN AVE 2322-2326 25/03 $ 481.13 $ 45.00 $ 526.13 HR 202506 5340810232 GONZALES ALEJANDRO A GONGORA 729 7TH ST 25/03 $ 287.75 $ 45.00 $ 332.75 HR 202506 5612610179 MASON ZERALYN INA 814 ALAMO AVE 25/03 $ 589.43 $ 45.00 $ 634.43 HR 202506 4056901343 HUANG YICHEN 1330 SUMMER LN 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5490320172 DOUNVEOR VALDA J 337 S 25TH ST 25/03 $ 621.58 $ 45.00 $ 666.58 HR 202506 4140420037 SEACER QUEEN 2916 MCKENZIE DR 25/03 $ 1,199.36 $ 45.00 $ 1,244.36 HR 202506 5133960087 LUCAS ANNIE M 5020 FRAY AVE 25/03 $ 511.13 $ 45.00 $ 556.13 HR 202506 4142540089 GHATTAS NADER 3009 HULL DR 25/03 $ 1,137.14 $ 45.00 $ 1,182.14 HR 202506 5502520223 NEAL ROBERT 433 S 9TH ST 25/03 $ 612.52 $ 45.00 $ 657.52

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5441410072 NEALS FELECIA L TRE 321 S 15TH ST 25/03 $ 1,182.06 $ 45.00 $ 1,227.06 HR 202506 4053600336 REED FREDERICK 3371 SOUTHRIDGE DR 25/03 $ 557.71 $ 45.00 $ 602.71 HR 202506 4080230040 MALDONADO EDUARDO 4309 MCGLOTHEN WAY 25/03 $ 399.97 $ 45.00 $ 444.97 HR 202506 5153600126 POSADA RAUL D & MARIA E 135 GROVE ST 25/03 $ 1,175.63 $ 45.00 $ 1,220.63 HR 202506 5383700142 CHALOULT ROBERT 4 3RD ST 25/03 $ 1,759.36 $ 45.00 $ 1,804.36 HR 202506 5502010100 RAYNER LAURA A 252 S 5TH ST 25/03 $ 646.57 $ 45.00 $ 691.57 HR 202506 5130440026 EDWARDS CATHERINE 120 S 35TH ST 25/03 $ 643.50 $ 45.00 $ 688.50 HR 202506 5441910055 CHAVARRIA EFRAIN 430 S 21ST ST 25/03 $ 625.27 $ 45.00 $ 670.27 HR 202506 5131530155 ADAMS SANDRA J ROYSTON EST OF 338 S 35TH ST 25/03 $ 613.51 $ 45.00 $ 658.51 HR 202506 5502520181 PICKETT DEBORAH 449 S 9TH ST 25/03 $ 230.98 $ 45.00 $ 275.98 HR 202506 5402200017 SHARPER VINNIE 1700 BISSELL AVE 25/03 $ 600.26 $ 45.00 $ 645.26 HR 202506 4141100190 ADAMS JOHN 2760 JO ANN DR 25/03 $ 1,113.16 $ 45.00 $ 1,158.16 HR 202506 4141100109 BLUITT ANDRE M & CLAIRE E 2765 JO ANN DR 25/03 $ 1,113.16 $ 45.00 $ 1,158.16 HR 202506 4141030058 BAKER JAFARI 2818 JO ANN DR 25/03 $ 451.59 $ 45.00 $ 496.59 HR 202506 5151500203 MCCLENNON GEORGIA 2512 ROOSEVELT AVE 25/03 $ 519.04 $ 45.00 $ 564.04 HR 202506 5492020101 VALADEZ MARIA G 2912 CHAVEZ LN 25/03 $ 624.12 $ 45.00 $ 669.12 HR 202506 5142000057 SOLIS WILLIAM F SURIANO 2030 ROOSEVELT AVE 25/03 $ 621.58 $ 45.00 $ 666.58 HR 202506 5502420192 MARTINEZ VICTOR MANUEL 335 S 9TH ST 25/03 $ 495.71 $ 45.00 $ 540.71 HR 202506 5442820170 SUTTON HONDO 555 S 19TH ST 25/03 $ 288.06 $ 45.00 $ 333.06 HR 202506 5172600131 ALBOM ADVENTURES LLC 4808 NEVIN AVE 4808-4812 25/03 $ 1,250.86 $ 45.00 $ 1,295.86 HR 202506 5384500020 SAMANO ERENDIRA 452 B ST 25/03 $ 521.65 $ 45.00 $ 566.65 HR 202506 5081310145 AVALOS SALVADOR 1450 MARIPOSA ST 25/03 $ 625.03 $ 45.00 $ 670.03 HR 202506 4053810885 UPPAL DALJIT 3250 HIGHPOINTE CT 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5230440082 BENFORD CLEO L TRE 787 HUMBOLDT ST 25/03 $ 1,163.40 $ 45.00 $ 1,208.40 HR 202506 4140630213 LACEY BERTHA 3161 GROOM DR 25/03 $ 100.68 $ 45.00 $ 145.68 HR 202506 4055400347 LAZO OCTAVIUS & JANTHER 3903 SELMI GRV 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5182700129 NURSE STEVE & AYOKA 615 34TH ST 25/03 $ 631.06 $ 45.00 $ 676.06 HR 202506 5130260044 GOCHEZ ERIKA L 2728 FLORIDA AVE 25/03 $ 395.72 $ 45.00 $ 440.72 HR 202506 5281700079 AGUILAR NANCY M 2354 ESMOND AVE 25/03 $ 196.15 $ 45.00 $ 241.15

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5283300076 FERNANDEZ HERCULANO 2540 DOWNER AVE 25/04 $ 431.50 $ 45.00 $ 476.50 HR 202506 4352220273 BRIGGS ESTIE 2171 PYRAMID DR 25/03 $ 166.78 $ 45.00 $ 211.78 HR 202506 5290500148 ZARATE EFRAIN & CATHALINE 1921 ESMOND AVE 25/03 $ 614.20 $ 45.00 $ 659.20 HR 202506 5242900230 MENA JUANA CRISTINA 780 32ND ST 25/03 $ 625.68 $ 45.00 $ 670.68 HR 202506 5443210124 KHAN SHAHZADA 1901 HOFFMAN BLVD 25/03 $ 1,260.95 $ 45.00 $ 1,305.95 HR 202506 5340230258 DELGADILLO JOSE L REYES 852 7TH ST 25/03 $ 820.86 $ 45.00 $ 865.86 HR 202506 4311930228 FILARSKI KEVIN L & CARLA ANN 3120 DESERET DR 25/03 $ 575.98 $ 45.00 $ 620.98 HR 202506 4311930327 WEBSTER JOHN 3149 DESERET DR 25/03 $ 608.76 $ 45.00 $ 653.76 HR 202506 4055500674 UMEH NNEKA G 631 ROCK ROSE WAY 25/02 $ 71.26 $ 45.00 $ 116.26 HR 202506 5132930222 MAYFIELD REGINALD L EST OF 4517 FALL AVE 25/03 $ 1,183.91 $ 45.00 $ 1,228.91 HR 202506 4141420093 WALKER MARY E 2836 GONZAGA AVE 25/03 $ 1,176.74 $ 45.00 $ 1,221.74 HR 202506 5491010095 ALANSI YAHYA 448 S 23RD ST 25/03 $ 1,136.92 $ 45.00 $ 1,181.92 HR 202506 5291700077 ALVAREZ JORGE A SANCHEZ 2108 GAYNOR AVE 25/03 $ 645.56 $ 45.00 $ 690.56 HR 202506 4080430277 HEAD GWENODLYN 808 JOHNSON DR 25/03 $ 616.98 $ 45.00 $ 661.98 HR 202506 5440210069 CUMMINGS SYLVIA A 131 S 13TH ST 25/03 $ 1,779.32 $ 45.00 $ 1,824.32 HR 202506 5580720158 CARTWRIGHT MICHAEL A TRE 23 CREST AVE 25/03 $ 289.61 $ 45.00 $ 334.61 HR 202506 4263410054 TORRES JULIE 1120 PARKRIDGE DR 25/03 $ 198.63 $ 45.00 $ 243.63 HR 202506 4311450037 VARGAS SALVADOR & ELISA 4471 UTAH DR 25/03 $ 623.98 $ 45.00 $ 668.98 HR 202506 5130820193 RODRIGUEZ VICTOR M 118 S 42ND ST 25/03 $ 625.03 $ 45.00 $ 670.03 HR 202506 5383100095 WILLIAMS BESSIE 139 5TH ST 25/03 $ 621.58 $ 45.00 $ 666.58 HR 202506 5133850254 JONES WENDELL 4500 TAFT AVE 25/03 $ 625.46 $ 45.00 $ 670.46 HR 202506 4141100257 PALACIOS CIRILA 2784 JO ANN DR 25/03 $ 643.38 $ 45.00 $ 688.38 HR 202506 5380600295 SPEECH STEVEN DANIL 460 3RD ST 25/03 $ 620.51 $ 45.00 $ 665.51 HR 202506 5261000086 LOPEZ KARINA M ULLOA 3256 ANDRADE AVE 25/03 $ 625.46 $ 45.00 $ 670.46 HR 202506 5260600100 GURUNG NISHA 3525 MCBRYDE AVE 25/03 $ 1,051.06 $ 45.00 $ 1,096.06 HR 202506 5270120073 LEE PUI WAN TRE 2358 EMERIC AVE 25/03 $ 419.92 $ 45.00 $ 464.92 HR 202506 5130480204 MENDIETA JOSE CONCEPCION 3519 FLORIDA AVE 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 4312530068 CLEMMONS MICHAEL T 3419 MAYWOOD DR 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 4141450140 GOMEZ ELADIO 2510 DUKE AVE 25/03 $ 639.66 $ 45.00 $ 684.66 HR 202506 5606600566 JACOBY JOSHUA 516 SEACLIFF PL 25/03 $ 1,183.58 $ 45.00 $ 1,228.58

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5093300126 PIMENTEL SERGIO 983 S 47TH ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5270310161 NOVOA JUAN ANTONIO 1501 HAYES ST 25/03 $ 665.70 $ 45.00 $ 710.70 HR 202506 4056500087 CHEN PEILIN 1023 LANDMARK CT 25/03 $ 500.46 $ 45.00 $ 545.46 HR 202506 5612520048 BOONE ONAJE T 810 GERTRUDE AVE 25/03 $ 643.39 $ 45.00 $ 688.39 HR 202506 5340310126 OSUNA MICAELA 811 LUCAS AVE 25/03 $ 625.63 $ 45.00 $ 670.63 HR 202506 5442320163 AYROSO ELISA B 422 MARINA WAY S 25/03 $ 625.03 $ 45.00 $ 670.03 HR 202506 5606400173 ROBINSON MICHELE 1600 HOFFMAN BLVD 25/03 $ 625.03 $ 45.00 $ 670.03 HR 202506 5070200042 PAULDING JOHN TRE 5648 BURLINGAME AVE 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5503100025 JUNG EDMUND LEE TRE 924 MAINE AVE 924-926 25/03 $ 1,250.93 $ 45.00 $ 1,295.93 HR 202506 5612320209 GUERRERO ROBERTO NUNEZ 1320 KELSEY ST 25/03 $ 625.69 $ 45.00 $ 670.69 HR 202506 5342800215 THOMPSON NINA M 563 4TH ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5153320113 RUBIO CARLOS E & ANGELA Y 55 MURDOCK ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5611910117 ZHANG YANTING 500 ALAMO AVE 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5340810257 RODRIGUEZ GONZALO 743 7TH ST 25/03 $ 1,249.76 $ 45.00 $ 1,294.76 HR 202506 5442020045 SANDOVAL FRANCISCO JULIAN 420 S 20TH ST 25/03 $ 607.25 $ 45.00 $ 652.25 HR 202506 5301300058 BARRERA RAMIRO PINEDA 1836 RHEEM AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 4055400941 KESETE HURUY 407 FIELDSTONE DR 25/03 $ 628.38 $ 45.00 $ 673.38 HR 202506 5383410023 BERRY JOHN E 110 BISSELL AVE 25/03 $ 368.49 $ 45.00 $ 413.49 HR 202506 5131330333 AMBRIZ ARACELI 332 S 41ST ST 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5301900105 MCLEOD JACQUELYN H 1049 18TH ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 4055500138 SPEARS MELANIE V 3966 SELMI GRV 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5260600076 OSORIO DEMETRIO CASTILLO 3510 ANDRADE AVE 25/03 $ 418.71 $ 45.00 $ 463.71 HR 202506 5492020218 WILLIAMS AUDRA MICHELE 644 S 29TH ST 25/03 $ 626.81 $ 45.00 $ 671.81 HR 202506 5292520086 BOLANOS PATRICIA V 1625 PENNSYLVANIA AVE 25/03 $ 611.78 $ 45.00 $ 656.78 HR 202506 4080540224 GRAYSON ALICE FAYE 708 HARRISON DR 25/03 $ 1,151.29 $ 45.00 $ 1,196.29 HR 202506 5101040052 OLIVER MONICA M 5500 COLUMBIA AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5070700306 PINCKARD JOSEPH PEYTON 6212 BURLINGAME AVE 25/03 $ 588.04 $ 45.00 $ 633.04 HR 202506 5070300057 STEPHENS TRACY 1717 BUTTE ST 25/03 $ 248.89 $ 45.00 $ 293.89 HR 202506 5081500091 KELLEY TERRY 1459 SAN JOAQUIN ST 25/03 $ 304.48 $ 45.00 $ 349.48 HR 202506 4263620066 AZURDIA JUAN CARLOS 1216 FAIRWAY DR 25/03 $ 1,183.88 $ 45.00 $ 1,228.88

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5270710055 ROSE KEITH F 1533 27TH ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5270320012 NAVARRO JOSE LUIS 1500 HAYES ST 25/03 $ 1,129.09 $ 45.00 $ 1,174.09 HR 202506 5082210179 THOMPSON NILDA TRE 1638 MARIPOSA ST 25/03 $ 625.64 $ 45.00 $ 670.64 HR 202506 4321110258 TULL JAMAL O & MEKA A 5072 BUCKBOARD WAY 25/03 $ 310.85 $ 45.00 $ 355.85 HR 202506 5201720090 BELL BRANDON 603 SONOMA ST 25/03 $ 614.47 $ 45.00 $ 659.47 HR 202506 5501420144 REDIC ULIS G & GAYLE D TRE 431 FLORIDA AVE 25/03 $ 600.55 $ 45.00 $ 645.55 HR 202506 5503320250 MARTIN TONNETTE 168 HARBOUR WAY S 25/03 $ 1,183.91 $ 45.00 $ 1,228.91 HR 202506 4311510095 FILARSKI KEVIN L & CARLA A 4464 SANTA RITA RD 25/03 $ 612.52 $ 45.00 $ 657.52 HR 202506 5080200024 GIESE ELLESHA ANN 5228 BAYVIEW AVE 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5080610016 GARLAND JOEL V 1347 CARLSON BLVD 1347-1347A 25/03 $ 1,250.86 $ 45.00 $ 1,295.86 HR 202506 5081320201 BOOTH ROSIE M 1426 CARLSON BLVD 25/03 $ 625.38 $ 45.00 $ 670.38 HR 202506 5343120019 MENDOZA RAMON JIMENEZ 711 HAWTHORNE AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5611810291 MARTINEZ TOMASA CABRERA 331 GERTRUDE AVE 25/03 $ 480.14 $ 45.00 $ 525.14 HR 202506 5491010194 PROCTOR TAAMIAH S 443 S 24TH ST 25/03 $ 1,184.48 $ 45.00 $ 1,229.48 HR 202506 4314110190 ALBERTO HERSHE A 4909 THUNDERHEAD CT 25/03 $ 642.44 $ 45.00 $ 687.44 HR 202506 5491010046 GRAY PETER T 403 S 24TH ST 25/03 $ 633.68 $ 45.00 $ 678.68 HR 202506 5341220100 ANDERSON NIKITA R 687 7TH ST 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5303300049 ZAMBRANA JUAN RAFAEL BONILLA 2028 COALINGA AVE 25/03 $ 610.57 $ 45.00 $ 655.57 HR 202506 4202010023 MCCLURE TALIA 3 QUAIL HILL LN 25/03 $ 304.85 $ 45.00 $ 349.85 HR 202506 5340210029 ACOSTA ENRIQUE & GLORIA 873 6TH ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5490410114 NEALS FELECIA L TRE 347 S 26TH ST 25/03 $ 664.42 $ 45.00 $ 709.42 HR 202506 4055800157 SOLIS MARVIN S & MERCEDES V 330 HAWK RIDGE DR 25/03 $ 116.11 $ 45.00 $ 161.11 HR 202506 5160700042 DURDEN GRACIADELEDA M 3530 ROOSEVELT AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5271420126 MUJICA JUAN A MENDOZA 2548 MARICOPA AVE 25/03 $ 700.00 $ 45.00 $ 745.00 HR 202506 4252620200 BLACKMAN MARCEL & ANNA L 4320 FRAN WAY 25/03 $ 1,184.66 $ 45.00 $ 1,229.66 HR 202506 5491600408 LY PHONG 2599 FOOTHILL AVE 25/03 $ 480.14 $ 45.00 $ 525.14 HR 202506 5170400195 SELF DONALD L 574 40TH ST 574-578 25/03 $ 1,250.86 $ 45.00 $ 1,295.86 HR 202506 5094000063 HERNANDEZ YENY G 819 S 41ST ST 25/03 $ 643.21 $ 45.00 $ 688.21 HR 202506 5081800061 PAYSINGER SHERRI 1519 OSCAR ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5230340019 SMITH RAYMOND D 5200 ESMOND AVE 25/03 $ 643.20 $ 45.00 $ 688.20

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5133160498 GIDEON VICTORIA ELAINE 4644 OVEREND AVE 25/03 $ 1,183.12 $ 45.00 $ 1,228.12 HR 202506 5492020168 AUSTIN CORIE L 2941 CHAVEZ LN 25/03 $ 551.68 $ 45.00 $ 596.68 HR 202506 4056700190 GONZALEZ FLORA IRENE 5708 OAKMONT DR 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5443120125 BRANTLEY RICKEY & AZDA 2211 HOFFMAN BLVD 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5382200193 HAWKINS LEON 226 5TH ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5502110074 MENJIVAR EDWIN TRE 132 S 5TH ST 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5402100258 PALOMO GERARDO S & MARTHA 130 18TH ST 25/03 $ 443.21 $ 45.00 $ 488.21 HR 202506 4140220122 MITCHELL MATTIE L 3033 SHANE DR 25/03 $ 519.83 $ 45.00 $ 564.83 HR 202506 5133850189 BULL DELYA TRE 4610 TAFT AVE 25/03 $ 458.70 $ 45.00 $ 503.70 HR 202506 5082000232 ZHANG YANTING 1622 MONTEREY ST 1622-1624 DUPLEX 25/03 $ 1,176.14 $ 45.00 $ 1,221.14 HR 202506 5281700160 TONG LUIS 2363 GAYNOR AVE 25/03 $ 625.30 $ 45.00 $ 670.30 HR 202506 5131410416 CARTER MELVIN 384 S 38TH ST 384-86 25/03 $ 2,367.76 $ 45.00 $ 2,412.76 HR 202506 4080110234 GALLOWAY DORIS 501 BANKS DR 25/03 $ 457.71 $ 45.00 $ 502.71 HR 202506 5605601227 LABIAK ARTEMIA 9 SOUTHWIND CIR CI 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5131410184 LARKINS STEPHANIE 401 S 39TH ST 25/03 $ 597.14 $ 45.00 $ 642.14 HR 202506 5143000346 RODRIGUEZ ROBERTO A 634 16TH ST 25/03 $ 625.03 $ 45.00 $ 670.03 HR 202506 4334930015 JACKSON LEO M JR 5905 AMEND RD 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 4141920019 AUSTIN JANICE R 2701 WISWALL DR 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 4312810122 HAMILTON MARK GORDON 3450 STEWARTON DR 25/03 $ 625.48 $ 45.00 $ 670.48 HR 202506 5340320216 SINGH RAJESHWAR 841 10TH ST 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5181400101 RONG JIMMY ZHI QIANG 700 35TH ST 25/03 $ 292.49 $ 45.00 $ 337.49 HR 202506 5503320276 CARRINGTON FELICIA & JOHNNY 150 HARBOUR WAY S 25/03 $ 1,176.60 $ 45.00 $ 1,221.60 HR 202506 5282100022 KERRY MARLENE L 2810 GAYNOR AVE 25/03 $ 97.07 $ 45.00 $ 142.07 HR 202506 5611520221 ZHANG YANTING 237 VERNON AVE 25/03 $ 620.87 $ 45.00 $ 665.87 HR 202506 5130530057 SPRINGER JANET C 3520 WALLER AVE 25/04 $ 423.98 $ 45.00 $ 468.98 HR 202506 5442320130 DAVENPORT MICHAEL TRE 440 MARINA WAY S 25/03 $ 612.70 $ 45.00 $ 657.70 HR 202506 5131110024 MACHADO ROMEO M 4223 WALL AVE 25/03 $ 627.04 $ 45.00 $ 672.04 HR 202506 5100440295 GARY THOMAS L JR TRE 2906 SAN LUIS ST 25/03 $ 1,184.15 $ 45.00 $ 1,229.15 HR 202506 5440520020 SMITH HENRIETTA TRE 154 S 20TH ST 25/03 $ 625.61 $ 45.00 $ 670.61 HR 202506 4312820261 SHELDON VIRGINIA A 3401 MAY RD 25/03 $ 588.06 $ 45.00 $ 633.06

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 4055300224 JACKSON MARCUS 3145 GREY HAWK CT 25/03 $ 625.03 $ 45.00 $ 670.03 HR 202506 5491930052 STERLING BERTHA 540 S 30TH ST 25/03 $ 856.69 $ 45.00 $ 901.69 HR 202506 4053810117 MANAHAN ROBERTO 2474 HOMESTEAD CIR 25/01 $ 231.07 $ 45.00 $ 276.07 HR 202506 5181500090 ADAIR ERIK 3521 CERRITO AVE 25/03 $ 404.99 $ 45.00 $ 449.99 HR 202506 5130430076 HARVEY GUSTAVA TRE 3611 OHIO AVE 25/03 $ 510.80 $ 45.00 $ 555.80 HR 202506 4322040025 WARD BILLY J 5472 COUNTRY VIEW DR 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5270820144 DE SANZ MIGUEL TRE 1520 25TH ST 25/03 $ 123.96 $ 45.00 $ 168.96 HR 202506 5383100152 MEJIA MARIA GUADALUPE 419 CHANSLOR AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5262700148 WALLACE LAURA L TRE 2887 HUMPHREY AVE 25/03 $ 193.67 $ 45.00 $ 238.67 HR 202506 5282700045 SILVEIRA IRENE O TRE 2628 GARVIN AVE 25/03 $ 612.52 $ 45.00 $ 657.52 HR 202506 4140340102 SMITH JANICE F 3068 SHANE DR 25/03 $ 1,183.91 $ 45.00 $ 1,228.91 HR 202506 5301200092 YANG CUITING 2126 RHEEM AVE 25/03 $ 625.45 $ 45.00 $ 670.45 HR 202506 5080700015 WILSON CARRIE LEE 1337 MARIPOSA ST 25/03 $ 613.13 $ 45.00 $ 658.13 HR 202506 4140320054 CARTER DIANA V 2956 MULLENS DR 25/03 $ 552.64 $ 45.00 $ 597.64 HR 202506 4140450042 GREEN LOUISE TRE 2912 MULLENS DR 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5080700023 KESSLER NOAH 1339 MARIPOSA ST 25/03 $ 508.92 $ 45.00 $ 553.92 HR 202506 4141450207 ROJAS FRANCISCO J & CLAUDIA 2544 DUKE AVE 25/03 $ 369.12 $ 45.00 $ 414.12 HR 202506 5141800119 VAZQUEZ CRISTINA 527 19TH ST 25/03 $ 0.00 $ 45.00 $ 45.00 HR 202506 4140730013 TRAMELL RUTH 3056 JO ANN DR 25/03 $ 666.04 $ 45.00 $ 711.04 HR 202506 5301200027 VILLAVICENCIO JOSE LUIS H 2012 RHEEM AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5131310145 JOHNSON RORY A 4347 CUTTING BLVD 25/03 $ 857.13 $ 45.00 $ 902.13 HR 202506 5130330052 PAYSINGER LORENE TRE 3211 CENTER AVE 25/03 $ 622.30 $ 45.00 $ 667.30 HR 202506 5501200272 ZHANG YANTING 222 FLORIDA AVE 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5171800039 AGUAYO MARIA D 449 39TH ST 25/03 $ 1,178.74 $ 45.00 $ 1,223.74 HR 202506 5133840149 LEGRANDE LUAJUANA 4433 TAFT AVE 25/03 $ 0.00 $ 45.00 $ 45.00 HR 202506 5383300299 YOUNG EMMA J 154 2ND ST 154-156 25/03 $ 1,701.22 $ 45.00 $ 1,746.22 HR 202506 5181800052 AGREDANO PEDRO A 685 34TH ST 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 4310600012 NICHOLAS GARRY 31 LAUREL LN 25/03 $ 556.91 $ 45.00 $ 601.91 HR 202506 4142210113 RICHARDSON DOROTHY M 3015 WISWALL DR 25/03 $ 630.35 $ 45.00 $ 675.35 HR 202506 4322100332 TOLER BURL JR 5425 SADDLEBACK CT 25/03 $ 588.06 $ 45.00 $ 633.06

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5134030559 JOHNSON MODISTINE 4517 BELL CT 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5612310242 RICO FIDEL A & MONICA B 570 ALAMO AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5606900354 BCC RESIDENTIAL PROPERTY LP 1765 NORTHSHORE DR 25/03 $ 588.06 $ 45.00 $ 633.06 HR 202506 5382100104 ASAAD NAFIYSAH A 239 5TH ST 25/03 $ 1,114.99 $ 45.00 $ 1,159.99 HR 202506 5501300031 MARTINEZ NELSON ZECENA 222 OHIO AVE 25/03 $ 625.46 $ 45.00 $ 670.46 HR 202506 5343500038 QUINTERO ANDREA TRE 1114 ROOSEVELT AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5300700183 ADAMS L Z 1405 RHEEM AVE 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5491600135 GLASPER CHAMIA L 618 S 26TH ST 25/03 $ 457.65 $ 45.00 $ 502.65 HR 202506 4311420063 KISSOON JEANETTE 2724 SHELDON CT 25/03 $ 369.43 $ 45.00 $ 414.43 HR 202506 4140620347 PHONGBOUPHA MANH 3113 FAIRMEDE DR 25/03 $ 625.40 $ 45.00 $ 670.40 HR 202506 5262300089 ALCOCER RIGOBERTO LOPEZ 3022 RHEEM AVE 25/03 $ 625.03 $ 45.00 $ 670.03 HR 202506 5291600038 FLORES KARINA CARMEN 1822 GAYNOR AVE 25/03 $ 618.66 $ 45.00 $ 663.66 HR 202506 5402700099 GARCIA ERICKA A DE LA TORRE 157 13TH ST 25/03 $ 765.12 $ 45.00 $ 810.12 HR 202506 5490710232 LINSY NORMAN H & GERALDINE 457 SPRING ST 25/03 $ 184.99 $ 45.00 $ 229.99 HR 202506 5283300332 SIMAN-VENTERS RENATE TRE 2559 CLINTON AVE 25/04 $ 317.36 $ 45.00 $ 362.36 HR 202506 5134020352 WATSON ERIC 4396 BERK AVE 25/01 $ 300.26 $ 45.00 $ 345.26 HR 202506 4311930210 GLASSER GARY 3109 KEITH DR 25/01 $ 380.30 $ 45.00 $ 425.30 HR 202506 4080120480 KIMBLE PAMELAR F 4309 BELL WAY 25/04 $ 756.43 $ 45.00 $ 801.43 HR 202506 5171400145 DANNER KIMBERLY 434 42ND ST 25/04 $ 343.15 $ 45.00 $ 388.15 HR 202506 4311610077 HUGHEY DANIEL W TRE 4546 SANTA RITA RD 25/04 $ 400.43 $ 45.00 $ 445.43 HR 202506 4080220215 MORON LIZBETH SILVIA JARA 708 PHANOR DR 25/01 $ 699.47 $ 45.00 $ 744.47 HR 202506 5301600143 OSHEA OBDULIA 1401 DUNN AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4352000071 TITLE HOLDING SERVICES TRE 1 LOS ARBOLES 25/04 $ 398.08 $ 45.00 $ 443.08 HR 202506 5291500055 LIMON GUILLERMO 1726 GAYNOR AVE 25/01 $ 401.60 $ 45.00 $ 446.60 HR 202506 5403900045 HUERTA MARCO A 1914 CHANSLOR AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5383410254 GUTIERREZ SONIA S 112 1ST ST 25/01 $ 381.17 $ 45.00 $ 426.17 HR 202506 5090900191 SUAZO ALLAN J & SHAWN L 5712 CARLOS AVE 25/04 $ 727.10 $ 45.00 $ 772.10 HR 202506 5092910156 PARIS DELOIS 5113 SCHOOL AVE 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5502010142 MCGRIFF JONATHAN B 517 MAINE AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5383600078 PAVLOVSKY ALEX 14 2ND ST UP/DOWN STAIRS 25/01 $ 785.64 $ 45.00 $ 830.64

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5180800079 SADOUSKY COLLEEN L 673 40TH ST 25/04 $ 400.33 $ 45.00 $ 445.33 HR 202506 5502410060 CONN NATHANIEL & SHEILA A 316 S 7TH ST 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 4263000079 MARINAS ANGELES F 941 PARKSIDE DR 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5130510018 SPENCER NANETTE F 228 S 33RD ST 25/01 $ 0.00 $ 45.00 $ 45.00 HR 202506 5281320084 GLOVER JEANIE M EST OF 2839 ESMOND AVE 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5162100183 CHEUNG EUGENIA TRE 3525 BISSELL AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5340710242 MCCOY JOSEPH 731 9TH ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5281900224 PARRA RAMON & HILDA 2707 GAYNOR AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5443010185 PATINO JESUS 2128 CUTTING BLVD 25/04 $ 400.24 $ 45.00 $ 445.24 HR 202506 5282900041 WINSTON LOUISE 2828 DOWNER AVE 25/04 $ 400.24 $ 45.00 $ 445.24 HR 202506 5130310260 SMITH A L & BABE 3101 OHIO AVE 25/02 $ 744.76 $ 45.00 $ 789.76 HR 202506 5130210130 SURATOS PERLA C 2647 OHIO AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5503320292 LENOIR SIMUEL G 134 HARBOUR WAY S 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5242900255 CHOI WAI KIN 767 33RD ST 25/04 $ 417.49 $ 45.00 $ 462.49 HR 202506 5132930172 BISTA ARJUN 4613 FALL AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5282100196 MUTH DAVID 2841 GARVIN AVE 25/04 $ 0.00 $ 45.00 $ 45.00 HR 202506 5161710081 2931 MACDONALD AVENUE LLC 2931 MACDONALD AVE 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5182100171 AUGUSTINO CARSON HELLER 670 30TH ST 25/04 $ 171.58 $ 45.00 $ 216.58 HR 202506 5612010024 MEJIA MARLENE ORELLANA 324 SANFORD AVE 25/04 $ 389.24 $ 45.00 $ 434.24 HR 202506 5130510075 HERRERA MIGUEL A 3330 FLORIDA AVE 25/04 $ 421.06 $ 45.00 $ 466.06 HR 202506 4055800199 OBASI OBASI & SARAH 338 HAWK RIDGE DR 25/04 $ 389.24 $ 45.00 $ 434.24 HR 202506 4056600556 GILL JAMERION 5332 HASKEL CT 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4056600721 MA MASON 5001 PAR CT 25/01 $ 389.72 $ 45.00 $ 434.72 HR 202506 5240400191 CAYLOR WILLIAM M EST OF 3501 ESMOND AVE 25/04 $ 579.24 $ 45.00 $ 624.24 HR 202506 4055500716 MORNING SYDNEY SUMMER 623 ROCK ROSE WAY 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 4056500277 BRECKENRIDGE PROP FUND 2016 1083 HERITAGE CT 25/01 $ 360.31 $ 45.00 $ 405.31 HR 202506 5240400159 DECUIR DAVID & CONNIE 919 36TH ST 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5383000014 BARDELL LAURIE 168 5TH ST 25/04 $ 509.52 $ 45.00 $ 554.52 HR 202506 4053810034 FOWLER ROXANNE L 2524 HIGHGATE DR 25/04 $ 400.30 $ 45.00 $ 445.30

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 4142210147 MURGUIA ETZEL YADIRA 3003 WISWALL DR 25/04 $ 260.22 $ 45.00 $ 305.22 HR 202506 4053600138 BONDS GISELE 3221 SOUTHRIDGE DR 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5443210074 TORRES SERGIO 643 S 20TH ST 25/04 $ 71.15 $ 45.00 $ 116.15 HR 202506 5490610010 GRIFFITH JOANNA L 442 SPRING ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4321510168 MELAKU DANIEL 5085 CARRIAGE DR 25/04 $ 400.48 $ 45.00 $ 445.48 HR 202506 4140810039 MONDY CHARLES J & TERRI A 3033 JO ANN DR 25/01 $ 148.71 $ 45.00 $ 193.71 HR 202506 5291000189 NAJAR SALVADOR & VERONICA 1513 GAYNOR AVE 25/04 $ 760.33 $ 45.00 $ 805.33 HR 202506 5291100062 NEALS FELECIA L TRE 1328 ESMOND AVE 25/04 $ 416.98 $ 45.00 $ 461.98 HR 202506 5150600038 THOI HA T 641 27TH ST 25/04 $ 369.04 $ 45.00 $ 414.04 HR 202506 5261600166 MORRISON RICHARD HOWARD III 3212 MORAN AVE 25/04 $ 300.19 $ 45.00 $ 345.19 HR 202506 5171000184 CAMPOS EDUARDO & ANDREA 462 WILSON AVE 25/02 $ 426.60 $ 45.00 $ 471.60 HR 202506 5342210316 MCCRAY ANGELA 656 2ND ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5270420150 CUEVAS PATRICIA 1609 24TH ST 25/04 $ 399.62 $ 45.00 $ 444.62 HR 202506 5291100195 SILVA ERNESTINA 1341 GAYNOR AVE 25/04 $ 693.83 $ 45.00 $ 738.83 HR 202506 4053600153 LEVIAS CAROLYN 3201 SOUTHRIDGE DR 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5440310091 ALLEN LOUIS SR 139 S 15TH ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5342220109 HERNANDEZ RAMON & MARIA 605 2ND ST 25/04 $ 758.87 $ 45.00 $ 803.87 HR 202506 5130910242 JACOBS SHALOCMONT S 4317 OHIO AVE 25/04 $ 399.17 $ 45.00 $ 444.17 HR 202506 4142340084 BOTEO VICTOR & AMABILIA 3018 O BRIEN RD 25/04 $ 1,034.18 $ 45.00 $ 1,079.18 HR 202506 4252610383 GONZALEZ JOSE 3116 SERENE CT 25/01 $ 273.20 $ 45.00 $ 318.20 HR 202506 5241100279 NG YUI CHEONG & SHUET YI TRE 838 29TH ST 25/04 $ 439.19 $ 45.00 $ 484.19 HR 202506 4311250114 JOHNSON JERRY 2811 SHELDON DR 25/01 $ 431.96 $ 45.00 $ 476.96 HR 202506 5404000092 SDW INVESTMENTS GROUP LLC 2033 OHIO AVE 25/01 $ 389.28 $ 45.00 $ 434.28 HR 202506 4263510077 DARNAL BISHWANATH 1231 PARKWAY DR 25/04 $ 377.10 $ 45.00 $ 422.10 HR 202506 5262200073 DAVILA AMALIA 3014 MARICOPA AVE 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5383500153 ALGAHIM ABDULGHANY H 37 2ND ST 25/04 $ 0.00 $ 45.00 $ 45.00 HR 202506 5132360115 SHERPA ANG N & PALDEN 4925 STATE AVE 25/01 $ 374.98 $ 45.00 $ 419.98 HR 202506 4142810227 PRICE WAYNE W 2857 OXFORD AVE 25/01 $ 376.67 $ 45.00 $ 421.67 HR 202506 5441710042 JUSTIN LINDA 332 S 19TH ST 25/04 $ 26.30 $ 45.00 $ 71.30 HR 202506 5612610039 POWELL SHIRLEY 800 ALAMO AVE 25/04 $ 759.55 $ 45.00 $ 804.55

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5612520121 HERNANDEZ JAMES 813 ALAMO AVE 25/04 $ 757.73 $ 45.00 $ 802.73 HR 202506 5280500025 NAVARRO FRANCISCO 2810 ANDRADE AVE 25/04 $ 400.31 $ 45.00 $ 445.31 HR 202506 5262600017 SULLIVAN KATHLEEN 2900 ANDRADE AVE 25/04 $ 448.49 $ 45.00 $ 493.49 HR 202506 5490310231 REHMAN IRFAN 301 S 24TH ST 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5081600073 ZHANG WEI YI 1447 MONTEREY ST 25/01 $ 39.52 $ 45.00 $ 84.52 HR 202506 5181800037 MAKAR CHARLES TRE 3320 CLINTON AVE 25/04 $ 61.28 $ 45.00 $ 106.28 HR 202506 5262900219 ALGHARAZI FAIZ 2823 RHEEM AVE 25/01 $ 371.36 $ 45.00 $ 416.36 HR 202506 5141100189 ESTRADA ISABEL L 2111 NEVIN AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5141300110 ANTOLIN FRANCISCO & MIRNA 425 20TH ST 25/04 $ 433.79 $ 45.00 $ 478.79 HR 202506 5131620030 DOTSON ETHEL GERALDINE EST OF 396 SOUTH ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4056900493 MARROQUIN FERNANDO YESHUA J C 1121 SUMMER LN 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5340720282 ROWEN TIMOTHY WILLIAM 766 7TH ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5612310093 VALLE GERMAN ROLANDO HERNANDEZ 1351 CHERRY ST 25/04 $ 333.65 $ 45.00 $ 378.65 HR 202506 5261600125 WILLIS SARAH C TRE 3215 TULARE AVE 25/04 $ 435.04 $ 45.00 $ 480.04 HR 202506 5151300067 SMITH DEBORAH Y 521 27TH ST 25/04 $ 773.39 $ 45.00 $ 818.39 HR 202506 5441420139 SHEPHERD ERNESTINE 356 S 15TH ST 25/04 $ 386.50 $ 45.00 $ 431.50 HR 202506 5404800715 SANCHEZ MICHAEL J JR 1523 NEVIN PLZ 25/01 $ 426.48 $ 45.00 $ 471.48 HR 202506 5280900084 BURNS JACK D TRE 2385 LINCOLN AVE 25/04 $ 400.52 $ 45.00 $ 445.52 HR 202506 5383000303 PULIDO MARCO A & ELIZABETH M 123 6TH ST 25/04 $ 282.89 $ 45.00 $ 327.89 HR 202506 5151500021 GUILLEN ROBERT SAUL 559 CIVIC CENTER ST 25/04 $ 61.28 $ 45.00 $ 106.28 HR 202506 5290200061 G & G ASSOCIATES LLC 1336 LINCOLN AVE 25/04 $ 384.32 $ 45.00 $ 429.32 HR 202506 5342120234 KHAN GHULAM N 656 3RD ST 25/04 $ 207.31 $ 45.00 $ 252.31 HR 202506 5162010028 FUJISE JEAN 326 35TH ST 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5241000073 PRATT LARRY R 967 30TH ST 25/04 $ 404.29 $ 45.00 $ 449.29 HR 202506 5501610058 TAYLOR DOROTHY EST OF 300 S 3RD ST 25/04 $ 759.55 $ 45.00 $ 804.55 HR 202506 4142610072 DANIELS CAROLYN YVONNE TRE 2856 SHANE DR 25/01 $ 390.85 $ 45.00 $ 435.85 HR 202506 5343140298 LCRT HOLDINGS LLC 578 6TH ST 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5612120112 MARTINEZ CHRISTIAN VERA 510 WILLARD AVE 25/04 $ 283.24 $ 45.00 $ 328.24 HR 202506 4312620067 LONG REBECCA L 3404 MAY RD 25/01 $ 381.37 $ 45.00 $ 426.37

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5171800047 SIMON-HICKS CAROL DEAN 439 39TH ST 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 5080200156 JACKSON LAMBERT W 5254 BAYVIEW AVE 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 4140930167 OCHOA ERNESTO O MARTINEZ 2919 MOYERS RD 25/04 $ 414.62 $ 45.00 $ 459.62 HR 202506 5131850439 FRAZIER-STAFFORD LINDA R 139 BERK PL 25/01 $ 0.00 $ 45.00 $ 45.00 HR 202506 5081310228 MARIPOSA PLACE LLC 1410 MARIPOSA ST 25/04 $ 402.10 $ 45.00 $ 447.10 HR 202506 5271420043 RIVERS TRINIDAD 2428 MARICOPA AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4191940057 MAXAM BLAKE E & FELICE R 6318 JERILYNN AVE 25/04 $ 751.33 $ 45.00 $ 796.33 HR 202506 5290400067 TREJO ALFREDO R 1750 LINCOLN AVE 25/01 $ 380.83 $ 45.00 $ 425.83 HR 202506 4080210109 WORKS SAMUEL & MOLENA 4408 MCGLOTHEN WAY 25/04 $ 326.81 $ 45.00 $ 371.81 HR 202506 5131310335 KINCHEN MARY SUE EST OF 4124 OVEREND AVE 25/01 $ 783.85 $ 45.00 $ 828.85 HR 202506 5382200177 LOPEZ ABIGAIL & ROSALBA 501 BISSELL AVE 25/04 $ 404.09 $ 45.00 $ 449.09 HR 202506 5141000132 LEVINE MAX 410 22ND ST 25/01 $ 785.45 $ 45.00 $ 830.45 HR 202506 5340810059 MONTES IRIS B 774 6TH ST 25/04 $ 400.51 $ 45.00 $ 445.51 HR 202506 5301100268 MOORE SHANESHA 2035 RHEEM AVE 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 4053420032 JACKSON REGINALD & RUBY 3520 RIDGEWOOD WAY 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5012020102 HICKS BRYAN A 5212 MACDONALD AVE 25/01 $ 360.31 $ 45.00 $ 405.31 HR 202506 5280600106 LOK AN AN CONNIE 2728 ANDRADE AVE 25/04 $ 326.95 $ 45.00 $ 371.95 HR 202506 4322030257 COTTON SHAMAR D 5570 COUNTRY VIEW DR 25/04 $ 695.93 $ 45.00 $ 740.93 HR 202506 5442210109 ALVARADO FRANCISCO JAVIER 437 S 16TH ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5130320046 WANG YU 2925 CENTER AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5404800244 ZHUGE JAY & YVONNE T 326 VILLAGE LN 25/01 $ 31.61 $ 45.00 $ 76.61 HR 202506 5383600144 WARD KAREN 220 CHANSLOR AVE 25/04 $ 388.64 $ 45.00 $ 433.64 HR 202506 5608300116 ZHOU AILIN 826 SEAWIND DR 25/04 $ 757.24 $ 45.00 $ 802.24 HR 202506 5340820371 GARCIA EPIGMENIO HERNANDEZ 745 6TH ST 25/01 $ 389.28 $ 45.00 $ 434.28 HR 202506 5341130051 GERAN SUSAN B 428 PENNSYLVANIA AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4141440125 THAPA KAMAL 2544 MOYERS RD 25/01 $ 401.78 $ 45.00 $ 446.78 HR 202506 4141450033 HOSEY RHONDA A HENRY 2551 MOYERS RD 25/03 $ 61.45 $ 45.00 $ 106.45 HR 202506 5281610039 ZUNIGA JAVIER MARIO LEON 2330 LINCOLN AVE 25/04 $ 384.01 $ 45.00 $ 429.01 HR 202506 5270210114 CHACON EDUARDO R 2316 PINE AVE 25/04 $ 400.03 $ 45.00 $ 445.03 HR 202506 5182900026 YANG CUITING 647 36TH ST 25/04 $ 399.02 $ 45.00 $ 444.02

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5130360257 AMIE JESSE J JR & ETHEL M 2906 FLORIDA AVE 25/04 $ 388.73 $ 45.00 $ 433.73 HR 202506 5132940221 GRANT GAIL F 4703 CASTILLA AVE 25/04 $ 288.44 $ 45.00 $ 333.44 HR 202506 5092300259 SABADO MARIA Q TRE EST OF 5202 FLEMING AVE 25/01 $ 280.92 $ 45.00 $ 325.92 HR 202506 5340230035 FULCHER RAMONDA L 860 7TH ST 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5130250136 MOORE ROBERT BURNS & GWEN ANN 2810 CENTER AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5083710029 FARRELL DAVID 1403 S 59TH ST 25/04 $ 695.93 $ 45.00 $ 740.93 HR 202506 5340820306 SANCHEZ EFREN A 763 6TH ST 25/04 $ 399.32 $ 45.00 $ 444.32 HR 202506 5442010103 VILLALOBOS RAMIRO RODRIGUEZ 437 S 20TH ST 25/04 $ 235.48 $ 45.00 $ 280.48 HR 202506 5340240034 CAMARENA JUAN L 827 6TH ST 25/04 $ 398.98 $ 45.00 $ 443.98 HR 202506 5243000105 MONTIEL JESSICA M 725 32ND ST 25/01 $ 2.74 $ 45.00 $ 47.74 HR 202506 4055600490 DELROSARIO FRANCIS 724 ROCK ROSE WAY 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5403400087 PARRA-SANTANA CHRISTIAN 33 15TH ST 33-35 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 5301100110 GONZALEZ SALVADOR 2132 COSTA AVE 25/04 $ 758.71 $ 45.00 $ 803.71 HR 202506 4334230069 ROQUE RHONDA R 1326 FASCINATION CIR 25/04 $ 326.52 $ 45.00 $ 371.52 HR 202506 5262400012 DURR-POUNCIL CHARLETTE MARIE 2900 LOWELL AVE 25/01 $ 395.09 $ 45.00 $ 440.09 HR 202506 5192900073 SUGIYAMA KOICHI TRE 457 MCLAUGHLIN ST 25/01 $ 206.79 $ 45.00 $ 251.79 HR 202506 5200900180 LEONARD CARLETON D & LALETA M 5701 CLINTON AVE 25/04 $ 398.11 $ 45.00 $ 443.11 HR 202506 4082300775 FOUNTILA MELODY MARIE 215 RUBY AVE 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5501300189 PALMA JOSE A & MARIA L 135 S 3RD ST 25/01 $ 395.71 $ 45.00 $ 440.71 HR 202506 5502020067 IKONIK PROPERTY HOLDINGS LLC 220 S 6TH ST 25/01 $ 393.14 $ 45.00 $ 438.14 HR 202506 5491600309 LI YUN 2729 FOOTHILL AVE 25/01 $ 371.39 $ 45.00 $ 416.39 HR 202506 5441610069 SELLERS-DUNBAR DORIAN M 310 S 17TH ST 25/01 $ 705.43 $ 45.00 $ 750.43 HR 202506 5131010018 CARRANZA ROGEL JONATHAN 4218 CENTER AVE 25/04 $ 1,119.65 $ 45.00 $ 1,164.65 HR 202506 5182900067 KING BRENNAN C 633 36TH ST 25/01 $ 423.79 $ 45.00 $ 468.79 HR 202506 5292620258 ABRAM DIANA LYNNE TRE 1701 PENNSYLVANIA AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4112430170 GIANG WILSON HUNG 1932 14TH ST 25/04 $ 917.06 $ 45.00 $ 962.06 HR 202506 5132920207 CANNEDY KIYANNA 4527 ESCUELA CT 25/04 $ 400.43 $ 45.00 $ 445.43 HR 202506 5291300308 ADKINS GLORIA 1423 GARVIN AVE 25/04 $ 393.28 $ 45.00 $ 438.28 HR 202506 4080330246 ARELLANO MARIA 616 BRADFORD DR 25/04 $ 396.91 $ 45.00 $ 441.91 HR 202506 5291500121 OCHOA RAUL 1771 GARVIN AVE 25/04 $ 404.45 $ 45.00 $ 449.45

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5141100130 OKDIE SARAH 421 22ND ST 421 & 425 25/04 $ 800.57 $ 45.00 $ 845.57 HR 202506 5380600196 CORTES-LOPEZ ESTEPHANIA 315 NEVIN AVE 25/01 $ 75.38 $ 45.00 $ 120.38 HR 202506 4311420097 RODRIGUEZ RENE RODRIGUEZ 2743 SHELDON CT 25/04 $ 400.43 $ 45.00 $ 445.43 HR 202506 5501620016 CHATMAN RAYMOND JR 307 S 5TH ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5240400241 CAPUS MARCIA 948 35TH ST 25/04 $ 326.81 $ 45.00 $ 371.81 HR 202506 4053810372 WESTBROOK EPOSI TRE 2209 HIGHGATE DR 25/01 $ 294.65 $ 45.00 $ 339.65 HR 202506 5291700267 PLATERO REINA E 2105 GARVIN AVE 25/04 $ 392.00 $ 45.00 $ 437.00 HR 202506 5500620033 PEREZ FLORENCIO JR 151 S 1ST ST 25/04 $ 800.51 $ 45.00 $ 845.51 HR 202506 5608301965 ANANTHAKRISHNAN DEEPA 1620 SEAWIND DR 25/04 $ 324.06 $ 45.00 $ 369.06 HR 202506 5302500136 MARTINEZ JOSE ANGEL & MARIA M 1611 COALINGA AVE 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5130450017 SOTO ALFREDO LANDAVERDE 130 S 33RD ST 25/01 $ 738.04 $ 45.00 $ 783.04 HR 202506 5100930204 LAMBOY DARREN ANTHONY & TRINA 5219 SACRAMENTO AVE 25/04 $ 695.93 $ 45.00 $ 740.93 HR 202506 4056900253 BARNES SHERRI L 2866 HILLTOP MALL RD 25/04 $ 398.05 $ 45.00 $ 443.05 HR 202506 4311210035 PARHAM JESSE NATHANIEL III 2918 DE ANZA DR 25/04 $ 757.85 $ 45.00 $ 802.85 HR 202506 4141030033 CHOCTAW AMERICAN INSURANCE INC 2810 JO ANN DR 25/02 $ 591.94 $ 45.00 $ 636.94 HR 202506 5080110025 VANHOOK DENISE GAIL GIRON TRE 5412 BAYVIEW AVE 5412-14 25/04 $ 783.32 $ 45.00 $ 828.32 HR 202506 4142540055 WATSON OLLIE 3006 SHANE DR 25/01 $ 321.72 $ 45.00 $ 366.72 HR 202506 5092600013 WARREN KEIDELL A 5064 CREELY AVE 5064-66 25/01 $ 420.62 $ 45.00 $ 465.62 HR 202506 5302500193 VARGAS JUAN & MARIA R 1513 COALINGA AVE 25/04 $ 401.50 $ 45.00 $ 446.50 HR 202506 4252610342 ETTA JACOB 3100 SERENE CT 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5131410242 SMITH DARRYL A 347 S 39TH ST 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5340810034 COLE SUSAN B TRE 612 LUCAS AVE 25/04 $ 344.69 $ 45.00 $ 389.69 HR 202506 5263000142 DIMAS ARMANDO 2879 MARICOPA AVE 25/04 $ 418.28 $ 45.00 $ 463.28 HR 202506 5242900172 ADAMS JOHN DAVID JR 740 32ND ST 25/04 $ 0.00 $ 45.00 $ 45.00 HR 202506 5270920159 PENADO JOSE FRANCISCO TRE 2504 PINE AVE 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 5442020201 WILLIAMS OLLIE MAE EST OF 2009 CUTTING BLVD 25/04 $ 416.32 $ 45.00 $ 461.32 HR 202506 4056500798 SHEN DARRICK K 1039 SUNCREST CT 25/04 $ 396.91 $ 45.00 $ 441.91 HR 202506 5442910138 NEWELL ERNEST F II 545 S 20TH ST 25/01 $ 0.00 $ 45.00 $ 45.00 HR 202506 4263410195 ARRIOLA MARIA LOURDES 20 PARKRIDGE CT 25/04 $ 399.92 $ 45.00 $ 444.92

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5380300078 IGLESIA BAUTISTA FUENTE VIDA 436 B ST 25/04 $ 982.46 $ 45.00 $ 1,027.46 HR 202506 5611920249 RUIZ ROSENDA C SOLANO 405 SANFORD AVE 25/04 $ 417.04 $ 45.00 $ 462.04 HR 202506 5401400246 OROZCO GUILLERMO JIMENEZ TRE 242 MARINA WAY 25/01 $ 171.58 $ 45.00 $ 216.58 HR 202506 4311830113 ONTIVEROS RANDOLPH J TRE 3121 SHELDON DR 25/01 $ 477.16 $ 45.00 $ 522.16 HR 202506 5260110076 SPRY ALEXANDER B 3425 TULARE AVE 25/04 $ 405.46 $ 45.00 $ 450.46 HR 202506 5404800467 METRO WALK WEST CORP 442 MARINA WAY 25/01 $ 389.72 $ 45.00 $ 434.72 HR 202506 4080340047 DAGLOW STANLEY V 4209 JENKINS WAY 25/01 $ 377.48 $ 45.00 $ 422.48 HR 202506 5283200110 THOMPSON GEORGIA & TIMOTHY III 2714 DOWNER AVE 25/04 $ 397.34 $ 45.00 $ 442.34 HR 202506 5301600135 PONCE JESUS & LOURDES 1409 DUNN AVE 25/04 $ 437.47 $ 45.00 $ 482.47 HR 202506 5283300282 MORA SANTIAGO 710 25TH ST 25/04 $ 441.11 $ 45.00 $ 486.11 HR 202506 4263810147 JOHNSON BOBBY R & DEBRA D 1316 CLUB LN 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5503310111 JAIME MARGARITA TRE 152 S 9TH ST 25/04 $ 67.66 $ 45.00 $ 112.66 HR 202506 4334910207 MARINAS ANGELES F TRE 5809 AMEND RD 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 5341210127 RUSSELL BEVERLY DENISE 530 PENNSYLVANIA AVE 25/04 $ 400.38 $ 45.00 $ 445.38 HR 202506 5132360073 BERNSTINE YOUR MAJESTY R L 5021 STATE AVE 25/01 $ 377.48 $ 45.00 $ 422.48 HR 202506 4141040164 BARKSDALE ELLASTINE 2842 MOYERS RD 25/01 $ 383.18 $ 45.00 $ 428.18 HR 202506 4313410039 PHELPS JESSICA MAE 3738 PAINTED PONY RD 25/04 $ 688.60 $ 45.00 $ 733.60 HR 202506 5340720316 BRATTON-SCOTT JOYCE 782 7TH ST 25/04 $ 402.64 $ 45.00 $ 447.64 HR 202506 5341320025 KING NYISHA 680 8TH ST 25/04 $ 417.26 $ 45.00 $ 462.26 HR 202506 4311000170 LOPEZ EDWARD & MELE 4889 SANTA RITA RD 25/04 $ 759.61 $ 45.00 $ 804.61 HR 202506 5130340093 SOSA CRESENCIO 3210 CENTER AVE 25/04 $ 377.88 $ 45.00 $ 422.88 HR 202506 5442010186 JACKSON ANDRE 415 S 20TH ST 415-419 25/04 $ 993.19 $ 45.00 $ 1,038.19 HR 202506 5612320142 LOPEZ FRANCISCO J & CRISTIAN 579 SANFORD AVE 25/04 $ 401.15 $ 45.00 $ 446.15 HR 202506 5134020162 BEAN WILLIE & LURINZA 4155 BELL AVE 25/04 $ 400.57 $ 45.00 $ 445.57 HR 202506 5341810199 PEREZ NOE A 648 9TH ST 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5301900048 SMITH LESLEY A 1728 DUNN AVE 25/04 $ 51.44 $ 45.00 $ 96.44 HR 202506 5101330065 WUNDERLICH ROSS 5838 SACRAMENTO AVE 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5383200267 GEMJMF LLC 136 3RD ST 25/01 $ 360.31 $ 45.00 $ 405.31 HR 202506 4334320092 KYAUK TOM 1250 FASCINATION CIR 25/04 $ 312.25 $ 45.00 $ 357.25 HR 202506 5501420086 PAVLOVSKY ALEX 144 S 4TH ST 25/04 $ 390.18 $ 45.00 $ 435.18

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5130610198 CLARK STEPHANIE 3718 FLORIDA AVE 25/01 $ 294.10 $ 45.00 $ 339.10 HR 202506 5092000131 ESQUIVIAS JOSE ARTURO 1031 S 55TH ST 25/04 $ 377.10 $ 45.00 $ 422.10 HR 202506 5192710274 RUBALCABA MARY ANN 464 KEY BLVD 25/04 $ 485.53 $ 45.00 $ 530.53 HR 202506 5492020408 BENITEZ NOEL A 2921 BONDS LN 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5130920316 ZHANG YANTING 4228 OHIO AVE 25/01 $ 391.03 $ 45.00 $ 436.03 HR 202506 5261200223 MORALES JESUS & BERTHA 3221 HUMPHREY AVE 25/04 $ 427.20 $ 45.00 $ 472.20 HR 202506 5093100336 SAPKOTA SIRJANA & TEJ PRASAD 858 S 47TH ST 25/01 $ 129.00 $ 45.00 $ 174.00 HR 202506 5150400074 PAYSINGER LORENE TRE 619 CIVIC CENTER ST 25/01 $ 380.98 $ 45.00 $ 425.98 HR 202506 5303400252 WASHINGTON TERRUS 2021 LINCOLN AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5403200016 MCKENZIE MICHAEL 1204 CHANSLOR AVE 1204-1206 DUPLEX 25/04 $ 326.52 $ 45.00 $ 371.52 HR 202506 4334030147 SORIANO LEONARDO M JR 5125 RAIN CLOUD DR 25/04 $ 326.81 $ 45.00 $ 371.81 HR 202506 4080530118 NAVARRETE ANTONIO 523 HARRISON DR 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5260200018 LARA MANUEL 3400 MARICOPA AVE 25/04 $ 402.64 $ 45.00 $ 447.64 HR 202506 5384100037 MERCADO MAURILIO JR 10 7TH ST A & B UNITS 25/04 $ 777.11 $ 45.00 $ 822.11 HR 202506 5080820102 DRAYDEN MARIBETH TRE 1333 MARIPOSA ST 25/04 $ 400.06 $ 45.00 $ 445.06 HR 202506 5132930107 GATLIN RONALD L 541 S 47TH ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5170400070 MOORE ARLENE E 519 41ST ST 25/04 $ 171.05 $ 45.00 $ 216.05 HR 202506 5133960467 SHRESTHA ANIL 4923 POTRERO AVE 25/04 $ 292.08 $ 45.00 $ 337.08 HR 202506 4142330085 CMGOUGH YVONNE TRE 2817 WISWALL DR 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5441500104 PAYSINGER LORENE TRE 359 S 17TH ST 25/04 $ 396.91 $ 45.00 $ 441.91 HR 202506 5131520032 MILES JEWEL T TRE 430 S 36TH ST 25/04 $ 392.21 $ 45.00 $ 437.21 HR 202506 5381610202 CLARKE BENJAMIN H 331 3RD ST 331-333 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5302400139 SMITH TYLETTE 1747 COALINGA AVE 25/04 $ 713.92 $ 45.00 $ 758.92 HR 202506 4252620119 KARKI SUNDAR 3085 SUN CT 25/04 $ 955.72 $ 45.00 $ 1,000.72 HR 202506 5383300232 PEREZ ADRIAN 126 2ND ST A & B 25/04 $ 798.08 $ 45.00 $ 843.08 HR 202506 5440920188 ACOSTA MARLENE 270 S 18TH ST 25/01 $ 205.10 $ 45.00 $ 250.10 HR 202506 5132940130 CORDOVA ODILIA CHAVARRIA 505 S 49TH ST 505 & 511 (DUPLEX) 25/04 $ 672.26 $ 45.00 $ 717.26 HR 202506 5404800160 HELUSHKA HASSUN TRE 469 METRO WALK WAY 25/01 $ 432.31 $ 45.00 $ 477.31 HR 202506 5501520018 JONES W MARCEL JR 434 FLORIDA AVE 25/04 $ 317.81 $ 45.00 $ 362.81

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5441910204 HARGROVE ROY C 2123 CUTTING BLVD 25/04 $ 396.91 $ 45.00 $ 441.91 HR 202506 5584000045 PIERCE DOUGLAS A TRE 512 TEWKSBURY AVE 25/04 $ 284.15 $ 45.00 $ 329.15 HR 202506 5342220307 SONTAY JUAN 625 2ND ST 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 4321510077 HARVEY CLEON JR & SHERRY A TRE 5103 CARRIAGE DR 25/04 $ 402.40 $ 45.00 $ 447.40 HR 202506 4053810737 DELOSSANTOS DEBBIE COLOMA TRE 2416 HIGHGATE DR 25/04 $ 58.42 $ 45.00 $ 103.42 HR 202506 5283200136 ORTEGA JAIME SR 2726 DOWNER AVE 25/04 $ 376.87 $ 45.00 $ 421.87 HR 202506 5606400017 MCMILLER ROSALIND 2004 HOFFMAN BLVD 25/04 $ 757.30 $ 45.00 $ 802.30 HR 202506 5271500018 COLLI YOLANDA 2600 MARICOPA AVE 25/04 $ 802.27 $ 45.00 $ 847.27 HR 202506 4141100166 POVEDA MERCEDES GUADALUPE 2748 JO ANN DR 25/04 $ 384.54 $ 45.00 $ 429.54 HR 202506 5240600063 TATUM JASON 971 34TH ST 25/04 $ 400.03 $ 45.00 $ 445.03 HR 202506 4333510115 PRIMUS OTTIS F & RUBY L TRE 5257 HEAVENLY RIDGE LN 25/01 $ 44.22 $ 45.00 $ 89.22 HR 202506 5092710051 COHEN MICHAEL SCOTT 5026 CREELY AVE 25/04 $ 369.58 $ 45.00 $ 414.58 HR 202506 5070800049 RITCHIE REBECCA 2008 CARLSON BLVD 25/01 $ 382.37 $ 45.00 $ 427.37 HR 202506 5490720082 MAXIE OWEDIA J TRE EST OF 458 SPRING ST 25/01 $ 388.69 $ 45.00 $ 433.69 HR 202506 5490310066 HARPER ANITRA 338 S 23RD ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5271120080 PONCE MARIO 2522 EMERIC AVE 25/04 $ 325.91 $ 45.00 $ 370.91 HR 202506 5243000022 OREILLY LISA 775 32ND ST 25/04 $ 300.19 $ 45.00 $ 345.19 HR 202506 5092000206 MATHIS JACK W & TERRI 5319 FALLON AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4055400255 VALDIVIA JAVIER G & SANDRA J 707 FALCON CT 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5080620064 HENNINGS SALVIDO 1369 MONTEREY ST 25/04 $ 401.81 $ 45.00 $ 446.81 HR 202506 5142100196 MURILLO JORGE LUIS ZAVALA 520 21ST ST 25/01 $ 360.31 $ 45.00 $ 405.31 HR 202506 5080700049 ROMERO GUSTAVO 1347 MARIPOSA ST 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5282900165 BOZORG YUSEF 710 28TH ST 25/02 $ 0.00 $ 45.00 $ 45.00 HR 202506 4334030238 ALIPING EMILY & JOEL 5117 RAIN CLOUD DR 25/04 $ 757.03 $ 45.00 $ 802.03 HR 202506 5490420170 WILLIAMS LARRY JR 336 S 26TH ST 25/04 $ 0.00 $ 45.00 $ 45.00 HR 202506 5441500138 ULUTU SAVALI SUNIA 1603 VIRGINIA AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5261200025 BARBA GABRIEL 3210 LOWELL AVE 25/01 $ 0.36 $ 45.00 $ 45.36 HR 202506 5382310414 JONES LILLIE MAE 258 6TH ST 25/01 $ 479.34 $ 45.00 $ 524.34 HR 202506 5283000049 ESCAMILLA FRANCISCO J 2824 CLINTON AVE 25/02 $ 226.60 $ 45.00 $ 271.60 HR 202506 5491920228 MAFUAHINGANO MELE M 524 S 29TH ST 25/01 $ 491.47 $ 45.00 $ 536.47

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 4141730152 JOHNSON REGINALD & ANDRIETTE 2817 PARKER RD 25/04 $ 757.73 $ 45.00 $ 802.73 HR 202506 4142420217 GRAY MICHAEL 2837 SHANE DR 25/01 $ 392.83 $ 45.00 $ 437.83 HR 202506 5380800291 CHEN LI FANG 505 NEVIN AVE 25/04 $ 400.31 $ 45.00 $ 445.31 HR 202506 5292620282 PENADO JOSE FRANCISCO TRE 1715 PENNSYLVANIA AVE 25/01 $ 360.31 $ 45.00 $ 405.31 HR 202506 5443020093 MARTINEZ ROBERTO 528 S 22ND ST 25/04 $ 384.83 $ 45.00 $ 429.83 HR 202506 5230430067 CARDENAS BRENDA L 789 VENTURA ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5132930040 SMITH VIVIAN S 4522 ESCUELA CT 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4321220032 THOMPSON JENNIFER L 5267 BUCKBOARD WAY 25/04 $ 401.16 $ 45.00 $ 446.16 HR 202506 5133850056 HIGGS-JONES KAREN L 4601 OVEREND AVE 25/04 $ 400.43 $ 45.00 $ 445.43 HR 202506 5170700156 COULTIERPEEBLES JACQUELINE 536 43RD ST 25/04 $ 402.14 $ 45.00 $ 447.14 HR 202506 4334920040 LACONA TERESA C 5759 SKYVIEW PL 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 4311570024 JONES EVER 3085 DESERET DR 25/04 $ 291.06 $ 45.00 $ 336.06 HR 202506 4141210106 MONTGOMERY WILLIE P & PATRICIA 2855 LOYOLA AVE 25/04 $ 289.86 $ 45.00 $ 334.86 HR 202506 5384000195 RAMOS ISRAEL 27 7TH ST 25/04 $ 0.00 $ 45.00 $ 45.00 HR 202506 5130540031 BACA MAURICIO J DIAZ 3315 WALL AVE 25/01 $ 389.72 $ 45.00 $ 434.72 HR 202506 4141420044 GREEN LOUISE TRE 2816 GONZAGA AVE 25/04 $ 396.91 $ 45.00 $ 441.91 HR 202506 4141520272 RADFORD CAROLYN LOUISE TRE 3259 ANNAPOLIS AVE 25/04 $ 695.93 $ 45.00 $ 740.93 HR 202506 5093100013 WINFIELD BOBBYE L 4747 ARNO CT 25/04 $ 390.01 $ 45.00 $ 435.01 HR 202506 5607900577 OMOREGIE OROBOSA N 704 JETTY DR 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5611810259 ESCOBAR MORENA 417 GERTRUDE AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5093500352 HERNANDEZ CLAUDIA R 968 CARLSON BLVD 25/04 $ 378.74 $ 45.00 $ 423.74 HR 202506 5150200151 CASTRO MARISELA 2383 ROOSEVELT AVE 25/04 $ 393.62 $ 45.00 $ 438.62 HR 202506 5141200104 WHITLEY SYLVIA 429 21ST ST 25/04 $ 775.44 $ 45.00 $ 820.44 HR 202506 5070300032 STEWART BENNY J TRE 5820 BURLINGAME AVE 25/01 $ 68.61 $ 45.00 $ 113.61 HR 202506 4353000161 MONTGOMERY JERRY LYNN TRE 5861 KNOBCONE CT 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 4140310071 BLACK LEJON 2956 GROOM DR 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5150400041 GLASSON MEGAN L 633 CIVIC CENTER ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5281320167 CORDERO CATHERINE P 915 29TH ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5190400134 KATES DANIEL & TRUZELLA 652 VENTURA ST 25/04 $ 757.70 $ 45.00 $ 802.70 HR 202506 5183100089 DISTEFANO VINCENT A 625 38TH ST 25/04 $ 400.30 $ 45.00 $ 445.30

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5380600162 PAYSINGER LORENE TRE 335 NEVIN AVE 25/04 $ 760.46 $ 45.00 $ 805.46 HR 202506 5342910188 OROZCO GUILLERMO JIMENEZ TRE 521 5TH ST 25/04 $ 350.50 $ 45.00 $ 395.50 HR 202506 5140700161 VILLAMIL JOSUE 326 20TH ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5130320020 RAWAL DIPESH 2911 CENTER AVE 25/04 $ 11.13 $ 45.00 $ 56.13 HR 202506 5080900052 ELLIS RICKY C & CORINA TRE 1315 MERCED ST 25/04 $ 589.75 $ 45.00 $ 634.75 HR 202506 4056000070 OGUAMALAM SUSSAN MMA 3312 PARK RIDGE DR 25/04 $ 713.92 $ 45.00 $ 758.92 HR 202506 5242400108 SHIE STEVE FU & HELEN S TRE 3815 SOLANO AVE 25/04 $ 81.76 $ 45.00 $ 126.76 HR 202506 5340520062 XENOSYS LLC 1109 PENNSYLVANIA AVE 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5611920348 ALVARADO ALEX H 435 SANFORD AVE 25/04 $ 762.78 $ 45.00 $ 807.78 HR 202506 5502110264 BELTRAN ALMA 519 FLORIDA AVE 25/04 $ 230.66 $ 45.00 $ 275.66 HR 202506 5343820113 RUCHEN CHRISTINE 506 MARINA WAY 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 4314200249 LOUD KAMIL 3796 HIDDEN SPRINGS CT 25/04 $ 695.93 $ 45.00 $ 740.93 HR 202506 5381430148 HILL TABETTE LYNN 354 6TH ST 25/01 $ 293.32 $ 45.00 $ 338.32 HR 202506 5133850197 WILSON STREPHONE T TRE 4614 TAFT AVE 25/04 $ 403.88 $ 45.00 $ 448.88 HR 202506 5240300110 CRUZ TRINIDAD J & MARIA E 943 37TH ST 25/04 $ 326.52 $ 45.00 $ 371.52 HR 202506 5160300157 OROZCO JOEL 3101 BARRETT AVE 25/04 $ 391.40 $ 45.00 $ 436.40 HR 202506 5443320097 WINROW MAELENE 657 S 19TH ST 25/04 $ 381.16 $ 45.00 $ 426.16 HR 202506 5440510138 SMITH HENRIETTA TRE 145 S 20TH ST 25/04 $ 757.73 $ 45.00 $ 802.73 HR 202506 5282900090 WHITEHEAD HEATHER R 2914 DOWNER AVE 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5201210118 WASHINGTON AUDREY 692 YUBA ST 25/04 $ 757.68 $ 45.00 $ 802.68 HR 202506 5502120081 LEE TOLEDA R 150 S 6TH ST 25/04 $ 374.47 $ 45.00 $ 419.47 HR 202506 5442220041 PAYSINGER LORENE TRE 425 S 17TH ST 25/01 $ 700.15 $ 45.00 $ 745.15 HR 202506 4311930301 HU MING 3154 DESERET DR 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5141700087 JONES MARY L 553 18TH ST 25/04 $ 412.92 $ 45.00 $ 457.92 HR 202506 5490810164 CREER TRACY 436 S 27TH ST 25/04 $ 400.03 $ 45.00 $ 445.03 HR 202506 5490810081 YOUNG EMMA 435 S 28TH ST 435-437 25/04 $ 800.57 $ 45.00 $ 845.57 HR 202506 5490810099 SPEARMAN RENEE 443 S 28TH ST 25/04 $ 390.92 $ 45.00 $ 435.92 HR 202506 5490620068 KIMMONS PEARL 428 S 29TH ST 25/04 $ 762.95 $ 45.00 $ 807.95 HR 202506 5443110084 CUI YUXIN 651 S 22ND ST 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5501200157 RAMIREZ JUAN VILLALOBOS 225 MAINE AVE 25/04 $ 117.66 $ 45.00 $ 162.66

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5130440174 WALKER KEVIN Y 3601 CENTER AVE 25/04 $ 401.77 $ 45.00 $ 446.77 HR 202506 5291300316 WRIGHT ALBERTA 1346 GAYNOR AVE 25/04 $ 392.00 $ 45.00 $ 437.00 HR 202506 5302100382 HERNANDEZ JAVIER 2208 DUNN AVE 2208-2212 25/04 $ 707.00 $ 45.00 $ 752.00 HR 202506 5283000064 GUARDADO JUAN 2836 CLINTON AVE 25/04 $ 416.54 $ 45.00 $ 461.54 HR 202506 5301800099 CALDERON LUIS HUMBERTO 1618 DUNN AVE 25/04 $ 178.21 $ 45.00 $ 223.21 HR 202506 4140520075 SPILLER HARRY 2952 MCKENZIE DR 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5380800341 BORJA LEO & ANA 465 6TH ST 25/04 $ 400.36 $ 45.00 $ 445.36 HR 202506 5192310208 WILLIAMS SHARON TRE 460 DIMM ST 25/04 $ 800.57 $ 45.00 $ 845.57 HR 202506 5380500362 JOUBERT PIERE 434 2ND ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5130530040 GARNER ALBERT E 3500 WALLER AVE 25/04 $ 393.85 $ 45.00 $ 438.85 HR 202506 5133220086 WALKER MALIK 4521 WALL AVE 25/04 $ 811.02 $ 45.00 $ 856.02 HR 202506 5130610164 WARRICK NAFEESAH A 3721 WALLER AVE 25/04 $ 400.26 $ 45.00 $ 445.26 HR 202506 5153310163 VIENGVILAI KHAN 2442 CHANSLOR AVE 25/04 $ 302.24 $ 45.00 $ 347.24 HR 202506 4055600102 ABEBE DEREJE A 745 ROCK ROSE WAY 25/04 $ 389.24 $ 45.00 $ 434.24 HR 202506 4140330236 THOMAS-CALDWELL ANDREA M TRE 3049 SHANE DR 25/04 $ 392.02 $ 45.00 $ 437.02 HR 202506 5340720258 FRANCO LUIS 746 7TH ST 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5093600319 PHILLIPS NIKITA M 933 S 45TH ST 25/04 $ 402.61 $ 45.00 $ 447.61 HR 202506 4140410087 KEELS TODD R TRE 2905 MCKENZIE DR 25/04 $ 327.20 $ 45.00 $ 372.20 HR 202506 4056600762 WINTERTON LISA MARIE 5017 MATCH CT 25/01 $ 360.31 $ 45.00 $ 405.31 HR 202506 5092000198 CHAMBERLAIN JOHN & LENA M 5327 FALLON AVE 25/04 $ 398.22 $ 45.00 $ 443.22 HR 202506 4142410127 PICHARDO RUBEN & IRMA 2966 OXFORD AVE 25/04 $ 368.53 $ 45.00 $ 413.53 HR 202506 5270520124 HAUG MERRILL W 2501 BUSH AVE 25/01 $ 320.39 $ 45.00 $ 365.39 HR 202506 4053810869 YOHANNES SAMSON 3235 HIGHPOINTE CT 25/04 $ 384.83 $ 45.00 $ 429.83 HR 202506 4080230115 ALHAMBRA M M BRENDJOLAE A 717 PAYNE CT 25/04 $ 343.80 $ 45.00 $ 388.80 HR 202506 5142400091 JOHNSON MILLER 617 22ND ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5130750101 TROTTER ARNESHA MARIE TRE 3816 CENTER AVE 25/01 $ 406.91 $ 45.00 $ 451.91 HR 202506 4140610314 FLORES SELINA V 3101 ALTA MIRA DR 25/04 $ 389.24 $ 45.00 $ 434.24 HR 202506 4142810078 SINGH HARPREET 2981 BIRMINGHAM DR 25/04 $ 410.06 $ 45.00 $ 455.06 HR 202506 4054700523 LONG SHANNON LYN JUAN 2435 GROVEVIEW CT 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5083200088 LEE TED SHEW FUNG & LILY TRE 6215 TEHAMA AVE 25/04 $ 171.58 $ 45.00 $ 216.58

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 4140670045 MOLINA WILFREDO & ANNETTE 3114 MOYERS RD 25/04 $ 396.91 $ 45.00 $ 441.91 HR 202506 5081310079 TYLER WILLARD E & MITSUKO D 1447 MERCED ST 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5282800225 CHUNG HSIN-MIN SAM & MARY 2909 DOWNER AVE 25/01 $ 389.72 $ 45.00 $ 434.72 HR 202506 5502510166 RODRIGUEZ JESSICA 431 S 8TH ST 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5443120133 PICKETT VERNA L 660 S 22ND ST 25/04 $ 1,126.01 $ 45.00 $ 1,171.01 HR 202506 4092400029 CLARKE BENJAMIN H 1891 TRUMAN ST 25/04 $ 399.25 $ 45.00 $ 444.25 HR 202506 5440320041 JIMENEZ ANTONIO & LETICIA 117 S 16TH ST 25/04 $ 326.81 $ 45.00 $ 371.81 HR 202506 5383410171 LEMOINE JOHN MAURICE 119 2ND ST 25/04 $ 416.83 $ 45.00 $ 461.83 HR 202506 5131010182 FUSTON SARAH ANN 4421 FLORIDA AVE 25/04 $ 400.16 $ 45.00 $ 445.16 HR 202506 4142810219 FOWLER DAVID 2853 OXFORD AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4353100060 FUJITA MICHAEL EST OF 5457 ALLISON LN 25/04 $ 423.08 $ 45.00 $ 468.08 HR 202506 5440820206 ROBERTSON LINDA J TRE 2021 MAINE AVE 25/01 $ 743.68 $ 45.00 $ 788.68 HR 202506 5241500189 CHEUNG SUEN MEI 832 33RD ST 25/01 $ 294.10 $ 45.00 $ 339.10 HR 202506 4142330028 MCKNIGHT GREGORY L TRE 2915 WISWALL DR 25/04 $ 760.09 $ 45.00 $ 805.09 HR 202506 5440410040 MCRAE LUTHER ARAMIS 138 S 17TH ST 25/04 $ 396.91 $ 45.00 $ 441.91 HR 202506 5342710315 KAUR BEERA 545 3RD ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5440410123 ROCKETT GAYBRIEL 109 S 18TH ST 25/04 $ 330.04 $ 45.00 $ 375.04 HR 202506 4140610116 WILKINS SHAWN 3139 HENDERSON DR 25/04 $ 759.59 $ 45.00 $ 804.59 HR 202506 5280300038 RAMIREZ ARTURO GUILLEN 2626 HUMPHREY AVE 25/04 $ 425.41 $ 45.00 $ 470.41 HR 202506 5280400200 GARCIA ALCIDES 2841 ANDRADE AVE 25/01 $ 294.10 $ 45.00 $ 339.10 HR 202506 5151000105 BROWN ANTHONY E & VIKKI ANN 2821 ROOSEVELT AVE 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 4335100121 SULLIVAN CARL J SR 148 MITEY MITE LN 25/04 $ 622.91 $ 45.00 $ 667.91 HR 202506 4055500286 TORRES ERNEST R 620 ROCK ROSE WAY 25/04 $ 385.64 $ 45.00 $ 430.64 HR 202506 4321820161 SINGH BALJIT AVTARSINGH 5558 CERRO NORTE 25/04 $ 396.91 $ 45.00 $ 441.91 HR 202506 5292810198 ALBOM ADVENTURES LLC 700 20TH ST 700-00A 25/04 $ 1,084.51 $ 45.00 $ 1,129.51 HR 202506 4056600572 PERRY KARL L II TRE 5208 CLEEK CT 25/04 $ 402.18 $ 45.00 $ 447.18 HR 202506 5492020291 AUSTIN TAMARA 2932 BONDS LN 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5170700073 RODRIGUEZ BRENDA ANN 519 44TH ST 25/04 $ 752.22 $ 45.00 $ 797.22 HR 202506 5160600143 JAYAGODA SANATH & ACHALA 558 34TH ST 25/04 $ 400.30 $ 45.00 $ 445.30

Attachment 3 – Garbage Preliminary Lien List
Lien
Policy -
Levy
Code
Lien Batch
Number Parcel Number Owner Site Street Address
Service
Thru RSS Charge City Charge Total Due
HR 202506 5094000030 MEJIA MARTIN C & NOHEMY 3944 POTRERO AVE 25/04 $ 757.03 $ 45.00 $ 802.03 HR 202506 5291800091 ESTRADA ISABEL LANZAS 753 23RD ST 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5300800132 HEREDIA HECTOR P & ROSAURA 1511 RHEEM AVE 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 5092200111 HOPKINS MARJORINE 1111 S 55TH ST 25/04 $ 757.73 $ 45.00 $ 802.73 HR 202506 5133170430 GAUTAM MAMATA 333 S 50TH ST 25/01 $ 320.63 $ 45.00 $ 365.63 HR 202506 5132380097 NEIGHBOR TO NEIGHBOR HOMES LLC 521 S 50TH ST 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 4053810083 SCOTT DIETRA A 4 BOARDWALK PL 25/04 $ 400.30 $ 45.00 $ 445.30 HR 202506 4140620081 GOMEZ-ILLAN RUBEN 3136 HENDERSON DR 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5240100171 OGBEIDE FESTUS 904 WILSON AVE 25/04 $ 402.64 $ 45.00 $ 447.64 HR 202506 5134030096 FARR J C JR 4433 POTRERO AVE 25/01 $ 0.00 $ 45.00 $ 45.00 HR 202506 5134030088 HIDALGO JUAN & OTILIA 4441 POTRERO AVE 25/04 $ 489.67 $ 45.00 $ 534.67 HR 202506 4311920146 STARLING JOHN ROBERT III 3162 KEITH DR 25/01 $ 731.72 $ 45.00 $ 776.72 HR 202506 5608302039 HABIBI MOHDI 848 MARINA WAY S 25/04 $ 367.66 $ 45.00 $ 412.66 HR 202506 5133850296 SHARIFF YUSEF 4465 OVEREND AVE 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5170400062 ZHOU ZUOCHANG 529 41ST ST 25/04 $ 399.92 $ 45.00 $ 444.92 HR 202506 5303300171 HO MATTHEW SAY 2203 VISALIA AVE 25/04 $ 242.29 $ 45.00 $ 287.29 HR 202506 5182500065 HAYHURST MICHAEL 633 32ND ST 25/04 $ 391.66 $ 45.00 $ 436.66 HR 202506 5341510070 MEJIA GONZALO ANTONIO & TERESA 1120 PENNSYLVANIA AVE 25/04 $ 169.11 $ 45.00 $ 214.11 HR 202506 4054700267 MAYO BRISHJAE 2423 BRANCHWOOD CT 25/04 $ 386.02 $ 45.00 $ 431.02 HR 202506 5130920324 ZHANG YANTING 4232 OHIO AVE 25/02 $ 393.26 $ 45.00 $ 438.26 HR 202506 5134020170 STEPHENS LARRY D 4133 BELL AVE 25/02 $ 393.26 $ 45.00 $ 438.26 HR 202506 5380500396 ERWIN MONIQUE 428 2ND ST 25/02 $ 389.90 $ 45.00 $ 434.90 HR 202506 5270120081 CHAVARRIA ISAIAS MOYA 2364 EMERIC AVE 25/02 $ 744.23 $ 45.00 $ 789.23 HR 202506 5151500146 PINEDA JULIO C & DORA 534 25TH ST 25/02 $ 393.01 $ 45.00 $ 438.01 HR 202506 5101120227 WARHUS ROBERTA L 2620 CARLSON BLVD 25/02 $ 360.31 $ 45.00 $ 405.31 HR 202506 5142000040 ESTRADA MANUEL VASQUEZ 2024 ROOSEVELT AVE 25/02 $ 726.92 $ 45.00 $ 771.92 HR 202506 5181800144 OLIVER JANET 658 33RD ST 25/02 $ 370.21 $ 45.00 $ 415.21 HR 202506 5501910094 COLINDRES FABIAN J 338 S 5TH ST 25/02 $ 489.39 $ 45.00 $ 534.39 HR 202506 4080410048 MI CHEN 4000 MCGLOTHEN WAY 25/02 $ 393.24 $ 45.00 $ 438.24